UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10325
VanEck Vectors ETF Trust
(Exact name of registrant as specified in charter)
666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033
(Address of Principal Executive Office)
Jan F. van Eck
Chief Executive Officer
VanEck Vectors ETF Trust
666 3rd Ave - 9th Floor
New York, NY 10017-4033
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period:
July 1, 2018 through June 30, 2019
Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Investment Grade Floating Rate ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors AMT-Free Intermediate Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors AMT-Free Long Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Pre-Refunded Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Short High-Yield Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors AMT-Free Short Municipal Index ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors ChinaAMC China Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors J. P. Morgan EM Local Currency Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Green Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors NDR CMG Long/Flat Allocation ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Real Asset Allocation ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : Vaneck Vectors Municipal Allocation ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name :VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Africa Index ETF
________________________________________________________________________________
Absa Group Limited
Ticker Security ID: Meeting Date Meeting Status
ABG CINS S0270C106 06/04/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
2 Re-elect Alex Darko Mgmt For For For
3 Re-elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
4 Re-elect Francis Okomo Mgmt For For For
Okello
5 Re-elect Mohamed J. Mgmt For For For
Husain
6 Re-elect Peter Matlare Mgmt For For For
7 Elect Sipho M. Pityana Mgmt For For For
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Alex
Darko)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (Colin
Beggs)
10 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
11 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mohamed J.
Husain)
12 Elect Audit and Mgmt For For For
Compliance Committee
Member (Tasneem
Abdool-Samad)
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve Absa Group Mgmt For For For
Limited Share
Plan
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
17 Approve NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/17/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
3 Re-elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
4 Re-elect Anthony Mgmt For For For
(Tony) M.
O'Neill
5 Elect Norman B. Mbazima Mgmt For For For
6 Elect Craig Miller Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard M.W.
Dunne)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko (Peter)
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John M.
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Dhanasagree (Daisy)
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy and
Implementation
Report
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/30/2019 Take No Action
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Marcelo H. Bastos Mgmt For TNA N/A
4 Elect Ian R. Ashby Mgmt For TNA N/A
5 Elect Stuart Chambers Mgmt For TNA N/A
6 Elect Mark Cutifani Mgmt For TNA N/A
7 Elect Nolitha V. Fakude Mgmt For TNA N/A
8 Elect Byron Grote Mgmt For TNA N/A
9 Elect Tony O'Neill Mgmt For TNA N/A
10 Elect Stephen T. Pearce Mgmt For TNA N/A
11 Elect Mphu Ramatlapeng Mgmt For TNA N/A
12 Elect Jim Rutherford Mgmt For TNA N/A
13 Elect Anne Stevens Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Remuneration Report Mgmt For TNA N/A
(Advisory)
17 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
19 Authority to Mgmt For TNA N/A
Repurchase
Shares
20 Authority to Set Mgmt For TNA N/A
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Maria D.C. Mgmt For For For
Richter
2 Elect Kelvin P. M. Mgmt For For For
Dushnisky
3 Elect Alan M. Ferguson Mgmt For For For
4 Elect Jochen E. Tilk Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Remuneration Policy Mgmt For For For
12 Remuneration Report Mgmt For For For
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Financial Mgmt For For For
Assistance
17 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/06/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Elect Roy C. Andersen Mgmt For For For
4 Elect Linda de Beer Mgmt For For For
5 Re-elect Christopher Mgmt For Against Against
(Chris) N.
Mortimer
6 Re-elect David S. Mgmt For For For
Redfern
7 Re-elect Sindiswa Mgmt For For For
(Sindi) V.
Zilwa
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Linda de
Beer)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Approve NEDs' Fees Mgmt For For For
(Chair)
19 Approve NEDs' Fees Mgmt For For For
(Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
26 Approval of Financial Mgmt For For For
Assistance (Section
45)
27 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K147 05/27/2019 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Elect Lionel Zinsou Mgmt For TNA N/A
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K121 11/12/2018 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Restricted
Shares
3 Waiver of Preemptive Mgmt For TNA N/A
Rights
4 Authorisation of Legal Mgmt For TNA N/A
Formalities (Shares
Issuance)
5 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
AVI Limited
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 11/01/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Adriaan Nuhn Mgmt For For For
4 Re-elect Michael Mgmt For For For
(Mike) J.
Bosman
5 Re-elect Abe M. Mgmt For For For
Thebyane
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Mike
Bosman)
7 Elect Audit and Risk Mgmt For For For
Committee Member (Neo
Dongwana)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Hersov)
9 Approve NEDs' Fees Mgmt For For For
(Board
Members)
10 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
11 Approve NEDs' Fees Mgmt For For For
(Foreign Board
Member)
12 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Members)
13 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
14 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
15 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
45)
20 Approve Remuneration Mgmt For For For
Policy
21 Approve Implementation Mgmt For For For
Report
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive T. Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Jerry R. Korpan Mgmt For For For
2.7 Elect Bongani Mtshisi Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 05/21/2019 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Appointments
7 Appointment of Auditors Mgmt For TNA N/A
8 Authority to Mgmt For TNA N/A
Repurchase
Shares
9 Authorisation of Legal Mgmt For TNA N/A
Formalities
10 Issuance of Shares w/o Mgmt For TNA N/A
Preemptive
Rights
11 Suppression of Mgmt For TNA N/A
Preemptive
Rights
12 Authorisation of Legal Mgmt For TNA N/A
Formalities
13 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Banque Marocaine du Commerce Exterieur
Ticker Security ID: Meeting Date Meeting Status
BCE CINS V08866143 05/28/2019 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights for Stock
Dividend
5 Issuance Terms Mgmt For TNA N/A
6 Directors' Fees Mgmt For TNA N/A
7 Related Party Mgmt For TNA N/A
Transactions
8 Ratification of Mgmt For TNA N/A
Auditor's
Acts
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Election of Directors Mgmt For TNA N/A
11 Board Changes Mgmt For TNA N/A
12 Authorisation of Legal Mgmt For TNA N/A
Formalities
13 Authority to Increase Mgmt For TNA N/A
Capital for Stock
Dividend
14 Issuance Terms Mgmt For TNA N/A
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Barloworld Limited
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 02/14/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Neo P. Mgmt For For For
Dongwana
3 Elect Olufunke (Funke) Mgmt For For For
Ighodaro
4 Elect Neo V. Mokhesi Mgmt For For For
5 Elect Hugh Molotsi Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Sango
Ntsaluba)
7 Elect Audit Committee Mgmt For For For
Member (Frances
Edozien)
8 Elect Audit Committee Mgmt For Against Against
Member (Hester
Hickey)
9 Elect Audit Committee Mgmt For For For
Member (Michael
Lynch-Bell)
10 Elect Audit Committee Mgmt For For For
Member (Nomavuso
Mnxasana)
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Policy
(Implementation)
14 Approve NEDs Fees Mgmt For For For
(Chairman of the
Board)
15 Approve NEDs Fees Mgmt For For For
(Resident
NEDs)
16 Approve NEDs Fees Mgmt For For For
(Non-resident
NEDs)
17 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Chair)
18 Approve NEDs Fees Mgmt For For For
(Resident Audit
Committee
Members)
19 Approve NEDs Fees Mgmt For For For
(Non-resident Audit
Committee
Members)
20 Approve NEDs Fees Mgmt For For For
(Resident
Remuneration
Committee
Chair)
21 Approve NEDs Fees Mgmt For For For
(Resident Social,
Ethics &
Transformation
Committee
Chair)
22 Approve NEDs Fees Mgmt For For For
(Resident Risk &
Sustainability
Committee
Chair)
23 Approve NEDs Fees Mgmt For For For
(Resident General
Purposes Committee
Chair)
24 Approve NEDs Fees Mgmt For For For
(Resident Nomination
Committee
Chair)
25 Approve NEDs Fees Mgmt For For For
(Resident Members of
Non-Audit
Committees)
26 Approve NEDs Fees Mgmt For For For
(Non-resident Members
of Non-Audit
Committees)
27 Approve Financial Mgmt For For For
Assistance
28 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Barloworld Limited
Ticker Security ID: Meeting Date Meeting Status
BAW CINS S08470189 02/14/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Issue of Mgmt For For For
Shares Pursuant to
the BEE
Transaction
2 Specific Authority to Mgmt For For For
Repurchase
Shares
3 Disposal of Properties Mgmt For For For
4 Property Lease Mgmt For For For
Agreements
5 Provision of Financial Mgmt For For For
Assistance (Section
45)
6 Provision of Financial Mgmt For For For
Assistance (Section
44)
7 Authority to Issue Mgmt For For For
Shares (Section
41)
8 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Andrew J. Quinn Mgmt For For For
1.8 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bid Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BID CINS S11881109 11/27/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Douglas D.B. Mgmt For For For
Band
3 Re-elect Bernard L. Mgmt For For For
Berson
4 Re-elect Nigel G. Payne Mgmt For Against Against
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Paul
Baloyi)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nigel
Payne)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Helen
Wiseman)
8 Approve Remuneration Mgmt For For For
Policy
(Policy)
9 Approve Remuneration Mgmt For For For
Policy
(Implementation)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Allocation to Mgmt For For For
Distribute Share
Capital or Premium
13 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Mgmt For For For
Repurchase
Shares
16 Chair Mgmt For For For
17 Lead independent Mgmt For For For
non-executive
director
18 Non-executive Mgmt For For For
directors
(SA)
19 Non-executive Mgmt For For For
directors
(International)
20 Audit and risk Mgmt For For For
committee
chair
21 Audit and risk Mgmt For For For
committee member
(SA)
22 Audit and risk Mgmt For For For
committee member
(International)
23 Remuneration committee Mgmt For For For
chair
24 Remuneration committee Mgmt For For For
member
(SA)
25 Remuneration committee Mgmt For For For
member
(International)
26 Nominations committee Mgmt For For For
chair
27 Nominations committee Mgmt For For For
member
(SA)
28 Nominations committee Mgmt For For For
member
(International)
29 Acquisitions committee Mgmt For For For
chair
30 Acquisitions committee Mgmt For For For
member
(SA)
31 Acquisitions committee Mgmt For For For
member
(International)
32 Social and ethics Mgmt For For For
committee
chair
33 Social and ethics Mgmt For For For
committee member
(SA)
34 Social and ethics Mgmt For For For
committee member
(International)
35 Ad Hoc Meetings (Sa) Mgmt For For For
36 Ad Hoc Meetings Mgmt For For For
(International)
37 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/31/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Lindiwe A. Mgmt For For For
Dlamini
2 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
3 Re-elect Petrus (Piet) Mgmt For For For
J.
Mouton
4 Elect Danie Meintjes Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Remuneration Mgmt For For For
Implementation
Report
10 Amendment to the Mgmt For For For
Capitec Bank Group
Employee Empowerment
Trust
Deed
11 Approve NEDs' Fees Mgmt For Against Against
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 04/08/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
issuer)
5 Amendment to the Mgmt For For For
Performance Share
Plan
6 Increase in Directors' Mgmt For For For
Fee
Cap
7 Elect Josef El-Raghy Mgmt For For For
8 Elect Andrew Pardey Mgmt For For For
9 Elect Ross Jerrard Mgmt For For For
10 Elect Gordon E. Haslam Mgmt For For For
11 Elect Alison Baker Mgmt For For For
12 Elect Ibrahim Fawzy Mgmt For For For
13 Elect Mark R. Arnesen Mgmt For For For
14 Elect Mark Bankes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report and Mgmt For For For
Financial Statements
2018
3 Budget Report 2019 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees
12 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2019
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
Conditions of
Material
Asset Reorganization
of Listed
Companies
16 Plan of Material Asset Mgmt For For For
Acquisition of the
Company
17 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Related Party
Transaction
18 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Reverse
Takeover as Stipulated
in Article 13 of the
Administrative
Measures
for Material Asset
Reorganization of
Listed
Companies
19 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
the Requirements
under Article 4 of
the Regulations
Concerning the
Standardization of
Certain Issues of
Material Asset
Reorganization of
Listed
Companies
20 Merger/Acquisition Mgmt For For For
21 Asset Acquisition Mgmt For For For
Report (Draft) of
China Molybdenum Co.,
Ltd.
22 Effect on Major Mgmt For For For
Financial Indicators
from the Dilution of
Current Returns as a
Result of the
Material Asset
Acquisition and its
Remedial
Measures
23 Proposed Authorization Mgmt For For For
to the Board at the
General Meeting to
Handle All Matters
Relating to the
Material Asset
Acquisition
24 Shareholders' Return Mgmt For For For
Plan
2019-2021
25 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/30/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Fatima Daniels Mgmt For For For
4 Re-elect David M. Nurek Mgmt For For For
5 Re-elect Vikesh Mgmt For For For
Ramsunder
6 Election of Audit and Mgmt For For For
Risk Committee Member
(John
Bester)
7 Election of Audit and Mgmt For For For
Risk Committee Member
(Fatima
Daniels)
8 Election of Audit and Mgmt For For For
Risk Committee Member
(Nonkululeko
Gobodo)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authority to Mgmt For For For
Repurchase
Shares
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/10/2019 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Directors' Report and
Corporate Governance
Report
2 Presentation of Mgmt For For For
Auditor's
Report
3 Financial Statements Mgmt For For For
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Employee Profit
Sharing
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Charitable Donations Mgmt For Abstain Against
9 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10 Related Party Mgmt For Abstain Against
Transactions
11 Increase in Authorised Mgmt For For For
Capital
12 Amendments to Articles Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 06/12/2019 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorised Mgmt For For For
Capital
2 Amendments to Article 4 Mgmt For For For
3 Amendments to Article 8 Mgmt For For For
4 Amendments to Article Mgmt For For For
25
5 Amendments to Article Mgmt For For For
39
6 Amendments to Article Mgmt For For For
44
7 Amendments to Article Mgmt For For For
47
8 Amendments to Article Mgmt For For For
55
________________________________________________________________________________
Coronation Fund Managers Limited
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/19/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect John A. Snalam Mgmt For For For
2 Re-elect Lulama Boyce Mgmt For For For
3 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
4 Appointment of Auditor Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Lulama
Boyce)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Jock
McKenzie)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo
Nelson)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Implementation Mgmt For For For
of Remuneration
Policy
11 Approve Financial Mgmt For For For
Assistance (Section
45)
12 Approve Financial Mgmt For For For
Assistance (Section
44)
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Cosumar
Ticker Security ID: Meeting Date Meeting Status
CSR CINS V2507Z151 05/29/2019 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditor's
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Special Dividends Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Acknowledge Mohamed Mgmt For TNA N/A
Ramses Arroub as Wafa
Assurance
Representative
9 Elect Mohammed Fikrat Mgmt For TNA N/A
10 Elect Jean-Luc BOHBOT Mgmt For TNA N/A
11 Elect Regis Karim Mgmt For TNA N/A
Salamon
12 Elect Virgilio Lopes Mgmt For TNA N/A
Fagundes
13 Elect AbdelAziz Abarro Mgmt For TNA N/A
14 Elect Khalid Cheddadi Mgmt For TNA N/A
15 Elect Hicham Belmrah Mgmt For TNA N/A
16 Elect Ouafae Mriouah Mgmt For TNA N/A
17 Elect Mohamed Ramses Mgmt For TNA N/A
Arroub
18 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Discovery Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 11/26/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Mgmt For Against Against
Member (Les
Owen)
4 Elect Audit Committee Mgmt For For For
Member (Sindi
Zilwa)
5 Elect Audit Committee Mgmt For Against Against
Member (Sonja de
Bruyn)
6 Re-elect Brian A. Brink Mgmt For Against Against
7 Re-elect Thabane Mgmt For Against Against
(Vincent)
Maphai
8 Re-elect Sonja E.N. de Mgmt For Against Against
Bruyn
9 Approve Remuneration Mgmt For Against Against
Policy
10 Approve Remuneration Mgmt For Against Against
Report
11 Authorisation of Legal Mgmt For For For
Formalities
12 General Authority to Mgmt For For For
Issue A Preference
Shares
13 General Authority to Mgmt For For For
Issue B Preference
Shares
14 General Authority to Mgmt For For For
Issue C Preference
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
18 Authority to Issue Mgmt For For For
Shares Pursuant to
the Acquisition
(Section
41)
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East African Breweries Limited
Ticker Security ID: Meeting Date Meeting Status
EABL CINS V3146X102 09/19/2018 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jimmy Mugerwa Mgmt For For For
4 Elect Martin Mgmt For For For
Oduor-Otieno
5 Elect Paul Gallagher Mgmt For Against Against
6 Election of Audit & Mgmt For For For
Risk Committee
Members (Martin
Odour-Otieno)
7 Election of Audit & Mgmt For For For
Risk Committee
Members
(Japheth
Katto)
8 Election of Audit & Mgmt For Against Against
Risk Committee
Members
(Paul
Gallagher)
9 Election of Audit & Mgmt For For For
Risk Committee
Members (Jimmy
Mugerwa)
10 Directors' Fees Mgmt For For For
11 Authority to Set Fees Mgmt For Against Against
12 Amendments to Articles Mgmt For Abstain Against
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For Against Against
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Olivier Colom Mgmt For Against Against
5 Elect Livia Mahler Mgmt For For For
6 Elect Wayne McManus Mgmt For Against Against
7 Elect Sebastien de Mgmt For For For
Montessus
8 Elect Naguib Sawiris Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Equity Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EQTY CINS V3254M104 04/30/2019 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Convene the Meeting Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Retirement of Peter Mgmt For For For
Kahara
Munga
6 Retirement of Dennis Mgmt For For For
Aluanga
7 Elect David R. Ansell Mgmt For Abstain Against
8 Elect Edward Odundo Mgmt For Abstain Against
9 Election of Audit Mgmt For Against Against
Committee Member
(Evelyn
Rutagwenda)
10 Election of Audit Mgmt For Abstain Against
Committee Member
(David
Ansell)
11 Election of Audit Mgmt For Abstain Against
Committee Member
(Vijay
Gidoomal)
12 Election of Audit Mgmt For Abstain Against
Committee Member
(Edward
Odundo)
13 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
14 Approve Employee Share Mgmt For Abstain Against
Ownership Plan and
Gratuity Payment to
Outgoing
Chair
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Geraldine J. Mgmt For For For
Fraser-Moleketi
2 Elect Mark J. Moffett Mgmt For For For
3 Elect Isaac Li Mgmt For For For
Mophatlane
4 Re-elect Ras Myburgh Mgmt For For For
5 Re-elect Peet Snyders Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Mark J.
Moffett)
7 Elect Audit Committee Mgmt For For For
Member (Isaac Li
Mophatlane)
8 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
9 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Geraldine J.
Fraser-Moleketi)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Daphne
Mashile-Nkosi)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
13 Elect Social and Mgmt For For For
Ethics Committee
Member (Isaac Li
Mophatlane)
14 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 General Authority to Mgmt For For For
Issue Ordinary
Shares
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance (Section
44)
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve Remuneration Mgmt For For For
Policy
24 Approve Remuneration Mgmt For For For
Implementation
Report
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Kathleen Hogenson Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert Harding Mgmt For For For
10 Elect Simon Scott Mgmt For For For
11 Elect Joanne Warner Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FirstRand Limited
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 11/29/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Nolulamo Mgmt For Against Against
(Lulu) N.
Gwagwa
2 Re-elect Amanda Mgmt For For For
(Tandi) T.
Nzimande
3 Re-elect Ethel G. Mgmt For For For
Matenge-Sebesho
4 Re-elect Paballo J. Mgmt For For For
Makosholo
5 Elect Thomas Winterboer Mgmt For For For
6 Elect Mary Vilakazi Mgmt For For For
7 Elect Jan (Jannie) J. Mgmt For For For
Durand
8 Appointment of Mgmt For For For
Deloitte &
Touche
9 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Remuneration Mgmt For Against Against
Policy
(Policy)
14 Approve Remuneration Mgmt For Against Against
Report
(Implementation)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance (Employee
Share Scheme
Beneficiaries)
17 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Entities)
18 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30252266 11/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robin Mgmt For For For
Lockhart-Ross
2 Elect Steven Brown Mgmt For For For
3 Re-elect Iraj Abedian Mgmt For For For
4 Re-elect Urbanus Mgmt For For For
(Banus) van der
Walt
5 Re-elect Sipho (Vuso) Mgmt For For For
V.
Majija
6 Elect Djurk P.C. Venter Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Members
(Djurk P.C.
Venter)
8 Election of Audit Mgmt For For For
Committee Members
(Naude
Potgieter)
9 Election of Audit Mgmt For For For
Committee Members
(Robin
Lockhart-Ross)
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Approve Fees for Mgmt For For For
Members of Special
Board
Sub-Committee
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve Remuneration Mgmt For Against Against
Policy
19 Approve Remuneration Mgmt For Against Against
Implementation
Report
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Phuti Mgmt For For For
Mahanyele-Dabengwa
3 Re-elect Paul A. Mgmt For For For
Schmidt
4 Re-elect Alhassan Mgmt For For For
Andani
5 Re-elect Peter J. Mgmt For For For
Bacchus
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
8 Elect Audit Committee Mgmt For For For
Member
(Alhassan Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/24/2019 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Kaneyalall Mgmt For For For
Hawabhay
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
7 Elect Franky Oesman Mgmt For Against Against
Widjaja
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Growthpoint Properties Limited
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 11/13/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Nonzukiso Mgmt For For For
Siyotula
3 Elect Olive Chauke Mgmt For For For
4 Re-elect Mzolisi G. Mgmt For For For
Diliza
5 Re-elect Peter H. Mgmt For For For
Fechter
6 Re-elect John C. Mgmt For For For
Hayward
7 Elect Audit Committee Mgmt For For For
Member (Lynette
Finlay)
8 Elect Audit Committee Mgmt For For For
Member (John
Hayward)
9 Elect Audit Committee Mgmt For For For
Member (Nonzukiso
Siyotula)
10 Appointment of Auditor Mgmt For For For
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
Report
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Alternatives
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Social, Ethics and Mgmt For For For
Transformation
Report
17 Increase in Authorised Mgmt For For For
Share
Capital
18 Approve NEDs' Fees Mgmt For For For
19 Approve Financial Mgmt For For For
Assistance
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GT Bank Plc
Ticker Security ID: Meeting Date Meeting Status
GUARANTY CINS V41619103 04/18/2019 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Miriam Olusanya Mgmt For For For
4 Elect Babajide Okuntola Mgmt For For For
5 Elect Hezekiah Adesola Mgmt For For For
Oyinlola
6 Elect Imoni Akpofure Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Election of Statutory Mgmt For For For
Audit Committee
Members
9 Directors' Fees Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyprop Investments Limited
Ticker Security ID: Meeting Date Meeting Status
HYP CINS S3723H102 11/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Appointment of a
Director (Zuleka
Jasper)
3 Ratification of Mgmt For For For
Appointment of a
Director (Wilhelm
Nauta)
4 Ratification of Mgmt For For For
Appointment of a
Director (Brett
Till)
5 Elect Thabo Mokgatlha Mgmt For Against Against
6 Elect Louis Norval Mgmt For For For
7 Elect Gavin R. Tipper Mgmt For Against Against
8 Election of Audit and Mgmt For Against Against
Risk Committee Chair
(Thabo
Mokgatlha)
9 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Gavin
Tipper)
10 Election of Audit and Mgmt For For For
Risk Committee Member
(Zuleka
Jasper)
11 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Stewart
Shaw-Taylor)
12 Appointment of Auditor Mgmt For For For
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Remuneration Mgmt For For For
Policy
(Policy)
16 Approve Remuneration Mgmt For For For
Policy
(Implementation
Report)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance
19 Board chair Mgmt For For For
20 Non-executive director Mgmt For For For
21 Audit and risk Mgmt For For For
committee
chair
22 Audit and risk Mgmt For For For
committee
member
23 Remuneration and Mgmt For For For
nomination committee
chair
24 Remuneration and Mgmt For For For
nomination committee
member
25 Social and ethics Mgmt For For For
committee
chair
26 Social and ethics Mgmt For For For
committee
member
27 Investment committee Mgmt For For For
chair
28 Investment committee Mgmt For For For
member
29 Annual Increase to Mgmt For For For
NEDs
Fees
30 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
1.8 Elect Ronald P. Gagel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/17/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Dawn Earp Mgmt For For For
3 Re-elect Udo Lucht Mgmt For For For
4 Re-elect Mpho Nkeli Mgmt For For For
5 Elect Preston Speckmann Mgmt For For For
6 Re-elect Bernard Mgmt For For For
Swanepoel
7 Elect Audit Committee Mgmt For For For
Member (Dawn
Earp)
8 Elect Audit Committee Mgmt For For For
Member (Peter
Davey)
9 Elect Audit Committee Mgmt For For For
Member (Babalwa
Ngonyama)
10 Elect Audit Committee Mgmt For For For
Member (Preston
Speckmann)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve Long-Term Mgmt For For For
Incentive Plan
2018
14 Authority to Issue Mgmt For For For
Shares Pursuant to
the Long-Term
Incentive Plan
2018
15 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 09/14/2018 Voted
Meeting Type Country of Trade
Mix South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferred Share Scheme Mgmt For For For
2 Repurchase of Mgmt For For For
Preferred
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 10/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit and Risk Mgmt For For For
Committee Member
(Graham
Dempster)
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Roddy
Sparks)
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Peter
Cooper)
6 Re-elect Peter Cooper Mgmt For For For
7 Re-elect Phumzile Mgmt For For For
Langeni
8 Re-elect Thembisa Mgmt For For For
Skweyiya
9 Approve Remuneration Mgmt For Against Against
Policy
10 Approve Remuneration Mgmt For Against Against
Implementation
Report
11 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
12 Approve NEDs' Fees Mgmt For For For
(Deputy Chair and
Lead Independent
Director)
13 Approve NEDs' Fees Mgmt For For For
(Board
Member)
14 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Assets and
Liabilities Committee
Member)
16 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
18 Approve NEDs' Fees Mgmt For For For
(Divisional Board
Member)
19 Approve NEDs' Fees Mgmt For For For
(Divisional Finance
and Risk Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Sustainability
Committee
Member)
26 Authority to Mgmt For For For
Repurchase
Shares
27 General Authority to Mgmt For For For
Issue
Shares
28 Authority To Issue Mgmt For For For
Shares For
Cash
29 Approve Financial Mgmt For For For
Assistance (Section
44)
30 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Imperial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS S38127122 10/30/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unbundling/Spin-off Mgmt For For For
2 Change of Company Name Mgmt For For For
and Amendments to
Memorandum
3 Amendment to the Mgmt For For For
Existing Share
Schemes
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/08/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Zarina B.M. Bassa Mgmt For Against Against
4 Elect Laurel C. Bowden Mgmt For For For
5 Elect Glynn R. Burger Mgmt For For For
6 Elect Cheryl A. Carolus Mgmt For For For
7 Elect Perry K.O. Mgmt For Against Against
Crosthwaite
8 Elect Hendrik du Toit Mgmt For For For
9 Elect David Friedland Mgmt For For For
10 Elect Charles Jacobs Mgmt For Against Against
11 Elect Bernard Kantor Mgmt For For For
12 Elect Ian R. Kantor Mgmt For For For
13 Elect Stephen Koseff Mgmt For For For
14 Elect Mark Mgmt For For For
Malloch-Brown
15 Elect Khumo L. Mgmt For For For
Shuenyane
16 Elect Fani Titi Mgmt For Against Against
17 Elect Philip A. Mgmt For For For
Hourquebie
18 Remuneration Report Mgmt For Against Against
(Advisory)
19 Remuneration Policy Mgmt For Against Against
(Binding)
20 Authorisation of Legal Mgmt For For For
Formalities
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
24 Interim Dividend Mgmt For For For
(Preference
Shareholders -
Investec
Limited)
25 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
27 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
31 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
33 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
34 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Accounts and Reports Mgmt For For For
(Investec
plc)
37 Interim Dividend Mgmt For For For
(Investec
plc)
38 Final Dividend Mgmt For For For
(Investec
plc)
39 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
40 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
41 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
42 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
43 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS S39081138 08/08/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zarina B.M. Bassa Mgmt For Against Against
3 Elect Laurel C. Bowden Mgmt For For For
4 Elect Glynn R. Burger Mgmt For For For
5 Elect Cheryl A. Carolus Mgmt For For For
6 Elect Perry K.O. Mgmt For Against Against
Crosthwaite
7 Elect Hendrik du Toit Mgmt For For For
8 Elect David Friedland Mgmt For For For
9 Elect Charles Jacobs Mgmt For Against Against
10 Elect Bernard Kantor Mgmt For For For
11 Elect Ian R. Kantor Mgmt For For For
12 Elect Stephen Koseff Mgmt For For For
13 Elect Mark Mgmt For For For
Malloch-Brown
14 Elect Khumo L. Mgmt For For For
Shuenyane
15 Elect Fani Titi Mgmt For Against Against
16 Elect Philip A. Mgmt For For For
Hourquebie
17 Remuneration Report Mgmt For Against Against
(Advisory)
18 Remuneration Policy Mgmt For Against Against
(Binding)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Interim Dividend Mgmt For For For
(Ordinary
Shareholders -
Investec
Limited)
23 Interim Dividend Mgmt For For For
(Preference
Shareholders -
Investec
Limited)
24 Final Dividend Mgmt For For For
(Ordinary and
Preference
Shareholders -
Investec
Limited)
25 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
26 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 General Authority to Mgmt For For For
Issue Ordinary Shares
(Investec
Limited)
29 General Authority to Mgmt For For For
Issue Preference
Shares (Investec
Limited)
30 General Authority to Mgmt For For For
Issue Special
Convertible Shares
(Investec
Limited)
31 Authority to Mgmt For For For
Repurchase Shares
(Investec
Limited)
32 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
33 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
34 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
35 Non-Voting Agenda Item N/A N/A N/A N/A
36 Accounts and Reports Mgmt For For For
(Investec
plc)
37 Interim Dividend Mgmt For For For
(Investec
plc)
38 Final Dividend Mgmt For For For
(Investec
plc)
39 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (Investec
plc)
40 Non-Voting Agenda Item N/A N/A N/A N/A
41 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Investec
plc)
42 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
43 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
44 Authorisation of Mgmt For For For
Political
Donations
45 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CINS 46579R104 06/28/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert M. Mgmt For For For
Friedland
4 Elect SUN Yufeng Mgmt For For For
5 Elect Egizio Bianchini Mgmt For For For
6 Elect Tadeu Carneiro Mgmt For For For
7 Elect CHEN Jinghe Mgmt For For For
8 Elect William B. Hayden Mgmt For For For
9 Elect Livia Mahler Mgmt For For For
10 Elect Peter G. Meredith Mgmt For For For
11 Elect Kgalema P. Mgmt For For For
Motlanthe
12 Elect Guy de Selliers Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Private Placement with Mgmt For For For
CITIC Metal Africa
Investments Limited
________________________________________________________________________________
Kosmos Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
KOS CUSIP 500688106 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Auditor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LBH CINS S44440121 05/17/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Monhla W. Hlahla Mgmt For For For
3 Elect John (Jacko) H. Mgmt For For For
Maree
4 Elect James (Jim) H. Mgmt For For For
Sutcliffe
5 Elect Simpiwe (Sim) K. Mgmt For For For
Tshabalala
6 Elect Simon Ridley Mgmt For For For
7 Elect Thembisa Skweyiya Mgmt For For For
8 Elect Howard Walker Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Yunus
Suleman)
13 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Angus
Band)
14 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Tony
Cunningham)
15 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Nooraya
Khan)
16 Elect Audit and Mgmt For For For
Actuarial Committee
Member (Jim
Sutcliffe)
17 Approve Remuneration Mgmt For For For
Policy
18 Approve Remuneration Mgmt For For For
Implementation
Report
19 Authority to Issue Mgmt For For For
Shares Pursuant to
Share Incentive
Schemes
20 Approve NEDs' Fees Mgmt For For For
(Chairman)
21 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
22 Approve NEDs' Fees Mgmt For For For
(Board
Member)
23 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Sub-committee
Chairman)
24 Approve NEDs' Fees Mgmt For For For
(International Board
Member, Committee
Chairman)
25 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Chairman)
26 Approve NEDs' Fees Mgmt For For For
(Audit and Actuarial
Committee
Member)
27 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chairman)
28 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
29 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chairman)
30 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
31 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
32 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
33 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chairman)
34 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
35 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee
Member)
36 Approve NEDs' Fees (IT Mgmt For For For
Committee
Chairman)
37 Approve NEDs' Fees (IT Mgmt For For For
Committee
Member)
38 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Chairman)
39 Approve NEDs' Fees Mgmt For For For
(STANLIB Limited
Board
Member)
40 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Board Meeting
Fee)
41 Approve NEDs' Fees (Ad Mgmt For For For
Hoc Committee Meeting
Fee)
42 Approve Financial Mgmt For For For
Assistance (Section
45)
43 Approve Financial Mgmt For For For
Assistance (Section
44)
44 Authority to Mgmt For For For
Repurchase
Shares
45 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/30/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Mgmt For For For
Golesworthy
2 Elect Peter Ngatane Mgmt For For For
3 Elect Joel K. Mgmt For For For
Netshitenzhe
4 Elect Shrey Viranna Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Peter J.
Golesworthy)
7 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
8 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
9 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Aditya Tim Guleri Mgmt For Against Against
4 Elect Gyaneshwarnath Mgmt For Against Against
Gowrea
5 Elect Paul Laurence Mgmt For For For
Halpin
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/23/2019 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Ratification of
Boards'
Acts
3 Consolidated Financial Mgmt For TNA N/A
Statements
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Mohamed Mgmt For TNA N/A
Benchaaboun
7 Elect Eissa Mohamed Al Mgmt For TNA N/A
Suwaidi
8 Elect Abdelouafi Laftit Mgmt For TNA N/A
9 Elect Abderrahmane Mgmt For TNA N/A
Semmar
10 Elect Hatem Dowidar Mgmt For TNA N/A
11 Elect Mohammed Saif Al Mgmt For TNA N/A
Suwaidi
12 Elect Mohamed Hadi Al Mgmt For TNA N/A
Hussaini
13 Appointment of Auditor Mgmt For TNA N/A
14 Authority to Mgmt For TNA N/A
Repurchase
Shares
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Mediclinic International Plc
Ticker Security ID: Meeting Date Meeting Status
MDC CINS G5960R100 07/25/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ronnie van der Mgmt For For For
Merwe
5 Elect Muhadditha Al Mgmt For For For
Hashimi
6 Elect Felicity Harvey Mgmt For For For
7 Elect Jurgens Myburgh Mgmt For For For
8 Elect Edwin de la H. Mgmt For For For
Hertzog
9 Elect Jan (Jannie) J. Mgmt For For For
Durand
10 Elect Alan Grieve Mgmt For For For
11 Elect Seamus Keating Mgmt For For For
12 Elect Trevor Petersen Mgmt For For For
13 Elect Desmond K. Smith Mgmt For For For
14 Elect Danie Meintjes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 06/28/2019 Voted
Meeting Type Country of Trade
Other South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Authorisation of Legal Mgmt For For For
Formalities
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MMI Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MMI CINS S5143R107 11/26/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Risto Ketola Mgmt For For For
2 Elect Hillie Meyer Mgmt For For For
3 Elect Jeanette Mgmt For For For
Cilliers
(Marais)
4 Re-elect Frans Truter Mgmt For For For
5 Re-elect Khehla C. Mgmt For For For
Shubane
6 Re-elect Jabu Moleketi Mgmt For Against Against
7 Re-elect Johan van Mgmt For For For
Reenen
8 Appointment of Auditor Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Members
(Frans
Truter)
10 Election of Audit Mgmt For For For
Committee Members
(Louis von
Zeuner)
11 Election of Audit Mgmt For For For
Committee Members
(Fatima
Jakoet)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Board Vice
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Board
Member)
18 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Risk, Capital and
Compliance Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Risk, Capital and
Compliance Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Member)
32 Approve NEDs' Fees Mgmt For For For
(Char of Board
Committee/Subsidiary
Board)
33 Approve NEDs' Fees Mgmt For For For
(Member of Board
Committee/Subsidiary
Board)
34 Approve NEDs' Fees (Ad Mgmt For For For
hoc
Work)
35 Financial Assistance Mgmt For For For
(Section
44)
36 Financial Assistance Mgmt For For For
(Section
45)
37 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS S5274K111 05/09/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tanya Fratto Mgmt For For For
2 Elect Stephen C. Harris Mgmt For For For
3 Elect Andrew King Mgmt For For For
4 Elect Peter Oswald Mgmt For For For
5 Elect Fred Phaswana Mgmt For For For
6 Elect Dominique Mgmt For For For
Reiniche
7 Elect David Williams Mgmt For For For
8 Elect Stephen Young Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
10 Elect Audit Committee Mgmt For For For
Member (Stephen C.
Harris)
11 Elect Audit Committee Mgmt For For For
Member (Stephen
Young)
12 Accounts and Reports Mgmt For For For
(Mondi
Limited)
13 Remuneration Policy Mgmt For For For
(Advisory) (Mondi
Limited)
14 Remuneration Report Mgmt For For For
(Advisory) (Mondi
Limited)
15 Approve NEDs' Fees Mgmt For For For
(Mondi
Limited)
16 Final Dividend (Mondi Mgmt For For For
Limtied)
17 Appointment of Auditor Mgmt For For For
(Mondi
Limtied)
18 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Limtied)
19 Approve Financial Mgmt For For For
Assistance (Mondi
Limited)
20 General Authority to Mgmt For For For
Issue Ordinary Shares
(Mondi
Limited)
21 General Authority to Mgmt For For For
Issue Special
Converting
Shares
(Mondi Limited)
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Limited)
23 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Limtied)
24 Accounts and Reports Mgmt For For For
(Mondi
plc)
25 Remuneration Report Mgmt For For For
(Advisory) (Mondi
plc)
26 Final Dividend (Mondi Mgmt For For For
plc)
27 Appointment of Auditor Mgmt For For For
(Mondi
plc)
28 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
29 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
(Mondi
plc)
30 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
(Mondi
plc)
31 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
32 Approve Simplification Mgmt For For For
of Dual-Listed
Structure
(Simplification)
33 Amendments to Articles Mgmt For For For
of Mondi plc
(Simplification)
34 Cancellation of Mondi Mgmt For For For
plc Deferred Shares
(Simplification)
35 Amendments to Articles Mgmt For For For
of Mondi Limited
(Simplification)
36 Cancellation of Mondi Mgmt For For For
Limited Deferred
Shares
(Simplification)
37 Issuance of Non-Voting Mgmt For For For
Shares
(Simplification)
38 Implementation of Mgmt For For For
Scheme of
Arrangement
39 Amendments to Articles Mgmt For For For
40 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
41 Authority to Mgmt For For For
Repurchase
Shares
42 Non-Voting Meeting Note N/A N/A N/A N/A
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 08/29/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Daisy Naidoo Mgmt For For For
3 Re-elect Maud Mgmt For For For
Motanyane-Welch
4 Elect Brenda Niehaus Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mark
Bowman)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
12 Authorisation of Legal Mgmt For For For
Formalities
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve Amendments to Mgmt For For For
Share Option Schemes
(Exercise
Periods)
15 Approve Amendments to Mgmt For For For
Share Option Schemes
(Performance
Conditions)
16 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Honorary
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
19 Approve NEDs' Fees Mgmt For For For
(Other
NEDs)
20 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Chair)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Member)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Risk and IT
Committee
Member)
27 Approve NEDs' Fees (IT Mgmt For For For
Specialist)
28 Authority to Mgmt For For For
Repurchase
Shares
29 Approve Financial Mgmt For For For
Assistance
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mcebisi Hubert Mgmt For For For
Jonas
2 Elect Khotso D.K. Mgmt For For For
Mokhele
3 Elect Bajabulile Mgmt For For For
(Swazi)
Tshabalala
4 Re-elect Shaygan Mgmt For For For
Kheradpir
5 Re-elect Koosum P. Mgmt For For For
Kalyan
6 Re-elect Azmi T. Mikati Mgmt For For For
7 Re-elect Jeffrey Mgmt For For For
(Jeff) van
Rooyen
8 Re-elect Marion Lesego Mgmt For For For
(Dawn)
Marole
9 Re-elect Nkateko Mgmt For Against Against
(Peter)
Mageza
10 Re-elect Alan P. Harper Mgmt For Against Against
11 Elect Audit Committee Mgmt For For For
Member (Christine
Ramon)
12 Elect Audit Committee Mgmt For For For
Member (Paul
Hanratty)
13 Elect Audit Committee Mgmt For Against Against
Member (Peter
Mageza)
14 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
15 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
16 Appointment of Auditor Mgmt For For For
(SizweNtsalubaGobodo
Grant
Thornton)
17 General Authority to Mgmt For For For
Issue
Shares
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve Remuneration Mgmt For For For
Policy
20 Approve Remuneration Mgmt For Against Against
Implementation
Report
21 Approve NEDs' Fees Mgmt For For For
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve Financial Mgmt For For For
Assistance (Section
45)
24 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Mark R. Sorour Mgmt For For For
5 Re-elect Craig Mgmt For For For
Enenstein
6 Re-elect Don Eriksson Mgmt For For For
7 Re-elect Hendrik du Mgmt For For For
Toit
8 Re-elect Guijin LIU Mgmt For For For
9 Re-elect Roberto Mgmt For For For
Oliveria de
Lima
10 Elect Audit Committee Mgmt For For For
Member (Don
Eriksson)
11 Elect Audit Committee Mgmt For For For
Member (Ben van der
Ross)
12 Elect Audit Committee Mgmt For For For
Member (Rachel
Jafta)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 General Authority to Mgmt For Against Against
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
22 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
24 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
26 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
28 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
30 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
31 Approve Financial Mgmt For For For
Assistance (Section
44)
32 Approve Financial Mgmt For For For
Assistance (Section
45)
33 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
34 Authority to Mgmt For Against Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/10/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mthandazo P. Moyo Mgmt For For For
2 Elect Rob A.G. Leith Mgmt For For For
3 Re-elect Michael Mgmt For For For
(Mike) W.T.
Brown
4 Re-elect Brian A. Dames Mgmt For For For
5 Re-elect Vassi Naidoo Mgmt For For For
6 Re-elect Stanley Mgmt For For For
Subramoney
7 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
8 Appointment of Auditor Mgmt For For For
(Ernst & Young
Inc.)
9 General Authority to Mgmt For For For
Issue
Shares
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
(Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
14 Approve NEDs' Fees Mgmt For For For
(Board
Member)
15 Approve NEDs' Fees Mgmt For For For
(Audit
Committee)
16 Approve NEDs' Fees Mgmt For For For
(Credit
Committee)
17 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee)
18 Approve NEDs' Fees Mgmt For For For
(Information
Technology
Committee)
19 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Risk & Capital
Management
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 11/22/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase Shares
(Odd-lot
Offer)
2 Authority to Implement Mgmt For For For
Odd-Lot
Offer
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Nestle Nigeria Plc
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 05/28/2019 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/01/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Bukelwa Bulo Mgmt For For For
3 Re-elect Azar Jammine Mgmt For For For
4 Re-elect Norman Weltman Mgmt For Against Against
5 Elect Audit Committee Mgmt For For For
Member (Mark
Bower)
6 Elect Audit Committee Mgmt For For For
Member (Bukelwa
Bulo)
7 Elect Audit Committee Mgmt For For For
Member (Azar
Jammine)
8 Elect Audit Committee Mgmt For Against Against
Member (Norman
Weltman)
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Authorisation of Legal Mgmt For For For
Formalities
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve NEDs' Fees Mgmt For For For
15 Specific Authority To Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Nigerian Breweries Plc
Ticker Security ID: Meeting Date Meeting Status
NB CINS V6722M101 05/17/2019 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
(Slate)
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Election of Statutory Mgmt For For For
Audit Committee
Members
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Old Mutual Limited
Ticker Security ID: Meeting Date Meeting Status
OMU CINS S5790B132 05/24/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Paul Baloyi Mgmt For For For
3 Elect Peter de Beyer Mgmt For For For
4 Elect Thys du Toit Mgmt For For For
5 Elect Albert Essien Mgmt For For For
6 Elect Itumeleng Mgmt For For For
Kgaboesele
7 Elect John Lister Mgmt For For For
8 Elect Sizeka Mgmt For For For
Magwentshu-Rensburg
9 Elect Trevor Manuel Mgmt For For For
10 Elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
11 Elect Thoko Mgmt For For For
Mokgosi-Mwantembe
12 Elect Nosipho Molope Mgmt For For For
13 Elect Mthandazo Peter Mgmt For For For
Moyo
14 Elect James Mwangi Mgmt For For For
15 Elect Marshall Rapiya Mgmt For For For
16 Elect Casper Troskie Mgmt For For For
17 Elect Stewart van Graan Mgmt For For For
18 Election of Audit Mgmt For For For
Committee Member
(Paul
Baloyi)
19 Election of Audit Mgmt For For For
Committee Member
(Peter de
Beyer)
20 Election of Audit Mgmt For For For
Committee Member
(Itumeleng
Kgaboesele)
21 Election of Audit Mgmt For For For
Committee Member
(John
Lister)
22 Election of Audit Mgmt For For For
Committee Member
(Nosipho
Molope)
23 Appointment of Joint Mgmt For For For
Auditor
(KPMG)
24 Appointment of Joint Mgmt For For For
Auditor (Deloitte &
Touche)
25 Authority to Issue Mgmt For For For
Shares for
Cash
26 Remuneration Policy Mgmt For Against Against
27 Remuneration Mgmt For Against Against
Implementation
Report
28 Authorization of Legal Mgmt For For For
Formalities
29 Approve NEDs' Fees Mgmt For For For
30 Authority to Mgmt For For For
Repurchase
Shares
31 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 07/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Hugh Herman Mgmt For For For
3 Re-elect Jeff van Mgmt For For For
Rooyen
4 Re-elect David Robins Mgmt For For For
5 Re-elect Audrey Mothupi Mgmt For For For
6 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Jeff van
Rooyen)
7 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Hugh
Herman)
8 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Audrey
Mothupi)
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Friedland)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve Directors' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Related
or
Inter-related
Companies)
14 Approve Financial Mgmt For For For
Assistance
(Persons)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Pioneer Food Group Limited
Ticker Security ID: Meeting Date Meeting Status
PFG CINS S6279F107 02/15/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares for
Cash
3 Re-elect Norman W. Mgmt For For For
Thomson
4 Re-elect Lindiwe E. Mgmt For For For
Mthimunye-Bakoro
5 Re-elect Petrus (Piet) Mgmt For For For
J.
Mouton
6 Elect Christoffel Botha Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Norman W.
Thomson)
8 Election of Board Mgmt For Against Against
Committee Member
(Sango S.
Ntsaluba)
9 Election of Board Mgmt For For For
Committee Member
(Lindiwe E.
Mthimunye-Bakoro)
10 Approve Remuneration Mgmt For For For
Policy
11 Remuneration Mgmt For For For
Implementation
Report
12 Approve NEDs' Fees Mgmt For For For
13 Financial Assistance Mgmt For For For
(Section
45)
14 Financial Assistance Mgmt For For For
(Section
44)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 11/21/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Johannes Mgmt For For For
(Johan) P.
Burger
2 Re-elect Lauritz Mgmt For For For
(Laurie) L.
Dippenaar
3 Re-elect Paul K. Harris Mgmt For For For
4 Re-elect Albertina Mgmt For For For
Kekana
5 Elect Mamongae Mahlare Mgmt For For For
6 Elect Ralph T. Mupita Mgmt For For For
7 Elect James Teeger Mgmt For For For
8 Approve Remuneration Mgmt For Against Against
Policy
9 Approve Implementation Mgmt For Against Against
Report
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Appointment of Auditor Mgmt For For For
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Johan Petrus
Burger)
14 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja Emilia Ncumisa
de
Bruyn)
15 Elect Audit and Risk Mgmt For Against Against
Committee Member (Per
Lagerstrom)
16 Elect Audit and Risk Mgmt For For For
Committee Member
(James Andrew
Teeger)
17 Authorization of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares Persuant to
the Reinvestment
Option
21 Approve Financial Mgmt For For For
Assistance (Directors
and/or Prescribed
Officers)
22 Approve Financial Mgmt For For For
Assistance (Related
Parties)
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 11/07/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Effect Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Redefine Properties Limited
Ticker Security ID: Meeting Date Meeting Status
RDF CINS S6815L196 02/14/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amanda Dambuza Mgmt For For For
2 Elect Lesego Sennelo Mgmt For For For
3 Elect Sindiswa (Sindi) Mgmt For For For
V.
Zilwa
4 Re-elect Harish K. Mgmt For For For
Mehta
5 Re-elect Marius Mgmt For For For
Barkhuysen
6 Re-elect Nomalizo Mgmt For For For
(Ntombi) B.
Langa-Royds
7 Re-elect Marc Wainer Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Chair
(Bridgitte
Matthews)
9 Election of Audit Mgmt For For For
Committee Member
(Lesego
Sennelo)
10 Election of Audit Mgmt For For For
Committee Member
(Sindi
Zilwa)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Authority to Issue Mgmt For For For
Shares Pursuant to
the Reinvestment
Option
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Policy
(Implementation)
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve Directors' Mgmt For For For
Fees
(Chair)
19 Approve Directors' Mgmt For For For
Fees (Lead
Independent
Director)
20 Approve Directors' Mgmt For For For
Fees
(NED)
21 Approve Directors' Mgmt For For For
Fees (Audit Committee
Chair)
22 Approve Directors' Mgmt For For For
Fees (Audit Committee
Member)
23 Approve Directors' Mgmt For For For
Fees (Risk Committee
Chair)
24 Approve Directors' Mgmt For For For
Fees (Risk Committee
Member)
25 Approve Directors' Mgmt For For For
Fees (Remuneration
and/or Nomination
Committee
Chair)
26 Approve Directors' Mgmt For For For
Fees (Remuneration
and/or Nomination
Committee
Member)
27 Approve Directors' Mgmt For For For
Fees (Social, Ethics
and Transformation
Committee
Chair)
28 Approve Directors' Mgmt For For For
Fees (Social, Ethics
and Transformation
Committee
Member)
29 Approve Directors' Mgmt For For For
Fees (Investment
Committee
Chair)
30 Approve Directors' Mgmt For For For
Fees (Investment
Committee
Member)
31 Approve Financial Mgmt For For For
Assistance (Section
44)
32 Approve Financial Mgmt For For For
Assistance (Section
45)
33 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Remgro Limited
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/29/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Sonja E.N. de Mgmt For For For
Bruyn
4 Re-elect Paul K. Harris Mgmt For For For
5 Re-elect Murphy M. Mgmt For For For
Morobe
6 Re-elect Johann P. Mgmt For For For
Rupert
7 Re-elect Neville Mgmt For For For
Williams
8 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Sonja De
Bruyn)
9 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Nkateko
Mageza)
10 Election of Audit and Mgmt For For For
Risk Committee Member
(Phillip
Moleketi)
11 Election of Audit and Mgmt For For For
Risk Committee Member
(Fred
Robertson)
12 General Authority to Mgmt For For For
Issue
Shares
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Adoption of Mgmt For For For
Conditional Share
Plan
16 Adoption of Share Mgmt For For For
Appreciation Rights
Plan
17 Approval of NEDs' Fees Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Approve Financial Mgmt For For For
Assistance (Section
44)
20 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Resilient REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6990F105 06/24/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Repurchase Shares
(Share Sale
Transaction)
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Resilient REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6917M282 11/07/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alan K. Mgmt For For For
Olivier
2 Re-elect David H. Brown Mgmt For Against Against
3 Re-elect Desmond K. Mgmt For For For
Gordon
4 Re-elect Andries de Mgmt For For For
Lange
5 Re-elect Umsha Reddy Mgmt For Against Against
6 Re-elect Barry D. van Mgmt For Against Against
Wyk
7 Elect Audit Committee Mgmt For Against Against
Member (Bryan
Hopkins)
8 Elect Audit Committee Mgmt For Against Against
Member (Barry van
Wyk)
9 Elect Audit Committee Mgmt For Against Against
Member (Protas
Phili)
10 Elect Audit Committee Mgmt For Against Against
Member (David
Brown)
11 Elect Audit Committee Mgmt For For For
Member (Des
Gordon)
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve Remuneration Mgmt For Against Against
Policy
15 Approve Implementation Mgmt For Against Against
Report
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve NEDs' Fees Mgmt For For For
19 Approve NEDs' Fees Mgmt For For For
(Special
Committee)
20 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
RMB Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMH CINS S6992P127 11/21/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Johannes Mgmt For For For
(Johan) P.
Burger
2 Re-elect Lauritz Mgmt For For For
(Laurie) L.
Dippenaar
3 Re-elect Paul K. Harris Mgmt For For For
4 Re-elect Albertina Mgmt For For For
Kekana
5 Elect Mamongae Mahlare Mgmt For For For
6 Elect Ralph T. Mupita Mgmt For For For
7 Elect James Teeger Mgmt For For For
8 General Authority to Mgmt For For For
Issue
Shares
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Appointment of Auditor Mgmt For For For
11 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja de
Bruyn)
12 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
13 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Teeger)
14 Authorization of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For For For
Shares (Reinvestment
Option)
18 Approve Financial Mgmt For For For
Assistance (Share
Scheme
Beneficiaries)
19 Approve Financial Mgmt For For For
Assistance (Ordinary
Course of
Business)
________________________________________________________________________________
Royal Caribbean Cruises Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect Stephen R. Howe, Mgmt For For For
Jr
4 Elect William L. Kimsey Mgmt For For For
5 Elect Maritza Gomez Mgmt For For For
Montiel
6 Elect Ann S. Moore Mgmt For For For
7 Elect Eyal M. Ofer Mgmt For For For
8 Elect Thomas J. Mgmt For For For
Pritzker
9 Elect William K. Reilly Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SCOM CINS V74587102 08/31/2018 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bitange Ndemo Mgmt For For For
4 Election of Audit Mgmt For Against Against
Committee
Members
5 Remuneration Policy Mgmt For For For
6 Authority to Set Mgmt For Against Against
Auditor's
Fees
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/05/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Shirley A. Zinn Mgmt For For For
4 Re-elect Patrice T. Mgmt For For For
Motsepe
5 Re-elect Karabo T. Mgmt For For For
Nondumo
6 Re-elect Christiaan Mgmt For For For
(Chris) G.
Swanepoel
7 Re-elect Anton D. Botha Mgmt For For For
8 Re-elect Sipho A. Nkosi Mgmt For For For
9 Re-elect Ian M. Kirk Mgmt For For For
10 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Anton Botha)
11 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Paul Hanratty)
12 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Mathukana
Mokoka)
13 Election of Audit, Mgmt For For For
Actuarial and Finance
Committee
Member (Karabo Nondumo)
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Ratify Directors' Fees Mgmt For For For
17 General Authority to Mgmt For For For
Issue
Shares
18 General Authority to Mgmt For For For
Issue Shares for
Cash
19 Authorization of Legal Mgmt For For For
Formalities
20 Approve NEDs' Fees Mgmt For For For
21 Approve Financial Mgmt For For For
Assistance (Section
44)
22 Approve Financial Mgmt For For For
Assistance (Section
45)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Amendment to Trust Mgmt For For For
Deed of Sanlam
Limited Share
Incentive
Trust
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 12/12/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares Pursuant to
BEE
Scheme
2 Approve Financial Mgmt For For For
Assistance (SU BEE
Funding SPV (RF)
Proprietary
Limited)
3 Approve Financial Mgmt For For For
Assistance
(Ubuntu-Botho)
4 Authorisation of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/06/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Zola Malinga Mgmt For For For
3 Re-elect Stephen R. Mgmt For For For
Binnie
4 Re-elect Robertus J. Mgmt For For For
M.
Renders
5 Re-elect Karen R. Osar Mgmt For For For
6 Elect Audit & Risk Mgmt For For For
Committee Member
(Nkateko
Mageza)
7 Elect Audit & Risk Mgmt For For For
Committee Member
(Michael
Fallon)
8 Elect Audit & Risk Mgmt For For For
Committee Member
(Zola
Malinga)
9 Elect Audit & Risk Mgmt For For For
Committee Member
(Karen
Osar)
10 Elect Audit & Risk Mgmt For For For
Committee Member
(Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Stephen R. Mgmt For For For
Cornell
3 Re-elect Manuel J. Mgmt For For For
Cuambe
4 Re-elect Mfundiso Mgmt For For For
(Johnson) N.
Njeke
5 Re-elect Bongani Mgmt For For For
Nqwababa
6 Elect Muriel B.N. Dube Mgmt For For For
7 Elect Martina Floel Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member
(Colin
Beggs)
10 Election of Audit Mgmt For For For
Committee Member
(Trix
Kennealy)
11 Election of Audit Mgmt For For For
Committee Member
(Nomgando
Matyumza)
12 Election of Audit Mgmt For For For
Committee Member (JJ
Njeke)
13 Election of Audit Mgmt For For For
Committee Member
(Stephen
Westwell)
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 General Authority to Mgmt For For For
Repurchase
Shares
19 Specific Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Mgmt For For For
Memorandum
21 Amendments to Mgmt For For For
Definitions
________________________________________________________________________________
Shoprite Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 10/29/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Johannes F. Mgmt For For For
Basson
4 Re-elect Jimmy J. Mgmt For For For
Fouche
5 Re-elect Anna T. M. Mgmt For Against Against
Mokgokong
6 Re-elect Joseph A. Rock Mgmt For For For
7 Re-elect Shirley A. Mgmt For For For
Zinn
8 Elect Audit and Risk Mgmt For For For
Committee member
(Johannes
Basson)
9 Elect Audit and Risk Mgmt For For For
Committee member
(Jimmy
Fouche)
10 Elect Audit and Risk Mgmt For For For
Committee member
(Joseph
Rock)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authorization of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For Against Against
Policy
15 Approve Remuneration Mgmt For Against Against
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Financial Assistance Mgmt For For For
(Section
45)
18 Financial Assistance Mgmt For For For
(Section
44)
19 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/30/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Geraldine J. Mgmt For For For
Fraser-Moleketi
3 Re-elect Martin Mgmt For For For
Oduor-Otieno
4 Re-elect Andre C. Mgmt For For For
Parker
5 Re-elect Myles J.D. Mgmt For For For
Ruck
6 Re-elect Peter D. Mgmt For For For
Sullivan
7 Appointment of Auditor Mgmt For For For
(KPMG)
8 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
9 General Authority to Mgmt For For For
Issue Ordinary
Shares
10 General Authority to Mgmt For Against Against
Issue Preference
Shares
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Mgmt For For For
Repurchase Ordinary
Shares
14 Authority to Mgmt For For For
Repurchase Preference
Shares
15 Approve Financial Mgmt For For For
Assistance
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Portfolio GHG
Emissions and Climate
Change
Risk
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Policy on
Lending to
Coal-related
Projects
________________________________________________________________________________
Telkom SA SOC Limited
Ticker Security ID: Meeting Date Meeting Status
TKG CINS S84197102 08/23/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sello Moloko Mgmt For For For
2 Elect Dolly Mokgatle Mgmt For For For
3 Elect Sibusiso Luthuli Mgmt For For For
4 Re-elect Navin Kapila Mgmt For For For
5 Re-elect Rex G. Mgmt For For For
Tomlinson
6 Re-elect Graham W. Mgmt For For For
Dempster
7 Elect Audit Committee Mgmt For For For
Member (Kholeka W.
Mzondeki)
8 Elect Audit Committee Mgmt For For For
Member (Louis L. von
Zeuner)
9 Elect Audit Committee Mgmt For For For
Member (Sibusiso
Luthuli)
10 Elect Audit Committee Mgmt For For For
Member (Graham W.
Dempster)
11 Elect Audit Committee Mgmt For For For
Member (Rex G.
Tomlinson)
12 Appointment of Auditor Mgmt For Abstain Against
(PricewaterhouseCooper
s)
13 Appointment of Auditor Mgmt For Abstain Against
(SizweNtsalubaGobodo)
14 General Authority to Mgmt For For For
Issue
Shares
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares for
Cash
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
The Bidvest Group Limited
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/28/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Cecilia Mgmt For For For
(Lorato) W.L.
Phalatse
2 Re-elect Nigel G. Payne Mgmt For Against Against
3 Re-elect Tania Slabbert Mgmt For For For
4 Re-elect Alexander Mgmt For For For
Komape
Maditsi
5 Re-elect Eric K. Diack Mgmt For For For
6 Elect Mark J. Steyn Mgmt For For For
7 Elect Norman W. Thomson Mgmt For For For
8 Elect Renosi D. Mokate Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Election of Audit Mgmt For Against Against
Committee Member
(Nigel
Payne)
11 Election of Audit Mgmt For For For
Committee Member
(Norman W.
Thomson)
12 Election of Audit Mgmt For For For
Committee Member
(Renosi D.
Mokate)
13 Election of Audit Mgmt For Against Against
Committee Member
(Nosipho
Molope)
14 Election of Audit Mgmt For For For
Committee Member
(Eric
Diack)
15 General Authority to Mgmt For For For
Issue
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
18 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
19 Authorisation of Legal Mgmt For For For
Formalities
20 Approve Remuneration Mgmt For For For
Policy
21 Approve Remuneration Mgmt For For For
Implementation
Report
22 Approve NEDs' Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/03/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Tumi Mgmt For For For
Makgabo-Fiskerstrand
4 Re-elect Eddy Oblowitz Mgmt For For For
5 Re-elect Graham Davin Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Sam
Abrahams)
7 Elect Audit Committee Mgmt For For For
Member (Tumi
Makgabo-Fiskerstrand)
8 Elect Audit Committee Mgmt For For For
Member (Eddy
Oblowitz)
9 Elect Audit Committee Mgmt For For For
Member (Nomahlubi
Simamane)
10 Elect Audit Committee Mgmt For For For
Member (David
Friedland)
11 Elect Audit Committee Mgmt For For For
Member (Fatima
Abrahams)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Spar Group Limited
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/12/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Michael J. Mgmt For For For
Hankinson
2 Re-elect Marang Mgmt For For For
Mashologu
3 Appointment of Auditor Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
5 Elect Audit Committee Mgmt For For For
Member (Harish
Mehta)
6 Election of Audit Mgmt For For For
Committee Member
(Andrew
Waller)
7 Elect Audit Committee Mgmt For For For
Member (Chris
Wells)
8 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
9 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
10 Approve Financial Mgmt For For For
Assistance
11 Approve NEDs' Fees Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
of Remuneration
Policy
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/19/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail Klintworth Mgmt For For For
2 Re-elect Maya M. Mgmt For For For
Makanjee
3 Re-elect Makhup Nyama Mgmt For For For
4 Re-elect Thetele Mgmt For For For
(Emma) E.
Mashilwane
5 Election of Audit Mgmt For For For
Committee Member
(Thetele (Emma) E.
Mashilwane)
6 Election of Audit Mgmt For For For
Committee Member
(Michael
Ajukwu)
7 Election of Audit Mgmt For For For
Committee Member
(Mark J.
Bowman)
8 Appointment of Auditor Mgmt For For For
9 Authorisation of Legal Mgmt For For For
Formalities
10 Amendments to Long Mgmt For For For
Term Incentive
Plan
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Policy
(Implementation)
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
(NEDs)
15 Approve NEDs' Fees Mgmt For For For
(Chair)
16 Approve NEDs' Fees Mgmt For For For
(Committees)
17 Approve NEDs' Fees Mgmt For For For
(Unscheduled
Meetings)
18 Approve NEDs' Fees Mgmt For For For
(Extraordinary
Work)
19 Approve NEDs' Fees Mgmt For For For
(Non-Resident
NEDs)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Truworths International Limited
Ticker Security ID: Meeting Date Meeting Status
TRU CINS S8793H130 10/24/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Michael S. Mgmt For For For
Mark
3 Re-elect Anthony Mgmt For For For
(Tony) J.
Taylor
4 Re-elect David B. Pfaff Mgmt For For For
5 Elect Maya M. Makanjee Mgmt For For For
6 Elect J.H.W. Hawinkels Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares for
Cash
8 Authority to Mgmt For For For
Repurchase
Shares
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approve NEDs' Fees Mgmt For For For
(Chairman)
11 Approve NEDs' Fees Mgmt For For For
(Director)
12 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chairman)
13 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
14 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chairman)
15 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
16 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chairman)
18 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Chairman)
20 Approve NEDs' Fees Mgmt For For For
(Social & Ethics
Committee
Member)
21 Election of Audit Mgmt For For For
Committee Member
(Roddy
Sparks)
22 Election of Audit Mgmt For For For
Committee Members
(Mike
Thompson)
23 Election of Audit Mgmt For For For
Committee Members
(Rob
Dow)
24 Approve Remuneration Mgmt For For For
Policy
(Policy)
25 Approve Remuneration Mgmt For For For
Policy
(Implementation)
26 Approve Social and Mgmt For For For
Ethics Committee
Report
27 Election of Social and Mgmt For For For
Ethics Committee
Member (Mike
Thompson)
28 Election of Social and Mgmt For For For
Ethics Committee
Member
(Thandi
Ndlovu)
29 Election of Social and Mgmt For For For
Ethics Committee
Member
(David
Pfaff)
30 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Tullow Oil Plc
Ticker Security ID: Meeting Date Meeting Status
TLW CINS G91235104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Mike Daly Mgmt For For For
5 Elect Stephen Lucas Mgmt For For For
6 Elect Angus McCoss Mgmt For For For
7 Elect Paul McDade Mgmt For For For
8 Elect Dorothy C. Mgmt For For For
Thompson
9 Elect Jeremy R. Wilson Mgmt For For For
10 Elect Les Wood Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/17/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sakin Macozoma Mgmt For For For
3 Re-elect Bafeleang Mgmt For For For
Mabelane
4 Re-elect David Brown Mgmt For For For
5 Re-elect Michael Joseph Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approve Remuneration Mgmt For For For
Policy
8 Approve Remuneration Mgmt For For For
Implementation
Report
9 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (David
Brown)
10 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Saki
Macozoma)
11 Elect Audit, Risk and Mgmt For For For
Compliance Committee
Member (Bafeleang
Mabelane)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 08/16/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares for Cash
Pursuant to the BEE
Transaction
2 Authority to Issue Mgmt For For For
Shares in Terms of
MOI
3 Authorisation of Legal Mgmt For For For
Formalities
4 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Patrick N.J. Mgmt For For For
Allaway
2 Re-elect Andrew Mgmt For For For
Higginson
3 Re-elect Gail P. Kelly Mgmt For For For
4 Re-elect Zyda Rylands Mgmt For For For
5 Elect Sizakele Mzimela Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Patrick
Allaway)
8 Election of Audit Mgmt For For For
Committee Member
(Zarina
Bassa)
9 Election of Audit Mgmt For For For
Committee Member
(Hubert
Brody)
10 Election of Audit Mgmt For For For
Committee Member
(Andrew
Higginson)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Approve Financial Mgmt For For For
Assistance (Section
45)
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zenith Bank
Ticker Security ID: Meeting Date Meeting Status
ZENITHBANK CINS V9T871109 03/18/2019 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Re-elect Chukuka S. Mgmt For For For
Enwemeka
4 Re-elect Dennis Olisa Mgmt For For For
5 Re-elect Mustafa Bello Mgmt For For For
6 Authority to Set Mgmt For Against Against
Auditor's
Fees
7 Election of Statutory Mgmt For For For
Audit Committee
Members
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Agribusiness ETF
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Suzanne P. Clark Mgmt For For For
5 Elect Wolfgang Deml Mgmt For For For
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer Daniels Midland Co.
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Michael S. Burke Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Lei Z. Schlitz Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K0840B107 04/05/2019 Voted
Meeting Type Country of Trade
Annual Faroe Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of the Mgmt For For For
Presiding
Chair
2 Report of the Board of Mgmt For For For
Directors
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
(Slate)
6 Elect Runi M. Hansen Mgmt For Against Against
as
Chair
7 Directors' Fees Mgmt For For For
8 Nomination Committee Mgmt For Abstain Against
9 Nomination Committee Mgmt For For For
Fees
10 Appointment of Auditor Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Directors'
Term of
Office
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Theodore L. Mgmt For For For
Harris
1.2 Elect Matthew D. Mgmt For Withhold Against
Wineinger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bucher Industries AG
Ticker Security ID: Meeting Date Meeting Status
BUCN CINS H10914176 04/17/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Mgmt For TNA N/A
and Management
Acts
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Elect Claude R. Cornaz Mgmt For TNA N/A
5 Elect Anita Hauser Mgmt For TNA N/A
6 Elect Michael Hauser Mgmt For TNA N/A
7 Elect Martin Hirzel Mgmt For TNA N/A
8 Elect Philip Mosimann Mgmt For TNA N/A
9 Elect Heinrich Spoerry Mgmt For TNA N/A
10 Elect Valentin Vogt Mgmt For TNA N/A
11 Elect Claude R. Cornaz Mgmt For TNA N/A
12 Elect Anita Hauser Mgmt For TNA N/A
13 Elect Valentin Vogt Mgmt For TNA N/A
14 Appointment of Mgmt For TNA N/A
Independent
Proxy
15 Appointment of Auditor Mgmt For TNA N/A
16 Executive Compensation Mgmt For TNA N/A
Variable
17 Compensation Report Mgmt For TNA N/A
18 Board Compensation Mgmt For TNA N/A
19 Executive Compensation Mgmt For TNA N/A
(Fixed)
20 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vinitia Bali Mgmt For For For
2 Elect Carol M. Browner Mgmt For For For
3 Elect Andrew A. Ferrier Mgmt For For For
4 Elect Paul J. Fribourg Mgmt For For For
5 Elect J. Erik Fyrwald Mgmt For For For
6 Elect Gregory A. Mgmt For For For
Heckman
7 Elect Kathleen Hyle Mgmt For For For
8 Elect John E. McGlade Mgmt For For For
9 Elect Henry W. Winship Mgmt For For For
10 Elect Mark N. Zenuk Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect John D. Johnson Mgmt For For For
8 Elect Anne P. Noonan Mgmt For For For
9 Elect Michael J. Toelle Mgmt For For For
10 Elect Theresa E. Wagler Mgmt For For For
11 Elect Celso L. White Mgmt For For For
12 Elect W. Anthony Will Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consen
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 06/06/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Tim Orting Mgmt For Against Against
Jorgensen
6 Elect ZHANG Xiaoya Mgmt For For For
7 Elect YAU Ka Chi Mgmt For Against Against
8 Elect CHENG Lang Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For Against Against
Acts
4 Elect Suzanne Heywood Mgmt For Against Against
5 Elect Hubertus Mgmt For For For
Muhlhauser
6 Elect Leo Houle Mgmt For Against Against
7 Elect John Lanaway Mgmt For For For
8 Elect Silke Scheiber Mgmt For For For
9 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
10 Elect Jacques Mgmt For For For
Theurillat
11 Elect Alessandro Nasi Mgmt For For For
12 Elect Lorenzo Simonelli Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 11/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hubertus M. Mgmt For For For
Muhlhauser
2 Elect Suzanne Heywood Mgmt For For For
________________________________________________________________________________
Costa Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CGC CINS Q29284108 05/30/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Janette Mgmt For For For
Kendall
4 Elect Jane Wilson Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Harry
Debney)
________________________________________________________________________________
Costa Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CGC CINS Q29284108 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Frank Costa Mgmt For For For
4 Re-elect Peter Margin Mgmt For Against Against
5 Elect Tim Goldsmith Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Harry Debney -
STIP)
7 Equity Grant (MD/CEO Mgmt For For For
Harry Debney -
LTIP)
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Vance D. Coffman Mgmt For For For
3 Elect Alan C. Heuberger Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Advisory vote on Mgmt For For For
executive
compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Propsal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Elanco Animal Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
ELAN CUSIP 28414H103 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kapila K. Anand Mgmt For For For
2 Elect John P. Bilbrey Mgmt For For For
3 Elect R. David Hoover Mgmt For Against Against
4 Elect Lawrence E. Mgmt For For For
Kurzius
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Element Solutions Inc
Ticker Security ID: Meeting Date Meeting Status
ESI CUSIP 28618M106 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin E. Mgmt For For For
Franklin
2 Elect Benjamin Gliklich Mgmt For For For
3 Elect Scot Benson Mgmt For For For
4 Elect Ian G.H. Ashken Mgmt For Against Against
5 Elect Christopher T. Mgmt For For For
Fraser
6 Elect Michael F. Goss Mgmt For For For
7 Elect Nichelle Mgmt For For For
Maynard-Elliot
8 Elect E. Stanley O'Neal Mgmt For For For
9 Elect Rakesh Sachdev Mgmt For Against Against
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect G. Peter D'Aloia Mgmt For For For
4 Elect C. Scott Greer Mgmt For For For
5 Elect K'Lynne Johnson Mgmt For For For
6 Elect Dirk A. Mgmt For For For
Kempthorne
7 Elect Paul J. Norris Mgmt For For For
8 Elect Margareth Ovrum Mgmt For For For
9 Elect Robert C. Pallash Mgmt For For For
10 Elect William H. Powell Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Genus plc
Ticker Security ID: Meeting Date Meeting Status
GNS CINS G3827X105 11/15/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Bob Lawson Mgmt For For For
5 Elect Karim Bitar Mgmt For For For
6 Elect Stephen Wilson Mgmt For For For
7 Elect Lysanne Gray Mgmt For For For
8 Elect Lykele van der Mgmt For For For
Broek
9 Elect Lesley Knox Mgmt For For For
10 Elect Ian Charles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/24/2019 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Kaneyalall Mgmt For For For
Hawabhay
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
7 Elect Franky Oesman Mgmt For Against Against
Widjaja
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 07/12/2018 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For For For
4 Disposal Mgmt For For For
5 Acquisition Mgmt For For For
________________________________________________________________________________
Goldin Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0530 CINS G3968F137 11/23/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect HUANG Xiaojian Mgmt For For For
4 Elect ZHOU Xiaojun Mgmt For For For
5 Elect GAO Min Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 05/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoav Doppelt Mgmt For For For
2 Compensation Terms of Mgmt For For For
New Board
Chair
3 Special Bonus of Mgmt For Against Against
Outgoing
Chair
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoav Doppelt Mgmt For For For
2 Elect Aviad Kaufman Mgmt For For For
3 Elect Avisar Paz Mgmt For For For
4 Elect Sagi Kabla Mgmt For For For
5 Elect Ovadia Eli Mgmt For For For
6 Elect Reem Aminoach Mgmt For Against Against
7 Elect Lior Reitblatt Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Accounts and Reports Mgmt For For For
10 Compensation Policy Mgmt For For For
11 LTI Award of CEO Mgmt For For For
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M5920A109 08/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Johanan Locker Mgmt For For For
2 Elect Avisar Paz Mgmt For For For
3 Elect Aviad Kaufman Mgmt For For For
4 Elect Sagi Kabla Mgmt For For For
5 Elect Ovadia Eli Mgmt For For For
6 Elect Reem Aminoach Mgmt For Against Against
7 Elect Lior Reitblatt Mgmt For For For
8 Elect Nadav Kaplan as Mgmt For For For
External
Director
9 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
10 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
11 Appointment of Auditor Mgmt For For For
12 Equity Compensation of Mgmt For For For
Directors for
2019
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
15 Equity Grant of Mgmt For Against Against
Executive
Chair
16 Annual & Special Mgmt For For For
Bonuses of Interim
CEO
17 Special Bonus of Mgmt For For For
Interim CEO for 2017
Service
18 Special Bonus of Mgmt For For For
Interim CEO for 2018
Service
19 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
20 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jonathan W. Ayers Mgmt For For For
2 Elect Stuart M. Essig Mgmt For For For
3 Elect M. Anne Szostak Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Incitec Pivot Limited
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/20/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Paul V. Mgmt For For For
Brasher
3 Elect Bruce R. Brook Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Jeanne
Johns)
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/26/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect Karownakaran Mgmt For For For
Karunakaran a/l
Ramasamy
3 Elect CHEAH Tek Kuang Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
K & S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/15/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kernel Holding SA
Ticker Security ID: Meeting Date Meeting Status
KER CINS L5829P109 12/10/2018 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Financial Mgmt For For For
Statements
3 Unconsolidated Mgmt For For For
Financial
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Elect Andrzej Danilczuk Mgmt For For For
7 Elect Nathalie Bachich Mgmt For For For
8 Elect Sergei Shibaev Mgmt For For For
9 Elect Anastasiia Mgmt For For For
Usachova
10 Elect Yuriy Kovalchuk Mgmt For Against Against
11 Elect Victoriia Mgmt For For For
Lukyanenko
12 Elect Yevgen Osypov Mgmt For Against Against
13 Independent Directors' Mgmt For For For
Fees
14 Executive Directors' Mgmt For For For
Fees
15 Ratification of Mgmt For For For
Auditor's
Acts
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Komipharm International Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
041960 CINS Y4934W105 03/28/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect YANG Yong Jin Mgmt For For For
4 Elect MOON Sung Chul Mgmt For For For
5 Elect SONG Bong Gyu Mgmt For For For
6 Elect PARK Mi Ran Mgmt For For For
7 Elect YOO Jung Ki Mgmt For For For
8 Elect KIM Soo Young Mgmt For For For
9 Election of Corporate Mgmt For For For
Auditor
10 Directors' Fees Mgmt For For For
11 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/19/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YEOH Eng Khoon Mgmt For Against Against
2 Elect QUAH Poh Keat Mgmt For For For
3 Elect LEE Jia Zhang Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
9 Dividend Reinvestment Mgmt For For For
Plan
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 08/15/2018 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/22/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For For For
3 Elect Yuichi Kitao Mgmt For For For
4 Elect Masato Yoshikawa Mgmt For For For
5 Elect Shinji Sasaki Mgmt For For For
6 Elect Toshihiko Mgmt For For For
Kurosawa
7 Elect Dai Watanabe Mgmt For For For
8 Elect Yuzuru Matsuda Mgmt For For For
9 Elect Koichi Ina Mgmt For For For
10 Elect Yutaro Shintaku Mgmt For For For
11 Elect Masato Hinenoya Mgmt For For For
12 Elect Kumi Arakane Mgmt For For For
13 Bonus Mgmt For For For
________________________________________________________________________________
Leroy Seafood Group
Ticker Security ID: Meeting Date Meeting Status
LSG CINS R4279D108 05/23/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Agenda Mgmt For TNA N/A
7 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
9 Directors' Fees Mgmt For TNA N/A
10 Nomination Committee Mgmt For TNA N/A
Fees
11 Audit Committee Fees Mgmt For TNA N/A
12 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Elect Britt Katrine Mgmt For TNA N/A
Drivenes
15 Elect Didrik Munch Mgmt For TNA N/A
16 Elect Karoline Mogster Mgmt For TNA N/A
17 Authority to Mgmt For TNA N/A
Repurchase
Shares
18 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 12/04/2018 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Amendments to Articles Mgmt For TNA N/A
Regarding Company
Name
7 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Maruha Nichiro Corporation
Ticker Security ID: Meeting Date Meeting Status
1333 CINS J40015109 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigeru Ito Mgmt For For For
4 Elect Junichiro Yoneoka Mgmt For For For
5 Elect Naoki Oshikubo Mgmt For For For
6 Elect Masayuki Nakajima Mgmt For For For
7 Elect Masaru Ikemi Mgmt For For For
8 Elect Osamu Momiyama Mgmt For For For
9 Elect Sadahiko Hanzawa Mgmt For For For
10 Elect Yoshiro Nakabe Mgmt For For For
11 Elect Somuku Iimura Mgmt For For For
12 Elect Sonoko Hatchoji Mgmt For For For
13 Elect Ryusuke Aya as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Mowi ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R4S04H101 05/29/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Report Mgmt For TNA N/A
(Advisory)
10 Equity-Related Mgmt For TNA N/A
Remuneration Report
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Ole Eirik Leroy Mgmt For TNA N/A
15 Elect Lisbet Naero Mgmt For TNA N/A
16 Elect Kristian Melhuus Mgmt For TNA N/A
17 Elect Robin Bakken as Mgmt For TNA N/A
Chair
18 Elect as Ann Kristin Mgmt For TNA N/A
Brautaset
19 Elect Merete Haugli Mgmt For TNA N/A
20 Authority to Mgmt For TNA N/A
Distribute
Dividend
21 Authority to Mgmt For TNA N/A
Repurchase
Shares
22 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
23 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
________________________________________________________________________________
Neogen Corporation
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Borel Mgmt For For For
1.2 Elect Ronald D. Green Mgmt For For For
1.3 Elect Darci L. Vetter Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 2018 Omnibus Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NH Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yoshihide Hata Mgmt For For For
2 Elect Katsumi Inoue Mgmt For For For
3 Elect Tetsuhiro Kito Mgmt For For For
4 Elect Hajime Takamatsu Mgmt For For For
5 Elect Nobuhisa Ikawa Mgmt For For For
6 Elect Yasuko Kono Mgmt For For For
7 Elect Sadanori Miyagai Mgmt For For For
8 Elect Atsushi Iwasaki Mgmt For For For
9 Elect Hideo Arase Mgmt For For For
10 Elect Koichi Nishihara Mgmt For For For
11 Elect Akihiko Shiba Mgmt For For For
12 Elect Nobuyuki Tazawa Mgmt For For For
13 Elect Masayuki Mgmt For For For
Kitaguchi
14 Elect Tokushi Yamazaki Mgmt For For For
15 Elect Shigeru Mgmt For For For
Nishiyama as
Alternate Statutory
Auditor
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akiyo Matono Mgmt For For For
3 Elect Shingo Hamada Mgmt For For For
4 Elect Yoichi Sekiguchi Mgmt For For For
5 Elect Shinya Yamamoto Mgmt For For For
6 Elect Seiji Takahashi Mgmt For For For
7 Elect Kazuo Oki Mgmt For For For
8 Elect Keisuke Yokoo Mgmt For For For
9 Elect Hiroyuki Hamano Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/06/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Frank Ford Mgmt For For For
________________________________________________________________________________
Nutrien Ltd
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect David C. Everitt Mgmt For For For
1.5 Elect Russell K. Mgmt For For For
Girling
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Miranda C. Hubbs Mgmt For For For
1.8 Elect Alice D. Laberge Mgmt For For For
1.9 Elect Consuelo E. Mgmt For For For
Madere
1.10 Elect Charles V. Magro Mgmt For For For
1.11 Elect Keith G. Martell Mgmt For For For
1.12 Elect A. Anne McLellan Mgmt For For For
1.13 Elect Derek G. Pannell Mgmt For For For
1.14 Elect Aaron W. Regent Mgmt For For For
1.15 Elect Mayo M. Schmidt Mgmt For For For
1.16 Elect Jochen E. Tilk Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 2018 Stock Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect David C. Everitt Mgmt For For For
1.5 Elect Russell K. Mgmt For For For
Girling
1.6 Elect Miranda C. Hubbs Mgmt For For For
1.7 Elect Alice D. Laberge Mgmt For For For
1.8 Elect Consuelo E. Mgmt For For For
Madere
1.9 Elect Charles V. Magro Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Aaron W. Regent Mgmt For For For
1.12 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 05/29/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Ratification of Mgmt For For For
Executive Directors'
Acts
7 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
8 Amendments to Mgmt For For For
Remuneration
Policy
9 Performance Stock Unit Mgmt For Against Against
Plan
10 Elect Nassef Sawiris Mgmt For For For
to the Board of
Directors
11 Elect Hassan Badrawi Mgmt For For For
to the Board of
Directors
12 Elect Maud de Vries to Mgmt For For For
the Board of
Directors
13 Elect Michael L. Mgmt For For For
Bennett to the Board
of
Directors
14 Elect Jerome Guiraud Mgmt For For For
to the Board of
Directors
15 Elect Greg Heckman to Mgmt For For For
the Board of
Directors
16 Elect Robert-Jan van Mgmt For For For
de Kraats to the
Board of
Directors
17 Elect Anja Montijn to Mgmt For For For
the Board of
Directors
18 Elect Sipko N. Schat Mgmt For For For
to the Board of
Directors
19 Elect Jan Alberts Ter Mgmt For For For
Wisch to the Board of
Directors
20 Elect Dod Fraser to Mgmt For For For
the Board of
Directors
21 Elect David Welch to Mgmt For For For
the Board of
Directors
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Suppress Mgmt For For For
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Appointment of Auditor Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/22/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/24/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Maxim V. Volkov Mgmt N/A Abstain N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Sergey Sereda Mgmt N/A Abstain N/A
18 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
19 Elect Andrey V. Mgmt N/A For N/A
Sharonov
20 Directors' Fees Mgmt For For For
21 Elect Ekaterina V. Mgmt For For For
Viktorova
22 Elect Elena Yu. Mgmt For For For
Kryuchkova
23 Elect Olga Yu. Lizunova Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Related Party Mgmt For Abstain Against
Transactions
(Subsidiaries)
26 Related Party Mgmt For For For
Transactions
(Apatit)
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/24/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Earnings/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/06/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
3 Related Party Mgmt For For For
Transactions
(Subsidiaries)
4 Related Party Mgmt For For For
Transactions (Apatit
I)
5 Related Party Mgmt For For For
Transactions (Apatit
II)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/01/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Denilson Molina Mgmt For For For
1.3 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.4 Elect Vincent Trius Mgmt For For For
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Farha Aslam Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
1.9 Elect Arquimedes A. Mgmt For For For
Celis
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reduction of Water
Pollution
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/17/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2018
3 Directors' Benefits Mgmt For For For
for FY
2019
4 Elect Ahmad Sufian Mgmt For For For
bin Abdul
Rashid
5 Elect TAM Chiew Lin Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian Qurnain bin
Abdul Rashid as
Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 07/10/2018 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 02/11/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/24/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Ratify Candidates' Mgmt For For For
Independence
Status
6 Request Separate Mgmt N/A Abstain N/A
Election of Board
Member
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Elect Rubens Ometto Mgmt For For For
Silveira
Mello
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Marcelo de Souza Mgmt For For For
Scarcela
Portela
11 Elect Abel Gregorei Mgmt For For For
Halpern
12 Elect Marcelo Eduardo Mgmt For Against Against
Martins
13 Elect Sameh Fahmy Mgmt For For For
14 Elect Burkhard Otto Mgmt For Against Against
Cordes
15 Elect Julio Fontana Mgmt For For For
Neto
16 Elect Mailson Ferreira Mgmt For Against Against
da
Nobrega
17 Elect Riccardo Arduini Mgmt For For For
18 Elect Marcos Sawaya Mgmt For For For
Jank
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rubens
Ometto Silveira
Mello
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Marinho
Lutz
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo de
Souza Scarcela
Portela
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Abel
Gregorei
Halpern
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Eduardo
Martins
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sameh
Fahmy
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Burkhard
Otto
Cordes
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Julio
Fontana
Neto
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mailson
Ferreira da
Nobrega
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Riccardo
Arduini
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Sawaya
Junk
32 Elect Board of Mgmt For For For
Director's Chair and
Vice
Chair
33 Supervisory Council Mgmt For For For
Size
34 Elect Luiz Carlos Mgmt N/A Abstain N/A
Nannini
35 Elect Marcelo Curti Mgmt N/A Abstain N/A
36 Elect Francisco Mgmt N/A Abstain N/A
Silverio Morales
Cespede
37 Elect Cristina Anne Mgmt N/A Abstain N/A
Betts
38 Elect Thiago Costa Mgmt N/A Abstain N/A
Jacinto as
Supervisory Council
Member Presented by
Minority
Shareholders
39 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre as
Supervisory Council
Member Presented by
Minority
Shareholders
40 Elect Luiz Carlos Mgmt For For For
Nannini as
Supervisory Council
Chair
41 Remuneration Policy Mgmt For For For
42 Supervisory Council Mgmt For For For
Fees
43 Instructions If Mgmt N/A Against N/A
Meeting is Held on
Second
Call
44 Non-Voting Meeting Note N/A N/A N/A N/A
45 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Salmar Asa
Ticker Security ID: Meeting Date Meeting Status
SALM CINS R7445C102 06/05/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits
and
Dividends
8 Directors' and Mgmt For TNA N/A
Nomination Committee
Fees
9 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
10 Corporate Governance Mgmt For TNA N/A
Report
11 Share-based Incentive Mgmt For TNA N/A
Scheme
12 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
13 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
14 Elect Atle Eide Mgmt For TNA N/A
15 Elect Margrethe Hauge Mgmt For TNA N/A
16 Elect Gustav M. Witzoe Mgmt For TNA N/A
as Deputy Board
Member
17 Elect Bjorn M. Wiggen Mgmt For TNA N/A
18 Elect Anne Kathrine Mgmt For TNA N/A
Slungard
19 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
20 Authority to Mgmt For TNA N/A
Repurchase
Shares
21 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred Banks, Jr. Mgmt For For For
1.2 Elect Robert C. Khayat Mgmt For For For
1.3 Elect Gail Jones Mgmt For For For
Pittman
1.4 Elect Toni D. Cooley Mgmt For For For
1.5 Elect David Barksdale Mgmt For For For
1.6 Elect Edith Kelly-Green Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schouw & Co.
Ticker Security ID: Meeting Date Meeting Status
SCHO CINS K86111166 04/11/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of Board
and Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Guidelines Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Elect Kjeld Johannesen Mgmt For Abstain Against
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sime Darby Plantation Berhad
Ticker Security ID: Meeting Date Meeting Status
SIMEPLT CINS Y7962H106 05/23/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees for FY Mgmt For For For
2018
2 Directors' Benefits Mgmt For For For
for FY
2019
3 Elect Henry Sackville Mgmt For For For
Barlow
4 Elect Yusof Basiran Mgmt For Against Against
5 Elect Zaiton Mohd Mgmt For For For
Hassan
6 Elect Mohd. Nizam bin Mgmt For Against Against
Zainordin
7 Elect Mohamad Nasir Mgmt For For For
bin Ab.
Latif
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Issuance of Shares Mgmt For For For
under the Dividend
Reinvestment
Plan
________________________________________________________________________________
Sime Darby Plantation Berhad
Ticker Security ID: Meeting Date Meeting Status
SIMEPLT CINS Y7962H106 11/21/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Benefits Mgmt For For For
4 Elect LOU Leong Kok Mgmt For For For
5 Elect Abdul Ghani Mgmt For For For
Othman
6 Elect Mohd Bakke Salleh Mgmt For For For
7 Elect Muhammad Lutfi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Related Party Mgmt For For For
Transactions
10 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Sime Darby Plantation Berhad
Ticker Security ID: Meeting Date Meeting Status
SIMEPLT CINS Y7962H106 11/21/2018 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of the Mgmt For For For
Dividend Reinvestment
Plan
2 Issuance of Shares Mgmt For For For
under the Dividend
Reinvestment
Plan
________________________________________________________________________________
Sirius Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
SXX CINS G6768Q104 05/21/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Placing and Open Offer Mgmt For For For
2 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
(Placing and Open
Offer)
3 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
(Placing and Open
Offer)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sirius Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
SXX CINS G6768Q104 06/13/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Russell Scrimshaw Mgmt For For For
4 Elect Chris Fraser Mgmt For For For
5 Elect Thomas Staley Mgmt For For For
6 Elect Elizabeth Noel Mgmt For For For
Harwerth
7 Elect Keith Clarke Mgmt For For For
8 Elect Louise Hardy Mgmt For For For
9 Elect John Hutton Mgmt For For For
10 Elect Jane Lodge Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies; Appointment
of Account
Inspectors
3 Related Party Mgmt For For For
Transactions
4 Investment and Finance Mgmt For For For
Policy
5 Allocation of Mgmt For For For
Profits/Dividends
6 Dividends Policy Mgmt For For For
7 Presentation of Board Mgmt For For For
of Director's
Expenses
8 Election of Directors Mgmt For Abstain Against
9 Elect Laurence Mgmt For For For
Golborne
Riveros
10 Directors' Fees Mgmt For Against Against
11 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/20/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Amendments to Mgmt For For For
Procedural Rules:
Capital Loans and
Endorsements/Guarantee
s
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson,
Sr.
1.3 Elect Gerard M. Mgmt For For For
Anderson
1.4 Elect Stephen F. Dowdle Mgmt For For For
1.5 Elect Catherine M. Mgmt For For For
Kilbane
1.6 Elect Robert J. King, Mgmt For For For
Jr.
1.7 Elect Ross W. Manire Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Amendment to the 2004 Mgmt For For For
Employee Share
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Oscar P. Mgmt For For For
Bernardes
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect Timothy S. Gitzel Mgmt For For For
6 Elect Denise C. Johnson Mgmt For For For
7 Elect Emery N. Koenig Mgmt For For For
8 Elect William T. Mgmt For For For
Monahan
9 Elect James C. O'Rourke Mgmt For For For
10 Elect Steven M. Seibert Mgmt For For For
11 Elect Luciano Siani Mgmt For For For
Pires
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey L. Mgmt For For For
Harmening
1.2 Elect Joyce A. Mullen Mgmt For For For
1.3 Elect Richard M. Olson Mgmt For For For
1.4 Elect James C. O'Rourke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tongaat Hulett Limited
Ticker Security ID: Meeting Date Meeting Status
TON CINS S85920130 08/08/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Murray Munro Mgmt For For For
3 Re-elect Tomaz Salomao Mgmt For For For
4 Re-elect Bahle Sibisi Mgmt For For For
5 Re-elect Brand Mgmt For For For
Pretorius
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Jenitha
John)
7 Elect Audit and Mgmt For For For
Compliance Committee
Member (Stephen
Beesley)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Fatima
Jakoet)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member (Rachel
Kupara)
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authorisation of Legal Mgmt For For For
Formalities
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Ricardo Cardenas Mgmt For For For
1.3 Elect Denise L. Jackson Mgmt For For For
1.4 Elect Thomas A. Mgmt For For For
Kingsbury
1.5 Elect Ramkumar Krishnan Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 10/18/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Ed CHAN Mgmt For For For
Yiu-Cheong
3 Elect Colleen E. Jay Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Michael
Clarke)
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For Against Against
4 Elect Mike D. Beebe Mgmt For Against Against
5 Elect Mikel A. Durham Mgmt For Against Against
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Jeffrey K. Mgmt For For For
Schomburger
9 Elect Robert Thurber Mgmt For Against Against
10 Elect Barbara A. Tyson Mgmt For For For
11 Elect Noel White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/24/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect PUA Seck Guan Mgmt For For For
6 Elect Kishore Mahbubani Mgmt For For For
7 Elect Raymond Guy Young Mgmt For Against Against
8 Elect TEO La-Mei Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/24/2019 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Wilmar Mgmt For Against Against
Executives Share
Option Scheme
2019
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Grant Mgmt For Against Against
Options under the
Wilmar Executives
Share Option Scheme
2019 at a discount to
market
price
4 Authority to Grant Mgmt For Against Against
Options under the
Wilmar Executives
Share Option Scheme
2019
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/07/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
9 Equity-Related Mgmt For TNA N/A
Remuneration
Guidelines
(Binding)
10 Corporate Governance Mgmt For TNA N/A
Report
11 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
Fees
15 Amendments to Articles Mgmt For TNA N/A
Regarding Board
Size
16 Election of Directors Mgmt For TNA N/A
17 Cancellation of Shares Mgmt For TNA N/A
18 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Ramon Alaix Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect Michael B. Mgmt For For For
McCallister
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors BDC Income ETF
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Rudolph Mgmt For For For
Reinfrank
1.2 Elect Barbara R. Matas Mgmt For For For
1.3 Elect John J. Hannan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kipp deVeer Mgmt For For For
2 Elect Daniel G. Kelly Mgmt For For For
3 Elect Eric B. Siegel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bain Capital Specialty Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCSF CUSIP 05684B107 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David G. Fubini Mgmt For For For
2 Elect Jeffrey B. Mgmt For For For
Hawkins
3 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Barings BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
BBDC CUSIP 06759L103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric Lloyd Mgmt For For For
2 Elect Mark F. Mulhern Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Capital Investment Corp
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Lies Mgmt For For For
1.2 Elect Maureen K. Usifer Mgmt For For For
1.3 Elect James E. Keenan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock Capital Investment Corp
Ticker Security ID: Meeting Date Meeting Status
BKCC CUSIP 092533108 05/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
BlackRock TCP Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 09259E108 02/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
2 Approval of a New Mgmt For For For
Investment Management
Agreement
________________________________________________________________________________
BlackRock TCP Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 09259E108 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Corbet
1.2 Elect Eric J. Draut Mgmt For For For
1.3 Elect M. Freddie Reiss Mgmt For Withhold Against
1.4 Elect Peter E. Schwab Mgmt For For For
1.5 Elect Karyn L. Williams Mgmt For For For
1.6 Elect Brian F. Wruble Mgmt For For For
1.7 Elect Howard M. Mgmt For For For
Levkowitz
1.8 Elect Rajneesh Vig Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Corporate Capital Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCT CUSIP 219880101 12/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Elect Laurie Simon Mgmt For For For
Hodrick
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fidus Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FDUS CUSIP 316500107 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas C. Lauer Mgmt For Withhold Against
1.2 Elect Edward X. Tune Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
FS Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
FSIC CUSIP 302635107 12/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2.1 Elect Todd C. Builione Mgmt For For For
2.2 Elect Richard I. Mgmt For For For
Goldstein
2.3 Elect Brian R. Ford Mgmt For For For
2.4 Elect Barbara Adams Mgmt For For For
2.5 Elect Jerel A. Hopkins Mgmt For For For
2.6 Elect Frederick Arnold Mgmt For For For
2.7 Elect James H. Kropp Mgmt For For For
3 Authorize Flexibility Mgmt For For For
for the Company to
Offer and Sell Shares
at a Price Below the
NAV
4 Approval of an Mgmt For For For
Amendment to the
Investment Advisory
Agreement
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul W. Adelgren Mgmt For Withhold Against
1.2 Elect David Gladstone Mgmt For For For
1.3 Elect John H. Outland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry Lee Mgmt For For For
Brubaker
1.2 Elect Caren D. Merrick Mgmt For For For
2 Authority to Issue Mgmt For For For
Common Stock Below
NAV
________________________________________________________________________________
Goldman Sachs BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine Mgmt For For For
Uniacke
1.2 Elect Jaime Ardila Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Goldman Sachs BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 07/13/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
Golub Capital BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lawrence E. Golub Mgmt For For For
2 Elect William M. Mgmt For Against Against
Webster
IV
3 Ratification of Auditor Mgmt For For For
4 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Hercules Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph A. Hoffman Mgmt For Withhold Against
1.2 Elect Doreen Woo Ho Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 12/06/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Appling, Mgmt For For For
Jr.
2 Elect Valerie L. Banner Mgmt For For For
3 Elect Joseph E. Canon Mgmt For For For
4 Elect Arthur L. French Mgmt For For For
5 Elect J. Kevin Griffin Mgmt For For For
6 Elect John E. Jackson Mgmt For For For
7 Elect Brian E. Lane Mgmt For For For
8 Elect Stephen B. Mgmt For For For
Solcher
9 Elect Vincent D. Foster Mgmt For For For
10 Elect Dwayne L. Hyzak Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment Regarding Mgmt For For For
Shareholders Ability
to
Amend
Bylaws
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 03/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert A. Hamwee Mgmt For For For
1.2 Elect Alfred F. Mgmt For Withhold Against
Hurley,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Zink Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 07/26/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
2 Reduce Minimum Asset Mgmt For For For
Coverage Ratio from
200% to
150%
3 Allow Shareholders to Mgmt For For For
Amend
Bylaws
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Oaktree Specialty Lending Corporation
Ticker Security ID: Meeting Date Meeting Status
OCSL CUSIP 67401P108 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard G. Ruben Mgmt For Abstain Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oaktree Specialty Lending Corporation
Ticker Security ID: Meeting Date Meeting Status
OCSL CUSIP 67401P108 06/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Investment Advisory
Agreement
2 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Oxford Square Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
OXSQ CUSIP 69181V107 07/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan H. Cohen Mgmt For For For
1.2 Elect George Stelljes Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PennantPark Floating Rate Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 70806A106 02/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam K. Bernstein Mgmt For Withhold Against
1.2 Elect Jeffrey Flug Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
PNNT;PFLT CUSIP 708062104 02/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur H. Penn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 12/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Grier Eliasek Mgmt For Against Against
2 Elect Andrew C. Cooper Mgmt For For For
________________________________________________________________________________
Solar Capital Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 10/11/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Gross Mgmt For For For
1.2 Elect Leonard A. Potter Mgmt For For For
2 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
3 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
TCG BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
CGBD CUSIP 872280102 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie E. Mgmt For For For
Bradford
2 Elect John G. Nestor Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TPG Specialty Lending, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Gordon Mgmt For Withhold Against
1.2 Elect John Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TPG Specialty Lending, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 06/14/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell Mgmt For For For
Shares Below Net
Asset
Value
________________________________________________________________________________
TPG Specialty Lending, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 87265K102 10/08/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
________________________________________________________________________________
Triangle Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
TCAP CUSIP 895848109 07/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock
3 Approval of a New Mgmt For For For
Investment Advisory
Agreement
4 Reduce Minimum Asset Mgmt For For For
Coverage
Ratio
5 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
6 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors Biotech ETF
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For For For
1.2 Elect David R. Brennan Mgmt For For For
1.3 Elect Christopher J. Mgmt For For For
Coughlin
1.4 Elect Deborah Dunsire Mgmt For For For
1.5 Elect Paul A. Friedman Mgmt For Withhold Against
1.6 Elect Ludwig N. Hantson Mgmt For For For
1.7 Elect John T. Mollen Mgmt For For For
1.8 Elect Francois Nader Mgmt For For For
1.9 Elect Judith A. Mgmt For For For
Reinsdorf
1.10 Elect Andreas Rummelt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Joseph H. Boccuzi Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Adriane M. Brown Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Coughlin
6 Elect Carol Anthony Mgmt For For For
Davidson
7 Elect Thomas C. Freyman Mgmt For For For
8 Elect Michael E. Mgmt For For For
Greenberg
9 Elect Robert J. Hugin Mgmt For For For
10 Elect Peter J. Mgmt For For For
McDonnell
11 Elect Brenton L. Mgmt For For For
Saunders
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret A. Mgmt For For For
Hamburg
2 Elect Steven M. Paul Mgmt For Against Against
3 Elect Colleen F. Reitan Mgmt For For For
4 Elect Amy W. Schulman Mgmt For For For
5 Shareholder Right to Mgmt For For For
Call a Special
Meeting
6 Increase of Authorized Mgmt For For For
Common
Stock
7 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Charles M. Mgmt For For For
Holley,
Jr.
9 Elect Tyler Jacks Mgmt For For For
10 Elect Ellen J. Kullman Mgmt For For For
11 Elect Ronald D. Sugar Mgmt For For For
12 Elect R. Sanders Mgmt For For For
Williams
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BeiGene, Ltd.
Ticker Security ID: Meeting Date Meeting Status
BGNE CUSIP 07725L102 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ranjeev Krishana Mgmt For For For
2 Elect Xiaodong Wang Mgmt For Against Against
3 Elect Qingqing Yi Mgmt For For For
4 Elect Jing-Shyh S. Su Mgmt For For For
5 Approval and Mgmt For For For
Ratification of
Auditor
6 General Mandate to Mgmt For Against Against
Issue
Shares
7 Connected Person Mgmt For Against Against
Placing
Authorization
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Chiminski Mgmt For Abstain Against
2 Elect Alexander J. Mgmt For For For
Denner
3 Elect Caroline D. Dorsa Mgmt For For For
4 Elect William A. Mgmt For For For
Hawkins
5 Elect Nancy L. Leaming Mgmt For For For
6 Elect Jesus B. Mantas Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Stelios Mgmt For For For
Papadopoulos
10 Elect Brian S. Posner Mgmt For For For
11 Elect Eric K. Rowinsky Mgmt For For For
12 Elect Lynn Schenk Mgmt For For For
13 Elect Stephen A. Mgmt For For For
Sherwin
14 Elect Michel Vounatsos Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Willard H. Dere Mgmt For For For
1.3 Elect Michael Grey Mgmt For For For
1.4 Elect Elaine J. Heron Mgmt For For For
1.5 Elect Robert J. Hombach Mgmt For For For
1.6 Elect V. Bryan Lawlis, Mgmt For Withhold Against
Jr.
1.7 Elect Alan J. Lewis Mgmt For For For
1.8 Elect Richard A. Meier Mgmt For For For
1.9 Elect David E.I. Pyott Mgmt For For For
1.10 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
5 Amendment to the 2006 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Bluebird bio Inc
Ticker Security ID: Meeting Date Meeting Status
BLUE CUSIP 09609G100 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wendy L. Dixon Mgmt For For For
2 Elect David P. Mgmt For For For
Schenkein
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 04/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bristol-Myers Mgmt For For For
Transaction
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect Martin Mackay Mgmt For For For
6 Elect Jean-Paul Mgmt For For For
Mangeolle
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For Against Against
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Richard F. Mgmt For For For
Wallman
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect John F. Cogan Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish M. Manwani Mgmt For For For
6 Elect Daniel O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Permit Shareholders to Mgmt For For For
Act by Written
Consent
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frances Arnold Mgmt For For For
2 Elect Francis deSouza Mgmt For For For
3 Elect Susan E. Siegel Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julian C. Baker Mgmt For For For
2 Elect Jean-Jacques Mgmt For For For
Bienaime
3 Elect Paul A. Brooke Mgmt For For For
4 Elect Paul J. Clancy Mgmt For For For
5 Elect Wendy L. Dixon Mgmt For For For
6 Elect Jacqualyn A. Mgmt For For For
Fouse
7 Elect Paul A. Friedman Mgmt For Against Against
8 Elect Herve Hoppenot Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stanley T. Crooke Mgmt For For For
1.2 Elect Joseph Klein, III Mgmt For For For
1.3 Elect Joseph Loscalzo Mgmt For For For
1.4 Elect Michael Hayden Mgmt For For For
2 Ratify the Appointment Mgmt For For For
of Peter N. Reikes
for a Term Expiring
in
2021
3 Ratify the Appointment Mgmt For For For
of Brett Monia for a
Term Expiring in
2021
4 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IQVIA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol J. Burt Mgmt For For For
1.2 Elect John P. Mgmt For For For
Connaughton
1.3 Elect John G. Danhakl Mgmt For For For
1.4 Elect James A. Fasano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nektar Therapeutics
Ticker Security ID: Meeting Date Meeting Status
NKTR CUSIP 640268108 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Scott Greer Mgmt For For For
2 Elect Lutz Lingnau Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard F. Pops Mgmt For Withhold Against
1.2 Elect Stephen A. Mgmt For Withhold Against
Sherwin
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2011 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Stephane Bancel Mgmt For For For
5 Elect Hakan Bjorklund Mgmt For For For
6 Elect Metin Colpan Mgmt For For For
7 Elect Ross L. Levine Mgmt For For For
8 Elect Elaine Mardis Mgmt For For For
9 Elect Lawrence A. Rosen Mgmt For For For
10 Elect Elizabeth E. Mgmt For For For
Tallett
11 Elect Peer M. Schatz Mgmt For For For
12 Elect Roland Sackers Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Suppress Mgmt For For For
Preemptive
Rights
16 Authority to Suppress Mgmt For For For
Preemptive Rights
(Mergers and
Acquisitions)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bonnie L. Bassler Mgmt For For For
2 Elect Michael S. Brown Mgmt For For For
3 Elect Leonard S. Mgmt For For For
Schleifer
4 Elect George D. Mgmt For For For
Yancopoulos
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sarepta Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRPT CUSIP 803607100 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Barry Mgmt For For For
2 Elect M. Kathleen Mgmt For For For
Behrens
3 Elect Claude Nicaise Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seattle Genetics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 812578102 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Srinivas Akkaraju Mgmt For For For
1.2 Elect Marc E. Lippman Mgmt For For For
1.3 Elect Daniel Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 12/05/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Giving Effect to Mgmt For For For
Scheme of
Arrangement
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Causey
2 Elect Richard Giltner Mgmt For For For
3 Elect Nilda Mesa Mgmt For For For
4 Elect Judy Olian Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sangeeta N. Mgmt For For For
Bhatia
2 Elect Lloyd A. Carney Mgmt For For For
3 Elect Terrence C. Mgmt For For For
Kearney
4 Elect Yuchun Lee Mgmt For For For
5 Elect Jeffrey M. Leiden Mgmt For For For
6 Elect Bruce I. Sachs Mgmt For For For
7 Amendment to the 2013 Mgmt For For For
Stock and Option
Plan
8 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive
Compensation to Drug
Pricing
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
Fund Name : VanEck Vectors Brazil Small-Cap ETF
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2018 Mgmt For For For
Accounts
3 Allocation of 2018 Mgmt For For For
Results
4 Discharge of Members Mgmt For For For
from Liability in
Connection with the
Management of the
Company's Affairs in
2018
5 Reduction of the Mgmt For For For
number of members of
the
Board
6 Approval of 2018 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Alejandra Smith Mgmt For For For
9 Elect Andres Velasco Mgmt For For For
Branes
10 Elect Alan L. Boyce Mgmt For Against Against
11 Approval of 2019 Mgmt For For For
Directors
Fees
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 04/25/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For For For
3 Supervisory Councils' Mgmt For For For
Fees
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 04/25/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council; Set Maximum
Supervisory Council
Size at
Five
5 Elect Mario Shinzato Mgmt For For For
6 Elect Raimundo Claudio Mgmt For For For
Batista
7 Elect Member Appointed Mgmt N/A Abstain N/A
by
BNDESPAR
8 Allocation of Mgmt For For For
Profits/Dividends
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 09/10/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 (Registered
Address)
3 Consolidation of Mgmt For For For
Articles
4 Election of Alternate Mgmt For Against Against
Board
Member
5 Ratify Resolutions in Mgmt For For For
Corporate
Act
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Peter
Ballon
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renata Amado
Rique
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renato
Feitosa
Rique
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Cunha
Bagnoli
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcela
Drigo
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thomas
Joseph
McDonald
17 Request Separate Mgmt N/A Abstain N/A
Election of Board of
Directors
18 Remuneration Policy Mgmt For For For
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 06/25/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
5 Merger Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 07/19/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Election of Board Chair Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Shopping Centers
Ticker Security ID: Meeting Date Meeting Status
ALSC3 CINS P0161M109 12/17/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreements Mgmt For For For
(Ararajuba
Empreendimentos e
Participacoes Ltda,
Sabia Empreendimentos
e Participacoes
Ltda., Comercial
Replan
Comercializacao e
Administracao de
Centros Comerciais
Ltda., and Replan
Desenvolvimento
Ltda.)
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
(Ararajuba
Empreendimentos e
Participacoes
Ltda.)
5 Valuation Report Mgmt For For For
(Sabia
Empreendimentos e
Participacoes
Ltda.)
6 Valuation Report Mgmt For For For
(Comercial Replan
Comercializacao e
Administracao de
Centros Comerciais
Ltda.)
7 Valuation Report Mgmt For For For
(Replan
Desenvolvimento
Ltda.)
8 Merger by Absorption Mgmt For For For
(Ararajuba
Empreendimentos e
Participacoes
Ltda.)
9 Merger by Absorption Mgmt For For For
(Sabia
Empreendimentos e
Participacoes
Ltda.)
10 Merger by Absorption Mgmt For For For
(Comercial Replan
Comercializacao e
Administracao de
Centros Comerciais
Ltda.)
11 Merger by Absorption Mgmt For For For
(Replan
Desenvolvimento Ltda.
)
12 Authorisation of Legal Mgmt For For For
Formalities
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alpargatas S.A.
Ticker Security ID: Meeting Date Meeting Status
ALPA3 CINS P0246W106 04/17/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
3 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For For For
3 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luiz de
Godoy
Pereira
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo
Roberto de Godoy
Pereira
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Helena
Godoy Pereira de
Almeida
Pires
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Tosto de Oliveira
Carvalho
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rogerio
Paulo Calderon
Peres
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Humberto
Falcao
Martins
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jair Luis
Mahl
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Preferred)
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arco Platform Ltd
Ticker Security ID: Meeting Date Meeting Status
ARCE CUSIP G04553106 06/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financial Mgmt For For For
Statements and
Auditor's
Report
________________________________________________________________________________
Arezzo Industria E Comercio S.A.
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Authorize Competing Mgmt For For For
Activities of Juliana
Rozenbaum
Munemori
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Elect Alessandro Mgmt For For For
Giuseppe
Carlucci
9 Elect Jose Ernesto Mgmt For Against Against
Beni
Bologna
10 Elect Guilherme Mgmt For For For
Affonso
Ferreira
11 Elect Luiza Helena Mgmt For For For
Trajano Inacio
Rodrigues
12 Elect Juliana Rozenbaum Mgmt For For For
13 Elect Luiz Fernando Mgmt For For For
Giorgi
14 Elect Alexandre Cafe Mgmt For For For
Birman
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Proportional Mgmt N/A Abstain N/A
Allocation Of
Cumulative
Votes
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alessandro
Giuseppe
Carlucci
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Ernesto
Beni
Bologna
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Affonso
Ferreira
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiza Helena
Trajano
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Juliana
Rozenbaum
Munemori
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz
Fernando
Giorgi
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Cafe
Birman
24 Request Separate Mgmt N/A Abstain N/A
Election For Board
Member
25 Elect Alessandro Mgmt For For For
Giuseppe Carlucci as
Board
Chair
26 Elect Jose Ernesto Mgmt For Against Against
Beni Bologna as Board
Vice
Chair
27 Ratify Candidates' Mgmt For For For
Independence
Status
28 Remuneration Policy Mgmt For Against Against
29 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco ABC Brasil S.A.
Ticker Security ID: Meeting Date Meeting Status
ABCB4 CINS P0763M135 04/05/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Inter S.A.
Ticker Security ID: Meeting Date Meeting Status
BIDI4 CINS P1S6FG106 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 03/22/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Stock Mgmt For For For
Option Plans (1 to
3)
3 Adoption of Restricted Mgmt For For For
Share
Plan
4 Ratify Updated Global Mgmt For For For
Remuneration
Amount
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Dodsworth
Penna
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joshua
Arthur
Kozba
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Renato
Fairbanks Nascimbeni
de Sa e Silva
Ribeiro
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme de
Araujo
Lins
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paula
Alexandra de Oliveira
Goncalves
Bellizia
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo
Calvo
Galindo
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bruno
Augusto Sacchi
Zaremba
18 Remuneration Policy Mgmt For For For
19 Publication of Company Mgmt For For For
Notices
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 06/28/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report (King Mgmt For For For
Food)
6 Valuation Report (Good Mgmt For For For
Food)
7 Valuation Report (Fast Mgmt For For For
Burger)
8 Merger by Absorption Mgmt For For For
(King Food, Good Food
and Fast
Burger)
9 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 11/22/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Co-Option and Mgmt For Against Against
Elect Bruno Augusto
Sacchi
Zaremba
3 Amendments to Article Mgmt For For For
2 (Registered
Address)
4 Amendments to Article Mgmt For For For
15
(Co-options)
5 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share Capital);
Consolidation of
Articles
6 Publication of Company Mgmt For For For
Notices
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/08/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off Agreement Mgmt For For For
(BRPR
56)
4 Ratification of the Mgmt For For For
Appointment of
Appraiser
5 Valuation Report (BRPR Mgmt For For For
56)
6 Merger of Spun-off Mgmt For For For
Portion (BRPR
56)
7 Merger Agreement (BRPR Mgmt For For For
55)
8 Ratification of the Mgmt For For For
Appointment of
Appraiser
9 Valuation Report (BRPR Mgmt For For For
55)
10 Merger by Absorption Mgmt For For For
(BRPR
55)
11 Spin-off Agreement Mgmt For For For
(ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
12 Ratification of the Mgmt For For For
Appointment of
Appraiser
13 Valuation Report (ESA Mgmt For For For
SPE Empreendimentos
Imobiliarios
Ltda.)
14 Merger of Spun-off Mgmt For For For
Portion (ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 05/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Danilo Gamboa Mgmt For For For
3 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 10/31/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreements Mgmt For For For
(BRPR 39
Empreendimentos
Imobiliarios e
Participacoes Ltda. &
BRPR 40
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
3 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR 39
Empreendimentos
Imobiliarios e
Participacoes Ltda. &
BRPR 40
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
4 Valuation Reports Mgmt For For For
(BRPR 39
Empreendimentos
Imobiliarios e
Participacoes Ltda. &
BRPR 40
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
5 Merger by Absorption Mgmt For For For
(BRPR 39
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
6 Merger by Absorption Mgmt For For For
(BRPR 40
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
7 Merger Agreement (BRPR Mgmt For For For
II Empreendimentos e
Participacoes
Ltda.)
8 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR II
Empreendimentos e
Participacoes
Ltda.)
9 Valuation Report (BRPR Mgmt For For For
II Empreendimentos e
Participacoes
Ltda.)
10 Merger by Absorption Mgmt For For For
(BRPR II
Empreendimentos e
Participacoes
Ltda.)
11 Merger (Spun-Off Mgmt For For For
Portion of BRPR 55
Securitizadora de
Creditos Imobiliarios
S.A.)
12 Ratification of Mgmt For For For
Appointment of
Appraiser (Spun-Off
Portion of BRPR 55
Securitizadora de
Creditos Imobiliarios
S.A.)
13 Valuation Report Mgmt For For For
(Spun-Off Portion of
BRPR 55
Securitizadora de
Creditos Imobiliarios
S.A.)
14 Merger by Absorption Mgmt For For For
(Spun-Off Portion of
BRPR 55
Securitizadora de
Creditos Imobiliarios
S.A.)
15 Merger Agreement (BRPR Mgmt For For For
56 Securitizadora de
Creditos
Imobiliarios)
16 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR 56
Securitizadora de
Creditos
Imobiliarios)
17 Valuation Report (BRPR Mgmt For For For
56 Securitizadora de
Creditos
Imobiliarios)
18 Merger by Absorption Mgmt For For For
(BRPR 56
Securitizadora de
Creditos
Imobiliarios)
19 Merger Agreement (BRPR Mgmt For For For
57 Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
20 Ratification of Mgmt For For For
Appointment of
Appraiser (BRPR 57
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
21 Valuation Report (BRPR Mgmt For For For
57 Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
22 Merger by Absorption Mgmt For For For
(BRPR 57
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
23 Merger Agreement Mgmt For For For
(Spun-Off Portion of
ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
24 Ratification of Mgmt For For For
Appointment of
Appraiser (Spun-Off
Portion of ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
25 Valuation Report Mgmt For For For
(Spun-Off Portion of
ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
26 Merger (Spun-Off Mgmt For For For
Portion of ESA SPE
Empreendimentos
Imobiliarios
Ltda.)
27 Authorization of Legal Mgmt For For For
Formalities
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 11/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of the Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(BRPR 39
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
7 Merger by Absorption Mgmt For For For
(BRPR 40
Empreendimentos
Imobiliarios e
Participacoes
Ltda.)
8 Merger Agreement Mgmt For For For
9 Ratification of the Mgmt For For For
Appointment of
Appraiser
10 Valuation Report Mgmt For For For
11 Merger by Absorption Mgmt For For For
(BRPR II
Empreendimentos e
Participacoes
Ltda.)
12 Spin-off Agreement Mgmt For For For
(BRPR 55
Securitizadora de
Creditos Imobiliarios
SA)
13 Ratification of the Mgmt For For For
Appointment of
Appraiser
14 Valuation Report Mgmt For For For
15 Merger of Spun-Off Mgmt For For For
Portion (BRPR
55)
16 Merger Agreement Mgmt For For For
17 Ratification of the Mgmt For For For
Appointment of
Appraiser
18 Valuation Report Mgmt For For For
19 Merger by Absorption Mgmt For For For
(BRPR 56
Securitizadora de
Creditos Imobiliarios
Ltda.)
20 Spin-off Agreement Mgmt For For For
21 Ratification of the Mgmt For For For
Appointment of
Appraiser
22 Valuation Report Mgmt For For For
23 Spin-off (ESA SPE Mgmt For For For
Empreendimentos
Imobiliarios
Ltda.)
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Camil Alimentos, S.A.
Ticker Security ID: Meeting Date Meeting Status
CAML3 CINS P1R1FL107 03/01/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Draft Mgmt For For For
Minutes Omitting
Shareholders'
Names
3 Merger Agreement Mgmt For For For
4 Ratification of the Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Camil Alimentos, S.A.
Ticker Security ID: Meeting Date Meeting Status
CAML3 CINS P1R1FL107 06/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Remuneration Policy Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Camil Alimentos, S.A.
Ticker Security ID: Meeting Date Meeting Status
CAML3 CINS P1R1FL107 06/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 04/24/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancelation of Mgmt For For For
Restricted Shares
Plan
3 Restricted Shares Plan Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centro De Image Diagnosticos S.A.
Ticker Security ID: Meeting Date Meeting Status
AALR3 CINS P2380S107 04/24/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel
Rizardi
Sorrentino
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Tufik
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Thiago de Souza
Araujo
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Kalil
Issa
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavia
Kortas Kalil Issa
Cevasco
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Leonel
Scavazza
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Brasil
Tufik
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Henrique de Aldemundo
Pereira
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudio
Otavio Prata
Ramos
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio
Lopes
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Rittes de Oliveira
Silva
20 Request Separate Mgmt N/A For N/A
Election for Board
Member
21 Remuneration Policy Mgmt For For For
22 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
23 Request Cumulative Mgmt N/A Abstain N/A
Voting
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CESP-CIA Energetica De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
CESP3 CINS P25784193 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
5 Cumulate Common And Mgmt N/A Abstain N/A
Preferred
Shares
6 Elect Paulo Roberto Mgmt N/A For N/A
Franceschi To The
Supervisory Council
Presented By
Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia De Gas De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
CGAS3 CINS P3055H194 04/25/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
3 Request Election for Mgmt N/A Abstain N/A
Supervisory Council
Member (Preferred
Shareholders)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Amendments to Article Mgmt For For For
18 (Management
Board)
4 Amendment to Articles Mgmt For For For
(Audit
Committee)
5 Amendment to Article Mgmt For For For
20 (Management Board
Duties)
6 Amendment to Article Mgmt For For For
22 (Legal
Disputes)
7 Amendment to Articles Mgmt For For For
22 and 23 (Removal of
Advisory
Board)
8 Consolidation of Mgmt For For For
Articles
9 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
10 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
11 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andrea
Oliveira Mota
Baril
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Celso Luis
Loducca
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Worms
Sciama
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio
Colletti
Barbosa
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio
Hering
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivo
Hering
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Patrick
Charles Morin
Junior
17 Remuneration Policy Mgmt For For For
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
20 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
21 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Paranaense De Energia Copel
Ticker Security ID: Meeting Date Meeting Status
CPLE3 CUSIP 20441B407 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Mgmt For Against Against
Supervisory
Council
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 02/28/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Ratify Co-Option and Mgmt For For For
Elect
Directors
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 04/24/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Dismiss Francisco Feio Mgmt For For For
Ribeiro Filho as
Board
Member
6 Dismiss Jose Roberto Mgmt For For For
Ruiz
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Elect Jacques Geovani Mgmt For For For
Schinemann
9 Elect Rodrigo Sanchez Mgmt For For For
Rios
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jacques
Geovani
Shinemann
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo
Sanchez
Rios
14 Elect Ricardo Cansian Mgmt N/A Abstain N/A
Netto
15 Elect Luis Otavio Dias Mgmt N/A Abstain N/A
da
Fonseca
16 Elect Laerzio Mgmt N/A Abstain N/A
Chiesorin
Junior
17 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre as
Supervisory Council
Member Presented by
Minority
Shareholders
18 Elect Paulo Roberto Mgmt N/A For N/A
Franceschi as
Supervisory Council
Member Presented by
Preferred
Shareholders
19 Publication of Company Mgmt For For For
Notices
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 04/24/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
55 (Internal Auditor)
4 Dismissal of Members Mgmt For For For
of the Nomination and
Valuation
Committee
5 Elect Roberval Vieira Mgmt For For For
as Nomination and
Valuation Committee
Member
6 Elect Ariovaldo Mgmt For For For
Vandrei Zampieri as
Nomination and
Valuation Committee
Member
7 Elect Antonio Dilson Mgmt For For For
Picolo Filho as
Nomination and
Valuation Committee
Member
8 Elect Fabio Leandro Mgmt For For For
Tokars as Nomination
and Valuation
Committee
Member
9 Elect Robson Augusto Mgmt For For For
Pascoalini as
Nomination and
Valuation Committee
Member
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 05/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Fabio Malina Mgmt For For For
Losso as Nomination
and Valuation
Committee
Member
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 09/12/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dismissal of Director Mgmt For For For
George Hermann
Rodolfo
Tormin
3 Elect Jose Roberto Ruiz Mgmt For For For
4 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
5 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Roberto
Ruiz
6 Dismissal of Mgmt For For For
Supervisory Council
Member Ivens Moretti
Pacheco
7 Elect Caio Marcio Mgmt For For For
Nogueira Soares as
Supervisory Council
Member
8 Dismissal of Mauro Mgmt For For For
Ricardo Machado Costa
from Nomination and
Valuation
Committee
9 Election of Nomination Mgmt For For For
and Valuation
Committee
Member
10 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
11 Ratify Updated Global Mgmt For For For
Remuneration
Amount
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Confeccoes Guarapes SA.
Ticker Security ID: Meeting Date Meeting Status
GUAR3 CINS P5012L101 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Confeccoes Guarapes SA.
Ticker Security ID: Meeting Date Meeting Status
GUAR3 CINS P5012L101 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
6 Election of Directors Mgmt For Abstain Against
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Supervisory Council Mgmt N/A For N/A
Size
9 Election of Mgmt For Against Against
Supervisory
Council
10 Remuneration Policy Mgmt For For For
11 Request Cumulative Mgmt N/A Abstain N/A
Voting
12 Election of Directors Mgmt For Against Against
13 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Gurgel
Rocha
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lisiane
Gurgel
Rocha
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Elvio Gurgel
Rocha
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Gurgel
Rocha
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lisiane
Gurgel
Rocha
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Elvio Gurgel
Rocha
24 Elect Sidney Gurgel Mgmt For Against Against
25 Elect Paulo Ferreira Mgmt For For For
Machado
26 Elect Peter Edward Mgmt For For For
Cortes Marsden
Wilson
________________________________________________________________________________
Confeccoes Guarapes SA.
Ticker Security ID: Meeting Date Meeting Status
GUAR3 CINS P5012L101 12/20/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Conversion of Mgmt For For For
Preferred Shares to
Common
Shares
3 Amendments to Articles Mgmt For For For
5 and 7
(Reconciliation of
Share
Capital)
4 Authorisation of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/08/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Debentures
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/11/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Remuneration Policy Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 05/03/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capital Expenditure Mgmt For For For
Budget/Investment
Plan
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 12/10/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Long-Term Credit Mgmt For For For
Operation
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 03/27/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment
Appraiser
5 Valuation Report Mgmt For For For
6 Merger Mgmt For For For
7 Authorization of Legal Mgmt For For For
Formalities
8 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report on Mgmt For For For
Financial Statements
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Matching Mgmt For For For
Shares
Plan
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 07/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement (Read Mgmt For For For
Servicos Turisticos
S.A.)
3 Merger Agreement Mgmt For For For
(Reserva Facil
Tecnologia
S.A.)
4 Ratification of Mgmt For For For
Appointment of
Appraiser (KPMG
Auditores)
5 Valuation Report (Read Mgmt For For For
Servicos Turisticos
S.A.)
6 Valuation Report Mgmt For For For
(Reserva Facil
Tecnologia
S.A.)
7 Merger by Absorption Mgmt For For For
(Read Servicos
Turisticos
S.A.)
8 Merger by Absorption Mgmt For For For
(Reserva Facil
Tecnologia
S.A.)
9 Authorization of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 08/22/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Viatrix Viagens e
Turismo
Ltda.)
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 11/06/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Amendments to Article Mgmt For For For
14 (Board of
Directors'
Composition)
4 Election of Directors Mgmt For For For
5 Recasting of Votes for Mgmt N/A Against N/A
Amended
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Eduardo
Falco Pires
Correa
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Silvio Jose
Genisini
Junior
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Teixeira
Alvares
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Cunha Monnerat Solon
de
Pontes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Deli Koki
Matsuo
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cristina
Helena Zingaretti
Junqueira
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luis Otavio
Saliba
Furtado
15 Consolidation of Mgmt For For For
Articles
16 Ratify Luis Eduardo Mgmt For Against Against
Falco Pires Correa's
Independence
Status
17 Ratify Silvio Jose Mgmt For For For
Genesini Junior's
Independence
Status
18 Ratify Henrique Mgmt For For For
Teixeira Alvares'
Independence
Status
19 Ratify Eduardo Cunha Mgmt For For For
Monnerat Solon de
Pontes' Independence
Status
20 Ratify Deli Koki Mgmt For For For
Matsuo's Independence
Status
21 Ratify Cristina Helena Mgmt For For For
Zingaretti
Junqueira's
Independence
Status
22 Ratify Luis Otavio Mgmt For For For
Saliba Furtado's
Independence
Status
23 Election of Board Mgmt For For For
Chair and Vice
Chair
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Management's Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Remuneration Policy Mgmt For For For
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Corporate
Purpose)
2 Amendments to Articles Mgmt For For For
(Board of Directors
Composition)
3 Amendments to Articles Mgmt For For For
(Management Board
Size)
4 Amendments to Articles Mgmt For For For
(Management Board
Composition)
5 Amendments to Articles Mgmt For For For
(Management
Board)
6 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
7 Amendments to Articles Mgmt For For For
(General/Miscellaneous
)
8 Consolidation of Mgmt For For For
Articles
9 Authorisation of Legal Mgmt For For For
Formalities
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 02/20/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
(Ceramica Urussanga
S.A.)
4 Valuation Report Mgmt For For For
(Massima
Revestimentos
Ceramicos
Ltda.)
5 Acquisition Mgmt For For For
6 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
7 Authority to Draft Mgmt For For For
Minutes Omitting
Shareholders'
Names
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
3 Amendment to Article Mgmt For For For
11 (Shareholders'
Meeting)
4 Consolidation of Mgmt For For For
Articles
5 Adoption of Long-Term Mgmt For For For
Incentive
Plan
6 Authority to Draft Mgmt For For For
Minutes in Summary
Format
7 Authority to Publish Mgmt For For For
Minutes Omitting the
Shareholders'
Names
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Separate Mgmt N/A Abstain N/A
Election of Board of
Directors
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alfredo
Egydio Arruda Villela
Filho
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alfredo
Egydio
Setubal
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio
Seibel
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Amaury
Olsen
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Juliana
Rozenbaum
Munemori
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Raul
Calfat
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Egydio
Setubal
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodolfo
Villela
Marino
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Salo Davi
Seibel
19 Request Cumulative Mgmt N/A Abstain N/A
Voting
20 Ratify Updated Global Mgmt For For For
Remuneration
Amount
21 Remuneration Policy Mgmt For Against Against
22 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
23 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
24 Authority to Publish Mgmt For For For
Minutes Omitting the
Shareholders'
Names
25 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecorodovias Infraestrutura E Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/16/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Instructions If Mgmt N/A Against N/A
Meeting is Held in a
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ecorodovias Infraestrutura E Logistica S.A.
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/16/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Request Separate Mgmt For Abstain Against
Election for Board
Member
4 Elect Juan Angoitia Mgmt For Against Against
Grijalba
________________________________________________________________________________
Eletropaulo Metropolitana-Eletricidade De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
ELPL3 CINS P3646S105 11/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Britaldo Pedrosa Mgmt For Against Against
Soares
4 Elect Helio Lima Mgmt For For For
Magalhaes
5 Elect Ana Marta Horta Mgmt For For For
Veloso
6 Elect Guilherme Gomes Mgmt For For For
Lencastre
7 Elect Marcia Sandra Mgmt For For For
Roque Vieira
Silva
8 Elect Antonio Basilio Mgmt For For For
Pires de Carvalho e
Albuquerque
9 Elect Aurelio Ricardo Mgmt For For For
Bustilho de
Oliveira
10 Elect Nicola Cotugno Mgmt For Against Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Britaldo
Pedrosa
Soares
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Lima
Magalhaes
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Marta
Horta
Veloso
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Gomes
Lencastre
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcia
Sandra Roque Vieira
Silva
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Basilio
Pires de Carvalho e
Albuquerque
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Aurelio
Ricardo Bustilho de
Oliveira
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nicola
Cotugno
21 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A For N/A
Voting
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ernesto
Zarzur
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Samir
Zakkhour El
Tayar
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Ernesto
Zarzur
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Silvio
Ernesto
Zarzur
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Ernesto
Zarzur
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Ernesto
Zarzur
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mario Guy de
Faria
Mariz
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson de
Sampaio
Bastos
18 Request Separate Mgmt N/A Abstain N/A
Election of Board of
Directors
19 Remuneration Policy Mgmt For For For
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
21 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves for Bonus
Share
Issuance
3 Increase in Authorized Mgmt For Against Against
Share
Capital
4 Amendment to Articles Mgmt For For For
(Novo Mercado
Regulations)
5 Consolidation of Mgmt For For For
Articles
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Mgmt For For For
interim dividends and
interest on
capital
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Ratify Fernando de Mgmt For For For
Barros Barreto's
independence
status
7 Ratify Cristina Anne Mgmt For For For
Betts' independence
status
8 Ratify Andre Marcelo Mgmt For For For
da Silva Prado's
independence
status
9 Election of Directors Mgmt For Against Against
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio
Pinheiro
Mendes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Lopes
Alberto
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rui Monteiro
Barros
Maciel
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andrea da
Motta
Chamma
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Carlos
Trabuco
Cappi
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Samuel
Monteiro dos Santos
Junior
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Vinicius
Jose de Almeida
Albernaz
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando de
Barros
Barreto
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andre
Marcelo da Silva
Prado
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cristina
Anne
Betts
23 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
24 Request Cumulative Mgmt N/A Abstain N/A
Voting
25 Remuneration Policy Mgmt For For For
26 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
27 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11B CINS P458C1107 04/24/2019 Voted
Meeting Type Country of Trade
Bond Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos
Ticker Security ID: Meeting Date Meeting Status
BRCR11B CINS P458C1107 04/24/2019 Voted
Meeting Type Country of Trade
Ordinary Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Monitoring Mgmt For Abstain Against
Committee
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/15/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/18/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/18/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iguatemi Empresa De Shopping Centres S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 07/19/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Bernardo Parnes Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/22/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Carlos Emilio Mgmt For For For
Bartilotti
5 Elect Regina Pardini Mgmt For For For
6 Elect Roberto Antonio Mgmt For For For
Mendes
7 Elect Sidney Levy Mgmt For For For
8 Elect Victor Mgmt For For For
Cavalcanti
Pardini
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Emilio
Bartilotti
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Regina
Pardini
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roberto
Antonio
Mendes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sidney
Levy
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Victor
Cavalcanti
Pardini
16 Request Cumulative Mgmt N/A Abstain N/A
Voting
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Remuneration Policy Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 11/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of the Mgmt For For For
Appointment of the
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Pra Voce - Centro de
Especialidades
Medicas
SA)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion S.A.
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Dan
Ioschpe
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gustavo Berg
Ioschpe
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Iboty
Brochmann
Ioschpe
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mauro Litwin
Iochpe
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Israel
Vainboim
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Antonio
Correia Nunes Viana
de
Oliveira
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nildemar
Secches
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio Luiz
Silva
Schwartz
17 Allocate cumulative Mgmt N/A Abstain N/A
votes to Alexandre
Golcalves
Silva
18 Request Cumulative Mgmt N/A Abstain N/A
Voting
19 Remuneration Policy Mgmt For For For
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Izzy Sheratzky Mgmt For For For
3 Elect Gil Sheratzky Mgmt For For For
4 Elect Ze'ev Koren Mgmt For For For
________________________________________________________________________________
Largo Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LGO CINS 517103404 06/27/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Alberto Arias Mgmt For For For
4 Elect David Brace Mgmt For For For
5 Elect Jonathan Lee Mgmt For For For
6 Elect Mark A. Smith Mgmt For For For
7 Elect Daniel R. Mgmt For For For
Tellechea
8 Elect Koko Yamamoto Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Amendment to Articles Mgmt For Against Against
Regarding Board
Size
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
5 Dismissal of the Board Mgmt For For For
of
Directors
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Ricardo Reisen Mgmt For For For
de
Pinho
8 Elect Raphael Manhaes Mgmt For For For
Martins
9 Elect Rodrigo de Mgmt For For For
Mesquita
Pereira
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Reisen de
Pinho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Raphael
Manhaes
Martins
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo de
Mesquita
Pereira
15 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
16 Elect Rodrigo de Mgmt N/A Abstain N/A
Mesquita Pereira as
Board Member
presented by Minority
Shareholders
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Election of Mgmt N/A Abstain N/A
Supervisory Council;
Size
7 Elect Domenica Mgmt N/A For N/A
Eisenstein Noronha as
Supervisory Council
Member presented by
Minority
Shareholders
8 Elect Sergio Diniz as Mgmt N/A Abstain N/A
Supervisory Council
Member presented by
Minority
Shareholders
9 Supervisory Council's Mgmt For For For
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 09/03/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Mgmt For For For
Aristoteles Luiz
Menezes Vasconcellos
Drummond as Alternate
Board
Member
3 Election of Marcos Mgmt For For For
Bastos Rocha as
Alternate Board
Member
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 11/22/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Increase in
Authorised
Capital)
4 Amendments to Article Mgmt For For For
5 (Share
Issuances)
5 Amendments to Article Mgmt For For For
6 (Preemptive
Rights)
6 Amendments to Article Mgmt For For For
25
(Technical)
7 Amendments to Article Mgmt For For For
27 (Tender
Offers)
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 01/23/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Long-Term Mgmt For Against Against
Incentive
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/24/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Supervisory Council Mgmt For For For
Fees
6 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Election of Directors Mgmt For Against Against
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nercio Jose
Monteiro
Fernandes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alberto
Menache
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alon
Dayan
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao Cox
Neto
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roger de
Barbosa
Ingold
17 Election of Mgmt For For For
Supervisory
Council
18 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
19 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CINS P6S933101 04/24/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
2 (Registered
Address)
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Article Mgmt For For For
11 (Shareholders'
Meeting)
5 Amendments to Article Mgmt For For For
16 (Technical
Amendment)
6 Amendments to Article Mgmt For For For
16 (Shareholders'
Meeting
Duties)
7 Amendments to Article Mgmt For For For
17 (Board of
Directors)
8 Amendments to Article Mgmt For For For
17 (Remuneration
Committee's
Name)
9 Amendments to Article Mgmt For For For
22 (Technical
Amendment)
10 Amendments to Article Mgmt For For For
23 (Technical
Amendment)
11 Amendments to Article Mgmt For For For
23 (Board
Duties)
12 Amendments to Article Mgmt For For For
23 (RPTs and
Contracts)
13 Amendments to Article Mgmt For For For
23 (Board's Opinion
on Tender
Offers)
14 Amendments to Article Mgmt For For For
23 (Financing and
Guarantees)
15 Amendments to Article Mgmt For For For
24 (Technical
Amendment)
16 Amendments to Article Mgmt For For For
25 (Audit Commitee's
Autonomy)
17 Amendments to Article Mgmt For For For
25 (Advisers to Audit
Committee)
18 Amendments to Article Mgmt For For For
32 (Supervisory
Council)
19 Amendments to Article Mgmt For For For
48
(Removal)
20 Consolidation of Mgmt For For For
Articles
21 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios S.A.
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 08/21/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Delisting from Novo Mgmt For Against Against
Mercado
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnesita Refratarios SA
Ticker Security ID: Meeting Date Meeting Status
MAGG3 CINS P6426L158 03/25/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Redemption and Mgmt For Abstain Against
Cancellation of
Shares Following
Tender
Offer
4 Resignation of Mgmt For Abstain Against
Directors
5 Amendments to Articles Mgmt For Abstain Against
6 Election of Management Mgmt For Abstain Against
Board
Member
7 Remuneration Policy Mgmt For Abstain Against
8 Amendments to Mgmt For Abstain Against
Articles;
Consolidation of
Articles
________________________________________________________________________________
Mahle Metal Leve S.A.
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Abstain N/A
Voting
7 Elect Peter Paul Mgmt For Abstain Against
Wilhelm
Grunow
8 Elect Heinz Konrad Mgmt For Abstain Against
Junker
9 Elect Wolfgang Werner Mgmt For Abstain Against
Ernst Fritz
Fritzemeyer
10 Elect Eduardo Augusto Mgmt For Abstain Against
Rocha
Pocetti
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Peter Paul
Wilhelm
Grunow
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Heinz Konrad
Junker
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wolfgang
Werner Ernst Fritz
Fritzemeyer
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Augusto Rocha
Pocetti
17 Elect Reginaldo Mgmt For Abstain Against
Ferreira Alexandre as
Board Member
Presented by Minority
Shareholders
18 Elect Lucia Hauptmann Mgmt For For For
as Board Member
Presented by Minority
Shareholders
19 Cumulate Common and Mgmt N/A Against N/A
Preferred
Shares
20 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
21 Elect Alex Erhard Brod Mgmt N/A Abstain N/A
22 Elect Helio Carlos de Mgmt N/A Abstain N/A
Lamare
Cox
23 Elect Roberto Moreno Mgmt N/A For N/A
Pinna to the
Supervisory Council
Presented by Minority
Shareholders
24 Supervisory Council's Mgmt For For For
Fees
25 Remuneration Policy Mgmt For Against Against
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve S.A.
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 10/01/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Mahle Industry do
Brasil
Ltda.)
6 Cancel Registered Mgmt For For For
Address; Extinction
of
Subsidiary
7 Amendments to Article Mgmt For For For
15 (Related Party
Transactions)
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve S.A.
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 11/30/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger by Absorption Mgmt For For For
(Mahle Industry do
Brasil
Ltda.)
5 Cancel Registered Mgmt For For For
Address; Extinction
of
Subsidiary
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marcopolo S.A.
Ticker Security ID: Meeting Date Meeting Status
POMO3 CINS P64331112 03/28/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Cristiano Mgmt For For For
Machado Costa as
Supervisory Council
Member Presented by
Preferred
Shareholders
________________________________________________________________________________
Marfrig Global Foods S.A.
Ticker Security ID: Meeting Date Meeting Status
MRFG3 CINS P64386116 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Election of Directors Mgmt For For For
5 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Proportional Mgmt N/A Abstain N/A
Allocation Of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Marcos
Antonio Molina dos
Santos
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Marcia
Aparecida Pascoal
Marcal dos
Santos
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Rodrigo
Marcal
Filho
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Alain Emilie
Henry
Martinet
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Antonio dos
Santos Maciel
Neto
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Roberto
Faldini
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Herculano
Anibal
Alves
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Roberto
Silva
Waack
16 Election of Mgmt For Abstain Against
Supervisory
Council
17 Approve Recasting Of Mgmt N/A Against N/A
Votes For Amended
Supervisory Council
Slate
18 Elect Axel Erhard Brod Mgmt N/A For N/A
to the Supervisory
Council Presented By
Minority
Shareholders
19 Remuneration Policy Mgmt For Against Against
20 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metalurgica Gerdau S.A.
Ticker Security ID: Meeting Date Meeting Status
GOAU3 CINS P4834C118 04/23/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A Abstain N/A
Election (Preferred
Shareholders)
3 Elect Carlos Jose da Mgmt N/A For N/A
Costa Andre as Board
Member Presented by
Preferred
Shareholders
4 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
5 Elect Aramis Sa de Mgmt N/A For N/A
Andrade to the
Supervisory Council
presented by
Preferred
Shareholders
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva S.A.
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/25/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Supervisory Council Mgmt For For For
Size
6 Election Supervisory Mgmt For For For
Council
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Remuneration Policy Mgmt For Against Against
9 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
(Minority)
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva S.A.
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 05/10/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stated Capital Mgmt For For For
Reduction
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva S.A.
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 10/15/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
2 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
3 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Article Mgmt For For For
19 (Board
Competencies)
6 Amendments to Article Mgmt For For For
26
(Representation)
7 Amendments to Article Mgmt For For For
46 (Tender
Offers)
8 Amendments to Articles Mgmt For For For
(Withdrawal
Rights)
9 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations);
Consolidation of
Articles
10 Consolidation of Mgmt For For For
Articles
11 Authorization of Legal Mgmt For For For
Formalities
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Modec,Inc.
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshiroh Miyazaki Mgmt For For For
5 Elect Yuhji Kozai Mgmt For For For
6 Elect Takeshi Kanamori Mgmt For For For
7 Elect Minoru Sawada Mgmt For For For
8 Elect Taketsune Mgmt For For For
Matsumura
9 Elect Kazumasa Nakai Mgmt For For For
10 Elect Katsuya Natori Mgmt For For For
11 Elect Shigenobu Aikyo Mgmt For For For
12 Elect Hiroshi Kanno Mgmt For For For
13 Elect Hiroko Noda Mgmt For For For
14 Elect Kazuko Shiraishi Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Movida Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MOVI3 CINS P6S8CC103 04/26/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Movida Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MOVI3 CINS P6S8CC103 04/26/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For For For
3 Amendments to Articles Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
5 Amendments to Mgmt For For For
Restricted Shares
Plan
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 03/15/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reorganization of Mgmt For For For
Corporate Management
Structure
3 Elect Sinai Waisberg Mgmt For For For
4 Elect Leonardo Mgmt For For For
Guimaraes
Correa
5 Elect Betania Tanure Mgmt For For For
de
Barros
6 Elect Rubens Menin Mgmt For For For
Teixeira de
Souza
7 Elect Marcos Alberto Mgmt For Against Against
Cabaleiro
Fernandez
8 Elect Rafael Nazareth Mgmt For For For
Menin Teixeira de
Souza
9 Elect Antonio Kandir Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sinai
Waisberg
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo
Guimaraes
Correa
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Betania
Tanure de
Barros
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rubens Menin
Teixeira de
Souza
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Alberto Cabaleiro
Fernandez
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rafael
Nazareth Menin
Teixeira de
Souza
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Kandir
19 Remuneration Policy Mgmt For For For
20 Board Size Mgmt For For For
21 Amendments to Article Mgmt For For For
23 (Audit
Committee)
22 Consolidation of Mgmt For For For
Articles
23 Amendment to the Stock Mgmt For For For
Option Plan
II
24 Authority to Draft Mgmt For For For
Minutes Omitting
Shareholders'
Names
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/25/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capitalization of Mgmt For For For
Reserves w/o Share
Issue
5 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
6 Consolidation of Mgmt For For For
Articles
7 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
8 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 05/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Silvio Romero de Mgmt For For For
Lemos
Meira
3 Establishment of Mgmt For For For
Innovation
Committee
4 Board Size Mgmt For For For
5 Amend Corporate Mgmt For For For
Governance and Ethics
Committee
Name
6 Amendments to Article Mgmt For For For
23
(Committees)
7 Consolidation of Mgmt For For For
Articles
8 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 12/12/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off Mgmt For For For
3 Spin-off and Merger Mgmt For For For
Agreement
4 Ratification of the Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Authority to Reduce Mgmt For For For
Share
Capital
8 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
9 Consolidation of Mgmt For For For
Articles
10 Authority to Draft Mgmt For For For
Minutes Omitting
Shareholders'
Names
11 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Multiplus S.A.
Ticker Security ID: Meeting Date Meeting Status
MPLU3 CINS P69915109 09/26/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
________________________________________________________________________________
Nii Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
NIHD CUSIP 62913F508 06/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Assets Mgmt For For For
2 Liquidation of the Mgmt For For For
Company
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 01/02/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of the Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Odonto System Planos
Odontologicos
Ltda.)
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Consolidation of Mgmt For For For
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/01/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Supervisory Council Mgmt For For For
Size
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Supervisory Mgmt For For For
Council
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
9 Elect Candidate to the Mgmt For N/A N/A
Supervisory Council
Presented by
Minority
10 Supervisory Council Mgmt For For For
Fees
11 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 05/03/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Directors Mgmt For Against Against
5 Ratify Board Changes Mgmt For Against Against
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 08/06/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Odonto Mgmt For For For
System Planos
Odontologicos
Ltda.
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CINS P73531108 03/19/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Copart 5
Participacoes
S.A.)
6 Amendments to Articles Mgmt For For For
(Reconciliation of
Share
Capital)
7 Ratify Co-Option and Mgmt For For For
Elect Roger Sole
Rafols
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CUSIP 670851500 04/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
4 Election of Mgmt For For For
Supervisory
Council
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Supervisory Council
Slate
6 Adoption of Long-Term Mgmt For For For
Incentive Plan
(Executives)
7 Adoption of Long-Term Mgmt For Against Against
Incentive Plan (Board
Members)
8 Indemnity Agreement Mgmt For For For
with Directors and
Executives
9 Ratify Board's Acts Mgmt For For For
Regarding Judicial
Recovery
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CINS P73531108 09/17/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For For For
3 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
6 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eleazar de
Carvalho
Filho
7 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Jose Fernandes
Luz
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Mauro
Mettrau Carneiro da
Cunha
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Bastos
Rocha
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Duarte dos
Santos
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Grodetzky
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria Helena
dos Santos Fernandes
de
Santana
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulino do
Rego Barros
Jr
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Reisen de
Pinho
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo
Modesto de
Abreu
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wallim Cruz
de Vasconcellos
Junior
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Eleazar de Mgmt For N/A N/A
Carvalho Filho as
Board
Chair
19 Elect Henrique Jose Mgmt For N/A N/A
Fernandes Luz as
Board
Chair
20 Elect Jose Mauro Mgmt For For For
Mettrau Carneiro da
Cunha as Board
Chair
21 Elect Marcos Bastos Mgmt For N/A N/A
Rocha as Board
Chair
22 Elect Marcos Duarte Mgmt For N/A N/A
Santos as Board
Chair
23 Elect Marcos Grodetzky Mgmt For N/A N/A
as Board
Chair
24 Elect Maria Helena dos Mgmt For N/A N/A
Santos Fernandes de
Santana as Board
Chair
25 Elect Paulino do Rego Mgmt For N/A N/A
Barros Jr as Board
Chair
26 Elect Ricardo Reisen Mgmt For N/A N/A
de Pinho as Board
Chair
27 Elect Rodrigo Modesto Mgmt For N/A N/A
de Abreu as Board
Chair
28 Elect Wallim Cruz de Mgmt For N/A N/A
Vasconcellos Junior
as Board
Chair
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative Votes for
Election of Board
Chair
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Eleazar de
Carvalho Filho as
Board
Chair
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Henrique
Jose Fernandes Luz as
Board
Chair
33 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Jose Mauro
Mettrau Carneiro da
Cunha as Board
Chair
34 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Marcos
Bastos Rocha as Board
Chair
35 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Marcos
Duarte Santos as
Board
Chair
36 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Marcos
Grodetzky as Board
Chair
37 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Maria
Helena dos Santos
Fernandes de Santana
as Board
Chair
38 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Paulino do
Rego Barros Jr as
Board
Chair
39 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Ricardo
Reisen de Pinho as
Board
Chair
40 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Rodrigo
Modesto de Abreu as
Board
Chair
41 Allocate Cumulative Mgmt N/A Abstain N/A
Votes for Wallim Cruz
de Vasconcellos
Junior as Board
Chair
42 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
43 Increase in Authorized Mgmt For For For
Capital
44 Inclusion of a New Mgmt For For For
Article
45 Amendments to Articles Mgmt For For For
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QGEP Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/18/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report on Mgmt For For For
Financial
Statements
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Election of Mgmt N/A Abstain N/A
Supervisory
Council
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
9 Elect Sergio Tuffy Mgmt N/A For N/A
Sayeg
10 Elect Jose Ribamar Mgmt N/A For N/A
Lemos de
Souza
11 Elect Allan Morgado Mgmt N/A For N/A
Guerra
12 Supervisory Council Mgmt For For For
Fees
13 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QGEP Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
QGEP3 CINS P7920K100 04/18/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
1 (Company
Name)
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose
Seripieri
Filho
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Raul
Rosenthal Ladeira de
Matos
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alexandre
Silveira
Dias
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rogerio
Paulo Calderon
Peres
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao Cox
Neto
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo
Porciuncula Gomes
Pereira
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wilson
Olivieri
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member(s)
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Amendments to Article Mgmt For For For
8 (Shareholders'
Meetings)
4 Amendments to Article Mgmt For For For
18 and 20 (Management
Board)
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp SA
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 05/08/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
8 (Related Party
Transactions)
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Randon S.A. Implementos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT3 CINS P7988W103 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members (Preferred
Shareholders)
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Elect William Cordeiro Mgmt N/A For N/A
to the Supervisory
Council Presented by
Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RHI Magnesita N.V.
Ticker Security ID: Meeting Date Meeting Status
RHIM CINS N7428R104 06/06/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Stefan Borgas Mgmt For For For
5 Elect Ian Botha Mgmt For For For
6 Elect Herbert Cordt Mgmt For For For
7 Elect Wolfgang Mgmt For For For
Ruttenstorfer
8 Elect Stanislaus Prinz Mgmt For For For
zu
Sayn-Wittgenstein-Berl
eburg
9 Elect David A. Schlaff Mgmt For For For
10 Elect Karl Sevelda Mgmt For For For
11 Elect Celia Baxter Mgmt For For For
12 Elect James William Mgmt For For For
Leng
13 Elect John Ramsay Mgmt For For For
14 Elect Andrew Hosty Mgmt For For For
15 Elect Janet Ashdown Mgmt For For For
16 Elect Fiona Paulus Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 04/25/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 04/25/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Mgmt For For For
Supervisory
Council
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 08/08/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 02/01/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off and Merger Mgmt For For For
Agreements
3 Ratification of the Mgmt For For For
Appointment of
Appraiser
4 Spin-off and Mergers Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/27/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/27/2018 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Abstain Against
5 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao
Guilherme Sabino
Ometto
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Campos
Ometto
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson
Marques Ferreira
Ometto
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Guilherme
Fontes
Ribeiro
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mauricio
Krug
Ometto
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Murilo Cesar
Lemos dos Santos
Passos
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joao Carlos
Costa
Brega
15 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
16 Elect Mauricio Curvelo Mgmt For Abstain Against
de Almeida Prado as
Supervisory Council
Member
17 Elect Carlos Alberto Mgmt For Abstain Against
Ercolin as
Supervisory Council
Member
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Massao Fabio Oya Mgmt N/A For N/A
as Supervisory
Council Member
Presented by Minority
Shareholders
20 Remuneration Policy Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Janguie
Bezerra
Diniz
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francisco
Muniz
Barreto
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Janyo
Janguie Bezerra
Diniz
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Herbert
Steinberg
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio Cesar
Maia
Luz
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sidney
Levy
17 Approve Establishment Mgmt N/A For N/A
of Supervisory
Council
18 Election of Mgmt For For For
Supervisory
Council
19 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
20 Remuneration Policy Mgmt For For For
21 Request Cumulative Mgmt N/A Abstain N/A
Voting
22 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
23 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Members
24 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Changes to Mgmt For For For
Previous Allocations
of
Reserves
4 Stock Split Mgmt For For For
5 Amendments to Articles Mgmt For For For
to Account for Stock
Split
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Separate Mgmt N/A Abstain N/A
Election For Board
Member
6 Elect Eduardo Silva Mgmt For For For
Logemann
7 Elect Jorge Luiz Silva Mgmt For For For
Logemann
8 Elect Fernando de Mgmt For For For
Castro
Reinach
9 Elect Osvaldo Burgos Mgmt For For For
Schirmer
10 Elect Andre Souto Mgmt For For For
Maior
Pessoa
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation Of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Eduardo
Silva
Logemann
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Jorge Luiz
Silva
Logemann
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Fernando de
Castro
Reinach
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Osvaldo
Burgos
Schirmer
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Andre Souto
Maior
Pessoa
18 Remuneration Policy Mgmt For For For
19 Request Establishment Mgmt N/A Abstain N/A
Of Supervisory
Council
________________________________________________________________________________
SMART Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGH CUSIP G8232Y101 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randy W. Furr Mgmt For For For
2 Elect Ajay Shah Mgmt For For For
3 Elect Jason White Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the 2017 Mgmt For Against Against
Share Incentive
Plan
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 04/16/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Instructions If Mgmt For For For
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 04/16/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Ratify Updated Global Mgmt For For For
Remuneration
Amount
6 Remuneration Policy Mgmt For For For
7 Request Cumulative Mgmt N/A Abstain N/A
Voting
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Constantino de Mgmt For N/A N/A
Oliveira
Junior
11 Elect Joaquim Mgmt For For For
Constantino
Neto
12 Elect Ricardo Mgmt For For For
Constantino
13 Elect Claudio Eugenio Mgmt For For For
Stiller
Galeazzi
14 Elect Leonardo Mgmt For For For
Porciuncula Gomes
Pereira
15 Elect Cassio Casseb Mgmt For For For
Lima
16 Elect Leonardo de Mgmt For For For
Paiva
Rocha
17 Elect Lucila Prazeres Mgmt For For For
da
Silva
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Constantino
de Oliveira
Junior
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joaquim
Constantino
Neto
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Constantino
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudio
Eugenio Stiller
Galeazzi
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo
Porciuncula Gomes
Pereira
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cassio
Casseb
Lima
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Leonardo de
Paiva
Rocha
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lucila
Prazeres da
Silva
28 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
29 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
30 Instructions If Mgmt N/A Against N/A
Meeting is Held on
Second
Call
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 11/29/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
42 (Special
Independent
Committee)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sonda SA
Ticker Security ID: Meeting Date Meeting Status
SONDA CINS P87262104 04/25/2019 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For For For
Dividend
Policy
3 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
4 Presentation of Report Mgmt For For For
on Directors'
Committee Activities
and
Expenditures
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Presentation of Report Mgmt For For For
of Shareholder
Communication
Costs
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/18/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Restricted Share
Plan
3 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 04/18/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Eduardo Mazzilli Mgmt For For For
de
Vassimon
7 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Mazzilli de
Vassimon
9 Remuneration Policy Mgmt For Against Against
10 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
11 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 05/07/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorised Mgmt For Against Against
Capital
________________________________________________________________________________
Totvs SA
Ticker Security ID: Meeting Date Meeting Status
TOTS3 CINS P92184103 05/16/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorised Mgmt For Against Against
Capital
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 01/03/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition (Sao Joao Mgmt For For For
Transmissora de
Energia S.A. and Sao
Pedro Transmissora de
Energia S.A. and
)
3 Acquisition (Triangulo Mgmt For For For
MIneiro Transmissora
de Energia S.A. and
Vale do Sao
Bartolomeu
Transmissora de
Energia
S.A.)
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 01/25/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition; Authorize Mgmt For For For
Exercise of the Right
of First
Refusal
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 04/29/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 04/29/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Cumulative Mgmt N/A Abstain N/A
Voting
6 Elect Jose Maria Mgmt For For For
Rabelo
7 Elect Antonio Dirceu Mgmt For For For
Araujo
Xavier
8 Elect Daniel Faria Mgmt For For For
Costa
9 Elect Paulo Mota Mgmt For For For
Henriques
10 Elect Carlos da Costa Mgmt For For For
Parcias
Junior
11 Elect Daniel Alves Mgmt For For For
Ferreira
12 Elect Francois Moreau Mgmt For For For
13 Elect Bernardo Vargas Mgmt For For For
Gibsone
14 Elect Cesar Augusto Mgmt For Against Against
Ramirez
Rojas
15 Elect Fernando Augusto Mgmt For Against Against
Rojas
Pinto
16 Elect Fernando Bunker Mgmt For For For
Gentil
17 Elect Celso Maia de Mgmt For For For
Barros
18 Elect Hermes Jorge Mgmt For For For
Chipp
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Maria
Rabelo
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Dirceu de Araujo
Xavier
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel Faria
Costa
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo Mota
Henriques
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos da
Costa Parcias
Junior
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel Alves
Ferreira
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Francois
Moreau
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Bernardo
Vargas
Gibsone
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cesar
Augusto Ramirez
Rojas
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Augusto Rojas
Pinto
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Bunker
Gentil
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Celso Maia
de
Barros
33 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Daniel Faria
Costa
34 Supervisory Council Mgmt N/A For N/A
Size
35 Elect Luiz Felipe da Mgmt For Abstain Against
Silva
Veloso
36 Elect Julia Figueiredo Mgmt For Abstain Against
Goytacaz
Sant'Anna
37 Elect Manuel Mgmt For Abstain Against
Domingues de Jesus e
Pinho
38 Elect Murici dos Mgmt N/A For N/A
Santos to the
Supervisory Council
Presented By Minority
Shareholders
39 Elect Marcello Joaquim Mgmt N/A For N/A
Pacheco to the
Supervisory Council
Presented By
Preferred
Shareholders
40 Remuneration Policy Mgmt For Against Against
41 Supervisory Councils' Mgmt For For For
Fees
42 Ratification of Mgmt For For For
Supervisory Council's
Fees
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 09/21/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Amendments to the Mgmt For For For
Regulations of the
Board of Directors;
Consolidation of the
Regulations of the
Board of
Directors
5 Approve Participation Mgmt For For For
in Auction of
Eletrobras
Distributors
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 12/03/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Participation Mgmt For For For
in Auction of
Companhia Estadual de
Geracao eTransmissao
de Energia Eletrica -
CEEE-GT
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tupy S.A.
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Long-Term Mgmt For For For
Incentive
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tupy S.A.
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
7 Approve recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gueitiro
Matuso
Genso
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jaime Luiz
Kalsing
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paula Regina
Goto
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Doria
Durazzo
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Silva Araujo de
Azeredo
Santos
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Gustavo
de Souza
Costa
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gabriel
Stoliar
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Rubens
de la
Rosa
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Antonio
Weiss
19 Election of Board Mgmt For For For
Chair and Vice
Chair
20 Election of Mgmt N/A Abstain N/A
Supervisory
Council
21 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
22 Elect Joao Augusto Mgmt N/A For N/A
Monteiro as
Supervisory Council
Member Presented by
Minority
Shareholders
23 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Unipar Carbocloro S.A.
Ticker Security ID: Meeting Date Meeting Status
UNIP3 CINS P9441U104 04/17/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
3 Set the Size of the Mgmt N/A Abstain N/A
Supervisory Council
at
Three
4 Set the Size of the Mgmt N/A Abstain N/A
Supervisory Council
at
Four
5 Set the Size of the Mgmt N/A Abstain N/A
Supervisory Council
at
Five
6 Request Separate Mgmt N/A Abstain N/A
Election of Preferred
Shareholder Nominee
as Supervisory
Council
Member
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 02/19/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Article Mgmt For For For
2 (Corporate
Purpose)
5 Amendments to Article Mgmt For For For
26 (Management Board
Size)
6 Amendments to Article Mgmt For For For
27 (Management
Board)
7 Amendments to Article Mgmt For For For
29 (CEO's
Responsibilities)
8 Amendment to Articles Mgmt For For For
30 and 32
(Deletion)
9 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 04/24/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 04/24/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnity Agreements Mgmt For For For
(Board of Directors
and
Committees)
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 08/28/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Agreement Mgmt For For For
with Caixa Seguridade
Participacoes S.A.,
CNP Assurances S.A.
and Caixa Seguros
Holding
S.A.
4 Authorization of Legal Mgmt For For For
Formalities
Fund Name : VanEck Vectors CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy P. Jacklin Mgmt For For For
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 12/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of New Mgmt For For For
Investment Advisory
Agreements
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect Robert Fairbairn Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Lynch
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2018 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BPK CUSIP 09248C106 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect Robert Fairbairn Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Lynch
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2020 Term Trust
Ticker Security ID: Meeting Date Meeting Status
BKK CUSIP 09249X109 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank J. Fabozzi Mgmt For For For
1.2 Elect Robert Fairbairn Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Lynch
1.4 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2030 Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 08/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Fairbairn Mgmt For For For
1.2 Elect Catherine A. Mgmt For For For
Lynch
1.3 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Robert Fairbairn Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect John M. Perlowski Mgmt For For For
8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Robert Fairbairn Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect John M. Perlowski Mgmt For For For
8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BNY Mellon Municipal Income Inc
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 26201R102 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Charles Mgmt For Withhold Against
Cardona
1.2 Elect Robin A. Melvin Mgmt For For For
________________________________________________________________________________
BNY Mellon Strategic Municipal Bond Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 26202F107 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon J. Davis Mgmt For For For
1.2 Elect Ehud Houminer Mgmt For For For
1.3 Elect Alan H. Howard Mgmt For For For
________________________________________________________________________________
BNY Mellon Strategic Municipals Inc
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 261932107 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Alan H. Howard Mgmt For For For
1.3 Elect Joni Evans Mgmt For For For
________________________________________________________________________________
Dreyfus Municipal Bond Infrastructure Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DMB CUSIP 26203D101 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francine J. Mgmt For For For
Bovich
1.2 Elect Gordon J. Davis Mgmt For For For
1.3 Elect Roslyn M. Watson Mgmt For For For
________________________________________________________________________________
DWS Strategic Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KSM CUSIP 25159F101 09/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dawn-Marie Mgmt For For For
Driscoll
1.2 Elect Richard J. Mgmt For For For
Herring
1.3 Elect William N. Mgmt For For For
Searcy,
Jr.
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect Valerie A. Mosley Mgmt For For For
1.3 Elect William H. Park Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund II
Ticker Security ID: Meeting Date Meeting Status
EIV CUSIP 27827K109 02/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund II
Ticker Security ID: Meeting Date Meeting Status
EIV CUSIP 27827K109 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect William H. Park Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 11/15/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect Valerie A. Mosley Mgmt For For For
1.3 Elect Helen Frame Mgmt For For For
Peters
1.4 Elect Keith Quinton Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 04/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Faust, Mgmt For For For
Jr.
1.2 Elect Mark R. Fetting Mgmt For For For
1.3 Elect Scott E. Mgmt For For For
Wennerholm
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Faust, Mgmt For For For
Jr.
1.2 Elect Valerie A. Mosley Mgmt For For For
1.3 Elect Scott E. Mgmt For For For
Wennerholm
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQT CUSIP 46132P108 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMT CUSIP 46133G107 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PIA CUSIP 46132X101 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 08/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce L. Crockett Mgmt For For For
1.2 Elect Jack M. Fields, Mgmt For For For
Jr.
1.3 Elect Martin L. Mgmt For For For
Flanagan
1.4 Elect Robert C. Mgmt For For For
Troccoli
________________________________________________________________________________
MainStay MacKay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yie Hsin-Hung Mgmt For For For
1.2 Elect David H. Chow Mgmt For For For
1.3 Elect Richard S. Mgmt For For For
Trutanic
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXE CUSIP 59318D104 10/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Caroselli Mgmt For For For
1.2 Elect Clarence Otis, Mgmt For For For
Jr.
1.3 Elect Robin A. Stelmach Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Caroselli Mgmt For For For
1.2 Elect Clarence Otis, Mgmt For For For
Jr.
1.3 Elect Robin A. Stelmach Mgmt For For For
________________________________________________________________________________
Neuberger Berman Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 09/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Gary Mgmt For For For
1.2 Elect Michael M. Mgmt For For For
Knetter
1.3 Elect Robert Conti Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Credit Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 670671106 04/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith M. Mgmt For For For
Stockdale
1.2 Elect Carole E. Stone Mgmt For For For
1.3 Elect Margaret L. Wolff Mgmt For For For
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXR CUSIP 67063X100 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margo L. Cook Mgmt For For For
1.2 Elect Jack B. Evans Mgmt For For For
1.3 Elect Albin F. Moschner Mgmt For For For
1.4 Elect William J. Mgmt For For For
Schneider
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Rappaport Mgmt For For For
1.2 Elect John C. Maney Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Rappaport Mgmt For For For
1.2 Elect John C. Maney Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Perna Mgmt For For For
1.2 Elect Fred J. Ricciardi Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas J. Perna Mgmt For For For
1.2 Elect Fred J. Ricciardi Mgmt For For For
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Katinka Mgmt For For For
Domotorffy
2.5 Elect Catharine Bond Mgmt For For For
Hill
2.6 Elect Paul L. Joskow Mgmt For For For
2.7 Elect Kenneth R. Mgmt For For For
Leibler
2.8 Elect Robert L. Mgmt For For For
Reynolds
2.9 Elect Manoj P. Singh Mgmt For For For
3 Conversion of Fund to Mgmt Against Against For
Open-End Investment
Company
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Katinka Mgmt For For For
Domotorffy
2.5 Elect Catharine Bond Mgmt For For For
Hill
2.6 Elect Paul L. Joskow Mgmt For For For
2.7 Elect Kenneth R. Mgmt For For For
Leibler
2.8 Elect Robert L. Mgmt For For For
Reynolds
2.9 Elect Manoj P. Singh Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 09/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol L. Colman Mgmt For For For
1.2 Elect Jane E. Trust Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Defined Opportunity Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 04/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nisha Kumar Mgmt For For For
1.2 Elect Carol L. Colman Mgmt For For For
1.3 Elect Daniel P. Cronin Mgmt For For For
1.4 Elect Eileen A. Mgmt For For For
Kamerick
Fund Name : VanEck Vectors ChinaAMC CSI 300 ETF
________________________________________________________________________________
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 04/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Extension of Private Mgmt For For For
Placement
Validity
3 Board Authorization to Mgmt For For For
Extend Private
Placement
Validity
________________________________________________________________________________
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Annual Accounts Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 2019 Reappointment Of Mgmt For For For
Financial And
Internal Control
Audit
Firm
9 Related Party Mgmt For For For
Transactions
10 Provision of Guarantee Mgmt For For For
for Bank
Comprehensive Credit
Line
11 Elect ZHANG Mao Mgmt For Against Against
________________________________________________________________________________
360 Security Technology Inc.
Ticker Security ID: Meeting Date Meeting Status
601360 CINS Y444T7106 10/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Mgmt For For For
Domicile
2 Amendments to Articles Mgmt For For For
3 Independent Directors' Mgmt For For For
Allowance
________________________________________________________________________________
Adama Ltd
Ticker Security ID: Meeting Date Meeting Status
000553 CINS Y3746E105 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Adama Ltd
Ticker Security ID: Meeting Date Meeting Status
000553 CINS Y3746E105 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Director's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
5 Supervisors' Report Mgmt For For For
6 Change of Use of Mgmt For Abstain Against
Raised
Funds
7 Authority to Give Mgmt For For For
Guarantees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adama Ltd
Ticker Security ID: Meeting Date Meeting Status
000553 CINS Y3746E105 05/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
3 Related Party Mgmt For Against Against
Transactions:
Financial Service
Agreement
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For For For
Agreements
2 Related Party Mgmt For For For
Transactions in
2018
3 Related Party Mgmt For For For
Transactions in
2019
4 Authority to Give Mgmt For Abstain Against
Guarantees
5 Application for 2019 Mgmt For Abstain Against
Financing
Quota
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Independent directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Accounts and Reports Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Report on the use of Mgmt For For For
raised
funds
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Related Party Mgmt For For For
Transactions
13 Re-structering of Mgmt For For For
Partially Owned
Subsidiary
14 Elect LI Jun Mgmt For For For
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 06/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Additional External Mgmt For For For
Guarantee In
2019
3 Elect CHEN Shaoyang Mgmt For For For
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Additional Mgmt For For For
Finance
Quota
2 Adjustment of Mgmt For For For
Implementation of
Projects
3 Approval of Connected Mgmt For For For
Transaction
4 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
AECC Aviation Power Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600893 CINS Y9730A108 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Decrease and Mgmt For For For
Withdrawal from
Subsidiary
2 Related Party Mgmt For For For
Transactions
Involving Capital
Decrease and
Withdrawal from
Subsidiary
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 03/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fixed Assets Mgmt For For For
Investment
Budget
2 Elect ZHANG Keqiu Mgmt For For For
3 Elect Margaret LEUNG Mgmt For For For
Ko May
Yee
4 Elect LIU Shouying Mgmt For For For
5 Elect LI Wei Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHOU Mubing Mgmt For For For
8 Elect CAI Dong Mgmt For For For
9 Elect WANG Xinxin Mgmt For For For
10 Authority to Issue Mgmt For For For
Write-Dow Capital
Bonds
11 Elect WU Jingtao Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289101 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Jindong as Mgmt For For For
Supervisor
2 Elect LI Wang as Mgmt For For For
Supervisor
3 Elect ZHANG Jie as Mgmt For For For
Supervisor
4 Elect LIU Hongxia as Mgmt For For For
Supervisor
5 Directors' Fees for Mgmt For For For
2017
6 Supervisory Fees for Mgmt For For For
2017
7 2019-2021 Capital Mgmt For For For
Planning
8 Issuance Plan of Mgmt For For For
Eligible Tier-2
Capital
Instruments
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Social Responsibility Mgmt For For For
Report
7 Directors' Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase of the Mgmt For Abstain Against
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling of the
Industrial and
Commercial
Registration
Amendment
10 Approval of Line of Mgmt For For For
Credit and Authority
to Give
Guarantees
11 Supervisors' Report Mgmt For For For
12 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Authority to Give Mgmt For For For
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Elect CAO Jianxiong Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 10/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale of Equity Interest Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Air China Limited
Ticker Security ID: Meeting Date Meeting Status
0753 CINS Y002A6138 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Government Charter Mgmt For For For
Flight Service
Framework
Agreement
2 Sales Agency Services Mgmt For For For
Framework
Agreement
3 Comprehensive Services Mgmt For For For
Framework
Agreement
4 Properties Leasing Mgmt For For For
Framework
Agreement
5 Media Services Mgmt For For For
Framework
Agreement
6 Construction Project Mgmt For For For
Management Framework
Agreement
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2019 Related Party Mgmt For For For
Transactions
5 2018 Annual Report Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Amendments to Articles Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
10 Financial Service Mgmt For Against Against
Agreement with a
Related
Party
11 Elect MA Tianhui Mgmt For For For
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 06/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Tianhui Mgmt For For For
2 Elect CHEN Rongxing Mgmt For For For
3 Elect SUN Zhe Mgmt For For For
4 Elect GU Chaoling Mgmt For For For
5 Elect E Shengguo Mgmt For For For
6 Elect YUAN Xiaoguang Mgmt For For For
7 Elect ZHU Limin Mgmt For For For
8 Elect SU Wenli Mgmt For For For
9 Elect ZOU Zhiwen Mgmt For For For
10 Elect GONG Xinglong Mgmt For Against Against
11 Elect GUO Yanzhong Mgmt For For For
________________________________________________________________________________
Aisino Corporation
Ticker Security ID: Meeting Date Meeting Status
600271 CINS Y0017G124 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Sun Zhe Mgmt For Abstain Against
4 Gu Chaoling Mgmt For Abstain Against
5 Chen Rongxing Mgmt For Abstain Against
6 Gong Xinglong Mgmt For Abstain Against
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Contribution Mgmt For For For
3 Elect SHAN Shulan as Mgmt For Against Against
Supervisor
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 04/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Contribution Mgmt For For For
3 Elect HE Zhihui Mgmt For For For
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Loss Recovery Proposals Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong
Kong
7 Authority to Give Mgmt For For For
Guarantees by the
Company to Guizhao
Huaren New
Material
8 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
9 Authority to Give Mgmt For For For
Guarantees by the
Company to Ningxia
Energy
10 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
Standards
11 Renewal of Liability Mgmt For Abstain Against
Insurance
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Supplemental to Mgmt For For For
General Agreement on
Mutual Provisions and
Revision of Annual
Caps on
Transactions
14 Transfer Agreement Mgmt For Abstain Against
15 Authority to Issue Mgmt For For For
Domestic
Bonds
16 Authority to Issue Mgmt For For For
Overseas
Bonds
17 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Elect LU Dongliang Mgmt For For For
19 Elect HE Zhihui Mgmt For For For
20 Elect JIANG Yinggang Mgmt For For For
21 Elect ZHU Runzhou Mgmt For For For
22 Elect AO Hong Mgmt For For For
23 Elect WANG Jun Mgmt For For For
24 Elect CHEN Lijie Mgmt For For For
25 Elect HU Shihai Mgmt For For For
26 Elect David Mgmt For For For
Lie-A-Cheong Tai
Chong
27 Elect YE Guohua Mgmt For Against Against
28 Elect SHAN Shulan Mgmt For Against Against
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 09/17/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Issuing Method Mgmt For For For
3 Underlying Assets Mgmt For For For
4 Pricing Principle Mgmt For For For
Transaction
Price
5 Payment of Mgmt For For For
Consideration
6 Pricing Basis, Date, Mgmt For For For
and Issue
Price
7 Issuing Target and Mgmt For For For
Volume
8 Lockup Period Mgmt For For For
9 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Listing Place Mgmt For For For
12 Valid Period of the Mgmt For For For
Resolution
13 Asset Acquisition Mgmt For For For
14 Equity Purchase Mgmt For For For
Agreement
15 Authorize Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Connected Transaction Mgmt For For For
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Underlying Assets Mgmt For For For
6 Pricing Principle Mgmt For For For
Transaction
Price
7 Payment of Mgmt For For For
Consideration
8 Pricing Basis, Date, Mgmt For For For
and Issue
Price
9 Issuing Target and Mgmt For For For
Volume
10 Lockup Period Mgmt For For For
11 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
12 Arrangement for Mgmt For For For
Accumulated Retained
Profits
13 Listing Place Mgmt For For For
14 Valid Period of the Mgmt For For For
Resolution
15 Asset Acquisition Mgmt For For For
16 Equity Purchase Mgmt For For For
Agreement
17 Asset Purchase Does Mgmt For For For
Not Constitute Major
Assets Restructuring
or
Listing
18 Fairness Mgmt For For For
19 Asset Evaluation Mgmt For For For
20 Authorize Legal Mgmt For For For
Formalities
21 Guarantee for the Mgmt For For For
Delivery Warehouse
Qualification
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N125 12/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Daily Mgmt For For For
Continuing Connected
Transactions
3 Factoring Cooperation Mgmt For For For
Agreement
4 Finance Lease Mgmt For For For
Framework
Agreement
5 Provision of Guarantee Mgmt For For For
for Financing by the
Company to Shanxi
Chalco China
Resources Co.,
Ltd.
6 Provision of Guarantee Mgmt For For For
by the Company to
Chalco Gansu Aluminum
Electricity Co.,
Ltd.
7 Elect ZHU Runzhou Mgmt For For For
8 Elect YE Guohua as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue H Mgmt For Against Against
Shares or Other
Transferable Rights
w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Asset-Backed
Securities
10 Elect WANG Yidong Mgmt For Against Against
11 Elect LI Zhen Mgmt For For For
12 Elect MA Lianyong Mgmt For For For
13 Elect XIE Junyong Mgmt For Against Against
14 Elect WU Dajun Mgmt For For For
15 Elect MA Weiguo Mgmt For For For
16 Elect FENG Changli Mgmt For For For
17 Elect WANG Jianhua Mgmt For For For
18 Elect LU Yongli Mgmt For Against Against
19 Elect LIU Xiaohui Mgmt For Against Against
20 Capitalisation Issue Mgmt For For For
Plan
21 Amendments to Articles Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale and Purchase Mgmt For For For
Agreement
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132F100 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supply of Materials Mgmt For Abstain Against
and Services
Agreement (2019-2021)
2 Supply of Raw Mgmt For Abstain Against
Materials Agreement
(2019-2021)
3 Financial Services Mgmt For Abstain Against
Agreement
(2019-2021)
4 Amendments to Articles Mgmt For For For
5 Issue of Asset-backed Mgmt For For For
Securities
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Amendments to Mgmt For For For
Procedural Rules for
Shareholders'
Meetings
8 Amendments to Mgmt For For For
Procedural Rules for
Board of
Director
9 Amendments to Articles Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect GAO Dengbang Mgmt For For For
12 Elect WANG Jianchao Mgmt For Against Against
13 Elect WU Bin Mgmt For Against Against
14 Elect LI Qunfeng Mgmt For For For
15 Elect DING Feng Mgmt For For For
16 Elect YANG Mianzhi Mgmt For For For
17 Elect Simon LEUNG Tat Mgmt For For For
Kwong
18 Elect ZHANG Yunyan Mgmt For For For
19 Elect WU Xiaoming Mgmt For For For
20 Elect WANG Pengfei Mgmt For Against Against
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 CINS Y0140X101 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Transfer With Mgmt For For For
Related Parties And
External
Guarantee
7 2019 Reappointment Of Mgmt For For For
Audit
Firm
8 Reappointment Of 2019 Mgmt For For For
Internal Control
Audit
Firm
9 Estimated Continuing Mgmt For For For
Connected Transaction
Quota With A
Company
10 Directors and Mgmt For For For
Supervisors'
Fees
11 Elect SHAO Mingan Mgmt For For For
12 Elect GAO Chao Mgmt For For For
13 Elect ZHUANG Haiyan Mgmt For For For
14 Elect CHEN Shimin Mgmt For For For
15 Elect WANG Kaiguo Mgmt For For For
16 Elect ZHANG Jun Mgmt For For For
17 Elect FENG Zhixin Mgmt For For For
18 Elect HUANG Xiaomin Mgmt For Against Against
________________________________________________________________________________
Anxin Trust Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600816 CINS Y0140X101 11/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions with
Bank of
Yingkou
2 Amendments to Articles Mgmt For For For
3 Postponement of Mgmt For Abstain Against
Election of
Non-independent
Directors
4 Postponement of Mgmt For Abstain Against
Election of
Supervisors
5 Elect CHEN Shimin Mgmt For For For
6 Elect WANG Kaiguo Mgmt For For For
7 Elect ZHANG Jun Mgmt For For For
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Financial Budget 2019 Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Financial Services Mgmt For For For
Agreement
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
12 Approval of Financial Mgmt For For For
Transaction Sizes
with AVIC
Finance
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 07/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Avic Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
000768 CINS Y9723E109 12/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Capital Increase of a Mgmt For For For
Subsidiary
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2019 Budget Report Mgmt For For For
7 Approval of 2019 Line Mgmt For For For
of
Credit
8 Appointment of Auditor Mgmt For For For
for
2019
9 Internal Control Mgmt For For For
Self-Assessment
Report
10 Internal Control Audit Mgmt For For For
Report
11 Social Responsibility Mgmt For For For
Report
12 Expenditure and Budget Mgmt For Abstain Against
for the Board of
Directors
13 2018 Report on Related Mgmt For Against Against
Party
Transactions
14 2019 Estimate of Mgmt For Against Against
Related Party
Transactions
15 Investment in Wealth Mgmt For For For
Management
Products
16 Provision of Mgmt For Against Against
Guarantees to
Wholly-Owned
Subsidiaries by the
Company
17 Provision of Mgmt For Against Against
Guarantees by the
Company and its
Subsidiaries
18 Provision of Mgmt For Against Against
Guarantees in
Relation to Lease
Financing Activities
with a Related
Party
19 Invest in Shanghai Mgmt For For For
Tanda Railroad Car
Seating System Co.,
Ltd.
20 Waiver of Preemptive Mgmt For For For
Rights
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 06/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Supplementary Related Mgmt For For For
Party Transactions
and Relevant 2019
Projection
2 Increasing Investments Mgmt For For For
on 2 Wholly-Owned
Subsidiaries
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 08/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Subscription Mgmt For Abstain Against
2 Approval of Share Mgmt For For For
Subscription
Agreement
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a Mgmt For For For
Subsidiary's Capital
Increase
2 Amendments to Articles Mgmt For Abstain Against
3 Authority to Mgmt For For For
Repurchase
Shares
4 Board Authorization to Mgmt For For For
Implement Share
Repurchase
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Approval of Capital Mgmt For For For
Increase in a
Subsidiary
7 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
8 Board Authorization to Mgmt For For For
Implement Commercial
Papers
Issuance
9 Eligibility For Public Mgmt For For For
Issuance Of Corporate
Bonds
10 Authority to Issue Mgmt For For For
Corporate
Bonds
11 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
12 Approval of Mgmt For Abstain Against
Participation in an
Integration
Project
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600705 CINS Y07709101 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For For For
Wholly-owned
Subsidiary
2 Elect LU Da'en Mgmt For For For
3 Elect ZHAO Hongwei Mgmt For For For
4 Elect ZHENG Qiang Mgmt For For For
5 Elect LI Juwen Mgmt For For For
6 Elect LIU Guangyun Mgmt For For For
7 Elect ZHAN Xingshuang Mgmt For For For
8 Elect YIN Xingmin Mgmt For For For
9 Elect SUN Qixiang Mgmt For For For
10 Elect WANG Jianxin Mgmt For For For
11 Elect HU Chuangjie Mgmt For For For
12 Elect WANG Xinhai Mgmt For Against Against
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 06/05/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
7 2018 Internal Control Mgmt For For For
Evaluation
Report
8 2018 Internal Control Mgmt For For For
Audit
Report
9 2018 Work Report Of Mgmt For For For
Independent
Directors
10 Reappointment Of Audit Mgmt For For For
Firm
11 Elect CHANG Hongliang Mgmt For For For
________________________________________________________________________________
Avic Helicopter Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600038 CINS Y2981F108 12/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Counter Guarantees via Mgmt For Abstain Against
Assets
Mortgage
2 Elect TAO Guofei as Mgmt For For For
Director
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 01/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Objective Mgmt For For For
3 Method Mgmt For For For
4 Price Ranges Mgmt For For For
5 Total Amount and Mgmt For For For
Source of
Funds
6 Type, Number and Mgmt For For For
Percentage
7 Time Period Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Share
Repurchase
10 Elect HE Yimin as Mgmt For For For
Director
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Annual Report and Its Mgmt For For For
Summary
7 Accounts and Reports Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Mgmt For For For
Procedural
Rules
11 Authority to Mgmt For For For
Repurchase
Shares
12 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Avic Shenyang Aircraft Company Limited
Ticker Security ID: Meeting Date Meeting Status
600760 CINS Y7683G106 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Director Report Mgmt For For For
2 2018 Supervisor Report Mgmt For For For
3 2018 Independent Mgmt For For For
Director
Report
4 Accounts and Reports Mgmt For For For
5 2019 Financial Budget Mgmt For For For
6 2018 Related Party Mgmt For For For
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 2018 Annual Report Mgmt For For For
11 Modification of Mgmt For For For
Registered
Capital
12 Modification of Mgmt For For For
Domicile
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisors
Meetings
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 02/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Extension of Validity Mgmt For For For
Period
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Provision for Asset Mgmt For For For
Impairment
7 Allocation of Mgmt For For For
Profits/Dividends
8 Annual Report Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 Baiyin Nonferrous Mgmt For For For
Industry
Group
11 CITIC Guoan Group Co., Mgmt For Against Against
Ltd. and affiliated
entities
12 Gansu Provincial Mgmt For For For
State-owned
Investment
Group
13 Other Entities Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Approval of Line of Mgmt For For For
Credit
16 Authority to Issue Mgmt For Abstain Against
Medium Term
Notes
17 2018 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
18 Amendments to Articles Mgmt For For For
19 Elect XU QI Mgmt For Against Against
20 Elect WANG LEI Mgmt For For For
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 11/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect WANG PUGONG Mgmt For For For
3 Elect WANG QIANGZHONG Mgmt For For For
________________________________________________________________________________
Baiyin Nonferrous Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601212 CINS Y8077W103 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 04/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Volume Mgmt For For For
2 Issuance Method Mgmt For For For
3 Issuance Targets Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Duration Mgmt For For For
6 Pricing Principle Mgmt For For For
7 Allocation of Profits Mgmt For For For
for Shareholders of
Preferred
Shares
8 Conditional Redemption Mgmt For For For
Clause
9 Mandatory Conversion Mgmt For For For
Clause
10 Restrictions on Voting Mgmt For For For
Right
11 Restoration of Voting Mgmt For For For
Rights
12 Settlement Method and Mgmt For For For
Liquidation
Order
13 Rating Arrangement Mgmt For For For
14 Guarantee Arrangement Mgmt For For For
15 Transfer Arrangement Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Valid Period Mgmt For For For
18 Authorization Mgmt For For For
19 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
20 Shareholder Returns Mgmt For For For
Plan for the Next
Three Years
(2019-2021)
21 Mid-Term Capital Mgmt For For For
Management Plan
(2019-2021)
22 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Budget Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Provision of Line of Mgmt For For For
Credits to a Related
Party
8 Provision of Line of Mgmt For For For
Credits to a Related
Party
9 Provision of Line of Mgmt For For For
Credits to a Related
Party
10 Provision of Line of Mgmt For For For
Credits to a Related
Party
11 Provision of Line of Mgmt For For For
Credits to a Related
Party
12 Special Report on 2018 Mgmt For For For
Related Party
Transactions
13 Authority to Issue Mgmt For For For
Small Business
Financial
Bonds
________________________________________________________________________________
Bank Of Beijing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601169 CINS Y06958113 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Dongning Mgmt For For For
2 Elect YANG Shujian Mgmt For For For
3 Elect Johannes Mgmt For For For
Hermanus De
Wit
4 Elect Frans Johan Mgmt For For For
Maria Robert de
Mandt
5 Elect LIU Zhendong Mgmt For For For
6 Elect ZHU Baocheng Mgmt For For For
7 Elect GAN Kexing Mgmt For For For
8 Elect HE Hongxin Mgmt For For For
9 Elect HU Jian Mgmt For For For
10 Elect LI Xiaohui Mgmt For For For
11 Elect ZHANG Guanghu Mgmt For For For
12 Elect ZHAO Lifen Mgmt For For For
13 Elect YANG Yunjie Mgmt For For For
14 Elect ZHOU Yichen Mgmt For For For
15 Elect WEN Jianming Mgmt For For For
16 Elect LI Jian Mgmt For For For
17 Amendments to Articles Mgmt For Abstain Against
18 Approval of Line of Mgmt For Abstain Against
Credit
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Chengdu Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601838 CINS Y0R95C103 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
and 2019
Budgeting
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Daily Related Mgmt For For For
Party Transactions
Forecast
6 Appointment of Auditor Mgmt For For For
for
2019
7 2018 Related Party Mgmt For For For
Transactions
Report
________________________________________________________________________________
Bank Of Chengdu Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601838 CINS Y0R95C103 11/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
3 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
4 Authority to Issue Mgmt For For For
Bonds
5 Related Party Mgmt For For For
Transactions
6 Liability Insurance Mgmt For Abstain Against
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
2 Type of Securities to Mgmt For For For
Be Issued and Issue
Size
3 Par Value and Issue Mgmt For For For
Price
4 Term Mgmt For For For
5 Method of Issuance Mgmt For For For
6 Target Investors Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Terms of Dividend Mgmt For For For
Distribution
9 Terms of Compulsory Mgmt For For For
Conversion
10 Terms of Conditional Mgmt For For For
Redemption
11 Voting Rights Mgmt For For For
Restrictions
12 Voting Rights Mgmt For For For
Restoration
13 Order of Priority and Mgmt For For For
Method of
Liquidation
14 Rating Arrangement Mgmt For For For
15 Guarantee Arrangement Mgmt For For For
16 Use of Proceeds from Mgmt For For For
Issuance of Domestic
Preference
Shares
17 Trading Transfer Mgmt For For For
Arrangement
18 Relationship between Mgmt For For For
Offshore and Domestic
Issuance
19 Validity Period of Mgmt For For For
Resolution regarding
Issuance of Domestic
Preference
Shares
20 Application and Mgmt For For For
Approval Procedures
to Be Completed for
Issuance
21 Matters relating to Mgmt For For For
Authorization
22 Type of Securities to Mgmt For For For
Be Issued and Issue
Size
23 Par Value and Issue Mgmt For For For
Price
24 Term Mgmt For For For
25 Method of Issuance Mgmt For For For
26 Target Investors Mgmt For For For
27 Lock-up Period Mgmt For For For
28 Terms of Dividend Mgmt For For For
Distribution
29 Terms of Compulsory Mgmt For For For
Conversion
30 Terms of Conditional Mgmt For For For
Redemption
31 Voting Rights Mgmt For For For
Restrictions
32 Voting Rights Mgmt For For For
Restoration
33 Order of Priority and Mgmt For For For
Method of
Liquidation
34 Rating Arrangement Mgmt For For For
35 Guarantee Arrangement Mgmt For For For
36 Use of Proceeds from Mgmt For For For
Issuance of Domestic
Preference
Shares
37 Trading Transfer Mgmt For For For
Arrangement
38 Relationship between Mgmt For For For
Offshore and Domestic
Issuance
39 Validity Period of Mgmt For For For
Resolution regarding
Issuance of Domestic
Preference
Shares
40 Application and Mgmt For For For
Approval Procedures
to Be Completed for
Issuance
41 Matters relating to Mgmt For For For
Authorization
42 Impact on Dilution of Mgmt For For For
Current Returns and
Remedial Measures
upon Issuance of
Preference
Shares
43 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
44 Elect WU Fulin Mgmt For For For
45 Elect LIN Jingzhen Mgmt For For For
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Investment Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHANG Jiangang Mgmt For For For
8 Elect Martin LIAO Mgmt For For For
Cheung
Kong
9 Elect WANG Changyun Mgmt For For For
10 Elect Angela CHAO Mgmt For Against Against
11 Elect WANG Xiquan as Mgmt For For For
Supervisor
12 Elect JIA Xinagsen as Mgmt For For For
Supervisor
13 Elect ZHENG Zhiguang Mgmt For For For
as
Supervisor
14 Directors' Fees Mgmt For For For
15 Supervisors' Mgmt For For For
Remuneration
16 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Bonds
18 Authority to Issue Mgmt For For For
Write-down of Undated
Capital
Bonds
19 Authority to Issue Mgmt For For For
Qualified Write-down
Tier-2 Capital
Instruments
20 Elect TAN Yiwu Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y13905107 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Liange Mgmt For For For
2 Elect Jiang Guohua Mgmt For For For
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 05/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Write-down Undated
Capital
Bonds
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/21/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for A Share
Issuance
________________________________________________________________________________
Bank Of Communications Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Fixed Assets Mgmt For For For
Investment
Plan
6 Appointment of Mgmt For For For
International and
Domestic Auditor and
Authority to Set
Fees
7 Approval of the Mgmt For For For
Utilisation Report of
Funds
Raised
8 Extension of Validity Mgmt For For For
Period for A Share
Issuance
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 Elect REN Deqi Mgmt For For For
12 Elect HOU Weidong Mgmt For For For
13 Elect WU Wei Mgmt For For For
14 Elect Helen WONG Pik Mgmt For Against Against
Kuen
15 Elect CHAN Sui Chung Mgmt For For For
16 Elect SONG Hongjun Mgmt For For For
17 Elect CHEN Junkui Mgmt For For For
18 Elect LIU Haoyang Mgmt For For For
19 Elect LI Jian Mgmt For For For
20 Elect LIU Li Mgmt For For For
21 Elect Jason YEUNG Chi Mgmt For For For
Wai
22 Elect Raymond WOO Chin Mgmt For For For
Wan
23 Elect CAI Haoyi Mgmt For Against Against
24 Elect SHI Lei Mgmt For For For
25 Elect Feng Xiaodong Mgmt For For For
26 Elect WANG Xueqing Mgmt For For For
27 Elect TANG Xinyu Mgmt For For For
28 Elect XIA Zhihua Mgmt For For For
29 Elect LI Yao Mgmt For For For
30 Elect CHEN Hanwen Mgmt For For For
________________________________________________________________________________
Bank of Communications Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3328 CINS Y06988110 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Wei Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Directors' Fees for Mgmt For For For
2017
4 Supervisor Fees for Mgmt For For For
2017
5 Amendments to Mgmt For For For
Authorization to
Board by General
Meeting
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Work Mgmt For For For
Report
2 2018 Supervisors' Work Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
and 2019 Budget
Report
4 2018 Allocation of Mgmt For For For
Profits
5 Appointment of Auditor Mgmt For For For
6 Report on 2018 Related Mgmt For For For
Party
Transactions
7 Estimate of 2019 Mgmt For For For
Related Party
Transactions
8 2018 Performance Mgmt For For For
Review for the Board
of Directors and
Senior
Management
9 2018 Performance Mgmt For For For
Review for the Board
of Supervisors and
Supervisors
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luo Jialing as Mgmt For For For
Director
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Board
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Equity
Management
6 Management Measures on Mgmt For For For
Loans
________________________________________________________________________________
Bank Of Hangzhou Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600926 CINS Y0R98A104 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Shuzhe as Mgmt For Abstain Against
Director
2 Authority to Issue Mgmt For For For
Capital
Bonds
3 Authority to Issue Mgmt For For For
Project Financial
Bonds
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
6 Establishment of Mgmt For For For
Administrative
Measures for Equity
Management
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Management
Measures
________________________________________________________________________________
Bank Of Hangzhou Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600926 CINS Y0R98A104 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Evaluation of Mgmt For For For
Directors'
Supervisors' and
Senior Management
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
2018
7 Elect MOU Xin (MIAO Mgmt For For For
Si) as
Supervisor
8 Authority to Issue Non Mgmt For For For
Fixed Term Capital
Bonds
9 Related Party Mgmt For For For
Transactions
2019
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 01/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Equity Mgmt For Abstain Against
Management
Measures
3 Authority to Issue Mgmt For Abstain Against
Second-tier Capital
Instruments
________________________________________________________________________________
Bank of Jiangsu Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600919 CINS Y0698M101 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Director and Senior Mgmt For Abstain Against
Management
Performance
Evaluation
Report
4 Supervisor Performance Mgmt For Abstain Against
Evaluation
Report
5 Independent Directors' Mgmt For For For
Report
6 Annual Accounts Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 2018 Related-party Mgmt For For For
Transactions
9 Jiangsu International Mgmt For For For
Trust Co.,
Ltd.
10 Huatai Securities Co., Mgmt For For For
Ltd.
11 Wuxi Construction Mgmt For For For
Development
Investment Co.,
Ltd.
12 Suzhou International Mgmt For For For
Development Group
Co.,
Ltd.
13 Jiangsu Shagang Group Mgmt For For For
Co.,
Ltd
14 Dongxing Securities Mgmt For For For
Co.,
Ltd
15 Wuxi Rural Commercial Mgmt For For For
Bank Co.,
Ltd
16 Suzhou Bank Co., Ltd Mgmt For For For
17 Soochow Securities Mgmt For For For
Co.,
Ltd
18 Huatai Securities Mgmt For For For
(Shanghai) Asset
Management Co.,
Ltd
19 Dalian Bank Co., Ltd. Mgmt For For For
20 Wuxi Lvzhou Mgmt For For For
Construction
Investment Co.,
Ltd
21 Jiangsu Zijin Rural Mgmt For For For
Commercial Bank Co.,
Ltd
22 Suyin Financial Mgmt For For For
Leasing Co.,
Ltd
23 Jiangsu Financial Mgmt For For For
Leasing Co.,
Ltd
24 China Orient Asset Mgmt For For For
Management Co.,
Ltd
25 Jiangsu Communication Mgmt For For For
Holdings Group
Finance Co.,
Ltd
26 Jiangsu Communication Mgmt For For For
Holdings Co.,
Ltd
27 Wuxi Taihu Xincheng Mgmt For For For
Development Group
Co.,
Ltd
28 Guolian Securities Mgmt For For For
Co.,
Ltd
29 Wuxi Taihu Mgmt For For For
International
Technology Park
Investment
Development Co.,
Ltd
30 Wuxi Xindu Real Estate Mgmt For For For
Development Co.,
Ltd
31 Jiangsu Guoxin Group Mgmt For For For
Co.,
Ltd
32 Jiangsu Cultural Mgmt For For For
Investment Management
Group Co.,
Ltd
33 Jiangsu Phoenix Mgmt For For For
Publishing Media Co.,
Ltd
34 Jiangsu Rugao Rural Mgmt For For For
Commercial Bank Co.,
Ltd
35 Jiangsu Nantong Rural Mgmt For For For
Commercial Bank Co.,
Ltd
36 Jiangsu Haimen Rural Mgmt For For For
Commercial Bank Co.,
Ltd
37 Jiangsu Yixing Rural Mgmt For For For
Commercial Bank Co.,
Ltd
38 Jiangsu Nanjing Mgmt For For For
Expressway Co.,
Ltd
39 Wuxi Caitong Financial Mgmt For For For
Leasing Co.,
Ltd
40 Wuxi Caixin Commercial Mgmt For For For
Factoring Co.,
Ltd
41 Changzhou Expressway Mgmt For For For
Management Co.,
Ltd
42 Related Natural Persons Mgmt For For For
43 Appointment of Auditor Mgmt For For For
44 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
45 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
46 Amendments Procedural Mgmt For Abstain Against
Rules for Connected
Transactions
47 Procedural Rules for Mgmt For Abstain Against
Remuneration of
Directors
48 Procedural Rules for Mgmt For Abstain Against
Remuneration of
Supervisors
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Accounts Mgmt For For For
And 2019 Financial
Budget
Plan
2 Allocation of Mgmt For For For
Profits/Dividends
3 2019 Appointment Of Mgmt For For For
Financial Audit Firm:
Ernst Young Hua Ming
Cpa
4 2019 Appointment of Mgmt For For For
Internal Control
Audit Firm: Ernst
Young Hua Ming
CPA
5 2018 Special Report On Mgmt For For For
Connected
Transactions
6 2019 Estimated Quota Mgmt For For For
of Continuing
Connected
Transactions with
Some Related
Parties
7 Amendments to Mgmt For Abstain Against
Connected
Transactions
Management
Measures
8 Constitution of Mgmt For For For
Capital Management
Plan from 2019 to
2021
9 Eligibility for Mgmt For For For
Non-public Share
Offering
10 Stock Type and Par Mgmt For For For
Value
11 Method of Issuance and Mgmt For For For
Subscription
12 Issue Price and Mgmt For For For
Pricing
Principles
13 Issuing Volume Mgmt For For For
14 Issuing Targets and Mgmt For For For
Subscription
Results
15 Purpose and Amount of Mgmt For For For
Raised
Funds
16 Lockup Period Mgmt For For For
Arrangement
17 Arrangement for The Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
18 Listing Place Mgmt For For For
19 Valid Period of Mgmt For For For
Resolution
20 Feasibility Analysis Mgmt For For For
Report on Use of
Funds Raised from
Non-public Share
Offering
21 Statement on Use of Mgmt For For For
Previously Raised
Funds
22 Connected Transactions Mgmt For For For
Involved In The
Non-Public Share
Offering
23 Diluted Immediate Mgmt For For For
Return After the
Non-Public Share
Offering and Filling
Measures
24 Shareholder Returns Mgmt For For For
Plan
25 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Non-public Share
Offering
26 Directors' Report Mgmt For For For
27 Supervisors' Report Mgmt For For For
28 2018 Evaluation Report Mgmt For For For
of The Supervisory
Committee on The
Performance of
Supervisors
29 2018 Performance Mgmt For For For
Evaluation Report of
The Supervisory
Committee on
Performance of
Directors and Senior
Management
________________________________________________________________________________
Bank Of Nanjing Company Limited
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Adoption of Equity Mgmt For For For
Management
Measures
4 Elect SHEN Yongming as Mgmt For For For
Director
5 Authority to Issue Mgmt For For For
Green Financial
Bonds
6 Board Authorization to Mgmt For For For
Implement Green
Financial Bond
Issuance
7 Authority to Issue Mgmt For For For
Small and
Micro-Enterprises
Financial
Bonds
8 Board Authorization to Mgmt For For For
Implement Small and
Micro-Enterprises
Financial Bond
Issuance
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For For For
Transactions
Report
7 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
8 Amendments to Articles Mgmt For Abstain Against
9 Amendments to Equity Mgmt For Abstain Against
Management
Measures
10 Eligibility for Mgmt For For For
Private
Placement
11 Stock Type and Par Mgmt For For For
Value
12 Issuing Method Mgmt For For For
13 Issuing Targets and Mgmt For For For
Subscription
Results
14 Issue Price and Mgmt For For For
Pricing
Principles
15 Issuing Volume Mgmt For For For
16 Purpose and Amount of Mgmt For For For
the Raised
Funds
17 Lockup Period Mgmt For For For
18 Listing Place Mgmt For For For
19 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
20 The Valid Period of Mgmt For For For
the
Resolution
21 Statement of the Use Mgmt For For For
of Raised
Funds
22 Feasibility Analysis Mgmt For For For
Report
23 Related Party Mgmt For For For
Transactions for
Private
Placement
24 Share Subscription Mgmt For For For
Agreement
25 Board Authorization to Mgmt For For For
Implement Share
Issuance
26 Approval of Dilution Mgmt For For For
Measures for Shares
Issuance
27 Shareholder Returns Mgmt For For For
Plan
28 Supervisors' Report Mgmt For For For
29 Directors' Performance Mgmt For For For
Report
30 Supervisors' Mgmt For For For
Performance
Report
31 Senior Management Mgmt For For For
Performance
Report
32 Capital Management Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Company Mgmt For For For
Set
Up
2 Constitution of Mgmt For For For
Procedural Rules:
Equity
Management
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Implementation
Measures for
Connected
Transactions
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Committee
Meetings
6 Amendments to Mgmt For Abstain Against
Procedural
Rules:Shareholder
Meetings
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Remuneration Measures
for Chairman and Vice
Chairman of the
Board
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
6 Election of SWANG Mgmt For Abstain Against
Zhenhai as
Supervisor
7 Medium and Long-term Mgmt For For For
Capital
Plan
8 Authority to Issue Mgmt For For For
Tier II Capital
Bonds
9 Authority to Issue Mgmt For For For
Financial
Bonds
10 Eligibility for Mgmt For For For
Private
Placement
11 Stock Type and Par Mgmt For For For
Value
12 Issuing Method Mgmt For For For
13 Issuing Targets Mgmt For For For
14 Issue Price and Mgmt For For For
Pricing
Principals
15 Issuing Volume Mgmt For For For
16 Purpose and Amount of Mgmt For For For
Raised
Funds
17 Lockup Period Mgmt For For For
18 Listing Place Mgmt For For For
19 Arrangement for Mgmt For For For
Accumulated Retained
Profits
20 Validity Period Mgmt For For For
21 Statement on Use of Mgmt For For For
Previously Raised
Funds
22 Feasibility Analysis Mgmt For For For
Report
23 Conditional Share Mgmt For For For
Subscription
Agreements
24 Connected Transactions Mgmt For For For
for Private
Placement
25 Authorization to Mgmt For For For
Implement Private
Placement
26 Diluted Immediate Mgmt For For For
Returns After Private
Placement
________________________________________________________________________________
Bank of Shanghai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Internal Control Self Mgmt For For For
Assessment Report
Directors
6 Internal Control Self Mgmt For For For
Assessment Report
Supervisors
7 Appointment of Auditor Mgmt For For For
8 Extension of Valid Mgmt For Abstain Against
Period of Resolution
of H
Share
9 Board Authorization to Mgmt For Abstain Against
Implement H Share
Offering
10 Extension of Issuance Mgmt For Abstain Against
of Write-down
Qualified Tier 2
Capital
Bonds
11 Elect DU Juan as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 01/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HOU Angui Mgmt For Against Against
2 Elect ZHOU Jianfeng Mgmt For For For
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Results of Mgmt For Abstain Against
Implementation of
Directors' and
Supervisors'
Fees
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Issue Mgmt For For For
Corporate
Bonds
9 Related Party Mgmt For For For
Transactions
10 Financial Budget Mgmt For For For
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Baoshan Iron and Steel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600019 CINS Y0698U103 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Executive Directors' Mgmt For For For
Remuneration
7 Authority to Give Mgmt For For For
Guarantees
8 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
9 Approve Qualifying Mgmt For For For
Conditions for
Corporate
Bonds
10 Type Mgmt For For For
11 Size Mgmt For For For
12 Par value and price Mgmt For For For
13 Term and type Mgmt For For For
14 Coupon rate Mgmt For For For
15 Method and target Mgmt For For For
investors
16 Use of proceeds Mgmt For For For
17 Arrangements of Mgmt For For For
placement for
shareholders
18 Place of listing Mgmt For For For
19 Arrangement of Mgmt For For For
guarantee
20 Measures for Mgmt For For For
protection of
repayment
21 Validity period Mgmt For For For
22 Authorization of Legal Mgmt For For For
Formalities
23 Absorption of Mgmt For For For
Wholly-Owned
Subsidiary
24 Establishment of a Mgmt For For For
Welfare
Foundation
________________________________________________________________________________
BBMG Corporation
Ticker Security ID: Meeting Date Meeting Status
2009 CINS Y076A3113 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Supervisors' Fees Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Mgmt For Against Against
Debt
Instruments
5 Ratification of Board Mgmt For Against Against
Acts
6 Elect JIANG Deyi Mgmt For For For
7 Elect ZENG Jin Mgmt For For For
8 Elect WU Dong Mgmt For Against Against
9 Elect ZHENG Baojin Mgmt For For For
10 Elect XUE Chunlei Mgmt For For For
11 Elect WANG Guangjin Mgmt For For For
12 Elect TIAN Lihui Mgmt For For For
13 Elect TANG Jun Mgmt For For For
14 Elect NGAI Wai Fung Mgmt For Against Against
15 Elect PEI Ying Mgmt For For For
16 Elect WANG Zhicheng Mgmt For For For
17 Elect YU Kaijun Mgmt For Against Against
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 08/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Launching Supply Chain Mgmt For For For
Business
3 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
4 Eligibility for Mgmt For For For
Corporate Bonds
Issuance
5 Issuance Scale Mgmt For For For
6 Par Value and Issue Mgmt For For For
Price
7 Issue Targets and Mgmt For For For
Arrangement for
Placement to
Shareholders
8 Bond Type and Duration Mgmt For For For
9 Interest Rate and Mgmt For For For
Interest Payment
Method
10 Issuance Method Mgmt For For For
11 Guarantee Matters Mgmt For For For
12 Purpose of Raised Funds Mgmt For For For
13 Listing Arrangement Mgmt For For For
14 Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
15 Underwriting Method Mgmt For For For
16 Validity Period Mgmt For For For
17 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Management Mgmt For For For
of Water Environment
Project
________________________________________________________________________________
Beijing Capital Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600008 CINS Y07716106 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Handling Credit Mgmt For For For
Business At A
Bank
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 08/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Mgmt For For For
Asset-Backed
Notes
2 Board Authorization to Mgmt For For For
Issue Asset-Backed
Notes
3 Debt Financing Plan Mgmt For For For
4 Board Authorization to Mgmt For For For
Implement Debt
Financing
Plan
5 Elect FU Fei as Mgmt For For For
Director
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Capital Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600376 CINS Y0772K104 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
(Debt
Instruments)
2 Authority to Issue Mgmt For For For
(Debt
Instruments)
3 Authority to Give Mgmt For For For
Guarantees
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For For For
Procedural
Rules
6 Pllanned loan to Mgmt For For For
Limited
Partner
7 Misc. Management Mgmt For For For
Proposal
8 Ratification of Board Mgmt For For For
Acts
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 07/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Stock Mgmt For For For
Ownership
Plan
3 Constitution of Mgmt For For For
Procedural
Rules
4 Approval of Employee Mgmt For For For
Stock Ownership
Plan
5 Authority to Give Mgmt For For For
Guarantees
6 Amendments to Mgmt For For For
Authority to
Repurchase
Shares
7 Authority to Give Mgmt For For For
Guarantees
8 Related Party Mgmt For For For
Transactions and
Authority to Give
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Joint
Stock
Companies
2 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For Abstain Against
and Related Party
Transactions
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
3 Elect WANG Chantian Mgmt For For For
4 Elect LI Xiaoping Mgmt For For For
5 Elect LI Delai Mgmt For For For
6 Elect FAN Luyuan Mgmt For For For
7 Elect CHEN Shaohui Mgmt For For For
8 Elect HOU Jun Mgmt For For For
9 Elect MIAO Di Mgmt For For For
10 Elect ZHOU Zhan Mgmt For For For
11 Elect CHEN Shaofeng Mgmt For For For
12 Elect YUAN Ruowei Mgmt For Against Against
13 Elect CAO Xiaobei Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Short-term
Debts
16 Authority to Issue Mgmt For For For
Medium-term
Notes
17 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing New Building Material Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
000786 CINS Y07708103 04/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Profits
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Approval of Line of Mgmt For For For
Credits
7 Authority to Give Mgmt For For For
Guarantees to a
Subsidiary
8 Authority for a Mgmt For For For
Subsidiary to Give
Guarantees
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Elect YU Mingqing as Mgmt For For For
Director
11 2018 Supervisors' Mgmt For For For
Report
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Borrowing Mgmt For For For
3 Authority to Issue Mgmt For For For
(Debt
Instruments)
4 Authority to Issue Mgmt For For For
(Debt
Instruments)
5 Authority to Issue Mgmt For For For
(Debt
Instruments)
6 Authority to Issue Mgmt For For For
(Debt
Instruments)
7 Authority to Issue Mgmt For For For
(Debt
Instruments)
8 Authority to Issue Mgmt For For For
(Debt
Instruments)
9 Authority to Issue Mgmt For For For
(Debt
Instruments)
10 Authority to Issue Mgmt For For For
(Debt
Instruments)
11 Authority to Issue Mgmt For For For
(Debt
Instruments)
12 Authority to Issue Mgmt For For For
(Debt
Instruments)
13 Authority to Issue Mgmt For For For
(Debt
Instruments)
14 Authority to Issue Mgmt For For For
(Debt
Instruments)
15 Authority to Issue Mgmt For For For
(Debt
Instruments)
16 Authority to Issue Mgmt For For For
(Debt
Instruments)
17 Authority to Issue Mgmt For For For
(Debt
Instruments)
18 Ratification of Board Mgmt For For For
Acts
19 Authority to Issue Mgmt For For For
(Debt
Instruments)
20 Authority to Issue Mgmt For For For
(Debt
Instruments)
21 Amendments to Articles Mgmt For For For
22 Election of Mgmt For For For
Supervisory
Board
23 Authority to Issue Mgmt For For For
(Debt
Instruments)
24 Report on Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees: For
Provision and
Distribution
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
13 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
14 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
15 Preplan for Issuance Mgmt For For For
16 Misc. Management Mgmt For For For
Proposal
17 Misc. Management Mgmt For For For
Proposal
18 Misc. Management Mgmt For For For
Proposal
19 Misc. Management Mgmt For For For
Proposal
20 Amendments to Mgmt For For For
Procedural
Rules
21 Routine Meeting Item Mgmt For For For
22 Allocation of Mgmt For For For
Profits/Dividends
23 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 01/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Decrease in Mgmt For For For
Registered
Capital
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Financial Budget 2019 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
12 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
13 Authority to Give Mgmt For For For
Guarantees to
Affiliates
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 03/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For Against Against
Guarantees for Liuzhi
District Xinshuiyuan
Ecological
Environment
Technology Co.,
Ltd.
2 Authority to Provide Mgmt For Against Against
Guarantees for
Beijing Jiu'an
Construction
Investment Group Co.,
Ltd.
3 Authority to Provide Mgmt For Against Against
Guarantees for Suzhou
Bihua Environmental
Engineering Co.,
Ltd.
4 Authority to Provide Mgmt For Against Against
Guarantees for Gulang
County Qingyuan
Environment Co., Ltd.
(1)
5 Authority to Provide Mgmt For Against Against
Guarantees for Gulang
County Qingyuan
Environment Co., Ltd.
(2)
6 Authority to Provide Mgmt For Against Against
Guarantees for
Jiangsu Huimin Water
Co.,
Ltd.
7 Authority to Provide Mgmt For Against Against
Guarantees for
Joint-Stock
Companies
8 Authority to Issue Mgmt For For For
Medium-term
Notes
9 Authority to Provide Mgmt For Against Against
Guarantees for Jixi
Bishuiyuan
Environmental
Technology Co.,
Ltd.
10 Authority to Provide Mgmt For Against Against
Guarantees for
Longchang Biyuan
Environmental
Protection Technology
Co.,
Ltd.
11 Authority to Provide Mgmt For Against Against
Guarantees for
Tianmen Open Source
Environmental
Technology Co.,
Ltd.
12 Authority to Provide Mgmt For Against Against
Guarantees for
Xiantao Water
Environment
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Appointment of Auditor Mgmt For For For
22 Provision of Mgmt For Against Against
Guarantees for
Company
1
23 Provision of Mgmt For Against Against
Guarantees for
Company
2
24 Provision of Mgmt For Against Against
Guarantees for
Company
3
25 Provision of Mgmt For Against Against
Guarantees for
Company
4
26 Provision of Mgmt For Against Against
Guarantees for
Company
5
27 Provision of Mgmt For Against Against
Guarantees for
Company
6
28 Provision of Mgmt For Against Against
Guarantees for
Company
7
29 Provision of Mgmt For Against Against
Guarantees for
Company
8
30 Early Termination of Mgmt For For For
Guarantees for
Company
1
31 Early Termination of Mgmt For For For
Guarantees for
Company
2
32 Early Termination of Mgmt For For For
Guarantees for
Company
3
33 Early Termination of Mgmt For For For
Guarantees for
Company
4
34 Early Termination of Mgmt For For For
Guarantees for
Company
5
35 Early Termination of Mgmt For For For
the Guarantee for
Wholly-Owned and
Controlled
Subsidiaries
36 Adoption of Restricted Mgmt For For For
Shares
Plan
37 Appraisal Management Mgmt For For For
Measures for
Restricted Shares
Plan
38 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
39 Provision of Mgmt For Against Against
Guarantees for
Company
9
40 Provision of Mgmt For Against Against
Guarantees for
Company
10
41 Provision of Mgmt For Against Against
Guarantees for
Company
11
42 Provision of Mgmt For Against Against
Guarantees for
Company
12
43 Early Termination of Mgmt For Against Against
Guarantees for
Company
6
44 Early Termination of Mgmt For Against Against
Guarantees for
Company
7
45 Authorization of Legal Mgmt For For For
Formalities
46 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
47 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
48 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
49 Authorization of Legal Mgmt For For For
Formalities
50 Authority to Give Mgmt For Against Against
Guarantees
51 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees: Xixian
New Area Luxi New
City Originwater
Environmental
Protection Technology
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees: Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Xinxiang
Originwater Water
Treatment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Zhongning
Originwater Water
Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees: Beijing
Liangye Environmental
Technology Co.,
Ltd.
6 Termination of Mgmt For For For
Authority to Give
Guarantees: Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
7 Termination of Mgmt For For For
Authority to Give
Guarantees: Tianjin
Originwater
Environmental
Technology Co.,
Ltd.
8 Termination of Mgmt For For For
Authority to Give
Guarantees:
Qinhuangdao
Originwater
Environmental
Technology Co.,
Ltd.
9 Termination of Mgmt For For For
Authority to Give
Guarantees:
Qinhuangdao
Originwater Recycled
Water Co.,
Ltd.
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees: Fuyang
Xinyuan Water
Engineering Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees: Changtai
Originwater
Environmental
Protection Technology
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Shanghe
Shangtong Bishui
Environmental
Protection Technology
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Inner
Mongolia Bishui
Huiyuan Water Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees for Yidu
Bishuiyuan Water
Technology Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees for
Beijing Bishui
Yanping Water Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees for
Beijing Jiu'an
Construction
Investment Group Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees for
Shenzhen Bihuiyuan
Environmental
Protection Technology
Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees for
Zhongxing Instrument
(Shenzhen) Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Xichong
Bishui Qingshan
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Kunlun
Xinshuiyuan
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to
Qinhuangdao Shuiyuan
Renewable Water Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to
Controlled Subsidiary
and Wholly-owned
Subsidiary
5 Elect WANG Kaijun as Mgmt For For For
Director
6 Authority to Give Mgmt For For For
Guarantees to
Zhangjiajie
Bishuiyuan Water
Technology Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees to Shanxi
Shuitou Biyuan Water
Treatment Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees to Gongan
Bishuiyuan
Environmental
Protection Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees to Puyang
Bishuiyuan Water Co.,
Ltd.
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Extension of Plan for Mgmt For For For
Increase in
Shareholding
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Final Accounts Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Projects Funded with
Raised
Funds
________________________________________________________________________________
Beijing Shougang Co
Ticker Security ID: Meeting Date Meeting Status
000959 CINS Y07713103 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts and Mgmt For For For
Budgeting
5 Allocation of Profits Mgmt For For For
and
Dividends
6 Budgeting Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions: 2019
Projections
9 Financial Cooperation Mgmt For For For
with an Affiliated
Entity
10 Service Agreement of Mgmt For For For
Proposal 9: Financial
Cooperation with an
Affiliated
Entity
11 2018 Risk Report and Mgmt For For For
Audit Assessment for
Shougang Group
Finance Co.,
Ltd.
12 The Company's Pre-Plan Mgmt For For For
for Handling Deposits
and Loans at Shougang
Group Finance Co.,
Ltd.
________________________________________________________________________________
Beijing Shougang Co
Ticker Security ID: Meeting Date Meeting Status
000959 CINS Y07713103 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Management Services Mgmt For For For
Agreement
2 Approval of Capital Mgmt For For For
Increase in a
Subsidiary
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Commitments by
Shareholder
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Amendments to Mgmt For For For
Procedural
Rules
4 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 03/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
(II)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 06/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Guarantee Mgmt For Against Against
for The Bank
Comprehensive Credit
Line Applied for By A
Company
3 Provision of Guarantee Mgmt For Against Against
for The Bank
Comprehensive Credit
Line Applied for By
Another
Company
4 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
5 Issuing Volume Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Issuing Method Mgmt For For For
8 Bond Type and Duration Mgmt For For For
9 Interest Rate and Its Mgmt For For For
Determining
Method
10 Purpose of Raised Funds Mgmt For For For
11 Guarantee Arrangement Mgmt For For For
12 Debt Repayment Mgmt For For For
Guarantee
Measures
13 Listing and Transfer Mgmt For For For
of the
Bonds
14 Valid Period of Mgmt For For For
Resolution
15 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Issuance, Transfer
and Listing of
Corporate
Bonds
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 10/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Misc. Management Mgmt For For For
Proposal
5 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
1
2 Authority to Give Mgmt For Against Against
Guarantees
2
3 Authority to Give Mgmt For Against Against
Guarantees
3
4 Authority to Give Mgmt For Against Against
Guarantees
4
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Tongrentang Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600085 CINS Y0771B105 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report 2018 Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect QIU Shubing as Mgmt For For For
Director
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Suspension of trading Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 04/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary in
Cambodia
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 05/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For Against Against
5 Allocation of Profits Mgmt For For For
and
Dividends
6 Annual Report Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Authority for Mgmt For Against Against
Subsidiary to Provide
Guarantees Russwill
Telecom
Limited
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 06/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Trading Suspension for Mgmt For For For
the Company's Major
Asset
Restructure
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Project Guarantee Mgmt For Against Against
2 Corporate Bond Mgmt For Against Against
Guarantees
3 Bank Credit Guarantees Mgmt For Against Against
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees For Russia
Project
2 Authority to Give Mgmt For Against Against
Guarantees For Panama
Project
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
2 Extension of Projects Mgmt For For For
Financed with Raised
Funds
3 Authority to Give Mgmt For Against Against
Guarantees for
Financing of Clients
of a Project
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 09/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Additional
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees for Credit
Line
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Quanzhi Mgmt For For For
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Tanzania
Project
2 Authority to Give Mgmt For Against Against
Guarantees for
Beijing
Xinwei
3 Authority to Give Mgmt For Against Against
Guarantees for
Chongqing
Xinwei
4 Authority to Give Mgmt For Against Against
Guarantees for
Nicaragua Project
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Trade Mgmt For For For
Suspension for Major
Asset
Restructuring
3 Authority to Give Mgmt For Abstain Against
Guarantees
4 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Beijing Xinwei Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600485 CINS Y07723102 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200725 CINS Y0920M101 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Loan and Mgmt For Against Against
Line of
Credit
8 Investment in Wealth Mgmt For For For
Management
Products
9 Authority to Give Mgmt For Against Against
Guarantees
10 Investment in Project Mgmt For For For
Construction
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
and Procedural Rules
for Board
Meetings
13 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
________________________________________________________________________________
BOE Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
200725 CINS Y0920M101 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Yanshun Mgmt For For For
2 Elect PAN Jinfeng Mgmt For For For
3 Elect LIU Xiaodong Mgmt For For For
4 Elect WANG Chenyang Mgmt For For For
5 Elect SONG Jie Mgmt For For For
6 Elect SUN Yun Mgmt For For For
7 Elect GAO Wenbao Mgmt For For For
8 Elect LI Yantao Mgmt For For For
9 Elect LV Tingjie Mgmt For For For
10 Elect WANG Huacheng Mgmt For For For
11 Elect HU Xiaolin Mgmt For For For
12 Elect LI Xuan Mgmt For For For
13 Elect YANG Xiangdong Mgmt For For For
14 Elect XU Tao Mgmt For For For
15 Elect WEI Shuanglai Mgmt For Against Against
16 Elect CHEN Xiaobei Mgmt For For For
17 Elect SHI Hong Mgmt For For For
18 Amendments to Articles Mgmt For For For
and Board Meeting
Procedural
Rules
19 Purchase of Liability Mgmt For For For
Insurance
20 Directors' and Mgmt For For For
Supervisors'
Compensations
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural Rules:
Trading Business
Management
System
2 Derivatives Trading Mgmt For For For
Business
3 Election of a Mgmt For Against Against
Supervisor
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Purchase Mgmt For For For
Agreements
2 Board Authorization Mgmt For For For
Matters
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 10/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Weihua Mgmt For For For
2 Elect LI Tiemin Mgmt For For For
3 Elect WANG Jingran Mgmt For For For
4 Transfer of Equity Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bohai Capital Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 11/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bohai Leasing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Provision for Asset Mgmt For For For
Impairment
7 Write of Assets Mgmt For For For
8 Internal Control Self Mgmt For For For
Assessment
Report
9 Related Party Mgmt For For For
Transactions
10 Estimated Loan Quota Mgmt For For For
for Controlling
Shareholder
11 Management Agreement Mgmt For For For
to be Signed by
Related
Parties
12 Estimated Loan Quota Mgmt For Abstain Against
of the Company and
its
Subsidiaries
13 2019 Estimated Mgmt For Against Against
Guarantee Quota Of
The Company And Its
Subsidiaries
14 Launching Derivatives Mgmt For For For
Business
15 Amendments to Articles Mgmt For For For
16 Elect MA Li Mgmt For Against Against
17 Elect ZHOU Peixuan Mgmt For For For
________________________________________________________________________________
Bohai Leasing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Ratification of Board Mgmt For For For
Acts
3 Amendments to Articles Mgmt For For For
4 Election Of Directors Mgmt For For For
5 Related Party Mgmt For For For
Transactions
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bohai Leasing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000415 CINS Y9722D102 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Mgmt For For For
Repurchase
Shares
4 Appointment of Auditor Mgmt For For For
5 Appointment of Mgmt For For For
Internal Control
Auditor
6 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors report Mgmt For For For
2 Supervisors report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Provide Mgmt For Against Against
Repurchase or
Guarantee for Sales
of
Products
9 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
12 Wealth Management Mgmt For For For
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Issue Mgmt For Against Against
Debt
Instruments
15 Approval for Use of Mgmt For For For
Internal Funds for
Risk Related
Investments
________________________________________________________________________________
Caitong Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601108 CINS Y1072S102 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions: 2018
Summary
7 Related Party Mgmt For For For
Transactions: 2019
Projection
8 Approval of Complying Mgmt For For For
CSRC
Regulations
9 Foreign Exchange Mgmt For For For
Derivatives-Issuing
Party and
Method
10 Foreign Exchange Mgmt For For For
Derivatives-Type and
Upper Limit of the
Issuing
11 Foreign Exchange Mgmt For For For
Derivatives-Duration
of Debt Financing
Instruments
12 Foreign Exchange Mgmt For For For
Derivatives-Interest
Rate and Issue
Price
13 Foreign Exchange Mgmt For For For
Derivatives-Guarantee
and Other Credit
Enhancement
14 Foreign Exchange Mgmt For For For
Derivatives-Purpose
of Raised
Funds
15 Foreign Exchange Mgmt For For For
Derivatives-Issuing
Targets and
Arrangement for
Placements
16 Foreign Exchange Mgmt For For For
Derivatives-Appointmen
t of Issuing
Organisations
17 Foreign Exchange Mgmt For For For
Derivatives-Repayment
Guarantee
Measures
18 Foreign Exchange Mgmt For For For
Derivatives-Listing
of Debt Finance
Instruments
19 Foreign Exchange Mgmt For For For
Derivatives-Valid
Period of
Authorization
20 Extend Term of Effect Mgmt For For For
of
Previously-Approved
Bond Issuance
Proposal
21 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
22 Establishment of Rules Mgmt For For For
of Related Party
Transaction
Management
23 Elect YE Yuanzu Mgmt For For For
24 Resignation of Director Mgmt For For For
________________________________________________________________________________
Caitong Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601108 CINS ADPV41382 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural
Rules
4 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 03/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Director's Report Mgmt For For For
3 Independent Director's Mgmt For For For
Work
Report
4 Supervisor's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Report on The Deposit Mgmt For For For
and Use of Raised
Funds
10 Amendments to Articles Mgmt For For For
11 Amendments to The Mgmt For For For
Company's Rules of
Procedure Governing
The Board
Meetings
12 Elect ZHU Xianchao Mgmt For For For
13 Authority to Issue Mgmt For For For
Bonds
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 06/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company's Mgmt For For For
Qualification (by
Laws and Regulations)
for Fundraising via
Shares and
Convertible Bonds
Issuance.
2 Overall Plan for Mgmt For For For
Transaction
3 Type and Face Value of Mgmt For For For
Shares
Issued
4 Pricing Method and Mgmt For For For
Price of Issued
Shares
5 Issue Object and Mgmt For For For
Subscription
Method
6 Number of Shares Issued Mgmt For For For
7 Listing Location Mgmt For For For
8 Lockout Period Mgmt For For For
Arrangement
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Type and face value of Mgmt For For For
issuing convertible
bonds
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Related Party Mgmt For For For
Transactions
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Misc. Management Mgmt For For For
Proposal
40 Misc. Management Mgmt For For For
Proposal
41 Misc. Management Mgmt For For For
Proposal
42 Misc. Management Mgmt For For For
Proposal
43 Misc. Management Mgmt For For For
Proposal
44 Misc. Management Mgmt For For For
Proposal
45 Misc. Management Mgmt For For For
Proposal
46 Misc. Management Mgmt For For For
Proposal
47 Misc. Management Mgmt For For For
Proposal
48 Misc. Management Mgmt For For For
Proposal
49 Misc. Management Mgmt For For For
Proposal
50 Misc. Management Mgmt For For For
Proposal
51 Misc. Management Mgmt For For For
Proposal
52 Misc. Management Mgmt For For For
Proposal
53 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Final Accounts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions with
Guohua Life Insurance
Co., Ltd. and Its
Affiliated
Entities
8 Related Party Mgmt For For For
Transactions with
Three Gorges Capital
Holdings, Ltd. and
Its Affiliated
Entities
9 Related Party Mgmt For For For
Transactions with
Chang Xin Asset
Management Co., Ltd.
and Its Affiliated
Entities
10 Related Party Mgmt For For For
Transactions with
with Other Related
Parties
11 Authority to Issue Mgmt For Against Against
Debt Instruments -
Issuance Size and
Methods
12 Authority to Issue Mgmt For Against Against
Debt Instruments -
Debt
Type
13 Authority to Issue Mgmt For Against Against
Debt Instruments -
Debt's
Term
14 Authority to Issue Mgmt For Against Against
Debt Instruments -
Interest
Rate
15 Authority to Issue Mgmt For Against Against
Debt Instruments -
Guarantees and Other
Credit
Levels
16 Authority to Issue Mgmt For Against Against
Debt Instruments -
Raised Funds
Usages
17 Authority to Issue Mgmt For Against Against
Debt Instruments -
Issuing
Price
18 Authority to Issue Mgmt For Against Against
Debt Instruments -
Targets of
Issuance
19 Authority to Issue Mgmt For Against Against
Debt Instruments -
Repayment
Conditions
20 Authority to Issue Mgmt For Against Against
Debt Instruments -
Debt Instrument
Public
Offering
21 Authority to Issue Mgmt For Against Against
Debt Instruments -
Proposition Effective
Term
22 Authority to Issue Mgmt For Against Against
Debt Instruments -
Authorization
Arrangements
23 Approval of 2018 Risk Mgmt For For For
Control Indicator
Report
24 Approval of Risk Mgmt For For For
Preference for
2019
25 Elect DENG Yumin Mgmt For For For
26 Amendment to Mgmt For Abstain Against
Management of
Directors'
Compensations
27 Amendment to Mgmt For Abstain Against
Management of
Supervisors'
Compensations
28 Appraisal of Mgmt For For For
Directors'
Compensations
29 Appraisal of Mgmt For For For
Supervisors'
Compensations
30 Appraisal Management Mgmt For For For
Measure for the
Management
Team
________________________________________________________________________________
Changjiang Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000783 CINS Y1314J100 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xinhua Mgmt For For For
2 Elect LIU Yuanrui Mgmt For For For
3 Elect WANG Yizhun as Mgmt For Against Against
Supervisor
4 Extension of Validity Mgmt For For For
Period for Corporate
Bond
Issuance
5 2018 Interim Risk Mgmt For For For
Control Indicator
Report
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For For For
Repurchase
Price
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
Capital
Increase
4 Amendments to Articles Mgmt For For For
Capital
Decrease
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 09/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Share Mgmt For For For
Repurchase
Price
2 Unlocking of Initial Mgmt For For For
and Reserved
Performance
Shares
3 Decrease of Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chengdu Kanghong Pharmaceutical Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002773 CINS Y130A3100 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Budget Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Investment in Wealth Mgmt For For For
Management
Products
10 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
11 Types Mgmt For For For
12 Volume Mgmt For For For
13 Par Value and Price Mgmt For For For
14 Bond Duration Mgmt For For For
15 Interest Rate Mgmt For For For
16 Repayment Mgmt For For For
17 Conversion Period Mgmt For For For
18 Determination and Mgmt For For For
Adjustment of
Conversion
Price
19 Downward Adjustment of Mgmt For For For
Conversion
Price
20 Determination and Mgmt For For For
Treatment of Bond
Conversion
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Allocation of Mgmt For For For
Dividends During
Conversion
Period
24 Targets and Method Mgmt For For For
25 Placement Arrangement Mgmt For For For
26 Guarantee Matters Mgmt For For For
27 Bondholders Meetings Mgmt For For For
28 Use of Proceeds Mgmt For For For
29 Deposit Arrangement of Mgmt For For For
Raised
Funds
30 Validity Mgmt For For For
31 Pre-Plan for Mgmt For For For
Convertible Bond
Issuance
32 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
33 Feasibiliy Analysis Mgmt For For For
Report
34 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
35 Establishment of Mgmt For For For
Procedural Rules for
Bondholder
Meetings
36 Board Authorization to Mgmt For For For
Implement Bond
Issuance
37 Amendments to Articles Mgmt For For For
38 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
39 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 01/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
2 Type of Shares Mgmt For For For
3 Method of Repurchase Mgmt For For For
4 Price of Repurchase Mgmt For For For
5 Total Amount and Mgmt For For For
Source of
Funds
6 Number of Shares Mgmt For For For
7 Time Limit Mgmt For For For
8 Valid Period of Mgmt For For For
Resolution
9 Authorization Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Financial Budget Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Internal Control Self Mgmt For For For
Assessment
Report
10 Internal Control Audit Mgmt For For For
Report
11 Social Responsibility Mgmt For For For
Report
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 10/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIA Ruidong Mgmt For For For
2 Elect WANG Jiangang Mgmt For For For
3 Elect Zhou Chunhua Mgmt For For For
4 Elect LI Bin Mgmt For For For
5 Elect WU Xingquan Mgmt For For For
6 Elect WANG Xuebo Mgmt For Against Against
________________________________________________________________________________
China Avionics Systems Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600372 CINS Y44456104 12/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Entrustment and Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
00998 CINS Y1434M108 01/30/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Further Extension of Mgmt For For For
Validity Period of
Resolution regarding
Public
Issuance of A Share
Convertible Corporate
Bonds
2 Further Extension of Mgmt For For For
Authorization Period
regarding Issuance
and Listing of A
Share Convertible
Corporate
Bonds
3 Type and Quantity of Mgmt For For For
Securities to Be
Issued
4 Par Value and Offering Mgmt For For For
Price
5 Term Mgmt For For For
6 Use of Proceed Mgmt For For For
7 Offering Method and Mgmt For For For
Target
Investors
8 Profit Distribution Mgmt For For For
Mode for Preference
Shareholders
9 Mandatory Conversion Mgmt For For For
Clause
10 Conditional Redemption Mgmt For For For
Clause
11 Voting Right Mgmt For For For
Restriction and
Restoration
Clause
12 Liquidation Preference Mgmt For For For
and
Method
13 Rating Arrangements Mgmt For For For
14 Guarantee Arrangements Mgmt For For For
15 Transfer and Trading Mgmt For For For
Arrangement
16 Validity of the Mgmt For For For
Resolution on This
Offering
17 Ratification of Board Mgmt For For For
Acts regarding
Non-public Offering
of Preference
Shares
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
00998 CINS Y1434M108 01/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Further Extension of Mgmt For For For
Validity Period of
Resolution regarding
Public
Issuance of A Share
Convertible Corporate
Bonds
2 Further Extension of Mgmt For For For
Authorization Period
regarding Issuance
and Listing of A
Share Convertible
Corporate
Bonds
3 Conformity to Mgmt For For For
Conditions on
Non-public Offering
of Preference
Shares
4 Type and Quantity of Mgmt For For For
Securities to Be
Issued
5 Par Value and Offering Mgmt For For For
Price
6 Term Mgmt For For For
7 Use of Proceed Mgmt For For For
8 Offering Method and Mgmt For For For
Target
Investors
9 Profit Distribution Mgmt For For For
Mode for Preference
Shareholders
10 Mandatory Conversion Mgmt For For For
Clause
11 Conditional Redemption Mgmt For For For
Clause
12 Voting Right Mgmt For For For
Restriction and
Restoration
Clause
13 Liquidation Preference Mgmt For For For
and
Method
14 Rating Arrangements Mgmt For For For
15 Guarantee Arrangements Mgmt For For For
16 Transfer and Trading Mgmt For For For
Arrangement
17 Validity of the Mgmt For For For
Resolution on This
Offering
18 Ratification of Board Mgmt For For For
Acts regarding
Non-public Offering
of Preference
Shares
19 Amendments to Articles Mgmt For For For
20 Dilution of Immediate Mgmt For For For
Return by Preference
Share Issuance and
Remedial
Measures
21 Authority to Issue Mgmt For Against Against
Financial Bonds and
Tier-Two Capital
Bonds
22 Administrative Mgmt For For For
Measures on
Equity
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
00998 CINS Y1434M108 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Financial Budget Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 2018 Special Report of Mgmt For For For
Related Party
Transactions
8 Directors' Report Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Authority to Issue Mgmt For For For
Undated Capital
Bonds
11 Elect GUO Danghuai Mgmt For For For
________________________________________________________________________________
China Citic Bank Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
00998 CINS Y1434M108 08/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect FANG Heying Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statement Mgmt For For For
2018
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget 2019 Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 2018 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
9 2018 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
10 2018 Financial Mgmt For For For
Services Framework
Agreement
11 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L118 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Yanjiang Mgmt For For For
2 Elect PENG Yi Mgmt For For For
3 Elect NIU Jianhua Mgmt For For For
4 Elect DU Ji'an Mgmt For Against Against
5 Elect ZHAO Rongzhe Mgmt For For For
6 Elect XU Qian Mgmt For For For
7 Elect ZHANG Ke Mgmt For For For
8 Elect ZHANG Chengjie Mgmt For For For
9 Elect LEUNG Chong Shun Mgmt For For For
10 Elect ZHOU Litao Mgmt For For For
11 Elect WANG Wenzhang Mgmt For Against Against
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
601800 CINS Y1R36A107 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Accounts Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Reappointment Of Mgmt For For For
International And
Domestic Audit
Firms
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 General Authorization Mgmt For Abstain Against
To The Board
Regarding Share
Offering
7 Authority to Issue Mgmt For For For
Medium and Long-term
Bonds
8 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
9 Extension of Valid Mgmt For For For
Period of Resolution
on Public Issuance of
A-share Convertible
Bonds and Relevant
Authorization to the
Board
10 The Controlling Mgmt For For For
Shareholder May
Participate in The
Placement of A-share
Convertible
Bonds
11 2019 External Mgmt For Against Against
Guarantee
Plan
12 Assets Securitization Mgmt For For For
Plan And
Authorization
________________________________________________________________________________
China Communications Construction
Ticker Security ID: Meeting Date Meeting Status
1800 CINS Y1R36A107 11/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revised Annual Cap of Mgmt For For For
Financial Services
Agreement
2 Revised Annual Cap of Mgmt For For For
Finance Lease
Framework
Agreement
3 Financial Services Mgmt For For For
Agreement
4 Finance Lease and Mgmt For For For
Commercial Factoring
Agreement
5 Mutual Product Sales Mgmt For For For
and Purchase
Agreement
6 Mutual Project Mgmt For For For
Contracting Framework
Agreement
7 Finance Lease and Mgmt For For For
Commercial Factoring
Framework
Agreement
8 Management Measures Mgmt For For For
for Connected
Transactions
9 Report on Use of Mgmt For For For
Previously Raised
Proceeds
10 Possible Subscription Mgmt For For For
for A Share
Convertible Bonds by
China Communications
Construction Group
(Limited)
11 Ratification of Board Mgmt For For For
Acts
12 Elect SONG Hailiang Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N119 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Fixed Asset Mgmt For For For
Investment
Plan
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Elect LIU Guiping as Mgmt For For For
Director
10 Elect Murray Horn as Mgmt For For For
Director
11 Elect Graeme Wheeler Mgmt For For For
as
Director
12 Elect ZHAO Xijun as Mgmt For For For
Supervisor
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For For For
Undated Capital
Bonds
15 Authority to Issue Mgmt For For For
Eligible tier-2
Capital
Instruments
16 Elect TIAN Bo as Mgmt For For For
Director
17 Elect XIA Yang as Mgmt For For For
Director
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 08/30/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Nominal of A Mgmt For For For
Shares
2 Issuance Method of A Mgmt For For For
Shares
3 Subscription Method of Mgmt For For For
A
Shares
4 Price Benchmark Date, Mgmt For For For
Pricing Principles
and Issue Price of A
Shares
5 Subscribers and Number Mgmt For For For
of A
Shares
6 Use of Proceeds of A Mgmt For For For
Shares
7 Lock up Period of A Mgmt For For For
Shares
8 Place of Listing of A Mgmt For For For
Shares
9 Arrangement of Mgmt For For For
Accumulated
Undistributed Profits
before Non-public
Issuance of A
Shares
10 Validity Period of Mgmt For For For
Resolution of
Non-public Issuance
of A
Shares
11 Type and Nominal of H Mgmt For For For
Shares
12 Issuance Method of H Mgmt For For For
Shares
13 Subscription Method of Mgmt For For For
H
Shares
14 Price Benchmark Date, Mgmt For For For
Pricing Principles
and Issue Price of H
Shares
15 Subscribers and Number Mgmt For For For
of H
Shares
16 Use of Proceeds of H Mgmt For For For
Shares
17 Lock up Period of H Mgmt For For For
Shares
18 Place of Listing of H Mgmt For For For
Shares
19 Arrangement of Mgmt For For For
Accumulated
Undistributed Profits
before Non-public
Issuance of H
Shares
20 Validity Period of Mgmt For For For
Resolution of
Non-public Issuance
of H
Shares
21 Relationship between Mgmt For For For
the Non-public
Issuance of A shares
and
Non-public
Issuance of H shares
22 Proposal for Mgmt For For For
Non-public Issuance
of A
Shares
23 Feasibility Report on Mgmt For For For
Use of Proceeds from
Non-public Issuance
of A
Shares
24 Conditional Share Mgmt For For For
Subscription
Agreement of
Non-public
Issuance
25 Connected Transactions Mgmt For For For
Involved in
Non-public Issuance
of A Shares and H
Shares
26 Board Authorization to Mgmt For For For
Proceed Non-public
Issuance of A Shares
and H
Shares
________________________________________________________________________________
China Eastern Airlines Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 08/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfilment of Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
2 Type and Nominal of A Mgmt For For For
Shares
3 Issuance Method of A Mgmt For For For
Shares
4 Subscription Method of Mgmt For For For
A
Shares
5 Price Benchmark Date, Mgmt For For For
Pricing Principles
and Issue Price of A
Shares
6 Subscribers and Number Mgmt For For For
of A
Shares
7 Use of Proceeds of A Mgmt For For For
Shares
8 Lock up Period of A Mgmt For For For
Shares
9 Place of Listing of A Mgmt For For For
Shares
10 Arrangement of Mgmt For For For
Accumulated
Undistributed Profits
before Non-public
Issuance of A
Shares
11 Validity Period of Mgmt For For For
Resolution of
Non-public Issuance
of A
Shares
12 Type and Nominal of H Mgmt For For For
Shares
13 Issuance Method of H Mgmt For For For
Shares
14 Subscription Method of Mgmt For For For
H
Shares
15 Price Benchmark Date, Mgmt For For For
Pricing Principles
and Issue Price of H
Shares
16 Subscribers and Number Mgmt For For For
of H
Shares
17 Use of Proceeds of H Mgmt For For For
Shares
18 Lock up Period of H Mgmt For For For
Shares
19 Place of Listing of H Mgmt For For For
Shares
20 Arrangement of Mgmt For For For
Accumulated
Undistributed Profits
before Non-public
Issuance of H
Shares
21 Validity Period of Mgmt For For For
Resolution of
Non-public Issuance
of H
Shares
22 Relationship between Mgmt For For For
the Non-public
Issuance of A shares
and
Non-public
Issuance of H shares
23 Proposal for Mgmt For For For
Non-public Issuance
of A
Shares
24 Explanation on Mgmt For For For
Previous Use of
Proceeds
25 Feasibility Report on Mgmt For For For
Use of Proceeds from
Non-public Issuance
of A
Shares
26 Conditional Share Mgmt For For For
Subscription
Agreement of
Non-public
Issuance
27 Connected Transactions Mgmt For For For
Involved in
Non-public Issuance
of A Shares and H
Shares
28 Dilution of Current Mgmt For For For
Returns and Remedial
Measures
29 Plan of Shareholder Mgmt For For For
Return
(2018-2020)
30 Board Authorization to Mgmt For For For
Amend Articles
regarding Non-public
Issuance
31 Board Authorization to Mgmt For For For
Proceed Non-public
Issuance of A Shares
and H
Shares
32 Amendments to Articles Mgmt For For For
33 Amendments to Mgmt For For For
Procedural Rules for
Meetings of Board of
Directors
34 Amendments to Mgmt For For For
Procedural Rules for
Meetings of
Supervisory
Committee
35 Elect LIN Wanli Mgmt For For For
36 Elect LI Jinde as Mgmt For Against Against
Supervisor
37 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Eastern Airlines Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
0670 CINS Y1407D101 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Domestic and
International
Auditors and
Authority to Set
Fees
6 Authority to Issue Mgmt For Against Against
Debt
Instruments
7 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Elect LI Yangmin Mgmt For For For
9 Elect TANG Bing Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Extension of Validity Mgmt For For For
Period of Shareholder
Resolution on
Domestic Non-public
Preference Share
Issuance
Plan
3 Re-grant of Specific Mgmt For For For
Mandate for Issuance
of Domestic
Preference
Shares
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 02/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Shareholder
Resolution on
Domestic Non-public
Preference Share
Issuance
Plan
2 Re-grant of Specific Mgmt For For For
Mandate for Issuance
of Domestic
Preference
Shares
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2019 Budget Plan and Mgmt For For For
Fixed Asset
Investment
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Elect HONG Yongmiao Mgmt For For For
9 Elect SHAO Ruiqing Mgmt For For For
10 Use of Proceeds Mgmt For For For
11 Board Authorization Mgmt For For For
12 Authority to Issue Mgmt For For For
Non-Fixed Term
Capital
Bonds
________________________________________________________________________________
China Everbright Bank Company Limited
Ticker Security ID: Meeting Date Meeting Status
6818 CINS Y1477U116 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Remunerations of Chair Mgmt For For For
and Vice Chair of
Board of Supervisors
for
2017
3 Elect GE Haijiao Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Film Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600977 CINS Y1R8AC107 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Related Party Mgmt For For For
Transactions
9 Changes on Use of Mgmt For For For
Raised
Funds
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 03/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Xiangdong Mgmt For For For
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 04/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Notes
2 Authority to Issue Mgmt For Against Against
Overseas Bonds and
Give
Guarantees
3 Authority to Issue Mgmt For For For
Corporate
Bonds
4 Authority to Give Mgmt For Against Against
Guarantees for First
Half of
2019
5 Authority to Give Mgmt For Against Against
Guarantees for
Subordinated
Entities
6 Authority to Give Mgmt For Against Against
Guarantees for
Joint-Stock
Companies
7 Liability Insurance Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' 2018 and Mgmt For For For
2019
Compensations
9 Supervisors' 2018 and Mgmt For For For
2019
Compensations
10 Authority to Provide Mgmt For Against Against
Guarantees For
Subsidiary's Issuance
of Overseas
Bonds
11 Approval Of Accepting Mgmt For For For
Loans from
Subsidiary's
Joint-Stock
Company
12 Authority to Provide Mgmt For Against Against
Guarantees For
Subsidiaries
13 Authority to Provide Mgmt For Against Against
Guarantees or
Counter-Guarantees
for a Specific
Subsidiary
14 Authority to Provide Mgmt For Against Against
Guarantees for
Indirect Joint-Stock
Companies
15 Authority to Increase Mgmt For Against Against
Expected Guarantees
Amount for First 2
Quarters of
2019
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Write-off Mgmt For For For
Repurchased
Restricted Shares and
Some Retained Stock
Options
3 Estimated Guarantees Mgmt For Against Against
Provision Amount for
Second-Half of
2019
4 Estimating Amount for Mgmt For For For
Purchasing Lands of
Operation
Purposes
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Employee Mgmt For For For
Restricted Shares
Plan
2 Constitution of Mgmt For For For
Management System for
2018 Employee
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Handle Matters
Regarding 2018
Employee Restricted
Shares
Plan
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Par Value and Volume Mgmt For For For
3 Bond Duration Mgmt For For For
4 Interest Rate Mgmt For For For
5 Issuing Method Mgmt For For For
6 Guarantee Arrangement Mgmt For For For
7 Redemption or Resale Mgmt For For For
Clauses
8 Purpose of Raised Funds Mgmt For For For
9 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
10 Underwriting Method Mgmt For For For
and Listing
Arrangement
11 Company Credit Mgmt For For For
12 Validity Period Mgmt For For For
13 Ratification of Board Mgmt For For For
Acts
14 Setting Up Dedicated Mgmt For For For
Account for Bond
Issuance
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Intra-company Mgmt For For For
Contracts/Control
Agreements
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Elect MENG Sen Mgmt For For For
4 Elect WANG Wei Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Assets Securitization Mgmt For For For
Project
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Financing
Investment
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Give Mgmt For Against Against
Guarantees
I
4 Investment in Mgmt For For For
Land-Related
Products
5 Capital Increase in Mgmt For For For
Subsidiary
6 Guarantee Amount for Mgmt For Against Against
First Half of
2019
7 Investment in Wealth Mgmt For For For
Management
Products
8 Related Party Mgmt For Against Against
Transactions:
Deposits and
Settlements
9 Authority to Give Mgmt For Against Against
Guarantees
II
10 Authority to Give Mgmt For Against Against
Guarantees
III
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Chun Mgmt For For For
2 Elect FANG Yan as Mgmt For For For
Supervisor
3 Remuneration Plan for Mgmt For For For
CHEN Gongyan for
2017
4 Remuneration Plan for Mgmt For For For
CHEN Jing for
2017
5 Remuneration Plan for Mgmt For For For
ZHONG Cheng for 2015
to
2017
6 Elect XIAO Lihong Mgmt For For For
7 Elect ZHANG Tianli Mgmt For For For
________________________________________________________________________________
China Galaxy Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Capital Mgmt For For For
Expenditure
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Removal of GU Weiguo Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Volume Mgmt For For For
2 Bond Duration Mgmt For For For
3 Repaying The Principal Mgmt For For For
And
Interest
4 Interest Rate And Its Mgmt For For For
Determining
Method
5 Issuing Targets Mgmt For For For
6 Arrangement For Mgmt For For For
Placement To
Shareholders
7 Purpose Of The Raised Mgmt For For For
Funds
8 Repayment Guarantee Mgmt For For For
Measures
9 Guarantee Arrangement Mgmt For For For
10 Listing Arrangement Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Valid Period Of The Mgmt For For For
Resolution
13 Authorization Mgmt For For For
14 Issuing Volume Mgmt For For For
15 Bond Type, Bond Mgmt For For For
Duration, Method Of
Repaying The
Principal And
Interest
16 Interest Rate And Its Mgmt For For For
Determining
Method
17 Clauses On Deferred Mgmt For For For
Payment Of
Interest
18 Compulsory Payment Of Mgmt For For For
Interest And
Restriction
19 Issuing Targets Mgmt For For For
20 Arrangement For Mgmt For For For
Placement To
Shareholders
21 Purpose Of The Raised Mgmt For For For
Funds
22 Repayment Guarantee Mgmt For For For
Measures
23 Guarantee Arrangement Mgmt For For For
24 Listing Arrangement Mgmt For For For
25 Underwriting Method Mgmt For For For
26 Valid Period Of The Mgmt For For For
Resolution
27 Authorization Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 2018 Annual Accounts Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Financial Service Mgmt For Against Against
Agreement with
Related
Parties
9 Operational Connected Mgmt For For For
Transactions
Agreement with
Related
Parties
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuing Size and Method Mgmt For For For
2 Bond Duration Mgmt For For For
3 Principal and Interest Mgmt For For For
4 Interest Rate and Mgmt For For For
Determination
5 Issuing Targets Mgmt For For For
6 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
7 Use of Proceeds Mgmt For For For
8 Repayment Guarantee Mgmt For For For
Measures
9 Guarantee Arrangement Mgmt For For For
10 Listing Arrangement Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Valid Period of Mgmt For For For
Resolution
13 Authorization Matters Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Xiaohua as Mgmt For For For
Director
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debts
2 Amendments to Articles Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Gezhouba Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600068 CINS Y1495L114 11/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect CHEN Xiaohua Mgmt For For For
3 Elect DUAN Qiurong Mgmt For For For
4 Elect FU Junxiong Mgmt For For For
5 Elect GUO Chengzhou Mgmt For For For
6 Elect LIAN Yongjiu Mgmt For For For
7 Elect ZHANG Zhixiao Mgmt For For For
8 Elect YUAN Dakang Mgmt For For For
9 Elect WENG Yingjun Mgmt For For For
10 Elect SU Xianglin Mgmt For For For
11 Elect SONG Ling Mgmt For Against Against
12 Elect ZOU Zongxian Mgmt For For For
13 Elect PING Bo Mgmt For Against Against
14 Elect ZHANG Daxue Mgmt For Against Against
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1495U106 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
9 Investment in Wealth Mgmt For For For
Management
Products
10 Amendments to Articles Mgmt For For For
11 Directors' and Senior Mgmt For For For
Management
Fees
12 Supervisors' Fees Mgmt For For For
13 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
14 Type of Securities to Mgmt For For For
be
Issued
15 Issuing Scale Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Bond Duration Mgmt For For For
18 Interest Rate Mgmt For For For
19 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
20 Conversion Period Mgmt For For For
21 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
22 Downward Adjustment of Mgmt For For For
Conversion
Price
23 Determining Method for Mgmt For For For
the Number of
Converted
Shares
24 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
25 Redemption Clauses Mgmt For For For
26 Resale Clauses Mgmt For For For
27 Issuing Targets and Mgmt For For For
Method
28 Arrangements of Mgmt For For For
Placement to Existing
Shareholders
29 Bondholders and Mgmt For For For
Bondholder
Meetings
30 Purpose of the Raised Mgmt For For For
Funds
31 Guarantee Matters Mgmt For For For
32 Deposit and Management Mgmt For For For
of the Raised
Funds
33 The Valid Period of Mgmt For For For
the Issuance
Plan
34 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
35 Feasibility Analysis Mgmt For For For
Report
36 Report on Deposit and Mgmt For For For
Use of Raised
Funds
37 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
38 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
39 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Share Type Mgmt For For For
3 Method Mgmt For For For
4 Purpose Mgmt For For For
5 Total Amount Mgmt For For For
6 Price Range Mgmt For For For
7 Number and Percentage Mgmt For For For
8 Time Limit Mgmt For For For
9 Validity Period Mgmt For For For
10 Board Authorization Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Grand Automotive Services Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600297 CINS Y1964K100 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Name and Mgmt For For For
Domicile
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
4 Elect LI Jianping Mgmt For For For
5 Elect WANG Xinming Mgmt For For For
6 Elect TANG Yongqi Mgmt For For For
7 Elect LU Wei Mgmt For For For
8 Elect ZHANG Jian Mgmt For For For
9 Elect WANG Ren Mgmt For For For
10 Elect SHEN Jinjun Mgmt For For For
11 Elect CHENG Xiaoming Mgmt For For For
12 Elect LIANG Yongming Mgmt For For For
13 Elect YAO Yun Mgmt For For For
14 Elect ZHANG Jiawei Mgmt For Against Against
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 08/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Trading Mgmt For For For
Suspension
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Land Mgmt For For For
Contracting
________________________________________________________________________________
China Hainan Rubber Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601118 CINS Y1497E100 11/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Elect GUO Yunzhao as Mgmt For For For
Director
________________________________________________________________________________
China High-Speed Railway Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000008 CINS Y4444K104 07/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
(I)
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
(II)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 01/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restructuring Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Mgmt For For For
Internal
Auditor
________________________________________________________________________________
China International Travel Service Corp
Ticker Security ID: Meeting Date Meeting Status
601888 CINS Y149A3100 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment Plan of the Mgmt For For For
Company
8 Budget Plan of the Mgmt For For For
Company
9 Related Party Mgmt For For For
Transactions
Agreement
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Cash
Dividends
6 Capitalization of Mgmt For For For
Capital
Reserves
7 Appointment of Auditor Mgmt For For For
8 China Building Mgmt For For For
Materials
International
9 Lianyungang Zhongfu Mgmt For For For
Lianzhong
Composite
Materials
10 China Building Mgmt For For For
Materials Information
Technology
11 Zhenshi Holding Group Mgmt For For For
12 Zhejiang Hengshi Fiber Mgmt For For For
Foundation
13 Approval of Line of Mgmt For For For
Credit
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
16 Foreign Exchange Mgmt For For For
Transactions
17 Amendments to Articles Mgmt For For For
18 Purchase Liability Mgmt For For For
Insurance for Senior
Management
19 2018 Independent Mgmt For For For
Directors'
Report
20 2018 Audit Committee Mgmt For For For
Report
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 05/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital of a
Subsidiary
2 Investment in Employee Mgmt For For For
Dormitory
3 Elect CAO Jianglin Mgmt For For For
4 Elect ZHANG Yuqiang Mgmt For For For
5 Elect CAI Guobin Mgmt For For For
6 Elect CHANG Zhangli Mgmt For For For
7 Elect PEI Hongyan Mgmt For For For
8 Elect ZHANG Jiankan Mgmt For For For
9 Elect TANG Yun Mgmt For For For
10 Elect LU Jian Mgmt For For For
11 Elect WANG Ling Mgmt For For For
12 Elect CHEN Xuean Mgmt For Against Against
13 Elect LI Huaiqi Mgmt For For For
14 Elect HU Jinyu Mgmt For Against Against
________________________________________________________________________________
China Jushi Company Limited
Ticker Security ID: Meeting Date Meeting Status
600176 CINS Y5642X103 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Production Line Mgmt For For For
Regarding Fiberglass
Tank
Furnace
________________________________________________________________________________
China Life Insurance Co.
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Bin Mgmt For Against Against
2 Elect TANG Yong as Mgmt For Against Against
Supervisor
3 Directors' and Mgmt For For For
Supervisors' Fees for
2017
4 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
China Life Insurance Company Limited
Ticker Security ID: Meeting Date Meeting Status
2628 CINS Y1477R220 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Elect HAN Bing as Mgmt For Against Against
Supervisor
7 Amendments to Mgmt For For For
Procedural Rules for
Shareholders'
Meetings
8 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
9 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Overseas Senior
Bonds
14 Elect LI Mingguang Mgmt For For For
15 Elect WANG Junhui Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Report on 2018 Related Mgmt For For For
Party
Transactions
8 Elect LI Jianhong Mgmt For For For
9 Elect FU Gangfeng Mgmt For For For
10 Elect ZHOU Song Mgmt For Against Against
11 Elect HONG Xiaoyuan Mgmt For For For
12 Elect ZHANG Jian Mgmt For For For
13 Elect SU Min Mgmt For For For
14 Elect LUO Sheng Mgmt For For For
15 Elect TIAN Huiyu Mgmt For For For
16 Elect LIU Jianjun Mgmt For For For
17 Elect WANG Liang Mgmt For For For
18 Elect Antony LEUNG Kam Mgmt For For For
Chung
19 Elect ZHAO Jun Mgmt For For For
20 Elect WONG See Hong Mgmt For For For
21 Elect LI Menggang Mgmt For For For
22 Elect LIU Qiao Mgmt For For For
23 Elect PENG Bihong Mgmt For For For
24 Elect WU Heng Mgmt For For For
25 Elect WEN Jianguo Mgmt For For For
26 Elect DING Huiping Mgmt For For For
27 Elect HAN Zirong Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
30 Mid-Term Capital Mgmt For For For
Management
31 Elect SUN Yunfei as Mgmt For For For
Director
32 Elect WANG Daxiong as Mgmt For Against Against
Director
33 Elect TIAN Hongqi as Mgmt For For For
Director
34 Elect XU Zhengjun as Mgmt For For For
Supervisor
35 Authority to Issue Mgmt For For For
Bonds
36 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LUO Sheng Mgmt For For For
________________________________________________________________________________
China Merchants Expressway Network & Technology Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
001965 CINS Y1504Y107 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Board Mgmt For For For
Acts
2 Routine Meeting Item Mgmt For For For
3 Routine Meeting Item Mgmt For For For
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
China Merchants Expressway Network & Technology Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
001965 CINS Y1504Y107 04/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Rules Mgmt For For For
2 Target Participant Mgmt For For For
3 Source and Instrument Mgmt For For For
4 Volume and Distribution Mgmt For For For
5 Effective Date and Mgmt For For For
Validity
6 Pricing Mgmt For For For
7 Validation Conditions Mgmt For For For
and
Arrangement
8 Restrictions on Mgmt For For For
Transfer and
Trade
9 Accounting Treatment Mgmt For For For
and Impact to the
Company
10 Method and Procedure Mgmt For For For
for
Adjustment
11 Procedure for Granting Mgmt For For For
and
Exercising
12 Rights and Obligations Mgmt For For For
13 Special Circumstances Mgmt For For For
14 Alteration and Mgmt For For For
Termination
15 Disclosure Mgmt For For For
16 Management Guideline Mgmt For For For
for Employee Stock
Incentive
Plan
17 Implementation of Mgmt For For For
Employee Stock
Incentive
Plan
________________________________________________________________________________
China Merchants Expressway Network & Technology Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
001965 CINS Y1504Y107 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Reports Mgmt For For For
2 Supervisors' Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 Donation for Poverty Mgmt For For For
________________________________________________________________________________
China Merchants Expressway Network & Technology Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
001965 CINS Y1504Y107 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Issuing Size Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment to Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
Number of Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of Raised Funds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Depository and Mgmt For For For
Management of
Funds
21 Valid Period Mgmt For For For
22 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
23 Feasibility Report on Mgmt For For For
Use of
Proceeds
24 Report on Deposit and Mgmt For For For
Use of Raised
Funds
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Board Authorization to Mgmt For For For
Implement Bond
Issuance
27 Shareholder Returns Mgmt For For For
Plan
28 Constitution of Mgmt For For For
Procedural Rules:
Bondholder
Meetings
29 Pro Forma Financial Mgmt For For For
Statements and Audit
Reports
30 Verification Report on Mgmt For For For
Internal
Control
________________________________________________________________________________
China Merchants Expressway Network & Technology Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
001965 CINS Y1504Y107 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Connected Transaction
System
2 Related Party Mgmt For For For
Transactions
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 05/20/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Category of Shares Mgmt For For For
3 Methods Mgmt For For For
4 Period Mgmt For For For
5 Amount of Shares Mgmt For For For
6 Pricing Range Mgmt For For For
7 Total Amount of Funds Mgmt For For For
8 Validity Period Mgmt For For For
9 Board Authorization Mgmt For For For
10 Fulfillment of Issue Mgmt For For For
Conditions of Rights
Issue
11 Type and Nominal Value Mgmt For For For
of
Shares
12 Methods Mgmt For For For
13 Number of Rights Shares Mgmt For For For
14 Pricing Principal and Mgmt For For For
Subscription
Price
15 Target Subscribers Mgmt For For For
16 Distribution Plan for Mgmt For For For
Undistributed
Profits
17 Time of Issuance Mgmt For For For
18 Underwriting Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Validity Period Mgmt For For For
21 Listing of Shares Mgmt For For For
22 Plan of Public Issuance Mgmt For For For
23 Feasibility Analysis Mgmt For For For
Report
24 Remedial Measures for Mgmt For For For
Dilution
25 Board Authorization Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 05/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Category of Shares Mgmt For For For
3 Methods Mgmt For For For
4 Period Mgmt For For For
5 Amount of Shares Mgmt For For For
6 Pricing Range Mgmt For For For
7 Total Amount of Funds Mgmt For For For
8 Validity Period Mgmt For For For
9 Board Authorization Mgmt For For For
10 Fulfillment of Issue Mgmt For For For
Conditions of Rights
Issue
11 Type and Nominal Value Mgmt For For For
of
Shares
12 Methods Mgmt For For For
13 Number of Rights Shares Mgmt For For For
14 Pricing Principal and Mgmt For For For
Subscription
Price
15 Target Subscribers Mgmt For For For
16 Distribution Plan for Mgmt For For For
Undistributed
Profits
17 Time of Issuance Mgmt For For For
18 Underwriting Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Validity Period Mgmt For For For
21 Listing of Shares Mgmt For For For
22 Plan of Public Issuance Mgmt For For For
23 Feasibility Analysis Mgmt For For For
Report
24 Remedial Measures for Mgmt For For For
Dilution
25 Board Authorization Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Use of Previous Mgmt For For For
Proceeds
28 Change in Use of Mgmt For For For
Proceeds
29 Amendments to Mgmt For For For
Decision-Making
System for Connected
Transactions
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6099 CINS Y14904109 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 2018 Annual Accounts Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Proprietary Investment Mgmt For For For
Quota
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 With a Company in 2019 Mgmt For Against Against
10 With a 2nd Company and Mgmt For Abstain Against
Its Controlled
Subsidiaries in
2019
11 With a 3rd Company in Mgmt For Abstain Against
2019
12 With a 4th Company in Mgmt For Abstain Against
2019
13 With a 5th Company in Mgmt For Abstain Against
2019
14 With a 6th Company and Mgmt For Abstain Against
Its Controlled
Subsidiaries in
2019
15 With Another 4 Mgmt For Abstain Against
Companies in
2019
16 With Related Natural Mgmt For Abstain Against
Persons in
2019
17 With Other Related Mgmt For Abstain Against
Parties in
2019
18 General Authorization Mgmt For Against Against
For Additional
Offering Of A-Shares
And
H-Shares
19 Elect WANG Wen as Mgmt For For For
Non-executive
Director
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Land Reservation and Mgmt For For For
Corporation
Implementation
2 Amendments to Articles Mgmt For For For
3 Method and Purpose Mgmt For For For
4 Share Repurchase Mgmt For For For
Satisfied Relevant
Conditions
5 Method Mgmt For For For
6 Price Range Mgmt For For For
7 Amount and Source Mgmt For For For
8 Type, Number and Mgmt For For For
Percentage of Total
Shares
9 Time Limit of Share Mgmt For For For
Repurchase
10 Validity Period for Mgmt For For For
Share
Repurchase
11 Board Authorization to Mgmt For For For
Implement Share
Repurchase
12 Modification of Mgmt For For For
Projects
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Mgmt For For For
External
Auditor
7 Related Party Mgmt For For For
Transaction
8 Authority to Issue Mgmt For For For
Financing
Instruments
9 Deposit Services Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
11 Authority to Give Mgmt For Against Against
Guarantees to
Joint-stock
Companies
12 Financial Aid To Joint Mgmt For For For
Stock
Companies
13 Financial Aid for Mgmt For For For
Project
Companies
14 Social Charitable Mgmt For For For
Donations
15 Renewal of Liability Mgmt For For For
Insurance for
Directors
16 Financial Service Mgmt For For For
Agreement
17 Establishment of a Mgmt For For For
Joint-venture
Company
18 Provision Of External Mgmt For For For
Financial
Aid
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
5 Elect SUN Chengming Mgmt For For For
6 Elect CHU Zongsheng Mgmt For For For
7 Elect XU Yongjun Mgmt For For For
8 Elect LUO Huilai Mgmt For For For
9 Elect LIU Wei Mgmt For For For
10 Elect LI Yanxi Mgmt For For For
11 Elect QU Wenzhou Mgmt For For For
12 Elect CAI Yuanqing Mgmt For For For
13 Elect ZHOU Song Mgmt For For For
14 Elect LIU Qingliang Mgmt For Against Against
15 Elect HU Qin Mgmt For Against Against
________________________________________________________________________________
China Merchants Shekou Industrial Zone Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
001979 CINS Y14907102 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Investment In a Joint
Venture
2 Adjustment of Stock Mgmt For For For
Option Incentive
Plan
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Scale Mgmt For For For
2 Maturity Mgmt For For For
3 Method of issuance Mgmt For For For
4 Placees Mgmt For For For
5 Nominal value and Mgmt For For For
issue
price
6 Dividend distribution Mgmt For For For
provisions
7 Conditional redemption Mgmt For For For
8 Mandatory conversion Mgmt For For For
provisions
9 Restriction on and Mgmt For For For
restoration of voting
rights
10 Order of distribution Mgmt For For For
on liquidation and
basis for
liquidation
11 Use of proceeds Mgmt For For For
12 Rating Mgmt For For For
13 Guarantee arrangement Mgmt For For For
14 Transferability Mgmt For For For
15 Compliance of latest Mgmt For For For
regulatory
requirements
16 Effective period of Mgmt For For For
the
resolution
17 Board Authorization to Mgmt For For For
Implement Preference
Shares
Issuance
18 Approval of Capital Mgmt For For For
Management
Plan
19 Extension of Board Mgmt For For For
Authorization
regarding Domestic
Preference Share
Issuance
20 Authority to Issue Mgmt For For For
Capital
Bonds
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 02/26/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Scale Mgmt For For For
2 Maturity Mgmt For For For
3 Method of issuance Mgmt For For For
4 Placees Mgmt For For For
5 Nominal value and Mgmt For For For
issue
price
6 Dividend distribution Mgmt For For For
provisions
7 Conditional redemption Mgmt For For For
8 Mandatory conversion Mgmt For For For
provisions
9 Restriction on and Mgmt For For For
restoration of voting
rights
10 Order of distribution Mgmt For For For
on liquidation and
basis for
liquidation
11 Use of proceeds Mgmt For For For
12 Rating Mgmt For For For
13 Guarantee arrangement Mgmt For For For
14 Transferability Mgmt For For For
15 Compliance of latest Mgmt For For For
regulatory
requirements
16 Effective period of Mgmt For For For
the
resolution
17 Board Authorization to Mgmt For For For
Implement Preference
Shares
Issuance
18 Approval of Capital Mgmt For For For
Management
Plan
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/21/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Terms of Mgmt For For For
Debt
Issuance
________________________________________________________________________________
China Minsheng Banking Corp., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600016 CINS Y1495M104 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Budget Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect ZHAO Fugao as Mgmt For For For
External
Supervisor
9 Extension of the Mgmt For For For
Validity Period on
Public Issuance of
A-Share Convertible
Corporate Bonds and
Its Authorization
Period
10 Impacts on Dilution of Mgmt For For For
Current Returns of
Public Issuance of
A-share Convertible
Corporate Bonds and
Remedial
Measures
11 The Resolution Mgmt For For For
Regarding Report on
Utilization of
Proceeds from
Previous
Issuance
12 Granting General Mgmt For Against Against
Mandate for Issuance
of Shares to the
Board
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 03/28/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO YiMing as Mgmt For For For
Non-Executive
Director
2 Amendments to Articles Mgmt For For For
3 Authority to Mgmt For For For
Repurchase
Shares
4 Approval to purchase Mgmt For For For
liability
insurance
5 Authority to Give Mgmt For Against Against
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report and Mgmt For For For
Financial Statements
2018
3 Budget Report 2019 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees
12 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2019
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
Conditions of
Material
Asset Reorganization
of Listed
Companies
16 Plan of Material Asset Mgmt For For For
Acquisition of the
Company
17 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Related Party
Transaction
18 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Reverse
Takeover as Stipulated
in Article 13 of the
Administrative
Measures
for Material Asset
Reorganization of
Listed
Companies
19 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
the Requirements
under Article 4 of
the Regulations
Concerning the
Standardization of
Certain Issues of
Material Asset
Reorganization of
Listed
Companies
20 Merger/Acquisition Mgmt For For For
21 Asset Acquisition Mgmt For For For
Report (Draft) of
China Molybdenum Co.,
Ltd.
22 Effect on Major Mgmt For For For
Financial Indicators
from the Dilution of
Current Returns as a
Result of the
Material Asset
Acquisition and its
Remedial
Measures
23 Proposed Authorization Mgmt For For For
to the Board at the
General Meeting to
Handle All Matters
Relating to the
Material Asset
Acquisition
24 Shareholders' Return Mgmt For For For
Plan
2019-2021
25 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 08/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Chaochun Mgmt For For For
2 Elect LI Faben Mgmt For For For
3 Elect YUAN Honglin Mgmt For Against Against
4 Elect MA Hui Mgmt For For For
5 Elect CHENG Yunlei Mgmt For For For
6 Elect Li Shuhua Mgmt For For For
7 Elect YAN Ye Mgmt For For For
8 Elect Gerry WANG Yougui Mgmt For For For
9 Elect ZHANG Zhenhao as Mgmt For Against Against
Supervisor
10 Elect KOU Youmin as Mgmt For For For
Supervisor
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Give Mgmt For For For
Guarantees
4 Related Party Mgmt For For For
Transactions
5 Annual Report Mgmt For For For
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Investment
Measures
9 Capital Increase in Mgmt For For For
second Tier
Company
10 Investment Plan Mgmt For For For
11 Financial Budget Report Mgmt For For For
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 09/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Liu Jiaqiang as Mgmt For For For
Non-independent
Director
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural
Rules
4 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Chemical Engineering Co
Ticker Security ID: Meeting Date Meeting Status
601117 CINS Y1504G106 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Medium-term
Notes
2 Approval of Mgmt For For For
Securitization of
Accounts
Receivable
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 02/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Investment Mgmt For Abstain Against
Plan
2 Approval of Financial Mgmt For Abstain Against
Budget
Report
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Independent Directors' Mgmt For For For
Fees
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Mgmt For For For
Medium Term
Notes
9 Annual Report Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
12 Stock Option Incentive Mgmt For For For
Plan
13 Appraisal Measures for Mgmt For For For
Stock Incentive
Plan
14 Board Authorization to Mgmt For For For
Implement Stock
Incentive
Plan
15 Elect YU Guoping Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For Abstain Against
Period
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China National Nuclear Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601985 CINS Y1507R109 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect CHEN Hua Mgmt For For For
3 Elect ZHANG Tao Mgmt For For For
4 Elect YU Jinhui Mgmt For For For
5 Elect JIANG Dekuan Mgmt For For For
6 Elect CHE Dashui Mgmt For For For
7 Elect LEI Mingze Mgmt For For For
8 Elect HEH Xiaojian Mgmt For For For
9 Elect CAO Lu Mgmt For For For
10 Elect CHEN Guoqing Mgmt For For For
11 Elect MA Hengru Mgmt For For For
12 Elect WANG Ling Mgmt For For For
13 Elect BAI Ping Mgmt For For For
14 Elect ZHOU Shiping Mgmt For For For
15 Elect HUANG Xianpei Mgmt For For For
16 Elect HE Yong Mgmt For For For
17 Elect LI Tao Mgmt For Against Against
18 Elect CHEN Baojun Mgmt For Against Against
19 Elect LUO Xiaochun Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Financial Report 2018 Mgmt For For For
6 Financial Budget 2019 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Mining Supply Agreement Mgmt For For For
9 Related Party Mgmt For For For
Transaction
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Investment in Wealth Mgmt For For For
Management
Products
13 Amendments to Articles Mgmt For For For
14 Procedural Rules Mgmt For For For
Governing Giving
Guarantees to
Controlling
Subsidiaries
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Sale Mgmt For For For
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Dividends
5 2018 Annual Report Mgmt For For For
6 2018 Related Party Mgmt For For For
Transactions
7 2019 Budget Report Mgmt For For For
8 Financing Plan for 2019 Mgmt For Abstain Against
9 2019 Provision of Mgmt For Against Against
Guarantees
10 2019 Estimate of Mgmt For For For
Related Party
Transactions
11 Financial Service Mgmt For For For
Agreement
12 Financial Service Mgmt For For For
Cooperative
Agreement
13 2019 Investment Plan Mgmt For Abstain Against
14 2019 Operation Plan Mgmt For For For
15 Remuneration for Mgmt For For For
Directors and
Supervisors
16 Appointment of Auditor Mgmt For For For
for Financial and
Internal Control
Audit in
2019
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 10/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance
2 Type Mgmt For For For
3 Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
Number of Converted
Shares
12 Attribution of Related Mgmt For For For
Dividends
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Issuing Targets Mgmt For For For
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders Meetings Mgmt For For For
18 Purpose of Raised Funds Mgmt For For For
19 Rating Arrangement Mgmt For For For
20 Guarantee Matters Mgmt For For For
21 Deposit Account Mgmt For For For
22 Validity Period Mgmt For For For
23 Authorization Mgmt For For For
24 Preplan for Mgmt For For For
Convertible Bonds
Issuance
25 Diluted Immediate Mgmt For For For
Returns
26 Feasibility Analysis Mgmt For For For
Report
27 Report on Use of Mgmt For For For
Previously Raised
Funds
28 Constitution of Mgmt For For For
Procedural Rules:
Rules Governing
Meeting of
Bondholders
29 Shareholder Return Plan Mgmt For For For
30 Self Examination Mgmt For For For
Report for Real
Estate
Business
31 Commitment Related to Mgmt For For For
Real Estate
Business
32 Board Authorization Mgmt For For For
for Corporate Bond
Issuance
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 11/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xiaoming Mgmt For For For
2 Elect XU Xiaoming Mgmt For For For
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 11/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholders General
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
5 Elect LI Xiaoming Mgmt For For For
6 Elect XU Xiaoming Mgmt For For For
7 Elect WANG Jiping Mgmt For For For
8 Elect WANG Jun Mgmt For For For
9 Elect SHEN Hongbing Mgmt For For For
10 Elect MA Chaosong Mgmt For For For
11 Elect YAO Hui Mgmt For For For
12 Elect LU Zhengfei Mgmt For For For
13 Elect XIA Baosheng Mgmt For Against Against
14 Elect ZHONG Wei Mgmt For Against Against
15 Elect WENG Jun Mgmt For For For
________________________________________________________________________________
China Nuclear Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601611 CINS Y1518T102 12/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Volume and Mgmt For For For
Method
3 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
4 Bond Duration Mgmt For For For
5 Interest Rate and Its Mgmt For For For
Determining
Method
6 Par Value and Issue Mgmt For For For
Price
7 Use of Proceeds Mgmt For For For
8 Underwriting Method Mgmt For For For
9 Redemption or Resale Mgmt For For For
Clauses
10 Method of Paying Mgmt For For For
Principal and
Interest
11 Clauses on Deferred Mgmt For For For
Payment of
Interest
12 Compulsory Payment of Mgmt For For For
Interest and
Restriction
13 Listing Arrangement Mgmt For For For
14 Guarantee Mgmt For For For
15 Repayment Guarantee Mgmt For For For
Measures
16 Valid Period of Mgmt For For For
Resolution
17 Authorization Matters Mgmt For For For
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
9 Amendments to Article Mgmt For For For
11
10 Elect QI Meisheng Mgmt For For For
11 Elect Albert WONG Kwai Mgmt For For For
Huen
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002119 05/30/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Pacific Insurance (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 06/05/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report of Mgmt For For For
A-Shares
4 Annual Report of Mgmt For For For
H-Shares
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Due Diligence Report Mgmt For For For
9 Performance Report of Mgmt For For For
Independent
Directors
10 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
11 Amendments to Articles Mgmt For For For
12 Approval to Amend the Mgmt For For For
Procedural Rules for
the Shareholder
Meetings
13 Approval to Amend the Mgmt For For For
Procedural Rules for
the Board of
Supervisors of the
Company
14 Amendments to Mgmt For For For
Remuneration
Management
System
15 Routine Related Party Mgmt For For For
Transaction Agreement
with Shanghai Rural
Commercial Bank Co.,
Ltd.
16 Elect LI Qiqiang Mgmt For For For
17 Elect Elizabeth LAM Mgmt For For For
Tyng
Yih
18 Elect CHEN Jizhong Mgmt For For For
19 Elect JIANG Xuping Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
8 Authority to Issue Mgmt For Against Against
Domestic and/or
Foreign Shares w/o
Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 cins Y15010112 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Baocai Mgmt For For For
2 Continuing Connected Mgmt For For For
Transactions
________________________________________________________________________________
China Petroleum Engineering Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600339 CINS Y9722C104 05/31/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 2018 Annual Accounts Mgmt For For For
6 2019 Financial Budget Mgmt For For For
7 Annual Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Impairment Test Report Mgmt For For For
on Performance
Commitments Equity
and Compensation
Intellectual Property
Rights
Value
10 Financing Quota to Mgmt For Against Against
Financial
Institutions and
Authorization for
Handling Relevant
Matters
11 Results of 2018 and Mgmt For For For
Estimation of 2019
Continuing Connected
Transactions
12 Authority to Give Mgmt For Against Against
Guarantees
13 Appointment of Auditor Mgmt For For For
14 Related Party Mgmt For For For
Transactions:
Framework
Agreement
15 Elect LIU Yawei Mgmt For For For
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Administrative Mgmt For For For
Measures on
Remuneration of
Directors and
Supervisors
11 Elect CHEN Dayang Mgmt For For For
12 Authority to Give Mgmt For For For
Guarantees
13 Amendments to Articles Mgmt For For For
14 Authority to Issue Mgmt For For For
Debt
Instruments
15 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Railway Construction Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1186 CINS Y1508P102 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Fenjian Mgmt For For For
2 Overseas IPO of Shares Mgmt For For For
and Listing of China
Railway Construction
Heavy Industry Co.,
Ltd.
3 Compliance of Overseas Mgmt For For For
Listing of
To-be-listed Entity
with
Ciruclar
4 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
5 Explanations on Mgmt For For For
Sustainable
Profitability
Statement and
Prospects of the
Company
6 Ratification of Board Mgmt For For For
Acts
7 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
International and PRC
Auditors and
Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For Abstain Against
Guarantees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Liability Insurance Mgmt For For For
________________________________________________________________________________
China Railway Group Limited
Ticker Security ID: Meeting Date Meeting Status
0390 CINS Y1509D108 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Asset Purchase Mgmt For For For
3 Plan for Asset Purchase Mgmt For For For
4 Plan for Asset Mgmt For For For
Purchase : Issuing
Method
5 Plan for Asset Mgmt For For For
Purchase : Targets
and Subscription
Method
6 Plan for Asset Mgmt For For For
Purchase : Underlying
Assets
7 Plan for Asset Mgmt For For For
Purchase :
Price
8 Plan for Asset Mgmt For For For
Purchase : Pricing
Date
9 Plan for Asset Mgmt For For For
Purchase : Issuing
Volume
10 Plan for Asset Mgmt For For For
Purchase : Lockup
Period
11 Plan for Asset Mgmt For For For
Purchase :
Arrangement for
Profits and
Losses
12 Plan for Asset Mgmt For For For
Purchase :
Arrangement for
Accumulated Retained
Profits
13 Plan for Asset Mgmt For For For
Purchase : Breach of
Contract
14 Plan for Asset Mgmt For For For
Purchase : Listing
Place
15 Plan for Asset Mgmt For For For
Purchase : Valid
Period
16 Asset Purchase Does Mgmt For For For
Not Constitute a
Major Assets
Restructuring or
Listing
17 Asset Purchase Report Mgmt For For For
18 Equity Agreement Mgmt For For For
19 Supplemental Agreement Mgmt For For For
20 More Reports Related Mgmt For For For
to Asset
Purchase
21 Dilution Mgmt For For For
22 Legal Formalities Mgmt For For For
Pursuant to Asset
Purchase
23 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Reform Health Management And Services Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 02/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Reform Health Management And Services Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 06/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Adjustment Directors', Mgmt For For For
Supervisors' and
Managers'
Fees
________________________________________________________________________________
China Reform Health Management And Services Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000503 CINS Y29815100 10/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of
Resolution
2 Extension of Validity Mgmt For For For
of
Authorization
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
6066 CINS Y1R11K104 03/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instruments
(Perpetual
Subordinated
Bonds)
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 05/21/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Non Public A Mgmt For For For
Share
Offering
2 Plan for Non Public A Mgmt For For For
Share
Offering
3 Plan for Non Public A Mgmt For For For
Share
Offering
4 Plan for Non Public A Mgmt For For For
Share
Offering
5 Plan for Non Public A Mgmt For For For
Share
Offering
6 Plan for Non Public A Mgmt For For For
Share
Offering
7 Plan for Non Public A Mgmt For For For
Share
Offering
8 Plan for Non Public A Mgmt For For For
Share
Offering
9 Plan for Non Public A Mgmt For For For
Share
Offering
10 Plan for Non Public A Mgmt For For For
Share
Offering
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Board Authorization to Mgmt For For For
Implement non Public
A share
Offering
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 05/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan for Non Public A Mgmt For For For
Share
Offering
2 Plan for Non Public A Mgmt For For For
Share
Offering
3 Plan for Non Public A Mgmt For For For
Share
Offering
4 Plan for Non Public A Mgmt For For For
Share
Offering
5 Plan for Non Public A Mgmt For For For
Share
Offering
6 Plan for Non Public A Mgmt For For For
Share
Offering
7 Plan for Non Public A Mgmt For For For
Share
Offering
8 Plan for Non Public A Mgmt For For For
Share
Offering
9 Plan for Non Public A Mgmt For For For
Share
Offering
10 Plan for Non Public A Mgmt For For For
Share
Offering
11 Plan for Non Public A Mgmt For For For
Share
Offering
12 Board Authorization to Mgmt For For For
Implement non Public
A share
Offering
13 Report on Deposit and Mgmt For For For
Use of Raised
Funds
14 Feasibility Report Mgmt For For For
15 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
16 Board Authorization Mgmt For For For
________________________________________________________________________________
China Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601066 CINS Y1R11K104 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Investment Budget Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C121 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Reports Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Supervisors'
Fees
6 Liability Insurance Mgmt For For For
7 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
8 Mutual Coal Supply Mgmt For For For
Agreement
9 Mutual Supplies and Mgmt For For For
Services
Agreement
10 Financial Services Mgmt For For For
Agreement
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules of
the General
Meeting
13 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
14 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
15 Elect WANG Xiangxi Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipbuilding Industry Co.
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 2018 Annual Accounts Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Financial Report and
Internal Control
Audit for
2019
8 Signing 2019 Principle Mgmt For Against Against
Agreement on Product
Purchase and Sales
and 2019 Forecast of
Transaction Upper
Limit
9 Signing 2019 Principle Mgmt For Against Against
Agreement on Service
Provision and 2019
Forecast of
Transaction Upper
Limit
10 2019 Forecast of Upper Mgmt For Against Against
Limit of Deposit or
Loan
Business
11 2019 Forecast of Upper Mgmt For Against Against
Limit of Entrusted
Loan and Other
Related
Parties
12 2019 Forecast Of Mgmt For For For
Guarantee Quota
Provided To
Subsidiaries
13 2019 Upper limit of Mgmt For For For
Provision of
Guarantee Quota for
Related
Parties
14 Purpose and Usage Mgmt For For For
15 Type Mgmt For For For
16 Method Mgmt For For For
17 Period Mgmt For For For
18 Price Range and Mgmt For For For
Pricing
Principles
19 Total Funds and Source Mgmt For For For
of
Funds
20 Size and Proportion to Mgmt For For For
Total Share
Capital
21 Authorization to Board Mgmt For For For
Handling Matters
Related to Share
Repurchase
22 Amendments to Articles Mgmt For For For
23 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meeting
________________________________________________________________________________
China Shipbuilding Industry Co.
Ticker Security ID: Meeting Date Meeting Status
601989 CINS Y1504X109 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Equity Transfer Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T111 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Address
2 Amendments to Articles Mgmt For For For
3 Extension of Deadline Mgmt For For For
to Fulfill
Commitments by
Shareholder
4 Authority to Give Mgmt For For For
Guarantees
5 Objective Mgmt For For For
6 Method Mgmt For For For
7 Price Or Price Range Mgmt For For For
8 Total Amount and Mgmt For For For
Source of
Funds
9 Type, Number and Mgmt For For For
Percentage
10 Time Limit Mgmt For For For
11 Validity of Resolution Mgmt For For For
12 Board Authorization to Mgmt For For For
Implement Share
Repurchase
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T111 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Director's Mgmt For For For
Report
7 Implementing Results Mgmt For Against Against
Of 2018 Continuing
Connected
Transactions
8 2019 Framework Mgmt For Against Against
Agreement on
Commodity Supply with
a Company and Upper
Limit of Connected
Transactions
Regarding Product
Sale
9 2019 Framework Mgmt For Against Against
Agreement on
Commodity Supply with
a Company and Upper
Limit of Connected
Transactions
Regarding Product
Purchase
10 2019 Framework Mgmt For Against Against
Agreement on
Comprehensive
Financial Service
with a Company and
Upper Limit Of
Connected
Transactions
Regarding Loans or
Deposits
11 2019 Upper Limit Of Mgmt For Against Against
Other Connected
Transactions
12 Provision Of Guarantee Mgmt For For For
Quota For The Credit
Of Wholly-Owned
Subsidiaries
13 Provision Of Guarantee Mgmt For For For
Quota For The Credit
Of 4 Controlled
Subsidiaries
14 Provision of Guarantee Mgmt For For For
Quota for The Credit
of Another 3
Controlled
Subsidiaries
15 Connected Transaction Mgmt For For For
Regarding Counter
Guarantee to the
Controlling
Shareholders
16 Remuneration for Mgmt For For For
Directors and
Supervisors
17 Appointment of Auditor Mgmt For For For
and Internal Control
Audit
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Implementing Party and Mgmt For For For
Location for
Automative Power
Center
3 Implementation and Mgmt For For For
Location for
Production Line
Projects
4 Electric Power Mgmt For For For
Propulsion
5 Adjustment of Mgmt For For For
Shipbuilding
Projects
6 High Power Mgmt For For For
Transmission
Devices
7 Gas Turbine Project Mgmt For For For
Proposal and
Discontinuation of
Ship
Investment
8 Industrial Steam Power Mgmt For For For
Proposal
9 Steam Power Plant Mgmt For For For
10 Gas Turbine Part Mgmt For For For
Production
11 Capacity for Marine Mgmt For For For
Power
Fittings
12 Lead Battery Mgmt For For For
Technology Upgrade
and
Reconstruction
13 Distribution Center Mgmt For For For
Construction
Project
14 Large-Capacity Sealed Mgmt For For For
Lead Acid Battery
Construction
Project
15 Production Layout Mgmt For For For
Adjustment and
Supplementary
Facilities
Construction
Projects
16 Increase in Capital of Mgmt For For For
a Research
Company
17 Establishment of Mgmt For For For
Research Institution
and Related
Transactions
18 Purchase of Shares Mgmt For For For
19 Investment in China Mgmt For For For
Shipbuilding Heavy
Industry Group
Limited
company
20 Increase in Capital of Mgmt For For For
China Shipbuilding
Heavy Industry
(Beijing) Research
Management Limited
company
21 Founding of Lizhong Mgmt For For For
Shipbuilding Heavy
Industry (Chongqing)
Southwest Research
Hospital Co.,
Ltd.
22 Purchase of Shaanxi Mgmt For Abstain Against
Diesel Engine Heavy
Industry Co.,
Ltd.
23 Founding of Asset Fund Mgmt For Abstain Against
24 Purchase of Equity Mgmt For Abstain Against
Stake in Chongqing
Gearbox Co.,
Ltd.
25 Approval of Line of Mgmt For For For
Credit
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T103 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Capital Mgmt For For For
Increase
2 Elect YAO ZUHUI Mgmt For For For
3 Elect GAO XIAOMIN Mgmt For For For
4 Elect GUI WENBIN Mgmt For For For
________________________________________________________________________________
China Shipbuilding Industry Group Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600482 CINS Y2481T111 10/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price or Price Range Mgmt For For For
4 Total Amount and Mgmt For For For
Source of
Funds
5 Type, Number and Mgmt For For For
Percentage
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Extension of Deadline Mgmt For For For
To Fulfill
Commitments By
Shareholders
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 05/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Xu Lun Mgmt For For For
2 Elect HAN Wen Sheng Mgmt For For For
3 Elect LIN Xiao Chun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Southern Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
1055 CINS Y1R16E111 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees to Hebei
Airlines, Jiangxi
Airlines and Xiamen
Airlines Finance
(Hong
Kong)
7 Authority to Give Mgmt For For For
Guarantees to
SPVs
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
________________________________________________________________________________
China Spacesat Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600118 CINS Y1500D107 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Service Mgmt For For For
Agreement
8 Entrusted Financial Mgmt For For For
Management
9 Related Party Mgmt For For For
Transactions
2019
10 Elect LU Jun as Mgmt For For For
Director
11 Elect HU Wei Mgmt For Against Against
12 Elect SHAO Wenfeng Mgmt For For For
13 Elect JIANG Ning Mgmt For Against Against
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Independent Director's Mgmt For For For
Report
3 Supervisor's Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
Report
2018
8 Investment Budget 2019 Mgmt For For For
9 Deposit Services Mgmt For For For
10 Related Party Mgmt For For For
Transaction
2019
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Authority to Give Mgmt For For For
Guarantees
14 Stock Dividend Plan Mgmt For Abstain Against
2019
15 Plan on Issuance of Mgmt For Abstain Against
Domestic
Bond
16 Plan on Issuance of Mgmt For Abstain Against
Overseas
Bond
17 Authority to Mgmt For For For
Repurchase
Shares
18 Elect ZHENG Xuexuan as Mgmt For For For
Director
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China State Construction Engineering Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
601668 CINS Y1R16Z106 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Basis Mgmt For For For
3 Incentive Instrument Mgmt For For For
4 Distribution Result Mgmt For For For
5 Validity Period Mgmt For For For
6 Granting Date Mgmt For For For
7 Conditions for Granting Mgmt For For For
8 Regulations Mgmt For For For
9 Method and Procedure Mgmt For For For
10 Procedure for Granting Mgmt For For For
11 Accounting Treatment Mgmt For For For
12 Rights and Obligations Mgmt For For For
13 Treatment Under Mgmt For For For
Special
Circumstances
14 Management, Revision Mgmt For For For
and Termination of
Plan
15 Mechanism for Mgmt For For For
Settlement of
Disputes
16 Authorization to Board Mgmt For For For
for Implementing
Matters in Relation
to
Plan
17 List of Participants Mgmt For For For
for Stock
Plan
18 Authority to Mgmt For Abstain Against
Repurchase Shares
from Second Phase of
Restricted Stock
Plan
19 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15075107 05/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Shareholders Meeting
Procedural
Rules
3 Amendments to Board Mgmt For Abstain Against
Meeting Procedural
Rules
4 Amendments to Mgmt For For For
Supervisory Board
Meeting Procedural
Rules
5 2018 Annual Accounts Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Appointment of Auditor Mgmt For For For
8 2018 Directors' Report Mgmt For For For
9 2018 Supervisors' Mgmt For For For
Report
10 2018 Annual Report Mgmt For For For
11 Related Party Mgmt For Against Against
Transactions
12 Cancellation of Shares Mgmt For For For
from Previous
Restricted Share
Plan
13 Amendments to Mgmt For For For
Provisions in
Procedural Rules for
Restricted Share Plan
in Relation to
Dividend Exclusion
and Special
Occasions
14 2018 Allocation of Mgmt For For For
Profits for China
Unicom (Hong Kong)
Limited
15 Authorization for the Mgmt For For For
Shareholders Meeting
of China Unicom (Hong
Kong) Limited to
Elect Directors and
Set
Fee
16 Authorization for the Mgmt For For For
Board of China Unicom
(Hong Kong) Limited
to Purchase its
Shares in Accordance
with Applicable Laws
and Regulations with
Approval from
Shareholder
Meeting
17 Authorization for the Mgmt For For For
Board of China Unicom
(Hong Kong) Limited
to Distribute, Issue
and Process its
Additional Shares
with Approval from
Shareholder
Meeting
________________________________________________________________________________
China United Network Communications Limited
Ticker Security ID: Meeting Date Meeting Status
600050 CINS Y15117107 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Guohua Mgmt For For For
2 Elect WANG Lu Mgmt For For For
3 Adjustment for Mgmt For For For
Arrangement of Use of
Remaining Amount of
Raised
Funds
________________________________________________________________________________
China Vanke Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2202 CINS Y77421116 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 General Mandate to Mgmt For For For
Provide Financial
Assistance
7 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments
8 General Mandate to Mgmt For For For
Issue H
Shares
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Appointment of Mgmt For For For
Internal Control
Auditor
7 Approval to Fixed Mgmt For For For
Income
Investment
8 Renewal of Financial Mgmt For Against Against
Service
Agreement
9 Issuance Of Corporate Mgmt For For For
Bonds
10 Amendments to Articles Mgmt For For For
11 Adjustment of Mgmt For For For
Independent
Directors'
Fees
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Zhenbo Mgmt For For For
2 Elect CHEN Guoqing Mgmt For For For
3 Elect ZHAO Qiang Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Yangtze Power Co.
Ticker Security ID: Meeting Date Meeting Status
600900 CINS Y1516Q142 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEI Mingshan Mgmt For Abstain Against
2 Elect MA Zhenbo Mgmt For For For
3 Elect CHEN Guoqing Mgmt For For For
4 Elect HE Hongxin Mgmt For Abstain Against
5 Elect HONG Wenhao Mgmt For For For
6 Elect ZONG Renhuai Mgmt For For For
7 Elect HUANG Ning Mgmt For For For
8 Elect ZHOU Chuangen Mgmt For For For
9 Elect ZHAO Yan Mgmt For Abstain Against
10 Elect ZHAO Qiang Mgmt For For For
11 Elect ZHANG Chongjiu Mgmt For For For
12 Elect LU Zhenyong Mgmt For For For
13 Elect ZHANG Biyi Mgmt For For For
14 Elect WEN Bingyou Mgmt For For For
15 Elect YAN Hua Mgmt For For For
16 Elect YANG Shengshi as Mgmt For Against Against
Supervisor
17 Elect MO Jinhe as Mgmt For For For
Supervisor
18 Elect XIA Ying as Mgmt For Against Against
Supervisor
19 Elect HUANG Pin as Mgmt For For For
Supervisor
20 Elect SHENG Xiang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Chinese Universe Publishing And Media Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600373 CINS Y4445Q100 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Misc. Management Mgmt For For For
Proposal
6 Misc. Management Mgmt For For For
Proposal
7 Misc. Management Mgmt For For For
Proposal
8 Misc. Management Mgmt For For For
Proposal
9 Misc. Management Mgmt For For For
Proposal
10 Misc. Management Mgmt For For For
Proposal
11 Misc. Management Mgmt For For For
Proposal
12 Misc. Management Mgmt For For For
Proposal
13 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Chongqing Changan Automobile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1R84W100 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
and 2019 Budgeting
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Investment Plan Mgmt For For For
7 2019 Fundraising Plan Mgmt For For For
8 2019 Daily Related Mgmt For For For
Party Transactions
Forecast
9 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor for
2019
10 Proposal to Carry Out Mgmt For For For
Bill Pool
Business
11 Financial Service Mgmt For For For
Agreement with China
South Industries
Group Finance Co.,
Ltd.
12 Financial Service Mgmt For For For
Agreement with
Chang'an Automobile
Finance Co.,
Ltd.
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules of
Independent
Directors' Working
System
________________________________________________________________________________
Chongqing Changan Automobile Company Limited
Ticker Security ID: Meeting Date Meeting Status
000625 CINS Y1R84W100 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Dahong Mgmt For Against Against
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Valid Mgmt For For For
Period for Share
Issuance
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Annual Accounts Mgmt For For For
5 2018 Audit Report Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Issue Mgmt For For For
Short Term Debt
Instruments
9 Investments in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 06/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Second Phase Mgmt For Against Against
Employee Stock
Purchase Plan (Draft)
and Its
Summary
2 Full Authorization to Mgmt For Against Against
Board Handle Matters
Related to Employee
Stock Purchase
Plan
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 08/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Renshen Mgmt For For For
2 Elect JIANG Lingfeng Mgmt For For For
3 Elect DU Lin Mgmt For For For
4 Elect YANG Shilong Mgmt For For For
5 Elect LI Zhenjing Mgmt For For For
6 Elect QIN Fei Mgmt For For For
7 Elect LIU Baokiu Mgmt For For For
8 Elect ZHANG Xinrong Mgmt For For For
9 Elect YUAN Lin Mgmt For For For
10 Elect LI Jing Mgmt For Against Against
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 10/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Redirection
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Approval of Capital Mgmt For For For
Increase in a
Joint-Stock
Company
3 Appointment of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CITIC Guoan Information Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000839 CINS Y1636B108 02/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Plan Mgmt For For For
Extension
________________________________________________________________________________
Citic Securities Co.
Ticker Security ID: Meeting Date Meeting Status
6030 CINS Y1639N109 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Estimated investment Mgmt For For For
amount for the
proprietary business
of the
Company
7 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Related Mgmt For For For
party/connected
transactions between
the Company and its
subsidiaries and the
CITIC Group and its
subsidiaries and
associates.
10 Intra-company Mgmt For For For
Contracts/Control
Agreements
11 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 10% equity
interest in an
important subsidiary
of the
Company.
12 Related Mgmt For For For
party/connected
transactions between
the Company and
companies holding
more than 5% equity
interest in an
important subsidiary
of the
Company.
________________________________________________________________________________
CITIC Securities Company
Ticker Security ID: Meeting Date Meeting Status
600030 CINS Y1639N109 05/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Overall Plan Mgmt For For For
2 Target Assets and the Mgmt For For For
Counterparties
3 Pricing Basis of the Mgmt For For For
target and the
consideration
4 Payment Method of the Mgmt For For For
Consideration
5 Term of Payment Mgmt For For For
6 Contractual Mgmt For For For
Obligations and the
Liability for the
breach of
Obligations
7 Profit and Loss Mgmt For For For
Distribution
8 Divestiture of Mgmt For For For
Guangzhou
Securities
9 Debt and Personnel Mgmt For For For
Arrangements
10 Preliminary Integration Mgmt For For For
11 Effective Period of Mgmt For For For
the
Resolution
12 Issuance Method Mgmt For For For
13 Type and Normal Value Mgmt For For For
of
Shares
14 Targets and Way of Mgmt For For For
Subscription
15 Pricing Benchmark Date Mgmt For For For
and the Issue
Price
16 Number of Shares Mgmt For For For
17 The Lock-up Period Mgmt For For For
18 Accumulated Mgmt For For For
Undistributed Profits
of the Company prior
to the
Issuance
19 Listing Arrangement Mgmt For For For
20 Effective Period of Mgmt For For For
the
Resolution
21 Assets Acquisition Mgmt For For For
Constituting Related
Party
Transaction
22 Draft Proposal of the Mgmt For For For
Assets
Acquisition
23 Share Issuance Mgmt For For For
Agreement and its
Appendix
24 Transaction not Mgmt For For For
Constituting Listing
by Restructuring
by
Article 13 in the
Management Measures
on Major
Assets
Restructuring of
Listed
Companies
25 Compliance with Mgmt For For For
related Laws and
Regulations
26 Compliance with Mgmt For For For
Article 4 of the
Provisions Concerning
the Regulations of
Major
Assets
Reorganization of
Listed
Companies
27 Approval of Audit Mgmt For For For
Report, Pro Forma
Review Report
and
Asset Evaluation Report
28 Independence of the Mgmt For For For
Appraisal Agency,
Rationality
of
Evaluation Hypothesis,
Correlation between
Evaluation
Method and Evaluation
Purpose, and Fairness
of
Evaluated Price
29 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
30 Authority to Give Mgmt For For For
Guarantees
31 Eligibility for Mgmt For For For
Acquisition
32 Elect ZHOU Zhongwei as Mgmt For For For
Independent
Director
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2866 CINS Y1513C112 09/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Renewable Mgmt For Against Against
Corporate
Bonds
2 Size of Issuance Mgmt For Against Against
3 Method of Issuance Mgmt For Against Against
4 Target Investors and Mgmt For Against Against
Placing Arrangements
for
Shareholders
5 Maturity of Renewable Mgmt For Against Against
Corporate
Bonds
6 Interest Rate and Its Mgmt For Against Against
Determination
Method
7 Face Value and Issue Mgmt For Against Against
Price
8 Use of Proceeds Mgmt For Against Against
9 Method of Underwriting Mgmt For Against Against
10 Terms for Redemption Mgmt For Against Against
or Sale
Back
11 Method of Repayment of Mgmt For Against Against
Principal and
Interest
12 Terms for Deferring Mgmt For Against Against
Interest
Payment
13 Mandatory Interest Mgmt For Against Against
Payment and
Restrictions on
Deferring Interest
Payment
14 Listing Arrangement Mgmt For Against Against
15 Guarantee Mgmt For Against Against
16 Safeguards for Mgmt For Against Against
Repayment of
Renewable Corporate
Bonds
17 Validity Period of Mgmt For Against Against
Resolutions.
18 Board Authority Mgmt For Against Against
regarding Issuance of
Renewable Corporate
Bonds
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Revised Annual Caps of Mgmt For For For
Master Containers
Services
Agreement
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 05/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Participants Mgmt For For For
3 Shares Mgmt For For For
4 Validity Period, Grant Mgmt For For For
and Arrangement for
Exercise
5 Exercise Price and Mgmt For For For
Gains
6 Conditions of Grant Mgmt For For For
and
Exercise
7 Method and Procedures Mgmt For For For
of
Adjustment
8 Rights and Obligations Mgmt For For For
of the Company and
Participants
9 Special Circumstances Mgmt For For For
10 Accounting Treatment Mgmt For For For
of Scheme and Impact
on Operating Results
of the
Company
11 Procedures of Mgmt For For For
Formulation nad
Approval of Scheme
and Grant and
Exercise
Thereunder
12 Management of and Mgmt For For For
Amendment to
Scheme
13 Disclosure of Mgmt For For For
Implementation of
Scheme
14 Management Measures on Mgmt For For For
Share Option
Incentive Scheme
(Draft)
15 Appraisal Measures on Mgmt For For For
Share Option
Incentive Scheme
(Draft)
16 Board Authorization Mgmt For For For
regarding Share
Option Incentive
Scheme
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 05/30/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Purpose Mgmt For For For
3 Participants Mgmt For For For
4 Shares Mgmt For For For
5 Validity Period, Grant Mgmt For For For
and Arrangement for
Exercise
6 Exercise Price and Mgmt For For For
Gains
7 Conditions of Grant Mgmt For For For
and
Exercise
8 Method and Procedures Mgmt For For For
of
Adjustment
9 Rights and Obligations Mgmt For For For
of the Company and
Participants
10 Special Circumstances Mgmt For For For
11 Accounting Treatment Mgmt For For For
of Scheme and Impact
on Operating Results
of the
Company
12 Procedures of Mgmt For For For
Formulation nad
Approval of Scheme
and Grant and
Exercise
Thereunder
13 Management of and Mgmt For For For
Amendment to
Scheme
14 Disclosure of Mgmt For For For
Implementation of
Scheme
15 Management Measures on Mgmt For For For
Share Option
Incentive Scheme
(Draft)
16 Appraisal Measures on Mgmt For For For
Share Option
Incentive Scheme
(Draft)
17 Board Authorization Mgmt For For For
regarding Share
Option Incentive
Scheme
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For Against Against
Guarantees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Sale of Long Beach Mgmt For For For
Terminal
Business
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 08/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Elect XU Lirong as Mgmt For For For
Director
3 Amendments to Articles Mgmt For For For
4 Master Services Mgmt For For For
Agreement
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1455B114 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 increase of External Mgmt For For For
Guarantees
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
2 Extension of Validity Mgmt For For For
Period of
Authorization to
Implement Non-Public
Issuance of A
Shares
________________________________________________________________________________
Cosco Shipping Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1919 CINS Y1839M117 12/17/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
2 Extension of Validity Mgmt For For For
Period of
Authorization to
Implement Non-Public
Issuance of A
Shares
________________________________________________________________________________
CRRC Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
1766 CINS Y1R16T100 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For Against Against
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect CHEN Zhenhan Mgmt For Against Against
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For For For
Procedural Rules for
General
Meetings
12 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
13 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
14 Authority to Issue Mgmt For For For
Debt
Instrument
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts and Mgmt For For For
Budget
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHENG Xiandong Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Datang International Power Generation Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For For For
Guarantees
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect CHEN Feihu Mgmt For For For
8 Elect WANG Sen Mgmt For For For
9 Elect WANG Xin Mgmt For For For
10 Elect LIANG Yongpan Mgmt For For For
11 Elect YING Xuejun Mgmt For Against Against
12 Elect ZHU Shaowen Mgmt For For For
13 Elect CAO Xin Mgmt For For For
14 Elect ZHAO Xianguo Mgmt For For For
15 Elect ZHANG Ping Mgmt For For For
16 Elect JIN Shengxiang Mgmt For For For
17 Elect LIU Jizhen Mgmt For For For
18 Elect FENG Genfu Mgmt For For For
19 Elect LUO Zhongwei Mgmt For For For
20 Elect LIU Huangsong Mgmt For For For
21 Elect JIANG Fuxiu Mgmt For Against Against
22 Elect LIU Quancheng Mgmt For Against Against
23 Elect ZHANG Xiaoxu Mgmt For Against Against
24 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Datang International Power Generation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Product Mgmt For For For
and Service Framework
Agreement
3 Elect CHEN Feihu Mgmt For For For
4 Elect WANG Sen Mgmt For For For
5 Chen Jinhang resigns Mgmt For For For
as a
director
6 Liu Chuandong resigns Mgmt For For For
as a
director
7 Approval of Financial Mgmt For For For
Budget
________________________________________________________________________________
Datang International Power Generation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0991 CINS Y20020122 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Leasing and Factoring Mgmt For For For
Business Cooperation
Agreement
3 Increase in Financing Mgmt For For For
Guarantee
Budget
for the Year 2018
4 Renewable Resource Mgmt For For For
Governance
Proposal
5 Renewable Resource Mgmt For For For
Debt Restructuring
Proposal
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Board Authorization to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yipeng Mgmt For For For
2 Approve Postponement Mgmt For For For
of Acquisition Plan
of Company's Shares
by Controlling
Shareholder
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Dong-E-E-Jiao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000423 CINS Y7689C109 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Estimated Mgmt For For For
Continuing Connected
Transactions
7 Investment in Wealth Mgmt For Abstain Against
Management
Products
8 Independent Directors' Mgmt For For For
Report
9 Appointment of Auditor Mgmt For For For
10 Allowance for Mgmt For For For
Independent
Directors
11 Amendments to Articles Mgmt For For For
12 Share Repurchase By Mgmt For For For
Means Of Centralized
Bidding
13 Board Authorization to Mgmt For For For
Handle Matters for
Share
Repurchase
14 Elect TAO Ran Mgmt For Against Against
15 Elect TANG Na Mgmt For Against Against
16 Elect YUE Xiaohua Mgmt For For For
________________________________________________________________________________
Dongxing Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 02/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Tao Mgmt For For For
2 Elect DONG Yuping Mgmt For For For
3 Elect QIN Bin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dongxing Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Issuance of Overseas Mgmt For For For
Debt
Instruments
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Dongxing Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601198 CINS Y209G1100 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors Mgmt For For For
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal of Financial Mgmt For Against Against
Services
Agreement
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Related Party Mgmt For For For
Transactions
8 Authority to Give Mgmt For For For
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 06/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For For For
Guarantees for
Wholly-owned
Subsidiary's Line of
Credit
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees For Bank
Loan
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 08/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Xuan Mgmt For Abstain Against
2 Elect ZHOU Yongjie Mgmt For Abstain Against
3 Elect WANG Zhong Mgmt For Abstain Against
4 Authority to Give Mgmt For For For
Guarantees
5 Amendments to Mgmt For Abstain Against
Shareholding Increase
Commitments
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Suzhou
Tengda Optical
Technology
2 Authority to Give Mgmt For For For
Guarantees for
Chongqing Jinghua
Teng Optoelectronics
Technology
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Dongxu Optoelectronic Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000413 CINS Y7789C116 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Mgmt For For For
Issuance of Corporate
Bonds
2 Stock Type Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Bond Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
Number of Converted
Shares
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment of Mgmt For For For
Conversion
Price
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Use of Proceeds Mgmt For For For
20 Deposit of Raised Funds Mgmt For For For
21 Validity of Issuance Mgmt For For For
22 Preplan for Issuance Mgmt For For For
of
Bonds
23 Report on Deposit and Mgmt For For For
Use of Raised
Funds
24 Feasibility Report on Mgmt For For For
Use of
Proceeds
25 Approval of Dilution Mgmt For For For
Measures for
Corporate Bond
Issuance
26 Establishment of Mgmt For For For
Rules Governing
Meetings of
Bondholders
27 Board Authorization to Mgmt For For For
Implement Corporate
Bonds
Issuance
28 Shareholder Returns Mgmt For For For
Plan
29 Amendments to Articles Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dr. Peng Telecom & Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Shares to be Mgmt For For For
Repurchased
2 Method of Share Mgmt For For For
Repurchase
3 Number of Shares to be Mgmt For For For
Repurchased
4 Price of Shares and Mgmt For For For
the Pricing
Principles
5 Source of Funds Mgmt For For For
6 Time Period of Share Mgmt For For For
Repurchase
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dr. Peng Telecom & Media Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600804 CINS Y13067106 08/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For For For
Fees
2 Non-Independent Mgmt For For For
Directors'
Fees
3 Authority to Give Mgmt For For For
Guarantees
4 Elect Yang Xueping Mgmt For For For
5 Elect Lu Liu Mgmt For For For
6 Elect Du Jinglei Mgmt For For For
7 Elect Cui Hang Mgmt For For For
8 Elect ZHOU Xinyu Mgmt N/A Abstain N/A
9 Elect WANG Guojun Mgmt N/A Abstain N/A
10 Elect Liu Wei Mgmt For For For
11 Elect Liu Shengliang Mgmt For For For
12 Elect Zhang Qiang Mgmt For For For
13 Elect GUO Fei Mgmt N/A Abstain N/A
14 Elect Yang Yujing Mgmt For Against Against
15 Elect Song Guangju Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 03/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Director's Report Mgmt For For For
2 2018 Supervisor's Mgmt For For For
Report
3 2018 Accounts and Mgmt For For For
Reports
4 2018 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Expansion of Business Mgmt For For For
Scope
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Shareholder Meeting
Procedural
Rules
10 Amendments to Board Mgmt For Abstain Against
Meeting Procedural
Rules
11 Amendments to Mgmt For Abstain Against
Supervisor Meeting
Procedural
Rules
12 Authority to Provide Mgmt For For For
Guarantee to a
Subsidiary
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 06/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company's Eligibility Mgmt For For For
to Issue Corporate
Bonds
2 Convertible Corporate Mgmt For For For
Bonds Issuance:
Type
3 Convertible Corporate Mgmt For For For
Bonds Issuance:
Size
4 Convertible Corporate Mgmt For For For
Bonds Issuance: Face
Value and Issued
Price
5 Convertible Corporate Mgmt For For For
Bonds Issuance:
Term
6 Convertible Corporate Mgmt For For For
Bonds Issuance:
Interest
Rate
7 Convertible Corporate Mgmt For For For
Bonds Issuance: Term
and Method of
Repayment of Capital
and
Interest
8 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion
Period
9 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion Price
Confirmation and
Adjustments
10 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion Price
Downward Revision
Amendment
11 Convertible Corporate Mgmt For For For
Bonds Issuance:
Confirmation Method
of Shares Conversion
Quantity
12 Convertible Corporate Mgmt For For For
Bonds Issuance:
Redemption
Clause
13 Convertible Corporate Mgmt For For For
Bonds Issuance:
Resale
Terms
14 Convertible Corporate Mgmt For For For
Bonds Issuance:
Dividend Ownership
During Conversion
Year
15 Convertible Corporate Mgmt For For For
Bonds Issuance:
Issuance Method and
Objects
16 Convertible Corporate Mgmt For For For
Bonds Issuance:
Arrangemet of Placing
Shares With Original
Shareholders
17 Convertible Corporate Mgmt For For For
Bonds Issuance:
Bondholders'
Meeting
18 Convertible Corporate Mgmt For For For
Bonds Issuance: Use
of Raised
Fund
19 Convertible Corporate Mgmt For For For
Bonds Issuance:
Guarantees
20 Convertible Corporate Mgmt For For For
Bonds Issuance:
Deposit of Raised
Funds
21 Convertible Corporate Mgmt For For For
Bonds Issuance:
Validity Period of
Issuance
22 Plan of Convertible Mgmt For For For
Corporate Bond
Issuance
23 Argument Analysis Mgmt For For For
Report of Convertible
Corporate Bonds
Issuance
24 Feasibility of Raised Mgmt For For For
Funds from
Convertible Corporate
Bonds
Issuance
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Convertible Corporate Mgmt For For For
Bond Dilution and
Related
Commitments
27 Authorizing the Board Mgmt For For For
and Relevant
Personals to Handle
Related Affairs of
Bond
Issuance
28 Constitution of Mgmt For For For
Procedural Rules for
Bondholders'
Meeting
29 Election of Mgmt For For For
Non-independent
Director: Shi
Jia
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
06178 CINS Y2357S106 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For For For
Transactions
6 Proprietary Trading Mgmt For For For
Business Scale
2019
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
06178 CINS Y2357S106 08/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect YAN Jun Mgmt For For For
3 Elect SONG Bingfang Mgmt For For For
4 Elect MENG Xiangkai Mgmt For For For
5 Elect WANG Yong as Mgmt For For For
Independent
Director
6 Elect SUN Wenqiu as Mgmt For For For
Supervisor
________________________________________________________________________________
Everbright Securities Limited
Ticker Security ID: Meeting Date Meeting Status
06178 CINS Y2357S106 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuer, Issue Size and Mgmt For For For
Issue
Method
3 Types of Debt Mgmt For For For
Financing
Instruments
4 Term of Debt Financing Mgmt For For For
Instruments
5 Interest Rate of Debt Mgmt For For For
Financing
Instruments
6 Security and Other Mgmt For For For
Arrangements
7 Use of Proceeds Mgmt For For For
8 Issue Price Mgmt For For For
9 Issue Target and Mgmt For For For
Arrangements on
Placement to
Shareholders
10 Listing of Debt Mgmt For For For
Financing
Instruments
11 Safeguard Measures for Mgmt For For For
Repayment
12 Validity Period of Mgmt For For For
Resolution
13 Authorization Mgmt For For For
14 Amendments to Rules Mgmt For For For
Governing Management
and Use of Funds
Raised
15 Amendments to Rules Mgmt For For For
Governing Management
of Related Party
Transactions
16 New Everbright Group Mgmt For For For
Financial Products
and Services
Framework
Agreement
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 01/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LIU YINAN Mgmt For For For
3 Elect ZHANG TIANJUN Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 04/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 04/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Adjustment and Mgmt For For For
Increase in Senior
Management
Fees
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 05/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjusting Independent Mgmt For For For
Directors'
Fees
2 Elect HUANG Jun Mgmt For For For
3 Elect PENG Shuyuan Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y5209T107 08/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural
Rules
2 External Investment By Mgmt For For For
Subsidiaries
3 Amendments to Articles Mgmt For For For
4 Elect AO Xinhua Mgmt For For For
5 Elect WU Li Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Shareholder Return Plan Mgmt For For For
________________________________________________________________________________
Fangda Carbon New Material Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600516 CINS Y51720103 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Committee
3 Amendments to Mgmt For Abstain Against
Connected Transaction
Management
System
4 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions: Capital
Increase
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transaction
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Annual Report Mgmt For For For
9 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 09/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Mgmt For For For
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
Restricted Stock
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Fiberhome Telecommunication Technologies Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600498 CINS Y2482T102 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public Mgmt For For For
Issuance Of
Convertible
Bonds
2 Type Mgmt For For For
3 Scale Mgmt For For For
4 Par Value Mgmt For For For
5 Bond Duration Mgmt For For For
6 Coupon Rate Mgmt For For For
7 Time Limit Mgmt For For For
8 Conversion Period Mgmt For For For
9 Number Of Converted Mgmt For For For
Shares
10 Conversion Price Mgmt For For For
Adjustment
11 Conversion Price Mgmt For For For
Downward
Adjustment
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution Of Related Mgmt For For For
Dividends
15 Issuing Targets Mgmt For For For
16 Existing Shareholders Mgmt For For For
Placement
17 Bondholders Meetings Mgmt For For For
18 Purpose Of The Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Deposit Of The Raised Mgmt For For For
Funds
21 Valid Period Mgmt For For For
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
23 Feasibility Analysis Mgmt For For For
Report
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Diluted Immediate Mgmt For For For
Return
26 Rules Governing The Mgmt For For For
Meetings Of
Bondholders
27 Board Authorization Mgmt For For For
for Convertible
Corporate
Bonds
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Profits
5 2018 Annual Report Mgmt For For For
6 Authority to Provide Mgmt For Against Against
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Provision of Loans to Mgmt For For For
a
Subsidiary
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Plan For Private Mgmt For For For
Placement Of
Corporate
Bonds
2 Adjustment of Mgmt For For For
Guarantee Quota
Provided for The
Debts Financing of
Wholly-Owned
Subsidiaries and
Controlled
Subsidiaries
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 08/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAO Peng Mgmt For For For
2 Elect GU Hongmei Mgmt For For For
3 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Financial Street Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval for Company Mgmt For For For
to Enter Financial
Service Supplementary
Agreement
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Mgmt For For For
Proprietary Business
Investment
Quota
8 Huaxi Haoyu Investment Mgmt For For For
Co., Ltd.
9 Beijing Capital Group Mgmt For For For
Co., Ltd.
10 Nengxing Holdings Mgmt For For For
Group Co., Ltd.
11 Zhejiang Hangmin Mgmt For For For
Industrial Group Co.,
Ltd.
12 Yinhua Fund Management Mgmt For For For
Co., Ltd.
13 Other Affiliated Mgmt For For For
Entities
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For For For
Procedural Rules for
Shareholder and Board
Meetings
18 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
19 Increase in Authorized Mgmt For For For
Capital
20 Authorization of Legal Mgmt For For For
Formalities
21 Stock Type Mgmt For For For
22 Method of Issuance Mgmt For For For
23 Targets Mgmt For For For
24 Price Mgmt For For For
25 Size Mgmt For For For
26 Lockup Period Mgmt For For For
27 Listing Mgmt For For For
28 Amount of Use of Mgmt For For For
Proceeds
29 Arrangement of Profits Mgmt For For For
30 Validity Mgmt For For For
31 Preplan For Non-Public Mgmt For For For
A-Share
Offering
32 Feasibility Analysis Mgmt For For For
Report Regarding use
of Proceeds from
Non-Public A Share
Offering
33 Statement on the Use Mgmt For For For
of Previously Raised
Funds
34 Conditional Non Public Mgmt For For For
A Share Subscription
Agreement
35 Connected Transactions Mgmt For For For
for Non Public A
Share
Offering
36 Diluted Immediate Mgmt For For For
Return after Non
Public A Share
Offering
37 Shareholder Returns Mgmt For For For
Plan
38 Board Authorization Mgmt For For For
for Non-Public Share
Offering
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Focus Media Information Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Business Mgmt For For For
Cooperation Framework
Agreement
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Focus Media Information Technology Co Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 03/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Repurchased Mgmt For For For
Shares
2 Amount and Capital Mgmt For For For
Source
3 Share Type, Volume and Mgmt For For For
Proportion
4 Changes in Ownership Mgmt For For For
Under New
Amendment
5 Authorization to Adopt Mgmt For Against Against
Employee Stock
Ownership
Plan
6 Approval to Adopt Mgmt For Against Against
Management Guidelines
for Employee Stock
Purchase
Plan
________________________________________________________________________________
Focus Media Information Technology Co Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 02/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason JIANG Mgmt For For For
Nanchun
2 Elect KONG Weiwei Mgmt For For For
3 Elect JI Hairong Mgmt For For For
4 Elect SHE Min Mgmt For For For
5 Elect GE Jun Mgmt For For For
6 Elect GE Ming Mgmt For For For
7 Elect ZHUO Fumin Mgmt For For For
8 Elect HANG Xuan Mgmt For Against Against
9 Elect LIN Nan Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Foshan Haitian Flavouring and Food Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 04/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Investment in wealth Mgmt For For For
management
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 01/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 2018 Annual Accounts Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Statement on Mgmt For For For
2018 Performance
Appraisal and
Remuneration for
Directors
9 Special Statement on Mgmt For For For
2018 Performance
Appraisal and
Remuneration for
Supervisors
10 Special Statement on Mgmt For For For
2018 Performance,
Remuneration and
Appraisal of Senior
Management
11 Line of Credit Mgmt For For For
12 Appointment Of 2019 Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
13 Renewal of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Suspension of Dividend Mgmt For For For
to A
Company
16 Distribution of 2018 ShrHoldr For N/A N/A
Dividends
(Shareholder
Proposal)
________________________________________________________________________________
Founder Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601901 CINS Y261GX101 11/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Method of Repurchase Mgmt For For For
3 Price of Shares Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage of
Shares
5 Total Amount and Mgmt For For For
Source of
Funds
6 Time Limit Mgmt For For For
7 Purpose Mgmt For For For
8 Board Authorization Mgmt For For For
9 Validity of Resolution Mgmt For For For
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 03/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Amendments Mgmt For For For
to 2019 Employee
Incentive
Plan
2 Evaluation Measures Mgmt For For For
for 2019 Employee
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement 2019
Employee Incentive
Plan
________________________________________________________________________________
Foxconn Industrial Internet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601138 CINS Y2620V100 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
11 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 07/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Expansion of the Mgmt For For For
Company Direct
Financing
Sales
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Addition of an Mgmt For Abstain Against
Authorized Person to
Give
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 09/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Future Land Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 11/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price Mgmt For For For
4 Total Amount Mgmt For For For
5 Type Mgmt For For For
6 Time Limit Mgmt For For For
7 Estimated Equity Change Mgmt For For For
8 Validity Period Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 05/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
7 Appointment of Mgmt For Against Against
International Auditor
and Authority to Set
Fees
8 Independent Directors' Mgmt For For For
Report
9 Liability Insurance Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Medium-Term Debt
Instruments
12 Authority to Issue Mgmt For For For
Ultra Short-Term Debt
Instruments
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fuyao Glass Industry Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3606 CINS Y26783103 10/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 04/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approve Investment in Mgmt For For For
Subsidiaries
3 Authority to Provide Mgmt For Against Against
Guarantees
4 Increase the Mgmt For For For
Authorized Capital of
a
Subsidiary
5 Investment in Wealth Mgmt For For For
Management Products
with Internal
Funds
6 Investment in Wealth Mgmt For For For
Management Products
with Excess Funds
from Previous
Bonds
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Wealth Management Mgmt For For For
Products
11 Equity Investment of a Mgmt For For For
Subsidiary
12 Foreign Exchange Mgmt For For For
Transactions
13 Board Authorization to Mgmt For Against Against
Issue
Shares
14 Authorization to Issue Mgmt For For For
Debt
Instruments
15 Equity Purchase Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 03/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Eligibility for Mgmt For For For
Corporate
Bonds
4 Issuance Size Mgmt For For For
5 Issuance Type Mgmt For For For
6 Placement of Shares Mgmt For For For
7 Maturity Mgmt For For For
8 Interest Rate Mgmt For For For
9 Objective Mgmt For For For
10 Form and object Mgmt For For For
11 Listing Place Mgmt For For For
12 Way of Guarantee Mgmt For For For
13 Precautionary Measures Mgmt For For For
for Debt
Repayment
14 Validity Period for Mgmt For For For
Resolution
15 Ratification of Board Mgmt For For For
Acts
16 Divestiture Mgmt For For For
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
2019
8 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 05/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
GD Power Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600795 CINS Y2685C112 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Annual Report Mgmt For For For
7 Authority to Give Mgmt For Abstain Against
Guarantees
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gemdale Corp.
Ticker Security ID: Meeting Date Meeting Status
600383 CINS Y2685G105 07/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LUO Sheng as Mgmt For For For
Director
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GF Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Proprietary Investment Mgmt For For For
Quota
8 2019 Expected Daily Mgmt For For For
Related Party
Transactions
9 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
10 Authority to Give Mgmt For For For
Guarantees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GF Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1776 CINS Y270AF107 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Committee
4 Elect FAN Lifu Mgmt For For For
5 Elect LAN Hailin as Mgmt For For For
Supervisor
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 11/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount Mgmt For For For
5 Type Mgmt For For For
6 Time Limit Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Plan Mgmt For For For
3 Shares for Issuance Mgmt For For For
4 Transaction Price Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Issue Price Mgmt For For For
7 Issuing Volume Mgmt For For For
8 Performance Commitments Mgmt For For For
9 Lockup Period Mgmt For For For
10 Arrangement for Mgmt For For For
Profits and
Losses
11 Arrangement for Mgmt For For For
Accumulated Retained
Profits
12 Validity Period Mgmt For For For
13 Report for Connected Mgmt For For For
Transactions
14 Non Constitution of Mgmt For For For
Listing by
Restructuring
15 Related Party Mgmt For For For
Transactions
16 Intra-company Mgmt For For For
Contracts/Control
Agreements
17 Intra-company Mgmt For For For
Contracts/Control
Agreements
18 Compliance and Mgmt For For For
Completeness of Legal
Procedures
19 Compliance of Mgmt For For For
Transaction with
Article
4
20 Independence of Mgmt For For For
Evaluation
Institution and
Ratification of
Evaluation
Hypothesis
21 Audit Report, Review Mgmt For For For
Report and Evaluation
Report
22 Dilution of Share Mgmt For For For
Assessment for
Transaction
23 Asset Purchase Mgmt For For For
Compliance with
Article
11
24 Asset Purchase Mgmt For For For
Compliance with
Article
43
25 Statement Regarding Mgmt For For For
Share
Fluctuations
26 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Giga Device Semiconductor (Beijing) Inc.
Ticker Security ID: Meeting Date Meeting Status
603986 CINS Y270BL103 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
6 Annual Report Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Extension of Validity Mgmt For For For
and Authorization for
Restructuring
Plan
9 Approval to Give Mgmt For For For
Guarantees Via
Bank
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Foreign Exchange Mgmt For For For
Transactions
9 Appointment of Mgmt For For For
Accounting
Firm
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
13 Authority to Give Mgmt For For For
Guarantees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Share Mgmt For For For
Repurchase
2 Price Range Mgmt For For For
3 Type Number and Mgmt For For For
Percentage of
Shares
4 Total Amount of Funds Mgmt For For For
5 Share Time Limit Mgmt For For For
6 Board Authorization Mgmt For For For
for Share
Repurchase
7 Increase of Forex Mgmt For For For
Derivatives
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super Short-Term
Commercial
Papers
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transaction
2 Framework Agreement: Mgmt For Abstain Against
Purchase of
Products
3 Framework Agreements: Mgmt For Abstain Against
Sales of
Products
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/17/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Domestic
and H
Shares
________________________________________________________________________________
Great Wall Motor Company Limited
Ticker Security ID: Meeting Date Meeting Status
2333 CINS Y28741109 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Annual Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Business Strategy for Mgmt For For For
2019
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect LIU Qian as Mgmt For For For
Supervisor
10 Authority to Mgmt For For For
Repurchase Domestic
and H
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 01/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect DONG Mingzhu Mgmt For For For
3 Elect HUANG Hui Mgmt For For For
4 Elect WANG Jingdong Mgmt For For For
5 Elect ZHANG Wei Mgmt For For For
6 Elect ZHANG Jundu Mgmt For For For
7 Elect GUO Shuzhan Mgmt For For For
8 Elect LIU Shuwei Mgmt For For For
9 Elect XING Ziwen Mgmt For For For
10 Elect WANG Xiaohua Mgmt For For For
11 Elect LI Xupeng Mgmt For Against Against
12 Elect DUAN Xiufeng Mgmt For For For
13 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Gree Electric Appliances, Inc. of Zhuhai
Ticker Security ID: Meeting Date Meeting Status
000651 CINS Y2882R102 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Supervisors' Fees Mgmt For For For
3 Financial Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Self-Assessment Report Mgmt For For For
on Internal
Control
7 Appointment of Auditor Mgmt For For For
8 Forecast of Routine Mgmt For For For
Related Party
Transactions
9 Forecast of Related Mgmt For For For
Party Transactions
With Shanghai Highly
(Group) Co.,
Ltd
10 Special Report on Mgmt For For For
Launching Foreign
Exchange Derivatives
Trading
Business
11 Investment in Wealth Mgmt For For For
Management
Products
12 Amendments to Articles Mgmt For For For
13 Termination of Mgmt For For For
Remaining Equity
Incentive
Plan
14 Connected Transaction Mgmt For For For
Regarding
Supplementary
Agreement to Contract
on Transfer of Trade
Mark
Right
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization to
Implement Private
Placement
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y2883S109 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 2019 Investment in Mgmt For For For
Land
Reserve
8 2019 Guarantee Quota Mgmt For Against Against
9 Authority to Give Mgmt For Against Against
Guarantees
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Greenland Holdings Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600606 CINS Y7686C102 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees: Guangzhou
Huibang Real Estate
Co.,
Ltd.
3 Authority to Give Mgmt For Against Against
Guarantees: Ningbo
Jingdu Real Estate
Development Co.,
Ltd.
4 Authority to Give Mgmt For Against Against
Guarantees: Foshan
Caiguan Real Estate
Co.,
Ltd.
5 Authority to Give Mgmt For Against Against
Guarantees: Tianjin
Sanjian Construction
Engineering Co.,
Ltd.
6 Elect ZHANG Yuliang Mgmt For For For
7 Elect ZHANG Yun Mgmt For Against Against
8 Elect SUN Tong Mgmt For For For
9 Elect XU Sunqing Mgmt For For For
10 Elect HE Qiju Mgmt For Against Against
11 Elect YE Huacheng Mgmt For For For
12 Elect QUAN Zhuowei Mgmt For For For
13 Elect CHEN Xiaoman Mgmt For For For
14 Elect ZHENG Chengliang Mgmt For For For
15 Elect HUA Min Mgmt For For For
16 Elect LU Boqing Mgmt For For For
17 Elect XU Lingling Mgmt For Against Against
18 Elect WANG Aimin Mgmt For For For
________________________________________________________________________________
Guangdong Haid Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Shareholder Returns Mgmt For For For
Plan
7 Foreign Exchange Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
________________________________________________________________________________
Guangshen Railway Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0525 CINS Y2930P116 06/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Approval of Amendments Mgmt For For For
to the Rules for the
Implementation of
Cumulative
Voting
8 Elect XIANG Lihua Mgmt For Against Against
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M112 05/31/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
8 Liability Insurance Mgmt For For For
9 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
10 Elect LONG Yong Mgmt For Against Against
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2R318105 08/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZENG Qinghong Mgmt For For For
2 Elect FENG Xingya Mgmt For For For
3 Elect YAN Zhuangli Mgmt For For For
4 Elect CHEN Maoshan Mgmt For For For
5 Elect CHEN Jun Mgmt For For For
6 Elect DING Hongxiang Mgmt For For For
7 Elect HAN Ying Mgmt For For For
8 Elect FU Yuwu Mgmt For For For
9 Elect LAN Hailin Mgmt For For For
10 Elect LEUNG Lincheong Mgmt For For For
11 Elect WANG Susheng Mgmt For For For
12 Elect JI Li Mgmt For For For
13 Elect CHEN Tian Mgmt For For For
14 Elect LIAO Chongkang Mgmt For For For
15 Elect WANG Junyang Mgmt For Against Against
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Baiyun International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600004 CINS Y2930J102 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Issue Mgmt For For For
Ultra Short-term
Commercial
Papers
7 Authority to Issue Mgmt For For For
Medium-term
Notes
8 Confirmation of 2018 Mgmt For For For
and Estimation of
2019 Continuing
Connected
Transactions
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Trademarks Acquisition Mgmt For For For
Agreement and
Connected
Transactions
3 Amendments to Use of Mgmt For For For
Proceeds
4 Addition of Entities Mgmt For For For
to Use Placing
Proceeds
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P114 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Financial Budget Mgmt For For For
8 Fees for LI Chuyuan Mgmt For For For
9 Fees for CHEN Mao Mgmt For For For
10 Fees for LIU Juyan Mgmt For For For
11 Fees for CHENG Ning Mgmt For For For
12 Fees for NI Yidong Mgmt For For For
13 Fees for LI Hong Mgmt For For For
14 Fees for WU Changhai Mgmt For For For
15 Fees for CHU Xiaoping Mgmt For For For
16 Fees for JAING Wenqi Mgmt For For For
17 Fees for WONG Hin Wing Mgmt For For For
18 Fees for WANG Weihong Mgmt For For For
19 Fees for XIAN Jiaxiong Mgmt For For For
20 Fees for LI Jinyun Mgmt For For For
21 Fees for GAO Yanzhu Mgmt For For For
22 Authority to Give Mgmt For For For
Guarantees
23 Approval of Banking Mgmt For For For
Credit
Lines
24 Approval of Provision Mgmt For For For
of Related Entrusted
Loan
25 Authority to Give Mgmt For For For
Guarantee for
Guangzhou
Pharmaceutical
Corporation
26 Use of Idle Proceeds Mgmt For For For
27 Use of Idle Funds Mgmt For For For
28 Establishment of New Mgmt For For For
Management
and
Information System
29 Amendments to Mgmt For For For
Procedural Rules of
Board
30 Appointment of Auditor Mgmt For For For
31 Auditor for the Mgmt For For For
Internal
Control
32 Allocation of Mgmt For For For
Profits/Dividends
33 Amendments to Articles Mgmt For For For
34 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
35 Elect ZHANG Chunbo as Mgmt For For For
Executive
Director
________________________________________________________________________________
Guangzhou Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
601228 CINS Y2R39Z107 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget 2019 Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions with
China Cosco Shipping
Co.,
Ltd
11 Approval of Entrusted Mgmt For For For
Loans
12 Debt Financing Amount Mgmt For For For
2019
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Guangzhou Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
601228 CINS Y2R39Z107 10/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger And Acquisition Mgmt For For For
Of A Wholly-Owned
Subsidiary
2 Delivery of Land Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Port Company Limited
Ticker Security ID: Meeting Date Meeting Status
601228 CINS Y2R39Z107 11/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Service Mgmt For For For
Agreement
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of a Director Mgmt For For For
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
13 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
14 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
15 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
16 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
17 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
18 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
19 Allocation of Mgmt For For For
Profits/Dividends
20 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Guosen Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings
Co.,Ltd.
7 Related Party Mgmt For For For
Transactions with
China Resources
SZITIC Trust Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Yunnan Hehe (Group)
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management Co.
Ltd.
10 Related Party Mgmt For For For
Transactions with
Other Related
Parties
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Proposal to Determine Mgmt For For For
the Proprietary
Investment
Amount
13 Proposal for Company Mgmt For For For
to Conduct Fund
Providing Creditors
Right Asset
Securitization
Business
14 Authority to Give Mgmt For For For
Guarantees
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
Guotai Junan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601211 CINS Y2R614107 06/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditors Mgmt For For For
5 Annual Report Mgmt For For For
6 To Consider and Mgmt For For For
Approve the Potential
Related Party
Transactions Between
the Group and
Shanghai
International Group
Co., Ltd. And Its
Related
Enterprises
7 To Consider and Mgmt For For For
Approve the Potential
Related Party
Transactions Between
the Group and
Shenzhen Investment
Holdings Co., Ltd.
And Its Related
Enterprises
8 To Consider and Mgmt For For For
Approve the Potential
Related Party
Transactions Between
the Group and The
Related Enterprises
of Any Directors
Supervisor, And
Senior Management of
The
Company
9 To Consider and Mgmt For For For
Approve the Potential
Related Party
Transactions Between
the Group and The
Related Natural
Persons
10 General Mandate for Mgmt For For For
Guarantee
11 General Mandate to Mgmt For For For
Board to Issue
Additional A Shares
and/or H
Shares
12 Elect GUAN Wei Mgmt For For For
13 Elect WANG Wenjie Mgmt For For For
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 07/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Method Mgmt For For For
3 Price Mgmt For For For
4 Type Mgmt For For For
5 Source of Funds Mgmt For For For
6 Time Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Authority to Give Mgmt For For For
Guarantees
10 Change of Project Mgmt For For For
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Accounts and Mgmt For For For
Reports
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholders
Meeting
9 Amendments to Mgmt For For For
Procedural Rules for
Board
Meeting
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meeting
11 Directors' Mgmt For For For
Compensations
12 Supervisors' Mgmt For For For
Compensations
13 Senior Management's Mgmt For For For
Compensations
14 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With Anhui
Guoyuan Financial
Holding Group Co.,
Ltd.
15 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With
Jian'an Investment
Holding Group Co.,
Ltd.
16 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With
Jian'an Investment
Holding Group Co.,
Ltd.
17 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With
Jian'an Investment
Holding Group Co.,
Ltd.
18 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With
Jian'an Investment
Holding Group Co.,
Ltd.
19 2019 Daily Related Mgmt For Abstain Against
Party Transactions
Forecast: With
Jian'an Investment
Holding Group Co.,
Ltd.
________________________________________________________________________________
Guoyuan Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000728 CINS Y0771H102 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Independent
Director
2 Elect WEI Xiang Mgmt For For For
3 Elect ZUO Jiang Mgmt For For For
4 Elect ZHOU Hong Mgmt For For For
5 Elect ZHU Yicun Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Of Mgmt For For For
Minority Interest In
A Controlled
Subsidiary
2 Acquisition of Shares Mgmt For For For
in a Company from
Group
3 Acquisition of Shares Mgmt For For For
in a Company from
Group
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIE Yuming as Mgmt For For For
Director
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 04/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Issuance of Corporate
Bonds
2 Issuance Size Mgmt For For For
3 Method of Issuance and Mgmt For For For
Subscribers
4 Bond Term Mgmt For For For
5 Face Value and Mgmt For For For
Issuance
Price
6 Placement Arrangement Mgmt For For For
to Shareholders of
the
Company
7 Issuance Rate Mgmt For For For
8 Repayment Method Mgmt For For For
9 Method of Guarantee Mgmt For For For
10 Credit Situation of Mgmt For For For
the Company and Safe
Guard Measures for
Debt
Repayment
11 Method of Underwriting Mgmt For For For
12 Redemption Provision Mgmt For For For
or Sale Back
Provision
13 Listing Arrangement Mgmt For For For
14 Validity Period Mgmt For For For
15 Uses of Proceeds Mgmt For For For
16 Authorize the Board to Mgmt For For For
Issue
Bonds
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors', Mgmt For For For
Supervisors' and
Senior Management
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees with
Controlled
Subsidiaries
10 Authority to Give Mgmt For Against Against
Guarantees with
Related
Parties
11 Authorization for Mgmt For For For
Introducing Planes
and Relevant
Financing
12 Independent Directors' Mgmt For For For
Report
13 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
14 Provision For Assets Mgmt For For For
Impairment
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 06/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Disposal of 16 Mgmt For For For
Aircrafts
5 Transfer of Aircraft Mgmt For For For
Purchase
Rights
6 Cooperative Framework Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 08/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Abstain Against
Convertible
Debt
2 Elect LIU Lo Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Equity Mgmt For For For
Transfer
2 Report on Entrusted Mgmt For For For
Management of
Equity
3 Second Report on Mgmt For For For
Entrusted Management
of
Equity
4 Elect XU Jun Mgmt For For For
5 Elect CAO Fenggang Mgmt For Against Against
6 Elect GUO Haiyang Mgmt For Against Against
7 Elect WANG Yuanfei Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Issue Mgmt For For For
(Debt
Instruments)
3 Authority to Issue Mgmt For For For
(Debt
Instruments)
4 Authority to Issue Mgmt For For For
(Debt
Instruments)
5 Authority to Issue Mgmt For For For
(Debt
Instruments)
6 Authority to Issue Mgmt For For For
(Debt
Instruments)
7 Authority to Issue Mgmt For For For
(Debt
Instruments)
8 Authority to Issue Mgmt For For For
(Debt
Instruments)
9 Authority to Issue Mgmt For For For
(Debt
Instruments)
10 Authority to Issue Mgmt For For For
(Debt
Instruments)
11 Authority to Issue Mgmt For For For
(Debt
Instruments)
12 Authority to Issue Mgmt For For For
(Debt
Instruments)
13 Authority to Issue Mgmt For For For
(Debt
Instruments)
14 Authority to Issue Mgmt For For For
(Debt
Instruments)
15 Authority to Issue Mgmt For For For
(Debt
Instruments)
16 Intra-company Mgmt For For For
Contracts/Control
Agreements
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU XIAOXI Mgmt For For For
2 Elect ZHANG ZHIGANG Mgmt For For For
3 Elect LIU JICHUN Mgmt For For For
________________________________________________________________________________
Hainan Airlines Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600221 CINS Y2981E119 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Misc. Management Mgmt For For For
Proposal
3 Intra-company Mgmt For For For
Contracts/Control
Agreements
4 Intra-company Mgmt For For For
Contracts/Control
Agreements
5 Intra-company Mgmt For For For
Contracts/Control
Agreements
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
8 Value Mgmt For For For
9 Method and timing of Mgmt For For For
issuance
10 Target Mgmt For For For
11 Size Mgmt For For For
12 Price Mgmt For For For
13 Use of proceeds Mgmt For For For
14 Lock-up period Mgmt For For For
15 Place of listing Mgmt For For For
16 Arrangement for the Mgmt For For For
retained
profits
17 Validity Mgmt For For For
18 Compliance with Mgmt For For For
Conditions of
Non-public Issuance
of A
Shares
19 Shanghai Guosheng Mgmt For For For
Group Subscription
Agreement
20 Shanghai Haiyan Mgmt For For For
Investment
Subscription
Agreement
21 Bright Mgmt For For For
Food Group
Subscription
Agreement
22 Shanghai Electric Mgmt For For For
Group Subscription
Agreement
23 Report on the Use of Mgmt For For For
Proceeds of Raised
Funds
24 Related Party Mgmt For For For
Transactions in
Relation to A Share
Issuance
25 Adjusted Proposal of Mgmt For For For
Non-public Issuance
of A
Shares
26 Ratification of Board Mgmt For For For
Acts
27 Shanghai Guosheng Mgmt For For For
Group Co., Ltd. and
its related
companies
28 BNP Paribas Investment Mgmt For For For
Partners BE Holding
SA
29 Shanghai Shengyuan Mgmt For For For
Real Estate (Group)
Co.,
Ltd.
30 Companies where the Mgmt For For For
Company's Directors,
Supervisors and
Senior
Management hold
positions as
Directors or
Senior
Management, and Other
Related Corporate
Entities
31 Related Natural Persons Mgmt For For For
32 Type Mgmt For Against Against
33 Term Mgmt For Against Against
34 Interest Rate Mgmt For Against Against
35 Method and Size Mgmt For Against Against
36 Price Mgmt For Against Against
37 Security and Other Mgmt For Against Against
Credit Enhancement
Arrangements
38 Use of Proceeds Mgmt For Against Against
39 Target Subscribers Mgmt For Against Against
40 Guarantee Measures for Mgmt For Against Against
Repayment
41 Validity Mgmt For Against Against
42 Authorization Mgmt For Against Against
43 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
44 Amendments to Articles Mgmt For For For
45 Elect ZHOU Jie Mgmt For For For
46 Elect QU Qiuping Mgmt For For For
47 Elect REN Peng Mgmt For For For
48 Elect TU Xuanxuan Mgmt For For For
49 Elect YU Liping Mgmt For For For
50 Elect CHEN Bin Mgmt For For For
51 Elect XU Jianguo Mgmt For Against Against
52 Elect ZHANG Ming Mgmt For For For
53 Elect LAM Lee G. Mgmt For Against Against
54 Elect ZHU Hongchao Mgmt For For For
55 Elect ZHOU Yu Mgmt For For For
56 Elect XU Renzhong Mgmt For For For
57 Elect CAO Yijian Mgmt For Against Against
58 Elect ZHENG Xiaoyun Mgmt For Against Against
59 Elect DAI Li Mgmt For Against Against
60 Elect FENG Huang Mgmt For For For
________________________________________________________________________________
Haitong Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6837 CINS Y7443K108 12/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Mgmt For For For
Authorization Period
regarding Overseas
Listing of Haitong
UniTrust
International Leasing
Co.,
Ltd.
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 04/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation of Use of Mgmt For For For
Shares
Repurchased
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Investment in Wealth Mgmt For For For
Management
Products
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Repurchase Method Mgmt For For For
2 Price Range and Mgmt For For For
Pricing
Principles
3 Type, Size and Mgmt For For For
Proportion to Total
Share
Capital
4 Total Funds and Source Mgmt For For For
of
Funds
5 Period Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Handsun Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Overall Investment and Mgmt For Abstain Against
Asset Management
Plan
________________________________________________________________________________
Hangzhou Hik-Vision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Participants Mgmt For For For
3 Stock Type Mgmt For For For
4 Distribution Results Mgmt For For For
5 Granting Mgmt For For For
6 Unlocking Mgmt For For For
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Method and Procedures Mgmt For For For
9 Income Restriction Mgmt For For For
10 Rights and Obligations Mgmt For For For
11 Treatment Method Under Mgmt For For For
Special
Circumstances
12 Accounting Treatment Mgmt For For For
13 Formulation, Approval Mgmt For For For
and
Revision
14 Information Disclosure Mgmt For For For
15 Constitution of Mgmt For For For
Procedural Rules:2018
Restricted Stock
Incentive
Plan
16 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Issue Mgmt For For For
Commercial
Papers/Bonds
12 Amendments To The Mgmt For Abstain Against
Authorization
Management
System
13 Amendments to the Mgmt For For For
Articles of
Association
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment in Wealth Mgmt For For For
Management
Products
8 Approval of Line of Mgmt For For For
Credit
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 03/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Financial Service Mgmt For Against Against
Agreement With a
company
8 Estimated Financial Mgmt For Against Against
Business with a
Company
9 Appointment of Auditor Mgmt For For For
10 Eligibility of Bond Mgmt For For For
Issuance
11 Issuing Scale Mgmt For For For
12 Issuing Targets and Mgmt For For For
Method
13 Bond Duration Mgmt For For For
14 Interest Rate and its Mgmt For For For
Determining
Method
15 Purpose of Raised Funds Mgmt For For For
16 Underwriting Method Mgmt For For For
17 Listing Place Mgmt For For For
18 Guarantee Clause Mgmt For For For
19 Repayment Guarantee Mgmt For For For
Measures
20 Authorization of Board Mgmt For For For
Regarding the
Issuance
21 The Valid Period of Mgmt For For For
the
Resolution
22 Eligibility of Rights Mgmt For Against Against
Issue
23 Stock type and par Mgmt For Against Against
value
24 Issuing method Mgmt For Against Against
25 Base, Ratio and Volume Mgmt For Against Against
of the Rights
issue
26 Pricing Princinples Mgmt For Against Against
and price of rights
issue
27 Issuing Targets Mgmt For Against Against
28 Distribution plan for Mgmt For Against Against
accumulated retained
profits before the
rights
issue
29 Issuance Date Mgmt For Against Against
30 Underwriting Method Mgmt For Against Against
31 Purpose of the funds Mgmt For Against Against
raised from rights
issue
32 The valid period of Mgmt For Against Against
the resolution on the
rights
issue
33 Listing and Mgmt For Against Against
circulation of the
securities to be
issued
34 Preplan for Rights Mgmt For Against Against
Issue
35 Feasibility Analysis Mgmt For Against Against
Report on Use of
Proceeds
36 Right Warning on Mgmt For Against Against
Dilute Immediate
Return
37 Implementation of Mgmt For Against Against
Dilute Immediate
Return
38 Amendments to Articles Mgmt For Against Against
and Change of the
company's registered
capital after rights
issue
39 No Need for Report on Mgmt For Against Against
Deposit and Use of
Raised
Funds
40 Shareholder Returns Mgmt For For For
Plan
41 Authorize Board to Mgmt For Against Against
Handle Rights
Issue
________________________________________________________________________________
Hbis Company Limited
Ticker Security ID: Meeting Date Meeting Status
000709 CINS Y85343104 08/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LI Yiren Mgmt For Against Against
3 Elect HU Zhigang Mgmt For For For
4 Elect CANG Daqiang Mgmt For For For
________________________________________________________________________________
Hebei Yangyuan Zhihui Beverage Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603156 CINS Y311CN100 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Cash Management I Mgmt For For For
9 Cash Management II Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural
Rules
13 Elect YAO KUIZHANG Mgmt For For For
14 Elect FAN ZHAOLIN Mgmt For For For
15 Elect LI HONGBING Mgmt For For For
16 Elect XING SHULAN Mgmt For Against Against
17 Elect DENG LIFENG Mgmt For For For
18 Elect XIA JUNXIA Mgmt For For For
19 Elect YU LI Mgmt For For For
20 Elect HUO JUNSHENG Mgmt For For For
21 Elect MA AIJIN Mgmt For For For
22 Elect ZHU ZHANBO Mgmt For Against Against
23 Elect WANG LIANLONG Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Establishing Mgmt For For For
Enterprise Group with
Company as Parent
Company
8 Amendments to Articles Mgmt For For For
9 Plan Mgmt For For For
10 Evaluation Price Mgmt For For For
11 Payment Method Mgmt For For For
12 Share Type and Par Mgmt For For For
Value
13 Issuing Method and Mgmt For For For
Target
14 Issuing Price Mgmt For For For
15 Issuing Amount Mgmt For For For
16 Listing Place Mgmt For For For
17 Locking Period Mgmt For For For
18 Cash Option Mgmt For For For
19 Protection Policies Mgmt For For For
for Debtor
Interests
20 Performance Commitment Mgmt For For For
and Arrangement for
Compensation
21 Arrangement for Mgmt For For For
Employees
22 Arrangement for Mgmt For For For
Profits and Loss in
Transition
Period
23 Allocation of Mgmt For For For
Accumulated
Profits
24 Report on Asset Mgmt For For For
Acquisition
25 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
26 Merger by Absorption Mgmt For For For
and Related Party
Transactions in
Connection
with
Major Asset
Restructuring of
Listed
Companies
27 Transaction Complies Mgmt For For For
with Article 4 of
Provisions on Several
Issues
Regulating the Major
Asset Restructuring
of Listed
Companies
28 Transaction Does Not Mgmt For For For
Constitute with
Article 13 of the
Management
Approach Regarding
Major Asset
Restructuring of
Listed
Companies
29 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal
Proceedings
30 Approval of Audit Mgmt For For For
Report, Review Report
and Asset Evaluation
Report
31 Independence of Mgmt For For For
Appraiser, the
Validity of
Hypothesis, the
Relevance
of
Valuation Purpose and
Fairness of
Pricing
32 Report on Rationale Mgmt For For For
for Asset Value
Appraisal
33 Approval of Share Mgmt For For For
Subscription
Agreements
34 Approval of Mgmt For For For
Self-Assessment
Report
35 Ratification of Board Mgmt For For For
Acts for Merger and
Acquisition
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 08/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WAN Long Mgmt For For For
2 Elect JIAO Shuge Mgmt For For For
3 Elect WAN Hongwei Mgmt For For For
4 Elect MA Xiangjie Mgmt For For For
5 Elect YANG Dongsheng Mgmt For For For
6 Elect DU Haibo Mgmt For For For
7 Elect LUO Xinjian Mgmt For For For
8 Elect LIU Dongxiao Mgmt For For For
9 Elect HU Yungong Mgmt For Against Against
10 Elect HU Yuhong Mgmt For Against Against
11 Elect LI Xianghui Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Henan Shuanghui Investment and Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Distribute 2018
Interim
Profits
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 02/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Guarantee Plan Mgmt For For For
2 Approval of Mgmt For For For
Comprehensive Line of
credit
3 Approval of Financing Mgmt For For For
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 04/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Foreign Exchange Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Appointment of Auditor Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Supervisors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Elect FAN Hongwei Mgmt For For For
15 Elect LI Feng Mgmt For Against Against
16 Elect LIU Dunlei Mgmt For For For
17 Elect GONG Tao Mgmt For For For
18 Elect CHENG Longdi Mgmt For For For
19 Elect FU Yuanlue Mgmt For For For
20 Elect LI Li Mgmt For For For
21 Elect WANG Weiming Mgmt For Against Against
22 Elect XU Yanfei Mgmt For For For
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
3 Management Measures Mgmt For For For
for Employee Stock
Purchase
Plan
4 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
5 Employee Stock Mgmt For For For
Purchase Plan Trust
Agreement
6 Approval of Assets Mgmt For For For
Purchase
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment In Mgmt For For For
Construction of a
Project
2 Objective and Purpose Mgmt For For For
3 Type of Shares Mgmt For For For
4 Method of Repurchase Mgmt For For For
5 Price of Shares Mgmt For For For
6 Amount and Number of Mgmt For For For
Shares
7 Source of Funds Mgmt For For For
8 Time Limit Mgmt For For For
9 Validity of Resolution Mgmt For For For
10 Board Authorization to Mgmt For For For
Implement Share
Repurchase
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Hengli Petrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600346 CINS Y1963X103 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Public Mgmt For For For
Issuance Of Corporate
Bonds
2 Issue Size Mgmt For For For
3 Issuing Targets and Mgmt For For For
Arrangement for
Existing
Shareholders
4 Bond Type and Duration Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate and Its Mgmt For For For
Determination
Method
7 Issuing Method Mgmt For For For
8 Purpose of Raised Funds Mgmt For For For
9 Guarantee Clauses Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Payment Method Mgmt For For For
12 Listing Arrangement Mgmt For For For
13 Guarantees Mgmt For For For
14 Valid Period of Mgmt For For For
Resolution
15 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Independent Directors' Mgmt For For For
Report
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 2019 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For Against Against
Guarantees
10 Commodity Option Mgmt For For For
Transactions
11 Foreign Exchange Mgmt For For For
Transactions
12 Account Receivables Mgmt For For For
Pool
Financing
13 Employee Stock Bonus Mgmt For For For
Plan Procedural
Rules
14 2018 Counting and Mgmt For For For
Drawing of Stock
Option Plan
Fund
15 Appointment of Auditor Mgmt For For For
16 Financial Service Mgmt For Against Against
Agreement
17 Report on Deposit and Mgmt For For For
Use of Raised
Funds
18 Amendments to Articles Mgmt For For For
19 Amendments in Use of Mgmt For For For
Proceeds
20 Eligibility for Mgmt For For For
Private
Placement
21 Stock Type and Par Mgmt For For For
Value
22 Issuing Method and Date Mgmt For For For
23 Issuing Targets and Mgmt For For For
Subscription
Method
24 Issuance Volume Mgmt For For For
25 Issue Price and Mgmt For For For
Pricing
Basis
26 Lockup Period Mgmt For For For
27 Listing Place Mgmt For For For
28 Amount and Purpose of Mgmt For For For
the Raised
Funds
29 Disposal of Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
30 The Valid Period of Mgmt For For For
the Resolution of the
Private
Placement
31 Pre-Plan for Private Mgmt For For For
Placement
32 Feasibility Analysis Mgmt For For For
Report
33 Related Parties in Mgmt For For For
Private
Placement
34 Share Subscription Mgmt For For For
Agreement
35 Waiver for Acquisition Mgmt For For For
Offer
36 Approval of Dilution Mgmt For For For
Method for Bond
Issuance
37 Measures for Diluted Mgmt For For For
Immediate
Return
38 Board Authorization to Mgmt For For For
Implement Stock
Issuance
39 Amendments to Use of Mgmt For For For
Proceeds
40 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
41 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 05/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Shares -
Purpose and
Rationale
2 Authority to Mgmt For For For
Repurchase Shares -
Type
3 Authority to Mgmt For For For
Repurchase Shares -
Method
4 Authority to Mgmt For For For
Repurchase Shares -
Price Range and
Determination
5 Authority to Mgmt For For For
Repurchase Shares -
Repurchase Price per
Share and Total
Amount of
Fund
6 Authority to Mgmt For For For
Repurchase Shares -
Funding
Source
7 Authority to Mgmt For For For
Repurchase Shares -
Term of
Repurchase
8 Authority to Mgmt For For For
Repurchase Shares -
Effective Term of
Proposal (if
approved)
9 Authorization of Mgmt For For For
Proposal 1: Authority
to Repurchase
Shares
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 08/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Par Value and Issue Mgmt For For For
Price
4 Bond Type and Duration Mgmt For For For
5 Interest Rate and Mgmt For For For
Repayment
6 Issuing Method and Mgmt For For For
Targets
7 Guarantees Mgmt For For For
8 Redemption or Resale Mgmt For For For
Clauses
9 Use of Proceeds Mgmt For For For
10 Underwriting Method Mgmt For For For
11 Listing Market Mgmt For For For
12 Credit Conditions and Mgmt For For For
Repayment Guarantee
Measures
13 Validity of Resolution Mgmt For For For
14 Board Authorization to Mgmt For For For
Implement Bond
Issuance
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Related Party Mgmt For For For
Transactions
3 Report on Deposit and Mgmt For For For
Use of Raised
Funds
4 Amendments to Use of Mgmt For For For
Proceeds
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Directors'
Meetings
________________________________________________________________________________
Hengtong Optic-Electric Company Limited
Ticker Security ID: Meeting Date Meeting Status
600487 CINS Y3174C100 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Corporate
Bond
Issuance
2 Extension of Validity Mgmt For For For
Period for
Authorization of
Corporate Bond
Issuance
3 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Fund
Accrual
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Insurance Mgmt For For For
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 02/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Raw Mgmt For For For
Materials
2 Purchase of Fuels Mgmt For For For
3 Sale of Products Mgmt For For For
4 Provision of Logistic Mgmt For For For
Services
5 Receipt of Labor Mgmt For For For
6 Authority to Give Mgmt For Against Against
Guarantees
7 Launch of Foreign Mgmt For For For
Exchange
Derivatives
8 Launch ofCommodity Mgmt For For For
Derivatives
9 Approval of Loans Mgmt For For For
10 Modification of Mgmt For For For
Accounting
Policies
________________________________________________________________________________
Hengyi Petrochemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000703 CINS Y3183A103 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Self Mgmt For For For
Assesment
Report
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authorization of Legal Mgmt For For For
Formalities
11 Issue Type Mgmt For For For
12 Issue Scale Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Bond Validity Mgmt For For For
15 Interest Rate Mgmt For For For
16 Repayment Condition Mgmt For For For
17 Conversion Period Mgmt For For For
18 Conversion Price and Mgmt For For For
its
adjustment
19 Clauses on amendments Mgmt For For For
to Conversion
Price
20 Ways Dealing with Mgmt For For For
Conversion into
shares and less than
one
share
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Dividends for the Mgmt For For For
conversion
year
24 Issuance Method and Mgmt For For For
Targets
25 Arrangement for Mgmt For For For
Preferential
Allotment
26 Conferences for Bond Mgmt For For For
Holders
27 Use of Proceeds Mgmt For For For
28 Depository for Proceeds Mgmt For For For
29 Guarantees Mgmt For For For
30 Valid Period for the Mgmt For For For
plan
31 Proposed Plan for Mgmt For For For
Issuance of
Bonds
32 Procedural Rules Mgmt For For For
Governing Bond
Holders
33 Feasibility Report on Mgmt For For For
Use of
Proceeds
34 Shareholder Returns Mgmt For For For
Plan
35 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
36 Report on Deposit and Mgmt For For For
Use of Raised
Funds
37 Board Authorization to Mgmt For For For
Implement Issuanc eof
Board
38 Amendments to Use of Mgmt For For For
Proceeds
39 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Working Report of The Mgmt For For For
Board of
Directors
2 Work Report of The Mgmt For For For
Board of
Supervisors
3 Annual Report and its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Reappointment of Mgmt For For For
Auditor
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Hla Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Hla Corp Ltd.
Ticker Security ID: Meeting Date Meeting Status
600398 CINS Y1081Q105 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Objective and Purpose Mgmt For For For
3 Type of Shares Mgmt For For For
4 Method Mgmt For For For
5 Price of Shares Mgmt For For For
6 Number or Amount of Mgmt For For For
Shares
7 Source of Funds Mgmt For For For
8 Time Limit Mgmt For For For
9 Validity Period Mgmt For For For
10 Board Authorization to Mgmt For For For
Implement Share
Repurchase
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hoshine Silicon Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603260 CINS Y3125P101 04/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Provide Mgmt For Against Against
Guarantees
________________________________________________________________________________
Hoshine Silicon Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603260 CINS Y3125P101 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Elect ZHANG Yacong Mgmt For For For
10 3-Year Plan for Mgmt For For For
Shareholder
Returns
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hoshine Silicon Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603260 CINS ADPV41138 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
(Debt
Instruments)
2 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Hua Xia Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 10/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Eligibility Mgmt For For For
for Private
Placement
2 Stock Type Mgmt For For For
3 Stock Issuing Method Mgmt For For For
4 Purpose Mgmt For For For
5 Targets Mgmt For For For
6 Pricing Base Date Mgmt For For For
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for Profits Mgmt For For For
11 Validity Period Mgmt For For For
12 Preplan for Private Mgmt For For For
Placement
13 Report on Use of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report
15 Conditional Share Mgmt For For For
subscription
Agreement
16 Connected Transactions Mgmt For For For
Involving Private
Placement
17 Change in Articles Mgmt For For For
Complying with
Private
Placement
18 Diluted Immediate Mgmt For For For
Returns
19 Board Authorization Mgmt For For For
for Private
Placement
20 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
Huaan Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600909 CINS Y372AR105 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Continuing Mgmt For For For
Transactions with
Anhui State-owned
Capital Operation
Holding Group
Co.,Ltd.
7 Continuing Mgmt For For For
Transactions with
Anhui Publishing
Group Co.,
Ltd
8 Continuing Mgmt For For For
Transactions with
Orient International
Enterprise,
Ltd.
9 Continuing Mgmt For For For
Transactions with An
Hui Wenergy Co.,
Ltd.
10 Continuing Mgmt For For For
Transactions with
other
entities
11 Proposed Plan for Mgmt For For For
Proprietary
Investment Scale
2019
12 Independent Directors' Mgmt For For For
Fees
13 Constitution of Mgmt For Abstain Against
Procedural
Rules:External
Donation
System
14 Elect ZHANG Hongtao Mgmt For For For
15 Elect CHEN Pei Mgmt For For For
16 Elect LI Shibing Mgmt For For For
17 Elect QU Yuanqing Mgmt For Against Against
18 Elect ZHOU Qingxia Mgmt For For For
19 Elect XU Yiming Mgmt For For For
20 Elect WANG Shouqi Mgmt For For For
21 Elect YIN Zhongli as Mgmt For For For
Independent
Director
22 Elect ZHENG Zhenlong Mgmt For For For
as Independent
Director
23 Elect WANG Ye as Mgmt For For For
Independent
Director
24 Elect LI Xiaoling as Mgmt For For For
Independent
Director
25 Elect XU Qiang Mgmt For Against Against
26 Elect MA Junwei Mgmt For Against Against
27 Elect LI Yan Mgmt For Against Against
28 Elect LI Yongliang Mgmt For For For
29 Eligibility for Mgmt For For For
Convertible Bond
Issuance
30 Type of Securities Mgmt For For For
31 Scale of Issuance Mgmt For For For
32 Par Value and Issue Mgmt For For For
Price
33 Bond Duration Mgmt For For For
34 Interest Rate Mgmt For For For
35 Time Limit and Method Mgmt For For For
for Paying
Principal
36 Conversion Period Mgmt For For For
37 Determination and Mgmt For For For
Adjustment of
Conversion
Price
38 Down Ward Adjustment Mgmt For For For
of Conversion
Price
39 Treatment for Special Mgmt For For For
Circumstances
40 Redemption Clause Mgmt For For For
41 Resale Clauses Mgmt For For For
42 Attribution of Related Mgmt For For For
Dividends for
Conversion
Year
43 Issuing Targets and Mgmt For For For
Method
44 Arrangement for Mgmt For For For
Placement to
Shareholders
45 Bondholder Meeting Mgmt For For For
Matters
46 Purpose of Raised Funds Mgmt For For For
47 Deposit and Management Mgmt For For For
of Raised
Funds
48 Guarantee Matters Mgmt For For For
49 Validity Period of Mgmt For For For
Issuance
50 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
51 Feasibility Analysis Mgmt For For For
Report
52 Report on Previously Mgmt For For For
Raised Funds
2017
53 Report on Previously Mgmt For For For
Raised Funds
2018
54 Diluted Immediate Mgmt For For For
Returns
55 Commitments Diluted Mgmt For For For
Immediate
Returns
56 Constitution of Mgmt For For For
Procedural Rules:
Bondholders of
Convertible
Bonds
57 Shareholder Return Mgmt For For For
Plan for 2019 to
2021
58 Authorization for Mgmt For For For
Convertible Corporate
Bond
Issuance
________________________________________________________________________________
Huaan Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600909 CINS Y372AR105 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of a Director Mgmt For For For
2 Election of a Mgmt For Against Against
Supervisor
________________________________________________________________________________
Huaan Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600909 CINS Y372AR105 12/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Approval of Donations Mgmt For For For
________________________________________________________________________________
Huadian Power International Corporation Ltd
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 04/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xuxiang Mgmt For For For
2 Elect CHEN Haibin Mgmt For For For
3 Elect TAO Yunpeng Mgmt For For For
4 Elect CHEN Cunlai Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huadian Power International Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
1071 CINS Y3738Y119 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 General Mandate to Mgmt For Against Against
Issue
Shares
2 Issuance of Financing Mgmt For For For
Instruments
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Report 2018 Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 BDO China Shu Lun Pan Mgmt For Against Against
Certified Public
Accountants LLP
(Special General
Partnership) and BDO
Limited be appointed
as domestic auditor
and overseas
auditor
8 BDO China Shu Lun Pan Mgmt For Against Against
Certified Public
Accountants LLP
(Special General
Partnership) be
appointed as the
internal control
auditor
9 Independent Directors' Mgmt For For For
Report
10 Directors' and Mgmt For For For
Supervisors' Fees
2018
11 Adjustment of Mgmt For For For
Independent
non-executive
Director's
Allowance
12 Adjustment of Mgmt For For For
Independent
Supervisor's
Allowance
________________________________________________________________________________
Huadong Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000963 CINS Y3740R102 06/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Estimated Mgmt For For For
Continuing Connected
Transactions of The
Company and Its
Controlled
Subsidiaries with a
Company
7 2019 Estimated Mgmt For For For
Continuing Connected
Transactions of The
Company and Its
Controlled
Subsidiaries with
Another
Company
8 2019 Estimated Mgmt For For For
Continuing Connected
Transactions of The
Company and Its
Controlled
Subsidiaries with
Other
Parties
9 2019 Estimated Mgmt For For For
Continuing Connected
Transactions of The
Company and Its
Controlled
Subsidiaries with
Others
10 Reappointment of Mgmt For Against Against
Financial and
Internal Control
Auditor
11 Authority to Give Mgmt For For For
Guarantees
12 Increase of Business Mgmt For For For
Place of the
Company
13 Amendments to Articles Mgmt For For For
14 Allowance for Mgmt For For For
Directors and
Independent
Directors
15 Allowance for Mgmt For For For
Supervisors
16 Elect LV Liang Mgmt For For For
17 Elect LI Yuedong Mgmt For For For
18 Elect NIU Zhanqi Mgmt For For For
19 Elect KANG Wei Mgmt For For For
20 Elect JIN Xuhu Mgmt For For For
21 Elect ZHU Liang Mgmt For For For
22 Elect ZHONG Xiaoming Mgmt For For For
23 Elect YANG Lan Mgmt For For For
24 Elect YANG Jun Mgmt For For For
25 Elect BAI Xinhua Mgmt For Against Against
26 Elect QIN Yun Mgmt For For For
27 Elect LIU Chengwei Mgmt For For For
28 Elect HU Baozhen Mgmt For For For
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Employee Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Elect AN Kang Mgmt For For For
9 Elect FAN Bei Mgmt For For For
10 Elect WANG Qiping Mgmt For For For
11 Elect AN Ying Mgmt For For For
12 Elect ZHANG Jingang Mgmt For For For
13 Elect TIAN Lijun Mgmt For For For
14 Elect HUANG Peitang Mgmt For For For
15 Elect CAI Linlin Mgmt For For For
16 Elect MA Chaoyuan Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
________________________________________________________________________________
Huaneng Lancang River Hydropower Inc
Ticker Security ID: Meeting Date Meeting Status
600025 CINS Y3R3DJ106 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees to Tibet
Kaitou Guoduo
Hydropower Co.,
Ltd
7 Authority to Give Mgmt For For For
Guarantees to Yanjin
Guan River Hydropower
Co.,
Ltd.
8 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Lancang River Hydropower Inc
Ticker Security ID: Meeting Date Meeting Status
600025 CINS ADPV41214 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Directors Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Lancang River Hydropower Inc
Ticker Security ID: Meeting Date Meeting Status
600025 CINS ADPV41214 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 01/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Mgmt For For For
Remuneration
of
Independent
Non-executive
Directors
2 Amendments to Articles Mgmt For For For
of Association and
Rules and Procedures
for General
Meetings
3 Provision of Guarantee Mgmt For For For
by Shandong Company
to Its
Subsidiary
4 Elect SHU Yinbiao Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Change of Use of Part Mgmt For For For
of Fund Raising
Proceeds in Certain
Investment Projects
and Implementation
Thereof
7 Use of Part of Idle Mgmt For For For
Raised Proceeds to
Temporarily
Supplement Working
Capital
8 Continuing Connected Mgmt For For For
Transactions for 2019
between the Company
and Huaneng
Group
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A113 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Issue Mgmt For For For
Short-term Debt
Instruments
6 Authority to Issue Mgmt For For For
Super Short-term Debt
Instruments
7 Authority to Issue Mgmt For For For
Debt Instruments by
way of Non-Public
Placement
8 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Financing
Instruments
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions (Jiangsu
Guoxin Investment
Group)
8 Related Party Mgmt For For For
Transactions (Jiangsu
Communications
Holding Co.
Ltd)
9 Related Party Mgmt For For For
Transactions (Govtor
Capital Group Co.,
Ltd.)
10 Related Party Mgmt For For For
Transactions (Jiangsu
SOHO Holdings Group
Co.,
Ltd.)
11 Related Party Mgmt For For For
Transactions (Other
Parties)
12 2019 Proprietary Mgmt For For For
Investment
Budget
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Amendments to Decision Mgmt For For For
Making System for
External
Guarantee
15 Amendments to Mgmt For For For
Regulation on the
Management of
Proceeds
16 Amendments to Articles Mgmt For For For
17 Rules of Procedures of Mgmt For For For
General
Meeting
18 Rules of Procedures of Mgmt For For For
Board of
Directors
19 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 10/22/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For Abstain Against
Entitlement Only to
H-share Shareholders
for AssetMark
Overseas
Listing
3 Issuance and Admission Mgmt For For For
of
GDRs
4 Proposal on Issuance Mgmt For For For
and Admission of
GDRs
5 Validity Period of Mgmt For For For
Resolutions regarding
Issuance and
Admission of
GDRs
6 Ratification of Board Mgmt For For For
Acts regarding
Issuance and
Admission of
GDRs
7 Distribution of Mgmt For For For
Accumulated Profits
prior to Issuance and
Admission of
GDRs
8 Plan for Use of Mgmt For For For
Proceeds from
Issuance and
Admission of
GDRs
________________________________________________________________________________
Huatai Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
6886 CINS Y37426106 10/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 Interim Profit Mgmt For For For
Distribution
Plan
3 Plan of the AssetMark Mgmt For Abstain Against
Overseas Listing
4 Compliance of Mgmt For Abstain Against
AssetMark Overseas
Listing
5 Undertaking of Mgmt For Abstain Against
Maintaining
Independent Listing
Status
6 Description of Mgmt For Abstain Against
Sustainable
Profitability and
Prospects
7 Ratification of Board Mgmt For Abstain Against
Acts regarding
AssetMark Overseas
Listing
8 Provision of Assured Mgmt For Abstain Against
Entitlement Only to
H-share Shareholders
for AssetMark
Overseas
Listing
9 Amendments to Articles Mgmt For For For
10 Issuance and Admission Mgmt For For For
of
GDRs
11 Proposal on Issuance Mgmt For For For
and Admission of GDRs
12 Validity Period of Mgmt For For For
Resolutions regarding
Issuance and
Admission of
GDRs
13 Ratification of Board Mgmt For For For
Acts regarding
Issuance and
Admission of
GDRs
14 Distribution of Mgmt For For For
Accumulated Profits
prior to Issuance and
Admission of
GDRs
15 Report on Use of Mgmt For For For
Previously Raised
Proceeds
16 Plan for Use of Mgmt For For For
Proceeds from
Issuance and
Admission of
GDRs
17 Elect DING Feng Mgmt For For For
18 Elect CHEN Yongbing Mgmt For For For
19 Elect HU Xiao Mgmt For For For
20 Elect FAN Chunyan Mgmt For For For
21 Elect ZHU Xuebo Mgmt For For For
22 Elect CHEN Ning Mgmt For Against Against
23 Elect YU Lanying Mgmt For Against Against
24 Elect YANG Yaling Mgmt For Against Against
________________________________________________________________________________
Huaxia Bank Co
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 03/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Un-Fixed Capital
Bonds
2 Authority to Issue Mgmt For For For
Financial
Bonds
________________________________________________________________________________
Huaxia Bank Co
Ticker Security ID: Meeting Date Meeting Status
600015 CINS Y37467118 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit for a Company
and its Related
Enterprises
9 Approval of Line of Mgmt For For For
Credit for a Second
Company and its
Related
Enterprises
10 Approval of Line of Mgmt For For For
Credit for a Third
Company and its
Related
Enterprises
11 Approval of Line of Mgmt For For For
Credit for a Fourth
Company and its
Related
Enterprises
12 Approval of Line of Mgmt For For For
Credit for a Fifth
Company and its
Related
Enterprises
13 Amendments to Equity Mgmt For Abstain Against
Investment Management
Method
14 Elect LUO Qianyi Mgmt For For For
15 Elect MA Xiaoyan Mgmt For For For
16 Elect XIE Yiqun Mgmt For For For
17 Evaluation Report of Mgmt For For For
the Supervisory
Committee on the
Performance of the
Board of Directors
and its
Members
18 Evaluation Report of Mgmt For For For
the Supervisory
Committee on the
Performance of
Supervisors
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
HUAYU Automotive Systems Company Limited
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Financial Report 2018 Mgmt For For For
5 Shareholder Returns Mgmt For For For
Plan
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Related Party Mgmt For For For
Transaction
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
HUAYU Automotive Systems Company Limited
Ticker Security ID: Meeting Date Meeting Status
600741 CINS Y3750U102 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Related Mgmt For For For
Party
Transactions
2 Approve Amendments to Mgmt For For For
Articles
3 Amendments to Board Mgmt For For For
Meeting Procedural
Rules
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Payment of Audit and Mgmt For For For
Control
Fees
7 Appointment of Auditor Mgmt For For For
8 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 07/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Share
Offering
2 Extension of Board Mgmt For For For
Authorization for
Share
Offering
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 08/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Liu Yiqian Mgmt For For For
2 Tian Yifei Mgmt For For For
3 Xiao Yunhua Mgmt For For For
4 Yi Tinghao Mgmt For For For
5 Shi Wenqing Mgmt For For For
6 Liu Bin Mgmt For For For
7 Liu Wanfu Mgmt For For For
8 Xu Xiang Mgmt For For For
9 Bi Jianlin Mgmt For For For
10 Wu Shiyan Mgmt For For For
11 Shen Jianqiang Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Hubei Biocause Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000627 CINS Y3746X103 09/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Hubei Jumpcan Pharmaceutical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600566 CINS Y3120L105 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Annual Accounts Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors'
11 Elect ZHOU Xinchun Mgmt For Against Against
12 Supervisors' Fees for Mgmt For For For
Supervisors Elected
in
By-election
________________________________________________________________________________
Hubei Sanonda Company Limited
Ticker Security ID: Meeting Date Meeting Status
000553 CINS Y3746E105 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
for Company Name
Change
3 Liability Insurance Mgmt For Abstain Against
for Directors,
Supervisors, and
Senior
Management
________________________________________________________________________________
Hundsun Technologies Inc., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect JING Xiandong Mgmt For For For
9 Elect HAN Xinyi Mgmt For Against Against
10 Elect ZHU Chao Mgmt For For For
11 Elect HU Xi Mgmt For For For
12 Elect PENG Zhenggang Mgmt For For For
13 Elect JIANG Jiansheng Mgmt For Against Against
14 Elect LIU Shufeng Mgmt For For For
15 Elect DING Wei Mgmt For For For
16 Elect GUO Tianyong Mgmt For For For
17 Elect LIU Lanyu Mgmt For For For
18 Elect LIU Xiaolun Mgmt For For For
19 Elect HUANG Chenli Mgmt For Against Against
20 Elect Zhao yin Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors',Supervisors' Mgmt For For For
and Management
Fees
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
10 Special Report on Mgmt For For For
Deposit and Use of
Funds
11 Extension of Valid Mgmt For For For
Period of the
Resolution of the Non
Public A share
Offering
12 Authorization for Mgmt For For For
Board to Handle
Matters Regarding the
Non Public Share
Offering
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 05/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Hao Mgmt For For For
2 Elect TAN Jiong Mgmt For For For
3 Issuance of Undated Mgmt For For For
Additional Tier 1
Capital
Bonds
4 Elect CHEN Siqing Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Profit Distribution Mgmt For For For
Plan
2018
5 2018 Fixed Asset Mgmt For For For
Investment
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect YANG Siu Shun as Mgmt For For For
Independent
Director
8 Elect ZHANG Wei as Mgmt For For For
Shareholder
Supervisor
9 Elect SHEN Bingxi as Mgmt For For For
External
Supervisor
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Elect LU Yongzhen as Mgmt For For For
Non-executive
director
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B104 11/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHENG Fuqing Mgmt For For For
2 Elect Nout Wellink Mgmt For For For
3 Elect Fred HU Zuliu Mgmt For For For
4 Elect QU Qiang as Mgmt For For For
Supervisor
5 Directors' Fees for Mgmt For For For
2017
6 Supervisors' Fees for Mgmt For For For
2017
7 Issuance of Eligible Mgmt For For For
Tier 2 Capital
Instruments
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Type of Preference Mgmt For For For
Shares
10 Number of Preference Mgmt For For For
Shares and Issue
Size
11 Method of Issuance Mgmt For For For
12 Par Value and Issue Mgmt For For For
Price
13 Maturity Mgmt For For For
14 Target Investors Mgmt For For For
15 Lock-up Period Mgmt For For For
16 Terms of Distribution Mgmt For For For
of
Dividends
17 Terms of Mandatory Mgmt For For For
Conversion
18 Terms of Conditional Mgmt For For For
Redemption
19 Restrictions on Voting Mgmt For For For
Rights
20 Restoration of Voting Mgmt For For For
Rights
21 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
22 Rating Mgmt For For For
23 Security Mgmt For For For
24 Use of Proceeds Mgmt For For For
25 Transfer Mgmt For For For
26 Relationship between Mgmt For For For
Domestic and Offshore
Issuance
27 Validity Period Mgmt For For For
28 Application and Mgmt For For For
Approval
Procedures
29 Matters relating to Mgmt For For For
Authorisation
30 Type of Preference Mgmt For For For
Shares
31 Number of Preference Mgmt For For For
Shares and Issue
Size
32 Method of Issuance Mgmt For For For
33 Par Value and Issue Mgmt For For For
Price
34 Maturity Mgmt For For For
35 Target Investors Mgmt For For For
36 Lock-up Period Mgmt For For For
37 Terms of Distribution Mgmt For For For
of
Dividends
38 Terms of Mandatory Mgmt For For For
Conversion
39 Terms of Conditional Mgmt For For For
Redemption
40 Restrictions on Voting Mgmt For For For
Rights
41 Restoration of Voting Mgmt For For For
Rights
42 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
43 Rating Mgmt For For For
44 Security Mgmt For For For
45 Use of Proceeds Mgmt For For For
46 Transfer Mgmt For For For
47 Relationship between Mgmt For For For
Domestic and Offshore
Issuance
48 Validity Period Mgmt For For For
49 Application and Mgmt For For For
Approval
Procedures
50 Matters relating to Mgmt For For For
Authorisation
51 Impact on Dilution of Mgmt For For For
Immediate Returns of
Issuance of
Preference
Shares and Remedial
Measures
52 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
53 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601166 CINS Y3990D100 05/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
& Financial Budget
2019
5 Allocation of Profits/ Mgmt For For For
Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Financial
Bonds
8 Issuance of Non-fixed Mgmt For For For
Term
Bonds
9 Elect LI Weimin as Mgmt For For For
Director
10 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Board of
Directors'
12 Amendments to Mgmt For For For
Procedural Rules for
Board of
Supervisors'
13 Abolishment of the Mgmt For For For
Rules for External
Equity
Investment
14 Liability Insurance Mgmt For For For
for Directors,
Supervisors and
Senior
Management
15 Amendments to Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 01/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
3 Extension of Board Mgmt For For For
Authorization for
Private
Placement
________________________________________________________________________________
Industrial Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601377 CINS Y3994T101 06/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Scale of Mgmt For For For
2019 Security
Investments
7 Authority to Scale of Mgmt For For For
Domestic Debt
Instruments
Issuance
8 Report on Use of Mgmt For For For
Previously Raised
Funds
9 Amendments to Articles Mgmt For For For
10 2019 Daily Related Mgmt For For For
Party Transactions
Forecast
11 Authority to Provide Mgmt For For For
Guarantees for Xing
Zheng (Hong Kong)
Financial Holdings
Ltd. and Its
Subsidiary
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 04/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Budget Mgmt For For For
2 Approval of Line of Mgmt For For For
Credit
3 Issue Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Type and Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Guarantee Arrangement Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Issuance Method Mgmt For For For
10 Resale Clauses Mgmt For For For
11 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
12 Underwriting Method Mgmt For For For
13 Listing Arrangement Mgmt For For For
14 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
15 The Valid Period of Mgmt For For For
the
Resolution
16 Board Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
17 Issuing Scale Mgmt For For For
18 Par Value and Issue Mgmt For For For
Price
19 Bond Type and Duration Mgmt For For For
20 Interest Rate Mgmt For For For
21 Guarantee Arrangement Mgmt For For For
22 Purpose of Raised Funds Mgmt For For For
23 Issuance Method Mgmt For For For
24 Resale Clauses Mgmt For For For
25 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
26 Underwriting Method Mgmt For For For
27 Listing Arrangement Mgmt For For For
28 The Company's Credit Mgmt For For For
Conditions and
Repayment Guarantee
Measures
29 The Valid Period of Mgmt For For For
the
Resolution
30 Board Authorization to Mgmt For For For
Implement Issuance of
Belt and Road
Initiative Corporate
Bonds
31 Elect SUN Hao Mgmt For For For
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Financial Report 2018 Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transaction
8 Appointment of Auditor Mgmt For For For
9 Performance Commitment Mgmt For For For
10 Asset Impairment Report Mgmt For For For
11 Compensation for Mgmt For For For
Performance
Commitment
12 Rare-Earth Agreement Mgmt For For For
13 Product Purchase Mgmt For For For
Agreement
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Debt to Equity Mgmt For For For
Conversion
2 Authority to Issue Mgmt For For For
Commercial
Papers
3 Supply Chain Factory Mgmt For For For
ABS
________________________________________________________________________________
Inner Mongolia Baotou Steel Union Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600010 CINS Y4084T100 12/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Private Mgmt For For For
Placement
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 01/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Approval of Financial Mgmt For For For
Aid
Extension
3 Additional Financial Mgmt For For For
Aid
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 06/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Annual Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 2019 Guarantees Mgmt For Against Against
Provision
Projection
9 Authority to Issue Mgmt For For For
Debt Instrument for
Fund-raising
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholders'
Meeting
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Directors'
Meeting
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisors'
Meeting
________________________________________________________________________________
Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601216 CINS Y40887104 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Inner Mongolia Yili Industrial Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600887 CINS Y408DG116 03/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 2019 Investment and Mgmt For Abstain Against
Management
Plan
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Independent Director's Mgmt For For For
Report
8 Authority to Provide Mgmt For Abstain Against
Guarantees: for
Partners
9 Authority to Mgmt For For For
Repurchase
Shares
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Authority to Provide Mgmt For For For
Guarantees: for
Subsidiary
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 08/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
2 Elect CHEN Junming as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Jiangsu Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 10/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Company Name Mgmt For For For
and
Domicile
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corporation
Ticker Security ID: Meeting Date Meeting Status
600959 CINS Y4S3B1104 08/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LIN Shu as Mgmt For For For
Director
3 Elect ZHAO Yuan as Mgmt For For For
Supervisor
4 Elect SONG Sulan as Mgmt For For For
Supervisor
________________________________________________________________________________
Jiangsu Broadcasting Cable Information Network Corporation
Ticker Security ID: Meeting Date Meeting Status
600959 CINS Y4S3B1104 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Development Plan for Mgmt For For For
2018 to
2020
2 Registration of Medium Mgmt For For For
Term
Notes
3 Registration of Mgmt For For For
Super-short-term and
Short-term Commercial
Papers
4 Issuance Of Corporate Mgmt For For For
Bonds
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 09/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Supervisory
Board
2 Investment in Trust Mgmt For For For
Plant
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Jiangsu Guoxin Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
002608 CINS Y7440C109 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Related Party Mgmt For For For
Transactions
4 Misc. Management Mgmt For For For
Proposal
5 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 03/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Jiangsu Hengrui Medicine Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Mgmt For For For
Subsidiary
3 Adjustment of Mgmt For For For
Restricted Stock
Plan
4 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Elect XU Youheng Mgmt For Against Against
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 01/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(I)
2 Authority to Give Mgmt For Against Against
Guarantees
(II)
3 Transfer of Equities Mgmt For For For
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 01/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For Against Against
Guarantees
2 Approval of Amendments Mgmt For For For
to Asset Backed
Security
Plan
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 05/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Account Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
7 Approval of Corporate Mgmt For For For
Societal
Responsibility
Report
8 Directors', Mgmt For For For
Supervisors', and
Senior Management
Fees
9 Annual Report Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Elect LU Zhongliang Mgmt For For For
12 Elect ZHANG Zuoxue Mgmt For For For
13 Elect LIU Fang Mgmt For For For
14 Elect BAI Lizhong Mgmt For For For
15 Related Party Mgmt For For For
Transactions
16 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 06/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 06/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Employee Stock Mgmt For For For
Options Plan (Draft)
and Its
Summary
2 Constitution of Mgmt For Abstain Against
Appraisal Measures
for Implementation of
2019 Employee Stock
Options
Plan
3 Authorization to Board Mgmt For For For
Handling Matters for
Employee Stock
Options
Plan
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 07/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 08/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Stock Option Mgmt For For For
Incentive
Plan
2 Appraisal Measures for Mgmt For For For
Implementation of the
2018 Stock Option
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Stock
Option Incentive
Plan
4 Related Party Mgmt For For For
Transactions
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 08/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Modification of Public Mgmt For For For
Issuance of Corporate
Bonds
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Authority to Issue Mgmt For For For
(Debt
Instruments)
3 Authority to Issue Mgmt For For For
(Debt
Instruments)
4 Authority to Issue Mgmt For For For
(Debt
Instruments)
5 Authority to Issue Mgmt For For For
(Debt
Instruments)
6 Authority to Issue Mgmt For For For
(Debt
Instruments)
7 Authority to Issue Mgmt For For For
(Debt
Instruments)
8 Authority to Issue Mgmt For For For
(Debt
Instruments)
9 Ratification of Board Mgmt For For For
Acts
10 Authority to Issue Mgmt For For For
(Debt
Instruments)
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 10/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
2 Related Party Mgmt For For For
Transaction: Sale of
Equity in
Subsidiaries
3 Eligibility for Mgmt For For For
Private Placement
Notes
4 Size Mgmt For For For
5 Method and Date Mgmt For For For
6 Type and Duration Mgmt For For For
7 Targets Mgmt For For For
8 Use of Proceeds Mgmt For For For
9 Interest Rate Mgmt For For For
10 Validity of Resolution Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Private
Placement Note
Issuance
12 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt Against Against For
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 12/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Jiangsu Zhongnan Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000961 CINS Y4451G103 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisitions Mgmt For For For
2 Addition of Continuing Mgmt For For For
Transactions
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Increase Mgmt For Against Against
in Guarantee
Amount
5 Constitution of Mgmt For For For
Procedural Rules:
Formulation of
Management Measures
Following Investment
in Real Estate
Projects
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 06/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Annual Report - Summary Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Independent Directors' Mgmt For For For
Report
8 Internal Control Mgmt For For For
Self-Assessment
Report
9 Annual Accounts Report Mgmt For For For
10 Allocation of Profits Mgmt For For For
and
Dividends
11 Re-appointment of Mgmt For For For
Auditor
12 2018 Compensations of Mgmt For For For
the Company's Senior
Management
13 Related Party Mgmt For For For
Transactions: 2019
Projection
14 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries' Lines
of
Credit
15 3-Year-Plan of Mgmt For For For
Allocation of Profits
and Dividends
(2019-2021)
16 Amendments to Mgmt For For For
Articles: Director &
Supervisors & Senior
Managers
17 Amendments to Mgmt For For For
Articles: Dividend
and Profit
Allocation
18 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meeting
19 Amendments to Mgmt For For For
Procedural Rules for
Board
Meeting
20 Authority to Mgmt For For For
Repurchase Shares -
Rationale and
Purpose
21 Authority to Mgmt For For For
Repurchase Shares -
Price
22 Authority to Mgmt For For For
Repurchase Shares -
Quantity or
Size
23 Constitution of Mgmt For For For
Procedural Rules for
Management of
Rewarding
Funds
24 Amendments to Mgmt For For For
Articles: Shares
Repurchasing
25 Modification of Mgmt For For For
Previously Approved
Raised Fund
Usages
26 Elect XUE Jiping Mgmt For For For
27 Elect XUE Chi Mgmt For For For
28 Elect LU Wei Mgmt For For For
29 Elect SHEN Yichun Mgmt For For For
30 Elect HE Jinliang Mgmt For For For
31 Elect LIN Jintong Mgmt For For For
32 Elect ZHU Rong Mgmt For For For
33 Elect WU Dawei Mgmt For For For
34 Elect ZHENG Hangbin Mgmt For For For
35 Elect XUE Rugen Mgmt For For For
36 Elect LIN Feng Mgmt For Against Against
37 Elect YANG Huayong Mgmt For For For
________________________________________________________________________________
Jiangsu Zhongtian Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600522 CINS Y444E8100 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Type Mgmt For For For
3 Method Mgmt For For For
4 Price Mgmt For For For
5 Number Mgmt For For For
6 Source Mgmt For For For
7 Time Mgmt For For For
8 Validity Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Related Party Mgmt For For For
Transactions
11 Approval of Guarantees Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of WU Mgmt For For For
Yuneng
2 Resignation of WU Mgmt For For For
Jinxing
3 Elect YU Tong Mgmt For For For
4 Elect ZHU Xingwen Mgmt For For For
5 Change of Use of Mgmt For For For
Proceeds
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 03/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHENG Gaoqing Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dirctors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Mgmt For For For
Repurchase H
Shares
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C118 06/25/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Jiangxi Ganfeng Lithium Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase In A Mgmt For For For
Wholly-Owned
Subsidiary
2 Application of Credit Mgmt For Against Against
Lines and Authority
to Give
Guarantees
________________________________________________________________________________
Jiangxi Ganfeng Lithium Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase In A Mgmt For For For
Wholly-Owned
Subsidiary
2 Wholly-owned Mgmt For For For
Subsidiary Investment
in Joint Stock
Company
3 Wholly-owned Mgmt For For For
Subsidiary Provision
of Financial
Aid
4 Secondary Provision of Mgmt For For For
Financial
Aid
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 07/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financing Mgmt For For For
Scheme of Jinduicheng
Molybdenum Ruyang
Co.,
Ltd
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Zhiguo Mgmt For For For
2 Elect MA Xiangzhi Mgmt For For For
3 Elect YANG Guoping Mgmt For For For
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Mgmt For Abstain Against
Related-Party
Transactions
Management
System
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For Against Against
Guarantees
3 Issuance of Accounts Mgmt For For For
Receivable
Asset-Backed
Securities
4 Authority to Issue Mgmt For For For
Medium-Term
Notes
5 Investment in Wealth Mgmt For For For
Management
Products
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jointown Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600998 CINS Y444BD102 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Shareholder Return Plan Mgmt For For For
4 Directors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules of
Board
Meetings
10 Amendments to Mgmt For For For
Procedural Rules of
Revealing
Information
11 Amendments to Mgmt For For For
Procedural Rules of
Relevant
Decisions
12 Amendments to Mgmt For For For
Procedural Rules of
External
Guarantees
13 Amendments to Mgmt For For For
Procedural Rules of
External
Investments
14 Amendments to Mgmt For For For
Procedural Rules of
Independent
Directorship
15 Amendments to Mgmt For For For
Procedural Rules of
Supervisors'
Meetings
16 Amendments to Mgmt For For For
Procedural
Rules
17 Amendments to Multiple Mgmt For For For
Procedural
Rules
18 Directors' and Senior Mgmt For For For
Management's
Compensations
19 Supervisors' Mgmt For For For
Compensations
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 02/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Directors Mgmt For For For
11 Election of Mgmt For Against Against
Supervisory
Board
12 Election of Mgmt For For For
Supervisory
Board
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 06/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For Against Against
4 Directors',Supervisors' Mgmt For For For
and Senior Management
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Self Mgmt For For For
Assessment
Report
7 Authority to Give Mgmt For Against Against
Guarantees
8 Report on Deposit and Mgmt For For For
Use of Raised
Funds
9 Supervisors' Report Mgmt For For For
10 Elect QIN Li Mgmt For For For
11 Elect LI Ling Mgmt For For For
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 08/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendment of Profit Mgmt For For For
Distribution
Plan
3 Adjustment on Mgmt For For For
Construction Period
of the Company's
Investment
Projects
4 Authority to Give Mgmt For Against Against
Guarantees
5 Approve Postponement Mgmt For For For
of Acquisition Plan
of Company's Shares
by Controlling
Shareholder
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Suspension Mgmt For For For
of
Trading
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Purpose Mgmt For For For
3 Method Mgmt For For For
4 Price of Shares Mgmt For For For
5 Total Amount of Funds Mgmt For For For
6 Source of Shares Mgmt For For For
7 Time Limit Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kangmei Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600518 CINS Y2930H106 07/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Plan for Mgmt For For For
the Construction of
Kangmei Puning
Chinese Medicine
Industrial Park
Project
2 Investment Plan for Mgmt For For For
the Construction of
Kangmei Kunming
Health Industry Park
Project
3 Investment Plan for Mgmt For For For
the Construction of
Kangmei Zhihui
Pharmacy
Project
4 Investment Plan for Mgmt For For For
the Construction of
Kangmei Zhihui
Medicine Cabinet
Project
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIN Tao Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 11/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Termination of Project Mgmt For For For
Funds and
Replenishment of
Working
Capital
________________________________________________________________________________
Kuang-Chi Technologies Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002625 CINS Y9895R102 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Kuang-Chi Technologies Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002625 CINS Y9895R102 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Statement on the Use Mgmt For For For
of Raised
Funds
9 Authority to Give Mgmt For For For
Guarantees
10 Approval of Line of Mgmt For For For
Credit
11 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds,
Change of the Purpose
of Raised Funds and
Permanently
Supplementing the
Working Capital with
the Raised
Funds
12 Investment In A Base Mgmt For For For
With Raised
Funds
13 Investment In An Mgmt For For For
Industry Park With
Raised
Funds
________________________________________________________________________________
Kuang-Chi Technologies Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002625 CINS Y9895R102 06/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 By-Election of Mgmt For For For
Non-Independent
Director: Luan
Lin
2 By-Election of Mgmt For For For
Non-Employee
Representative
Supervisor: Ji
Chunlin
________________________________________________________________________________
Kuang-Chi Technologies Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002625 CINS Y9895R102 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 05/29/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Budget Report Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Appointment of Mgmt For For For
Financial Audit Firm
and Internal Control
Audit
Firm
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yan as Mgmt For For For
Director
________________________________________________________________________________
Kweichow Moutai Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600519 CINS Y5070V116 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Jingren Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 03/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Revising Mgmt For For For
The Conversion
Price
2 Authorization to the Mgmt For For For
board of directors to
handle
matters
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Downward Adjustment of Mgmt For For For
Conversion Price of
Convertible
Bonds
2 Board Authorization to Mgmt For For For
Implement Downward
Adjustment of
Conversion
Price
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Yi Mgmt For For For
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Profits
5 2018 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Types of Securities Mgmt For For For
3 Size of issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying Principal and
Interest
8 Guarantees Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
Number of Converted
Shares
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment to Mgmt For For For
Conversion
Price
13 Redemption Clause Mgmt For For For
14 Resale Clause Mgmt For For For
15 Attribution of Mgmt For For For
Relevant
Dividends
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of Raised Funds Mgmt For For For
20 Management of Raised Mgmt For For For
Funds and its Deposit
Account
21 Validity Period Mgmt For For For
22 Preplan for Mgmt For For For
Convertible Bond
Issuance
23 Constitution of Mgmt For For For
Procedural Rules:
Meeting of
Bondholders for
Convertible
Bonds
24 Demonstration Analysis Mgmt For For For
Report
25 Feasibility Analysis Mgmt For For For
Report
26 Report on Use of Mgmt For For For
Previously Raised
Funds
27 Statement Regarding Mgmt For For For
Independence of
Evaluation
Institution
28 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
29 Diluted Returns After Mgmt For For For
Public
Issuance
30 Issuance Of Mgmt For For For
Medium-Term
Notes
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 08/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Purpose Mgmt For For For
3 Method Mgmt For For For
4 Price Mgmt For For For
5 Total Funds Mgmt For For For
6 Number and percentage Mgmt For For For
7 Time limit Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Bonds
10 Type Mgmt For For For
11 Issuing Scale Mgmt For For For
12 Bond Duration Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Interest Rate Mgmt For For For
15 Time Limit Mgmt For For For
16 Conversion Period Mgmt For For For
17 Conversion Price Mgmt For For For
18 Conversion Price Mgmt For For For
Adjustment and
Calculation
Method
19 Conversion Price Mgmt For For For
Downward
Adjustment
20 Number of Converted Mgmt For For For
Shares
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Related Dividends Mgmt For For For
24 Issuing Targets and Mgmt For For For
Method
25 Arrangement For Mgmt For For For
Placement to
Shareholders
26 Bondholders Meetings Mgmt For For For
27 Purpose Mgmt For For For
28 Guarantee Matters Mgmt For For For
29 Rating Mgmt For For For
30 Deposit and Management Mgmt For For For
31 Valid Period Mgmt For For For
32 Preplan for Public Mgmt For For For
Issuance of
Bonds
33 Feasibility Analysis Mgmt For For For
Report
34 Report on Previously Mgmt For For For
Raised
Funds
35 Bondholder Meeting Mgmt For For For
Rules
36 Allocation of Mgmt For For For
Profits/Dividends
37 Diluted Immediate Mgmt For For For
Return
Measures
38 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Amendments to Articles Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Investment in Wealth Mgmt For For For
Management
Products
10 Investment in wealth Mgmt For For For
Management Products
from Related
Parties
11 Applying the amount of Mgmt For Against Against
financing
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendments to Mgmt For For For
Management System for
Directors',
Supervisors' and
Senior Management's
Fees
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Super and Short Term
Commercial
Papers
2 Amendments to Articles Mgmt For For For
3 Constitution of Mgmt For For For
Procedural Rules:
Remuneration
Management
System
4 Constitution of Mgmt For For For
Procedural Rules:
Performance Appraisal
of Internal Directors
and Senior
Management
5 Constitution of Mgmt For For For
Procedural Rules:
Remuneration of
Supervisory
Chairman
________________________________________________________________________________
Liaoning Chengda Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600739 CINS Y5279J104 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 01/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 05/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Profit Distribution Mgmt For For For
Plan
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Stock Ownership Plan Mgmt For For For
9 Management Measures Mgmt For For For
for Stock Ownership
Plan
10 Board Authorization to Mgmt For For For
Handle Matters
Regarding Employee
Stock Ownership
Plan
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital of
Subsidiary
2 Absorption of A Mgmt For For For
Wholly-Owned
Subsidiary
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Price Mgmt For For For
3 Type, Number Mgmt For For For
4 Total Amount Mgmt For For For
5 Time Limit Mgmt For For For
6 Purpose Mgmt For For For
7 Validity Period Mgmt For For For
8 Authorization Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Approval of Credit Line Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Approval of Charitable Mgmt For For For
Donation
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Approval of Credit Line Mgmt For For For
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Annual Accounts Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Allocation of Profits Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Appointment of Auditor Mgmt For For For
and Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Volume and Price of Mgmt For For For
Restricted
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Supervisors' Report Mgmt For For For
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' and Mgmt For For For
Supervisors'
Fees
2 Adjustment of 2018 Mgmt For For For
Estimated
Guarantees
3 Elect ZHONG Baoshen Mgmt For For For
4 Elect LI Zhenguo Mgmt For For For
5 Elect LIU Xuewen Mgmt For For For
6 Elect XU Dapeng Mgmt For For For
7 Elect ZOU Zonghai Mgmt For For For
8 Elect ZHANG Rumin Mgmt For For For
9 Elect TIAN Gaoliang Mgmt For For For
10 Elect LI Shoushuang Mgmt For For For
11 Elect GUO Ju'e Mgmt For For For
12 Elect QI Chengjun Mgmt For For For
13 Elect LI Xiangju Mgmt For Against Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 08/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment In Mgmt For For For
Construction Of A
Project
2 Authority to Issue Mgmt For For For
Perpetual
Option-Embedded
Medium-Term
Notes
3 Authority to Issue Mgmt For For For
Commercial
Papers
4 Board Authorization to Mgmt For For For
Implement Issuance of
Medium-Term Notes and
Commercial
Papers
5 Eligibility for Rights Mgmt For For For
Issue
6 Stock Type and Par Mgmt For For For
Value
7 Issuing Method Mgmt For For For
8 Basis, Ratio and Volume Mgmt For For For
9 Pricing Principles and Mgmt For For For
Price
10 Issuing Targets Mgmt For For For
11 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits
12 Issuing Date Mgmt For For For
13 Underwriting Method Mgmt For For For
14 Use of Proceeds Mgmt For For For
15 Validity of Resolution Mgmt For For For
16 Trading and Circulation Mgmt For For For
17 Preplan for Rights Mgmt For For For
Issue
18 Feasibility Report on Mgmt For For For
Use of
Proceeds
19 Report on Deposit and Mgmt For For For
Use of Raised
Funds
20 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
21 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
22 Board Authorization to Mgmt For For For
Implement Rights
Issue
23 Adjustment of Number Mgmt For For For
of Restricted Stocks
Under the Restricted
Stock Incentive Plan
and Repurchase
Price
24 Authority to Mgmt For For For
Repurchase
Shares
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
4 Amendments to Work Mgmt For Abstain Against
System of Independent
Directors
5 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Meetings
6 Related Party Mgmt For For For
Transactions:
Authority to Receive
Guarantees
7 Additional Authority Mgmt For Against Against
to Give
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 04/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Criteria Mgmt For For For
3 Target Participants Mgmt For For For
4 Type, Source, Volume Mgmt For For For
5 Duration, Grand Date, Mgmt For For For
Vesting Period,
Exercise Ratio and
Lock up
Period
6 Exercise Price and Mgmt For For For
Basis
7 Performance Condition Mgmt For For For
8 Grant and Exercise Mgmt For For For
Procedures
9 Adjustment Procedures Mgmt For For For
10 Accounting Treatment Mgmt For For For
11 Rights and Obligations Mgmt For For For
12 Conditions to Change Mgmt For For For
or Terminate the
Incentive
Plan
13 Dispute Resolution Mgmt For For For
14 Performance Evaluation Mgmt For For For
Guideline for 2019
Stock Option
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement 2019 Stock
Option Incentive
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Funds
2 Decrease of Registered Mgmt For For For
Capital
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Participants Mgmt For For For
3 Participant List Mgmt For For For
4 Source, Type and Mgmt For For For
Number of
Stocks
5 Validity Period, Grant Mgmt For For For
Date, Waiting
Period
6 Exercise Price Mgmt For For For
7 Conditions for Granting Mgmt For For For
8 Procedures for Granting Mgmt For For For
9 Method and Procedure Mgmt For For For
for
Adjustment
10 Accounting Treatment Mgmt For For For
11 Rights and Obligations Mgmt For For For
12 Alteration and Mgmt For For For
Termination
13 Mechanism for Mgmt For For For
Settlement of
Disputes
14 Constitution of Mgmt For For For
Procedural Rules for
Appraisal Management
Measures of
2018
15 Authorization to Mgmt For For For
Implement Stock
Option
Plan
________________________________________________________________________________
Luzhou Laojiao Company Limited
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 05/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
2 Issuing Scale Mgmt For For For
3 Issuing Method Mgmt For For For
4 Bond Duration Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate and its Mgmt For For For
Determining
Method
7 Method of Paying the Mgmt For For For
Principal and
Interest
8 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
9 Redemption or Resale Mgmt For For For
Clauses
10 Purpose of the Raised Mgmt For For For
Funds
11 Underwriting Method Mgmt For For For
12 Listing Arrangement Mgmt For For For
13 Guarantee Method Mgmt For For For
14 Repayment Guarantee Mgmt For For For
Measures
15 The Valid Period of Mgmt For For For
the
Resolution
16 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
Luzhoulaojiao Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Qinwei Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Approval of Borrowing Mgmt For For For
4 Approval of Strategic Mgmt For For For
Cooperation
Agreement
5 Related Party Mgmt For Abstain Against
Transactions:
External
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 04/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Intra-company Mgmt For For For
Contracts/Control
Agreements
11 Amendments to Articles Mgmt For For For
12 Elect BIAN Guo-fu Mgmt For Against Against
13 Elect WANG Xiao-jun Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 06/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extending the Time Mgmt For For For
Period for Execution
of Stock
Repurchasing
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 09/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Rong Mgmt For For For
2 Elect GUO Meiling Mgmt For For For
3 Elect XU Ke Mgmt For For For
4 Elect WOO Swee Lian Mgmt For For For
5 Elect FENG Junyuan Mgmt For For For
6 Elect WANG Jiafen Mgmt For For For
7 Elect LI Junde Mgmt For For For
8 Elect GE Jun Mgmt For For For
9 Elect XIAO Zhixing Mgmt For For For
10 Elect LIU Yong Mgmt For For For
11 Elect LIU Xiao Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For Abstain Against
Fees
2 Objective and Purpose Mgmt For For For
3 Method of Share Mgmt For For For
Repurchase
4 Price or Price Range Mgmt For For For
5 Total Amount and Mgmt For For For
Source of
Funds
6 Type Number and Mgmt For For For
Percentage of
Capital
7 Time Limit of Share Mgmt For For For
Repurchase
8 Validity Period Mgmt For For For
9 Board Authorization Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hui as Mgmt For For For
Director
2 Authorization of Legal Mgmt For For For
Formalities
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Issuing Targets and Mgmt For For For
Subscription
Method
6 Pricing Base Date, Mgmt For For For
Issue Price, Pricing
Principles
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Purpose of the Raised Mgmt For For For
Funds
11 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
12 Valid Period Mgmt For For For
13 Preplan For Non-Public Mgmt For For For
Share
Offering
14 Feasibility Analysis Mgmt For For For
Report
15 Ratification of Board Mgmt For For For
Acts
16 Statement on Use of Mgmt For For For
Previously Raised
Funds
17 Diluted Immediate Mgmt For For For
Return
18 Formulation of Mgmt For For For
Shareholder Return
Plan
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 03/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Wenqing Mgmt For For For
2 Elect ZHANG Zhaoxiang Mgmt For For For
3 Elect ZHOU Jichang Mgmt For For For
4 Elect YU Hailong Mgmt For For For
5 Elect REN Xudong Mgmt For For For
6 Elect Peter CHAN Ka Mgmt For For For
Keung
7 Elect CAO Xiuyun Mgmt For Against Against
8 Elect ZHANG Yandi Mgmt For For For
________________________________________________________________________________
Metallurgical Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
1618 CINS Y5949Y101 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Domestic
Bonds
12 Mutual Supply of Mgmt For For For
Comprehensive Raw
Materials, Products
and Services
Agreement
13 Amendments to the Mgmt For For For
Procedural Rules for
General
Meetings
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 3-Year Shareholder Mgmt For For For
Returns
Plan
6 Allocation of Mgmt For For For
Profits/Dividends
7 The 6th-phase Employee Mgmt For For For
Stock Options
Incentives Plan
(Draft)
8 Formulation of Mgmt For For For
Measures on
Implementation and
Appraisal
of 6th-Phase Stock
Options Incentives
Plan
9 Board Authorization to Mgmt For For For
Implement the 6th
Phase Stock Option
Incentive
Plan
10 Adoption of 2019 Mgmt For For For
Employee Restricted
Shares Incentives
Plan
(Draft)
11 Appraisal Measures for Mgmt For For For
2019 Restricted
Shares
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement 2019
Restricted Shares
Incentive
Plan
13 The 5th-phase Global Mgmt For Against Against
Partnership
Shareholding Plan
(Draft)
14 Board Authorization to Mgmt For Against Against
Implement 5th-phase
Global Partnership
Shareholding
Plan
15 2nd-phase Business Mgmt For Against Against
Partnership
Shareholding Plan
(Draft)
16 Board Authorization to Mgmt For Against Against
Implement 2nd-phase
Business Partnership
Shareholding
Plan
17 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
18 Foreign Exchange Mgmt For For For
Transactions
19 Investment in Wealth Mgmt For For For
Management
Products
20 Approval of Borrowing Mgmt For For For
21 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 07/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Manner and Usage of Mgmt For For For
Share
Repurchase
2 Price or Price Range Mgmt For For For
and Pricing
Principle
3 Total Capital and Mgmt For For For
Capital Source Used
for the Share
Repurchase
4 Type, Number and Mgmt For For For
Proportion of the
Share
Repurchase
5 Time Limit Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Repurchase
of
Shares
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect FANG Hongbo Mgmt For For For
3 Elect YIN Bitong Mgmt For For For
4 Elect ZHU Fengtao Mgmt For For For
5 Elect Gu Yanmin Mgmt For For For
6 Elect HE Jianfeng Mgmt For For For
7 Elect YU Gang Mgmt For For For
8 Elect XUE Yunkui Mgmt For For For
9 Elect GUAN Qingyou Mgmt For For For
10 Elect HAN Jian Mgmt For For For
11 Elect LIU Min Mgmt For For For
12 Elect ZHAO Jun Mgmt For Against Against
13 Constitution of Mgmt For For For
Procedural Rules:
Allowance
Standards
14 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Midea Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000333 CINS Y6S40V103 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Transaction
2 Principals Mgmt For For For
3 Method of Merger Mgmt For For For
4 Effective Date Mgmt For For For
5 Stock Type Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Issue Price Mgmt For For For
8 Swap Price Mgmt For For For
9 Swap Ratio Mgmt For For For
10 Number of Shares for Mgmt For For For
Issuance
11 Appraisal Rights for Mgmt For For For
Shareholder
12 Cash Option Mgmt For For For
13 Adjustment MEchanism Mgmt For For For
14 Implementation Date Mgmt For For For
15 Share Swap Method Mgmt For For For
16 Trading and Circulation Mgmt For For For
17 Disposal Method Mgmt For For For
18 Disposal of Right Mgmt For For For
Limited
Shares
19 Arrangement for Mgmt For For For
Accumulated Retained
Profits
20 Disposal of Creditor Mgmt For For For
Rights
21 Arrangement for Mgmt For For For
Transitional
Period
22 Employee Placement Mgmt For For For
23 Settlement Mgmt For For For
24 Validity Period Mgmt For For For
25 Report on Connected Mgmt For For For
Transaction
26 Related Party Mgmt For For For
Transactions
27 Not Constitution of Mgmt For For For
Major Assets
Restructuring
28 Not Constitution of Mgmt For For For
Listing by
Restructuring
29 Conditional Agreement Mgmt For For For
30 Compliance with Mgmt For For For
Article
11
31 Compliance with Mgmt For For For
Article
43
32 Financial Report for Mgmt For For For
Acquisition
33 Evaluation Report Mgmt For For For
34 Diluted Immediate Mgmt For For For
Returns due to
Acquisition
35 Provision of Appraisal Mgmt For For For
Rights for
Shareholders Voting
Against
Plan
36 Board Authorization to Mgmt For For For
Implement
Acquisition
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 04/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules for
Management
Systems
2 Supplementary Mgmt For For For
Agreement to the
Equity Transfer
Agreement of a
Subsidiary
3 Approval of Line of Mgmt For For For
Credit
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Corporate Social Mgmt For For For
Responsibility
Report
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Purchase of Liability Mgmt For For For
Insurance for
Directors',
Supervisors' and
Senior
Management
10 Elect CHENG Fengchao Mgmt For For For
as Independent
Director
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 07/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Project Mgmt For For For
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Minmetals Capital Company Limited
Ticker Security ID: Meeting Date Meeting Status
600390 CINS Y4796R103 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect QIN Yinglin Mgmt For For For
3 Elect QIAN Ying Mgmt For For For
4 Elect CAO Zhinian Mgmt For For For
5 Elect Ram Charran Mgmt For For For
6 Elect LIU Hongwei Mgmt For For For
7 Elect LIU Lijian Mgmt For For For
8 Elect XIANG Zhenhua Mgmt For For For
9 Elect CHU Ke Mgmt For For For
10 Elect LI Fuqiang Mgmt For Against Against
11 Related Party Mgmt For For For
Transactions for
2018
12 Launching Supply Chain Mgmt For For For
Accounts Receivable
Assets
Securitization
13 Authorization for Mgmt For For For
Asset
Securitization
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets Mgmt For For For
5 Issuing Volume Mgmt For For For
6 Issue Price Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Validity Period Mgmt For For For
12 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
Preplan
13 Feasibility Analysis Mgmt For For For
Report
14 Previously Raised Fund Mgmt For For For
Report
15 Diluted Immediate Mgmt For For For
Returns After Private
Placement
16 Commitments of Mgmt For For For
Shareholders
Regarding Diluted
Immediate
Returns
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Shareholder Return Mgmt For Abstain Against
Plan for 2018 to
2020
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-Term Commercial
Paper
2 Implementing Location Mgmt For For For
of
Projects
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 03/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Related Party
Transactions
2 Related Party Mgmt For For For
Transaction: Transfer
of Land Use Right and
Buildings
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 04/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on the Use of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Line of Credit Mgmt For For For
7 Entrusted Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
8 Purchase of Wealth Mgmt For For For
Management Products
from Banks with some
Idle Raised Funds
from Non-Public Share
Offering
9 Purchase of Wealth Mgmt For For For
Management Products
from Banks with some
Idle Raised Funds
from Non-Public
Issuance of Preferred
Stocks
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Authority to Give Mgmt For Against Against
Guarantees
12 2019 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YUAN Yafei Mgmt For For For
2 SHENG Dewei Mgmt For For For
________________________________________________________________________________
Nanjing Xinjiekou Department Store Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600682 CINS Y62032100 11/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Confirmation of Mgmt For For For
Validity
Period
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Basis of Determining Mgmt For For For
Plan
3 Source and Number of Mgmt For For For
Underlying
Stocks
4 Time Schedule Mgmt For For For
5 Grant Price Mgmt For For For
6 Conditions for Granting Mgmt For For For
7 Method and Procedure Mgmt For For For
for
Adjusting
8 Accounting Treatment Mgmt For For For
9 Procedure for Granting Mgmt For For For
10 Rights and Obligations Mgmt For For For
11 Treatment in Case of Mgmt For For For
Unusual
Changes
12 Alteration and Mgmt For For For
Termination of
Plan
13 Repurchase and Mgmt For For For
Cancellation of
Principles of
Restricted
Stocks
14 Constitution of Mgmt For For For
Procedural Rules:
Stock
Plan
15 Constitution of Mgmt For For For
Procedural Rules:
Implement Measures
for Stock
Plan
16 Ratification of Board Mgmt For For For
Acts
17 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 04/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LENG Jun Mgmt For For For
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Independent Directors' Mgmt For For For
Report
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Financial Budget Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
9 Approval of Entrusted Mgmt For For For
Loans
10 Related Party Mgmt For Against Against
Transactions
11 Changes to Registered Mgmt For For For
Capital and
Amendments to
Articles
12 Authority to Issue Mgmt For For For
Super & Short-term
Commercial
Paper
13 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
14 Planned Issue Size, Mgmt For For For
Issue Method and Face
Value
15 Bond Term Mgmt For For For
16 Repayment of Principal Mgmt For For For
Interest
17 Interest Rate of the Mgmt For For For
Bonds and Determining
Method
18 Issuance Subscribers Mgmt For For For
19 Use of Proceeds Mgmt For For For
20 Guarantee Arrangement Mgmt For For For
21 Redemption Provisions Mgmt For For For
or Sale Back
Provisions
22 Credit Situation of Mgmt For For For
the Company and
Safeguard Measures
for Debt
Repayment
23 Listing Arrangement Mgmt For For For
24 Method of Underwriting Mgmt For For For
25 Validity Period of the Mgmt For For For
Resolution
26 Board Authorization to Mgmt For For For
Implement Bond
Issuance
27 Amendment to Main Body Mgmt For For For
of an Investment
Project
28 Elect LENG Jun Mgmt For For For
29 Elect ZHANG Jianwei Mgmt For For For
30 Elect WU Weining Mgmt For For For
31 Elect ZHENG Yuping Mgmt For For For
32 Elect MIN Tao Mgmt For For For
33 Elect ZHENG Zongqiang Mgmt For For For
34 Elect ZHANG Jianming Mgmt For For For
35 Elect CHEN Songlin Mgmt For For For
36 Elect ZHENG Chuiyong Mgmt For For For
37 Elect HUANG Xueliang Mgmt For For For
38 Elect LIU Xiangming Mgmt For For For
39 Elect XIONG Yanren Mgmt For For For
40 Elect HU Jiangyi Mgmt For For For
41 Elect DING Haidong Mgmt For Against Against
42 Elect XIA Jun Mgmt For For For
43 Elect ZHANG Guohui Mgmt For Against Against
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
3 Elect ZHANG Jianwei Mgmt For For For
4 Elect ZHANG Jianming Mgmt For For For
5 Elect CHEN Songlin Mgmt For For For
6 Elect HU Jiangyi Mgmt For Against Against
7 Elect XIA Jun Mgmt For Against Against
________________________________________________________________________________
NARI Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Amendments to Articles Mgmt For Abstain Against
4 Entrusted Wealth Mgmt For For For
Management
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report of Directors' Mgmt For For For
Performance
7 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Daily Related Mgmt For For For
Transactions with
China Development
Bank
10 Elect LIU Haoling Mgmt For For For
11 Elect XIONG Lianhua Mgmt For For For
12 Elect YANG Yi Mgmt For For For
13 Elect GUO Ruixiang Mgmt For For For
14 Elect LI Qiqiang Mgmt For For For
15 Elect HU Aimin Mgmt For For For
16 Elect PENG Yulong Mgmt For Against Against
17 Elect LI Zongjian Mgmt For For For
18 Elect Edouard SCHMID Mgmt For For For
19 Elect LI Xianglu Mgmt For For For
20 Elect ZHENG Wei Mgmt For For For
21 Elect CHENG Lie Mgmt For For For
22 Elect GENG Jianxin Mgmt For For For
23 Elect MA Yiu Tim Mgmt For For For
24 Elect WANG Chengran Mgmt For For For
25 Elect YU Jiannan Mgmt For Against Against
26 Elect WU Xiaoyong Mgmt For Against Against
27 Amendments to Articles Mgmt For For For
28 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New China Life Insurance Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
1336 CINS Y625A4107 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Daily Related Mgmt For For For
Transactions
with
China Development Bank
2 Change of Registered Mgmt For For For
Address and
Amendments to
Articles
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Allocation of Mgmt For For For
Profits
5 Appointment of Auditor Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries for the
Procurement of Raw
Material
7 Estimate of Total Mgmt For For For
Guarantees for
2019
8 Authority to Issue Mgmt For For For
Short Term Debt
Note
9 Eligibility to Issue Mgmt For For For
Convertible Debt
Instruments
10 Type Mgmt For For For
11 Size Mgmt For For For
12 Issuance Price and Mgmt For For For
Face
Value
13 Bond Term Mgmt For For For
14 Interest Rate Mgmt For For For
15 Repayment Mgmt For For For
16 Guarantee Mgmt For For For
17 Conversion Period Mgmt For For For
18 Conversion Price Mgmt For For For
19 Downward Adjustment of Mgmt For For For
Conversion
Price
20 Methods to Determine Mgmt For For For
Conversion
Price
21 Redemption Clause Mgmt For For For
22 Resale Clause Mgmt For For For
23 Dividends During Mgmt For For For
Conversion
Period
24 Issuance Method and Mgmt For For For
Target
25 Preemptive Rights Mgmt For For For
26 Bondholders and Mgmt For For For
Meetings
27 Use of Proceeds Mgmt For For For
28 Deposit of Funds Mgmt For For For
29 Validity Period Mgmt For For For
30 Draft of Issuance of Mgmt For For For
Convertible Corporate
Bonds
31 Eligibility Report for Mgmt For For For
the Issuance of
Convertible Corporate
Bonds
32 Report on the Use of Mgmt For For For
Proceeds
33 Shareholders Return Mgmt For For For
Plan for
2019-2021
34 Measures to Minimize Mgmt For For For
Impact of
Dilution
35 Approve Procedural Mgmt For For For
Rules for Bondholder
Meetings
36 Authorization to Mgmt For For For
Implement Issuance of
Corporate
Bonds
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 06/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Draft of 2019 Mgmt For For For
Restricted Shares and
Equity Incentive
Plan
2 2019 Restricted Shares Mgmt For For For
and Equity Incentive
Plan
3 Authorizing the Board Mgmt For For For
to Fully Handle
Equity Incentive
Plan
4 Amendments to Articles Mgmt For For For
5 Amendment to Mgmt For For For
Procedural Rules for
Board
Meetings
6 Amendment to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
7 Elect LIU Chang Mgmt For For For
8 Elect LIU Yonghao Mgmt For For For
9 Elect WANG Hang Mgmt For For For
10 Elect LI Jianxiong Mgmt For For For
11 Elect DENG Cheng Mgmt For For For
12 Elect DENG Feng Mgmt For For For
13 Elect CHEN Huanchun Mgmt For For For
14 Elect CAI Manli Mgmt For For For
15 Elect XU Zhigang Mgmt For Against Against
16 Elect YANG Fang Mgmt For Against Against
________________________________________________________________________________
New Hope Liuhe Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000876 CINS Y7933V101 11/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Related Party Mgmt For Abstain Against
Transactions
3 Authority to Mgmt For Abstain Against
Repurchase
Shares
________________________________________________________________________________
Ningbo Zhoushan Port Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601018 CINS Y6298E100 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Supervisors' Fees Mgmt For For For
6 Financial Report 2018 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Financial Budget 2019 Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
2019
11 Framework Agreement Mgmt For For For
and Related Party
Transaction
12 Related Party Deposit Mgmt For For For
Services
13 Authority to Issue Mgmt For For For
Financing
Instruments
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Final Accounts Report Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 2019 Projected Related Mgmt For For For
Party
Transactions
9 Transferring Some of Mgmt For For For
the Investment Funds
to Permanently
Replenish Operating
Funds
10 Authority to Give Mgmt For Against Against
Guarantees for Lines
of
Credit
11 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Conditions of
Unlocking
Period
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Secondary
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 10/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
of Share
Repurchase
2 Method of Share Mgmt For For For
Repurchase
3 Price of Share Mgmt For For For
Repurchase
4 Type, Number, and Mgmt For For For
Percentage of Shares
to be
Repurchased
5 Total Amount of Shares Mgmt For For For
for
Repurchase
6 Time Limit for Share Mgmt For For For
Repurchase
7 Validity Period Mgmt For For For
8 Authorization for Mgmt For For For
Board to Implement
Share
Repurchase
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Bank Credit and Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Ping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect YU Yi as Director Mgmt For For For
________________________________________________________________________________
Offshore Oil Engineering Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600583 CINS Y6440J106 06/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Mgmt For For For
Repurchase
Shares
11 Decrease of Registered Mgmt For For For
Capital
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 06/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Validity Period Mgmt For For For
Extension: Previously
Approved Convertible
Corporate Bonds
Issuance
2 Report on Deposit and Mgmt For For For
Use of Raised
Funds
3 Validity Period Mgmt For For For
Extension: Previously
Approved
Authorization for
Board to Handle Bonds
Issuance
4 Amendments to Mgmt For For For
Articles:Business
Scope
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 09/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Previously Mgmt For For For
Raised
Funds
2 Authority to Mgmt For For For
Repurchase
Shares
3 Decrease in Company's Mgmt For For For
Registered
Capital
4 Adjustment to Number Mgmt For For For
of Board
Members
5 Amendment to Business Mgmt For For For
Scope
6 Amendment to Company's Mgmt For For For
Article of
Association
________________________________________________________________________________
Oppein Home Group Inc
Ticker Security ID: Meeting Date Meeting Status
603833 CINS Y6440T104 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Wardrobe Production Mgmt For For For
Line Construction
Project
2 Kitchen Cabinet Mgmt For For For
Production Line
Construction
Project
3 Elm Door Production Mgmt For For For
Line Construction
Project
4 Range Hood and Gas Mgmt For For For
Stove Production
Workshop
________________________________________________________________________________
Orient Securities Company Limited (aka DFZQ)
Ticker Security ID: Meeting Date Meeting Status
600958 CINS Y6S79P100 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Allocation of Profits/ Mgmt For For For
Dividends
5 Annual Report Mgmt For For For
6 Investment Scale 2019 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Shenergy (Group) Mgmt For For For
Company Limited ("
the
Group")
9 Other Affiliated Mgmt For For For
Parties
10 Authority to Give Mgmt For For For
Guarantees
11 Issuance Method Mgmt For For For
12 Type Mgmt For For For
13 Scale Mgmt For For For
14 Subject Mgmt For For For
15 Validity Mgmt For For For
16 Interest Rate, Payment Mgmt For For For
Method, Issuing
Price
17 Guarantees and Other Mgmt For For For
Arrangement
18 Use of Raised Funds Mgmt For For For
19 Issuing Targets Mgmt For For For
20 Listing of Financial Mgmt For For For
Instruments
21 Authorization Mgmt For For For
22 Validity of the Mgmt For For For
Resolution
23 Amendments to Articles Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oriental Pearl Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600637 CINS Y0875J103 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget Mgmt For For For
8 Related Party Mgmt For For For
Transaction
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Cash Management With Mgmt For For For
Some Idle Proprietary
Funds
11 Cash Management With Mgmt For For For
Some Idle Raised
Funds
12 Authority to Give Mgmt For For For
Guarantees
13 Related Party Mgmt For Against Against
Transactions
14 Debt Financing Plan Mgmt For Against Against
15 Authority to Mgmt For For For
Repurchase
Shares
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
17 Amendments to Articles Mgmt For For For
18 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
19 Amendments to Mgmt For For For
Procedural Rules:
Board
Meeting
20 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meeting
21 Amendments to Work Mgmt For For For
System for
Independent
Directors
22 Directors' Fees Mgmt For For For
23 Elect TENG Junjie as Mgmt For For For
Shareholder
Supervisor
24 Elect ZHOU Zhonghui as Mgmt For For For
External
Supervisor
25 Supervisors' Fees Mgmt For For For
26 Elect WANG Jianjun Mgmt For For For
27 Elect LIU Xiaofeng Mgmt For For For
28 Elect ZHANG Wei Mgmt For For For
29 Elect CHEN Yuren Mgmt For For For
30 Elect ZHONG Jing Mgmt For For For
31 Elect XU Hui Mgmt For For For
32 Elect HUANG Kai Mgmt For For For
33 Elect SHEN Xiangyang Mgmt For For For
as Independent
Director
34 Elect CHEN Shimin as Mgmt For For For
Independent
Director
35 Elect JIANG Yao as Mgmt For For For
Independent
Director
36 Elect SHEN Jianguang Mgmt For For For
as Independent
Director
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Connected Transactions Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees and
Application for
Credit
Line
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount Mgmt For For For
5 Type and Number Mgmt For For For
6 Time Limit Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement
Repurchase
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q138 06/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Profits/Dividends
2018
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Mgmt For For For
International and
Domestic Auditor and
Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
8 Board Authorization to Mgmt For For For
Determine and Deal
with the Issue of
Debt Instruments up
to RMB 150
billion
9 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
10 Elect ZHANG Wei Mgmt For For For
11 Elect JIAO Fangzheng Mgmt For For For
________________________________________________________________________________
Ping An Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000001 CINS Y6896T103 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Implementation Status Mgmt For For For
Report for 2018
Related Party
Transactions
7 Appointment of Auditor Mgmt For For For
for
2019
8 Capital Management Mgmt For For For
Plan
(2019-2021)
9 Authority to Issue Mgmt For For For
Perpetual Capital
Bond
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 04/29/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Development Plan for Mgmt For For For
2019-2021
8 Report of Independent Mgmt For For For
Non-Executive
Directors'
Performance
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Share Repurchase Plan Mgmt For For For
11 General Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue H Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 04/29/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Repurchase Plan Mgmt For For For
2 General Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Ping An Insurance (Group) Company of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790114 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth NG Sing Mgmt For For For
Yip
2 Elect CHU Yiyun Mgmt For For For
3 Elect LIU Hong Mgmt For For For
4 Approval of Adoption Mgmt For Abstain Against
of Long-term Service
Plan
5 Authority to Issue Mgmt For For For
Debt
Instruments
6 Amendments to Articles Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Poly Developments and Holdings Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y7000Q100 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2019 Investment Plan Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2018 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 2019 Provision of Mgmt For Against Against
Guarantee
9 Related Party Mgmt For For For
Transactions with
Joint Venture
Companies and Other
Related
Entities
10 Approval of Mgmt For For For
Eligibility for Poly
Property Development
Co., Ltd. to
Implement Overseas
Initial Public
Offering
11 Overseas Initial Mgmt For For For
Public Offering Plan
for Poly Property
Development Co.,
Ltd.
12 Commitment to Retain Mgmt For For For
Independence
13 The Company's Prospect Mgmt For For For
and Ability to Profit
Continuously
14 Authorization to Mgmt For For For
Implement Matters
Related to the
Overseas Initial
Public Offering for
Poly
Property
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y7000Q100 04/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Extension of Validity Mgmt For For For
Period of Corporate
Bonds
Issuance
3 Extension of Board Mgmt For For For
Authorization for
Corporate Bonds
Issuance
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Company Mgmt For For For
Name
2 Amendments to Articles Mgmt For For For
3 Related Party Mgmt For For For
Transactions
4 Elect CAI Deming Mgmt For For For
5 Elect LI Fei Mgmt For For For
________________________________________________________________________________
Poly Real Estate Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
600048 CINS Y6987R107 10/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Notes
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 01/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage of
shares
5 Total Amount and Source Mgmt For For For
6 Time Limit Mgmt For For For
7 Valid Period Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Termination of Mgmt For For For
Agreement
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Preferred Share Mgmt For For For
Dividend Distribution
Plan
7 2019 Financial Budget Mgmt For For For
8 Investment Plan Mgmt For Abstain Against
9 2019 Guarantee Plan Mgmt For Against Against
10 Financing Budget Mgmt For Abstain Against
11 Related Party Mgmt For For For
Transactions
12 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor
13 Authorization to Board Mgmt For Abstain Against
to Decide on Issuance
of Debt Financing
Instruments
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Power Construction Corporation of China, Ltd.
Ticker Security ID: Meeting Date Meeting Status
601669 CINS Y7999Z103 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance Of Asset Mgmt For For For
Securitization
Products
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 06/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Accounts Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions: 2019
Projection
9 Authority to Provide Mgmt For For For
Guarantees for
Subsidiary
10 Foreign Exchange Mgmt For For For
Transactions
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
13 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
14 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
15 Management for Bulk Mgmt For For For
Raw Material Hedging
System
16 Entrusted Financial Mgmt For For For
Management
System
17 Directors' Compensation Mgmt For For For
18 Changing Partial Funds Mgmt For For For
Raised from
Convertible Corporate
Bonds
19 Change of Company's Mgmt For For For
Name
20 Elect LIANG Haishan Mgmt For For For
21 Elect TAN Lixia Mgmt For For For
22 Elect WU Changqi Mgmt For For For
23 Elect LI Huagang Mgmt For For For
24 Elect YAN Yan Mgmt For For For
25 Elect LIN Sui Mgmt For For For
26 Elect DAI Deming Mgmt For For For
27 Elect SHI Tiantao Mgmt For For For
28 Elect QIAN Daqun Mgmt For For For
29 Elect WANG Peihua Mgmt For Against Against
30 Elect MING Guoqing Mgmt For For For
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qingdao Haier Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600690 CINS Y7166P102 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Real Estate Mgmt For For For
Commitment
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 02/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Raw Coal Mgmt For For For
2 Sale of Potassium Mgmt For For For
Chloride
Products
3 Purchase of Potassium Mgmt For For For
Chloride
Products
4 Replenish Working Mgmt For For For
Capital with
Funds
5 Amendments to Mgmt For Abstain Against
Procedural
Rules
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
and
Dividends
5 Approval of Borrowing Mgmt For Against Against
With
Subsidiaries
6 Authority to Extend Mgmt For For For
Guarantees
7 Approval of Borrowing Mgmt For For For
from Major
Shareholder
Company
8 Amendments to Articles Mgmt For For For
9 Directors', Mgmt For For For
Supervisors' and
Senior Management's
Fees
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Qinghai Salt Lake Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000792 CINS Y7170U105 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Appointment of Auditor Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Financial Aid to Mgmt For For For
Project
5 Elect YAN Zijun Mgmt For For For
________________________________________________________________________________
Red Star Macalline Group Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
1528 CINS Y7S99R118 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Ownership
Plan
2 Implementation of Mgmt For Against Against
Measures for
Management of
Employee Stock
Ownership
Plan
3 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Red Star Macalline Group Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
1528 CINS Y7S99R118 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 2018 Annual Report and Mgmt For For For
Annual
Results
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Second Phase of Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) and Its
Extracts
10 Measures for Mgmt For Against Against
Management of Second
Phase of Employee
Stock Ownership
Plan
11 Board Authorization Mgmt For Against Against
regarding Second
Phase of Employee
Stock Ownership
Plan
12 Implementation Plans Mgmt For For For
of Share Price
Stabilization and
Shareholding
Increase
13 Appointment of Auditor Mgmt For For For
and Internal Control
Auditor and Authority
to Set
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Red Star Macalline Group Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
1528 CINS Y7S99R118 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Part of the Mgmt For For For
A Share Fundraising
Investment
Projects
3 Amendments to the Mgmt For For For
Rules for Management
of External
Investments
4 Appointment of Auditor Mgmt For For For
and Internal Control
Consultant
5 Amendments to Articles Mgmt For For For
6 Elect GUO Binghe Mgmt For For For
7 Elect WANG Xiao Mgmt For For For
8 Elect ZHAO Chongyi Mgmt For For For
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to Mgmt For Against Against
Estimated
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset-Backed
Plan
2 Undertaking to Mgmt For For For
Compensate For the
Balance of
Asset-Backed
Plan
3 Board Authorization to Mgmt For For For
Implement
Asset-Backed
Plan
4 Authority to Provide Mgmt For Against Against
Guarantees
5 Authority to Provide Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report 2018 Mgmt For For For
5 Financial Report 2018 Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget 2019 Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Provide Mgmt For Against Against
Guarantees to
Controlling
Subsidiaries
3 Authority to Provide Mgmt For Against Against
Guarantees to Risesun
Health and Travel
Investment Co., Ltd.
and its
subsidiaries
4 Authority to Provide Mgmt For Against Against
Guarantees to Hebei
Risesun Construction
Materials Co., Ltd.
and its
subsidiaries
5 Authority to Provide Mgmt For Against Against
Guarantees to Xianghe
Wanlitong Enterprise
Co., Ltd. and its
subsidiaries
6 Authority to Provide Mgmt For Against Against
Guarantees to
Langfang Landscape
and Green
Construction Co.,
Ltd. and its
subsidiaries
7 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Asset-backed
Securities
Plan
2 Undertaking to Mgmt For Abstain Against
Compensate for the
Balance of the
Asset-backed Special
Plan
3 Board Authorization to Mgmt For For For
Implement
Asset-backed Special
Plan
4 Elect GENG Jianming Mgmt For For For
5 Elect LIU Shan Mgmt For For For
6 Elect BAO Lijie Mgmt For For For
7 Elect CHEN Jinhai Mgmt For For For
8 Elect YANG Shaomin Mgmt For For For
9 Elect CHEN Wei Mgmt For For For
10 Elect QI Lingfeng Mgmt For For For
11 Elect HUANG Yuhua Mgmt For For For
12 Elect DAI Qiong Mgmt For For For
13 Elect ZOU Jiali Mgmt For Against Against
14 Elect WANG Qiang Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
3 Strategic Cooperation Mgmt For Abstain Against
Agreement
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Duration Mgmt For For For
3 Interest Rate and Mgmt For For For
Payment
Method
4 Purpose of Raised Funds Mgmt For For For
5 Issuing Targets and Mgmt For For For
Method
6 Guarantee Arrangement Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
8 Bonding Listing and Mgmt For For For
Transfer
Method
9 Repayment Guarantee Mgmt For For For
Method
10 Validity Period Mgmt For For For
11 Board Authorization Mgmt For For For
12 Volume Mgmt For For For
13 Bond Type and Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Purpose of Raised Funds Mgmt For For For
16 Issuing Targets and Mgmt For For For
Method
17 Guarantee Arrangement Mgmt For For For
18 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
19 Bond Listing and Mgmt For For For
Transfer
Method
20 Repayment Guarantee Mgmt For For For
21 Validity Period Mgmt For For For
22 Authorization for Mgmt For For For
Secondary Corporate
Bond
Issuance
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension Validity Mgmt For For For
Period
3 Approval of Guarantees Mgmt For Against Against
4 Debt Financing Plan Mgmt For Abstain Against
5 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 04/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuing A
Shares
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
6 Issuing Amount Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Validity Mgmt For For For
12 Preplan for A Share Mgmt For For For
Offering
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
16 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
17 Board Authorization to Mgmt For For For
Issue A Share
Offering
18 Shareholder Returns Mgmt For For For
Plan
19 Amendment to Articles Mgmt For For For
20 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
7 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
8 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
9 Sale of Projects Mgmt For Abstain Against
Agreement
10 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
11 Good Transportation Mgmt For Abstain Against
Agreement
12 Service Agreement Mgmt For Abstain Against
13 Entrustment Agreement Mgmt For Abstain Against
14 Sale of Products Mgmt For Abstain Against
Agreement
15 Maintenance and Mgmt For Abstain Against
Engineering Service
Agreement
16 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
17 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
18 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
19 Deposit Services Mgmt For Abstain Against
20 Approval of Borrowing Mgmt For Abstain Against
21 Approval of Offering Mgmt For For For
Entrusted
Loans
22 Authority to Give Mgmt For For For
Guarantees
23 Appointment of Auditor Mgmt For For For
24 Hedge Fund Transactions Mgmt For For For
25 Foreign Exchange Mgmt For For For
Transactions
26 Elect LI Shuirong Mgmt For For For
27 Elect LI Yongqing Mgmt For For For
28 Elect XIANG Jiongjiong Mgmt For For For
29 Elect LI Caie Mgmt For For For
30 Elect YU Fengdi Mgmt For For For
31 Elect QUAN Weiying Mgmt For For For
32 Elect YAO Zheng Mgmt For For For
33 Elect YAN Jianmiao Mgmt For For For
34 Elect ZHENG Xiaodong Mgmt For For For
35 Elect SUN Guoming Mgmt For Against Against
36 Elect LI Guoqing Mgmt For For For
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Related Party
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Subsidiary Mgmt For For For
Loan
Application
2 Board Authorization to Mgmt For For For
Implement Loan
Contract
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Group Restructuring Mgmt For For For
2 Conditional Agreement Mgmt For For For
for Equity
Transaction
3 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 01/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Give Mgmt For For For
Guarantees
4 Approval to Change Mgmt For For For
Certain committed
Investment
Projects
5 Related Party Mgmt For For For
Transactions
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Elect DENG Weidong Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 Investment in wealth Mgmt For For For
management
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 05/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Volume Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Coupon Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends After the
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Management and Deposit Mgmt For For For
of Raised
Funds
20 Guarantee Matters Mgmt For For For
21 Rating Arrangements Mgmt For For For
22 The Valid Period of Mgmt For For For
the
Resolution
23 Pre-Plan for Public Mgmt For For For
Issuance of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
27 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
28 Shareholder Returns Mgmt For For For
Plan
29 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Adjustment to Validity Mgmt For For For
Period of for
Issuance of Corporate
Bonds
________________________________________________________________________________
SAIC Motor Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
600104 CINS Y7443N102 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 3-Year-Forecast of Mgmt For For For
Shareholders' Return
of
Investment
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Annual Report Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees to
Affiliated
Entity
9 Authority For Mgmt For Abstain Against
Company's Subsidiary
to Provide Guarantees
for the Company's
Second-Tier
Subsidiary
10 Authority For Mgmt For Abstain Against
Company's Subsidiary
to Provide Guarantees
for the Company's
Second-Tier
Subsidiary
11 Authority For Mgmt For Abstain Against
Company's Subsidiary
to Provide Guarantees
for the Company's
Second-Tier
Subsidiary
12 Appointment of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Re-appointments of the Mgmt For For For
Regular and Internal
Control Auditor and
Compensations
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
10 Signing Investment Mgmt For For For
Contract of
Projects
11 Fully Authorizing the Mgmt For For For
Company's Management
to Handle All
Relevant Affairs and
Follow-ups of
Proposal
10
________________________________________________________________________________
Sanan Optoelectronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600703 CINS Y7478M102 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Price Range Mgmt For For For
3 Type, Number and Mgmt For For For
Percentage
4 Total Amount and Mgmt For For For
Source of
Funds
5 Time Limit Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Shares
Repurchase
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 2018 Annual Accounts Mgmt For For For
6 Administrative Mgmt For For For
Measures for
Remuneration of
Directors,
Supervisors and
Senior
Management
7 2018 Remuneration of Mgmt For For For
Directors and
Supervisors
8 Provision of Guarantees Mgmt For Against Against
9 2019 Estimate of Mgmt For For For
Related Party
Transactions
10 Depository Service Mgmt For Against Against
with a Related
Party
11 Appointment of Auditor Mgmt For For For
12 Appointment of Mgmt For For For
Internal Control
Auditor
13 Foreign Exchange Mgmt For For For
Transactions
14 Authority to Issue Mgmt For For For
Short Term Commercial
Papers
15 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
16 Transfer of Partial Mgmt For For For
Ownership in a
Subsidiary to a
Related
Party
17 Approval of Line of Mgmt For For For
Credit
18 Independent Directors' Mgmt For For For
Report
19 Authority to Mgmt For For For
Repurchase Shares
from Secondary
Market
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Quota for Mgmt For Abstain Against
Mortgage Business and
Financial
Leasing
2 Authority to Mgmt For For For
Repurchase
Shares
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Wealth Mgmt For For For
Management
Products
2 Deposit, Loans and Mgmt For For For
Wealth
Management
3 Mortgage and Financial Mgmt For Abstain Against
Leasing
Business
4 Authority to Mgmt For For For
Repurchase and Cancel
Shares
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Remuneration Committee Mgmt For Abstain Against
Report
6 Financial Report 2018 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
2019
9 Approval of Line of Mgmt For For For
Credit
10 Amendments to Articles Mgmt For Abstain Against
11 Constitution and Mgmt For Abstain Against
Amendments to
Procedural Rules for
Basic Regulations of
the
Company
12 Elect YANG Kuiyan Mgmt For For For
13 Elect QU Lixin Mgmt For Against Against
14 Elect ZHANG Wenxiong Mgmt For Against Against
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Ying as Mgmt For For For
Director
________________________________________________________________________________
SDIC Capital Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600061 CINS Y8045P107 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Election of a Mgmt For Against Against
Supervisor
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Scale and Method of Mgmt For For For
Issuance
3 Offering Targets Mgmt For For For
4 Bond Term Mgmt For For For
5 Rate and Method Mgmt For For For
6 Uses of Proceeds Mgmt For For For
7 Listing Arrangement Mgmt For For For
8 Guarantee Arrangement Mgmt For For For
9 Method Underwriting Mgmt For For For
10 Validity Period Mgmt For For For
11 Scale and Method of Mgmt For For For
Issuance
12 Offering Objects Mgmt For For For
13 Bond Term Mgmt For For For
14 Rate and Method of Mgmt For For For
Determination
15 Terms of Deferred Mgmt For For For
Payment
16 Restrictions on Mgmt For For For
Differed
Payments
17 Uses of Proceeds Mgmt For For For
18 Listing Arrangement Mgmt For For For
19 Guarantee Arrangement Mgmt For For For
20 Method of Underwriting Mgmt For For For
21 Validity Period Mgmt For For For
22 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QU Lixin as Mgmt For Against Against
Supervisor
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 02/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Hua Mgmt For For For
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 05/31/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2019 Business Plan Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2019 Estimate of Mgmt For Against Against
Related Party
Transactions
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 08/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Remuneration and
Appraisal
Committee
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
________________________________________________________________________________
SDIC Power Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600886 CINS Y3746G100 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 02/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Resolution
for Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 04/03/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Shareholder Returns Mgmt For For For
Plan
8 Directors' Fees Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 Approval of Investment Mgmt For For For
Plan
2019
11 Approval of Borrowing Mgmt For For For
12 Related Party Mgmt For For For
Transactions
13 Approval of Financing Mgmt For For For
Plan
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Corporate Bond
Issuance
2 Issue Size Mgmt For For For
3 Targets Mgmt For For For
4 Duration Mgmt For For For
5 Use of Proceeds Mgmt For For For
6 Credit Enhancing Mgmt For For For
Mechanism
7 Repayment Guarantees Mgmt For For For
Measures
8 Valid Period of Mgmt For For For
Resolution
9 Board Authorization to Mgmt For For For
Implement Debt
Issuance
10 Amendments to Articles Mgmt For For For
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 06/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Give Mgmt For Abstain Against
Guarantees
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type of Shares Mgmt For For For
2 Method of Repurchase Mgmt For For For
3 Price of Shares Mgmt For For For
4 Number or Amount of Mgmt For For For
Shares
5 Source of Funds Mgmt For For For
6 Purpose Mgmt For For For
7 Time Limit Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Elect MIN Long Mgmt For For For
10 Elect WANG Shibin Mgmt For For For
11 Elect LI Xiangdong Mgmt For For For
12 Elect ZHANG Rumin Mgmt For For For
13 Elect LI Jinfeng Mgmt For For For
14 Elect WAN Yongxing Mgmt For For For
15 Elect SHENG Xiuling Mgmt For For For
16 Elect LI Zhendong Mgmt For Against Against
17 Elect WANG Xiangtan Mgmt For For For
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions
2 Modification of Mgmt For For For
Controlling
Shareholder
3 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 04/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rationale Mgmt For For For
2 Repurchase Amount and Mgmt For For For
Price
3 Capital Source Mgmt For For For
4 Use of Repurchased Mgmt For For For
Shares
5 Repurchase Period Mgmt For For For
6 Resolution Validity Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing Equity
Investment
Project
9 Adoption of Procedural Mgmt For For For
Rules Governing Share
Repurchase
10 Related Party Mgmt For For For
Transactions with
Heze
Tianhua
11 Related Party Mgmt For For For
Transactions with
Shaanxi Institute of
International Trade &
Commerce
12 Related Party Mgmt For For For
Transactions with
Shaanxi Institute of
International Trade &
Commerce
(II)
13 Elect CHEN Zhansheng Mgmt For Against Against
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Independent Directors' Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Financial Budget Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
10 Supervisors' Report Mgmt For For For
11 Authority to Give Mgmt For For For
Guarantees
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Work Systems for
Independent
Directors
14 Amendments to Mgmt For Abstain Against
Procedural Rules for
Work Systems for
Supervisory Board
Meetings
15 Amendments to Mgmt For Abstain Against
Procedural Rules for
Work Systems for
Shareholder
Meetings
________________________________________________________________________________
Shandong Buchang Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603858 CINS Y767AS104 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Ratification of Board Mgmt For For For
Acts
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Tao as Mgmt For For For
Director
2 Amendments to Articles Mgmt For For For
3 Service Agreements Mgmt For For For
with Directors and
Management
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 03/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Internal Control Self Mgmt For For For
Assessment
Report
12 Social Responsibility Mgmt For For For
Report
13 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
14 Financial Service Mgmt For For For
Agreement
15 Appointment of Control Mgmt For For For
Auditor
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 06/28/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831109 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Scale Mgmt For For For
3 Price Mgmt For For For
4 Method Mgmt For For For
5 Subscribers Mgmt For For For
6 Maturity Mgmt For For For
7 Interest Rate Mgmt For For For
8 Guarantee Mgmt For For For
9 Usage Mgmt For For For
10 Market Listing Mgmt For For For
11 Repayment Mgmt For For For
12 Underwriting Mgmt For For For
13 Validity Period Mgmt For For For
14 Board Authorization Mgmt For For For
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 02/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Approval of Financial Mgmt For For For
Service
Agreement
3 Change of Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 General Manager's Mgmt For For For
Report
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Remuneration of Mgmt For For For
Directors and Senior
Management
9 Supervisors' Report Mgmt For For For
10 Remuneration of Mgmt For For For
Supervisors
11 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shandong Nanshan Aluminium Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600219 CINS Y7680L108 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Shanghai Construction Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600170 CINS Y7680W104 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transaction
7 Authority to Give Mgmt For For For
Guarantees
8 Investment Plan Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transaction
11 Amendments to Articles Mgmt For For For
12 Shareholder Returns Mgmt For For For
Plan
13 Xu Zheng As A Directo Mgmt For For For
14 Bian Jiajun As A Mgmt For For For
Director
15 Zhang Lixin As A Mgmt For For For
Director
16 Hu Yiming As An Mgmt For For For
Independent
Director
17 Liang Weibin As An Mgmt For For For
Independent
Director
18 Li Ming As An Mgmt For For For
Independent
Director
19 Zhou Ping Mgmt For Against Against
20 He Shilin Mgmt For For For
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 05/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Proceeds
2 Adoption of Restricted Mgmt For For For
A Share Incentive
Scheme
3 Adoption of the Mgmt For For For
Assessment Management
Measures for
Implementation of the
Restricted A Share
Incentive
Scheme
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 05/06/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Proceeds
2 Adoption of Restricted Mgmt For For For
A Share Incentive
Scheme
3 Adoption of the Mgmt For For For
Assessment Management
Measures for
Implementation of the
Restricted A Share
Incentive
Scheme
4 Ratification of Board Mgmt For For For
Acts
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Co
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 06/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Onshore and Offshore Mgmt For For For
Contract
10 Authority to Give Mgmt For For For
Guarantees
11 Revised Annual Caps Mgmt For For For
for Connected
Transactions with
State Grid Shanghai
Municipal Electric
Power
Company
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Elect ZHENG Jianhua Mgmt For For For
5 Elect Huang Ou Mgmt For For For
6 Elect Zhu Zhaokai Mgmt For For For
7 Elect Zhu Bin Mgmt For For For
8 Elect YAO Minfang Mgmt For Against Against
9 Elect Li An Mgmt For For For
10 Elect KAN Shun Ming Mgmt For For For
11 Elect CHU Junhao Mgmt For Against Against
12 Elect Xi Juntong Mgmt For For For
13 Elect ZHOU Guoxiong as Mgmt For Against Against
Supervisor
14 Elect HUA Xingsheng as Mgmt For For For
Supervisor
15 Elect HAN Quanzhi as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 10/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase of Mgmt For For For
Shanghai Electric
Investment (Dubai)
Limited
Company
2 Provision of Counter Mgmt For For For
Guarantee for
Shanghai Electric
(Group)
Corporation
3 Construction of Mgmt For For For
Overseas Power
Station under
Construction Contract
and Supply
Contract
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 12/10/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Use of Mgmt For For For
Proceeds
2 Downward Adjustment of Mgmt For For For
Share Conversion
Price of A
Share Convertible Bonds
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Electric Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2727 CINS Y76824112 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Use of Mgmt For For For
Proceeds
3 Provision of Guarantee Mgmt For For For
for Shanghai Electric
Power T&D (M) Sdn.
Bhd. by Shanghai
Electric Power
Transmission and
Distribution
Engineering Co.,
Ltd.
4 Downward Adjustment of Mgmt For For For
Share Conversion
Price of A
Share Convertible Bonds
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 03/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment No. 1 to the Mgmt For For For
A&R Shareholders
Agreement
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/25/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Authority to Mgmt For For For
Repurchase A
Shares
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Estimates of Ongoing Mgmt For For For
Related Party
Transactions
8 Appraisal Results and Mgmt For For For
Directors'
Fees
9 Appraisal Program for Mgmt For For For
2019
10 Approval of Entrusted Mgmt For For For
Loans
11 Approval of Line of Mgmt For For For
Credit
12 Approval to Dispose of Mgmt For For For
Listed Shares and
Securities
13 Approve Compliance Mgmt For For For
with Conditions of
Corporate Bonds
Issuance
14 Size and Method of the Mgmt For For For
Issuance
15 Coupon Rate or Its Mgmt For For For
Determination
Mechanism
16 Maturity Period, Mgmt For For For
Method of Principal
Repayment and
Interest Payment,and
Other Specific
Arrangements
17 Use of Proceeds Mgmt For For For
18 Issuance Target and Mgmt For For For
Placing Arrangement
for
Shareholders
19 Guarantee Arrangement Mgmt For For For
20 Provisions on Mgmt For For For
Redemption and
Repurchase
21 Credit Standing of the Mgmt For For For
Company and
Safeguards for Debt
Repayment
22 Underwriting Method Mgmt For For For
23 Listing Arrangement Mgmt For For For
24 Validity of the Mgmt For For For
Resolutions
25 Authorization of Legal Mgmt For For For
Formalities Pursuant
to Issuance of
Corporate
Bonds
26 Adoption of Share Mgmt For For For
Option Scheme of
Gland Pharma
Limited
27 Authority to Give Mgmt For Against Against
Guarantees
28 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
29 Amendments to Articles Mgmt For For For
30 Amendments to Mgmt For For For
Procedural Rules of
Board
31 Authority to Mgmt For For For
Repurchase H
Shares
32 Authority to Mgmt For For For
Repurchase A
Shares
33 Elect CHEN Qiyu Mgmt For Against Against
34 Elect YAO Fang Mgmt For For For
35 Elect WU Yifang Mgmt For For For
36 Elect XU Xiaoliang Mgmt For Against Against
37 Elect WANG Can Mgmt For Against Against
38 Elect MU Haining Mgmt For For For
39 Elect LIANG Jianfeng Mgmt For For For
40 Elect JIANG Xian Mgmt For For For
41 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
42 Elect LI Ling Mgmt For For For
43 Elect TANG Guliang Mgmt For For For
44 Elect CAO Genxing Mgmt For For For
45 Elect GUAN Yimin Mgmt For For For
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of Overseas Mgmt For For For
Listing of Shanghai
Henlius Biotech,
Inc.
2 Issuing Entity Mgmt For For For
3 Placing of Listing Mgmt For For For
4 Type of Securities to Mgmt For For For
Be
Listed
5 Nominal Value Mgmt For For For
6 Target Subscribers Mgmt For For For
7 Listing Date Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Size of Issuance; Mgmt For For For
10 Pricing Method Mgmt For For For
11 Underwriting Mgmt For For For
12 Application for Mgmt For For For
Conversion of
Domestic Shares and
Unlisted
Foreign Shares of
Shanghai Henlius
Biotech, Inc. to
Overseas Listed
Foreign Shares and
Listing and Trading
of Such Shares
on
Hong Kong Stock
Exchange
13 Use of Proceeds Mgmt For For For
14 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
15 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
16 Ratification of Board Mgmt For For For
Acts
17 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders of the
Company only in
Connection with
Spin-off of Shanghai
Henlius Biotech,
Inc.
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D117 11/27/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders of the
Company only in
Connection with
Spin-off of Shanghai
Henlius Biotech,
Inc.
________________________________________________________________________________
Shanghai International Airport Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600009 CINS Y7682X100 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 2018 Annual Accounts Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Mgmt For For For
Financial Audit
Firm
6 Appointment of Mgmt For For For
Internal Control
Audit
Firm
7 Amendments to Articles Mgmt For For For
8 Elect JIA Ruijun Mgmt For For For
9 Elect HU Zhihong Mgmt For For For
10 Elect WANG Xu Mgmt For For For
11 Elect TANG Bo Mgmt For For For
12 Elect YANG Peng Mgmt For For For
13 Elect HUANG Zhenglin Mgmt For For For
14 Elect HE Wanpeng Mgmt For For For
15 Elect YOU Jianxin Mgmt For For For
16 Elect LI Yingqi Mgmt For For For
17 Elect XIN Shujun Mgmt For Against Against
18 Elect SI Xiaolu Mgmt For For For
19 Elect LIU Shaojie Mgmt For Against Against
________________________________________________________________________________
Shanghai International Port (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600018 CINS Y7683N101 05/31/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 2019 Annual Budgets Mgmt For For For
6 Issuance of Debt Mgmt For For For
Instrument in
2019
7 Estimate of 2019 Mgmt For For For
Depository
Service
8 Provision of Mgmt For For For
Guarantees to
Overseas
Subsidiaries
9 2018 Annual Report Mgmt For For For
10 2018 Remuneration for Mgmt For For For
Directors and
Supervisors
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
and Procedural Rules
for Shareholder
Meetings
13 Elect WEN Ling as Mgmt For Against Against
Supervisor
14 Elect ZHANG Jianwei Mgmt For For For
15 Elect SHAO Ruiqing Mgmt For For For
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Share Mgmt For For For
Option
Scheme
2 Assessment Management Mgmt For For For
Measures for Share
Option
Scheme
3 Board Authorization Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S116 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
2018
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Liability Insurance Mgmt For For For
for
Directors
8 Financial Services Mgmt For For For
Agreement
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Issue Mgmt For For For
Debt Financing
Products
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For For For
of Association and
Procedural Rules of
General
Meetings
13 Adoption of Share Mgmt For For For
Option
Scheme
14 Assessment Management Mgmt For For For
Measures for Share
Option
Scheme
15 Board Authorization Mgmt For For For
16 Elect ZHOU Jun Mgmt For Against Against
17 Elect GE Dawei Mgmt For For For
18 Elect CHO Man Mgmt For For For
19 Elect LI Yongzhong Mgmt For For For
20 Elect SHEN Bo Mgmt For For For
21 Elect LI An Mgmt For For For
22 Elect CAI Jiangnan Mgmt For For For
23 Elect HONG Liang Mgmt For For For
24 Elect GU Zhaoyang Mgmt For For For
25 Elect Manson Fok Mgmt For For For
26 Elect XU Youli Mgmt For For For
27 Elect XIN Keng Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 04/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Work Report of Mgmt For For For
Directors
2 2018 Work Report of Mgmt For For For
Supervisors
3 2018 and 2019 Mgmt For For For
Financial Budget
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Elect GUAN Wei Mgmt For For For
8 Elect CAI Hongping Mgmt For For For
9 Senior Management Fees Mgmt For Abstain Against
10 Report on Use of Mgmt For For For
Previously Raised
Funds
11 Shareholder Return Mgmt For For For
Plan for 2019 to
2021
________________________________________________________________________________
Shanghai Pudong Development Bank Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600000 CINS Y7689F102 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period
2 Extension of Validity Mgmt For Abstain Against
Period for Financial
Bonds
3 Set up of Subsidiary Mgmt For For For
4 Elect DONG Xin Mgmt For For For
5 Elect XIA Bing Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Assets Mgmt For For For
Purchase
2 Assets Purchase in Mgmt For For For
Compliance with
Laws
3 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Underlying
Assets
4 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issuing
Targets
5 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Transaction
Price
6 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issue
Price
7 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Adjustment
Mechanism for Issue
Price
8 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issuing
Volume
9 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Lockup
Period
10 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Agreement
for Transitional
Period
11 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Performance
Commitments and
Compensation
Method
12 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: The Valid
Period of The
Resolution
13 Asset Restructuring Mgmt For For For
and Connected
Transaction
14 Report on Connected Mgmt For For For
Transaction Regarding
Assets
Purchase
15 Agreements of Mgmt For For For
Commitment on the
Transaction To Be
Signed: Exclusive
Strategic Cooperation
General
Agreement
16 Agreements of Mgmt For For For
Commitment on the
Transaction To Be
Signed: Agreement on
Asset Purchase and
Agreement Performance
Commitments and
Compensation
17 Assets Purchase in Mgmt For For For
Compliance with
Article
4
18 Assets Purchase in Mgmt For For For
Compliance with
Article
11
19 Assets Purchase in Mgmt For For For
Compliance with
Article
43
20 Assets Purchase not Mgmt For For For
Constitute A Listing
By Restructuring As
Defined By Article
13
21 Impact of Diluted Mgmt For For For
Immediate Return and
Measures
22 Approval of Evaluation Mgmt For For For
Report
23 Evaluation Report Mgmt For For For
Related to The
Restructuring
24 Completeness and Mgmt For For For
Compliance of The
Legal
Procedure
25 Statement on Whether Mgmt For For For
the Share Price
Fluctuation Meets
Relevant Standards
Set By Article
5
26 Authorization to the Mgmt For For For
Board to Handle
Matters
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Accounts Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
12 Amendments to Mgmt For For For
Procedural Rules for
Independent
Directors
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y26777105 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Transfer Mgmt For For For
Agreement
2 Evaluation Report Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Meijin Energy Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000723 CINS Y26777105 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 08/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Hua Mgmt For For For
2 Elect XIA Guisuo Mgmt For For For
3 Amendments to Raised Mgmt For For For
Funds Management
Measures
4 Amendments to Mgmt For For For
Connected Transaction
Management
Measures
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Indemnification of Mgmt For For For
Directors/Officers
4 Misc. Management Mgmt For For For
Proposal
5 Misc. Management Mgmt For For For
Proposal
6 Misc. Management Mgmt For For For
Proposal
7 Misc. Management Mgmt For For For
Proposal
8 Misc. Management Mgmt For For For
Proposal
9 Misc. Management Mgmt For For For
Proposal
10 Misc. Management Mgmt For For For
Proposal
11 Misc. Management Mgmt For For For
Proposal
12 Misc. Management Mgmt For For For
Proposal
13 Misc. Management Mgmt For For For
Proposal
14 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 03/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares Plan
2018
2 Establishment of Mgmt For For For
Procedural Rules for
Governing Employee
Restricted Shares
Plan
3 Ratification of Board Mgmt For For For
Acts to Employee
Restricted Shares
Plan
2018
4 Related Party Mgmt For For For
Transactions
5 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 06/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 2018 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 2018 Additional Mgmt For For For
Continuing Connected
Transaction
Plan
8 2019 Continuing Mgmt For For For
Connected Transaction
Plan
9 Appointment of 2019 Mgmt For For For
Financial Audit Firm
and Internal Control
Audit
Firm
10 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
11 Elect JIAN Yi Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Jianfeng Mgmt For For For
2 Elect YANG Bo Mgmt For For For
3 Elect CHEN Lang Mgmt For For For
4 Elect HOU Xiaohai Mgmt For For For
5 Elect JIA Ruidong Mgmt For For For
6 Elect FAN Sanxing Mgmt For For For
7 Elect WANG Chaoqun Mgmt For For For
8 Elect ZHANG Yuantang Mgmt For For For
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 01/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FAN Dahong Mgmt For For For
________________________________________________________________________________
Shanxi Xishan Coal and Electricity Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000983 CINS Y7701C103 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
2018
7 Related Party Mgmt For For For
Transactions
2019
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Shenwan Hongyuan Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Fengchao Mgmt For For For
2 Volume Mgmt For For For
3 Method Mgmt For For For
4 Arrangement for Mgmt For For For
Placement to
Shareholders
5 Bond Duration Mgmt For For For
6 Bond Type Mgmt For For For
7 Issue Price, Interest Mgmt For For For
Rate and Determining
Method
8 Issuing Targets Mgmt For For For
9 Listing Place Mgmt For For For
10 Purpose of Raised Funds Mgmt For For For
11 Guarantee Matters Mgmt For For For
12 Validity Period of Mgmt For For For
Resolution
13 Authorization Mgmt For For For
________________________________________________________________________________
Shenwan Hongyuan Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Qiumei Mgmt For For For
2 Constitution of Mgmt For For For
Procedural Rules:
Independent Director
System
3 Constitution of Mgmt For For For
Procedural Rules:
Post H Share Issuance
Funds Management
System
4 Constitution of Mgmt For For For
Procedural Rules:
Post H Share Issuance
Transaction Management
System
5 Constitution of Mgmt For For For
Procedural Rules:
Post H Share Issuance
External Guarantee
Management
System
________________________________________________________________________________
Shenwan Hongyuan Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 03/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of Mgmt For For For
Directors
2 Work Report of Mgmt For For For
Superviors
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Summary Mgmt For For For
6 Board Authorization Mgmt For Abstain Against
for Financing and
Guarantees
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Financial Framework Mgmt For Against Against
Agreement
11 Authority to Give Mgmt For For For
Guarantees
12 Elect GE Rongrong Mgmt For Abstain Against
13 Elect REN Xiaotao Mgmt For Abstain Against
14 Elect YANG Wenqing Mgmt For Abstain Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For Against Against
2 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Shenwan Hongyuan Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000166 CINS Y774B4102 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Share Mgmt For For For
Issuance
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Volume Mgmt For For For
6 Pricing Method Mgmt For For For
7 Issuing Targets Mgmt For For For
8 Issuing Principals Mgmt For For For
9 Change of Company Type Mgmt For For For
to Overseas Listed
Company
10 Validity Period of H Mgmt For For For
Share
Listing
11 Board Authorization Mgmt For For For
for Matters Related
to H Share
Issuance
12 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits
13 Report for Previously Mgmt For For For
Raised
Funds
14 Plan for H Share Mgmt For For For
Issuance Raised
Funds
15 Amendments to Articles Mgmt For For For
to Comply with H
Share
Issuance
16 Amendments to Mgmt For For For
Procedural Rules to
Comply with H Share
Issuance
17 Amendments to Mgmt For For For
Procedural Rules:
Board Meetings to
Comply with H Share
Issuance
18 Amendments to Mgmt For For For
Procedural Rules:
Supervisor Meetings
to Comply with H
Share
Issuance
19 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Report 2018 Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Report on Deposit and Mgmt For For For
Use of Raised
Funds
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Investment in Wealth Mgmt For For For
Management
Products
9 Appointment of Auditor Mgmt For For For
10 Adoption of Employee Mgmt For For For
Incentive
Plan
11 Procedural Rules Mgmt For For For
Governing Employee
Incentive
Plan
12 Board Authorization to Mgmt For For For
Implement Employee
Incentive
Plan
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
15 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 06/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's First Mgmt For For For
Equity Compensation
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
Management of First
Equity Compensation
Plan
3 Authorizing the Board Mgmt For For For
to Fully Handle
Affairs of the First
Equity Compensation
Plan
4 Authority to Provide Mgmt For For For
Guarantees for
Wholly-owned
Subsidiary's Line of
Credit
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 09/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Establishment of Mgmt For For For
Management Measures
for Stock Options
Plan
3 Board Authorization to Mgmt For For For
Implement Stock
Options
Plan
4 Directors' and/or Mgmt For For For
Supervisors'
Fees
5 Elect ZHANG Fan Mgmt For Against Against
6 Elect ZHU Xinghuo Mgmt For For For
7 Elect LONG Hua Mgmt For For For
8 Elect YOU Renjie Mgmt For For For
9 Elect GAO Songtao Mgmt For For For
10 Elect ZHUANG Renyan Mgmt For For For
11 Elect GAO Xiang Mgmt For For For
12 Elect ZHANG Tong Mgmt For For For
13 Elect GU Dawei Mgmt For Against Against
14 Elect WANG Ying Mgmt For For For
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 01/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Compensation Mgmt For For For
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Equity
Plan
3 Ratification of Board Mgmt For For For
Acts
4 Authority to Give Mgmt For For For
Guarantees
5 Purchase of Wealth Mgmt For For For
Management
Products
6 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Raised
Funds
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Mgmt For For For
Repurchase
Shares
12 Cancellation of Mgmt For For For
Shares/Authority to
Reduce (Authorized)
Share
Capital
13 Amendments to Articles Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Construction Progress Mgmt For For For
Report of the New
Headquarter Building
(Funded with
Overly-Raised
Funds)
7 Authority to Mgmt For For For
Repurchase Restricted
Shares Rewarded from
the Third Stock
Options Incentive
Plan (Passed by the
15th Meeting of the
4th
Board)
8 Authority to Mgmt For For For
Repurchase Restricted
Shares Rewarded from
the Third Stock
Options Incentive
Plan (Passed by the
17th Meeting of the
4th
Board)
9 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries' Lines
of
Credit
10 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries'
Medium/Long-term
Lines of
Credit
11 Amendments to Mgmt For For For
Articles: Change of
Business
Scope
12 Acknowledgement of the Mgmt For For For
Company's
Qualification for the
Acquisition of Assets
with Cash and
Stock
13 Target Asset and Mgmt For For For
Entities (Related to
Stock
Consideration)
14 Pricing Mgmt For For For
15 Transaction Method Mgmt For For For
16 Issuance Type and Face Mgmt For For For
Value
17 Issuance Price Mgmt For For For
18 Issuance Volume and Mgmt For For For
Target
19 Unlocking Arrangements Mgmt For For For
20 Allocation of Mgmt For For For
Cumulative
Interest
21 Allocation of Profits Mgmt For For For
or Lost
Deposition
22 Contractual Mgmt For For For
Responsibility
23 Listing Mgmt For For For
24 Profit Indemnification Mgmt For For For
25 Validity Mgmt For For For
26 Issuance Type and Face Mgmt For For For
Value (Related to
Working
Capital)
27 Benchmark Date and Mgmt For For For
Issuance
Price
28 Issuance Method and Mgmt For For For
Target
29 Volume Mgmt For For For
30 Unlocking Arrangements Mgmt For For For
31 Issuance Amount Mgmt For For For
32 Allocation of Mgmt For For For
Cumulative
Interest
33 Listing Mgmt For For For
34 Validity Mgmt For For For
35 Draft of the Mgmt For For For
Allocation of
Proceeds for the
Acquisition of Asset
with Cash and
Stock
36 Statement on the Mgmt For For For
Irrelevance of
Related Party
Transaction
37 Statement on the Mgmt For For For
Irrelevance of Major
Corporate
Reorganization
38 Statement of Mgmt For For For
Compliance with
Provision 11 of
Administrative
Measures for Major
Asset
Reorganization
39 Statement of Mgmt For For For
Compliance with
Provision 43 of
Administrative
Measures for Major
Asset
Reorganization
40 Statement of Mgmt For For For
Compliance with
Provision 13 of
Administrative
Measures for Major
Asset
Reorganization
41 Statement of Mgmt For For For
Compliance with
Provision 10 of
Administrative
Measures for Second
Board
Market
42 Statement of Mgmt For For For
Compliance with
Provision 13 of
Administrative
Measures for
Irregular Stock
Transactions
43 Statement of Mgmt For For For
Compliance with
Provision 4 of
Administrative
Measures for Major
Asset
Restructuring
44 Statement on Mgmt For For For
Compliance with Legal
Procedures
45 Statement of Mgmt For For For
Compliance with
Provision 5 of
Administrative
Measures for
Disclosure
46 Signage of Acquisition Mgmt For For For
of Asset with Cash
and Stock with
Transaction
Target
47 Performance Related Mgmt For For For
Valuation Adjustment
Measures
48 Supplemental Agreement Mgmt For For For
49 Additional Provisions Mgmt For For For
to Supplemental
Agreement
50 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
51 Ratification of Mgmt For For For
Fairness of
Pricing
52 Approval of the Mgmt For For For
Appraisal Result for
Acquisition
53 Redemption Measures in Mgmt For For For
Relation to the
Issuance
54 Board Authorization to Mgmt For For For
Handle Matters
Related to the
Issuance
________________________________________________________________________________
Shenzhen Overseas Chinese Town Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000069 CINS Y7582E103 04/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Allocation of Mgmt For For For
Profits
5 Approval of Line of Mgmt For For For
Credit for
2019-2020
6 Approval of Entrusted Mgmt For Against Against
loan from a Related
Party
7 Authority to Provide Mgmt For Against Against
Guarantees
8 Approval of Lending Mgmt For For For
9 Approval of Lending to Mgmt For For For
Qualified
Subsidiaries
10 2019 Related Party Mgmt For For For
Transactions
11 Appointment of Auditor Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Purchase Insurance for Mgmt For Abstain Against
Directors,
Supervisors and
Senior
Management
14 Elect TAN Jun Mgmt For Against Against
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/02/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Board of Mgmt For For For
Directors'
Report
2 2018 Board of Mgmt For For For
Supervisors'
Report
3 2018 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Mgmt For For For
Repurchase
Shares
9 Statement of Capital Mgmt For For For
Decrease
10 Amendments to Articles Mgmt For For For
11 Elect PENG Jianhua Mgmt For For For
12 Elect XU Jian Mgmt For For For
13 Elect DENG Lei Mgmt For For For
14 Elect PENG Hao Mgmt For For For
15 Elect WU Huilin Mgmt For For For
16 Elect DU Min Mgmt For For For
17 Elect YU Chengcheng Mgmt For For For
18 Elect SHAN Lili Mgmt For For For
19 Elect LI Gan Mgmt For For For
20 Elect ZHOU Jinjun Mgmt For Against Against
21 Elect GAO Min Mgmt For For For
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PENG Jianhua as Mgmt For For For
Director
2 Appointment of Auditor Mgmt For For For
3 Approve Use of Mgmt For For For
Investment in
Wireless Charging
Business
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YU Gang Mgmt For For For
3 Elect WU Shenghui Mgmt For For For
4 Elect YAO Shu Mgmt For For For
5 Elect QI Siyin Mgmt For For For
6 Elect YANG Ningning Mgmt For For For
7 Elect ZHANG Qian Mgmt For For For
8 Elect REN Xudong Mgmt For For For
9 Elect LI Yingzhao Mgmt For For For
10 Elect LIU Fanglai Mgmt For For For
11 Elect ZHAO Xuechao Mgmt For Against Against
12 Elect QIU Xuming Mgmt For Against Against
________________________________________________________________________________
Shenzhen Zhongjin Linnan Nonfemet Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y77458100 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Siasun Robot & Automation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 10/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Or Price Range Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage
5 Total Amount and Mgmt For For For
Source of
Funds
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Financing Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 06/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Tianchun as Mgmt For For For
Independent
Directors
2 Extension of The Valid Mgmt For For For
Period of Resolution
on Public Issuance of
Convertible Corporate
Bonds
3 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding to
Public Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Sichuan Chuantou Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600674 CINS Y7925C103 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Internal Supervision Mgmt For For For
and Management
System
2 Information Disclosure Mgmt For For For
Delay and Exemption
Management
System
3 Reporting Work Mgmt For For For
Management
System
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price or Price Range Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage
5 Total Amount and Mgmt For For For
Source of
Funds
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 04/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Elect HE Guosheng Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approval of Borrowing Mgmt For For For
12 Approval of Leasing Mgmt For For For
Business
13 Approval of Bill Pool Mgmt For For For
Business
14 Authority to Give Mgmt For For For
Guarantees
15 Approval to invest in Mgmt For For For
wealth management
products
16 Approval of financial Mgmt For For For
aid
17 Directors' Fees Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meeting
20 Amendments to Mgmt For Abstain Against
procedural rules for
Board
Meetings
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
the Supervisory
Committee
22 Amendments to Mgmt For Abstain Against
Procedural Rules for
the working system
independent
director
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 2018 Directors' Fees Mgmt For For For
11 2018 Supervisors' Fees Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Issuance of Debt Mgmt For Against Against
Instruments
14 Authorization of Mgmt For Against Against
Related Party
Transaction During
Issuance of Debt
Instruments
15 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 05/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect RAN Yun as Mgmt For For For
Director
2 Elect JIN Peng as Mgmt For For For
Director
3 Elect DU Hang as Mgmt For For For
Director
4 Elect ZHAO Yu as Mgmt For For For
Director
5 Elect ZHANG Weihong as Mgmt For For For
Director
6 Elect GUO Wei as Mgmt For For For
Director
7 Elect LEI Jiasu as Mgmt For For For
Independent
Director
8 Elect ZHAO Xueyuan as Mgmt For For For
Independent
Director
9 Elect LUO Yuding as Mgmt For For For
Independent
Director
10 Elect ZOU Chuan Mgmt For For For
11 Elect GU Yanjun Mgmt For For For
________________________________________________________________________________
Sinolink Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600109 CINS Y8004P106 09/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Constitution of Mgmt For For For
Procedural Rules:
Related Party
Transactions
2 Elect LUO Yuding Mgmt For For For
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CINS Y80373114 11/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Wei Mgmt For For For
2 Amendments to Articles Mgmt For For For
of Association and
Appendix to Articles
of
Association
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report 2018 Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Approval of Audit Mgmt For For For
Report
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect HUANG Hongming Mgmt For For For
as Non-Independent
Director
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Restructuring Plan Mgmt For For For
3 Board Authorization to Mgmt For For For
Implement
Transaction
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Mgmt For For For
Securities and
Derivatives
9 Size Mgmt For For For
10 Preemptive Placement Mgmt For For For
11 Term Mgmt For For For
12 Interest Rate Mgmt For For For
13 Use of Proceeds Mgmt For For For
14 Listing Mgmt For For For
15 Guarantee Matters Mgmt For For For
16 Validity Mgmt For For For
17 Authorization Mgmt For For For
18 Repayment Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Elect HUANG Yan as Mgmt For For For
Director
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 06/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Base, Ratio and Volume Mgmt For For For
of The Rights
Issue
5 Issue Price and Mgmt For For For
Pricing
Principles
6 Issuing Targets Mgmt For For For
7 Purpose of The Raised Mgmt For For For
Funds from The Rights
Issue
8 Issuing Date Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before the
Rights
Issue
11 The Valid Period of Mgmt For For For
The Resolution on The
Rights
Issue
12 Listing Place Mgmt For For For
13 Preplan for Rights Mgmt For For For
Issue Via Public
Offering
14 Feasibility Analysis Mgmt For For For
Report on Raised
Funds
15 Report On Use Of Mgmt For For For
Previously Raised
Funds
16 Shareholder Returns Mgmt For For For
Plan
17 Diluted Immediate Mgmt For For For
Return After Public
Offering, Filling
Measures and
Commitments of
Relevant
Parties
18 Full Authorization to Mgmt For For For
Board to Handle
Matters Related to
Public
Offering
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 08/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election Of Supervisors Mgmt For Against Against
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Funds
Raised
2 Issuing Volume Mgmt For For For
3 Bond Duration Mgmt For For For
4 Issuing Targets And Mgmt For For For
Method
5 Interest Rate And Its Mgmt For For For
Determining
Method
6 Extension of Duration Mgmt For For For
and Adjustment of
Interest
Rate
7 Purpose of Raised Funds Mgmt For For For
8 Valid Period of Mgmt For For For
Resolution
9 Authorization for the Mgmt For For For
Issuance
10 Repayment Guarantee Mgmt For For For
Measures
________________________________________________________________________________
Soochow Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601555 CINS Y8074Z117 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Funds
Raised
2 Issuing Volume Mgmt For For For
3 Bond Duration Mgmt For For For
4 Issuing Targets And Mgmt For For For
Method
5 Interest Rate And Its Mgmt For For For
Determining
Method
6 Extension of Duration Mgmt For For For
and Adjustment of
Interest
Rate
7 Purpose of Raised Funds Mgmt For For For
8 Valid Period of Mgmt For For For
Resolution
9 Authorization for the Mgmt For For For
Issuance
10 Repayment Guarantee Mgmt For For For
Measures
11 Amendments to Mgmt For For For
Procedural Rules:
Connected
Transactions
12 Method Mgmt For For For
13 Price Mgmt For For For
14 Type, Number and Mgmt For For For
Percentage
15 Total Amount and Mgmt For For For
Source of
Funds
16 Time Limit Mgmt For For For
17 Purpose Mgmt For For For
18 Authorization Mgmt For For For
19 Valid Period Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 01/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
(Debt
Instruments)
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Chongqing Yufu
Holdings Group Co.,
Ltd., Chongqing Yufu
Assets Management
Group Co., Ltd. and
Their Related Parties
and
Subsidiaries
7 Related Party Mgmt For For For
Transactions with
Chongqing Jiangbeizui
Central Business
District Investment
Group Co., Ltd. and
Its
Subsidiaries
8 Related Party Mgmt For For For
Transactions with
China Jianyin
Investment Co., Ltd.
and Its
Subsidiaries
9 Related Party Mgmt For For For
Transactions with
Chongqing Urban
Construction
Investment (Group)
Co., Ltd. and Its
Subsidiaries
10 Related Party Mgmt For For For
Transactions with
Chongqing Expressway
Group Co., Ltd. and
Its
Subsidiaries
11 Related Party Mgmt For For For
Transactions with All
Other
Parties
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
14 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization for Mgmt For For For
External
Donation
2 Appointment of Mgmt For For For
Internal Control
Auditor
3 Appointment Auditor Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Southwest Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
600369 CINS Y8103U105 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ni Yuemin as Mgmt For Against Against
Supervisor
2 Elect Xu Ping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Management
Fees
7 Supervisors' Fees Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Estimated Amount of Mgmt For Against Against
External
Guarantee
10 Appointment of Auditor Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Amendments to External Mgmt For Abstain Against
Investment Management
Systems
13 Authority to Issue Mgmt For For For
Overseas Debt
Financing
Instuments
________________________________________________________________________________
Spring Airlines Company Limited
Ticker Security ID: Meeting Date Meeting Status
601021 CINS Y8131G102 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Bond Mgmt For For For
Issuance
2 Issuing Scale and Par Mgmt For For For
Value
3 Issuing Targets and Mgmt For For For
Method
4 Bond Type and Duration Mgmt For For For
5 Interest Rate Mgmt For For For
6 Guarantee Method Mgmt For For For
7 Redemption or Resale Mgmt For For For
Terms
8 Purpose Mgmt For For For
9 Raised Funds Dedicated Mgmt For For For
Account
10 Credit Conditions and Mgmt For For For
Repayment Guarantee
Measures
11 Underwriting and Mgmt For For For
Listing of
Bonds
12 Validity of Resolution Mgmt For For For
13 Board Authorization to Mgmt For For For
Implement Bond
Issuance
14 Authority to Issue Mgmt For For For
Short-Term Commercial
Papers
15 Authority to Issue Mgmt For For For
Medium-Term
Notes
16 Entrusted Wealth Mgmt For For For
Management In
2018
17 Adoption of Employee Mgmt For For For
Stock Ownership
Plan
18 Management Measures Mgmt For For For
For Employee Stock
Ownership
Plan
19 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
________________________________________________________________________________
STO Express Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 01/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management of Mgmt For For For
Proceeds
Raised
2 Investment in Wealth Mgmt For For For
Management
Products
3 Eligibility for Debt Mgmt For For For
Issuance
4 Issue Size Mgmt For For For
5 Face Value and Price Mgmt For For For
6 Target Subscribers Mgmt For For For
7 Bond Type and Duration Mgmt For For For
8 Interest Rate and Mgmt For For For
Interest
Payment
9 Issuing Method Mgmt For For For
10 Guarantee Matters Mgmt For For For
11 Purpose of Raised Funds Mgmt For For For
12 Listing Arrangement Mgmt For For For
13 Credit Conditions and Mgmt For For For
Repayment
Measures
14 Underwriting Method Mgmt For For For
15 Valid Period of Mgmt For For For
Resolution
16 Registration and Mgmt For For For
Issuance of
Medium-term, Super
Short-term and
Short-term
Notes
17 Board Authorization to Mgmt For For For
Implement Debt
Issuance
________________________________________________________________________________
STO Express Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors Report Mgmt For For For
3 Supervisor Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Election of Directors Mgmt For For For
9 Change of Mgmt For Abstain Against
Shareholder's
Commitment
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
STO Express Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 11/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Introduction of
Strategic Investors
into Controlled
Subsidiary
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Report on the Mgmt For For For
Deposit and Actual
Use of Proceeds for
2018
7 Appointment of Auditor Mgmt For For For
8 Investment in Wealth Mgmt For For For
Management
Products
9 Investment in Wealth Mgmt For For For
Management Products
with Idle
Proceeds
10 Amendments to Articles Mgmt For For For
11 Elect XU Hong as Mgmt For For For
Director
12 Authority to Give Mgmt For Abstain Against
Guarantees
13 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiaries
14 Provision of Financial Mgmt For For For
Assistance to
Subsidiary
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Purpose of Mgmt For For For
Some Raised
Funds
2 Authority to Issue Mgmt For For For
Medium Term
Notes
3 Amendments to Articles Mgmt For Abstain Against
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
5 Related Party Mgmt For Abstain Against
Transactions:
Property
Leasing
6 Approve Disposal of Mgmt For For For
Financial
Assets
7 Additional Investment Mgmt For For For
in Financial
Products
8 Change in the Mgmt For For For
Implementation Entity
of the Investment
Project
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suofeiya Home Collection Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 03/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions: Office
Rental
8 Related Party Mgmt For For For
Transactions with
Fenglin
Group
9 Amendments to Use of Mgmt For For For
Proceeds
10 Replenish Working Mgmt For For For
Capital with Idle
Funds
11 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
12 Investment in Wealth Mgmt For For For
Management Products
from Idle Proprietary
Funds
13 Investment in Wealth Mgmt For For For
Management Products
from Idle Raised
Capital
________________________________________________________________________________
Suofeiya Home Collection Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 06/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination Of The Mgmt For For For
Public Issuance Of
Convertible
Bonds
2 Authority to Issue Mgmt For For For
Super and Short Term
Commercial
Papers
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 01/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit Mgmt For For For
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
Number of Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends
16 Issuing Targets Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of Raised Funds Mgmt For For For
20 Deposit and Management Mgmt For For For
of Raised
Funds
21 Valid Period for Mgmt For For For
Public Issuance of
Bonds
22 Preplan for Corporate Mgmt For For For
Bonds
Issuance
23 Feasibility Analysis Mgmt For For For
Report
24 Formulation of Rules Mgmt For For For
for Convertible
Corporate Bond
Bondholder
Meetings
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Returns
27 Commitments of Mgmt For For For
Controlling
Shareholder for
Potential Dilution
Due to Convertible
Corporate Bond
Issuance
28 Board Authorization Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 JIANG Ganjun Mgmt For For For
31 KE Jiansheng Mgmt For For For
32 PAN Wenshan Mgmt For For For
33 WANG Biao Mgmt For For For
34 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Ganjun Mgmt For For For
2 Elect KE Jiansheng Mgmt For For For
3 Elect PAN Wenshan Mgmt For For For
4 Elect WANG Biao Mgmt For For For
5 Elect TAN Yue Mgmt For For For
6 Elect ZHENG Min Mgmt For For For
7 Elect XIE Kang Mgmt For For For
8 Elect SHEN Zhaozhang Mgmt For For For
9 Elect MAO Junbiao Mgmt For Against Against
10 Modification of Raised Mgmt For For For
Fund
Usage
11 TAN Yue Mgmt For Abstain Against
12 XIE Kang Mgmt For Abstain Against
13 ZHENG Min Mgmt For Abstain Against
14 MAO Junbiao Mgmt For Abstain Against
15 SHEN Zhaozhang Mgmt For Abstain Against
16 Method Mgmt For For For
17 Pricing Mgmt For For For
18 Total Amount Mgmt For For For
19 Type Mgmt For For For
20 Time Limit Mgmt For For For
21 Board Authorization Mgmt For For For
for Share
Issuance
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 04/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hanlin as Mgmt For For For
Non Independent
Director
2 Elect CAO Liming as Mgmt For For For
Non Independent
Director
3 Elect ZHU Ming as Non Mgmt For For For
Independent
Director
4 Elect ZHU Xingquan as Mgmt For For For
Non Independent
Director
5 Elect SHI Guoping as Mgmt For For For
Non Independent
Director
6 Elect YANG Peng as Non Mgmt For For For
Independent
Director
7 Elect YU Xuehua as Mgmt For For For
Independent
Director
8 Elect WAN Jieqiu as Mgmt For For For
Independent
Director
9 Elect ZHAO Zengyao as Mgmt For For For
Independent
Director
10 Elect ZHU Panying as Mgmt For For For
Non Employee
Supervisor
11 Elect QIAN Ping as Non Mgmt For Against Against
Employee
Supervisor
12 Independent Directors' Mgmt For For For
Fees
13 Increase in Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Credit For Mgmt For For For
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees to Xian
Jinchuang
9 Authority to Give Mgmt For Against Against
Guarantees to
Singapore Gold Mantis
PTE.
Ltd.
10 Launching Bill Pool Mgmt For For For
Business
11 Launching Accounts Mgmt For For For
Receivable Accounting
Business
12 Launching Financial Mgmt For For For
Assets and Transfer
Business
13 Investment in Wealth Mgmt For For For
Management
Products
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 11/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Plan Mgmt For For For
2 Approve Proposal on Mgmt For For For
Appraisal Management
Rules for Restricted
Stock
Plan
3 Board Authorization Mgmt For For For
for Directors to
Handle Matters in
Relation to Stock
Option
Plan
4 Approval of the Mgmt For For For
Provision of
Guarantees
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y8T28F109 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Amendments to Articles Mgmt For For For
10 Notice of Subsidiary Mgmt For For For
Listing
Overseas
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 07/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phase Employee Mgmt For Against Against
Stock Ownership
Plan
2 Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
3 Purchase of Liability Mgmt For For For
Insurance
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tasly Pharmaceutical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600535 CINS Y88318103 09/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preplan Mgmt For For For
2 Type of Shares Mgmt For For For
3 Method Mgmt For For For
4 Price Range Mgmt For For For
5 Total Amount Mgmt For For For
6 Number and Percentage Mgmt For For For
7 Time Limit Mgmt For For For
8 Authorization for Mgmt For For For
Share
Repurchase
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 01/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 02/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 03/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Governance Unit Mgmt For For For
3 Participants and its Mgmt For For For
Rationale
4 Equity Form Mgmt For For For
5 Share Source and Share Mgmt For For For
Type
6 Ratio Mgmt For For For
7 Granting Condition Mgmt For For For
8 Price and Rationale Mgmt For For For
9 Validity Mgmt For For For
10 Vesting Conditions and Mgmt For For For
Performance
11 Adjustment Method and Mgmt For For For
Procedure
12 Accounting Mgmt For For For
13 Procedure for Mgmt For For For
Administration
14 Obligation for the Mgmt For For For
company and
participants
15 Change and Termination Mgmt For For For
16 Procedural Rules for Mgmt For For For
Governing Employee
Stock Options
Plan
17 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Foreign Exchange Mgmt For For For
Transactions
9 Related Party Mgmt For Abstain Against
Transactions with
Xinjiang TBEA Group
Co.,
Ltd.
10 Related Party Mgmt For For For
Transactions with
Xinjiang Joinworld
Co.,
Ltd.
11 Amendments to Articles Mgmt For For For
12 Elect SONG Lei as Mgmt For Against Against
Supervisor
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 05/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in the Mgmt For For For
Construction of
Amaria Hydro-power
Facility in
Guinea
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 08/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Xinte
Energy
2 Authority to Give Mgmt For For For
Guarantees to
Crystalline Silicon
Company
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Xin Mgmt For For For
2 Elect HUANG Hanjie Mgmt For For For
3 Elect HU Shujun Mgmt For For For
4 Elect GUO Junxiang Mgmt For For For
5 Elect LI Bianqu Mgmt For For For
6 Elect HU Nan Mgmt For For For
7 Elect HU Jinsong Mgmt For For For
8 Elect DONG Jingzhen Mgmt For For For
9 Elect YANG Baiyin Mgmt For For For
10 Elect CHEN Yingru Mgmt For For For
11 Elect SUN Weihong Mgmt For For For
12 Elect ZHANG Aiqin Mgmt For Against Against
13 Elect BU Xiaoxia Mgmt For Against Against
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Par Value Mgmt For For For
2 Bond Type Mgmt For For For
3 Interest Rate Mgmt For For For
4 Purpose Mgmt For For For
5 Option for Deferred Mgmt For For For
Payment
6 Compulsory Payment Mgmt For For For
7 Option for Bond Mgmt For For For
Redemption
8 Method of Paying Mgmt For For For
Principal and
Interest
9 Guarantee Method Mgmt For For For
10 Repayment Method Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Issueing Targets Mgmt For For For
13 Validity Period Mgmt For For For
14 Authorization Mgmt For For For
15 Par Value Mgmt For For For
16 Bond Type Mgmt For For For
17 Interest Rate Mgmt For For For
18 Purpose of Raised Funds Mgmt For For For
19 Method of Paying Mgmt For For For
Principal
20 Guarantee Method Mgmt For For For
21 Repayment Guarantee Mgmt For For For
Measures
22 Underwriting Method Mgmt For For For
and Listing
Arrangement
23 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
24 Validity Period of Mgmt For For For
Resolution
25 Authorization for Mgmt For For For
Issuance
________________________________________________________________________________
TBEA Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600089 CINS Y8550D101 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 01/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Transaction Mgmt For For For
Counterparts
3 Underlying Assets Mgmt For For For
4 Transaction Price and Mgmt For For For
Pricing
Basis
5 Payment Method Mgmt For For For
6 Arrangement for Mgmt For For For
Profits and
Losses
7 Handling of Creditors Mgmt For For For
Rights and
Debts
8 Employee Placement Mgmt For For For
9 Liabilities for Breach Mgmt For For For
of
Contract
10 Loans of Underlying Mgmt For For For
Companies
11 Arrangement for Use of Mgmt For For For
Trademarks
12 Validity Period Mgmt For For For
13 Constitution of Mgmt For For For
Connected
Transactions
14 Constitution of Major Mgmt For For For
Asset
Restructuring
15 Restructuring Does not Mgmt For For For
Constitute Listing by
Restructuring
16 Report for Transactions Mgmt For For For
17 Condition Sale Mgmt For For For
Agreements for
Transactions
18 Audit Report, Pro Mgmt For For For
Forma Review Report
and Assets Evaluation
Report
19 Independence of Mgmt For For For
Evaluation
Institution
20 Transaction in Mgmt For For For
Compliance with
Article 11 of
Management Measures
for Major Asset
Restructuring
21 Risk of Diluted Mgmt For For For
Immediate Return
after
Transaction
22 Board Authorization to Mgmt For For For
Implement
Transaction
23 Connected Transactions Mgmt For For For
after Major Assets
Sale
24 Connected Transactions Mgmt For For For
Agreement for Asset
Restructuring
25 Amendments to Articles Mgmt For For For
26 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIN Xuzhi Mgmt For For For
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Financial Report Mgmt For For For
4 2018 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Authority to Provide Mgmt For Against Against
Guarantees
8 Investments with Idle Mgmt For For For
Funds
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 05/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Second Phase Mgmt For For For
Global Partnership
Plan
2 Procedural Rules for Mgmt For For For
Second Phase Global
Partnership
Plan
3 Board Aothorization to Mgmt For For For
Implement Second
Phase Global
Partnership
Plan
4 Adoption of Employee Mgmt For For For
Restricted Share
Plan
5 Procedural Rules for Mgmt For For For
Restricted Share
Plan
6 Board Authorization to Mgmt For For For
Implement Restricted
Share
Plan
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and Cancel
Restricted
Shares
2 Related Party Mgmt For For For
Transactions: Meeting
Financial Service
Agreement with TCL
Group Finance Co.,
Ltd.
3 USD Bonds Issuance: Mgmt For For For
Generals
4 USD Bonds Issuance: Mgmt For For For
Guarantee
Method
5 USD Bonds Issuance: Mgmt For For For
Issuance Currency and
Size
6 USD Bonds Issuance: Mgmt For For For
Terms
7 USD Bonds Issuance: Mgmt For For For
Interest
Rates
8 USD Bonds Issuance: Mgmt For For For
Issuance Release Time
and
Date
9 USD Bonds Issuance: Mgmt For For For
Issuance
Targets
10 USD Bonds Issuance: Mgmt For For For
Bond Listing
Arrangements
11 USD Bonds Issuance: Mgmt For For For
Use of
Proceeds
12 USD Bonds Issuance: Mgmt For For For
Validity Term of the
Resolution
13 Authorization for Mgmt For For For
Board to Fully Handle
Relevant Affairs of
Proposal 3 (USD Bond
Issuance)
14 Adjusting Guarantee Mgmt For Against Against
Provision for
Subsidiaries
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 08/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Introduction of Mgmt For For For
Strategic
Investors
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
TCL Corp
Ticker Security ID: Meeting Date Meeting Status
000100 CINS Y8549C107 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Eligibility for Mgmt For For For
Corporate
Bonds
4 Issuing Principal Mgmt For For For
5 Bond Type and Duration Mgmt For For For
6 Issuing Volume Mgmt For For For
7 Bond Duration Mgmt For For For
8 Par Value and Issue Mgmt For For For
Price
9 Interest Rate and Mgmt For For For
Determination
Method
10 Raised Fund Usage Mgmt For For For
11 Targets Mgmt For For For
12 Method Mgmt For For For
13 Guarantee Matters Mgmt For For For
14 Repayment Mgmt For For For
15 Listing Place Mgmt For For For
16 Special Issuing Clauses Mgmt For For For
17 Validity Period Mgmt For For For
18 Board Authorization to Mgmt For For For
Implement Bond
Issuance
19 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Extension of Validity Mgmt For For For
Period
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2018 Report on Use of Mgmt For For For
Proceeds
7 Authority to Increase Mgmt For Against Against
Guarantees Provided
to
Subsidiaries
8 Authority to Issue Mgmt For For For
Short-Term and
Mid-Term Debt
Instruments
9 Debt Financing Plan Mgmt For For For
10 Amendment to the Mgmt For For For
Restricted Stock
Plan
11 Qualification for the Mgmt For For For
Issuance of
Shares
12 Type and Face Value Mgmt For For For
13 Issuance Method Mgmt For For For
14 Baseline, Percentage Mgmt For For For
and
Volume
15 Pricing Mgmt For For For
16 Target Mgmt For For For
17 Undistributed Dividends Mgmt For For For
18 Issuance Period Mgmt For For For
19 Distribution Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Validity Mgmt For For For
22 Listing Mgmt For For For
23 Draft of 2019 Issuance Mgmt For For For
of Right
Shares
24 Eligibility Report for Mgmt For For For
2019 Issuance of
Right
Shares
25 Use of Proceeds Mgmt For For For
26 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
27 2019-2021 Shareholder Mgmt For For For
Returns
Plan
28 Authorization to Mgmt For For For
Implement the
Issuance of Right
Shares
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 08/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Loans
2 Additional Quota for Mgmt For For For
Foreign Exchange
Hedging
Transactions
3 Report on Previously Mgmt For For For
Raised
Funds
4 Elect LIU Huaijing Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendment to Mgmt For Abstain Against
Procedural Rules:
Rules of Procedures
Governing
Shareholders General
Meetings
7 Amendment to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
8 Amendment to Mgmt For Abstain Against
Procedural Rules:
Supervisory Committee
Meetings
9 Amendment to Mgmt For Abstain Against
Procedural Rules:
Internal Management
System
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Type of Issuance Mgmt For For For
3 Size Mgmt For For For
4 Par Value and Price Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for
Repayment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment to Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
Number of Converted
Shares
12 Redemption Clause Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Mgmt For For For
Dividends
15 Issuing Targets Mgmt For For For
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Rating Matters Mgmt For For For
21 Deposit and Management Mgmt For For For
of the Raised
Funds
22 Validity Period of Mgmt For For For
Issuance
Plan
23 Preplan for Share Mgmt For For For
Issuance
24 Feasibility Analysis Mgmt For For For
Report
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Return after Public
Share
Issuance
27 Board Authorization to Mgmt For For For
Implement Matters
Related to Public
Share
Issuance
28 Constitution of Mgmt For For For
Procedural Rules:
Bondholders
Meetings
29 Shareholder Returns Mgmt For For For
Plan
30 Establishment of Mgmt For For For
Procedural Rules:
Remuneration
Management
System
31 Supervisors and Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Tonghua Dongbao Medicines Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Related Party Mgmt For For For
Transactions
9 Elect LI Jiahong Mgmt For For For
10 Elect ZHANG Guodong Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tonghua Dongbao Medicines Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600867 CINS Y8864T107 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
2 Type of Shares Mgmt For For For
3 Method Mgmt For For For
4 Price Range Mgmt For For For
5 Total Amount Mgmt For For For
6 Number and Percentage Mgmt For For For
7 Time Limit Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y8883H118 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
Applications
7 Foreign Exchange Mgmt For For For
Transactions
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
11 Amendments to Articles Mgmt For For For
and Board of
Directors'
Meetings
12 Financial Service Mgmt For Against Against
Transactions With a
Joint-Stock
Company
13 Elect Zhou Jun as Mgmt For For For
Director
________________________________________________________________________________
Tongling Nonferrous Metals Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000630 CINS Y0138F104 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Absorption of a Mgmt For For For
Wholly-owned
Subsidiary
2 Increase in Subsidiary Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
- Change of Business
Scope
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for
Convertible Corporate
Bond
Issuance
2 Extension of Mgmt For For For
Authorization Period
for Convertible
Corporate Bond
Issuance
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 01/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 05/08/2019 Voted
Meeting Type Country of Trade
Ordinary China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Independent Directors' Mgmt For For For
Report
7 Appointment of Auditor Mgmt For For For
8 Approval of Investments Mgmt For For For
9 Authority to Issue Mgmt For For For
Medium Term
Notes
10 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiary
11 Authority to Give Mgmt For Against Against
Guarantees to
Clients
12 Approval of Line Credit Mgmt For For For
13 Investment in Wealth Mgmt For For For
Management
Products
14 Approval of Borrowing Mgmt For Against Against
15 Payment of Projects Mgmt For For For
with Bank Acceptance
Bills and Letter of
Credit
16 Foreign Exchange Mgmt For For For
Transactions and
Securities
Transactions
17 Elect LIU Hanyuan Mgmt For For For
18 Elect XIE Yi Mgmt For For For
19 Elect YANN Hu Mgmt For For For
20 Elect Duan Yong Mgmt For For For
21 Elect YAN Tianbing Mgmt For For For
22 Elect WANG Xiaohui Mgmt For For For
23 Elect DU Kunlun Mgmt For For For
24 Elect FU Daiguo Mgmt For For For
25 Elect WANG Jin Mgmt For For For
26 Elect DENG San Mgmt For Against Against
27 Elect CHEN Xiaohua Mgmt For For For
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose for Mgmt For For For
Some Raised
Funds
2 Application for Mgmt For For For
Additional
Financing
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Number Mgmt For For For
3 Price Mgmt For For For
4 Source Mgmt For For For
5 Time Limit Mgmt For For For
6 Board Authorization Mgmt For For For
for Share
Repurchase
7 Election of Directors Mgmt For For For
________________________________________________________________________________
Tsinghua Tongfang Co. Limited
Ticker Security ID: Meeting Date Meeting Status
600100 CINS Y8997R119 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Provision for Asset Mgmt For For For
Impairments
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Related Party Mgmt For For For
Transactions
12 Approval of Line of Mgmt For For For
Credit
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Give Mgmt For Against Against
Guarantees
15 Authority to Give Mgmt For Against Against
Guarantees
16 Authority to Give Mgmt For Against Against
Guarantees
17 Authority to Give Mgmt For Against Against
Guarantees
18 Intra-company Mgmt For For For
Contracts/Control
Agreements
19 Authority to Issue Mgmt For For For
Debt
Instruments
20 Authority to Issue Mgmt For For For
Debt
Instruments
21 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 02/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Mgmt For For For
Application
2 Authority to Give Mgmt For For For
Guarantees
3 Related Party Mgmt For For For
Transactions
4 Financial Aid Mgmt For For For
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
from Substantial
Shareholder
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Issue Mgmt For For For
Wealth Financing
Instruments
11 Related Party Mgmt For For For
Transactions
12 Change of Company Name Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
1
15 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
2
16 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
3
17 Capital Increase in Mgmt For For For
Wholly-owned
Subsidiary
4
18 Giving up Priority Mgmt For For For
Right to Increasing
Capital in a
Joint-Stock
Company
19 Elect LI Xingwen Mgmt For For For
20 Elect CAO Shuai Mgmt For For For
21 Elect ZHANG Chuangang Mgmt For For For
22 Elect DAI Xiaoji Mgmt For For For
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Share Mgmt For For For
Repurchase
2 Objective Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount Mgmt For For For
5 Type, Estimated Mgmt For For For
Number,
Percentage
6 Lose of Rights Period Mgmt For For For
7 Limitations Mgmt For For For
8 Validity Period Mgmt For For For
9 Board Authorization to Mgmt For For For
Handle Share
Repurchase
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Mgmt For For For
Implementation of a
Project
2 Approval of Borrowing Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Elect WEN Hui Mgmt For For For
5 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
6 Issuing Volume Mgmt For For For
7 Bond Duration Mgmt For For For
8 Interest Rate Mgmt For For For
9 Method of Paying Mgmt For For For
Principal
10 Issuing Methods Mgmt For For For
11 Issuing Targets Mgmt For For For
12 Purpose of Raised Funds Mgmt For For For
13 Underwriting Method Mgmt For For For
14 Trading and Circulation Mgmt For For For
15 Guarantee Method Mgmt For For For
16 Repayment of Guarantee Mgmt For For For
Measures
17 Validity Period Mgmt For For For
18 Authorization to Mgmt For For For
Management Team for
Private Placement of
Corporate
Bonds
________________________________________________________________________________
Tus-Sound Environmental Resources Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000826 CINS Y8076H107 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Use of Mgmt For For For
Proceeds
4 Amendments to Articles Mgmt For For For
5 Authority to Mgmt For For For
Repurchase
Shares
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Elect LI Tianchi Mgmt For For For
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Deposit Service Mgmt For For For
Agreement
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees:
Manufacturer Credit
Line
________________________________________________________________________________
Unisplendour Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
000938 CINS Y8997B106 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural
Rules
4 Amendments to Mgmt For For For
Procedural
Rules
5 Misc. Management Mgmt For For For
Proposal
6 Project Termination Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 03/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unrecovered Losses Mgmt For For For
Account For One Third
of Paid-In
Capital
2 Settlement And Payment Mgmt For For For
For The Equities of A
Company
3 Investment In and Mgmt For For For
Establishment of a
Subsidiary
4 Elect Dong Ying Mgmt For For For
5 Elect Xin Jie Mgmt For For For
6 Extension of Mgmt For For For
Implementation Date
for Increase in
Shareholding
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 06/04/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report and Its Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Capital Allocation for Mgmt For For For
Covering Project's
Fund
________________________________________________________________________________
Wan Xiang Qianchao Shares Ltd.
Ticker Security ID: Meeting Date Meeting Status
000559 CINS Y9505H106 12/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Election of Directors Mgmt For For For
3 Election of Mgmt For For For
Supervisory
Board
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Counter-parties Mgmt For For For
3 Underlying Assets Mgmt For For For
4 Transaction Price Mgmt For For For
5 Payment of Mgmt For For For
Consideration
6 Stock Type and Par Mgmt For For For
Value
7 Issuing Targets Mgmt For For For
8 Pricing Basis Mgmt For For For
9 Volume of Issuance Mgmt For For For
10 Listing Place Mgmt For For For
11 Lockup Period Mgmt For For For
Arrangement
12 Arrangement for Mgmt For For For
Profits and Losses
During Transitional
Period
13 Arrangement for Mgmt For For For
Accumulated Retained
Profits
14 Contractual Mgmt For For For
Obligations for
Breach of
Contract
15 Performance Mgmt For For For
Commitments and
Compensation
Arrangement
16 Validity Period of Mgmt For For For
Resolution
17 Authorization of Legal Mgmt For For For
Formalities
18 Constitution of Major Mgmt For For For
Restructuring
19 Report on Connected Mgmt For For For
Transaction
20 Conditional Mgmt For For For
Transaction
Agreement
21 Statement of Mgmt For For For
Compliance Regarding
Legal Documents for
Aquisition
22 Aquisitions Compliance Mgmt For For For
with Article
4
23 Aquisitions Compliance Mgmt For For For
with Article
43
24 Approval of Audit Mgmt For For For
Report
25 Independence and Other Mgmt For For For
Requirements for
Evaluation
Entity
26 Statement Regarding Mgmt For For For
Impact of Diluted
Immediate Returns on
Asset
Purchase
27 Ratification of Board Mgmt For For For
Acts
28 Amendments to Articles Mgmt For For For
29 Shareholder Returns Mgmt For For For
Plan
30 Directors' Fees Mgmt For For For
31 Election of Directors Mgmt For For For
32 Election of Directors Mgmt For For For
33 Election of Directors Mgmt For For For
34 Election of Directors Mgmt For For For
35 Election of Directors Mgmt For For For
36 Election of Directors Mgmt For For For
37 Election of Mgmt For For For
Supervisory
Board
38 Election of Mgmt For Against Against
Supervisory
Board
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Misc. Management Mgmt For For For
Proposal
3 Misc. Management Mgmt For For For
Proposal
4 Amendments to Articles Mgmt For For For
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
9 Investment in Low-Risk Mgmt For For For
Financial
Products
10 Approval of Cash Mgmt For For For
Management
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Stock Mgmt For For For
Options And
Restricted Stock
Incentive Plan:
Number of Stock,
Participants, and
Price
2 Amendments to Use of Mgmt For For For
Proceeds
3 Amendments to Stock Mgmt For For For
Options And
Restricted Stock
Incentive Plan:
Targets, Number of
Stock and Repurchase
of
Shares
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 11/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 03/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Amendments to Mgmt For For For
Directors' and
Supervisors'
Fees
4 Elect RONG Feng Mgmt For For For
5 Elect CHEN Dianxin Mgmt For For For
6 Elect QI Guishan Mgmt For For For
7 Elect HUA Weiqi Mgmt For For For
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Investment Plan Mgmt For Abstain Against
4 Annual Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Payment of Audit Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Related Party Mgmt For For For
Transactions
11 Guarantee For Mgmt For Against Against
Subsidiaries And
Mutual Guarantee
Among
Subsidiaries
12 Guarantee for Joint Mgmt For Against Against
Ventures and Approval
of Subsidiaries
Guarantee for Joint
Ventures
13 Launching of Wealth Mgmt For For For
Management
14 Registration and Mgmt For For For
Issuance of Medium
Term
Notes
15 Elect LIU Zhijun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 07/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Overview of Transaction Mgmt For Against Against
2 Transaction Format Mgmt For Against Against
3 Name and Registered Mgmt For Against Against
Capital Post
Transaction
4 Transaction Price Mgmt For Against Against
5 Stock Type and Par Mgmt For Against Against
Value
6 Issue Price and Mgmt For Against Against
Pricing
Method
7 Issuing Targets Mgmt For Against Against
8 Issuing Volume Mgmt For Against Against
9 Adjustment of Issue Mgmt For Against Against
Price
10 Adjustment Mechanism Mgmt For Against Against
11 Lockup Period Mgmt For Against Against
12 Listing place Mgmt For Against Against
13 Cash Option Mgmt For Against Against
14 Principals for Mgmt For Against Against
Disposing of
Asset
15 Inheritance of Mgmt For Against Against
Creditor
Rights
16 Attribution of Profits Mgmt For Against Against
and
Losses
17 Attribution of Mgmt For Against Against
Accumulated Retained
Profits
18 Employee Placement Mgmt For Against Against
19 Validity Period Mgmt For Against Against
20 Merger/Acquisition Mgmt For Against Against
Draft
21 Compliance with Mgmt For Against Against
Relevant
Provisions
22 Compliance with Mgmt For Against Against
Article 4 of
Regulations Governing
Equity
Transactions
23 Non-Constitution of Mgmt For Against Against
Listing by
Restructuring
24 Constitution as Mgmt For Against Against
Related Party
Transaction
25 Ratification of Reports Mgmt For Against Against
26 Ratification of Signed Mgmt For Against Against
Documents
27 Supplementary Mgmt For Against Against
Agreements
28 Compliance with Legal Mgmt For Against Against
Regulations for Stock
Price
Fluctuations
29 Compliance of Legal Mgmt For Against Against
Procedures
30 Compliance of Mgmt For Against Against
Confidentiality
Measures
31 Ratification of Recent Mgmt For Against Against
Asset
Transactions
32 Independence of Mgmt For Against Against
Relevant Institutions
Compliance
33 Statement Regarding Mgmt For Against Against
Pricing
Basis
34 Diluted Immediate Mgmt For Against Against
Returns
35 Authority to Give Mgmt For Abstain Against
Guarantees
36 Waiver of Mandatory Mgmt For Against Against
Takeover Requirement
for
Acquisition
37 Board Authorization Mgmt For Against Against
for
Acquisition
38 Amendments to Mgmt For Abstain Against
Procedural
Rules
39 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Construction of a
Project
2 Approve to Undertake Mgmt For For For
Debts
3 Authority to Give Mgmt For For For
Guarantees
4 Approval of MDI Mgmt For For For
Integration
Project
5 Authority to Issue Mgmt For For For
Short-term Financial
Bills
________________________________________________________________________________
Wanhua Chemical Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600309 CINS Y9520G109 12/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Report Mgmt For For For
6 2019 Financial Budget Mgmt For For For
Report
7 Allocation of Mgmt For For For
Profits/Dividends
8 Allocation of Interim Mgmt For For For
Dividends
9 Amendments to Articles Mgmt For For For
10 Appointment of Mgmt For For For
Internal Control
Auditor
11 Continuing Connected Mgmt For For For
Transactions
12 Approve New Financial Mgmt For Against Against
Services Agreement
and Annual
Caps
13 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 09/14/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Repurchase Mgmt For For For
2 Price Range of the Mgmt For For For
Share
Repurchase
3 Type, Quantity and Mgmt For For For
Proportion to the
Total Share
Capital
4 The Total Proceeds of Mgmt For For For
the Share Repurchase
and the Source of
Funding
5 The Period of Share Mgmt For For For
Repurchase
6 The Validity Period of Mgmt For For For
the
Resolution
7 Authority for the Mgmt For For For
Board to Handle
Matters Associated
with the Repurchase
of Class A
shares
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Method of Repurchase Mgmt For For For
3 Price Range of the Mgmt For For For
Share
Repurchase
4 Type, Quantity and Mgmt For For For
Proportion to the
Total Share
Capital
5 The Total Proceeds of Mgmt For For For
the Share Repurchase
and the Source of
Funding
6 The Period of Share Mgmt For For For
Repurchase
7 The Validity Period of Mgmt For For For
the
Resolution
8 Authority for the Mgmt For For For
Board to Handle
Matters Associated
with the Repurchase
of Class A
shares
9 Supplemental Agreement Mgmt For For For
to the Weichai Sale
and Processing
Services
Agreement
10 Supplemental Agreement Mgmt For For For
to the Weichai
Holdings Utilities
Services Agreement
and Chongquing
Weichai Utilities
Services
Agreement
11 Supplemental Agreement Mgmt For For For
to the Weichai Heavy
Machinery Purchase
and Processing
Services
Agreement
12 Supplemental Agreement Mgmt For For For
to the Weichai Heavy
Machinery Sale
Agreement
13 Supplemental Agreement Mgmt For For For
to the Weichai Heavy
Machinery Sale
Agreement
14 Supplemental Agreement Mgmt For For For
to the Fast
Transmission Sale
Agreement
15 Supplemental Agreement Mgmt For For For
to the Fast
Transmission Purchase
Agreement
16 Engagement in Mgmt For For For
Derivative Products
by
Baudouin
17 Engagement in Mgmt For For For
Derivative Products
by
KION
18 Subscriptions of Mgmt For For For
Principal-Protected
Structured Deposit by
Shaanxi
Zhongqui
________________________________________________________________________________
Weichai Power Co
Ticker Security ID: Meeting Date Meeting Status
2338 CINS Y9531A117 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Nomination Committee
of the
Board
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 03/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect XU Zhaohui Mgmt For For For
3 Elect WANG Maoan Mgmt For For For
4 Elect CHEN Qiang Mgmt For For For
5 Elect LUAN Lan Mgmt For For For
6 Elect ZHUANG Qifei Mgmt For For For
7 Elect DENG Ying Mgmt For For For
8 Elect XU Qian Mgmt For For For
9 Elect CHANG Xiaorun Mgmt For For For
10 Elect GUO Suiying Mgmt For For For
11 Elect DUAN Yalin Mgmt For For For
12 Elect ZHENG Zhi Mgmt For For For
13 Elect ZHOU Renyong Mgmt For Against Against
14 Elect LIU Jie Mgmt For For For
15 Elect KANG Wei Mgmt For Against Against
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shaanxi Investment Mgmt For For For
Group Co.,
Ltd.
6 Shaanxi Huaqin Mgmt For For For
Investment Group Co.,
Ltd.
7 Western Trust Co., Ltd. Mgmt For For For
8 Shaanxi Qingshuichuan Mgmt For For For
Energy Co.,
Ltd.
9 Shaanxi Jintai Hengye Mgmt For For For
Real Estate Co., Ltd.
and Shanghai Jinshan
Industrial
Development Co.,
Ltd.
10 Shaanxi Jinxin Mgmt For For For
Industrial
Development Co.,
Ltd.
11 Shaanxi Qinlong Mgmt For For For
Electric Power Co.,
Ltd.
12 Shaanxi Huashan Mgmt For For For
Enterprise Co.,
Ltd.
13 Macau Huashan Mgmt For For For
Enterprise
International
Economic And
Technical Cooperation
And Trade Co.,
Ltd.
14 Shaanxi Growth Mgmt For For For
Enterprise Guide Fund
Management Co.,
Ltd.
15 Shaanxi Shantou Mgmt For For For
Capital Management
Co.,
Ltd.
16 Shaanxi Jintai Mgmt For For For
Chlor-Alkali Chemical
Co.,
Ltd.
17 Shaanxi Aviation Mgmt For For For
Industry Development
Group Co.,
Ltd.
18 Sofitel Hotel Of Xian Mgmt For For For
Renmin Building Co.,
Ltd.
19 Hotels Subordinated To Mgmt For For For
Shaanxi Jinxin
Industrial
Development Co.,
Ltd.
20 Shaanxi Jinxin Mgmt For For For
Catering Management
Co.,
Ltd.
21 Xian Renmin Building Mgmt For For For
Co.,
Ltd.
22 Scale of Investment Mgmt For For For
23 Authority to Issue Mgmt For For For
Debt
Instruments
24 Establishment of Mgmt For For For
Subsidiary
25 Appointment of Auditor Mgmt For For For
26 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
27 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
28 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Income
Receipts
2 Authority to Issue Mgmt For For For
Corporate Debt
Instruments
3 Authority to Increase Mgmt For For For
Subsidiary Registered
Capital
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Construction of Office Mgmt For For For
Building
2 Lease of Property Mgmt For For For
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 01/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Annual Accounts Mgmt For For For
5 2019 Budget Report Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Appointment of Auditor Mgmt For For For
8 2019 Estimates of Mgmt For For For
Related Party
Transactions
9 Directors' Fees Mgmt For For For
10 Supervisors' Fees Mgmt For For For
11 2018 Annual Report Mgmt For For For
12 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 07/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Amendments to Articles Mgmt For For For
4 Approval of Line of Mgmt For For For
Credit
5 Authority to Give Mgmt For Against Against
Guarantees: Yongtai
Group Co.,
Ltd.
6 Eligibility for Mgmt For For For
Private Placement of
Corporate
Bonds
7 Size of Issuance Mgmt For For For
8 Method of Issuance Mgmt For For For
9 Par Value and Issue Mgmt For For For
Price
10 Issuing Targets and Mgmt For For For
Arrangements to
Existing
Shareholders
11 Bond Duration Mgmt For For For
12 Interest Rate and Mgmt For For For
Interest Payment
Method
13 Use of Proceeds Mgmt For For For
14 Underwriting Method Mgmt For For For
15 Guarantee Method Mgmt For For For
16 Listing Market Mgmt For For For
17 Credit Conditions and Mgmt For For For
Repayment Guarantee
Measures
18 Validity of Resolution Mgmt For For For
19 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Zhengzhou Mgmt For For For
Yuzhong Energy Co.,
Ltd. Application for
Loan and Increased
Pledge
3 Approval of Mgmt For For For
Zhangjiagang Shazhou
Electric Power Co.,
Ltd.Application for
Loan and Increased
Pledge
4 Approval of Mgmt For For For
Zhangjiagang Huaxing
Electric Power Co.,
Ltd. Application for
Loan and Increased
Pledge
5 Authority to Give Mgmt For Against Against
Guarantees to
Brilliance Power Co.,
Ltd.
6 Authority to Give Mgmt For Against Against
Guarantees to Huachen
Electric Power Co.,
Ltd.
7 Authority to Give Mgmt For Against Against
Guarantees to Zhoukou
Longda Power
Generation Co.,
Ltd.
8 Authority to Give Mgmt For Against Against
Guarantees to Huachen
Electric Power Co.,
Ltd
9 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Electric Power Co.,
Ltd.
10 Authority to Give Mgmt For Against Against
Guarantees to
Zhangjiagang Huaxing
Electric Power Co.,
Ltd.
11 Authority to Give Mgmt For Against Against
Guarantees to SDIC
Nanyang Power
Generation Co.,
Ltd.
12 Authority to Give Mgmt For Against Against
Guarantees to Other
Subsidiaries
13 Approval of Mgmt For For For
Collateral for Loans
from Benxi City
Commercial Bank Co.,
Ltd.
14 Approval of Mgmt For For For
Collateral for
Leasing for China
Construction
Investment Leasing
Co.,
Ltd
15 Approval of Mgmt For For For
Collateral for
Leasing for Loans
Applied to by
Zhengzhou Yuzhong
Energy Co.,
Ltd.
16 Approval of Collateral Mgmt For For For
for Leasing Zhangjia
Gangsha Zhou Elecric
Co.,
Ltd.
17 Approval of Mgmt For For For
Application for Line
of
Credit
18 Authority to Give Mgmt For Against Against
Guarantees for
Zhangjiagang Shazhou
Electric Power Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees for Loans
Provided by
Zhangjiagang
Shazhou
20 Authority to Give Mgmt For Against Against
Secondary Guarantees
Zhangjiagang Shazhou
Electric Power Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees for Loans
Applied to by Gangsha
Zhou Electric Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees Provided
by Huaxi Mining Co.,
Ltd.
23 Additional of Mgmt For For For
Collateral for
Factoring
Business
24 Collateral for Huayan Mgmt For For For
Logistics Co.,
Ltd.Application for
Loan
25 Collateral for Bond Mgmt For For For
Holders
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
3 Authority to Give Mgmt For Against Against
Guarantees for
Medium-term
Loans
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 10/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Equity Pledge Mgmt For Abstain Against
________________________________________________________________________________
Wintime Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600157 CINS Y9649L104 11/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Change of Registered Mgmt For For For
Address and
Amendments to
Articles
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Purchase of Liability Mgmt For Abstain Against
Insurance
9 Elect WANG Tingge Mgmt For For For
10 Elect SONG Hongjiong Mgmt For For For
11 Elect ZHANG Bo Mgmt For For For
12 Elect XU Qiang Mgmt For For For
13 Elect XU Fanggen Mgmt For For For
14 Elect YAN Chao Mgmt For For For
15 Elect HE Xiangdong Mgmt For For For
16 Elect BEN Shenglin Mgmt For For For
17 Elect XIE Weiming Mgmt For For For
18 Elect SHEN Jianlin Mgmt For For For
19 Elect GU Guoda Mgmt For For For
20 Elect LIU Chunkai Mgmt For For For
21 Elect ZHEN Jianmin Mgmt For Against Against
22 Elect SHI Xinyi Mgmt For For For
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 05/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Use of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 09/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
(Debt
Instruments)
2 Authority to Issue Mgmt For For For
(Debt
Instruments)
3 Authority to Issue Mgmt For For For
(Debt
Instruments)
4 Authority to Issue Mgmt For For For
(Debt
Instruments)
5 Ratification of Board Mgmt For For For
Acts
6 Ratification of Board Mgmt For For For
Acts
7 Election Of Directors Mgmt For For For
________________________________________________________________________________
Wuchan Zhongda Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600704 CINS Y9890U100 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
13 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
14 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
15 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
16 Ratification of Board Mgmt For For For
Acts
17 Allocation of Mgmt For For For
Profits/Dividends
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
and
Dividends
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authorizing the Board Mgmt For For For
to Execute Shares
Repurchasing
8 Decreasing the Mgmt For For For
Company's Registered
Capital and
Shares
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 01/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
2 Method of Repurchase Mgmt For For For
3 Type of Shares Mgmt For For For
4 Total Amount and Mgmt For For For
Source of
Funds
5 Price of Repurchase Mgmt For For For
6 Time Limit Mgmt For For For
7 Board Authorization to Mgmt For For For
Implement
Repurchase
8 Elect CHEN Xialin as Mgmt For For For
Director
9 Amendments to Articles Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision For Goodwill Mgmt For For For
Impairment
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 04/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Weiwei Mgmt For For For
2 Elect YANG Jun Mgmt For For For
3 Elect CHEN Xialin Mgmt For For For
4 Elect WU Weihong Mgmt For For For
5 Elect Zhang Yun Mgmt For For For
6 Elect NI Ning Mgmt For For For
7 Elect ZHU Ning Mgmt For For For
8 Elect YIN Bin Mgmt For For For
9 Elect CHEN Jianlin Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Elect CHENG Lin as Mgmt For Against Against
Supervisor
(Shareholder
Representative)
12 Change of Company's Mgmt For For For
Name
13 Change of Company's Mgmt For For For
Address
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 07/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
2 Management Rules of Mgmt For Against Against
Employee Stock
Ownership
Plan
3 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions: Sale of
Auto
Parts
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Elect JIANG Wenge as Mgmt For For For
Director
10 Dismissal of Director Mgmt For For For
11 Investment in Mgmt For For For
Technological Upgrade
Projects
12 2019 Budget Plan Mgmt For Abstain Against
________________________________________________________________________________
Wuliangye Yibin Company Limited
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect ZOU Tao as Mgmt For For For
Director
3 Dismissal of YU Mgmt For For For
Mingshu as
Supervisor
4 Amendments to Mgmt For For For
Implementation Bodies
of Investment
Projects
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 06/03/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase A and/or H
Shares
9 Authority to Issue Mgmt For For For
Onshore and Offshore
Debt Financing
Instruments
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
13 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
14 Approve the Foreign Mgmt For For For
Exchange Hedging
Limit
15 Increase of Registered Mgmt For For For
Capital
16 Expansion in Business Mgmt For For For
Scope
17 Amendments to Articles Mgmt For For For
of
Association
18 Amendments to Mgmt For For For
Procedural Rules for
Shareholders'
Meetings
19 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
20 Amendments to Mgmt For For For
Management Measures
on Raised
Funds
________________________________________________________________________________
Wuxi AppTec Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2359 CINS Y971B1100 06/03/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Authority to Mgmt For For For
Repurchase A and/or H
Shares
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 01/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Materials Mgmt For For For
or
Products
2 Sale of Materials or Mgmt For For For
Products
3 Renting Properties, Mgmt For For For
Equipment or
Products
4 Trademark Licensing Mgmt For For For
5 Cooperation in Mgmt For For For
Technical
Development
6 Provision and Mgmt For For For
Acceptance of
Services and
Labor
7 Entrustment Operation Mgmt For For For
8 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 04/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Quan Mgmt For For For
2 Mortgage Business Mgmt For For For
3 Financial Leasing Mgmt For For For
4 Financing Business Mgmt For For For
5 Approval of Credit Mgmt For For For
Application
6 Eligibility for Mgmt For For For
Corporate Bond
Issuances
7 Issuer Mgmt For For For
8 Issuance Size and Mgmt For For For
Arrangement for
Multiple
Issuance
9 Issue Term Mgmt For For For
10 Bond Interest Rate Mgmt For For For
11 Guarantee Arrangement Mgmt For For For
12 Uses of Proceeds Mgmt For For For
13 Planned Listing Mgmt For For For
Exchange
14 Repayment of Guarantees Mgmt For For For
15 Validity Period of Mgmt For For For
Resolution
16 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Financial Budget Report Mgmt For For For
6 Assets Impairment Mgmt For For For
7 Assets Write Off Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Annual Report Mgmt For For For
________________________________________________________________________________
XCMG Construction Machinery Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000425 CINS Y9T17R112 10/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Some Raised
Funds
2 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Budgeting Mgmt For For For
6 Allocation of Profits Mgmt For For For
and
Dividends
7 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries and
Joint-stock
Companies
8 Related Party Mgmt For For For
Transactions: 2019
Projection
9 Related Party Mgmt For For For
Transactions with
Financial
Institutions
10 Investment in Wealth Mgmt For For For
Management Products
with Idle Funds of
the Company and Its
Subsidiaries
11 Authority to Issue Mgmt For For For
Super Short Term
Commercial Papers
('SCP')
12 Launching Commodity Mgmt For For For
Derivatives
Business
13 Launching Foreign Mgmt For For For
Currency Derivatives
Business
14 Qualification to Get Mgmt For For For
Authority to Issue
Corporate
Bonds
15 Authority to Issue Mgmt For For For
Corporate Bonds -
Size
16 Authority to Issue Mgmt For For For
Corporate Bonds -
Issuance
Method
17 Authority to Issue Mgmt For For For
Corporate Bonds -
Face Value and
Price
18 Authority to Issue Mgmt For For For
Corporate Bonds -
Issuance
Object
19 Authority to Issue Mgmt For For For
Corporate Bonds -
Term
20 Authority to Issue Mgmt For For For
Corporate Bonds -
Interest Rate and
Confirmation
Method
21 Authority to Issue Mgmt For For For
Corporate Bonds -
Rationale
22 Authority to Issue Mgmt For For For
Corporate Bonds -
Repayment
Condition
23 Authority to Issue Mgmt For For For
Corporate Bonds -
Guarantees
24 Authority to Issue Mgmt For For For
Corporate Bonds -
Underwriting Method
and Listing
Arrangement
25 Authority to Issue Mgmt For For For
Corporate Bonds -
Validity Period of
this Proposal (if
approved)
26 Preview of Authority Mgmt For For For
to Issue Corporate
Bonds
27 Authorizing the Board Mgmt For For For
to Fully Handle the
Issuance of
Corporate
Bonds
28 Appointment of Auditor Mgmt For For For
29 Elect ZHANG Yongfeng Mgmt For For For
30 Elect HUANG Wenzhou Mgmt For For For
31 Elect WANG Qin Mgmt For For For
32 Elect YE Yanliu Mgmt For For For
33 Elect ZHENG Yongda Mgmt For For For
34 Elect LIN Mao Mgmt For For For
35 Elect DAI Yiyi Mgmt For For For
(Independent)
36 Elect LIN Tao Mgmt For For For
(Independent)
37 Elect CHEN Shoude Mgmt For For For
(Independent)
38 Elect LIN Fang Mgmt For For For
39 Elect ZOU Shaorong Mgmt For Against Against
________________________________________________________________________________
Xiamen C&D Inc.
Ticker Security ID: Meeting Date Meeting Status
600153 CINS Y9721Y107 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xiamen Intretech Inc
Ticker Security ID: Meeting Date Meeting Status
002925 CINS Y972FZ109 01/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management Mgmt For For For
2 Foreign Exchange Mgmt For For For
________________________________________________________________________________
Xiamen Intretech Inc
Ticker Security ID: Meeting Date Meeting Status
002925 CINS Y972FZ109 04/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Independent Directors' Mgmt For For For
Fees
8 Directors' / Mgmt For For For
Supervisors'
Fees
9 Shareholder Returns Mgmt For For For
Plan
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xiamen Intretech Inc
Ticker Security ID: Meeting Date Meeting Status
002925 CINS Y972FZ109 05/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xiamen Intretech Inc
Ticker Security ID: Meeting Date Meeting Status
002925 CINS ADPV41859 07/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Option and Mgmt For For For
Restricted Stock
Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
2018 Stock
Option
3 Board Authorization to Mgmt For For For
Implement Stock
Option and Restricted
Stock Incentive
Plan
4 Amendments to Mgmt For Abstain Against
Procedural
Rules:Procedural
Rules Governing
Shareholders General
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural
Rules:Board
Meetings
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
8 Amendments to Mgmt For Abstain Against
Procedural Rules:
Investment Management
System
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Guarantee Management
System
________________________________________________________________________________
Xiamen Intretech Inc
Ticker Security ID: Meeting Date Meeting Status
002925 CINS ADPV41859 09/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Reports Mgmt For For For
2 Supervisors' Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees for a
Controlled
Subsidiary
7 Authority for a Mgmt For For For
Controlled Subsidiary
to Give Guarantees
for Financing of its
Wholly-Owned
Subsidiary
8 Authority for Another Mgmt For For For
Controlled Subsidiary
to Give Guarantees
for Financing of its
Wholly-Owned
Subsidiary
9 Approval of Guarantee Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Intra-company Mgmt For For For
Contracts/Control
Agreements
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Long-term Purchase Mgmt For For For
Agreement
2 Equity Compensation Mgmt For For For
Plan
3 Constitution of Mgmt For For For
Procedural
Rules
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Approval of Capital Mgmt For Abstain Against
Increase
3 Renewal of Long-term Mgmt For For For
Purchase Agreement:
Fujian Makeng Mining
Co.,
Ltd.
4 Renewal of Long-term Mgmt For For For
Purchase Agreement:
Fujian Panluo Iron
Mine Co.,
Ltd.
5 Change of Commitments Mgmt For For For
by
Shareholder
6 Authority to Mgmt For For For
Repurchase
Shares
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 02/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2018 Financial Report Mgmt For For For
5 2019 Budget Report Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Provide Mgmt For Against Against
and Receive
Guarantee
9 2019 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinhu Zhongbao Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600208 CINS Y9724T105 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Scale Mgmt For For For
3 Interest Rate Mgmt For For For
4 Bond Duration Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Guarantee Matters Mgmt For For For
7 Redemption Mgmt For For For
8 Credit Conditions Mgmt For For For
9 Underwriting Method Mgmt For For For
10 Listing Arrangement Mgmt For For For
11 Purpose of Raised Mgmt For For For
Funds
12 Validity Period Mgmt For For For
13 Board Authorization Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 03/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Continuing Connected Mgmt For For For
Transactions ( A
Share)
3 Product Sales Mgmt For For For
Framework Agreement (
H
Share)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Provision of Letter of Mgmt For Abstain Against
Guarantee for
Subsidiaries
9 Provision of New Mgmt For Abstain Against
Guarantees for
Subsidiaries
10 Approval of Exchange Mgmt For For For
Rate and Interest
Rate Hedging
Business
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Elect WU Gang Mgmt For For For
15 Elect WANG Haibo Mgmt For Against Against
16 Elect CAO Zhigang Mgmt For For For
17 Elect GAO Jianjun Mgmt For For For
18 Elect GU Hongmei Mgmt For For For
19 Elect LU Hailin Mgmt For For For
20 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
21 Elect WEI Wei Mgmt For For For
22 Elect YANG Jianping Mgmt For For For
23 Elect HAN Zongwei Mgmt For Against Against
24 Elect LUO Jun Mgmt For Against Against
25 Elect XIAO Hong Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GU Hongmei Mgmt For For For
________________________________________________________________________________
YanAn Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For Against Against
Guarantees
8 Appointment of Auditor Mgmt For Against Against
9 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
10 Type of Securities to Mgmt For For For
be
Issued
11 Issuing Scale Mgmt For For For
12 Par Value and Issue Mgmt For For For
Price
13 Bond Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
16 Conversion Period Mgmt For For For
17 Determination and Mgmt For For For
Adjustment of
Conversion
Price
18 Downward Adjustment of Mgmt For For For
Conversion
Price
19 Determining Method for Mgmt For For For
the Number of
Converted
Shares
20 Redemption Clauses Mgmt For For For
21 Resale Clauses Mgmt For For For
22 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
23 Issuing Targets and Mgmt For For For
Method
24 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
25 Matters Regarding Mgmt For For For
Bondholders'
Meetings
26 2018 Plan for the Use Mgmt For For For
of Raised
Funds
27 Deposit and Management Mgmt For For For
of Raised
Funds
28 Guarantee Matters Mgmt For For For
29 The Valid Period of Mgmt For For For
the
Resolution
30 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
31 Feasibility Analysis Mgmt For For For
Report on Projects to
be Financed with
Raised Funds from
Public Issuance of
Convertible Corporate
Bonds
32 Report on Use of Mgmt For For For
Previously Raised
Funds
33 Approval of Dilution Mgmt For For For
Methods for Bond
Issuance
34 Rules Governing Mgmt For For For
Meeting of
Bondholders Regarding
Convertible
Bonds
35 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding
Public Issuance of
Convertible Corporate
Bonds
36 External Investment in Mgmt For For For
Setting Up a
Company
37 Shareholder Return Plan Mgmt For For For
38 Amendments to Articles Mgmt For For For
39 Amendments to Mgmt For Abstain Against
Procedural Rules:
Governing
Shareholders General
Meetings
40 Amendments to Mgmt For Abstain Against
Procedural Rules:
Governing Board
Meetings
41 Amendments to Mgmt For Abstain Against
Procedural Rules:
Governing Meetings of
Supervisory
Committee
42 External Guarantee Mgmt For Abstain Against
Management
System
43 Connected Transactions Mgmt For Abstain Against
Decision-making
System
________________________________________________________________________________
YanAn Bicon Pharmaceutical Listed Company
Ticker Security ID: Meeting Date Meeting Status
002411 CINS Y4441M103 11/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset-Backed Plan Mgmt For For For
2 Financing with Mgmt For For For
Accounts
Receivables
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 01/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Approval of Financing Mgmt For For For
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval of Asset Mgmt For For For
Backed
Notes
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For Against Against
Guarantees
2 Authority to Provide Mgmt For Against Against
Guarantees
3 Authority to Provide Mgmt For Against Against
Guarantees
4 Authority to Provide Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/04/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Annual Summary and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
10 Financing Quota Mgmt For For For
11 Ratification of Board Mgmt For For For
Acts
12 Authority to Give Mgmt For Against Against
Guarantees
13 Authorization of Legal Mgmt For For For
Formalities
14 Authority to Issue Mgmt For For For
Corporate
Bonds-Issuing
scale
15 Authority to Issue Mgmt For For For
Corporate
Bonds-Issuing
Method
16 Authority to Issue Mgmt For For For
Corporate Bonds-
Issuing
Target
17 Authority to Issue Mgmt For For For
Corporate Bonds- Par
Value and
Price
18 Authority to Issue Mgmt For For For
Corporate Bonds- Type
and
Duration
19 Authority to Issue Mgmt For For For
Corporate Bonds-
Interest
Rate
20 Authority to Issue Mgmt For For For
Corporate Bonds-
Repayment
Method
21 Authority to Issue Mgmt For For For
Corporate Bonds- Use
of
Proceeds
22 Authority to Issue Mgmt For For For
Corporate
Bonds-Redemption
terms
23 Authority to Issue Mgmt For For For
Corporate Bonds-
Underwriting
Method
24 Authority to Issue Mgmt For For For
Corporate Bonds-
Guarantee
Arrangement
25 Authority to Issue Mgmt For For For
Corporate Bonds-
Repayment
Guarantee
26 Authority to Issue Mgmt For For For
Corporate Bonds-
Listing
Arrangement
27 Authority to Issue Mgmt For For For
Corporate Bonds-
Valid Period of
Resolution
28 Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Issuance of Corporate
Bonds
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 04/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset Backed
Plan
2 Authority to Provide Mgmt For Against Against
Guarantees to a
Wholly Owned
Subsidiary
3 Authority to Provide Mgmt For Against Against
Guarantees to a
Wholly Owned
Subsidiary
4 Authority to Provide Mgmt For Against Against
Guarantees to a
Wholly Owned
Subsidiary
5 Authority to Provide Mgmt For Against Against
Guarantees to a
Partially Owned
Subsidiary
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 05/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt
Instruments
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 06/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For Against Against
Guarantees for
Subsidiary: Shenyang
Longguang Trading
Co.,
Ltd.
2 Authority to Provide Mgmt For Against Against
Guarantees for
Subsidiary: Chongqing
Muguang Real Estate
Co.,
Ltd.
3 Authority to Provide Mgmt For Against Against
Guarantees for
Joint-stock Company:
Jiujiang Fuli
Zhisheng Co.,
Ltd.
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(1)
2 Authority to Give Mgmt For Against Against
Guarantees
(2)
3 Authority to Give Mgmt For Against Against
Guarantees
(3)
4 Authority to Give Mgmt For Against Against
Guarantees
(4)
5 Authority to Give Mgmt For Against Against
Guarantees
(5)
6 Authority to Give Mgmt For Against Against
Guarantees
(6)
7 Authority to Give Mgmt For Against Against
Guarantees
(7)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Options Mgmt For For For
2 Appraisal Measures Mgmt For For For
3 Board Authorization Mgmt For For For
4 Authority to Give Mgmt For Against Against
Guarantees
(1)
5 Authority to Give Mgmt For Against Against
Guarantees
(2)
6 Authority to Give Mgmt For Against Against
Guarantees
(3)
7 Authority to Give Mgmt For Against Against
Guarantees
(4)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(I)
2 Authority to Give Mgmt For Against Against
Guarantees
(II)
3 Authority to Give Mgmt For Against Against
Guarantees
(III)
4 Authority to Give Mgmt For Against Against
Guarantees
(IV)
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(I)
2 Authority to Give Mgmt For Against Against
Guarantees
(II)
3 Authority to Give Mgmt For Against Against
Guarantees
(III)
4 Authority to Give Mgmt For Against Against
Guarantees
(IV)
5 Authority to Give Mgmt For Against Against
Guarantees
(V)
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price Mgmt For For For
4 Type Mgmt For For For
5 Source Mgmt For For For
6 Time Limit Mgmt For For For
7 Estimated Changes In Mgmt For For For
Equities
8 Authorization Mgmt For For For
9 Valid Period Mgmt For For For
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(I)
2 Authority to Give Mgmt For Against Against
Guarantees
(II)
3 Authority to Give Mgmt For Against Against
Guarantees
(III)
4 Authority to Give Mgmt For Against Against
Guarantees
(IV)
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 11/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
I
2 Authority to Give Mgmt For Against Against
Guarantees
II
3 Authority to Give Mgmt For Against Against
Guarantees
III
________________________________________________________________________________
Yango Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000671 CINS Y2653W108 12/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
(1)
2 Authority to Give Mgmt For Against Against
Guarantees
(2)
3 Authority to Give Mgmt For Against Against
Guarantees
(3)
4 Authority to Give Mgmt For Against Against
Guarantees
(4)
5 Authority to Give Mgmt For Against Against
Guarantees
(5)
6 Authority to Give Mgmt For Against Against
Guarantees
(6)
7 Authority to Give Mgmt For Against Against
Guarantees
(7)
8 Approval of Financing Mgmt For For For
with
Assets
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Rules of
Procedures
2 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
3 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
4 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 02/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
2 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
3 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to H Mgmt For For For
Repurchase
Shares
14 Size and Method of the Mgmt For For For
Issuance
15 Maturity Period of the Mgmt For For For
Bonds
16 Par Value and the Mgmt For For For
Issue
Price
17 Coupon Rate and Mgmt For For For
Determination
Mechanism
18 Form of the Bonds Mgmt For For For
19 Method of Interest Mgmt For For For
Payment and
Redemption
20 Guarantee Mgmt For For For
21 Underwriting Mgmt For For For
22 Target of the Issuance Mgmt For For For
23 Placing Arrangement Mgmt For For For
for
Shareholders
24 Listing Arrangement Mgmt For For For
25 Authorization Mgmt For For For
26 Elect LIU Jian Mgmt For For For
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 05/24/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
3 Extension of Validity Mgmt For For For
Period of
Authorization to
Implement Non-Public
Issuance of A
Shares
4 Amendments to Articles Mgmt For For For
5 HVO Sales Contract Mgmt For For For
6 Glencore Framework Mgmt For For For
Coal Purchase
Agreement
7 HVO Services Agreement Mgmt For For For
8 Yancoal Australia - Mgmt For For For
Sojitz Coal Sales
Agreement
9 Syntech - Sojitz Coal Mgmt For For For
Sales
Agreement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417110 08/24/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
Comparison with 2019
Projection
7 Authority to Issue Mgmt For For For
Debt
Instruments
8 Approval of Line of Mgmt For For For
Credit for 2018 and
Upcoming Application
for
2019
9 Changes of Accounting Mgmt For For For
Policy
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules of
Shareholders Meeting
and Directors'
Meeting
13 Independent Directors' Mgmt For For For
Report
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 10/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Authority to Mgmt For For For
Repurchase
Shares
3 Appraisal Management Mgmt For Abstain Against
Measures for
Restricted Shares
Plan
4 Board Authorization to Mgmt For For For
Implement Share
Repurchase and Equity
Incentive
________________________________________________________________________________
Yonghui Superstores Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601933 CINS Y9841N106 12/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Exemption of Mgmt For Abstain Against
Shareholders from
Fulling
Commitments
5 Equity Transfer Mgmt For Abstain Against
6 Intra-company Mgmt For Abstain Against
Contracts/Control
Agreements
7 Approval of Investment Mgmt For Abstain Against
8 Amendments to Articles Mgmt For For For
9 Elect ZHANG Xuansong Mgmt For For For
10 Elect ZHANG Xuanning Mgmt For For For
11 Elect Benjamin William Mgmt For For For
Keswick
12 Elect Ian James Mgmt For For For
Winward
McLeod
13 Elect LIAO Jianwen Mgmt For For For
14 Elect LI Guo Mgmt For For For
15 Elect XU Ping Mgmt For For For
16 Elect FANG Qing Mgmt For For For
17 Elect LIU Xiaopeng Mgmt For For For
18 Elect LIN Zhenming Mgmt For Against Against
19 Elect ZHU Wenjun Mgmt For Against Against
20 Elect XIONG Fuhou Mgmt For For For
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 04/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Accounts and Mgmt For For For
Reports
4 2018 Distribution of Mgmt For For For
Cash
Dividends
5 2018 Distribution of Mgmt For For For
Stock
Dividends
6 2018 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Appointment of Mgmt For For For
Internal Control
Auditor
9 2019 Remuneration of Mgmt For For For
Directors
10 2019 Remuneration of Mgmt For For For
Supervisors
11 Eligibility to Issue Mgmt For For For
Corporate
Bonds
12 Issuance Size Mgmt For For For
13 Method of Issuance Mgmt For For For
14 Issuance Rate Mgmt For For For
15 Bond Term Mgmt For For For
16 Redemption and Sale Mgmt For For For
Back
Provision
17 Method of Guarantee Mgmt For For For
18 Uses of Proceeds Mgmt For For For
19 Listing Arrangement Mgmt For For For
20 Validity Period Mgmt For For For
21 Safe Guard Measures Mgmt For For For
for Debt
Repayment
22 Authority to Implement Mgmt For For For
Issuance of Corporate
Bonds
23 Increase in Registered Mgmt For For For
Capital
24 Amendments to Articles Mgmt For For For
25 Cancellation of Shares Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Elect CHEN Qiangbing Mgmt For For For
as
Director
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Stocks Mgmt For For For
2 Election of Directors Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Stock Mgmt For For For
Option
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
2018 Stock Option
Plan
3 Board Authorization to Mgmt For For For
Implement Stock
Option
Plan
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 11/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Registered Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yonyou Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600588 CINS Y9042R104 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Financial Report 2018 Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Deposit Services Mgmt For Against Against
8 Purpose and Objective Mgmt For For For
9 Type of Shares Mgmt For For For
10 Method of Repurchase Mgmt For For For
11 Time Limit Mgmt For For For
12 Price and Pricing Mgmt For For For
Principles
13 Total Amount and Mgmt For For For
Source of
Funds
14 Number and Percentage Mgmt For For For
of
Shares
15 Valid Resolution Period Mgmt For For For
16 Board Authorization Mgmt For For For
17 Adjustment Of Mgmt For For For
Investment
Strategies
18 Company Authorization Mgmt For For For
to Dispose
Assets
19 Investment in Wealth Mgmt For For For
Management
20 Management Mgmt For For For
Authorization for
Land
Bidding
21 Elect XU Peng as Mgmt For For For
Director
22 Amendments to Articles Mgmt For For For
23 Establishment of Mgmt For For For
Procedural Rules for
Cumulative Voting
System
24 Amendments to Mgmt For For For
Procedural Rules for
Independent
Directors
25 Termination of Mgmt For For For
Subscription to Non
Public share
Offering
________________________________________________________________________________
Youngor Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600177 CINS Y9858M108 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Mgmt For For For
Participate in Share
Offering
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 External Guarantee Mgmt For For For
Quota
7 Related Party Mgmt For For For
Transactions
8 Stock Option Plan Mgmt For For For
9 (Equity Compensation Mgmt For For For
Plan)
10 (Equity Compensation Mgmt For For For
Plan)
11 (Equity Compensation Mgmt For For For
Plan)
12 (Equity Compensation Mgmt For For For
Plan)
13 (Equity Compensation Mgmt For For For
Plan)
14 (Equity Compensation Mgmt For For For
Plan)
15 (Equity Compensation Mgmt For For For
Plan)
16 (Equity Compensation Mgmt For For For
Plan)
17 (Equity Compensation Mgmt For For For
Plan)
18 (Equity Compensation Mgmt For For For
Plan)
19 (Equity Compensation Mgmt For For For
Plan)
20 Appraisal Management Mgmt For For For
for Restricted Shares
Plan
21 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
22 Capital Increase in Mgmt For For For
Subsidiaries
23 Election Of Directors Mgmt For For For
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer Transaction Mgmt For For For
________________________________________________________________________________
YTO Express Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600233 CINS Y1963V107 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Procedural Rules
1
5 Amendments to Mgmt For Abstain Against
Procedural Rules
2
6 Amendments to Mgmt For Abstain Against
Procedural Rules
3
________________________________________________________________________________
Yunda Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 The Use of Idle Equity Mgmt For For For
Fund for Wealth
Management
Products
7 Temporary Idle Mgmt For For For
Proceeds to Implement
Cash
Management
8 Repurchase and Cancel Mgmt For For For
Locked Restricted
Stocks
9 Related Party Mgmt For For For
Transactions: Waiver
of Preemptive Rights
for Capital Increase
in A Controlled
Subsidiary
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunnan Baiyao Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 01/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
Complies with
Relevant Laws and
Regulations
2 Overall Plan Mgmt For For For
3 Evaluation Price Mgmt For For For
4 Payment Manner Mgmt For For For
5 Type, Par Value Per Mgmt For For For
Share
6 Issue Manner and Mgmt For For For
Target
Subscriber
7 Issue Price Mgmt For For For
8 Issue Number Mgmt For For For
9 Listing Exchange Mgmt For For For
10 Lock-Up Period Mgmt For For For
Arrangement
11 Cash Option Mgmt For For For
12 Adjustment Mechanism Mgmt For For For
of Cash Option
Price
13 Credit and Debts as Mgmt For For For
well as Creditor
Protection
14 Profit and Loss During Mgmt For For For
the Transition
Period
15 Distribution of Mgmt For For For
Cumulative
Earnings
16 Staff Placement Mgmt For For For
17 Asset Delivery Mgmt For For For
18 Liability for Breach Mgmt For For For
of
Contract
19 Resolution Validity Mgmt For For For
Period
20 Report (Draft) and Mgmt For For For
Summary on Company's
Merger by
Absorption
21 Transaction Constitute Mgmt For For For
as Related-Party
Transaction
22 Transaction Does Not Mgmt For For For
Constitute as
Restructure for
Listing
23 Transaction Complies Mgmt For For For
with Article 11 and
Article
43
24 Transaction Complies Mgmt For For For
with Article
IV
25 Audit Report, Review Mgmt For For For
Report and Wealth
Assessment
Report
26 Independence of Mgmt For For For
Appraiser, and
Validity of
Hypothesis
27 Pricing Basis of the Mgmt For For For
Transaction and Its
Fairness
28 Completeness and Mgmt For For For
Compliance of
Implementation of
Legal
Proceedings
29 Signing of Merger by Mgmt For For For
Absorption
Agreement
30 Signing of Mgmt For For For
Supplementary
Agreement
31 Impact of Dilution of Mgmt For For For
Current
Returns
32 Merger by Absorption Mgmt For For For
and Self-inspection
Report on Company's
Real Estate
Business
33 Ratification of Board Mgmt For For For
Acts
34 Shareholder Returns Mgmt For Abstain Against
Plan
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Annual Report Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Yunnan Baiyao Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000538 CINS Y9879F108 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Manner of Share Mgmt For For For
Repurchase
2 Usage of the Shares to Mgmt For For For
Be
Repurchased
3 Price or Price Range Mgmt For For For
and Pricing
Principle
4 Total Capital and Mgmt For For For
Capital
Source
5 Type, Number and Mgmt For For For
Proportion
6 Period of Repurchase Mgmt For For For
7 Resolution Validity Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Zangge Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
000408 CINS Y9885K117 06/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Profits Comparing Mgmt For For For
to
Projection
7 Annual Account Report Mgmt For For For
8 Annual Budgeting Mgmt For For For
9 Report on Deposit and Mgmt For For For
Use of Raised
Funds
10 Directors' Mgmt For For For
Supervisors' and
Senior Management's
Compensations
11 2018 Daily Related Mgmt For For For
Party Transactions
and 2019
Projection
12 Re-appointment of Mgmt For For For
Auditor
13 Misc. Management Mgmt For For For
Proposal
14 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Zhangzhou Pientzehuang Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600436 CINS Y9890Q109 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 2018 Results and 2019 Mgmt For For For
Estimated Continuing
Connected
Transactions
9 Adjustment Directors' Mgmt For For For
Fees
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
11 Adjustment of Mgmt For For For
Supervisors'
Fees
12 Amendments to Articles Mgmt For For For
and Amendments to
Procedural
Rules
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Management
Systems
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 and 2019 Mgmt For For For
Connected
Transaction
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 07/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Price Mgmt For For For
3 Total Amount and Mgmt For For For
Source of
Funds
4 Type, Number and Mgmt For For For
Percentage
5 Purpose Mgmt For For For
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Shares
Repurchase
________________________________________________________________________________
Zhejiang Century Huatong Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 11/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Plan for Transaction Mgmt For For For
3 Underlying Assets Mgmt For For For
4 Transaction Targets Mgmt For For For
5 Transaction Price Mgmt For For For
6 Payment Method Mgmt For For For
7 Cash Payment Mgmt For For For
8 Cash Payment Mgmt For For For
9 Cash Payment Mgmt For For For
10 Cash Payment Mgmt For For For
11 Cash Payment Mgmt For For For
12 Cash Payment Mgmt For For For
13 Cash Payment Mgmt For For For
14 Cash Payment Mgmt For For For
15 Cash Payment Mgmt For For For
16 Cash Payment Mgmt For For For
17 Cash Payment Mgmt For For For
18 Cash Payment Mgmt For For For
19 Cash Payment Mgmt For For For
20 Cash Payment Mgmt For For For
21 Cash Payment Mgmt For For For
22 Cash Payment Mgmt For For For
23 Cash Payment Mgmt For For For
24 Cash Payment Mgmt For For For
25 Cash Payment Mgmt For For For
26 Cash Payment Mgmt For For For
27 Cash Payment Mgmt For For For
28 Cash Payment Mgmt For For For
29 Cash Payment Mgmt For For For
30 Related Party Mgmt For For For
Transactions
31 Merger/Acquisition Mgmt For For For
32 Merger/Acquisition Mgmt For For For
33 Merger/Acquisition Mgmt For For For
34 Merger/Acquisition Mgmt For For For
35 Merger/Acquisition Mgmt For For For
36 Merger/Acquisition Mgmt For For For
37 Merger/Acquisition Mgmt For For For
38 Merger/Acquisition Mgmt For For For
39 Merger/Acquisition Mgmt For For For
40 Merger/Acquisition Mgmt For For For
41 Merger/Acquisition Mgmt For For For
42 Merger/Acquisition Mgmt For For For
43 Merger/Acquisition Mgmt For For For
44 Merger/Acquisition Mgmt For For For
45 Amendments to Articles Mgmt For For For
46 Misc. Management Mgmt For For For
Proposal
47 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 03/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Dong as Mgmt For For For
Director
________________________________________________________________________________
Zhejiang China Commodities City Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600415 CINS Y98916102 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2019 Financial Budget Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Financial and
Internal Control
Auditor and Authority
to Set
Fees
8 Authority to Issue Mgmt For For For
Debt
Financing
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 01/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Service Mgmt For Against Against
Agreement
2 Asset Securitization Mgmt For For For
Project
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 06/03/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For Against Against
Transactions
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Elect NAN Cunhui Mgmt For For For
10 Elect ZHU Xinmin Mgmt For For For
11 Elect WANG Guorong Mgmt For For For
12 Elect ZHANG Zhihuan Mgmt For For For
13 Elect GUO Meijun Mgmt For For For
14 Elect LU Chuan Mgmt For For For
15 Elect LIU Shuzhe Mgmt For For For
16 Elect XIE Simin Mgmt For For For
17 Elect CHEN Jun Mgmt For For For
18 Elect WU Bingchi Mgmt For Against Against
19 Elect JIN Chuanjun Mgmt For For For
________________________________________________________________________________
Zhejiang Chint Electrics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601877 CINS Y988AY103 09/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Declare Mgmt For For For
Interim
Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Financial Report Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2018 Directors and Mgmt For For For
Supervisors
Fees
7 Appointment of Auditor Mgmt For For For
8 Engage in Foreign Mgmt For For For
Exchange Hedging
Transaction
9 Approval Line of Credit Mgmt For For For
10 Authority to Provide Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 06/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Issuing Targets and Mgmt For For For
Method
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Interest Payment Mgmt For For For
9 Guarantee Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determining Method for Mgmt For For For
The Conversion
Price
12 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
13 Downward Adjustment of Mgmt For For For
Conversion
Price
14 Determining Method for Mgmt For For For
The Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
When Conversion
Happens
15 Redemption Clauses Mgmt For For For
16 Resale Clauses Mgmt For For For
17 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
18 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
19 Matters Regarding Mgmt For For For
Bondholders
Meetings
20 Purpose of The Raised Mgmt For For For
Funds
21 Deposit and Management Mgmt For For For
of The Raised
Funds
22 The Valid Period of Mgmt For For For
The
Resolution
23 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report on Raised Use
of
Funds
25 No Need to Prepare Mgmt For For For
Report on Use of
Previously Raised
Funds
26 Constitution of Mgmt For For For
Procedural Rules
Governing
Bondholders' Meeting
for Convertible
Bonds
27 Impact on Major Mgmt For For For
Financial Indicators
of Diluted Immediate
Return After Public
Issuance of
Convertible Corporate
Bonds and Filling
Measures to Be
Adopted
28 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Public Issuance of
Convertible Corporate
Bonds
29 Shareholder Returns Mgmt For Abstain Against
Plan
30 Adjustment of Partial Mgmt For Against Against
Guarantee for
Subsidiaries
31 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Restricted Mgmt For For For
Stock Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for
Restricted Stock
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Review on 2018 Related Mgmt For For For
Party
Transactions
6 2019 Related Party Mgmt For For For
Transactions
7 2018 Allocation of Mgmt For For For
Profits
8 2018 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
9 Appointment of Auditor Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
13 Foreign Exchange Mgmt For For For
Transactions
14 2018 Independent Mgmt For For For
Directors'
Report
15 Elect QIAN Xiaoping as Mgmt For For For
Director
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 11/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For Abstain Against
Investment
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 04/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Financial Budget 2019 Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Appointment of Auditor Mgmt For For For
10 Elect RUAN Weixiang Mgmt For For For
11 Elect RUAN Xingxiang Mgmt For For For
12 Elect YAO Jianfang Mgmt For For For
13 Elect LU Bangyi Mgmt For For For
14 Elect ZHOU Zhengnan Mgmt For For For
15 Elect GONG Han Mgmt For For For
16 Elect CHEN Xianming Mgmt For For For
17 Elect LIANG Yongming Mgmt For For For
18 Elect XU Jinfa Mgmt For For For
19 Elect ZHANG Xia Mgmt For Against Against
20 Elect LI Xiaping Mgmt For Against Against
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 08/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
________________________________________________________________________________
Zhejiang Longsheng Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600352 CINS Y98918108 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang NHU Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Compensation Mgmt For For For
Plan
2 Ratification of Board Mgmt For For For
Acts
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
and
Dividends
6 Cash Management of Mgmt For For For
Partial Idle
Funds
7 Amendments to Articles Mgmt For For For
8 Launching Bank Notes Mgmt For For For
Pool
Business
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Approval of Bill Pool Mgmt For For For
Business
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Restricted Stock Mgmt For For For
Incentive
Plan
3 Stock Appreciation Mgmt For For For
Right Incentive
Plan
4 Appraisal Management Mgmt For For For
Measures for the
Implementation of
2018 Equity Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement 2018 Equity
Incentive
Plan
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yabo Mgmt For For For
2 Elect WANG Dayong Mgmt For For For
3 Elect YU Shuli Mgmt For For For
4 Elect NI XIaoming Mgmt For For For
5 Elect CHEN Yuzhong Mgmt For For For
6 Elect ZHANG Shabo Mgmt For For For
7 Elect JI Hua Mgmt For For For
8 Elect SHEN Yuping Mgmt For For For
9 Elect ZHANG Yaping Mgmt For For For
10 Elect WENG Weifeng Mgmt For Against Against
11 Elect ZHAO Yajun Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Cash Management with Mgmt For For For
Idle
Funds
14 Amendments to Articles Mgmt For For For
15 Objective Mgmt For For For
16 Method Mgmt For For For
17 Price Mgmt For For For
18 Type Mgmt For For For
19 Time Limit Mgmt For For For
20 Validity Mgmt For For For
21 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Supor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stanislas de Mgmt For For For
GRAMONT as
Director
________________________________________________________________________________
Zhejiang Supor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions with SEB
S.A.
8 Investment in Wealth Mgmt For For For
Management Products
with Idle
Funds
9 Authority to Mgmt For For For
Repurchase and Cancel
Shares
10 Amendments to Articles Mgmt For For For
11 Elect Herve Machenaud Mgmt For For For
as Independent
Director
12 Elect Jean-Michel Mgmt For For For
Piveteau as
Independent
Director
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 01/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Borrowing Mgmt For For For
8 Launching a Business Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 05/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Loan Quota Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Loan Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 09/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 10/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuing Volume And Par Mgmt For For For
Value
3 Bond Type And Duration Mgmt For For For
4 Interest Rate And Mgmt For For For
Method For Repayment
Of Principal And
Interest
5 Issuing Method Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Arrangement For Mgmt For For For
Placement To Existing
Shareholders
8 Redemption Or Resale Mgmt For For For
Terms
9 Guarantee Arrangement Mgmt For For For
10 Purpose Of The Raised Mgmt For For For
Funds
11 Raised Funds Dedicated Mgmt For For For
Account
12 Underwriting Method Mgmt For For For
And Listing
Arrangement
13 Repayment Guarantee Mgmt For For For
Measures
14 Valid Period Of The Mgmt For For For
Resolution
15 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 11/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Proposal Mgmt For For For
Regarding
Capital
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 05/29/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Accounts Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Appointment of Mgmt For For For
Internal Control
Auditor
8 Annual Report Mgmt For For For
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Investment
________________________________________________________________________________
Zhejiang Zheneng Electric Power Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600023 CINS Y9897X107 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Guoping as Mgmt For For For
Director
2 Elect SUN Chaoyang as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Zhengzhou Yutong Bus Company Limited
Ticker Security ID: Meeting Date Meeting Status
600066 CINS Y98913109 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Profits
5 Related Party Mgmt For Against Against
Transactions
6 2018 Annual Report Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Establish Related Mgmt For Abstain Against
Party
Transactions
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Independent Directors' Mgmt For For For
Fees
12 Elect YANG Bo as Mgmt For For For
Director
________________________________________________________________________________
Zheshang Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601878 CINS Y989BG109 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Bundled)
2 Election of Directors Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Directors Mgmt For For For
11 Election of Mgmt For Against Against
Supervisory
Board
12 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
Zheshang Securities Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
601878 CINS Y989BG109 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Zhejiang Mgmt For For For
Communications
Investment Group CO.,
LTD. and its related
parties
7 Other Related Parties Mgmt For For For
8 Affiliated Natural Mgmt For For For
Persons
9 Investment Scale 2019 Mgmt For For For
10 Issuing Party and Mgmt For For For
Method
11 Type and Issuing Scale Mgmt For For For
12 Duration Mgmt For For For
13 Issue Price and Mgmt For For For
Interest
Rate
14 Guarantee and Other Mgmt For For For
Credit Enhancement
Arrangement
15 Purpose of the Raised Mgmt For For For
Funds
16 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
17 Appointment and Mgmt For For For
Relevant Institutions
for the Issuance and
Other
Matters
18 Repayment Guarantee Mgmt For For For
Measures
19 Listing of Debt Mgmt For For For
Financing
Instruments
20 Valid Period of the Mgmt For For For
Authorization
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhongjin Gold Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600489 CINS Y9890R107 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Assets Mgmt For For For
Purchase Via Share
Offering, Cash
Payment and Matching
Fund
Raising
2 Compliance with Mgmt For For For
Article
4
3 Compliance with Mgmt For For For
Article
11
4 Compliance with Mgmt For For For
Article
43
5 Assets Purchase Mgmt For For For
Constitutes a
Connected
Transaction
6 Conditional Agreement Mgmt For For For
to be Signed with
Specific
Investors
7 Conditional Agreement Mgmt For For For
to be Signed with A
Company
8 Directors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 2018 Annual Accounts Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Annual Report Mgmt For For For
13 2019 Estimation of Mgmt For For For
Continuing Connected
Transactions
14 Change Of Audit Firm Mgmt For For For
15 Provision Of Guarantee Mgmt For For For
For Loans Of A
Company
16 Provision Of Guarantee Mgmt For For For
For Loans Of A 2Nd
Company
17 Provision Of Guarantee Mgmt For For For
For Loans Of A 3Rd
Company
18 Provision Of Guarantee Mgmt For For For
For Loans Of A 4Th
Company
19 Provision Of Guarantee Mgmt For For For
For Loans Of A 5Th
Company
20 Supervisors' Report Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Amendments to Mgmt For Abstain Against
Connected
Transactions
Management
Measures
23 Type, Par Value and Mgmt For For For
Listing
Place
24 Issuing Targets Mgmt For For For
25 Underlying Assets Mgmt For For For
26 Transaction Amount and Mgmt For For For
Payment
Method
27 Pricing Basis, Pricing Mgmt For For For
Base Date and Issue
Price
28 Issuing Volume and Mgmt For For For
Cash Payment
Situation
29 Arrangement for Mgmt For For For
Payment of Cash
Consideration
30 Adjustment Mechanism Mgmt For For For
for Issue
Price
31 Lockup Period Mgmt For For For
Arrangement
32 Arrangement for The Mgmt For For For
Profits and Losses
During the
Transitional Period
and The Accumulated
Retained
Profits
33 Performance Mgmt For For For
Commitments and
Compensation
34 Valid Period of The Mgmt For For For
Resolution
35 Amount of The Matching Mgmt For For For
Funds to Be Raised
and Issuing Price and
Volume
36 Lockup Period Mgmt For For For
Arrangement
37 Purpose of The Mgmt For For For
Matching Funds to Be
Raised
38 Report (Draft) on Mgmt For For For
Connected Transaction
Regarding Assets
Purchase Via Share
Offering and Matching
Fund Raising and Its
Summary
39 Conditional Mgmt For For For
Supplementary
Agreements to The
Agreement on Assets
Purchase
40 Conditional Agreement Mgmt For For For
on Profit Forecast
and Compensation for
Assets
Purchase
41 Audit Report, Review Mgmt For For For
Report and Assets
Evaluation Report
Related to
Restructuring
42 Assets Purchase Does Mgmt For For For
not Constitute
Listing by
Restructuring
43 Filling Measures for Mgmt For For For
Diluted Immediate
Return After
Restructuring and
Relevant
Commitments
44 Full Authorization to Mgmt For For For
Board Handling
Matters Related to
Restructuring
45 Elect WANG Zuoman Mgmt For For For
46 Elect WEI Haoshui Mgmt For Against Against
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustments to Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 12/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholder General
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Supervisory
Committees
________________________________________________________________________________
Zhongtian Financial Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
000540 CINS Y2943D100 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rescinding of Asset Mgmt For Abstain Against
Transfer
Agreement
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of the Mgmt For For For
Conditions for the
Public Issuance of A
Shares
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Number of Shares Mgmt For For For
5 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
6 Methods of Issuance Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods of
Subscription
8 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
9 Pricing Principles and Mgmt For For For
Issuance
Price
10 Time of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
14 Effective Period Mgmt For For For
15 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
16 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Public
Issuance of A Shares
(Revised
Version)
17 Specific Report on Use Mgmt For For For
of Proceeds
Previously
Raised
18 Recovery Measures and Mgmt For For For
the Undertakings on
the Dilutive Impact
of the Public
Issuance of A Shares
on Immediate Returns
(Revised
Version)
19 Profit Distribution Mgmt For For For
and Return Plan for
Year
2018-2020
20 Possible Connected Mgmt For For For
Transactions of
Subscription of A
Shares
21 Ratification of Board Mgmt For For For
Acts
22 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver
Bullion
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 04/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares Mgmt For For For
2 Nominal Value Mgmt For For For
3 Number of Shares Mgmt For For For
4 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
5 Methods of Issuance Mgmt For For For
6 Issuing Objects and Mgmt For For For
Methods of
Subscription
7 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
8 Pricing Principles and Mgmt For For For
Issuance
Price
9 Time of Issuance Mgmt For For For
10 Place of Listing Mgmt For For For
11 Lock-up Period Mgmt For For For
12 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
13 Effective Period Mgmt For For For
14 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
15 Ratification of Board Mgmt For For For
Acts
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H115 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
6 Authority to Give Mgmt For For For
Guarantees (Fujian
Evergreen)
7 Directors' Report Mgmt For For For
8 Independent Directors' Mgmt For For For
Report
9 Supervisors' Report Mgmt For For For
10 Accounts and Reports Mgmt For For For
11 Annual Report Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Directors' and Mgmt For For For
Supervisors'
Fees
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHAN Chunxin Mgmt For For For
2 Elect HE Liu Mgmt For For For
3 Elect John ZHAO Huan Mgmt For Against Against
4 Elect LAI Kin Keung Mgmt For For For
5 Elect ZHAO Songzheng Mgmt For Against Against
6 Elect YANG Changbo Mgmt For For For
7 Elect LIU Guiliang Mgmt For For For
8 Elect WANG Minghua as Mgmt For Against Against
Supervisor
9 Elect HE Jianming as Mgmt For For For
Supervisor
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 01/29/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Report of A Shares Mgmt For For For
5 Report of H Shares Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Mgmt For For For
Domestic
Auditor
8 Appointment of Mgmt For For For
International
Auditor
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Application for Mgmt For For For
Banking Credit
Line
11 Financing Limits Mgmt For For For
12 Authority to Give Mgmt For For For
Mortgage
Guarantees
13 Authorization to Mgmt For For For
Zoomlion Industrial
Vehicles to Engage in
Business relating to
Banker's Acceptance
Secured by
Goods
14 Authorization to Mgmt For For For
Zoomlion Heavy
Machinery to Engage
in Business relating
to Banker's
Acceptance Secured by
Goods
15 Authority to Give Mgmt For For For
Guarantees
16 Investment and Mgmt For For For
Financial
Management
17 Development of Mgmt For For For
Financial Derivatives
Business
18 Establishment and Mgmt For For For
Authorization to
Hunan Zhicheng
Financing and
Guarantee Company
Limited to Provide
Guarantees
19 Related Party Mgmt For For For
Transactions in
Relation to Product
Sales
20 Related Party Mgmt For For For
Transactions in
Relation to
Procurement of Spare
Parts and
Components
21 Related Party Mgmt For For For
Transactions in
Relation to the
Provision of Finance
Services
22 Directors' Fees Mgmt For For For
23 Supervisors' Fees Mgmt For For For
24 Adjustment to Mgmt For For For
Allowance of
Independent
Non-executive
Directors
25 Authority to Issue Mgmt For For For
Super Short-term
Notes
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 03/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Zixue Mgmt For For For
2 Elect XU Ziyang Mgmt For For For
3 Elect LI Buqing Mgmt For Against Against
4 Elect GU Junying Mgmt For Against Against
5 Elect ZHU Weimin Mgmt For For For
6 Elect FANG Rong Mgmt For For For
7 Elect CAI Manli Mgmt For For For
8 Elect Yuming BAO Mgmt For For For
9 Elect Gordon NG Mgmt For For For
10 Elect Shang Xiaofeng Mgmt For Against Against
11 Elect ZHANG Sufang Mgmt For Against Against
12 Authorization to Mgmt For Abstain Against
Purchase Directors'
Supervisors' and
Senior Management's
Liability
Insurance
13 2019-2021 Purchase Mgmt For For For
Framework Agreement
14 Revise Terms Under the Mgmt For For For
Proposed Non-Public
Issuance of A
Share
15 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
16 Authorize the Board to Mgmt For For For
implement the
issuance of A
share
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 President's Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Appointment of Hong Mgmt For For For
Kong Auditor and
Authority
to
Set Fees
9 Appointment of Mgmt For For For
Internal Control
Auditor and
Authority
to Set Fees
10 Application to Bank of Mgmt For For For
China
Limited
11 Application to China Mgmt For For For
Construction
Bank
12 Application to China Mgmt For For For
Development
Bank
13 Application for Mgmt For For For
Investment Limits in
Derivative
Products
14 Authority to Give Mgmt For For For
Guarantees (Overseas
Subsidiaries)
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Amendments to Article Mgmt For For For
14 - Scope of
Business
________________________________________________________________________________
ZTE Corporation
Ticker Security ID: Meeting Date Meeting Status
0763 CINS Y0004F121 08/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
and Rules of
Procedure of Board of
Directors
3 Elect XU Ziyang Mgmt For For For
Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Social Responsibility Mgmt For For For
Report
7 Directors' Fees Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase of the Mgmt For Abstain Against
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling of the
Industrial and
Commercial
Registration
Amendment
10 Approval of Line of Mgmt For For For
Credit and Authority
to Give
Guarantees
11 Supervisors' Report Mgmt For For For
12 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Aier EYE Hospital Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Authority to Give Mgmt For For For
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 01/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Objective Mgmt For For For
3 Method Mgmt For For For
4 Price Mgmt For For For
5 Funds Mgmt For For For
6 Type and Size Mgmt For For For
7 Time Period Mgmt For For For
8 Validity Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Accounts and Reports Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
10 Appointment of Auditor Mgmt For For For
11 Amendments to Mgmt For For For
Procedural
Rules
12 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 10/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Directors Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Supervisors Mgmt For Against Against
7 Election of Supervisors Mgmt For For For
8 Election of Supervisors Mgmt For For For
________________________________________________________________________________
AVIC Electromechanical Systems Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 12/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For For For
Trusteeship
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 01/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Objective Mgmt For For For
3 Method Mgmt For For For
4 Price Ranges Mgmt For For For
5 Total Amount and Mgmt For For For
Source of
Funds
6 Type, Number and Mgmt For For For
Percentage
7 Time Period Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Share
Repurchase
10 Elect HE Yimin as Mgmt For For For
Director
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Related Party Mgmt For Against Against
Transactions
6 Annual Report and Its Mgmt For For For
Summary
7 Accounts and Reports Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Independent Directors' Mgmt For For For
Fees
10 Amendments to Mgmt For For For
Procedural
Rules
11 Authority to Mgmt For For For
Repurchase
Shares
12 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 07/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 10/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIA Wu as Mgmt For For For
Director
2 Elect WU Yun as Mgmt For Against Against
Supervisor
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
6 Related Party Mgmt For For For
Transactions
Report
7 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
8 Amendments to Articles Mgmt For Abstain Against
9 Amendments to Equity Mgmt For Abstain Against
Management
Measures
10 Eligibility for Mgmt For For For
Private
Placement
11 Stock Type and Par Mgmt For For For
Value
12 Issuing Method Mgmt For For For
13 Issuing Targets and Mgmt For For For
Subscription
Results
14 Issue Price and Mgmt For For For
Pricing
Principles
15 Issuing Volume Mgmt For For For
16 Purpose and Amount of Mgmt For For For
the Raised
Funds
17 Lockup Period Mgmt For For For
18 Listing Place Mgmt For For For
19 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
20 The Valid Period of Mgmt For For For
the
Resolution
21 Statement of the Use Mgmt For For For
of Raised
Funds
22 Feasibility Analysis Mgmt For For For
Report
23 Related Party Mgmt For For For
Transactions for
Private
Placement
24 Share Subscription Mgmt For For For
Agreement
25 Board Authorization to Mgmt For For For
Implement Share
Issuance
26 Approval of Dilution Mgmt For For For
Measures for Shares
Issuance
27 Shareholder Returns Mgmt For For For
Plan
28 Supervisors' Report Mgmt For For For
29 Directors' Performance Mgmt For For For
Report
30 Supervisors' Mgmt For For For
Performance
Report
31 Senior Management Mgmt For For For
Performance
Report
32 Capital Management Mgmt For For For
Evaluation
Report
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 09/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Company Mgmt For For For
Set
Up
2 Constitution of Mgmt For For For
Procedural Rules:
Equity
Management
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Implementation
Measures for
Connected
Transactions
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Committee
Meetings
6 Amendments to Mgmt For Abstain Against
Procedural
Rules:Shareholder
Meetings
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Amendments to Mgmt For Abstain Against
Procedural Rules:
Related Party
Transactions
4 Amendments to Mgmt For Abstain Against
Procedural Rules:
Remuneration Measures
for Chairman and Vice
Chairman of the
Board
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory
Committee
6 Election of SWANG Mgmt For Abstain Against
Zhenhai as
Supervisor
7 Medium and Long-term Mgmt For For For
Capital
Plan
8 Authority to Issue Mgmt For For For
Tier II Capital
Bonds
9 Authority to Issue Mgmt For For For
Financial
Bonds
10 Eligibility for Mgmt For For For
Private
Placement
11 Stock Type and Par Mgmt For For For
Value
12 Issuing Method Mgmt For For For
13 Issuing Targets Mgmt For For For
14 Issue Price and Mgmt For For For
Pricing
Principals
15 Issuing Volume Mgmt For For For
16 Purpose and Amount of Mgmt For For For
Raised
Funds
17 Lockup Period Mgmt For For For
18 Listing Place Mgmt For For For
19 Arrangement for Mgmt For For For
Accumulated Retained
Profits
20 Validity Period Mgmt For For For
21 Statement on Use of Mgmt For For For
Previously Raised
Funds
22 Feasibility Analysis Mgmt For For For
Report
23 Conditional Share Mgmt For For For
Subscription
Agreements
24 Connected Transactions Mgmt For For For
for Private
Placement
25 Authorization to Mgmt For For For
Implement Private
Placement
26 Diluted Immediate Mgmt For For For
Returns After Private
Placement
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 07/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employee Stock Mgmt For For For
Ownership
Plan
3 Constitution of Mgmt For For For
Procedural
Rules
4 Approval of Employee Mgmt For For For
Stock Ownership
Plan
5 Authority to Give Mgmt For For For
Guarantees
6 Amendments to Mgmt For For For
Authority to
Repurchase
Shares
7 Authority to Give Mgmt For For For
Guarantees
8 Related Party Mgmt For For For
Transactions and
Authority to Give
Guarantees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees for Joint
Stock
Companies
2 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Equity Mgmt For Abstain Against
and Related Party
Transactions
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Dabeinong Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/15/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
3 Elect WANG Chantian Mgmt For For For
4 Elect LI Xiaoping Mgmt For For For
5 Elect LI Delai Mgmt For For For
6 Elect FAN Luyuan Mgmt For For For
7 Elect CHEN Shaohui Mgmt For For For
8 Elect HOU Jun Mgmt For For For
9 Elect MIAO Di Mgmt For For For
10 Elect ZHOU Zhan Mgmt For For For
11 Elect CHEN Shaofeng Mgmt For For For
12 Elect YUAN Ruowei Mgmt For Against Against
13 Elect CAO Xiaobei Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For For For
Short-term
Debts
16 Authority to Issue Mgmt For For For
Medium-term
Notes
17 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Beijing Enlight Media Company Limited
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 01/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Option Incentive Mgmt For For For
Plan
2 Stock Option Incentive Mgmt For For For
Plan
3 Stock Option Incentive Mgmt For For For
Plan
4 Stock Option Incentive Mgmt For For For
Plan
5 Stock Option Incentive Mgmt For For For
Plan
6 Stock Option Incentive Mgmt For For For
Plan
7 Stock Option Incentive Mgmt For For For
Plan
8 Stock Option Incentive Mgmt For For For
Plan
9 Stock Option Incentive Mgmt For For For
Plan
10 Stock Option Incentive Mgmt For For For
Plan
11 Amendments to Mgmt For For For
Procedural
Rules
12 Ratification of Board Mgmt For For For
Acts
13 Authority to Give Mgmt For For For
Guarantees
14 Authority to Give Mgmt For For For
Guarantees
15 Amendments to Mgmt For For For
Procedural
Rules
16 Amendments to Mgmt For For For
Procedural
Rules
17 Constitution of Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions
Regarding
Investment
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 04/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 04/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Zhao Baoqing Mgmt For For For
5 Chen Hao Mgmt For For For
6 Xue Lei Mgmt For For For
7 Supervisors' Reports Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Auditor Mgmt For For For
11 Reduction in Mgmt For For For
Authorized
Capital
12 Amendments to Articles Mgmt For For For
13 Transfer of Equities Mgmt For Abstain Against
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 08/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participants Mgmt For For For
2 Source, Number And Mgmt For For For
Distribution of
Stocks
3 Time Schedule Mgmt For For For
4 Grant Price Mgmt For For For
5 Conditions For Granting Mgmt For For For
6 Method And Procedure Mgmt For For For
for
Adjustments
7 Accounting Treatment Mgmt For For For
8 Procedure For Mgmt For For For
Implementing
9 Rights And Obligations Mgmt For For For
10 Treatment Under Mgmt For For For
Unusual
Situations
11 Principles For Mgmt For For For
Cancellation
12 Appraisal Management Mgmt For For For
Measures On
Implementation
13 Board Authorization to Mgmt For For For
Handle
Plan
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 09/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Method Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount and Source Mgmt For For For
5 Type,Number and Mgmt For For For
Percentage
6 Time Limit Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Handle Matters in
Relation to Share
Repurchase
9 Approval of Overseas Mgmt For For For
Listing
10 Issuing Parties Mgmt For For For
11 Listing Place Mgmt For For For
12 Stock Type Mgmt For For For
13 Issuing Targets Mgmt For For For
14 Listing Date Mgmt For For For
15 Issuing Method Mgmt For For For
16 Pricing Method Mgmt For For For
17 Underwriting Method Mgmt For For For
18 Purpose of Raised Funds Mgmt For For For
19 Commitments on Mgmt For For For
Maintaining Status of
Independent
Listing
20 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
21 Board Authorization to Mgmt For For For
Handle
Listing
________________________________________________________________________________
Beijing Kunlun Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale of Company Mgmt For For For
3 Misc. Management Mgmt For For For
Proposal
4 Amendments to Articles Mgmt For For For
5 Approval of Credit Line Mgmt For For For
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Borrowing Mgmt For For For
3 Authority to Issue Mgmt For For For
(Debt
Instruments)
4 Authority to Issue Mgmt For For For
(Debt
Instruments)
5 Authority to Issue Mgmt For For For
(Debt
Instruments)
6 Authority to Issue Mgmt For For For
(Debt
Instruments)
7 Authority to Issue Mgmt For For For
(Debt
Instruments)
8 Authority to Issue Mgmt For For For
(Debt
Instruments)
9 Authority to Issue Mgmt For For For
(Debt
Instruments)
10 Authority to Issue Mgmt For For For
(Debt
Instruments)
11 Authority to Issue Mgmt For For For
(Debt
Instruments)
12 Authority to Issue Mgmt For For For
(Debt
Instruments)
13 Authority to Issue Mgmt For For For
(Debt
Instruments)
14 Authority to Issue Mgmt For For For
(Debt
Instruments)
15 Authority to Issue Mgmt For For For
(Debt
Instruments)
16 Authority to Issue Mgmt For For For
(Debt
Instruments)
17 Authority to Issue Mgmt For For For
(Debt
Instruments)
18 Ratification of Board Mgmt For For For
Acts
19 Authority to Issue Mgmt For For For
(Debt
Instruments)
20 Authority to Issue Mgmt For For For
(Debt
Instruments)
21 Amendments to Articles Mgmt For For For
22 Election of Mgmt For For For
Supervisory
Board
23 Authority to Issue Mgmt For For For
(Debt
Instruments)
24 Report on Use of Mgmt For For For
Previously Raised
Funds
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees: For
Provision and
Distribution
________________________________________________________________________________
Beijing Orient Landscape & Environment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002310 CINS Y0772D100 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
13 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
14 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
15 Preplan for Issuance Mgmt For For For
16 Misc. Management Mgmt For For For
Proposal
17 Misc. Management Mgmt For For For
Proposal
18 Misc. Management Mgmt For For For
Proposal
19 Misc. Management Mgmt For For For
Proposal
20 Amendments to Mgmt For For For
Procedural
Rules
21 Routine Meeting Item Mgmt For For For
22 Allocation of Mgmt For For For
Profits/Dividends
23 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 01/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Decrease in Mgmt For For For
Registered
Capital
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For For For
4 Financial Budget 2019 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
12 Authority to Issue Mgmt For For For
Short-term Commercial
Papers
13 Authority to Give Mgmt For For For
Guarantees to
Affiliates
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 07/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase Shares For
Employee Incentive
Plan
2 Board Authorization to Mgmt For For For
Implement Share
Repurchase
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 07/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Repurchase Mgmt For For For
2 Purpose of Share Mgmt For For For
Repurchase
3 Price Range Mgmt For For For
4 Total Amount and Mgmt For For For
Source of Repurchase
Funds
5 Type, Number and Mgmt For For For
Percentage of Total
Capital
6 Time Limit of Shares Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 03/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Provide Mgmt For Against Against
Guarantees for Liuzhi
District Xinshuiyuan
Ecological
Environment
Technology Co.,
Ltd.
2 Authority to Provide Mgmt For Against Against
Guarantees for
Beijing Jiu'an
Construction
Investment Group Co.,
Ltd.
3 Authority to Provide Mgmt For Against Against
Guarantees for Suzhou
Bihua Environmental
Engineering Co.,
Ltd.
4 Authority to Provide Mgmt For Against Against
Guarantees for Gulang
County Qingyuan
Environment Co., Ltd.
(1)
5 Authority to Provide Mgmt For Against Against
Guarantees for Gulang
County Qingyuan
Environment Co., Ltd.
(2)
6 Authority to Provide Mgmt For Against Against
Guarantees for
Jiangsu Huimin Water
Co.,
Ltd.
7 Authority to Provide Mgmt For Against Against
Guarantees for
Joint-Stock
Companies
8 Authority to Issue Mgmt For For For
Medium-term
Notes
9 Authority to Provide Mgmt For Against Against
Guarantees for Jixi
Bishuiyuan
Environmental
Technology Co.,
Ltd.
10 Authority to Provide Mgmt For Against Against
Guarantees for
Longchang Biyuan
Environmental
Protection Technology
Co.,
Ltd.
11 Authority to Provide Mgmt For Against Against
Guarantees for
Tianmen Open Source
Environmental
Technology Co.,
Ltd.
12 Authority to Provide Mgmt For Against Against
Guarantees for
Xiantao Water
Environment
Technology Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
11 Related Party Mgmt For For For
Transactions
12 Related Party Mgmt For For For
Transactions
13 Related Party Mgmt For For For
Transactions
14 Related Party Mgmt For For For
Transactions
15 Related Party Mgmt For For For
Transactions
16 Related Party Mgmt For For For
Transactions
17 Related Party Mgmt For For For
Transactions
18 Related Party Mgmt For For For
Transactions
19 Related Party Mgmt For For For
Transactions
20 Related Party Mgmt For For For
Transactions
21 Appointment of Auditor Mgmt For For For
22 Provision of Mgmt For Against Against
Guarantees for
Company
1
23 Provision of Mgmt For Against Against
Guarantees for
Company
2
24 Provision of Mgmt For Against Against
Guarantees for
Company
3
25 Provision of Mgmt For Against Against
Guarantees for
Company
4
26 Provision of Mgmt For Against Against
Guarantees for
Company
5
27 Provision of Mgmt For Against Against
Guarantees for
Company
6
28 Provision of Mgmt For Against Against
Guarantees for
Company
7
29 Provision of Mgmt For Against Against
Guarantees for
Company
8
30 Early Termination of Mgmt For For For
Guarantees for
Company
1
31 Early Termination of Mgmt For For For
Guarantees for
Company
2
32 Early Termination of Mgmt For For For
Guarantees for
Company
3
33 Early Termination of Mgmt For For For
Guarantees for
Company
4
34 Early Termination of Mgmt For For For
Guarantees for
Company
5
35 Early Termination of Mgmt For For For
the Guarantee for
Wholly-Owned and
Controlled
Subsidiaries
36 Adoption of Restricted Mgmt For For For
Shares
Plan
37 Appraisal Management Mgmt For For For
Measures for
Restricted Shares
Plan
38 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
39 Provision of Mgmt For Against Against
Guarantees for
Company
9
40 Provision of Mgmt For Against Against
Guarantees for
Company
10
41 Provision of Mgmt For Against Against
Guarantees for
Company
11
42 Provision of Mgmt For Against Against
Guarantees for
Company
12
43 Early Termination of Mgmt For Against Against
Guarantees for
Company
6
44 Early Termination of Mgmt For Against Against
Guarantees for
Company
7
45 Authorization of Legal Mgmt For For For
Formalities
46 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
47 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
48 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
49 Authorization of Legal Mgmt For For For
Formalities
50 Authority to Give Mgmt For Against Against
Guarantees
51 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees: Xixian
New Area Luxi New
City Originwater
Environmental
Protection Technology
Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees: Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Xinxiang
Originwater Water
Treatment Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Zhongning
Originwater Water
Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees: Beijing
Liangye Environmental
Technology Co.,
Ltd.
6 Termination of Mgmt For For For
Authority to Give
Guarantees: Beijing
Originwater Water
Purification
Engineering
Technology Co.,
Ltd.
7 Termination of Mgmt For For For
Authority to Give
Guarantees: Tianjin
Originwater
Environmental
Technology Co.,
Ltd.
8 Termination of Mgmt For For For
Authority to Give
Guarantees:
Qinhuangdao
Originwater
Environmental
Technology Co.,
Ltd.
9 Termination of Mgmt For For For
Authority to Give
Guarantees:
Qinhuangdao
Originwater Recycled
Water Co.,
Ltd.
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees: Fuyang
Xinyuan Water
Engineering Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees: Changtai
Originwater
Environmental
Protection Technology
Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees: Shanghe
Shangtong Bishui
Environmental
Protection Technology
Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees: Inner
Mongolia Bishui
Huiyuan Water Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees for
Beijing Liangye
Environmental
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees for Yidu
Bishuiyuan Water
Technology Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees for
Beijing Bishui
Yanping Water Co.,
Ltd.
5 Authority to Give Mgmt For For For
Guarantees for
Beijing Jiu'an
Construction
Investment Group Co.,
Ltd.
6 Authority to Give Mgmt For For For
Guarantees for
Shenzhen Bihuiyuan
Environmental
Protection Technology
Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees for
Zhongxing Instrument
(Shenzhen) Co.,
Ltd.
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to Xichong
Bishui Qingshan
Technology Co.,
Ltd.
2 Authority to Give Mgmt For For For
Guarantees to
Xinjiang Kunlun
Xinshuiyuan
Technology Co.,
Ltd.
3 Authority to Give Mgmt For For For
Guarantees to
Qinhuangdao Shuiyuan
Renewable Water Co.,
Ltd.
4 Authority to Give Mgmt For For For
Guarantees to
Controlled Subsidiary
and Wholly-owned
Subsidiary
5 Elect WANG Kaijun as Mgmt For For For
Director
6 Authority to Give Mgmt For For For
Guarantees to
Zhangjiajie
Bishuiyuan Water
Technology Co.,
Ltd.
7 Authority to Give Mgmt For For For
Guarantees to Shanxi
Shuitou Biyuan Water
Treatment Co.,
Ltd.
8 Authority to Give Mgmt For For For
Guarantees to Gongan
Bishuiyuan
Environmental
Protection Co.,
Ltd.
9 Authority to Give Mgmt For For For
Guarantees to Puyang
Bishuiyuan Water Co.,
Ltd.
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Originwater Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Related Party Mgmt For Abstain Against
Transactions
7 Related Party Mgmt For Abstain Against
Transactions
8 Extension of Plan for Mgmt For For For
Increase in
Shareholding
9 Authority to Give Mgmt For Against Against
Guarantees
10 Authority to Give Mgmt For Against Against
Guarantees
11 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Final Accounts Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Shiji Information Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Projects Funded with
Raised
Funds
________________________________________________________________________________
Beijing Sinnet Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 05/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report 2018 Mgmt For For For
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Procedural Rules Mgmt For For For
Governing
Remuneration
Incentive System for
Directors and
Supervisors
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Authority to Issue Mgmt For For For
Commercial
Papers
10 Elect GENG Diangen Mgmt For For For
11 Elect YANG Yuhang Mgmt For Against Against
12 Elect YUAN Ding Mgmt For For For
13 Elect LIU HONG Mgmt For For For
14 Elect KONG Liang Mgmt For For For
15 Elect HOU Chengxun Mgmt For For For
16 Elect GUO Lili Mgmt For For For
17 Elect LI Chao Mgmt For For For
18 Elect WANG Junhui Mgmt For Against Against
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Amendments to Mgmt For For For
Procedural
Rules
4 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 03/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 05/07/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Give Mgmt For For For
Guarantees
8 Related Party Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees
(II)
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 06/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Guarantee Mgmt For Against Against
for The Bank
Comprehensive Credit
Line Applied for By A
Company
3 Provision of Guarantee Mgmt For Against Against
for The Bank
Comprehensive Credit
Line Applied for By
Another
Company
4 Eligibility for Mgmt For For For
Issuance of Corporate
Bonds
5 Issuing Volume Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Issuing Method Mgmt For For For
8 Bond Type and Duration Mgmt For For For
9 Interest Rate and Its Mgmt For For For
Determining
Method
10 Purpose of Raised Funds Mgmt For For For
11 Guarantee Arrangement Mgmt For For For
12 Debt Repayment Mgmt For For For
Guarantee
Measures
13 Listing and Transfer Mgmt For For For
of the
Bonds
14 Valid Period of Mgmt For For For
Resolution
15 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Issuance, Transfer
and Listing of
Corporate
Bonds
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Authority to Give Mgmt For Against Against
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 10/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
4 Misc. Management Mgmt For For For
Proposal
5 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Beijing SJ Environmental Protection & New Material Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300072 CINS Y0773K103 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
1
2 Authority to Give Mgmt For Against Against
Guarantees
2
3 Authority to Give Mgmt For Against Against
Guarantees
3
4 Authority to Give Mgmt For Against Against
Guarantees
4
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing SL Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002038 CINS Y0773L119 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Short-Term Low-Risk Mgmt For For For
Investment
10 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to
Articles
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing SPC Environment Protection Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002573 CINS Y0773P102 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect LIN Lili Mgmt For Against Against
________________________________________________________________________________
Beijing Water Business Doctor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300055 CINS Y07760104 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Adjustment for Mgmt For For For
Directors'
Fees
8 Supervisors' Fees Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Extension of Some Mgmt For For For
Projects with Raised
Funds
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 06/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Issue Mgmt For For For
Corporate Bonds -
Paper Value and
Price
3 Authority to Issue Mgmt For For For
Corporate Bonds -
Issuance
Objects
4 Authority to Issue Mgmt For For For
Corporate Bonds -
Maturity and
Type
5 Authority to Issue Mgmt For For For
Corporate Bonds -
Interest
Rate
6 Authority to Issue Mgmt For For For
Corporate Bonds -
Method of
Issuance
7 Authority to Issue Mgmt For For For
Corporate Bonds - Use
of
Proceeds
8 Authority to Issue Mgmt For For For
Corporate Bonds -
Guarantees
9 Authority to Issue Mgmt For For For
Corporate Bonds -
Repayment
Condition
10 Authority to Issue Mgmt For For For
Corporate Bonds -
Underwriting
Method
11 Authority to Issue Mgmt For For For
Corporate Bonds -
Listing of
Bonds
12 Authority to Issue Mgmt For For For
Corporate Bonds -
Proposal Effective
Term
13 Authorization of Mgmt For For For
Corporate Bond
Issuance
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 09/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 11/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of a Director Mgmt For For For
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
BlueFocus Intelligent Communications Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adjustment to Mgmt For For For
Conversion
Price
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
BlueFocus Intelligent Communications Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 10/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
(I)
2 Authority to Give Mgmt For For For
Guarantees
(II)
________________________________________________________________________________
BlueFocus Intelligent Communications Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300058 CINS Y091AZ103 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiary's Asset Mgmt For For For
Securitization
Business
2 Board Authorization to Mgmt For For For
Implement Asset
Securitization
3 Elect CHEN Jianhong Mgmt For For For
4 Amendment to Articles Mgmt For For For
5 Securitization of Mgmt For For For
Account
Receivables
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 10/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1045E107 06/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors report Mgmt For For For
2 Supervisors report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Authority to Provide Mgmt For Against Against
Repurchase or
Guarantee for Sales
of
Products
9 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
12 Wealth Management Mgmt For For For
13 Authority to Give Mgmt For Against Against
Guarantees
14 Authority to Issue Mgmt For Against Against
Debt
Instruments
15 Approval for Use of Mgmt For For For
Internal Funds for
Risk Related
Investments
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For For For
Repurchase
Price
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
Capital
Increase
4 Amendments to Articles Mgmt For For For
Capital
Decrease
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 09/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Share Mgmt For For For
Repurchase
Price
2 Unlocking of Initial Mgmt For For For
and Reserved
Performance
Shares
3 Decrease of Registered Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Valid Mgmt For For For
Period for Share
Issuance
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Annual Accounts Mgmt For For For
5 2018 Audit Report Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Issue Mgmt For For For
Short Term Debt
Instruments
9 Investments in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 06/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Second Phase Mgmt For Against Against
Employee Stock
Purchase Plan (Draft)
and Its
Summary
2 Full Authorization to Mgmt For Against Against
Board Handle Matters
Related to Employee
Stock Purchase
Plan
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 08/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Renshen Mgmt For For For
2 Elect JIANG Lingfeng Mgmt For For For
3 Elect DU Lin Mgmt For For For
4 Elect YANG Shilong Mgmt For For For
5 Elect LI Zhenjing Mgmt For For For
6 Elect QIN Fei Mgmt For For For
7 Elect LIU Baokiu Mgmt For For For
8 Elect ZHANG Xinrong Mgmt For For For
9 Elect YUAN Lin Mgmt For For For
10 Elect LI Jing Mgmt For Against Against
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 10/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Fund Mgmt For For For
Redirection
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Approval of Capital Mgmt For For For
Increase in a
Joint-Stock
Company
3 Appointment of Auditor Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Annual Accounts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 2019 Estimate of Mgmt For For For
Related Party
Transactions
10 Provision of Guarantees Mgmt For For For
11 Entrusted Wealth Mgmt For For For
Management
Plan
12 Authority to Mgmt For For For
Repurchase
Shares
13 Amendments to Articles Mgmt For For For
14 Amendments to the Mgmt For For For
Company's Procedural
Rules
15 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Board Authorization to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y0771R100 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yipeng Mgmt For For For
2 Approve Postponement Mgmt For For For
of Acquisition Plan
of Company's Shares
by Controlling
Shareholder
________________________________________________________________________________
DHC Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 11/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 03/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Director's Report Mgmt For For For
2 2018 Supervisor's Mgmt For For For
Report
3 2018 Accounts and Mgmt For For For
Reports
4 2018 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Expansion of Business Mgmt For For For
Scope
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Shareholder Meeting
Procedural
Rules
10 Amendments to Board Mgmt For Abstain Against
Meeting Procedural
Rules
11 Amendments to Mgmt For Abstain Against
Supervisor Meeting
Procedural
Rules
12 Authority to Provide Mgmt For For For
Guarantee to a
Subsidiary
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 06/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company's Eligibility Mgmt For For For
to Issue Corporate
Bonds
2 Convertible Corporate Mgmt For For For
Bonds Issuance:
Type
3 Convertible Corporate Mgmt For For For
Bonds Issuance:
Size
4 Convertible Corporate Mgmt For For For
Bonds Issuance: Face
Value and Issued
Price
5 Convertible Corporate Mgmt For For For
Bonds Issuance:
Term
6 Convertible Corporate Mgmt For For For
Bonds Issuance:
Interest
Rate
7 Convertible Corporate Mgmt For For For
Bonds Issuance: Term
and Method of
Repayment of Capital
and
Interest
8 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion
Period
9 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion Price
Confirmation and
Adjustments
10 Convertible Corporate Mgmt For For For
Bonds Issuance:
Conversion Price
Downward Revision
Amendment
11 Convertible Corporate Mgmt For For For
Bonds Issuance:
Confirmation Method
of Shares Conversion
Quantity
12 Convertible Corporate Mgmt For For For
Bonds Issuance:
Redemption
Clause
13 Convertible Corporate Mgmt For For For
Bonds Issuance:
Resale
Terms
14 Convertible Corporate Mgmt For For For
Bonds Issuance:
Dividend Ownership
During Conversion
Year
15 Convertible Corporate Mgmt For For For
Bonds Issuance:
Issuance Method and
Objects
16 Convertible Corporate Mgmt For For For
Bonds Issuance:
Arrangemet of Placing
Shares With Original
Shareholders
17 Convertible Corporate Mgmt For For For
Bonds Issuance:
Bondholders'
Meeting
18 Convertible Corporate Mgmt For For For
Bonds Issuance: Use
of Raised
Fund
19 Convertible Corporate Mgmt For For For
Bonds Issuance:
Guarantees
20 Convertible Corporate Mgmt For For For
Bonds Issuance:
Deposit of Raised
Funds
21 Convertible Corporate Mgmt For For For
Bonds Issuance:
Validity Period of
Issuance
22 Plan of Convertible Mgmt For For For
Corporate Bond
Issuance
23 Argument Analysis Mgmt For For For
Report of Convertible
Corporate Bonds
Issuance
24 Feasibility of Raised Mgmt For For For
Funds from
Convertible Corporate
Bonds
Issuance
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Convertible Corporate Mgmt For For For
Bond Dilution and
Related
Commitments
27 Authorizing the Board Mgmt For For For
and Relevant
Personals to Handle
Related Affairs of
Bond
Issuance
28 Constitution of Mgmt For For For
Procedural Rules for
Bondholders'
Meeting
29 Election of Mgmt For For For
Non-independent
Director: Shi
Jia
________________________________________________________________________________
Eternal Asia Supply Chain Management Ltd.
Ticker Security ID: Meeting Date Meeting Status
002183 CINS Y2346W101 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
I
2 Authority to Give Mgmt For Against Against
Guarantees
II
3 Authority to Give Mgmt For Against Against
Guarantees
III
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 01/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Abstain Against
Ownership
Plan
2 Board Authorization to Mgmt For Abstain Against
Implement 4th Phase
Employee Stock
Ownership
Plan
3 Verification of ESOP Mgmt For Abstain Against
Participants
List
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
External Guarantee
Management
System
6 Amendments to Articles Mgmt For For For
7 Authority to Give Mgmt For Against Against
Guarantees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Leasing Mgmt For For For
Business
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Investment Mgmt For For For
Project
5 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Audit Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Directors' and Senior Mgmt For For For
Management
Fees
7 Amendments to Articles Mgmt For For For
8 Authority to Mgmt For For For
Repurchase
Shares
9 Supervisors' Report Mgmt For For For
10 Supervisors' Fee Mgmt For For For
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Loan Mgmt For For For
2 Authority to Give Mgmt For Against Against
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Leasing Mgmt For For For
Business
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type Mgmt For For For
3 Issuing Method Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Method
5 Issuing Volume Mgmt For For For
6 Issuing Targets and Mgmt For For For
Subscription
Method
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Amount and Purpose of Mgmt For For For
Raised
Funds
10 Disposal of Mgmt For For For
Accumulated Retained
Profits
11 Validity Period for Mgmt For For For
Resolution
12 Replan for Private Mgmt For For For
Placement of A
Shares
13 Demonstration Analysis Mgmt For For For
Report
14 Feasibility Analysis Mgmt For For For
Report
15 Diluted Immediate Mgmt For For For
Return
16 Director and Executive Mgmt For For For
Commitments
17 Report on Use of Mgmt For For For
Previously Raised
Funds
18 Verification Report On Mgmt For For For
Use Of Previously
Raised
Funds
19 Setting up a Dedicated Mgmt For For For
Account for
Funds
20 Board Authorization To Mgmt For For For
Implement Matters In
Relation To Private
Placement
21 Approval of Financial Mgmt For For For
Leasing
Business
22 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Approval of Mgmt For For For
Proprietary Business
Investment
Quota
8 Huaxi Haoyu Investment Mgmt For For For
Co., Ltd.
9 Beijing Capital Group Mgmt For For For
Co., Ltd.
10 Nengxing Holdings Mgmt For For For
Group Co., Ltd.
11 Zhejiang Hangmin Mgmt For For For
Industrial Group Co.,
Ltd.
12 Yinhua Fund Management Mgmt For For For
Co., Ltd.
13 Other Affiliated Mgmt For For For
Entities
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For For For
Procedural Rules for
Shareholder and Board
Meetings
18 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
19 Increase in Authorized Mgmt For For For
Capital
20 Authorization of Legal Mgmt For For For
Formalities
21 Stock Type Mgmt For For For
22 Method of Issuance Mgmt For For For
23 Targets Mgmt For For For
24 Price Mgmt For For For
25 Size Mgmt For For For
26 Lockup Period Mgmt For For For
27 Listing Mgmt For For For
28 Amount of Use of Mgmt For For For
Proceeds
29 Arrangement of Profits Mgmt For For For
30 Validity Mgmt For For For
31 Preplan For Non-Public Mgmt For For For
A-Share
Offering
32 Feasibility Analysis Mgmt For For For
Report Regarding use
of Proceeds from
Non-Public A Share
Offering
33 Statement on the Use Mgmt For For For
of Previously Raised
Funds
34 Conditional Non Public Mgmt For For For
A Share Subscription
Agreement
35 Connected Transactions Mgmt For For For
for Non Public A
Share
Offering
36 Diluted Immediate Mgmt For For For
Return after Non
Public A Share
Offering
37 Shareholder Returns Mgmt For For For
Plan
38 Board Authorization Mgmt For For For
for Non-Public Share
Offering
________________________________________________________________________________
First Capital Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Focus Media Information Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Signing of Business Mgmt For For For
Cooperation Framework
Agreement
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Focus Media Information Technology Co Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 03/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use of Repurchased Mgmt For For For
Shares
2 Amount and Capital Mgmt For For For
Source
3 Share Type, Volume and Mgmt For For For
Proportion
4 Changes in Ownership Mgmt For For For
Under New
Amendment
5 Authorization to Adopt Mgmt For Against Against
Employee Stock
Ownership
Plan
6 Approval to Adopt Mgmt For Against Against
Management Guidelines
for Employee Stock
Purchase
Plan
________________________________________________________________________________
Focus Media Information Technology Co Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Focus Media Information Technology Co., Ltd.,
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 02/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jason JIANG Mgmt For For For
Nanchun
2 Elect KONG Weiwei Mgmt For For For
3 Elect JI Hairong Mgmt For For For
4 Elect SHE Min Mgmt For For For
5 Elect GE Jun Mgmt For For For
6 Elect GE Ming Mgmt For For For
7 Elect ZHUO Fumin Mgmt For For For
8 Elect HANG Xuan Mgmt For Against Against
9 Elect LIN Nan Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 04/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approve Investment in Mgmt For For For
Subsidiaries
3 Authority to Provide Mgmt For Against Against
Guarantees
4 Increase the Mgmt For For For
Authorized Capital of
a
Subsidiary
5 Investment in Wealth Mgmt For For For
Management Products
with Internal
Funds
6 Investment in Wealth Mgmt For For For
Management Products
with Excess Funds
from Previous
Bonds
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Related Party Mgmt For For For
Transactions
10 Wealth Management Mgmt For For For
Products
11 Equity Investment of a Mgmt For For For
Subsidiary
12 Foreign Exchange Mgmt For For For
Transactions
13 Board Authorization to Mgmt For Against Against
Issue
Shares
14 Authorization to Issue Mgmt For For For
Debt
Instruments
15 Equity Purchase Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/11/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 01/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees for Line
of
Credits
4 Authority to Give Mgmt For Against Against
Guarantees for
Financial
Leasing
5 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 03/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Incentive
Plan
2 Adjustment to Mgmt For For For
Repurchase
Price
3 Authority to Give Mgmt For Against Against
Guarantees
4 Authority to Give Mgmt For Against Against
Guarantees
5 Elect XU Kaihua Mgmt For For For
6 Elect WANG Ming Mgmt For For For
7 Elect CHENG Xingti Mgmt For For For
8 Elect WU Haofeng Mgmt For For For
9 Elect LIU Zhonghua Mgmt For For For
10 Elect WU Shujie Mgmt For For For
11 Elect ZHOU Bo Mgmt For For For
12 Elect TANG Dan Mgmt For Against Against
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 2018 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Eligibility for Mgmt For For For
Non-Public Issuance
of
Shares
9 Type & Face Value Mgmt For For For
10 Term and Method Mgmt For For For
11 Pricing Mgmt For For For
12 Target Mgmt For For For
13 Volume Mgmt For For For
14 Lock-Up Period Mgmt For For For
15 Listing Mgmt For For For
16 Use of Proceeds Mgmt For For For
17 Allocation of Mgmt For For For
Undistributed
Profits
18 Validity Period Mgmt For For For
19 Non Public Issuance of Mgmt For For For
Shares
(Draft)
20 Eligibility Report for Mgmt For For For
the Use of
Proceeds
21 Use of Proceeds Prior Mgmt For For For
to December 31,
2018
22 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
23 Implementation of Mgmt For For For
Redemption Measures
for
Dilution
24 Implementation of Mgmt For For For
Non-Public Issuance
of
Shares
25 Shareholder Returns Mgmt For For For
Plan
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 06/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 07/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For Against Against
Guarantees
4 Approval of Lines of Mgmt For Against Against
Credit and Authority
to Give
Guarantees
________________________________________________________________________________
GEM Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002340 CINS Y7744C102 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Mgmt For For For
Repurchase
Price
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Issue Mgmt For For For
Medium-term Notes and
Commercial
Paper
4 Joint Investment Mgmt For For For
Contract
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Investment in Wealth Mgmt For For For
Management
Products
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 11/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount Mgmt For For For
5 Type Mgmt For For For
6 Time Limit Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Giant Network Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Asset Mgmt For For For
Purchase
2 Plan Mgmt For For For
3 Shares for Issuance Mgmt For For For
4 Transaction Price Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Issue Price Mgmt For For For
7 Issuing Volume Mgmt For For For
8 Performance Commitments Mgmt For For For
9 Lockup Period Mgmt For For For
10 Arrangement for Mgmt For For For
Profits and
Losses
11 Arrangement for Mgmt For For For
Accumulated Retained
Profits
12 Validity Period Mgmt For For For
13 Report for Connected Mgmt For For For
Transactions
14 Non Constitution of Mgmt For For For
Listing by
Restructuring
15 Related Party Mgmt For For For
Transactions
16 Intra-company Mgmt For For For
Contracts/Control
Agreements
17 Intra-company Mgmt For For For
Contracts/Control
Agreements
18 Compliance and Mgmt For For For
Completeness of Legal
Procedures
19 Compliance of Mgmt For For For
Transaction with
Article
4
20 Independence of Mgmt For For For
Evaluation
Institution and
Ratification of
Evaluation
Hypothesis
21 Audit Report, Review Mgmt For For For
Report and Evaluation
Report
22 Dilution of Share Mgmt For For For
Assessment for
Transaction
23 Asset Purchase Mgmt For For For
Compliance with
Article
11
24 Asset Purchase Mgmt For For For
Compliance with
Article
43
25 Statement Regarding Mgmt For For For
Share
Fluctuations
26 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Glodon Software Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For For For
Directors
2 Report of the Board of Mgmt For For For
Supervisors
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Accounts Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Approval of Line of Mgmt For For For
Credit
8 Foreign Exchange Mgmt For For For
Transactions
9 Appointment of Mgmt For For For
Accounting
Firm
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
13 Authority to Give Mgmt For For For
Guarantees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GoerTek Inc.
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method of Share Mgmt For For For
Repurchase
2 Price Range Mgmt For For For
3 Type Number and Mgmt For For For
Percentage of
Shares
4 Total Amount of Funds Mgmt For For For
5 Share Time Limit Mgmt For For For
6 Board Authorization Mgmt For For For
for Share
Repurchase
7 Increase of Forex Mgmt For For For
Derivatives
________________________________________________________________________________
Guangdong Wens Foodstuffs Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 08/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Financial Aid Mgmt For For For
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 05/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Shareholder Returns Mgmt For For For
Plan
8 Targeted Transfer of Mgmt For For For
2018 Compensation
Shares from Original
Shareholders
9 Amendments to Articles Mgmt For For For
10 Change of Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 07/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xiao Xunyong Mgmt For Abstain Against
2 Yang Haiming Mgmt For Abstain Against
3 Xie Chen Mgmt For Abstain Against
4 Zhu Gang Mgmt For Abstain Against
5 Performance Mgmt For Abstain Against
Compensation
Plan
6 Acquisition of Mgmt For For For
Subsidiary
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 06/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and
Write-off Shares
Rewarded in 2017 and
2018
2 Amendments to Articles Mgmt For For For
and Reducing
Registered
Capital
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of a Director Mgmt For For For
________________________________________________________________________________
Guosen Securities Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 12/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
13 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
14 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
15 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
16 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
17 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
18 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
19 Allocation of Mgmt For For For
Profits/Dividends
20 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Guosen Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions with
Shenzhen Investment
Holdings
Co.,Ltd.
7 Related Party Mgmt For For For
Transactions with
China Resources
SZITIC Trust Co.,
Ltd.
8 Related Party Mgmt For For For
Transactions with
Yunnan Hehe (Group)
Co.,
Ltd.
9 Related Party Mgmt For For For
Transactions with
Penghua Fund
Management Co.
Ltd.
10 Related Party Mgmt For For For
Transactions with
Other Related
Parties
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Proposal to Determine Mgmt For For For
the Proprietary
Investment
Amount
13 Proposal for Company Mgmt For For For
to Conduct Fund
Providing Creditors
Right Asset
Securitization
Business
14 Authority to Give Mgmt For For For
Guarantees
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 05/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Report on Deposit and Mgmt For For For
Use of Raised
Funds
6 Internal Control Audit Mgmt For For For
Self-Assessment
Report
7 Allocation of Profits Mgmt For For For
and
Dividends
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For Against Against
External
Guarantees
10 Related Party Mgmt For For For
Transactions: 2019
Projection
11 Appointment of Auditor Mgmt For For For
12 Investing More Funds Mgmt For For For
Into Joint-Stock
Company
13 Amendments to Articles Mgmt For For For
and Change of
Registered
Capital
14 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meeting
15 Amendments to Mgmt For For For
Procedural Rules for
Director
Meeting
16 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Meeting
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 07/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Method Mgmt For For For
3 Price Mgmt For For For
4 Type Mgmt For For For
5 Source of Funds Mgmt For For For
6 Time Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
9 Authority to Give Mgmt For For For
Guarantees
10 Change of Project Mgmt For For For
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guoxuan High-tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002074 CINS Y4439F110 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Abstain Against
Guarantees
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 Election of Directors Mgmt For Abstain Against
4 Second Phase of Mgmt For For For
Employee Stock
Ownership
Plan
5 Board Authorization to Mgmt For For For
Implement Employee
Stock Ownership
Plan
6 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Second Phase
Employee Stock
Ownership
Plan
7 Termination of First Mgmt For For For
Phase Employee Stock
Ownership
Plan
8 Change of Mgmt For For For
Implementation
Parties of Some
Financed
Projects
9 Eligibility for A Mgmt For For For
Share Convertible
Corporate
Bonds
10 Pre-plan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
11 Type of Securities Mgmt For For For
12 Issuing Volume Mgmt For For For
13 Par Value Mgmt For For For
14 Bond Duration Mgmt For For For
15 Interest Rate Mgmt For For For
16 Interest Payment Mgmt For For For
17 Conversion Period Mgmt For For For
18 Determination and Mgmt For For For
Adjustment of
Conversion
Price
19 Downward Adjustment Mgmt For For For
Clause
20 Determining Method for Mgmt For For For
Number of Converted
Shares
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Attribution of Related Mgmt For For For
Dividends
24 Issuing Targets and Mgmt For For For
Method
25 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
26 Matters Regarding Mgmt For For For
Bondholders
Meeting
27 Purpose of Raised Funds Mgmt For For For
28 Guarantee Matters Mgmt For For For
29 Rating Matters Mgmt For For For
30 Deposit and Management Mgmt For For For
of Raised
Funds
31 Validity Period of Mgmt For For For
Issuance
Plan
32 Report on Use of Mgmt For For For
Previously Raised
Funds
33 Internal Control Mgmt For For For
Self-Evaluation
Report
34 Internal Control Mgmt For For For
Self-Verification
Report
35 Feasibility Analysis Mgmt For For For
Report
36 Diluted Immediate Mgmt For For For
Returns after A Share
Issuance
37 Commitments of Mgmt For For For
Directors, Senior
Management,
Controlling
Shareholder and De
Facto Controller to
Ensure Implementation
of Filling Measures
for Diluted Immediate
Returns
38 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
39 Constitution of Mgmt For For For
Procedural Rules:
Rules Governing
Bondholders
Meeting
40 Board Authorization to Mgmt For For For
Implement Convertible
Corporate
Bonds
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 04/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation of Use of Mgmt For For For
Shares
Repurchased
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Investment in Wealth Mgmt For For For
Management
Products
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Han's Laser Technology Industry Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 08/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Repurchase Method Mgmt For For For
2 Price Range and Mgmt For For For
Pricing
Principles
3 Type, Size and Mgmt For For For
Proportion to Total
Share
Capital
4 Total Funds and Source Mgmt For For For
of
Funds
5 Period Mgmt For For For
6 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Hangzhou Hik-Vision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Participants Mgmt For For For
3 Stock Type Mgmt For For For
4 Distribution Results Mgmt For For For
5 Granting Mgmt For For For
6 Unlocking Mgmt For For For
7 Conditions for Mgmt For For For
Granting and
Unlocking
8 Method and Procedures Mgmt For For For
9 Income Restriction Mgmt For For For
10 Rights and Obligations Mgmt For For For
11 Treatment Method Under Mgmt For For For
Special
Circumstances
12 Accounting Treatment Mgmt For For For
13 Formulation, Approval Mgmt For For For
and
Revision
14 Information Disclosure Mgmt For For For
15 Constitution of Mgmt For For For
Procedural Rules:2018
Restricted Stock
Incentive
Plan
16 Board Authorization to Mgmt For For For
Implement Restricted
Stock Incentive
Plan
________________________________________________________________________________
Hangzhou Hikvision Digital Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002415 CINS Y3038Z105 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Internal Control Mgmt For For For
Self-Assessment
Report
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Issue Mgmt For For For
Commercial
Papers/Bonds
12 Amendments To The Mgmt For Abstain Against
Authorization
Management
System
13 Amendments to the Mgmt For For For
Articles of
Association
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Hangzhou Robam Appliances Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Financial Budget Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Investment in Wealth Mgmt For For For
Management
Products
8 Approval of Line of Mgmt For For For
Credit
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hangzhou Shunwang Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300113 CINS Y30419108 09/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Purpose Mgmt For For For
4 Price or Price Range Mgmt For For For
and Pricing
Principles
5 Type and Number of Mgmt For For For
Shares
6 Total Amount and Mgmt For For For
Source of
Funds
7 Time Limit Mgmt For For For
8 Validity of Resolution Mgmt For For For
9 Board Authorization to Mgmt For For For
Implement Share
Repurchase
10 Elect LI Yiqing as Mgmt For For For
Director
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 04/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Employee Restricted Mgmt For For For
Shares
Plan
3 Establishment of Mgmt For For For
Procedural Rules for
Governing Employee
Restricted Shares
Plan
4 Board Authorization to Mgmt For For For
Implement Employee
Restricted Shares
Plan
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Final Accounts Report Mgmt For For For
5 Statement on the Use Mgmt For For For
of Raised
Funds
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Investment in Wealth Mgmt For For For
Management
Products
9 Supervisors' Report Mgmt For For For
10 Amendment to Company's Mgmt For For For
Articles
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Working Report of The Mgmt For For For
Board of
Directors
2 Work Report of The Mgmt For For For
Board of
Supervisors
3 Annual Report and its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Reappointment of Mgmt For For For
Auditor
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Hithink RoyalFlush Information Network Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revision of Employee Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Investment in Wealth Mgmt For For For
Management
Products
7 Appointment of Auditor Mgmt For For For
8 Elect AN Kang Mgmt For For For
9 Elect FAN Bei Mgmt For For For
10 Elect WANG Qiping Mgmt For For For
11 Elect AN Ying Mgmt For For For
12 Elect ZHANG Jingang Mgmt For For For
13 Elect TIAN Lijun Mgmt For For For
14 Elect HUANG Peitang Mgmt For For For
15 Elect CAI Linlin Mgmt For For For
16 Elect MA Chaoyuan Mgmt For Against Against
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Restricted Shares
Plan
2 Constitution of Mgmt For For For
Procedural Rules for
Restricted Shares
Plan
3 Board Authorization to Mgmt For For For
Implement Restricted
Shares
Plan
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 01/24/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Approval of Borrowing Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
5 Approval of Borrowing Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Borrowing Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Strategic Mgmt For For For
Cooperation Framework
Agreement
2 Approval of Loans from Mgmt For Abstain Against
Related
Parties
3 Authority to Give Mgmt For For For
Pledge
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Strategic Mgmt For For For
Cooperation Framework
Agreement
2 Approval of Loans from Mgmt For Abstain Against
Related
Parties
3 Authority to Give Mgmt For For For
Pledge
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Line Mgmt For For For
of
Credit
2 Authority to Cancel Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees
4 Subsidiary Delisting Mgmt For For For
5 Measures for Mgmt For Abstain Against
Repurchase
Shares
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority for a Mgmt For For For
Subsidiary to Issue
and Sell Corporate
Bonds to a Related
Party
2 Provision of Guarantee Mgmt For For For
to a Subsidiary in
Connection with the
Issuance and Sell of
Convertible Bonds to
a Related
Party
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 04/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 05/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Provision of
Collateral
2 Approval of Usufruct Mgmt For Abstain Against
Transfer of a
Joint-stock
Subsidiary
3 Authority to Give Mgmt For Abstain Against
Guarantees
4 Approval of Signing of Mgmt For Abstain Against
Pledge
Agreement
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Related Party Mgmt For For For
Transactions
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 05/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
Agreement
________________________________________________________________________________
Huayi Brothers Media Corp
Ticker Security ID: Meeting Date Meeting Status
300027 CINS Y3743R109 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Iflytek Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors',Supervisors' Mgmt For For For
and Management
Fees
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
10 Special Report on Mgmt For For For
Deposit and Use of
Funds
11 Extension of Valid Mgmt For For For
Period of the
Resolution of the Non
Public A share
Offering
12 Authorization for Mgmt For For For
Board to Handle
Matters Regarding the
Non Public Share
Offering
________________________________________________________________________________
Inner Mongolia M-Grass Ecology And Enviroment (Group) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300355 CINS Y4R82M108 11/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inner Mongolia M-Grass Ecology And Enviroment (Group) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300355 CINS Y4R82M108 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authorization of Legal Mgmt For For For
Formalities
3 Type And Number Mgmt For For For
4 Issuing Method, Mgmt For For For
Issuing Targets or
Scope
5 Par Value, Issue Price Mgmt For For For
Or Pricing
Principles
6 Dividend Rate Or Its Mgmt For For For
Determination
Principle
7 Method Of Mgmt For For For
Participation In
Profit
Distribution
8 Repurchase Clauses Mgmt For For For
9 Restrictions On And Mgmt For For For
Restoration Of Voting
Rights
10 Liquidation Sequence Mgmt For For For
And
Method
11 Rating Results And Mgmt For For For
Rating
Arrangements
12 Guarantee Method And Mgmt For For For
Parties
13 Listing Or Transfer Mgmt For For For
Arrangement
14 Purpose Of The Raised Mgmt For For For
Funds
15 Valid Period Of The Mgmt For For For
Resolution
16 Preplan For Private Mgmt For For For
Placement
17 Demonstration Analysis Mgmt For For For
Report
18 Feasibility Analysis Mgmt For For For
Report
19 Report On The Use Of Mgmt For For For
Previously Raised
Funds
20 Diluted Immediate Mgmt For For For
Return After The
Non-Public
Offering
21 Authorization To The Mgmt For For For
Board
22 Amendments to Articles Mgmt For For For
23 Amendments to Mgmt For For For
Procedural
Rules
24 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Jiangsu Yanghe Brewery Joint-Stock Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Elect XU Youheng Mgmt For Against Against
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 02/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment and Supply Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 11/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Jiangxi Ganfeng Lithium Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase In A Mgmt For For For
Wholly-Owned
Subsidiary
2 Application of Credit Mgmt For Against Against
Lines and Authority
to Give
Guarantees
________________________________________________________________________________
Jiangxi Ganfeng Lithium Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase In A Mgmt For For For
Wholly-Owned
Subsidiary
2 Wholly-owned Mgmt For For For
Subsidiary Investment
in Joint Stock
Company
3 Wholly-owned Mgmt For For For
Subsidiary Provision
of Financial
Aid
4 Secondary Provision of Mgmt For For For
Financial
Aid
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Jiangxi Special Electric Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002176 CINS Y4448B100 08/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 02/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For N/A N/A
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Directors Mgmt For For For
11 Election of Mgmt For Against Against
Supervisory
Board
12 Election of Mgmt For For For
Supervisory
Board
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 08/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendment of Profit Mgmt For For For
Distribution
Plan
3 Adjustment on Mgmt For For For
Construction Period
of the Company's
Investment
Projects
4 Authority to Give Mgmt For Against Against
Guarantees
5 Approve Postponement Mgmt For For For
of Acquisition Plan
of Company's Shares
by Controlling
Shareholder
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Suspension Mgmt For For For
of
Trading
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangde Xin Composite Material Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002450 CINS Y0772X106 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Purpose Mgmt For For For
3 Method Mgmt For For For
4 Price of Shares Mgmt For For For
5 Total Amount of Funds Mgmt For For For
6 Source of Shares Mgmt For For For
7 Time Limit Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Use and Purpose Mgmt For For For
2 Method Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount and Mgmt For For For
Source of
Funds
5 Type, Number and Mgmt For For For
Percentage
6 Time Limit Mgmt For For For
7 Valid Period of Mgmt For For For
Resolution
8 Authorization Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 05/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Report 2018 Mgmt For Against Against
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Appointment of Auditor Mgmt For For For
9 Approval of Line of Mgmt For For For
Credit
10 Authority to Give Mgmt For For For
Guarantees
11 Related Party Mgmt For For For
Transaction
12 Amendments to Articles Mgmt For Abstain Against
13 Authority to Mgmt For For For
Repurchase Shares and
Performance
Compensation
14 Board Authorization to Mgmt For For For
Repurchase
Shares
15 Supervisors' Fees Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIN Tao Mgmt For For For
________________________________________________________________________________
Kingenta Ecological Engineering Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002470 CINS Y7684A108 11/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Termination of Project Mgmt For For For
Funds and
Replenishment of
Working
Capital
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 03/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Revising Mgmt For For For
The Conversion
Price
2 Authorization to the Mgmt For For For
board of directors to
handle
matters
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Report 2018 Mgmt For For For
5 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Downward Adjustment of Mgmt For For For
Conversion Price of
Convertible
Bonds
2 Board Authorization to Mgmt For For For
Implement Downward
Adjustment of
Conversion
Price
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Yi Mgmt For For For
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Lens Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 12/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Accounts Mgmt For For For
4 2018 Allocation of Mgmt For For For
Profits
5 2018 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility to Issue Mgmt For For For
Corporate
Bonds
2 Types of Securities Mgmt For For For
3 Size of issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying Principal and
Interest
8 Guarantees Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
Number of Converted
Shares
11 Determination and Mgmt For For For
Adjustment of
Conversion
Price
12 Downward Adjustment to Mgmt For For For
Conversion
Price
13 Redemption Clause Mgmt For For For
14 Resale Clause Mgmt For For For
15 Attribution of Mgmt For For For
Relevant
Dividends
16 Issuance Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of Raised Funds Mgmt For For For
20 Management of Raised Mgmt For For For
Funds and its Deposit
Account
21 Validity Period Mgmt For For For
22 Preplan for Mgmt For For For
Convertible Bond
Issuance
23 Constitution of Mgmt For For For
Procedural Rules:
Meeting of
Bondholders for
Convertible
Bonds
24 Demonstration Analysis Mgmt For For For
Report
25 Feasibility Analysis Mgmt For For For
Report
26 Report on Use of Mgmt For For For
Previously Raised
Funds
27 Statement Regarding Mgmt For For For
Independence of
Evaluation
Institution
28 Board Authorization to Mgmt For For For
Implement Corporate
Bond
Issuance
29 Diluted Returns After Mgmt For For For
Public
Issuance
30 Issuance Of Mgmt For For For
Medium-Term
Notes
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 08/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Purchase
Plan
2 Board Authorization to Mgmt For For For
Implement Employee
Stock Purchase
Plan
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Purpose Mgmt For For For
3 Method Mgmt For For For
4 Price Mgmt For For For
5 Total Funds Mgmt For For For
6 Number and percentage Mgmt For For For
7 Time limit Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Mgmt For For For
Report
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Bonds
10 Type Mgmt For For For
11 Issuing Scale Mgmt For For For
12 Bond Duration Mgmt For For For
13 Par Value and Issue Mgmt For For For
Price
14 Interest Rate Mgmt For For For
15 Time Limit Mgmt For For For
16 Conversion Period Mgmt For For For
17 Conversion Price Mgmt For For For
18 Conversion Price Mgmt For For For
Adjustment and
Calculation
Method
19 Conversion Price Mgmt For For For
Downward
Adjustment
20 Number of Converted Mgmt For For For
Shares
21 Redemption Clauses Mgmt For For For
22 Resale Clauses Mgmt For For For
23 Related Dividends Mgmt For For For
24 Issuing Targets and Mgmt For For For
Method
25 Arrangement For Mgmt For For For
Placement to
Shareholders
26 Bondholders Meetings Mgmt For For For
27 Purpose Mgmt For For For
28 Guarantee Matters Mgmt For For For
29 Rating Mgmt For For For
30 Deposit and Management Mgmt For For For
31 Valid Period Mgmt For For For
32 Preplan for Public Mgmt For For For
Issuance of
Bonds
33 Feasibility Analysis Mgmt For For For
Report
34 Report on Previously Mgmt For For For
Raised
Funds
35 Bondholder Meeting Mgmt For For For
Rules
36 Allocation of Mgmt For For For
Profits/Dividends
37 Diluted Immediate Mgmt For For For
Return
Measures
38 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Leyard Optoelectronic Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300296 CINS Y5171W104 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Line Mgmt For Against Against
Credit and Authority
to Give
Guarantees
8 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
9 Repurchase and Mgmt For For For
Cancellation of
Shares
10 Settlement of Projects Mgmt For For For
with Raised
Funds
11 Authority to Give Mgmt For Against Against
Guarantees
12 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 06/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issuing Volume Mgmt For For For
6 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
7 Lockup Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
The Raised
Funds
9 Listing Place Mgmt For For For
10 Arrangement for The Mgmt For For For
Accumulated Retained
Profits Before the
Non-Public Share
Offering
11 The Valid Period of Mgmt For For For
The Resolution on The
Non-Public Share
Offering
12 Preplan For Non-Public Mgmt For For For
Share
Offering
13 Feasibility Analysis Mgmt For For For
Report on The Use of
Funds to Be Raised
from The Non-Public
Share
Offering
14 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
15 Impact on Major Mgmt For For For
Financial Indicators
of Diluted Immediate
Return After
Non-Public Share
Offering and
Measures
16 Shareholder Returns Mgmt For For For
Plan
17 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Non-public Share
Offering
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Misc. Management Mgmt For For For
Proposal
3 Authority to Give Mgmt For For For
Guarantees
4 Misc. Management Mgmt For For For
Proposal
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For For For
Procedural
Rules
7 Amendments to Mgmt For For For
Procedural
Rules
8 Amendments to Mgmt For For For
Procedural
Rules
9 Amendments to Mgmt For For For
Procedural
Rules
10 Amendments to Mgmt For For For
Procedural
Rules
11 Election of Directors Mgmt For For For
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Basis of Determining Mgmt For For For
Plan
Participants
3 List of Participants Mgmt For For For
4 Source, Type and Mgmt For For For
Number of Stocks:
Stock
Options
5 Valid Period, Grant Mgmt For For For
Date, Waiting Period,
Vesting Date, and
Exercise Ratio: Stock
Options
6 Exercise Price: Stock Mgmt For For For
Options
7 Conditions for Mgmt For For For
Granting and
Exercising Stock
Options
8 Procedure for Granting Mgmt For For For
and Exercising Stock
Options
9 Method and Procedure Mgmt For For For
for Adjustments:
Stock
Options
10 Accounting Treatment: Mgmt For For For
Stock
Options
11 Type, Source and Mgmt For For For
Number of Stocks:
Restricted
Stocks
12 Valid Period, Grant Mgmt For For For
Date, Lock-Up Period,
Unlocking Date:
Restricted
Stocks
13 Grant Price of Mgmt For For For
Restricted
Stocks
14 Conditions for Mgmt For For For
Granting and
Unlocking Restricted
Stocks
15 Method and Procedure Mgmt For For For
for Adjustments:
Restricted
Stocks
16 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stocks
17 Accounting Treatment: Mgmt For For For
Restricted
Stocks
18 Rights and Obligations Mgmt For For For
19 Alteration and Mgmt For For For
Termination
20 Settlement Mechanism Mgmt For For For
21 Appraisal Management Mgmt For For For
Measures
22 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Cash Management with Mgmt For For For
Idle
Funds
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 12/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Amendments to Articles Mgmt For For For
3 Elect YU Peng as Mgmt For For For
Director
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 01/10/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 05/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Profit Distribution Mgmt For For For
Plan
7 Internal Control Mgmt For For For
Self-Assessment
Report
8 Stock Ownership Plan Mgmt For For For
9 Management Measures Mgmt For For For
for Stock Ownership
Plan
10 Board Authorization to Mgmt For For For
Handle Matters
Regarding Employee
Stock Ownership
Plan
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 06/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital of
Subsidiary
2 Absorption of A Mgmt For For For
Wholly-Owned
Subsidiary
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Price Mgmt For For For
3 Type, Number Mgmt For For For
4 Total Amount Mgmt For For For
5 Time Limit Mgmt For For For
6 Purpose Mgmt For For For
7 Validity Period Mgmt For For For
8 Authorization Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 09/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
2 Approval of Credit Line Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
4 Approval of Charitable Mgmt For For For
Donation
________________________________________________________________________________
Lomon Billions Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y3122W109 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Approval of Credit Line Mgmt For For For
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 04/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purpose Mgmt For For For
2 Criteria Mgmt For For For
3 Target Participants Mgmt For For For
4 Type, Source, Volume Mgmt For For For
5 Duration, Grand Date, Mgmt For For For
Vesting Period,
Exercise Ratio and
Lock up
Period
6 Exercise Price and Mgmt For For For
Basis
7 Performance Condition Mgmt For For For
8 Grant and Exercise Mgmt For For For
Procedures
9 Adjustment Procedures Mgmt For For For
10 Accounting Treatment Mgmt For For For
11 Rights and Obligations Mgmt For For For
12 Conditions to Change Mgmt For For For
or Terminate the
Incentive
Plan
13 Dispute Resolution Mgmt For For For
14 Performance Evaluation Mgmt For For For
Guideline for 2019
Stock Option
Incentive
Plan
15 Board Authorization to Mgmt For For For
Implement 2019 Stock
Option Incentive
Plan
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Purpose of Mgmt For For For
Funds
2 Decrease of Registered Mgmt For For For
Capital
________________________________________________________________________________
Luxshare Precision Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Participants Mgmt For For For
3 Participant List Mgmt For For For
4 Source, Type and Mgmt For For For
Number of
Stocks
5 Validity Period, Grant Mgmt For For For
Date, Waiting
Period
6 Exercise Price Mgmt For For For
7 Conditions for Granting Mgmt For For For
8 Procedures for Granting Mgmt For For For
9 Method and Procedure Mgmt For For For
for
Adjustment
10 Accounting Treatment Mgmt For For For
11 Rights and Obligations Mgmt For For For
12 Alteration and Mgmt For For For
Termination
13 Mechanism for Mgmt For For For
Settlement of
Disputes
14 Constitution of Mgmt For For For
Procedural Rules for
Appraisal Management
Measures of
2018
15 Authorization to Mgmt For For For
Implement Stock
Option
Plan
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 03/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Qinwei Mgmt For For For
2 Related Party Mgmt For For For
Transactions
3 Approval of Borrowing Mgmt For For For
4 Approval of Strategic Mgmt For For For
Cooperation
Agreement
5 Related Party Mgmt For Abstain Against
Transactions:
External
Investment
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 04/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Investment in Wealth Mgmt For For For
Management
Products
10 Intra-company Mgmt For For For
Contracts/Control
Agreements
11 Amendments to Articles Mgmt For For For
12 Elect BIAN Guo-fu Mgmt For Against Against
13 Elect WANG Xiao-jun Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 06/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extending the Time Mgmt For For For
Period for Execution
of Stock
Repurchasing
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 09/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Rong Mgmt For For For
2 Elect GUO Meiling Mgmt For For For
3 Elect XU Ke Mgmt For For For
4 Elect WOO Swee Lian Mgmt For For For
5 Elect FENG Junyuan Mgmt For For For
6 Elect WANG Jiafen Mgmt For For For
7 Elect LI Junde Mgmt For For For
8 Elect GE Jun Mgmt For For For
9 Elect XIAO Zhixing Mgmt For For For
10 Elect LIU Yong Mgmt For For For
11 Elect LIU Xiao Mgmt For For For
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Independent Directors' Mgmt For Abstain Against
Fees
2 Objective and Purpose Mgmt For For For
3 Method of Share Mgmt For For For
Repurchase
4 Price or Price Range Mgmt For For For
5 Total Amount and Mgmt For For For
Source of
Funds
6 Type Number and Mgmt For For For
Percentage of
Capital
7 Time Limit of Share Mgmt For For For
Repurchase
8 Validity Period Mgmt For For For
9 Board Authorization Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS ADPV39738 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hui as Mgmt For For For
Director
2 Authorization of Legal Mgmt For For For
Formalities
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method Mgmt For For For
5 Issuing Targets and Mgmt For For For
Subscription
Method
6 Pricing Base Date, Mgmt For For For
Issue Price, Pricing
Principles
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Purpose of the Raised Mgmt For For For
Funds
11 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
12 Valid Period Mgmt For For For
13 Preplan For Non-Public Mgmt For For For
Share
Offering
14 Feasibility Analysis Mgmt For For For
Report
15 Ratification of Board Mgmt For For For
Acts
16 Statement on Use of Mgmt For For For
Previously Raised
Funds
17 Diluted Immediate Mgmt For For For
Return
18 Formulation of Mgmt For For For
Shareholder Return
Plan
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect QIN Yinglin Mgmt For For For
3 Elect QIAN Ying Mgmt For For For
4 Elect CAO Zhinian Mgmt For For For
5 Elect Ram Charran Mgmt For For For
6 Elect LIU Hongwei Mgmt For For For
7 Elect LIU Lijian Mgmt For For For
8 Elect XIANG Zhenhua Mgmt For For For
9 Elect CHU Ke Mgmt For For For
10 Elect LI Fuqiang Mgmt For Against Against
11 Related Party Mgmt For For For
Transactions for
2018
12 Launching Supply Chain Mgmt For For For
Accounts Receivable
Assets
Securitization
13 Authorization for Mgmt For For For
Asset
Securitization
________________________________________________________________________________
Muyuan Foods Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets Mgmt For For For
5 Issuing Volume Mgmt For For For
6 Issue Price Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Validity Period Mgmt For For For
12 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
Preplan
13 Feasibility Analysis Mgmt For For For
Report
14 Previously Raised Fund Mgmt For For For
Report
15 Diluted Immediate Mgmt For For For
Returns After Private
Placement
16 Commitments of Mgmt For For For
Shareholders
Regarding Diluted
Immediate
Returns
17 Board Authorization to Mgmt For For For
Implement Private
Placement
18 Shareholder Return Mgmt For Abstain Against
Plan for 2018 to
2020
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 01/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Short-Term Commercial
Paper
2 Implementing Location Mgmt For For For
of
Projects
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 03/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Related Party
Transactions
2 Related Party Mgmt For For For
Transaction: Transfer
of Land Use Right and
Buildings
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 04/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on the Use of Mgmt For For For
Raised
Funds
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Line of Credit Mgmt For For For
7 Entrusted Wealth Mgmt For For For
Management with Idle
Proprietary
Funds
8 Purchase of Wealth Mgmt For For For
Management Products
from Banks with some
Idle Raised Funds
from Non-Public Share
Offering
9 Purchase of Wealth Mgmt For For For
Management Products
from Banks with some
Idle Raised Funds
from Non-Public
Issuance of Preferred
Stocks
10 Report on Deposit and Mgmt For For For
Use of Raised
Funds
11 Authority to Give Mgmt For Against Against
Guarantees
12 2019 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nanjing Hanrui Cobalt Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300618 CINS Y6196V105 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Constitution of Mgmt For For For
Procedural
Rules
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nanjing Hanrui Cobalt Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300618 CINS Y6196V105 04/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
________________________________________________________________________________
Nanjing Hanrui Cobalt Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300618 CINS Y6196V105 05/06/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Further Confirmation Mgmt For For For
of Change of Content
of Funded
Projects
________________________________________________________________________________
Nanjing Hanrui Cobalt Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300618 CINS Y6196V105 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Give Mgmt For For For
Guarantees
9 Directors' Fees Mgmt For For For
10 Supervisors Fees Mgmt For For For
________________________________________________________________________________
Nanjing Hanrui Cobalt Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300618 CINS Y6196V105 09/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launch Asset Pool Mgmt For For For
Business
2 Amendments to Mgmt For For For
Procedural
Rules
3 Amendments to Mgmt For For For
Procedural
Rules
4 Amendments to Mgmt For For For
Procedural
Rules
5 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 01/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Method and Mgmt For For For
Issue
Price
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
Raised
Funds
9 Arrangement for Mgmt For For For
Undistributed
Profits
10 Listing Place Mgmt For For For
11 Validity Period Mgmt For For For
12 Preplan for Share Mgmt For For For
Offering
13 Related Party Mgmt For For For
Transactions
14 Report on Previously Mgmt For For For
Raised
Funds
15 Share Subscription Mgmt For For For
Agreement
16 Feasibility Analysis Mgmt For For For
Report
17 Diluted Immediate Mgmt For For For
Return After
Issuance
18 Board Authorization to Mgmt For For For
Implement Private
Placement
19 Shareholder Return Mgmt For For For
Plan for 2019 to
2021
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Approval of Line of Mgmt For For For
Credit
9 Authority to Give Mgmt For For For
Guarantees
10 Exemption of Mgmt For For For
Controlling
Shareholder from
Fulfilling Partial
Commitment
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Amendments to Mgmt For For For
Articles: Expansion
of Business
Scope
9 Approval of Line of Mgmt For For For
Credit
10 Change of Use of Mgmt For For For
Proceeds
11 Repurchase and Mgmt For For For
Cancellation of
Restricted
Stock
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 09/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For Abstain Against
Transactions:
Acceptance of
Investments
2 Authority to Give Mgmt For Abstain Against
Guarantees
3 2018 Additional Mgmt For For For
Related Party
Transactions
________________________________________________________________________________
Navinfo Company Limited
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Mgmt For For For
Repurchase
Shares
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Final Accounts Report Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 2019 Projected Related Mgmt For For For
Party
Transactions
9 Transferring Some of Mgmt For For For
the Investment Funds
to Permanently
Replenish Operating
Funds
10 Authority to Give Mgmt For Against Against
Guarantees for Lines
of
Credit
11 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of Mgmt For For For
Conditions of
Unlocking
Period
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Secondary
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 10/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
of Share
Repurchase
2 Method of Share Mgmt For For For
Repurchase
3 Price of Share Mgmt For For For
Repurchase
4 Type, Number, and Mgmt For For For
Percentage of Shares
to be
Repurchased
5 Total Amount of Shares Mgmt For For For
for
Repurchase
6 Time Limit for Share Mgmt For For For
Repurchase
7 Validity Period Mgmt For For For
8 Authorization for Mgmt For For For
Board to Implement
Share
Repurchase
9 Appointment of Auditor Mgmt For For For
10 Authority to Give Mgmt For Against Against
Guarantees
11 Bank Credit and Mgmt For Against Against
Guarantees
________________________________________________________________________________
O-film Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Ping as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 01/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Amendments to Mgmt For For For
Procedural
Rules
4 Amendments to Mgmt For For For
Procedural
Rules
5 Amendments to Mgmt For For For
Procedural
Rules
6 Amendments to Mgmt For For For
Procedural
Rules
7 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Election of Directors Mgmt For For For
________________________________________________________________________________
Ourpalm Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Connected Transactions Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Unrecovered Losses Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Investment in Wealth Mgmt For For For
Management
Products
8 Connected Transactions Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees and
Application for
Credit
Line
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Use of Mgmt For For For
Proceeds
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 07/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Range Mgmt For For For
4 Total Amount Mgmt For For For
5 Type and Number Mgmt For For For
6 Time Limit Mgmt For For For
7 Validity Period Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement
Repurchase
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to Mgmt For Against Against
Estimated
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Asset-Backed
Plan
2 Undertaking to Mgmt For For For
Compensate For the
Balance of
Asset-Backed
Plan
3 Board Authorization to Mgmt For For For
Implement
Asset-Backed
Plan
4 Authority to Provide Mgmt For Against Against
Guarantees
5 Authority to Provide Mgmt For Against Against
Guarantees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report 2018 Mgmt For For For
5 Financial Report 2018 Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Financial Budget 2019 Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Appointment of Auditor Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 06/17/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Provide Mgmt For Against Against
Guarantees to
Controlling
Subsidiaries
3 Authority to Provide Mgmt For Against Against
Guarantees to Risesun
Health and Travel
Investment Co., Ltd.
and its
subsidiaries
4 Authority to Provide Mgmt For Against Against
Guarantees to Hebei
Risesun Construction
Materials Co., Ltd.
and its
subsidiaries
5 Authority to Provide Mgmt For Against Against
Guarantees to Xianghe
Wanlitong Enterprise
Co., Ltd. and its
subsidiaries
6 Authority to Provide Mgmt For Against Against
Guarantees to
Langfang Landscape
and Green
Construction Co.,
Ltd. and its
subsidiaries
7 Authority to Issue Mgmt For For For
Overseas Debt
Instruments
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Establishment of Mgmt For For For
Asset-backed
Securities
Plan
2 Undertaking to Mgmt For Abstain Against
Compensate for the
Balance of the
Asset-backed Special
Plan
3 Board Authorization to Mgmt For For For
Implement
Asset-backed Special
Plan
4 Elect GENG Jianming Mgmt For For For
5 Elect LIU Shan Mgmt For For For
6 Elect BAO Lijie Mgmt For For For
7 Elect CHEN Jinhai Mgmt For For For
8 Elect YANG Shaomin Mgmt For For For
9 Elect CHEN Wei Mgmt For For For
10 Elect QI Lingfeng Mgmt For For For
11 Elect HUANG Yuhua Mgmt For For For
12 Elect DAI Qiong Mgmt For For For
13 Elect ZOU Jiali Mgmt For Against Against
14 Elect WANG Qiang Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
3 Strategic Cooperation Mgmt For Abstain Against
Agreement
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Size of Issuance Mgmt For For For
2 Bond Type and Duration Mgmt For For For
3 Interest Rate and Mgmt For For For
Payment
Method
4 Purpose of Raised Funds Mgmt For For For
5 Issuing Targets and Mgmt For For For
Method
6 Guarantee Arrangement Mgmt For For For
7 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
8 Bonding Listing and Mgmt For For For
Transfer
Method
9 Repayment Guarantee Mgmt For For For
Method
10 Validity Period Mgmt For For For
11 Board Authorization Mgmt For For For
12 Volume Mgmt For For For
13 Bond Type and Duration Mgmt For For For
14 Interest Rate Mgmt For For For
15 Purpose of Raised Funds Mgmt For For For
16 Issuing Targets and Mgmt For For For
Method
17 Guarantee Arrangement Mgmt For For For
18 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
19 Bond Listing and Mgmt For For For
Transfer
Method
20 Repayment Guarantee Mgmt For For For
21 Validity Period Mgmt For For For
22 Authorization for Mgmt For For For
Secondary Corporate
Bond
Issuance
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension Validity Mgmt For For For
Period
3 Approval of Guarantees Mgmt For Against Against
4 Debt Financing Plan Mgmt For Abstain Against
5 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
RiseSun Real Estate Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 04/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuing A
Shares
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
6 Issuing Amount Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose of Raised Funds Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Validity Mgmt For For For
12 Preplan for A Share Mgmt For For For
Offering
13 Feasibility Report on Mgmt For For For
Use of
Proceeds
14 Report on Deposit and Mgmt For For For
Use of Raised
Funds
15 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
16 Approval of Mgmt For For For
Commitments of
Management for
Dilution
Measures
17 Board Authorization to Mgmt For For For
Issue A Share
Offering
18 Shareholder Returns Mgmt For For For
Plan
19 Amendment to Articles Mgmt For For For
20 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory Board
Meetings
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
7 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
8 Purchase and Sale of Mgmt For Abstain Against
PTA
Agreement
9 Sale of Projects Mgmt For Abstain Against
Agreement
10 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
11 Good Transportation Mgmt For Abstain Against
Agreement
12 Service Agreement Mgmt For Abstain Against
13 Entrustment Agreement Mgmt For Abstain Against
14 Sale of Products Mgmt For Abstain Against
Agreement
15 Maintenance and Mgmt For Abstain Against
Engineering Service
Agreement
16 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
17 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
18 Purchase and Sale of Mgmt For Abstain Against
Products
Agreement
19 Deposit Services Mgmt For Abstain Against
20 Approval of Borrowing Mgmt For Abstain Against
21 Approval of Offering Mgmt For For For
Entrusted
Loans
22 Authority to Give Mgmt For For For
Guarantees
23 Appointment of Auditor Mgmt For For For
24 Hedge Fund Transactions Mgmt For For For
25 Foreign Exchange Mgmt For For For
Transactions
26 Elect LI Shuirong Mgmt For For For
27 Elect LI Yongqing Mgmt For For For
28 Elect XIANG Jiongjiong Mgmt For For For
29 Elect LI Caie Mgmt For For For
30 Elect YU Fengdi Mgmt For For For
31 Elect QUAN Weiying Mgmt For For For
32 Elect YAO Zheng Mgmt For For For
33 Elect YAN Jianmiao Mgmt For For For
34 Elect ZHENG Xiaodong Mgmt For For For
35 Elect SUN Guoming Mgmt For Against Against
36 Elect LI Guoqing Mgmt For For For
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Additional Mgmt For For For
Related Party
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 01/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Authority to Give Mgmt For For For
Guarantees
4 Approval to Change Mgmt For For For
Certain committed
Investment
Projects
5 Related Party Mgmt For For For
Transactions
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Its Mgmt For For For
Summary
2 Directors's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Elect DENG Weidong Mgmt For For For
9 Authority to Give Mgmt For Against Against
Guarantees
10 Investment in wealth Mgmt For For For
management
11 Authority to Mgmt For For For
Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 05/09/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
be
Issued
3 Issuing Volume Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Coupon Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends After the
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Management and Deposit Mgmt For For For
of Raised
Funds
20 Guarantee Matters Mgmt For For For
21 Rating Arrangements Mgmt For For For
22 The Valid Period of Mgmt For For For
the
Resolution
23 Pre-Plan for Public Mgmt For For For
Issuance of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For For For
Measures for Bond
Issuance
27 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
28 Shareholder Returns Mgmt For For For
Plan
29 Board Authorization to Mgmt For For For
Implement Bond
Issuance
________________________________________________________________________________
S.F. Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y5349E101 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Adjustment to Validity Mgmt For For For
Period of for
Issuance of Corporate
Bonds
________________________________________________________________________________
Sangfor Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
300454 CINS Y7496N108 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Director's Report Mgmt For For For
3 Supervisor's Report Mgmt For For For
4 Accounts & Reports Mgmt For For For
5 Financial Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividend
7 Investment in Wealth Mgmt For For For
Management
Products
8 Investment in Wealth Mgmt For For For
Management
Products
9 Amendments To The Mgmt For For For
External Investment
Management
System
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Allowance for Mgmt For For For
Independent
Directors
13 Directors/Supervisors Mgmt For For For
and Senior Management
Fees.
14 Increase of Upper Mgmt For Abstain Against
Limit Loans to
Employees
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 01/31/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Credit Approval Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Launch of Bill Pool Mgmt For For For
Business
4 Investment in Wealth Mgmt For For For
Management
Products
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 04/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2019 Investment Plan Mgmt For For For
6 Annual Report Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Related Party Mgmt For For For
Transactions
(II)
9 Related Party Mgmt For For For
Transactions
(III)
10 Related Party Mgmt For For For
Transactions
(IV)
11 Amendments to Articles Mgmt For For For
12 Amendments to Mgmt For Abstain Against
Procedural Rules:
Remuneration
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 05/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xianfeng Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 08/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fujian Sangang (Group) Mgmt For For For
Co., Ltd. Related
Party
Transactions
2 Related Party Mgmt For For For
Transactions
3 Fujian Metallurgical Mgmt For For For
(Holdings) Co., Ltd.
Related Party
Transactions
4 Fujian Sanan Group Mgmt For For For
Co., Ltd. Related
Party
Transactions
5 Amendments to Articles Mgmt For For For
6 Investment And Wealth Mgmt For For For
Management With
Partial Idle
Proprietary
Funds
7 Bill Pool Business Mgmt For For For
________________________________________________________________________________
Sansteel Minguang Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002110 CINS Y75035108 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger and Acquisition Mgmt For For For
________________________________________________________________________________
Shanghai 2345 Network Holding Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002195 CINS Y7683P106 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Final Accounts Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Replenish Working Mgmt For For For
Capital with Idle
Funds
8 Investment in Wealth Mgmt For For For
Management
Products
9 Repurchase and Mgmt For For For
Cancellation of some
Restricted
Stocks
10 Change in Registered Mgmt For For For
Capital and Amendment
to
Articles
11 Repurchase and Mgmt For For For
Cancellation of
Shares from Previous
Restricted Share
Plan
12 Approval of Risk Mgmt For For For
Investment Using Idle
Funds
13 Revision of Mgmt For For For
Provisions to
Amendments to
Articles
14 Elect CHEN Yubing Mgmt For For For
15 Elect QIU Junqi Mgmt For For For
16 Elect FANG Zhenwu Mgmt For For For
17 Elect XU Junmin Mgmt For For For
18 Elect LI Jian Mgmt For For For
19 Elect XUE Haibo Mgmt For For For
20 Elect KANG Feng Mgmt For Against Against
21 Elect REN Yihua Mgmt For For For
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Assets Mgmt For For For
Purchase
2 Assets Purchase in Mgmt For For For
Compliance with
Laws
3 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Underlying
Assets
4 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issuing
Targets
5 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Transaction
Price
6 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issue
Price
7 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Adjustment
Mechanism for Issue
Price
8 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Issuing
Volume
9 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Lockup
Period
10 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Agreement
for Transitional
Period
11 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: Performance
Commitments and
Compensation
Method
12 Connected Transaction Mgmt For For For
Regarding Asset
Purchase: The Valid
Period of The
Resolution
13 Asset Restructuring Mgmt For For For
and Connected
Transaction
14 Report on Connected Mgmt For For For
Transaction Regarding
Assets
Purchase
15 Agreements of Mgmt For For For
Commitment on the
Transaction To Be
Signed: Exclusive
Strategic Cooperation
General
Agreement
16 Agreements of Mgmt For For For
Commitment on the
Transaction To Be
Signed: Agreement on
Asset Purchase and
Agreement Performance
Commitments and
Compensation
17 Assets Purchase in Mgmt For For For
Compliance with
Article
4
18 Assets Purchase in Mgmt For For For
Compliance with
Article
11
19 Assets Purchase in Mgmt For For For
Compliance with
Article
43
20 Assets Purchase not Mgmt For For For
Constitute A Listing
By Restructuring As
Defined By Article
13
21 Impact of Diluted Mgmt For For For
Immediate Return and
Measures
22 Approval of Evaluation Mgmt For For For
Report
23 Evaluation Report Mgmt For For For
Related to The
Restructuring
24 Completeness and Mgmt For For For
Compliance of The
Legal
Procedure
25 Statement on Whether Mgmt For For For
the Share Price
Fluctuation Meets
Relevant Standards
Set By Article
5
26 Authorization to the Mgmt For For For
Board to Handle
Matters
________________________________________________________________________________
Shanghai RAAS Blood Products Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Accounts Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Appointment of Auditor Mgmt For For For
8 Approval of Line of Mgmt For For For
Credit
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
11 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
12 Amendments to Mgmt For For For
Procedural Rules for
Independent
Directors
________________________________________________________________________________
Shanxi Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Related Party Mgmt For For For
Transactions with
Shanxi Financial
Investment Holding
Co.,
Ltd.
6 Related Party Mgmt For For For
Transactions with
Taiyuan Steel Group
Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions with
Shanxi International
Electricity Group
Co.,
Ltd
8 Related Party Mgmt For For For
Transactions with
Deutsche
Bank
9 Related Party Mgmt For For For
Transactions with
Other
Parties
10 Related Party Mgmt For For For
Transactions with
Related Natural
Person
11 Related Party Mgmt For For For
Transactions with a
Legal Person or
Natural
Person
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Performance Evaluation Mgmt For For For
and Remuneration for
Senior
Management
15 Establishment of an Mgmt For For For
Asset Management
Subsidiary
16 Stock Type and Par Mgmt For For For
Value
17 Issuing Method Mgmt For For For
18 Basis, Ratio and Mgmt For For For
Volume of the Rights
Issue
19 Pricing Principles of Mgmt For For For
Price of the Rights
Issue
20 Issuing Targets Mgmt For For For
21 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before the
Rights
Issue
22 Issuing Date Mgmt For For For
23 Underwriting Method Mgmt For For For
24 Purpose of the Funds Mgmt For For For
Raised from Rights
Issue
25 The Valid Period of Mgmt For For For
the Resolution on the
Rights
Issue
26 Listing Place Mgmt For For For
27 Preplan For 2019 Mgmt For For For
Rights Issue Via
Public
Offering
28 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
29 Feasibility for Use of Mgmt For For For
Proceeds from
Issuance of
Shares
30 Report on the Use of Mgmt For For For
Raised
Funds
31 Board Authorization to Mgmt For For For
Implement Rights
Issuance
32 Amendments to Articles Mgmt For For For
33 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
34 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
35 Amendments to Mgmt For For For
Procedural Rules for
Independent
Directors
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 08/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Hua Mgmt For For For
2 Elect XIA Guisuo Mgmt For For For
3 Amendments to Raised Mgmt For For For
Funds Management
Measures
4 Amendments to Mgmt For For For
Connected Transaction
Management
Measures
________________________________________________________________________________
Shanxi Securities Company Limited
Ticker Security ID: Meeting Date Meeting Status
002500 CINS Y7700J109 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural
Rules
3 Indemnification of Mgmt For For For
Directors/Officers
4 Misc. Management Mgmt For For For
Proposal
5 Misc. Management Mgmt For For For
Proposal
6 Misc. Management Mgmt For For For
Proposal
7 Misc. Management Mgmt For For For
Proposal
8 Misc. Management Mgmt For For For
Proposal
9 Misc. Management Mgmt For For For
Proposal
10 Misc. Management Mgmt For For For
Proposal
11 Misc. Management Mgmt For For For
Proposal
12 Misc. Management Mgmt For For For
Proposal
13 Misc. Management Mgmt For For For
Proposal
14 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Shenwu Environmental Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300156 CINS Y8817D100 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shenzhen Evenwin Precision Technology
Ticker Security ID: Meeting Date Meeting Status
300115 CINS Y7744V100 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Mgmt For For For
Repurchase
Shares
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Ratification of Board Mgmt For For For
Acts
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 01/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Compensation Mgmt For For For
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Management Measures
for Equity
Plan
3 Ratification of Board Mgmt For For For
Acts
4 Authority to Give Mgmt For For For
Guarantees
5 Purchase of Wealth Mgmt For For For
Management
Products
6 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Raised
Funds
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Mgmt For For For
Repurchase
Shares
12 Cancellation of Mgmt For For For
Shares/Authority to
Reduce (Authorized)
Share
Capital
13 Amendments to Articles Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Inovance Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Construction Progress Mgmt For For For
Report of the New
Headquarter Building
(Funded with
Overly-Raised
Funds)
7 Authority to Mgmt For For For
Repurchase Restricted
Shares Rewarded from
the Third Stock
Options Incentive
Plan (Passed by the
15th Meeting of the
4th
Board)
8 Authority to Mgmt For For For
Repurchase Restricted
Shares Rewarded from
the Third Stock
Options Incentive
Plan (Passed by the
17th Meeting of the
4th
Board)
9 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries' Lines
of
Credit
10 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries'
Medium/Long-term
Lines of
Credit
11 Amendments to Mgmt For For For
Articles: Change of
Business
Scope
12 Acknowledgement of the Mgmt For For For
Company's
Qualification for the
Acquisition of Assets
with Cash and
Stock
13 Target Asset and Mgmt For For For
Entities (Related to
Stock
Consideration)
14 Pricing Mgmt For For For
15 Transaction Method Mgmt For For For
16 Issuance Type and Face Mgmt For For For
Value
17 Issuance Price Mgmt For For For
18 Issuance Volume and Mgmt For For For
Target
19 Unlocking Arrangements Mgmt For For For
20 Allocation of Mgmt For For For
Cumulative
Interest
21 Allocation of Profits Mgmt For For For
or Lost
Deposition
22 Contractual Mgmt For For For
Responsibility
23 Listing Mgmt For For For
24 Profit Indemnification Mgmt For For For
25 Validity Mgmt For For For
26 Issuance Type and Face Mgmt For For For
Value (Related to
Working
Capital)
27 Benchmark Date and Mgmt For For For
Issuance
Price
28 Issuance Method and Mgmt For For For
Target
29 Volume Mgmt For For For
30 Unlocking Arrangements Mgmt For For For
31 Issuance Amount Mgmt For For For
32 Allocation of Mgmt For For For
Cumulative
Interest
33 Listing Mgmt For For For
34 Validity Mgmt For For For
35 Draft of the Mgmt For For For
Allocation of
Proceeds for the
Acquisition of Asset
with Cash and
Stock
36 Statement on the Mgmt For For For
Irrelevance of
Related Party
Transaction
37 Statement on the Mgmt For For For
Irrelevance of Major
Corporate
Reorganization
38 Statement of Mgmt For For For
Compliance with
Provision 11 of
Administrative
Measures for Major
Asset
Reorganization
39 Statement of Mgmt For For For
Compliance with
Provision 43 of
Administrative
Measures for Major
Asset
Reorganization
40 Statement of Mgmt For For For
Compliance with
Provision 13 of
Administrative
Measures for Major
Asset
Reorganization
41 Statement of Mgmt For For For
Compliance with
Provision 10 of
Administrative
Measures for Second
Board
Market
42 Statement of Mgmt For For For
Compliance with
Provision 13 of
Administrative
Measures for
Irregular Stock
Transactions
43 Statement of Mgmt For For For
Compliance with
Provision 4 of
Administrative
Measures for Major
Asset
Restructuring
44 Statement on Mgmt For For For
Compliance with Legal
Procedures
45 Statement of Mgmt For For For
Compliance with
Provision 5 of
Administrative
Measures for
Disclosure
46 Signage of Acquisition Mgmt For For For
of Asset with Cash
and Stock with
Transaction
Target
47 Performance Related Mgmt For For For
Valuation Adjustment
Measures
48 Supplemental Agreement Mgmt For For For
49 Additional Provisions Mgmt For For For
to Supplemental
Agreement
50 Ratification of Mgmt For For For
Fairness of
Independence,
Assumptions, Method
and Pricing of
Appraisal
Report
51 Ratification of Mgmt For For For
Fairness of
Pricing
52 Approval of the Mgmt For For For
Appraisal Result for
Acquisition
53 Redemption Measures in Mgmt For For For
Relation to the
Issuance
54 Board Authorization to Mgmt For For For
Handle Matters
Related to the
Issuance
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Procedural Rules Mgmt For For For
Governing Employee
Stock Options
Plan
3 Ratification of Board Mgmt For For For
Acts to Implement
Employee Stock
Options
Plan
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 05/31/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Line of Mgmt For For For
Credit
7 Adjustment for Mgmt For For For
Directors'
Fees
8 Supervisors' Fees Mgmt For For For
9 Authorization of Legal Mgmt For For For
Formalities
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Routine Meeting Item Mgmt For For For
21 Routine Meeting Item Mgmt For For For
22 Routine Meeting Item Mgmt For For For
23 Routine Meeting Item Mgmt For For For
24 Routine Meeting Item Mgmt For For For
25 Ratification of Board Mgmt For For For
Acts
26 Allocation of Mgmt For For For
Profits/Dividends
27 Amendments to Articles Mgmt For For For
28 Amendments to Mgmt For For For
Procedural
Rules
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shenzhen Mindray Bio-Medical Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300760 CINS Y774E3101 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 2018 Annual Report Mgmt For For For
6 Social Responsibility Mgmt For For For
Report
7 Cash Incentive Plan Mgmt For Abstain Against
8 Procedural Rules for Mgmt For For For
Directors',
Supervisors' and
Senior Management
Fees
9 Appointment of Auditor Mgmt For For For
10 Change in Company Mgmt For For For
Domicile
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Salubris Pharmaceuticals Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002294 CINS Y77443102 04/02/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Board of Mgmt For For For
Directors'
Report
2 2018 Board of Mgmt For For For
Supervisors'
Report
3 2018 Annual Report Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 05/22/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Annual Accounts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Approval of Line of Mgmt For For For
Credit
8 Authority to Mgmt For For For
Repurchase
Shares
9 Statement of Capital Mgmt For For For
Decrease
10 Amendments to Articles Mgmt For For For
11 Elect PENG Jianhua Mgmt For For For
12 Elect XU Jian Mgmt For For For
13 Elect DENG Lei Mgmt For For For
14 Elect PENG Hao Mgmt For For For
15 Elect WU Huilin Mgmt For For For
16 Elect DU Min Mgmt For For For
17 Elect YU Chengcheng Mgmt For For For
18 Elect SHAN Lili Mgmt For For For
19 Elect LI Gan Mgmt For For For
20 Elect ZHOU Jinjun Mgmt For Against Against
21 Elect GAO Min Mgmt For For For
________________________________________________________________________________
Shenzhen Sunway Communication Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PENG Jianhua as Mgmt For For For
Director
2 Appointment of Auditor Mgmt For For For
3 Approve Use of Mgmt For For For
Investment in
Wireless Charging
Business
________________________________________________________________________________
Siasun Robot & Automation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 10/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Purpose Mgmt For For For
3 Price Or Price Range Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage
5 Total Amount and Mgmt For For For
Source of
Funds
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
________________________________________________________________________________
Siasun Robot and Automation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Approval of Line of Mgmt For For For
Credit
8 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 01/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective Mgmt For For For
2 Method Mgmt For For For
3 Price or Price Range Mgmt For For For
4 Type, Number and Mgmt For For For
Percentage
5 Total Amount and Mgmt For For For
Source of
Funds
6 Time Limit Mgmt For For For
7 Validity of Resolution Mgmt For For For
8 Board Authorization to Mgmt For For For
Implement Share
Repurchase
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 04/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions
8 Elect HE Guosheng Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approval of Borrowing Mgmt For For For
12 Approval of Leasing Mgmt For For For
Business
13 Approval of Bill Pool Mgmt For For For
Business
14 Authority to Give Mgmt For For For
Guarantees
15 Approval to invest in Mgmt For For For
wealth management
products
16 Approval of financial Mgmt For For For
aid
17 Directors' Fees Mgmt For For For
18 Amendments to Articles Mgmt For For For
19 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meeting
20 Amendments to Mgmt For Abstain Against
procedural rules for
Board
Meetings
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
the Supervisory
Committee
22 Amendments to Mgmt For Abstain Against
Procedural Rules for
the working system
independent
director
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Shares Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Approval to Purchase Mgmt For For For
Liability
Insurance
4 Purpose and Usage of Mgmt For For For
Share
Repurchase
5 Method of Share Mgmt For For For
Repurchase
6 Price or Price Range Mgmt For For For
and Pricing
Principles
7 Type, Size and Mgmt For For For
Proportion
8 Total Funds and Source Mgmt For For For
of
Funds
9 Period of Repurchase Mgmt For For For
10 Resolution Validity Mgmt For For For
11 Board Authorization to Mgmt For For For
Implement Repurchase
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 04/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Report 2018 Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Annual Report Mgmt For For For
4 Approval of Audit Mgmt For For For
Report
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect HUANG Hongming Mgmt For For For
as Non-Independent
Director
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Restructuring Plan Mgmt For For For
3 Board Authorization to Mgmt For For For
Implement
Transaction
________________________________________________________________________________
Sungrow Power Supply Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300274 CINS Y8211M102 04/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Borrowing Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Give Mgmt For For For
Guarantees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sungrow Power Supply Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300274 CINS Y8211M102 08/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sungrow Power Supply Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300274 CINS Y8211M102 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Articles Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Sungrow Power Supply Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300274 CINS Y8211M102 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Give Mgmt For For For
Guarantees
4 Authority to Give Mgmt For For For
Guarantees
5 Authority to Mgmt For For For
Repurchase
Shares
6 Amendments to Articles Mgmt For For For
7 Equity Compensation Mgmt For For For
Plan
8 Equity Compensation Mgmt For For For
Plan
9 Equity Compensation Mgmt For For For
Plan
10 Equity Compensation Mgmt For For For
Plan
11 Equity Compensation Mgmt For For For
Plan
12 Equity Compensation Mgmt For For For
Plan
13 Equity Compensation Mgmt For For For
Plan
14 Equity Compensation Mgmt For For For
Plan
15 Equity Compensation Mgmt For For For
Plan
16 Equity Compensation Mgmt For For For
Plan
17 Equity Compensation Mgmt For For For
Plan
18 Equity Compensation Mgmt For For For
Plan
19 Equity Compensation Mgmt For For For
Plan
20 Constitution of Mgmt For For For
Procedural
Rules
21 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 01/16/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions:
Introduction of
Strategic Investors
into Controlled
Subsidiary
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Director's Report Mgmt For For For
2 Supervisor's Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Special Report on the Mgmt For For For
Deposit and Actual
Use of Proceeds for
2018
7 Appointment of Auditor Mgmt For For For
8 Investment in Wealth Mgmt For For For
Management
Products
9 Investment in Wealth Mgmt For For For
Management Products
with Idle
Proceeds
10 Amendments to Articles Mgmt For For For
11 Elect XU Hong as Mgmt For For For
Director
12 Authority to Give Mgmt For Abstain Against
Guarantees
13 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiaries
14 Provision of Financial Mgmt For For For
Assistance to
Subsidiary
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 07/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Purpose of Mgmt For For For
Some Raised
Funds
2 Authority to Issue Mgmt For For For
Medium Term
Notes
3 Amendments to Articles Mgmt For Abstain Against
4 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Suning.com Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of Business Mgmt For For For
Scope
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
5 Related Party Mgmt For Abstain Against
Transactions:
Property
Leasing
6 Approve Disposal of Mgmt For For For
Financial
Assets
7 Additional Investment Mgmt For For For
in Financial
Products
8 Change in the Mgmt For For For
Implementation Entity
of the Investment
Project
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suofeiya Home Collection Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 03/26/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions: Office
Rental
8 Related Party Mgmt For For For
Transactions with
Fenglin
Group
9 Amendments to Use of Mgmt For For For
Proceeds
10 Replenish Working Mgmt For For For
Capital with Idle
Funds
11 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
12 Investment in Wealth Mgmt For For For
Management Products
from Idle Proprietary
Funds
13 Investment in Wealth Mgmt For For For
Management Products
from Idle Raised
Capital
________________________________________________________________________________
Suofeiya Home Collection Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 06/11/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination Of The Mgmt For For For
Public Issuance Of
Convertible
Bonds
2 Authority to Issue Mgmt For For For
Super and Short Term
Commercial
Papers
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 01/02/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
2 Type of Securities Mgmt For For For
3 Size of Issuance Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit Mgmt For For For
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
Number of Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends
16 Issuing Targets Mgmt For For For
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of Raised Funds Mgmt For For For
20 Deposit and Management Mgmt For For For
of Raised
Funds
21 Valid Period for Mgmt For For For
Public Issuance of
Bonds
22 Preplan for Corporate Mgmt For For For
Bonds
Issuance
23 Feasibility Analysis Mgmt For For For
Report
24 Formulation of Rules Mgmt For For For
for Convertible
Corporate Bond
Bondholder
Meetings
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Returns
27 Commitments of Mgmt For For For
Controlling
Shareholder for
Potential Dilution
Due to Convertible
Corporate Bond
Issuance
28 Board Authorization Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 JIANG Ganjun Mgmt For For For
31 KE Jiansheng Mgmt For For For
32 PAN Wenshan Mgmt For For For
33 WANG Biao Mgmt For For For
34 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Suofeiya Home Collection Company Limited
Ticker Security ID: Meeting Date Meeting Status
002572 CINS Y29336107 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Ganjun Mgmt For For For
2 Elect KE Jiansheng Mgmt For For For
3 Elect PAN Wenshan Mgmt For For For
4 Elect WANG Biao Mgmt For For For
5 Elect TAN Yue Mgmt For For For
6 Elect ZHENG Min Mgmt For For For
7 Elect XIE Kang Mgmt For For For
8 Elect SHEN Zhaozhang Mgmt For For For
9 Elect MAO Junbiao Mgmt For Against Against
10 Modification of Raised Mgmt For For For
Fund
Usage
11 TAN Yue Mgmt For Abstain Against
12 XIE Kang Mgmt For Abstain Against
13 ZHENG Min Mgmt For Abstain Against
14 MAO Junbiao Mgmt For Abstain Against
15 SHEN Zhaozhang Mgmt For Abstain Against
16 Method Mgmt For For For
17 Pricing Mgmt For For For
18 Total Amount Mgmt For For For
19 Type Mgmt For For For
20 Time Limit Mgmt For For For
21 Board Authorization Mgmt For For For
for Share
Issuance
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 04/03/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hanlin as Mgmt For For For
Non Independent
Director
2 Elect CAO Liming as Mgmt For For For
Non Independent
Director
3 Elect ZHU Ming as Non Mgmt For For For
Independent
Director
4 Elect ZHU Xingquan as Mgmt For For For
Non Independent
Director
5 Elect SHI Guoping as Mgmt For For For
Non Independent
Director
6 Elect YANG Peng as Non Mgmt For For For
Independent
Director
7 Elect YU Xuehua as Mgmt For For For
Independent
Director
8 Elect WAN Jieqiu as Mgmt For For For
Independent
Director
9 Elect ZHAO Zengyao as Mgmt For For For
Independent
Director
10 Elect ZHU Panying as Mgmt For For For
Non Employee
Supervisor
11 Elect QIAN Ping as Non Mgmt For Against Against
Employee
Supervisor
12 Independent Directors' Mgmt For For For
Fees
13 Increase in Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Suzhou Gold Mantis Construction and Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 05/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Approval of Credit For Mgmt For For For
Subsidiary
7 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiary
8 Authority to Give Mgmt For Against Against
Guarantees to Xian
Jinchuang
9 Authority to Give Mgmt For Against Against
Guarantees to
Singapore Gold Mantis
PTE.
Ltd.
10 Launching Bill Pool Mgmt For For For
Business
11 Launching Accounts Mgmt For For For
Receivable Accounting
Business
12 Launching Financial Mgmt For For For
Assets and Transfer
Business
13 Investment in Wealth Mgmt For For For
Management
Products
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Suzhou Gold Mantis Construction Decoration Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002081 CINS Y8315V107 11/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted Stock Plan Mgmt For For For
2 Approve Proposal on Mgmt For For For
Appraisal Management
Rules for Restricted
Stock
Plan
3 Board Authorization Mgmt For For For
for Directors to
Handle Matters in
Relation to Stock
Option
Plan
4 Approval of the Mgmt For For For
Provision of
Guarantees
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 01/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Routine Meeting Item Mgmt For For For
14 Routine Meeting Item Mgmt For For For
15 Misc. Management Mgmt For For For
Proposal
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Board Mgmt For For For
Acts
18 Authority to Give Mgmt For For For
Guarantees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Re-appointment of Mgmt For Against Against
Auditor
8 Confirmation of 2018 Mgmt For For For
and Estimation of
2019 Continuing
Connected
Transactions
9 2018 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
10 Special Report on Use Mgmt For For For
of Previously Raised
Funds
11 2018 Incentive Fund Mgmt For For For
Withdrawal And
Distribution
Plan
12 2019 Employee Stock Mgmt For Against Against
Purchase Plan (Draft)
and Its
Summary
13 Formulation of Mgmt For For For
Management Measures
for 2019 Employee
Stock Purchase
Plan
14 Board Authorization to Mgmt For Against Against
Handle Matters for
2019 Employee Stock
Purchase
Plan
15 Investment in Mgmt For For For
Construction of
Project
16 Related Party Mgmt For For For
Transactions:
Provision of Loan by
Controlling
Shareholder
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 09/25/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
3 Adoption of Equity Mgmt For Abstain Against
Incentive
Plan
4 Authority to Give Mgmt For For For
Guarantees
5 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 02/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Extension of Validity Mgmt For For For
Period
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2018 Report on Use of Mgmt For For For
Proceeds
7 Authority to Increase Mgmt For Against Against
Guarantees Provided
to
Subsidiaries
8 Authority to Issue Mgmt For For For
Short-Term and
Mid-Term Debt
Instruments
9 Debt Financing Plan Mgmt For For For
10 Amendment to the Mgmt For For For
Restricted Stock
Plan
11 Qualification for the Mgmt For For For
Issuance of
Shares
12 Type and Face Value Mgmt For For For
13 Issuance Method Mgmt For For For
14 Baseline, Percentage Mgmt For For For
and
Volume
15 Pricing Mgmt For For For
16 Target Mgmt For For For
17 Undistributed Dividends Mgmt For For For
18 Issuance Period Mgmt For For For
19 Distribution Mgmt For For For
20 Use of Proceeds Mgmt For For For
21 Validity Mgmt For For For
22 Listing Mgmt For For For
23 Draft of 2019 Issuance Mgmt For For For
of Right
Shares
24 Eligibility Report for Mgmt For For For
2019 Issuance of
Right
Shares
25 Use of Proceeds Mgmt For For For
26 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings
27 2019-2021 Shareholder Mgmt For For For
Returns
Plan
28 Authorization to Mgmt For For For
Implement the
Issuance of Right
Shares
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 08/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for
Loans
2 Additional Quota for Mgmt For For For
Foreign Exchange
Hedging
Transactions
3 Report on Previously Mgmt For For For
Raised
Funds
4 Elect LIU Huaijing Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Amendment to Mgmt For Abstain Against
Procedural Rules:
Rules of Procedures
Governing
Shareholders General
Meetings
7 Amendment to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
8 Amendment to Mgmt For Abstain Against
Procedural Rules:
Supervisory Committee
Meetings
9 Amendment to Mgmt For Abstain Against
Procedural Rules:
Internal Management
System
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Type of Issuance Mgmt For For For
3 Size Mgmt For For For
4 Par Value and Price Mgmt For For For
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for
Repayment
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Downward Adjustment to Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
Number of Converted
Shares
12 Redemption Clause Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Mgmt For For For
Dividends
15 Issuing Targets Mgmt For For For
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Rating Matters Mgmt For For For
21 Deposit and Management Mgmt For For For
of the Raised
Funds
22 Validity Period of Mgmt For For For
Issuance
Plan
23 Preplan for Share Mgmt For For For
Issuance
24 Feasibility Analysis Mgmt For For For
Report
25 Report on Use of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Return after Public
Share
Issuance
27 Board Authorization to Mgmt For For For
Implement Matters
Related to Public
Share
Issuance
28 Constitution of Mgmt For For For
Procedural Rules:
Bondholders
Meetings
29 Shareholder Returns Mgmt For For For
Plan
30 Establishment of Mgmt For For For
Procedural Rules:
Remuneration
Management
System
31 Supervisors and Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Report on the Mgmt For For For
Deposit and Use of
Raised
Funds
7 Report on the Deposit Mgmt For For For
and Use of Raised
Funds
8 Appointment of Auditor Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Elect XIAO Shengli Mgmt For For For
11 Elect FAN Xiaoning Mgmt For For For
12 Elect LI Liujun Mgmt For For For
13 Elect LIU Jianjun Mgmt For For For
14 Elect XIAO Zhiyi Mgmt For For For
15 Elect CUI Weibing Mgmt For For For
16 Elect TENG Jingxin Mgmt For For For
17 Elect SHI Ying Mgmt For For For
18 Elect LV Wei Mgmt For For For
19 Elect LUO Huabing Mgmt For Against Against
20 Elect ZHANG Liping Mgmt For For For
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 07/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment Project in Mgmt For For For
Nanjing
2 Board Authorization to Mgmt For For For
Implement Investment
Project
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 09/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Voluntary Offer Mgmt For For For
2 Cooperation Agreement Mgmt For For For
3 Cooperation Agreement Mgmt For For For
for Joint Tender
Offer
4 Verification Report on Mgmt For For For
Differences Between
Accounting
Policies
5 Financing from Mgmt For For For
Institutions
6 Board Authorization Mgmt For For For
for
Transaction
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 11/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Rights Mgmt For For For
Issuance
2 Stock Type Mgmt For For For
3 Issuing Method Mgmt For For For
4 Basis, Ratio and Mgmt For For For
Volume of
Issuance
5 Pricing Principles Mgmt For For For
6 Issuance Targets Mgmt For For For
7 Purpose of Raised Funds Mgmt For For For
8 Underwriting Method Mgmt For For For
9 Issuing Date Mgmt For For For
10 Distribution Plan Mgmt For For For
11 Validity Period Mgmt For For For
12 Listing Mgmt For For For
13 Preplan for Issuance Mgmt For For For
14 Feasibility Analysis Mgmt For For For
Report
15 Special Report on Use Mgmt For For For
of Previously Raised
Funds
16 Risk Warning for Mgmt For For For
Diluted Immediate
Returns
17 Commitments for Filing Mgmt For For For
Measures
18 Board Authorization to Mgmt For For For
Handle Right
Issuance
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Related Party Mgmt For For For
Transactions
7 Approval of Line of Mgmt For For For
Credit
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Election of Directors Mgmt For For For
11 Launching Assets Pool Mgmt For For For
Business with a
Company and Other
Financial
Institutions
12 Land Purchase and Mgmt For For For
Agreement
________________________________________________________________________________
Transfar Zhilian Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002010 CINS Y98924106 08/22/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Projects Mgmt For For For
Financed with Raised
Funds
2 Feasibility Study for Mgmt For For For
Project
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/08/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Related Party Mgmt For For For
Transactions
7 Increase in Authorized Mgmt For For For
Capital in
Subsidiary
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 08/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Investment in Wealth Mgmt For For For
Management
Products
10 Elect WANG Jia Mgmt For For For
11 Elect QI Jian Mgmt For For For
12 Elect YAN Li Mgmt For For For
13 Elect ZHANG Yuan Mgmt For For For
14 Elect ZENG Jun Mgmt For For For
15 Elect ZHENG Hongtao Mgmt For For For
16 Elect WANG Fengjuan Mgmt For For For
17 Elect ZHANG Miao Mgmt For Against Against
18 Elect TIAN Zhanxue Mgmt For For For
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 07/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sales of Assets Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 10/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Method Mgmt For For For
2 Objective Mgmt For For For
3 Price Mgmt For For For
4 Total Amount Mgmt For For For
5 Type Mgmt For For For
6 Time Limit Mgmt For For For
7 Valid Period Mgmt For For For
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Venustech Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Mgmt For For For
Resolution Validity
Period of Convertible
Bonds
Issuance
2 Board Authorization to Mgmt For For For
Implement Extension
of Resolution
Validity
Period
3 Amendments to Articles Mgmt For For For
4 Board Authorization to Mgmt For For For
Implement Share
Repurchase
5 Authority to Mgmt For For For
Repurchase
Shares
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 03/19/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Unrecovered Losses Mgmt For For For
Account For One Third
of Paid-In
Capital
2 Settlement And Payment Mgmt For For For
For The Equities of A
Company
3 Investment In and Mgmt For For For
Establishment of a
Subsidiary
4 Elect Dong Ying Mgmt For For For
5 Elect Xin Jie Mgmt For For For
6 Extension of Mgmt For For For
Implementation Date
for Increase in
Shareholding
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 06/04/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report and Its Mgmt For For For
Summary
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Capital Allocation for Mgmt For For For
Covering Project's
Fund
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 07/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Projects Mgmt For For For
2 Capital Increase and Mgmt For Abstain Against
Equity Transfer
Agreement
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 08/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For For For
Stock Options
Plan
2 Management Measures Mgmt For For For
for Employee Stock
Options
Plan
3 Board Authorization to Mgmt For For For
Implement Employee
Stock Options
Plan
4 Waiver of Preemptive Mgmt For For For
Rights and Signing of
Agreement
5 Waiver of Preemptive Mgmt For For For
Rights
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 06/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
7 2018 Internal Control Mgmt For For For
Self-Evaluation
Report
8 2019 Related Party Mgmt For For For
Transactions
9 2019 Investment Preplan Mgmt For For For
10 Reappointment of Mgmt For For For
Auditor
11 Expansion of Business Mgmt For For For
Scope and Amendments
to
Articles
12 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
13 Eligibility for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
14 Type of Securities to Mgmt For For For
Be
Issued
15 Issuing Volume Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Bond Duration Mgmt For For For
18 Interest Rate Mgmt For For For
19 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
20 Conversion Period Mgmt For For For
21 Determination and Mgmt For For For
Adjustment of The
Conversion
Price
22 Downward Adjustment to Mgmt For For For
The Conversion
Price
23 Determining Method for Mgmt For For For
The Number of
Converted
Shares
24 Redemption Clauses Mgmt For For For
25 Resale Clauses Mgmt For For For
26 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
27 Issuing Targets and Mgmt For For For
Method
28 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
29 Matters Regarding Mgmt For For For
Bondholders
Meetings
30 Purpose of The Raised Mgmt For For For
Funds
31 Guarantee Matters Mgmt For For For
32 Deposit and Management Mgmt For For For
of The Raised
Funds
33 The Valid Period of Mgmt For For For
The Plan for The
Issuance of
Convertible Corporate
Bonds
34 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
35 Feasibility Analysis Mgmt For For For
Report on Use of
Raised
Funds
36 Report on Use of Mgmt For For For
Previously Raised
Funds
37 Full Authorization to Mgmt For For For
Board Handling
Matters Regarding
Issuance of
Bonds
38 Diluted Immediate Mgmt For For For
Return After Issuance
of
Bonds
39 Constitution of Rules Mgmt For For For
Governing
Bondholders' Meeting
for Convertible
Bonds
________________________________________________________________________________
Wanda Film Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002739 CINS Y94885103 12/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Counter-parties Mgmt For For For
3 Underlying Assets Mgmt For For For
4 Transaction Price Mgmt For For For
5 Payment of Mgmt For For For
Consideration
6 Stock Type and Par Mgmt For For For
Value
7 Issuing Targets Mgmt For For For
8 Pricing Basis Mgmt For For For
9 Volume of Issuance Mgmt For For For
10 Listing Place Mgmt For For For
11 Lockup Period Mgmt For For For
Arrangement
12 Arrangement for Mgmt For For For
Profits and Losses
During Transitional
Period
13 Arrangement for Mgmt For For For
Accumulated Retained
Profits
14 Contractual Mgmt For For For
Obligations for
Breach of
Contract
15 Performance Mgmt For For For
Commitments and
Compensation
Arrangement
16 Validity Period of Mgmt For For For
Resolution
17 Authorization of Legal Mgmt For For For
Formalities
18 Constitution of Major Mgmt For For For
Restructuring
19 Report on Connected Mgmt For For For
Transaction
20 Conditional Mgmt For For For
Transaction
Agreement
21 Statement of Mgmt For For For
Compliance Regarding
Legal Documents for
Aquisition
22 Aquisitions Compliance Mgmt For For For
with Article
4
23 Aquisitions Compliance Mgmt For For For
with Article
43
24 Approval of Audit Mgmt For For For
Report
25 Independence and Other Mgmt For For For
Requirements for
Evaluation
Entity
26 Statement Regarding Mgmt For For For
Impact of Diluted
Immediate Returns on
Asset
Purchase
27 Ratification of Board Mgmt For For For
Acts
28 Amendments to Articles Mgmt For For For
29 Shareholder Returns Mgmt For For For
Plan
30 Directors' Fees Mgmt For For For
31 Election of Directors Mgmt For For For
32 Election of Directors Mgmt For For For
33 Election of Directors Mgmt For For For
34 Election of Directors Mgmt For For For
35 Election of Directors Mgmt For For For
36 Election of Directors Mgmt For For For
37 Election of Mgmt For For For
Supervisory
Board
38 Election of Mgmt For Against Against
Supervisory
Board
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Misc. Management Mgmt For For For
Proposal
3 Misc. Management Mgmt For For For
Proposal
4 Amendments to Articles Mgmt For For For
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 04/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
8 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
9 Investment in Low-Risk Mgmt For For For
Financial
Products
10 Approval of Cash Mgmt For For For
Management
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 10/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Stock Mgmt For For For
Options And
Restricted Stock
Incentive Plan:
Number of Stock,
Participants, and
Price
2 Amendments to Use of Mgmt For For For
Proceeds
3 Amendments to Stock Mgmt For For For
Options And
Restricted Stock
Incentive Plan:
Targets, Number of
Stock and Repurchase
of
Shares
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wangsu Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300017 CINS Y7689Q108 11/01/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Mgmt For For For
Repurchase
Shares
11 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 05/06/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Confirmation of Mgmt For For For
Previously Entrusted
Wealth
Management
10 Guarantee of Raw Mgmt For For For
Material Payment
Provision
11 Confirmation of Mgmt For For For
Directors' and
Supervisors'
Compensations
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WEN Zhifen Mgmt For For For
2 Elect WEN Pengcheng Mgmt For For For
3 Elect YAN Juran Mgmt For For For
4 Elect WEN Junsheng Mgmt For For For
5 Elect WEN Xiaoqiong Mgmt For For For
6 Elect HUANG Songde Mgmt For For For
7 Elect YAN Junneng Mgmt For For For
8 Elect LI Shaosong Mgmt For For For
9 Elect CHEN Shu Mgmt For For For
10 Elect WAN Liangyong Mgmt For For For
11 Elect HU Yinchang Mgmt For For For
12 Elect CAO Yangfeng Mgmt For For For
13 HE Weiguang Mgmt For Against Against
14 CHEN Zhiqiang Mgmt For Against Against
15 HUANG Bochang Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Articles Mgmt For For For
18 Application for Credit Mgmt For For For
Financing to
Bank
19 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 03/21/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect XU Zhaohui Mgmt For For For
3 Elect WANG Maoan Mgmt For For For
4 Elect CHEN Qiang Mgmt For For For
5 Elect LUAN Lan Mgmt For For For
6 Elect ZHUANG Qifei Mgmt For For For
7 Elect DENG Ying Mgmt For For For
8 Elect XU Qian Mgmt For For For
9 Elect CHANG Xiaorun Mgmt For For For
10 Elect GUO Suiying Mgmt For For For
11 Elect DUAN Yalin Mgmt For For For
12 Elect ZHENG Zhi Mgmt For For For
13 Elect ZHOU Renyong Mgmt For Against Against
14 Elect LIU Jie Mgmt For For For
15 Elect KANG Wei Mgmt For Against Against
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shaanxi Investment Mgmt For For For
Group Co.,
Ltd.
6 Shaanxi Huaqin Mgmt For For For
Investment Group Co.,
Ltd.
7 Western Trust Co., Ltd. Mgmt For For For
8 Shaanxi Qingshuichuan Mgmt For For For
Energy Co.,
Ltd.
9 Shaanxi Jintai Hengye Mgmt For For For
Real Estate Co., Ltd.
and Shanghai Jinshan
Industrial
Development Co.,
Ltd.
10 Shaanxi Jinxin Mgmt For For For
Industrial
Development Co.,
Ltd.
11 Shaanxi Qinlong Mgmt For For For
Electric Power Co.,
Ltd.
12 Shaanxi Huashan Mgmt For For For
Enterprise Co.,
Ltd.
13 Macau Huashan Mgmt For For For
Enterprise
International
Economic And
Technical Cooperation
And Trade Co.,
Ltd.
14 Shaanxi Growth Mgmt For For For
Enterprise Guide Fund
Management Co.,
Ltd.
15 Shaanxi Shantou Mgmt For For For
Capital Management
Co.,
Ltd.
16 Shaanxi Jintai Mgmt For For For
Chlor-Alkali Chemical
Co.,
Ltd.
17 Shaanxi Aviation Mgmt For For For
Industry Development
Group Co.,
Ltd.
18 Sofitel Hotel Of Xian Mgmt For For For
Renmin Building Co.,
Ltd.
19 Hotels Subordinated To Mgmt For For For
Shaanxi Jinxin
Industrial
Development Co.,
Ltd.
20 Shaanxi Jinxin Mgmt For For For
Catering Management
Co.,
Ltd.
21 Xian Renmin Building Mgmt For For For
Co.,
Ltd.
22 Scale of Investment Mgmt For For For
23 Authority to Issue Mgmt For For For
Debt
Instruments
24 Establishment of Mgmt For For For
Subsidiary
25 Appointment of Auditor Mgmt For For For
26 Amendments to Mgmt For For For
Procedural Rules for
Shareholders
Meetings
27 Amendments to Mgmt For For For
Procedural Rules for
Board
Meetings
28 Amendments to Mgmt For For For
Procedural Rules for
Supervisory Board
Meetings
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Income
Receipts
2 Authority to Issue Mgmt For For For
Corporate Debt
Instruments
3 Authority to Increase Mgmt For For For
Subsidiary Registered
Capital
________________________________________________________________________________
Western Securities Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/15/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Construction of Office Mgmt For For For
Building
2 Lease of Property Mgmt For For For
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 03/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Business Mgmt For For For
Scope
3 Amendment to Articles Mgmt For For For
4 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Winning Health Technology Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 09/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For Abstain Against
Issuance of
Convertible
Bonds
2 Type Mgmt For Abstain Against
3 Issuing Scale Mgmt For Abstain Against
4 Par Value Mgmt For Abstain Against
5 Bond Duration Mgmt For Abstain Against
6 Interest Rate Mgmt For Abstain Against
7 Time and Method Mgmt For Abstain Against
8 Conversion Period Mgmt For Abstain Against
9 Determination and Mgmt For Abstain Against
Adjustment of
Conversion
Price
10 Downward Adjustment of Mgmt For Abstain Against
Conversion
Price
11 Determination of Mgmt For Abstain Against
Number of Converted
Shares
12 Redemption Clauses Mgmt For Abstain Against
13 Resale Clauses Mgmt For Abstain Against
14 Attribution of Related Mgmt For Abstain Against
Dividends
15 Issuing Targets Mgmt For Abstain Against
16 Arrangement for Mgmt For Abstain Against
Placement to Existing
Shareholders
17 Bondholders Meetings Mgmt For Abstain Against
18 Purpose of Raised Funds Mgmt For Abstain Against
19 Management of Raised Mgmt For Abstain Against
Funds and Deposit
Account
20 Guarantee Matters Mgmt For Abstain Against
21 Validity of Resolution Mgmt For Abstain Against
22 Preplan For Public Mgmt For Abstain Against
Issuance Of
Convertible
Bonds
23 Demonstration Analysis Mgmt For Abstain Against
Report on Public
Issuance of
Convertible
Bonds
24 Feasibility Study Mgmt For Abstain Against
Report on Public
Issuance of
Convertible
Bonds
25 Report on Deposit and Mgmt For For For
Use of Raised
Funds
26 Approval of Dilution Mgmt For Abstain Against
Measures for Bond
Issuance
27 Constitution of Mgmt For Abstain Against
Procedural Rules:
Bondholders
Meeting
28 Board Authorization to Mgmt For Abstain Against
Implement Corporate
Bonds
Issuance
29 Amendments to Articles Mgmt For For For
30 Shareholder Returns Mgmt For For For
Plan
31 Elect ZHONG Jing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 11/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 11/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 11/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Mgmt For For For
Repurchase
Shares
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Wonders Information Company Limited
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 12/10/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Wonders Information Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 02/13/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
(Bundled)
________________________________________________________________________________
Wonders Information Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 03/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to amend the Mgmt For For For
Company's articles of
association
________________________________________________________________________________
Wonders Information Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 03/25/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHA Zhongmin as Mgmt For For For
Director
________________________________________________________________________________
Wonders Information Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Audit Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Wonders Information Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
300168 CINS Y9669S104 06/14/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Some Mgmt For For For
Equities and
Provision of
Guarantees to A
Company
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 07/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Employee Mgmt For Against Against
Stock Purchase
Plan
2 Management Rules of Mgmt For Against Against
Employee Stock
Ownership
Plan
3 Board Authorization to Mgmt For Against Against
Implement Employee
Stock Ownership
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Declare Mgmt For For For
Interim
Dividends
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 10/08/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions: Sale of
Auto
Parts
________________________________________________________________________________
Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 11/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Appointment of Mgmt For For For
Internal Control
Auditor
________________________________________________________________________________
Wuhu Token Science Company Limited
Ticker Security ID: Meeting Date Meeting Status
300088 CINS Y9717T104 05/16/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
7 Internal Control Self Mgmt For For For
Assessment
Report
8 Authority to Give Mgmt For For For
Guarantees
9 Statement on the Use Mgmt For For For
of
Funds
10 Supervisors' Report Mgmt For For For
11 Resignation of Non Mgmt For For For
Independent
Director
12 Election of Supervisor Mgmt For Against Against
13 Approval of Borrowing Mgmt For For For
14 Resignation of Mgmt For For For
Independent
Director
15 Resignation of Mgmt For For For
Independent
Director
________________________________________________________________________________
Wuhu Token Science Company Limited
Ticker Security ID: Meeting Date Meeting Status
300088 CINS Y9717T104 07/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Mgmt For For For
Self-Examination
Report
2 Undertaking Letters Mgmt For For For
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Wuhu Token Science Company Limited
Ticker Security ID: Meeting Date Meeting Status
300088 CINS Y9717T104 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 YAO Weidong Mgmt For For For
2 FANG Rong Mgmt For For For
3 LI Jun Mgmt For For For
4 XING Hui Mgmt For For For
5 Election of Mgmt For Against Against
Supervisory
Board
________________________________________________________________________________
Wuhu Token Science Company Limited
Ticker Security ID: Meeting Date Meeting Status
300088 CINS Y9717T104 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
2 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 03/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Continuing Connected Mgmt For For For
Transactions ( A
Share)
3 Product Sales Mgmt For For For
Framework Agreement (
H
Share)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Issue Mgmt For For For
Debt
Instruments
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Provision of Letter of Mgmt For Abstain Against
Guarantee for
Subsidiaries
9 Provision of New Mgmt For Abstain Against
Guarantees for
Subsidiaries
10 Approval of Exchange Mgmt For For For
Rate and Interest
Rate Hedging
Business
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Directors' Fees Mgmt For For For
13 Supervisors' Fees Mgmt For For For
14 Elect WU Gang Mgmt For For For
15 Elect WANG Haibo Mgmt For Against Against
16 Elect CAO Zhigang Mgmt For For For
17 Elect GAO Jianjun Mgmt For For For
18 Elect GU Hongmei Mgmt For For For
19 Elect LU Hailin Mgmt For For For
20 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
21 Elect WEI Wei Mgmt For For For
22 Elect YANG Jianping Mgmt For For For
23 Elect HAN Zongwei Mgmt For Against Against
24 Elect LUO Jun Mgmt For Against Against
25 Elect XIAO Hong Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GU Hongmei Mgmt For For For
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 02/18/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Credit and Mgmt For Against Against
Guarantees
2 Issuance of Credit and Mgmt For Against Against
Guarantees
3 Issuance of Credit and Mgmt For Against Against
Guarantees
4 Issuance of Credit and Mgmt For Against Against
Guarantees
5 Issuance of Credit and Mgmt For Against Against
Guarantees
6 Issuance of Credit and Mgmt For Against Against
Guarantees
7 Issuance of Credit and Mgmt For Against Against
Guarantees
8 Issuance of Credit and Mgmt For Against Against
Guarantees
9 Issuance of Credit and Mgmt For Against Against
Guarantees
10 Issuance of Credit and Mgmt For Against Against
Guarantees
11 Issuance of Credit and Mgmt For Against Against
Guarantees
12 Issuance of Credit and Mgmt For Against Against
Guarantees
13 Issuance of Credit and Mgmt For Against Against
Guarantees
14 Issuance of Credit and Mgmt For Against Against
Guarantees
15 Issuance of Credit and Mgmt For Against Against
Guarantees
16 Issuance of Credit and Mgmt For Against Against
Guarantees
17 Issuance of Credit and Mgmt For Against Against
Guarantees
18 Issuance of Credit and Mgmt For Against Against
Guarantees
19 Issuance of Credit and Mgmt For Against Against
Guarantees
20 Authority to Issue Mgmt For For For
Debt
Instruments
21 Approval of Financial Mgmt For For For
Aid
22 Related Party Mgmt For For For
Transactions
23 Related Party Mgmt For For For
Transactions
24 Related Party Mgmt For For For
Transactions
25 Related Party Mgmt For For For
Transactions
26 Related Party Mgmt For For For
Transactions
27 Related Party Mgmt For For For
Transactions
28 Related Party Mgmt For For For
Transactions
29 Related Party Mgmt For For For
Transactions
30 Related Party Mgmt For For For
Transactions
31 Related Party Mgmt For For For
Transactions
32 Related Party Mgmt For For For
Transactions
33 Related Party Mgmt For For For
Transactions
34 Related Party Mgmt For For For
Transactions
35 Related Party Mgmt For For For
Transactions
36 Related Party Mgmt For For For
Transactions
37 Related Party Mgmt For For For
Transactions
38 Related Party Mgmt For For For
Transactions
39 Related Party Mgmt For For For
Transactions
40 Extension of Validity Mgmt For For For
Period
41 Extension of Validity Mgmt For For For
Period for
Authorization of
Private
Placement
42 Amendments to Mgmt For Abstain Against
Procedural
Rules:External
Guarantee
System
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 03/27/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Alar City Mgmt For For For
Fulida Fiber Co.,
Ltd.
2 Authority to Bazhou Mgmt For For For
Jinfu Special Yarn
Co.,
Ltd.
3 Authority to Xinjiang Mgmt For For For
Weizhen Petrochemical
Co.,
Ltd.
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 04/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2019 Budget Report Mgmt For For For
6 2018 Allocation of Mgmt For For For
Profits
7 2018 Report on the Use Mgmt For For For
of Raised
Funds
8 Authority to Provide Mgmt For For For
Guarantees to a
Subsidiary
9 Authority to Provide Mgmt For For For
Guarantees to a
Subsidiary
10 Authority to Provide Mgmt For For For
Guarantees to a
Subsidiary
11 Report on Project Delay Mgmt For For For
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 05/07/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Alar City Fulida Fiber Mgmt For For For
Co.,
Ltd
2 Bazhou Jinfu Special Mgmt For For For
Yarn Co., Ltd
3 Xinjiang Fuli Zhenlun Mgmt For For For
Cotton Co.,Ltd
4 Shanghai Zhongtai Mgmt For For For
Duojing Trading Co.,
Ltd
5 Xinjiang Zhongtai Mgmt For For For
Chenmincal Co., Ltd
6 Investment in Reverse Mgmt For For For
Repo
________________________________________________________________________________
Xinjiang Zhongtai Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 06/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority of Guarantee Mgmt For Against Against
Provision for
Shanghai Zhongtai
International Trading
Co.,
Ltd.
2 Authority of Guarantee Mgmt For Against Against
Provision for
Xinjiang Shengxiong
Energy Co.,
Ltd.
3 Authority of Guarantee Mgmt For Against Against
Provision for Alar
City Fulida Fiber
Co.,
Ltd.
4 Authority of Guarantee Mgmt For Against Against
Provision for
Xinjiang Korla
Zhongtai
Petrochemical Co.,
Ltd.
5 Authority of Guarantee Mgmt For Against Against
Provision for
Xinjiang Meike
Chemical Co.,
Ltd.
6 Related Party Mgmt For For For
Transactions with
Alar City Fulida
Fiber Co.,
Ltd.
7 Related Party Mgmt For For For
Transactions between
Xinjiang Fulida Fiber
Co., Ltd. and Alar
City Fulida Fiber
Co., Ltd.
nad
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 07/16/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Management Measures:
Performance Appraisal
and
Remuneration
5 Xinjiang Zhongtai Mgmt For For For
Chemical Tokson
Energy Chemical Co.,
Ltd.
6 Xinjiang Zhongtai Mgmt For For For
Finance Leasing Co.,
Ltd: Sublease
Business
7 Xinjiang Zhongtai Mgmt For For For
Finance Leasing Co.,
Ltd: Assets-backed
Business
8 Urumqi Huan Peng Co., Mgmt For For For
Ltd.
9 Tokkexun County Xinye Mgmt For For For
Mining Co.,
Ltd.
10 Zhongtai (Dangara) Mgmt For For For
Xinsi Road Textile
Industry Co.,
Ltd.
11 Xinjiang Blue Sky Mgmt For For For
Logistics
Petrochemical Co.,
Ltd
12 Xinjiang Zhongtai Mgmt For For For
Finance Leasing Co.,
Ltd.
13 Xingjiang Zhongtai Mgmt For For For
Guoxin Energy Saving
and Environmental
Protection Co.,
Ltd.
14 Xingjiang Zhongtai New Mgmt For For For
Technology Research
Co.,
Ltd.
15 Xinjiang Zhongtai Mgmt For For For
Minsheng Property
Service Co.,
Ltd.
16 Xinjiang Zhongtai Mgmt For For For
(Group) Co.,
Ltd.
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 08/31/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xinjiang Huatai Heavy Mgmt For Against Against
Chemical Co.,
Ltd.
2 Xinjiang Zhongtai Mgmt For Against Against
Chemical Fukang
Energy Co.,
Ltd.
3 Xinjiang Blue Sky Mgmt For Against Against
Petrochemical
Logistics Co.,
Ltd.
4 Xinjiang Fulida Fiber Mgmt For Against Against
Co.,
Ltd.
5 Beijing Zhongtai Qili Mgmt For Against Against
International Science
& Trade Co.,
Ltd.
6 Appointment of Auditor Mgmt For For For
7 Amendments to Use of Mgmt For For For
Proceeds
8 Replenish Working Mgmt For For For
Capital with Idle
Funds
9 Amendments to Project Mgmt For For For
and Replenish Working
Capital with Idle
Funds
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Acquisition
Framework
Agreement
2 Connected Transactions Mgmt For For For
Regarding Capital
Increase and Share
Expansion
3 Financial Aid Mgmt For For For
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 10/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 For Application of Mgmt For Against Against
Entrusted
Loans
2 For Credit Line Mgmt For Against Against
Application of
Guangzhou Chuangying
Chemical Industry
Material Co.,
Ltd.
3 For Credit Line Mgmt For Against Against
Application of Alar
City Fulida Fiber
Co.,
Ltd.
4 For Credit Line Mgmt For Against Against
Application of
Xinjiang Fulida Fiber
Co.,
Ltd.
5 For Xinjiang Zhongtai Mgmt For Against Against
Chemical Tokson
Energy Chemical Co.,
Ltd.
6 For Xinjiang Mgmt For Against Against
Shengxiong Energy
Co.,
Ltd.
7 For Xinjiang Mgmt For Against Against
Shengxiong
Chlor-alkali Co.,
Ltd.
8 For Credit Line Mgmt For Against Against
Application of Toksun
Yutian Coal Industry
Co., Ltd. and
Xinjiang Tianyu Coal
Chemical Group Co.,
Ltd. Equity Pledge
Provision as well as
Toksun Panji Coal
Industry Co.,
Ltd.
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 11/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xinjiang Huatai Heavy Mgmt For For For
Chemical Co.,
Ltd.
2 Xinjiang Blue Sky Mgmt For For For
Petrochemical
Logistics Co.,
Ltd.
3 Xinjiang Blue Sky Mgmt For For For
Petrochemical
Logistics Co.,
Ltd.
4 Beijing Zhongtai Qili Mgmt For For For
International Science
& Trade Co.,
Ltd.
5 Xinjiang Zhongtai Mgmt For For For
Import and Export
Trade Co.,
Ltd.
6 Xinjiang Tiantong Mgmt For For For
Modern Logistics Co.,
Ltd.
7 Xinjiang Zhongtai Mgmt For For For
Finance Leasing Co.,
Ltd.
8 Shanghai Xinpu Mgmt For For For
Commercial Factoring
Co.,
Ltd.
9 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Xinjiang Zhongtai Chemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
002092 CINS Y9723L103 12/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For Against Against
Credit
2 Guarantees to Zhongtai Mgmt For Against Against
International
Development (Hong
Kong) Co.,
Ltd.
3 Guarantees to Shanghai Mgmt For Against Against
Zhongtai Duojing
International Trade
Co.,
Ltd.
4 Guarantees to Mgmt For Against Against
Guangzhou Chuangying
Chemical Materials
Co.,
Ltd.
5 Guarantees to Finance Mgmt For Against Against
Lease of Alar Fulida
Fiber Co.,
Ltd.
6 Guarantees to Credit Mgmt For Against Against
Line Application of
Alar Fulida Fiber
Co.,
Ltd.
7 Guarantees to Xinjiang Mgmt For Against Against
Shengxiong Energy
Co.,
Ltd.
________________________________________________________________________________
Yifan Pharmaceutical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 04/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Report on Deposit and Mgmt For For For
Use of
Funds
7 Appointment of Auditor Mgmt For For For
8 Wealth Management Mgmt For For For
Products
9 Foreign Exchange Mgmt For For For
Transactions
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt
Instruments
12 Equity Compensation Mgmt For For For
Plan
13 Equity Compensation Mgmt For For For
Plan Management
Measures
14 Board Authorization Mgmt For For For
for Equity
Compensation
Plan
15 Termination of Project Mgmt For For For
16 Elect Director Mgmt For For For
17 Elect Director Mgmt For For For
18 Elect Director Mgmt For For For
19 Elect Director Mgmt For For For
20 Elect Director Mgmt For For For
21 Elect Director Mgmt For For For
22 Elect Independent Mgmt For For For
Director
23 Elect Independent Mgmt For For For
Director
24 Elect Independent Mgmt For For For
Director
25 Elect Supervisor Mgmt For Against Against
26 Elect Supervisor Mgmt For For For
________________________________________________________________________________
Yifan Pharmaceutical Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Misc. Proposal Mgmt For For For
Regarding
Capital
________________________________________________________________________________
Yunda Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 The Use of Idle Equity Mgmt For For For
Fund for Wealth
Management
Products
7 Temporary Idle Mgmt For For For
Proceeds to Implement
Cash
Management
8 Repurchase and Cancel Mgmt For For For
Locked Restricted
Stocks
9 Related Party Mgmt For For For
Transactions: Waiver
of Preemptive Rights
for Capital Increase
in A Controlled
Subsidiary
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 11/02/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Authority to Mgmt For For For
Repurchase
Shares
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase
Shares
5 Authority to Mgmt For For For
Repurchase
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Mgmt For For For
Repurchase
Shares
9 Downward Adjustment to Mgmt For For For
Conversion
Price
10 Ratification of Board Mgmt For For For
Acts
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Crystal Optech Company Limited
Ticker Security ID: Meeting Date Meeting Status
002273 CINS Y98938106 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
2 Election of Directors Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Directors Mgmt For For For
6 Election of Directors Mgmt For For For
7 Election of Directors Mgmt For For For
8 Election of Directors Mgmt For For For
9 Election of Directors Mgmt For For For
10 Election of Mgmt For For For
Supervisory
Board
11 Election of Mgmt For For For
Supervisory
Board
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Annual Report Mgmt For For For
2 2018 Directors' Report Mgmt For For For
3 2018 Supervisors' Mgmt For For For
Report
4 2018 Financial Report Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 2018 Directors and Mgmt For For For
Supervisors
Fees
7 Appointment of Auditor Mgmt For For For
8 Engage in Foreign Mgmt For For For
Exchange Hedging
Transaction
9 Approval Line of Credit Mgmt For For For
10 Authority to Provide Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 06/05/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Public Mgmt For For For
Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Issuing Targets and Mgmt For For For
Method
6 Bond Duration Mgmt For For For
7 Interest Rate Mgmt For For For
8 Interest Payment Mgmt For For For
9 Guarantee Mgmt For For For
10 Conversion Period Mgmt For For For
11 Determining Method for Mgmt For For For
The Conversion
Price
12 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
13 Downward Adjustment of Mgmt For For For
Conversion
Price
14 Determining Method for Mgmt For For For
The Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
When Conversion
Happens
15 Redemption Clauses Mgmt For For For
16 Resale Clauses Mgmt For For For
17 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
18 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
19 Matters Regarding Mgmt For For For
Bondholders
Meetings
20 Purpose of The Raised Mgmt For For For
Funds
21 Deposit and Management Mgmt For For For
of The Raised
Funds
22 The Valid Period of Mgmt For For For
The
Resolution
23 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report on Raised Use
of
Funds
25 No Need to Prepare Mgmt For For For
Report on Use of
Previously Raised
Funds
26 Constitution of Mgmt For For For
Procedural Rules
Governing
Bondholders' Meeting
for Convertible
Bonds
27 Impact on Major Mgmt For For For
Financial Indicators
of Diluted Immediate
Return After Public
Issuance of
Convertible Corporate
Bonds and Filling
Measures to Be
Adopted
28 Full Authorization to Mgmt For For For
Board to Handle
Matters Regarding
Public Issuance of
Convertible Corporate
Bonds
29 Shareholder Returns Mgmt For Abstain Against
Plan
30 Adjustment of Partial Mgmt For Against Against
Guarantee for
Subsidiaries
31 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Restricted Mgmt For For For
Stock Incentive
Plan
2 Constitution of Mgmt For For For
Procedural Rules:
Appraisal Management
Measures for
Restricted Stock
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement Equity
Incentive
Plan
________________________________________________________________________________
Zhejiang Dahua Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhejiang NHU Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 12/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Compensation Mgmt For For For
Plan
2 Ratification of Board Mgmt For For For
Acts
3 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 05/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
and
Dividends
6 Cash Management of Mgmt For For For
Partial Idle
Funds
7 Amendments to Articles Mgmt For For For
8 Launching Bank Notes Mgmt For For For
Pool
Business
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 04/23/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Line of Mgmt For For For
Credit
7 Approval of Bill Pool Mgmt For For For
Business
8 Authority to Give Mgmt For For For
Guarantees
9 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Restricted Stock Mgmt For For For
Incentive
Plan
3 Stock Appreciation Mgmt For For For
Right Incentive
Plan
4 Appraisal Management Mgmt For For For
Measures for the
Implementation of
2018 Equity Incentive
Plan
5 Board Authorization to Mgmt For For For
Implement 2018 Equity
Incentive
Plan
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 12/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yabo Mgmt For For For
2 Elect WANG Dayong Mgmt For For For
3 Elect YU Shuli Mgmt For For For
4 Elect NI XIaoming Mgmt For For For
5 Elect CHEN Yuzhong Mgmt For For For
6 Elect ZHANG Shabo Mgmt For For For
7 Elect JI Hua Mgmt For For For
8 Elect SHEN Yuping Mgmt For For For
9 Elect ZHANG Yaping Mgmt For For For
10 Elect WENG Weifeng Mgmt For Against Against
11 Elect ZHAO Yajun Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Cash Management with Mgmt For For For
Idle
Funds
14 Amendments to Articles Mgmt For For For
15 Objective Mgmt For For For
16 Method Mgmt For For For
17 Price Mgmt For For For
18 Type Mgmt For For For
19 Time Limit Mgmt For For For
20 Validity Mgmt For For For
21 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Supor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 2018 Allocation of Mgmt For For For
Profits
6 Appointment of Auditor Mgmt For For For
7 Related Party Mgmt For For For
Transactions with SEB
S.A.
8 Investment in Wealth Mgmt For For For
Management Products
with Idle
Funds
9 Authority to Mgmt For For For
Repurchase and Cancel
Shares
10 Amendments to Articles Mgmt For For For
11 Elect Herve Machenaud Mgmt For For For
as Independent
Director
12 Elect Jean-Michel Mgmt For For For
Piveteau as
Independent
Director
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 01/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 04/18/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Approval of Borrowing Mgmt For For For
8 Launching a Business Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 05/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period for Private
Placement
2 Extension of Board Mgmt For For For
Authorization for
Private
Placement
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Loan Quota Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 09/07/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Loan Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 09/13/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Management Mgmt For For For
Proposal
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 10/19/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuing Volume And Par Mgmt For For For
Value
3 Bond Type And Duration Mgmt For For For
4 Interest Rate And Mgmt For For For
Method For Repayment
Of Principal And
Interest
5 Issuing Method Mgmt For For For
6 Issuing Targets Mgmt For For For
7 Arrangement For Mgmt For For For
Placement To Existing
Shareholders
8 Redemption Or Resale Mgmt For For For
Terms
9 Guarantee Arrangement Mgmt For For For
10 Purpose Of The Raised Mgmt For For For
Funds
11 Raised Funds Dedicated Mgmt For For For
Account
12 Underwriting Method Mgmt For For For
And Listing
Arrangement
13 Repayment Guarantee Mgmt For For For
Measures
14 Valid Period Of The Mgmt For For For
Resolution
15 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zhejiang Wanfeng Auto Wheel Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002085 CINS Y9892K100 11/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Misc. Proposal Mgmt For For For
Regarding
Capital
2 Authority to Give Mgmt For For For
Guarantees
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural
Rules
Fund Name : VanEck Vectors Coal ETF
________________________________________________________________________________
Arch Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARCH CUSIP 039380407 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Bartels,
Jr.
1.2 Elect James N. Chapman Mgmt For For For
1.3 Elect John W. Eaves Mgmt For For For
1.4 Elect Sherman K. Mgmt For For For
Edmiston
III
1.5 Elect Robert B Hamill Mgmt For For For
1.6 Elect Holly K. Koeppel Mgmt For For For
1.7 Elect Patrick A Mgmt For For For
Krieghauser
1.8 Elect Richard A. Mgmt For For For
Navarre
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 10/18/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Timothy M. Mgmt For For For
Poole
3 Re-elect Samantha Mgmt For For For
(Sam) L.
Lewis
4 Elect Marcelo H. Bastos Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Andrew
Harding)
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statement Mgmt For For For
2018
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget 2019 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 2018 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
10 2018 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
11 2018 Financial Mgmt For For For
Services Framework
Agreement
12 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Yanjiang Mgmt For For For
3 Elect PENG Yi Mgmt For For For
4 Elect NIU Jianhua Mgmt For For For
5 Elect DU Ji'an Mgmt For Against Against
6 Elect ZHAO Rongzhe Mgmt For For For
7 Elect XU Qian Mgmt For For For
8 Elect ZHANG Ke Mgmt For For For
9 Elect ZHANG Chengjie Mgmt For For For
10 Elect LEUNG Chong Shun Mgmt For For For
11 Elect ZHOU Litao Mgmt For For For
12 Elect WANG Wenzhang Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Mutual Coal Supply Mgmt For For For
Agreement
11 Mutual Supplies and Mgmt For For For
Services
Agreement
12 Financial Services Mgmt For For For
Agreement
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules of
the General
Meeting
15 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
16 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
17 Elect WANG Xiangxi Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Consol Energy Inc
Ticker Security ID: Meeting Date Meeting Status
CEIX CUSIP 20854L108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph P. Platt Mgmt For For For
1.2 Elect Edwin S. Roberson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Coronado Global Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CRN CINS U2024H107 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Garold (Gerry) Mgmt For For For
Spindler
2 Elect William (Bill) Mgmt For For For
Koeck
3 Elect Philip Mgmt For For For
Christensen
4 Elect Greg Pritchard Mgmt For For For
5 Elect Ernie Thrasher Mgmt For For For
6 Elect Laura Tyson Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/23/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Geraldine J. Mgmt For For For
Fraser-Moleketi
2 Elect Mark J. Moffett Mgmt For For For
3 Elect Isaac Li Mgmt For For For
Mophatlane
4 Re-elect Ras Myburgh Mgmt For For For
5 Re-elect Peet Snyders Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Mark J.
Moffett)
7 Elect Audit Committee Mgmt For For For
Member (Isaac Li
Mophatlane)
8 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
9 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
10 Elect Social and Mgmt For For For
Ethics Committee
Member (Geraldine J.
Fraser-Moleketi)
11 Elect Social and Mgmt For For For
Ethics Committee
Member (Daphne
Mashile-Nkosi)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
13 Elect Social and Mgmt For For For
Ethics Committee
Member (Isaac Li
Mophatlane)
14 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
15 Appointment of Auditor Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 General Authority to Mgmt For For For
Issue Ordinary
Shares
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance (Section
44)
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Approve Remuneration Mgmt For For For
Policy
24 Approve Remuneration Mgmt For For For
Implementation
Report
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa S.A.
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 06/26/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Supervisory Board
Report
(Accounts
and Reports;
Allocation of
Profits)
8 Presentation of Mgmt For For For
Supervisory Board
Report
(Consolidated Accounts
and
Reports)
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
10 Presentation of Mgmt For For For
Financial
Statements
11 Presentation of Mgmt For For For
Management Board
Report
12 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
13 Presentation of Report Mgmt For For For
on Public
Administration
Payments
14 Presentation of Mgmt For For For
Management Board
Motion
on
Allocation of Profits
15 Presentation of Mgmt For For For
Management Board
Report on Reserve
Capital
16 Financial Statements Mgmt For For For
17 Management Board Report Mgmt For For For
18 Financial Statements Mgmt For For For
(Consolidated)
19 Report on Public Mgmt For For For
Administration
Payments
20 Allocation of Mgmt For For For
Profits/Dividends
21 Transfer of Reserves Mgmt For For For
22 Presentation of Report Mgmt For For For
on 2018
Expenditures
23 Ratification of Mgmt For For For
Management Board
Acts
24 Ratification of Mgmt For For For
Supervisory Board
Acts
25 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Management
Board Remuneration
Policy
26 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendment
to Supervisory Board
Remuneration
Policy
27 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Articles of
Association
28 Presentation of Mgmt For For For
Information Regarding
Qualification
Procedure for
Management Board
Members
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 03/21/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Establish Mgmt For For For
Pledge on Real
Assets
8 Acquisition of Mgmt For For For
Przedsiebiorstwa
Budowy Szybow
S.A.
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 12/07/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
8 Amendments to General Mgmt For For For
Meeting
Regulations
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704551100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Malone Mgmt For For For
2 Elect Andrea E. Bertone Mgmt For For For
3 Elect Nicholas J. Mgmt For For For
Chirekos
4 Elect Stephen E. Gorman Mgmt For For For
5 Elect Glenn L. Kellow Mgmt For For For
6 Elect Joe W. Laymon Mgmt For For For
7 Elect Teresa S. Madden Mgmt For For For
8 Elect Kenneth W. Moore Mgmt For For For
9 Elect Michael W. Mgmt For For For
Sutherlin
10 Elect Shaun A. Usmar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/30/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
4 Appointment of Auditor Mgmt For Against Against
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 12/14/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Director Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
(Slate)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 12/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 06/18/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 11/29/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Director Mgmt For For For
and Commissioner
(Slate)
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'Fees
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For For For
and/or Commissioners
(Slate)
7 Use of Proceeds Mgmt For For For
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 08/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Resignation of Mgmt For For For
Commissioners and
Re-designation of
Directors
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 05/06/2019 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to Order and Mgmt For For For
Proof of Notice of
Meeting
3 Certification Of Quorum Mgmt For For For
4 Meeting Minutes Mgmt For For For
5 Management's Report Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Isidro A. Mgmt For For For
Consunji
9 Elect Jorge A. Consunji Mgmt For For For
10 Elect Cesar A. Mgmt For Against Against
Buenaventura
11 Elect Herbert M. Mgmt For For For
Consunji
12 Elect Maria Cristina Mgmt For Against Against
C.
Gotianun
13 Elect Edwina C. Laperal Mgmt For For For
14 Elect Josefa Consuelo Mgmt For For For
C.
Reyes
15 Elect Luz Consuelo A. Mgmt For For For
Consunji
16 Elect Nestor D. Dadivas Mgmt For For For
17 Elect Rogelio M. Murga Mgmt For Against Against
18 Elect Honorio Reyes-Lao Mgmt For Against Against
19 Right to Adjourn Mgmt For For For
Meeting
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 05/16/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ding Rucai Mgmt For Against Against
6 Elect CHOI Wai Yin Mgmt For Against Against
7 Elect Japhet Sebastian Mgmt For Against Against
Law
8 Elect CHANG Cun Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SunCoke Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Peiser Mgmt For For For
2 Elect John W. Rowe Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Dominic S. Barton Mgmt For For For
1.3 Elect Quan Chong Mgmt For For For
1.4 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Eiichi Fukuda Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For For For
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Sheila A. Murray Mgmt For For For
1.11 Elect Tracey L. McVicar Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Una M. Power Mgmt For For For
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Tractors Tbk
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/16/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Warrior Met Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 93627C101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen D. Mgmt For For For
Williams
1.2 Elect Ana Amicarella Mgmt For For For
1.3 Elect J. Brett Harvey Mgmt For For For
1.4 Elect Trevor Mills Mgmt For For For
1.5 Elect Walter J. Mgmt For For For
Scheller,
III
1.6 Elect Alan H. Mgmt For For For
Schumacher
1.7 Elect Gareth N. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Extension of Share Mgmt For For For
Transfer
Restrictions
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Washington H. Soul Pattinson and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS Q85717108 12/07/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael J. Mgmt For For For
Hawker
4 Re-elect Robert G. Mgmt For For For
Westphal
5 Equity Grant (MD/CEO Mgmt For For For
Todd
Barlow)
________________________________________________________________________________
Westshore Terminals Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
WTE CINS 96145A200 06/18/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William W. Mgmt For For For
Stinson
3 Elect M. Dallas H. Ross Mgmt For Against Against
4 Elect Brian Canfield Mgmt For Against Against
5 Elect Glen Clark Mgmt For For For
6 Elect H. Clark Hollands Mgmt For For For
7 Elect Steve Akazawa Mgmt For Against Against
8 Elect Nick Desmarais Mgmt For For For
9 Elect Dianne Watts Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitehaven Coal Limited
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 10/25/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For Against Against
4 Equity Grant (MD/CEO Mgmt For Against Against
Paul
Flynn)
5 Elect Fiona Robertson Mgmt For For For
6 Re-elect Julie Beeby Mgmt For For For
7 Re-elect Raymond Zage Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Adopt Partial Takeover Mgmt For For For
Provisions
10 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Reporting
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Aligning
Strategy and Capital
Expenditure with the
Paris
Agreement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Rules of
Procedures
2 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
3 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
4 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
3 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
4 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to H Mgmt For For For
Repurchase
Shares
14 Size and Method of the Mgmt For For For
Issuance
15 Maturity Period of the Mgmt For For For
Bonds
16 Par Value and the Mgmt For For For
Issue
Price
17 Coupon Rate and Mgmt For For For
Determination
Mechanism
18 Form of the Bonds Mgmt For For For
19 Method of Interest Mgmt For For For
Payment and
Redemption
20 Guarantee Mgmt For For For
21 Underwriting Mgmt For For For
22 Target of the Issuance Mgmt For For For
23 Placing Arrangement Mgmt For For For
for
Shareholders
24 Listing Arrangement Mgmt For For For
25 Authorization Mgmt For For For
26 Elect LIU Jian Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/24/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
4 Extension of Validity Mgmt For For For
Period of
Authorization to
Implement Non-Public
Issuance of A
Shares
5 Amendments to Articles Mgmt For For For
6 HVO Sales Contract Mgmt For For For
7 Glencore Framework Mgmt For For For
Coal Purchase
Agreement
8 HVO Services Agreement Mgmt For For For
9 Yancoal Australia - Mgmt For For For
Sojitz Coal Sales
Agreement
10 Syntech - Sojitz Coal Mgmt For For For
Sales
Agreement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/24/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
Fund Name : VanEck Vectors Egypt Index ETF
________________________________________________________________________________
Abou Kir Fertilizers
Ticker Security ID: Meeting Date Meeting Status
ABUK CINS M0116K102 09/29/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Board Changes Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Legal Mgmt For TNA N/A
Consultant and
Authority to Set
Fees
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
12 Netting Contracts Mgmt For TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Abou Kir Fertilizers
Ticker Security ID: Meeting Date Meeting Status
ABUK CINS M0116K102 09/29/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Mgmt For TNA N/A
Memorandum
________________________________________________________________________________
Alexandria Mineral Oils Company
Ticker Security ID: Meeting Date Meeting Status
AMOC CINS M0726T105 09/08/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
11 Presentation of Mgmt For TNA N/A
Information
Concerning the Shu'la
Land
12 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Arabian Food Industries Co.
Ticker Security ID: Meeting Date Meeting Status
DOMT CINS M1376L103 08/05/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Financial Statements Mgmt For TNA N/A
(Reissued)
3 Auditors' Report Mgmt For TNA N/A
(Reissued)
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 04/08/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
issuer)
5 Amendment to the Mgmt For For For
Performance Share
Plan
6 Increase in Directors' Mgmt For For For
Fee
Cap
7 Elect Josef El-Raghy Mgmt For For For
8 Elect Andrew Pardey Mgmt For For For
9 Elect Ross Jerrard Mgmt For For For
10 Elect Gordon E. Haslam Mgmt For For For
11 Elect Alison Baker Mgmt For For For
12 Elect Ibrahim Fawzy Mgmt For For For
13 Elect Mark R. Arnesen Mgmt For For For
14 Elect Mark Bankes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/10/2019 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Directors' Report and
Corporate Governance
Report
2 Presentation of Mgmt For For For
Auditor's
Report
3 Financial Statements Mgmt For For For
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Employee Profit
Sharing
Plan
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Charitable Donations Mgmt For Abstain Against
9 Presentation of Mgmt For For For
Information on
Committee Members'
Fees
10 Related Party Mgmt For Abstain Against
Transactions
11 Increase in Authorised Mgmt For For For
Capital
12 Amendments to Articles Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 06/12/2019 Voted
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorised Mgmt For For For
Capital
2 Amendments to Article 4 Mgmt For For For
3 Amendments to Article 8 Mgmt For For For
4 Amendments to Article Mgmt For For For
25
5 Amendments to Article Mgmt For For For
39
6 Amendments to Article Mgmt For For For
44
7 Amendments to Article Mgmt For For For
47
8 Amendments to Article Mgmt For For For
55
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 04/01/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approval of 2019/20 Mgmt For TNA N/A
Budget
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 04/01/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Presentation on Mgmt For TNA N/A
Information regarding
Change in Compliance
with Commercial
Law
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 06/02/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Change in Compliance Mgmt For TNA N/A
with Commercial
Law
3 Adoption of New Mgmt For TNA N/A
Articles
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 06/02/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Election of Directors Mgmt For TNA N/A
3 Directors' Fees Mgmt For TNA N/A
4 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 08/29/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Stock Split Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 09/30/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Employees' Raise Mgmt For TNA N/A
8 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 09/30/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Mgmt For TNA N/A
Memorandum
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 12/09/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Election of a Director Mgmt For TNA N/A
3 Approve Board Mgmt For TNA N/A
Composition
4 Approve Amended Mgmt For TNA N/A
Allocation of
Profits
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/21/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Corporate Governance Mgmt For TNA N/A
Report
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Ratification of Board Mgmt For TNA N/A
Acts; Board
Changes
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 04/21/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
38 and
49
3 Amendments to Articles Mgmt For TNA N/A
(Compensation
Plan)
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS 268425402 04/21/2019 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Corporate Governance Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts; Board
Changes
7 Directors' Fees Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Charitable Donations Mgmt For Abstain Against
10 Amendments to Articles Mgmt For Abstain Against
38 and
49
11 Amendments to Articles Mgmt For Abstain Against
(Compensation
Plan)
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CUSIP 268425402 04/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Corporate Governance Mgmt For For For
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts; Board
Changes
7 Directors' Fees Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Charitable Donations Mgmt For Abstain Against
10 Amendments to Articles Mgmt For Abstain Against
38 and
49
11 Amendments to Articles Mgmt For Abstain Against
(Compensation
Plan)
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/30/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 12/17/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Mgmt For TNA N/A
Memorandum
3 Equity Compensation Mgmt For TNA N/A
Plan
________________________________________________________________________________
El Sewedy Electric
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/01/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Corporate Governance Mgmt For TNA N/A
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Netting Contracts Mgmt For TNA N/A
8 Adopt Board Decisions Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Directors' Fees Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
El Sewedy Electric
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/01/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 03/28/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Board Changes Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Corporate Governance Mgmt For TNA N/A
Report
________________________________________________________________________________
Ezz Steel
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 06/26/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
5 Financial Statements Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Netting Contracts; Mgmt For TNA N/A
Authority to Give
Guarantees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel Co SAE
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 10/24/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Give Mgmt For TNA N/A
Guarantees
3 Extension of Corporate Mgmt For TNA N/A
Life
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 01/28/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Issuance of Shares w/ Mgmt For TNA N/A
Preemptive
Rights
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
4 Financial Consultant's Mgmt For TNA N/A
Special
Report
5 Amendments to Articles Mgmt For TNA N/A
6 and
7
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 03/27/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Issuance of Shares w/ Mgmt For TNA N/A
Preemptive
Rights
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
4 Financial Consultant's Mgmt For TNA N/A
Special
Report
5 Amendments to Articles Mgmt For TNA N/A
6 and
7
6 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE.CA CINS M7526D107 03/27/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Continue Mgmt For TNA N/A
Operating
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE.CA CINS M7526D107 05/15/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 11/15/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Extend Maturity Period Mgmt For TNA N/A
of Revolving
Loan
________________________________________________________________________________
Global Telecom Holding
Ticker Security ID: Meeting Date Meeting Status
GTHE CINS M7526D107 11/15/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Mgmt For TNA N/A
Memorandum
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 06/01/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve 2019-20 Budget Mgmt For TNA N/A
3 Transactions of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 11/10/2018 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Performance Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Employee Bonus Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Elect Hani Saad Mgmt For TNA N/A
Ibrahim
Al-Dib
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 11/10/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Extension of Corporate Mgmt For TNA N/A
Life
3 Amendments to Article 5 Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Ibnsina Pharma
Ticker Security ID: Meeting Date Meeting Status
ISPH CINS M5R02B109 04/20/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Corporate Governance Mgmt For TNA N/A
Report
3 Directors' Report Mgmt For TNA N/A
4 Auditors' Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ibnsina Pharma
Ticker Security ID: Meeting Date Meeting Status
ISPH CINS M5R02B109 04/20/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 03/07/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Juhayna Food Industries
Ticker Security ID: Meeting Date Meeting Status
JUFO CINS M62324104 03/07/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article 4 Mgmt For TNA N/A
3 Amendments to Article 5 Mgmt For TNA N/A
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 03/25/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Report on Abidance Mgmt For TNA N/A
with Governance
Rules
7 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
8 Charitable Donations Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Directors' Fees Mgmt For TNA N/A
11 Ratification of Board Mgmt For TNA N/A
Acts
12 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 05/15/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 05/15/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
(Cumulative
Voting)
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 05/28/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
(Cumulative
Voting)
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Orascom Investment Holding
Ticker Security ID: Meeting Date Meeting Status
OIH.CA CINS M7525Q109 05/05/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Adopt Board Resolutions Mgmt For TNA N/A
9 Authority to Grant Mgmt For TNA N/A
loans and Give
Guarantees
10 Charitable Donations Mgmt For TNA N/A
11 Acquisition Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/02/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Corporate Governance Mgmt For TNA N/A
Report
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Charitable Donations Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/02/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article Mgmt For TNA N/A
22
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/17/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bonus Share Issuance Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 04/17/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
6 and 7 (Capital
Increase)
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 04/04/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board Size Mgmt For TNA N/A
3 Amendments to Articles Mgmt For TNA N/A
(Cumulative
Voting)
4 Amendments to Articles Mgmt For TNA N/A
(Technical)
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 04/04/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Corporate Governance Mgmt For TNA N/A
Report
6 Allocation of Profit Mgmt For TNA N/A
to Employee Incentive
Scheme
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Election of Directors Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 04/04/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Shares Pursuant to
Employee Incentive
Scheme
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Developments SAE
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 09/06/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Board's Report on Mgmt For TNA N/A
Proposed Capital
Increase
3 Auditor's Report on Mgmt For TNA N/A
Proposed Capital
Increase
4 Increase in Authorised Mgmt For TNA N/A
Capital
5 Issuance of Shares w/ Mgmt For TNA N/A
Preemptive
Rights
6 Authorisation to Mgmt For TNA N/A
Determine Terms of
Issuance
7 Authorisation to Mgmt For TNA N/A
Determine Dates of
Issuance
8 Amendments to Articles Mgmt For TNA N/A
9 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 05/02/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 05/02/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Reports Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Corporate Governance Mgmt For TNA N/A
Report
5 Financial Statements Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Directors' Fees Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Charitable Donations Mgmt For TNA N/A
11 Election of Directors Mgmt For TNA N/A
12 Board Transactions Mgmt For TNA N/A
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 11/21/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Employee Compensation Mgmt For TNA N/A
Plan
3 Amendments to Article Mgmt For TNA N/A
46
4 Amendments to Articles Mgmt For TNA N/A
21 and
43
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 12/10/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Employee Compensation Mgmt For TNA N/A
Plan
3 Amendments to Article Mgmt For TNA N/A
46
4 Amendments to Articles Mgmt For TNA N/A
21 and
43
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals Company
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/28/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditors'
Report
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 04/08/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Corporate Governance Mgmt For TNA N/A
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Netting Contracts Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Board Changes Mgmt For TNA N/A
11 Directors' Fees Mgmt For TNA N/A
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 04/08/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Presentation of Mgmt For TNA N/A
Information
Concerning Land
Dispute
3 Amendments to Articles Mgmt For TNA N/A
(Cumulative
Voting)
4 Amendments to Article Mgmt For TNA N/A
21
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 11/08/2018 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Approve Waiver Mgmt For TNA N/A
Agreements
________________________________________________________________________________
Talaat Moustafa Group (TMG)
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/30/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/27/2019 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article Mgmt For TNA N/A
21
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/27/2019 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Corporate Governance Mgmt For TNA N/A
Report
5 Financial Statements Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Board Changes Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Charitable Donations Mgmt For TNA N/A
10 Directors' Fees Mgmt For TNA N/A
11 Netting Contracts Mgmt For TNA N/A
12 Allocation of Mgmt For TNA N/A
Profits/Dividends
13 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
TransGlobe Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TGL CUSIP 893662106 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect David B. Cook Mgmt For For For
2.2 Elect Randall C. Neely Mgmt For For For
2.3 Elect Carol Bell Mgmt For For For
2.4 Elect Ross G. Clarkson Mgmt For For For
2.5 Elect Edward D. LaFehr Mgmt For For For
2.6 Elect Susan M. Mgmt For For For
MacKenzie
2.7 Elect Steve W. Sinclair Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF
________________________________________________________________________________
Ea Partners I B.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N2830SAA3 10/31/2018 Take No Action
Meeting Type Country of Trade
Bond Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
4 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
5 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
6 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
7 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
8 Non-Voting Meeting Note N/A N/A TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Ea Partners I B.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N2830SAA3 11/20/2018 Take No Action
Meeting Type Country of Trade
Bond Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 1. irrevocably Mgmt N/A TNA N/A
approves the sale by
the issuer of the
defaulted debt
obligations to the
bidder on the terms
and subject to the
conditions set out in
the bid offer
letter;
7 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
8 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
9 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
10 1. irrevocably Mgmt N/A TNA N/A
approves the
modification of the
third limb of the
pre-enforcement
priority of payments
in schedule 4
(priorities of
payment part 1 -
pre-enforcement
priority of payments)
of the cash
management
agreement
Fund Name : VanEck Vectors Environmental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LeighAnne G. Mgmt For For For
Baker
2 Elect Sudhakar Kesavan Mgmt For For For
3 Elect Filippo Passerini Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Disposal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSW CUSIP 00790X101 06/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Advanced Emissions Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADES CUSIP 00770C101 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect Brian Leen Mgmt For For For
1.3 Elect Gilbert Li Mgmt For For For
1.4 Elect R. Carter Pate Mgmt For Withhold Against
1.5 Elect L. Heath Sampson Mgmt For For For
1.6 Elect J. Taylor Mgmt For For For
Simonton
1.7 Elect L. Spencer Wells Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMD CUSIP 138098108 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Mark N. Diker Mgmt For For For
5 Elect Anthony B. Evnin Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Jorgen B. Hansen Mgmt For For For
9 Elect Ronnie Myers Mgmt For For For
10 Elect Peter J. Mgmt For For For
Pronovost
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael K. Burke Mgmt For For For
1.2 Elect James F. Mgmt For For For
Callahan,
Jr.
1.3 Elect Douglas R. Mgmt For For For
Casella
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Charah Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHRA CUSIP 15957P105 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mignon L Clyburn Mgmt For For For
1.2 Elect Robert C. Flexon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrea Robertson Mgmt For For For
1.2 Elect Lauren C. States Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2019 CEO Annual Mgmt For For For
Incentive Bonus
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Owen R. Mgmt For For For
Michaelson
1.8 Elect Danielle Pletka Mgmt For For For
1.9 Elect Michael W. Ranger Mgmt For For For
1.10 Elect Robert S. Mgmt For For For
Silberman
1.11 Elect Jean Smith Mgmt For For For
1.12 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Equity Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For For For
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Elect Nicole M. Mgmt For For For
Ringenberg
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Donaldson Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Cecere Mgmt For For For
1.2 Elect James J. Owens Mgmt For For For
1.3 Elect Trudy A. Rautio Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Evoqua Water Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
AQUA CUSIP 30057T105 02/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nick Bhambri Mgmt For For For
1.2 Elect Judd A. Gregg Mgmt For Withhold Against
1.3 Elect Lynn C. Swann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approve the 2018 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian J. Recatto Mgmt For For For
1.2 Elect Charles E. Mgmt For For For
Schalliol
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive Award
Plan
5 Increase of Authorized Mgmt For For For
Common
Stock
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony J. Best Mgmt For For For
1.2 Elect G. Stephen Finley Mgmt For For For
1.3 Elect Paul L. Howes Mgmt For For For
1.4 Elect Roderick A. Mgmt For For For
Larson
1.5 Elect John C. Minge Mgmt For For For
1.6 Elect Rose M. Robeson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Thomas W. Handley Mgmt For For For
4 Elect Jennifer M Kirk Mgmt For For For
5 Elect Michael Larson Mgmt For For For
6 Elect Kim S. Pegula Mgmt For For For
7 Elect Ramon A. Mgmt For For For
Rodriguez
8 Elect Donald W. Slager Mgmt For For For
9 Elect James P. Snee Mgmt For For For
10 Elect John M. Trani Mgmt For For For
11 Elect Sandra M Volpe Mgmt For For For
12 Elect Katharine Mgmt For For For
Weymouth
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Murley Mgmt For For For
2 Elect Cindy J. Miller Mgmt For For For
3 Elect Brian P. Anderson Mgmt For For For
4 Elect Lynn D. Bleil Mgmt For For For
5 Elect Thomas F. Chen Mgmt For For For
6 Elect Jesse Joel Mgmt For For For
Hackney
Junior
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Steven C. Hooley Mgmt For For For
9 Elect Kay G. Priestly Mgmt For For For
10 Elect Mike S. Mgmt For For For
Zafirovski
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
STERIS plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720104 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve the Mgmt For For For
Re-Domiciliation of
the
Company
2 Approve the Creation Mgmt For For For
of Distributable
Profits
________________________________________________________________________________
STERIS plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720111 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve the Mgmt For For For
Re-Domiciliation of
the
Company
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G84720104 07/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia Feldmann Mgmt For For For
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Sir Duncan K. Mgmt For For For
Nichol
6 Elect Walter M. Mgmt For For For
Rosebrough,
Jr.
7 Elect Nirav R. Shah Mgmt For For For
8 Elect Mohsen M. Sohi Mgmt For For For
9 Elect Richard M. Mgmt For For For
Steeves
10 Elect Loyal W. Wilson Mgmt For For For
11 Elect Michael B. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Appointment of Mgmt For For For
Statutory
Auditor
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Austen Mgmt For For For
2 Elect H. Chris Mgmt For For For
Killingstad
3 Elect David Windley Mgmt For For For
4 Elect Maria C. Green Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenneco Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SungHwan Cho Mgmt For For For
2 Elect Thomas C. Freyman Mgmt For For For
3 Elect Denise Gray Mgmt For For For
4 Elect Brian J. Kesseler Mgmt For For For
5 Elect Dennis J. Letham Mgmt For For For
6 Elect James S. Metcalf Mgmt For For For
7 Elect Roger B. Porter Mgmt For For For
8 Elect David B. Price, Mgmt For For For
Jr.
9 Elect Gregg M. Sherrill Mgmt For For For
10 Elect Jane L. Warner Mgmt For For For
11 Elect Roger J. Wood Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 09/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of Class B Mgmt For For For
Stock
2 AEP Transaction Mgmt For For For
3 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan L. Batrack Mgmt For For For
2 Elect Gary R. Mgmt For For For
Birkenbeuel
3 Elect Hugh M. Grant Mgmt For For For
4 Elect Patrick C. Haden Mgmt For For For
5 Elect J. Christopher Mgmt For For For
Lewis
6 Elect Joanne M. Maguire Mgmt For For For
7 Elect Kimberly E. Mgmt For For For
Ritrievi
8 Elect Albert E. Smith Mgmt For For For
9 Elect J. Kenneth Mgmt For For For
Thompson
10 Elect Kirsten M. Volpi Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joe F. Colvin Mgmt For For For
2 Elect Katina Dorton Mgmt For For For
3 Elect Glenn A. Mgmt For For For
Eisenberg
4 Elect Jeffrey R. Feeler Mgmt For For For
5 Elect Daniel Fox Mgmt For For For
6 Elect Ronald C. Keating Mgmt For For For
7 Elect Stephen A. Romano Mgmt For For For
8 Elect John T. Sahlberg Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.2 Elect Robert H. Davis Mgmt For Withhold Against
1.3 Elect Edward E. Guillet Mgmt For For For
1.4 Elect Michael W. Harlan Mgmt For For For
1.5 Elect Larry S. Hughes Mgmt For For For
1.6 Elect Susan Lee Mgmt For For For
1.7 Elect William J. Mgmt For For For
Razzouk
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Board Size Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Policy
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank M. Clark, Mgmt For For For
Jr.
2 Elect James C Fish Mgmt For For For
3 Elect Andres R. Gluski Mgmt For For For
4 Elect Patrick W. Gross Mgmt For For For
5 Elect Victoria M. Holt Mgmt For For For
6 Elect Kathleen M. Mgmt For For For
Mazzarella
7 Elect John C. Pope Mgmt For For For
8 Elect Thomas H. Mgmt For For For
Weidemeyer
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
Fund Name : VanEck Vectors Gaming ETF
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/21/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Stephen W. Mgmt For For For
Morro
3 Re-elect Arlene M. Mgmt For For For
Tansey
4 Equity Grant (MD/CEO Mgmt For For For
Trevor
Croker)
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
Betsson AB
Ticker Security ID: Meeting Date Meeting Status
BETSB CINS W1556U435 05/07/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For For For
19 Nomination Committee Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Call Option Programme Mgmt For For For
22 Employee Share Option Mgmt For For For
Programme
23 Share Redemption Plan Mgmt For For For
24 Authority to Mgmt For For For
Repurchase and
Transfer
Shares
25 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 04/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For Withhold Against
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Richard E. Mgmt For For For
Flaherty
1.6 Elect Marianne Boyd Mgmt For For For
Johnson
1.7 Elect Keith E. Smith Mgmt For For For
1.8 Elect Christine J. Mgmt For For For
Spadafor
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
1.2 Elect R. Alex Rankin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3015N108 11/01/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sarah (Jane) Mgmt For For For
Halton
3 Elect Guy Jalland Mgmt For For For
4 Elect Antonia (Toni) Mgmt For For For
Korsanos
5 Re-elect John S. Mgmt For For For
Horvath
6 Re-elect Michael R. Mgmt For For For
Johnston
7 Remuneration Report Mgmt For Against Against
________________________________________________________________________________
Eldorado Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 06/19/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Carano Mgmt For TNA N/A
1.2 Elect Bonnie Biumi Mgmt For TNA N/A
1.3 Elect Frank J. Mgmt For TNA N/A
Fahrenkopf,
Jr.
1.4 Elect James B. Hawkins Mgmt For TNA N/A
1.5 Elect Gregory J. Kozicz Mgmt For TNA N/A
1.6 Elect Michael E. Pegram Mgmt For TNA N/A
1.7 Elect Thomas R. Reeg Mgmt For TNA N/A
1.8 Elect David P. Tomick Mgmt For TNA N/A
1.9 Elect Roger P. Wagner Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Amendment to the 2015 Mgmt For TNA N/A
Equity Incentive
Plan
4 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Opting Out
of Nevada's
Acquisition of
Controlling Interest
Statute
6 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Opt Out of
the Nevada
Combinations with
Interested
Stockholders
Statute
7 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Poison
Pill
9 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Eldorado Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERI CUSIP 28470R102 06/19/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary L. Carano ShrHoldr N/A For N/A
2 Elect Bonnie Biumi ShrHoldr N/A For N/A
3 Elect Frank J. ShrHoldr N/A For N/A
Fahrenkopf,
Jr.
4 Elect James B. Hawkins ShrHoldr N/A For N/A
5 Elect Gregory J. Kozicz ShrHoldr N/A For N/A
6 Elect Michael E. Pegram ShrHoldr N/A For N/A
7 Elect Thomas R. Reeg ShrHoldr N/A For N/A
8 Elect David P. Tomick ShrHoldr N/A For N/A
9 Elect Roger P. Wagner ShrHoldr N/A For N/A
10 Ratification of Auditor ShrHoldr N/A For N/A
11 Amendment to the 2015 ShrHoldr N/A For N/A
Equity Incentive
Plan
12 Advisory Vote on ShrHoldr N/A For N/A
Executive
Compensation
13 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Opting Out
of Nevada's
Acquisition of
Controlling Interest
Statute
14 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Opt Out of
the Nevada
Combinations with
Interested
Stockholders
Statute
15 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
16 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Poison
Pill
17 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 05/16/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Joseph CHEE Ying Mgmt For For For
Keung
5 Elect James R. Ancell Mgmt For Against Against
6 Elect Charles CHEUNG Mgmt For Against Against
Wai
Bun
7 Elect Michael Mecca Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter M. Carlino Mgmt For For For
2 Elect David A. Handler Mgmt For Abstain Against
3 Elect Joseph W. Mgmt For For For
Marshall,
III
4 Elect James B. Perry Mgmt For For For
5 Elect Barry F. Schwartz Mgmt For For For
6 Elect Earl C. Shanks Mgmt For For For
7 Elect E. Scott Urdang Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Diversity
Report
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/20/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2018
3 Directors' Benefits Mgmt For For For
for
2019-20
4 Elect LIM Keong Hui Mgmt For For For
5 Elect Manharlal A/L Mgmt For For For
Ratilal
6 Elect Eric OOI Lip Aun Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
11 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Genting Malaysia Berhad
Ticker Security ID: Meeting Date Meeting Status
GENM CINS Y2698A103 06/19/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Benefits Mgmt For For For
4 Elect LIM Keong Hui Mgmt For Against Against
5 Elect QUAH Chek Tin Mgmt For Against Against
6 Elect KOH Hong Sun Mgmt For For For
7 Elect CHONG Kwai Ying Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Genting Singapore Limited
Ticker Security ID: Meeting Date Meeting Status
G13 CINS Y2692C139 04/17/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Kok Thay Mgmt For Against Against
4 Elect CHAN Swee Liang Mgmt For For For
Carolina Carol
Fong
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Great Canadian Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
GC CINS 389914102 05/06/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Peter G. Meredith Mgmt For For For
4 Elect Rod N. Baker Mgmt For For For
5 Elect Larry W. Campbell Mgmt For For For
6 Elect Mark A. Davis Mgmt For For For
7 Elect Thomas W. Gaffney Mgmt For For For
8 Elect Christopher W. Mgmt For For For
Hart
9 Elect Karen A. Keilty Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 05/22/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Scrip Dividend Program Mgmt For For For
5 Issuance of Shares w/ Mgmt For For For
Preemptive Rights
(Scrip Dividend
Program)
6 Bonus Mgmt For For For
7 Ratification of Board Mgmt For For For
and Auditor
Acts
8 Directors' Fees FY 2018 Mgmt For For For
9 Remuneration Policy Mgmt For For For
10 Directors' Fees FY 2019 Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Board Transactions Mgmt For For For
13 Related Party Mgmt For For For
Transactions
(Trademark License
Agreement with
Hellenic Lotteries
S.A)
14 Related Party Mgmt For For For
Transactions (Service
Agreement with
Neurosoft
S.A.)
15 Related Party Mgmt For For For
Transactions
(Amendments to
Service Agreement
with Horse Races
S.A.)
16 Related Party Mgmt For For For
Transactions
(Frame Agreement with
Aegean Oil
S.A.)
17 Related Party Mgmt For For For
Transactions
(Frame Agreement with
Neurosoft
S.A.)
18 Related Party Mgmt For For For
Transactions
(Frame Services
Agreement with
Neurosoft
S.A.)
19 Related Party Mgmt For For For
Transactions
(Amendments to Frame
Services Agreement
with Neurosoft
S.A.)
20 Related Party Mgmt For For For
Transactions
(Agreements with OPAP
SERVICES S.A. and the
Company's
Agents)
21 Related Party Mgmt For For For
Transactions
(Corporate Guarantee
with Hellenic
Lotteries
S.A)
22 Related Party Mgmt For For For
Transactions
(Corporate Guarantee
with Alpha
Bank)
23 Related Party Mgmt For For For
Transactions
(Subscription
Agreement with Alpha
Bank)
24 Related Party Mgmt For For For
Transactions
(Subscription
Agreement with Tora
Direct
S.A)
25 Related Party Mgmt For For For
Transactions
(Subscription
Agreement with Horse
Races)
26 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
27 Amendments to Articles Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 06/05/2019 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Pierre B. Bouchut Mgmt For For For
6 Elect Virginia McDowell Mgmt For For For
7 Elect Rob Wood Mgmt For For For
8 Elect Kenneth J Mgmt For For For
Alexander
9 Elect Jane Anscombe Mgmt For Against Against
10 Elect Lee Feldman Mgmt For For For
11 Elect Peter Isola Mgmt For For For
12 Elect Stephen Morana Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Articles Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heiwa Corporation
Ticker Security ID: Meeting Date Meeting Status
6412 CINS J19194109 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yuji Mizushima Mgmt For Against Against
as
Director
4 Elect Yuichiro Eguchi Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Paget L. Alves Mgmt For For For
5 Elect Alberto Dessy Mgmt For For For
6 Elect Marco Drago Mgmt For For For
7 Elect James F. McCann Mgmt For For For
8 Elect Heather McGregor Mgmt For For For
9 Elect Lorenzo Mgmt For For For
Pellicioli
10 Elect Vincent L. Mgmt For For For
Sadusky
11 Elect Gianmario Mgmt For For For
Tondato da
Ruos
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Political Donations Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/28/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect KIM Yong Beom Mgmt For N/A N/A
5 Elect SONG Suk Doo Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Audit Mgmt For Against Against
Committee Member: KIM
Yong
Beom
9 Election of Audit Mgmt For Against Against
Committee Member:
SONG Suk
Doo
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect KOH Jin Bub Mgmt For Against Against
12 Elect JANG Gyeong Jae Mgmt For Against Against
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect KIM Hwa Yoon Mgmt For Against Against
15 Elect JUNG Gwang Soo Mgmt For Against Against
16 Directors' Fees Mgmt For For For
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 09/28/2018 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect KIM Dong Joo Mgmt For Against Against
4 Elect HWANG In Oh Mgmt For N/A N/A
5 Elect KO Kwang Pil Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Audit Mgmt For Against Against
Committee
Member
8 Election of Audit Mgmt For Against Against
Committee
Member
9 Amendments to Mgmt For Against Against
Directors'
Fees
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 12/27/2018 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect SONG Ju Han and Mgmt For Abstain Against
YU Jae
Geun
3 Elect SONG Ju Han and Mgmt For Abstain Against
LEE Mun
Geun
4 Elect SONG Ju Han and Mgmt For Abstain Against
LEE Tae
Hee
5 Elect YU Jae Geun and Mgmt For Abstain Against
LEE Mun
Geun
6 Elect YU Jae Geun and Mgmt For Abstain Against
LEE Tae
Hee
7 Elect LEE Mun Geun and Mgmt For Abstain Against
LEE Tae
Hee
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect KIM Ju Yeong Mgmt For Abstain Against
10 Elect CHOI Gyung Sik Mgmt For Abstain Against
________________________________________________________________________________
Kindred Group plc
Ticker Security ID: Meeting Date Meeting Status
KINDSDB CINS X9415A119 05/14/2019 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Accounts and Reports Mgmt For For For
10 Remuneration Report Mgmt For Against Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Board Size Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Elect Helene Barnekow Mgmt For For For
15 Elect Peter Boggs Mgmt For For For
16 Elect Gunnel Duveblad Mgmt For For For
17 Elect Stefan Lundborg Mgmt For For For
18 Elect Anders Strom Mgmt For For For
19 Elect Erik Forsberg Mgmt For For For
20 Elect Carl-Magnus Mgmt For For For
Mansson
21 Elect Anders Strom as Mgmt For For For
Chair
22 Nomination Committee Mgmt For For For
Guidelines
23 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
24 Remuneration Guidelines Mgmt For Against Against
25 Amendments to Articles Mgmt For For For
Regarding Share
Warrant Issuance and
Location of
Meetings
26 Authority to Mgmt For For For
Repurchase
Shares
27 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Landing International Development Limited
Ticker Security ID: Meeting Date Meeting Status
582 CINS G5369T129 07/03/2018 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capital Reorganization Mgmt For For For
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Mgmt For For For
Adelson
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Micheline Chau Mgmt For Withhold Against
1.4 Elect Patrick Dumont Mgmt For Withhold Against
1.5 Elect Charles D. Forman Mgmt For For For
1.6 Elect Robert Glen Mgmt For For For
Goldstein
1.7 Elect George Jamieson Mgmt For For For
1.8 Elect Charles A. Mgmt For Withhold Against
Koppelman
1.9 Elect Lewis Kramer Mgmt For For For
1.10 Elect David F. Levi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
________________________________________________________________________________
Melco International Development Limited
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/13/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Karuna Evelyne Mgmt For For For
Shinsho
6 Elect Evan Andrew Mgmt For For For
Winkler
7 Elect Edward CHOW Mgmt For Against Against
Kwong
Fai
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect James J. Murren Mgmt For For For
6 Elect Grant R. Bowie Mgmt For For For
7 Elect John M. McManus Mgmt For For For
8 Elect James Armin Mgmt For Against Against
Freeman
9 Elect Patricia LAM Sze Mgmt For For For
Wan
10 Elect ZHE Sun Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Chris Gay Mgmt For For For
2 Elect William W. Mgmt For For For
Grounds
3 Elect Alexis M. Herman Mgmt For For For
4 Elect Roland Hernandez Mgmt For For For
5 Elect John Kilroy Mgmt For For For
6 Elect Rose Mgmt For For For
McKinney-James
7 Elect Keith A. Meister Mgmt For For For
8 Elect James J. Murren Mgmt For For For
9 Elect Paul J. Salem Mgmt For For For
10 Elect Gregory M. Mgmt For For For
Spierkel
11 Elect Jan Swartz Mgmt For For For
12 Elect Daniel J. Taylor Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nagacorp Limited
Ticker Security ID: Meeting Date Meeting Status
3918 CINS G6382M109 04/26/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Lip Keong Mgmt For Against Against
6 Elect CHEN Yiy Fon Mgmt For For For
7 Elect Michael LAI Kai Mgmt For For For
Jin
8 Elect LEONG Choong Wah Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Paddy Power Betfair Plc
Ticker Security ID: Meeting Date Meeting Status
PPB CINS G68673113 05/15/2019 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Jonathan S. Hill Mgmt For For For
5 Elect Jan Bolz Mgmt For For For
6 Elect Zillah Mgmt For For For
Byng-Thorne
7 Elect Michael E. Cawley Mgmt For For For
8 Elect Ian Dyson Mgmt For For For
9 Elect Peter Jackson Mgmt For For For
10 Elect Gary McGann Mgmt For For For
11 Elect Peter Rigby Mgmt For For For
12 Elect Emer Timmons Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Price Mgmt For For For
Range for Reissuance
of Treasury
Shares
19 Amendments to Articles Mgmt For For For
(Change in Company
Name)
________________________________________________________________________________
Paradise Company Limited
Ticker Security ID: Meeting Date Meeting Status
034230 CINS Y6727J100 03/22/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect Phillip CHUN Mgmt For For For
3 Elect PARK Byeong Ryong Mgmt For Against Against
4 Elect SEO Chang Rok Mgmt For For For
5 Directors' Fees Mgmt For Against Against
6 Corporate Auditors' Mgmt For For For
Fees
7 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Z. Mgmt For For For
Shattuck
Kohn
1.2 Elect Ronald J. Naples Mgmt For For For
1.3 Elect Saul V. Reibstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/15/2019 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect John E. Jackson Mgmt For For For
7 Elect Claire Milne Mgmt For For For
8 Elect Susan Ball Mgmt For For For
9 Elect Ian Penrose Mgmt For For For
10 Elect John Krumins Mgmt For For For
11 Elect Anna Massion Mgmt For For For
12 Elect Alan Jackson Mgmt For For For
13 Elect Andrew Smith Mgmt For For For
14 Elect Mor Weizer Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Amendments to Articles Mgmt For For For
(Regulation of Gaming
Activities)
20 Amendments to Articles Mgmt For For For
(Treasury
Shares)
21 Increase in NEDs' Fee Mgmt For For For
Cap
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Ying Wai Mgmt For Against Against
6 Elect Rachel CHIANG Yun Mgmt For For For
7 Elect Kenneth Patrick Mgmt For For For
CHUNG
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Adoption of 2019 Mgmt For Against Against
Equity Award
Plan
________________________________________________________________________________
Sankyo Co
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takafumi Okubo Mgmt For Against Against
4 Elect Toshiaki Ishiyama Mgmt For For For
5 Elect Yoshiro Sanada Mgmt For For For
6 Elect Fumiyoshi Noda Mgmt For For For
________________________________________________________________________________
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald O. Mgmt For For For
Perelman
1.2 Elect Barry L. Cottle Mgmt For For For
1.3 Elect Peter A. Cohen Mgmt For For For
1.4 Elect Richard M. Mgmt For For For
Haddrill
1.5 Elect David L. Kennedy Mgmt For For For
1.6 Elect Paul M. Meister Mgmt For For For
1.7 Elect Michael J. Regan Mgmt For For For
1.8 Elect Barry F. Schwartz Mgmt For For For
1.9 Elect Frances F. Mgmt For For For
Townsend
1.10 Elect Kneeland C. Mgmt For For For
Youngblood
1.11 Elect Jack A. Markell Mgmt For For For
1.12 Elect Maria T. Vullo Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sega Sammy Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
6460 CINS J7028D104 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hajime Satomi Mgmt For Against Against
3 Elect Haruki Satomi Mgmt For For For
4 Elect Naoya Tsurumi Mgmt For For For
5 Elect Koichi Fukazawa Mgmt For For For
6 Elect Hideki Okamura Mgmt For For For
7 Elect Hideo Yoshizawa Mgmt For For For
8 Elect Takeshi Natsuno Mgmt For Against Against
9 Elect Kohei Katsukawa Mgmt For For For
10 Elect Hiroshi Onishi Mgmt For For For
11 Elect Melanie Brock Mgmt For For For
12 Elect Kazutaka Okubo Mgmt For For For
as Statutory
Auditor
13 Elect Kazuaki Inaoka Mgmt For For For
as Alternate
Statutory
Auditor
14 Directors' Fees Mgmt For For For
15 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
880 CINS Y8076V106 06/11/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect NG Chi Sing Mgmt For For For
6 Elect CHAU Tak Hay Mgmt For For For
7 Elect Patrick TSANG Mgmt For Against Against
On
Yip
8 Elect Marina WONG Yu Mgmt For Against Against
Pok
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/19/2018 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Bruce J. Mgmt For For For
Carter
3 Re-elect Richard Mgmt For For For
Didsbury
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tabcorp Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/17/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Harry Boom Mgmt For For For
3 Re-elect Steven Gregg Mgmt For Against Against
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
David
Attenborough)
6 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
________________________________________________________________________________
The Star Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SGR CINS Q8719T103 11/01/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Sally Pitkin Mgmt For For For
3 Elect Zlatko Mgmt For For For
Todorcevski
4 Elect Ben Heap Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Matt
Bekier)
________________________________________________________________________________
The Stars Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TSGI CUSIP 85570W100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Divyesh Gadhia Mgmt For For For
1.2 Elect Rafael Ashkenazi Mgmt For For For
1.3 Elect Harlan W. Goodson Mgmt For For For
1.4 Elect Alfred F. Mgmt For For For
Hurley,
Jr.
1.5 Elect David A. Mgmt For For For
Lazzarato
1.6 Elect Mary Turner Mgmt For For For
1.7 Elect Eugene Roman Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 06/24/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
2 Amendments to Mgmt For For For
Memorandum of
Incorporation
(Company
Name)
3 Amendments to Mgmt For Against Against
Memorandum of
Incorporation (Other
Amendments)
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 10/18/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect John A. Mgmt For For For
Copelyn
4 Re-elect Yunis Shaik Mgmt For Against Against
5 Re-elect Mahomed (Mac) Mgmt For For For
S.I.
Gani
6 Elect Audit and Risk Mgmt For For For
Committee Member (Mac
Gani)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Busi
Mabuza)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Jabu
Ngcobo)
9 Approve Remuneration Mgmt For Against Against
Policy
10 Approve Remuneration Mgmt For Against Against
Implementation
Report
11 Approve NEDs' Fees Mgmt For For For
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve Financial Mgmt For For For
Assistance (Section
45)
14 Approve Financial Mgmt For For For
Assistance (Section
41, 42, 44 and
45)
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tsogo Sun Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
TSH CINS S32244113 10/23/2018 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve the Sale and Mgmt For For For
the Subscription as a
Category 1
Transaction and a
Related Party
Transaction
2 Approve the Unbundling Mgmt For For For
of Hospitality
Property Fund
Limited
3 Authorize Ratification Mgmt For For For
of Approved
Resolutions
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 05/15/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gordon A. Wilson Mgmt For For For
5 Elect Roger Devlin Mgmt For For For
6 Elect Philip Bowcock Mgmt For For For
7 Elect Ruth Prior Mgmt For For For
8 Elect Mark Brooker Mgmt For For For
9 Elect Georgina Harvey Mgmt For For For
10 Elect Robin Terrell Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/30/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ian M. Coughlan Mgmt For For For
6 Elect Allan Zeman Mgmt For Against Against
7 Elect Jeffrey LAM Kin Mgmt For Against Against
Fung
8 Elect Craig Billings Mgmt For For For
9 Elect Leah Dawn Mgmt For For For
Xiaowei
YE
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Authority to Issue Mgmt For Against Against
Shares Under the
Employee Ownership
Scheme
16 Adoption of New Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay L. Johnson Mgmt For For For
1.2 Elect Margaret J. Myers Mgmt For For For
1.3 Elect Winifred Markus Mgmt For For For
Webb
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
Fund Name : VanEck Vectors Generic Drugs ETF
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Elect M. Laurie Brlas Mgmt For For For
3 Elect William H. Mgmt For For For
Hernandez
4 Elect Luther C. Kissam Mgmt For For For
IV
5 Elect Douglas L. Maine Mgmt For For For
6 Elect J. Kent Masters Mgmt For For For
7 Elect James J. O'Brien Mgmt For For For
8 Elect Diarmuid B. Mgmt For For For
O'Connell
9 Elect Dean Seavers Mgmt For For For
10 Elect Gerald A. Steiner Mgmt For For For
11 Elect Harriett Tee Mgmt For For For
Taggart
12 Elect Alejandro D. Mgmt For For For
Wolff
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alkermes plc
Ticker Security ID: Meeting Date Meeting Status
ALKS CUSIP G01767105 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Anstice Mgmt For For For
2 Elect Robert A. Breyer Mgmt For For For
3 Elect Wendy L. Dixon Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
6 Amendment to the 2018 Mgmt For For For
Stock Option and
Incentive
Plan
________________________________________________________________________________
Amneal Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRX CUSIP 03168L105 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Emily Peterson Mgmt For For For
Alva
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect J. Kevin Buchi Mgmt For For For
4 Elect Robert L. Burr Mgmt For For For
5 Elect Jean Selden Mgmt For For For
Greene
6 Elect Ted Nark Mgmt For For For
7 Elect Chintu Patel Mgmt For For For
8 Elect Chirag Patel Mgmt For For For
9 Elect Gautam Patel Mgmt For For For
10 Elect Dharmendra Rama Mgmt For For For
11 Elect Robert A Stewart Mgmt For For For
12 Elect Peter R. Terreri Mgmt For For For
13 Elect Janet S. Vergis Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/06/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Elect Roy C. Andersen Mgmt For For For
4 Elect Linda de Beer Mgmt For For For
5 Re-elect Christopher Mgmt For Against Against
(Chris) N.
Mortimer
6 Re-elect David S. Mgmt For For For
Redfern
7 Re-elect Sindiswa Mgmt For For For
(Sindi) V.
Zilwa
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For For For
Committee Member (Roy
Andersen)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Linda de
Beer)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Sindi
Zilwa)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Approve NEDs' Fees Mgmt For For For
(Chair)
19 Approve NEDs' Fees Mgmt For For For
(Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
26 Approval of Financial Mgmt For For For
Assistance (Section
45)
27 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Aurobindo Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 03/19/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect M. Sitarama Mgmt For Against Against
Murthy
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Aurobindo Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 08/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect K. Nithyananda Mgmt For Against Against
Reddy
6 Elect M. Madan Mohan Mgmt For Against Against
Reddy
7 Elect Savita Mahajan Mgmt For For For
8 Appointment of K. Mgmt For For For
Nithyananda Reddy
(Executive Vice
Chairman); Approval
of
Remuneration
9 Appointment of N. Mgmt For For For
Govindarajan(Managing
Director); Approval
of
Remuneration
10 Appointment of M. Mgmt For For For
Sivakumaran
(Whole-Time
Director); Approval
of
Remuneration
11 Appointment of M. Mgmt For For For
Madan Mohan Reddy
(Whole-time
Director); Approval
of
Remuneration
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 03/11/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Non-Executive Mgmt For For For
Non-Independent
Directors'
Commission
4 Independent Directors' Mgmt For For For
Commission
5 Continuation of the Mgmt For For For
Office of Director
John Russell F.
Walls
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Shaw Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Jeremy Levin Mgmt For Against Against
7 Elect Vijay Kuchroo Mgmt For Against Against
8 Elect Bobby Kanubhai Mgmt For For For
Parikh
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Cadila Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
CADILAHC CINS Y1R73U123 03/29/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Humayun R.
Dhanrajgir
3 Elect Nitin Raojibhai Mgmt For Against Against
Desai
________________________________________________________________________________
Cadila Healthcare Limited
Ticker Security ID: Meeting Date Meeting Status
CADILAHC CINS Y1R73U123 08/13/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pankaj Patel Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/26/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Share Option Grant Mgmt For For For
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Stephen D. Chubb Mgmt For For For
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect Martin Mackay Mgmt For For For
6 Elect Jean-Paul Mgmt For For For
Mangeolle
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For Against Against
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Richard F. Mgmt For For For
Wallman
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 08/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Samina Vaziralli Mgmt For For For
6 Amendments to Mgmt For For For
Memorandum of
Association
7 Adoption of New Mgmt For Against Against
Articles
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Continuation of Office Mgmt For Against Against
of Director Yusuf K.
Hamied
11 Continuation of Office Mgmt For For For
of Director Mustafa
K.
Hamied
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
13 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Dr. Reddy's Laboratories
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 07/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Satish Reddy Mgmt For For For
4 Elect Anupam Puri Mgmt For Against Against
5 Elect Prasad R. Menon Mgmt For For For
6 Approval of Dr. Mgmt For For For
Reddy's Employees
Stock Option Scheme,
2018 ("2018
ESOS")
7 Extend ESOS 2018 to Mgmt For For For
Employees of
Subsidiaries
8 Implementation of ESOS Mgmt For For For
2018 Through
Trust
9 Acquisition of the Mgmt For For For
Company's Shares on
the Secondary Market
to Implement ESOS
2018
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Dr. Reddy's Laboratories Ltd.
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CUSIP 256135203 03/24/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L.A. Carter Mgmt For For For
________________________________________________________________________________
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
0874 CINS Y2932P106 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Trademarks Acquisition Mgmt For For For
Agreement and
Connected
Transactions
4 Amendments to Use of Mgmt For For For
Proceeds
5 Addition of Entities Mgmt For For For
to Use Placing
Proceeds
________________________________________________________________________________
Hanmi Science Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
008930 CINS Y3061Z105 03/15/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Mgmt For Against Against
Independent Audit
Committee Members
(Slate)
4 Election of Mgmt For Against Against
Non-Independent Audit
Committee Member:
SONG Jae
Oh
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Hisamitsu Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4530 CINS J20076121 05/23/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Hirotaka Nakatomi Mgmt For Against Against
3 Elect Kazuhide Nakatomi Mgmt For For For
4 Elect Kosuke Sugiyama Mgmt For For For
5 Elect Tetsuo Akiyama Mgmt For For For
6 Elect Naruhito Higo Mgmt For For For
7 Elect Toshiaki Tsuruda Mgmt For For For
8 Elect Shinichiro Takao Mgmt For For For
9 Elect Kyu Saito Mgmt For For For
10 Elect Nobuo Tsutsumi Mgmt For For For
11 Elect Shinichi Murayama Mgmt For Against Against
12 Elect Isao Ichikawa Mgmt For For For
13 Elect Teijiro Furukawa Mgmt For For For
14 Elect Tetsuo Tokunaga Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/24/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ciaran Murray Mgmt For For For
2 Elect Declan McKeon Mgmt For For For
3 Elect Eugene McCague Mgmt For For For
4 Elect Joan Garahy Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
________________________________________________________________________________
IQVIA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol J. Burt Mgmt For For For
1.2 Elect John P. Mgmt For For For
Connaughton
1.3 Elect John G. Danhakl Mgmt For For For
1.4 Elect James A. Fasano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kyowa Hakko Kirin Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4151 CINS J38296117 03/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Nobuo Hanai Mgmt For For For
5 Elect Masashi Miyamoto Mgmt For For For
6 Elect Yutaka Osawa Mgmt For For For
7 Elect Toshifumi Mgmt For For For
Mikayama
8 Elect Noriya Yokota Mgmt For For For
9 Elect Kentaro Uryu Mgmt For For For
10 Elect Akira Morita Mgmt For For For
11 Elect Yuko Haga Mgmt For For For
12 Elect Keiji Kuwata as Mgmt For Against Against
Statutory
Auditor
13 Equity Compensation Mgmt For For For
Plan
14 Amendment to the Mgmt For For For
Equity Compensation
Plan for
Executives
________________________________________________________________________________
Lonza Group AG
Ticker Security ID: Meeting Date Meeting Status
LONN CINS H50524133 04/18/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Profits; Mgmt For TNA N/A
Dividend from
Reserves
6 Elect Patrick Aebischer Mgmt For TNA N/A
7 Elect Werner J. Bauer Mgmt For TNA N/A
8 Elect Albert M. Baehny Mgmt For TNA N/A
9 Elect Angelica Kohlmann Mgmt For TNA N/A
10 Elect Christoph Mader Mgmt For TNA N/A
11 Elect Barbara M. Mgmt For TNA N/A
Richmond
12 Elect Margot A. Mgmt For TNA N/A
Scheltema
13 Elect Jurgen B. Mgmt For TNA N/A
Steinemann
14 Elect Olivier Mgmt For TNA N/A
Verscheure
15 Appoint Albert M. Mgmt For TNA N/A
Baehny as Board
Chair
16 Elect Angelica Mgmt For TNA N/A
Kohlmann as
Nominating and
Compensation
Committee
Member
17 Elect Christoph Mader Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
18 Elect Jurgen B. Mgmt For TNA N/A
Steinemann as
Nominating and
Compensation
Committee
Member
19 Appointment of Auditor Mgmt For TNA N/A
20 Appointment of Mgmt For TNA N/A
Independent
Proxy
21 Board Compensation Mgmt For TNA N/A
22 Executive Compensation Mgmt For TNA N/A
(Fixed)
23 Executive Compensation Mgmt For TNA N/A
(Short-Term
Variable)
24 Executive Compensation Mgmt For TNA N/A
(Long-Term
Variable)
25 Increase in Authorised Mgmt For TNA N/A
Capital
________________________________________________________________________________
Lupin Ltd
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 08/08/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ramesh Mgmt For Against Against
Swaminathan
5 Appointment of Nilesh Mgmt For For For
Deshbandhu Gupta
(Managing Director);
Approval of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Change in Location of Mgmt For For For
Register of
Members
________________________________________________________________________________
Lupin Ltd
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 11/02/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Kamal Mgmt For For For
Kishore Sharma
(Advisor); Approval
of
Fees
3 Revision to Mgmt For For For
Remuneration of
Nilesh Deshbandhu
Gupta (Managing
Director)
________________________________________________________________________________
Lupin Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For For For
Office of Director
Manju D.
Gupta
3 Continuation of the Mgmt For Against Against
Office of Director
VIjay
Kelkar
4 Continuation of the Mgmt For Against Against
Office of Director R.
A.
Shah
5 Continuation of the Mgmt For Against Against
Office of Director K.
U.
Mada
________________________________________________________________________________
Orion Corporation
Ticker Security ID: Meeting Date Meeting Status
ORNBV CINS X6002Y112 03/26/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Treasury
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Rolf A. Classon Mgmt For For For
3 Elect Adriana Mgmt For For For
Karaboutis
4 Elect Murray S. Kessler Mgmt For For For
5 Elect Jeffrey B. Mgmt For For For
Kindler
6 Elect Erica L. Mann Mgmt For For For
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For Against Against
Parker
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Jeffrey C. Smith Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
14 Reduction in Share Mgmt For For For
Premium Account
(Distributable
Reserves)
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Dan R. Littman Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve the 2019 Stock Mgmt For For For
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right To
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 03/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment No. 1 to the Mgmt For For For
A&R Shareholders
Agreement
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 11/27/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance of Overseas Mgmt For For For
Listing of Shanghai
Henlius Biotech,
Inc.
3 Issuing Entity Mgmt For For For
4 Placing of Listing Mgmt For For For
5 Type of Securities to Mgmt For For For
Be
Listed
6 Nominal Value Mgmt For For For
7 Target Subscribers Mgmt For For For
8 Listing Date Mgmt For For For
9 Method of Issuance Mgmt For For For
10 Size of Issuance; Mgmt For For For
11 Pricing Method Mgmt For For For
12 Underwriting Mgmt For For For
13 Application for Mgmt For For For
Conversion of
Domestic Shares and
Unlisted
Foreign Shares of
Shanghai Henlius
Biotech, Inc. to
Overseas Listed
Foreign Shares and
Listing and Trading
of Such Shares
on
Hong Kong Stock
Exchange
14 Use of Proceeds Mgmt For For For
15 Undertaking of Mgmt For For For
Maintaining
Independent Listing
Status of the
Company
16 Description of Mgmt For For For
Sustainable
Profitability and
Prospects of the
Group
17 Ratification of Board Mgmt For For For
Acts
18 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders of the
Company only in
Connection with
Spin-off of Shanghai
Henlius Biotech,
Inc.
________________________________________________________________________________
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2196 CINS Y7687D109 11/27/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Assured Mgmt For For For
Entitlements to H
Shareholders of the
Company only in
Connection with
Spin-off of Shanghai
Henlius Biotech,
Inc.
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 03/08/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GUAN Xiaohui Mgmt For Against Against
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 09/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Acquisition Mgmt For For For
5 Amendments to Articles Mgmt For For For
- Change in Business
Scope
________________________________________________________________________________
Sinopharm Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect HU Jianwei Mgmt For Against Against
5 Elect CHEN Fangruo Mgmt For For For
6 Elect YU Qingming Mgmt For Against Against
________________________________________________________________________________
Sun Pharmaceuticals Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUNPHARMA CINS Y8523Y158 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dilip S. Shanghvi Mgmt For For For
5 Elect Sudhir V. Valia Mgmt For Against Against
6 Elect Vivek Chaand Mgmt For For For
Sehgal
7 Elect Gautam Doshi Mgmt For For For
8 Appointment of Sudhir Mgmt For For For
V. Valia (Whole-Time
Director); Approval
of
Remuneration
9 Appointment of Sailes Mgmt For For For
T. Desai (Whole-Time
Director); Approval
of
Remuneration
10 Appointment of Mgmt For For For
Kalyanasundaram
Subramanian
(Whole-Time
Director); Approval
of
Remuneration
11 Continuation of Office Mgmt For Against Against
of Israel
Makov
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Syneos Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYNH CUSIP 87166B102 05/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd Abrecht Mgmt For For For
2 Elect John M. Dineen Mgmt For For For
3 Elect William E. Mgmt For For For
Klitgaard
4 Elect John Maldonado Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Compensation Policy Mgmt For For For
3 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
4 Elect Dilip S. Shanghvi Mgmt For For For
5 Elect Abhay Gandhi Mgmt For For For
6 Elect Sudhir V. Valia Mgmt For For For
7 Elect Uday Baldota Mgmt For For For
8 Elect James Kedrowski Mgmt For For For
9 Elect Dov Pekelman Mgmt For For For
10 Bonus Eligibility of Mgmt For For For
Board
Chair
11 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
12 Bonus Eligibility of Mgmt For For For
Director
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 Salary Amendment of CEO Mgmt For For For
15 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
16 Amended Annual Bonus Mgmt For For For
Terms of
CEO
17 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORNTPHARM CINS Y8896L148 03/07/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
3 Amendments to Articles Mgmt For For For
4 Cancellation of Mgmt For For For
Forfeited
Shares
5 Elect Nayantara Bali Mgmt For For For
________________________________________________________________________________
Torrent Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
TORNTPHARM CINS Y8896L148 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Retirement of Markand Mgmt For For For
Bhatt
5 Amendment to the Term Mgmt For Against Against
of Appointment of the
Auditor
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Ameera Shah Mgmt For For For
8 Elect Shailesh V. Mgmt For Against Against
Haribhakti
9 Elect Haigreve Khaitan Mgmt For Against Against
10 Appointment of Aman Mgmt For For For
Mehta (General
Manager); Approval of
Remuneration
Fund Name : VanEck Vectors Low Carbon Energy ETF
(formerly known as VanEck Vectors Global Alternative Energy ETF)
________________________________________________________________________________
AMETEK, Inc.
Ticker Security ID: Meeting Date Meeting Status
AME CUSIP 031100100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruby R. Chandy Mgmt For For For
2 Elect Steven W. Mgmt For For For
Kohlhagen
3 Elect David A. Zapico Mgmt For For For
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AVX Corporation
Ticker Security ID: Meeting Date Meeting Status
AVX CUSIP 002444107 07/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Sarvis Mgmt For For For
1.2 Elect Goro Yamaguchi Mgmt For For For
1.3 Elect Joseph Stach Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Badger Meter, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMI CUSIP 056525108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd A. Adams Mgmt For For For
1.2 Elect Kenneth C. Mgmt For For For
Bockhorst
1.3 Elect Thomas J. Fischer Mgmt For For For
1.4 Elect Gale E. Klappa Mgmt For For For
1.5 Elect Gail A. Lione Mgmt For For For
1.6 Elect Richard A. Mgmt For For For
Meeusen
1.7 Elect Tessa M. Myers Mgmt For For For
1.8 Elect James F. Stern Mgmt For For For
1.9 Elect Glen E. Tellock Mgmt For For For
1.10 Elect Todd J. Teske Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn (Xiaohua) Mgmt For For For
Qu
1.2 Elect Robert McDermott Mgmt For For For
1.3 Elect Harry E. Ruda Mgmt For For For
1.4 Elect Andrew (Luen Mgmt For For For
Cheung)
Wong
1.5 Elect Arthur WONG Lap Mgmt For For For
Tat
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Longyuan Power Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 02/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect JIA Yanbing Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Longyuan Power Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Mgmt For For For
Accounts
6 Allocation of Mgmt For For For
Profits/Dividends
7 2019 Financial Budget Mgmt For For For
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments in the
PRC
13 Authority to Register Mgmt For For For
and Issue Debt
Financing Instruments
in the
PRC
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Longyuan Power Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 07/06/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect QIAO Baoping Mgmt For Against Against
2 Elect LIU Jinhuan Mgmt For For For
3 Elect LUAN Baoxing Mgmt For Against Against
4 Elect Yang Xiangbin Mgmt For For For
5 Elect LI Enyi Mgmt For For For
6 Elect HUANG Qun Mgmt For For For
7 Elect ZHANG Songyi Mgmt For For For
8 Elect MENG Yan Mgmt For For For
9 Elect HAN Dechang Mgmt For For For
10 Elect CHEN Bin Mgmt For For For
11 Elect YU Yongping Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Longyuan Power Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 12/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Stephen J. Jones Mgmt For For For
1.7 Elect Owen R. Mgmt For For For
Michaelson
1.8 Elect Danielle Pletka Mgmt For For For
1.9 Elect Michael W. Ranger Mgmt For For For
1.10 Elect Robert S. Mgmt For For For
Silberman
1.11 Elect Jean Smith Mgmt For For For
1.12 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Equity Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Hodge Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Darren R. Jackson Mgmt For For For
1.4 Elect Duy-Loan T. Le Mgmt For For For
1.5 Elect Gregg A. Lowe Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Richard H. Fearon Mgmt For Against Against
6 Elect Arthur E. Johnson Mgmt For For For
7 Elect Olivier Leonetti Mgmt For For For
8 Elect Deborah L. McCoy Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sandra Pianalto Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 08/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hwan-yoon F. Mgmt For For For
Chung
2 Elect Nelda J. Connors Mgmt For For For
3 Elect Arthur T. Mgmt For For For
Katsaros
4 Elect Robert Magnus Mgmt For For For
5 2018 Employee Stock Mgmt For For For
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Esco Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESE CUSIP 296315104 02/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leon J. Olivier Mgmt For For For
1.2 Elect Victor L. Mgmt For For For
Richey,
Jr.
1.3 Elect Larry W. Solley Mgmt For Withhold Against
2 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Molly E. Joseph Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect Paul H. Stebbins Mgmt For Against Against
9 Elect Michael T. Mgmt For For For
Sweeney
10 Elect Mark Widmar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Renee J. Peterson Mgmt For For For
2 Elect Jennifer L. Mgmt For For For
Sherman
3 Ratification of Auditor Mgmt For For For
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 06/12/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHU Gongshan Mgmt For Against Against
5 Elect ZHU Yufeng Mgmt For Against Against
6 Elect ZHENG Xiongjiu Mgmt For Against Against
7 Elect YIP Tai Him Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Green Plains Inc.
Ticker Security ID: Meeting Date Meeting Status
GPRE CUSIP 393222104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Crowley Mgmt For For For
1.2 Elect Gene Edwards Mgmt For For For
1.3 Elect Gordon Glade Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huaneng Renewables Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0958 CINS Y3739S111 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect LIN Gang Mgmt For Against Against
9 Elect CAO Shiguang Mgmt For Against Against
10 Elect WEN Minggang Mgmt For For For
11 Elect WANG Kui Mgmt For Against Against
12 Elect DAI Xinmin Mgmt For Against Against
13 Elect ZHAI Ji Mgmt For For For
14 Elect QI Hesheng Mgmt For For For
15 Elect ZHANG Lizi Mgmt For For For
16 Elect HU Jiadong Mgmt For For For
17 Elect ZHU Xiao Mgmt For For For
18 Elect HUANG Jian as Mgmt For Against Against
Supervisor
19 Approval of the Mgmt For Abstain Against
Procedural Rules of
General
Meeting
20 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Debt
Instruments
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynda L. Ziegler Mgmt For For For
2 Elect Thomas S. Mgmt For For For
Glanville
3 Elect Diana D. Tremblay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Koichi Iioka Mgmt For For For
5 Elect Michiya Kadota Mgmt For For For
6 Elect Kiyoshi Ito Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Hirohiko Ejiri Mgmt For For For
10 Elect Toshimi Kobayashi Mgmt For For For
11 Elect Yasuo Suzuki Mgmt For For For
12 Elect Tsuguto Moriwaki Mgmt For For For
13 Elect Ryoko Sugiyama Mgmt For For For
14 Elect Keiko Tanaka Mgmt For For For
15 Elect Yukihiko Muto as Mgmt For For For
Statutory
Auditor
16 Elect Toshiaki Tada as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBEB CINS W57113149 05/14/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Board Size Mgmt For For For
13 Number of Auditors Mgmt For For For
14 Directors and Mgmt For For For
Auditors'
Fees
15 Election of Directors Mgmt For Against Against
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
18 Remuneration Guidelines Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Northland Power Inc.
Ticker Security ID: Meeting Date Meeting Status
NPI CINS 666511100 05/22/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect James C. Temerty Mgmt For Against Against
3 Elect Linda L. Bertoldi Mgmt For Against Against
4 Elect Marie Mgmt For For For
Bountrogianni
5 Elect John W. Brace Mgmt For For For
6 Elect Keith R. Halbert Mgmt For For For
7 Elect Barry Gilmour Mgmt For For For
8 Elect Russell Goodman Mgmt For For For
9 Elect Michael Lord Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan Falk Mgmt For Against Against
2 Elect Todd C. Freeland Mgmt For For For
3 Elect Byron G. Wong Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy Arienzo Mgmt For For For
1.2 Elect Balu Balakrishnan Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect William L. George Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For For For
Iyer
1.6 Elect Necip Sayiner Mgmt For For For
1.7 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Incentive Award
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGI CUSIP 75972A301 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delbert Mgmt For For For
Christensen
2 Elect Randolph L. Mgmt For For For
Howard
3 Elect Debora Frodl Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/27/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Report Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
(Sustainability
Report)
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Miguel Angel Mgmt For For For
Lopez
Borrego
7 Elect Pedro Azagra Mgmt For For For
Blazquez
8 Elect Rudolf Krammer Mgmt For For For
9 Elect Andoni Cendoya Mgmt For For For
Aranzamendi
10 Elect Gloria Hernandez Mgmt For For For
Garcia
11 Appointment of Auditor Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Binding)
13 Amendment to Long-Term Mgmt For For For
Incentive
Plan
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
(Advisory)
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sunrun Inc.
Ticker Security ID: Meeting Date Meeting Status
RUN CUSIP 86771W105 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Jurich Mgmt For For For
1.2 Elect Alan Ferber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ira Ehrenpreis Mgmt For For For
2 Elect Kathleen Mgmt For For For
Wilson-Thompson
3 Approval of the 2019 Mgmt For Against Against
Equity Incentive
Plan
4 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Reduce Director Terms Mgmt For For For
from Three Years to
Two
Years
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Formation
of a Public Policy
Committee of the
Board
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/30/2019 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Thomas Schmid Mgmt For For For
8 Elect Martin Ohneberg Mgmt For For For
________________________________________________________________________________
Vestas Wind Systems AS
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/03/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Board Size Mgmt For For For
9 Elect Bert Nordberg Mgmt For For For
10 Elect Bruce Grant Mgmt For For For
11 Elect Carsten Bjerg Mgmt For For For
12 Elect Eva Merete Mgmt For For For
Sofelde
Berneke
13 Elect Helle Mgmt For For For
Thorning-Schmidt
14 Elect Henrik Andersen Mgmt For For For
15 Elect Jens Hesselberg Mgmt For For For
Lund
16 Elect Lars G. Josefsson Mgmt For For For
17 Directors' Fees For Mgmt For For For
2018
18 Directors' Fees For Mgmt For For For
2019
19 Appointment of Auditor Mgmt For For For
20 Authority to Reduce Mgmt For For For
Share
Capital
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Vicor Corporation
Ticker Security ID: Meeting Date Meeting Status
VICR CUSIP 925815102 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel J. Mgmt For For For
Anderson
1.2 Elect Estia J. Eichten Mgmt For Withhold Against
1.3 Elect Philip D. Davies Mgmt For For For
1.4 Elect James A. Simms Mgmt For Withhold Against
1.5 Elect Claudio Tuozzolo Mgmt For For For
1.6 Elect Patrizio Mgmt For For For
Vinciarelli
1.7 Elect Jason L. Carlson Mgmt For Withhold Against
1.8 Elect Michael S. Mgmt For For For
McNamara
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 03/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Continuing Connected Mgmt For For For
Transactions ( A
Share)
4 Product Sales Mgmt For For For
Framework Agreement (
H
Share)
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Annual Report Mgmt For For For
10 Provision of Letter of Mgmt For Abstain Against
Guarantee for
Subsidiaries
11 Provision of New Mgmt For Abstain Against
Guarantees for
Subsidiaries
12 Approval of Exchange Mgmt For For For
Rate and Interest
Rate Hedging
Business
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Directors' Fees Mgmt For For For
15 Supervisors' Fees Mgmt For For For
16 Elect WU Gang Mgmt For For For
17 Elect WANG Haibo Mgmt For Against Against
18 Elect CAO Zhigang Mgmt For For For
19 Elect GAO Jianjun Mgmt For For For
20 Elect GU Hongmei Mgmt For For For
21 Elect LU Hailin Mgmt For For For
22 Elect Kelvin WONG Tin Mgmt For Against Against
Yau
23 Elect WEI Wei Mgmt For For For
24 Elect YANG Jianping Mgmt For For For
25 Elect HAN Zongwei Mgmt For Against Against
26 Elect LUO Jun Mgmt For Against Against
27 Elect XIAO Hong Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 10/26/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect GU Hongmei Mgmt For For For
Fund Name : VanEck Vectors Gold Miners ETF
________________________________________________________________________________
Agnico Eagle Mines Limited
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Incentive Mgmt For For For
Share Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Dowling Mgmt For For For
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire M. Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For Withhold Against
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For Withhold Against
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Ronald E. Smith Mgmt For For For
1.10 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Renewal of Long-Term Mgmt For For For
Incentive
Plan
4 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
5 Renewal of Shareholder Mgmt For For For
Rights
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Maria D.C. Mgmt For For For
Richter
2 Elect Kelvin P. M. Mgmt For For For
Dushnisky
3 Elect Alan M. Ferguson Mgmt For For For
4 Elect Jochen E. Tilk Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Remuneration Policy Mgmt For For For
12 Remuneration Report Mgmt For For For
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Financial Mgmt For For For
Assistance
17 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive T. Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Jerry R. Korpan Mgmt For For For
2.7 Elect Bongani Mtshisi Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Andrew J. Quinn Mgmt For For For
1.8 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 11/05/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger
2 Change of Continuance Mgmt For For For
from Ontario to
British
Columbia
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 04/08/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
issuer)
5 Amendment to the Mgmt For For For
Performance Share
Plan
6 Increase in Directors' Mgmt For For For
Fee
Cap
7 Elect Josef El-Raghy Mgmt For For For
8 Elect Andrew Pardey Mgmt For For For
9 Elect Ross Jerrard Mgmt For For For
10 Elect Gordon E. Haslam Mgmt For For For
11 Elect Alison Baker Mgmt For For For
12 Elect Ibrahim Fawzy Mgmt For For For
13 Elect Mark R. Arnesen Mgmt For For For
14 Elect Mark Bankes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Dushenaly Kasenov Mgmt For For For
4 Elect Maksat Kobonbaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Askar Oskombaev Mgmt For For For
7 Elect Michael S. Mgmt For For For
Parrett
8 Elect Jacques Perron Mgmt For For For
9 Elect Scott G. Perry Mgmt For For For
10 Elect Sheryl K. Mgmt For For For
Pressler
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect Brian E Sandoval Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Interim Dividends Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board of Directors' Mgmt For For For
Remuneration
Policy
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 06/05/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andre Falzon Mgmt For For For
3 Elect Steven Feldman Mgmt For For For
4 Elect Judy Kirk Mgmt For For For
5 Elect Michael McMullen Mgmt For For For
6 Elect Christopher Mgmt For For For
Robison
7 Elect Ronald Simkus Mgmt For For For
8 Elect Dawn Whittaker Mgmt For For For
9 Elect William C. Mgmt For For For
Williams
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment of the Mgmt For For For
Performance and
Restricted Share Unit
Plan
12 Share Option Plan Mgmt For For For
Renewal
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/11/2018 Voted
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remove Lisa Colnett ShrHoldr N/A For N/A
4 Remove Edward C. ShrHoldr N/A For N/A
Dowling
Jr.
5 Remove Alan R. Edwards ShrHoldr N/A For N/A
6 Remove Andre Falzon ShrHoldr N/A For N/A
7 Remove J. Michael ShrHoldr N/A For N/A
Kenyon
8 Remove Judy Kirk ShrHoldr N/A For N/A
9 Remove Alex G. Morrison ShrHoldr N/A For N/A
10 Remove Jonathan ShrHoldr N/A For N/A
Rubenstein
11 Board Size ShrHoldr N/A Abstain N/A
12 Elect Maria S. Jelescu ShrHoldr N/A For N/A
Dreyfus
13 Elect Steven Mark ShrHoldr N/A For N/A
Feldman
14 Elect Marcelo Kim ShrHoldr N/A For N/A
15 Elect Christopher ShrHoldr N/A For N/A
James
Robison
16 Elect Ronald Stanley ShrHoldr N/A For N/A
Simkus
17 Elect Dawn Patricia ShrHoldr N/A For N/A
Whittaker
18 Elect William C. ShrHoldr N/A For N/A
Williams
19 Elect Michael D. ShrHoldr N/A For N/A
Woollcombe
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/13/2018 Take No Action
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Remove Lisa Colnett Mgmt For TNA N/A
4 Remove Jonathan Mgmt For TNA N/A
Rubenstein
5 Remove Edward C. Mgmt Against TNA N/A
Dowling
Jr.
6 Remove Alan R. Edwards Mgmt Against TNA N/A
7 Remove Andre Falzon Mgmt Against TNA N/A
8 Remove J. Michael Mgmt Against TNA N/A
Kenyon
9 Remove Judy Kirk Mgmt Against TNA N/A
10 Remove Alex G. Morrison Mgmt Against TNA N/A
11 Board Size Mgmt Against TNA N/A
12 Elect Steven Mark ShrHoldr For TNA N/A
Feldman
13 Elect Christopher ShrHoldr For TNA N/A
James
Robison
14 Elect Ronald Stanley ShrHoldr Against TNA N/A
Simkus
15 Elect Dawn Patricia ShrHoldr Against TNA N/A
Whittaker
16 Elect Maria S. Jelescu ShrHoldr Against TNA N/A
Dreyfus
17 Elect William C. ShrHoldr Against TNA N/A
Williams
18 Elect Michael D. ShrHoldr Against TNA N/A
Woollcombe
19 Elect Marcelo Kim ShrHoldr Against TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902509 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Pamela M. Gibson Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For Against Against
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Olivier Colom Mgmt For Against Against
5 Elect Livia Mahler Mgmt For For For
6 Elect Wayne McManus Mgmt For Against Against
7 Elect Sebastien de Mgmt For For For
Montessus
8 Elect Naguib Sawiris Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Graham R. Mgmt For For For
Freestone
4 Re-elect Lawrence Mgmt For For For
(Lawrie) J.
Conway
5 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
________________________________________________________________________________
First Majestic Silver Corporation
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David A. Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Mgmt For For For
Long-Term Incentive
Plan
5 Amendments to Advance Mgmt For For For
Notice Policy
6 Amendment to Articles Mgmt For For For
to Increase Quorum
Requirements
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CINS 349915108 06/20/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jorge Ganoza Mgmt For For For
Durant
4 Elect Simon Ridgway Mgmt For For For
5 Elect Mario Szotlender Mgmt For For For
6 Elect David Farrell Mgmt For For For
7 Elect David Laing Mgmt For For For
8 Elect Alfredo Sillau Mgmt For For For
9 Elect Kylie Dickson Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pierre Lassonde Mgmt For For For
1.2 Elect David Harquail Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Jennifer Maki Mgmt For For For
1.8 Elect Randall Oliphant Mgmt For For For
1.9 Elect David R. Peterson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Phuti Mgmt For For For
Mahanyele-Dabengwa
3 Re-elect Paul A. Mgmt For For For
Schmidt
4 Re-elect Alhassan Mgmt For For For
Andani
5 Re-elect Peter J. Mgmt For For For
Bacchus
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
8 Elect Audit Committee Mgmt For For For
Member
(Alhassan Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 07/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue Shares (African
Rainbow Minerals
Limited)
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 12/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Max Sisulu Mgmt For For For
2 Re-elect Joaquim A. Mgmt For Against Against
Chissano
3 Re-elect Fikile T. De Mgmt For For For
Buck
4 Re-elect Modise M.J. Mgmt For For For
Motloba
5 Re-elect Patrice T. Mgmt For For For
Motsepe
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Deferred Share Mgmt For For For
Plan
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Deferred Share
Plan
17 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ted Crumley Mgmt For For For
2 Elect Terry V. Rogers Mgmt For For For
3 Elect Charles B. Mgmt For For For
Stanley
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
7 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Special
Meetings
8 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Eugene Shvidler Mgmt For For For
3 Elect Valery Oyf Mgmt For For For
4 Elect Duncan Baxter Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
1.8 Elect Ronald P. Gagel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect Kerry D. Dyte Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect Kelly J. Osborne Mgmt For For For
1.7 Elect J. Paul Rollinson Mgmt For For For
1.8 Elect David A. Scott Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/07/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry P. Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Raymond Threlkeld Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Robin E. Dunbar Mgmt For For For
1.7 Elect Gregory P. Mgmt For For For
Fauquier
1.8 Elect Donald R. M. Mgmt For For For
Quick
1.9 Elect Michael L. Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Authority to Issue Mgmt For For For
Securities
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Renaud Adams Mgmt For For For
2.2 Elect Gillian Davidson Mgmt For For For
2.3 Elect James Gowans Mgmt For For For
2.4 Elect Margaret Mulligan Mgmt For For For
2.5 Elect Ian W. Pearce Mgmt For For For
2.6 Elect Marilyn Mgmt For For For
Schonberner
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/14/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter W. Tomsett Mgmt For For For
3 Re-elect Philip Aiken Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
5 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
6 Remuneration Report Mgmt For For For
7 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Newmont Goldcorp Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Carrabba
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Sheri Hickok Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Jane Nelson Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Elect Molly P. Zhang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Share Issuance Mgmt For For For
Pursuant to
Merger
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Shirley E. Mgmt For For For
In'tVeld
4 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian M. Reid Mgmt For For For
3 Elect Geoffrey W. Raby Mgmt For For For
4 Elect Michael F. Wilkes Mgmt For For For
5 Elect Paul B. Sweeney Mgmt For For For
6 Elect Nora L. Mgmt For For For
Scheinkestel
7 Elect Craig J. Nelsen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect John Burzynski Mgmt For For For
1.3 Elect Christopher C. Mgmt For For For
Curfman
1.4 Elect Joanne Ferstman Mgmt For For For
1.5 Elect Pierre Labbe Mgmt For For For
1.6 Elect Oskar Lewnowski Mgmt For Withhold Against
1.7 Elect Charles E. Page Mgmt For For For
1.8 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the Mgmt For For For
Amended DSU
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Share Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Gillian D. Mgmt For For For
Winckler
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect C. Kevin McArthur Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect David Smith Mgmt For For For
2.6 Elect Faheem Tejani Mgmt For For For
2.7 Elect Robin Bienenstock Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Amendment to Mgmt For For For
Restricted Stock
Plan
6 Amendments to Articles Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 11/07/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Effect Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Paul Thomas Mgmt For For For
4 Re-elect James Mactier Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Jim
Beyer)
6 Equity Grant (COO Paul Mgmt For For For
Thomas)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 05/20/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Marthinus Mgmt For For For
(Martin) Johan
Botha
4 Re-elect Yasmin Mgmt For Against Against
Broughton
5 Equity Grant (MD/CEO Mgmt For For For
John
Welborn)
6 Equity Grant - Special Mgmt For Against Against
Issue (MD/CEO John
Welborn)
7 Deeds of Indemnity, Mgmt For For For
Insurance and
Access
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 10/26/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Sabina Shugg Mgmt For For For
4 Re-elect Peter R. Mgmt For For For
Sullivan
5 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
6 Ratify Placement of Mgmt For For For
Securities (Arnold
Kondrat)
7 Ratify Placement of Mgmt For For For
Securities (Orca Gold
Inc.)
8 Ratify Placement of Mgmt For For For
Securities (Global
Iron Ore HK
Ltd.)
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tony Jensen Mgmt For For For
2 Elect Jamie C. Sokalsky Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David E. De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For For For
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
5 Amendments to the Mgmt For For For
Restricted Share
Plan
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony W. Mgmt For For For
Kiernan
2 Re-elect Geoffrey Mgmt For For For
Clifford
3 Remuneration Report Mgmt N/A For N/A
4 Ratify Placement of Mgmt For For For
Securities
(Employees)
5 Approve Employee Mgmt N/A For N/A
Incentive Share
Plan
6 Equity Grant Mgmt For For For
(Performance Rights -
MD Raleigh
Finlayson)
7 Equity Grant (One-Off Mgmt For For For
Retention Rights - MD
Raleigh
Finlayson)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Semafo, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Helene Cartier Mgmt For For For
4 Elect Benoit Desormeaux Mgmt For For For
5 Elect Flore Konan Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Tertius Zongo Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Simon Fish Mgmt For For For
2.5 Elect Gustavo A. Mgmt For For For
Herrero
2.6 Elect Beverlee F. Park Mgmt For For For
2.7 Elect Richard D. Mgmt For For For
Paterson
2.8 Elect Steven P. Reid Mgmt For For For
2.9 Elect Elizabeth A. Mgmt For For For
Wademan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Reelect Kerry J. Mgmt For For For
Gleeson
4 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/20/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect A. Terrance Mgmt For For For
MacGibbon
3 Elect Andrew Adams Mgmt For For For
4 Elect James Crombie Mgmt For For For
5 Elect Frank L. Davis Mgmt For For For
6 Elect David Fennell Mgmt For For For
7 Elect Michael Murphy Mgmt For For For
8 Elect William M. Shaver Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Wademan
10 Elect Frederick Mgmt For For For
Stanford
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of Mgmt For Against Against
Unallocated Share
Units Under the
Employee Share
Plan
13 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
14 Approval of Mgmt For Against Against
Unallocated RSU Units
Under the RSU
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wheaton Precious Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Marilyn Mgmt For For For
Schonberner
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For Withhold Against
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For Withhold Against
1.8 Elect Nigel Lees Mgmt For Withhold Against
1.9 Elect Peter J. Marrone Mgmt For Withhold Against
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WENG Zhanbin Mgmt For For For
3 Elect Dong Xin Mgmt For For For
4 Elect WANG Ligang Mgmt For Against Against
5 Elect XU Xiaoliang Mgmt For For For
6 Elect LIU Yongsheng Mgmt For For For
7 Elect YAO Ziping Mgmt For For For
8 Elect GAO Min Mgmt For Against Against
9 Elect Jinrong Chen Mgmt For For For
10 Elect Jojo CHOY Sze Mgmt For For For
Chung
11 Elect WEI Junhao Mgmt For For For
12 Elect SHEN Shifu Mgmt For For For
13 Elect WANG Xiaojie as Mgmt For For For
Supervisor
14 Elect ZOU Chao as Mgmt For Against Against
Supervisor
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Registered Issue of Mgmt For For For
Renewable
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
9 Amendments to Articles Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of the Mgmt For For For
Conditions for the
Public Issuance of A
Shares
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Number of Shares Mgmt For For For
5 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
6 Methods of Issuance Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods of
Subscription
8 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
9 Pricing Principles and Mgmt For For For
Issuance
Price
10 Time of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
14 Effective Period Mgmt For For For
15 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
16 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Public
Issuance of A Shares
(Revised
Version)
17 Specific Report on Use Mgmt For For For
of Proceeds
Previously
Raised
18 Recovery Measures and Mgmt For For For
the Undertakings on
the Dilutive Impact
of the Public
Issuance of A Shares
on Immediate Returns
(Revised
Version)
19 Profit Distribution Mgmt For For For
and Return Plan for
Year
2018-2020
20 Possible Connected Mgmt For For For
Transactions of
Subscription of A
Shares
21 Ratification of Board Mgmt For For For
Acts
22 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver
Bullion
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 04/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Number of Shares Mgmt For For For
5 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
6 Methods of Issuance Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods of
Subscription
8 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
9 Pricing Principles and Mgmt For For For
Issuance
Price
10 Time of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
14 Effective Period Mgmt For For For
15 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
16 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
7 Authority to Give Mgmt For For For
Guarantees (Fujian
Evergreen)
8 Directors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Supervisors' Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Annual Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Directors' and Mgmt For For For
Supervisors'
Fees
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : VanEck Vectors High Income Infrastructure MLP ETF
________________________________________________________________________________
Antero Midstream Partners LP
Ticker Security ID: Meeting Date Meeting Status
AM CUSIP 03673L103 03/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Buckeye Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
BPL CUSIP 118230101 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Oliver G. Richard Mgmt For For For
1.2 Elect Clark C. Smith Mgmt For For For
1.3 Elect Frank S. Sowinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enbridge Energy Partners LP
Ticker Security ID: Meeting Date Meeting Status
EEP CUSIP 29250R106 12/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Energy Transfer Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
ETP CUSIP 29278N103 10/18/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
EnLink Midstream Partners, LP
Ticker Security ID: Meeting Date Meeting Status
ENLK CUSIP 29336U107 01/23/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
NuStar Energy L.P.
Ticker Security ID: Meeting Date Meeting Status
NS CUSIP 67058H102 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Dan Bates Mgmt For For For
1.2 Elect James F. Mgmt For For For
Clingman,
Jr.
1.3 Elect Dan J. Hill Mgmt For For For
2 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Nustar GP Holdings LLC
Ticker Security ID: Meeting Date Meeting Status
NSH CUSIP 67059L102 07/20/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Plains All American Pipeline, L.P.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 726503105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Victor Burk Mgmt For For For
1.2 Elect Gary R. Petersen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rice Midstream Partners LP
Ticker Security ID: Meeting Date Meeting Status
RMP CUSIP 762819100 07/20/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Transmontaigne Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
TLP CUSIP 89376V100 02/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Western Gas Partners, LP
Ticker Security ID: Meeting Date Meeting Status
WES CUSIP 958254104 02/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors High Income MLP ETF
________________________________________________________________________________
Black Stone Minerals, L.P.
Ticker Security ID: Meeting Date Meeting Status
BSM CUSIP 09225M101 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William G. Bardel Mgmt For For For
1.2 Elect Carin M. Barth Mgmt For For For
1.3 Elect Thomas L. Mgmt For For For
Carter,
Jr.
1.4 Elect D. Mark DeWalch Mgmt For For For
1.5 Elect Ricky J. Mgmt For For For
Haeflinger
1.6 Elect Jerry V. Kyle, Mgmt For For For
Jr.
1.7 Elect Michael C. Linn Mgmt For For For
1.8 Elect John H. Longmaid Mgmt For For For
1.9 Elect William N. Mathis Mgmt For For For
1.10 Elect William E. Mgmt For For For
Randall
1.11 Elect Alexander D. Mgmt For For For
Stuart
1.12 Elect Allison K. Mgmt For For For
Thacker
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Capital Product Partners L P
Ticker Security ID: Meeting Date Meeting Status
CPLP CUSIP Y11082107 09/05/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abel L. Mgmt For For For
Rasterhoff
2 Elect Dimitris P. Mgmt For For For
Christacopoulos
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Gaslog Partners LP
Ticker Security ID: Meeting Date Meeting Status
GLOP CUSIP Y2687W108 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B Mgmt For For For
Allardice,
III
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Golar LNG Partners LP
Ticker Security ID: Meeting Date Meeting Status
GMLP CUSIP Y2745C102 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul M. Leand, Mgmt For For For
Jr.
2 Elect Jeremy Kramer Mgmt For For For
________________________________________________________________________________
Hi-Crush Partners LP
Ticker Security ID: Meeting Date Meeting Status
HCLP CUSIP 428337109 05/22/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion from Mgmt For For For
Partnership to
Corporation
2 Approval of the Long Mgmt For For For
Term Incentive
Plan
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
KNOT Offshore Partners LP
Ticker Security ID: Meeting Date Meeting Status
KNOP CUSIP Y48125101 09/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward Andrew Mgmt For For For
Waryas,
Jr.
2 Resident Status Mgmt N/A Against N/A
________________________________________________________________________________
Teekay LNG Partners L.P.
Ticker Security ID: Meeting Date Meeting Status
TGP CUSIP Y8564M105 12/18/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allow the Partnership Mgmt For For For
to Elect to be
Treated as a
Corporation for
Federal Income Tax
Purposes
2 Adopt the Fourth Mgmt For For For
Amended and Restated
Partnership
Agreement
3 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors India Small-Cap Index ETF
________________________________________________________________________________
8K Miles Software Services Limited
Ticker Security ID: Meeting Date Meeting Status
8KMILES CINS Y6782A127 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Venkatachari Mgmt For Against Against
Suresh
3 Elect R.S. Ramani Mgmt For Against Against
4 Elect Vivek Prakash Mgmt For For For
5 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
6 Reclassification of Mgmt For For For
Promoter
Group
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aban Offshore Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABAN CINS Y0001N135 09/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Deepa Reji Mgmt For Against Against
Abraham
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Continuation of Office Mgmt For Against Against
of Pejavar
Murari
5 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities
w/o Preemptive Rights
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Secutrities
w/o Preemptive Rights
to Qualified
Institutional
Buyers
________________________________________________________________________________
Advanced Enzyme Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
ADVENZYMES CINS Y0R165120 09/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Chandrakumar Mgmt For For For
Rathi
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Related Party Mgmt For For For
Transactions
(Advanced Bio-Agro
Tech
Limited)
7 Related Party Mgmt For For For
Transactions (JC
Biotech Private
Limited)
8 Holding Office or Mgmt For For For
Place of Profit by
Mangala
Kabra
9 Authority to Mortgage Mgmt For For For
Assets
10 Elect Suresh Paharia Mgmt For For For
11 Elect Rajesh Kumar Mgmt For For For
Sharma
________________________________________________________________________________
Advanced Enzyme Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
ADVENZYMES CINS Y0R165120 09/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Vacancy Mgmt For For For
Resulting from the
Resignation of
Chandrakumar
Rathi
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 01/10/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 03/26/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to the
Government of
India
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 06/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allahabad Bank
Ticker Security ID: Meeting Date Meeting Status
ALBK CINS Y0031K101 09/18/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Amber Enterprises India Ltd.
Ticker Security ID: Meeting Date Meeting Status
AMBER CINS Y0102T106 09/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Jasbir Singh Mgmt For For For
4 Modification to the Mgmt For Against Against
Appointment of
Auditor and Authority
to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Amendments to Articles Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Revision to Mgmt For For For
Remuneration of
Jasbir Singh
(Chairman and
CEO)
10 Revision to Mgmt For For For
Remuneration of
Daljit Singh
(Managing
Director)
11 Independent Directors' Mgmt For For For
Fees and
Commission
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anant Raj Limited
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amar Sarin Mgmt For Against Against
5 Elect Chanda Sachdev Mgmt For Against Against
6 Elect Sushmaa Chhabra Mgmt For For For
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Elect Ashok Sarin Mgmt For Against Against
________________________________________________________________________________
Anant Raj Ltd.
Ticker Security ID: Meeting Date Meeting Status
ANANTRAJ CINS Y01272122 12/31/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brajindar Mohan Mgmt For For For
Singh
3 Elect Maneesh Gupta Mgmt For Against Against
4 Elect Ambarish Mgmt For Against Against
Chatterjee
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 03/22/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 07/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Andhra Bank
Ticker Security ID: Meeting Date Meeting Status
ANDHRABANK CINS Y01279119 09/19/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
2 Authority to Issue Mgmt For Against Against
Shares Under the
ANDBANK ESPS
2018
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aptech Limited
Ticker Security ID: Meeting Date Meeting Status
APTECHT CINS Y0190J101 07/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ninad B. Karpe Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Madhusudan Kela Mgmt For For For
5 Elect Nikhil Dalal Mgmt For For For
6 Elect Vijay S. Aggarwal Mgmt For Against Against
7 Elect Ramesh S. Damani Mgmt For Against Against
8 Approval to Waive Mgmt For Against Against
Excess Remuneration
for Anil Pant
(Managing director
and
CEO)
9 Approval to Waive Mgmt For Against Against
Excess Remuneration
for Ninad B. Karpe
(Former Managing
director and
CEO)
________________________________________________________________________________
Astec Lifesciences Limited
Ticker Security ID: Meeting Date Meeting Status
ASTEC CINS Y0433F106 08/01/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Balram Singh Mgmt For Against Against
Yadav
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Ashok Mgmt For Against Against
V. Hiremath (Managing
Director); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Astra Microwave Products Limited
Ticker Security ID: Meeting Date Meeting Status
ASTRAMICRO CINS Y4066G118 07/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Prakash A. Mgmt For For For
Chitrakar
6 Elect Avinash Chander Mgmt For For For
7 Appointment of S. Mgmt For For For
Gurunatha Reddy
(Whole Time Director
&
CFO)
8 Appointment of Mgmt For For For
M.V.Reddy (Whole Time
Director (Mktg. &
Operations))
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Atul Auto Limited
Ticker Security ID: Meeting Date Meeting Status
ATULAUTO CINS Y0450K145 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mahendrakumar J. Mgmt For For For
Patel
4 Elect Margie S. Parikh Mgmt For For For
5 Appointment of Mgmt For Against Against
Jayantibhai J.
Chandra (Chair and
Managing Director);
Approval of
Remuneration
6 Appointment of Mgmt For For For
Mahendra J Patel
(Whole-time Director
and CFO); Approval of
Remuneration
7 Appointment of Niraj J Mgmt For For For
Chandra (Whole-Time
Director); Approval
of
Remuneration
8 Authorize Board to Mgmt For For For
Deliver Documents and
Determine Delivery
Fees
9 Authority to Give Mgmt For Against Against
Guarantees, Grant
Loans and Make
Investments
________________________________________________________________________________
Atul Limited
Ticker Security ID: Meeting Date Meeting Status
ATUL CINS Y0450Y111 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect B.N. Mohanan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to 2017 AGM Mgmt For Against Against
Proposal Regarding
Appointment of
Auditors and Setting
Their
Fees
6 Appointment of Sunil Mgmt For Against Against
S. Lalbhai (Chairman
& Managing Director);
Approval of
Remuneration
7 Elect Susim Mukul Datta Mgmt For For For
8 Elect V. Srinivasa Mgmt For Against Against
Rangan
9 Elect Bansidhar S. Mgmt For Against Against
Mehta
10 Elect B.R. Arora Mgmt For For For
11 Elect Rajendra A. Shah Mgmt For Against Against
12 Non-Executive Mgmt For For For
Directors'
Commission
13 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Avanti Feeds Ltd.
Ticker Security ID: Meeting Date Meeting Status
AVANTI CINS Y0485G150 01/10/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
B.V.
Kumar
3 Continuation of the Mgmt For Against Against
Office of Director
A.V.
Achar
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELEC CINS Y05477164 02/21/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bajaj Electricals Limited
Ticker Security ID: Meeting Date Meeting Status
BAJAJELEC CINS Y05477164 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anant Bajaj Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Revised Appointment Mgmt For For For
terms of Anant Bajaj
(Managing Director);
Approval of Revised
Remuneration
9 Change in Location of Mgmt For For For
Register of
Members
10 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Bajaj Electricals Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJELEC CINS Y05477164 03/26/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Harsh Vardhan Mgmt For Against Against
Goenka
3 Elect Indu Shahani Mgmt For Against Against
4 Elect R. P. Singh Mgmt For For For
5 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 08/04/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture of 17.51% Mgmt For For For
stake in LPGCL
(Ordinary
Resolution)
3 Divestiture of 17.51% Mgmt For For For
stake in LPGCL
(Special
Resolution)
________________________________________________________________________________
Bajaj Hindusthan Sugar Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAJAJHIND CINS Y0547C130 09/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Kushagra Nayan Mgmt For Against Against
Bajaj
4 Elect Rajeev Kumar Mgmt For For For
Raizada
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Balrampur Chini Mills Limited
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 08/31/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Naresh Dayal Mgmt For Against Against
5 Amendment to the Term Mgmt For Against Against
of Appointment of the
Auditor
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Balrampur Chini Mills Ltd.
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 03/25/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R.N. Das Mgmt For For For
3 Elect Dinesh Kumar Mgmt For Against Against
Mittal
4 Elect Krishnava Dutt Mgmt For Against Against
5 Elect Novel S. Lavasa Mgmt For For For
6 Continuation of the Mgmt For For For
Office of Director
Sakti Prasad
Ghosh
________________________________________________________________________________
BEML Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEML CINS Y0881N114 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect B. R. Viswanatha Mgmt For Against Against
5 Elect R. H. Muralidhara Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Elect Suraj Prakash Mgmt For For For
8 Elect Rajib Kumar Sen Mgmt For Against Against
9 Elect Gurmohinder Singh Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
BF Utilities Limited
Ticker Security ID: Meeting Date Meeting Status
BFUTI CINS Y08804125 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Babasaheb N. Mgmt For Against Against
Kalyani
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Bhalchandra B. Mgmt For Against Against
Hattarki
5 Elect Shrikrishna K. Mgmt For For For
Adivarekar
________________________________________________________________________________
BGR Energy Systems Limited
Ticker Security ID: Meeting Date Meeting Status
BGRENERGY CINS Y08816103 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vellore R. Mgmt For Against Against
Mahadevan
3 Appointment of Mgmt For For For
Swarnamugi R. Karthik
(Director-Corporate
Strategy); Approval
of
Remuneration
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bhansali Engineering Polymers Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEPL CINS Y0880R124 03/09/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bakhitiar S. Mgmt For Against Against
Bhesania
3 Elect Munish C. Gupta Mgmt For Against Against
4 Elect Dilip Kumar Mgmt For For For
5 Appointment of Babulal Mgmt For For For
Bhansali (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Bhansali Engineering Polymers Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEPL CINS Y0880R124 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Babulal Bhansali Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Jayesh Mgmt For For For
B. Bhansali
(Executive Director -
CFO); Approval of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 04/12/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Bliss GVS Mgmt For For For
Pharma Limited ESOP
2019
3 Extension of Bliss GVS Mgmt For For For
Pharma Limited ESOP
2019 to
Subsidiaries
4 Amendment to Foreign Mgmt For For For
Investor
Restrictions
5 Elect S.R. Vaidya Mgmt For For For
________________________________________________________________________________
Bliss GVS Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
BLISSGVS CINS Y0910L121 08/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gautam R. Ashara Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
BLS International Services Limited
Ticker Security ID: Meeting Date Meeting Status
BLS CINS Y0R18P124 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Nikhil Gupta Mgmt For Against Against
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Bodal Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
BODALCHEM CINS Y0920D143 06/26/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-Classification of Mgmt For For For
Authorized Share
Capital
3 Preferential Issuance Mgmt For For For
of Warrants w/o
Preemptive
Rights
________________________________________________________________________________
Bodal Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
BODALCHEM CINS Y0920D143 09/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ankit S. Patel Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Sunil Kanaiyalal Mgmt For For For
Mehta
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Appointment of Suresh Mgmt For Against Against
J. Patel (Chairman
and Managing
Director); Approval
of
Remuneration
10 Appointment of Bhavin Mgmt For For For
S. Patel (Executive
Director); Approval
of
Remuneration
________________________________________________________________________________
Bombay Dyeing & Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 01/03/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Bombay Dyeing & Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BOMDYEING CINS Y0R6AQ102 08/07/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Nusli N. Wadia Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Continuation of Office Mgmt For Against Against
of Director Nusli N.
Wadia
7 Continuation of Office Mgmt For Against Against
of Director R. A.
Shah
8 Continuation of Office Mgmt For Against Against
of Director A. K.
Hirjee
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Revision of Mgmt For For For
Remuneration of
Jehangir N. Wadia
(Managing
Director)
________________________________________________________________________________
CARE Ratings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CARERATING CINS Y1R7BV106 09/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sadhana Dhamane Mgmt For Against Against
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect V Chandrasekaran Mgmt For For For
6 Elect Adesh Kumar Gupta Mgmt For For For
________________________________________________________________________________
Ceat Limited
Ticker Security ID: Meeting Date Meeting Status
CEATLTD CINS Y1229V149 07/20/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hari L. Mundra Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Elect Pierre E. Cohade Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Appoint Arnab Banerjee Mgmt For For For
(Executive Director);
Approve
Remuneration
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Central Depository Services (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
CDSL CINS Y1R465106 08/20/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Venkat N. Mgmt For For For
Chalasani
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect K. V. Subramanian Mgmt For For For
6 Appointment of P.S. Mgmt For For For
Reddy (MD & CEO);
Approval of
Remuneration
7 Increase in Investment Mgmt For For For
Limits
________________________________________________________________________________
Century Plyboards (India) Limited
Ticker Security ID: Meeting Date Meeting Status
CENTURYPLY CINS Y1274H102 03/26/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mangi Lal Jain Mgmt For Against Against
3 Elect Santanu Ray Mgmt For For For
4 Elect Mamta Binani Mgmt For For For
5 Elect J. P. Dua Mgmt For For For
6 Elect Probir Roy Mgmt For For For
________________________________________________________________________________
Century Plyboards (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
CENTURYPLY CINS Y1274H102 09/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vishnu Khemani Mgmt For Against Against
4 Elect Keshav Bhajanka Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Prem Mgmt For For For
Kumar Bhajanka
(Managing Director);
Approval of
Remuneration
7 Appointment of Vishnu Mgmt For For For
Khemani (Managing
Director); Approval
of
Remuneration
8 Related Party Mgmt For For For
Transactions
9 Revised Remuneration Mgmt For Against Against
of Executive
Directors
10 Revision of Limits of Mgmt For Against Against
Managerial
Remuneration
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CG Power & Industrial Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGPOWER CINS Y1788L144 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Bhuthalingam Mgmt For For For
Hariharan
3 Elect Neelkant Mgmt For For For
Narayanan
Kollengode
4 Appointment of Joint Mgmt For For For
Auditors and
Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Ashish Kumar Guha Mgmt For For For
7 Payment of Minimum Mgmt For Against Against
Remuneration to K N
Neelkant (CEO &
Managing
Director)
________________________________________________________________________________
Chambal Fertilisers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
CHAMBLFERT CINS Y12916139 09/18/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Saroj Kumar Mgmt For Against Against
Poddar
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect Vivek Mehra Mgmt For For For
6 Amendment to Borrowing Mgmt For For For
Powers
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chennai Petroleum Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
CHENNPETRO CINS Y53733112 08/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends:
Preference
Shares
3 Allocation of Mgmt For For For
Profits/Dividends:
Ordinary
Shares
4 Elect Sanjiv Singh Mgmt For Against Against
5 Elect Perin Devi Mgmt For Against Against
6 Elect Gopal Aravindan Mgmt For Against Against
7 Elect S. N. Pandey Mgmt For For For
8 Elect B.V.Rama Gopal Mgmt For Against Against
9 Elect Rajeev Ailawadi Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Amendments to Mgmt For For For
Memorandum of
Association
12 Amendments to Articles Mgmt For For For
13 Cancellation of Mgmt For For For
Unsubscribed
Shares
14 Cancellation of Mgmt For For For
Forfeited
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cox & Kings India Limited
Ticker Security ID: Meeting Date Meeting Status
COX&KINGS CINS Y17730113 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A.B.M. Good Mgmt For Against Against
4 Elect M. Narayanan Mgmt For Against Against
5 Elect Subhash C. Mgmt For Against Against
Bhargava
6 Elect Pesi Patel Mgmt For Against Against
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Cox and Kings Ltd.
Ticker Security ID: Meeting Date Meeting Status
COX&KINGS CINS Y17730113 03/20/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
A.B.M.
Good
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 07/31/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
DB Realty Limited
Ticker Security ID: Meeting Date Meeting Status
DBREALTY CINS Y202CY107 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Vinod Goenka Mgmt For For For
4 Elect Shahid U. Balwa Mgmt For Against Against
5 Ratification of Mgmt For For For
Auditor (Haribhakti &
Co.
LLP)
6 Elect Maryam Khan Mgmt For For For
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCBBANK CINS Y2051L134 06/01/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amin Manekia Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Altaf Jiwani Mgmt For For For
6 Elect Imran Contractor Mgmt For For For
7 Elect C. Narasimhan Mgmt For For For
8 Elect S. Sridhar Mgmt For For For
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Issue Mgmt For For For
Non-convertible
Debentures
11 Amendments of Mgmt For For For
Memorandum of
Association
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deepak Fertilisers & Petrochemicals Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
DEEPAKFERT CINS Y2025D119 09/18/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Retirement of R. A. Mgmt For For For
Shah
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Re-appointment of S.C. Mgmt For Against Against
Mehta as Chairman and
Managing
Director; Approval of
Compensation
7 Non-Executive Mgmt For For For
Directors'
Commission
8 Re-Classification of Mgmt For For For
Authorized Share
Capital
9 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
10 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
11 Authority to Give Mgmt For Against Against
Guarantees
12 Conversion of Loans Mgmt For Against Against
into Equity
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 08/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rakesh Mgmt For For For
Jhunjhunwala
4 Appointment of Ashish Mgmt For For For
Kapadia (Managing
Director); Approval
of
Remuneration
5 Authority to Give Mgmt For For For
Guarantees
6 Related Party Mgmt For For For
Transactions with
Daman Hospitality
Private
Limited
________________________________________________________________________________
Den Networks Limited
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Elect Ankur Ambika Sahu Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Archana Hingorani Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Den Networks Limited
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 10/18/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reappointment of Mgmt For Against Against
Sameer Manchanda
(Chairman and
Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Den Networks Limited
Ticker Security ID: Meeting Date Meeting Status
DEN CINS Y2032S109 11/14/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Dhampur Sugar Mills Limited
Ticker Security ID: Meeting Date Meeting Status
DHAMPURSUG CINS Y2058S124 08/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Gautam Goel Mgmt For For For
5 Elect Sandeep Kumar Mgmt For Against Against
Sharma
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
8 Continuation of Office Mgmt For Against Against
of Director Priya
Brat
9 Continuation of Office Mgmt For Against Against
of Director Mahesh
Prasad
Mehrotra
10 Continuation of Office Mgmt For Against Against
of Director Harish
Saluja
________________________________________________________________________________
Dredging Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
DREDGECORP CINS Y2107Z111 08/13/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajesh Tripathi Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Satinder Pal Mgmt For Against Against
Singh
6 Elect Shambhu Singh Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
E.I.D. Parry (India) Limited
Ticker Security ID: Meeting Date Meeting Status
EIDPARRY CINS Y67828163 08/08/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Venkatachalam Mgmt For For For
Ravichandran
5 Elect C.K. Ranganathan Mgmt For For For
6 Elect Ajay B. Baliga Mgmt For For For
7 Elect Ramesh K.B. Menon Mgmt For Against Against
8 Elect M. M. Mgmt For Against Against
Venkatachalam
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Eros International Media Limited
Ticker Security ID: Meeting Date Meeting Status
EROSMEDIA CINS Y229A9107 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Jyoti Deshpande Mgmt For For For
4 Elect S. Lakshminayanan Mgmt For For For
5 Elect Sunil Srivastav Mgmt For For For
6 Related Party Mgmt For Against Against
Transactions
(Reliance Eros
Productions)
7 Related Party Mgmt For Against Against
Transactions (Eros
Digital)
________________________________________________________________________________
Eros International Plc
Ticker Security ID: Meeting Date Meeting Status
EROS CUSIP G3788M114 12/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Sunil Lulla Mgmt For For For
3 Elect Jyoti Deshpande Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Eveready Industries India Limited
Ticker Security ID: Meeting Date Meeting Status
EVEREADY CINS Y2361Z120 08/06/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Aditya Khaitan Mgmt For Against Against
5 Approval of the Mgmt For For For
continuation of the
office of director
Brij M.
Khaitan
6 Authority to Give Mgmt For Against Against
Guarantees
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Firstsource Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
FSL CINS Y25655104 08/06/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Subrata Talukdar Mgmt For Against Against
5 Elect Pradip Roy Mgmt For For For
6 Elect Pradip Kumar Mgmt For Against Against
Khaitan
7 Elect Charles M. Smith Mgmt For Against Against
________________________________________________________________________________
Force Motors Limited
Ticker Security ID: Meeting Date Meeting Status
FORCEMOT CINS Y05481117 09/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinay Kothari Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Charitable Donations Mgmt For Against Against
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 08/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Dinesh Maheshwari Mgmt For Against Against
4 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Future Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
FEL CINS Y6722V140 12/28/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Deposits from Members Mgmt For Against Against
and/or the
Public
3 Amendments to Mgmt For For For
Memorandum
4 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Future Supply Chain Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
540798 CINS Y267BY101 08/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chandra Prakash Mgmt For For For
Toshniwal
4 Elect Shyam Maheshwari Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Ratify Employee Stock Mgmt For Against Against
Option Plan
2017
7 Related Party Mgmt For For For
Transactions
8 Revised Remuneration Mgmt For For For
of Mayur Toshniwal
(Managing
Director)
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GDL CINS Y26839103 05/11/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Pledge Mgmt For For For
Shares held in
Subsidiaries and
Associate
Company
________________________________________________________________________________
Gateway Distriparks Limited
Ticker Security ID: Meeting Date Meeting Status
GDL CINS Y26839103 07/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mamta Gupta Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gati Limited
Ticker Security ID: Meeting Date Meeting Status
GATI CINS Y26835135 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continuation of the Mgmt For Against Against
Office of Director KL
Chugh
2 Continuation of the Mgmt For Against Against
Office of Director N.
Srinivasan
3 Continuation of the Mgmt For Against Against
Office of Director P
Sudhakar
Reddy
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gati Limited
Ticker Security ID: Meeting Date Meeting Status
GATI CINS Y26835135 09/18/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
(Standalone)
2 Accounts and Reports Mgmt For Against Against
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Yasuhiro Kaneda Mgmt For Against Against
5 Appointment of Branch Mgmt For For For
Auditors
________________________________________________________________________________
GHCL Ltd.
Ticker Security ID: Meeting Date Meeting Status
GHCL CINS Y29443119 03/12/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For For For
Office of Director
Sanjay
Dalmia
3 Elect Lavanya Rastogi Mgmt For For For
4 Elect Arun Kumar Jain Mgmt For For For
5 Elect Manoj Vaish Mgmt For For For
6 Elect Ravindra Singh Mgmt For For For
________________________________________________________________________________
GHCL Ltd.
Ticker Security ID: Meeting Date Meeting Status
GHCL CINS Y29443119 05/30/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Neelabh Dalmia Mgmt For For For
4 Elect Ravi Shanker Mgmt For For For
Jalan
________________________________________________________________________________
GIC Housing Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
GICHSGFIN CINS Y2708Y117 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Retirement of K. Mgmt For Abstain Against
Sanath Kumar;
Appointment of a New
Director
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect A. V. Girija Mgmt For For For
Kumar
6 Elect NSR Chandra Mgmt For For For
Prasad
7 Elect Venkataram Mgmt For For For
Ramasamy
8 Elect Kamlesh S. Mgmt For Against Against
Vikamsey
9 Elect Mona Bhide Mgmt For For For
10 Amendment to Borrowing Mgmt For For For
Powers
11 Authority to Mortgage Mgmt For For For
Assets
12 Authority to Issue Mgmt For For For
Redeemable
Non-Convertible
Debentures
13 Related Party Mgmt For For For
Transactions
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GIC Housing Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
GICHSGFIN CINS Y2708Y117 10/23/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect and Appoint Mgmt For For For
Neera Saxena
(Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Godfrey Phillips India Limited
Ticker Security ID: Meeting Date Meeting Status
GODFRYPHLP CINS Y2731H156 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Financial Mgmt For For For
Statements
3 Consolidated Financial Mgmt For For For
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Rajendra A. Shah Mgmt For Against Against
6 Elect Bina Modi Mgmt For Against Against
7 Appointment of Krishan Mgmt For For For
Kumar Modi (Managing
Director); Approval
of
Remuneration
8 Appointment of Samir Mgmt For For For
Modi (Executive
Director); Approval
of
Remuneration
9 Continuation of the Mgmt For Against Against
office of director
Rajendra A.
Shah
10 Continuation of the Mgmt For Against Against
office of director
Lalit
Bhasin
11 Continuation of the Mgmt For For For
office of director
Anup N.
Kothari
12 Continuation of the Mgmt For Against Against
office of director
Bina
Modi
13 Payment of Annual Mgmt For Against Against
Commission to
Non-Executive
Director
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 09/06/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Harsha Mgmt For Against Against
Chigurupati
________________________________________________________________________________
Greaves Cotton Limited
Ticker Security ID: Meeting Date Meeting Status
GREAVESCOT CINS Y2881B140 06/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GTPL Hathway Ltd.
Ticker Security ID: Meeting Date Meeting Status
GTPL CINS Y2R47D106 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit J. Shah Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Revised Remuneration Mgmt For For For
of Anirudhsinh
Noghubha Jadeja
(Managing
Director)
________________________________________________________________________________
Gujarat Mineral Development Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
GMDCLTD CINS Y2946M131 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Charitable Donations Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Gujarat Narmada Valley Fertilizers & Chemicals Limited
Ticker Security ID: Meeting Date Meeting Status
GNFC CINS Y29446120 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vishvesh D. Mgmt For Against Against
Nanavaty
4 Appointment of Rajiv Mgmt For For For
Kumar Gupta (Managing
Director); Approve
Remuneration
5 Election and Mgmt For For For
Appointment of M.S.
Dagur (Managing
Director); Approval
of
Remuneration
6 Elect Sunil Parekh Mgmt For For For
7 Elect Piruz Khambatta Mgmt For Against Against
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVK Power & Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
GVKPIL CINS Y2962K118 11/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Krishna R. Bhupal Mgmt For For For
4 Divestiture Mgmt For Against Against
________________________________________________________________________________
HCL Infosystems Limited
Ticker Security ID: Meeting Date Meeting Status
HCL-INSYS CINS Y3119E138 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Retirement of V.N. Mgmt For For For
Koura
3 Elect Rangarajan Mgmt For For For
Raghavan
4 Appointment of Mgmt For For For
Rangarajan Raghavan
(Managing
Director)
5 Approval of Revised Mgmt For Against Against
Remuneration of
Rangarajan Raghavan
(Managing
Director)
________________________________________________________________________________
Himachal Futuristic Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
HFCL CINS Y3196Q145 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Standalone Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
5 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
6 Elect Ranjit Mal Kastia Mgmt For For For
7 Elect Mahendra Pratap Mgmt For Against Against
Shukla
8 Appointment of Mgmt For For For
Mahendra Nahata;
Approval of
Remuneration
9 Elect Ranjeet A. Soni Mgmt For For For
10 Elect Surendra S Sirohi Mgmt For For For
11 Elect Ved Kumar Jain Mgmt For For For
________________________________________________________________________________
Himadri Speciality Chemical Limited
Ticker Security ID: Meeting Date Meeting Status
HSCL CINS Y3196Z129 01/30/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
3 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Himadri Speciality Chemical Limited
Ticker Security ID: Meeting Date Meeting Status
HSCL CINS Y3196Z129 02/13/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
Himatsingka Seide Limited
Ticker Security ID: Meeting Date Meeting Status
HIMATSEIDE CINS Y3196U138 09/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Veeraraghvan Mgmt For Against Against
Vasudevan
5 Appointment of Mgmt For Against Against
Shrikant Himatsingka
(Managing Director &
CEO); Approval of
Remuneration
6 Holding Office or Mgmt For For For
Place of Profit by
Akanksha
Himatsingka
7 Directors' Commission Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
9 Elect Dinesh Kumar Mgmt For Against Against
Himatsingka
10 Appointment of Dinesh Mgmt For For For
Kumar Himatsingka
(Executive Chairman);
Approval of
Remuneration
11 Continuation of Office Mgmt For Against Against
of K.R.S.
Murthy
12 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 07/12/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Nateri Ramanuj Mgmt For Against Against
Acharyulu
4 Continuation of the Mgmt For Against Against
Office of Independent
Director Shared M.
Kulkani
5 Reappoint Ajit Mgmt For Against Against
Gulabchand (Chairman
and Managing
Director); Approve
Remuneration
6 Approve Remuneration Mgmt For For For
of Shalaka Gulabchand
Dhawan (Whole-time
Director)
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Amendment to the HCC Mgmt For For For
Employees Stock
Option
Scheme
9 Extend Conversion of Mgmt For For For
Debt into Equity
Shares and/or
Optionally
Convertible
Debentures
10 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
11 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Hindustan Construction Company Limited
Ticker Security ID: Meeting Date Meeting Status
HCC CINS Y3213Q136 10/08/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hindustan Copper Ltd.
Ticker Security ID: Meeting Date Meeting Status
513599 CINS Y3213W117 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anupam Anand Mgmt For Against Against
4 Elect S. K. Mgmt For Against Against
Bhattacharya
5 Authority to Set Mgmt For Against Against
Auditor's
Fees
6 Elect Alok Chandra Mgmt For For For
7 Elect Sukhen Kumar Mgmt For For For
Bandyopadhyay
8 Elect Subhash Sharma Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Amendment to Borrowing Mgmt For For For
Powers
12 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Authority to Set Cost Mgmt For For For
Auditor's
Fees
3 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities
w/o Preemptive Rights
4 Elect Lalit Mohan Mehta Mgmt For Against Against
5 Elect Raj K. Aggarwal Mgmt For For For
6 Adoption of New Mgmt For Abstain Against
Articles
7 Adoption of New Mgmt For Abstain Against
Memorandum
Association
8 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
________________________________________________________________________________
IFCI Limited
Ticker Security ID: Meeting Date Meeting Status
IFCI CINS Y8743E123 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends on
Preference
Shares
3 Elect Kiran Sahdev Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Narayanaswamy Mgmt For Against Against
Balakrishanan
6 Elect Arvind Sahay Mgmt For Against Against
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Authority to Issue Mgmt For For For
Cumulative Redeemable
Preference
Shares
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indiabulls Real Estate Limited
Ticker Security ID: Meeting Date Meeting Status
IBREALEST CINS Y3912A101 06/20/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Indian Metals & Ferro Alloys Ltd.
Ticker Security ID: Meeting Date Meeting Status
IMFA CINS Y3925N108 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sudhir Prakash Mgmt For Against Against
Mathur
3 Elect Shankar Mgmt For Against Against
Roychowdhury
4 Continuation of the Mgmt For Against Against
Office of Director
Rabi Narayan
Misra
5 Continuation of the Mgmt For Against Against
Office of Director
Nalini Ranjan
Mohanty
________________________________________________________________________________
Indian Metals & Ferro Alloys Ltd.
Ticker Security ID: Meeting Date Meeting Status
IMFA CINS Y3925N108 07/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Baijayant Panda Mgmt For Against Against
4 Elect Stefan Georg Mgmt For Against Against
Amrein
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Approve Increase in Mgmt For For For
Directors' Commission
(FY
2017-18)
8 Directors' Commission Mgmt For For For
(FY 2018-19 to
2020-21)
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indian Metals & Ferro Alloys Ltd.
Ticker Security ID: Meeting Date Meeting Status
IMFA CINS Y3925N108 09/04/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For Abstain Against
________________________________________________________________________________
Indian Metals & Ferro Alloys Ltd.
Ticker Security ID: Meeting Date Meeting Status
IMFA CINS Y3925N108 12/03/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reappoint Baijayant Mgmt For Against Against
Panda (Vice
Chairman); Approve
Remuneration
2 Reappoint Subhrakant Mgmt For Against Against
Panda (Managing
Director); Approve
Remuneration
3 Reappoint Jayant Kumar Mgmt For Against Against
Misra (Director
(Corporate) and COO);
Approve
Remuneration
4 Reappoint Chitta Mgmt For Against Against
Ranjan Ray
(Whole-Time
Director); Approve
Remuneration
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 07/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For Against Against
Shares Under the
SBEB-ESPS
2018
________________________________________________________________________________
Indian Overseas Bank
Ticker Security ID: Meeting Date Meeting Status
IOB CINS Y39282119 11/02/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Indo Count Industries Limited
Ticker Security ID: Meeting Date Meeting Status
ICIL CINS Y39739167 09/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
(Interim)
5 Allocation of Mgmt For For For
Profits/Dividends
(Final)
6 Elect Mohit Anilkumar Mgmt For For For
Jain
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Kailash R. Mgmt For Against Against
Lalpuria
9 Appointment of Kailash Mgmt For For For
R. Lalpuria
(Executive Director);
Approval of
Remuneration
10 Elect Sushil Kumar Mgmt For Against Against
Jiwarajka
11 Approval to alter the Mgmt For For For
designation of
director Mohit
Anilkumar
Jain
12 Elect Sanjay Kumar Mgmt For For For
Panda
13 Elect Siddharth Mehta Mgmt For For For
14 Continuation of Office Mgmt For Against Against
of Director P.N.
Shah
15 Continuation of Office Mgmt For For For
of Director Anand
Ramanna
16 Continuation of Office Mgmt For For For
of Director Dilip
Jayantilal
Thakkar
17 Continuation of Office Mgmt For For For
of Director Prem
Sardarilal
Malik
18 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Indostar Capital Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
INDOSTAR CINS Y3R74M100 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dhanpal Arvind Mgmt For For For
Jhaveri
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
5 Ratify and Amend the Mgmt For For For
Indostar ESOP Plan
2012
6 Ratify and Amend the Mgmt For For For
Indostar ESOP Plan
2016
7 Ratify and Amend the Mgmt For For For
Indostar ESOP Plan
2016 -
II
8 Ratify and Amend the Mgmt For For For
Indostar ESOP Plan
2017
9 Ratify and Amend the Mgmt For For For
Indostar ESOP Plan
2018
10 Extension of ESOP Mgmt For For For
Plans to Subsidiaries
and Holding
Company
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Infibeam Avenues Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 05/30/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Remove S R Mgmt For For For
B C & Co. as a Joint
Statutory
Auditor
________________________________________________________________________________
Infibeam Avenues Ltd.
Ticker Security ID: Meeting Date Meeting Status
INFIBEAM CINS Y408DZ130 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Malav Mehta Mgmt For Against Against
4 Appointment of S R B C Mgmt For For For
& Co. as Statutory
Auditor and Authority
to Set
Fees
5 Appointment of Shah & Mgmt For For For
Taparia as Joint
Auditor and Authority
to Set
Fees
6 Increase in Authorized Mgmt For For For
Capital
7 Appointment of Vishal Mgmt For Against Against
Mehta (Managing
Director); Approval
of
Remuneration
8 Elect Piyush Kumar Mgmt For For For
Sinha
9 Elect Vishwas Patel Mgmt For For For
10 Appointment of Vishwas Mgmt For For For
Patel (Executive
Director); Approval
of
Remuneration
________________________________________________________________________________
Inox Wind Limited
Ticker Security ID: Meeting Date Meeting Status
INOXWIND CINS Y408DE103 07/12/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Deepak Asher Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Payment of Minimum Mgmt For For For
Remuneration to
Devansh Jain
(Whole-time
Director)
5 Appointment of Rajeev Mgmt For For For
Gupta (Whole-time
Director); Approve
Remuneration
6 Elect and Appoint Mgmt For For For
Kailash Lal
Tarachandani (CEO and
Whole-time Director);
Approve
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Elect Shanti Prashad Mgmt For Against Against
Jain
9 Elect Venkatanarayanan Mgmt For For For
Sankaranarayanan
________________________________________________________________________________
Intellect Design Arena Ltd
Ticker Security ID: Meeting Date Meeting Status
INTELLECT CINS Y4R932109 08/23/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anil Verma Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Anil Mgmt For For For
Kumar Verma
(Executive Director);
Approval of
Remuneration
5 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive Rights to
Member of the
Promoter
Group
6 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive Rights to
Non-promoter of the
Company
7 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
8 Increase in Authorized Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Adoption of Intellect Mgmt For Against Against
Incentive Plan Scheme
2018
11 Extend Incentive Mgmt For Against Against
Scheme 2018 to
Subsidiaries
12 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
International Paper APPM Limited
Ticker Security ID: Meeting Date Meeting Status
IPAPPM CINS Y0128P146 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect W. Michael Amick Mgmt For For For
Jr.
3 Elect Russell V. Harris Mgmt For For For
4 Elect Megan Ann Mgmt For For For
Fitzpatrick
Bula
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Ipca Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
IPCALAB CINS Y4175R146 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Anand T. Kusre Mgmt For For For
3 Elect Dev Parkash Mgmt For Against Against
Yadava
4 Elect Manisha Premnath Mgmt For Against Against
________________________________________________________________________________
Ipca Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
IPCALAB CINS Y4175R146 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Audited Financial Mgmt For For For
Statements
3 Audited Consolidated Mgmt For For For
Financial
Statements
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ajit K. Jain Mgmt For For For
6 Elect Pranay Godha Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Re-appointment of Mgmt For Against Against
Premchand Godha
(Managing director);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
J.B. Chemicals & Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
JBCHEPHARM CINS Y4429Q142 09/04/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shirish B. Mody Mgmt For Against Against
4 Elect Durga D. Chopra Mgmt For Against Against
5 Elect Satyanarain Mgmt For Against Against
Agarwala
6 Elect Krupa R. Gandhi Mgmt For For For
7 Elect Rajiv C. Mody Mgmt For Against Against
8 Amendments to Articles Mgmt For For For
(Business
Purpose)
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JAI Corp Limited
Ticker Security ID: Meeting Date Meeting Status
JAICORPLTD CINS Y4252Z136 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Standalone Accounts Mgmt For For For
and
Reports
4 Dividend on Preference Mgmt For For For
Shares
5 Dividend on Equity Mgmt For For For
Shares
6 Elect Virendra Singh Mgmt For Against Against
Jain
7 Appointment of Gaurav Mgmt For Against Against
Jain (Managing
Director); Approval
of
Remuneration
8 Appointment of Vasudeo Mgmt For For For
Srinivas Pandit
(Director: Works);
Approval of
Remuneration
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Jain Irrigation Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 03/28/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Devendra R. Mehta Mgmt For Against Against
________________________________________________________________________________
Jain Irrigation Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
JISLJALEQS CINS Y42531148 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect R. Swaminathan Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Mortgage Mgmt For For For
Assets
6 Re-appointment of Mgmt For For For
Ashok B. Jain (Whole
Time
Director);
Approval of
Remuneration
7 Re-appointment of Anil Mgmt For For For
B. Jain(Vice Chairman
and Managing
director);
Approval of
Remuneration
8 Re-appointment of Ajit Mgmt For For For
B. Jain (Joint
Managing Director &
COO); Approval of
Remuneration
9 Re-appointment of Atul Mgmt For For For
B. Jain (Joint
managing director,
CFO and chief
marketing officer
);
Approval of
Remuneration
10 Re-appointment of R. Mgmt For For For
Swaminathan
(Whole-Time
Director);
Approval of
Remuneration
11 Amendment to the JISL Mgmt For For For
ESOP
2011
12 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Jaiprakash Associates Limited
Ticker Security ID: Meeting Date Meeting Status
JPASSOCIAT CINS Y42539117 12/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Sunny Gaur Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditors'
Fees
5 Elect Jaiprakash Gaur Mgmt For Against Against
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Continuation of Office Mgmt For For For
of Tilak R.
Kakkar
8 Continuation of Office Mgmt For Against Against
of Kailash Nath
Bhandari
9 Continuation of Office Mgmt For For For
of Satish C.K.
Patne
10 Continuation of Office Mgmt For For For
of Raj Narain
Bhardwaj
11 Continuation of Office Mgmt For For For
of Chandra P.
Jain
________________________________________________________________________________
Jaiprakash Power Ventures Ltd
Ticker Security ID: Meeting Date Meeting Status
JPPOWER CINS Y4253C102 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Suren Jain Mgmt For Against Against
3 Elect Praveen Kumar Mgmt For Against Against
Singh
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Continuation of Office Mgmt For Against Against
of Brij Behari
Tandon
6 Continuation of Office Mgmt For Against Against
of Ashwani Kumar
Goswami
7 Continuation of Office Mgmt For Against Against
of S. S.
Gupta
8 Continuation of Office Mgmt For For For
of J. N.
Gupta
9 Continuation of Office Mgmt For For For
of K. N.
Bhandari
10 Continuation of Office Mgmt For Against Against
of Ravindra Mohan
Chadha
11 Waiver of Excess Mgmt For For For
Remuneration for
Praveen Kumar Singh
(Whole-Time
Director)
12 Waiver of Excess Mgmt For For For
Remuneration for
Suren Jain (Managing
Director &
CFO)
13 Increase in Authorized Mgmt For For For
Capital
14 Conversion of Loans Mgmt For For For
into Compulsory
Convertible
Preference
Shares
15 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
16 Amendment to Terms of Mgmt For For For
Foreign Currency
Convertible
Bonds
________________________________________________________________________________
Jammu and Kashmir Bank Limited
Ticker Security ID: Meeting Date Meeting Status
J&KBANK CINS Y4S53D136 07/07/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Abdul Majid Mir Mgmt For Against Against
3 Authority to Set Mgmt For Abstain Against
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Jamna Auto Industries Limited
Ticker Security ID: Meeting Date Meeting Status
JAMNAAUTO CINS Y42649155 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pradeep Singh Mgmt For For For
Jauhar
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Appointment of P. S. Mgmt For For For
Jauhar (Managing
Director & CEO);
Approval of
Remuneration
8 Appointment of Mgmt For For For
Surinder Pal Singh
Kohli (Whole-Time
Director); Approval
of
Remuneration
9 Elect Bhupinder Singh Mgmt For Against Against
Jauhar
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
JBM Auto Limited
Ticker Security ID: Meeting Date Meeting Status
JBMA CINS Y44277138 08/24/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
JBM Auto Limited
Ticker Security ID: Meeting Date Meeting Status
JBMA CINS Y44277138 09/04/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Surendra K. Arya Mgmt For Against Against
5 Related Party Mgmt For Against Against
Transactions
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Jet Airways (India) Limited
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAYS CINS Y4440B116 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Elect Anita N. Goyal Mgmt For For For
5 Authority to Set Fees Mgmt For For For
of BSR & Co. (Joint
Statutory
Auditors)
6 Authority to Set Fees Mgmt For For For
of D T S & Co. (Joint
Statutory
Auditors)
7 Elect Ashok Chawla Mgmt For For For
8 Elect Sharad Sharma Mgmt For For For
9 Elect Nasim Zaidi Mgmt For For For
10 Elect Harsh Mohan Mgmt For Against Against
11 Elect Kevin Knight Mgmt For For For
________________________________________________________________________________
Jet Airways India
Ticker Security ID: Meeting Date Meeting Status
JETAIRWAYS CINS Y4440B116 02/21/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Memorandum - Object
Clause
4 Amendments to Mgmt For For For
Memorandum -
Liability
Clause
5 Authority to Convert Mgmt For For For
Debt into Shares and
Issue Shares w/o
Preemptive
Rights
________________________________________________________________________________
Jindal SAW Limited
Ticker Security ID: Meeting Date Meeting Status
JINDALSAW CINS Y4449A101 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sminu Jindal Mgmt For For For
5 Elect Neeraj Kumar Mgmt For Against Against
6 Appointment of Neeraj Mgmt For For For
Kumar (Group CEO &
Whole-time Director);
Approval of
Remuneration
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Executive Mgmt For For For
Directors'
Commission
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
11 Issuance of ADR, GDR & Mgmt For Against Against
FCCB in Foreign
Market
12 Conversion of Loans Mgmt For Against Against
into Equity
Shares
13 Adoption of the Jindai Mgmt For Against Against
Saw Limited Stock
Appreciation Rights'
Scheme
2018
14 Extension of SAR Mgmt For Against Against
Scheme 2018 to
Subsidiaries
15 Acquisition of the Mgmt For Against Against
Company's Shares on
the Secondary Market
to Implement SAR
Scheme
2018
16 Adoption of Employees Mgmt For For For
Welfare Benefits
Scheme
17 Extension of Employees Mgmt For For For
Welfare Benefits
Scheme to
Subsidiaries
18 Acquisition of the Mgmt For For For
Company's Shares on
the Secondary Market
to Implement
Employees Welfare
Benefits
Scheme
19 Adoption of Retirement Mgmt For For For
Benefit
Scheme
20 Extension of Mgmt For For For
Retirement Benefit
Scheme to
Subsidiaries
21 Acquisition of the Mgmt For For For
Company's Shares on
the Secondary Market
to Implement
Retirement Benefit
Scheme
22 Implementation of Mgmt For For For
Schemes through the
Employees Welfare
Trust
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jindal Stainless (Hisar) Ltd.
Ticker Security ID: Meeting Date Meeting Status
JSLHISAR CINS Y444L8102 02/01/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Objects
Clause)
________________________________________________________________________________
Jindal Stainless (Hisar) Ltd.
Ticker Security ID: Meeting Date Meeting Status
JSLHISAR CINS Y444L8102 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Deepika Jindal Mgmt For For For
4 Appointment of Mgmt For For For
Abhyuday Jindal
(Managing Director);
Approval of
Remuneration
5 Elect Jagmohan Sood Mgmt For Against Against
6 Appointment of Mgmt For For For
Jagmohan Sood (Whole
Time Director);
Approval of
Remuneration
7 Elect Arti Luniya Mgmt For For For
8 Elect Kanwaljit Singh Mgmt For For For
Thind
9 Approve Payment of Mgmt For Against Against
Commission to Ratan
Jindal
(Non-executive Vice
Chair)
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Amendment to Foreign Mgmt For For For
Investor
Restrictions
12 Related Party Mgmt For For For
Transactions for FY
2018-19
13 Related Party Mgmt For For For
Transactions for FY
2017-18
________________________________________________________________________________
Jindal Worldwide Limited
Ticker Security ID: Meeting Date Meeting Status
JINDWORLD CINS Y4443K139 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jitendra Agrawal Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Shrikant N. Mgmt For For For
Jhaveri
7 Stock Split Mgmt For For For
8 Amendments to Mgmt For For For
Memorandum (Stock
Split)
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 01/15/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Waiver of Excess Mgmt For For For
Remuneration for
Bharat H. Singhania
(Chairman & Managing
Director) for FY
2017-18
3 Waiver of Excess Mgmt For For For
Remuneration for
Vinita Singhania
(Vice Chairman &
Managing Director)
for FY
2016-17
4 Waiver of Excess Mgmt For For For
Remuneration for
Vinita Singhania
(Vice Chairman &
Managing Director)
for FY
2017-18
5 Payment of Minimum Mgmt For Against Against
Remuneration to
Bharat H. Singhania
(Chairman & Managing
Director)
6 Payment of Minimum Mgmt For Against Against
Remuneration to
Vinita Singhania
(Vice Chairman &
Managing
Director)
________________________________________________________________________________
JK Lakshmi Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKLAKSHMI CINS Y44451154 09/07/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shailendra Mgmt For Against Against
Chouksey
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JK Paper Limited
Ticker Security ID: Meeting Date Meeting Status
JKPAPER CINS Y1243A105 08/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dhirendra Kumar Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
6 Continuation of Office Mgmt For Against Against
of Director Bharat
Hari
Singhania
7 Continuation of Office Mgmt For Against Against
of Director Dhirendra
Kumar
8 Continuation of Office Mgmt For Against Against
of Director Arun
Bharat
Ram
9 Continuation of Office Mgmt For Against Against
of Director M.H.
Dalmia
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JK Paper Limited
Ticker Security ID: Meeting Date Meeting Status
JKPAPER CINS Y1243A105 09/28/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of A. S. Mgmt For For For
Mehta (President &
Director); Approve
Remuneration
________________________________________________________________________________
JK Tyre & Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 03/22/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights on a
Preferential
Basis
________________________________________________________________________________
JK Tyre & Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
JKTYRE CINS Y44455197 08/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sunanda Singhania Mgmt For For For
5 Appointment of Arun K. Mgmt For Against Against
Bajoria (Whole-time
Director and
President); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Johnson Controls-Hitachi Air Conditioning India Ltd.
Ticker Security ID: Meeting Date Meeting Status
JCHAC CINS Y3227X119 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Franz Cerwinka Mgmt For For For
4 Appointment of Cost Mgmt For For For
Auditor
5 Elect Yoshikazu Mgmt For For For
Ishihara
6 Approve Payment of Mgmt For Against Against
Royalty
7 Continuation of Office Mgmt For For For
of Independent
Director Indira
Parikh
________________________________________________________________________________
Just Dial Limited
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect V. Krishnan Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Just Dial Ltd
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 03/14/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Just Dial Mgmt For For For
Limited Employees
Stock Option Scheme
2019 ("ESOP -
2019")
3 Extension of Just Dial Mgmt For For For
Limited ESOP - 2019
to Subsidiary
Companies
________________________________________________________________________________
Kalyani Steels Ltd.
Ticker Security ID: Meeting Date Meeting Status
KSL CINS Y4524V137 08/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Babasaheb N. Mgmt For Against Against
Kalyani
5 Elect S.M. Kheny Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Sachin K. Mandlik Mgmt For Against Against
8 Elect Shrikrishna K. Mgmt For For For
Adivarekar
9 Elect Bhalchandra B. Mgmt For Against Against
Hattarki
10 Related Party Mgmt For For For
Transactions
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Karnataka Bank Limited
Ticker Security ID: Meeting Date Meeting Status
KTKBANK CINS Y4590V128 07/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect P. Jayarama Bhat Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Elect Mythily Ramesh Mgmt For For For
7 Amend Remuneration of Mgmt For For For
Mahabaleshwara M S
(Managing Director &
CEO)
8 Increase in Authorized Mgmt For For For
Capital
9 Amendments to Articles Mgmt For For For
10 Elect Ashok Haranahalli Mgmt For For For
11 Elect Rammohan Rao Mgmt For For For
Belle
12 Amendments to Articles Mgmt For For For
13 Adoption of KBL Stock Mgmt For For For
Option Scheme 2018
("ESOS
2018")
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 07/18/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval of Kaveri Mgmt For Against Against
Seed Employee Stock
Option Plan 2018
("ESOP
2018")
4 Extension of Kaveri Mgmt For Against Against
Seed ESOP 2018 to
Subsidiaries
5 Authorization of Mgmt For Against Against
Implementation of
ESOP 2018 Through
ESOP
Trust
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 09/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect C. Mithun Chand Mgmt For Against Against
4 Elect Musinipally Mgmt For For For
Chaya
Ratan
________________________________________________________________________________
Kaya Ltd.
Ticker Security ID: Meeting Date Meeting Status
KAYA CINS Y4S8B1103 08/03/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajen Mariwala Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Ameera Shah Mgmt For For For
________________________________________________________________________________
KEI Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
517569 CINS Y4640F123 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Kishan G.
Somani
3 Elect Kishan G. Somani Mgmt For Against Against
4 Continuation of the Mgmt For Against Against
Office of Director
Vikram
Bhartia
5 Elect Vikram Bhartia Mgmt For Against Against
6 Elect Shalini Gupta Mgmt For For For
________________________________________________________________________________
KEI Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
517569 CINS Y4640F123 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Archana Gupta Mgmt For Against Against
4 Appoint Anil Gupta Mgmt For Against Against
(Chairman & Managing
Director); Approval
of
Remuneration
5 Elect Sadhu Ram Bansal Mgmt For For For
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Mortgage Mgmt For For For
Assets
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Basant Kumar
Birla
3 Continuation of the Mgmt For Against Against
Office of Director A.
Ghosh
________________________________________________________________________________
Kesoram Industries Limited
Ticker Security ID: Meeting Date Meeting Status
KESORAMIND CINS Y4752B134 07/13/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Basant Kumar Mgmt For Against Against
Birla
3 Elect Jikyeong Kang Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect and Appoint Mgmt For For For
Chander Kumar Jain
(Whole-time
Director); Approve of
Remuneration
________________________________________________________________________________
Kiri Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
KIRIINDUS CINS Y4792S105 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Pravinchandra Mgmt For For For
Amratal
Kiri
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Appointment of Mgmt For For For
Manishkumar
Pravinchandra Kiri
(Managing Director);
Approval of
Remuneration
6 Appointment of Mgmt For For For
Pravinchandra Amratal
Kiri (Chairman and
Whole Time Director);
Approval of
Remuneration
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kitex Garments Limited
Ticker Security ID: Meeting Date Meeting Status
KITEX CINS Y4807P120 07/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sindhu Mgmt For For For
Chandrasekhar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kitex Garments Ltd.
Ticker Security ID: Meeting Date Meeting Status
KITEX CINS Y4807P120 03/30/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For For For
Office of Director E.
M.
Paulose
3 Continuation of the Mgmt For For For
Office of Director C.
P.
Philipose
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPIT CINS Y4984R147 08/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kishor Patil Mgmt For For For
5 Elect Anant Jaivant Mgmt For Against Against
Talaulicar
6 Elect Klaus Hermann Mgmt For For For
Blickle
7 Elect Nickhil Jakatdar Mgmt For For For
8 Elect Anjan Lahiri Mgmt For For For
9 Elect A. M. Bharucha Mgmt For For For
________________________________________________________________________________
KPIT Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
KPIT CINS Y4984R147 08/29/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amalgamation and Mgmt For For For
Demerger
________________________________________________________________________________
Kushal Limited
Ticker Security ID: Meeting Date Meeting Status
KUSHAL CINS Y5058D120 10/30/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Kwality Limited
Ticker Security ID: Meeting Date Meeting Status
KWALITY CINS Y5058N128 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Elect Sanjay Dhingra Mgmt For For For
5 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
6 Appointment of Sanjay Mgmt For For For
Dhingra (Managing
Director); Approval
of
Remuneration
7 Elect Kuldeep Sharma Mgmt For For For
8 Appointment of Kuldeep Mgmt For For For
Sharma (Whole-Time
Director); Approval
of
Remuneration
9 Elect Swati Chaturwedi Mgmt For For For
10 Elect Akhilesh Kumar Mgmt For For For
Mishra
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Amendment to Foreign Mgmt For For For
Investor
Restrictions
13 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Lakshmi Vilas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
LAKSHVILAS CINS Y5155G125 05/20/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lakshmi Vilas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
LAKSHVILAS CINS Y5155G125 08/08/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Anuradha Pradeep Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Elect Gunneswaran Mgmt For Against Against
Sudhakara
Guptha
7 Elect H.S.Upendra Mgmt For For For
Kamath
8 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
9 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
________________________________________________________________________________
LEEL Electricals Ltd.
Ticker Security ID: Meeting Date Meeting Status
LEEL CINS Y5324Z129 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Achin Kumar Roy Mgmt For For For
4 Appointment of Bharat Mgmt For For For
Raj Punji (Managing
Director); Approval
of
Remuneration
5 Appointment of Achin Mgmt For For For
Kumar Roy (Whole-time
Director); Approval
of
Remuneration
6 Continuation of Office Mgmt For For For
of Ajay
Dogra
7 Continuation of Office Mgmt For For For
of Ramesh Kumar
Vasudeva
8 Continuation of Office Mgmt For Against Against
of Surjit Krishan
Sharma
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Lux Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUXIND CINS Y5S471146 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashok Kumar Todi Mgmt For For For
4 Continuation of Office Mgmt For Against Against
of Director
Nandanandan
Mishra
5 Elect Nandanandan Mgmt For Against Against
Mishra
6 Elect Snehasish Ganguly Mgmt For Against Against
7 Elect Kamal Kishore Mgmt For Against Against
Agrawal
________________________________________________________________________________
Mahindra Logistics Ltd.
Ticker Security ID: Meeting Date Meeting Status
MAHLOG CINS Y54167104 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Parag C. Shah Mgmt For Against Against
5 Adoption of the Mgmt For Against Against
Mahindra Logistics
Employee Restricted
Stock Unit Plan
2018
6 Extension of the Mgmt For Against Against
Mahindra Logistics
Employee Restricted
Stock Unit Plan 2018
to the Holding
Company
7 Elect Ajakumar Natvar Mgmt For Against Against
Mehta
8 Elect Avani Davda Mgmt For For For
9 Elect Sunish Sharma Mgmt For Against Against
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 04/30/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Mgmt For For For
Transfer of Business
Unit
________________________________________________________________________________
Majesco Ltd
Ticker Security ID: Meeting Date Meeting Status
MJCO CINS Y5400E107 08/03/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ketan Mehta Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Mgmt For For For
Radhakrishnan Sundar
(Executive Director);
Approval of
Remuneration
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 07/05/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Manpasand Beverages Ltd
Ticker Security ID: Meeting Date Meeting Status
MANPASAND CINS Y5786K107 09/13/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abhishek Singh Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Marksans Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
MARKSANS CINS Y57686100 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Vinay Gopal Nayak Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Extension of Mgmt For For For
redemption period of
7% Redeemable
Cumulative Preference
Shares of the
Company
7 Elect Digant Mahesh Mgmt For For For
Parikh
8 Employees Stock Option Mgmt For Against Against
Scheme
2018
________________________________________________________________________________
Mastek Ltd.
Ticker Security ID: Meeting Date Meeting Status
MASTEK CINS Y5897C143 07/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashank Datta Mgmt For Against Against
Desai
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Executive Mgmt For For For
Directors'
Commission
6 Approve Remuneration Mgmt For Against Against
of Ashank
Desai
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS Y5907M107 02/07/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS Y5907M107 05/22/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture/Spin-off Mgmt For For For
________________________________________________________________________________
Max India Ltd
Ticker Security ID: Meeting Date Meeting Status
MAXINDIA CINS Y5907M107 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Ashwani Windlass Mgmt For Against Against
4 Elect Rahul Khosla Mgmt For Against Against
________________________________________________________________________________
McLeod Russel India Limited
Ticker Security ID: Meeting Date Meeting Status
MCLEODRUSS CINS Y5934T133 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Amritanshu Mgmt For Against Against
Khaitan
5 Elect Azam Monem Mgmt For Against Against
6 Approve Continuation Mgmt For For For
of Brij M.
Khaitan
7 Approve Continuation Mgmt For Against Against
of Raghavachari
Srinivasan
8 Disposal of Assets Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's Fees
(Revised for
FY2017-2018)
10 Authority to Set Cost Mgmt For For For
Auditor's Fees
(FY2018-2019)
________________________________________________________________________________
Meghmani Organics Limited
Ticker Security ID: Meeting Date Meeting Status
MEGH CINS Y5934S127 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jayanti Mgmt For For For
Meghjibhai
Patel
5 Elect Anand Patel Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Manubhai Patel Mgmt For For For
8 Elect Bhaskar Rao Mgmt For For For
9 Elect C. S. Liew Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MEP Infrastructure Developers Limited
Ticker Security ID: Meeting Date Meeting Status
MEP CINS Y5S44E109 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Murzash Mgmt For For For
Manekshana
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Sudha D. Mhaiskar Mgmt For For For
7 Revised Remuneration Mgmt For For For
of Jayant D. Mhaiskar
(Managing
Director)
8 Amendment to Foreign Mgmt For For For
Investor
Restrictions
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Mortgage Mgmt For For For
Assets
11 Related Party Mgmt For For For
Transactions
12 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Mercator Limited
Ticker Security ID: Meeting Date Meeting Status
MERCAT CINS Y60061127 07/11/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Mercator Limited
Ticker Security ID: Meeting Date Meeting Status
MERCAT CINS Y60061127 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Harish K. Mittal Mgmt For Against Against
4 Elect Anil Khanna Mgmt For For For
5 Elect Chetan Desai Mgmt For For For
6 Elect Paritosh Kakkad Mgmt For For For
________________________________________________________________________________
Merck Limited
Ticker Security ID: Meeting Date Meeting Status
MERCK CINS Y6008J118 02/18/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Amit Mgmt For For For
Gupta (Executive
Director (Finance));
Approval of
Remuneration
3 Change in Company Name Mgmt For For For
________________________________________________________________________________
Merck Ltd.
Ticker Security ID: Meeting Date Meeting Status
MERCK CINS Y6008J118 03/31/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of Office Mgmt For Against Against
of Suresh
Talwar
________________________________________________________________________________
Mirza International Limited
Ticker Security ID: Meeting Date Meeting Status
MIRZAINT CINS Y6079Q132 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tasneef Ahmad Mgmt For Against Against
Mirza
5 Related Party Mgmt For For For
Transactions
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
________________________________________________________________________________
Mishra Dhatu Nigam Ltd.
Ticker Security ID: Meeting Date Meeting Status
MIDHANI CINS Y6S441105 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh Kumar Mgmt For For For
Likhi
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
MMTC Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMTC CINS Y61323120 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashwani Sondhi Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect Sunil Kumar Mgmt For For For
6 Elect Subhash Chandra Mgmt For Against Against
Pandey
7 Elect Ravi Shanker Mgmt For For For
Janardhanan
8 Elect Umesh Sharma Mgmt For For For
9 Related Party Mgmt For Against Against
Transactions
Including
Guarantees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MOIL Limited
Ticker Security ID: Meeting Date Meeting Status
MOIL CINS Y6131H104 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dipankar Shome Mgmt For Against Against
4 Elect Rakesh Tumane Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Elect Vijayaraghavan Mgmt For For For
M.
Chariar
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Monsanto India Limited
Ticker Security ID: Meeting Date Meeting Status
MONSANTO CINS Y6137L117 08/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sekhar Natarajan Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Bangla B. R. K. Mgmt For Against Against
Mallipeddi
7 Related Party Mgmt For For For
Transactions
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Continuation of Office Mgmt For Against Against
of H. C.
Asher
________________________________________________________________________________
Monsanto India Ltd.
Ticker Security ID: Meeting Date Meeting Status
MONSANTO CINS Y6137L117 06/04/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Multi Commodity Exchange of India Limited
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 08/31/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Madhu Jayakumar Mgmt For For For
5 Elect Hemang Raja Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Music Broadcast Limited
Ticker Security ID: Meeting Date Meeting Status
RADIOCITY CINS Y6S45S105 09/12/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Apurva Purohit Mgmt For Against Against
3 Authority to Set Cost Mgmt For For For
Auditor's
Fees
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
National Fertilizers Ltd.
Ticker Security ID: Meeting Date Meeting Status
NFL CINS Y6228U117 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Rajiv Kumar Mgmt For For For
Chandiok
4 Elect Meenakshi Gupta Mgmt For Against Against
5 Authority to Set Mgmt For For For
Statutory Auditors'
Fees
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Nava Bharat Ventures Limited
Ticker Security ID: Meeting Date Meeting Status
NBVENTURES CINS Y6254S143 03/23/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appoint D. Nikhil Mgmt For For For
(Vice President
(Commercial));
Approve
remuneration
________________________________________________________________________________
Navkar Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
NAVKARCORP CINS Y6S11Y102 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Nemichand Mgmt For Against Against
Jayavantraj
Mehta
4 Elect Pooja Hemant Mgmt For For For
Goyal
5 Elect Sandeep Kumar Mgmt For For For
Singh
________________________________________________________________________________
NCC Ltd
Ticker Security ID: Meeting Date Meeting Status
NCC CINS Y6198W135 08/10/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect A S N Raju Mgmt For For For
4 Elect A G K Raju Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Preferential Issuance Mgmt For For For
of Convertible
Warrants w/o
Preemptive
Rights
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Adoption of New Mgmt For For For
Articles
10 Amendments to Mgmt For For For
Memorandum
11 Revised Remuneration Mgmt For For For
of U Sunil (Relative
of A A V Ranga
Raju)
12 Revised Remuneration Mgmt For For For
of S R K Surya
Krishna Raju
(Relative of A G K
Raju)
13 Revised Remuneration Mgmt For For For
of A Vishnu Varma
(Relative of A G K
Raju)
14 Revised Remuneration Mgmt For For For
of A Harsha Varma
(Relative of A S N
Raju)
15 Revised Remuneration Mgmt For For For
of J K Chaitanya
Varma (Relative of J
V Ranga
Raju)
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Network 18 Media & Investments Limited
Ticker Security ID: Meeting Date Meeting Status
NETWORK18 CINS Y62588101 08/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Elect P.M.S. Prasad Mgmt For Against Against
5 Elect Jyoti Deshpande Mgmt For For For
6 Elect Rahul Joshi Mgmt For For For
7 Appointment of Rahul Mgmt For For For
Joshi (Managing
Director); Approval
of
Remuneration
8 Elect Adil Zainulbhai Mgmt For Against Against
9 Elect Deepak S. Parekh Mgmt For Against Against
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Newgen Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NEWGEN CINS Y6S19P103 06/26/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to the Use Mgmt For For For
of Proceeds from
IPO
3 Elect Kaushik Dutta Mgmt For For For
________________________________________________________________________________
Newgen Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NEWGEN CINS Y6S19P103 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect T S Varadarajan Mgmt For For For
5 Elect Saurabh Mgmt For For For
Srivastava
6 Elect Subramaniam Mgmt For For For
Ramnath
Iyer
7 Ratify the Newgen Mgmt For Against Against
Employees Stock
Option Scheme -
2014
8 Extension of the ESOS Mgmt For Against Against
2014 to
Subsidiaries
9 Acquisition of the Mgmt For Against Against
Company's Shares on
the Secondary Market
to Implement the ESOS
2014
________________________________________________________________________________
NIIT Limited
Ticker Security ID: Meeting Date Meeting Status
NIITLTD CINS Y63532140 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect P. Rajendran Mgmt For For For
3 Authority to Set Cost Mgmt For For For
Auditor's
Fees
4 Appointment of Vijay Mgmt For For For
K. Thadani
(Vice-Chairman &
Managing Director);
Approval of
Remuneration
5 Appointment of P. Mgmt For For For
Rajendran (Joint
Managing Director);
Approval of
Remuneration
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajendra S. Pawar Mgmt For Against Against
4 Appointment of Mgmt For For For
Rahendra S Pawar
(Executive chairman);
Approval of
Remuneration
5 Appointment of Arvind Mgmt For For For
Thakur (Vice Chairman
and Managing
director); Approval
of
Remuneration
________________________________________________________________________________
Nilkamal Limited
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL CINS Y6362S118 03/24/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Vamanrai V.
Parekh
3 Elect Kuttalam Mgmt For Against Against
Rajagopalan
Ramamoorthy
________________________________________________________________________________
Nilkamal Limited
Ticker Security ID: Meeting Date Meeting Status
NILKAMAL CINS Y6362S118 06/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiten V. Parekh Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Continuation of the Mgmt For For For
Office of Director K.
Venkataramanan
6 Elect Mahendra V. Doshi Mgmt For Against Against
7 Elect Mufazzal S. Mgmt For For For
Federal
8 Elect S.K. Palekar Mgmt For For For
9 Remuneration of Mgmt For Against Against
Executive Promoter
Directors
________________________________________________________________________________
Nissei Asb Machine Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
6284 CINS J5730N105 12/18/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daiichi Aoki Mgmt For For For
2 Elect Junichi Miyasaka Mgmt For For For
3 Elect Shuichi Ogihara Mgmt For For For
4 Elect Kota Aoki Mgmt For For For
5 Elect Hideaki Fujiwara Mgmt For For For
6 Elect Karel Mgmt For For For
Keersmaekers-Michiels
7 Elect Kuniaki Hiromatsu Mgmt For For For
8 Elect Masayuki Sakai Mgmt For For For
9 Elect Keiji Himori Mgmt For For For
10 Elect Masahiro Mgmt For For For
Midorikawa
11 Elect Shigehiro Mgmt For For For
Takeuchi as Alternate
Statutory
Auditor
12 Retirement Allowances Mgmt For Against Against
for
Director
13 Statutory Auditors' Mgmt For Against Against
Bonus
14 Statutory Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Nocil Limited
Ticker Security ID: Meeting Date Meeting Status
NOCIL CINS Y62428126 03/12/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect N. Sankar Mgmt For Against Against
3 Elect Rohit Arora Mgmt For Against Against
4 Elect D. N. Mungale Mgmt For Against Against
5 Elect P.V. Bhide Mgmt For For For
6 Continuation of the Mgmt For For For
Office of Director C.
L.
Jain
________________________________________________________________________________
Nocil Limited
Ticker Security ID: Meeting Date Meeting Status
NOCIL CINS Y62428126 07/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Priyavrata H. Mgmt For Against Against
Mafatlal
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Reclassification of Mgmt For For For
Promoter
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Omaxe Limited
Ticker Security ID: Meeting Date Meeting Status
OMAXE CINS Y64225108 08/23/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Ordinary
Shares)
4 Elect Jai Bhagwan Goel Mgmt N/A Abstain N/A
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
8 Conversion of Loans Mgmt For Against Against
into Equity
Shares
9 Director's Commission Mgmt For For For
10 Re-Appointment of Mgmt For Against Against
Rothas Goel (Chair
and Managing
Director); Approve
Remuneration
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 02/07/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 03/22/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 06/29/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Oriental Bank of Commerce
Ticker Security ID: Meeting Date Meeting Status
ORIENTBANK CINS Y6495G114 12/21/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to adopt the Mgmt For Against Against
Oriental Bank of
Commerce Employee
Stock Purchase Scheme
-
2018
________________________________________________________________________________
Parag Milk Foods Ltd
Ticker Security ID: Meeting Date Meeting Status
PARAGMILK CINS Y6727Q104 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Bharatkumar Mgmt For Against Against
Mahendra
Vyas
4 Appointment of Pritam Mgmt For Against Against
Shah (Managing
Director); Approval
of
Remuneration
5 Appointment of Mgmt For Against Against
Devendra Shah
(Whole-Time
Director); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Ratification of the Mgmt For For For
Employee Stock Option
Scheme
2015
8 Revised Remuneration Mgmt For For For
of Akshali Shah in
Holding of Office or
Place of
Profit
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Patel Engineering Limited
Ticker Security ID: Meeting Date Meeting Status
PATELENG CINS Y6786T148 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Chittaranjan Mgmt For Against Against
Kumasr
Singh
4 Re-appointment of Mgmt For Against Against
Rupen Patel (Chairman
and Managing
director); Approval
of
Remuneration
5 Re-appointment of Mgmt For For For
Chittaranjan Kumar
Singh (Whole-Time
director); Approval
of
Remuneration
6 Continuation of Office Mgmt For Against Against
of Khizer
Ahmed
7 Continuation of Office Mgmt For Against Against
of Srinivasa
Jambunathan
8 Elect Barendra Kumar Mgmt For For For
Bhoi
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Optionally
Convertible
Debentures to Support
the S4A
Scheme
11 Amendment to Terms of Mgmt For For For
Issue of Optionally
Convertible
Debentures
("OCDs")
12 Amendment to the Patel Mgmt For For For
Engineering
Employees' Stock
Option Plan
2007
13 Extending the benefits Mgmt For Against Against
of Patel Engineering
Employee Stock Option
Plan to the employees
of the
Subsidiaries
14 Reclassification of Mgmt For For For
Promoter
Group
________________________________________________________________________________
PC Jeweller Ltd
Ticker Security ID: Meeting Date Meeting Status
PCJEWELLER CINS Y6S75W109 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
(Equity
Shares)
3 Allocation of Mgmt For For For
Profits/Dividends
(Preference
Shares)
4 Elect Padam Chand Gupta Mgmt For For For
5 Elect Sannovanda Mgmt For For For
Machaiah
Swathi
6 Elect Suresh Kumar Jain Mgmt For Against Against
7 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Phillips Carbon Black Limited
Ticker Security ID: Meeting Date Meeting Status
PHILIPCA CINS Y6971C140 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sanjiv Goenka Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Amendment to Foreign Mgmt For For For
Investor
Restrictions
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Phillips Carbon Black Ltd.
Ticker Security ID: Meeting Date Meeting Status
PHILIPCA CINS Y6971C140 03/08/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Om Parkash Mgmt For Against Against
Malhotra
3 Elect Kanwar S.B. Mgmt For Against Against
Sanyal
4 Elect Paras K. Mgmt For Against Against
Chowdhary
5 Elect Pradip Roy Mgmt For For For
6 Non-Executive Mgmt For Against Against
Chairman's Medical
Expenses
7 Non-Executive Mgmt For Against Against
Directors'
Commission
8 Appointment of Kaushik Mgmt For For For
Roy (Managing
Director); Approval
of
Remuneration
________________________________________________________________________________
Prabhat Dairy Limited
Ticker Security ID: Meeting Date Meeting Status
PRABHAT CINS Y7S52S129 09/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Elect Vivek S. Nirmal Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Anoop Krishna Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Praj Industries Limited
Ticker Security ID: Meeting Date Meeting Status
PRAJIND CINS Y70770139 08/06/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Parimal P. Mgmt For Against Against
Chaudhari
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Mrunalini Joshi Mgmt For For For
7 Appoint Mrunalini Mgmt For For For
Joshi as Independent
Director
8 Elect Shishir Joshipura Mgmt For Against Against
9 Appointment of Shishir Mgmt For Against Against
Joshipura (Chief
Executive Officer and
Managing
Director)
10 Elect Shridhar Shukla Mgmt For For For
11 Appoint Shridhar Mgmt For For For
Shukla as Independent
Director
________________________________________________________________________________
Procter & Gamble Health Limited
Ticker Security ID: Meeting Date Meeting Status
MERCK CINS Y6008J118 05/31/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Milind Thatte Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditors'
Fees
5 Declassification of Mgmt For For For
Promoters
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PTC India Financial Services Limited
Ticker Security ID: Meeting Date Meeting Status
PFS CINS Y711AW103 09/20/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajib Kumar Mgmt For Against Against
Mishra
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint Mgmt For For For
Naveen Kumar
(Whole-Time
Director); Approve
Remuneration
7 Elect and Appoint Mgmt For For For
Pawan Singh
(Whole-Time
Director); Approve
Remuneration
8 Elect Chinmoy Mgmt For For For
Gangopadhyay
9 Elect Harun Rasid Khan Mgmt For For For
10 Elect Kamlesh S. Mgmt For For For
Vikamsey
11 Elect Santosh Mgmt For For For
Balachandran
Nayar
12 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
________________________________________________________________________________
PTC India Limited
Ticker Security ID: Meeting Date Meeting Status
PTC CINS Y7043E106 09/20/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ravi P. Singh Mgmt For For For
5 Elect Chinmoy Mgmt For Against Against
Gangopadhyay
6 Elect Anand Kumar Gupta Mgmt For For For
7 Elect Sushama Nath Mgmt For For For
8 Elect Bharti Prasad Mgmt For For For
9 Elect Sutirtha Mgmt For For For
Bhattacharya
10 Elect Devendra Swaroop Mgmt For For For
Saksena
11 Appointment of Deepak Mgmt For Against Against
Amitabh (Chairman &
Managing Director);
Approval of
Remuneration
(2017-2018)
12 Appointment of Deepak Mgmt For Against Against
Amitabh (Chairman &
Managing Director);
Approval of
Remuneration
(2018-2022)
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 01/29/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 04/24/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 07/03/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
4 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
5 Amendment to Foreign Mgmt For For For
Investor
Restrictions
6 Reappointment of Ajay Mgmt For Against Against
Bijli (Chair and
Managing Director);
Approval of
Remuneration
7 Reappointment of Mgmt For For For
Sanjeev Kumar (Joint
Managing Director);
Approval of
Remuneration
________________________________________________________________________________
PVR Ltd.
Ticker Security ID: Meeting Date Meeting Status
PVR CINS Y71626108 09/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sanjeev Kumar Mgmt For Against Against
________________________________________________________________________________
Quick Heal Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
QUICKHEAL CINS Y7S68X112 04/12/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Quick Heal Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
QUICKHEAL CINS Y7S68X112 08/08/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shailesh Lakhani Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Elect Priti Rao Mgmt For For For
6 Elect Manu M. Parpia Mgmt For For For
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 08/31/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kushal Pal Singh Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rain Industries Limited
Ticker Security ID: Meeting Date Meeting Status
RAIN CINS Y7178Y117 05/08/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect N. Sujith Kumar Mgmt For For For
Reddy
5 Elect N. Jagan Mohan Mgmt For For For
Reddy
6 Elect Nirmala Reddy Mgmt For For For
7 Elect Brian J. McNamara Mgmt For For For
8 Appoint N. Mgmt For For For
Radhakrishna Reddy
(Managing Director);
Approval of
Remuneration
9 Directors' Commission Mgmt For Against Against
________________________________________________________________________________
Rain Industries Limited
Ticker Security ID: Meeting Date Meeting Status
RAIN CINS Y7178Y117 12/21/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of Office Mgmt For For For
of N. Radhakrishna
Reddy
3 Continuation of Office Mgmt For For For
of H. L.
Zutshi
________________________________________________________________________________
Rallis India Ltd.
Ticker Security ID: Meeting Date Meeting Status
RALLIS CINS Y7181S131 06/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bhaskar Bhat Mgmt For Against Against
6 Appointment of R. Mgmt For For For
Mukundan (Managing
Director and CEO);
Approval of
Remuneration
7 Elect Sanjiv Lal Mgmt For For For
8 Appointment of Sanjiv Mgmt For Against Against
Lal (Managing
Director&CEO);
Approval of
Remuneration
9 Elect Punita Mgmt For For For
Kumar-Sinha
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Rallis India Ltd.
Ticker Security ID: Meeting Date Meeting Status
RALLIS CINS Y7181S131 07/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ramakrishnan Mgmt For Against Against
Mukundan
6 Elect John Mulhall Mgmt For For For
7 Non-Executive Mgmt For For For
Directors'
Commission
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Rashtriya Chemicals & Fertilizers Ltd.
Ticker Security ID: Meeting Date Meeting Status
RCF CINS Y7197K114 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Alka Tiwari Mgmt For Against Against
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect and Appoint Mgmt For Against Against
Umesh Vasant Dhatrak
(Chairman and
Managing Director);
Approve
Remuneration
6 Elect and Appoint Mgmt For For For
Sudhir D. Panadare
(Technical Director);
Approve
Remuneration
7 Elect and Appoint Mgmt For For For
Umesh Dongre (Finance
Director); Approve
Remuneration
8 Elect Gurveen Sidhu Mgmt For For For
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Non-Convertible Debt
Instruments
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raymond Ltd.
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 03/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shiv Surinder Mgmt For For For
Kumar
3 Continuation of the Mgmt For Against Against
Office of Director
Ishwar Das
Agarwal
________________________________________________________________________________
Raymond Ltd.
Ticker Security ID: Meeting Date Meeting Status
RAYMOND CINS Y72123147 06/05/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nawaz Gautam Mgmt For Against Against
Singhania
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
5 Authority to Issue Mgmt For For For
Non-convertible
Debentures
6 Elect Surya Kant Gupta Mgmt For Against Against
________________________________________________________________________________
Redington (India) Ltd.
Ticker Security ID: Meeting Date Meeting Status
REDINGTON CINS Y72020111 07/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports - Mgmt For For For
Standalone Financial
Statements
2 Accounts and Reports - Mgmt For For For
Consolidated
Financial
Statements
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Udai Dhawan Mgmt For For For
5 Elect TU Shu-Chyuan Mgmt For For For
6 Elect Chen Yi-Ju Mgmt For For For
7 Elect B. Ramaratnam Mgmt For Against Against
8 Appointment of Branch Mgmt For For For
Auditor
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Reliance Communications Limited
Ticker Security ID: Meeting Date Meeting Status
RCOM CINS Y72317103 09/18/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Amendment to Borrowing Mgmt For For For
Powers
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect and Appoint Mgmt For Against Against
Punit Garg (Executive
Director); Approval
of
Remuneration
6 Elect and Appoint Mgmt For Against Against
Manikantan
Viswanathan (CFO);
Approval of
Remuneration
7 Elect Chhaya Virani Mgmt For For For
8 Elect Ryna Karani Mgmt For For For
9 Elect Suresh Rangachar Mgmt For For For
10 Elect Manjari Kacker Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Authority to Issue Mgmt For Against Against
Debt
Instruments
________________________________________________________________________________
Reliance Naval & Engineering Ltd.
Ticker Security ID: Meeting Date Meeting Status
RNAVAL CINS Y6934A108 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Standalone Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Elect Sateesh Seth Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect and Appoint Mgmt For Against Against
Debashis Bir
(Whole-Time Director
& CEO); Approve
Remuneration
7 Elect K. Ravikumar Mgmt For For For
8 Elect Rana Ranjit Rai Mgmt For For For
9 Elect Raj Narain Mgmt For For For
Bhardwaj
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 07/10/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Repco Home Finance Limited
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R.S. Isabella Mgmt For For For
5 Elect Dinesh Ponraj Mgmt For For For
Oliver
6 Elect Kalyanasundaram Mgmt For Against Against
Sridhar
7 Authority to Issue Mgmt For Against Against
Non-Convertible
Debentures
and
Commercial Papers
________________________________________________________________________________
Repco Home Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
REPCOHOME CINS Y7S54C114 03/26/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Yashpal Mgmt For For For
Gupta (Managing
Director & CEO);
Approval of
remuneration
3 Continuation of the Mgmt For For For
Office of T.S.
Krishna
Murthy
4 Continuation of the Mgmt For For For
Office of G.R.
Sundaravadivel
5 Continuation of the Mgmt For Against Against
Office of V.
Nadanasabapathy
________________________________________________________________________________
Rolta India Limited
Ticker Security ID: Meeting Date Meeting Status
ROLTA CINS Y7324A112 09/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect K. T. Parnaik Mgmt For For For
________________________________________________________________________________
Rushil Decor Ltd.
Ticker Security ID: Meeting Date Meeting Status
RUSHIL CINS Y7366Z108 07/05/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
3 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Rushil Decor Ltd.
Ticker Security ID: Meeting Date Meeting Status
RUSHIL CINS Y7366Z108 09/22/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ghanshyam A. Mgmt For Against Against
Thakkar
4 Appointment of Kaushik Mgmt For For For
J. Thakkar
(Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
S Chand and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SCHAND CINS Y7T3AS108 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Dinesh Kumar Mgmt For For For
Jhunjhnuwala
5 Elect Rajagopalan Mgmt For For For
Chandrashekar
6 Approve Employee Stock Mgmt For For For
Option Plan
2018
7 Extension of Employee Mgmt For For For
Stock Option Plan
2018 to
Subsidiaries
8 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
S H Kelkar and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SHK CINS Y7T57W116 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Prabha Vaze Mgmt For Against Against
5 Elect Shrikant Oka Mgmt For For For
6 Elect Deepak Raj Bindra Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sanghi Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
SANGHIIND CINS Y7499Y119 07/03/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Elect Alok Sanghi Mgmt For For For
3 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect Sundaram Mgmt For For For
Balasubramanian
6 Continuation of the Mgmt For For For
Office of Director of
Radha Krishna
Pandey
7 Payment of Minimum Mgmt For Against Against
Remuneration to Ravi
Sanghi (Chairman
Managing
Director)
________________________________________________________________________________
Sarda Energy & Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
SARDAEN CINS Y7527F108 03/16/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect A. K. Basu Mgmt For Against Against
3 Elect Chittur Mgmt For Against Against
Lakshminarayanan
4 Elect G. S. Sahni Mgmt For Against Against
5 Elect Jitender Mgmt For For For
Balakrishnan
6 Elect Rakesh Mehra Mgmt For Against Against
________________________________________________________________________________
Sarda Energy & Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
SARDAEN CINS Y7527F108 09/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect P. K. Jain Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Saregama India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAREGAMA CINS Y75286115 07/27/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vikram Mehra Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
6 Elect Avarna Jain Mgmt For Against Against
7 Election and Mgmt For Against Against
Continuation of
Office of Bhaskar
Raychaudhuri
8 Continuation of Office Mgmt For For For
of Director Sushila
Goenka
9 Continuation of Office Mgmt For For For
of Director Noshir
Naval
Framjee
10 Revised Remuneration Mgmt For For For
of Vikram Mehra
(Managing
Director)
11 Revised Remuneration Mgmt For For For
of Ghanashyam B.
Aayeer (Whole-Time
Director)
12 Grant Shares under Mgmt For Against Against
Saregama Employees
Stock Option Scheme
2013 ("ESOS
2013")
13 Amend ESOS 2013 Mgmt For Against Against
14 Formulate Saregama Mgmt For For For
Stock Appreciation
Rights Scheme 2018
("SAR
2018")
15 Extend SAR 2018 to Mgmt For For For
Subsidiaries
________________________________________________________________________________
Shalby Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHALBY CINS Y7T79H105 09/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shyamal Joshi Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ashok Bhatia Mgmt For For For
5 Elect Sujana Shah Mgmt For For For
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shankara Building Products Limited
Ticker Security ID: Meeting Date Meeting Status
SHANKARA CINS Y768CK115 05/20/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Partial Mgmt For Against Against
Sale of a
Subsidiary's
Assets
________________________________________________________________________________
Shankara Building Products Limited
Ticker Security ID: Meeting Date Meeting Status
SHANKARA CINS Y768CK115 06/25/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chowdappa Mgmt For For For
Ravikumar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect V. Ravichandar Mgmt For Against Against
6 Elect B. Jayaraman Mgmt For For For
________________________________________________________________________________
Sharda Cropchem Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHARDACROP CINS Y7T01D107 07/28/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Sharda Cropchem Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHARDACROP CINS Y7T01D107 08/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
(Standalone)
2 Accounts and Reports Mgmt For Abstain Against
(Consolidated)
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Appointment of Mgmt For Against Against
Ramprakash V. Bubna
(Chairman & Managing
Director); Approval
of
Remuneration
6 Appointment of Sharda Mgmt For For For
R. Bubna (Whole-Time
Director); Approval
of
Remuneration
7 Appointment of Ashish Mgmt For For For
R. Bubna (Whole-Time
Director); Approval
of
Remuneration
8 Appointment of Manish Mgmt For For For
R. Bubna (Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Shree Renuka Sugars Limited
Ticker Security ID: Meeting Date Meeting Status
RENUKA CINS Y775A1106 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Stephen Ho Kiam Mgmt For Against Against
Kong
4 Amendment to Borrowing Mgmt For For For
Powers
5 Authority to Mortgage Mgmt For For For
Assets
6 Elect Madhu RAO Rama Mgmt For For For
Chandra
7 Related Party Mgmt For Against Against
Transactions
8 Reclassification of Mgmt For For For
Promoter Group
Members
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sintex Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEX CINS Y8064D142 09/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Arun P. Patel Mgmt For For For
5 Appointment of Rahul Mgmt For Against Against
A. Patel (Managing
Director (Group));
Approval of
Remuneration
6 Appointment of Amit Mgmt For Against Against
D. Patel (Managing
Director (Group));
Approval of
Remuneration
7 Approval to adopt the Mgmt For Against Against
Sintex Industries
Limited-Employee
Stock Option Plan-
2018
8 Elect Vimal R. Ambani Mgmt For For For
9 Elect Maitri Mehta Mgmt For For For
10 Elect Sunil Kumar Mgmt For For For
Kanojia
11 Elect Gagan Deep Singh Mgmt For For For
12 Non-Executive Mgmt For For For
Directors'
Commission
13 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sintex Plastics Technology Limited
Ticker Security ID: Meeting Date Meeting Status
SINTEXPLAS CINS Y8T6LY112 09/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Dinesh B. Patel Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Amit D. Mgmt For Against Against
Patel (Managing
Director); Approval
of
Remuneration
6 Approval to adopt the Mgmt For Against Against
Sintex Plastics
Technology Limited-
Employee Stock Option
Plan-2018 ("Sintex
Plastics ESOP
2018")
7 Extension of Sintex Mgmt For Against Against
Plastics Technology
Limited- Employee
Stock Option
Plan-2018("Sintex
Plastics ESOP 2018")
to
Subsidiaries
8 Elect Indira J. Parikh Mgmt For For For
9 Pledging of Shares to Mgmt For For For
a
Subsidiary
________________________________________________________________________________
SML Isuzu Limited
Ticker Security ID: Meeting Date Meeting Status
SMLISUZU CINS Y8319Z112 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeru Kikkawa Mgmt For Against Against
4 Elect Pankaj Bajaj Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Gota Iwanami Mgmt For Against Against
7 Elect Masaki Morohoshi Mgmt For For For
8 Continuance of Office Mgmt For Against Against
of Director Pramod
Kumar
Nanda
9 Continuance of Office Mgmt For Against Against
of Director Ashish
Kumar
Thakur
10 Payment of Minimum Mgmt For For For
Remuneration to
Eiichi Seto (Managing
Director &
CEO)
11 Payment of Minimum Mgmt For For For
Remuneration to Gopal
Bansal (Whole-Time
Director &
CFO)
12 Elect Yugo Hashimoto Mgmt For Against Against
13 Appointment of Yugo Mgmt For Against Against
Hashimoto (Managing
Director & CEO);
Approval of
Remuneration
14 Amendments to Mgmt For For For
Memorandum
15 Adoption of New Mgmt For Against Against
Articles
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Snowman Logistics Ltd.
Ticker Security ID: Meeting Date Meeting Status
SNOWMAN CINS Y8075K101 07/30/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Prem K. Gupta Mgmt For Against Against
4 Elect Mamta Gupta Mgmt For For For
5 Appoint Sunil P Nair Mgmt For Against Against
(CEO and Whole-time
Director); Approve
Remuneration
________________________________________________________________________________
Sobha Limited
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 08/07/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Menon Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Sobha Ltd.
Ticker Security ID: Meeting Date Meeting Status
SOBHA CINS Y806AJ100 03/30/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of Office Mgmt For Against Against
of Director
Ramachandra
Venkatasubba
Rao
________________________________________________________________________________
Sonata Software Ltd.
Ticker Security ID: Meeting Date Meeting Status
SONATSOFTW CINS Y8071D135 03/16/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Brijendra Kumar G.
Syngal
3 Continuation of the Mgmt For Against Against
Office of Director
Suresh Narasappa
Talwar
________________________________________________________________________________
South Indian Bank Limited
Ticker Security ID: Meeting Date Meeting Status
SOUTHBANK CINS Y8089N141 07/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Achal Kumar Gupta Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Branch Mgmt For For For
Auditor
7 Elect Salim Gangadharan Mgmt For For For
8 Elect V.J. Kurian Mgmt For For For
9 Elect John Joseph Mgmt For Against Against
Alapatt
10 Elect Francis Alapatt Mgmt For For For
11 Amendment to Borrowing Mgmt For For For
Powers
12 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
13 Authority to Issue Mgmt For For For
Debt
Instruments
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Srei Infrastructure Finance Limited
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 07/21/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Hemant Kanoria Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Malay Mukherjee Mgmt For For For
7 Elect Ram Krishna Mgmt For For For
Agarwal
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SREI Infrastructure Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
SREINFRA CINS Y8133H116 03/21/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of the Mgmt For Against Against
Office of Director
Srinivasachari
Rajagopal
________________________________________________________________________________
Strides Pharma Science Ltd.
Ticker Security ID: Meeting Date Meeting Status
STAR CINS Y8175G117 03/27/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
2 Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Sudarshan Chemical Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUDARSCHEM CINS Y81821145 08/09/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narayandas J. Mgmt For Against Against
Rathi
4 Appointment of Rajesh Mgmt For Against Against
B. Rathi (Managing
Director)
5 Appointment of Ashish Mgmt For Against Against
Vij (Wholetime
Director); Approval
of
Remuneration
6 Elect N.T. Raisinghani Mgmt For Against Against
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Amendment to Borrowing Mgmt For For For
Powers
9 Authority to Mortgage Mgmt For For For
Assets
10 Authority to Issue Mgmt For For For
Debt
Securities
11 Continuation of Office Mgmt For Against Against
of Director Dara N.
Damania
12 Continuation of Office Mgmt For For For
of Director S.
Padmanabhan
13 Approval of Sudarshan Mgmt For Against Against
Chemical Industries
Limited Employee
Stock Option Plan
2018 ("ESOS
2018")
14 Acquisition of the Mgmt For Against Against
Company's Shares on
the
Secondary
Market to Implement
ESOP
2018
15 Implementation of ESOS Mgmt For Against Against
2018 Through
Trust
16 Provision of Loan to Mgmt For Against Against
Trust to Acquire
Shares to Implement
2018 Stock Option
Scheme
________________________________________________________________________________
Surya Roshni Limited
Ticker Security ID: Meeting Date Meeting Status
SURYAROSNI CINS Y8316Z115 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Raju Bista Mgmt For For For
4 Authority to Mortgage Mgmt For For For
Assets
5 Appointment of Jai Mgmt For For For
Prakash Agarwal
(Executive Chairman);
Approve
Remuneration
6 Revision of Raju Bista Mgmt For For For
(Managing
Director)
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Elect Sunil Sikka Mgmt For For For
9 Elect Vinay Surya Mgmt For For For
10 Appointment of Vinay Mgmt For For For
Surya (Whole-time
Director); Approve
Remuneration
11 Amendment to Borrowing Mgmt For For For
Powers
12 Employees Stock Option Mgmt For For For
Scheme
2018
13 Acquisition of Shares Mgmt For For For
on Secondary
Market
14 Loan to Trust to Mgmt For For For
Implement Stock
Option
Scheme
15 Continuation of Office Mgmt For For For
of Ravinder Kumar
Narang
16 Continuation of Office Mgmt For Against Against
of Krishan Kumar
Narula
17 Elect Kaustubh Narsinh Mgmt For For For
Karmarkar
18 Appointment of Mgmt For For For
Kaustubh Narsinh
Karmarkar (Whole-time
Director); Approve
Remuneration
19 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Suven Life Sciences Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUVEN CINS Y8317Y133 03/20/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Maripuri R. Naidu Mgmt For Against Against
3 Elect M. Gopala Krishna Mgmt For For For
4 Elect Dasu G. Prasad Mgmt For Against Against
5 Elect J. A. S. Padmaja Mgmt For For For
________________________________________________________________________________
Suven Life Sciences Ltd.
Ticker Security ID: Meeting Date Meeting Status
SUVEN CINS Y8317Y133 08/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Venkateswarlu Mgmt For Against Against
Jasti
5 Elect Santanu Mukherjee Mgmt For For For
________________________________________________________________________________
Swan Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SWANENERGY CINS Y831AK121 05/24/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Continuation of Office Mgmt For For For
of Navin Chandulal
Dave
3 Continuation of Office Mgmt For For For
of Raj Kumar
Rajendrasinhji
Sukhdevsinhji
4 Continuation of Office Mgmt For Against Against
of Pitamber Siroomal
Teckchandani
5 Continuation of Office Mgmt For For For
of Rajat Kumar Lalit
Kumar
Dasgupta
________________________________________________________________________________
Swan Energy Limited
Ticker Security ID: Meeting Date Meeting Status
SWANENERGY CINS Y831AK121 09/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Navin Chandulal Mgmt For Against Against
Dave
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 02/27/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 03/29/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 06/28/2019 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 10/29/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Stock Mgmt For Against Against
Purchase
Plan
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 10/29/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Kamal Kishore Mgmt For Abstain Against
Singhal
5 Elect Arvind Kumar Jain Mgmt For N/A N/A
________________________________________________________________________________
Syndicate Bank
Ticker Security ID: Meeting Date Meeting Status
SYNDIBANK CINS Y8345G112 12/18/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
3 Employee Stock Mgmt For Against Against
Purchase
Plan
________________________________________________________________________________
T.V. Today Network Limited
Ticker Security ID: Meeting Date Meeting Status
TVTODAY CINS Y9014T104 09/08/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
between Parent and
Subsidiaries
________________________________________________________________________________
T.V. Today Network Limited
Ticker Security ID: Meeting Date Meeting Status
TVTODAY CINS Y9014T104 09/10/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kalli Purie Mgmt For For For
Bhandal
5 Appointment of Kalli Mgmt For For For
Purie Bhandal (Vice
Chair & Managing
Director); Approval
of
Remuneration
6 Appointment of Aroon Mgmt For Against Against
Purie (Chairman &
Whole-Time Director);
Approval of
Remuneration and
Continuation in
Office
7 Elect Ashok Kapur Mgmt For Against Against
8 Elect Anil Vig Mgmt For Against Against
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
10 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Take Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAKE CINS Y8431N104 08/10/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect D.V. Ravi Mgmt For Against Against
5 Re-Designation of Ram Mgmt For For For
Yeleswarapu as
Executive Director
(President and
CEO)
6 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible
Securities w/o
Preemptive
Rights
________________________________________________________________________________
Tamil Nadu Newsprint & Papers Ltd.
Ticker Security ID: Meeting Date Meeting Status
TNPL CINS Y8524B116 09/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect K. Shanmugam Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Anu George Mgmt For For For
7 Appointment of S. Mgmt For For For
Sivashanmugaraja
(Managing Director);
Approval of
Remuneration
8 Elect V. Chandrsekaran Mgmt For For For
9 Elect K. Gnanadesikan Mgmt For Against Against
10 Amendment to Borrowing Mgmt For For For
Powers
11 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 07/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N.G. Subramaniam Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tata Metaliks Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMETALI CINS Y8547P118 03/25/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Against Against
Shares and
Convertible Warrants
w/o Preemptive Rights
on a Preferential
Basis
________________________________________________________________________________
Tata Metaliks Limited
Ticker Security ID: Meeting Date Meeting Status
TATAMETALI CINS Y8547P118 07/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Koushik Mgmt For For For
Chatterjee
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Related Party Mgmt For For For
Transaction with TS
Global Procurement
Company Pte.
Limited
7 Related Party Mgmt For For For
Transaction with Tata
Steel Limited for
Purchases of
Coal/Coke
8 Related Party Mgmt For For For
Transaction with Tata
Steel Limited for
Purchases of Iron Ore
Materials
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 07/18/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Raghupathy Rao Mgmt For Against Against
Ranganath
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Related Party Mgmt For For For
Transactions with
Tata Steel
Limited
7 Related Party Mgmt For For For
Transactions with
Tata International
Singapore Pte.
Ltd.
8 Related Party Mgmt For For For
Transactions with
Tata International
Limited
9 Revision of Mgmt For For For
Remuneration of
Sanjay Kumar Pattnaik
(Managing
Director)
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 09/15/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions (Tata
Steel
Limited)
3 Related Party Mgmt For For For
Transactions (Tata
International
Singapore PTE
Ltd.)
4 Related Party Mgmt For For For
Transactions (Tata
International
Limited)
________________________________________________________________________________
Tata Sponge Iron Limited
Ticker Security ID: Meeting Date Meeting Status
TATASPONGE CINS Y4175L115 12/14/2018 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Borrowing Mgmt For For For
Powers
2 Authority to Mortgage Mgmt For For For
Assets
3 Increase in Authorized Mgmt For For For
Capital
4 Authority to Issue Mgmt For For For
Preferred
Shares
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tejas Networks Ltd
Ticker Security ID: Meeting Date Meeting Status
TEJASNET CINS Y8T61P105 07/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gururaj Deshpande Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Chetan Gupta Mgmt For For For
5 Elect Leela K. Ponappa Mgmt For For For
6 Appointment of Branch Mgmt For For For
Auditor
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TEXRAIL CINS Y85848102 09/04/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akshay Poddar Mgmt For For For
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect and Appointment Mgmt For Against Against
of Sandeep Fuller
(Managing Director);
Approval of
Remuneration
6 Elect and Appointment Mgmt For Against Against
of Girish Chandra
Agrawal (Executive
Director); Approval
of
Remuneration
7 Approval of Texmaco Mgmt For Against Against
Employee Stock Option
Scheme
2018
8 Waiver of Excess Mgmt For For For
Remuneration for
Executive
Chair
9 Elect Utsav Parekh Mgmt For For For
10 Continuation of Office Mgmt For Against Against
of A.C.
Chakrabortti
11 Continuation of Office Mgmt For For For
of D.R.
Kaarthikeyan
________________________________________________________________________________
Texmaco Rail & Engineering Ltd
Ticker Security ID: Meeting Date Meeting Status
TEXRAIL CINS Y85848102 09/15/2018 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Texmaco Hitech/Bright Mgmt For Against Against
Power
Transaction
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The India Cements Limited
Ticker Security ID: Meeting Date Meeting Status
INDIACEM CINS Y39167153 09/20/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect M.R. Kumar Mgmt For Against Against
5 Elect Suneel Babu Mgmt For For For
Gollapalli
6 Elect N. Srinivasan Mgmt For For For
7 Elect Basavaraju Mgmt For Against Against
8 Elect Lakshmi Aparna Mgmt For For For
Sreekumar
9 Elect Sandhya Rajan Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditor's
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Shipping Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
SCI CINS Y7757H113 09/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect S. V. Kher Mgmt For Against Against
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Sangeeta Sharma Mgmt For For For
6 Elect Rajesh Sood Mgmt For For For
7 Elect S.P.S. Jaggi Mgmt For For For
8 Elect Gautam Sinha Mgmt For For For
9 Elect Raj Kishore Mgmt For For For
Tewari
10 Elect P. Mgmt For For For
Kanagasabapathi
11 Elect Vijay Jadhao Mgmt For For For
________________________________________________________________________________
The Tinplate Company of India Limited
Ticker Security ID: Meeting Date Meeting Status
TINPLATE CINS Y8840S116 07/03/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koushik Mgmt For Against Against
Chatterjee
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Subir Bose Mgmt For For For
6 Related Party Mgmt For For For
Transactions:
Purchase of Hot
Rolled Coil from Tata
Steel
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Thirumalai Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
TIRUMALCHM CINS Y8800Q126 07/24/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Parameshwaran M. Mgmt For For For
C.
Nair
4 Appointment of Cost Mgmt For For For
Auditor and Authority
to Set
Fees
5 Stock Split Mgmt For For For
6 Revision to Mgmt For For For
Remuneration of Ramya
Bharathram
(Whole-Time
Director)
________________________________________________________________________________
Thyrocare Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
THYROCARE CINS Y8T01E103 08/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Aarogiasamy Mgmt For Against Against
Sundararaju
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Amruta Velumani Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Employee Stock Option Mgmt For Against Against
Scheme
________________________________________________________________________________
Thyrocare Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
THYROCARE CINS Y8T01E103 09/01/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Aarogiasamy Mgmt For Against Against
Sundararaju
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Amruta Velumani Mgmt For For For
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Employee Stock Option Mgmt For Against Against
Scheme
10 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Titagarh Wagons Limited
Ticker Security ID: Meeting Date Meeting Status
TWL CINS Y8841L136 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rashmi Chowdhary Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Ramsebak Mgmt For For For
Bandyopadhyay
6 Elect Atul Joshi Mgmt For For For
7 Elect Dharmendar N. Mgmt For Against Against
Davar
8 Elect Manoj Mohanka Mgmt For Against Against
9 Elect Sunirmal Talukdar Mgmt For For For
10 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tourism Finance Corporation of India Ltd.
Ticker Security ID: Meeting Date Meeting Status
526650 CINS Y8905V129 08/10/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Niraj Agarwal Mgmt For For For
5 Elect Bapi Munshi Mgmt For For For
6 Elect S.C. Sekhar Mgmt For Against Against
7 Elect K.B.Nagendra Mgmt For For For
Murthy
8 Appointment of Satpal Mgmt For For For
Kumar Arora (Managing
Director); Approval
of
Remuneration
9 Appointment of B.M. Mgmt For For For
Gupta (Executive
Director - Company
Manager); Approval of
Remuneration
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Trident Limited
Ticker Security ID: Meeting Date Meeting Status
TRIDENT CINS Y8973C102 09/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
(Final
Dividend)
5 Allocation of Mgmt For For For
Profits/Dividends
(Interim
Dividends)
6 Elect Rajinder Gupta Mgmt For Against Against
7 Elect Deepak Nanda Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Instruments w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authority to Pay Mgmt For Against Against
Non-Executive
Directors'
Fees
13 Amendments to Articles Mgmt For Against Against
14 Determination of Fees Mgmt For For For
for Servicing of
Documents
________________________________________________________________________________
Triveni Engineering & Industries Limited
Ticker Security ID: Meeting Date Meeting Status
TRIVENI CINS Y89767159 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Tarun Sawhney Mgmt For Against Against
5 Re-appointment of Mgmt For For For
Tarun Sawhney (Vice
chairman and Managing
director); Approval
of
Remuneration
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Triveni Engineering & Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TRIVENI CINS Y89767159 03/28/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Homai A. Mgmt For For For
Daruwalla
3 Elect Shekhar Datta Mgmt For For For
4 Elect Santosh Pande Mgmt For For For
5 Adoption to New Mgmt For Against Against
Articles
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRESTIG CINS Y89993110 05/03/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Mgmt For For For
Forfeited
Shares
3 Issuance of Bonus Mgmt For For For
Shares
4 Continuation of Office Mgmt For Against Against
of Director T. T.
Jagannathan; Approval
of
Remuneration
5 Directors' Commission Mgmt For Against Against
6 Elect Dhruv Moondhra Mgmt For For For
7 Continuation of Office Mgmt For Against Against
of Director R.
Srinivasan
8 Appoint K. Shankaran Mgmt For Against Against
(Whole-Time Director
and Secretary);
Approval of
Remuneration
________________________________________________________________________________
TTK Prestige Limited
Ticker Security ID: Meeting Date Meeting Status
TTKPRESTIG CINS Y89993110 07/25/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect K. Shankaran Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect T. T. Jagannathan Mgmt For Against Against
6 Appointment of T. T. Mgmt For For For
Jagannathan
(Executive Chairman);
Approve
Remuneration
7 Continuation of the Mgmt For Against Against
Office of Independent
Director of R.
Srinivasan
8 Continuation of the Mgmt For For For
Office of Independent
Director of Vandana
Walvekar
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 02/20/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Issuance Mgmt For For For
of Shares w/o
Preemptive
Rights
2 Authority to Issue Mgmt For Against Against
Shares Under the UCO
Bank ESPS
2018
3 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights: Qualified
Institutions
Placement
Basis
________________________________________________________________________________
UCO Bank Limited
Ticker Security ID: Meeting Date Meeting Status
UCOBANK CINS Y9035A100 03/25/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Government
of
India
________________________________________________________________________________
Uflex Limited
Ticker Security ID: Meeting Date Meeting Status
UFLEX CINS Y9042S102 07/07/2018 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Mgmt For For For
Compulsorily
Convertible
Preference
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Uflex Limited
Ticker Security ID: Meeting Date Meeting Status
UFLEX CINS Y9042S102 08/02/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashok Kumar Mgmt For For For
Chaturvedi
4 Elect Arvind Mahajan Mgmt For For For
5 Elect Achintya Karati Mgmt For Against Against
6 Adoption of New Mgmt For Against Against
Articles
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Amendment to Foreign Mgmt For For For
Investor
Restrictions
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
V2 Retail Ltd
Ticker Security ID: Meeting Date Meeting Status
V2RETAIL CINS Y937A4106 09/29/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For Against Against
3 Elect Uma Agarwal Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
VA Tech Wabag Limited
Ticker Security ID: Meeting Date Meeting Status
WABAG CINS Y9356W111 08/10/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S. Varadarajan Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of S. Mgmt For For For
Varadarajan
(Whole-time
Director); Approval
of
Remuneration
6 Elect Malay Mukherjee Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
8 Determination of Fees Mgmt For For For
for Servicing of
Documents
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures and/or
Bonds
________________________________________________________________________________
Vakrangee Limited
Ticker Security ID: Meeting Date Meeting Status
VAKRANGEE CINS Y9316P107 09/28/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nishikant Mgmt For For For
Hayatnagarkar
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Continuation of Office Mgmt For Against Against
of Ramesh
Joshi
6 Amendments to Mgmt For For For
Memorandum of
Association
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Venky's (India) Limited
Ticker Security ID: Meeting Date Meeting Status
VENKYS CINS Y9536C118 09/26/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anuradha J. Desai Mgmt For Against Against
4 Ratification of Auditor Mgmt For Abstain Against
5 Authority to Set Cost Mgmt For Abstain Against
Auditor's
Fees
6 Employment Agreement Mgmt For Abstain Against
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 03/25/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Nisaba Adi Godrej Mgmt For For For
3 Elect Sudip Ghose Mgmt For For For
4 Appointment of Supid Mgmt For For For
Ghose (Managing
Director); Approval
of
Remuneration
5 Appointment of Radhika Mgmt For For For
Piramal (Executive
Vice-Chairperson);
Approval of
Remuneration
6 Continuation of the Mgmt For Against Against
Office of Director
Gulu L.
Mirchandani
7 Elect Dipak Poddar Mgmt For Against Against
8 Non-Executive Mgmt For Against Against
Directors'
Commission
________________________________________________________________________________
VIP Industries Limited
Ticker Security ID: Meeting Date Meeting Status
VIPIND CINS Y9377U136 07/17/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividend
3 Allocation of Final Mgmt For For For
Dividend
4 Elect Dilip Gopikisan Mgmt For Against Against
Piramal
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Appointment of Ashish Mgmt For For For
K. Sasha
(Director-Works);
Approval of
Remuneration
7 Revised Remuneration Mgmt For For For
of Dilip G. Piramal
(Chairman and
Managing
Director)
8 Revised Remuneration Mgmt For For For
of Radhika Piramal
(Vice Chairperson and
Executive
Director)
9 Adoption of the VIP Mgmt For Against Against
Employees Stock
Appreciation Rights
Plan
2018
10 Extension of the VIP Mgmt For Against Against
Employees Stock
Appreciation Rights
Plan 2018 to the
Subsidiary
Companies
________________________________________________________________________________
VRL Logistics Ltd
Ticker Security ID: Meeting Date Meeting Status
VRLLOG CINS Y9380Z106 08/11/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Kalliveerappa Mgmt For For For
Umesh
4 Elect Raghottam Mgmt For For For
Akamanchi
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 03/07/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 03/19/2019 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revision in Mgmt For Against Against
Remuneration of Vipul
Mathur (Managing
Director and
CEO)
3 Reclassification of Mgmt For For For
Foreign
Promoter
4 Elect Rajkumar Jain Mgmt For Against Against
5 Elect Viswanathan Mgmt For Against Against
Hariharan
Kollengode
6 Elect Revathy Ashok Mgmt For Against Against
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 06/22/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 08/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Balkrishan Goenka Mgmt For Against Against
5 Elect Rajesh Mgmt For Against Against
Rameshkumar
Mandawewala
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Elect Vipul Mathur Mgmt For For For
8 Appointment of Vipul Mgmt For Against Against
Mathur (Managing
Director & CEO);
Approval of
Remuneation
9 Elect S. Krishnan Mgmt For Against Against
10 Apppointment of Mgmt For Against Against
S.Krishnan (Executive
Director & CEO of
PCMD); Approval of
Remuneration
11 Authority to Set Cost Mgmt For For For
Auditor's
Fees
12 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
Welspun Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
WELENT CINS Y613A1109 03/18/2019 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Elect Mohan K. Tandon Mgmt For For For
3 Reclassification of Mgmt For For For
Foreign
Promoter
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Welspun Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
WELENT CINS Y613A1109 03/19/2019 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Welspun Enterprises Ltd
Ticker Security ID: Meeting Date Meeting Status
WELENT CINS Y613A1109 08/14/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rajesh Mgmt For For For
Rameshkumar
Mandawewala
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Balkrishan Goenka Mgmt For Against Against
7 Revision of Mgmt For For For
Remuneration of
Balkrishan
Goenka
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Debt
Instruments
10 Change of Location of Mgmt For For For
Registered
Office
11 Amendment to the Mgmt For For For
Employees Stock
Option
Scheme
________________________________________________________________________________
Yatra Online, Inc.
Ticker Security ID: Meeting Date Meeting Status
YTRA CUSIP G98338109 12/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Murlidhara Mgmt For For For
Lakshmikantha
Kadaba
2 Elect Sanjay Arora Mgmt For For For
3 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Indonesia Index ETF
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
and/or Commissioners;
Approval of
Remuneration
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bank Danamon Tbk
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors', Mgmt For For For
Commissioners' and
Sharia Supervisors'
Fees
________________________________________________________________________________
Bank Danamon Tbk
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/26/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Election of Directors, Mgmt For Against Against
Commissioners and
Sharia Supervisors
(Slate)
4 Approval of Recovery Mgmt For For For
Plan
________________________________________________________________________________
Bank Danamon Tbk
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 11/19/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Masamichi Yasuda Mgmt For Against Against
as
Commissioner
________________________________________________________________________________
Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 05/13/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Recovery Plan Mgmt For For For
7 Authority to Assign Mgmt For For For
Duties and
Responsibilities
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 05/23/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Audit Committee Mgmt For Against Against
Composition
Report
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 06/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Resignation of Director Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/21/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Manuel V. Mgmt For Against Against
Pangilinan
7 Elect Edward CHEN Kwan Mgmt For For For
Yiu
8 Elect Margaret LEUNG Mgmt For For For
Ko May
Yee
9 Elect Madeleine LEE Mgmt For For For
Suh
Shin
10 Elect Tedy Djuhar Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Appoint Mgmt For For For
Additional
Directors
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/24/2019 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Kaneyalall Mgmt For For For
Hawabhay
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
7 Elect Franky Oesman Mgmt For Against Against
Widjaja
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 06/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Resignation of Lengga Mgmt For For For
Nurullah as
Director
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 05/21/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect David J. Clarke Mgmt For For For
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 05/29/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 05/29/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report; Use Mgmt For For For
of Proceed
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Sukses Makmur Tbk PT
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 05/29/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Wiilliam Mgmt For For For
Ryan as
Director
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Sukses Makmur Tbk PT
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 05/29/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/26/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Hassan Abas Mgmt For For For
5 Elect Benjamin W. Mgmt For Against Against
Keswick
6 Elect Marty M. Mgmt For For For
Natalegawa
7 Elect Stephen Gore Mgmt For For For
8 Elect Steven Phan Mgmt For For For
(Phan Swee
Kim)
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Related Party Mgmt For For For
Transactions
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/22/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Affirmation of Mgmt For For For
Directors; Election
of one Commissioner
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/22/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Mitra Keluarga Karyasehat
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 06/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Mitra Keluarga Karyasehat
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 06/26/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Change of Address Mgmt For For For
4 Cancellation of Shares Mgmt For For For
5 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Articles Mgmt For Against Against
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 06/27/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Article Mgmt For Against Against
20 Section
1
3 Amendments to Article Mgmt For Against Against
23 Section
1
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 06/27/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 06/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 06/25/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 04/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 09/10/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/30/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Commissioners
4 Appointment of Auditor Mgmt For Against Against
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 12/14/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Director Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 04/11/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Allocation of Interim Mgmt For For For
Dividends for Fiscal
Year
2019
7 Approval of Recovery Mgmt For For For
Plan
8 Use of Proceeds Mgmt For For For
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 06/20/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bank Royal Acquisition Mgmt For Abstain Against
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 01/07/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 05/16/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 01/03/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 05/15/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports ; Mgmt For For For
Partnership and
Community Development
Program
Report
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Tabungan Negara Persero
Ticker Security ID: Meeting Date Meeting Status
BBTN CINS Y71197100 05/17/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Articles Mgmt For For For
of Pension
Fund
6 Acquisition of PT Mgmt For Against Against
Permodalan Nasional
Madani Investment
Management
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 05/15/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Use of Proceed Mgmt For For For
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 11/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Planned Use Mgmt For For For
of
Proceeds
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
(Slate)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 12/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 05/13/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
6 Amendments to Articles Mgmt For Against Against
7 Use of Proceed Mgmt For For For
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 09/10/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 10/24/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 02/11/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 05/23/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 08/10/2018 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 08/10/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Commissioners
(Slate)
________________________________________________________________________________
PT Hanson International Terbuka
Ticker Security ID: Meeting Date Meeting Status
MYRX CINS Y71225166 09/27/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
3 Use of Proceeds Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 03/25/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'Fees
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For For For
and/or Commissioners
(Slate)
7 Use of Proceeds Mgmt For For For
________________________________________________________________________________
PT Indo Tambangraya Megah Tbk
Ticker Security ID: Meeting Date Meeting Status
ITMG CINS Y71244100 08/28/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Resignation of Mgmt For For For
Commissioners and
Re-designation of
Directors
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 02/01/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 05/06/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Use of Proceeds Mgmt For For For
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 09/05/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Results of Operations Mgmt For For For
2 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Kresna Graha Investama Tbk
Ticker Security ID: Meeting Date Meeting Status
KREN CINS Y71333101 05/07/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Amendments to Articles Mgmt For Against Against
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
7 Investment in Mgmt For Against Against
subsidiaries
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 04/26/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and/or Commissioners;
Approval of
Remuneration
5 Amendments to Articles Mgmt For Against Against
6 Authority to Mgmt For For For
Repurchase
Shares
7 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
PT Matahari Department Store Tbk
Ticker Security ID: Meeting Date Meeting Status
LPPF CINS Y7139L105 10/08/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Re-affirmation of Mgmt For For For
Shareholders
Structure
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 01/30/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Pembangunan Perumahan (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
PTPP CINS Y7131Q102 04/30/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Approval on the Change Mgmt For For For
of Use of
Proceed
7 Report on Use of Mgmt For For For
Proceed from State
Participation
8 Report on Use of Mgmt For For For
Proceed
9 Amendments to Articles Mgmt For Against Against
10 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Summarecon Agung Tbk
Ticker Security ID: Meeting Date Meeting Status
SMRA CINS Y8198G144 06/20/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Mgmt For Against Against
Commissioners (Slate)
; Revocation of
Independent Director
Title
6 Amendments to Articles Mgmt For Against Against
7 Authority to Give Mgmt For Against Against
Guarantees
8 Use of Proceeds from Mgmt For For For
Bonds
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 05/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 02/01/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Waskita Karya Persero Terbuka
Ticker Security ID: Meeting Date Meeting Status
WSKT CINS Y714AE107 05/09/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Authority to Give Mgmt For Against Against
Guarantees
7 Use of Proceeds from Mgmt For For For
Rights Issue and
Bond
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 05/22/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Surya Citra Media Terbuka
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 12/05/2018 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Surya Citra Media Terbuka Tbk PT
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 05/16/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Acquisition Mgmt For For For
________________________________________________________________________________
Surya Citra Media Terbuka Tbk PT
Ticker Security ID: Meeting Date Meeting Status
SCMA CINS Y7148M110 05/16/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Articles Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/21/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Authority to Issue US Mgmt For Against Against
Dollar Denominated
Global
Bonds
6 Use of Proceeds Mgmt For For For
7 Presentation of the Mgmt For For For
Company's Report on
Inability to Realize
AGMS 2018 Resolution
about Issuance of
Global
Bonds
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 05/21/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and Commissioners
(Slate) and Approval
of Their
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 05/21/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Additional Mgmt For For For
Business
Activities
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
United Tractors Tbk
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/16/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/29/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Use of Proceeds from Mgmt For For For
Bonds and
Sukuk
7 Implementation and Mgmt For For For
Issuance of Shares in
Relation to Long Term
Incentive Plan 2016 -
2020
8 Amendments to Articles Mgmt For For For
Fund Name : VanEck Vectors International High-Yield Bond ETF
________________________________________________________________________________
Ea Partners I B.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N2830SAA3 10/31/2018 Take No Action
Meeting Type Country of Trade
Bond Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
2 Non-Voting Agenda Item N/A N/A TNA N/A
3 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
4 Bondholder/Bankruptcy Mgmt For TNA N/A
Proposal
5 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
6 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
7 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
8 Non-Voting Meeting Note N/A N/A TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Ea Partners I B.V.
Ticker Security ID: Meeting Date Meeting Status
CINS N2830SAA3 11/20/2018 Take No Action
Meeting Type Country of Trade
Bond Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 1. irrevocably Mgmt N/A TNA N/A
approves the sale by
the issuer of the
defaulted debt
obligations to the
bidder on the terms
and subject to the
conditions set out in
the bid offer
letter;
7 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
8 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
9 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
10 1. irrevocably Mgmt N/A TNA N/A
approves the
modification of the
third limb of the
pre-enforcement
priority of payments
in schedule 4
(priorities of
payment part 1 -
pre-enforcement
priority of payments)
of the cash
management
agreement
________________________________________________________________________________
Grupo Isolux Corsan
Ticker Security ID: Meeting Date Meeting Status
0000 CINS E5752C131 06/27/2019 Take No Action
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Individual Accounts Mgmt For TNA N/A
and
Reports
3 Consolidated Accounts Mgmt For TNA N/A
and Reports; Report
on Non-Financial
Information
4 Ratification of Board Mgmt For TNA N/A
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Disposal Authorisation Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Grupo Isolux Corsan
Ticker Security ID: Meeting Date Meeting Status
0000 CINS E5752C131 07/30/2018 Take No Action
Meeting Type Country of Trade
Bond Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Individual Accounts Mgmt For TNA N/A
and
Reports
2 Consolidated Accounts Mgmt For TNA N/A
and
Reports
3 Ratification of Board Mgmt For TNA N/A
Acts
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Disposal Authorization Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
7 Authorization of Legal Mgmt For TNA N/A
Formalities
8 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Tervita Corporation
Ticker Security ID: Meeting Date Meeting Status
TEV CUSIP 88159E103 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Board Size Mgmt For For For
3.1 Elect Grant D. Billing Mgmt For For For
3.2 Elect Michael Colodner Mgmt For For For
3.3 Elect John W. Cooper Mgmt For For For
3.4 Elect Allen R. Hagerman Mgmt For For For
3.5 Elect Cameron Kramer Mgmt For For For
3.6 Elect Gordon Pridham Mgmt For For For
3.7 Elect Douglas R. Ramsay Mgmt For For For
3.8 Elect Susan L. Riddell Mgmt For For For
Rose
3.9 Elect Jay W. Thornton Mgmt For For For
3.10 Elect Kevin Walbridge Mgmt For For For
4 Incentive Unit Plan Mgmt For Against Against
Amendment
5 Adoption of Deferred Mgmt For For For
Share Unit
Plan
Fund Name : VanEck Vectors Israel ETF
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/21/2019 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
4 Elect Brian Mattingley Mgmt For For For
5 Elect Itai Panzer Mgmt For For For
6 Elect Aviad Kobrine Mgmt For For For
7 Elect Zvika Zivlin Mgmt For For For
8 Elect Anne De Kerckhove Mgmt For For For
9 Elect Itai Frieberger Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Final Dividend Mgmt For For For
13 Special Dividend Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
A.D.O. Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ADO CINS M15335108 03/10/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
New
CEO
3 Revised Compensation Mgmt For Against Against
Policy
________________________________________________________________________________
Aeronautics Ltd
Ticker Security ID: Meeting Date Meeting Status
ARCS CINS M0R84M115 01/21/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Renewal of Liability Mgmt For For For
Insurance Policy of
Directors/Officers
________________________________________________________________________________
Africa Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 02/04/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avinadav Mgmt For For For
Grinshpon
4 Elect Michal Kamir Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Africa-Israel Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 04/30/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
of
CEO
4 2018 Bonuses of NEOs Mgmt For For For
5 Elect Rachel Lavine As Mgmt For For For
External
Director
6 Elect Eitan Ben Ze'ev Mgmt For For For
7 Elect Zahi Nahmias Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 02/24/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Board Chair Services Mgmt For For For
Agreement with
Controlling
Shareholder
4 Employment Terms of Mgmt For For For
Joint
CEO
5 Employment Terms of Mgmt For For For
Joint
CEO
6 Management Services Mgmt For For For
Agreement with
Affiliated
Company
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 07/11/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Eitan Voloch Mgmt For For For
6 Elect Itamar Volkov Mgmt For For For
7 Elect Esther Badt Mgmt For For For
8 Elect Mazal Cohen Mgmt For For For
Bahary
________________________________________________________________________________
Allot Communications Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Elect Manuel Echanove Mgmt For For For
4 RSU Grant of Director Mgmt For For For
5 Elect Yigal Jacoby Mgmt For For For
6 Elect Nurit Benjamini Mgmt For For For
as an External
Director
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Holder
8 Equity Grants of CEO Mgmt For For For
9 Confirmation of Mgmt N/A For N/A
Non-Controlling
Holder
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 07/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance Mgmt For For For
Framework of
Directors/Officers
3 Indemnification of Mgmt For For For
Directors/Officers
4 Amendments to Articles Mgmt For For For
Regarding Insurance
and
Indemnification
5 Amendment to Terms of Mgmt For For For
D&O
Exemption
6 Elect Shlomo Shuv as Mgmt For For For
External
Director
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 10/09/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Aviram Wertheim Mgmt For For For
5 Elect Nathan Hetz Mgmt For For For
6 Elect Adva Sharvit Mgmt For For For
7 Elect Aaron Nahumi Mgmt For For For
8 Elect Gittit Guberman Mgmt For For For
9 Elect Amos Yadlin Mgmt For For For
10 Compensation Policy Mgmt For Against Against
11 Renew Employment Mgmt For Against Against
Agreement with
CEO
12 Annual Directors' Mgmt For For For
Stock Option
Grants
13 Option Grant of Mgmt For For For
Director
14 Amend Compensation Mgmt For Against Against
Terms of Board
Chair
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 07/04/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authorize Chair to Mgmt For For For
Continue Serving as
CEO
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 10/04/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Alfred Akirov Mgmt For For For
4 Elect Eitan Raff Mgmt For For For
5 Elect Anat Levin Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect David Granot as Mgmt For For For
External
Director
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Julian A. Brodsky Mgmt For For For
3 Elect Adrian Gardner Mgmt For For For
4 Elect Eli Gelman Mgmt For For For
5 Elect James S. Kahan Mgmt For For For
6 Elect Richard T.C. Mgmt For For For
LeFave
7 Elect Ariane de Mgmt For For For
Rothschild
8 Elect Shuky Sheffer Mgmt For For For
9 Elect Rafael de la Vega Mgmt For For For
10 Elect Giora Yaron Mgmt For For For
11 Increase Quarterly Mgmt For For For
Dividend
12 Accounts and Reports Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 08/27/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Nathan Hetz Mgmt For For For
5 Elect Aviram Wertheim Mgmt For For For
6 Elect Moti Barzilay Mgmt For For For
7 Elect Amir Amar Mgmt For For For
8 Elect Eyal Gabbai Mgmt For Against Against
9 Elect Yechiel Gutman Mgmt For For For
10 Elect Benjamin Gantz Mgmt For For For
11 Elect Gad Penini as Mgmt For For For
External
Director
12 Elect Nira Dror as Mgmt For For For
External
Director
13 Amend Compensation Mgmt For For For
Policy
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 10/25/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Management Mgmt For Against Against
Services Agreement w/
Controlling
Shareholder
________________________________________________________________________________
Amot Investments Limited
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 11/01/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Management Mgmt For For For
Services Agreement w/
Controlling
Shareholder
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arotech Corporation
Ticker Security ID: Meeting Date Meeting Status
ARTX CUSIP 042682203 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth W. Mgmt For For For
Cappell
1.2 Elect James J. Quinn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Ashtrom Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
ASPR CINS M1504E104 09/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Management Mgmt For For For
Services
Agreement
3 Option Grant of CEO Mgmt For For For
4 Amend Compensation Mgmt For For For
Policy
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ashtrom Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
ASPR CINS M1504E104 10/04/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Nussbaum Mgmt For For For
4 Elect Gil Gueron Mgmt For For For
5 Elect Yaron Meshorer Mgmt For For For
6 Elect Alexander Mgmt For For For
Lipshitz
7 Elect Dalia Shasho Mgmt For For For
8 Elect Itzhak Ravid Mgmt For For For
9 Elect Tsvi Sobel Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 04/07/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Acceleration of Mgmt For For For
Vesting of NED
Equity-Based
Awards
________________________________________________________________________________
Attunity Ltd.
Ticker Security ID: Meeting Date Meeting Status
ATTU CUSIP M15332121 12/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shimon Alon Mgmt For Withhold Against
1.2 Elect Dov Biran Mgmt For Withhold Against
1.3 Elect Dan Falk Mgmt For Withhold Against
2 Amendment to Mgmt For For For
Compensation
Policy
3 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
4 Compensation Terms CEO Mgmt For For For
5 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
6 Annual performance Mgmt For For For
bonus for
CEO
7 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
8 Equity Grants of CEO Mgmt For Against Against
9 Declaration of Mgmt N/A For N/A
NON-Interest
Holder
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 09/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Doron Nevo as an Mgmt For For For
Outside
Director
2 Declaration of Mgmt N/A For N/A
Material
Interest
3 Elect Shabtai Mgmt For For For
Adlersberg
4 Elect Stanley Stern Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Avgol Industries 1953 Ltd
Ticker Security ID: Meeting Date Meeting Status
AVGL CINS M15565100 12/18/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Employment Terms of Mgmt For For For
New
CEO
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Hapoalim B.M.
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 10/23/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard Kaplan Mgmt For For For
________________________________________________________________________________
Bank Leumi Le- Israel B.M.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 10/04/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Yoram Gabbay Mgmt For For For
6 Elect Tamar Gottlieb Mgmt For For For
7 Elect Rafael Danieli Mgmt For N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Shmuel Ben-Zvi Mgmt For For For
10 Elect Yoram Turbovicz Mgmt For For For
11 Elect Ohad Marani Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 05/01/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hava Schechter Mgmt For For For
as External
Director
3 D&O Indemnification Mgmt For For For
(Controlling
Shareholders)
4 Reimbursement of Chair Mgmt For For For
Expenses
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 12/11/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
5 Elect Segi Eitan Mgmt For For For
6 Elect Arnon Rabinovitz Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 02/03/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Shlomo Rodav Mgmt For For For
4 Elect Doron Turgeman Mgmt For For For
5 Elect Ami Barlev Mgmt For For For
6 Elect Rami Nomkin Mgmt For For For
7 Elect David Granot Mgmt For For For
8 Elect Dov Kotler Mgmt For For For
9 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 05/02/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 05/23/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/13/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/17/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employment Terms of Mgmt For For For
Incoming
CEO
2 Terms of Service of Mgmt For For For
Board
Chair
3 Directors' Fees Mgmt For For For
4 Amend Compensation Mgmt For For For
Policy
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 05/05/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
Controlling
Shareholder
3 Compensation Terms of Mgmt For For For
New Board
Chair
4 Employment Agreement Mgmt For For For
of New
CEO
5 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 12/27/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Yehuda Naftali Mgmt For For For
5 Elect Eitan Bar Zeev Mgmt For For For
6 Elect Barak Ben Eliezer Mgmt For For For
7 Elect Israel Yaaqovi Mgmt For For For
8 Elect Daniel Naftali Mgmt For For For
9 Elect Samer Haj Yehia Mgmt For For For
as External
Director
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 10/16/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechay Mgmt For For For
Ben-Moshe
5 Elect Yaniv Rog Mgmt For For For
6 Elect Oded Nagar Mgmt For Against Against
7 Elect Alexander Surzhko Mgmt For For For
8 Elect Estery Giloz-Ran Mgmt For For For
9 Elect Ron Hyman Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Caesarstone Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 11/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ariel Halperin Mgmt For For For
2 Elect Dori Brown Mgmt For For For
3 Elect Roger Abravanel Mgmt For For For
4 Elect Eric D. Mgmt For For For
Herschmann
5 Elect Ronald Kaplan Mgmt For For For
6 Elect Ofer Tsimchi Mgmt For For For
7 Elect Amit Ben Zvi Mgmt For For For
8 Compensation Terms of Mgmt For For For
CEO
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 Services Agreement Mgmt For For For
with Kibbutz
Sdot-Yam
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Manpower Agreement Mgmt For Against Against
with Kibbutz
Sdot-Yam
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Compensation Terms of Mgmt For For For
Deputy-CEO
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 06/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Private Mgmt For For For
Placement
Transaction
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Elect Rafi Amit Mgmt For For For
4 Elect Yotam Stern Mgmt For For For
5 Elect Eran Bendoly Mgmt For For For
6 Elect Moty Ben-Arie Mgmt For For For
7 Elect Yehezkel Ofir Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 10/03/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect Chezy Ofir Mgmt For For For
3 Elect Yael Andorn Mgmt For For For
Karni as External
Director
4 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
5 Elect Yossi Mgmt For For For
Shacham-Diamand as
External
Director
6 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
7 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
8 Equity Grants of Mgmt For For For
Directors
________________________________________________________________________________
Carasso Motors Ltd
Ticker Security ID: Meeting Date Meeting Status
CRSO CINS M2102C102 01/03/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yekutiel Gavish Mgmt For For For
as External
Director
3 Indemnification of Mgmt For For For
Yekutiel
Gavish
4 Indemnification of Mgmt For For For
Moshe
Meir
________________________________________________________________________________
Carasso Motors Ltd
Ticker Security ID: Meeting Date Meeting Status
CRSO CINS M2102C102 08/09/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Related
Party
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 03/28/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amiram Erel Mgmt For For For
3 Elect Sholem Lapidot Mgmt For For For
4 Elect Ephraim Kunda Mgmt For Against Against
5 Elect Gustavo Traiber Mgmt For For For
6 Elect Varda Liberman Mgmt For For For
as External
Director
7 Elect Shmuel Hauser as Mgmt For For For
External
Director
8 Appointment of Auditor Mgmt For For For
9 Declaration of Mgmt N/A For N/A
Compliance with
Telecommunications
Regulations
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 12/31/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amiram Erel Mgmt For For For
3 Elect Sholem Lapidot Mgmt For For For
4 Elect Shlomo Waxe Mgmt For Against Against
5 Elect Ephraim Kunda Mgmt For For For
6 Elect Ronit Baytel Mgmt For For For
(External
Director)
7 Elect Joseph Barnea Mgmt For For For
(External
Director)
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Declaration of Mgmt N/A For N/A
Compliance with
Telecommunications
Regulations
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ceva Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For For For
1.3 Elect Bruce A. Mann Mgmt For For For
1.4 Elect Maria Marced Mgmt For For For
1.5 Elect Peter McManamon Mgmt For For For
1.6 Elect Sven-Christer Mgmt For Withhold Against
Nilsson
1.7 Elect Louis Silver Mgmt For For For
1.8 Elect Gideon Wertheizer Mgmt For For For
2 Decrease of Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Check Point Software Technologies
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Marius Nacht Mgmt For For For
3 Elect Jerry Ungerman Mgmt For For For
4 Elect Dan Propper Mgmt For For For
5 Elect Tal Shavit Mgmt For For For
6 Elect Shai Weiss Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Approve CEO Mgmt For For For
Compensation
9 Compensation Policy Mgmt For Against Against
10 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Check Point Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 08/20/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Marius Nacht Mgmt For For For
3 Elect Jerry Ungerman Mgmt For For For
4 Elect Dan Propper Mgmt For For For
5 Elect David Rubner Mgmt For Abstain Against
6 Elect Tal Shavit Mgmt For For For
7 Elect Yoav Chelouche Mgmt For For For
8 Elect Guy Gecht Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approve CEO Mgmt For Against Against
Compensation
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2R083223 08/14/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2R083223 12/27/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Dani Naveh Mgmt For For For
5 Elect Avraham Knobel Mgmt For For For
6 Elect Varda Alshech Mgmt For For For
7 Elect Hana Mazal Mgmt For For For
Margaliot
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 08/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anat Cohen-Dayag Mgmt For For For
2 Elect Paul Sekhri Mgmt For For For
3 Elect Gilead Halevy Mgmt For For For
4 Elect Kinneret Mgmt For For For
Savitsky
5 Elect Sanford S. Mgmt For For For
Zweifach
6 Director Compensation Mgmt For For For
Plan
7 Bonus Plan of CEO Mgmt For For For
8 Confirmation of Mgmt For For For
Non-Controlling
Shareholder
9 Equity Award of CEO Mgmt For For For
10 Confirmation of Mgmt For For For
Non-Controlling
Shareholder
11 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Delek Automotive Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 01/16/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Service Mgmt For For For
Agreement of CEO &
Controlling
Shareholder
3 Liability Insurance of Mgmt For For For
Directors/Officers
4 Framework for Future Mgmt For For For
Liability Insurance
Policies of
Directors/Officers
________________________________________________________________________________
Delek Automotive Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
DLEA CINS M2756V109 08/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yael Git as Mgmt For For For
External
Director
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 10/17/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shimon Doron As Mgmt For For For
External
Director
3 Liability Insurance Mgmt For For For
Policy of
Directors/Officers
4 Authorize Future Mgmt For For For
Liability Insurance
Policy
Arrangements
5 Amend Compensation Mgmt For For For
Policy Provisions
Regarding Liability
Insurance
6 Salary Increase of Mgmt For For For
Board
Chair
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delta Galil Industries
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 04/08/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Related
Party
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 10/21/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noam Lautman Mgmt For For For
3 Elect Isaac Dabah Mgmt For For For
4 Elect Izhak Weinstock Mgmt For For For
5 Elect Tzipora Carmon Mgmt For For For
6 Elect Israel Baum Mgmt For For For
7 Elect Richard Hunter Mgmt For For For
8 Elect Rinat Gazit Mgmt For For For
9 Elect Shlomo Sherf as Mgmt For For For
External
Director
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Delta Galil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 12/05/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehoshua Gold as Mgmt For For For
External
Director
3 Compensation Terms of Mgmt For For For
CEO
4 Compensation Policy Mgmt For For For
________________________________________________________________________________
Direct Insurance - Financial Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
DIFI CINS M2807E106 12/31/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Services Mgmt For For For
Agreement with Board
Chair
3 Renew Services Mgmt For For For
Agreement with
CEO
________________________________________________________________________________
Direct Insurance Financial Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
DIFI CINS M2807E106 07/11/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revised Management Mgmt For For For
Agreement With Vice
Chair
________________________________________________________________________________
Direct Insurance Financial Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
DIFI CINS M2807E106 11/13/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Orit Marom-Albeck Mgmt For For For
3 Indemnification & Mgmt For For For
Exemption of Orit
Marom-Albeck
________________________________________________________________________________
Direct Insurance Financial Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
DIFI CINS M2807E106 12/09/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Schneidman Mgmt For For For
3 Elect Joseph Kucik Mgmt For For For
4 Elect Doron Schneidman Mgmt For For For
5 Elect Haim Ramon Mgmt For For For
6 Elect Gilead Sher Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 04/30/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Services Mgmt For For For
Agreement with
Related
Party
3 Idemnification of Mgmt For For For
Directors & Officers
(Controlling SH and
their
relatives)
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 05/29/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Moshe Matalon Mgmt For For For
3 Elect Meir Jacobson Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Discount Investment Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
DISI CINS M28072102 12/17/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Eduardo Sergio Mgmt For For For
Elsztain
4 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
5 Elect Saul Zang Mgmt For For For
6 Elect Saul Lapidus Mgmt For For For
7 Elect Lily Ayalon Mgmt For For For
8 Elect Joseph Singer Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ofer Elyakim Mgmt For For For
2 Elect Thomas A. Lacey Mgmt For For For
3 Elect Cynthia Paul Mgmt For For For
4 Elect Gabi Seligsohn Mgmt For For For
5 Elect Yair Seroussi Mgmt For For For
6 Elect Norman Taffe Mgmt For For For
7 Elect Kenneth H. Traub Mgmt For For For
8 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
El Al Israel Airlines Ltd
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 12/31/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eli Defes Mgmt For For For
5 Elect Tamar Mozes Mgmt For For For
Borovitz
6 Elect Yehuda Levy Mgmt For For For
7 Elect Amikam Cohen Mgmt For For For
8 Elect Shlomo Hanael Mgmt For For For
9 Elect Sofia Kimerling Mgmt For Against Against
10 Elect Ruth Dahan Mgmt For For For
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 11/21/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eli Defes Mgmt For For For
5 Elect Tamar Mozes Mgmt For For For
Borovitz
6 Elect Yehuda Levy Mgmt For For For
7 Elect Amikam Cohen Mgmt For For For
8 Elect Shlomo Hanael Mgmt For For For
9 Elect Sofia Kimerling Mgmt For For For
10 Elect Pinchas Ginsburg Mgmt For Against Against
11 Elect Ruth Dahan Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 03/06/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehoshua Gleitman Mgmt For For For
3 Options Grant of CEO Mgmt For For For
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 10/18/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Options Grant of CEO Mgmt For Against Against
3 Elect Michael Federmann Mgmt For For For
4 Elect Rina Baum Mgmt For For For
5 Elect Yoram Ben-Zeev Mgmt For For For
6 Elect David Federmann Mgmt For For For
7 Elect Dov Ninveh Mgmt For For For
8 Elect Ehood Nisan Mgmt For For For
9 Elect Yuli Tamir Mgmt For For For
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 12/30/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechai Mgmt For For For
Friedman
5 Elect Daniel Salkind Mgmt For For For
6 Elect Michael Salkind Mgmt For For For
7 Elect Ariel Ben Dayan Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Electra Consumer Products Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 05/07/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Elect Myriam Guez as Mgmt For For For
External Director and
Approve Customary
Indemnification
________________________________________________________________________________
Electra Consumer Products Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 11/12/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Daniel Salkind Mgmt For For For
5 Elect Michael Salkind Mgmt For For For
6 Elect Avraham Avishay Mgmt For For For
Israeli
7 Elect Orly Ben-Yosef Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Employment Terms of Mgmt For For For
CEO Including Options
Grant
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 02/04/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michal Gur As Mgmt For For For
External
Director
3 Elect Avraham Avishay Mgmt For For For
Israeli
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 10/28/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Michael Salkind Mgmt For For For
5 Elect Daniel Salkind Mgmt For For For
6 Elect Irit Stern Mgmt For For For
7 D&O Liability Mgmt For For For
Insurance
Policy
________________________________________________________________________________
Energean Oil & Gas Plc
Ticker Security ID: Meeting Date Meeting Status
ENOG CINS G303AF106 06/13/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Simon Heale Mgmt For For For
5 Elect Matthaios Rigas Mgmt For For For
6 Elect Panagiotis Benos Mgmt For For For
7 Elect Andrew D. Mgmt For For For
Bartlett
8 Elect Robert A. Peck Mgmt For For For
9 Elect Ohad Marani Mgmt For For For
10 Elect Karen Simon Mgmt For For For
11 Elect David Bonanno Mgmt For Against Against
12 Elect Efstathios Mgmt For For For
Topouzoglou
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 05/07/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 08/30/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Seroussi Mgmt For Against Against
5 Elect Shai Weil Mgmt For For For
6 Elect Yehezkel Daskal Mgmt For For For
7 Elect Gilad Yavetz Mgmt For For For
8 Elect Zafrir Yoeli Mgmt For For For
9 Elect Itzik Bezalel Mgmt For Against Against
10 Compensation Policy Mgmt For For For
11 Option Grants Mgmt For For For
12 Compensation Terms of Mgmt For For For
Board
Chair
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fattal Holdings (1998) Ltd
Ticker Security ID: Meeting Date Meeting Status
FTAL CINS M4148G105 05/05/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
3 Exemption of Mgmt For Against Against
Directors/Officers
4 Amend Employment Terms Mgmt For Against Against
of
CFO
________________________________________________________________________________
Fattal Holdings (1998) Ltd
Ticker Security ID: Meeting Date Meeting Status
FTAL CINS M4148G105 06/18/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect David Fattal Mgmt For For For
5 Elect Herzl Shalem Mgmt For Against Against
6 Elect Shimshon Harel Mgmt For For For
7 Elect Amir Hayek Mgmt For For For
8 Elect Shahar Aka Mgmt For Against Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FTIN CINS M1648G106 12/20/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect David Assia as Mgmt For For For
External Director
Under Banking
Directive
4 Liability Insurance of Mgmt For For For
Directors/Officers
________________________________________________________________________________
FMS Enterprises Migun Ltd.
Ticker Security ID: Meeting Date Meeting Status
FBRT CINS M42619102 10/03/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Gershon Mgmt For For For
Ben-Baruch
5 Elect Daniel Blum Mgmt For For For
6 Elect Avi Blum Mgmt For For For
7 Elect Dvora Frankenthal Mgmt For For For
8 Elect Yacov Yechiely Mgmt For For For
________________________________________________________________________________
Foamix Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
FOMX CUSIP M46135105 04/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Anthony D. Bruno Mgmt For Against Against
3 Elect Sharon Barbari Mgmt For Against Against
4 Retirement Benefits of Mgmt For Against Against
Retiring Director
Darrell
Rigel
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Retirement Benefits of Mgmt For Against Against
Retiring Director
Dalia
Megiddo
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
9 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
10 Base Salary Increase Mgmt For Against Against
of
CEO
11 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
12 2019 Bonus & Equity Mgmt For For For
Compensation of
CEO
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 CEO Participation in Mgmt For For For
ESPP
15 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
16 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Forescout Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSCT CUSIP 34553D101 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark E. Jensen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Formula Systems (1985) Ltd.
Ticker Security ID: Meeting Date Meeting Status
FORTY CINS M46518102 01/04/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ohad Melnik Mgmt For For For
3 Elect Iris Yahal Mgmt For For For
4 Elect Eli Zamir Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 05/15/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Harel Wiesel Mgmt For For For
5 Elect Abraham Fuchs Mgmt For For For
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Dan Rimoni as Mgmt For For For
External
Director
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 10/16/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Abraham Fuchs Mgmt For For For
5 Elect Harel Wiesel Mgmt For Against Against
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Special Bonus of Mgmt For Against Against
Senior Vice
President
9 Special Bonus of VP, Mgmt For Against Against
Procurement &
Logistics
10 Employment Agreement Mgmt For Against Against
with Son of
Controlling
Shareholder
11 Liability Insurance of Mgmt For For For
Directors/Officers
12 Liability Insurance Mgmt For For For
Framework of
Directors/Officers
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Frutarom Industries Limited
Ticker Security ID: Meeting Date Meeting Status
FRUT CINS M4692H103 08/06/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Transaction Bonus of Mgmt For For For
CEO
4 Adoption of Retention Mgmt For For For
Program
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galmed Pharmaceuticals Ltd
Ticker Security ID: Meeting Date Meeting Status
GLMD CUSIP M47238106 05/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Allen Baharaff Mgmt For For For
as a Class II
Director
2 Elect Marshall A. Mgmt For Against Against
Heinberg as a Class
II
Director
3 Elect Ran Oren as a Mgmt For For For
Class II
Director
4 Salary Increase of CEO Mgmt For Against Against
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 2019 Bonus Terms of CEO Mgmt For For For
7 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
8 Appoint Allen Baharaff Mgmt For For For
as Chair of the
Board
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 Options Grant of New Mgmt For For For
Director
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 12/27/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ehud Arnon Mgmt For For For
5 Elect Chaim Katzman Mgmt For For For
6 Elect Dori J. Segal Mgmt For For For
7 Elect Douglas Sesler Mgmt For For For
8 Elect Zehavit Cohen Mgmt For For For
9 Elect Haim Ben-Dor Mgmt For For For
10 Elect Ronnie Bar-On as Mgmt For For For
External
Director
11 Elect Limor Shofman Mgmt For For For
Gutman As External
Director
12 Elect Shmuel Hauser As Mgmt For For For
External
Director
13 Fees of Affiliated Mgmt For For For
Directors
14 Exemption of VP, Mgmt For Against Against
Investments
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 06/20/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Dov Baharav Mgmt For For For
4 Elect Ishay Davidi Mgmt For For For
5 Elect Aylon Rafaeli Mgmt For For For
6 Elect Meir Shamir Mgmt For For For
7 Elect Dafna Sharir Mgmt For For For
8 Elect Amiram Boehm Mgmt For For For
9 Cash Bonus Plan of CEO Mgmt For For For
10 Option Grant of CEO Mgmt For For For
11 Cash Bonus Plan of Mgmt For For For
Chair
12 Amend Compensation Mgmt For For For
Policy
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 06/04/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Hamburger Mgmt For For For
5 Elect Ben Hamburger Mgmt For Against Against
6 Elect Gideon Hamburger Mgmt For For For
7 Elect Joav Manor Mgmt For For For
8 Elect Doron Cohen Mgmt For Against Against
9 Elect Joseph Mgmt For For For
Ciechanover
10 Elect Eli Defes Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 07/01/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noga Knaz as Mgmt For For For
External
Director
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 10/17/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Baum Mgmt For For For
4 Elect Rami Entin Mgmt For For For
5 Elect Miron Oren Mgmt For For For
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 05/29/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoav Doppelt Mgmt For For For
3 Compensation Terms of Mgmt For For For
New Board
Chair
4 Special Bonus of Mgmt For Against Against
Outgoing
Chair
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 06/27/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoav Doppelt Mgmt For For For
3 Elect Aviad Kaufman Mgmt For For For
4 Elect Avisar Paz Mgmt For For For
5 Elect Sagi Kabla Mgmt For For For
6 Elect Ovadia Eli Mgmt For For For
7 Elect Reem Aminoach Mgmt For Against Against
8 Elect Lior Reitblatt Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Accounts and Reports Mgmt For For For
11 Compensation Policy Mgmt For For For
12 LTI Award of CEO Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICL-Israel Chemicals Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M5920A109 08/20/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Johanan Locker Mgmt For For For
4 Elect Avisar Paz Mgmt For For For
5 Elect Aviad Kaufman Mgmt For For For
6 Elect Sagi Kabla Mgmt For For For
7 Elect Ovadia Eli Mgmt For For For
8 Elect Reem Aminoach Mgmt For Against Against
9 Elect Lior Reitblatt Mgmt For For For
10 Elect Nadav Kaplan as Mgmt For For For
External
Director
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Equity Compensation of Mgmt For For For
Directors for
2019
14 Equity Grant of Mgmt For Against Against
Executive
Chair
15 Annual & Special Mgmt For For For
Bonuses of Interim
CEO
16 Special Bonus of Mgmt For For For
Interim CEO for 2017
Service
17 Special Bonus of Mgmt For For For
Interim CEO for 2018
Service
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 06/11/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Doron Schneidman Mgmt For For For
3 Elect Moshe Schneidman Mgmt For For For
4 Elect Joseph Kucik Mgmt For For For
5 Elect Jerry Mandel Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Indemnification of New Mgmt For For For
External
Director
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 07/25/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Services Mgmt For For For
Agreement
3 Indemnification & Mgmt For For For
Exemption of
Directors/Officers
4 Employment Agreement Mgmt For For For
with
CEO
________________________________________________________________________________
Imperva, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMPV CUSIP 45321L100 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Thoma Bravo Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 05/14/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Merger Mgmt For For For
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 07/04/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revised Compensation Mgmt For For For
Terms of Board
Chair
3 Bonus Mechanism of Mgmt For For For
Board
Chair
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 10/17/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yaacov Goldman Mgmt For For For
as External
Director
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial Buildings Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
IBLD CINS M5514Q106 12/20/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ron Beery Mgmt For For For
4 Elect Tal Fuhrer Mgmt For For For
5 Elect Menashe Arnon Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Indemnification of Mgmt For For For
Directors/Officers
8 Indemnification of Mgmt For For For
Directors/Officers
Including Controlling
Shareholders
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 04/15/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Rami Armon Mgmt For For For
7 Elect Asher Beherav Mgmt For For For
8 Elect Zion Ginat Mgmt For For For
9 Elect Peretz Shachar Mgmt For N/A N/A
10 Elect Yossi Hajaj Mgmt For For For
11 Elect Itzik Tzaig Mgmt For For For
________________________________________________________________________________
Inrom Construction Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 06/19/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
Board
Chair
________________________________________________________________________________
Intec Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTEC CUSIP M53644106 04/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Revised Employment Mgmt For For For
Terms & Option Grant
of
CEO
2 Amend Compensation Mgmt For For For
Policy
3 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
4 Directors' Fees Mgmt For For For
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 D&O Liability Insurance Mgmt For For For
7 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Intec Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTEC CUSIP M53644106 12/20/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Articles Mgmt For For For
Regarding
Quorum
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 02/19/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Dan Suesskind Mgmt For For For
7 Elect Yair Caspi Mgmt For For For
8 Indemnification of Mgmt For For For
Directors/Officers
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 06/27/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Terms of Mgmt For For For
Incoming
CEO
3 Indemnification of New Mgmt For For For
Director
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 07/09/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 10/04/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 04/03/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Board
Chair
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Izzy Sheratzky Mgmt For For For
3 Elect Gil Sheratzky Mgmt For For For
4 Elect Ze'ev Koren Mgmt For For For
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 12/13/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
________________________________________________________________________________
J.O.E.L. Jerusalem Oil Exploration Ltd.
Ticker Security ID: Meeting Date Meeting Status
JOEL CINS M6189Z108 12/24/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Boaz Simons Mgmt For For For
6 Elect Yechezkel Hugi Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 05/14/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Doron Cohen Mgmt For For For
3 Merger Mgmt For For For
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 07/02/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revised Compensation Mgmt For For For
Terms of Board
Chair
3 2018 Bonus Targets of Mgmt For For For
Board
Chair
________________________________________________________________________________
Jerusalem Economy Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECJM CINS M6186V100 12/27/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ron Beery Mgmt For For For
4 Elect Tal Fuhrer Mgmt For For For
5 Elect Zohar Levy Mgmt For For For
6 Elect Amir Burger Mgmt For For For
7 Elect Alon Cohen Mgmt For For For
8 Elect Yaron Zaltsman Mgmt For For For
9 Elect Ronen Nakar Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Kamada Limited
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 12/20/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Recanati Mgmt For For For
3 Elect Michael Mgmt For For For
Berelowitz
4 Elect Avraham Berger Mgmt For For For
5 Elect Asaf Frumerman Mgmt For For For
6 Elect Jonathan Hahn Mgmt For For For
7 Elect Itzhak Krinsky Mgmt For For For
8 Elect Efrat Makov Mgmt For For For
9 Elect Shmuel Mgmt For For For
Rubinstein
10 Elect David Tsur Mgmt For For For
11 Indemnification of Mgmt For For For
Directors/Officers
12 Option Grants of Mgmt For For For
Directors
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 One-Time Equity Grant Mgmt For Against Against
& Amended
Compensation of
CEO
15 Amend Compensation Mgmt For For For
Policy Regarding D&O
Liability
Insurance
16 Appointment of Auditor Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kenon Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 06/14/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Cyril Ducau Mgmt For Against Against
3 Elect Antoine Bonnier Mgmt For For For
4 Elect Laurence N. Mgmt For For For
Charney
5 Elect Barak Cohen Mgmt For For For
6 Elect Nathan Scott Fine Mgmt For For For
7 Elect Bill Foo Mgmt For For For
8 Elect Aviad Kaufman Mgmt For For For
9 Elect Arunava Sen Mgmt For For For
10 Appointment of Mgmt For For For
Statutory Auditor and
Authority to Set
Fees
11 Modify Authority to Mgmt For For For
Issue Equity Grants
to Non-Executive
Directors
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Authority to Grant Mgmt For For For
Awards and Issue
Shares under
Equity
Incentive Plans
________________________________________________________________________________
Klil Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
KLIL CINS M6373U113 09/02/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tzur Daboosh Mgmt For For For
3 Elect Koby Levy Mgmt For For For
4 Elect Neomi Enoch Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 One-Time Bonus Payment Mgmt For For For
for Koby
Levy
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kornit Digital Ltd
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Eli Blatt Mgmt For Against Against
3 Elect Marc Lesnick Mgmt For Against Against
4 Elect Lauri A. Hanover Mgmt For For For
5 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
6 Elect Yehoshua Nir Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Equity Grants of Mgmt For For For
Directors
11 Employment Terms of Mgmt For For For
Incoming
CEO
12 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jill Layfield Mgmt For Withhold Against
1.2 Elect William G. Mgmt For Withhold Against
Wesemann
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
5 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Magic Software Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGIC CUSIP 559166103 03/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Naamit Salomon Mgmt For Against Against
3 Elect Avi Zakay Mgmt For For For
4 Elect Sagi Schliesser Mgmt For Against Against
as External
Director
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 02/12/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Option Grant of Vice Mgmt For For For
Chair &
President
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 08/09/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yafit Keret As Mgmt For For For
External
Director
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 12/26/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Guy Bernstein Mgmt For For For
5 Elect Eliezer Oren Mgmt For For For
6 Elect Amir Hai as Mgmt For For For
External
Director
________________________________________________________________________________
Maytronics Limited
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 07/16/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yonatan Bassi Mgmt For For For
5 Elect Avner Alterlevy Mgmt For For For
6 Elect Shimon Zelas Mgmt For For For
7 Elect Dan Lallouz Mgmt For For For
8 Elect Jeremy Perling Mgmt For For For
9 Elect Ariel Brin Mgmt For For For
Dolinko
10 Elect Irit Mor Mgmt For For For
11 Bonus Terms of CEO for Mgmt For For For
2018
12 Related Party Mgmt For For For
Transaction
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Maytronics Ltd
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 05/07/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
5 Elect Yonatan Bassi Mgmt For For For
6 Elect Avner Alterlevy Mgmt For For For
7 Elect Shimon Zelas Mgmt For For For
8 Elect Dan Lallouz Mgmt For For For
9 Elect Jeremy Perling Mgmt For For For
10 Elect Irit Mor Mgmt For For For
11 Elect Ariel Brin Mgmt For For For
Dolinko
12 2019 Bonus Plan of CEO Mgmt For For For
13 Base Salary Increase Mgmt For For For
of
CEO
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 09/27/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Elect Jonathan Adereth Mgmt For For For
4 Elect Ori Hadomi Mgmt For For For
5 Elect Michael Berman Mgmt For For For
6 Elect Sarit Soccary Mgmt For For For
Ben-Yochanan
7 Elect Gil Bianco as Mgmt For For For
External
Director
8 Equity Grants of CEO Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mazor Robotics Limited
Ticker Security ID: Meeting Date Meeting Status
MZOR CINS M6872U101 11/19/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Mediterranean Towers Ltd.
Ticker Security ID: Meeting Date Meeting Status
MDTR CINS M68818109 12/19/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Seroussi Mgmt For For For
5 Elect Zvi Furman Mgmt For For For
________________________________________________________________________________
Mega Or Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGOR CINS M6889L102 04/22/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Zahi Nahmias Mgmt For For For
4 Elect Amit Berger Mgmt For For For
5 Elect Moshe Harpaz Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Remuneration Policy Mgmt For For For
(Forward-Looking)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meitav Dash Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
MTDS CINS M2841R105 08/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ronit Noam as Mgmt For For For
External
Director
________________________________________________________________________________
Meitav DS Investments Ltd
Ticker Security ID: Meeting Date Meeting Status
MTDS CINS M2841R105 01/10/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eli Barkat Mgmt For For For
5 Elect Zvi Stepak Mgmt For For For
6 Elect Avner Stepak Mgmt For For For
7 Elect Avraham Basher Mgmt For Against Against
8 Elect Arie Nachmias Mgmt For For For
9 Elect David Baruch Mgmt For For For
10 Elect Asher Schlein Mgmt For For For
11 Elect Jonathan Assia Mgmt For For For
12 Amendments to Articles Mgmt For For For
13 Liability Insurance of Mgmt For For For
Directors/Officers
14 Compensation Policy Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melisron Limited
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 12/13/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Liora Ofer Mgmt For For For
5 Elect Ron Avidan Mgmt For For For
6 Elect Oded Shamir Mgmt For For For
7 Elect Shouky Oren Mgmt For For For
8 Provision of Services Mgmt For For For
to Controlling
Shareholder
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Melisron Ltd
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 05/06/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect shlomo Zohar Mgmt For For For
3 Elect Rinat Gazit Mgmt For For For
________________________________________________________________________________
Mellanox Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 06/20/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Confirmation of Mgmt N/A For N/A
Non-Parent
Affiliate
2 NVIDIA Transaction Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
4 Advisory Vote on Mgmt For For For
Golden
Parachutes
5 Declaration of Mgmt N/A For N/A
Material
Interest
6 Salary Increase of CEO Mgmt For For For
7 Declaration of Mgmt N/A For N/A
Material
Interest
8 CEO Cash Incentive Mgmt For For For
9 Declaration of Mgmt N/A For N/A
Material
Interest
10 Amendment to CEO Mgmt For For For
Severance
11 Declaration of Mgmt N/A For N/A
Material
Interest
12 CEO Equity Award Mgmt For For For
13 Declaration of Mgmt N/A For N/A
Material
Interest
14 CEO Tax Equalization Mgmt For For For
15 Approval of Cash Bonus Mgmt For For For
to
Director
________________________________________________________________________________
Mellanox Technologies, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLNX CUSIP M51363113 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenda M. Dorchak Mgmt For For For
2 Elect Irwin Federman Mgmt For For For
3 Elect Amal M. Johnson Mgmt For For For
4 Elect Jack R. Lazar Mgmt For For For
5 Elect Jon Olson Mgmt For For For
6 Elect Umesh Padval Mgmt For For For
7 Elect David Perlmutter Mgmt For For For
8 Elect Steve Sanghi Mgmt For Against Against
9 Elect Eyal Waldman Mgmt For For For
10 Elect Gregory L. Waters Mgmt For For For
11 Elect Thomas Mgmt For For For
Weatherford
12 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
13 2018 Cash Bonus Plan Mgmt For For For
of
CEO
14 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
15 Equity Grants of CEO Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Amendment to the Mgmt For For For
Global Share Option
Incentive Plan
(2006)
18 Directors' Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Menora Mivtachim Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 12/31/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eran Griffel Mgmt For For For
5 Elect Yonel Cohen Mgmt For For For
6 Elect Yoav Shimon Mgmt For For For
Kremer
7 Directors' Fees Mgmt For For For
8 Elect Yehezkel Zaieg Mgmt For For For
as External
Director
________________________________________________________________________________
Migdal Insurance & Financial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 02/04/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Brother of
Controlling
Shareholder
________________________________________________________________________________
Migdal Insurance & Financial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 08/29/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Dividend Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Compensation Terms of Mgmt For For For
CEO
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance and Financial Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/03/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of CEO Mgmt For For For
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 03/12/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gilad Rabinowitz Mgmt For For For
as External
Director
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 04/02/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Abraham Neyman Mgmt For For For
as External
Director
3 Amendments to Articles Mgmt For Against Against
to Adopt Three-Year
Term Lengths for
Non-External
Directors
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 08/30/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hannah Feuer as Mgmt For For For
External
Director
3 Indemnification & Mgmt For For For
Exemption of
Directors/Officers
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/26/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Moshe Vidman Mgmt For For For
4 Elect Zvi Ephrat Mgmt For For For
5 Elect Ron Gazit Mgmt For For For
6 Elect Liora Ofer Mgmt For Against Against
7 Elect Mordechai Meir Mgmt For Against Against
8 Elect Jonathan Kaplan Mgmt For For For
9 Elect Joav-Asher Mgmt For For For
Nachshon
10 Elect Avraham Zeldman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Naphtha Israel Petroleum Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
NFTA CINS M7065M104 12/24/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Haim Tsuff Mgmt For For For
5 Elect Boaz Simons Mgmt For For For
6 Elect Izak Yechezkel Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 06/17/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For For For
3 Elect Avi Cohen Mgmt For For For
4 Elect Raanan Cohen Mgmt For For For
5 Elect Miron Kenneth Mgmt For For For
6 Compensation Policy Mgmt For Against Against
7 Amend Equity-Based Mgmt For For For
Compensation of
Non-Executive
Directors
8 Revised Employment Mgmt For For For
Agreement with
CEO
9 Amendments to Articles Mgmt For Against Against
of
Association
10 Appointment of Auditor Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NovoCure Limited
Ticker Security ID: Meeting Date Meeting Status
NVCR CUSIP G6674U108 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeryl L. Hilleman Mgmt For For For
2 Elect Kinyip Gabriel Mgmt For For For
Leung
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 02/18/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Terms of Service of Mgmt For For For
Director and
Affiliate of
Controlling
Shareholder
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 04/29/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Bonus Payment of Chair Mgmt For Against Against
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 05/28/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Interim Mgmt For For For
Agreement to Purchase
Natural
Gas
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 06/27/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of Incoming
Chair
3 Amend Compensation Mgmt For For For
Policy
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 12/23/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ovadia Eli Mgmt For For For
5 Elect David Federman Mgmt For For For
6 Elect Guy Eldar Mgmt For Against Against
7 Elect Maya Alchech Mgmt For For For
Kaplan
8 Elect Jacob Gottenstein Mgmt For For For
9 Elect Arie Ovadia Mgmt For Against Against
10 Elect Avisar Paz Mgmt For For For
11 Elect Alexander Passal Mgmt For Against Against
12 Elect Sagi Kabla Mgmt For Against Against
13 Liability Insurance Mgmt For For For
Framework of
Directors/Officers
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 07/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan Falk Mgmt For Against Against
2 Elect Todd C. Freeland Mgmt For For For
3 Elect Byron G. Wong Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 10/28/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For Against Against
(Slate)
6 Directors' Fees Mgmt For For For
7 Directors' Fees (Osnat Mgmt For For For
Ronen and Arie
Steinberg)
8 Indemnification of Mgmt For For For
Tomer Bar
Zeev
9 Indemnification of Mgmt For For For
Sumeet
Jaisinghani
10 Elect Barry Ben Zeev Mgmt For Against Against
11 Equity Grant of CEO Mgmt For Against Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 03/11/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect David Avner Mgmt For N/A N/A
5 Elect Amnon Dick Mgmt For N/A N/A
6 Elect Avraham Bigger Mgmt For For For
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 10/16/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Shaul Tzemach Mgmt For For For
4 Elect Oded Gilat Mgmt For N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Itzik Tzaig Mgmt N/A For N/A
7 Elect Elyezer Shkedy Mgmt N/A Abstain N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Arik Steinberg Mgmt N/A Abstain N/A
10 Elect Yehezkel Ofir Mgmt N/A For N/A
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 12/03/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Size
________________________________________________________________________________
Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 01/01/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zohar Tal as Mgmt For For For
External
Director
________________________________________________________________________________
Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 02/03/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Provisions of Mgmt For For For
Compensation Policy
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 09/05/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Asaf Bartfeld Mgmt For For For
5 Elect Leora Pratt Levin Mgmt For For For
6 Elect Avraham Harel Mgmt For Against Against
7 Elect Barak Mashraki Mgmt For For For
8 Elect Moshe Mgmt For For For
Abramovitch as
External
Director
9 Compensation Terms of Mgmt For For For
CEO
10 Compensation Terms of Mgmt For For For
Board
Chair
________________________________________________________________________________
Plasson Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PLSN CINS M7933B108 10/07/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Board
Chair
________________________________________________________________________________
Pluristem Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R102 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Israel Ben-Yoram Mgmt For For For
3 Elect Isaac Braun Mgmt For For For
4 Elect Mark Germain Mgmt For For For
5 Elect Moria Kwiat Mgmt For Against Against
6 Elect Hava Meretzki Mgmt For For For
7 Elect Nachum Rosman Mgmt For For For
8 Elect Doron Shorrer Mgmt For For For
9 Elect Yaky Yanay Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Increase of Authorized Mgmt For For For
Common
Stock
12 Approval of 2019 Mgmt For Against Against
Equity Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 2 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 01/21/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Chair's Fees Mgmt For For For
Increase
2 Senior Director Mgmt For For For
Charles Fairbairn's
Fees
Increase
3 Director Steven Mgmt For For For
Baldwin's
Increase
4 Director Steven Mgmt For For For
Baldwin's Fees
Increase
5 Service Fees of Mgmt For For For
Managing
Director
6 Remuneration Terms of Mgmt For Against Against
CEO
7 Remuneration Terms of Mgmt For Against Against
CFO
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 06/18/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Penelope Judd Mgmt For For For
2 Elect Gal Haber Mgmt For For For
3 Elect Asaf Elimelech Mgmt For For For
4 Elect Elad Even-Chen Mgmt For For For
5 Elect Steve Baldwin Mgmt For For For
6 Elect Charles Fairbairn Mgmt For For For
7 Elect Daniel King Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 07/10/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Penelope Judd Mgmt For For For
2 Elect Gal Haber Mgmt For For For
3 Elect Asaf Elimelech Mgmt For For For
4 Elect Elad Even-Chen Mgmt For For For
5 Elect Steve Baldwin Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For Against Against
Repurchase
Shares
________________________________________________________________________________
Property And Building Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 05/01/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 D&O Indemnification Mgmt For For For
(Controlling
Shareholders)
________________________________________________________________________________
Property And Building Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 05/27/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Irit Horowitz as Mgmt For For For
External
Director
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 01/03/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yehezkel Daskal Mgmt For For For
as External
Director
________________________________________________________________________________
Property and Building Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 11/26/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eduardo Sergio Mgmt For For For
Elsztain
3 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
4 Elect Tamar Goldenberg Mgmt For For For
5 Elect Saul Zang Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 01/10/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Protalix BioTherapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLX CUSIP 74365A101 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shlomo Yanai Mgmt For For For
1.2 Elect Moshe Manor Mgmt For For For
1.3 Elect Amos Bar-Shalev Mgmt For Withhold Against
1.4 Elect Zeev Bronfeld Mgmt For Withhold Against
1.5 Elect David Granot Mgmt For Withhold Against
1.6 Elect Aharon Schwartz Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Radcom Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDCM CUSIP M81865111 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zohar Zisapel Mgmt For Against Against
2 Bonus to Executive Mgmt For Against Against
Chair
3 Declaration of Mgmt N/A Against N/A
Material
Interest
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Radware Ltd.
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 09/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yehuda Zisapel Mgmt For Against Against
2 Elect Avraham Asheri Mgmt For For For
3 Elect David Rubner Mgmt For For For
4 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
5 RSU Grant of CEO Mgmt For Against Against
6 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
7 Compensation Policy Mgmt For For For
8 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
9 Cashless Exercise of Mgmt For For For
Stock
Options
10 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
11 CEO Bonus Plan Mgmt For For For
12 Confirmation of Mgmt N/A For N/A
Non-Personal Interest
Holder
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rami Levi Chain Stores Hashikma Marketing 2006 Ltd
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 08/23/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Rami Levy Mgmt For For For
4 Elect Ofir Atias Mgmt For Against Against
5 Elect Mordechai Mgmt For For For
Berkovitch
6 Elect Dalia Itzik Mgmt For For For
7 Elect Yoram Dar Mgmt For Against Against
8 Elect Michaela Elram Mgmt For For For
9 Elect Chaim Lotan Mgmt For Against Against
10 Appointment of Joint Mgmt For For For
Auditors
11 Renew Employment Terms Mgmt For For For
of Rami
Levi
12 Renew Employment Terms Mgmt For For For
of Adina
Levi
13 Amendments to Articles Mgmt For Against Against
14 Framework Lease Mgmt For For For
Agreement with
Controlling
Shareholder
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rami Levi Chain Stores Hashikma Marketing 2006 Ltd
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 12/12/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Employment Terms Mgmt For For For
of Rami
Levy
3 Renew Employment Terms Mgmt For For For
of Adina
Levy
4 Framework Lease Mgmt For For For
Agreement With
Controlling
Shareholder
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redhill Biopharma
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 06/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Dror Ben-Asher Mgmt For For For
3 Elect Kenneth Reed Mgmt For For For
4 Elect Alla Felder Mgmt For For For
5 Authorization of Mgmt For For For
Preferred
Shares
6 Amend Articles Mgmt For For For
Regarding Classified
Board
7 Amend Compensation Mgmt For For For
Policy
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 Option Grants of Mgmt For For For
Non-Executive
Directors
10 Option Grant of Chair Mgmt For For For
and
CEO
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Extension of Mgmt For For For
Previously Granted
Options of Chair and
CEO
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
14 Employment Terms and Mgmt For For For
Option Grant of
COO
________________________________________________________________________________
SafeCharge International Group Limited
Ticker Security ID: Meeting Date Meeting Status
SCH CINS G7740U106 05/22/2019 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Roger D Withers Mgmt For For For
4 Elect David Avgi Mgmt For For For
5 Elect Tsach Einav Mgmt For For For
6 Elect Yuval Ziv Mgmt For For For
7 Elect John Le Poidevin Mgmt For For For
8 Elect Robert Caplehorn Mgmt For For For
9 Elect Susanne Chishti Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Remuneration Policy Mgmt For For For
(Advisory -
AIM-listed)
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sapiens International Corporation N.V.
Ticker Security ID: Meeting Date Meeting Status
SPNS CUSIP G7T16G103 12/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Roni Al Dor Mgmt For For For
3 Elect Yacov Elinav Mgmt For For For
4 Elect Eyal Mgmt For For For
Ben-Chelouche
5 Elect Uzi Netanel Mgmt For For For
6 Elect Naamit Salomon Mgmt For Against Against
7 Approval of 2017 Mgmt For For For
Annual Financial
Statements
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 02/06/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extend Liability Mgmt For For For
Insurance Coverage of
Directors/Officers
3 Exemption of Mgmt For Against Against
Directors/Officers
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 08/30/2018 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Harel Shapira Mgmt For For For
5 Elect Israel Shapira Mgmt For For For
6 Elect Gil Shapira Mgmt For For For
7 Elect Chen Shapira Mgmt For For For
8 Elect Yehuda Segev Mgmt For For For
9 Elect Eynat Tsafrir Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Amend Compensation Mgmt For For For
Policy
12 Exemption of Mgmt For Against Against
Directors/Officers
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 02/28/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Tamir Cohen Mgmt For For For
4 Elect David Roy Mgmt For For For
5 Elect Shalom Simhon Mgmt For For For
6 Elect Doron Arbely Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 03/14/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Employment Terms of CEO Mgmt For For For
4 Employment Terms of Mgmt For Against Against
Board
Chair
5 Indemnification of Mgmt For For For
Directors/Officers
Affiliated with
Controlling
Shareholder
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 05/26/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For Against Against
3 Employment Agreement Mgmt For Against Against
of Incoming
CEO
4 Employment Agreement Mgmt For For For
of Outgoing
CEO
5 Employment Agreement Mgmt For Against Against
of Executive
Chair
6 Indemnification of Mgmt For For For
Directors/Officers
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 06/16/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Severance Arrangement Mgmt For For For
of Former
CEO
3 Employment Agreement Mgmt For Against Against
of Executive
Chair
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 03/14/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michal Kamir As Mgmt For For For
External
Director
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 04/30/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eldad Avraham Mgmt For For For
as External
Director
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 07/19/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Bar Haim Mgmt For For For
as External
Director
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 11/29/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Ayelet Ben Ezer Mgmt For For For
5 Elect Mauricio Elias Mgmt For For For
Wior
6 Elect Sholem Lapidot Mgmt For For For
7 Elect Diana Elsztain Mgmt For For For
Dan
8 Elect Ran Gottfried Mgmt For For For
9 Elect Shlomo Nass as Mgmt For For For
External
Director
________________________________________________________________________________
Silicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
SILC CUSIP M84116108 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ayelet A. Hayak Mgmt For For For
as External
Director
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Elect Ilan Erez as Mgmt For Against Against
External
Director
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Elect Avi Eizenman as Mgmt For Against Against
Active
Chair
6 Option Grant of Chair Mgmt For For For
7 Option Grant of CEO Mgmt For For For
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Base Salary Increase Mgmt For For For
of Executive
Chair
10 Base Salary Increase Mgmt For For For
of
CEO
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Compensation Policy Mgmt For Against Against
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sky and Space Global Limited
Ticker Security ID: Meeting Date Meeting Status
SAS CINS Q8514E103 11/30/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Brett Mitchell Mgmt For Abstain Against
4 Re-elect Peter Wall Mgmt For Against Against
5 Approve Issue of Mgmt For For For
Securities (10%
Placement
Facility)
6 Removal of Auditor Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Ratify Placement of Mgmt For For For
Securities (Clients
of Merchant Corporate
Advisory and
Chieftain Securities;
Other
Investors)
9 Ratify Placement of Mgmt For For For
Securities (Merchant
Opportunity Funds and
Other
Investors)
________________________________________________________________________________
Sodastream International Ltd.
Ticker Security ID: Meeting Date Meeting Status
SODA CUSIP M9068E105 10/09/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
SolarEdge Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan Avida Mgmt For For For
2 Elect Yoni Cheifetz Mgmt For For For
3 Elect Doron Inbar Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stratasys, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 10/04/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elchanan Jaglom Mgmt For Against Against
2 Elect S. Scott Crump Mgmt For For For
3 Elect Victor Leventhal Mgmt For For For
4 Elect John J. McEleney Mgmt For For For
5 Elect Dov Ofer Mgmt For For For
6 Elect Ziva Patir Mgmt For For For
7 Elect David Reis Mgmt For For For
8 Elect Yair Seroussi Mgmt For Against Against
9 Elect Adina Shorr Mgmt For For For
10 Simultaneous Service Mgmt For For For
by Chair as CEO on
Interim
Basis
11 Declaration of Mgmt N/A For N/A
Material
Interest
12 Additional Equity Mgmt For For For
Compensation of
Directors for Board
Oversight Committee
Service
13 Cash Bonus for Chief Mgmt For For For
Innovation
Officer
14 Compensation Policy Mgmt For For For
Renewal
15 Declaration of Mgmt N/A For N/A
Material
Interest
16 Renewal of Coverage Mgmt For For For
Under D&O Insurance
Policy
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Strauss Group Ltd
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 12/31/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Adi Strauss Mgmt For For For
5 Elect Meir Shanie Mgmt For For For
6 Elect Galia Maor Mgmt For Against Against
7 Elect Joshua Shemer Mgmt For For For
8 Elect Gil Midyan Mgmt For For For
9 Employment Terms of Mgmt For Against Against
new
CEO
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 02/11/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Employment Terms of Mgmt For For For
Related
Party
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 07/09/2018 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Exemption of Mgmt For Against Against
Controlling
Shareholders
________________________________________________________________________________
Summit Real Estate Holding Limited
Ticker Security ID: Meeting Date Meeting Status
SMT CINS M8705C134 06/12/2019 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of
CEO
3 Equity Grant of CEO Mgmt For For For
4 Equity Grant of New CFO Mgmt For For For
5 Employment Agreement Mgmt For For For
of VP of Assets and
Business Development
(Related
Party)
6 Equity Grant of Vice Mgmt For For For
President & Related
Party
7 Elect Ravit Berkovich Mgmt For For For
as External
Director
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Elect Amir Sagy Mgmt For For For
11 Elect Zohar Levy Mgmt For For For
12 Elect Ilan Reizner Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suny Cellular Communication Ltd.
Ticker Security ID: Meeting Date Meeting Status
SNCM CINS M8708U107 08/30/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Jacob Luxenburg Mgmt For For For
5 Elect Amir Tirosh Mgmt For For For
6 Elect Arie Weber Mgmt For For For
7 Elect Dalia Avidar Mgmt For For For
Lewitin
8 Elect Amiri Shoham Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Taptica International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAP CINS M6S03P104 03/21/2019 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Issuance for Mgmt For For For
Merger
3 New Management Mgmt For Against Against
Incentive
Scheme
4 Equity Grant of Mgmt For Against Against
Intended CEO of
Enlarged
Group
5 Equity Grant of CFO Mgmt For Against Against
6 Increase Directors' Mgmt For For For
Fees and Bonus to
Board Chair of
Enlarged Group (Tim
Weller)
7 Increase Directors' Mgmt For For For
Fees (Neil
Jones)
8 Increase Directors' Mgmt For For For
Fees (Joanna
Parnell)
9 Increase Directors' Mgmt For For For
Fees (Ronni
Zehavi)
________________________________________________________________________________
Taptica International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAP CINS M8751X107 06/13/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy Grainger Mgmt For For For
Weller
2 Elect Ofer Druker Mgmt For For For
3 Elect Yaniv Carmi Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Change of Company's Mgmt For For For
Name
6 Employment Agreement Mgmt For For For
of
CFO
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taptica International Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAP CINS M6S03P104 07/31/2018 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy Grainger Mgmt For For For
Weller
2 Elect Hagai Tal Mgmt For For For
3 Elect Yaniv Carmi Mgmt For For For
4 Elect Ronni Zehavi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Special Bonus and Mgmt For Abstain Against
Amended Equity Grant
Terms
7 Remuneration Policy Mgmt For Against Against
(Forward-Looking)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taro Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Compensation Policy Mgmt For For For
3 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
4 Elect Dilip S. Shanghvi Mgmt For For For
5 Elect Abhay Gandhi Mgmt For For For
6 Elect Sudhir V. Valia Mgmt For For For
7 Elect Uday Baldota Mgmt For For For
8 Elect James Kedrowski Mgmt For For For
9 Elect Dov Pekelman Mgmt For For For
10 Bonus Eligibility of Mgmt For For For
Board
Chair
11 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
12 Bonus Eligibility of Mgmt For For For
Director
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 Salary Amendment of CEO Mgmt For For For
15 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
16 Amended Annual Bonus Mgmt For For For
Terms of
CEO
17 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 06/11/2019 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amir Elstein Mgmt For For For
3 Elect Roberto A. Mgmt For For For
Mignone
4 Elect Perry D. Nisen Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amend Compensation Mgmt For For For
Policy
7 Non-Employee Mgmt For For For
Directors'
Compensation
8 Non-Executive Chair's Mgmt For For For
Compensation
9 Ratification of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 06/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Russell C Mgmt For For For
Ellwanger
3 Elect Kalman Kaufman Mgmt For For For
4 Elect Alex Kornhauser Mgmt For For For
5 Elect Dana Gross Mgmt For For For
6 Elect Ilan Flato Mgmt For For For
7 Elect Rami Guzman Mgmt For For For
8 Elect Yoav Chelouche Mgmt For For For
9 Elect Iris Avner Mgmt For For For
10 Elect Jerry D. Neal Mgmt For For For
11 Appointment of Board Mgmt For For For
Chair & Approval of
Compensation
Terms
12 Equity Grant of CEO Mgmt For For For
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Equity Grant of of Mgmt For For For
Directors
15 Renewal of D&O Mgmt For For For
Liability
Insurance
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 07/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Kalman Kaufman Mgmt For For For
3 Elect Dana Gross Mgmt For For For
4 Elect Rami Guzman Mgmt For For For
5 Elect Yoav Chelouche Mgmt For For For
6 Elect Alex Kornhauser Mgmt For For For
7 Elect Ilan Flato Mgmt For For For
8 Elect Iris Avner Mgmt For For For
9 Elect Russell C Mgmt For For For
Ellwanger
10 Elect Jerry D. Neal Mgmt For For For
11 Appoint Amir Elstein Mgmt For For For
as Board
Chair
12 Base Salary Increase Mgmt For For For
of
CEO
13 Declaration of Mgmt N/A Against N/A
Material
Interest
14 Equity Grant of CEO Mgmt For For For
15 Declaration of Mgmt N/A Against N/A
Material
Interest
16 Equity Grant of Mgmt For For For
Directors
17 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Union Bank Of Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 04/18/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors/Officers
3 Liability Insurance of Mgmt For For For
Directors/Officers
4 Revised Employment Mgmt For For For
Terms of
CEO
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Union Bank Of Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 05/23/2019 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Amnon Beck Mgmt For For For
as external
director
________________________________________________________________________________
Union Bank Of Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 10/29/2018 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
3 Employment Terms of Mgmt For For For
New
CEO
4 Elect Isaac Manor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UroGen Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
URGN CUSIP M96088105 06/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arie S. Mgmt For For For
Belldegrun
2 Elect Elizabeth Barrett Mgmt For For For
3 Elect Cynthia M. Mgmt For For For
Butitta
4 Elect Fred E. Cohen Mgmt For For For
5 Elect Kathryn E. Mgmt For Against Against
Falberg
6 Elect Stuart Holden Mgmt For For For
7 Elect Ran Nussbaum Mgmt For For For
8 Elect Shawn C. Mgmt For For For
Tomasello
9 Compensation Policy Mgmt For Against Against
10 Additional Cash Mgmt For Against Against
Compensation of Board
Chair
11 Initial Option Grant Mgmt For For For
of
Director
12 Employment Terms and Mgmt For Against Against
Equity Grants of New
President and
CEO
13 Employment Terms and Mgmt For For For
Equity Grants of
COO
14 Bonus for 2018 CEO Mgmt For For For
(Ron
Bentsur)
15 2018 Bonus of COO Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Comolli Mgmt For Withhold Against
1.2 Elect John J. Gavin, Mgmt For For For
Jr.
1.3 Elect Fred Van Den Mgmt For For For
Bosch
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect John Egan Mgmt For For For
1.3 Elect Stephen Gold Mgmt For For For
1.4 Elect Penelope Herscher Mgmt For For For
1.5 Elect William Kurtz Mgmt For For For
1.6 Elect Richard Mgmt For For For
Nottenburg
1.7 Elect Howard Safir Mgmt For For For
1.8 Elect Earl C. Shanks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Long-Term Stock
Incentive
Plan
________________________________________________________________________________
Wix.com Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 09/13/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Cohen Mgmt For For For
2 Elect Ron Gutler Mgmt For For For
3 Elect Roy Saar Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
XLMedia Plc
Ticker Security ID: Meeting Date Meeting Status
XLM CINS G9828U107 05/29/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Junior Gold Miners ETF
________________________________________________________________________________
Acacia Mining Plc
Ticker Security ID: Meeting Date Meeting Status
ACA CINS G0067D104 06/13/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Peter Geleta Mgmt For For For
4 Elect Rachel English Mgmt For For For
5 Elect Andre Falzon Mgmt For For For
6 Elect Michael P. Kenyon Mgmt For For For
7 Elect Stephen Lucas Mgmt For For For
8 Elect Alan Ashworth Mgmt For For For
9 Elect Deborah Gudgeon Mgmt For For For
10 Elect Adrian Reynolds Mgmt For For For
11 Elect Stephen Galbraith Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CINS 010679108 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rodney P. Antal Mgmt For For For
3 Elect Thomas R. Bates, Mgmt For For For
Jr.
4 Elect Edward C. Dowling Mgmt For For For
5 Elect Richard P. Graff Mgmt For For For
6 Elect Anna Kolonchina Mgmt For For For
7 Elect Alan P. Krusi Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire M. Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For Withhold Against
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For Withhold Against
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Ronald E. Smith Mgmt For For For
1.10 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Renewal of Long-Term Mgmt For For For
Incentive
Plan
4 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
5 Renewal of Shareholder Mgmt For For For
Rights
Plan
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Argonaut Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AR CINS 04016A101 05/02/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect James E. Kofman Mgmt For For For
3 Elect Peter C. Mgmt For For For
Dougherty
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Peter Mordaunt Mgmt For For For
6 Elect Dale C. Peniuk Mgmt For For For
7 Elect Audra Walsh Mgmt For For For
8 Elect Ian Atkinson Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Asanko Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AKG CUSIP 04341Y105 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Colin G. Steyn Mgmt For For For
2.2 Elect Greg McCunn Mgmt For For For
2.3 Elect Peter Breese Mgmt For For For
2.4 Elect Shawn Wallace Mgmt For For For
2.5 Elect Gordon J. Mgmt For For For
Fretwell
2.6 Elect Marcel de Groot Mgmt For For For
2.7 Elect Michael Price Mgmt For For For
2.8 Elect William Smart Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive T. Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Jerry R. Korpan Mgmt For For For
2.7 Elect Bongani Mtshisi Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Adoption of the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 04/08/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
issuer)
5 Amendment to the Mgmt For For For
Performance Share
Plan
6 Increase in Directors' Mgmt For For For
Fee
Cap
7 Elect Josef El-Raghy Mgmt For For For
8 Elect Andrew Pardey Mgmt For For For
9 Elect Ross Jerrard Mgmt For For For
10 Elect Gordon E. Haslam Mgmt For For For
11 Elect Alison Baker Mgmt For For For
12 Elect Ibrahim Fawzy Mgmt For For For
13 Elect Mark R. Arnesen Mgmt For For For
14 Elect Mark Bankes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Dushenaly Kasenov Mgmt For For For
4 Elect Maksat Kobonbaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Askar Oskombaev Mgmt For For For
7 Elect Michael S. Mgmt For For For
Parrett
8 Elect Jacques Perron Mgmt For For For
9 Elect Scott G. Perry Mgmt For For For
10 Elect Sheryl K. Mgmt For For For
Pressler
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
China Gold International Resources Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
CGG CINS 16890P103 06/25/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Xin Song Mgmt For For For
4 Elect Liangyou Jiang Mgmt For For For
5 Elect Yongqing Teng Mgmt For For For
6 Elect Fuzhen Kang Mgmt For For For
7 Elect Shiling Guan Mgmt For For For
8 Elect Ian He Mgmt For For For
9 Elect Wei Shao Mgmt For For For
10 Elect Bielin Shi Mgmt For For For
11 Elect Ruixia Han Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Transaction of Other Mgmt For Against Against
Business
17 Authority for Mgmt For Against Against
Proxyholders to Vote
on Amended
Proposals
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect Brian E Sandoval Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Interim Dividends Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board of Directors' Mgmt For For For
Remuneration
Policy
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Continental Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CNL CINS 21146A108 05/30/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Leon Teicher Mgmt For For For
3 Elect Ari B. Sussman Mgmt For For For
4 Elect Martin Carrizosa Mgmt For For For
5 Elect Stephen Mgmt For For For
Gottesfeld
6 Elect Claudia Jimenez Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect Christopher Mgmt For For For
Sattler
9 Elect Kenneth G. Thomas Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Common Shares on
Conversion of
Debentures
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 06/05/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andre Falzon Mgmt For For For
3 Elect Steven Feldman Mgmt For For For
4 Elect Judy Kirk Mgmt For For For
5 Elect Michael McMullen Mgmt For For For
6 Elect Christopher Mgmt For For For
Robison
7 Elect Ronald Simkus Mgmt For For For
8 Elect Dawn Whittaker Mgmt For For For
9 Elect William C. Mgmt For For For
Williams
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment of the Mgmt For For For
Performance and
Restricted Share Unit
Plan
12 Share Option Plan Mgmt For For For
Renewal
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/13/2018 Take No Action
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Remove Lisa Colnett Mgmt For TNA N/A
4 Remove Jonathan Mgmt For TNA N/A
Rubenstein
5 Remove Edward C. Mgmt Against TNA N/A
Dowling
Jr.
6 Remove Alan R. Edwards Mgmt Against TNA N/A
7 Remove Andre Falzon Mgmt Against TNA N/A
8 Remove J. Michael Mgmt Against TNA N/A
Kenyon
9 Remove Judy Kirk Mgmt Against TNA N/A
10 Remove Alex G. Morrison Mgmt Against TNA N/A
11 Board Size Mgmt Against TNA N/A
12 Elect Steven Mark ShrHoldr For TNA N/A
Feldman
13 Elect Christopher ShrHoldr For TNA N/A
James
Robison
14 Elect Ronald Stanley ShrHoldr Against TNA N/A
Simkus
15 Elect Dawn Patricia ShrHoldr Against TNA N/A
Whittaker
16 Elect Maria S. Jelescu ShrHoldr Against TNA N/A
Dreyfus
17 Elect William C. ShrHoldr Against TNA N/A
Williams
18 Elect Michael D. ShrHoldr Against TNA N/A
Woollcombe
19 Elect Marcelo Kim ShrHoldr Against TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/13/2018 Voted
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remove Lisa Colnett ShrHoldr N/A For N/A
4 Remove Edward C. ShrHoldr N/A For N/A
Dowling
Jr.
5 Remove Alan R. Edwards ShrHoldr N/A For N/A
6 Remove Andre Falzon ShrHoldr N/A For N/A
7 Remove J. Michael ShrHoldr N/A For N/A
Kenyon
8 Remove Judy Kirk ShrHoldr N/A For N/A
9 Remove Alex G. Morrison ShrHoldr N/A For N/A
10 Remove Jonathan ShrHoldr N/A For N/A
Rubenstein
11 Board Size ShrHoldr N/A Abstain N/A
12 Elect Maria S. Jelescu ShrHoldr N/A For N/A
Dreyfus
13 Elect Steven Mark ShrHoldr N/A For N/A
Feldman
14 Elect Marcelo Kim ShrHoldr N/A For N/A
15 Elect Christopher ShrHoldr N/A For N/A
James
Robison
16 Elect Ronald Stanley ShrHoldr N/A For N/A
Simkus
17 Elect Dawn Patricia ShrHoldr N/A For N/A
Whittaker
18 Elect William C. ShrHoldr N/A For N/A
Williams
19 Elect Michael D. ShrHoldr N/A For N/A
Woollcombe
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 11/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Jean Nel Mgmt For For For
3 Re-elect Johannes Mgmt For For For
(Johan) A.
Holtzhausen
4 Re-elect Daniel Mgmt For For For
(Danie) C.
Pretorius
5 Re-elect Toko Mnyango Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Election of Audi Mgmt For For For
Committee Member
(Johan
Holtzhausen)
8 Election of Audit Mgmt For For For
Committee Member
(Edmund
Jeneker)
9 Election of Audit Mgmt For For For
Committee Member
(Toko
Mnyango)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authorization of Legal Mgmt For For For
Formalities
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/10/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Richard Howes Mgmt For For For
5 Elect Jeremy Kinsman Mgmt For For For
6 Elect Juanita Montalvo Mgmt For For For
7 Elect Peter Nixon Mgmt For For For
8 Elect Marie-Anne Tawil Mgmt For For For
9 Elect Anthony P. Walsh Mgmt For For For
10 Elect Donald Young Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902509 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Pamela M. Gibson Mgmt For For For
1.5 Elect Geoffrey A. Mgmt For For For
Handley
1.6 Elect Michael A. Price Mgmt For For For
1.7 Elect Steven P. Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CINS G3040R158 06/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael E. Mgmt For Against Against
Beckett
3 Elect James E. Askew Mgmt For For For
4 Elect Olivier Colom Mgmt For Against Against
5 Elect Livia Mahler Mgmt For For For
6 Elect Wayne McManus Mgmt For Against Against
7 Elect Sebastien de Mgmt For For For
Montessus
8 Elect Naguib Sawiris Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret Beck Mgmt For For For
1.2 Elect Ricardo M. Campoy Mgmt For For For
1.3 Elect Bradford J. Cooke Mgmt For For For
1.4 Elect Geoffrey A. Mgmt For For For
Handley
1.5 Elect Rex J. McLennan Mgmt For For For
1.6 Elect Kenneth Pickering Mgmt For For For
1.7 Elect Mario Szotlender Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Graham R. Mgmt For For For
Freestone
4 Re-elect Lawrence Mgmt For For For
(Lawrie) J.
Conway
5 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
________________________________________________________________________________
First Majestic Silver Corporation
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Robert A. Mgmt For For For
McCallum
2.4 Elect Douglas Penrose Mgmt For For For
2.5 Elect David A. Shaw Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Mgmt For For For
Long-Term Incentive
Plan
5 Amendments to Advance Mgmt For For For
Notice Policy
6 Amendment to Articles Mgmt For For For
to Increase Quorum
Requirements
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Mining Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CINS 320890106 06/25/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Keith Neumeyer Mgmt For For For
4 Elect Michel Bouchard Mgmt For Against Against
5 Elect Christopher Mgmt For For For
Osterman
6 Elect Raymond Polman Mgmt For For For
7 Elect David Shaw Mgmt For Against Against
8 Elect Daniel Wilton Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the Mgmt For For For
Share-Based
Compensation
Plan
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jorge Ganoza Mgmt For For For
Durant
2.2 Elect Simon Ridgway Mgmt For For For
2.3 Elect Mario Szotlender Mgmt For For For
2.4 Elect David Farrell Mgmt For For For
2.5 Elect David Laing Mgmt For For For
2.6 Elect Alfredo Sillau Mgmt For For For
2.7 Elect Kylie Dickson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Phuti Mgmt For For For
Mahanyele-Dabengwa
3 Re-elect Paul A. Mgmt For For For
Schmidt
4 Re-elect Alhassan Mgmt For For For
Andani
5 Re-elect Peter J. Mgmt For For For
Bacchus
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
8 Elect Audit Committee Mgmt For For For
Member
(Alhassan Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill M. Conrad Mgmt For For For
1.2 Elect Jason D. Reid Mgmt For For For
1.3 Elect Alex G. Morrison Mgmt For For For
1.4 Elect Kimberly C. Perry Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gold Standard Ventures Corp.
Ticker Security ID: Meeting Date Meeting Status
GSV CUSIP 380738104 06/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan T. Awde Mgmt For For For
1.2 Elect D. Bruce McLeod Mgmt For For For
1.3 Elect Robert J. McLeod Mgmt For For For
1.4 Elect Jamie D. Strauss Mgmt For For For
1.5 Elect William E. Mgmt For For For
Threlkeld
1.6 Elect Alex G. Morrison Mgmt For For For
1.7 Elect Zara Boldt Mgmt For For For
1.8 Elect Ronald W. Clayton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T807 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Gilmour Clausen Mgmt For For For
1.3 Elect Samuel T. Coetzer Mgmt For For For
1.4 Elect Graham Crew Mgmt For For For
1.5 Elect Anu Dhir Mgmt For For For
1.6 Elect Robert E. Doyle Mgmt For For For
1.7 Elect Craig J. Nelsen Mgmt For For For
1.8 Elect Mona Quartey Mgmt For For For
1.9 Elect Naguib Sawiris Mgmt For Withhold Against
1.10 Elect Andrew Wray Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T104 09/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Private Placement Mgmt For For For
Resolution
2 Share Consolidation Mgmt For For For
________________________________________________________________________________
Great Panther Silver Limited
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 02/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Company Name Change Mgmt For For For
________________________________________________________________________________
Great Panther Silver Limited
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert W. Garnett Mgmt For For For
2.2 Elect James Bannantine Mgmt For For For
2.3 Elect Robert A. Archer Mgmt For For For
2.4 Elect John Jennings Mgmt For For For
2.5 Elect Jeffrey Mason Mgmt For For For
2.6 Elect W. J. Mullin Mgmt For For For
2.7 Elect Elise Rees Mgmt For For For
2.8 Elect Kevin Ross Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Guyana Goldfields Inc.
Ticker Security ID: Meeting Date Meeting Status
GUY CINS 403530108 05/22/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter Dey Mgmt For For For
3 Elect Wendy Kei Mgmt For For For
4 Elect Rene Marion Mgmt For For For
5 Elect Allen J. Palmiere Mgmt For For For
6 Elect Alan Pangbourne Mgmt For For For
7 Elect Maryse Mgmt For For For
Saint-Laurent
8 Elect Scott Caldwell Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 07/12/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Authority to Mgmt For For For
Issue Shares (African
Rainbow Minerals
Limited)
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 12/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Max Sisulu Mgmt For For For
2 Re-elect Joaquim A. Mgmt For Against Against
Chissano
3 Re-elect Fikile T. De Mgmt For For For
Buck
4 Re-elect Modise M.J. Mgmt For For For
Motloba
5 Re-elect Patrice T. Mgmt For For For
Motsepe
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
8 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Modise
Motloba)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Appointment of Auditor Mgmt For For For
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Deferred Share Mgmt For For For
Plan
16 Authority to Issue Mgmt For For For
Shares Pursuant to
Deferred Share
Plan
17 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ted Crumley Mgmt For For For
2 Elect Terry V. Rogers Mgmt For For For
3 Elect Charles B. Mgmt For For For
Stanley
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
7 Elimination of Mgmt For For For
Supermajority
Requirements Relating
to Special
Meetings
8 Amendment Regarding Mgmt For For For
Shareholders Ability
to Call Special
Meetings
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Hengxing Gold Holding Company Limited
Ticker Security ID: Meeting Date Meeting Status
02303 CINS G4404P101 06/28/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect David CHEN Yu Mgmt For For For
6 Elect Angel WONG Yan Ki Mgmt For Against Against
7 Elect Tim SUN Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Eugene Shvidler Mgmt For For For
3 Elect Valery Oyf Mgmt For For For
4 Elect Duncan Baxter Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 06/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Graham Birch Mgmt For For For
5 Elect Jorge Born Mgmt For For For
6 Elect Ignacio Mgmt For For For
Bustamante
7 Elect Eduardo Mgmt For Against Against
Hochschild
8 Elect Eileen A. Mgmt For For For
Kamerick
9 Elect Dionisio Romero Mgmt For Against Against
Paoletti
10 Elect Michael Rawlinson Mgmt For For For
11 Elect Sanjay Sarma Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect Stephen J.J. Mgmt For For For
Letwin
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil Veenman Mgmt For For For
1.8 Elect Ronald P. Gagel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect Kerry D. Dyte Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect Kelly J. Osborne Mgmt For For For
1.7 Elect J. Paul Rollinson Mgmt For For For
1.8 Elect David A. Scott Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Klondex Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
KDX CUSIP 498696103 07/12/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Havilah Share Option Mgmt For For For
Plan
3.1 Elect Rodney Cooper Mgmt For For For
3.2 Elect Mark J. Daniel Mgmt For For For
3.3 Elect James Haggarty Mgmt For For For
3.4 Elect Richard J. Hall Mgmt For For For
3.5 Elect Paul Huet Mgmt For For For
3.6 Elect William Matlack Mgmt For For For
3.7 Elect Charles Oliver Mgmt For For For
3.8 Elect Blair Schultz Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Peter D. Barnes Mgmt For For For
2.2 Elect Richard P. Clark Mgmt For For For
2.3 Elect Jill D. Leversage Mgmt For For For
2.4 Elect Daniel T. Mgmt For For For
MacInnis
2.5 Elect George Paspalas Mgmt For For For
2.6 Elect Jonathan A. Mgmt For For For
Rubenstein
2.7 Elect Derek C. White Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Rights Mgmt For For For
Plan
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Leanne M. Baker Mgmt For For For
1.5 Elect Richard W. Mgmt For For For
Brissenden
1.6 Elect Robin E. Dunbar Mgmt For For For
1.7 Elect Gregory P. Mgmt For For For
Fauquier
1.8 Elect Donald R. M. Mgmt For For For
Quick
1.9 Elect Michael L. Stein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Authority to Issue Mgmt For For For
Securities
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Renaud Adams Mgmt For For For
2.2 Elect Gillian Davidson Mgmt For For For
2.3 Elect James Gowans Mgmt For For For
2.4 Elect Margaret Mulligan Mgmt For For For
2.5 Elect Ian W. Pearce Mgmt For For For
2.6 Elect Marilyn Mgmt For For For
Schonberner
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Star Resources Limited
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Shirley E. Mgmt For For For
In'tVeld
4 Ratify Placement of Mgmt For For For
Securities
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Elect Sharon E. Dowdall Mgmt For For For
3 Elect Diane R. Garrett Mgmt For For For
4 Elect Thomas Kaplan Mgmt For For For
5 Elect Gregory Lang Mgmt For For For
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas V. Mgmt For For For
Madhavpeddi
8 Elect Clynton Nauman Mgmt For For For
9 Elect Ethan Schutt Mgmt For For For
10 Elect Anthony P. Walsh Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Novo Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
NVO CINS 67010B102 12/05/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Michael Barrett Mgmt For For For
4 Elect Gregory Gibson Mgmt For For For
5 Elect Quinton Hennigh Mgmt For For For
6 Elect Robert Humphryson Mgmt For Against Against
7 Elect Akiko Levinson Mgmt For Against Against
8 Elect Eric Sprott Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian M. Reid Mgmt For For For
3 Elect Geoffrey W. Raby Mgmt For For For
4 Elect Michael F. Wilkes Mgmt For For For
5 Elect Paul B. Sweeney Mgmt For For For
6 Elect Nora L. Mgmt For For For
Scheinkestel
7 Elect Craig J. Nelsen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francoise Mgmt For For For
Bertrand
1.2 Elect John Burzynski Mgmt For For For
1.3 Elect Christopher C. Mgmt For For For
Curfman
1.4 Elect Joanne Ferstman Mgmt For For For
1.5 Elect Pierre Labbe Mgmt For For For
1.6 Elect Oskar Lewnowski Mgmt For Withhold Against
1.7 Elect Charles E. Page Mgmt For For For
1.8 Elect Sean Roosen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the Mgmt For For For
Amended DSU
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
OSK CINS 688281104 05/31/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Burzynski Mgmt For For For
3 Elect Jose Vizquerra Mgmt For For For
4 Elect Sean Roosen Mgmt For For For
5 Elect Patrick F.N. Mgmt For For For
Anderson
6 Elect Keith D. McKay Mgmt For For For
7 Elect Amy Satov Mgmt For For For
8 Elect Bernardo Alvarez Mgmt For For For
Calderon
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Share Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CINS 697900108 01/08/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Share Issuance for Mgmt For For For
Merger
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Gillian D. Mgmt For For For
Winckler
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect C. Kevin McArthur Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CINS 697900108 05/08/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ross J. Beaty Mgmt For For For
3 Elect Michael Steinmann Mgmt For For For
4 Elect Michael L. Mgmt For For For
Carroll
5 Elect Neil de Gelder Mgmt For For For
6 Elect Walter T. Mgmt For For For
Segsworth
7 Elect Gillian D. Mgmt For For For
Winckler
8 Elect Charles A. Mgmt For For For
Jeannes
9 Elect C. Kevin McArthur Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John McGloin Mgmt For For For
4 Re-elect Colin J. Mgmt For For For
Carson
5 Equity Grant Mgmt For For For
(Executive Director
Jeffrey
Quartermaine)
6 Equity Grant Mgmt For For For
(Executive Director
Colin
Carson)
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CINS 74051D104 06/25/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Begeman Mgmt For For For
3 Elect Ewan S. Downie Mgmt For For For
4 Elect Claude Lemasson Mgmt For For For
5 Elect Ronald Little Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect John Seaman Mgmt For For For
8 Elect Michael Vitton Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of Mgmt For For For
Unallocated Options
Under the Share
Option
Plan
11 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
12 Amendment to the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect Joseph J. Ovsenek Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect Peter Birkey Mgmt For For For
2.5 Elect David Smith Mgmt For For For
2.6 Elect Faheem Tejani Mgmt For For For
2.7 Elect Robin Bienenstock Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Amendment to Mgmt For For For
Restricted Stock
Plan
6 Amendments to Articles Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ramelius Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/29/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Kevin J. Lines Mgmt For For For
4 Elect David C. Southam Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Mark William
Zeptner)
6 Appointment of Auditor Mgmt For For For
7 Amendment to Mgmt For For For
Constitution
________________________________________________________________________________
Regis Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Paul Thomas Mgmt For For For
4 Re-elect James Mactier Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Jim
Beyer)
6 Equity Grant (COO Paul Mgmt For For For
Thomas)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 05/20/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Marthinus Mgmt For For For
(Martin) Johan
Botha
4 Re-elect Yasmin Mgmt For Against Against
Broughton
5 Equity Grant (MD/CEO Mgmt For For For
John
Welborn)
6 Equity Grant - Special Mgmt For Against Against
Issue (MD/CEO John
Welborn)
7 Deeds of Indemnity, Mgmt For For For
Insurance and
Access
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 10/26/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Sabina Shugg Mgmt For For For
4 Re-elect Peter R. Mgmt For For For
Sullivan
5 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
6 Ratify Placement of Mgmt For For For
Securities (Arnold
Kondrat)
7 Ratify Placement of Mgmt For For For
Securities (Orca Gold
Inc.)
8 Ratify Placement of Mgmt For For For
Securities (Global
Iron Ore HK
Ltd.)
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David E. De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For For For
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
5 Amendments to the Mgmt For For For
Restricted Share
Plan
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony W. Mgmt For For For
Kiernan
2 Re-elect Geoffrey Mgmt For For For
Clifford
3 Remuneration Report Mgmt N/A For N/A
4 Ratify Placement of Mgmt For For For
Securities
(Employees)
5 Approve Employee Mgmt N/A For N/A
Incentive Share
Plan
6 Equity Grant Mgmt For For For
(Performance Rights -
MD Raleigh
Finlayson)
7 Equity Grant (One-Off Mgmt For For For
Retention Rights - MD
Raleigh
Finlayson)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A. Frederick Mgmt For Withhold Against
Banfield
2.2 Elect Rudi P. Fronk Mgmt For For For
2.3 Elect Eliseo Mgmt For For For
Gonzalez-Urien
2.4 Elect Richard C. Kraus Mgmt For For For
2.5 Elect Jay Layman Mgmt For For For
2.6 Elect Melanie Miller Mgmt For For For
2.7 Elect Clem Pelletier Mgmt For For For
2.8 Elect John Sabine Mgmt For For For
2.9 Elect Gary Sugar Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Amendment to Mgmt For Against Against
Restricted Stock
Plan
6 Amendment to the Stock Mgmt For For For
Option and Restricted
Share Unit
Plan
7 Option Grants of Mgmt For For For
Directors
8 Option Grant of New Mgmt For For For
Director
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Semafo, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Terence F. Bowles Mgmt For For For
3 Elect Helene Cartier Mgmt For For For
4 Elect Benoit Desormeaux Mgmt For For For
5 Elect Flore Konan Mgmt For For For
6 Elect John LeBoutillier Mgmt For For For
7 Elect Gilles Masson Mgmt For For For
8 Elect Tertius Zongo Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Harry Mgmt For For For
Kenyon-Slaney
3 Re-elect Neal J. Mgmt For For For
Froneman
4 Re-elect Nkosemntu G. Mgmt For For For
Nika
5 Re-elect Susan (Sue) Mgmt For For For
C. van der
Merwe
6 Election of Audit Mgmt For For For
Committee Chair
(Keith
Rayner)
7 Election of Audit Mgmt For For For
Committee Members
(Timothy
Cumming)
8 Election of Audit Mgmt For For For
Committee Member
(Savannah
Danson)
9 Election of Audit Mgmt For For For
Committee Member
(Richard
Menell)
10 Election of Audit Mgmt For For For
Committee Member
(Nkosemntu
Nika)
11 Election of Audit Mgmt For For For
Committee Member
(Susan van der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Remuneration Policy Mgmt For For For
15 Remuneration Mgmt For For For
Implementation
Report
16 Approval of NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CUSIP 825724206 05/28/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Private Placement Mgmt For For For
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David F. Mgmt For For For
Quinlivan
4 Re-elect Les Davis Mgmt For For For
5 Approve Employee Mgmt For For For
Incentive
Plan
6 Equity Grant (MD Luke Mgmt For For For
Tonkin)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Renew Proportional Mgmt For For For
Takeover
Provisions
9 Approve 10% Placement Mgmt For For For
Facility
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CINS 82835P103 09/28/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Rui Feng Mgmt For For For
4 Elect S. Paul Simpson Mgmt For For For
5 Elect David Kong Mgmt For For For
6 Elect Yikang Liu Mgmt For For For
7 Elect Marina Katusa Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect A.E. Michael Mgmt For For For
Anglin
2.2 Elect Paul Benson Mgmt For For For
2.3 Elect Brian R. Booth Mgmt For For For
2.4 Elect Simon Fish Mgmt For For For
2.5 Elect Gustavo A. Mgmt For For For
Herrero
2.6 Elect Beverlee F. Park Mgmt For For For
2.7 Elect Richard D. Mgmt For For For
Paterson
2.8 Elect Steven P. Reid Mgmt For For For
2.9 Elect Elizabeth A. Mgmt For For For
Wademan
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Reelect Kerry J. Mgmt For For For
Gleeson
4 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Sulliden Mining Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
SMC CINS 865125108 02/05/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stan Bharti Mgmt For For For
3 Elect Deborah Battiston Mgmt For Against Against
4 Elect Pierre Pettigrew Mgmt For For For
5 Elect Brad Humphrey Mgmt For For For
6 Elect William Clarke Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CINS 873868103 01/08/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
Teranga Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
TGZ CINS 880797204 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan R. Hill Mgmt For For For
3 Elect Richard S. Young Mgmt For For For
4 Elect Christopher R. Mgmt For For For
Lattanzi
5 Elect Jendayi E. Frazer Mgmt For For For
6 Elect Edward Goldenberg Mgmt For For For
7 Elect David J. Mimran Mgmt For For For
8 Elect Alan R. Thomas Mgmt For For For
9 Elect Frank D. Wheatley Mgmt For For For
10 Elect William J. Biggar Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/20/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect A. Terrance Mgmt For For For
MacGibbon
3 Elect Andrew Adams Mgmt For For For
4 Elect James Crombie Mgmt For For For
5 Elect Frank L. Davis Mgmt For For For
6 Elect David Fennell Mgmt For For For
7 Elect Michael Murphy Mgmt For For For
8 Elect William M. Shaver Mgmt For For For
9 Elect Elizabeth A. Mgmt For For For
Wademan
10 Elect Frederick Mgmt For For For
Stanford
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of Mgmt For Against Against
Unallocated Share
Units Under the
Employee Share
Plan
13 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
14 Approval of Mgmt For Against Against
Unallocated RSU Units
Under the RSU
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 05/14/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Duncan Middlemiss Mgmt For For For
3 Elect Nadine Miller Mgmt For For For
4 Elect Charles Main Mgmt For For For
5 Elect Warwick Mgmt For For For
Morley-Jepson
6 Elect Brian N. Mgmt For For For
Skanderbeg
7 Elect Bill Washington Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Westgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
WGX CINS Q97159232 11/28/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Peter J. Mgmt For For For
Newton
4 Elect Suresh Shet Mgmt For Against Against
5 Equity Grant (MD Peter Mgmt For For For
Cook)
6 Equity Grant (Director Mgmt For For For
of Operations
Johannes
Norregaard)
7 Ratification of Issue Mgmt For For For
of
Shares
8 Ratification of Issue Mgmt For For For
of
Shares
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For Withhold Against
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For Withhold Against
1.8 Elect Nigel Lees Mgmt For Withhold Against
1.9 Elect Peter J. Marrone Mgmt For Withhold Against
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WENG Zhanbin Mgmt For For For
3 Elect Dong Xin Mgmt For For For
4 Elect WANG Ligang Mgmt For Against Against
5 Elect XU Xiaoliang Mgmt For For For
6 Elect LIU Yongsheng Mgmt For For For
7 Elect YAO Ziping Mgmt For For For
8 Elect GAO Min Mgmt For Against Against
9 Elect Jinrong Chen Mgmt For For For
10 Elect Jojo CHOY Sze Mgmt For For For
Chung
11 Elect WEI Junhao Mgmt For For For
12 Elect SHEN Shifu Mgmt For For For
13 Elect WANG Xiaojie as Mgmt For For For
Supervisor
14 Elect ZOU Chao as Mgmt For Against Against
Supervisor
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Registered Issue of Mgmt For For For
Renewable
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
9 Amendments to Articles Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Authority to Issue Mgmt For For For
Corporate
Bonds
Fund Name : Vaneck Vectors Morningstar Durable Dividend ETF
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Amy E. Hood Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Edward M. Liddy Mgmt For For For
9 Elect Dambisa F. Moyo Mgmt For For For
10 Elect Gregory R. Page Mgmt For For For
11 Elect Michael F. Roman Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Carter Mgmt For For For
2 Elect Charles I. Cogut Mgmt For For For
3 Elect Seifi Ghasemi Mgmt For For For
4 Elect Chadwick C. Mgmt For For For
Deaton
5 Elect David H. Y. Ho Mgmt For For For
6 Elect Margaret G. Mgmt For For For
McGlynn
7 Elect Edward L. Monser Mgmt For For For
8 Elect Matthew H. Paull Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect J. Barnie Mgmt For For For
Beasley,
Jr.
4 Elect Ralph D. Crosby, Mgmt For For For
Jr.
5 Elect Linda A. Mgmt For For For
Goodspeed
6 Elect Thomas E. Hoaglin Mgmt For For For
7 Elect Sandra Beach Lin Mgmt For For For
8 Elect Margaret M. Mgmt For For For
McCarthy
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Lionel L. Mgmt For For For
Nowell,
III
11 Elect Stephen S. Mgmt For For For
Rasmussen
12 Elect Oliver G. Mgmt For For For
Richard,
III
13 Elect Sara Martinez Mgmt For For For
Tucker
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Preemptive
Rights
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Fred Hassan Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Charles M. Mgmt For For For
Holley,
Jr.
9 Elect Tyler Jacks Mgmt For For For
10 Elect Ellen J. Kullman Mgmt For For For
11 Elect Ronald D. Sugar Mgmt For For For
12 Elect R. Sanders Mgmt For For For
Williams
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For For For
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Karen M. Golz Mgmt For For For
8 Elect Mark M. Little Mgmt For For For
9 Elect Neil S. Novich Mgmt For For For
10 Elect Kenton J. Mgmt For For For
Sicchitano
11 Elect Lisa T. Su Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Employment
Diversity
Report
________________________________________________________________________________
Archer Daniels Midland Co.
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Michael S. Burke Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Lei Z. Schlitz Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Avangrid, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGR CUSIP 05351W103 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ignacio Sanchez Mgmt For For For
Galan
1.2 Elect John E. Baldacci Mgmt For For For
1.3 Elect Robert Duffy Mgmt For For For
1.4 Elect Carol L. Folt Mgmt For For For
1.5 Elect Teresa A. Herbert Mgmt For For For
1.6 Elect Patricia Jacobs Mgmt For For For
1.7 Elect John L. Lahey Mgmt For For For
1.8 Elect Santiago Mgmt For For For
Martinez
Garrido
1.9 Elect Sonsoles Rubio Mgmt For For For
Reinoso
1.10 Elect Juan Carlos Mgmt For For For
Rebollo
Liceaga
1.11 Elect Jose Sainz Armada Mgmt For For For
1.12 Elect Alan D. Solomont Mgmt For For For
1.13 Elect Elizabeth Timm Mgmt For For For
1.14 Elect James P. Mgmt For For For
Torgerson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/02/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Provision of the New Mgmt For For For
Amcor Articles
Regarding Advance
Notice
requirements
4 Provision of the New Mgmt For Against Against
Amcor Articles
Providing Directors
May Only Be Removed
For
Cause
5 Provision of the New Mgmt For For For
Amcor Articles
Establishing Quorum
As At Least a
Majority of the Total
Voting Rights of All
Shareholders Entitled
to
Vote
6 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader Mohammad Mgmt For For For
Al
Saad
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Mgmt For For For
Demchak
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Laurence D. Fink Mgmt For For For
7 Elect William E. Ford Mgmt For For For
8 Elect Fabrizio Freda Mgmt For For For
9 Elect Murry S. Gerber Mgmt For For For
10 Elect Margaret L. Mgmt For For For
Johnson
11 Elect Robert S. Kapito Mgmt For For For
12 Elect Cheryl D. Mills Mgmt For For For
13 Elect Gordon M. Nixon Mgmt For For For
14 Elect Charles H. Mgmt For For For
Robbins
15 Elect Ivan G. Mgmt For For For
Seidenberg
16 Elect Marco Antonio Mgmt For For For
Slim
Domit
17 Elect Susan L. Wagner Mgmt For For For
18 Elect Mark Wilson Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Ratification of Auditor Mgmt For For For
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 04/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Celgene Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Jonathon Band Mgmt For For For
3 Elect Jason G. Cahilly Mgmt For For For
4 Elect Helen Deeble Mgmt For For For
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Richard J. Mgmt For For For
Glasier
7 Elect Debra J. Mgmt For For For
Kelly-Ennis
8 Elect Katie Lahey Mgmt For For For
9 Elect John Parker Mgmt For For For
10 Elect Stuart Subotnick Mgmt For For For
11 Elect Laura A. Weil Mgmt For For For
12 Elect Randall J. Mgmt For For For
Weisenburger
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Directors' Mgmt For For For
Remuneration
Report
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
CenterPoint Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNP CUSIP 15189T107 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie D. Biddle Mgmt For For For
2 Elect Milton Carroll Mgmt For For For
3 Elect Scott J. McLean Mgmt For For For
4 Elect Martin H. Nesbitt Mgmt For For For
5 Elect Theodore F. Pound Mgmt For For For
6 Elect Scott M. Mgmt For For For
Prochazka
7 Elect Susan O. Rheney Mgmt For For For
8 Elect Phillip R. Smith Mgmt For For For
9 Elect John W. Mgmt For For For
Somerhalder
II
10 Elect Peter S. Wareing Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Charles W. Mgmt For For For
Moorman,
IV
6 Elect Dambisa F. Moyo Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Ronald D. Sugar Mgmt For For For
9 Elect Inge G. Thulin Mgmt For For For
10 Elect D. James Umpleby Mgmt For For For
11 Elect Michael K. Wirth Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Right
to
Water
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Aligning
GHG Reductions with
Paris
Agreement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Disposable
Profit
3 Distribution of a Mgmt For For For
Dividend out of Legal
Reserves
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditors
6 Appointment of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Robert M. Mgmt For For For
Hernandez
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect James I. Cash, Mgmt For For For
Jr.
13 Elect Mary A. Cirillo Mgmt For For For
14 Elect Michael P. Mgmt For Against Against
Connors
15 Elect John A. Edwardson Mgmt For For For
16 Elect Kimberly Ross Mgmt For For For
17 Elect Robert W. Scully Mgmt For For For
18 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
19 Elect Theodore Shasta Mgmt For For For
20 Elect David H. Sidwell Mgmt For For For
21 Elect Olivier Steimer Mgmt For For For
22 Elect Evan G. Greenberg Mgmt For For For
23 Elect Michael P. Mgmt For Against Against
Connors
24 Elect Mary A. Cirillo Mgmt For For For
25 Elect John A. Edwardson Mgmt For For For
26 Elect Robert M. Mgmt For For For
Hernandez
27 Appointment of Mgmt For For For
Independent Proxy
(Switzerland)
28 Board Compensation Mgmt For For For
29 Executive Compensation Mgmt For For For
30 Advisory Vote on Mgmt For For For
Executive
Compensation
31 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Peter L. Rhein Mgmt For For For
4 Elect Richard P. Simon Mgmt For Against Against
5 Elect Edmond D. Villani Mgmt For For For
6 Elect Frank T. Connor Mgmt For For For
7 Elect Reena Aggarwal Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles A. Mgmt For For For
Bancroft
2 Elect John P. Bilbrey Mgmt For For For
3 Elect John T. Cahill Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Lisa M. Edwards Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect C. Martin Harris Mgmt For For For
8 Elect Lorrie M. Mgmt For For For
Norrington
9 Elect Michael B. Polk Mgmt For For For
10 Elect Stephen I. Sadove Mgmt For For For
11 Elect Noel R. Wallace Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Incentive
Compensation
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Consolidated Edison, Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Mgmt For For For
Campbell,
Jr.
2 Elect Ellen V. Futter Mgmt For For For
3 Elect John F. Killian Mgmt For For For
4 Elect John McAvoy Mgmt For For For
5 Elect William J. Mulrow Mgmt For For For
6 Elect Armando J. Mgmt For For For
Olivera
7 Elect Michael W. Ranger Mgmt For For For
8 Elect Linda S. Sanford Mgmt For For For
9 Elect Deirdre Stanley Mgmt For For For
10 Elect L. Frederick Mgmt For For For
Sutherland
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For Against Against
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Increase of Authorized Mgmt For For For
Common
Stock
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect W. Frank Mgmt For For For
Fountain,
Jr.
1.4 Elect Charles G. Mgmt For For For
McClure,
Jr.
1.5 Elect Gail J. McGovern Mgmt For For For
1.6 Elect Mark A. Murray Mgmt For For For
1.7 Elect Ruth G. Shaw Mgmt For For For
1.8 Elect Robert C. Mgmt For For For
Skaggs,
Jr.
1.9 Elect David A. Thomas Mgmt For For For
1.10 Elect James H. Mgmt For For For
Vandenberghe
1.11 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Daniel R. DiMicco Mgmt For For For
1.6 Elect Lynn J. Good Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect William E. Mgmt For For For
Kennard
1.9 Elect E. Marie McKee Mgmt For For For
1.10 Elect Charles W. Mgmt For For For
Moorman,
IV
1.11 Elect Marya M. Rose Mgmt For For For
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
1.13 Elect Thomas E. Skains Mgmt For For For
1.14 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Report ShrHoldr Against Against For
Regarding Health
Effects of
Coal
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Environmental
Activities
________________________________________________________________________________
Dunkin' Brands Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DNKN CUSIP 265504100 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph Alvarez Mgmt For For For
1.2 Elect Anthony J. DiNovi Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Humberto Alfonso Mgmt For For For
2 Elect Brett D. Begemann Mgmt For For For
3 Elect Michael P. Mgmt For Against Against
Connors
4 Elect Mark J. Costa Mgmt For For For
5 Elect Robert M. Mgmt For For For
Hernandez
6 Elect Julie Fasone Mgmt For For For
Holder
7 Elect Renee J. Mgmt For For For
Hornbaker
8 Elect Lewis M. Kling Mgmt For For For
9 Elect Kim Ann Mink Mgmt For Against Against
10 Elect James J. O'Brien Mgmt For For For
11 Elect David W. Raisbeck Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Richard H. Fearon Mgmt For Against Against
6 Elect Arthur E. Johnson Mgmt For For For
7 Elect Olivier Leonetti Mgmt For For For
8 Elect Deborah L. McCoy Mgmt For For For
9 Elect Gregory R. Page Mgmt For For For
10 Elect Sandra Pianalto Mgmt For For For
11 Elect Gerald B. Smith Mgmt For For For
12 Elect Dorothy C. Mgmt For For For
Thompson
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase Overseas
Market
Shares
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Carolyn R. Mgmt For For For
Bertozzi
3 Elect Juan R. Luciano Mgmt For For For
4 Elect Kathi P. Seifert Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Mgmt For For For
Board
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clemens A.H. Mgmt For For For
Borsig
1.2 Elect Joshua B. Bolten Mgmt For For For
1.3 Elect Lori M. Lee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Burbank Mgmt For For For
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect M. Elise Hyland Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Evercore Inc.
Ticker Security ID: Meeting Date Meeting Status
EVR CUSIP 29977A105 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger C. Altman Mgmt For For For
1.2 Elect Richard I. Mgmt For For For
Beattie
1.3 Elect Ellen V. Futter Mgmt For For For
1.4 Elect Gail B. Harris Mgmt For For For
1.5 Elect Robert B. Millard Mgmt For For For
1.6 Elect Willard J. Mgmt For For For
Overlock,
Jr.
1.7 Elect Sir Simon M. Mgmt For For For
Robertson
1.8 Elect Ralph L. Mgmt For For For
Schlosstein
1.9 Elect John S. Weinberg Mgmt For For For
1.10 Elect William J. Mgmt For For For
Wheeler
1.11 Elect Sarah K. Mgmt For For For
Williamson
1.12 Elect Kendrick R. Mgmt For For For
Wilson,
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Evergy, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVRG CUSIP 30034W106 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry D. Bassham Mgmt For For For
1.2 Elect Mollie Hale Mgmt For For For
Carter
1.3 Elect Charles Q. Mgmt For For For
Chandler,
IV
1.4 Elect Gary D. Forsee Mgmt For For For
1.5 Elect Scott D. Grimes Mgmt For For For
1.6 Elect Richard L. Hawley Mgmt For For For
1.7 Elect Thomas D. Hyde Mgmt For For For
1.8 Elect B. Anthony Isaac Mgmt For For For
1.9 Elect Sandra A.J. Mgmt For For For
Lawrence
1.10 Elect Ann D. Murtlow Mgmt For For For
1.11 Elect Sandra J. Price Mgmt For For For
1.12 Elect Mark A. Ruelle Mgmt For For For
1.13 Elect John J. Sherman Mgmt For For For
1.14 Elect S. Carl Mgmt For Withhold Against
Soderstrom,
Jr.
1.15 Elect John A. Stall Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Avery Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Douglas R. Mgmt For For For
Oberhelman
7 Elect Samuel J. Mgmt For For For
Palmisano
8 Elect Steven S Mgmt For For For
Reinemund
9 Elect William C. Weldon Mgmt For For For
10 Elect Darren W. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Director Skills
Matrix
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Fastenal Company
Ticker Security ID: Meeting Date Meeting Status
FAST CUSIP 311900104 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willard D. Mgmt For For For
Oberton
2 Elect Michael J. Ancius Mgmt For Against Against
3 Elect Michael J. Dolan Mgmt For For For
4 Elect Stephen L. Mgmt For For For
Eastman
5 Elect Daniel L. Mgmt For For For
Florness
6 Elect Rita J. Heise Mgmt For For For
7 Elect Darren R. Jackson Mgmt For For For
8 Elect Daniel J. Johnson Mgmt For For For
9 Elect Scott A. Mgmt For For For
Satterlee
10 Elect Reyne K. Wisecup Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Anderson
1.2 Elect Steven J. Mgmt For For For
Demetriou
1.3 Elect Julia L. Johnson Mgmt For For For
1.4 Elect Charles E. Jones Mgmt For For For
1.5 Elect Donald T. Misheff Mgmt For For For
1.6 Elect Thomas N. Mgmt For For For
Mitchell
1.7 Elect James F. O'Neil Mgmt For For For
III
1.8 Elect Christopher D. Mgmt For For For
Pappas
1.9 Elect Sandra Pianalto Mgmt For For For
1.10 Elect Luis A. Reyes Mgmt For For For
1.11 Elect Leslie M. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Adoption of Majority Mgmt For For For
Voting Standard for
the Election of
Directors
6 Adoption of Proxy Mgmt For For For
Access
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Mgmt For For For
Byerwalter
3 Elect Charles E. Mgmt For For For
Johnson
4 Elect Gregory E. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Mark C. Pigott Mgmt For For For
7 Elect Chutta Mgmt For For For
Ratnathicam
8 Elect Laura Stein Mgmt For Against Against
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Ratification of Mgmt For Against Against
Special Meetings
Provisions
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Lester L. Lyles Mgmt For For For
5 Elect Mark M. Malcolm Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect William A. Osborn Mgmt For For For
9 Elect Catherine B. Mgmt For For For
Reynolds
10 Elect Laura J. Mgmt For For For
Schumacher
11 Elect Peter A. Wall Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve 2019 UK Share Mgmt For For For
Save
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Gentex Corporation
Ticker Security ID: Meeting Date Meeting Status
GNTX CUSIP 371901109 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leslie Brown Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Hollars Mgmt For For For
1.4 Elect John Mulder Mgmt For For For
1.5 Elect Richard O. Schaum Mgmt For For For
1.6 Elect Frederick Sotok Mgmt For For For
1.7 Elect Kathleen Starkoff Mgmt For For For
1.8 Elect Brian C. Walker Mgmt For For For
1.9 Elect James Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth W. Camp Mgmt For For For
1.2 Elect Paul D. Donahue Mgmt For For For
1.3 Elect Gary P. Fayard Mgmt For For For
1.4 Elect Thomas C. Mgmt For For For
Gallagher
1.5 Elect P. Russell Hardin Mgmt For For For
1.6 Elect John R. Holder Mgmt For For For
1.7 Elect Donna W. Hyland Mgmt For For For
1.8 Elect John D. Johns Mgmt For For For
1.9 Elect Robert C. Mgmt For For For
Loudermilk,
Jr.
1.10 Elect Wendy B. Needham Mgmt For For For
1.11 Elect E. Jenner Wood Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth A. Mgmt For For For
Bronfin
2 Elect Michael R. Burns Mgmt For For For
3 Elect Hope Cochran Mgmt For For For
4 Elect Sir Crispin H. Mgmt For For For
Davis
5 Elect John Frascotti Mgmt For For For
6 Elect Lisa Gersh Mgmt For For For
7 Elect Brian D. Goldner Mgmt For For For
8 Elect Alan G. Mgmt For For For
Hassenfeld
9 Elect Tracy A. Leinbach Mgmt For For For
10 Elect Edward M. Philip Mgmt For For For
11 Elect Richard S. Mgmt For For For
Stoddart
12 Elect Mary Beth West Mgmt For For For
13 Elect Linda K. Zecher Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect D. Scott Davis Mgmt For For For
7 Elect Linnet F. Deily Mgmt For For For
8 Elect Judd Gregg Mgmt For For For
9 Elect Clive Hollick Mgmt For For For
10 Elect Grace D. Lieblein Mgmt For For For
11 Elect George Paz Mgmt For For For
12 Elect Robin L. Mgmt For For For
Washington
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizabeth A. Mgmt For For For
Ardisana
1.2 Elect Ann B. Crane Mgmt For For For
1.3 Elect Robert S. Cubbin Mgmt For For For
1.4 Elect Steven G. Elliott Mgmt For For For
1.5 Elect Gina D. France Mgmt For For For
1.6 Elect J. Michael Mgmt For For For
Hochschwender
1.7 Elect John Chris Inglis Mgmt For For For
1.8 Elect Peter J. Kight Mgmt For For For
1.9 Elect Katherine M.A. Mgmt For For For
Kline
1.10 Elect Richard W. Neu Mgmt For For For
1.11 Elect David L. Porteous Mgmt For For For
1.12 Elect Kathleen H. Mgmt For For For
Ransier
1.13 Elect Stephen D. Mgmt For For For
Steinour
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Illinois Tool Works, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect James W. Griffith Mgmt For For For
4 Elect Jay L. Henderson Mgmt For For For
5 Elect Richard H. Lenny Mgmt For For For
6 Elect E. Scott Santi Mgmt For For For
7 Elect James A. Skinner Mgmt For For For
8 Elect David H. B. Mgmt For For For
Smith,
Jr.
9 Elect Pamela B. Strobel Mgmt For For For
10 Elect Kevin M. Warren Mgmt For For For
11 Elect Anre D. Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Eskew Mgmt For Against Against
2 Elect David N. Farr Mgmt For For For
3 Elect Alex Gorsky Mgmt For For For
4 Elect Michelle Howard Mgmt For For For
5 Elect Shirley Ann Mgmt For Against Against
Jackson
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Martha E. Pollack Mgmt For For For
8 Elect Virginia M. Mgmt For For For
Rometty
9 Elect Joseph R. Swedish Mgmt For For For
10 Elect Sidney Taurel Mgmt For For For
11 Elect Peter R. Voser Mgmt For For For
12 Elect Frederick H. Mgmt For For For
Waddell
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Re-approve the Mgmt For For For
Long-Term Incentive
Performance
Terms
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marcello V. Mgmt For For For
Bottoli
2 Elect Linda B. Buck Mgmt For For For
3 Elect Michael L. Ducker Mgmt For For For
4 Elect David R. Epstein Mgmt For For For
5 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
6 Elect John F. Ferraro Mgmt For For For
7 Elect Andreas Fibig Mgmt For For For
8 Elect Christina A. Gold Mgmt For For For
9 Elect Katherine M. Mgmt For For For
Hudson
10 Elect Dale F. Morrison Mgmt For For For
11 Elect Stephen Mgmt For For For
Williamson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Janus Henderson Group plc
Ticker Security ID: Meeting Date Meeting Status
JHG CUSIP G4474Y214 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Kalpana Desai Mgmt For For For
3 Elect Jeffrey J. Mgmt For For For
Diermeier
4 Elect Kevin Dolan Mgmt For For For
5 Elect Eugene Flood, Jr. Mgmt For For For
6 Elect Richard Mgmt For For For
Gillingwater
7 Elect Lawrence E. Mgmt For For For
Kochard
8 Elect Glenn S. Schafer Mgmt For For For
9 Elect Angela Mgmt For For For
Seymour-Jackson
10 Elect Richard M. Weil Mgmt For For For
11 Elect Tatsusaburo Mgmt For For For
Yamamoto
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Mgmt For For For
Repurchase
CDIs
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Mark B. McClellan Mgmt For For For
8 Elect Anne M. Mulcahy Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Mgmt For For For
Williams
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick Gillum Mgmt For For For
2 Elect Mary A. Mgmt For For For
Laschinger
3 Elect Erica L. Mann Mgmt For For For
4 Elect Carolyn Tastad Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For For For
4 Elect Ted A. Gardner Mgmt For For For
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect Fayez S. Sarofim Mgmt For For For
12 Elect C. Park Shaper Mgmt For For For
13 Elect William A. Smith Mgmt For For For
14 Elect Joel V. Staff Mgmt For For For
15 Elect Robert F. Vagt Mgmt For For For
16 Elect Perry M. Waughtal Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheldon G. Mgmt For For For
Adelson
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Micheline Chau Mgmt For Withhold Against
1.4 Elect Patrick Dumont Mgmt For Withhold Against
1.5 Elect Charles D. Forman Mgmt For For For
1.6 Elect Robert Glen Mgmt For For For
Goldstein
1.7 Elect George Jamieson Mgmt For For For
1.8 Elect Charles A. Mgmt For Withhold Against
Koppelman
1.9 Elect Lewis Kramer Mgmt For For For
1.10 Elect David F. Levi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Equity Award
Plan
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For Against Against
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Ilene S. Gordon Mgmt For For For
7 Elect Marillyn A. Mgmt For For For
Hewson
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect Jeh C. Johnson Mgmt For For For
10 Elect James D. Mgmt For For For
Taiclet,
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent D. Baird Mgmt For For For
1.2 Elect C. Angela Mgmt For For For
Bontempo
1.3 Elect Robert T. Brady Mgmt For For For
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Gary N. Geisel Mgmt For For For
1.6 Elect Richard S. Gold Mgmt For For For
1.7 Elect Richard A. Grossi Mgmt For For For
1.8 Elect John D. Hawke Jr. Mgmt For For For
1.9 Elect Rene F. Jones Mgmt For For For
1.10 Elect Richard Ledgett Mgmt For For For
1.11 Elect Newton P.S. Mgmt For For For
Merrill
1.12 Elect Kevin J Pearson Mgmt For For For
1.13 Elect Melinda R. Rich Mgmt For For For
1.14 Elect Robert E. Mgmt For For For
Sadler,
Jr.
1.15 Elect Denis J. Salamone Mgmt For Withhold Against
1.16 Elect John R. Scannell Mgmt For Withhold Against
1.17 Elect David S. Mgmt For For For
Scharfstein
1.18 Elect Herbert L. Mgmt For For For
Washington
2 Approval of the 2019 Mgmt For For For
Equity Incentive
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Deborah C. Mgmt For For For
Hopkins
6 Elect Elaine La Roche Mgmt For For For
7 Elect Steven A. Mills Mgmt For For For
8 Elect Bruce P. Nolop Mgmt For For For
9 Elect Marc D. Oken Mgmt For For For
10 Elect Morton O. Mgmt For For For
Schapiro
11 Elect Lloyd M. Yates Mgmt For For For
12 Elect R. David Yost Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Richard H. Lenny Mgmt For For For
7 Elect John Mulligan Mgmt For For For
8 Elect Sheila A. Penrose Mgmt For For For
9 Elect John W. Rogers, Mgmt For For For
Jr.
10 Elect Paul S. Walsh Mgmt For For For
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment Regarding Mgmt For For For
Board
Size
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Mark D. Ketchum Mgmt For For For
6 Elect Peter W. May Mgmt For For For
7 Elect Jorge S. Mesquita Mgmt For For For
8 Elect Joseph Neubauer Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Christiana Smith Mgmt For For For
Shi
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
13 Elect Dirk Van de Put Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Deforestation in
Cocoa Supply
Chain
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
MSC Industrial Direct Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MSM CUSIP 553530106 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mitchell Jacobson Mgmt For For For
1.2 Elect Erik Gershwind Mgmt For For For
1.3 Elect Jonathan Byrnes Mgmt For For For
1.4 Elect Roger Fradin Mgmt For For For
1.5 Elect Louise K. Goeser Mgmt For For For
1.6 Elect Michael Kaufmann Mgmt For For For
1.7 Elect Denis Kelly Mgmt For For For
1.8 Elect Steven Paladino Mgmt For For For
1.9 Elect Philip R. Peller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Altabef Mgmt For For For
2 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
3 Elect Eric L. Butler Mgmt For For For
4 Elect Aristides S. Mgmt For For For
Candris
5 Elect Wayne S. DeVeydt Mgmt For For For
6 Elect Joseph Hamrock Mgmt For For For
7 Elect Deborah A. Mgmt For For For
Henretta
8 Elect Michael E. Mgmt For For For
Jesanis
9 Elect Kevin T. Kabat Mgmt For For For
10 Elect Carolyn Y. Woo Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Increase of Authorized Mgmt For For For
Common
Stock
14 Amend Articles to Mgmt For For For
Allow for the Removal
of
Directors
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Eugene L. Mgmt For For For
Batchelder
3 Elect Margaret M. Foran Mgmt For For For
4 Elect Carlos M. Mgmt For For For
Gutierrez
5 Elect Vicki A. Hollub Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Jack B. Moore Mgmt For For For
8 Elect Avedick B. Mgmt For For For
Poladian
9 Elect Elisse B. Walter Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Oneok Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Mark W. Helderman Mgmt For For For
5 Elect Randall J. Larson Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect William R. Mgmt For For For
Johnson
8 Elect Ramon L. Laguarta Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Pesticide
Reporting
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Dan R. Littman Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve the 2019 Stock Mgmt For For For
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right To
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect Gary K. Adams Mgmt For For For
3 Elect John E. Lowe Mgmt For For For
4 Elect Denise L. Ramos Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Plastic
Pollution
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For For For
Gallagher
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Conway Mgmt For For For
2 Elect Steven G. Elliott Mgmt For For For
3 Elect Raja Rajamannar Mgmt For For For
4 Elect Craig A. Rogerson Mgmt For For For
5 Elect William H. Spence Mgmt For For For
6 Elect Natica von Mgmt For For For
Althann
7 Elect Keith H. Mgmt For For For
Williamson
8 Elect Phoebe A. Wood Mgmt For For For
9 Elect Armando Zagalo Mgmt For For For
de
Lima
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Quest Diagnostics Incorporated
Ticker Security ID: Meeting Date Meeting Status
DGX CUSIP 74834L100 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky B. Gregg Mgmt For For For
2 Elect Timothy L. Main Mgmt For For For
3 Elect Denise M. Mgmt For For For
Morrison
4 Elect Gary M. Pfeiffer Mgmt For For For
5 Elect Timothy M. Ring Mgmt For For For
6 Elect Stephen H. Mgmt For For For
Rusckowski
7 Elect Daniel C. Mgmt For For For
Stanzione
8 Elect Helen I. Torley Mgmt For For For
9 Elect Gail R. Wilensky Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Mgmt For For For
Employee Long-Term
Incentive
Plan
________________________________________________________________________________
Sensient Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
SXT CUSIP 81725T100 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Joseph Carleone Mgmt For For For
3 Elect Edward H. Mgmt For For For
Cichurski
4 Elect Mario Ferruzzi Mgmt For For For
5 Elect Donald W. Landry Mgmt For For For
6 Elect Paul Manning Mgmt For For For
7 Elect Deborah Mgmt For For For
McKeithan-Gebhardt
8 Elect Scott C. Morrison Mgmt For For For
9 Elect Elaine R. Wedral Mgmt For For For
10 Elect Essie Whitelaw Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosalind G. Mgmt For For For
Brewer
2 Elect Mary N. Dillon Mgmt For Against Against
3 Elect Mellody L. Hobson Mgmt For For For
4 Elect Kevin R. Johnson Mgmt For For For
5 Elect Jorgen Vig Mgmt For For For
Knudstorp
6 Elect Satya Nadella Mgmt For For For
7 Elect Joshua Cooper Mgmt For For For
Ramo
8 Elect Clara Shih Mgmt For For For
9 Elect Javier G. Teruel Mgmt For For For
10 Elect Myron E. Ullman, Mgmt For For For
III
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable
Packaging
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Freeman A. Mgmt For For For
Hrabowski
III
4 Elect Robert F. Mgmt For For For
MacLellan
5 Elect Olympia J. Snowe Mgmt For For For
6 Elect William J. Mgmt For For For
Stromberg
7 Elect Richard R. Verma Mgmt For For For
8 Elect Sandra S. Mgmt For For For
Wijnberg
9 Elect Alan D. Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect William A. Mgmt For For For
Jeffrey
5 Elect David M. Kerko Mgmt For For For
6 Elect Thomas J. Lynch Mgmt For For For
7 Elect Yong Nam Mgmt For For For
8 Elect Daniel J. Phelan Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect Abhijit Y. Mgmt For For For
Talwalkar
11 Elect Mark C. Trudeau Mgmt For For For
12 Elect Laura H. Wright Mgmt For For For
13 Elect Thomas J. Lynch Mgmt For For For
as
Chair
14 Elect Daniel J. Phelan Mgmt For For For
15 Elect Paula A. Sneed Mgmt For For For
16 Elect Abhijit Y. Mgmt For For For
Talwalkar
17 Elect Mark C. Trudeau Mgmt For For For
18 Appointment of the Mgmt For For For
Independent
Proxy
19 Approval of Annual Mgmt For For For
Report
20 Approval of Statutory Mgmt For For For
Financial
Statements
21 Approval of Mgmt For For For
Consolidated
Financial
Statements
22 Release of Board of Mgmt For For For
Directors and
Executive
Officers
23 Appointment of Auditor Mgmt For For For
24 Deloitte AG, Zurich Mgmt For For For
25 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
26 Advisory Vote on Mgmt For For For
Executive
Compensation
27 Executive Compensation Mgmt For For For
28 Board Compensation Mgmt For For For
29 Appropriation of Mgmt For For For
Earnings
30 Declaration of Dividend Mgmt For For For
31 Authority to Mgmt For For For
Repurchase
Shares
32 Reduction of Share Mgmt For For For
Capital
33 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Janet F. Clark Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Martin S. Mgmt For For For
Craighead
6 Elect Jean M. Hobby Mgmt For For For
7 Elect Ronald Kirk Mgmt For For For
8 Elect Pamela H. Patsley Mgmt For For For
9 Elect Robert E. Sanchez Mgmt For For For
10 Elect Richard K. Mgmt For For For
Templeton
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Marc Bolland Mgmt For For For
4 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
5 Elect Christopher C. Mgmt For For For
Davis
6 Elect Barry Diller Mgmt For For For
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Alexis M. Herman Mgmt For For For
9 Elect Robert A. Kotick Mgmt For For For
10 Elect Maria Elena Mgmt For For For
Lagomasino
11 Elect James Quincey Mgmt For For For
12 Elect Caroline J. Tsay Mgmt For For For
13 Elect David B. Weinberg Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect James W. Brown Mgmt For For For
1.3 Elect Michele G. Buck Mgmt For For For
1.4 Elect Charles A. Davis Mgmt For For For
1.5 Elect Mary Kay Haben Mgmt For For For
1.6 Elect James C. Katzman Mgmt For For For
1.7 Elect M. Diane Koken Mgmt For For For
1.8 Elect Robert M. Malcolm Mgmt For For For
1.9 Elect Anthony J. Palmer Mgmt For For For
1.10 Elect Juan R. Perez Mgmt For For For
1.11 Elect Wendy L. Mgmt For For For
Schoppert
1.12 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Alvarado Mgmt For For For
2 Elect Charles E. Bunch Mgmt For Against Against
3 Elect Debra A. Cafaro Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect William S. Mgmt For For For
Demchak
6 Elect Andrew T. Mgmt For For For
Feldstein
7 Elect Richard J. Mgmt For For For
Harshman
8 Elect Daniel R. Hesse Mgmt For For For
9 Elect Richard B. Kelson Mgmt For For For
10 Elect Linda R. Medler Mgmt For For For
11 Elect Martin Pfinsgraff Mgmt For For For
12 Elect Toni Mgmt For For For
Townes-Whitley
13 Elect Michael J. Ward Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Jon A. Boscia Mgmt For For For
4 Elect Henry A. Clark Mgmt For For For
III
5 Elect Anthony F. Mgmt For For For
Earley,
Jr.
6 Elect Thomas A. Fanning Mgmt For For For
7 Elect David J. Grain Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect Larry D. Thompson Mgmt For For For
15 Elect E. Jenner Wood Mgmt For For For
III
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect Janet M. Dolan Mgmt For For For
3 Elect Patricia L. Mgmt For For For
Higgins
4 Elect William J. Kane Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Philip T. Mgmt For For For
Ruegger
III
7 Elect Todd C. Mgmt For For For
Schermerhorn
8 Elect Alan D. Schnitzer Mgmt For For For
9 Elect Donald J. Shepard Mgmt For For For
10 Elect Laurie J. Thomsen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Roberto G. Mgmt For For For
Mendoza
7 Elect Michael A. Mgmt For For For
Miles,
Jr.
8 Elect Angela A. Sun Mgmt For For For
9 Elect Frances F. Mgmt For For For
Townsend
10 Elect Solomon D. Mgmt For For For
Trujillo
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Nancy K. Buese Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Charles I. Cogut Mgmt For For For
6 Elect Kathleen B. Mgmt For For For
Cooper
7 Elect Michael A. Creel Mgmt For For For
8 Elect Vicki L Fuller Mgmt For For For
9 Elect Peter A. Ragauss Mgmt For For For
10 Elect Scott D. Mgmt For For For
Sheffield
11 Elect Murray D. Smith Mgmt For For For
12 Elect William H. Spence Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alessandro Mgmt For For For
Bogliolo
2 Elect Rose Marie Bravo Mgmt For For For
3 Elect Hafize Gaye Erkan Mgmt For For For
4 Elect Roger N. Farah Mgmt For For For
5 Elect Jane Hertzmark Mgmt For For For
Hudis
6 Elect Abby F. Kohnstamm Mgmt For For For
7 Elect James E. Lillie Mgmt For For For
8 Elect William A. Mgmt For For For
Shutzer
9 Elect Robert S. Singer Mgmt For For For
10 Elect Francesco Trapani Mgmt For For For
11 Elect Annie A. Mgmt For For For
Young-Scrivner
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Dorothy J. Mgmt For For For
Bridges
3 Elect Elizabeth Buse Mgmt For For For
4 Elect Marc N. Casper Mgmt For For For
5 Elect Andrew Cecere Mgmt For For For
6 Elect Arthur D. Mgmt For For For
Collins,
Jr.
7 Elect Kimberly J. Mgmt For For For
Harris
8 Elect Roland Hernandez Mgmt For For For
9 Elect Doreen Woo Ho Mgmt For For For
10 Elect Olivia F. Kirtley Mgmt For For For
11 Elect Karen S. Lynch Mgmt For For For
12 Elect Richard P. Mgmt For For For
McKenney
13 Elect Yusuf I. Mehdi Mgmt For For For
14 Elect David B. O'Maley Mgmt For For For
15 Elect O'dell M. Owens Mgmt For For For
16 Elect Craig D. Schnuck Mgmt For For For
17 Elect Scott W. Wine Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Rodney C. Adkins Mgmt For For For
3 Elect Michael J. Burns Mgmt For For For
4 Elect William R. Mgmt For For For
Johnson
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Rudy H.P. Markham Mgmt For For For
7 Elect Franck J. Moison Mgmt For For For
8 Elect Clark T. Randt, Mgmt For For For
Jr.
9 Elect Christiana Smith Mgmt For For For
Shi
10 Elect John T. Stankey Mgmt For For For
11 Elect Carol B. Tome Mgmt For For For
12 Elect Kevin M. Warsh Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J Austin Mgmt For For For
III
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For Against Against
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Kearney
7 Elect Ellen J. Kullman Mgmt For For For
8 Elect Marshall O. Mgmt For For For
Larsen
9 Elect Harold W. McGraw Mgmt For For For
III
10 Elect Margaret L. Mgmt For For For
O'Sullivan
11 Elect Denise L. Ramos Mgmt For For For
12 Elect Fredric G. Mgmt For For For
Reynolds
13 Elect Brian C. Rogers Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Ratification of Mgmt For For For
Ownership Threshold
for Shareholders to
Call a Special
Meeting
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For Against Against
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Kathryn A. Tesija Mgmt For For For
9 Elect Hans Vestberg Mgmt For For For
10 Elect Gregory G. Weaver Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Executive
Deferral
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Online Child
Exploitation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Cybersecurity
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathie J. Andrade Mgmt For For For
1.2 Elect Philip J. Sanders Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Bernlohr
3 Elect J. Powell Brown Mgmt For For For
4 Elect Michael E. Mgmt For For For
Campbell
5 Elect Terrell K. Crews Mgmt For For For
6 Elect Russell M. Currey Mgmt For For For
7 Elect John A. Luke Mgmt For For For
8 Elect Gracia C. Martore Mgmt For For For
9 Elect James E. Nevels Mgmt For For For
10 Elect Timothy H. Powers Mgmt For For For
11 Elect Steven C. Mgmt For For For
Voorhees
12 Elect Bettina M. Whyte Mgmt For For For
13 Elect Alan D. Wilson Mgmt For For For
14 Elimination of Mgmt For For For
Pass-Through
Provision for Matters
Pertaining to
Subsidiary
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
Fund Name : Vaneck Vectors Morningstar Global Wide Moat ETF
________________________________________________________________________________
Allegion plc
Ticker Security ID: Meeting Date Meeting Status
ALLE CUSIP G0176J109 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carla Cico Mgmt For For For
2 Elect Kirk S. Hachigian Mgmt For For For
3 Elect Nicole Parent Mgmt For For For
Haughey
4 Elect David D. Petratis Mgmt For For For
5 Elect Dean I. Schaffer Mgmt For For For
6 Elect Charles L. Szews Mgmt For For For
7 Elect Martin E. Welch Mgmt For For For
III
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Joseph H. Boccuzi Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Adriane M. Brown Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Coughlin
6 Elect Carol Anthony Mgmt For For For
Davidson
7 Elect Thomas C. Freyman Mgmt For For For
8 Elect Michael E. Mgmt For For For
Greenberg
9 Elect Robert J. Hugin Mgmt For For For
10 Elect Peter J. Mgmt For For For
McDonnell
11 Elect Brenton L. Mgmt For For For
Saunders
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect John L. Hennessy Mgmt For For For
1.4 Elect L. John Doerr Mgmt For Withhold Against
1.5 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
1.6 Elect Ann Mather Mgmt For Withhold Against
1.7 Elect Alan R. Mulally Mgmt For For For
1.8 Elect Sundar Pichai Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Robin L. Mgmt For Withhold Against
Washington
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Stock
Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Policy on
Inequitable
Employment
Practices
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of a Societal Risk
Oversight
Committee
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Preparation
of Sexual Harassment
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Strategic
Alternatives
Committee
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Representative
Director
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Assessment on
Impacts of Censored
Google Search in
China
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Clawback
Policy
16 Shareholder Proposal ShrHoldr Against For Against
Regarding a Report on
the Efficacy of
Enforcement of
Content
Policies
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Food
Waste
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Ban on
Government Use of
Facial Recognition
Technology
16 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Hate Speech and Sale
of Offensive
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Preparation
of Sexual Harassment
Report
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For For For
Barshefsky
2 Elect John J. Brennan Mgmt For For For
3 Elect Peter Chernin Mgmt For For For
4 Elect Ralph de la Vega Mgmt For For For
5 Elect Anne M. A. Mgmt For For For
Lauvergeon
6 Elect Micheal O. Mgmt For For For
Leavitt
7 Elect Theodore J. Mgmt For For For
Leonsis
8 Elect Stephen J. Squeri Mgmt For For For
9 Elect Daniel L. Vasella Mgmt For For For
10 Elect Ronald A. Mgmt For For For
Williams
11 Elect Christopher D. Mgmt For For For
Young
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act By Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Excluding
EPS in Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender Pay
Equity
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
Australia & New Zealand Banking Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/19/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (CEO Mgmt For For For
Shayne
Elliott)
4 Elect John Key Mgmt For For For
5 Re-elect Paula J. Dwyer Mgmt For Against Against
6 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKA CUSIP 084670702 05/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Gregory E. Abel Mgmt For For For
1.4 Elect Howard G. Buffett Mgmt For For For
1.5 Elect Stephen B. Burke Mgmt For For For
1.6 Elect Susan L. Decker Mgmt For For For
1.7 Elect William H. Gates Mgmt For For For
III
1.8 Elect David S. Mgmt For For For
Gottesman
1.9 Elect Charlotte Guyman Mgmt For For For
1.10 Elect Ajit Jain Mgmt For For For
1.11 Elect Thomas S. Murphy Mgmt For For For
1.12 Elect Ronald L. Olson Mgmt For For For
1.13 Elect Walter Scott, Jr. Mgmt For For For
1.14 Elect Meryl B. Witmer Mgmt For For For
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Chiminski Mgmt For Abstain Against
2 Elect Alexander J. Mgmt For For For
Denner
3 Elect Caroline D. Dorsa Mgmt For For For
4 Elect William A. Mgmt For For For
Hawkins
5 Elect Nancy L. Leaming Mgmt For For For
6 Elect Jesus B. Mantas Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Stelios Mgmt For For For
Papadopoulos
10 Elect Brian S. Posner Mgmt For For For
11 Elect Eric K. Rowinsky Mgmt For For For
12 Elect Lynn Schenk Mgmt For For For
13 Elect Stephen A. Mgmt For For For
Sherwin
14 Elect Michel Vounatsos Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CINS 13645T100 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elect John Baird Mgmt For For For
5 Elect Isabelle Mgmt For For For
Courville
6 Elect Keith E. Creel Mgmt For For For
7 Elect Gillian H. Denham Mgmt For For For
8 Elect Rebecca MacDonald Mgmt For For For
9 Elect Edward L. Monser Mgmt For For For
10 Elect Matthew H. Paull Mgmt For For For
11 Elect Jane L. Peverett Mgmt For For For
12 Elect Gordon T. Mgmt For For For
Trafton
II
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kelly A. Ayotte Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Daniel M. Mgmt For For For
Dickinson
4 Elect Juan Gallardo Mgmt For For For
5 Elect Dennis A. Mgmt For For For
Muilenburg
6 Elect William A. Osborn Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Edward B. Rust, Mgmt For For For
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect D. James Umpleby Mgmt For For For
III
11 Elect Miles D. White Mgmt For Against Against
12 Elect Rayford Wilkins Mgmt For For For
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
________________________________________________________________________________
CBRE Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBRE CUSIP 12504L109 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brandon B. Boze Mgmt For For For
2 Elect Beth F. Cobert Mgmt For For For
3 Elect Curtis F. Feeny Mgmt For For For
4 Elect Reginald H. Mgmt For For For
Gilyard
5 Elect Shira D. Goodman Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Jenny
7 Elect Gerardo I. Lopez Mgmt For For For
8 Elect Robert E. Mgmt For For For
Sulentic
9 Elect Laura D. Tyson Mgmt For For For
10 Elect Ray Wirta Mgmt For For For
11 Elect Sanjiv Yajnik Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
The Impact of
Mandatory Arbitration
Policies
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David I. Foley Mgmt For For For
6 Elect David B. Mgmt For For For
Kilpatrick
7 Elect Andrew Langham Mgmt For For For
8 Elect Courtney R. Mgmt For For For
Mather
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CINS 29250N105 05/08/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Pamela L. Carter Mgmt For Abstain Against
3 Elect Marcel R. Coutu Mgmt For For For
4 Elect Susan M. Mgmt For For For
Cunningham
5 Elect Gregory L. Ebel Mgmt For For For
6 Elect J. Herb England Mgmt For For For
7 Elect Charles W. Mgmt For For For
Fischer
8 Elect V. Maureen Mgmt For For For
Kempston
Darkes
9 Elect Teresa S. Madden Mgmt For For For
10 Elect Al Monaco Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Elect Dan C. Tutcher Mgmt For For For
13 Elect Catherine L. Mgmt For For For
Williams
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 2019 Long Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equifax, Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Begor Mgmt For For For
2 Elect Mark L. Feidler Mgmt For For For
3 Elect G. Thomas Hough Mgmt For For For
4 Elect Robert D. Marcus Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Scott A. McGregor Mgmt For For For
7 Elect John A. McKinley Mgmt For For For
8 Elect Robert W. Mgmt For For For
Selander
9 Elect Elane B. Stock Mgmt For For For
10 Elect Heather H. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Essilorluxottica
Ticker Security ID: Meeting Date Meeting Status
EL CINS F31665106 05/16/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
9 Appointment of Auditor Mgmt For For For
(Mazars)
10 Appointment of Mgmt For For For
Alternate Auditor
(Patrice
Morot)
11 Appointment of Mgmt For For For
Alternate Auditor
(Gilles
Magnan)
12 Special Auditors Mgmt For For For
Report on Regulated
Agreements
13 Post-Employment Mgmt For For For
/Severance Agreements
(Leonardo Del
Vecchio, Chair and
CEO)
14 Post-Employment Mgmt For For For
/Severance Agreements
(Hubert Sagnieres,
Deputy Chair and
Deputy
CEO)
15 Remuneration of Mgmt For Against Against
Leonardo Del Vecchio,
Chair and CEO (since
October 1,
2018)
16 Remuneration of Hubert Mgmt For Against Against
Sagnieres, Deputy
Chair and Deputy CEO
(since October 1,
2018), and Chair and
CEO (between January
1, 2018 and October
1,
2018)
17 Remuneration of Mgmt For Against Against
Laurent Vacherot,
Deputy CEO (until
October 1,
2018)
18 Remuneration Policy Mgmt For Against Against
(Corporate
Officers)
19 Employee Stock Mgmt For For For
Purchase
Plan
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
21 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
22 Authorisation of Legal Mgmt For For For
Formalities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Election of
Wendy Evrard
Lane
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Election of
Jesper
Brandgaard
25 Shareholder Proposal ShrHoldr Against For Against
Regarding Election of
Peter James
Montagnon
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Essilorluxottica
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31665106 11/29/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Remuneration Policy Mgmt For Against Against
(Executives)
6 Directors' Fees Mgmt For For For
7 Ratification of Mgmt For For For
Co-Option of Sabrina
Pucci
8 Authority to Mgmt For For For
Repurchase
Shares
9 Authority to Reduce Mgmt For For For
Share
Capital
10 Employee Stock Mgmt For For For
Purchase
Plan
11 Authority to Issue Mgmt For Against Against
Performance
Shares
12 Authority to Grant Mgmt For For For
Stock
Options
13 Authority to Issue Mgmt For For For
Restricted
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For For For
1.2 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.3 Elect Kenneth I. Mgmt For For For
Chenault
1.4 Elect Susan D. Mgmt For Withhold Against
Desmond-Hellmann
1.5 Elect Sheryl K. Mgmt For For For
Sandberg
1.6 Elect Peter A. Thiel Mgmt For For For
1.7 Elect Jeffrey D. Zients Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
9 Shareholder Proposal ShrHoldr Against For Against
Regarding a Report on
the Efficacy of
Enforcement of
Content
Policies
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Ideology
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Strategic
Alternatives
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect John F. Cogan Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish M. Manwani Mgmt For For For
6 Elect Daniel O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Permit Shareholders to Mgmt For For For
Act by Written
Consent
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/08/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Iain J. Mackay Mgmt For For For
4 Elect Sir Philip Mgmt For For For
Hampton
5 Elect Emma Walmsley Mgmt For For For
6 Elect Manvinder S. Mgmt For For For
Banga
7 Elect Hal V. Barron Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Lynn L. Elsenhans Mgmt For For For
10 Elect Laurie H. Mgmt For For For
Glimcher
11 Elect Jesse Goodman Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Urs Rohner Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/08/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture with Mgmt For For For
Pfizer
________________________________________________________________________________
Grupo Aeroportuario Del Centro Norte
Ticker Security ID: Meeting Date Meeting Status
OMA CINS P49530101 04/29/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For For For
Directors
2 Report of the CEO and Mgmt For For For
Independent
Auditor
3 Presentation of Mgmt For For For
Statutory
Reports
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits Mgmt For For For
and Dividends;
Authority to
Repurchase
Shares
6 Election of Directors; Mgmt For For For
Election of Committee
Members;
Fees
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/23/2019 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts; Release of
Responsibility
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Election of Directors Mgmt For For For
Series
BB
8 Election of Director Mgmt For For For
Series B Minority
Shareholders
9 Election of Directors Mgmt For For For
Series
B
10 Elect Laura Renee Diez Mgmt For For For
Barroso Azcarraga de
Laviada as Board
Chair
11 Directors' Fees Mgmt For For For
12 Elect Alvaro Fernandez Mgmt For For For
Garza as Member of
the Nomination and
Remuneration
Committee Series
B
13 Elect Carlos Cardenas Mgmt For For For
Guzman as Audit and
Corporate Governance
Committee
Chair
14 Report on Related Mgmt For For For
Party
Transactions
15 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/23/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share Capital for
Special
Dividend
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario del Sureste S.A.B. de CV
Ticker Security ID: Meeting Date Meeting Status
ASUR CINS P4950Y100 04/24/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO and Mgmt For For For
Auditor
2 Report of the Board of Mgmt For For For
Directors Regarding
Accounting
Standards
3 Report of the Board's Mgmt For For For
Activities and
Operations
4 Financial Statements Mgmt For For For
5 Report of the Audit Mgmt For For For
Committee
6 Report on Tax Mgmt For For For
Compliance
7 Authority to Increase Mgmt For For For
Legal
Reserve
8 Allocation of Dividends Mgmt For For For
9 Authority to Mgmt For For For
Repurchase
Shares
10 Ratification of Board Mgmt For For For
and CEO
Acts
11 Elect Ricardo Guajardo Mgmt For For For
Touche as Audit
Committee
Chair
12 Election of Nomination Mgmt For For For
and Remuneration
Committee Members;
Fees
13 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Hoshizaki Corporation
Ticker Security ID: Meeting Date Meeting Status
6465 CINS J23254105 03/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Seishi Sakamoto Mgmt For Abstain Against
3 Elect Yasuhiro Mgmt For Abstain Against
Kobayashi
4 Elect Masami Hongo Mgmt For Abstain Against
5 Elect Hideki Kawai Mgmt For Abstain Against
6 Elect Satoru Maruyama Mgmt For Abstain Against
7 Elect Daizoh Ogura Mgmt For Abstain Against
8 Elect Tsukasa Ozaki Mgmt For Abstain Against
9 Elect Shinichi Ochiai Mgmt For Abstain Against
10 Elect Yoshio Furukawa Mgmt For Abstain Against
11 Elect Tadashi Mizutani Mgmt For Abstain Against
12 Elect Katsuhiro Mgmt For Abstain Against
Kurimoto
13 Elect Yasushi Ieta Mgmt For Abstain Against
14 Elect Yoshihiko Seko Mgmt For Abstain Against
15 Elect Satoe Tsuge Mgmt For Abstain Against
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aneel Bhusri Mgmt For For For
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Reed E. Hundt Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Robert H. Swan Mgmt For For For
9 Elect Andrew Wilson Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Matthew Carter, Mgmt For For For
Jr.
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Sheila A. Penrose Mgmt For For For
5 Elect Ming Lu Mgmt For For For
6 Elect Bridget Macaskill Mgmt For For For
7 Elect Martin H. Nesbitt Mgmt For For For
8 Elect Jeetendra I. Mgmt For For For
Patel
9 Elect Ann Marie Petach Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2019 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michitaka Sawada Mgmt For For For
4 Elect Toshiaki Takeuchi Mgmt For For For
5 Elect Yoshihiro Hasebe Mgmt For For For
6 Elect Tomoharu Matsuda Mgmt For For For
7 Elect Sonosuke Kadonaga Mgmt For For For
8 Elect Osamu Shinobe Mgmt For For For
9 Elect Chiaki Mukai Mgmt For Against Against
10 Elect Nobuhide Hayashi Mgmt For For For
11 Elect Hideko Aoki as Mgmt For Against Against
Statutory
Auditor
12 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick Gillum Mgmt For For For
2 Elect Mary A. Mgmt For For For
Laschinger
3 Elect Erica L. Mann Mgmt For For For
4 Elect Carolyn Tastad Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
London Stock Exchange Group plc
Ticker Security ID: Meeting Date Meeting Status
LSE CINS G5689U103 05/01/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Jacques Aigrain Mgmt For For For
5 Elect Paul Heiden Mgmt For For For
6 Elect Raffaele Mgmt For For For
Jerusalmi
7 Elect Stephen O'Connor Mgmt For For For
8 Elect Val Rahmani Mgmt For For For
9 Elect Andrea Sironi Mgmt For For For
10 Elect David Warren Mgmt For For For
11 Elect Marshall C. Mgmt For For For
Bailey
12 Elect Kathleen DeRose Mgmt For For For
13 Elect Cressida Hogg Mgmt For For For
14 Elect Don Robert Mgmt For For For
15 Elect David A. Mgmt For For For
Schwimmer
16 Elect Ruth Wandhofer Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Richard H. Lenny Mgmt For For For
7 Elect John Mulligan Mgmt For For For
8 Elect Sheila A. Penrose Mgmt For For For
9 Elect John W. Rogers, Mgmt For For For
Jr.
10 Elect Paul S. Walsh Mgmt For For For
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment Regarding Mgmt For For For
Board
Size
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Mark D. Ketchum Mgmt For For For
6 Elect Peter W. May Mgmt For For For
7 Elect Jorge S. Mesquita Mgmt For For For
8 Elect Joseph Neubauer Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Christiana Smith Mgmt For For For
Shi
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
13 Elect Dirk Van de Put Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Deforestation in
Cocoa Supply
Chain
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/19/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Equity Grant (CEO Mgmt For Against Against
Andrew
Thorburn)
3 Re-elect Anne Loveridge Mgmt For For For
4 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Under CPS
Terms)
5 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Outside CPS
Terms)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nestle SA
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/11/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Elect Paul Bulcke as Mgmt For TNA N/A
Board
Chair
7 Elect Ulf Mark Mgmt For TNA N/A
Schneider
8 Elect Henri de Castries Mgmt For TNA N/A
9 Elect Beat Hess Mgmt For TNA N/A
10 Elect Renato Fassbind Mgmt For TNA N/A
11 Elect Ann Veneman Mgmt For TNA N/A
12 Elect Eva Cheng Mgmt For TNA N/A
13 Elect Patrick Aebischer Mgmt For TNA N/A
14 Elect Ursula M. Burns Mgmt For TNA N/A
15 Elect Kasper Rorsted Mgmt For TNA N/A
16 Elect Pablo Isla Mgmt For TNA N/A
17 Elect Kimberly Ross Mgmt For TNA N/A
18 Elect Dick Boer Mgmt For TNA N/A
19 Elect Dinesh Paliwal Mgmt For TNA N/A
20 Elect Beat Hess as Mgmt For TNA N/A
Compensation
Committee
Member
21 Elect Patrick Mgmt For TNA N/A
Aebischer as
Compensation
Committee
Member
22 Elect Ursula M. Burns Mgmt For TNA N/A
as Compensation
Committee
Member
23 Elect Pablo Isla as Mgmt For TNA N/A
Compensation
Committee
Member
24 Appointment of Auditor Mgmt For TNA N/A
25 Appointment of Mgmt For TNA N/A
Independent
Proxy
26 Board Compensation Mgmt For TNA N/A
27 Executive Compensation Mgmt For TNA N/A
28 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
29 Additional or Amended ShrHoldr Against TNA N/A
Shareholder
Proposals
30 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/28/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Mgmt For TNA N/A
and Management
Acts
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
5 Authority to Mgmt For TNA N/A
Repurchase
Shares
6 Dividend in Kind to Mgmt For TNA N/A
Effect Spin-Off of
Alcon
Inc.
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Compensation Report Mgmt For TNA N/A
10 Elect Jorg Reinhardt Mgmt For TNA N/A
as Board
Chair
11 Elect Nancy C. Andrews Mgmt For TNA N/A
12 Elect Ton Buchner Mgmt For TNA N/A
13 Elect Srikant M. Datar Mgmt For TNA N/A
14 Elect Elizabeth Doherty Mgmt For TNA N/A
15 Elect Ann M. Fudge Mgmt For TNA N/A
16 Elect Frans van Houten Mgmt For TNA N/A
17 Elect Andreas von Mgmt For TNA N/A
Planta
18 Elect Charles L. Mgmt For TNA N/A
Sawyers
19 Elect Enrico Vanni Mgmt For TNA N/A
20 Elect William T. Mgmt For TNA N/A
Winters
21 Elect Patrice Bula Mgmt For TNA N/A
22 Elect Srikant M. Datar Mgmt For TNA N/A
as Compensation
Committee
Member
23 Elect Ann M. Fudge as Mgmt For TNA N/A
Compensation
Committee
Member
24 Elect Enrico Vanni as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect William T. Mgmt For TNA N/A
Winters as
Compensation
Committee
Member
26 Elect Patrice Bula as Mgmt For TNA N/A
Compensation
Committee
Member
27 Appointment of Auditor Mgmt For TNA N/A
28 Appointment of Mgmt For TNA N/A
Independent
Proxy
29 Additional or Amended Mgmt For TNA N/A
Proposals
30 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVOB CINS K72807132 03/21/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Directors' Fees for Mgmt For For For
2018
6 Directors' Fees for Mgmt For For For
2019
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Helge Lund Mgmt For For For
9 Elect Jeppe Mgmt For For For
Christiansen
10 Elect Brian Daniels Mgmt For For For
11 Elect Laurence Debroux Mgmt For For For
12 Elect Andreas Fibig Mgmt For For For
13 Elect Sylvie Gregoire Mgmt For For For
14 Elect Liz Hewitt Mgmt For For For
15 Elect Kasim Kutay Mgmt For For For
16 Elect Martin Mackay Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Reduce Mgmt For For For
Share
Capital
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to
Employees
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Remuneration Policy Mgmt For For For
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Price
Reductions
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect William R. Mgmt For For For
Johnson
8 Elect Ramon L. Laguarta Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Pesticide
Reporting
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Dan R. Littman Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve the 2019 Stock Mgmt For For For
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right To
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Nicandro Durante Mgmt For For For
6 Elect Mary Harris Mgmt For For For
7 Elect Adrian Hennah Mgmt For For For
8 Elect Rakesh Kapoor Mgmt For For For
9 Elect Pamela J. Kirby Mgmt For For For
10 Elect Christopher A. Mgmt For For For
Sinclair
11 Elect Warren G. Tucker Mgmt For For For
12 Elect Andrew RJ Mgmt For For For
Bonfield
13 Elect Mehmood Khan Mgmt For For For
14 Elect Elane B. Stock Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Deferred Bonus Plan Mgmt For For For
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Royal Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
RY CINS 780087102 04/04/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew A. Mgmt For For For
Chisholm
2 Elect Jacynthe Cote Mgmt For For For
3 Elect Toos N. Daruvala Mgmt For For For
4 Elect David F. Denison Mgmt For For For
5 Elect Alice D. Laberge Mgmt For For For
6 Elect Michael H. McCain Mgmt For For For
7 Elect David I. McKay Mgmt For For For
8 Elect Heather Mgmt For For For
Munroe-Blum
9 Elect Kathleen P. Mgmt For For For
Taylor
10 Elect Bridget A. van Mgmt For For For
Kralingen
11 Elect Thierry Vandal Mgmt For For For
12 Elect Jeffery W. Yabuki Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Equity
Ratio
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
Technology
Committee
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Safran SA
Ticker Security ID: Meeting Date Meeting Status
SAF CINS F4035A557 11/27/2018 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Merger by Absorption Mgmt For For For
of Zodiac
Aerospace
7 Amendments to Articles Mgmt For For For
Regarding Share
Ownership
Rights
8 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Craig A. Conway Mgmt For For For
5 Elect Alan G. Mgmt For For For
Hassenfeld
6 Elect Neelie Kroes Mgmt For For For
7 Elect Colin L. Powell Mgmt For For For
8 Elect Sanford R. Mgmt For For For
Robertson
9 Elect John V. Roos Mgmt For For For
10 Elect Bernard Tyson Mgmt For For For
11 Elect Robin L. Mgmt For Against Against
Washington
12 Elect Maynard G. Webb Mgmt For For For
13 Elect Susan D. Wojcicki Mgmt For For For
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
the Certificate of
Incorporation and
Bylaws
15 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
16 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
17 Ratification of Auditor Mgmt For Against Against
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 04/30/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non-Tax Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Serge Weinberg Mgmt For For For
9 Elect Suet-Fern Lee Mgmt For For For
10 Ratification of the Mgmt For For For
Co-option of
Christophe
Babule
11 Remuneration Policy Mgmt For For For
(Chair)
12 Remuneration Policy Mgmt For For For
(CEO)
13 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
14 Remuneration of Mgmt For For For
Olivier Brandicourt,
CEO
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive Rights
Through Private
Placement
20 Authority to Issue Mgmt For For For
Debt
Instruments
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
23 Authority to Grant Mgmt For For For
Stock
Options
24 Authority to Issue Mgmt For For For
Performance
Shares
25 Authority to Increase Mgmt For For For
Capital through
Capitalisation
26 Employee Stock Mgmt For For For
Purchase
Plan
27 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Schneider Electric SE
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/25/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Remuneration of Mgmt For For For
Jean-Pascal Tricoire,
Chair and
CEO
9 Remuneration of Mgmt For For For
Emmanuel Babeau,
Deputy
CEO
10 Remuneration Policy Mgmt For For For
(Chair and
CEO)
11 Remuneration Policy Mgmt For For For
(Deputy
CEO)
12 Elect Gregory M. Mgmt For For For
Spierkel
13 Elect Carolina Dybeck Mgmt For For For
Happe
14 Elect MA Xuezheng Mgmt For For For
15 Elect Lip-Bu Tan Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
19 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive Rights
(Including in Case of
Exchange
Offer)
21 Greenshoe Mgmt For For For
22 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
24 Authority to Issue Mgmt For For For
Performance
Shares
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Employee Stock Mgmt For For For
Purchase Plan for
Overseas
Employees
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosalind G. Mgmt For For For
Brewer
2 Elect Mary N. Dillon Mgmt For Against Against
3 Elect Mellody L. Hobson Mgmt For For For
4 Elect Kevin R. Johnson Mgmt For For For
5 Elect Jorgen Vig Mgmt For For For
Knudstorp
6 Elect Satya Nadella Mgmt For For For
7 Elect Joshua Cooper Mgmt For For For
Ramo
8 Elect Clara Shih Mgmt For For For
9 Elect Javier G. Teruel Mgmt For For For
10 Elect Myron E. Ullman, Mgmt For For For
III
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable
Packaging
________________________________________________________________________________
Stichting Administratiekantoor Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
STAK CINS N8981F271 06/26/2019 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Dissolution of the Mgmt For For For
Company
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Symrise AG
Ticker Security ID: Meeting Date Meeting Status
SY1 CINS D827A1108 05/22/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorised Mgmt For For For
Capital
10 Reduction of Mgmt For For For
Conditional Capital
2017
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Freeman A. Mgmt For For For
Hrabowski
III
4 Elect Robert F. Mgmt For For For
MacLellan
5 Elect Olympia J. Snowe Mgmt For For For
6 Elect William J. Mgmt For For For
Stromberg
7 Elect Richard R. Verma Mgmt For For For
8 Elect Sandra S. Mgmt For For For
Wijnberg
9 Elect Alan D. Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams, Mgmt For For For
Jr.
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For For For
3 Elect Marc Bolland Mgmt For For For
4 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
5 Elect Christopher C. Mgmt For For For
Davis
6 Elect Barry Diller Mgmt For For For
7 Elect Helene D. Gayle Mgmt For For For
8 Elect Alexis M. Herman Mgmt For For For
9 Elect Robert A. Kotick Mgmt For For For
10 Elect Maria Elena Mgmt For For For
Lagomasino
11 Elect James Quincey Mgmt For For For
12 Elect Caroline J. Tsay Mgmt For For For
13 Elect David B. Weinberg Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CINS 891160509 04/04/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect William E. Mgmt For For For
Bennett
3 Elect Amy Woods Mgmt For For For
Brinkley
4 Elect Brian C. Ferguson Mgmt For For For
5 Elect Colleen A. Mgmt For For For
Goggins
6 Elect Mary Jo Haddad Mgmt For For For
7 Elect Jean-Ren3 Halde Mgmt For For For
8 Elect David E. Kepler Mgmt For For For
9 Elect Brian M. Levitt Mgmt For For For
10 Elect Alan N. MacGibbon Mgmt For For For
11 Elect Karen E. Maidment Mgmt For For For
12 Elect Bharat B. Masrani Mgmt For For For
13 Elect Irene R. Miller Mgmt For For For
14 Elect Nadir H. Mohamed Mgmt For For For
15 Elect Claude Mongeau Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
GHG-Intensive
Financing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Equity
Ratio
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Safra A. Catz Mgmt For For For
4 Elect Francis deSouza Mgmt For For For
5 Elect Michael Froman Mgmt For For For
6 Elect Robert A. Iger Mgmt For For For
7 Elect Maria Elena Mgmt For For For
Lagomasino
8 Elect Mark G. Parker Mgmt For For For
9 Elect Derica W. Rice Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Cybersecurity
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Roberto G. Mgmt For For For
Mendoza
7 Elect Michael A. Mgmt For For For
Miles,
Jr.
8 Elect Angela A. Sun Mgmt For For For
9 Elect Frances F. Mgmt For For For
Townsend
10 Elect Solomon D. Mgmt For For For
Trujillo
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Unilever NV
Ticker Security ID: Meeting Date Meeting Status
UNA CINS N8981F271 05/01/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Remuneration Report Mgmt For For For
4 Ratification of Mgmt For For For
Executive Directors'
Acts
5 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
6 Elect Nils Andersen to Mgmt For For For
the Board of
Directors
7 Elect Laura M.L. Cha Mgmt For For For
to the Board of
Directors
8 Elect Vittorio Colao Mgmt For For For
to the Board of
Directors
9 Elect Marijn E. Mgmt For For For
Dekkers to the Board
of
Directors
10 Elect Judith Hartmann Mgmt For For For
to the Board of
Directors
11 Elect Andrea Jung to Mgmt For For For
the Board of
Directors
12 Elect Mary MA Xuezheng Mgmt For For For
to the Board of
Directors
13 Elect Strive T. Mgmt For For For
Masiyiwa to the Board
of
Directors
14 Elect Youngme E. Moon Mgmt For For For
to the Board of
Directors
15 Elect Graeme D. Mgmt For For For
Pitkethly to the
Board of
Directors
16 Elect John Rishton to Mgmt For For For
the Board of
Directors
17 Elect Feike Sijbesma Mgmt For For For
to the Board of
Directors
18 Elect Alan Jope to the Mgmt For For For
Board of
Directors
19 Elect Susan Kilsby to Mgmt For For For
the Board of
Directors
20 Appointment of Auditor Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Cancellation of Shares Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Authority to Suppress Mgmt For For For
Preemptive
Rights
25 Authority to Suppress Mgmt For For For
Preemptive Rights
(Acquisition
or
Capital Investment)
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/02/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Nils Andersen Mgmt For For For
4 Elect Laura M.L. Cha Mgmt For For For
5 Elect Vittorio Colao Mgmt For For For
6 Elect Marijn E. Dekkers Mgmt For For For
7 Elect Judith Hartmann Mgmt For For For
8 Elect Andrea Jung Mgmt For For For
9 Elect Mary MA Xuezheng Mgmt For For For
10 Elect Strive T. Mgmt For For For
Masiyiwa
11 Elect Youngme E. Moon Mgmt For For For
12 Elect Graeme D. Mgmt For For For
Pitkethly
13 Elect John Rishton Mgmt For For For
14 Elect Feike Sijbesma Mgmt For For For
15 Elect Alan Jope Mgmt For For For
16 Elect Susan Kilsby Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Rodney C. Adkins Mgmt For For For
3 Elect Michael J. Burns Mgmt For For For
4 Elect William R. Mgmt For For For
Johnson
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Rudy H.P. Markham Mgmt For For For
7 Elect Franck J. Moison Mgmt For For For
8 Elect Clark T. Randt, Mgmt For For For
Jr.
9 Elect Christiana Smith Mgmt For For For
Shi
10 Elect John T. Stankey Mgmt For For For
11 Elect Carol B. Tome Mgmt For For For
12 Elect Kevin M. Warsh Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Celeste A. Clark Mgmt For For For
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Donald M. James Mgmt For For For
7 Elect Maria R. Morris Mgmt For For For
8 Elect Juan A. Pujadas Mgmt For For For
9 Elect James H. Quigley Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect C. Allen Parker Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/12/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO - Mgmt For For For
Brian
Hartzer)
4 Re-elect Craig W. Dunn Mgmt For Against Against
5 Elect Peter S. Nash Mgmt For For For
6 Elect Yuen Mei (Anita) Mgmt For For For
Fung
________________________________________________________________________________
Yum Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paget L. Alves Mgmt For For For
2 Elect Michael J. Mgmt For For For
Cavanagh
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Brian C. Cornell Mgmt For For For
5 Elect Greg Creed Mgmt For For For
6 Elect Tanya L. Domier Mgmt For For For
7 Elect Mirian M. Mgmt For For For
Graddick-Weir
8 Elect Thomas C. Nelson Mgmt For For For
9 Elect P. Justin Skala Mgmt For For For
10 Elect Elane B. Stock Mgmt For For For
11 Elect Robert D. Walter Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Renewable Energy
Sourcing
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Deforestation and
Climate Impact
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable
Packaging
________________________________________________________________________________
Yum China Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUMC CUSIP 98850P109 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Hu Mgmt For For For
2 Elect Joey Wat Mgmt For For For
3 Elect Micky Pant Mgmt For For For
4 Elect Peter A. Bassi Mgmt For For For
5 Elect Christian L. Mgmt For For For
Campbell
6 Elect Ed Yiu-Cheong Mgmt For For For
Chan
7 Elect Edouard Ettedgui Mgmt For For For
8 Elect Cyril Han Mgmt For For For
9 Elect Louis T. Hsieh Mgmt For For For
10 Elect Ruby Lu Mgmt For For For
11 Elect Zili Shao Mgmt For For For
12 Elect William Wang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For Against Against
9 Elect Maria Teresa Mgmt For For For
Hilado
10 Elect Syed Jafry Mgmt For For For
11 Elect Michael W. Mgmt For For For
Michelson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Morningstar International Moat ETF
________________________________________________________________________________
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 05/02/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Compensation Report Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Increase in Authorised Mgmt For TNA N/A
Capital
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
9 Elect Matti Alahuhta Mgmt For TNA N/A
10 Elect Gunnar Brock Mgmt For TNA N/A
11 Elect David E. Mgmt For TNA N/A
Constable
12 Elect Frederico Fleury Mgmt For TNA N/A
Curado
13 Elect Lars Forberg Mgmt For TNA N/A
14 Elect Jennifer Xin-Zhe Mgmt For TNA N/A
Li
15 Elect Geraldine Mgmt For TNA N/A
Matchett
16 Elect David Meline Mgmt For TNA N/A
17 Elect Satish Pai Mgmt For TNA N/A
18 Elect Jacob Wallenberg Mgmt For TNA N/A
19 Elect Peter R. Voser Mgmt For TNA N/A
as Board
Chair
20 Elect David E. Mgmt For TNA N/A
Constable as
Compensation
Committee
Member
21 Elect Frederico Fleury Mgmt For TNA N/A
Curado as
Compensation
Committee
Member
22 Elect Jennifer Xin-Zhe Mgmt For TNA N/A
Li as Compensation
Committee
Member
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Appointment of Auditor Mgmt For TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 03/01/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fixed Assets Mgmt For For For
Investment
Budget
3 Elect ZHANG Keqiu Mgmt For For For
4 Elect Margaret LEUNG Mgmt For For For
Ko May
Yee
5 Elect LIU Shouying Mgmt For For For
6 Elect LI Wei Mgmt For For For
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect ZHOU Mubing Mgmt For For For
8 Elect CAI Dong Mgmt For For For
9 Elect WANG Xinxin Mgmt For For For
10 Authority to Issue Mgmt For For For
Write-Dow Capital
Bonds
11 Elect WU Jingtao Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 11/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Jindong as Mgmt For For For
Supervisor
3 Elect LI Wang as Mgmt For For For
Supervisor
4 Elect ZHANG Jie as Mgmt For For For
Supervisor
5 Elect LIU Hongxia as Mgmt For For For
Supervisor
6 Directors' Fees for Mgmt For For For
2017
7 Supervisory Fees for Mgmt For For For
2017
8 2019-2021 Capital Mgmt For For For
Planning
9 Issuance Plan of Mgmt For For For
Eligible Tier-2
Capital
Instruments
________________________________________________________________________________
Altice Europe N.V.
Ticker Security ID: Meeting Date Meeting Status
ATC CINS N0R25F103 06/27/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Ratification of Mgmt For For For
Executive Directors'
Acts
7 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
8 Elect Dennis Okhuijsen Mgmt For For For
to the Board of
Directors
9 Elect Jurgen van Mgmt For Against Against
Breukelen to the
Board of
Directors
10 Approve Annual Bonus Mgmt For Against Against
for Natacha Marty,
General
Counsel
11 Amend Annual Bonus of Mgmt For For For
Alain Weill,
CEO
12 Amend Remuneration of Mgmt For Against Against
Natacha Marty,
General
Counsel
13 Amendments to the Mgmt For Against Against
Remuneration
Policy
14 Directors' Fees Mgmt For Against Against
(Discretionary Cash
Compensation)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Cancellation of Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373102 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees
8 Amendments to Mgmt For For For
Procedural Rules for
Shareholders'
Meetings
9 Amendments to Mgmt For For For
Procedural Rules for
Board of
Director
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect GAO Dengbang Mgmt For For For
14 Elect WANG Jianchao Mgmt For Against Against
15 Elect WU Bin Mgmt For Against Against
16 Elect LI Qunfeng Mgmt For For For
17 Elect DING Feng Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect YANG Mianzhi Mgmt For For For
20 Elect Simon LEUNG Tat Mgmt For For For
Kwong
21 Elect ZHANG Yunyan Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect WU Xiaoming Mgmt For For For
24 Elect WANG Pengfei Mgmt For Against Against
________________________________________________________________________________
Anta Sports Products
Ticker Security ID: Meeting Date Meeting Status
2020 CINS G04011105 02/22/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
________________________________________________________________________________
ANTA Sports Products Limited
Ticker Security ID: Meeting Date Meeting Status
2020 CINS G04011105 04/09/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DING Shizhong Mgmt For Against Against
6 Elect ZHENG Jie Mgmt For For For
7 Elect DAI Zhongchuan Mgmt For For For
8 Elect Stephen YIU Kin Mgmt For For For
Wah
9 Elect MEI Ming Zhi Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BAE Systems plc
Ticker Security ID: Meeting Date Meeting Status
BA CINS G06940103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Revathi Advaithi Mgmt For For For
5 Elect Roger Carr Mgmt For For For
6 Elect Elizabeth Corley Mgmt For For For
7 Elect Gerard J. DeMuro Mgmt For For For
8 Elect Harriet Green Mgmt For For For
9 Elect Chris Grigg Mgmt For For For
10 Elect Peter Lynas Mgmt For For For
11 Elect Paula Rosput Mgmt For For For
Reynolds
12 Elect Nicholas Rose Mgmt For For For
13 Elect Ian Tyler Mgmt For For For
14 Elect Charles Woodburn Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Amendments to Articles Mgmt For For For
(Bundled)
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 01/04/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Type of Securities to Mgmt For For For
Be Issued and Issue
Size
5 Par Value and Issue Mgmt For For For
Price
6 Term Mgmt For For For
7 Method of Issuance Mgmt For For For
8 Target Investors Mgmt For For For
9 Lock-up Period Mgmt For For For
10 Terms of Dividend Mgmt For For For
Distribution
11 Terms of Compulsory Mgmt For For For
Conversion
12 Terms of Conditional Mgmt For For For
Redemption
13 Voting Rights Mgmt For For For
Restrictions
14 Voting Rights Mgmt For For For
Restoration
15 Order of Priority and Mgmt For For For
Method of
Liquidation
16 Rating Arrangement Mgmt For For For
17 Guarantee Arrangement Mgmt For For For
18 Use of Proceeds from Mgmt For For For
Issuance of Domestic
Preference
Shares
19 Trading Transfer Mgmt For For For
Arrangement
20 Relationship between Mgmt For For For
Offshore and Domestic
Issuance
21 Validity Period of Mgmt For For For
Resolution regarding
Issuance of Domestic
Preference
Shares
22 Application and Mgmt For For For
Approval Procedures
to Be Completed for
Issuance
23 Matters relating to Mgmt For For For
Authorization
24 Type of Securities to Mgmt For For For
Be Issued and Issue
Size
25 Par Value and Issue Mgmt For For For
Price
26 Term Mgmt For For For
27 Method of Issuance Mgmt For For For
28 Target Investors Mgmt For For For
29 Lock-up Period Mgmt For For For
30 Terms of Dividend Mgmt For For For
Distribution
31 Terms of Compulsory Mgmt For For For
Conversion
32 Terms of Conditional Mgmt For For For
Redemption
33 Voting Rights Mgmt For For For
Restrictions
34 Voting Rights Mgmt For For For
Restoration
35 Order of Priority and Mgmt For For For
Method of
Liquidation
36 Rating Arrangement Mgmt For For For
37 Guarantee Arrangement Mgmt For For For
38 Use of Proceeds from Mgmt For For For
Issuance of Domestic
Preference
Shares
39 Trading Transfer Mgmt For For For
Arrangement
40 Relationship between Mgmt For For For
Offshore and Domestic
Issuance
41 Validity Period of Mgmt For For For
Resolution regarding
Issuance of Domestic
Preference
Shares
42 Application and Mgmt For For For
Approval Procedures
to Be Completed for
Issuance
43 Matters relating to Mgmt For For For
Authorization
44 Impact on Dilution of Mgmt For For For
Current Returns and
Remedial Measures
upon Issuance of
Preference
Shares
45 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
46 Elect WU Fulin Mgmt For For For
47 Elect LIN Jingzhen Mgmt For For For
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/17/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2019 Investment Budget Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect ZHANG Jiangang Mgmt For For For
9 Elect Martin LIAO Mgmt For For For
Cheung
Kong
10 Elect WANG Changyun Mgmt For For For
11 Elect Angela CHAO Mgmt For Against Against
12 Elect WANG Xiquan as Mgmt For For For
Supervisor
13 Elect JIA Xinagsen as Mgmt For For For
Supervisor
14 Elect ZHENG Zhiguang Mgmt For For For
as
Supervisor
15 Directors' Fees Mgmt For For For
16 Supervisors' Mgmt For For For
Remuneration
17 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Bonds
19 Authority to Issue Mgmt For For For
Write-down of Undated
Capital
Bonds
20 Authority to Issue Mgmt For For For
Qualified Write-down
Tier-2 Capital
Instruments
21 Elect TAN Yiwu Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 09/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Liange Mgmt For For For
3 Elect Jiang Guohua Mgmt For For For
________________________________________________________________________________
Bayerische Motoren Werke AG
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/16/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Abstain Against
Management Board
Acts
7 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Susanne Klatten Mgmt For Against Against
10 Elect Stefan Quandt Mgmt For Against Against
11 Elect Vishal Sikka Mgmt For For For
12 Increase in Authorised Mgmt For For For
Capital for Employee
Share
Plan
________________________________________________________________________________
Beijing Capital International Airport
Ticker Security ID: Meeting Date Meeting Status
0694 CINS Y07717104 08/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Enterprises Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0392 CINS Y07702122 06/11/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Yongcheng Mgmt For For For
6 Elect E Meng Mgmt For For For
7 Elect JIANG Xinhao Mgmt For For For
8 Elect YU Sun Say Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Nils Andersen Mgmt For For For
6 Elect Alison J. Mgmt For For For
Carnwath
7 Elect Pamela Daley Mgmt For For For
8 Elect Ian E.L. Davis Mgmt For For For
9 Elect Dame Ann Dowling Mgmt For For For
10 Elect Helge Lund Mgmt For For For
11 Elect Melody B. Meyer Mgmt For For For
12 Elect Brendan R. Nelson Mgmt For For For
13 Elect Paula Rosput Mgmt For For For
Reynolds
14 Elect John Sawers Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
23 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
BRP Inc.
Ticker Security ID: Meeting Date Meeting Status
DOO CINS 05577W200 05/30/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Pierre Beaudoin Mgmt For For For
3 Elect Joshua Bekenstein Mgmt For For For
4 Elect Jose Boisjoli Mgmt For For For
5 Elect J.R. Andre Mgmt For For For
Bombardier
6 Elect Michael S. Hanley Mgmt For For For
7 Elect Louis Laporte Mgmt For For For
8 Elect Estelle Metayer Mgmt For For For
9 Elect Nicholas Nomicos Mgmt For For For
10 Elect Daniel J. O'Neill Mgmt For For For
11 Elect Edward M. Philip Mgmt For For For
12 Elect Joseph Robbins Mgmt For For For
13 Elect Barbara J. Mgmt For For For
Samardzich
14 Appointment of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Calbee, Inc.
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/19/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuji Ito Mgmt For For For
4 Elect Makoto Ehara Mgmt For For For
5 Elect Koichi Kikuchi Mgmt For For For
6 Elect Yuzaburo Mogi Mgmt For For For
7 Elect Takahisa Takahara Mgmt For For For
8 Elect Atsuko Fukushima Mgmt For For For
9 Elect Yoshihiko Mgmt For For For
Miyauchi
10 Elect Anne TSE Mgmt For For For
11 Elect Yoshio Mataichi Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
13 Amendment to Mgmt For For For
Trust-Type Equity
Plan
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CINS 13321L108 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian Bruce Mgmt For For For
3 Elect Daniel Camus Mgmt For For For
4 Elect Donald Deranger Mgmt For For For
5 Elect Catherine Gignac Mgmt For For For
6 Elect Tim Gitzel Mgmt For For For
7 Elect Jim Gowans Mgmt For For For
8 Elect Kathryn Jackson Mgmt For For For
9 Elect Don Kayne Mgmt For For For
10 Elect Anne McLellan Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Canadian Resident Mgmt N/A Abstain N/A
Status
________________________________________________________________________________
Canadian Imperial Bank Of Commerce
Ticker Security ID: Meeting Date Meeting Status
CM CINS 136069101 04/04/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Brent S. Belzberg Mgmt For For For
3 Elect Nanci E. Caldwell Mgmt For For For
4 Elect Michelle L. Mgmt For For For
Collins
5 Elect Patrick D. Daniel Mgmt For For For
6 Elect Luc Desjardins Mgmt For For For
7 Elect Victor G. Dodig Mgmt For For For
8 Elect Linda S. Mgmt For For For
Hasenfratz
9 Elect Kevin J. Kelly Mgmt For For For
10 Elect Christine E. Mgmt For For For
Larsen
11 Elect Nicholas D. Le Mgmt For For For
Pan
12 Elect John P. Manley Mgmt For For For
13 Elect Jane L. Peverett Mgmt For For For
14 Elect Katharine B. Mgmt For For For
Stevenson
15 Elect Martine Turcotte Mgmt For For For
16 Elect Barry L. Zubrow Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Equity
Ratio
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
Technology
Committee
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/12/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect NG Kee Choe Mgmt For For For
5 Elect Stephen LEE Mgmt For For For
Ching
Yen
6 Elect Phillip Nalliah Mgmt For For For
Pillai
7 Elect LEE Chee Koon Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plans
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Adoption of CapitaLand Mgmt For For For
Performance Share
Plan
2020
13 Adoption of CapitaLand Mgmt For For For
Restricted Share Plan
2020
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/12/2019 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Issuance of Mgmt For For For
Consideration Shares
w/o Preemptive
Rights
3 Whitewash Wavier Mgmt For For For
________________________________________________________________________________
CapitaLand Mall Trust
Ticker Security ID: Meeting Date Meeting Status
C38U CINS Y1100L160 10/25/2018 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Carnival Corporation
Ticker Security ID: Meeting Date Meeting Status
CCL CINS G19081101 04/16/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Jonathon Band Mgmt For For For
3 Elect Jason G. Cahilly Mgmt For For For
4 Elect Helen Deeble Mgmt For For For
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Richard J. Mgmt For For For
Glasier
7 Elect Debra J. Mgmt For For For
Kelly-Ennis
8 Elect Katie Lahey Mgmt For For For
9 Elect John Parker Mgmt For For For
10 Elect Stuart Subotnick Mgmt For For For
11 Elect Laura A. Weil Mgmt For For For
12 Elect Randall J. Mgmt For For For
Weisenburger
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Directors' Mgmt For For For
Remuneration
Report
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2018 Fixed Asset Mgmt For For For
Investment
Plan
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Elect LIU Guiping as Mgmt For For For
Director
10 Elect Murray Horn as Mgmt For For For
Director
11 Elect Graeme Wheeler Mgmt For For For
as
Director
12 Elect ZHAO Xijun as Mgmt For For For
Supervisor
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For For For
Undated Capital
Bonds
15 Authority to Issue Mgmt For For For
Eligible tier-2
Capital
Instruments
16 Elect TIAN Bo as Mgmt For For For
Director
17 Elect XIA Yang as Mgmt For For For
Director
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/22/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Jie Mgmt For For For
6 Elect DONG Xin Mgmt For For For
7 Elect Moses CHENG Mo Mgmt For Against Against
Chi
8 Elect YANG Qiang Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 05/16/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KAM Hing Lam Mgmt For For For
6 Elect Davy CHUNG Sun Mgmt For Against Against
Keung
7 Elect Ezra PAU Yee Wan Mgmt For For For
8 Elect Grace WOO Chia Mgmt For Against Against
Ching
9 Elect Donald J. Roberts Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Directors' Fees Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
CK Asset Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1113 CINS G2177B101 10/30/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Joint Venture Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CSPC Pharmaceutical Group Limited
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 05/27/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CAI Dongchen Mgmt For Against Against
6 Elect PAN Weidong Mgmt For For For
7 Elect CHAK Kin Man Mgmt For For For
8 Elect Leonard CHAN Siu Mgmt For For For
Keung
9 Elect WANG Bo Mgmt For For For
10 Elect ZHANG Cuilong Mgmt For For For
11 Elect WANG Qingxi Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
17 Authority to Grant Mgmt For Against Against
Options Under Share
Option
Scheme
________________________________________________________________________________
Denso Corporation
Ticker Security ID: Meeting Date Meeting Status
6902 CINS J12075107 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Koji Arima Mgmt For For For
3 Elect Yasushi Yamanaka Mgmt For For For
4 Elect Hiroyuki Mgmt For For For
Wakabayashi
5 Elect Shoji Tsuzuki Mgmt For For For
6 Elect Akio Toyoda Mgmt For For For
7 Elect George Olcott Mgmt For For For
8 Elect Shigeki Kushida Mgmt For For For
9 Elect Yuko Mitsuya Mgmt For For For
10 Elect Atsuhiko Shimmura Mgmt For Against Against
11 Elect Yasuko Goto Mgmt For For For
12 Elect Haruo Kitamura Mgmt For For For
13 Elect Hiromi Kitagawa Mgmt For For For
as Alternate
Statutory
Auditor
14 Bonus Mgmt For For For
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CINS 29250N105 05/08/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Pamela L. Carter Mgmt For Abstain Against
3 Elect Marcel R. Coutu Mgmt For For For
4 Elect Susan M. Mgmt For For For
Cunningham
5 Elect Gregory L. Ebel Mgmt For For For
6 Elect J. Herb England Mgmt For For For
7 Elect Charles W. Mgmt For For For
Fischer
8 Elect V. Maureen Mgmt For For For
Kempston
Darkes
9 Elect Teresa S. Madden Mgmt For For For
10 Elect Al Monaco Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Elect Dan C. Tutcher Mgmt For For For
13 Elect Catherine L. Mgmt For For For
Williams
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 2019 Long Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Genting Singapore Limited
Ticker Security ID: Meeting Date Meeting Status
G13 CINS Y2692C139 04/17/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Kok Thay Mgmt For Against Against
4 Elect CHAN Swee Liang Mgmt For For For
Carolina Carol
Fong
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/08/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Iain J. Mackay Mgmt For For For
4 Elect Sir Philip Mgmt For For For
Hampton
5 Elect Emma Walmsley Mgmt For For For
6 Elect Manvinder S. Mgmt For For For
Banga
7 Elect Hal V. Barron Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Lynn L. Elsenhans Mgmt For For For
10 Elect Laurie H. Mgmt For For For
Glimcher
11 Elect Jesse Goodman Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Urs Rohner Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/08/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Venture with Mgmt For For For
Pfizer
________________________________________________________________________________
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
GRF CINS E5706X215 05/23/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Individual Accounts Mgmt For For For
and Reports;
Allocation of
Profits/Dividends
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
(Individual
Accounts)
8 Appointment of Auditor Mgmt For For For
(Consolidated
Accounts)
9 Resignation of Anna Mgmt For For For
Veiga
Lluch
10 Elect Enriqueta Felip Mgmt For For For
Font
11 Elect Raimon Grifols Mgmt For For For
Roura
12 Elect Tomas Daga Mgmt For For For
Gelabert
13 Elect Carina Szpilka Mgmt For For For
Lazaro
14 Elect Inigo Mgmt For For For
Sanchez-Asiain
Mardones
15 Amendments to Articles Mgmt For For For
(Distance
Voting)
16 Amendments to General Mgmt For For For
Meeting Regulations
(Distance
Voting)
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Remuneration Report Mgmt For For For
(Advisory)
19 Authorisation of Legal Mgmt For For For
Formalities
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/23/2019 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts; Release of
Responsibility
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Dividends Mgmt For For For
6 Authority to Mgmt For For For
Repurchase
Shares
7 Election of Directors Mgmt For For For
Series
BB
8 Election of Director Mgmt For For For
Series B Minority
Shareholders
9 Election of Directors Mgmt For For For
Series
B
10 Elect Laura Renee Diez Mgmt For For For
Barroso Azcarraga de
Laviada as Board
Chair
11 Directors' Fees Mgmt For For For
12 Elect Alvaro Fernandez Mgmt For For For
Garza as Member of
the Nomination and
Remuneration
Committee Series
B
13 Elect Carlos Cardenas Mgmt For For For
Guzman as Audit and
Corporate Governance
Committee
Chair
14 Report on Related Mgmt For For For
Party
Transactions
15 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Aeroportuario Del Pacifico S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GAP CINS P4959P100 04/23/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Reduce Mgmt For For For
Share Capital for
Special
Dividend
2 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Hongkong Land Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
HKLD CINS G4587L109 05/08/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Adam P.C. Keswick Mgmt For Against Against
3 Elect Anthony Mgmt For Against Against
Nightingale
4 Elect Christina Ong Mgmt For Against Against
5 Elect James M. Sassoon Mgmt For Against Against
6 Elect Michael WU Wei Mgmt For Against Against
Kuo
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 04/12/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Ewen Stevenson Mgmt For For For
5 Elect Jose Antonio Mgmt For For For
Meade
Kuribena
6 Elect Kathleen L. Casey Mgmt For For For
7 Elect Laura M.L. Cha Mgmt For For For
8 Elect Henri de Castries Mgmt For For For
9 Elect John M. Flint Mgmt For For For
10 Elect Irene LEE Yun Mgmt For For For
Lien
11 Elect Heidi G. Miller Mgmt For For For
12 Elect Marc Moses Mgmt For For For
13 Elect David T. Nish Mgmt For For For
14 Elect Jonathan R. Mgmt For For For
Symonds
15 Elect Jackson P. Tai Mgmt For For For
16 Elect Mark E. Tucker Mgmt For For For
17 Elect Pauline van der Mgmt For For For
Meer
Mohr
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (specified
capital
investment)
24 Authority to Issue Mgmt For For For
Repurchased
Shares
25 Authority to Mgmt For For For
Repurchase
Shares
26 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (contingent
convertible
securities)
27 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (contingent
convertible
securities)
28 Scrip Dividend Mgmt For For For
29 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Pension
Scheme
________________________________________________________________________________
Imperial Brands Plc
Ticker Security ID: Meeting Date Meeting Status
IMB CINS G4720C107 02/06/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Susan M. Clark Mgmt For For For
5 Elect Alison Cooper Mgmt For For For
6 Elect Therese Esperdy Mgmt For For For
7 Elect Simon Langelier Mgmt For For For
8 Elect Matthew Phillips Mgmt For For For
9 Elect Steven P. Mgmt For For For
Stanbrook
10 Elect Oliver Tant Mgmt For For For
11 Elect Mark Williamson Mgmt For For For
12 Elect Karen Witts Mgmt For For For
13 Elect Malcolm I. Wyman Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 05/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect HU Hao Mgmt For For For
3 Elect TAN Jiong Mgmt For For For
4 Issuance of Undated Mgmt For For For
Additional Tier 1
Capital
Bonds
5 Elect CHEN Siqing Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/20/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
2018
6 2018 Fixed Asset Mgmt For For For
Investment
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect YANG Siu Shun as Mgmt For For For
Independent
Director
9 Elect ZHANG Wei as Mgmt For For For
Shareholder
Supervisor
10 Elect SHEN Bingxi as Mgmt For For For
External
Supervisor
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Elect LU Yongzhen as Mgmt For For For
Non-executive
director
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 11/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHENG Fuqing Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Nout Wellink Mgmt For For For
5 Elect Fred HU Zuliu Mgmt For For For
6 Elect QU Qiang as Mgmt For For For
Supervisor
7 Directors' Fees for Mgmt For For For
2017
8 Supervisors' Fees for Mgmt For For For
2017
9 Issuance of Eligible Mgmt For For For
Tier 2 Capital
Instruments
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Type of Preference Mgmt For For For
Shares
12 Number of Preference Mgmt For For For
Shares and Issue
Size
13 Method of Issuance Mgmt For For For
14 Par Value and Issue Mgmt For For For
Price
15 Maturity Mgmt For For For
16 Target Investors Mgmt For For For
17 Lock-up Period Mgmt For For For
18 Terms of Distribution Mgmt For For For
of
Dividends
19 Terms of Mandatory Mgmt For For For
Conversion
20 Terms of Conditional Mgmt For For For
Redemption
21 Restrictions on Voting Mgmt For For For
Rights
22 Restoration of Voting Mgmt For For For
Rights
23 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
24 Rating Mgmt For For For
25 Security Mgmt For For For
26 Use of Proceeds Mgmt For For For
27 Transfer Mgmt For For For
28 Relationship between Mgmt For For For
Domestic and Offshore
Issuance
29 Validity Period Mgmt For For For
30 Application and Mgmt For For For
Approval
Procedures
31 Matters relating to Mgmt For For For
Authorisation
32 Type of Preference Mgmt For For For
Shares
33 Number of Preference Mgmt For For For
Shares and Issue
Size
34 Method of Issuance Mgmt For For For
35 Par Value and Issue Mgmt For For For
Price
36 Maturity Mgmt For For For
37 Target Investors Mgmt For For For
38 Lock-up Period Mgmt For For For
39 Terms of Distribution Mgmt For For For
of
Dividends
40 Terms of Mandatory Mgmt For For For
Conversion
41 Terms of Conditional Mgmt For For For
Redemption
42 Restrictions on Voting Mgmt For For For
Rights
43 Restoration of Voting Mgmt For For For
Rights
44 Order of Distribution Mgmt For For For
of Residual Assets
and Basis for
Liquidation
45 Rating Mgmt For For For
46 Security Mgmt For For For
47 Use of Proceeds Mgmt For For For
48 Transfer Mgmt For For For
49 Relationship between Mgmt For For For
Domestic and Offshore
Issuance
50 Validity Period Mgmt For For For
51 Application and Mgmt For For For
Approval
Procedures
52 Matters relating to Mgmt For For For
Authorisation
53 Impact on Dilution of Mgmt For For For
Immediate Returns of
Issuance of
Preference
Shares and Remedial
Measures
54 Shareholder Return Mgmt For For For
Plan for 2018 to
2020
55 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IOOF Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IFL CINS Q49809108 11/28/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Elizabeth Mgmt For For For
Flynn
3 Re-elect John Selak Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant Mgmt For For For
(Christopher Kelaher
MD)
6 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
KBC Groupe SA
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 10/04/2018 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Increase in Authorised Mgmt For For For
Capital (w/o
Preemptive
Rights)
5 Increase in Authorised Mgmt For For For
Capital (w/
Preemptive
Rights)
6 Amendments to Articles Mgmt For For For
Regarding Share
Repurchase
7 Authorisation of Legal Mgmt For For For
Formalities
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KBC Groupe SA NV
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/02/2019 Voted
Meeting Type Country of Trade
Annual Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Authority to Set Mgmt For For For
Auditor's Fees for
the 2018 Fiscal
Year
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Elect Koenraad Mgmt For For For
Debackere to the
Board of
Directors
14 Elect Alain Bostoen Mgmt For Against Against
to the Board of
Directors
15 Elect Franky Depickere Mgmt For Against Against
to the Board of
Directors
16 Elect Frank Donck to Mgmt For Against Against
the Board of
Directors
17 Elect Thomas Leysen to Mgmt For For For
the Board of
Directors
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KBC Groupe SA NV
Ticker Security ID: Meeting Date Meeting Status
KBC CINS B5337G162 05/02/2019 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Adoption of new
Belgian Code on
Companies and
Associations)
4 Amendments to Article Mgmt For For For
10bis
5 Amendments to Article Mgmt For For For
12
6 Amendments to Article Mgmt For For For
15
7 Amendments to Article Mgmt For For For
20
8 Amendments to Article Mgmt For For For
25
9 Authority to Mgmt For For For
Coordinate Articles
(Timing of Amendments
Effectiveness)
10 Authority to Mgmt For For For
Coordinate
Articles
11 Authorization of Legal Mgmt For For For
Formalities
12 Authorization of Legal Mgmt For For For
Formalities
(Crossroads Bank for
Enterprises)
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/19/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Tanaka Mgmt For Against Against
4 Elect Hirofumi Morozumi Mgmt For For For
5 Elect Makoto Takahashi Mgmt For For For
6 Elect Yoshiaki Uchida Mgmt For For For
7 Elect Takashi Shoji Mgmt For For For
8 Elect Shinichi Muramoto Mgmt For For For
9 Elect Keiichi Mori Mgmt For For For
10 Elect Kei Morita Mgmt For For For
11 Elect Toshitake Amamiya Mgmt For For For
12 Elect Goro Yamaguchi Mgmt For For For
13 Elect Keiji Yamamoto Mgmt For For For
14 Elect Yoshiaki Nemoto Mgmt For For For
15 Elect Shigeo Oyagi Mgmt For For For
16 Elect Riyo Kano Mgmt For For For
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 05/09/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Frans Van Houten Mgmt For For For
to the Management
Board
9 Elect Abhijit Mgmt For For For
Bhattacharya to the
Management
Board
10 Elect David E.I. Pyott Mgmt For For For
to the Supervisory
Board
11 Elect Elizabeth Mgmt For For For
Doherty to the
Supervisory
Board
12 Appointment of Auditor Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For For For
Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Cancellation of Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke Philips N.V.
Ticker Security ID: Meeting Date Meeting Status
PHIA CINS N7637U112 10/19/2018 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Harrison to Mgmt For For For
the Supervisory
Board
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
LafargeHolcim Limited
Ticker Security ID: Meeting Date Meeting Status
LHN CINS H4768E105 05/15/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Compensation Report Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Management
Acts
4 Allocation of Profits Mgmt For TNA N/A
5 Dividend from Reserves Mgmt For TNA N/A
6 Increase in Authorised Mgmt For TNA N/A
Capital
7 Elect Beat Hess as Mgmt For TNA N/A
Board
Chair
8 Elect Paul Desmarais, Mgmt For TNA N/A
Jr.
9 Elect Oscar Fanjul Mgmt For TNA N/A
10 Elect Patrick Kron Mgmt For TNA N/A
11 Elect Adrian Loader Mgmt For TNA N/A
12 Elect Jurg Oleas Mgmt For TNA N/A
13 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg
Sorensen
14 Elect Dieter Spalti Mgmt For TNA N/A
15 Elect Colin Hall Mgmt For TNA N/A
16 Elect Naina Lal Kidwai Mgmt For TNA N/A
17 Elect Claudia Sender Mgmt For TNA N/A
Ramirez
18 Elect Paul Desmarais Mgmt For TNA N/A
Jr. as Nominating,
Compensation, and
Governance Committee
Member
19 Elect Oscar Fanjul as Mgmt For TNA N/A
Nominating,
Compensation, and
Governance Committee
Member
20 Elect Adrian Loader as Mgmt For TNA N/A
Nominating,
Compensation, and
Governance Committee
Member
21 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg Sorensen
as Nominating,
Compensation, and
Governance Committee
Member
22 Appointment of Auditor Mgmt For TNA N/A
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
24 Board Compensation Mgmt For TNA N/A
25 Executive Compensation Mgmt For TNA N/A
26 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
27 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Line Corporation
Ticker Security ID: Meeting Date Meeting Status
3938 CINS J38932109 03/28/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Takeshi Idezawa Mgmt For For For
4 Elect Jun Masuda Mgmt For For For
5 Elect SHIN Joongho Mgmt For For For
6 Elect HWANG In Joon Mgmt For For For
7 Elect LEE Hae Jin Mgmt For For For
8 Elect Tadashi Kunihiro Mgmt For For For
9 Elect Koji Kotaka Mgmt For For For
10 Elect Rehito Hatoyama Mgmt For For For
11 Elect Hitoshi Kurasawa Mgmt For For For
12 Elect Yoichi Namekata Mgmt For For For
13 Elect Noriyuki Uematsu Mgmt For For For
14 Elect Masaaki Suda as Mgmt For For For
Alternate Statutory
Auditor
15 Equity Compensation Mgmt For Against Against
Plan for Inside
Directors
16 Equity Compensation Mgmt For For For
Plan for Outside
Directors
________________________________________________________________________________
Lloyds Banking Group plc
Ticker Security ID: Meeting Date Meeting Status
LLOY CINS G5533W248 05/16/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Amanda Mackenzie Mgmt For For For
3 Elect Lord Norman Mgmt For For For
Blackwell
4 Elect Juan Colombas Mgmt For For For
5 Elect George Culmer Mgmt For For For
6 Elect Alan Dickinson Mgmt For For For
7 Elect Anita M. Frew Mgmt For For For
8 Elect Simon P. Henry Mgmt For For For
9 Elect Antonio Mgmt For For For
Horta-Osorio
10 Elect Lord James Lupton Mgmt For For For
11 Elect Nick Prettejohn Mgmt For For For
12 Elect Stuart Sinclair Mgmt For For For
13 Elect Sara Weller Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares Regulatory
Capital Convertible
Instruments w/
Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Issue Mgmt For For For
Regulatory Capital
Convertible
Instruments w/o
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Mgmt For For For
Repurchase Preference
Shares
26 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Magellan Financial Group Limited
Ticker Security ID: Meeting Date Meeting Status
MFG CINS Q5713S107 10/04/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Paul Lewis Mgmt For For For
________________________________________________________________________________
Meggitt plc
Ticker Security ID: Meeting Date Meeting Status
MGGT CINS G59640105 04/25/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Nigel R. Rudd Mgmt For For For
5 Elect Antony Wood Mgmt For For For
6 Elect Guy Berruyer Mgmt For For For
7 Elect Colin Day Mgmt For For For
8 Elect Nancy L. Gioia Mgmt For For For
9 Elect Alison Goligher Mgmt For For For
10 Elect Philip E. Green Mgmt For For For
11 Elect Louisa Burdett Mgmt For For For
12 Elect Guy C. Hachey Mgmt For For For
13 Elect Caroline Silver Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Amendments to Articles Mgmt For For For
(Bundled)
________________________________________________________________________________
Millicom International Cellular SA
Ticker Security ID: Meeting Date Meeting Status
MICSDB CINS L6388F128 01/07/2019 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Resignation of Tom Mgmt For For For
Boardman as
Director
3 Resignation of Anders Mgmt For For For
Jensen as
Director
4 Elect Pernille Mgmt For For For
Erenbjerg
5 Elect James Thompson Mgmt For For For
6 Elect Jose Antonio Mgmt For For For
Rios Garcia as
Chair
7 Directors' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Nomination
Committee
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Millicom International Cellular SA
Ticker Security ID: Meeting Date Meeting Status
TIGO CINS L6388F128 05/02/2019 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Election of Presiding Mgmt For For For
Chair
7 Presentation of Mgmt For For For
Accounts and Reports;
Report of the Board
of Directors; Report
of the
Auditor
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits Mgmt For For For
10 Allocation of Dividends Mgmt For For For
11 Ratification of Board Mgmt For For For
Acts
12 Board Size Mgmt For For For
13 Elect Jose Antonio Mgmt For For For
Rios
Garcia
14 Elect Pernille Mgmt For For For
Erenbjerg
15 Elect Janet G. Davidson Mgmt For For For
16 Elect Tomas Eliasson Mgmt For For For
17 Elect Odilon Almeida Mgmt For For For
18 Elect Lars-Ake Norling Mgmt For For For
19 Elect James Thompson Mgmt For For For
20 Elect Mercedes Johnson Mgmt For For For
21 Elect Jose Antonio Mgmt For For For
Rios Garcia as
chair
22 Directors' Fees Mgmt For For For
23 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
24 Nomination Committee Mgmt For For For
Guidelines
25 Authority to Mgmt For For For
Repurchase
Shares
26 Remuneration Guidelines Mgmt For Against Against
27 Share-Based Incentive Mgmt For Against Against
Plans
2019
________________________________________________________________________________
Murata Manufacturing Co Limited
Ticker Security ID: Meeting Date Meeting Status
6981 CINS J46840104 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsuneo Murata Mgmt For For For
4 Elect Toru Inoue Mgmt For For For
5 Elect Norio Nakajima Mgmt For For For
6 Elect Hiroshi Iwatsubo Mgmt For For For
7 Elect Yoshito Takemura Mgmt For For For
8 Elect Ryuji Miyamoto Mgmt For For For
9 Elect Masanori Mgmt For For For
Minamiide
10 Elect Hiroaki Yoshihara Mgmt For For For
11 Elect Takashi Mgmt For For For
Shigematsu
12 Elect Takatoshi Mgmt For For For
Yamamoto
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/19/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Equity Grant (CEO Mgmt For Against Against
Andrew
Thorburn)
3 Re-elect Anne Loveridge Mgmt For For For
4 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Under CPS
Terms)
5 Authority to Reduce Mgmt For For For
Convertible
Preference Share
Capital (Outside CPS
Terms)
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nidec Corporation
Ticker Security ID: Meeting Date Meeting Status
6594 CINS J52968104 06/18/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shigenobu Mgmt For For For
Nagamori
3 Elect Hiroyuki Mgmt For For For
Yoshimoto
4 Elect Hiroshi Kobe Mgmt For For For
5 Elect Mikio Katayama Mgmt For For For
6 Elect Akira Sato Mgmt For For For
7 Elect Toshihiko Miyabe Mgmt For For For
8 Elect Teiichi Sato Mgmt For For For
9 Elect Osamu Shimizu Mgmt For For For
10 Elect Takeshi Nakane Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Nordea Bank Abp
Ticker Security ID: Meeting Date Meeting Status
NDAFI CINS X5S8VL105 03/28/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Nomination Committee Mgmt For For For
20 Authority to Issue Mgmt For For For
Contingent
Convertible
Securities w/ or w/o
Preemptive
Rights
21 Authority to Trade in Mgmt For For For
Company Stock
(Repurchase)
22 Authority to Trade in Mgmt For For For
Company Stock
(Issuance)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Issuance of Treasury Mgmt For For For
Shares
25 Maximum Variable Mgmt For For For
Remuneration
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Nutrien Ltd
Ticker Security ID: Meeting Date Meeting Status
NTR CINS 67077M108 07/19/2018 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Christopher M. Mgmt For For For
Burley
3 Elect Maura J. Clark Mgmt For For For
4 Elect John W. Estey Mgmt For For For
5 Elect David C. Everitt Mgmt For For For
6 Elect Russell K. Mgmt For For For
Girling
7 Elect Gerald W. Grandey Mgmt For For For
8 Elect Miranda C. Hubbs Mgmt For For For
9 Elect Alice D. Laberge Mgmt For For For
10 Elect Consuelo E. Mgmt For For For
Madere
11 Elect Charles V. Magro Mgmt For For For
12 Elect Keith G. Martell Mgmt For For For
13 Elect A. Anne McLellan Mgmt For For For
14 Elect Derek G. Pannell Mgmt For For For
15 Elect Aaron W. Regent Mgmt For For For
16 Elect Mayo M. Schmidt Mgmt For For For
17 Elect Jochen E. Tilk Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 2018 Stock Option Plan Mgmt For For For
20 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CINS 67077M108 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Christopher M. Mgmt For For For
Burley
3 Elect Maura J. Clark Mgmt For For For
4 Elect John W. Estey Mgmt For For For
5 Elect David C. Everitt Mgmt For For For
6 Elect Russell K. Mgmt For For For
Girling
7 Elect Miranda C. Hubbs Mgmt For For For
8 Elect Alice D. Laberge Mgmt For For For
9 Elect Consuelo E. Mgmt For For For
Madere
10 Elect Charles V. Magro Mgmt For For For
11 Elect Keith G. Martell Mgmt For For For
12 Elect Aaron W. Regent Mgmt For For For
13 Elect Mayo M. Schmidt Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orange
Ticker Security ID: Meeting Date Meeting Status
ORA CINS F6866T100 05/21/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Elect Anne-Gabrielle Mgmt For For For
Heilbronner
10 Elect Alexandre Bompard Mgmt For For For
11 Elect Helle Mgmt For For For
Kristoffersen
12 Elect Jean-Michel Mgmt For For For
Severino
13 Elect Anne Lange Mgmt For For For
14 Remuneration of Mgmt For For For
Stephane Richard,
Chair and
CEO
15 Remuneration of Ramon Mgmt For For For
Fernandez, Deputy
CEO
16 Remuneration of Mgmt For For For
Gervais Pellissier,
Deputy
CEO
17 Remuneration Policy Mgmt For For For
(Chair and
CEO)
18 Remuneration Policy Mgmt For For For
(Deputy
CEOs)
19 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
20 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
21 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive Rights
(During Public
Takeover)
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
23 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
(During Public
Takeover)
24 Authority to Issue Mgmt For For For
Shares Through
Private
Placement
25 Authority to Issue Mgmt For Against Against
Shares Through
Private Placement
(During Public
Takeover)
26 Greenshoe Mgmt For For For
27 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
28 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange Offer
(During Public
Takeover)
29 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
30 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions In Kind
(During Public
Takeover)
31 Global Ceiling on Mgmt For For For
Capital
Increases
32 Authority to Issue Mgmt For For For
Performance
Shares
33 Employee Stock Mgmt For For For
Purchase
Plan
34 Authority to Increase Mgmt For For For
Capital through
Capitalisations
35 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
36 Authorisation of Legal Mgmt For For For
Formalities
37 Shareholder Proposal A ShrHoldr Against Against For
to Amend the
Company's
Allocation/Dividend
Policy
38 Shareholder Proposal B ShrHoldr Against Against For
Regarding Limit on
Board
Memberships
39 Shareholder Proposal C ShrHoldr Against Against For
Regarding Employee
Share Purchase
Plan
40 Shareholder Proposal D ShrHoldr Against Against For
Regarding Equity
Remuneration for
Employees
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/29/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Christina HON Mgmt For Against Against
Kwee Fong Christina
ONG
4 Elect QUAH Wee Ghee Mgmt For For For
5 Elect Samuel N. TSIEN Mgmt For For For
6 Elect TAN Ngiap Joo Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees in Cash Mgmt For For For
9 Authority to Issue Mgmt For For For
Ordinary Shares to
Non-Executive
Directors
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the OCBC
Share Option Scheme
2001 and OCBC
Employee Share
Purchase
Plan
13 Authority to Issue Mgmt For For For
Shares Under The OCBC
Scrip Dividend
Scheme
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Platinum Asset Management Limited
Ticker Security ID: Meeting Date Meeting Status
PTM CINS Q7587R108 11/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Andrew Mgmt For For For
Stannard
3 Re-elect Stephen Mgmt For For For
Menzies
4 Elect Brigitte Smith Mgmt For For For
5 Elect Tim Trumper Mgmt For For For
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/02/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Warren A. East Mgmt For For For
5 Elect Stephen Daintith Mgmt For For For
6 Elect Lewis W.K. Booth Mgmt For For For
7 Elect Ruth Cairnie Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Irene M. Dorner Mgmt For For For
10 Elect Beverly K. Goulet Mgmt For For For
11 Elect LEE Hsien Yang Mgmt For For For
12 Elect Nicholas Luff Mgmt For For For
13 Elect Bradley E. Singer Mgmt For For For
14 Elect Sir Kevin Smith Mgmt For For For
15 Elect Jasmin Staiblin Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Redeemable Dividends Mgmt For For For
(C-Shares)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Neil A.P. Carson Mgmt For For For
4 Elect Ben Van Beurden Mgmt For For For
5 Elect Ann F. Godbehere Mgmt For For For
6 Elect Euleen GOH Yiu Mgmt For For For
Kiang
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Catherine J. Mgmt For For For
Hughes
9 Elect Gerard Mgmt For For For
Kleisterlee
10 Elect Roberto Egydio Mgmt For For For
Setubal
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Gerrit Zalm Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authorisation of Mgmt For For For
Political
Donations
22 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Samsonite International S.A.
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 09/26/2018 Voted
Meeting Type Country of Trade
Ordinary Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Resignation of Ramesh Mgmt For For For
Dungarmal
Tainwala
4 Grant Awards of Mgmt For For For
Restricted Share
Units
5 Amendments to Share Mgmt For For For
Award
Scheme
6 Grant of Restricted Mgmt For For For
Share Units to Kyle
Francis
Gendreau
7 Grant of Restricted Mgmt For For For
Share Units to Other
Connected
Participants
________________________________________________________________________________
Samsonite International S.A.
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 09/26/2018 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Share Mgmt For For For
Capital Authorization
and Amendments to
Article
4.2
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/20/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For For For
Allocation of
Profits/Dividends
2 Election of Mgmt For Against Against
Independent Director:
BAHK Jae
Wan
3 Election of Mgmt For For For
Independent Director:
KIM Han
Jo
4 Election of Mgmt For For For
Independent Director:
Curie AHN Gyu
Ri
5 Election of Audit Mgmt For Against Against
Committee Member:
BAHK Jae
Wan
6 Election of Audit Mgmt For For For
Committee Member: KIM
Han
Jo
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/24/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Ying Wai Mgmt For Against Against
6 Elect Rachel CHIANG Yun Mgmt For For For
7 Elect Kenneth Patrick Mgmt For For For
CHUNG
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Adoption of 2019 Mgmt For Against Against
Equity Award
Plan
________________________________________________________________________________
Seven & I Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/23/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ryuichi Isaka Mgmt For For For
4 Elect Katsuhiro Goto Mgmt For For For
5 Elect Junro Ito Mgmt For For For
6 Elect Kimiyoshi Mgmt For For For
Yamaguchi
7 Elect Shigeki Kimura Mgmt For For For
8 Elect Fumihiko Mgmt For For For
Nagamatsu
9 Elect Joseph M. DePinto Mgmt For For For
10 Elect Yoshio Tsukio Mgmt For For For
11 Elect Kunio Ito Mgmt For For For
12 Elect Toshiro Yonemura Mgmt For For For
13 Elect Tetsuro Higashi Mgmt For For For
14 Elect Kazuko Rudy Mgmt For For For
Kazuko
Kiriyama
15 Elect Kaori Matsuhashi Mgmt For For For
Kaori Hosoya as
Statutory
Auditor
16 Trust Type Equity Plans Mgmt For For For
17 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/27/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Profit Distribution Mgmt For For For
Plan
2018
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Liability Insurance Mgmt For For For
for
Directors
9 Financial Services Mgmt For For For
Agreement
10 Authority to Give Mgmt For For For
Guarantees
11 Authority to Issue Mgmt For For For
Debt Financing
Products
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Amendments to Articles Mgmt For For For
of Association and
Procedural Rules of
General
Meetings
14 Adoption of Share Mgmt For For For
Option
Scheme
15 Assessment Management Mgmt For For For
Measures for Share
Option
Scheme
16 Board Authorization Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect ZHOU Jun Mgmt For Against Against
19 Elect GE Dawei Mgmt For For For
20 Elect CHO Man Mgmt For For For
21 Elect LI Yongzhong Mgmt For For For
22 Elect SHEN Bo Mgmt For For For
23 Elect LI An Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect CAI Jiangnan Mgmt For For For
26 Elect HONG Liang Mgmt For For For
27 Elect GU Zhaoyang Mgmt For For For
28 Elect Manson Fok Mgmt For For For
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect XU Youli Mgmt For For For
31 Elect XIN Keng Mgmt For For For
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/27/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Share Mgmt For For For
Option
Scheme
3 Assessment Management Mgmt For For For
Measures for Share
Option
Scheme
4 Board Authorization Mgmt For For For
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 12/05/2018 Voted
Meeting Type Country of Trade
Court Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 12/05/2018 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Giving Effect to Mgmt For For For
Scheme of
Arrangement
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/30/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratify Joe Kaeser Mgmt For For For
9 Ratify Roland Busch Mgmt For For For
10 Ratify Lisa Davis Mgmt For For For
11 Ratify Klaus Helmrich Mgmt For For For
12 Ratify Janina Kugel Mgmt For For For
13 Ratify Cedrik Neike Mgmt For For For
14 Ratify Michael Sen Mgmt For For For
15 Ratify Ralph P. Thomas Mgmt For For For
16 Ratify Jim Hagemann Mgmt For For For
Snabe
17 Ratify Birgit Steinborn Mgmt For For For
18 Ratify Werner Wenning Mgmt For For For
19 Ratify Olaf Bolduan Mgmt For For For
20 Ratify Werner Brandt Mgmt For For For
21 Ratify Gerhard Cromme Mgmt For For For
22 Ratify Michael Diekmann Mgmt For For For
23 Ratify Andrea Fehrmann Mgmt For For For
24 Ratify Hans Michael Mgmt For For For
Gaul
25 Ratify Reinhard Hahn Mgmt For For For
26 Ratify Bettina Haller Mgmt For For For
27 Ratify Robert Kensbock Mgmt For For For
28 Ratify Harald Kern Mgmt For For For
29 Ratify Jurgen Kerner Mgmt For For For
30 Ratify Nicola Mgmt For For For
Leibinger-Kammuller
31 Ratify Gerard Mgmt For For For
Mestrallet
32 Ratify Benoit Potier Mgmt For For For
33 Ratify Norbert Mgmt For For For
Reithofer
34 Ratify Guler Sabanci Mgmt For For For
35 Ratify Nemat Talaat Mgmt For For For
Shafik
36 Ratify Nathalie von Mgmt For For For
Siemens
37 Ratify Michael Sigmund Mgmt For For For
38 Ratify Dorothea Simon Mgmt For For For
39 Ratify Sibylle Wankel Mgmt For For For
40 Ratify Matthias Zachert Mgmt For For For
41 Ratify Gunnar Zukunft Mgmt For For For
42 Appointment of Auditor Mgmt For For For
43 Increase in Authorised Mgmt For For For
Capital
44 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
45 Approval of Mgmt For For For
Intra-Company Control
Agreements
________________________________________________________________________________
Sina Corp.
Ticker Security ID: Meeting Date Meeting Status
SINA CUSIP G81477104 11/23/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yan Wang Mgmt For Against Against
2 Elect James Jianzhang Mgmt For For For
Liang
3 Appointment of Auditor Mgmt For For For
4 Amendment to Articles Mgmt For Against Against
to Create Class A
Preference
Shares
________________________________________________________________________________
SKF AB
Ticker Security ID: Meeting Date Meeting Status
SKFB CINS W84237143 03/28/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Elect Hans Straberg Mgmt For For For
19 Elect Lars Wedenborn Mgmt For Against Against
20 Elect Hock Goh Mgmt For For For
21 Elect Alrik Danielson Mgmt For For For
22 Elect Nancy S. Gougarty Mgmt For For For
23 Elect Ronnie Leten Mgmt For For For
24 Elect Barbara J. Mgmt For For For
Samardzich
25 Elect Colleen C. Mgmt For For For
Repplier
26 Elect Geert Follens Mgmt For For For
27 Elect Hans Straberg as Mgmt For For For
Chair
28 Remuneration Guidelines Mgmt For Against Against
29 Performance Share Mgmt For For For
Programme
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Nomination Committee Mgmt For For For
________________________________________________________________________________
Smiths Group plc
Ticker Security ID: Meeting Date Meeting Status
SMIN CINS G82401111 11/14/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bruno Angelici Mgmt For For For
6 Elect George W. Buckley Mgmt For For For
7 Elect Tanya Fratto Mgmt For For For
8 Elect William Seeger, Mgmt For For For
Jr.
9 Elect Mark Seligman Mgmt For For For
10 Elect Andrew Reynolds Mgmt For For For
Smith
11 Elect Noel N. Tata Mgmt For For For
12 Elect Olivier Bohuon Mgmt For For For
13 Elect Anne Dowling Mgmt For For For
14 Elect John Shipsey Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CINS P8716X108 04/25/2019 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies; Appointment
of Account
Inspectors
3 Related Party Mgmt For For For
Transactions
4 Investment and Finance Mgmt For For For
Policy
5 Allocation of Mgmt For For For
Profits/Dividends
6 Presentation of Board Mgmt For For For
of Director's
Expenses
7 Directors' Fees Mgmt For Against Against
8 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Sodexo
Ticker Security ID: Meeting Date Meeting Status
SW CINS F84941123 01/22/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Non-Compete Agreement Mgmt For For For
(Denis Machuel,
CEO)
9 Life Assurance, Health Mgmt For For For
Insurance Agreements
and Defined
Contribution Pension
Plan (Denis Machuel,
CEO)
10 Supplementary Mgmt For For For
Retirement Benefits
(Denis Machuel,
CEO)
11 Elect Emmanuel Babeau Mgmt For Against Against
12 Elect Robert Baconnier Mgmt For Against Against
13 Elect Astrid Bellon Mgmt For Against Against
14 Elect Francois-Xavier Mgmt For For For
Bellon
15 Ratification of the Mgmt For For For
Co-option of Sophie
Stabile
16 Remuneration of Sophie Mgmt For For For
Bellon, Board
Chair
17 Remuneration of Michel Mgmt For For For
Landel, CEO Until
January 23,
2018
18 Remuneration of Denis Mgmt For For For
Machuel, CEO From
January 23,
2018
19 Remuneration Policy Mgmt For For For
(Board
Chair)
20 Remuneration Policy Mgmt For For For
(CEO)
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sun Hung Kai Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0016 CINS Y82594121 11/08/2018 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Henry FAN Hung Mgmt For For For
Ling
6 Elect LEE Shau Kee Mgmt For Against Against
7 Elect Dicky Peter YIP Mgmt For For For
8 Elect Richard WONG Yue Mgmt For Against Against
Chim
9 Elect William FUNG Mgmt For Against Against
Kwok
Lun
10 Elect Norman LEUNG Nai Mgmt For For For
Pang
11 Elect Donald LEUNG Kui Mgmt For For For
King
12 Elect William KWAN Mgmt For Against Against
Cheuk
Yin
13 Elect Adam KWOK Kai-fai Mgmt For For For
14 Elect KWONG Chun Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Telefonica SA
Ticker Security ID: Meeting Date Meeting Status
TEF CINS 879382109 06/06/2019 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Ratification of Board Mgmt For For For
Acts
4 Allocation of Profits Mgmt For For For
5 Special Dividend Mgmt For For For
6 Authorisation of Legal Mgmt For For For
Formalities
7 Remuneration Report Mgmt For For For
(Advisory)
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TPG Telecom Limited
Ticker Security ID: Meeting Date Meeting Status
TPM CINS Q9159A117 12/05/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Robert D. Mgmt For Against Against
Millner
3 Re-elect Shane Teoh Mgmt For Against Against
4 Remuneration Report Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CINS 89353D107 05/03/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Stephan Cretier Mgmt For For For
3 Elect Russell K. Mgmt For For For
Girling
4 Elect S. Barry Jackson Mgmt For For For
5 Elect Randy L. Mgmt For For For
Limbacher
6 Elect John E. Lowe Mgmt For For For
7 Elect Una M. Power Mgmt For For For
8 Elect Mary Pat Salomone Mgmt For For For
9 Elect Indira V. Mgmt For For For
Samarasekera
10 Elect D. Michael G. Mgmt For For For
Stewart
11 Elect Siim A. Vanaselja Mgmt For For For
12 Elect Thierry Vandal Mgmt For For For
13 Elect Steven W. Mgmt For For For
Williams
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Company Name Change Mgmt For For For
17 Amendment to Mgmt For For For
Shareholder Rights
Plan
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Indigenous Peoples'
Rights
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H42097107 05/02/2019 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Compensation Report Mgmt For TNA N/A
3 Allocation of Profits Mgmt For TNA N/A
4 Dividend from Reserves Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Elect Axel A. Weber as Mgmt For TNA N/A
Board
Chair
7 Elect David H. Sidwell Mgmt For TNA N/A
8 Elect Jeremy Anderson Mgmt For TNA N/A
9 Elect Reto Francioni Mgmt For TNA N/A
10 Elect Fred Hu Mgmt For TNA N/A
11 Elect Julie G. Mgmt For TNA N/A
Richardson
12 Elect Isabelle Romy Mgmt For TNA N/A
13 Elect Robert W. Scully Mgmt For TNA N/A
14 Elect Beatrice Weder Mgmt For TNA N/A
di
Mauro
15 Elect Dieter Wemmer Mgmt For TNA N/A
16 Elect William C. Dudley Mgmt For TNA N/A
17 Elect Jeanette Wong Mgmt For TNA N/A
18 Elect Julie G. Mgmt For TNA N/A
Richardson as
Compensation
Committee
Member
19 Elect Dieter Wemmer as Mgmt For TNA N/A
Compensation
Committee
Member
20 Elect Reto Francioni Mgmt For TNA N/A
as Compensation
Committee
Member
21 Elect Fred Hu as Mgmt For TNA N/A
Compensation
Committee
Member
22 Board Compensation Mgmt For TNA N/A
23 Executive Compensation Mgmt For TNA N/A
(Variable)
24 Executive Compensation Mgmt For TNA N/A
(Fixed)
25 Appointment of Mgmt For TNA N/A
Independent
Proxy
26 Appointment of Auditor Mgmt For TNA N/A
27 Non-Voting Meeting Note N/A N/A TNA N/A
28 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882192 07/27/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Michel Demare Mgmt For For For
3 Elect Margherita Della Mgmt For For For
Valle
4 Elect Gerard Mgmt For For For
Kleisterlee
5 Elect Vittorio Colao Mgmt For For For
6 Elect Nicholas J. Read Mgmt For For For
7 Elect Crispin H. Davis Mgmt For For For
8 Elect Clara Furse Mgmt For For For
9 Elect Valerie F. Mgmt For For For
Gooding
10 Elect Renee J. James Mgmt For For For
11 Elect Samuel E. Jonah Mgmt For For For
12 Elect Maria Amparo Mgmt For For For
Moraleda
Martinez
13 Elect David T. Nish Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Remuneration Report Mgmt For For For
(Advisory)
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Sharesave Plan Mgmt For For For
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Westpac Banking Corporation
Ticker Security ID: Meeting Date Meeting Status
WBC CINS Q97417101 12/12/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO - Mgmt For For For
Brian
Hartzer)
4 Re-elect Craig W. Dunn Mgmt For Against Against
5 Elect Peter S. Nash Mgmt For For For
6 Elect Yuen Mei (Anita) Mgmt For For For
Fung
________________________________________________________________________________
Wipro Ltd
Ticker Security ID: Meeting Date Meeting Status
WIPRO ISIN INE075A01022 07/19/2018 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Rishad Azim Mgmt For For For
Premji
5 Elect Ireena Vittal Mgmt For Against Against
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yaskawa Electric Corporation
Ticker Security ID: Meeting Date Meeting Status
6506 CINS J9690T102 05/28/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junji Tsuda Mgmt For For For
3 Elect Hiroshi Mgmt For For For
Ogasawara
4 Elect Shuji Murakami Mgmt For For For
5 Elect Yoshikatsu Mgmt For For For
Minami
6 Elect Koichi Takamiya Mgmt For For For
7 Elect Masahiro Ogawa Mgmt For For For
8 Elect Koichi Tsukahata Mgmt For For For
9 Elect Yuji Nakayama Mgmt For For For
10 Elect Yoshiki Akita Mgmt For For For
11 Elect Junichi Sakane Mgmt For For For
12 Elect Hideo Tsukamoto Mgmt For For For
13 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Yum China Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUMC CUSIP 98850P109 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Hu Mgmt For For For
2 Elect Joey Wat Mgmt For For For
3 Elect Micky Pant Mgmt For For For
4 Elect Peter A. Bassi Mgmt For For For
5 Elect Christian L. Mgmt For For For
Campbell
6 Elect Ed Yiu-Cheong Mgmt For For For
Chan
7 Elect Edouard Ettedgui Mgmt For For For
8 Elect Cyril Han Mgmt For For For
9 Elect Louis T. Hsieh Mgmt For For For
10 Elect Ruby Lu Mgmt For For For
11 Elect Zili Shao Mgmt For For For
12 Elect William Wang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Morningstar Wide Moat ETF
________________________________________________________________________________
Allergan plc
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP G0177J108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nesli Basgoz Mgmt For For For
2 Elect Joseph H. Boccuzi Mgmt For For For
3 Elect Christopher W. Mgmt For For For
Bodine
4 Elect Adriane M. Brown Mgmt For For For
5 Elect Christopher J. Mgmt For For For
Coughlin
6 Elect Carol Anthony Mgmt For For For
Davidson
7 Elect Thomas C. Freyman Mgmt For For For
8 Elect Michael E. Mgmt For For For
Greenberg
9 Elect Robert J. Hugin Mgmt For For For
10 Elect Peter J. Mgmt For For For
McDonnell
11 Elect Brenton L. Mgmt For For For
Saunders
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Mgmt For For For
Auditor and Authority
to Set
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board
Chair
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Food
Waste
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Ban on
Government Use of
Facial Recognition
Technology
16 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Hate Speech and Sale
of Offensive
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Preparation
of Sexual Harassment
Report
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Scott A. McGregor Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Chiminski Mgmt For Abstain Against
2 Elect Alexander J. Mgmt For For For
Denner
3 Elect Caroline D. Dorsa Mgmt For For For
4 Elect William A. Mgmt For For For
Hawkins
5 Elect Nancy L. Leaming Mgmt For For For
6 Elect Jesus B. Mantas Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Stelios Mgmt For For For
Papadopoulos
10 Elect Brian S. Posner Mgmt For For For
11 Elect Eric K. Rowinsky Mgmt For For For
12 Elect Lynn Schenk Mgmt For For For
13 Elect Stephen A. Mgmt For For For
Sherwin
14 Elect Michel Vounatsos Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blackbaud, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLKB CUSIP 09227Q100 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas R. Ertel Mgmt For For For
2 Elect Michael P. Mgmt For For For
Gianoni
3 Elect Sarah E. Nash Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2016 Mgmt For For For
Equity and Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader Mohammad Mgmt For For For
Al
Saad
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Pamela Daley Mgmt For For For
4 Elect William S. Mgmt For For For
Demchak
5 Elect Jessica P. Mgmt For For For
Einhorn
6 Elect Laurence D. Fink Mgmt For For For
7 Elect William E. Ford Mgmt For For For
8 Elect Fabrizio Freda Mgmt For For For
9 Elect Murry S. Gerber Mgmt For For For
10 Elect Margaret L. Mgmt For For For
Johnson
11 Elect Robert S. Kapito Mgmt For For For
12 Elect Cheryl D. Mills Mgmt For For For
13 Elect Gordon M. Nixon Mgmt For For For
14 Elect Charles H. Mgmt For For For
Robbins
15 Elect Ivan G. Mgmt For For For
Seidenberg
16 Elect Marco Antonio Mgmt For For For
Slim
Domit
17 Elect Susan L. Wagner Mgmt For For For
18 Elect Mark Wilson Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Ratification of Auditor Mgmt For For For
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 04/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Celgene Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/29/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fabiola R. Mgmt For For For
Arredondo
1.2 Elect Howard M. Averill Mgmt For For For
1.3 Elect Bennett Dorrance Mgmt For For For
1.4 Elect Maria Teresa Mgmt For For For
Hilado
1.5 Elect Randall W. Mgmt For For For
Larrimore
1.6 Elect Marc B. Mgmt For For For
Lautenbach
1.7 Elect Mary Alice D. Mgmt For For For
Malone
1.8 Elect Sara Mathew Mgmt For For For
1.9 Elect Keith R. Mgmt For For For
McLoughlin
1.10 Elect Nick Shreiber Mgmt For For For
1.11 Elect Archbold D. van Mgmt For For For
Beuren
1.12 Elect Les C. Vinney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Carrie S. Cox Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Bruce L. Downey Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Akhil Johri Mgmt For For For
7 Elect Michael Kaufmann Mgmt For For For
8 Elect Gregory B. Kenny Mgmt For For For
9 Elect Nancy Killefer Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kelly A. Ayotte Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Daniel M. Mgmt For For For
Dickinson
4 Elect Juan Gallardo Mgmt For For For
5 Elect Dennis A. Mgmt For For For
Muilenburg
6 Elect William A. Osborn Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Edward B. Rust, Mgmt For For For
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect D. James Umpleby Mgmt For For For
III
11 Elect Miles D. White Mgmt For Against Against
12 Elect Rayford Wilkins Mgmt For For For
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conducting Business
in Conflict-Affected
Areas
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Sheldon M. Mgmt For For For
Bonovitz
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2019 Mgmt For For For
Omnibus Sharesave
Plan
4 Advisory vote on Mgmt For For For
executive
compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric Ford Mgmt For For For
2 Elect Joseph E. Reece Mgmt For For For
3 Elect Paul S. Williams Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For Against Against
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Increase of Authorized Mgmt For For For
Common
Stock
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Equifax, Inc.
Ticker Security ID: Meeting Date Meeting Status
EFX CUSIP 294429105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Begor Mgmt For For For
2 Elect Mark L. Feidler Mgmt For For For
3 Elect G. Thomas Hough Mgmt For For For
4 Elect Robert D. Marcus Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Scott A. McGregor Mgmt For For For
7 Elect John A. McKinley Mgmt For For For
8 Elect Robert W. Mgmt For For For
Selander
9 Elect Elane B. Stock Mgmt For For For
10 Elect Heather H. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Express Scripts Holding Co.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 08/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For For For
1.2 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.3 Elect Kenneth I. Mgmt For For For
Chenault
1.4 Elect Susan D. Mgmt For Withhold Against
Desmond-Hellmann
1.5 Elect Sheryl K. Mgmt For For For
Sandberg
1.6 Elect Peter A. Thiel Mgmt For For For
1.7 Elect Jeffrey D. Zients Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
9 Shareholder Proposal ShrHoldr Against For Against
Regarding a Report on
the Efficacy of
Enforcement of
Content
Policies
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Ideology
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Strategic
Alternatives
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter K. Barker Mgmt For For For
2 Elect Mariann Mgmt For For For
Byerwalter
3 Elect Charles E. Mgmt For For For
Johnson
4 Elect Gregory E. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect Mark C. Pigott Mgmt For For For
7 Elect Chutta Mgmt For For For
Ratnathicam
8 Elect Laura Stein Mgmt For Against Against
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Ratification of Mgmt For Against Against
Special Meetings
Provisions
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Lester L. Lyles Mgmt For For For
5 Elect Mark M. Malcolm Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect William A. Osborn Mgmt For For For
9 Elect Catherine B. Mgmt For For For
Reynolds
10 Elect Laura J. Mgmt For For For
Schumacher
11 Elect Peter A. Wall Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve 2019 UK Share Mgmt For For For
Save
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alicia Boler Mgmt For For For
Davis
2 Elect R. Kerry Clark Mgmt For For For
3 Elect David M. Cordani Mgmt For For For
4 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
5 Elect Jeffrey L. Mgmt For For For
Harmening
6 Elect Maria G. Henry Mgmt For For For
7 Elect Heidi G. Miller Mgmt For For For
8 Elect Stephen A. Odland Mgmt For For For
9 Elect Maria A. Sastre Mgmt For For For
10 Elect Eric D. Sprunk Mgmt For For For
11 Elect Jorge A. Uribe Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Pesticide
Reporting
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect John F. Cogan Mgmt For For For
3 Elect Kelly A. Kramer Mgmt For For For
4 Elect Kevin E. Lofton Mgmt For For For
5 Elect Harish M. Manwani Mgmt For For For
6 Elect Daniel O'Day Mgmt For For For
7 Elect Richard J. Mgmt For For For
Whitley
8 Elect Gayle E. Wilson Mgmt For For For
9 Elect Per Wold-Olsen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Permit Shareholders to Mgmt For For For
Act by Written
Consent
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Tax Savings as a
Result of the Tax Cut
and Jobs
Act
________________________________________________________________________________
Guidewire Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gassner Mgmt For For For
2 Elect Paul Lavin Mgmt For For For
3 Elect Marcus S. Ryu Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aneel Bhusri Mgmt For For For
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Reed E. Hundt Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Robert H. Swan Mgmt For For For
9 Elect Andrew Wilson Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
________________________________________________________________________________
Jones Lang LaSalle Incorporated
Ticker Security ID: Meeting Date Meeting Status
JLL CUSIP 48020Q107 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hugo Bague Mgmt For For For
2 Elect Matthew Carter, Mgmt For For For
Jr.
3 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
4 Elect Sheila A. Penrose Mgmt For For For
5 Elect Ming Lu Mgmt For For For
6 Elect Bridget Macaskill Mgmt For For For
7 Elect Martin H. Nesbitt Mgmt For For For
8 Elect Jeetendra I. Mgmt For For For
Patel
9 Elect Ann Marie Petach Mgmt For For For
10 Elect Christian Ulbrich Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2019 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick Gillum Mgmt For For For
2 Elect Mary A. Mgmt For For For
Laschinger
3 Elect Erica L. Mann Mgmt For For For
4 Elect Carolyn Tastad Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Robert A. Eckert Mgmt For For For
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For For For
Hernandez,
Jr.
6 Elect Richard H. Lenny Mgmt For For For
7 Elect John Mulligan Mgmt For For For
8 Elect Sheila A. Penrose Mgmt For For For
9 Elect John W. Rogers, Mgmt For For For
Jr.
10 Elect Paul S. Walsh Mgmt For For For
11 Elect Miles D. White Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment Regarding Mgmt For For For
Board
Size
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect John H. Mgmt For For For
Hammergren
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of GAAP
Metrics in Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Randall J. Mgmt For For For
Hogan,
III
5 Elect Omar Ishrak Mgmt For For For
6 Elect Michael O. Mgmt For For For
Leavitt
7 Elect James T. Lenehan Mgmt For For For
8 Elect Elizabeth G. Mgmt For For For
Nabel
9 Elect Denise M. O'Leary Mgmt For For For
10 Elect Kendall J. Powell Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For For For
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/28/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William H. Gates Mgmt For For For
III
2 Elect Reid G. Hoffman Mgmt For For For
3 Elect Hugh F. Johnston Mgmt For For For
4 Elect Teri L. Mgmt For For For
List-Stoll
5 Elect Satya Nadella Mgmt For For For
6 Elect Charles H. Noski Mgmt For For For
7 Elect Helmut G. W. Mgmt For For For
Panke
8 Elect Sandra E. Mgmt For For For
Peterson
9 Elect Penny S. Pritzker Mgmt For For For
10 Elect Charles W. Scharf Mgmt For For For
11 Elect Arne M. Sorenson Mgmt For For For
12 Elect John W. Stanton Mgmt For For For
13 Elect John W. Thompson Mgmt For For For
14 Elect Padmasree Warrior Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 609207105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W.K. Booth Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Debra A. Crew Mgmt For For For
4 Elect Lois D. Juliber Mgmt For For For
5 Elect Mark D. Ketchum Mgmt For For For
6 Elect Peter W. May Mgmt For For For
7 Elect Jorge S. Mesquita Mgmt For For For
8 Elect Joseph Neubauer Mgmt For For For
9 Elect Fredric G. Mgmt For For For
Reynolds
10 Elect Christiana Smith Mgmt For For For
Shi
11 Elect Patrick T. Mgmt For For For
Siewert
12 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
13 Elect Dirk Van de Put Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Deforestation in
Cocoa Supply
Chain
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona L. Brown Mgmt For For For
2 Elect Cesar Conde Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Richard W. Fisher Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect William R. Mgmt For For For
Johnson
8 Elect Ramon L. Laguarta Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Pesticide
Reporting
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Dan R. Littman Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve the 2019 Stock Mgmt For For For
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right To
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andre Mgmt For For For
Calantzopoulos
2 Elect Louis C. Mgmt For For For
Camilleri
3 Elect Massimo Ferragamo Mgmt For For For
4 Elect Werner Geissler Mgmt For For For
5 Elect Lisa A. Hook Mgmt For For For
6 Elect Jennifer Xin-Zhe Mgmt For For For
Li
7 Elect Jun Makihara Mgmt For For For
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio A. Noto Mgmt For For For
10 Elect Frederik Paulsen Mgmt For For For
11 Elect Robert B. Polet Mgmt For For For
12 Elect Stephen M. Wolf Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Polaris Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernd F. Kessler Mgmt For For For
2 Elect Lawrence D. Mgmt For For For
Kingsley
3 Elect Gwynne E. Mgmt For For For
Shotwell
4 Elect Scott W. Wine Mgmt For For For
5 Amendment to the 2007 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Keith G. Block Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Craig A. Conway Mgmt For For For
5 Elect Alan G. Mgmt For For For
Hassenfeld
6 Elect Neelie Kroes Mgmt For For For
7 Elect Colin L. Powell Mgmt For For For
8 Elect Sanford R. Mgmt For For For
Robertson
9 Elect John V. Roos Mgmt For For For
10 Elect Bernard Tyson Mgmt For For For
11 Elect Robin L. Mgmt For Against Against
Washington
12 Elect Maynard G. Webb Mgmt For For For
13 Elect Susan D. Wojcicki Mgmt For For For
14 Elimination of Mgmt For For For
Supermajority
Requirement to Amend
the Certificate of
Incorporation and
Bylaws
15 Elimination of Mgmt For For For
Supermajority
Requirement for
Removal of
Directors
16 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
17 Ratification of Auditor Mgmt For Against Against
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rosalind G. Mgmt For For For
Brewer
2 Elect Mary N. Dillon Mgmt For Against Against
3 Elect Mellody L. Hobson Mgmt For For For
4 Elect Kevin R. Johnson Mgmt For For For
5 Elect Jorgen Vig Mgmt For For For
Knudstorp
6 Elect Satya Nadella Mgmt For For For
7 Elect Joshua Cooper Mgmt For For For
Ramo
8 Elect Clara Shih Mgmt For For For
9 Elect Javier G. Teruel Mgmt For For For
10 Elect Myron E. Ullman, Mgmt For For For
III
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sustainable
Packaging
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Patrick de Mgmt For For For
Saint-Aignan
3 Elect Lynn A. Dugle Mgmt For For For
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect William C. Freda Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Sara Mathew Mgmt For For For
8 Elect William L. Meaney Mgmt For For For
9 Elect Ronald. P. Mgmt For For For
O'Hanley
10 Elect Sean O'Sullivan Mgmt For For For
11 Elect Richard P. Sergel Mgmt For For For
12 Elect Gregory L. Summe Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Bartlett Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Freeman A. Mgmt For For For
Hrabowski
III
4 Elect Robert F. Mgmt For For For
MacLellan
5 Elect Olympia J. Snowe Mgmt For For For
6 Elect William J. Mgmt For For For
Stromberg
7 Elect Richard R. Verma Mgmt For For For
8 Elect Sandra S. Mgmt For For For
Wijnberg
9 Elect Alan D. Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John K. Adams, Mgmt For For For
Jr.
2 Elect Stephen A. Ellis Mgmt For For For
3 Elect Arun Sarin Mgmt For For For
4 Elect Charles R. Schwab Mgmt For For For
5 Elect Paula A. Sneed Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
Reporting
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect James W. Brown Mgmt For For For
1.3 Elect Michele G. Buck Mgmt For For For
1.4 Elect Charles A. Davis Mgmt For For For
1.5 Elect Mary Kay Haben Mgmt For For For
1.6 Elect James C. Katzman Mgmt For For For
1.7 Elect M. Diane Koken Mgmt For For For
1.8 Elect Robert M. Malcolm Mgmt For For For
1.9 Elect Anthony J. Palmer Mgmt For For For
1.10 Elect Juan R. Perez Mgmt For For For
1.11 Elect Wendy L. Mgmt For For For
Schoppert
1.12 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francis S. Blake Mgmt For Against Against
2 Elect Angela F. Braly Mgmt For For For
3 Elect Amy L. Chang Mgmt For For For
4 Elect Kenneth I. Mgmt For For For
Chenault
5 Elect Scott D. Cook Mgmt For For For
6 Elect Joseph Jimenez Mgmt For For For
7 Elect Terry J. Lundgren Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Nelson Peltz Mgmt For For For
10 Elect David. S. Taylor Mgmt For For For
11 Elect Margaret C. Mgmt For For For
Whitman
12 Elect Patricia A. Mgmt For For For
Woertz
13 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Safra A. Catz Mgmt For For For
4 Elect Francis deSouza Mgmt For For For
5 Elect Michael Froman Mgmt For For For
6 Elect Robert A. Iger Mgmt For For For
7 Elect Maria Elena Mgmt For For For
Lagomasino
8 Elect Mark G. Parker Mgmt For For For
9 Elect Derica W. Rice Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Cybersecurity
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 07/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fox Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Roberto G. Mgmt For For For
Mendoza
7 Elect Michael A. Mgmt For For For
Miles,
Jr.
8 Elect Angela A. Sun Mgmt For For For
9 Elect Frances F. Mgmt For For For
Townsend
10 Elect Solomon D. Mgmt For For For
Trujillo
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Twenty-First Century Fox, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOXA CUSIP 90130A101 07/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disney Merger Mgmt For For For
2 RemainCo Distribution Mgmt For For For
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd J Austin Mgmt For For For
III
2 Elect Diane M. Bryant Mgmt For For For
3 Elect John V. Faraci Mgmt For Against Against
4 Elect Jean-Pierre Mgmt For For For
Garnier
5 Elect Gregory J. Hayes Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Kearney
7 Elect Ellen J. Kullman Mgmt For For For
8 Elect Marshall O. Mgmt For For For
Larsen
9 Elect Harold W. McGraw Mgmt For For For
III
10 Elect Margaret L. Mgmt For For For
O'Sullivan
11 Elect Denise L. Ramos Mgmt For For For
12 Elect Fredric G. Mgmt For For For
Reynolds
13 Elect Brian C. Rogers Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Ratification of Mgmt For For For
Ownership Threshold
for Shareholders to
Call a Special
Meeting
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Celeste A. Clark Mgmt For For For
3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
4 Elect Elizabeth A. Duke Mgmt For For For
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Donald M. James Mgmt For For For
7 Elect Maria R. Morris Mgmt For For For
8 Elect Juan A. Pujadas Mgmt For For For
9 Elect James H. Quigley Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect C. Allen Parker Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect Michael J. Mgmt For For For
Farrell
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Robert A. Mgmt For For For
Hagemann
7 Elect Bryan C Hanson Mgmt For For For
8 Elect Arthur J. Higgins Mgmt For Against Against
9 Elect Maria Teresa Mgmt For For For
Hilado
10 Elect Syed Jafry Mgmt For For For
11 Elect Michael W. Mgmt For For For
Michelson
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Mortgage REIT Income ETF
________________________________________________________________________________
AG Mortgage Investment Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MITT CUSIP 001228105 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur S. Mgmt For For For
Ainsberg
1.2 Elect Andrew L. Berger Mgmt For For For
1.3 Elect T.J. Durkin Mgmt For For For
1.4 Elect Debra A. Hess Mgmt For For For
1.5 Elect Joseph LaManna Mgmt For For For
1.6 Elect Peter Linneman Mgmt For For For
1.7 Elect David Roberts Mgmt For For For
1.8 Elect Brian C. Sigman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 04/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary D. Kain Mgmt For For For
2 Elect Donna J. Blank Mgmt For For For
3 Elect Morris A. Davis Mgmt For For For
4 Elect Larry K. Harvey Mgmt For For For
5 Elect Prue B. Larocca Mgmt For For For
6 Elect Paul E. Mullings Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin G. Keyes Mgmt For For For
2 Elect Thomas Hamilton Mgmt For For For
3 Elect Kathy H. Hannan Mgmt For For For
4 Elect Vicki Williams Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Increase of Authorized Mgmt For For For
Common
Stock
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Anworth Mortgage Asset Corporation
Ticker Security ID: Meeting Date Meeting Status
ANH CUSIP 037347101 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph E. McAdams Mgmt For For For
2 Elect Joe E. Davis Mgmt For For For
3 Elect Robert C. Davis Mgmt For For For
4 Elect Mark S. Maron Mgmt For For For
5 Elect Lloyd McAdams Mgmt For For For
6 Elect Dominique Mielle Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark C. Biderman Mgmt For For For
1.2 Elect Robert A. Kasdin Mgmt For For For
1.3 Elect Cindy Z. Michel Mgmt For Withhold Against
1.4 Elect Eric L. Press Mgmt For For For
1.5 Elect Scott S. Prince Mgmt For For For
1.6 Elect Stuart A. Mgmt For For For
Rothstein
1.7 Elect Michael E. Mgmt For For For
Salvati
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Arbor Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABR CUSIP 038923108 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Archie R. Dykes Mgmt For For For
1.2 Elect Joseph Martello Mgmt For For For
1.3 Elect Edward Farrell Mgmt For For For
1.4 Elect Elliot Schwartz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armour Residential REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Carolyn Downey Mgmt For For For
1.6 Elect Thomas K. Guba Mgmt For For For
1.7 Elect Robert C. Hain Mgmt For For For
1.8 Elect John P. Hollihan Mgmt For For For
III
1.9 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Blackstone Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
BXMT CUSIP 09257W100 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Nash Mgmt For For For
1.2 Elect Stephen D. Plavin Mgmt For For For
1.3 Elect Leonard W. Cotton Mgmt For For For
1.4 Elect Thomas E. Mgmt For For For
Dobrowski
1.5 Elect Martin L. Edelman Mgmt For For For
1.6 Elect Henry N. Nassau Mgmt For Withhold Against
1.7 Elect Jonathan L. Mgmt For Withhold Against
Pollack
1.8 Elect Lynne B. Sagalyn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Capstead Mortgage Corporation
Ticker Security ID: Meeting Date Meeting Status
CMO CUSIP 14067E506 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Bernard Mgmt For For For
2 Elect Jack Biegler Mgmt For For For
3 Elect Michelle P. Mgmt For For For
Goolsby
4 Elect Gary Keiser Mgmt For For For
5 Elect Christopher W. Mgmt For For For
Mahowald
6 Elect Michael G. O'Neil Mgmt For For For
7 Elect Phillip A. Mgmt For For For
Reinsch
8 Elect Mark S. Whiting Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John P. Reilly Mgmt For For For
2 Elect Matthew Lambiase Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Credit Real Estate, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNC CUSIP 19625T101 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard B. Mgmt For For For
Saltzman
2 Elect Catherine D. Rice Mgmt For For For
3 Elect Vernon B. Mgmt For For For
Schwartz
4 Elect John E Mgmt For For For
Westerfield
5 Elect Winston W Wilson Mgmt For For For
6 Elect Darren J Tangen Mgmt For Against Against
7 Elect Kevin P Traenkle Mgmt For For For
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CYS Investments, Inc.
Ticker Security ID: Meeting Date Meeting Status
CYS CUSIP 12673A108 07/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q506 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Byron L. Boston Mgmt For For For
2 Elect Michael R. Hughes Mgmt For For For
3 Elect Barry A. Igdaloff Mgmt For For For
4 Elect Valerie A. Mosley Mgmt For For For
5 Elect Robert A. Mgmt For For For
Salcetti
6 Elect David H. Stevens Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Reverse Stock Split Mgmt For For For
9 Decrease of Authorized Mgmt For For For
Common
Stock
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Granite Point Mortgage Trust Inc
Ticker Security ID: Meeting Date Meeting Status
GPMT CUSIP 38741L107 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tanuja M. Dehne Mgmt For For For
2 Elect Martin A. Kamarck Mgmt For For For
3 Elect Stephen G. Kasnet Mgmt For For For
4 Elect William Roth Mgmt For Against Against
5 Elect W. Reid Sanders Mgmt For For For
6 Elect Thomas Siering Mgmt For For For
7 Elect John A. Taylor Mgmt For For For
8 Elect Hope B. Woodhouse Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Rebecca A. Mgmt For For For
Blalock
1.3 Elect Teresa M. Brenner Mgmt For For For
1.4 Elect Mark J. Cirilli Mgmt For For For
1.5 Elect Charles M. O'Neil Mgmt For For For
1.6 Elect Richard J. Mgmt For For For
Osborne
1.7 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Day Mgmt For For For
2 Elect Carolyn B. Mgmt For For For
Handlon
3 Elect Edward J. Hardin Mgmt For For For
4 Elect James R. Lientz, Mgmt For For For
Jr.
5 Elect Dennis P. Mgmt For For For
Lockhart
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Elect Colin D. Meadows Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2009 Mgmt For For For
Equity Incentive
Pan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan H. Fishman Mgmt For Withhold Against
1.2 Elect Pamela McCormack Mgmt For For For
1.3 Elect David Weiner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Brodsky Mgmt For For For
2 Elect Richard J. Byrne Mgmt For For For
3 Elect Francis J. Mgmt For For For
Oelerich
III
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas L. Jacobs Mgmt For For For
1.2 Elect Robert J. Mgmt For For For
McGinnis
1.3 Elect Andrew Sloves Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
4 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Board
Diversity
Report
________________________________________________________________________________
New York Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Bock Mgmt For For For
2 Elect Michael B. Mgmt For For For
Clement
3 Elect Alan L. Hainey Mgmt For For For
4 Elect Steven R. Mumma Mgmt For For For
5 Elect Steven G. Norcutt Mgmt For For For
6 Elect Lisa A. Mgmt For For For
Pendergast
7 Elect Jason T. Serrano Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott W. Carnahan Mgmt For For For
2 Elect Marianne Sullivan Mgmt For For For
3 Elect Frank P. Willey Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Christopher J. Mgmt For For For
Abate
3 Elect Mariann Mgmt For For For
Byerwalter
4 Elect Douglas B. Hansen Mgmt For For For
5 Elect Debora D. Horvath Mgmt For For For
6 Elect Greg H. Kubicek Mgmt For For For
7 Elect Fred J. Matera Mgmt For For For
8 Elect Jeffrey T. Pero Mgmt For Against Against
9 Elect Georganne C. Mgmt For For For
Proctor
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Increase of Authorized Mgmt For For For
Common
Stock
13 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Bronson
1.2 Elect Jeffrey G. Mgmt For For For
Dishner
1.3 Elect Camille J. Mgmt For For For
Douglas
1.4 Elect Solomon J. Kumin Mgmt For For For
1.5 Elect Fred S. Ridley Mgmt For For For
1.6 Elect Barry S. Mgmt For For For
Sternlicht
1.7 Elect Strauss Zelnick Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TPG RE Finance Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRTX CUSIP 87266M107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Avi Banyasz Mgmt For For For
1.2 Elect Greta Guggenheim Mgmt For For For
1.3 Elect Kelvin L. Davis Mgmt For Withhold Against
1.4 Elect Michael Gillmore Mgmt For For For
1.5 Elect Wendy A. Mgmt For For For
Silverstein
1.6 Elect Bradley Smith Mgmt For Withhold Against
1.7 Elect Gregory A. White Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B408 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect James J. Bender Mgmt For For For
3 Elect Karen Hammond Mgmt For For For
4 Elect Stephen G. Kasnet Mgmt For For For
5 Elect William Roth Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect Thomas Siering Mgmt For For For
8 Elect James A. Stern Mgmt For For For
9 Elect Hope B. Woodhouse Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B408 07/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Western Asset Mortgage Capital Corp
Ticker Security ID: Meeting Date Meeting Status
WMC CUSIP 95790D105 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward D. Fox Mgmt For For For
1.2 Elect James W. Mgmt For For For
Hirschmann
1.3 Elect Ranjit M. Mgmt For For For
Kripalani
1.4 Elect M. Christian Mgmt For For For
Mitchell
1.5 Elect Jennifer W. Mgmt For For For
Murphy
1.6 Elect Richard W. Roll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Natural Resources ETF
________________________________________________________________________________
Acerinox, S.A.
Ticker Security ID: Meeting Date Meeting Status
ACX CINS E00460233 04/10/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Special Dividend Mgmt For For For
(Reserves)
6 Special Dividend Mgmt For For For
(Share
Premium)
7 Ratify Co-Option and Mgmt For For For
Elect Ignacio Martin
San
Vicente
8 Elect George Donald Mgmt For For For
Johnston
III
9 Elect Pablo Gomez Mgmt For For For
Garzon
10 Elect Mitsuo Ikeda Mgmt For For For
11 Board Size Mgmt For For For
12 Authority to Cancel Mgmt For For For
Treasury
Shares
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Authority to Mgmt For For For
Repurchase and
Reissue Shares
Pursuant to Long-Term
Incentive
Plan
15 Remuneration Report Mgmt For For For
(Advisory)
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authorisation of Legal Mgmt For For For
Formalities
19 Minutes Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2018 Mgmt For For For
Accounts
3 Allocation of 2018 Mgmt For For For
Results
4 Discharge of Members Mgmt For For For
from Liability in
Connection with the
Management of the
Company's Affairs in
2018
5 Reduction of the Mgmt For For For
number of members of
the
Board
6 Approval of 2018 Mgmt For For For
Directors
Fees
7 Appointment of Auditor Mgmt For Abstain Against
8 Elect Alejandra Smith Mgmt For For For
9 Elect Andres Velasco Mgmt For For For
Branes
10 Elect Alan L. Boyce Mgmt For Against Against
11 Approval of 2019 Mgmt For For For
Directors
Fees
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect P. George Benson Mgmt For For For
4 Elect Suzanne P. Clark Mgmt For For For
5 Elect Wolfgang Deml Mgmt For For For
6 Elect George E. Minnich Mgmt For For For
7 Elect Martin H. Mgmt For For For
Richenhagen
8 Elect Gerald L. Shaheen Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agnico Eagle Mines Limited
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne M. Baker Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Incentive Mgmt For For For
Share Purchase
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/23/2019 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Appointment of Risk Mgmt For For For
Rating
Agency
5 Election of Directors Mgmt For Abstain Against
6 Directors' Fees Mgmt For For For
7 Report on Board of Mgmt For For For
Directors'
Expenses
8 Directors' Committee Mgmt For For For
Fees and
Budget
9 Report of the Mgmt For For For
Directors' Committee
Acts and
Expenditure
10 Related Party Mgmt For For For
Transactions
11 Publication of Company Mgmt For For For
Notices
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CINS 011532108 05/02/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Ellingham Mgmt For For For
2 Elect David Fleck Mgmt For For For
3 Elect David Gower Mgmt For For For
4 Elect Claire M. Kennedy Mgmt For For For
5 Elect John A. McCluskey Mgmt For For For
6 Elect Monique Mercier Mgmt For For For
7 Elect Paul J. Murphy Mgmt For For For
8 Elect J. Robert S. Mgmt For For For
Prichard
9 Elect Ronald E. Smith Mgmt For For For
10 Elect Kenneth G. Stowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Renewal of Long-Term Mgmt For For For
Incentive
Plan
13 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
14 Renewal of Shareholder Mgmt For For For
Rights
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alcoa Corporation
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013872106 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael G. Morris Mgmt For For For
2 Elect Mary Anne Citrino Mgmt For For For
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Kathryn S. Fuller Mgmt For For For
5 Elect Roy C. Harvey Mgmt For For For
6 Elect James A. Hughes Mgmt For For For
7 Elect James E. Nevels Mgmt For For For
8 Elect James W. Owens Mgmt For For For
9 Elect Carol L. Roberts Mgmt For For For
10 Elect Suzanne Mgmt For For For
Sitherwood
11 Elect Steven W. Mgmt For For For
Williams
12 Elect Ernesto Zedillo Mgmt For For For
Ponce de
Leon
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Algonquin Power & Utilities Corp.
Ticker Security ID: Meeting Date Meeting Status
AQN CINS 015857105 06/06/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Elect Christopher Ball Mgmt For For For
4 Elect Melissa Barnes Mgmt For For For
5 Elect Christopher Mgmt For Against Against
Jarratt
6 Elect D. Randy Laney Mgmt For For For
7 Elect Kenneth Moore Mgmt For For For
8 Elect Ian Edward Mgmt For For For
Robertson
9 Elect Masheed Saidi Mgmt For For For
10 Elect Dilek Samil Mgmt For For For
11 Elect George Steeves Mgmt For For For
12 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to Mgmt For For For
Shareholder Rights
Plan
15 Confirmation and Mgmt For For For
Approval of Advance
Notice
By-Law
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/23/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect ZENG Chen Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Mike
Ferraro)
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 02/20/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capital Contribution Mgmt For For For
4 Elect SHAN Shulan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 04/29/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capital Contribution Mgmt For For For
3 Elect HE Zhihui Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Loss Recovery Proposals Mgmt For For For
6 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong
Kong
7 Authority to Give Mgmt For For For
Guarantees by the
Company to Guizhao
Huaren New
Material
8 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
9 Authority to Give Mgmt For For For
Guarantees by the
Company to Ningxia
Energy
10 Directors' and Mgmt For Abstain Against
Supervisors'
Remuneration
Standards
11 Renewal of Liability Mgmt For Abstain Against
Insurance
12 Supplemental to Mgmt For For For
General Agreement on
Mutual Provisions and
Revision of Annual
Caps on
Transactions
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transfer Agreement Mgmt For Abstain Against
15 Authority to Issue Mgmt For For For
Domestic
Bonds
16 Authority to Issue Mgmt For For For
Overseas
Bonds
17 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect LU Dongliang Mgmt For For For
20 Elect HE Zhihui Mgmt For For For
21 Elect JIANG Yinggang Mgmt For For For
22 Elect ZHU Runzhou Mgmt For For For
23 Elect AO Hong Mgmt For For For
24 Elect WANG Jun Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect CHEN Lijie Mgmt For For For
27 Elect HU Shihai Mgmt For For For
28 Elect David Mgmt For For For
Lie-A-Cheong Tai
Chong
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Elect YE Guohua Mgmt For Against Against
31 Elect SHAN Shulan Mgmt For Against Against
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 09/17/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Issuing Method Mgmt For For For
3 Underlying Assets Mgmt For For For
4 Pricing Principle Mgmt For For For
Transaction
Price
5 Payment of Mgmt For For For
Consideration
6 Pricing Basis, Date, Mgmt For For For
and Issue
Price
7 Issuing Target and Mgmt For For For
Volume
8 Lockup Period Mgmt For For For
9 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
10 Arrangement for Mgmt For For For
Accumulated Retained
Profits
11 Listing Place Mgmt For For For
12 Valid Period of the Mgmt For For For
Resolution
13 Asset Acquisition Mgmt For For For
14 Equity Purchase Mgmt For For For
Agreement
15 Authorize Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition Mgmt For For For
4 Connected Transaction Mgmt For For For
5 Stock Type and Par Mgmt For For For
Value
6 Issuing Method Mgmt For For For
7 Underlying Assets Mgmt For For For
8 Pricing Principle Mgmt For For For
Transaction
Price
9 Payment of Mgmt For For For
Consideration
10 Pricing Basis, Date, Mgmt For For For
and Issue
Price
11 Issuing Target and Mgmt For For For
Volume
12 Lockup Period Mgmt For For For
13 Arrangement for Profit Mgmt For For For
and Losses During
Transitional
Period
14 Arrangement for Mgmt For For For
Accumulated Retained
Profits
15 Listing Place Mgmt For For For
16 Valid Period of the Mgmt For For For
Resolution
17 Asset Acquisition Mgmt For For For
18 Equity Purchase Mgmt For For For
Agreement
19 Asset Purchase Does Mgmt For For For
Not Constitute Major
Assets Restructuring
or
Listing
20 Fairness Mgmt For For For
21 Asset Evaluation Mgmt For For For
22 Authorize Legal Mgmt For For For
Formalities
23 Guarantee for the Mgmt For For For
Delivery Warehouse
Qualification
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 12/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Daily Mgmt For For For
Continuing Connected
Transactions
3 Factoring Cooperation Mgmt For For For
Agreement
4 Finance Lease Mgmt For For For
Framework
Agreement
5 Provision of Guarantee Mgmt For For For
for Financing by the
Company to Shanxi
Chalco China
Resources Co.,
Ltd.
6 Provision of Guarantee Mgmt For For For
by the Company to
Chalco Gansu Aluminum
Electricity Co.,
Ltd.
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect ZHU Runzhou Mgmt For For For
9 Elect YE Guohua as Mgmt For Against Against
Supervisor
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diana M. Bonta Mgmt For For For
1.2 Elect Mary Ann Hopkins Mgmt For For For
1.3 Elect Robert J. Sprowls Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Andeavor
Ticker Security ID: Meeting Date Meeting Status
ANDV CUSIP 03349M105 09/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 05/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue H Mgmt For Against Against
Shares or Other
Transferable Rights
w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Asset-Backed
Securities
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect WANG Yidong Mgmt For Against Against
14 Elect LI Zhen Mgmt For For For
15 Elect MA Lianyong Mgmt For For For
16 Elect XIE Junyong Mgmt For Against Against
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect WU Dajun Mgmt For For For
19 Elect MA Weiguo Mgmt For For For
20 Elect FENG Changli Mgmt For For For
21 Elect WANG Jianhua Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Elect LU Yongli Mgmt For Against Against
24 Elect LIU Xiaohui Mgmt For Against Against
25 Capitalisation Issue Mgmt For For For
Plan
26 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sale and Purchase Mgmt For For For
Agreement
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 12/18/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supply of Materials Mgmt For Abstain Against
and Services
Agreement (2019-2021)
3 Supply of Raw Mgmt For Abstain Against
Materials Agreement
(2019-2021)
4 Financial Services Mgmt For Abstain Against
Agreement
(2019-2021)
5 Amendments to Articles Mgmt For For For
6 Issue of Asset-backed Mgmt For For For
Securities
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 04/17/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Richard M.W. Mgmt For For For
Dunne
2 Re-elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
3 Re-elect Dhanasagree Mgmt For For For
(Daisy)
Naidoo
4 Re-elect Anthony Mgmt For For For
(Tony) M.
O'Neill
5 Elect Norman B. Mbazima Mgmt For For For
6 Elect Craig Miller Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Richard M.W.
Dunne)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko (Peter)
Mageza)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(John M.
Vice)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Dhanasagree (Daisy)
Naidoo)
11 Appointment of Auditor Mgmt For For For
12 General Authority to Mgmt For For For
Issue
Shares
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy and
Implementation
Report
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/30/2019 Take No Action
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Elect Marcelo H. Bastos Mgmt For TNA N/A
4 Elect Ian R. Ashby Mgmt For TNA N/A
5 Elect Stuart Chambers Mgmt For TNA N/A
6 Elect Mark Cutifani Mgmt For TNA N/A
7 Elect Nolitha V. Fakude Mgmt For TNA N/A
8 Elect Byron Grote Mgmt For TNA N/A
9 Elect Tony O'Neill Mgmt For TNA N/A
10 Elect Stephen T. Pearce Mgmt For TNA N/A
11 Elect Mphu Ramatlapeng Mgmt For TNA N/A
12 Elect Jim Rutherford Mgmt For TNA N/A
13 Elect Anne Stevens Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Remuneration Report Mgmt For TNA N/A
(Advisory)
17 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
19 Authority to Mgmt For TNA N/A
Repurchase
Shares
20 Authority to Set Mgmt For TNA N/A
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Maria D.C. Mgmt For For For
Richter
2 Elect Kelvin P. M. Mgmt For For For
Dushnisky
3 Elect Alan M. Ferguson Mgmt For For For
4 Elect Jochen E. Tilk Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rodney J.
Ruston)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
9 Appointment of Auditor Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Remuneration Policy Mgmt For For For
12 Remuneration Report Mgmt For For For
13 Approve NEDs' Fees Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve Financial Mgmt For For For
Assistance
17 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/22/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
5 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
6 Elect Gonzalo Menendez Mgmt For For For
Duque
7 Elect Ramon F. Jara Mgmt For For For
8 Elect Juan Claro Mgmt For For For
Gonzalez
9 Elect Timothy C. Baker Mgmt For For For
10 Elect Andronico Luksic Mgmt For For For
Craig
11 Elect Vivianne Blanlot Mgmt For For For
12 Elect Jorge Bande Bruck Mgmt For For For
13 Elect Francisca Castro Mgmt For For For
Fones
14 Elect A.E. Michael Mgmt For For For
Anglin
15 Appointment of Auditor Mgmt For For For
16 Authorise Auditors' Mgmt For For For
Remuneration
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (specified
capital
investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Juliet S. Ellis Mgmt For For For
4 Elect Chansoo Joung Mgmt For For For
5 Elect Rene R. Joyce Mgmt For For For
6 Elect John E. Lowe Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aqua America, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTR CUSIP 03836W103 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth B. Mgmt For For For
Amato
1.2 Elect Nicholas Mgmt For For For
DeBenedictis
1.3 Elect Christopher H. Mgmt For For For
Franklin
1.4 Elect Daniel J. Mgmt For Withhold Against
Hilferty
1.5 Elect Ellen T. Ruff Mgmt For For For
1.6 Elect Lee C. Stewart Mgmt For For For
1.7 Elect Christopher C Mgmt For For For
Womack
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Omnibus Equity
Compensation
Plan
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MTL CINS L0302D210 05/07/2019 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Vanisha Mittal Mgmt For For For
Bhatia
7 Elect Suzanne P. Mgmt For For For
Nimocks
8 Elect Jeannot Krecke Mgmt For For For
9 Elect Karel de Gucht Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Performance Share Unit Mgmt For Against Against
Plan
________________________________________________________________________________
Archer Daniels Midland Co.
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect Michael S. Burke Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Lei Z. Schlitz Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Arconic Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNC CUSIP 03965L100 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect Christopher L. Mgmt For For For
Ayers
4 Elect Elmer L. Doty Mgmt For For For
5 Elect Rajiv L. Gupta Mgmt For For For
6 Elect Sean O. Mahoney Mgmt For For For
7 Elect David J. Miller Mgmt For For For
8 Elect E. Stanley O'Neal Mgmt For For For
9 Elect John C. Plant Mgmt For For For
10 Elect Ulrich R. Schmidt Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Thandeka N. Mgmt For For For
Mgoduso
2 Re-elect Sydney K. Mgmt For For For
Mhlarhi
3 Election of Audit and Mgmt For Against Against
Risk Committee Chair
(Ed
Southey)
4 Election of Audit and Mgmt For For For
Risk Committee Member
(Bill
Urmson)
5 Election of Audit and Mgmt For For For
Risk Committee Member
(Sydney
Mhlarhi)
6 Approve Remuneration Mgmt For Against Against
Policy
7 Approve Remuneration Mgmt For Against Against
Implementation
Report
8 Approve NEDs' Fees Mgmt For For For
9 Approve Executive Mgmt For For For
Directors'
Fees
10 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/15/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
and Approval of
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Astral Foods Limited
Ticker Security ID: Meeting Date Meeting Status
ARL CINS S0752H102 02/07/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Diederik J. Mgmt For For For
Fouche
3 Re-elect Marthinus T. Mgmt For For For
Lategan
4 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Diederik J.
Fouche)
5 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Marthinus T.
Lategan)
6 Elect Audit and Risk Mgmt For For For
Management Committee
Member (Tshepo M.
Shabangu)
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authorisation of Legal Mgmt For For For
Formalities
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Companies)
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aurubis AG
Ticker Security ID: Meeting Date Meeting Status
NDA CINS D10004105 02/28/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
for Fiscal Year
2018/19
10 Appointment of Auditor Mgmt For For For
for Interim
Statements during
FY2018/19
11 Appointment of Auditor Mgmt For For For
for Interim
Statements until 2020
AGM
12 Elect Andrea Bauer as Mgmt For For For
Supervisory Board
Member
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CINS 11777Q209 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Kevin Bullock Mgmt For For For
4 Elect Robert Cross Mgmt For For For
5 Elect Robert Gayton Mgmt For For For
6 Elect Clive T. Johnson Mgmt For For For
7 Elect George Johnson Mgmt For For For
8 Elect Jerry R. Korpan Mgmt For For For
9 Elect Bongani Mtshisi Mgmt For For For
10 Elect Robin Weisman Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Adoption of the Mgmt For For For
Performance Share
Unit
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Baker Hughes, a GE Company
Ticker Security ID: Meeting Date Meeting Status
BHGE CUSIP 05722G100 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect Lynn L. Elsenhans Mgmt For For For
1.6 Elect Jamie Miller Mgmt For For For
1.7 Elect James J. Mulva Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K0840B107 04/05/2019 Voted
Meeting Type Country of Trade
Annual Faroe Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of the Mgmt For For For
Presiding
Chair
2 Report of the Board of Mgmt For For For
Directors
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
(Slate)
6 Elect Runi M. Hansen Mgmt For Against Against
as
Chair
7 Directors' Fees Mgmt For For For
8 Nomination Committee Mgmt For Abstain Against
9 Nomination Committee Mgmt For For For
Fees
10 Appointment of Auditor Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Amendments to Articles Mgmt For For For
Regarding Directors'
Term of
Office
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Andrew J. Quinn Mgmt For For For
1.8 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 11/05/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger
2 Change of Continuance Mgmt For For For
from Ontario to
British
Columbia
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 10/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Barry A. Irvin Mgmt For For For
4 Re-elect Jeff Odgers Mgmt For Against Against
5 Re-elect Raelene Murphy Mgmt For For For
6 Re-elect Richard Cross Mgmt For Against Against
7 Approve Issue of Mgmt For For For
Securities
8 Approve Financial Mgmt For For For
Assistance (Peanut
Company of
Australia)
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/08/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Mgmt For For For
Repurchase
Shares
8 Remuneration Report Mgmt For For For
(Advisory -
UK)
9 Remuneration Report Mgmt For For For
(Advisory -
AUS)
10 Equity Grant (CEO Mgmt For For For
Andrew
Mackenzie)
11 Change in Company Name Mgmt For For For
12 Re-elect Terry Bowen Mgmt For For For
13 Re-elect Malcolm Mgmt For For For
Broomhead
14 Re-elect Anita Frew Mgmt For For For
15 Re-elect Carolyn Hewson Mgmt For For For
16 Re-elect Andrew Mgmt For For For
Mackenzie
17 Re-elect Lindsay Mgmt For For For
Maxsted
18 Re-elect John Mogford Mgmt For For For
19 Re-elect Shriti Vadera Mgmt For For For
20 Re-elect Ken MacKenzie Mgmt For For For
________________________________________________________________________________
BillerudKorsnas AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/09/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Directors and Mgmt For For For
Auditors'
Fees
17 Elect Tobias Auchli Mgmt For For For
18 Elect Andrea Gisle Mgmt For For For
Joosen
19 Elect Bengt Hammar Mgmt For For For
20 Elect Lennart Holm Mgmt For For For
21 Elect Michael Kaufmann Mgmt For For For
22 Elect Kristina Schauman Mgmt For For For
23 Elect Victoria Van Camp Mgmt For For For
24 Elect Jan Astrom Mgmt For For For
25 Election of Chair and Mgmt For For For
Vice
Chair
26 Appointment of Auditor Mgmt For For For
27 Remuneration Guidelines Mgmt For For For
28 Long Term Incentive Mgmt For For For
Plan
29 Authority to Transfer Mgmt For For For
Treasury Shares
Pursuant to
LTIP
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Mark Hutchinson Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Mark Vassella -
STIP)
5 Equity Grant (MD/CEO Mgmt For For For
Mark Vassella -
LTIP)
6 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W2R820110 05/03/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size; Number of Mgmt For For For
Auditors
19 Directors' Fees Mgmt For For For
20 Elect Marie Berglund Mgmt For For For
21 Elect Tom Erixon Mgmt For For For
22 Elect Michael G:son Low Mgmt For For For
23 Elect Elisabeth Nilsson Mgmt For For For
24 Elect Pia Rudengren Mgmt For For For
25 Elect Anders Ullberg Mgmt For For For
26 Elect Perttu Louhiluoto Mgmt For For For
27 Elect Anders Ullberg Mgmt For For For
as
Chair
28 Authority to Set Mgmt For For For
Auditor's
Fees
29 Appointment of Auditor Mgmt For For For
30 Remuneration Guidelines Mgmt For Against Against
31 Election of Nomination Mgmt For For For
Committee
Members
32 Approve Share Mgmt For For For
Redemption
Plan
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Brian Gilvary Mgmt For For For
5 Elect Nils Andersen Mgmt For For For
6 Elect Alison J. Mgmt For For For
Carnwath
7 Elect Pamela Daley Mgmt For For For
8 Elect Ian E.L. Davis Mgmt For For For
9 Elect Dame Ann Dowling Mgmt For For For
10 Elect Helge Lund Mgmt For For For
11 Elect Melody B. Meyer Mgmt For For For
12 Elect Brendan R. Nelson Mgmt For For For
13 Elect Paula Rosput Mgmt For For For
Reynolds
14 Elect John Sawers Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Change
Reporting
23 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vinitia Bali Mgmt For For For
2 Elect Carol M. Browner Mgmt For For For
3 Elect Andrew A. Ferrier Mgmt For For For
4 Elect Paul J. Fribourg Mgmt For For For
5 Elect J. Erik Fyrwald Mgmt For For For
6 Elect Gregory A. Mgmt For For For
Heckman
7 Elect Kathleen Hyle Mgmt For For For
8 Elect John E. McGlade Mgmt For For For
9 Elect Henry W. Winship Mgmt For For For
10 Elect Mark N. Zenuk Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Calbee, Inc.
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/19/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuji Ito Mgmt For For For
4 Elect Makoto Ehara Mgmt For For For
5 Elect Koichi Kikuchi Mgmt For For For
6 Elect Yuzaburo Mogi Mgmt For For For
7 Elect Takahisa Takahara Mgmt For For For
8 Elect Atsuko Fukushima Mgmt For For For
9 Elect Yoshihiko Mgmt For For For
Miyauchi
10 Elect Anne TSE Mgmt For For For
11 Elect Yoshio Mataichi Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
13 Amendment to Mgmt For For For
Trust-Type Equity
Plan
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Shelly M. Esque Mgmt For For For
4 Elect Edwin A. Guiles Mgmt For For For
5 Elect Martin A. Mgmt For For For
Kropelnicki
6 Elect Thomas M. Krummel Mgmt For For For
7 Elect Richard P. Mgmt For For For
Magnuson
8 Elect Peter C. Nelson Mgmt For For For
9 Elect Carol M. Mgmt For For For
Pottenger
10 Elect Lester A. Snow Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/09/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Steven Gregg Mgmt For For For
3 Re-elect Penelope Mgmt For For For
(Penny) A.
Winn
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect N. Murray Edwards Mgmt For For For
1.3 Elect Timothy W. Mgmt For For For
Faithfull
1.4 Elect Christopher L. Mgmt For For For
Fong
1.5 Elect Gordon D. Giffin Mgmt For For For
1.6 Elect Wilfred A. Gobert Mgmt For For For
1.7 Elect Steve W. Laut Mgmt For For For
1.8 Elect Tim S. McKay Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CINS 137576104 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Conrad A. Pinette Mgmt For For For
4 Elect Glen Clark Mgmt For For For
5 Elect Ross S. Smith Mgmt For For For
6 Elect William W. Mgmt For For For
Stinson
7 Elect Barbara Hislop Mgmt For For For
8 Elect James McNeill Mgmt For For For
Singleton
9 Elect Dianne Watts Mgmt For For For
10 Elect Ryan Mgmt For Against Against
Barrington-Foote
11 Elect John R. Baird Mgmt For For For
12 Elect M. Dallas H. Ross Mgmt For Against Against
13 Elect Donald B. Kayne Mgmt For For For
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 04/08/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
issuer)
5 Amendment to the Mgmt For For For
Performance Share
Plan
6 Increase in Directors' Mgmt For For For
Fee
Cap
7 Elect Josef El-Raghy Mgmt For For For
8 Elect Andrew Pardey Mgmt For For For
9 Elect Ross Jerrard Mgmt For For For
10 Elect Gordon E. Haslam Mgmt For For For
11 Elect Alison Baker Mgmt For For For
12 Elect Ibrahim Fawzy Mgmt For For For
13 Elect Mark R. Arnesen Mgmt For For For
14 Elect Mark Bankes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CINS 152006102 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Richard W. Connor Mgmt For For For
3 Elect Dushenaly Kasenov Mgmt For For For
4 Elect Maksat Kobonbaev Mgmt For For For
5 Elect Stephen A. Lang Mgmt For For For
6 Elect Askar Oskombaev Mgmt For For For
7 Elect Michael S. Mgmt For For For
Parrett
8 Elect Jacques Perron Mgmt For For For
9 Elect Scott G. Perry Mgmt For For For
10 Elect Sheryl K. Mgmt For For For
Pressler
11 Elect Bruce V. Walter Mgmt For For For
12 Elect Susan Yurkovich Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Centrica plc
Ticker Security ID: Meeting Date Meeting Status
CNA CINS G2018Z143 05/13/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Charles Berry Mgmt For For For
5 Elect Richard Hookway Mgmt For For For
6 Elect Pam Kaur Mgmt For For For
7 Elect Kevin O'Byrne Mgmt For For For
8 Elect Chris O'Shea Mgmt For For For
9 Elect Sarwjit Sambhi Mgmt For For For
10 Elect Iain C. Conn Mgmt For For For
11 Elect Joan Gillman Mgmt For For For
12 Elect Stephen Hester Mgmt For For For
13 Elect Carlos Pascual Mgmt For For For
14 Elect Steve Pusey Mgmt For For For
15 Elect Scott Wheway Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Amendments to Articles Mgmt For For For
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect William Davisson Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect John D. Johnson Mgmt For For For
8 Elect Anne P. Noonan Mgmt For For For
9 Elect Michael J. Toelle Mgmt For For For
10 Elect Theresa E. Wagler Mgmt For For For
11 Elect Celso L. White Mgmt For For For
12 Elect W. Anthony Will Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consen
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David I. Foley Mgmt For For For
6 Elect David B. Mgmt For For For
Kilpatrick
7 Elect Andrew Langham Mgmt For For For
8 Elect Courtney R. Mgmt For For For
Mather
9 Elect Donald F. Mgmt For For For
Robillard,
Jr.
10 Elect Neal A. Shear Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Charles W. Mgmt For For For
Moorman,
IV
6 Elect Dambisa F. Moyo Mgmt For For For
7 Elect Debra L. Mgmt For For For
Reed-Klages
8 Elect Ronald D. Sugar Mgmt For For For
9 Elect Inge G. Thulin Mgmt For For For
10 Elect D. James Umpleby Mgmt For For For
11 Elect Michael K. Wirth Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Human Right
to
Water
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Aligning
GHG Reductions with
Paris
Agreement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 05/31/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Zhen Mgmt For For For
6 Elect XU Guanghong Mgmt For For For
7 Elect HUA Jian Mgmt For For For
8 Elect LUAN Richeng Mgmt For Against Against
9 Elect MENG Qingguo Mgmt For Against Against
10 Elect Ambrose LAM Wai Mgmt For Against Against
Hon
11 Elect ONG Teck Chye Mgmt For Against Against
12 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Agri-Industries Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0606 CINS Y1375F104 11/02/2018 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Master Agreement Mgmt For For For
4 CTG Acquisition Mgmt For For For
5 Amended Mgmt For For For
Non-Competition
Deed
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 06/28/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statement Mgmt For For For
2018
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget 2019 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 2018 Integrated Mgmt For For For
Materials and
Services Mutual
Provision Framework
Agreement
10 2018 Project Design, Mgmt For For For
Construction and
General Contracting
Services Framework
Agreement
11 2018 Financial Mgmt For For For
Services Framework
Agreement
12 General Mandate to Mgmt For For For
Issue Debt Financing
Instruments
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Yanjiang Mgmt For For For
3 Elect PENG Yi Mgmt For For For
4 Elect NIU Jianhua Mgmt For For For
5 Elect DU Ji'an Mgmt For Against Against
6 Elect ZHAO Rongzhe Mgmt For For For
7 Elect XU Qian Mgmt For For For
8 Elect ZHANG Ke Mgmt For For For
9 Elect ZHANG Chengjie Mgmt For For For
10 Elect LEUNG Chong Shun Mgmt For For For
11 Elect ZHOU Litao Mgmt For For For
12 Elect WANG Wenzhang Mgmt For Against Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/22/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUANG Yong Mgmt For Against Against
6 Elect LIU Mingxing Mgmt For Against Against
7 Elect Rajeev Kumar Mgmt For For For
Mathur
8 Elect ZHAO Yuhua Mgmt For Against Against
9 Elect Cynthia WONG Sin Mgmt For For For
Yue
10 Elect CHEN Yanyan Mgmt For For For
11 Elect ZHANG Ling Mgmt For For For
12 Elect JO Jinho Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
18 Service Contract for Mgmt For For For
LIU Ming
Hui
19 Service Contract for Mgmt For For For
HUANG
Yong
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 01/15/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Investment and Wealth Mgmt For For For
Management
Cooperation Framework
Agreement
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/22/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHENG Shuliang Mgmt For For For
5 Elect ZHANG Ruilian Mgmt For For For
6 Elect YANG Congsen Mgmt For For For
7 Elect ZHANG Jinglei Mgmt For Against Against
8 Elect CHEN Yisong Mgmt For For For
9 Elect XING Jian Mgmt For Against Against
10 Elect HAN Benwen Mgmt For Against Against
11 Elect DONG Xinyi Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Allocation of Mgmt For For For
Profits/Dividends
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 09/13/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Aluminum Products Mgmt For For For
Sales Framework
Agreement
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect GUO YiMing as Mgmt For For For
Non-Executive
Director
4 Amendments to Articles Mgmt For For For
5 Authority to Mgmt For For For
Repurchase
Shares
6 Approval to purchase Mgmt For For For
liability
insurance
7 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 03/28/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report and Mgmt For For For
Financial Statements
2018
3 Budget Report 2019 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees
12 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2019
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
Conditions of
Material
Asset Reorganization
of Listed
Companies
16 Plan of Material Asset Mgmt For For For
Acquisition of the
Company
17 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Related Party
Transaction
18 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Reverse
Takeover as Stipulated
in Article 13 of the
Administrative
Measures
for Material Asset
Reorganization of
Listed
Companies
19 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
the Requirements
under Article 4 of
the Regulations
Concerning the
Standardization of
Certain Issues of
Material Asset
Reorganization of
Listed
Companies
20 Merger/Acquisition Mgmt For For For
21 Asset Acquisition Mgmt For For For
Report (Draft) of
China Molybdenum Co.,
Ltd.
22 Effect on Major Mgmt For For For
Financial Indicators
from the Dilution of
Current Returns as a
Result of the
Material Asset
Acquisition and its
Remedial
Measures
23 Proposed Authorization Mgmt For For For
to the Board at the
General Meeting to
Handle All Matters
Relating to the
Material Asset
Acquisition
24 Shareholders' Return Mgmt For For For
Plan
2019-2021
25 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 08/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Chaochun Mgmt For For For
2 Elect LI Faben Mgmt For For For
3 Elect YUAN Honglin Mgmt For Against Against
4 Elect MA Hui Mgmt For For For
5 Elect CHENG Yunlei Mgmt For For For
6 Elect Li Shuhua Mgmt For For For
7 Elect YAN Ye Mgmt For For For
8 Elect Gerry WANG Yougui Mgmt For For For
9 Elect ZHANG Zhenhao as Mgmt For Against Against
Supervisor
10 Elect KOU Youmin as Mgmt For For For
Supervisor
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/30/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect QI Meisheng Mgmt For For For
10 Elect Albert WONG Kwai Mgmt For For For
Huen
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
13 Amendments to Article Mgmt For For For
11
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 05/30/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Domestic
and/or H
Shares
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/09/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividends
8 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
10 Authority to Issue Mgmt For Against Against
Domestic and/or
Foreign Shares w/o
Preemptive
Rights
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/23/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect YU Baocai Mgmt For For For
4 Continuing Connected Mgmt For For For
Transactions
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/21/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Liability Insurance Mgmt For For For
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Mutual Coal Supply Mgmt For For For
Agreement
11 Mutual Supplies and Mgmt For For For
Services
Agreement
12 Financial Services Mgmt For For For
Agreement
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural Rules of
the General
Meeting
15 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Directors
16 Amendments to Mgmt For For For
Procedural Rules of
the Board of
Supervisors
17 Elect WANG Xiangxi Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/19/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
4 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
5 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
6 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
7 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
8 Elect WONG Chao-Tung Mgmt For For For
9 Elect TSENG Wen-Sheng Mgmt For For For
10 Elect WU Fong-Sheng Mgmt For For For
11 Elect LIN Horng-Nan Mgmt For For For
12 Elect WANG Shyi-Chin Mgmt For For For
13 Elect WENG Cheng-I Mgmt For For For
14 Elect YANG Yueh-Kun Mgmt For For For
15 Elect CHEN Chun-Sheng Mgmt For For For
16 Elect CHANG Shyue-Bin Mgmt For For For
17 Elect HON Min-Hsiung Mgmt For For For
18 Elect KAO Lan-Feng Mgmt For For For
19 Non-compete Mgmt For For For
Restrictions for WONG
Chao-Tung
20 Non-compete Mgmt For For For
Restrictions for WU
Fong-Sheng
21 Non-compete Mgmt For For For
Restrictions for LIN
Horng-Nan
22 Non-compete Mgmt For For For
Restrictions for WANG
Shyi-Chin
23 Non-compete Mgmt For For For
Restrictions for YANG
Yueh-Kun
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 03/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Monica Ferreira Mgmt For For For
do Amaral
Porto
2 Ratify Co-Option and Mgmt For For For
Elect Benedito Pinto
Ferreira Braga
Junior
3 Dismissal of Director Mgmt For For For
Rogerio Ceron de
Oliveira
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/29/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Against Against
Supervisory
Council
4 Remuneration Policy Mgmt For Against Against
5 Amendments to Article Mgmt For For For
3 (Reconciliation of
Share
Capital)
6 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 05/13/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Eligibility and
Advisory Committee
Members
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 06/03/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Eligibility and
Advisory Committee
Members
2 Amendments to Article Mgmt For For For
8 (Board
Chair)
3 Consolidation of Mgmt For For For
Articles
4 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
________________________________________________________________________________
Cia De Saneamento Basico De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 10/30/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For For For
Eligibility and
Counseling Committee
Members
2 Elect Marcio Cury Mgmt For For For
Abumussi as Alternate
Supervisory Council
Member
3 Elect Sergio Ricardo Mgmt For For For
Ciavolih
Mota
4 Ratify Co-Option and Mgmt For For For
Elect Karla Bertocco
Trindade
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For For For
2 Elect Harold R. Logan, Mgmt For For For
Jr.
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIMIC Group Limited
Ticker Security ID: Meeting Date Meeting Status
CIM CINS Q2424E105 04/11/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect David P. Mgmt For Against Against
Robinson
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For Against Against
Acts
4 Elect Suzanne Heywood Mgmt For Against Against
5 Elect Hubertus Mgmt For For For
Muhlhauser
6 Elect Leo Houle Mgmt For Against Against
7 Elect John Lanaway Mgmt For For For
8 Elect Silke Scheiber Mgmt For For For
9 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
10 Elect Jacques Mgmt For For For
Theurillat
11 Elect Alessandro Nasi Mgmt For For For
12 Elect Lorenzo Simonelli Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 11/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hubertus M. Mgmt For For For
Muhlhauser
2 Elect Suzanne Heywood Mgmt For For For
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/23/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect WANG Dongjin Mgmt For For For
7 Elect XU Keqiang Mgmt For For For
8 Elect CHIU Sung Hong Mgmt For For For
9 Elect QIU Zhi Zhong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rhys J. Best Mgmt For For For
2 Elect Richard B. Kelson Mgmt For For For
3 Elect Charles L. Szews Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Interim Dividends Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board of Directors' Mgmt For For For
Remuneration
Policy
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Gray Mgmt For For For
2 Elect Susan J. Helms Mgmt For For For
3 Elect Gary A. Merriman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 07/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Ryan M. Lance Mgmt For For For
8 Elect William H. Mgmt For For For
McRaven
9 Elect Sharmila Mulligan Mgmt For For For
10 Elect Arjun N. Murti Mgmt For For For
11 Elect Robert A. Niblock Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/21/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YOON Sae Bom Mgmt For For For
2 Elect AHN Ji Yong Mgmt For For For
3 Elect CHAE Jin Ho Mgmt For Against Against
4 Elect Tak Tae Moon Mgmt For For For
5 Elect LEE Chang Seh Mgmt For For For
6 Elect KIM Shin Ho Mgmt For For For
7 Elect KIM Ik Rae Mgmt For For For
8 Elect LEE Hee Beom Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member: LEE
Chang
Seh
10 Election of Audit Mgmt For Against Against
Committee Member:
CHAE Jin
Ho
11 Election of Audit Mgmt For For For
Committee Member: KIM
Ik
Rae
12 Share Option Mgmt For For For
Previously Granted by
Board
Resolution
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Elect PARK Tae Hyun Mgmt For For For
4 Elect BU Jay Hoon Mgmt For For For
5 Elect LEE Joong Seek Mgmt For For For
6 Elect LEE Joon Ho Mgmt For For For
7 Elect YOU Ki Seok Mgmt For Against Against
8 Elect CHOI In Bum Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member: LEE
Joong
Seek
10 Election of Audit Mgmt For For For
Committee Member: LEE
Joon
Ho
11 Election of Audit Mgmt For Against Against
Committee Member: YOU
Ki
Seok
12 Share Option Grant Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/22/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Hodge Mgmt For For For
1.2 Elect Clyde R. Hosein Mgmt For For For
1.3 Elect Darren R. Jackson Mgmt For For For
1.4 Elect Duy-Loan T. Le Mgmt For For For
1.5 Elect Gregg A. Lowe Mgmt For For For
1.6 Elect John B. Replogle Mgmt For For For
1.7 Elect Thomas H. Werner Mgmt For For For
1.8 Elect Anne C. Whitaker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cresud S.A.
Ticker Security ID: Meeting Date Meeting Status
CRES CUSIP 226406106 10/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates in Charge
of Meeting
Minutes
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Scrip Dividend Mgmt For For For
5 Creation of Reserve Mgmt For For For
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of Mgmt For For For
Supervisory Council
Acts
8 Directors' Fees Mgmt For For For
9 Supervisory Council Mgmt For For For
Fees
10 Election of Directors Mgmt For For For
11 Election of Mgmt For Abstain Against
Supervisory
Council
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Amendments to Articles Mgmt For Abstain Against
15 Delegation of Powers Mgmt For For For
Regarding Debt
Program
16 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Daio Paper Corporation
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Sako Mgmt For Against Against
4 Elect Toshihiro Adachi Mgmt For For For
5 Elect Kunihiro Okazaki Mgmt For For For
6 Elect Takashi Ono Mgmt For For For
7 Elect Yorifusa Mgmt For For For
Wakabayashi
8 Elect Hiroshi Yamasaki Mgmt For For For
9 Elect Yoshiyuki Mgmt For For For
Shinohara
10 Elect Toshiki Yamagami Mgmt For For For
11 Elect Tetsuya Watanabe Mgmt For For For
12 Elect Yukihiro Tanaka Mgmt For For For
13 Elect Hiroshi Mizobuchi Mgmt For For For
14 Elect Hiromitsu Fujii Mgmt For For For
15 Elect Hiroyuki Fujita Mgmt For For For
16 Elect Nobuhiko Yoshida Mgmt For For For
17 Elect Tetsuo Kitagawa Mgmt For For For
18 Elect Mizue Unno Mgmt For For For
19 Elect Masashi Yano as Mgmt For For For
Statutory
Auditor
20 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect D. Eugene Ewing Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Cynthia Pharr Lee Mgmt For For For
8 Elect Charles Macaluso Mgmt For For For
9 Elect Gary W. Mize Mgmt For For For
10 Elect Michael Rescoe Mgmt For For For
11 Elect Nicole M. Mgmt For For For
Ringenberg
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Vance D. Coffman Mgmt For For For
3 Elect Alan C. Heuberger Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Michael O. Mgmt For For For
Johanns
7 Elect Clayton M. Jones Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Advisory vote on Mgmt For For For
executive
compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Propsal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 06/05/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andre Falzon Mgmt For For For
3 Elect Steven Feldman Mgmt For For For
4 Elect Judy Kirk Mgmt For For For
5 Elect Michael McMullen Mgmt For For For
6 Elect Christopher Mgmt For For For
Robison
7 Elect Ronald Simkus Mgmt For For For
8 Elect Dawn Whittaker Mgmt For For For
9 Elect William C. Mgmt For For For
Williams
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendment of the Mgmt For For For
Performance and
Restricted Share Unit
Plan
12 Share Option Plan Mgmt For For For
Renewal
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/11/2018 Voted
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remove Lisa Colnett ShrHoldr N/A For N/A
4 Remove Edward C. ShrHoldr N/A For N/A
Dowling
Jr.
5 Remove Alan R. Edwards ShrHoldr N/A For N/A
6 Remove Andre Falzon ShrHoldr N/A For N/A
7 Remove J. Michael ShrHoldr N/A For N/A
Kenyon
8 Remove Judy Kirk ShrHoldr N/A For N/A
9 Remove Alex G. Morrison ShrHoldr N/A For N/A
10 Remove Jonathan ShrHoldr N/A For N/A
Rubenstein
11 Board Size ShrHoldr N/A Abstain N/A
12 Elect Maria S. Jelescu ShrHoldr N/A For N/A
Dreyfus
13 Elect Steven Mark ShrHoldr N/A For N/A
Feldman
14 Elect Marcelo Kim ShrHoldr N/A For N/A
15 Elect Christopher ShrHoldr N/A For N/A
James
Robison
16 Elect Ronald Stanley ShrHoldr N/A For N/A
Simkus
17 Elect Dawn Patricia ShrHoldr N/A For N/A
Whittaker
18 Elect William C. ShrHoldr N/A For N/A
Williams
19 Elect Michael D. ShrHoldr N/A For N/A
Woollcombe
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 12/13/2018 Take No Action
Meeting Type Country of Trade
Proxy Contest Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Remove Lisa Colnett Mgmt For TNA N/A
4 Remove Jonathan Mgmt For TNA N/A
Rubenstein
5 Remove Edward C. Mgmt Against TNA N/A
Dowling
Jr.
6 Remove Alan R. Edwards Mgmt Against TNA N/A
7 Remove Andre Falzon Mgmt Against TNA N/A
8 Remove J. Michael Mgmt Against TNA N/A
Kenyon
9 Remove Judy Kirk Mgmt Against TNA N/A
10 Remove Alex G. Morrison Mgmt Against TNA N/A
11 Board Size Mgmt Against TNA N/A
12 Elect Steven Mark ShrHoldr For TNA N/A
Feldman
13 Elect Christopher ShrHoldr For TNA N/A
James
Robison
14 Elect Ronald Stanley ShrHoldr Against TNA N/A
Simkus
15 Elect Dawn Patricia ShrHoldr Against TNA N/A
Whittaker
16 Elect Maria S. Jelescu ShrHoldr Against TNA N/A
Dreyfus
17 Elect William C. ShrHoldr Against TNA N/A
Williams
18 Elect Michael D. ShrHoldr Against TNA N/A
Woollcombe
19 Elect Marcelo Kim ShrHoldr Against TNA N/A
20 Non-Voting Meeting Note N/A N/A TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Ann G. Fox Mgmt For For For
1.4 Elect David A. Hager Mgmt For For For
1.5 Elect Robert H. Henry Mgmt For For For
1.6 Elect Michael M. Mgmt For For For
Kanovsky
1.7 Elect John Krenicki, Mgmt For For For
Jr.
1.8 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.9 Elect Duane C. Radtke Mgmt For For For
1.10 Elect Keith O. Rattie Mgmt For For For
1.11 Elect Mary P. Mgmt For For For
Ricciardello
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Michael L. Hollis Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Mark L. Plaumann Mgmt For For For
7 Elect Melanie M. Trent Mgmt For For For
8 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 11/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Pamela B. Strobel Mgmt For For For
7 Elect Denis A. Turcotte Mgmt For For For
8 Elect John D. Williams Mgmt For For For
9 Elect Mary A. Winston Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dongfang Electric Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
1072 CINS Y20958107 12/04/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Jilie as Mgmt For Against Against
Supervisor
3 Elect BAI Yong Mgmt For For For
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 07/10/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/04/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles W. Roberts Mgmt For For For
6 Elect Adrian Marsh Mgmt For For For
7 Elect Chris Britton Mgmt For For For
8 Elect Jonathan Nicholls Mgmt For For For
9 Elect Kathleen Mgmt For For For
O'Donovan
10 Elect Louise Smalley Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Amendments to Articles Mgmt For For For
(Hybrid
Meetings)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
E.ON SE
Ticker Security ID: Meeting Date Meeting Status
EOAN CINS D24914133 05/14/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Appointment of Auditor Mgmt For For For
for Interim Financial
Statements in
2019
11 Appointment of Auditor Mgmt For For For
for Interim Financial
Statements for First
Quarter of
2020
12 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
Size
13 Approval of Mgmt For For For
Intra-Company Control
Agreement with E.ON
11. Verwaltungs
GmbH
14 Approval of Mgmt For For For
Intra-Company Control
Agreement with E.ON
12. Verwaltungs
GmbH
________________________________________________________________________________
Elders Limited
Ticker Security ID: Meeting Date Meeting Status
ELD CINS Q3414A186 12/13/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Robyn Clubb Mgmt For For For
5 Elect Michael G. Mgmt For For For
Carroll
6 Renew Long-Term Mgmt For For For
Incentive
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Mark
Allison)
8 Approve Financial Mgmt For For For
Assistance (Titan Ag
Pty
Ltd)
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/26/2019 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Abstain Against
4 Presentation of Report Mgmt For For For
on Related Party
Transactions
5 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agencies
6 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
7 Dividend Policy Mgmt For Abstain Against
8 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela L. Carter Mgmt For Abstain Against
2 Elect Marcel R. Coutu Mgmt For For For
3 Elect Susan M. Mgmt For For For
Cunningham
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect J. Herb England Mgmt For For For
6 Elect Charles W. Mgmt For For For
Fischer
7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
8 Elect Teresa S. Madden Mgmt For For For
9 Elect Al Monaco Mgmt For For For
10 Elect Michael E.J. Mgmt For For For
Phelps
11 Elect Dan C. Tutcher Mgmt For For For
12 Elect Catherine L. Mgmt For For For
Williams
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 2019 Long Term Mgmt For For For
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 02/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret McKenzie Mgmt For For For
1.6 Elect Steven W. Nance Mgmt For For For
1.7 Elect Suzanne P. Mgmt For For For
Nimocks
1.8 Elect Thomas G. Ricks Mgmt For For For
1.9 Elect Brian G. Shaw Mgmt For For For
1.10 Elect Douglas J. Mgmt For For For
Suttles
1.11 Elect Bruce G. Waterman Mgmt For For For
1.12 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/14/2019 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
4 Remuneration Policy Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Julie J. Mgmt For For For
Robertson
7 Elect Donald F. Textor Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equinor ASA
Ticker Security ID: Meeting Date Meeting Status
EQNR CINS R2R90P103 05/15/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair
5 Agenda Mgmt For TNA N/A
6 Minutes Mgmt For TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Authority to Mgmt For TNA N/A
Distribute Interim
Dividend
9 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Climate
Change
Strategy
10 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding GHG
Reduction
Targets
11 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Move from
Fossil Fuels to
Renewable
Energy
12 Corporate Governance Mgmt For TNA N/A
Statement
13 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
14 Equity-Related Mgmt For TNA N/A
Remuneration
Guidelines
(Binding)
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Appointment of Auditor Mgmt For TNA N/A
17 Non-Voting Agenda Item N/A N/A TNA N/A
18 Corporate Assembly Fees Mgmt For TNA N/A
19 Nomination Committee Mgmt For TNA N/A
Fees
20 Authority to Mgmt For TNA N/A
Repurchase Shares
Pursuant to Share
Savings
Plan
21 Authority to Mgmt For TNA N/A
Repurchase Shares for
Cancellation
22 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Abandonment
of Carbon Capture and
Storage
________________________________________________________________________________
Equitrans Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
ETRN CUSIP 294600101 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicky A. Bailey Mgmt For For For
1.2 Elect Kenneth M. Burke Mgmt For For For
1.3 Elect Margaret K. Mgmt For For For
Dorman
1.4 Elect Thomas F. Karam Mgmt For For For
1.5 Elect David L. Porges Mgmt For For For
1.6 Elect Norman J. Mgmt For For For
Szydlowski
1.7 Elect Robert F. Vagt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/21/2019 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditor's
Report
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Mgmt For For For
independent
Directors; Bord Size;
Board Term
Length
12 Directors' Fees Mgmt For For For
13 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For Against Against
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Charitable Donations Mgmt For Against Against
17 Closing Mgmt For For For
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/22/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Graham R. Mgmt For For For
Freestone
4 Re-elect Lawrence Mgmt For For For
(Lawrie) J.
Conway
5 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
6 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/18/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect Laurie H. Argo Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Deborah Gudgeon Mgmt For For For
10 Elect Alexander Mgmt For Against Against
Izosimov
11 Elect Sir Michael Peat Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan K. Avery Mgmt For For For
2 Elect Angela F. Braly Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Steven A. Mgmt For For For
Kandarian
6 Elect Douglas R. Mgmt For For For
Oberhelman
7 Elect Samuel J. Mgmt For For For
Palmisano
8 Elect Steven S Mgmt For For For
Reinemund
9 Elect William C. Weldon Mgmt For For For
10 Elect Darren W. Woods Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Director Skills
Matrix
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation
of Climate Change
Committee
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Risks of Gulf Coast
Petrochemical
Investments
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Fibria Celulose S.A.
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 09/13/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authorize Waiver of Mgmt For For For
Public
Offering
5 Merger Agreement Mgmt For For For
6 Merger Mgmt For For For
7 Approve Management Mgmt For For For
Share
Subscription
8 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
9 Elect Vera Lucia de Mgmt For For For
Almeida Pereira Elias
as Alternate Board
Member
10 Elect Sergio Citeroni Mgmt For For For
as Alternate Board
Member
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Vera Lucia
de Almeida Pereira
Elias
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Citeroni
________________________________________________________________________________
Fibria Celulose S.A.
Ticker Security ID: Meeting Date Meeting Status
FIBR3 CINS P3997N101 12/03/2018 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CINS 335934105 05/09/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Philip K.R. Mgmt For For For
Pascall
4 Elect G. Clive Newall Mgmt For For For
5 Elect Kathleen Hogenson Mgmt For For For
6 Elect Peter St. George Mgmt For For For
7 Elect Andrew Adams Mgmt For For For
8 Elect Paul Brunner Mgmt For For For
9 Elect Robert Harding Mgmt For For For
10 Elect Simon Scott Mgmt For For For
11 Elect Joanne Warner Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Molly E. Joseph Mgmt For For For
6 Elect Craig Kennedy Mgmt For For For
7 Elect William J. Post Mgmt For For For
8 Elect Paul H. Stebbins Mgmt For Against Against
9 Elect Michael T. Mgmt For For For
Sweeney
10 Elect Mark Widmar Mgmt For For For
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Formosa Petrochemical Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 05/31/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules:Acquisition and
Disposal of
Assets
4 Amendments to Mgmt For For For
Procedural Rules:
Derivative
Trading
5 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
6 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
________________________________________________________________________________
Fortescue Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/15/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Jean Mgmt For For For
Baderschneider
4 Elect Cao Zhiqiang Mgmt For For For
5 Elect Sebastian Coe Mgmt For For For
6 Renew Performance Mgmt For For For
Rights
Plan
7 Equity Grant (MD/CEO Mgmt For Against Against
Elizabeth
Gaines)
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 06/05/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect GUO Guangchang Mgmt For For For
6 Elect WANG Can Mgmt For For For
7 Elect GONG Ping Mgmt For For For
8 Elect David T. ZHANG Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Authority to Grant Mgmt For Against Against
Options and Shares
under the Share
Option
Scheme
15 Grant Shares under Mgmt For Against Against
Share Award
Scheme
16 Grant Shares to CHEN Mgmt For Against Against
Qiyu
17 Grant Shares to XU Mgmt For Against Against
Xiaoliang
18 Grant Shares to QIN Mgmt For Against Against
Xuetang
19 Grant Shares to WANG Mgmt For Against Against
Can
20 Grant Shares to GONG Mgmt For Against Against
Ping
21 Grant Shares to ZHANG Mgmt For Against Against
Shengman
22 Grant Shares to ZHANG Mgmt For Against Against
Huaqiao
23 Grant Shares to David Mgmt For Against Against
T.
Zhang
24 Grant Shares to YANG Mgmt For Against Against
Chao
25 Grant Shares to LEE Mgmt For Against Against
Kai-Fu
26 Grant Shares to ZHANG Mgmt For Against Against
Houlin
27 Grant Shares to LI Tao Mgmt For Against Against
28 Grant Shares to QIAN Mgmt For Against Against
Jiannong
29 Grant Shares to MU Mgmt For Against Against
Haining
30 Grant Shares to GAO Min Mgmt For Against Against
31 Grant Shares to ZHANG Mgmt For Against Against
Xueqing
32 Grant Shares to XU Mgmt For Against Against
Lingjiang
33 Grant Shares to PEI Yu Mgmt For Against Against
34 Grant Shares to Other Mgmt For Against Against
Persons
35 Authorisation of Legal Mgmt For Against Against
Formalities
36 Adoption of New Share Mgmt For For For
Option Scheme (Yuyuan
Tranche
II)
37 Adoption of New Share Mgmt For For For
Option Scheme (Gland
Pharma)
________________________________________________________________________________
Fosun International Limited
Ticker Security ID: Meeting Date Meeting Status
0656 CINS Y2618Y108 11/27/2018 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the Yuyuan Mgmt For For For
Tranche I Share
Option Incentive
Scheme
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Adkerson
2 Elect Gerald J. Ford Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Dustan E. McCoy Mgmt For For For
5 Elect Frances F. Mgmt For For For
Townsend
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/12/2019 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
8 Remuneration Policy Mgmt For For For
9 Shareholder Proposal Mgmt For For For
Regarding Election of
Directors
10 Shareholder Proposal Mgmt For For For
Regarding Election of
Supervisory
Council
11 Appointment of Auditor Mgmt For For For
12 Shareholder Proposal Mgmt For For For
Regarding Election of
Board of the General
Meeting
13 Shareholder Proposal Mgmt For For For
Regarding Election of
Remuneration
Committee
14 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CUSIP 368287207 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to General Mgmt For For For
Meeting
Regulations
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management
Regulations
11 Termination of the Mgmt For For For
Regulations on
Dividend
Policy
12 Elect Viktor A. Zubkov Mgmt For Abstain Against
13 Elect Timur A. Kulibaev Mgmt For Abstain Against
14 Elect Denis V. Manturov Mgmt For Abstain Against
15 Elect Vitaly A. Mgmt For Abstain Against
Markelov
16 Elect Viktor G Martynov Mgmt For For For
17 Elect Vladimir A. Mau Mgmt For Abstain Against
18 Elect Alexander V. Mgmt For Abstain Against
Novak
19 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
20 Elect Mikhail L. Sereda Mgmt For Abstain Against
21 Elect Ivan V. Bezmenov Mgmt N/A For N/A
22 Elect Vadim K. Bikulov Mgmt N/A For N/A
23 Elect Alexander A. Mgmt N/A For N/A
Gladkov
24 Elect Margarita I. Mgmt N/A For N/A
Mironova
25 Elect Yuri S. Nosov Mgmt N/A For N/A
26 Elect Karen I. Oganyan Mgmt N/A For N/A
27 Elect Dmitry A. Mgmt N/A Abstain N/A
Pashkovsky
28 Elect Sergey R. Mgmt N/A For N/A
Platonov
29 Elect Evgeniy M. Mgmt N/A For N/A
Stolyarov
30 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Amendments to Board Mgmt For For For
Regulations
12 Amendments to Mgmt For For For
Management
Regulations
13 Termination of the Mgmt For For For
Regulations on
Dividend
Policy
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Viktor A. Zubkov Mgmt For Abstain Against
18 Elect Timur A. Kulibaev Mgmt For Abstain Against
19 Elect Denis V. Manturov Mgmt For Abstain Against
20 Elect Vitaly A. Mgmt For Abstain Against
Markelov
21 Elect Viktor G Martynov Mgmt For For For
22 Elect Vladimir A. Mau Mgmt For Abstain Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect Alexander V. Mgmt For Abstain Against
Novak
25 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
26 Elect Mikhail L. Sereda Mgmt For Abstain Against
27 Elect Ivan V. Bezmenov Mgmt N/A For N/A
28 Elect Vadim K. Bikulov Mgmt N/A For N/A
29 Elect Alexander A. Mgmt N/A For N/A
Gladkov
30 Elect Margarita I. Mgmt N/A For N/A
Mironova
31 Elect Yuri S. Nosov Mgmt N/A For N/A
32 Elect Karen I. Oganyan Mgmt N/A For N/A
33 Elect Dmitry A. Mgmt N/A Abstain N/A
Pashkovsky
34 Elect Sergey R. Mgmt N/A For N/A
Platonov
35 Elect Evgeniy M. Mgmt N/A For N/A
Stolyarov
36 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 06/18/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2018
3 Directors' Benefits Mgmt For For For
for FY
2019-20
4 Elect Mohd Zahidi bin Mgmt For Against Against
Zainuddin
5 Elect LIM Kok Thay Mgmt For Against Against
6 Elect CHING Yew Chye Mgmt For For For
7 Elect Tan Kong Han Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/09/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Cash Distribution Mgmt For For For
(Reduction in Share
Premium
Account)
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Ivan Glasenberg Mgmt For For For
5 Elect Peter R. Coates Mgmt For For For
6 Elect Leonhard Fischer Mgmt For For For
7 Elect Martin J. Gilbert Mgmt For For For
8 Elect John J. Mack Mgmt For For For
9 Elect Gill Marcus Mgmt For For For
10 Elect Patrice Merrin Mgmt For For For
11 Remuneration Report Mgmt For For For
(Advisory)
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Phuti Mgmt For For For
Mahanyele-Dabengwa
3 Re-elect Paul A. Mgmt For For For
Schmidt
4 Re-elect Alhassan Mgmt For For For
Andani
5 Re-elect Peter J. Mgmt For For For
Bacchus
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus
Suleman)
8 Elect Audit Committee Mgmt For For For
Member
(Alhassan Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Rick
Menell)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/04/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/24/2019 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Kaneyalall Mgmt For For For
Hawabhay
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Rafael Buhay Mgmt For For For
Concepcion,
Jr.
7 Elect Franky Oesman Mgmt For Against Against
Widjaja
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 02/20/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Donald G. Mgmt For For For
McGauchie
4 Re-elect Peter I. Mgmt For Against Against
Richards
5 Equity Grant (MD/CEO Mgmt For For For
Mark
Palmquist)
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurie Brlas Mgmt For For For
1.2 Elect David D. Campbell Mgmt For For For
1.3 Elect Robert A. Mgmt For For For
Hagemann
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/26/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase
Shares
5 Election of Directors; Mgmt For Abstain Against
Fees
6 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee's
Chairs
7 Election of Meeting Mgmt For For For
Delegates
8 Minutes Mgmt For For For
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/26/2019 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Cancel Mgmt For For For
Shares
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
________________________________________________________________________________
Grupo Mexico SAB de CV
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/30/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on
Share
Repurchase Program
5 Ratification of Board, Mgmt For Abstain Against
CEO and Board
Committees
Acts
6 Appointment of Auditor Mgmt For Abstain Against
7 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee
Chairs
and Members
8 Revocation and Mgmt For Abstain Against
Granting of
Powers
9 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
10 Election of Meeting Mgmt For For For
Delegates
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Patricia Mgmt For For For
Hemingway
Hall
9 Elect Robert A. Malone Mgmt For For For
10 Elect Jeffrey A. Miller Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Health and Happiness (H&H) International Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1112 CINS G4387E107 05/10/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LUO Fei Mgmt For Against Against
6 Elect TAN Wee Seng Mgmt For Against Against
7 Elect XIAO Baichun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hitachi Metals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shinichiro Omori Mgmt For Against Against
3 Elect Akitoshi Hiraki Mgmt For For For
4 Elect Makoto Uenoyama Mgmt For For For
5 Elect Toshiko Oka Mgmt For For For
6 Elect Koichi Fukuo Mgmt For For For
7 Elect Katsuro Sasaka Mgmt For For For
8 Elect Koji Sato Mgmt For Against Against
9 Elect Toyoaki Nakamura Mgmt For For For
10 Elect Kenichi Nishiie Mgmt For Against Against
________________________________________________________________________________
Hokuto Corporation
Ticker Security ID: Meeting Date Meeting Status
1379 CINS J2224T102 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Masayoshi Mizuno Mgmt For For For
3 Elect Tomio Takato Mgmt For For For
4 Elect Shigeki Komatsu Mgmt For For For
5 Elect Masahiro Mori Mgmt For For For
6 Elect Katsumi Shigeta Mgmt For For For
7 Elect Satoshi Inatomi Mgmt For For For
8 Elect Haruo Kitamura Mgmt For For For
9 Elect Takako Kotake Mgmt For For For
10 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect George Damiris Mgmt For For For
5 Elect Leldon E. Echols Mgmt For For For
6 Elect Michael C. Mgmt For For For
Jennings
7 Elect R. Craig Knocke Mgmt For For For
8 Elect Robert J. Mgmt For For For
Kostelnik
9 Elect James H. Lee Mgmt For For For
10 Elect Franklin Myers Mgmt For For For
11 Elect Michael E. Rose Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLMB CINS W4R00P201 04/11/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size; Number of Mgmt For For For
Auditors
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Remuneration Guidelines Mgmt For For For
21 Long-term Share Mgmt For For For
Savings
Program
22 Authority to Issue Mgmt For For For
Treasury Shares
Pursuant to LTIP
2019
23 Equity Swap Agreement Mgmt For For For
24 Authority to Mgmt For For For
Repurchase and
Transfer
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 01/30/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revision of Mgmt For For For
Remuneration
of
Independent
Non-executive
Directors
4 Amendments to Articles Mgmt For For For
of Association and
Rules and Procedures
for General
Meetings
5 Provision of Guarantee Mgmt For For For
by Shandong Company
to Its
Subsidiary
6 Elect SHU Yinbiao Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Change of Use of Part Mgmt For For For
of Fund Raising
Proceeds in Certain
Investment Projects
and Implementation
Thereof
9 Use of Part of Idle Mgmt For For For
Raised Proceeds to
Temporarily
Supplement Working
Capital
10 Continuing Connected Mgmt For For For
Transactions for 2019
between the Company
and Huaneng
Group
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Huaneng Power International, Inc.
Ticker Security ID: Meeting Date Meeting Status
0902 CINS Y3744A105 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Issue Mgmt For For For
Short-term Debt
Instruments
8 Authority to Issue Mgmt For For For
Super Short-term Debt
Instruments
9 Authority to Issue Mgmt For For For
Debt Instruments by
way of Non-Public
Placement
10 Authority to Issue Mgmt For For For
Domestic and/or
Overseas Debt
Financing
Instruments
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Amendments to Articles Mgmt For For For
13 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K. Li Mgmt For Abstain Against
3 Elect Canning Fok Kin Mgmt For Abstain Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Abstain Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/22/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect AHN Dong Il Mgmt For For For
4 Elect PARK Jong Sung Mgmt For For For
5 Elect SEO Gang Hyun Mgmt For For For
6 Elect CHUNG Ho Yeol Mgmt For Against Against
7 Elect HONG Gyung Tae Mgmt For For For
8 Election of Audit Mgmt For Against Against
Committee Member:
CHUNG Ho
Yeol
9 Election Of Audit Mgmt For For For
Committee Member:
Hong Gyung
Tae
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CINS 450913108 05/07/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John E. Caldwell Mgmt For For For
3 Elect Donald K. Charter Mgmt For For For
4 Elect Richard J. Hall Mgmt For For For
5 Elect Stephen J.J. Mgmt For For For
Letwin
6 Elect Mahendra Naik Mgmt For For For
7 Elect Timothy R. Snider Mgmt For For For
8 Elect Sybil Veenman Mgmt For For For
9 Elect Ronald P. Gagel Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Idemitsu Kosan Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 12/18/2018 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Elect Tsuyoshi Kameoka Mgmt For For For
4 Elect Tomonori Okada Mgmt For For For
5 Elect Katsuaki Shindome Mgmt For For For
6 Elect Masakazu Idemitsu Mgmt For For For
7 Elect Kazunari Kubohara Mgmt For For For
8 Elect Norio Otsuka Mgmt For For For
9 Elect Yuko Yasuda Mgmt For For For
10 Elect Kenji Takahashi Mgmt For For For
11 Elect Kenji Yamagishi Mgmt For For For
12 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Tsukioka Mgmt For For For
3 Elect Tsuyoshi Kameoka Mgmt For For For
4 Elect Shunichi Kito Mgmt For For For
5 Elect Tomonori Okada Mgmt For For For
6 Elect Takashi Mgmt For For For
Matsushita
7 Elect Katsuaki Shindome Mgmt For For For
8 Elect Masakazu Idemitsu Mgmt For For For
9 Elect Kazunari Kubohara Mgmt For For For
10 Elect Takeo Kikkawa Mgmt For For For
11 Elect Mackenzie D. Mgmt For For For
Clugston
12 Elect Norio Otsuka Mgmt For For For
13 Elect Yuko Yasuda Mgmt For For For
14 Elect Mitsunobu Mgmt For For For
Koshiba
15 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
16 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Greg Martin Mgmt For For For
3 Remuneration Report Mgmt For Against Against
4 Equity Grant (MD/CEO Mgmt For For For
Tom
O'Leary)
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect David C. Brownell Mgmt For For For
2.2 Elect David W. Cornhill Mgmt For For For
2.3 Elect Krystyna T. Hoeg Mgmt For For For
2.4 Elect Miranda C. Hubbs Mgmt For For For
2.5 Elect Richard M. Kruger Mgmt For For For
2.6 Elect Jack M. Mintz Mgmt For For For
2.7 Elect David S. Mgmt For For For
Sutherland
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Advisory
Vote on Compensation
Report (Say on
Pay)
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/09/2019 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Financial Statements Mgmt For Abstain Against
4 Report on the Mgmt For Abstain Against
Company's Accounting
and
Financial
Reporting Policies
5 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
Committees
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Authority to Mgmt For Abstain Against
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Fees
9 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chair
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Paul Hanrahan Mgmt For For For
4 Elect Rhonda L. Jordan Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Barbara A. Klein Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Jorge A. Uribe Mgmt For For For
9 Elect Dwayne A. Wilson Mgmt For For For
10 Elect James Zallie Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inpex Corporation
Ticker Security ID: Meeting Date Meeting Status
1605 CINS J2467E101 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Toshiaki Mgmt For For For
Kitamura
5 Elect Takayuki Ueda Mgmt For For For
6 Elect Masahiro Murayama Mgmt For For For
7 Elect Seiya Ito Mgmt For For For
8 Elect Takahiko Ikeda Mgmt For For For
9 Elect Shigeharu Yajima Mgmt For For For
10 Elect Kimihisa Kittaka Mgmt For For For
11 Elect Nobuharu Sase Mgmt For For For
12 Elect Yasuhiko Okada Mgmt For For For
13 Elect Jun Yanai Mgmt For For For
14 Elect Norinao Iio Mgmt For For For
15 Elect Atsuko Nishimura Mgmt For For For
16 Elect Yasushi Kimura Mgmt For For For
17 Elect Kiyoshi Ogino Mgmt For For For
18 Elect Noboru Himata Mgmt For For For
19 Elect Hideyuki Toyama Mgmt For For For
20 Elect Shinya Miyake Mgmt For For For
21 Elect Mitsuru Akiyoshi Mgmt For For For
22 Elect Hiroko Kiba Mgmt For For For
23 Directors' Bonus Mgmt For For For
24 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Burns Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Ahmet Cemal Mgmt For For For
Dorduncu
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Anders Gustafsson Mgmt For Against Against
6 Elect Jacqueline C. Mgmt For For For
Hinman
7 Elect Clinton A. Mgmt For For For
Lewis,
Jr.
8 Elect Kathryn D. Mgmt For For For
Sullivan
9 Elect Mark S. Sutton Mgmt For For For
10 Elect J. Steven Whisler Mgmt For For For
11 Elect Ray G. Young Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Inversiones Aguas Metropolitanas S.A.
Ticker Security ID: Meeting Date Meeting Status
IAM CINS P58595102 04/24/2019 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For For For
5 Appointment of Risk Mgmt For For For
Rating
Agencies
6 Directors' Fees Mgmt For For For
7 Report on Board of Mgmt For For For
Directors'
Expenses
8 Directors' Committee Mgmt For For For
Fees and
Budget
9 Report on Directors' Mgmt For For For
Committee Activities
and
Expenses
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt N/A Against N/A
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IOI Corporation Berhad
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/26/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Yeow Chor Mgmt For For For
2 Elect Karownakaran Mgmt For For For
Karunakaran a/l
Ramasamy
3 Elect CHEAH Tek Kuang Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lynda L. Ziegler Mgmt For For For
2 Elect Thomas S. Mgmt For For For
Glanville
3 Elect Diana D. Tremblay Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 03/21/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Establish Mgmt For For For
Pledge on Real
Assets
8 Acquisition of Mgmt For For For
Przedsiebiorstwa
Budowy Szybow
S.A.
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 12/07/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
8 Amendments to General Mgmt For For For
Meeting
Regulations
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
JFE Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koji Kakigi Mgmt For For For
4 Elect Yoshihisa Kitano Mgmt For For For
5 Elect Masashi Terahata Mgmt For For For
6 Elect Naosuke Oda Mgmt For For For
7 Elect Hajime Oshita Mgmt For For For
8 Elect Masao Yoshida Mgmt For For For
9 Elect Masami Yamamoto Mgmt For For For
10 Elect Nobumasa Kemori Mgmt For For For
11 Elect Kumiko Baba as Mgmt For For For
Statutory
Auditor
12 Renewal of Takeover Mgmt For For For
Defense
Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Eiji
Hayashida
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 01/15/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Resignation of WU Mgmt For For For
Yuneng
3 Resignation of WU Mgmt For For For
Jinxing
4 Elect YU Tong Mgmt For For For
5 Elect ZHU Xingwen Mgmt For For For
6 Change of Use of Mgmt For For For
Proceeds
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 03/22/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHENG Gaoqing Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/25/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Dirctors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Mgmt For For For
Repurchase H
Shares
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/25/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Sugimori Mgmt For For For
4 Elect Jun Muto Mgmt For For For
5 Elect Junichi Kawada Mgmt For For For
6 Elect Hiroji Adachi Mgmt For For For
7 Elect Satoshi Taguchi Mgmt For For For
8 Elect Katsuyuki Ota Mgmt For For For
9 Elect Hiroshi Hosoi Mgmt For For For
10 Elect Yoshiaki Ouchi Mgmt For For For
11 Elect Seiichi Murayama Mgmt For For For
12 Elect Hiroko Ota Mgmt For For For
13 Elect Mutsutake Otsuka Mgmt For For For
14 Elect Yoshiiku Miyata Mgmt For For For
15 Elect Yuko Mitsuya as Mgmt For For For
Audit Committee
Director
________________________________________________________________________________
KAZ Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 05/02/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Oleg Novachuk Mgmt For For For
5 Elect Andrew Southam Mgmt For For For
6 Elect Lynda Armstrong Mgmt For For For
7 Elect Alison Baker Mgmt For For For
8 Elect Vladimir Kim Mgmt For For For
9 Elect Michael Mgmt For For For
Lynch-Bell
10 Elect John MacKenzie Mgmt For For For
11 Elect Charles Watson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/07/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Management Board
Report (Allocation of
Profits/Dividends)
11 Presentation of Report Mgmt For For For
on
Expenses
12 Presentation of Mgmt For For For
Supervisory Board
Report
13 Presentation of Mgmt For For For
Supervisory Board
Report (Allocation of
Profits and
Dividends)
14 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
15 Presentation of Mgmt For For For
Supervisory Board
Report
(Activity)
16 Financial Statements Mgmt For For For
17 Financial Statements Mgmt For For For
(Consolidated)
18 Management Board Report Mgmt For For For
19 Allocation of Mgmt For For For
Profits/Dividends
20 Ratification of Mgmt For For For
Management Board
Acts
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Approval of
Management Board
Remuneration
Policy
23 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Supervisory
Board Remuneration
Policy
24 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Articles of
Association
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 07/06/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Management Board
Report (Allocation of
Profits/Dividends)
11 Presentation of Report Mgmt For For For
on
Expenses
12 Presentation of Mgmt For For For
Supervisory Board
Report
13 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report
(Activity)
15 Financial Statements Mgmt For For For
16 Financial Statements Mgmt For For For
(Consolidated)
17 Management Board Report Mgmt For For For
18 Allocation of Mgmt For For For
Profits/Dividends
19 Ratification of Mgmt For Against Against
Management Board
Acts
20 Ratification of Mgmt For For For
Supervisory Board
Acts
21 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendments
to
Articles
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For For For
4 Elect Ted A. Gardner Mgmt For For For
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect Fayez S. Sarofim Mgmt For For For
12 Elect C. Park Shaper Mgmt For For For
13 Elect William A. Smith Mgmt For For For
14 Elect Joel V. Staff Mgmt For For For
15 Elect Robert F. Vagt Mgmt For For For
16 Elect Perry M. Waughtal Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect Kerry D. Dyte Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.6 Elect Kelly J. Osborne Mgmt For For For
1.7 Elect J. Paul Rollinson Mgmt For For For
1.8 Elect David A. Scott Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CINS 49741E100 05/07/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Jonathan Gill Mgmt For For For
4 Elect Arnold Klassen Mgmt For For For
5 Elect Pamela Klessig Mgmt For For For
6 Elect Anthony Makuch Mgmt For For For
7 Elect Barry P. Olson Mgmt For For For
8 Elect Jeff Parr Mgmt For For For
9 Elect Raymond Threlkeld Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kobe Steel, Ltd.
Ticker Security ID: Meeting Date Meeting Status
5406 CINS J34555250 06/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Mitsugu Yamaguchi Mgmt For For For
3 Elect Yoshinori Onoe Mgmt For For For
4 Elect Fusaki Koshiishi Mgmt For For For
5 Elect Takao Ohama Mgmt For For For
6 Elect Koichiro Shibata Mgmt For For For
7 Elect Shohei Manabe Mgmt For For For
8 Elect Jiro Kitagawa Mgmt For For For
9 Elect Yoshihiko Mgmt For For For
Katsukawa
10 Elect Takao Kitabata Mgmt For For For
11 Elect Hiroyuki Bamba Mgmt For For For
12 Elect Yumiko Ito Mgmt For For For
13 Elect Kunio Miura as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Korea Zinc
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/22/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Member: HAN
Chol
Soo
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/19/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YEOH Eng Khoon Mgmt For Against Against
2 Elect QUAH Poh Keat Mgmt For For For
3 Elect LEE Jia Zhang Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
8 Related Party Mgmt For For For
Transactions
9 Dividend Reinvestment Mgmt For For For
Plan
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 08/15/2018 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/10/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Buyelwa Mgmt For For For
Sonjica
3 Re-elect Nonkululeko Mgmt For For For
Dlamini
4 Re-elect Terence Mgmt For For For
Goodlace
5 Election of Statutory Mgmt For For For
Audit Committee
Member (Sango
Ntsaluba)
6 Election of Statutory Mgmt For For For
Audit Committee
Member (Terence
Goodlace)
7 Election of Statutory Mgmt For For For
Audit Committee
Member (Mary
Bomela)
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Remuneration Mgmt For For For
Implementation
Report
10 Authority to Issue Mgmt For For For
Shares
11 Approval of the Mgmt For For For
Amended Bonus and
Retention Share
Plan
12 Approval of the Mgmt For For For
Amended Performance
Share
Plan
13 Amendment to LTI and Mgmt For For For
Forfeitable Share
Awards
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Board Chair Mgmt For For For
17 Board Member Mgmt For For For
18 Lead Independent Mgmt For For For
Director
19 Audit Committee Chair Mgmt For For For
20 Audit Committee Member Mgmt For For For
21 Risk & Opportunities Mgmt For For For
Committee
Chair
22 Risk & Opportunities Mgmt For For For
Committee
Member
23 Social, Ethics & Mgmt For For For
Transformation
Committee
Chair
24 Social, Ethics & Mgmt For For For
Transformation
Committee
Member
25 Nomination & Mgmt For For For
Governance Committee
Member
26 Human Resource & Mgmt For For For
Remuneration
Committee
Chair
27 Human Resource & Mgmt For For For
Remuneration
Committee
Member
28 Approve Financial Mgmt For For For
Assistance
29 Authority to Mgmt For For For
Repurchase
Shares
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 07/10/2018 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Employee Share Mgmt For For For
Ownership
Scheme
2 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
3 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 06/06/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHAO Zhongxun Mgmt For For For
6 Elect LIU Xiao Feng Mgmt For For For
7 Elect Patrick SUN Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Koichi Iioka Mgmt For For For
5 Elect Michiya Kadota Mgmt For For For
6 Elect Kiyoshi Ito Mgmt For For For
7 Elect Toshitaka Kodama Mgmt For For For
8 Elect Yoshio Yamada Mgmt For For For
9 Elect Hirohiko Ejiri Mgmt For For For
10 Elect Toshimi Kobayashi Mgmt For For For
11 Elect Yasuo Suzuki Mgmt For For For
12 Elect Tsuguto Moriwaki Mgmt For For For
13 Elect Ryoko Sugiyama Mgmt For For For
14 Elect Keiko Tanaka Mgmt For For For
15 Elect Yukihiko Muto as Mgmt For For For
Statutory
Auditor
16 Elect Toshiaki Tada as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
KWS Saat SE
Ticker Security ID: Meeting Date Meeting Status
KWS CINS D39062100 12/14/2018 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Approval of Mgmt For For For
Intra-Company Control
Agreement with KWS
Berlin
GmbH
10 Capitalisation of Mgmt For For For
Reserves; Bonus Share
Issuance
11 Change of Legal Form Mgmt For Against Against
12 Elect Andreas J. Mgmt For For For
Buchting
13 Elect Victor Balli Mgmt For For For
14 Elect Cathrina Mgmt For For For
Claas-Muhlhauser
15 Elect Marie Theres Mgmt For For For
Schnell
16 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 05/06/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Man Bun Mgmt For For For
6 Elect Peter A. Davies Mgmt For For For
7 Elect POON Chung Kwong Mgmt For For For
8 Elect Tony WONG Kai Mgmt For For For
Tung
9 Elect David CHAU Shing Mgmt For Against Against
Yim
10 Directors' Fees for Mgmt For Against Against
2018
11 Directors' Fees for Mgmt For Against Against
2019
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 06/28/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Master Agreement Mgmt For For For
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 12/05/2018 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Buying Agent Agreement Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 12/18/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary A. Lindsey Mgmt For For For
1.2 Elect Consuelo E. Mgmt For For For
Madere
1.3 Elect Michael C. Nahl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy A. Embree Mgmt For For For
2 Elect Lizanne C. Mgmt For For For
Gottung
3 Elect Dustan E. McCoy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CINS 550372106 05/10/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Donald K. Charter Mgmt For For For
3 Elect John H. Craig Mgmt For Against Against
4 Elect Marie Inkster Mgmt For For For
5 Elect Peter C. Jones Mgmt For For For
6 Elect Lukas H. Lundin Mgmt For Against Against
7 Elect Dale C. Peniuk Mgmt For For For
8 Elect William A. Rand Mgmt For For For
9 Elect Catherine J.G. Mgmt For For For
Stefan
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2014 Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
Lundin Petroleum AB
Ticker Security ID: Meeting Date Meeting Status
LUPE CINS W64566107 03/29/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Board Size Mgmt For For For
19 Directors' Fees Mgmt For For For
20 Elect Peggy Bruzelius Mgmt For For For
21 Elect Ashley Mgmt For Against Against
Heppenstall
22 Elect Ian H. Lundin Mgmt For Against Against
23 Elect Lukas H. Lundin Mgmt For Against Against
24 Elect Grace Reksten Mgmt For For For
Skaugen
25 Elect Torstein Sanness Mgmt For Against Against
26 Elect Alex Schneiter Mgmt For Against Against
27 Elect Jakob Thomasen Mgmt For For For
28 Elect Cecilia Vieweg Mgmt For For For
29 Elect Ian H. Lundin as Mgmt For Against Against
Chair of the
Board
30 Authority to Set Mgmt For For For
Auditor's
Fees
31 Appointment of Auditor Mgmt For For For
32 Remuneration Guidelines Mgmt For For For
33 Long-Term Mgmt For For For
Performance-Based
Incentive Plan
2019
34 Authority to Issue Mgmt For For For
Shares and
Convertible
Securities w/ or w/o
Preemptive
Rights
35 Authority to Mgmt For For For
Repurchase Shares and
Issue Treasury
Shares
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Resignation
of the
Board
37 Shareholder Proposal ShrHoldr Against For Against
Regarding Resignation
of Board
Chair
38 Shareholder Proposal ShrHoldr Against For Against
Regarding Dismissal
of
CEO
39 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Senior
Management
40 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/12/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Supervisors', and
Senior Managements'
Fees
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 11/21/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplementary Mgmt For For For
Continuing Connected
Transactions
Agreement
3 Supplementary Energy Mgmt For For For
Saving and
Environmental
Protection
Agreement
4 2019-2021 Sale and Mgmt For For For
Purchase of Ore
Agreement
5 2019-2021 Energy Mgmt For For For
Saving and
Environmental
Protection
Agreement
6 2019-2021 Continuing Mgmt For For For
Connected
Transactions
Agreement
7 2019-2021 Financial Mgmt For Against Against
Services Agreement
Share Transfer
Agreement
8 Share Transfer Mgmt For For For
Agreement
9 Capital Increase Mgmt For For For
Agreement of Anhui Ma
Steel K. Wah New
Building Materials
Co.,
Ltd.
10 Capital Increase Mgmt For For For
Agreement of Anhui Ma
Steel Chemical Energy
Technology Co.,
Ltd.
11 2019-2021 Continuing Mgmt For For For
Connected
Transactions
Agreement with Ma
Steel Scrap Steel
Co.,
Ltd.
12 2019-2021 Continuing Mgmt For For For
Connected
Transactions
Agreement with Anhui
Ma Steel K. Wah New
Building Materials
Co.,
Ltd
13 2019-2021 Continuing Mgmt For For For
Connected
Transactions
Agreement with Anhui
Ma Steel Chemical
Energy Technology
Co.,
Ltd.
14 2018 Interim Profit Mgmt For For For
Distribution
Plan
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Malayan Banking Berhad
Ticker Security ID: Meeting Date Meeting Status
MAYBANK CINS Y54671105 04/11/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Abdul Farid Alias Mgmt For For For
3 Elect Karownakaran Mgmt For For For
Karunakaran a/l
Ramasamy
4 Elect CHENG Kee Check Mgmt For Against Against
5 Elect Fauziah Hisham Mgmt For For For
6 Elect Shariffuddin Mgmt For For For
Khalid
7 Directors' Fees Mgmt For For For
8 Directors' Benefits Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares under Dividend
Reinvestment
Plan
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Chadwick C. Mgmt For For For
Deaton
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Jason B. Few Mgmt For For For
5 Elect Douglas L. Foshee Mgmt For For For
6 Elect M. Elise Hyland Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2019 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Marine Harvest ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R2326D113 12/04/2018 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Amendments to Articles Mgmt For TNA N/A
Regarding Company
Name
7 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/10/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Sergey N. Volk Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Roger Munnings Mgmt For For For
13 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
14 Elect Gareth Penny Mgmt For For For
15 Elect Maxim V. Mgmt For Abstain Against
Poletayev
16 Elect Vyacheslav Mgmt For Abstain Against
Solomin
17 Elect Evgeny A. Mgmt For For For
Schwartz
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Alexey S. Mgmt For For For
Dzybalov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For Against Against
(RAS)
25 Appointment of Auditor Mgmt For Against Against
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 D&O Insurance Mgmt For For For
30 Membership in Mgmt For For For
Organisation (Union
of Copper and Nickel
Producers and
Production Support
Providers)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 09/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2018)
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Akira Takeuchi Mgmt For For For
4 Elect Naoki Ono Mgmt For For For
5 Elect Makoto Shibata Mgmt For For For
6 Elect Hiroshi Kubota Mgmt For For For
7 Elect Soichi Fukui Mgmt For For For
8 Elect Mariko Tokuno Mgmt For For For
9 Elect Hiroshi Watanabe Mgmt For For For
10 Elect Hikaru Sugi Mgmt For For For
11 Elect Hiroshi Sato Mgmt For For For
12 Elect Naoto Kasai Mgmt For For For
13 Elect Tatsuo Mgmt For Against Against
Wakabayashi
________________________________________________________________________________
MMG Ltd.
Ticker Security ID: Meeting Date Meeting Status
1208 CINS Y6133Q102 05/23/2019 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect XU Jiqing Mgmt For For For
4 Elect ZHANG Shuqiang Mgmt For Against Against
5 Elect Peter W. Cassidy Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MOL Hungarian Oil And Gas Plc
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5S32S129 04/11/2019 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits;
Corporate
Governance Declaration
8 Allocation of Profits Mgmt For For For
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Elect Sandor Csanyi Mgmt For For For
15 Elect Anthony Radev Mgmt For Against Against
16 Elect Janos Martonyi Mgmt For For For
17 Elect Talal Al Awfi Mgmt For For For
18 Elect Anett Pandurics Mgmt For For For
19 Elect Anett Pandurics Mgmt For For For
to Audit
Committee
20 Increase in Authorized Mgmt For For For
Capital (Series A
Shareholders)
21 Increase in Authorized Mgmt For For For
Capital (Series B
Shareholders)
22 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/09/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tanya Fratto Mgmt For For For
3 Elect Stephen C. Harris Mgmt For For For
4 Elect Andrew King Mgmt For For For
5 Elect Peter Oswald Mgmt For For For
6 Elect Fred Phaswana Mgmt For For For
7 Elect Dominique Mgmt For For For
Reiniche
8 Elect David Williams Mgmt For For For
9 Elect Stephen Young Mgmt For For For
10 Elect Audit Committee Mgmt For For For
Member (Tanya
Fratto)
11 Elect Audit Committee Mgmt For For For
Member (Stephen C.
Harris)
12 Elect Audit Committee Mgmt For For For
Member (Stephen
Young)
13 Accounts and Reports Mgmt For For For
(Mondi
Limited)
14 Remuneration Policy Mgmt For For For
(Advisory) (Mondi
Limited)
15 Remuneration Report Mgmt For For For
(Advisory) (Mondi
Limited)
16 Approve NEDs' Fees Mgmt For For For
(Mondi
Limited)
17 Final Dividend (Mondi Mgmt For For For
Limtied)
18 Appointment of Auditor Mgmt For For For
(Mondi
Limtied)
19 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
Limtied)
20 Approve Financial Mgmt For For For
Assistance (Mondi
Limited)
21 General Authority to Mgmt For For For
Issue Ordinary Shares
(Mondi
Limited)
22 General Authority to Mgmt For For For
Issue Special
Converting
Shares
(Mondi Limited)
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Mondi
Limited)
24 Authority to Mgmt For For For
Repurchase Shares
(Mondi
Limtied)
25 Accounts and Reports Mgmt For For For
(Mondi
plc)
26 Remuneration Report Mgmt For For For
(Advisory) (Mondi
plc)
27 Final Dividend (Mondi Mgmt For For For
plc)
28 Appointment of Auditor Mgmt For For For
(Mondi
plc)
29 Authority to Set Mgmt For For For
Auditor's Fees (Mondi
plc)
30 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
(Mondi
plc)
31 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
(Mondi
plc)
32 Authority to Mgmt For For For
Repurchase Shares
(Mondi
plc)
33 Approve Simplification Mgmt For For For
of Dual-Listed
Structure
(Simplification)
34 Amendments to Articles Mgmt For For For
of Mondi plc
(Simplification)
35 Cancellation of Mondi Mgmt For For For
plc Deferred Shares
(Simplification)
36 Amendments to Articles Mgmt For For For
of Mondi Limited
(Simplification)
37 Cancellation of Mondi Mgmt For For For
Limited Deferred
Shares
(Simplification)
38 Issuance of Non-Voting Mgmt For For For
Shares
(Simplification)
39 Amendments to Articles Mgmt For For For
40 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
41 Authority to Mgmt For For For
Repurchase
Shares
42 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mowi ASA
Ticker Security ID: Meeting Date Meeting Status
MHG CINS R4S04H101 05/29/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
5 Agenda Mgmt For TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Report Mgmt For TNA N/A
(Advisory)
10 Equity-Related Mgmt For TNA N/A
Remuneration Report
(Binding)
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Elect Ole Eirik Leroy Mgmt For TNA N/A
15 Elect Lisbet Naero Mgmt For TNA N/A
16 Elect Kristian Melhuus Mgmt For TNA N/A
17 Elect Robin Bakken as Mgmt For TNA N/A
Chair
18 Elect as Ann Kristin Mgmt For TNA N/A
Brautaset
19 Elect Merete Haugli Mgmt For TNA N/A
20 Authority to Mgmt For TNA N/A
Distribute
Dividend
21 Authority to Mgmt For TNA N/A
Repurchase
Shares
22 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
23 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For Against Against
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Navigator Company SA
Ticker Security ID: Meeting Date Meeting Status
NVG CINS X67182109 04/09/2019 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
and Supervisory
Bodies
Acts
6 Shareholder Proposal Mgmt For Against Against
Regarding Election of
Corporate
Bodies
7 Appointment of Auditor Mgmt For For For
8 Remuneration Policy Mgmt For Against Against
9 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 04/02/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Shareholder Proposal ShrHoldr For For For
Regarding Directors'
Fees
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Stock Split Mgmt For For For
20 Authority to Issue Mgmt For For For
Treasury
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/14/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Peter W. Tomsett Mgmt For For For
3 Re-elect Philip Aiken Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
5 Equity Grant (Finance Mgmt For For For
Director/CFO Gerard
Bond)
6 Remuneration Report Mgmt For For For
7 Approve Termination Mgmt For For For
Payments
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 02/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Newmont Goldcorp Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Bruce R. Brook Mgmt For For For
3 Elect J. Kofi Bucknor Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Carrabba
5 Elect Noreen Doyle Mgmt For For For
6 Elect Gary J. Goldberg Mgmt For For For
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Sheri Hickok Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Jane Nelson Mgmt For For For
11 Elect Julio M. Quintana Mgmt For For For
12 Elect Molly P. Zhang Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/11/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
2 Share Issuance Mgmt For For For
Pursuant to
Merger
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 06/14/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Tianjin ACN Mgmt For For For
Supplemental
Agreement and Annual
Caps
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/18/2018 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Yan Mgmt For Against Against
6 Elect Ken LIU Mgmt For For For
7 Elect ZHANG Yuanfu Mgmt For Against Against
8 Elect Maria TAM Wai Chu Mgmt For Against Against
9 Elect CHEN Kefu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nippon Paper Industries Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fumio Manoshiro Mgmt For For For
4 Elect Toru Nozawa Mgmt For For For
5 Elect Kazufumi Mgmt For For For
Yamasaki
6 Elect Akihiro Utsumi Mgmt For For For
7 Elect Takeo Konno Mgmt For For For
8 Elect Masanobu Iizuka Mgmt For For For
9 Elect Yoshimitsu Aoyama Mgmt For For For
10 Elect Makoto Fujioka Mgmt For For For
11 Elect Yoko Hatta Mgmt For For For
12 Elect Kazunari Tatsu Mgmt For Against Against
13 Elect Nanako Aono Mgmt For For For
14 Trust Type Equity Plan Mgmt For For For
15 Directors' Fees Mgmt For For For
________________________________________________________________________________
Nippon Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kosei Shindo Mgmt For For For
4 Elect Eiji Hashimoto Mgmt For For For
5 Elect Shinji Tanimoto Mgmt For For For
6 Elect Shinichi Nakamura Mgmt For For For
7 Elect Akihiko Inoue Mgmt For For For
8 Elect Katsuhiro Mgmt For For For
Miyamoto
9 Elect Akio Migita Mgmt For For For
10 Elect Shin Nishiura Mgmt For For For
11 Elect Atsushi Iijima Mgmt For For For
12 Elect Yutaka Ando Mgmt For For For
13 Elect Mutsutake Otsuka Mgmt For For For
14 Elect Ichiro Fujisaki Mgmt For For For
15 Elect Noriko Iki Mgmt For For For
16 Elect Masato Matsuno Mgmt For For For
17 Elect Hiroshi Yoshikawa Mgmt For For For
________________________________________________________________________________
Nippon Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akiyo Matono Mgmt For For For
3 Elect Shingo Hamada Mgmt For For For
4 Elect Yoichi Sekiguchi Mgmt For For For
5 Elect Shinya Yamamoto Mgmt For For For
6 Elect Seiji Takahashi Mgmt For For For
7 Elect Kazuo Oki Mgmt For For For
8 Elect Keisuke Yokoo Mgmt For For For
9 Elect Hiroyuki Hamano Mgmt For Against Against
as Statutory
Auditor
________________________________________________________________________________
Nisshin Seifun Group Inc
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Nobuki Kemmoku Mgmt For Against Against
5 Elect Michinori Mgmt For For For
Takizawa
6 Elect Takashi Harada Mgmt For For For
7 Elect Akira Mori Mgmt For For For
8 Elect Takao Yamada Mgmt For For For
9 Elect Yuji Koike Mgmt For For For
10 Elect Akio Mimura Mgmt For For For
11 Elect Kazuhiko Fushiya Mgmt For For For
12 Elect Koichi Iwasaki Mgmt For For For
13 Elect Motoo Nagai Mgmt For For For
14 Elect Sho Ouchi Mgmt For For For
15 Elect Tetsuo Kawawa Mgmt For For For
16 Elect Satoshi Ito Mgmt For For For
17 Elect Mieko Tomita Mgmt For For For
18 Non-Audit Committee Mgmt For For For
Directors'
Fees
19 Audit Committee Mgmt For For For
Directors'
Fees
20 Trust Type Equity Mgmt For Against Against
Compensation
Plan
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect James E. Craddock Mgmt For Against Against
4 Elect Barbara J. Mgmt For For For
Duganier
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Holli C. Ladhani Mgmt For Against Against
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2017 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Norsk Hydro
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/07/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Agenda Mgmt For TNA N/A
5 Minutes Mgmt For TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
10 Remuneration Mgmt For TNA N/A
Guidelines
(Binding)
11 Election of Nomination Mgmt For TNA N/A
Committee
12 Corporate Assembly Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/06/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Carnegie Mgmt For For For
(Kelello)
Chabedi
3 Re-elect Hester H. Mgmt For Against Against
Hickey
4 Re-elect Temba I. Mvusi Mgmt For Against Against
5 Elect Yoza Jekwa Mgmt For For For
6 Elect Mcebisi Hubert Mgmt For For For
Jonas
7 Elect Jean Nel Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Hester
Hickey)
10 Elect Audit and Risk Mgmt For Against Against
Committee Member
(David
Brown)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Ralph
Havenstein)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Emily
Kgosi)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Implementation Mgmt For For For
Report
15 Amendment to Memorandum Mgmt For For For
16 Approve NEDs' Fees Mgmt For For For
17 Approve NEDs' Fees Mgmt For For For
(Additional Meetings
FY2018)
18 Approve Financial Mgmt For For For
Assistance (Related
or
Inter-related
Companies)
19 Approve Financial Mgmt For For For
Assistance (Executive
Directors and/or
Prescribed
Officers)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Norway Royal Salmon ASA
Ticker Security ID: Meeting Date Meeting Status
NRS CINS R6333E105 06/06/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
2 Agenda Mgmt For TNA N/A
3 Accounts and Reports; Mgmt For TNA N/A
Allocations of Profit
and
Dividends
4 Remuneration Guidelines Mgmt For TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Amendments to Articles Mgmt For TNA N/A
Regarding Company
Purpose
7 Appointment of Auditor Mgmt For TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Elect Eva Kristoffersen Mgmt For TNA N/A
10 Elect Marianne E. Mgmt For TNA N/A
Johnsen
11 Elect Tom Vidar Rygh Mgmt For TNA N/A
12 Elect Helge Gaso as Mgmt For TNA N/A
Board
Chair
13 Directors' Fees Mgmt For TNA N/A
14 Elect Asle Ronning Mgmt For TNA N/A
15 Elect Anne Breiby Mgmt For TNA N/A
16 Elect Endre Glastad as Mgmt For TNA N/A
Nomination Committe
Chair
17 Nomination Committee Mgmt For TNA N/A
Fees
18 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
19 Authority to Mgmt For TNA N/A
Repurchase
Shares
20 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
21 Non-Voting Meeting Note N/A N/A TNA N/A
22 Non-Voting Meeting Note N/A N/A TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
24 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 01/18/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Arnaud Le Foll Mgmt For Abstain Against
6 Elect Michael Borrell Mgmt For Abstain Against
7 Elect Burckhard Mgmt For Abstain Against
Bergmann
8 Elect Robert Castaigne Mgmt For For For
9 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
10 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
11 Elect Viktor P. Orlov Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/23/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits
2 Dividends Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Arnaud Le Fall Mgmt For Abstain Against
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Olga V. Belyaeva Mgmt For For For
15 Elect Anna V. Mgmt For For For
Merzlyakova
16 Elect Igor A. Ryaskov Mgmt For For For
17 Elect Nikolay K. Mgmt For For For
Shulikin
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Audit Commission's Fees Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd J Austin Mgmt For For For
III
1.2 Elect Patrick J. Mgmt For For For
Dempsey
1.3 Elect John J. Ferriola Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Nutrien Ltd
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 07/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect David C. Everitt Mgmt For For For
1.5 Elect Russell K. Mgmt For For For
Girling
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Miranda C. Hubbs Mgmt For For For
1.8 Elect Alice D. Laberge Mgmt For For For
1.9 Elect Consuelo E. Mgmt For For For
Madere
1.10 Elect Charles V. Magro Mgmt For For For
1.11 Elect Keith G. Martell Mgmt For For For
1.12 Elect A. Anne McLellan Mgmt For For For
1.13 Elect Derek G. Pannell Mgmt For For For
1.14 Elect Aaron W. Regent Mgmt For For For
1.15 Elect Mayo M. Schmidt Mgmt For For For
1.16 Elect Jochen E. Tilk Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 2018 Stock Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect John W. Estey Mgmt For For For
1.4 Elect David C. Everitt Mgmt For For For
1.5 Elect Russell K. Mgmt For For For
Girling
1.6 Elect Miranda C. Hubbs Mgmt For For For
1.7 Elect Alice D. Laberge Mgmt For For For
1.8 Elect Consuelo E. Mgmt For For For
Madere
1.9 Elect Charles V. Magro Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Aaron W. Regent Mgmt For For For
1.12 Elect Mayo M. Schmidt Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Eugene L. Mgmt For For For
Batchelder
3 Elect Margaret M. Foran Mgmt For For For
4 Elect Carlos M. Mgmt For For For
Gutierrez
5 Elect Vicki A. Hollub Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Jack B. Moore Mgmt For For For
8 Elect Avedick B. Mgmt For For For
Poladian
9 Elect Elisse B. Walter Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/14/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ian M. Reid Mgmt For For For
3 Elect Geoffrey W. Raby Mgmt For For For
4 Elect Michael F. Wilkes Mgmt For For For
5 Elect Paul B. Sweeney Mgmt For For For
6 Elect Nora L. Mgmt For For For
Scheinkestel
7 Elect Craig J. Nelsen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 05/29/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Ratification of Mgmt For For For
Executive Directors'
Acts
7 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
8 Amendments to Mgmt For For For
Remuneration
Policy
9 Performance Stock Unit Mgmt For Against Against
Plan
10 Elect Nassef Sawiris Mgmt For For For
to the Board of
Directors
11 Elect Hassan Badrawi Mgmt For For For
to the Board of
Directors
12 Elect Maud de Vries to Mgmt For For For
the Board of
Directors
13 Elect Michael L. Mgmt For For For
Bennett to the Board
of
Directors
14 Elect Jerome Guiraud Mgmt For For For
to the Board of
Directors
15 Elect Greg Heckman to Mgmt For For For
the Board of
Directors
16 Elect Robert-Jan van Mgmt For For For
de Kraats to the
Board of
Directors
17 Elect Anja Montijn to Mgmt For For For
the Board of
Directors
18 Elect Sipko N. Schat Mgmt For For For
to the Board of
Directors
19 Elect Jan Alberts Ter Mgmt For For For
Wisch to the Board of
Directors
20 Elect Dod Fraser to Mgmt For For For
the Board of
Directors
21 Elect David Welch to Mgmt For For For
the Board of
Directors
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Suppress Mgmt For For For
Preemptive
Rights
24 Authority to Mgmt For For For
Repurchase
Shares
25 Appointment of Auditor Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 05/10/2019 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Agu J. Mgmt For Against Against
Kantsler
3 Re-elect Mel Togolo Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Equity Grant (MD Peter Mgmt For For For
Botten - Performance
Rights)
6 Equity Grant (MD Peter Mgmt For Against Against
Botten - Restricted
Shares)
7 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Susumu Yajima Mgmt For Against Against
4 Elect Masatoshi Kaku Mgmt For For For
5 Elect Ryoji Watari Mgmt For For For
6 Elect Yoshiaki Takeda Mgmt For For For
7 Elect Shoji Fujiwara Mgmt For For For
8 Elect Yoshiki Koseki Mgmt For For For
9 Elect Ryuichi Kisaka Mgmt For For For
10 Elect Kazuhiko Kamada Mgmt For For For
11 Elect Hiroyuki Isono Mgmt For For For
12 Elect Koichi Ishida Mgmt For For For
13 Elect Fumio Shindo Mgmt For For For
14 Elect Michihiro Nara Mgmt For For For
15 Elect Toshihisa Takata Mgmt For For For
16 Elect of Nobuko Otsuka Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/14/2019 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Long-Term Incentive Mgmt For For For
Plan
2019
9 Share Part of Annual Mgmt For For For
Bonus
2019
10 Elect Wolfgang C.G. Mgmt For For For
Berndt
11 Elect Stefan Doboczky Mgmt For For For
12 Elect Alyazia Ali Al Mgmt For For For
Kuwaiti
13 Elect Mansour Mohamed Mgmt For For For
Al
Mulla
14 Elect Karl Rose Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Thomas Schimd Mgmt For For For
17 Elect Elisabeth Stadler Mgmt For For For
18 Elect Christoph Mgmt For For For
Swarovski
19 Shareholder Proposal ShrHoldr For For For
Regarding Election of
Cathrine
Trattner
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oneok Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Mark W. Helderman Mgmt For For For
5 Elect Randall J. Larson Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/17/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Akehurst Mgmt For For For
3 Re-elect Scott R. Mgmt For For For
Perkins
4 Re-elect Steven A. Mgmt For For For
Sargent
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Frank
Calabria)
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Approve Potential Mgmt Abstain For Against
Termination
Benefits
9 NED Share Plan Mgmt Abstain For Against
10 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Free, Prior
and Informed
Consent
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Interim
Emissions
Targets
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change and Energy
Advocacy
Report
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan Falk Mgmt For Against Against
2 Elect Todd C. Freeland Mgmt For For For
3 Elect Byron G. Wong Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CINS 68827L101 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Francoise Mgmt For For For
Bertrand
4 Elect John Burzynski Mgmt For For For
5 Elect Christopher C. Mgmt For For For
Curfman
6 Elect Joanne Ferstman Mgmt For For For
7 Elect Pierre Labbe Mgmt For For For
8 Elect Oskar Lewnowski Mgmt For Abstain Against
9 Elect Charles E. Page Mgmt For For For
10 Elect Sean Roosen Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of the Mgmt For For For
Amended DSU
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Articles Mgmt For Against Against
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 06/27/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 06/27/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Article Mgmt For Against Against
20 Section
1
3 Amendments to Article Mgmt For Against Against
23 Section
1
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 06/27/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Hasan Jameel Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Share Issuance for Mgmt For For For
Merger
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect Michael Steinmann Mgmt For For For
1.3 Elect Michael L. Mgmt For For For
Carroll
1.4 Elect Neil de Gelder Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Gillian D. Mgmt For For For
Winckler
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect C. Kevin McArthur Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 04/26/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexander A. Mgmt For Abstain Against
Shevelev
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Andrey A. Mitukov Mgmt For Abstain Against
6 Elect Agnes A. Ritter Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Sakari V. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Allocation of Mgmt For For For
Profits/Dividends
13 Appointment of Auditor Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/07/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/14/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Alexander A. Mgmt For Abstain Against
Shevelev
5 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
6 Elect Andrey A. Mitukov Mgmt For Abstain Against
7 Elect Agnes A. Ritter Mgmt For Abstain Against
8 Elect Philip J. Dayer Mgmt For For For
9 Elect Alun D. Bowen Mgmt For For For
10 Elect Sakari V. Mgmt For For For
Tamminen
11 Elect Vladimir A. Mau Mgmt For For For
12 Elect Alexander A. Mgmt For For For
Auzan
13 Interim Dividend (1H Mgmt For For For
2018)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/23/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2018)
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Discontinuance of Mgmt For Against Against
Audit Commission
Regulations
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/05/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect John Parker Mgmt For For For
5 Elect Martin D. Angle Mgmt For For For
6 Elect Neil Cooper Mgmt For For For
7 Elect Susan J. Davy Mgmt For For For
8 Elect Christopher Mgmt For For For
Loughlin
9 Elect Gill Rider Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Authorisation of Mgmt For For For
Political
Donations
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investments)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 06/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Profits/Dividends
2018
5 Authority to Declare Mgmt For For For
Interim
Dividends
6 Appointment of Mgmt For For For
International and
Domestic Auditor and
Authority to Set
Fees
7 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
8 Board Authorization to Mgmt For For For
Determine and Deal
with the Issue of
Debt Instruments up
to RMB 150
billion
9 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect ZHANG Wei Mgmt For For For
12 Elect JIAO Fangzheng Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Capital Expenditure Mgmt For For For
Budget
3 Allocation of Mgmt For For For
Profits/Dividends
4 Dismissal of Director Mgmt For Against Against
Segen Farid
Estefen
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
7 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
8 Election of Chair of Mgmt For Against Against
the Board of
Directors
9 Election of Mgmt For Abstain Against
Supervisory
Council
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
11 Elect Marcelo Mgmt N/A For N/A
Gasparino da Silva as
Supervisory Council
Member Presented by
Minority
Shareholders
12 Remuneration Policy Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 10/04/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Co-option and Election Mgmt For For For
of
Directors
2 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
3 Proportional Mgmt For Abstain Against
Allocation of
Cumulative
Votes
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
6 Audit Committee Mgmt For For For
Members'
Fees
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 12/11/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Merger by Absorption Mgmt For For For
(PDET Offshores
S.A.)
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETD CINS Y6885A107 04/25/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIM Beng Choon Mgmt For Against Against
2 Elect Vimala V.R. Menon Mgmt For For For
3 Elect Anuar Ahmad Mgmt For For For
4 Directors' Fees and Mgmt For For For
Allowance
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect Gary K. Adams Mgmt For For For
3 Elect John E. Lowe Mgmt For For For
4 Elect Denise L. Ramos Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Plastic
Pollution
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/22/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/24/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Maxim V. Volkov Mgmt N/A Abstain N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Sergey Sereda Mgmt N/A Abstain N/A
18 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
19 Elect Andrey V. Mgmt N/A For N/A
Sharonov
20 Directors' Fees Mgmt For For For
21 Elect Ekaterina V. Mgmt For For For
Viktorova
22 Elect Elena Yu. Mgmt For For For
Kryuchkova
23 Elect Olga Yu. Lizunova Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Related Party Mgmt For Abstain Against
Transactions
(Subsidiaries)
26 Related Party Mgmt For For For
Transactions
(Apatit)
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/24/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Earnings/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/06/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
3 Related Party Mgmt For For For
Transactions
(Subsidiaries)
4 Related Party Mgmt For For For
Transactions (Apatit
I)
5 Related Party Mgmt For For For
Transactions (Apatit
II)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/01/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Denilson Molina Mgmt For For For
1.3 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.4 Elect Vincent Trius Mgmt For For For
1.5 Elect Andre Noguiera Mgmt For For For
de
Souza
1.6 Elect Farha Aslam Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Charles Macaluso Mgmt For For For
1.9 Elect Arquimedes A. Mgmt For For For
Celis
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reduction of Water
Pollution
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Phillip A. Gobe Mgmt For For For
4 Elect Larry R. Grillot Mgmt For For For
5 Elect Stacy P. Methvin Mgmt For For For
6 Elect Royce W. Mitchell Mgmt For For For
7 Elect Frank A. Risch Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Mona K. Sutphen Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/20/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
8 Elect Roger Munnings Mgmt N/A For N/A
9 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
10 Elect Pavel M. Mgmt N/A For N/A
Teplukhin
11 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
12 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
13 Elect Sergei D. Mgmt N/A For N/A
Shatalov
14 Elect Wolfgang Schussel Mgmt N/A For N/A
15 Elect Ivan N. Mgmt For For For
Vrublevsky
16 Elect Artem V. Mgmt For For For
Otrubyannikov
17 Elect Pavel A. Suloev Mgmt For For For
18 Directors' Fees Mgmt For For For
(FY2018)
19 Directors' Fees Mgmt For For For
(FY2019)
20 Audit Commission Fees Mgmt For For For
(FY2018)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2019)
22 Appointment of Auditor Mgmt For For For
23 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
24 Authority to Reduce Mgmt For For For
Share
Capital
25 D&O Insurance Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 08/24/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Shares and
Reduce Share
Capital
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Directors' Fees Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CUSIP 868861204 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Audit Commisssion Fees Mgmt For For For
5 Elect Alexander V. Mgmt N/A Abstain N/A
Agaryov
6 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
7 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
8 Elect Valery N. Egorov Mgmt N/A For N/A
9 Elect Oleg V. Eremenko Mgmt N/A Abstain N/A
10 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
11 Elect Vladislav B. Mgmt N/A Abstain N/A
Konovalov
12 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
13 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveyev
14 Elect Georgy R. Mgmt N/A For N/A
Mukhamadeyev
15 Elect Sergei N. Mgmt N/A Abstain N/A
Potekhin
16 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
17 Elect Viktor A. Mgmt N/A Abstain N/A
Tchashchin
18 Elect Valentina V. Mgmt N/A Against N/A
Musikhina
19 Elect Tamara F. Oleynik Mgmt N/A Against N/A
20 Elect Lyudmila A. Mgmt N/A For N/A
Prishchepova
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/21/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
6 Elect Laszlo Gerecs Mgmt For For For
7 Elect Yuri L. Levin Mgmt For Abstain Against
8 Elect Nail U. Maganov Mgmt For Abstain Against
9 Elect Renat H. Muslimov Mgmt For Abstain Against
10 Elect Rafael S. Mgmt For Abstain Against
Nurmukhametov
11 Elect Rinat K. Sabirov Mgmt For Abstain Against
12 Elect Valery Y. Sorokin Mgmt For Abstain Against
13 Elect Nurislam Z. Mgmt For Abstain Against
Subayev
14 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
15 Elect Rustam K. Mgmt For Abstain Against
Khalimov
16 Elect Azat K. Khamaev Mgmt For Abstain Against
17 Elect Rais S. Khisamov Mgmt For Abstain Against
18 Elect Rene F. Steiner Mgmt For For For
19 Elect Ksenia G. Mgmt For For For
Borzunova
20 Elect Azat D. Galeyev Mgmt For For For
21 Elect Guzel R. Mgmt For For For
Gilfanova
22 Elect Salavat G. Mgmt For For For
Zalyaev
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Liliya R. Mgmt For For For
Rakhimzyanova
25 Elect Nazilya R. Mgmt For For For
Farkhutdinova
26 Elect Ravil A. Mgmt For For For
Sharifullin
27 Appointment of Auditor Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Amendments to General Mgmt For For For
Meeting
Regulations
30 Amendments to Board Mgmt For For For
Regulations
31 Amendments to CEO Mgmt For For For
Regulations
32 Amendments to Mgmt For For For
Management Board
Regulations
33 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 12/21/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
3Q2018
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/23/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Property Sale Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to General Mgmt For For For
Meeting
Regulations
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 06/27/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Management
Remuneration
Policy
13 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Supervisory Board
Remuneration
Policy
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 07/20/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Financial Statements Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Amendments to Articles Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/22/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/14/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Supervisory Board Size Mgmt For For For
20 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Change in
Executive
Compensation
22 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Change in
Supervisory Board
Compensation
23 Amendments to Mgmt For For For
Articles/Uniform Text
of
Articles
24 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Agreements
for Legal, Marketing,
Public Relations,
Social Communications
and Management
Related
Services
25 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Disposal of
Assets
26 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Publication
of Expenses
Statements
27 Shareholder Proposal ShrHoldr N/A For N/A
Regarding State
Property Management
Obligations
28 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Disposal of
Fixed
Assets
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 07/17/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendment
to General Meeting
Resolution
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 02/13/2019 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Shareholder Nominee
Artem
Kirillov
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For For For
Yanakov
7 Elect Jean-Pascal Mgmt For For For
Duvieusart
8 Elect Christine Mgmt For For For
Coignard
9 Elect Tracey Kerr Mgmt For For For
10 Elect Giacomo Baizini Mgmt For For For
11 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Amendments to Articles Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Shareholder
Nominee Artem Kirillov
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/15/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Articles 6, 9, 9-2, Mgmt For For For
13, and
18
4 Article 51 Mgmt For For For
5 Article 23 Mgmt For For For
6 Elect CHANG In Hwa Mgmt For For For
7 Elect CHON Jung Son Mgmt For Against Against
8 Elect KIM Hag Dong Mgmt For For For
9 Elect Jeong Tak Mgmt For For For
10 Elect KIM Shin Bae Mgmt For For For
11 Elect CHUNG Moon Ki Mgmt For Against Against
12 Elect PARK Heui Jae Mgmt For For For
13 Election of Audit Mgmt For Against Against
Committee Member:
CHUNG Moon
Ki
14 Directors' Fees Mgmt For For For
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 07/27/2018 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHOI Jung Woo Mgmt For For For
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/17/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2018
3 Directors' Benefits Mgmt For For For
for FY
2019
4 Elect Ahmad Sufian Mgmt For For For
bin Abdul
Rashid
5 Elect TAM Chiew Lin Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian Qurnain bin
Abdul Rashid as
Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Adoption of New Mgmt For For For
Constitution
________________________________________________________________________________
Press Metal Aluminium Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
PMETAL CINS Y7079E103 05/29/2019 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees and Mgmt For For For
Benefits for FY
2019
2 Elect Abdul bin Rahman Mgmt For Against Against
Ahmad
3 Elect KOON Poh Ming Mgmt For Against Against
4 Elect KOON Poh Keong Mgmt For For For
5 Elect LIM Hun Soon Mgmt For For For
David
LIM
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Retention of Abdul bin Mgmt For Against Against
Rahman Ahmad as
Independent
Director
9 Retention of TAN Heng Mgmt For Against Against
Kui as an Independent
Director
10 Retention of LOO Lean Mgmt For Against Against
Hock as an
Independent
Director
11 Related Party Mgmt For For For
Transactions
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CINS 74139C102 05/02/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Robert Mgmt For For For
Quartermain
4 Elect Joseph J. Ovsenek Mgmt For For For
5 Elect George Paspalas Mgmt For For For
6 Elect Peter Birkey Mgmt For For For
7 Elect David Smith Mgmt For For For
8 Elect Faheem Tejani Mgmt For For For
9 Elect Robin Bienenstock Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Stock Option Plan Mgmt For For For
Renewal
12 Amendment to Mgmt For For For
Restricted Stock
Plan
13 Amendments to Articles Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/28/2019 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
and Commissioners
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT PP London Sumatra Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
LSIP CINS Y7137X101 05/28/2019 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 04/19/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt For Abstain Against
7 Elect Thomas Veraszto Mgmt For For For
8 Elect Nikolai Gagarin Mgmt For Abstain Against
9 Elect Joachim Limberg Mgmt For For For
10 Elect Vladimir Lisin Mgmt For Abstain Against
11 Elect Marjan Oudeman Mgmt For For For
12 Elect Karen Sarkisov Mgmt For Abstain Against
13 Elect Stanislav Mgmt For For For
Shekshnya
14 Elect Benedict Mgmt For Abstain Against
Sciortino
15 Appointment of CEO and Mgmt For For For
Management Board
Chair
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
(RAS)
18 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/07/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/21/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2018)
2 Amendments to Articles Mgmt For For For
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
6 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
7 Abolishment of Mgmt For For For
Regulations on Audit
Commission
8 Abolishment of Mgmt For For For
Regulations on Audit
Commission's
Fees
9 Early Termination of Mgmt For For For
Audit Commission
Powers
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CUSIP 752344309 11/07/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Effect Scheme of Mgmt For For For
Arrangement
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect David H. Hannah Mgmt For For For
5 Elect Mark V. Kaminski Mgmt For For For
6 Elect Robert A. McEvoy Mgmt For For For
7 Elect Gregg J. Mollins Mgmt For For For
8 Elect Andrew G. Mgmt For For For
Sharkey
III
9 Elect Douglas W. Mgmt For For For
Stotlar
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rengo Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Otsubo Mgmt For Against Against
3 Elect Moriaki Maeda Mgmt For For For
4 Elect Shigechika Ishida Mgmt For For For
5 Elect Ichiro Hasegawa Mgmt For For For
6 Elect Yasuhiro Baba Mgmt For For For
7 Elect Hiromi Sambe Mgmt For For For
8 Elect Yohsuke Kawamoto Mgmt For For For
9 Elect Sadatoshi Inoue Mgmt For For For
10 Elect Hiroshi Ebihara Mgmt For For For
11 Elect Koichi Hirano Mgmt For For For
12 Elect Mitsumasa Yokota Mgmt For For For
13 Elect Takeshi Hosokawa Mgmt For For For
14 Elect Hirofumi Hori Mgmt For Against Against
15 Elect Toru Osako Mgmt For For For
16 Elect Yukio Okano Mgmt For Against Against
17 Elect Yoshio Sato Mgmt For Against Against
18 Elect Masayuki Oku Mgmt For Against Against
19 Elect Kiwamu Hashimoto Mgmt For For For
20 Elect Junzo Ishii Mgmt For For For
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 05/30/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Report on Mgmt For For For
Non-Financial
Information
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Board Mgmt For For For
Acts
5 First Scrip Dividend Mgmt For For For
6 Second Scrip Dividend Mgmt For For For
7 Authority to Cancel Mgmt For For For
Treasury Shares and
Reduce Share
Capital
8 Authority to Issue Mgmt For For For
Debt
Instruments
9 Board Size Mgmt For For For
10 Elect Antonio Brufau Mgmt For For For
Niubo
11 Elect Josu Jon Imaz Mgmt For For For
San
Miguel
12 Elect Jose Manuel Mgmt For For For
Loureda
Mantinan
13 Elect John Robinson Mgmt For For For
West
14 Ratify Co-Option and Mgmt For For For
Elect Henri Philippe
Reichstul
15 Elect Aranzazu Mgmt For For For
Estefania
Larranaga
16 Elect Maria Teresa Mgmt For For For
Garcia Mila
Lloveras
17 Remuneration Report Mgmt For For For
(Advisory)
18 Amendments to Long Mgmt For For For
Term Incentive
Plan
19 Remuneration Policy Mgmt For For For
(Binding)
20 Authorisation of Legal Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/10/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(UK
Advisory)
4 Remuneration Report Mgmt For For For
(AUS
Advisory)
5 Elect Moya M. Greene Mgmt For For For
6 Elect Simon McKeon Mgmt For For For
7 Elect Jakob Stausholm Mgmt For For For
8 Elect Megan E. Clark Mgmt For For For
9 Elect David W. Mgmt For For For
Constable
10 Elect Simon P. Henry Mgmt For For For
11 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
12 Elect Sam H. Laidlaw Mgmt For For For
13 Elect Michael G. Mgmt For For For
L'Estrange
14 Elect Simon R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2018)
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/04/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Olga A. Mgmt For For For
Andrianova
9 Elect Alexander E. Mgmt For For For
Bogashov
10 Elect Sergey I. Poma Mgmt For For For
11 Elect Zakhar B. Mgmt For For For
Sabantsev
12 Elect Pavel G. Shumov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/21/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Neil A.P. Carson Mgmt For For For
4 Elect Ben Van Beurden Mgmt For For For
5 Elect Ann F. Godbehere Mgmt For For For
6 Elect Euleen GOH Yiu Mgmt For For For
Kiang
7 Elect Charles O. Mgmt For For For
Holliday,
Jr.
8 Elect Catherine J. Mgmt For For For
Hughes
9 Elect Gerard Mgmt For For For
Kleisterlee
10 Elect Roberto Egydio Mgmt For For For
Setubal
11 Elect Sir Nigel Mgmt For For For
Sheinwald
12 Elect Linda G. Stuntz Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Gerrit Zalm Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Amendments to Articles Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authorisation of Mgmt For For For
Political
Donations
22 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tony Jensen Mgmt For For For
2 Elect Jamie C. Sokalsky Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/28/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Othman Al-Ghamdi Mgmt For For For
5 Elect A.M. Al-Judaimi Mgmt For For For
6 Elect S.A. Al-Hadrami Mgmt For Against Against
7 Elect S.M. Al-Hereagi Mgmt For For For
8 Elect I.Q. Al-Buainain Mgmt For For For
9 Elect KIM Cheol Soo Mgmt For For For
10 Elect LEE Seung Won Mgmt For Against Against
11 Elect HONG Seok Woo Mgmt For Against Against
12 Elect HWANG In Tae Mgmt For For For
13 Elect SHIN Mi Nam Mgmt For For For
14 Elect Jungsoon Janice Mgmt For Against Against
LEE
15 Election of Audit Mgmt For Against Against
Committee Member: LEE
Seung
Won
16 Election of Audit Mgmt For Against Against
Committee Member:
HONG Seok
Woo
17 Election of Audit Mgmt For For For
Committee Member:
HWANG In
Tae
18 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
19 Directors' Fees Mgmt For For For
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 06/11/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 05/02/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Hock Goh Mgmt For For For
3 Re-elect Peter Hearl Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
________________________________________________________________________________
Sappi Limited
Ticker Security ID: Meeting Date Meeting Status
SAP CINS S73544108 02/06/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Zola Malinga Mgmt For For For
3 Re-elect Stephen R. Mgmt For For For
Binnie
4 Re-elect Robertus J. Mgmt For For For
M.
Renders
5 Re-elect Karen R. Osar Mgmt For For For
6 Elect Audit & Risk Mgmt For For For
Committee Member
(Nkateko
Mageza)
7 Elect Audit & Risk Mgmt For For For
Committee Member
(Michael
Fallon)
8 Elect Audit & Risk Mgmt For For For
Committee Member
(Zola
Malinga)
9 Elect Audit & Risk Mgmt For For For
Committee Member
(Karen
Osar)
10 Elect Audit & Risk Mgmt For For For
Committee Member
(Robertus
Renders)
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Incentive
Plan
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS 803866102 11/16/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Stephen R. Mgmt For For For
Cornell
3 Re-elect Manuel J. Mgmt For For For
Cuambe
4 Re-elect Mfundiso Mgmt For For For
(Johnson) N.
Njeke
5 Re-elect Bongani Mgmt For For For
Nqwababa
6 Elect Muriel B.N. Dube Mgmt For For For
7 Elect Martina Floel Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member
(Colin
Beggs)
10 Election of Audit Mgmt For For For
Committee Member
(Trix
Kennealy)
11 Election of Audit Mgmt For For For
Committee Member
(Nomgando
Matyumza)
12 Election of Audit Mgmt For For For
Committee Member (JJ
Njeke)
13 Election of Audit Mgmt For For For
Committee Member
(Stephen
Westwell)
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 General Authority to Mgmt For For For
Repurchase
Shares
19 Specific Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Mgmt For For For
Memorandum
21 Amendments to Mgmt For For For
Definitions
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schlumberger Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For Against Against
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Tatyana A. Mgmt For For For
Mitrova
6 Elect Indra K. Nooyi Mgmt For Against Against
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Mark G. Papa Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For Against Against
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financial Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Mgmt For Against Against
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven J. Bresky Mgmt For For For
1.2 Elect David A. Adamsen Mgmt For Withhold Against
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Edward I. Mgmt For Withhold Against
Shifman,
Jr.
1.5 Elect Paul M. Squires Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/18/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Amendment to the Long Mgmt For For For
Term Incentive Plan
2014
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Kevin S. Beeston Mgmt For For For
7 Elect James Bowling Mgmt For For For
8 Elect John Coghlan Mgmt For For For
9 Elect Andrew J. Duff Mgmt For For For
10 Elect Olivia Garfield Mgmt For For For
11 Elect Dominique Mgmt For For For
Reiniche
12 Elect Philip Remnant Mgmt For For For
13 Elect Angela Strank Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 07/20/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fifth Revision of Mgmt For For For
Private Placement
Plan
2 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
3 Adjustment to Price Mgmt For For For
Determination
Date for Non-public
Issuance of A
Shares
4 Conditional Share Mgmt For For For
Subscription
Agreement with Target
Subscriber
5 Feasibility Report on Mgmt For For For
Use of
Proceeds
6 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 07/20/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fifth Revision of Mgmt For For For
Private Placement
Plan
3 Approval of Dilution Mgmt For For For
Measures for Share
Issuance
4 Adjustment to Price Mgmt For For For
Determination
Date for Non-public
Issuance of A
Shares
5 Conditional Share Mgmt For For For
Subscription
Agreement with Target
Subscriber
6 Feasibility Report on Mgmt For For For
Use of
Proceeds
7 Report on Deposit and Mgmt For For For
Use of Raised
Funds
8 Subscription for New Mgmt For Abstain Against
Shares and Transfer
of
Shares
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 10/09/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
Period of Bond
Issuance
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 11/30/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V104 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Amendments to Rules of Mgmt For For For
Procedures for
Supervisory
Committee
4 Guarantees and Mgmt For For For
Property Pledge for
Financial Leasing
Business
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/28/2019 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Private Placement Mgmt For For For
________________________________________________________________________________
Sibanye Gold Limited
Ticker Security ID: Meeting Date Meeting Status
SGL CINS S7627H100 05/28/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Harry Mgmt For For For
Kenyon-Slaney
3 Re-elect Neal J. Mgmt For For For
Froneman
4 Re-elect Nkosemntu G. Mgmt For For For
Nika
5 Re-elect Susan (Sue) Mgmt For For For
C. van der
Merwe
6 Election of Audit Mgmt For For For
Committee Chair
(Keith
Rayner)
7 Election of Audit Mgmt For For For
Committee Members
(Timothy
Cumming)
8 Election of Audit Mgmt For For For
Committee Member
(Savannah
Danson)
9 Election of Audit Mgmt For For For
Committee Member
(Richard
Menell)
10 Election of Audit Mgmt For For For
Committee Member
(Nkosemntu
Nika)
11 Election of Audit Mgmt For For For
Committee Member
(Susan van der
Merwe)
12 General Authority to Mgmt For For For
Issue
Shares
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Remuneration Policy Mgmt For For For
15 Remuneration Mgmt For For For
Implementation
Report
16 Approval of NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance
18 Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/27/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Report Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
(Sustainability
Report)
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Miguel Angel Mgmt For For For
Lopez
Borrego
7 Elect Pedro Azagra Mgmt For For For
Blazquez
8 Elect Rudolf Krammer Mgmt For For For
9 Elect Andoni Cendoya Mgmt For For For
Aranzamendi
10 Elect Gloria Hernandez Mgmt For For For
Garcia
11 Appointment of Auditor Mgmt For For For
12 Remuneration Policy Mgmt For For For
(Binding)
13 Amendment to Long-Term Mgmt For For For
Incentive
Plan
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
(Advisory)
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8T642129 03/27/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHEY Tae Won Mgmt For Against Against
4 Elect YEOM Jae Ho Mgmt For For For
5 Elect KIM Byeong Ho Mgmt For Against Against
6 Election of Audit Mgmt For Against Against
Committee Member: KIM
Byeong
Ho
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/21/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Myeong Young Mgmt For Against Against
4 Elect KIM Joon Mgmt For For For
5 Elect HA Yun Kyoung Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Joon
7 Directors' Fees Mgmt For For For
8 Spin-off Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/30/2019 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Changes to Mgmt For For For
Previous Allocations
of
Reserves
4 Stock Split Mgmt For For For
5 Amendments to Articles Mgmt For For For
to Account for Stock
Split
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/30/2019 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Separate Mgmt N/A Abstain N/A
Election For Board
Member
6 Elect Eduardo Silva Mgmt For For For
Logemann
7 Elect Jorge Luiz Silva Mgmt For For For
Logemann
8 Elect Fernando de Mgmt For For For
Castro
Reinach
9 Elect Osvaldo Burgos Mgmt For For For
Schirmer
10 Elect Andre Souto Mgmt For For For
Maior
Pessoa
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Abstain N/A
Allocation Of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Eduardo
Silva
Logemann
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Jorge Luiz
Silva
Logemann
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Fernando de
Castro
Reinach
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Osvaldo
Burgos
Schirmer
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes To Andre Souto
Maior
Pessoa
18 Remuneration Policy Mgmt For For For
19 Request Establishment Mgmt N/A Abstain N/A
Of Supervisory
Council
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 05/03/2019 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anne Anderson Mgmt For For For
5 Elect Irial Finan Mgmt For For For
6 Elect Anthony Smurfit Mgmt For For For
7 Elect Ken Bowles Mgmt For For For
8 Elect Godefridus Mgmt For For For
(Frits) P.F.
Beurskens
9 Elect Christel Bories Mgmt For Against Against
10 Elect Carol Fairweather Mgmt For For For
11 Elect James A. Lawrence Mgmt For For For
12 Elect John Moloney Mgmt For For For
13 Elect Roberto Newell Mgmt For For For
14 Elect Jorgen Buhl Mgmt For For For
Rasmussen
15 Elect Gonzalo Restrepo Mgmt For For For
Lopez
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Sociedad Quimica y Minera de Chile SA - SQM
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Risk Rating
Agencies; Appointment
of Account
Inspectors
3 Related Party Mgmt For For For
Transactions
4 Investment and Finance Mgmt For For For
Policy
5 Allocation of Mgmt For For For
Profits/Dividends
6 Dividends Policy Mgmt For For For
7 Presentation of Board Mgmt For For For
of Director's
Expenses
8 Election of Directors Mgmt For Abstain Against
9 Elect Laurence Mgmt For For For
Golborne
Riveros
10 Directors' Fees Mgmt For Against Against
11 Matters Regarding the Mgmt For Abstain Against
Directors'
Committee
12 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 10/25/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect David A. Mgmt For For For
Crawford
3 Re-elect Xolani H. Mgmt For For For
Mkhwanazi
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
6 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Vicente Mgmt For For For
Artiztegui
Andreve
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Enrique Castillo Mgmt For Withhold Against
Sanchez
Mejorada
1.6 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.7 Elect Rafael Mac Mgmt For For For
Gregor
Anciola
1.8 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.9 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SSAB Corporation
Ticker Security ID: Meeting Date Meeting Status
SSABA CINS W8615U108 04/08/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board Mgmt For For For
and CEO
Acts
16 Board Size Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Elect Petra Einarsson Mgmt For For For
19 Elect Marika Mgmt For For For
Fredriksson
20 Elect Bengt Kjell Mgmt For For For
21 Elect Pasi Laine Mgmt For For For
22 Elect Matti Lievonen Mgmt For For For
23 Elect Martin Lindqvist Mgmt For For For
24 Elect Bo Annvik Mgmt For For For
25 Elect Marie Gronborg Mgmt For For For
26 Elect Bengt Kjell as Mgmt For For For
chair
27 Number of Auditors; Mgmt For For For
Appointment of
Auditor
28 Remuneration Guidelines Mgmt For For For
29 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
30 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/24/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Reelect Kerry J. Mgmt For For For
Gleeson
4 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Sheree Bargabos Mgmt For For For
1.3 Elect Keith E. Busse Mgmt For For For
1.4 Elect Frank D. Byrne Mgmt For For For
1.5 Elect Kenneth W. Cornew Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Steven A. Mgmt For For For
Sonnenberg
1.11 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 03/14/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Election of Directors Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Pursuant
to
LTIP
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suez
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F6327G101 05/14/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Isabelle Kocher Mgmt For For For
8 Elect Anne M. A. Mgmt For For For
Lauvergeon
9 Elect Nicolas Bazire Mgmt For Against Against
10 Elect Bertrand Camus Mgmt For For For
11 Elect Martha J. Mgmt For For For
Crawford
12 Remuneration of Gerard Mgmt For For For
Mestrallet,
Chair
13 Remuneration Policy Mgmt For For For
(Chair, from January
1, 2019 to May 14,
2019)
14 Remuneration Policy Mgmt For For For
(Chair, from May 14,
2019 to December 1,
2019)
15 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
CEO
16 Remuneration Policy Mgmt For For For
(CEO, from January 1,
2019 to May 14,
2019)
17 Remuneration Policy Mgmt For For For
(CEO, from May 14,
2019 to December 1,
2019)
18 Severance and Mgmt For For For
Non-Compete Agreement
(Bertrand Camus,
CEO)
19 Defined Contribution Mgmt For For For
Pension Plan
(Bertrand Camus,
CEO)
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Overseas Employee Mgmt For For For
Stock Purchase
Plan
24 Authority to Issue Mgmt For For For
Restricted
Shares
25 Authorisation of Legal Mgmt For For For
Formalities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Forestry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Noriaki Toi as Mgmt For For For
Statutory
Auditor
4 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712180 06/25/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshiaki Nakazato Mgmt For For For
4 Elect Akira Nozaki Mgmt For For For
5 Elect Hiroyuki Asai Mgmt For For For
6 Elect Hiroshi Asahi Mgmt For For For
7 Elect Nobuhiro Mgmt For For For
Matsumoto
8 Elect Hitoshi Taimatsu Mgmt For For For
9 Elect Kazuhisa Nakano Mgmt For For For
10 Elect Taeko Ishii Mgmt For For For
11 Elect Yuichi Yamada as Mgmt For For For
Statutory
Auditor
12 Elect Kazuhiro Mishina Mgmt For For For
as Alternate
Statutory
Auditor
13 Bonus Mgmt For For For
14 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect Mel E. Benson Mgmt For For For
1.3 Elect John D. Gass Mgmt For For For
1.4 Elect Dennis M. Houston Mgmt For For For
1.5 Elect Mark S. Little Mgmt For For For
1.6 Elect Brian P. Mgmt For For For
MacDonald
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Eira Thomas Mgmt For For For
1.9 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Svenska Cellulosa Aktiebolaget SCA
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 03/20/2019 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board Mgmt For For For
and CEO
Acts
11 Board Size Mgmt For For For
12 Number of Auditors Mgmt For For For
13 Directors and Mgmt For For For
Auditors'
Fees
14 Elect Charlotte Mgmt For For For
Bengtsson
15 Elect Par Boman Mgmt For For For
16 Elect Lennart Evrell Mgmt For For For
17 Elect Annemarie Mgmt For For For
Gardshol
18 Elect Ulf Larsson Mgmt For For For
19 Elect Martin Lindqvist Mgmt For For For
20 Elect Lotta Lyra Mgmt For For For
21 Elect Bert Nordberg Mgmt For For For
22 Elect Anders Sundstrom Mgmt For For For
23 Elect Barbara Milian Mgmt For Against Against
Thoralfsson
24 Elect Par Boman as Mgmt For For For
Chair
25 Appointment of Auditor Mgmt For For For
26 Remuneration Guidelines Mgmt For For For
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tahoe Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 873868103 01/08/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Waters S. Davis, Mgmt For For For
IV
2 Elect Rene R. Joyce Mgmt For For For
3 Elect Chris Tong Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TechnipFMC plc
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP G87110105 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas J. Mgmt For For For
Pferdehirt
2 Elect Arnaud Caudoux Mgmt For For For
3 Elect Pascal Colombani Mgmt For For For
4 Elect Marie-Ange Debon Mgmt For Against Against
5 Elect Eleazar de Mgmt For For For
Carvalho
Filho
6 Elect Claire S. Farley Mgmt For For For
7 Elect Didier Houssin Mgmt For For For
8 Elect Peter Mellbye Mgmt For For For
9 Elect John C.G. O'Leary Mgmt For For For
10 Elect Kay G. Priestly Mgmt For For For
11 Elect Joseph Rinaldi Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 U.K. Annual Report and Mgmt For For For
Accounts
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Frequency of Future Mgmt 1 Year 1 Year For
Advisory Votes on
Executive
Compensation
16 Remuneration Report Mgmt For Against Against
(Advisory)
17 Ratification of U.S. Mgmt For For For
Auditor
18 Re-appointment of U.K Mgmt For For For
Statutory
Auditor
19 U.K. Statutory Auditor Mgmt For For For
Fees
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK.B CUSIP 878742204 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mayank M. Ashar Mgmt For For For
1.2 Elect Dominic S. Barton Mgmt For For For
1.3 Elect Quan Chong Mgmt For For For
1.4 Elect Laura L. Mgmt For For For
Dottori-Attanasio
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Eiichi Fukuda Mgmt For For For
1.7 Elect Norman B. Keevil Mgmt For For For
III
1.8 Elect Takeshi Kubota Mgmt For For For
1.9 Elect Donald R. Lindsay Mgmt For For For
1.10 Elect Sheila A. Murray Mgmt For For For
1.11 Elect Tracey L. McVicar Mgmt For For For
1.12 Elect Kenneth W. Mgmt For For For
Pickering
1.13 Elect Una M. Power Mgmt For For For
1.14 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2018 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
6 Directors' Compensation Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson,
Sr.
1.3 Elect Gerard M. Mgmt For For For
Anderson
1.4 Elect Stephen F. Dowdle Mgmt For For For
1.5 Elect Catherine M. Mgmt For For For
Kilbane
1.6 Elect Robert J. King, Mgmt For For For
Jr.
1.7 Elect Ross W. Manire Mgmt For For For
1.8 Elect Patrick S. Mullin Mgmt For For For
1.9 Elect John T. Stout, Mgmt For For For
Jr.
1.10 Elect Jacqueline F. Mgmt For For For
Woods
2 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Compensation
Plan
3 Amendment to the 2004 Mgmt For For For
Employee Share
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Chefs' Warehouse, Inc.
Ticker Security ID: Meeting Date Meeting Status
CHEF CUSIP 163086101 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominick Cerbone Mgmt For For For
1.2 Elect Joseph M. Cugine Mgmt For For For
1.3 Elect Steven F. Mgmt For For For
Goldstone
1.4 Elect Alan C. Guarino Mgmt For For For
1.5 Elect Stephen Hanson Mgmt For For For
1.6 Elect Katherine Oliver Mgmt For For For
1.7 Elect Christopher Mgmt For For For
Pappas
1.8 Elect John Pappas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2019 Omnibus Equity Mgmt For For For
Incentive
Plan
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Oscar P. Mgmt For For For
Bernardes
3 Elect Nancy E. Cooper Mgmt For For For
4 Elect Gregory L. Ebel Mgmt For For For
5 Elect Timothy S. Gitzel Mgmt For For For
6 Elect Denise C. Johnson Mgmt For For For
7 Elect Emery N. Koenig Mgmt For For For
8 Elect William T. Mgmt For For For
Monahan
9 Elect James C. O'Rourke Mgmt For For For
10 Elect Steven M. Seibert Mgmt For For For
11 Elect Luciano Siani Mgmt For For For
Pires
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Jon A. Boscia Mgmt For For For
4 Elect Henry A. Clark Mgmt For For For
III
5 Elect Anthony F. Mgmt For For For
Earley,
Jr.
6 Elect Thomas A. Fanning Mgmt For For For
7 Elect David J. Grain Mgmt For For For
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect Steven R. Specker Mgmt For For For
14 Elect Larry D. Thompson Mgmt For For For
15 Elect E. Jenner Wood Mgmt For For For
III
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Nancy K. Buese Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Charles I. Cogut Mgmt For For For
6 Elect Kathleen B. Mgmt For For For
Cooper
7 Elect Michael A. Creel Mgmt For For For
8 Elect Vicki L Fuller Mgmt For For For
9 Elect Peter A. Ragauss Mgmt For For For
10 Elect Scott D. Mgmt For For For
Sheffield
11 Elect Murray D. Smith Mgmt For For For
12 Elect William H. Spence Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 08/09/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase Authorized Mgmt For For For
Common
Stock
2 Merger Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
thyssenkrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 02/01/2019 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Martina Merz Mgmt For Against Against
10 Elect Wolfgang Colberg Mgmt For For For
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/29/2019 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Related Party Mgmt For For For
Transactions
(UWA)
10 Elect Maria van der Mgmt For For For
Hoeven
11 Elect Jean Lemierre Mgmt For For For
12 Elect Lise Croteau Mgmt For For For
13 Elect Valerie della Mgmt For For For
Puppa Tibi as
Employee Shareholders
Representative
14 Elect Renata Perycz as Mgmt Against Against For
Employee Shareholders
Representative
15 Elect Oliver Wernecke Mgmt Against Against For
as Employee
Shareholders
Representative
16 Remuneration of Mgmt For For For
Patrick Pouyanne,
Chair and
CEO
17 Remuneration Policy Mgmt For For For
(Chair and
CEO)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Ricardo Cardenas Mgmt For For For
1.3 Elect Denise L. Jackson Mgmt For For For
1.4 Elect Thomas A. Mgmt For For For
Kingsbury
1.5 Elect Ramkumar Krishnan Mgmt For For For
1.6 Elect George MacKenzie Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Sandfort
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TransCanada Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 89353D107 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephan Cretier Mgmt For For For
1.2 Elect Russell K. Mgmt For For For
Girling
1.3 Elect S. Barry Jackson Mgmt For For For
1.4 Elect Randy L. Mgmt For For For
Limbacher
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect Una M. Power Mgmt For For For
1.7 Elect Mary Pat Salomone Mgmt For For For
1.8 Elect Indira V. Mgmt For For For
Samarasekera
1.9 Elect D. Michael G. Mgmt For For For
Stewart
1.10 Elect Siim A. Vanaselja Mgmt For For For
1.11 Elect Thierry Vandal Mgmt For For For
1.12 Elect Steven W. Mgmt For For For
Williams
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Company Name Change Mgmt For For For
5 Amendment to Mgmt For For For
Shareholder Rights
Plan
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Indigenous Peoples'
Rights
________________________________________________________________________________
Tupras Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/20/2019 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Mgmt For For For
Cooption of Omer
Sertbas
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For Against Against
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Turquoise Hill Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
TRQ CINS 900435108 05/14/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alan Chirgwin Mgmt For For For
3 Elect James W. Gill Mgmt For For For
4 Elect R. Peter Gillin Mgmt For For For
5 Elect Stephen Jones Mgmt For For For
6 Elect Ulf Quellmann Mgmt For For For
7 Elect Russel C. Mgmt For For For
Robertson
8 Elect Maryse Mgmt For For For
Saint-Laurent
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
3 Elect Dean Banks Mgmt For Against Against
4 Elect Mike D. Beebe Mgmt For Against Against
5 Elect Mikel A. Durham Mgmt For Against Against
6 Elect Kevin M. McNamara Mgmt For For For
7 Elect Cheryl S. Miller Mgmt For For For
8 Elect Jeffrey K. Mgmt For For For
Schomburger
9 Elect Robert Thurber Mgmt For Against Against
10 Elect Barbara A. Tyson Mgmt For For For
11 Elect Noel White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Burritt Mgmt For For For
2 Elect Patricia Diaz Mgmt For For For
Dennis
3 Elect Dan O. Dinges Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect John V. Faraci Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Stephen J. Girsky Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Eugene B. Mgmt For For For
Sperling
10 Elect David S. Mgmt For For For
Sutherland
11 Elect Patricia A. Mgmt For For For
Tracey
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/27/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect John McAdam Mgmt For For For
5 Elect Steven L. Mogford Mgmt For For For
6 Elect Russ Houlden Mgmt For For For
7 Elect Steven R. Fraser Mgmt For For For
8 Elect Stephen A. Carter Mgmt For For For
9 Elect Mark S. Clare Mgmt For For For
10 Elect Alison Goligher Mgmt For For For
11 Elect Brian M. May Mgmt For For For
12 Elect Paulette Rowe Mgmt For For For
13 Elect Sara Weller Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Request Cumulative Mgmt N/A For N/A
Voting
5 Election of Directors Mgmt For Abstain Against
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7.1 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcio
Hamilton
Ferre
7.2 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcel
Juviniano
Barr
7.3 Allocate Cumulative Mgmt For Withhold Against
Votes to Jose
Mauricio
Pereira
7.4 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcelo
Augusto
Dutra
7.5 Allocate Cumulative Mgmt For Withhold Against
Votes to Oscar
Augusto de
Cama
7.6 Allocate Cumulative Mgmt For Withhold Against
Votes to Toshiya
Asahi
7.7 Allocate Cumulative Mgmt For Withhold Against
Votes to Fernando
Jorge Buso
G
7.8 Allocate Cumulative Mgmt For Withhold Against
Votes to Eduardo de
Oliveira
R
7.9 Allocate Cumulative Mgmt For Withhold Against
Votes to Jose Luciano
Duarte
P
7.10 Allocate Cumulative Mgmt For For For
Votes to Sandra Maria
Guerra
d
7.11 Allocate Cumulative Mgmt For For For
Votes to Isabella
Saboya de
Al
7.12 Allocate Cumulative Mgmt For For For
Votes to Clarissa de
Araujo
Li
8 Elect Patricia Mgmt N/A For N/A
Gracindo Marques de
Assis Bentes as Board
Member Presented by
Minority
Shareholders
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative Votes to
Candidate Presented
in Proposal
8.00
10 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
11 Cumulate Common and Mgmt N/A Abstain N/A
Preferred
Shares
12 Election of Mgmt For Abstain Against
Supervisory
Council
13 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
14 Elect Rapahel Manhaes Mgmt N/A For N/A
Martins as
Supervisory Council
Member Presented by
Minority
Shareholders
15 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Stephen M. Waters Mgmt For For For
9 Elect Randall J. Mgmt For For For
Weisenburger
10 Elect Rayford Wilkins Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 09/19/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction (OALP
Blocks)
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 10/01/2018 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Srinivasan Mgmt For For For
Venkatakrishnan
4 Elect Anil Agarwal Mgmt For For For
5 Elect Navin Agarwal Mgmt For For For
6 Elect Ekaterina Zotova Mgmt For For For
7 Elect Deepak S. Parekh Mgmt For Against Against
8 Elect Geoffrey Green Mgmt For For For
9 Elect Ravi Rajagopal Mgmt For For For
10 Elect Edward T. Story Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Vedanta Resources Plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 10/01/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-register as a Mgmt For For For
Private Company and
Company Name
Change
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/18/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Non Tax-Deductible Mgmt For For For
Expenses
8 Allocation of Mgmt For For For
Profits/Dividends
9 Special Auditors Mgmt For For For
Report on Regulated
Agreements
10 Elect Maryse Aulagnon Mgmt For For For
11 Elect Clara Gaymard Mgmt For For For
12 Elect Louis Schweitzer Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Remuneration of Mgmt For For For
Antoine Frerot, Chair
and
CEO
15 Remuneration Policy Mgmt For For For
(Chair and
CEO)
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Employee Stock Mgmt For For For
Purchase
Plan
18 Employee Stock Mgmt For For For
Purchase Plan
(Identified
Beneficiaries)
19 Authority to Issue Mgmt For For For
Performance
Shares
20 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/30/2019 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Elect Thomas Schmid Mgmt For For For
8 Elect Martin Ohneberg Mgmt For For For
________________________________________________________________________________
Vestas Wind Systems AS
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/03/2019 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Board Size Mgmt For For For
9 Elect Bert Nordberg Mgmt For For For
10 Elect Bruce Grant Mgmt For For For
11 Elect Carsten Bjerg Mgmt For For For
12 Elect Eva Merete Mgmt For For For
Sofelde
Berneke
13 Elect Helle Mgmt For For For
Thorning-Schmidt
14 Elect Henrik Andersen Mgmt For For For
15 Elect Jens Hesselberg Mgmt For For For
Lund
16 Elect Lars G. Josefsson Mgmt For For For
17 Directors' Fees For Mgmt For For For
2018
18 Directors' Fees For Mgmt For For For
2019
19 Appointment of Auditor Mgmt For For For
20 Authority to Reduce Mgmt For For For
Share
Capital
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/04/2018 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
West Fraser Timber Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CINS 952845105 04/23/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hank Ketcham Mgmt For For For
3 Elect Reid Carter Mgmt For For For
4 Elect Raymond Ferris Mgmt For For For
5 Elect John Floren Mgmt For For For
6 Elect Brian G. Kenning Mgmt For For For
7 Elect John K. Ketcham Mgmt For For For
8 Elect Gerald J. Miller Mgmt For For For
9 Elect Robert L. Mgmt For For For
Phillips
10 Elect Janice Rennie Mgmt For For For
11 Elect Gillian D. Mgmt For For For
Winckler
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
WestRock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 02/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Bernlohr
3 Elect J. Powell Brown Mgmt For For For
4 Elect Michael E. Mgmt For For For
Campbell
5 Elect Terrell K. Crews Mgmt For For For
6 Elect Russell M. Currey Mgmt For For For
7 Elect John A. Luke Mgmt For For For
8 Elect Gracia C. Martore Mgmt For For For
9 Elect James E. Nevels Mgmt For For For
10 Elect Timothy H. Powers Mgmt For For For
11 Elect Steven C. Mgmt For For For
Voorhees
12 Elect Bettina M. Whyte Mgmt For For For
13 Elect Alan D. Wilson Mgmt For For For
14 Elimination of Mgmt For For For
Pass-Through
Provision for Matters
Pertaining to
Subsidiary
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink
Lewis
4 Elect Nicole W. Mgmt For For For
Piasecki
5 Elect Marc F. Racicot Mgmt For For For
6 Elect Lawrence A. Mgmt For For For
Selzer
7 Elect D. Michael Mgmt For For For
Steuert
8 Elect Devin W. Mgmt For For For
Stockfish
9 Elect Kim Williams Mgmt For For For
10 Elect Charles R. Mgmt For For For
Williamson
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wheaton Precious Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Charles A. Mgmt For For For
Jeannes
1.7 Elect Eduardo Luna Mgmt For For For
1.8 Elect Marilyn Mgmt For For For
Schonberner
1.9 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/24/2019 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect KUOK Khoon Hong Mgmt For Against Against
5 Elect PUA Seck Guan Mgmt For For For
6 Elect Kishore Mahbubani Mgmt For For For
7 Elect Raymond Guy Young Mgmt For Against Against
8 Elect TEO La-Mei Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/24/2019 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Wilmar Mgmt For Against Against
Executives Share
Option Scheme
2019
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Grant Mgmt For Against Against
Options under the
Wilmar Executives
Share Option Scheme
2019 at a discount to
market
price
4 Authority to Grant Mgmt For Against Against
Options under the
Wilmar Executives
Share Option Scheme
2019
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 05/02/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Frank C. Mgmt For For For
Cooper
3 Re-elect Ann D. Pickard Mgmt For For For
4 Re-elect Sarah E. Ryan Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
7 Amendments to Mgmt For For For
Constitution
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Adopt Partial Takeover Mgmt For For For
Provisions
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Blystone Mgmt For For For
1.2 Elect Mark C. Davis Mgmt For For For
1.3 Elect Sidney A. Ribeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Andrea Bertone Mgmt For For For
1.4 Elect Alexander J. Mgmt For Withhold Against
Davidson
1.5 Elect Robert Gallagher Mgmt For For For
1.6 Elect Richard P. Graff Mgmt For For For
1.7 Elect Kimberly Keating Mgmt For Withhold Against
1.8 Elect Nigel Lees Mgmt For Withhold Against
1.9 Elect Peter J. Marrone Mgmt For Withhold Against
1.10 Elect Jane Sadowsky Mgmt For For For
1.11 Elect Dino Titaro Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
and Rules of
Procedures
2 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
3 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
4 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2018 A Share Option Mgmt For For For
Scheme (Draft) and
Its
Abstract
3 Implementation, Mgmt For For For
Assessment and
Management Methods in
Relation to 2018 A
Share Option
Scheme
4 Board Authority Mgmt For For For
regarding 2018 A
Share Option
Scheme
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Amendments to Articles Mgmt For For For
10 Authority to Give Mgmt For For For
Guarantees
11 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to H Mgmt For For For
Repurchase
Shares
14 Size and Method of the Mgmt For For For
Issuance
15 Maturity Period of the Mgmt For For For
Bonds
16 Par Value and the Mgmt For For For
Issue
Price
17 Coupon Rate and Mgmt For For For
Determination
Mechanism
18 Form of the Bonds Mgmt For For For
19 Method of Interest Mgmt For For For
Payment and
Redemption
20 Guarantee Mgmt For For For
21 Underwriting Mgmt For For For
22 Target of the Issuance Mgmt For For For
23 Placing Arrangement Mgmt For For For
for
Shareholders
24 Listing Arrangement Mgmt For For For
25 Authorization Mgmt For For For
26 Elect LIU Jian Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 05/24/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
4 Extension of Validity Mgmt For For For
Period of
Authorization to
Implement Non-Public
Issuance of A
Shares
5 Amendments to Articles Mgmt For For For
6 HVO Sales Contract Mgmt For For For
7 Glencore Framework Mgmt For For For
Coal Purchase
Agreement
8 HVO Services Agreement Mgmt For For For
9 Yancoal Australia - Mgmt For For For
Sojitz Coal Sales
Agreement
10 Syntech - Sojitz Coal Mgmt For For For
Sales
Agreement
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 08/24/2018 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period of Non-Public
Issuance of A
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/07/2019 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
8 Remuneration Mgmt For TNA N/A
Guidelines
(Advisory)
9 Equity-Related Mgmt For TNA N/A
Remuneration
Guidelines
(Binding)
10 Corporate Governance Mgmt For TNA N/A
Report
11 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Directors' Fees Mgmt For TNA N/A
14 Nomination Committee Mgmt For TNA N/A
Fees
15 Amendments to Articles Mgmt For TNA N/A
Regarding Board
Size
16 Election of Directors Mgmt For TNA N/A
17 Cancellation of Shares Mgmt For TNA N/A
18 Authority to Mgmt For TNA N/A
Repurchase
Shares
________________________________________________________________________________
YPF S.A.
Ticker Security ID: Meeting Date Meeting Status
YPFD CUSIP 984245100 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Meeting Mgmt For For For
Delegates
2 Authority to Issue Mgmt For For For
Shares in Relation to
Long-Term Incentive
Plan
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Appointment of Auditor Mgmt For For For
7 Ratification of Board Mgmt For For For
and Supervisory
Council
Acts
8 Ratification of Mgmt For For For
Directors'
Fees
9 Ratification of Mgmt For For For
Supervisory Council
Fees
10 Supervisory Council Mgmt For Abstain Against
Size
11 Election of Mgmt For Abstain Against
Supervisory Council
Members and
Alternates (Class
D)
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
(Class
D)
14 Directors' Fees; Mgmt For For For
Supervisory Council's
Fees
15 Merger by Absorption Mgmt For For For
(Bajo del Toro I
S.R.L. and Bajo del
Toro II
S.R.L.)
16 Approval of Merger Mgmt For For For
Financial
Reports
17 Approval of Merger Mgmt For For For
Agreements
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 02/26/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WENG Zhanbin Mgmt For For For
3 Elect Dong Xin Mgmt For For For
4 Elect WANG Ligang Mgmt For Against Against
5 Elect XU Xiaoliang Mgmt For For For
6 Elect LIU Yongsheng Mgmt For For For
7 Elect YAO Ziping Mgmt For For For
8 Elect GAO Min Mgmt For Against Against
9 Elect Jinrong Chen Mgmt For For For
10 Elect Jojo CHOY Sze Mgmt For For For
Chung
11 Elect WEI Junhao Mgmt For For For
12 Elect SHEN Shifu Mgmt For For For
13 Elect WANG Xiaojie as Mgmt For For For
Supervisor
14 Elect ZOU Chao as Mgmt For Against Against
Supervisor
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Registered Issue of Mgmt For For For
Renewable
Bonds
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
9 Amendments to Articles Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Amendments to Mgmt For For For
Procedural Rules of
General
Meetings
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 10/29/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Merger by Absorption Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 04/12/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Satisfaction of the Mgmt For For For
Conditions for the
Public Issuance of A
Shares
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Number of Shares Mgmt For For For
5 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
6 Methods of Issuance Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods of
Subscription
8 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
9 Pricing Principles and Mgmt For For For
Issuance
Price
10 Time of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
14 Effective Period Mgmt For For For
15 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
16 Feasibility Report on Mgmt For For For
Use of Proceeds
Raised in Public
Issuance of A Shares
(Revised
Version)
17 Specific Report on Use Mgmt For For For
of Proceeds
Previously
Raised
18 Recovery Measures and Mgmt For For For
the Undertakings on
the Dilutive Impact
of the Public
Issuance of A Shares
on Immediate Returns
(Revised
Version)
19 Profit Distribution Mgmt For For For
and Return Plan for
Year
2018-2020
20 Possible Connected Mgmt For For For
Transactions of
Subscription of A
Shares
21 Ratification of Board Mgmt For For For
Acts
22 Zhuoxin Investments' Mgmt For For For
Purchase of Gold and
Silver
Bullion
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 04/12/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of Shares Mgmt For For For
3 Nominal Value Mgmt For For For
4 Number of Shares Mgmt For For For
5 Amount of Proceeds to Mgmt For For For
be Raised and Use of
Proceeds
6 Methods of Issuance Mgmt For For For
7 Issuing Objects and Mgmt For For For
Methods of
Subscription
8 Subscription Mgmt For For For
Arrangement for
Existing A
Shareholders
9 Pricing Principles and Mgmt For For For
Issuance
Price
10 Time of Issuance Mgmt For For For
11 Place of Listing Mgmt For For For
12 Lock-up Period Mgmt For For For
13 Arrangement of Mgmt For For For
Accumulated
Distributable Profits
Before the Public
Issuance of A
Shares
14 Effective Period Mgmt For For For
15 Plan for the Public Mgmt For For For
Issuance of A Shares
for Year 2018
(Revised
Version)
16 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Zijin Mining Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/24/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Authority to Issue Mgmt For For For
Debt
Instruments
5 Authority to Give Mgmt For For For
Guarantees
6 Authority to Give Mgmt For For For
Guarantees (Makeng
Mining)
7 Authority to Give Mgmt For For For
Guarantees (Fujian
Evergreen)
8 Directors' Report Mgmt For For For
9 Independent Directors' Mgmt For For For
Report
10 Supervisors' Report Mgmt For For For
11 Accounts and Reports Mgmt For For For
12 Annual Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Directors' and Mgmt For For For
Supervisors'
Fees
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : VanEck Vectors Oil Refiners ETF
________________________________________________________________________________
Andeavor
Ticker Security ID: Meeting Date Meeting Status
ANDV CUSIP 03349M105 09/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Caltex Australia Limited
Ticker Security ID: Meeting Date Meeting Status
CTX CINS Q19884107 05/09/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Steven Gregg Mgmt For For For
3 Re-elect Penelope Mgmt For For For
(Penny) A.
Winn
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Julian
Segal)
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosmo Energy Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
5021 CINS J08906109 06/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keizo Morikawa Mgmt For Against Against
4 Elect Hiroshi Kiriyama Mgmt For For For
5 Elect Masayoshi Noji Mgmt For For For
6 Elect Yasuhiro Suzuki Mgmt For For For
7 Elect Takayuki Uematsu Mgmt For For For
8 Elect Musabbeh Al Kaabi Mgmt For For For
9 Elect Khalifa Al Mgmt For Against Against
Suwaidi
10 Elect Sakae Kanno Mgmt For For For
11 Elect Yasuko Takayama Mgmt For For For
12 Elect Soichi Yukawa as Mgmt For For For
Alternate Audit
Committee
Director
________________________________________________________________________________
Delek US Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
DK CUSIP 24665A103 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ezra Uzi Yemin Mgmt For For For
1.2 Elect William J. Mgmt For For For
Finnerty
1.3 Elect Carlos E. Jorda Mgmt For For For
1.4 Elect Gary M. Sullivan Mgmt For For For
Jr.
1.5 Elect Vicky Sutil Mgmt For For For
1.6 Elect David Wiessman Mgmt For For For
1.7 Elect Shlomo Zohar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Formosa Petrochemical Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 05/31/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules:Acquisition and
Disposal of
Assets
4 Amendments to Mgmt For For For
Procedural Rules:
Derivative
Trading
5 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
6 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
________________________________________________________________________________
Galp Energia, SGPS, SA
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/12/2019 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Shareholder Proposal Mgmt For For For
Regarding
Ratification of Board
Acts
6 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Supervisory Council
Acts
7 Shareholder Proposal Mgmt For For For
Regarding
Ratification of
Statutory Auditor
Acts
8 Remuneration Policy Mgmt For For For
9 Shareholder Proposal Mgmt For For For
Regarding Election of
Directors
10 Shareholder Proposal Mgmt For For For
Regarding Election of
Supervisory
Council
11 Appointment of Auditor Mgmt For For For
12 Shareholder Proposal Mgmt For For For
Regarding Election of
Board of the General
Meeting
13 Shareholder Proposal Mgmt For For For
Regarding Election of
Remuneration
Committee
14 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/28/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Mgmt For For For
Management Board
Report
(Expenses)
12 Financial Statements Mgmt For For For
13 Financial Statements Mgmt For For For
(Consolidated)
14 Management Board Report Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Authority to Mgmt For For For
Participate in the
Share Capital
Increase
of
LOTOS Upstream Sp. z
o.o.
19 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Management
Remuneration
Policy
20 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to Supervisory Board
Remuneration
Policy
21 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
22 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Uniform
Text of
Articles
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Douglas Y. Bech Mgmt For For For
3 Elect Anna C. Catalano Mgmt For For For
4 Elect George Damiris Mgmt For For For
5 Elect Leldon E. Echols Mgmt For For For
6 Elect Michael C. Mgmt For For For
Jennings
7 Elect R. Craig Knocke Mgmt For For For
8 Elect Robert J. Mgmt For For For
Kostelnik
9 Elect James H. Lee Mgmt For For For
10 Elect Franklin Myers Mgmt For For For
11 Elect Michael E. Rose Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 12/18/2018 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Elect Tsuyoshi Kameoka Mgmt For For For
4 Elect Tomonori Okada Mgmt For For For
5 Elect Katsuaki Shindome Mgmt For For For
6 Elect Masakazu Idemitsu Mgmt For For For
7 Elect Kazunari Kubohara Mgmt For For For
8 Elect Norio Otsuka Mgmt For For For
9 Elect Yuko Yasuda Mgmt For For For
10 Elect Kenji Takahashi Mgmt For For For
11 Elect Kenji Yamagishi Mgmt For For For
12 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Tsukioka Mgmt For For For
3 Elect Tsuyoshi Kameoka Mgmt For For For
4 Elect Shunichi Kito Mgmt For For For
5 Elect Tomonori Okada Mgmt For For For
6 Elect Takashi Mgmt For For For
Matsushita
7 Elect Katsuaki Shindome Mgmt For For For
8 Elect Masakazu Idemitsu Mgmt For For For
9 Elect Kazunari Kubohara Mgmt For For For
10 Elect Takeo Kikkawa Mgmt For For For
11 Elect Mackenzie D. Mgmt For For For
Clugston
12 Elect Norio Otsuka Mgmt For For For
13 Elect Yuko Yasuda Mgmt For For For
14 Elect Mitsunobu Mgmt For For For
Koshiba
15 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
16 Trust Type Equity Plans Mgmt For For For
________________________________________________________________________________
JXTG Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Sugimori Mgmt For For For
4 Elect Jun Muto Mgmt For For For
5 Elect Junichi Kawada Mgmt For For For
6 Elect Hiroji Adachi Mgmt For For For
7 Elect Satoshi Taguchi Mgmt For For For
8 Elect Katsuyuki Ota Mgmt For For For
9 Elect Hiroshi Hosoi Mgmt For For For
10 Elect Yoshiaki Ouchi Mgmt For For For
11 Elect Seiichi Murayama Mgmt For For For
12 Elect Hiroko Ota Mgmt For For For
13 Elect Mutsutake Otsuka Mgmt For For For
14 Elect Yoshiiku Miyata Mgmt For For For
15 Elect Yuko Mitsuya as Mgmt For For For
Audit Committee
Director
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Evan Bayh III Mgmt For For For
2 Elect Charles E. Bunch Mgmt For For For
3 Elect Edward G. Galante Mgmt For For For
4 Elect Kim K.W. Rucker Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right To
Act By Written
Consent
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 09/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Change in Board Size Mgmt For For For
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
MOL Hungarian Oil And Gas Plc
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5S32S129 04/11/2019 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Voting Method Mgmt For For For
6 Election of Meeting Mgmt For For For
Bodies
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits;
Corporate
Governance Declaration
8 Allocation of Profits Mgmt For For For
9 Corporate Governance Mgmt For For For
Declaration
10 Ratification of Board Mgmt For For For
Acts
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Presentation of Mgmt For For For
Information on Share
Repurchase
13 Authority to Mgmt For Against Against
Repurchase and
Reissue
Shares
14 Elect Sandor Csanyi Mgmt For For For
15 Elect Anthony Radev Mgmt For Against Against
16 Elect Janos Martonyi Mgmt For For For
17 Elect Talal Al Awfi Mgmt For For For
18 Elect Anett Pandurics Mgmt For For For
19 Elect Anett Pandurics Mgmt For For For
to Audit
Committee
20 Increase in Authorized Mgmt For For For
Capital (Series A
Shareholders)
21 Increase in Authorized Mgmt For For For
Capital (Series B
Shareholders)
22 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Motor Oil (Hellas) Corinth Refineries S.A.
Ticker Security ID: Meeting Date Meeting Status
MOH CINS X55904100 06/05/2019 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Auditor's
Acts
3 Election of Directors Mgmt For Against Against
4 Election of Audit Mgmt For For For
Committee
Members
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Directors' Fees Mgmt For For For
8 Directors' Fees Mgmt For For For
(Advance
Payments)
9 Special Bonus Mgmt For Against Against
10 Remuneration Policy Mgmt For Against Against
11 Amendments to Articles Mgmt For Abstain Against
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 04/02/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Shareholder Proposal ShrHoldr For For For
Regarding Directors'
Fees
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Stock Split Mgmt For For For
20 Authority to Issue Mgmt For For For
Treasury
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/14/2019 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Supervisory Board Mgmt For For For
Members'
Fees
7 Appointment of Auditor Mgmt For For For
8 Long-Term Incentive Mgmt For For For
Plan
2019
9 Share Part of Annual Mgmt For For For
Bonus
2019
10 Elect Wolfgang C.G. Mgmt For For For
Berndt
11 Elect Stefan Doboczky Mgmt For For For
12 Elect Alyazia Ali Al Mgmt For For For
Kuwaiti
13 Elect Mansour Mohamed Mgmt For For For
Al
Mulla
14 Elect Karl Rose Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Thomas Schimd Mgmt For For For
17 Elect Elisabeth Stadler Mgmt For For For
18 Elect Christoph Mgmt For For For
Swarovski
19 Shareholder Proposal ShrHoldr For For For
Regarding Election of
Cathrine
Trattner
20 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect Spencer Abraham Mgmt For For For
3 Elect Wayne A. Budd Mgmt For For For
4 Elect S. Eugene Edwards Mgmt For For For
5 Elect William E. Hantke Mgmt For For For
6 Elect Edward F. Kosnik Mgmt For For For
7 Elect Robert J. Lavinia Mgmt For For For
8 Elect Kimberly S. Lubel Mgmt For For For
9 Elect George E. Ogden Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect Gary K. Adams Mgmt For For For
3 Elect John E. Lowe Mgmt For For For
4 Elect Denise L. Ramos Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Plastic
Pollution
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 06/14/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Allocation of Mgmt For For For
Profits/Dividends
17 Ratification of Mgmt For For For
Management Board
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Supervisory Board Size Mgmt For For For
20 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Change in
Executive
Compensation
22 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Change in
Supervisory Board
Compensation
23 Amendments to Mgmt For For For
Articles/Uniform Text
of
Articles
24 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Agreements
for Legal, Marketing,
Public Relations,
Social Communications
and Management
Related
Services
25 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Disposal of
Assets
26 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Publication
of Expenses
Statements
27 Shareholder Proposal ShrHoldr N/A For N/A
Regarding State
Property Management
Obligations
28 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Disposal of
Fixed
Assets
29 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 07/17/2018 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Scrutiny Mgmt For For For
Commission
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Financial Statements
and Allocation of
Profit
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Supervisory Board
Report
11 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
12 Management Board Report Mgmt For For For
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Mgmt For For For
Management Board
Acts
17 Ratification of Mgmt For For For
Supervisory Board
Acts
18 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Amendments to Articles Mgmt For For For
21 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Amendment
to General Meeting
Resolution
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/28/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Othman Al-Ghamdi Mgmt For For For
5 Elect A.M. Al-Judaimi Mgmt For For For
6 Elect S.A. Al-Hadrami Mgmt For Against Against
7 Elect S.M. Al-Hereagi Mgmt For For For
8 Elect I.Q. Al-Buainain Mgmt For For For
9 Elect KIM Cheol Soo Mgmt For For For
10 Elect LEE Seung Won Mgmt For Against Against
11 Elect HONG Seok Woo Mgmt For Against Against
12 Elect HWANG In Tae Mgmt For For For
13 Elect SHIN Mi Nam Mgmt For For For
14 Elect Jungsoon Janice Mgmt For Against Against
LEE
15 Election of Audit Mgmt For Against Against
Committee Member: LEE
Seung
Won
16 Election of Audit Mgmt For Against Against
Committee Member:
HONG Seok
Woo
17 Election of Audit Mgmt For For For
Committee Member:
HWANG In
Tae
18 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
19 Directors' Fees Mgmt For For For
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 06/11/2019 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
________________________________________________________________________________
Showa Shell Sekiyu K.K.
Ticker Security ID: Meeting Date Meeting Status
5002 CINS J75390104 12/18/2018 Voted
Meeting Type Country of Trade
Special Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Sinopec Shanghai Petrochemical Company Limited
Ticker Security ID: Meeting Date Meeting Status
0338 CUSIP 82935M109 11/08/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Wei Mgmt For For For
2 Amendments to Articles Mgmt For For For
of Association and
Appendix to Articles
of
Association
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/21/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect LEE Myeong Young Mgmt For Against Against
4 Elect KIM Joon Mgmt For For For
5 Elect HA Yun Kyoung Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: KIM
Joon
7 Directors' Fees Mgmt For For For
8 Spin-off Mgmt For For For
________________________________________________________________________________
Tupras Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/20/2019 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Directors' Report Mgmt For For For
6 Presentation of Mgmt For For For
Auditors'
Report
7 Financial Statements Mgmt For For For
8 Ratification of Mgmt For For For
Cooption of Omer
Sertbas
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For For For
Board Size; Board
Term
Length
12 Compensation Policy Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Charitable Donations Mgmt For Against Against
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
18 Wishes Mgmt For For For
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Donald L. Nickles Mgmt For For For
6 Elect Philip J. Mgmt For For For
Pfeiffer
7 Elect Robert A. Mgmt For For For
Profusek
8 Elect Stephen M. Waters Mgmt For For For
9 Elect Randall J. Mgmt For For For
Weisenburger
10 Elect Rayford Wilkins Mgmt For For For
Jr.
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Oil Services ETF
________________________________________________________________________________
Apergy Corporation
Ticker Security ID: Meeting Date Meeting Status
APY CUSIP 03755L104 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mamatha Chamarthi Mgmt For For For
2 Elect Stephen M. Todd Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Baker Hughes, a GE Company
Ticker Security ID: Meeting Date Meeting Status
BHGE CUSIP 05722G100 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect Lynn L. Elsenhans Mgmt For For For
1.6 Elect Jamie Miller Mgmt For For For
1.7 Elect James J. Mulva Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
C&J Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
CJ CUSIP 12674R100 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Kennedy Mgmt For For For
1.2 Elect Michael Roemer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Z. Carnes Mgmt For For For
2 Elect Michael Straughen Mgmt For For For
3 Elect Gregory B. Mgmt For For For
Barnett
4 Appointment of Auditor Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Cancellation of Mgmt For For For
Repurchased
Shares
7 Extension and Renewal Mgmt For For For
of Existing Authority
to Repurchase
Shares
8 Extension of Authority Mgmt For For For
to Issue Shares w/
Preemptive
Rights
9 Extension of Authority Mgmt For For For
to Issue Shares w/o
Preemptive
Rights
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Tisch Mgmt For Against Against
2 Elect Marc Edwards Mgmt For For For
3 Elect Anatol Feygin Mgmt For For For
4 Elect Paul G. Gaffney Mgmt For For For
II
5 Elect Edward Grebow Mgmt For For For
6 Elect Kenneth I. Siegel Mgmt For For For
7 Elect Clifford M. Sobel Mgmt For For For
8 Elect Andrew H. Tisch Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander P. Mgmt For For For
Shukis
2 Elect Terence B. Jupp Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 02/21/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Ensco Rowan plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP G3157S106 05/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Roderick Mgmt For For For
Clark
2 Elect Mary E. Francis Mgmt For For For
3 Elect C. Christopher Mgmt For For For
Gaut
4 Elect Keith O. Rattie Mgmt For For For
5 Elect Paul E. Rowsey Mgmt For For For
III
6 Elect Carl G. Trowell Mgmt For For For
7 Elect Roxanne J. Decyk Mgmt For For For
8 Elect Jack E. Golden Mgmt For For For
9 Elect Gerald W. Haddock Mgmt For For For
10 Elect Francis S. Kalman Mgmt For For For
11 Elect Phil D. Wedemeyer Mgmt For For For
12 Elect Thomas P. Burke Mgmt For For For
13 Elect Williams E. Mgmt For For For
Albrecht
14 Elect Suzanne P. Mgmt For For For
Nimocks
15 Elect Thierry Pilenko Mgmt For For For
16 Elect Charles L. Szews Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set U.K. Mgmt For For For
Auditor's
Fees
20 Remuneration Report Mgmt For For For
21 Advisory Vote on Mgmt For For For
Executive
Compensation
22 Accounts and Reports Mgmt For For For
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Al Mgmt For For For
Khayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Nance K. Dicciani Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Patricia Mgmt For For For
Hemingway
Hall
9 Elect Robert A. Malone Mgmt For For For
10 Elect Jeffrey A. Miller Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect John D. Zeglis Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037703 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Forbes I.J. Mgmt For For For
Alexander
1.2 Elect Philippe Barril Mgmt For For For
1.3 Elect John F. Bookout Mgmt For For For
III
1.4 Elect David Dickson Mgmt For For For
1.5 Elect L. Richard Flury Mgmt For Withhold Against
1.6 Elect W. Craig Kissel Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
1.8 Elect Gary P. Luquette Mgmt For For For
1.9 Elect William H. Mgmt For For For
Schumann,
III
1.10 Elect Mary L. Mgmt For For For
Shafer-Malicki
1.11 Elect Marsha C. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
McDermott International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDR CUSIP 580037703 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Forbes I.J. Mgmt For For For
Alexander
1.2 Elect Philippe Barril Mgmt For For For
1.3 Elect John F. Bookout Mgmt For For For
III
1.4 Elect David Dickson Mgmt For For For
1.5 Elect L. Richard Flury Mgmt For For For
1.6 Elect W. Craig Kissel Mgmt For For For
1.7 Elect Gary P. Luquette Mgmt For For For
1.8 Elect James H. Miller Mgmt For For For
1.9 Elect William H. Mgmt For For For
Schumann,
III
1.10 Elect Mary Mgmt For For For
Shafer-Malicki
1.11 Elect Marsha C. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect Anthony R. Chase Mgmt For For For
1.3 Elect James R. Crane Mgmt For Withhold Against
1.4 Elect John P. Kotts Mgmt For Withhold Against
1.5 Elect Michael C. Linn Mgmt For Withhold Against
1.6 Elect Anthony G. Mgmt For For For
Petrello
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For Against Against
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP G65431101 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie H. Edwards Mgmt For For For
2 Elect Gordon T. Hall Mgmt For For For
3 Elect Roger W. Jenkins Mgmt For For For
4 Elect Scott D. Josey Mgmt For For For
5 Elect Jon A. Marshall Mgmt For For For
6 Elect Mary P. Mgmt For For For
Ricciardello
7 Elect Julie J. Mgmt For For For
Robertson
8 Ratification of Auditor Mgmt For For For
9 Appointment of UK Mgmt For For For
Auditor
10 Authority to Set UK Mgmt For For For
Auditor's
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Directors' Mgmt For For For
Remuneration Report
(Advisory)
13 Approval of Directors' Mgmt For For For
Remuneration Policy
(Binding)
14 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
15 Amendment to the Noble Mgmt For For For
Corporation plc
Director Omnibus
Plan
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roderick A. Mgmt For For For
Larson
1.2 Elect M. Kevin McEvoy Mgmt For For For
1.3 Elect Paul B. Murphy Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darrell E. Hollek Mgmt For For For
1.2 Elect Robert L. Potter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Charles O. Mgmt For For For
Buckner
1.3 Elect Tiffany J. Thom Mgmt For For For
Cepak
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect William A Mgmt For For For
Hendricks,
Jr.
1.6 Elect Curtis W. Huff Mgmt For For For
1.7 Elect Terry H. Hunt Mgmt For For For
1.8 Elect Janeen S. Judah Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 02/21/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Golden
Parachutes
2 Amendments to Articles Mgmt For For For
of Association-
Bundled
________________________________________________________________________________
Rowan Companies plc
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A111 02/21/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
RPC, Inc.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 749660106 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill J. Dismuke Mgmt For For For
1.2 Elect Amy Rollins Mgmt For For For
Kriesler
1.3 Elect Pamela R. Rollins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For Against Against
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Paal Kibsgaard Mgmt For For For
4 Elect Nikolay Mgmt For For For
Kudryavtsev
5 Elect Tatyana A. Mgmt For For For
Mitrova
6 Elect Indra K. Nooyi Mgmt For Against Against
7 Elect Lubna S. Olayan Mgmt For For For
8 Elect Mark G. Papa Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For Against Against
10 Elect Henri Seydoux Mgmt For Against Against
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Approval of Financial Mgmt For For For
Statements/Dividends
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2004 Mgmt For Against Against
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David D. Dunlap Mgmt For For For
1.2 Elect James M. Funk Mgmt For For For
1.3 Elect Terence E. Hall Mgmt For For For
1.4 Elect Peter D. Kinnear Mgmt For For For
1.5 Elect Janiece M. Mgmt For For For
Longoria
1.6 Elect Michael M. Mgmt For For For
McShane
1.7 Elect W. Matt Ralls Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TechnipFMC plc
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP G87110105 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas J. Mgmt For For For
Pferdehirt
2 Elect Arnaud Caudoux Mgmt For For For
3 Elect Pascal Colombani Mgmt For For For
4 Elect Marie-Ange Debon Mgmt For Against Against
5 Elect Eleazar de Mgmt For For For
Carvalho
Filho
6 Elect Claire S. Farley Mgmt For For For
7 Elect Didier Houssin Mgmt For For For
8 Elect Peter Mellbye Mgmt For For For
9 Elect John C.G. O'Leary Mgmt For For For
10 Elect Kay G. Priestly Mgmt For For For
11 Elect Joseph Rinaldi Mgmt For For For
12 Elect James M. Ringler Mgmt For For For
13 U.K. Annual Report and Mgmt For For For
Accounts
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Frequency of Future Mgmt 1 Year 1 Year For
Advisory Votes on
Executive
Compensation
16 Remuneration Report Mgmt For Against Against
(Advisory)
17 Ratification of U.S. Mgmt For For For
Auditor
18 Re-appointment of U.K Mgmt For For For
Statutory
Auditor
19 U.K. Statutory Auditor Mgmt For For For
Fees
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Losses Mgmt For For For
4 Elect Glyn A. Barker Mgmt For For For
5 Elect Vanessa C.L. Mgmt For For For
Chang
6 Elect Frederico Fleury Mgmt For For For
Curado
7 Elect Chadwick C. Mgmt For For For
Deaton
8 Elect Vincent J. Mgmt For For For
Intrieri
9 Elect Samuel J. Mgmt For For For
Merksamer
10 Elect Frederik W. Mohn Mgmt For For For
11 Elect Edward R. Muller Mgmt For For For
12 Elect Tan Ek Kia Mgmt For For For
13 Elect Jeremy D. Thigpen Mgmt For For For
14 Elect Chadwick C. Mgmt For For For
Deaton as Board
Chair
15 Elect Frederico Fleury Mgmt For For For
Curado
16 Elect Vincent J. Mgmt For For For
Intrieri
17 Elect Tan Ek Kia Mgmt For For For
18 Appointment of Mgmt For For For
Independent
Proxy
19 Appointment of Auditor Mgmt For For For
20 Advisory Vote to Mgmt For For For
Approve Named
Executive Officer
Compensation
21 Maximum Aggregate Mgmt For For For
Board Compensation
(Binding)
22 Maximum Aggregate Mgmt For For For
Executive
Compensation
(Binding)
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 11/29/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Merger/Acquisition Mgmt For For For
3 Amendments to Articles Mgmt For For For
(Deletion of Special
Purpose Authorized
Share
Capital)
________________________________________________________________________________
U.S. Silica Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SLCA CUSIP 90346E103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bernard Mgmt For For For
2 Elect Diane K. Duren Mgmt For For For
3 Elect William J. Kacal Mgmt For For For
4 Elect Charles W. Shaver Mgmt For For For
5 Elect Bryan A. Shinn Mgmt For For For
6 Elect J. Michael Stice Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Weatherford International plc
Ticker Security ID: Meeting Date Meeting Status
WFTIF CUSIP G48833100 06/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohamed A. Awad Mgmt For For For
2 Elect Roxanne J. Decyk Mgmt For For For
3 Elect John D. Gass Mgmt For For For
4 Elect Emyr Jones Parry Mgmt For For For
5 Elect Francis S. Kalman Mgmt For For For
6 Elect David S. King Mgmt For For For
7 Elect William E. Mgmt For For For
Macaulay
8 Elect Mark A. McCollum Mgmt For For For
9 Elect Angela A. Minas Mgmt For For For
10 Elect Guillermo Ortiz Mgmt For For For
Martinez
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Reverse Stock Split Mgmt For For For
14 Increase Authorized Mgmt For For For
Share
Capital
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Approval of Amendment Mgmt For For For
to the 2010 Omnibus
Incentive
Plan
18 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
Fund Name : VanEck Vectors Pharmaceutical ETF
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H.L. Mgmt For For For
Burnside
1.2 Elect Brett J. Hart Mgmt For For For
1.3 Elect Edward J. Rapp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Mgmt For For For
Abramowitz
1.2 Elect Douglas Boothe Mgmt For For For
1.3 Elect Adrienne Graves Mgmt For For For
1.4 Elect Ronald Johnson Mgmt For For For
1.5 Elect Steven Meyer Mgmt For For For
1.6 Elect Thomas Moore Mgmt For For For
1.7 Elect Terry Allison Mgmt For For For
Rappuhn
1.8 Elect Brian Tambi Mgmt For For For
1.9 Elect Alan Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Akorn, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKRX CUSIP 009728106 12/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Mgmt For Withhold Against
Abramowitz
1.2 Elect Adrienne Graves Mgmt For For For
1.3 Elect Ronald Johnson Mgmt For Withhold Against
1.4 Elect Steven Meyer Mgmt For Withhold Against
1.5 Elect Terry Allison Mgmt For Withhold Against
Rappuhn
1.6 Elect Brian Tambi Mgmt For For For
1.7 Elect Alan Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Genevieve B. Mgmt For For For
Berger
9 Elect Philip Broadley Mgmt For For For
10 Elect Graham Chipchase Mgmt For For For
11 Elect Deborah DiSanzo Mgmt For For For
12 Elect Sheri McCoy Mgmt For For For
13 Elect Tony SK MOK Mgmt For For For
14 Elect Nazneen Rahman Mgmt For For For
15 Elect Marcus Wallenberg Mgmt For Against Against
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Bausch Health Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
BHC CUSIP 071734107 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard U. De Mgmt For For For
Schutter
2 Elect D. Robert Hale Mgmt For For For
3 Elect Argeris N. Mgmt For For For
Karabelas
4 Elect Sarah B. Kavanagh Mgmt For For For
5 Elect Joseph C. Papa Mgmt For For For
6 Elect John A. Paulson Mgmt For For For
7 Elect Robert N. Power Mgmt For For For
8 Elect Russel C. Mgmt For For For
Robertson
9 Elect Thomas W. Ross, Mgmt For For For
Sr.
10 Elect Andrew von Mgmt For For For
Eschenbach
11 Elect Amy B. Wechsler Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 04/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Celgene Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Robert J. Mgmt For For For
Bertolini
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Dinesh C. Paliwal Mgmt For For For
8 Elect Theodore R. Mgmt For For For
Samuels
9 Elect Vicki L. Sato Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Karen H. Vousden Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Catalent, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTLT CUSIP 148806102 10/31/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Chiminski Mgmt For For For
2 Elect Rosemary A. Crane Mgmt For For For
3 Elect Donald E. Morel, Mgmt For For For
Jr.
4 Elect Jack L. Stahl Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of the 2018 Mgmt For For For
Omnibus Incentive
Plan
8 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
9 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Carolyn R. Mgmt For For For
Bertozzi
3 Elect Juan R. Luciano Mgmt For For For
4 Elect Kathi P. Seifert Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Repeal of Classified Mgmt For For For
Board
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Endo International plc
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP G30401106 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Paul V. Mgmt For For For
Campanelli
3 Elect Shane M. Cooke Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect Sharad Mansukani Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approve Amended and Mgmt For For For
Restated 2015 Stock
Incentive
Plan
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Iain J. Mackay Mgmt For For For
4 Elect Sir Philip Mgmt For For For
Hampton
5 Elect Emma Walmsley Mgmt For For For
6 Elect Manvinder S. Mgmt For For For
Banga
7 Elect Hal V. Barron Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Lynn L. Elsenhans Mgmt For For For
10 Elect Laurie H. Mgmt For For For
Glimcher
11 Elect Jesse Goodman Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Urs Rohner Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Joint Venture with Mgmt For For For
Pfizer
________________________________________________________________________________
GW Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
GWPH CUSIP 36197T103 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Noble Mgmt For For For
2 Elect Thomas Lynch Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Remuneration Policy Mgmt For Against Against
(Binding)
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Accounts and Reports Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 08/02/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Gray Mgmt For For For
2 Elect Kenneth W. Mgmt For For For
O'Keefe
3 Elect Elmar Schnee Mgmt For For For
4 Elect Catherine A. Sohn Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Mark B. McClellan Mgmt For For For
8 Elect Anne M. Mulcahy Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Mgmt For For For
Williams
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Mallinckrodt plc
Ticker Security ID: Meeting Date Meeting Status
MNK CUSIP G5785G107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Carlucci Mgmt For For For
2 Elect J. Martin Carroll Mgmt For For For
3 Elect Paul R. Carter Mgmt For For For
4 Elect David Y. Norton Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Angus C. Russell Mgmt For For For
7 Elect Mark C. Trudeau Mgmt For For For
8 Elect Anne C. Whitaker Mgmt For For For
9 Elect Kneeland C. Mgmt For For For
Youngblood
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Company Name Change Mgmt For For For
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authorize the Price Mgmt For For For
Range at which the
Company can Re-Allot
Shares as Treasury
Shares
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
19 Shareholder Proposal ShrHoldr For For For
Regarding Lobbying
Report
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect John H. Mgmt For For For
Hammergren
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of GAAP
Metrics in Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Mary Ellen Coe Mgmt For For For
4 Elect Pamela J. Craig Mgmt For For For
5 Elect Kenneth C. Mgmt For For For
Frazier
6 Elect Thomas H. Glocer Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Inge G. Thulin Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For Against Against
12 Elect Peter C. Wendell Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Executive Stock
Buybacks
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Mylan N.V.
Ticker Security ID: Meeting Date Meeting Status
MYL CUSIP N59465109 06/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Heather Bresch Mgmt For For For
2 Elect Robert J. Mgmt For For For
Cindrich
3 Elect Robert J. Coury Mgmt For For For
4 Elect JoEllen Lyons Mgmt For For For
Dillon
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Harry A. Korman Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Richard A. Mark Mgmt For For For
10 Elect Mark W. Parrish Mgmt For For For
11 Elect Pauline van der Mgmt For For For
Meer
Mohr
12 Elect Randall L. Mgmt For For For
Vanderveen
13 Elect Sjoerd S. Mgmt For For For
Vollebregt
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Adoption of Dutch Mgmt For For For
Annual
Accounts
16 Ratification of Auditor Mgmt For For For
17 Appointment of Auditor Mgmt For For For
for Dutch Annual
Accounts
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Clawback
Policy (Discussion
Item)
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Authority to Mgmt For For For
Repurchase
Shares
6 Dividend in Kind to Mgmt For For For
Effect Spin-Off of
Alcon
Inc.
7 Board Compensation Mgmt For For For
8 Executive Compensation Mgmt For For For
9 Compensation Report Mgmt For For For
10 Elect Jorg Reinhardt Mgmt For For For
as Board
Chair
11 Elect Nancy C. Andrews Mgmt For For For
12 Elect Ton Buchner Mgmt For For For
13 Elect Srikant M. Datar Mgmt For For For
14 Elect Elizabeth Doherty Mgmt For For For
15 Elect Ann M. Fudge Mgmt For For For
16 Elect Frans van Houten Mgmt For For For
17 Elect Andreas von Mgmt For For For
Planta
18 Elect Charles L. Mgmt For For For
Sawyers
19 Elect Enrico Vanni Mgmt For For For
20 Elect William T. Mgmt For For For
Winters
21 Elect Patrice Bula Mgmt For For For
22 Elect Srikant M. Datar Mgmt For For For
as Compensation
Committee
Member
23 Elect Ann M. Fudge as Mgmt For For For
Compensation
Committee
Member
24 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
25 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
26 Elect Patrice Bula as Mgmt For For For
Compensation
Committee
Member
27 Appointment of Auditor Mgmt For For For
28 Appointment of Mgmt For For For
Independent
Proxy
29 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/17/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Robert C. Frenzel Mgmt For For For
5 Elect Francis J. Mgmt For For For
Malecha
6 Elect Ellen A. Rudnick Mgmt For For For
7 Elect Neil A. Mgmt For For For
Schrimsher
8 Elect Mark S. Walchirk Mgmt For For For
9 Elect James W. Wiltz Mgmt For For For
10 Amendment to the 2015 Mgmt For For For
Omnibus Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 04/26/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Rolf A. Classon Mgmt For For For
3 Elect Adriana Mgmt For For For
Karaboutis
4 Elect Murray S. Kessler Mgmt For For For
5 Elect Jeffrey B. Mgmt For For For
Kindler
6 Elect Erica L. Mann Mgmt For For For
7 Elect Donal O'Connor Mgmt For For For
8 Elect Geoffrey M. Mgmt For Against Against
Parker
9 Elect Theodore R. Mgmt For For For
Samuels
10 Elect Jeffrey C. Smith Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
14 Reduction in Share Mgmt For For For
Premium Account
(Distributable
Reserves)
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Helen H. Hobbs Mgmt For For For
6 Elect James M. Kilts Mgmt For For For
7 Elect Dan R. Littman Mgmt For For For
8 Elect Shantanu Narayen Mgmt For For For
9 Elect Suzanne Nora Mgmt For For For
Johnson
10 Elect Ian C. Read Mgmt For For For
11 Elect James C. Smith Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approve the 2019 Stock Mgmt For For For
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right To
Act By Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to Drug
Pricing
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Non-Tax Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Serge Weinberg Mgmt For For For
5 Elect Suet-Fern Lee Mgmt For For For
6 Ratification of the Mgmt For For For
Co-option of
Christophe
Babule
7 Remuneration Policy Mgmt For For For
(Chair)
8 Remuneration Policy Mgmt For For For
(CEO)
9 Remuneration of Serge Mgmt For For For
Weinberg,
Chair
10 Remuneration of Mgmt For For For
Olivier Brandicourt,
CEO
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
12 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/
Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/o
Preemptive Rights
Through Private
Placement
16 Authority to Issue Mgmt For For For
Debt
Instruments
17 Greenshoe Mgmt For For For
18 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
19 Authority to Grant Mgmt For For For
Stock
Options
20 Authority to Issue Mgmt For For For
Performance
Shares
21 Authority to Increase Mgmt For For For
Capital through
Capitalisation
22 Employee Stock Mgmt For For For
Purchase
Plan
23 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Takeda Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4502 CUSIP 874060205 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Christophe Weber Mgmt For For For
3 Elect Masato Iwasaki Mgmt For For For
4 Elect Andrew Plump Mgmt For For For
5 Elect Constantine Mgmt For For For
Saroukos
6 Elect Masahiro Sakane Mgmt For For For
7 Elect Olivier Bohuon Mgmt For For For
8 Elect Ian T. Clark Mgmt For For For
9 Elect Yoshiaki Fujimori Mgmt For For For
10 Elect Steven Gillis Mgmt For For For
11 Elect Toshiyuki Shiga Mgmt For For For
12 Elect Jean-Luc Butel Mgmt For For For
13 Elect Shiro Kuniya Mgmt For For For
14 Elect Emiko Higashi Mgmt For For For
15 Elect Michel Orsinger Mgmt For For For
16 Amendments to Mgmt For For For
Trust-Type Equity
Compensation Plan for
Non-Audit Committee
Directors
17 Amendments to Mgmt For For For
Trust-Type Equity
Compensation Plan for
Audit Committee
Directors
18 Bonus to Non-Audit Mgmt For For For
Committee
Directors
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Clawback of
Director
Compensation
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Roberto A. Mgmt For For For
Mignone
3 Elect Perry D. Nisen Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amend Compensation Mgmt For For For
Policy
6 Declaration of Mgmt For Against Against
Material
Interest
7 Non-Employee Mgmt For For For
Directors'
Compensation
8 Non-Executive Chair's Mgmt For For For
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juan Ramon Alaix Mgmt For For For
2 Elect Paul M. Bisaro Mgmt For For For
3 Elect Frank A. D'Amelio Mgmt For For For
4 Elect Michael B. Mgmt For For For
McCallister
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Poland ETF
________________________________________________________________________________
Alior Bank S.A
Ticker Security ID: Meeting Date Meeting Status
ALR CINS X0081M123 11/26/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Disposal and Mgmt For For For
Acquisition of Assets
and
Shares
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Millennium S.A.
Ticker Security ID: Meeting Date Meeting Status
MIL CINS X05407105 03/25/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Voting Method Mgmt For For For
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Election of Voting Mgmt For For For
Committee
7 Accounts and Reports Mgmt For For For
8 Accounts and Reports Mgmt For For For
(Consolidated)
9 Supervisory Board Mgmt For For For
Report
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CCC S.A.
Ticker Security ID: Meeting Date Meeting Status
CCC CINS X5818P109 04/11/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Supervisory Board Size Mgmt For For For
8 Elect Dariusz Milek Mgmt For For For
9 Election of Board Chair Mgmt For For For
10 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
11 Amendments to Mgmt For For For
Supervisory Board
Regulations
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cyfrowy Polsat SA
Ticker Security ID: Meeting Date Meeting Status
CPS CINS X1809Y100 10/31/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Voting Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Merger by Absorption Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Dino Polska SA
Ticker Security ID: Meeting Date Meeting Status
DNP CINS X188AF102 11/28/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Merger by Absorption Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
ING Bank Slaski SA
Ticker Security ID: Meeting Date Meeting Status
ING CINS X0645S103 03/29/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Presentation of Mgmt For For For
Supervisory Board
Report
8 Financial Statements Mgmt For For For
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
(Consolidated)
11 Supervisory Board Mgmt For For For
Report; Remuneration
Policy
12 Ratification of Mgmt For For For
Management Board
Acts
13 Ratification of Mgmt For For For
Supervisory Board
Acts
14 Allocation of Profits Mgmt For For For
15 Dividends Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Changes to Supervisory Mgmt For Abstain Against
Board Composition;
Assessment of the
Candidate's
Suitability
18 Directors' Fees Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 03/21/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Authority to Establish Mgmt For For For
Pledge on Real
Assets
8 Acquisition of Mgmt For For For
Przedsiebiorstwa
Budowy Szybow
S.A.
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 12/07/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Acquisition of Mgmt For For For
Investment
Certificates of JSW
Stabilisation
Close-End Mutual
Fund
8 Amendments to General Mgmt For For For
Meeting
Regulations
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins - S.G.P.S., S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 04/11/2019 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Corporate Bodies'
Acts
5 Remuneration Policy Mgmt For For For
6 Election of Corporate Mgmt For For For
Bodies
7 Election of Mgmt For For For
Remuneration
Committee
Members
________________________________________________________________________________
mBank S.A.
Ticker Security ID: Meeting Date Meeting Status
MBK CINS X0742L100 03/28/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Election of Vote Mgmt For For For
Counting
Commission
5 Presentation of Mgmt For For For
Management Board
Reports
6 Presentation of Mgmt For For For
Supervisory Board
Report
7 Presentation of Mgmt For For For
Management Board
Report
(Group)
8 Presentation of Mgmt For For For
Financial Statements
(Group)
9 Management Board Report Mgmt For For For
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratify Cezary Mgmt For For For
Stypulkowski
13 Ratify Lidia Mgmt For For For
Jablonowska-Luba
14 Ratify Cezary Kocik Mgmt For For For
15 Ratify Adam Pers Mgmt For For For
16 Ratify Krzysztof Mgmt For For For
Dabrowski
17 Ratify Frank Bock Mgmt For For For
18 Ratify Andreas Boger Mgmt For For For
19 Ratification of Mgmt For For For
Co-Option Gurjinder
Singh
Johal
20 Ratify Maciej Lesny Mgmt For For For
21 Ratify Andre Carls Mgmt For For For
22 Ratify Thorsten Kanzler Mgmt For For For
23 Ratify Teresa Mokrysz Mgmt For For For
24 Ratify Stephan Engels Mgmt For For For
25 Ratify Agnieszka Mgmt For For For
Slomka-Golebiowska
26 Ratify Marcus Chromik Mgmt For For For
27 Ratify Ralph Michael Mgmt For For For
Mandel
28 Ratify Jorg Mgmt For For For
Hessenmuller
29 Ratify Tomasz Bieske Mgmt For For For
30 Ratify Miroslaw Mgmt For For For
Godlewski
31 Ratify Janusz Fiszer Mgmt For For For
32 Ratify Gurjinder Singh Mgmt For For For
Johal
33 Financial Statements Mgmt For For For
(Consolidated)
34 Amendments to Articles Mgmt For For For
35 Remuneration Policy Mgmt For Against Against
36 Approval of Policy on Mgmt For For For
Assessment of
Suitability of
Supervisory Board
Members, Management
and Key
Employees
37 Assessment of Mgmt For For For
Suitability of Maciej
Lesny
38 Assessment of Mgmt For For For
Suitability of
Andre Carls
39 Assessment of Mgmt For For For
Suitability of
Teresa Mokrysz
40 Assessment of Mgmt For For For
Suitability of
Stephan Engels
41 Assessment of Mgmt For For For
Suitability of
Agnieszka
Slomka-Golebiowska
42 Assessment of Mgmt For For For
Suitability of
Marcus Chromik
43 Assessment of Mgmt For For For
Suitability of
Ralph Michael Mandel
44 Assessment of Mgmt For For For
Suitability of Jorg
Hessenmuller
45 Assessment of Mgmt For For For
Suitability of
Tomasz Bieske
46 Assessment of Mgmt For For For
Suitability of
Miroslaw Godlewski
47 Assessment of Mgmt For For For
Suitability of
Janusz Fiszer
48 Assessment of Mgmt For For For
Suitability of
Gurjinder Singh Johal
49 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
NEPI Rockcastle Plc
Ticker Security ID: Meeting Date Meeting Status
NRP CINS G6420W101 08/28/2018 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Robert R. Mgmt For For For
Emslie
3 Re-elect Alexandru Mgmt For For For
(Alex)
Morar
4 Elect Spiro Noussis Mgmt For For For
5 Re-elect Mirela F. Mgmt For For For
Covasa
6 Re-elect Marek Noetzel Mgmt For For For
7 Re-elect Andre van der Mgmt For For For
Veer
8 Re-elect Desmond de Mgmt For For For
Beer
9 Re-elect Antoine L.V. Mgmt For For For
Dijkstra
10 Elect Sipho Vuso Majija Mgmt For For For
11 Elect George Aase Mgmt For For For
12 Elect Audit Committee Mgmt For For For
Member (Antonie
Dijkstra)
13 Elect Audit Committee Mgmt For For For
Member (Andre van der
Veer)
14 Elect Audit Committee Mgmt For For For
Member (George
Aase)
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For Against Against
Auditor's
Fees
17 Approve NEDs' Fees Mgmt For For For
18 Authorisation of Legal Mgmt For For For
Formalities
19 Approve NEDs' Fees Mgmt For For For
(NEDs
Ad-hoc)
20 Authority to Issue Mgmt For For For
Shares for
Cash
21 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Option
22 Authority to Mgmt For For For
Repurchase
Shares
23 Amendment to Memorandum Mgmt For For For
24 Approve Remuneration Mgmt For For For
Policy
25 Approve Remuneration Mgmt For For For
Implementation
Report
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orange Polska SA
Ticker Security ID: Meeting Date Meeting Status
OPL CINS X5984X100 04/24/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Presentation of Mgmt For For For
Financial
Statements
6 Presentation of Mgmt For For For
Allocation of Profits
Proposal
7 Presentation of Mgmt For For For
Allocation of Profits
from Previous Years
Proposal
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Allocation of Retained Mgmt For For For
Earnings
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
(Group)
15 Ratification of Mgmt For For For
Management and
Supervisory Board
Acts
16 Changes to Supervisory Mgmt For For For
Composition
17 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PGE Polska Grupa Energetyczna SA
Ticker Security ID: Meeting Date Meeting Status
PGE CINS X6447Z104 11/14/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Agenda Mgmt For For For
7 Withdrawal from the Mgmt For For For
Election of Scrutiny
Commission
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to
Articles
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Uniform
Text of
Articles
10 Shareholder Proposal Mgmt N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Coverage of
Meeting
Costs
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 01/23/2019 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Property Sale Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to General Mgmt For For For
Meeting
Regulations
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Polish Oil & Gas SA
Ticker Security ID: Meeting Date Meeting Status
PGN CINS X6582S105 10/22/2018 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Attendance List Mgmt For For For
6 Agenda Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
Fund Name : VanEck Vectors Preferred Securities ex Financials ETF
________________________________________________________________________________
Aspen Insurance Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AHL CUSIP G05384154 12/10/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Aspen Insurance Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AHL CUSIP G05384162 12/10/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Welltower Inc.
Ticker Security ID: Meeting Date Meeting Status
WELL CUSIP 95040Q104 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kenneth J. Bacon Mgmt For For For
2 Elect Thomas J. DeRosa Mgmt For For For
3 Elect Karen B. DeSalvo Mgmt For For For
4 Elect Jeffrey H. Mgmt For For For
Donahue
5 Elect Timothy J. Mgmt For Against Against
Naughton
6 Elect Sharon M. Oster Mgmt For For For
7 Elect Sergio D. Rivera Mgmt For For For
8 Elect Johnese M. Spisso Mgmt For For For
9 Elect Kathryn M. Mgmt For For For
Sullivan
10 Elect R. Scott Trumbull Mgmt For For For
11 Elect Gary Whitelaw Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF
________________________________________________________________________________
AMG Advanced Metallurgical Group N.V.
Ticker Security ID: Meeting Date Meeting Status
AMG CINS N04897109 05/01/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Steve H. Hanke Mgmt For For For
to the Supervisory
Board
10 Elect Dagmar Mgmt For For For
Bottenbruch to the
Supervisory
Board
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
AMG Advanced Metallurgical Group N.V.
Ticker Security ID: Meeting Date Meeting Status
AMG CINS N04897109 12/18/2018 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Frank Loehner to Mgmt For For For
the Supervisory
Board
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Assore Limited
Ticker Security ID: Meeting Date Meeting Status
ASR CINS S07525116 11/30/2018 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Thandeka N. Mgmt For For For
Mgoduso
2 Re-elect Sydney K. Mgmt For For For
Mhlarhi
3 Election of Audit and Mgmt For Against Against
Risk Committee Chair
(Ed
Southey)
4 Election of Audit and Mgmt For For For
Risk Committee Member
(Bill
Urmson)
5 Election of Audit and Mgmt For For For
Risk Committee Member
(Sydney
Mhlarhi)
6 Approve Remuneration Mgmt For Against Against
Policy
7 Approve Remuneration Mgmt For Against Against
Implementation
Report
8 Approve NEDs' Fees Mgmt For For For
9 Approve Executive Mgmt For For For
Directors'
Fees
10 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 03/28/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 03/28/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO YiMing as Mgmt For For For
Non-Executive
Director
2 Amendments to Articles Mgmt For For For
3 Authority to Mgmt For For For
Repurchase
Shares
4 Approval to purchase Mgmt For For For
liability
insurance
5 Authority to Give Mgmt For Against Against
Guarantees
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/14/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 06/14/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Report and Mgmt For For For
Financial Statements
2018
3 Budget Report 2019 Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Annual Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees
12 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2019
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
Conditions of
Material
Asset Reorganization
of Listed
Companies
16 Plan of Material Asset Mgmt For For For
Acquisition of the
Company
17 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Related Party
Transaction
18 Material Asset Mgmt For For For
Acquisition of the
Company not
Constituting a
Reverse
Takeover as Stipulated
in Article 13 of the
Administrative
Measures
for Material Asset
Reorganization of
Listed
Companies
19 Material Asset Mgmt For For For
Acquisition of the
Company Satisfying
the Requirements
under Article 4 of
the Regulations
Concerning the
Standardization of
Certain Issues of
Material Asset
Reorganization of
Listed
Companies
20 Merger/Acquisition Mgmt For For For
21 Asset Acquisition Mgmt For For For
Report (Draft) of
China Molybdenum Co.,
Ltd.
22 Effect on Major Mgmt For For For
Financial Indicators
from the Dilution of
Current Returns as a
Result of the
Material Asset
Acquisition and its
Remedial
Measures
23 Proposed Authorization Mgmt For For For
to the Board at the
General Meeting to
Handle All Matters
Relating to the
Material Asset
Acquisition
24 Shareholders' Return Mgmt For For For
Plan
2019-2021
25 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 08/03/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Chaochun Mgmt For For For
2 Elect LI Faben Mgmt For For For
3 Elect YUAN Honglin Mgmt For Against Against
4 Elect MA Hui Mgmt For For For
5 Elect CHENG Yunlei Mgmt For For For
6 Elect Li Shuhua Mgmt For For For
7 Elect YAN Ye Mgmt For For For
8 Elect Gerry WANG Yougui Mgmt For For For
9 Elect ZHANG Zhenhao as Mgmt For Against Against
Supervisor
10 Elect KOU Youmin as Mgmt For For For
Supervisor
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 05/10/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Independent Directors' Mgmt For For For
Report
5 Financial Report 2018 Mgmt For For For
6 Financial Budget 2019 Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Mining Supply Agreement Mgmt For For For
9 Related Party Mgmt For For For
Transaction
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For For For
Guarantees
12 Investment in Wealth Mgmt For For For
Management
Products
13 Amendments to Articles Mgmt For For For
14 Procedural Rules Mgmt For For For
Governing Giving
Guarantees to
Controlling
Subsidiaries
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 11/05/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y40840103 12/28/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Sale Mgmt For For For
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/23/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendment to Articles Mgmt For Against Against
Regarding Laws
Governing the
Company
10 Amendment to Articles Mgmt For Against Against
Regarding the Board
of
Directors
11 Elect Francois Corbin Mgmt For For For
12 Elect Cyrille Duval Mgmt For For For
13 Elect Nathalie de la Mgmt For For For
Fourniere
14 Elect Jean-Yves Gilet Mgmt For For For
15 Elect Manoelle Lepoutre Mgmt For For For
16 Elect Claude Tendil Mgmt For For For
17 Elect Emeric des Mgmt For For For
Roziers
18 Elect Jerome Duval Mgmt For For For
19 Remuneration Policy Mgmt For For For
(Chair and
CEO)
20 Remuneration of Mgmt For For For
Christel Bories,
Chair and
CEO
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
23 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/
Preemptive
Rights
24 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt w/o
Preemptive Rights and
to Increase Capital
in Case of Exchange
Offers
25 Authority to Issue Mgmt For Against Against
Shares and/or
Convertible Debt
Through Private
Placement
26 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
in
Consideration for
Securities Issued by
Subsidiaries
27 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions in
Kind
28 Global Ceiling on Mgmt For For For
Capital
Increases
29 Employee Stock Mgmt For For For
Purchase
Plan
30 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
31 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596194 05/28/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Alan Fitzpatrick Mgmt For For For
4 Approve Incentive Mgmt Abstain For Against
Award
Plan
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/16/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Greg Martin Mgmt For For For
3 Remuneration Report Mgmt For Against Against
4 Equity Grant (MD/CEO Mgmt For For For
Tom
O'Leary)
________________________________________________________________________________
Largo Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LGO CINS 517103404 06/27/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Alberto Arias Mgmt For For For
4 Elect David Brace Mgmt For For For
5 Elect Jonathan Lee Mgmt For For For
6 Elect Mark A. Smith Mgmt For For For
7 Elect Daniel R. Mgmt For For For
Tellechea
8 Elect Koko Yamamoto Mgmt For Against Against
9 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
10 Amendment to Articles Mgmt For Against Against
Regarding Board
Size
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CINS 53680Q207 06/26/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect George Ireland Mgmt For For For
4 Elect John A. Mgmt For For For
Kanellitsas
5 Elect Jonathan Evans Mgmt For For For
6 Elect Gary M. Cohn Mgmt For For For
7 Elect Fabiana Chubbs Mgmt For For For
8 Elect Chaiwat Mgmt For Against Against
Kovavisarach
9 Elect WANG Xiaoshen Mgmt For Against Against
10 Elect Franco Mignacco Mgmt For Against Against
11 Elect Gabriel Rubacha Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Approval of Mgmt For For For
Unallocated Options
Under the Equity
Incentive
Plan
14 Equity Grant Mgmt For For For
15 Minera Exar Investment Mgmt For For For
________________________________________________________________________________
Lynas Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J210 11/27/2018 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Mike Harding Mgmt For For For
4 Re-elect Philippe Mgmt For For For
Etienne
5 Amendments To Mgmt For For For
Constitution
6 Equity Grant (MD/CEO Mgmt For For For
Amanda
Lacaze)
________________________________________________________________________________
Nemaska Lithium Inc.
Ticker Security ID: Meeting Date Meeting Status
NMX CINS 64045C106 12/18/2018 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michel Baril Mgmt For For For
3 Elect Francois Biron Mgmt For For For
4 Elect Guy Bourassa Mgmt For For For
5 Elect Paul-Henri Mgmt For For For
Couture
6 Elect Patrick Godin Mgmt For For For
7 Elect Vanessa Laplante Mgmt For For For
8 Elect Shigeki Miwa Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Board Size Mgmt For For For
________________________________________________________________________________
Orocobre Limited
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 11/23/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert Hubbard Mgmt For For For
4 Re-elect Federico Mgmt For For For
Nicholson
5 Elect Masaharu Katayama Mgmt For For For
6 Approve Employee Mgmt For For For
Performance Rights
and Options
Plan
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Osaka Titanium technologies Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5726 CINS J6281H109 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuaki Sugizaki Mgmt For Against Against
3 Elect Takahisa Miyake Mgmt For For For
4 Elect Satoru Takahashi Mgmt For For For
5 Elect Masayuki Tsuji Mgmt For For For
6 Elect Akira Takamatsu Mgmt For For For
7 Elect Nae Iijima Mgmt For For For
8 Elect Masayuki Okano Mgmt For For For
9 Elect Satoshi Suzuki Mgmt For Against Against
10 Elect Takahiko Kizawa Mgmt For Against Against
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 11/28/2018 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Sally-Anne Layman Mgmt For For For
4 Re-elect Steve Mgmt For For For
Scudamore
5 Equity Grant (MD/CEO Mgmt For For For
Ken
Brinsden)
6 Equity Grant (NED Mgmt For Against Against
Sally-Anne
Layman)
________________________________________________________________________________
Toho Titanium Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/20/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihiro Mgmt For For For
Nishiyama
3 Elect Hideo Takatori Mgmt For For For
4 Elect Hiroshi Matsubara Mgmt For For For
5 Elect Toshiji Matsuo Mgmt For For For
6 Elect Hideki Fujii Mgmt For For For
7 Elect Toshinori Onishi Mgmt For For For
8 Elect Yoichi Hayashi Mgmt For For For
9 Elect Yasuhiko Ikubo Mgmt For For For
10 Elect Kimiharu Okura Mgmt For For For
11 Elect Koji Kikuchi Mgmt For For For
12 Elect Shigeko Senzaki Mgmt For For For
________________________________________________________________________________
Tronox Holdings plc
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP G9087Q102 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffry N. Quinn Mgmt For For For
2 Elect Ilan Kaufthal Mgmt For For For
3 Elect Mutlaq Mgmt For Against Against
Al-Morished
4 Elect Vanessa A. Mgmt For For For
Guthrie
5 Elect Andrew P. Hines Mgmt For For For
6 Elect Wayne A. Hinman Mgmt For For For
7 Elect Peter B. Johnston Mgmt For For For
8 Elect Ginger M. Jones Mgmt For For For
9 Elect Stephen J. Jones Mgmt For For For
10 Elect Moazzam Khan Mgmt For For For
11 Elect Mxolisi Mgojo Mgmt For Abstain Against
12 Elect Sipho A. Nkosi Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tronox Limited
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP Q9235V101 03/13/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Corporate Mgmt For For For
Domicile
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 05/13/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Reports Mgmt For For For
2 Supervisors' Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees for a
Controlled
Subsidiary
7 Authority for a Mgmt For For For
Controlled Subsidiary
to Give Guarantees
for Financing of its
Wholly-Owned
Subsidiary
8 Authority for Another Mgmt For For For
Controlled Subsidiary
to Give Guarantees
for Financing of its
Wholly-Owned
Subsidiary
9 Approval of Guarantee Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Intra-company Mgmt For For For
Contracts/Control
Agreements
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 09/11/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Long-term Purchase Mgmt For For For
Agreement
2 Equity Compensation Mgmt For For For
Plan
3 Constitution of Mgmt For For For
Procedural
Rules
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/24/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Approval of Capital Mgmt For Abstain Against
Increase
3 Renewal of Long-term Mgmt For For For
Purchase Agreement:
Fujian Makeng Mining
Co.,
Ltd.
4 Renewal of Long-term Mgmt For For For
Purchase Agreement:
Fujian Panluo Iron
Mine Co.,
Ltd.
5 Change of Commitments Mgmt For For For
by
Shareholder
6 Authority to Mgmt For For For
Repurchase
Shares
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/19/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2018 Directors' Report Mgmt For For For
2 2018 Supervisors' Mgmt For For For
Report
3 2018 Annual Report Mgmt For For For
4 2018 Annual Accounts Mgmt For For For
5 Review on 2018 Related Mgmt For For For
Party
Transactions
6 2019 Related Party Mgmt For For For
Transactions
7 2018 Allocation of Mgmt For For For
Profits
8 2018 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
9 Appointment of Auditor Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit
11 Authority to Give Mgmt For Against Against
Guarantees
12 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
13 Foreign Exchange Mgmt For For For
Transactions
14 2018 Independent Mgmt For For For
Directors'
Report
15 Elect QIAN Xiaoping as Mgmt For For For
Director
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 09/12/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 11/14/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of External Mgmt For Abstain Against
Investment
Fund Name : VanEck Vectors Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Rosalind G. Mgmt For For For
Brewer
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Food
Waste
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Ban on
Government Use of
Facial Recognition
Technology
16 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Hate Speech and Sale
of Offensive
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Preparation
of Sexual Harassment
Report
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Change
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Counting
Abstentions
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 02/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/19/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect D. Bryan Jordan Mgmt For For For
6 Elect Gale King Mgmt For For For
7 Elect W. Andrew McKenna Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect Luis P. Nieto Mgmt For For For
10 Elect William C. Mgmt For For For
Rhodes,
III
11 Elect Jill Ann Soltau Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/11/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Corie S. Barry Mgmt For For For
2 Elect Lisa M. Caputo Mgmt For For For
3 Elect J. Patrick Doyle Mgmt For For For
4 Elect Russell P. Fradin Mgmt For For For
5 Elect Kathy J. Higgins Mgmt For For For
Victor
6 Elect Hubert Joly Mgmt For For For
7 Elect David W. Kenny Mgmt For For For
8 Elect Cindy R. Kent Mgmt For For For
9 Elect Karen A. Mgmt For For For
McLoughlin
10 Elect Thomas L. Millner Mgmt For For For
11 Elect Claudia Fan Munce Mgmt For For For
12 Elect Richelle P. Mgmt For For For
Parham
13 Elect Eugene A. Woods Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Carrie S. Cox Mgmt For For For
3 Elect Calvin Darden Mgmt For For For
4 Elect Bruce L. Downey Mgmt For For For
5 Elect Patricia Mgmt For For For
Hemingway
Hall
6 Elect Akhil Johri Mgmt For For For
7 Elect Michael Kaufmann Mgmt For For For
8 Elect Gregory B. Kenny Mgmt For For For
9 Elect Nancy Killefer Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hamilton E. James Mgmt For For For
1.2 Elect John W. Stanton Mgmt For For For
1.3 Elect Mary Agnes Mgmt For For For
Wilderotter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2019 Mgmt For For For
Incentive
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Richard M. Mgmt For For For
Bracken
4 Elect C. David Brown II Mgmt For For For
5 Elect Alecia A. Mgmt For For For
DeCoudreaux
6 Elect Nancy-Ann M. Mgmt For For For
DeParle
7 Elect David W. Dorman Mgmt For For For
8 Elect Roger N. Farah Mgmt For For For
9 Elect Anne M. Finucane Mgmt For For For
10 Elect Edward J. Ludwig Mgmt For For For
11 Elect Larry J. Merlo Mgmt For For For
12 Elect Jean-Pierre Mgmt For For For
Millon
13 Elect Mary L. Schapiro Mgmt For For For
14 Elect Richard J. Swift Mgmt For For For
15 Elect William C. Weldon Mgmt For For For
16 Elect Tony L. White Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Including
Legal Costs in
Executive
Compensation
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Sandra B. Cochran Mgmt For Against Against
4 Elect Patricia Mgmt For For For
Fili-Krushel
5 Elect Timothy I. Mgmt For For For
McGuire
6 Elect William C. Mgmt For For For
Rhodes,
III
7 Elect Ralph E. Santana Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Thomas W. Dickson Mgmt For For For
4 Elect Conrad M. Hall Mgmt For For For
5 Elect Lemuel E. Lewis Mgmt For For For
6 Elect Jeffrey G. Naylor Mgmt For For For
7 Elect Gary M. Philbin Mgmt For For For
8 Elect Bob Sasser Mgmt For For For
9 Elect Thomas A. Mgmt For For For
Saunders
III
10 Elect Stephanie P. Mgmt For For For
Stahl
11 Elect Carrie A. Wheeler Mgmt For For For
12 Elect Thomas E. Whiddon Mgmt For For For
13 Elect Carl P. Zeithaml Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven A. Burd Mgmt For For For
3 Elect H. Charles Floyd Mgmt For For For
4 Elect Michelle D. Gass Mgmt For For For
5 Elect Jonas Prising Mgmt For For For
6 Elect John E. Schlifske Mgmt For For For
7 Elect Adrianne Shapira Mgmt For For For
8 Elect Frank V. Sica Mgmt For For For
9 Elect Stephanie A. Mgmt For For For
Streeter
10 Elect Stephen E. Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia Mgmt For For For
Bellinger
2 Elect Sarah E. Nash Mgmt For For For
3 Elect Anne Sheehan Mgmt For For For
4 Elect Leslie H. Wexner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/31/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For Withhold Against
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marvin R. Ellison Mgmt For For For
1.8 Elect James H. Morgan Mgmt For For For
1.9 Elect Brian C. Rogers Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Lisa W. Wardell Mgmt For For For
1.12 Elect Eric C. Wiseman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect John A. Bryant Mgmt For For For
4 Elect Deirdre P. Mgmt For For For
Connelly
5 Elect Jeff Gennette Mgmt For For For
6 Elect Leslie D. Hale Mgmt For For For
7 Elect William H. Mgmt For For For
Lenehan
8 Elect Sara L. Levinson Mgmt For For For
9 Elect Joyce M. Roche Mgmt For For For
10 Elect Paul C. Varga Mgmt For For For
11 Elect Marna C. Mgmt For For For
Whittington
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights
Risks
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/25/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For For For
2 Elect John H. Mgmt For For For
Hammergren
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Edward A. Mueller Mgmt For For For
8 Elect Susan R. Salka Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
12 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of GAAP
Metrics in Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Larry P. O'Reilly Mgmt For Against Against
3 Elect Rosalie O'Reilly Mgmt For Against Against
Wooten
4 Elect Greg Henslee Mgmt For For For
5 Elect Jay D. Burchfield Mgmt For For For
6 Elect Thomas T. Mgmt For For For
Hendrickson
7 Elect John Murphy Mgmt For For For
8 Elect Dana M. Perlman Mgmt For For For
9 Elect Andrea M. Weiss Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Balmuth Mgmt For For For
2 Elect K. Gunnar Mgmt For For For
Bjorklund
3 Elect Michael J. Bush Mgmt For For For
4 Elect Norman A. Ferber Mgmt For For For
5 Elect Sharon D. Garrett Mgmt For For For
6 Elect Stephen D. Mgmt For Against Against
Milligan
7 Elect George P. Orban Mgmt For For For
8 Elect Michael Mgmt For Abstain Against
O'Sullivan
9 Elect Gregory L. Mgmt For For For
Quesnel
10 Elect Barbara Rentler Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Climate
Change
Report
________________________________________________________________________________
Sysco Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/16/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Bene Mgmt For For For
2 Elect Daniel J. Brutto Mgmt For For For
3 Elect John M. Cassaday Mgmt For For For
4 Elect Joshua D. Frank Mgmt For For For
5 Elect Larry C. Mgmt For For For
Glasscock
6 Elect Bradley M. Mgmt For For For
Halverson
7 Elect John M. Hinshaw Mgmt For For For
8 Elect Hans-Joachim Mgmt For For For
Koerber
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Nelson Peltz Mgmt For For For
11 Elect Edward D. Shirley Mgmt For For For
12 Elect Sheila G. Talton Mgmt For For For
13 2018 Omnibus Incentive Mgmt For For For
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For For For
Baker,
Jr.
3 Elect George S. Barrett Mgmt For For For
4 Elect Brian C. Cornell Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Henrique De Mgmt For For For
Castro
7 Elect Robert L. Edwards Mgmt For For For
8 Elect Melanie L. Healey Mgmt For For For
9 Elect Donald R. Knauss Mgmt For For For
10 Elect Monica C. Lozano Mgmt For For For
11 Elect Mary E. Minnick Mgmt For For For
12 Elect Kenneth L. Mgmt For For For
Salazar
13 Elect Dmitri L. Mgmt For For For
Stockton
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
The Gap, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amy Bohutinsky Mgmt For For For
2 Elect John J. Fisher Mgmt For For For
3 Elect Robert J. Fisher Mgmt For Against Against
4 Elect William S. Fisher Mgmt For For For
5 Elect Tracy Gardner Mgmt For For For
6 Elect Isabella D. Goren Mgmt For For For
7 Elect Bob L. Martin Mgmt For For For
8 Elect Jorge P. Montoya Mgmt For For For
9 Elect Chris O'Neill Mgmt For For For
10 Elect Arthur Peck Mgmt For For For
11 Elect Lexi Reese Mgmt For For For
12 Elect Mayo A. Shattuck Mgmt For For For
III
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora. A. Mgmt For For For
Aufreiter
2 Elect Anne Gates Mgmt For For For
3 Elect Susan J. Kropf Mgmt For For For
4 Elect W. Rodney Mgmt For For For
McMullen
5 Elect Jorge P. Montoya Mgmt For For For
6 Elect Clyde R. Moore Mgmt For For For
7 Elect James A. Runde Mgmt For For For
8 Elect Ronald L. Sargent Mgmt For For For
9 Elect Bobby S. Mgmt For For For
Shackouls
10 Elect Mark S. Sutton Mgmt For For For
11 Elect Ashok Vemuri Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
14 Amend Regulations to Mgmt For For For
Permit the Board to
Amend the
Regulations
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on the Use of
Non-Recyclable
Packaging
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/04/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Alan M. Bennett Mgmt For For For
3 Elect Rosemary T. Mgmt For For For
Berkery
4 Elect David T. Ching Mgmt For For For
5 Elect Ernie Herrman Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect Jackwyn L. Mgmt For For For
Nemerov
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender and
Ethnicity Pay Equity
Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights
Risks
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 10/22/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Janice M. Babiak Mgmt For For For
3 Elect David J. Brailer Mgmt For For For
4 Elect William C. Foote Mgmt For For For
5 Elect Ginger L. Graham Mgmt For For For
6 Elect John A. Lederer Mgmt For For For
7 Elect Dominic P. Murphy Mgmt For For For
8 Elect Stefano Pessina Mgmt For For For
9 Elect Leonard D. Mgmt For For For
Schaeffer
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of GAAP
Metrics in Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Response to Opioid
Epidemic
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Easterbrook
3 Elect Timothy P. Flynn Mgmt For For For
4 Elect Sarah J. Friar Mgmt For For For
5 Elect Carla A. Harris Mgmt For For For
6 Elect Thomas W. Horton Mgmt For For For
7 Elect Marissa A. Mayer Mgmt For For For
8 Elect C. Douglas Mgmt For For For
McMillon
9 Elect Gregory B. Penner Mgmt For For For
10 Elect Steven S Mgmt For For For
Reinemund
11 Elect S. Robson Walton Mgmt For For For
12 Elect Steuart Walton Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
Fund Name : VanEck Vectors Russia ETF
________________________________________________________________________________
Alrosa Zao
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 06/26/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Audit Commission Fees Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Maria V. Gordon Mgmt For For For
11 Elect Evgeniya V. Mgmt For Abstain Against
Grigoryeva
12 Elect Kirill A. Mgmt For Abstain Against
Dmitriev
13 Elect Andrey I. Donets Mgmt For Abstain Against
14 Elect Sergei Y. Donskoy Mgmt For Abstain Against
15 Elect Sergey S. Ivanov Mgmt For Abstain Against
16 Elect Andrey V. Karkhu Mgmt For Abstain Against
17 Elect Dmitry V. Konov Mgmt For For For
18 Elect Galina M. Mgmt For For For
Makarova
19 Elect Sergei V. Mgmt For Abstain Against
Mestnikov
20 Elect Aleksey V. Mgmt For Abstain Against
Moiseyev
21 Elect Aysen S. Nikolaev Mgmt For Abstain Against
22 Elect Anton G. Siluanov Mgmt For Abstain Against
23 Elect Vladimir V. Mgmt For Abstain Against
Solodov
24 Elect Oleg R. Fyodorov Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Elect Aleksandr S. Mgmt For For For
Vasilchenko
27 Elect Anzhelika V. Mgmt For N/A N/A
Gurkova
28 Elect Nikolay P. Ivanov Mgmt For For For
29 Elect Konstantin K. Mgmt For For For
Pozdnyakov
30 Elect Viktor N. Pushmin Mgmt For For For
31 Elect Aleksandr A. Mgmt For For For
Pshenichnikov
32 Appointment of Auditor Mgmt For For For
33 Amendments to Articles Mgmt For For For
34 Amendments to General Mgmt For For For
Meeting
Regulations
35 Amendments to Board Mgmt For For For
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Amendments to Board Mgmt For For For
Remuneration
Regulations
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrosa Zao
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 09/30/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrosa Zao
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 10/22/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Nikolay P. Mgmt N/A Abstain N/A
Aleksandrov
5 Elect Maria V. Gordon Mgmt N/A For N/A
6 Elect Evgeniya V. Mgmt N/A Abstain N/A
Grigoryeva
7 Elect Kirill A. Mgmt N/A Abstain N/A
Dmitriev
8 Elect Ilya E. Elizarov Mgmt N/A Abstain N/A
9 Elect Sergey S. Ivanov Mgmt N/A Abstain N/A
10 Elect Dmitry V. Konov Mgmt N/A Abstain N/A
11 Elect Galina M. Mgmt N/A Abstain N/A
Makarova
12 Elect Sergei V. Mgmt N/A Abstain N/A
Mestnikov
13 Elect Aleksey V. Mgmt N/A Abstain N/A
Moiseyev
14 Elect Aysen S. Nikolaev Mgmt N/A Abstain N/A
15 Elect Leonid G. Mgmt N/A Abstain N/A
Petukhov
16 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
17 Elect Vladimir V. Mgmt N/A Abstain N/A
Solodov
18 Elect Oleg R. Fyodorov Mgmt N/A For N/A
19 Elect Aleksey O. Mgmt N/A Abstain N/A
Chekunkov
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/18/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect Laurie H. Argo Mgmt For For For
8 Elect James Karl Gruber Mgmt For For For
9 Elect Deborah Gudgeon Mgmt For For For
10 Elect Alexander Mgmt For Against Against
Izosimov
11 Elect Sir Michael Peat Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CUSIP 368287207 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to General Mgmt For For For
Meeting
Regulations
9 Amendments to Board Mgmt For For For
Regulations
10 Amendments to Mgmt For For For
Management
Regulations
11 Termination of the Mgmt For For For
Regulations on
Dividend
Policy
12 Elect Viktor A. Zubkov Mgmt For Abstain Against
13 Elect Timur A. Kulibaev Mgmt For Abstain Against
14 Elect Denis V. Manturov Mgmt For Abstain Against
15 Elect Vitaly A. Mgmt For Abstain Against
Markelov
16 Elect Viktor G Martynov Mgmt For For For
17 Elect Vladimir A. Mau Mgmt For Abstain Against
18 Elect Alexander V. Mgmt For Abstain Against
Novak
19 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
20 Elect Mikhail L. Sereda Mgmt For Abstain Against
21 Elect Ivan V. Bezmenov Mgmt N/A For N/A
22 Elect Vadim K. Bikulov Mgmt N/A For N/A
23 Elect Alexander A. Mgmt N/A For N/A
Gladkov
24 Elect Margarita I. Mgmt N/A For N/A
Mironova
25 Elect Yuri S. Nosov Mgmt N/A For N/A
26 Elect Karen I. Oganyan Mgmt N/A For N/A
27 Elect Dmitry A. Mgmt N/A Abstain N/A
Pashkovsky
28 Elect Sergey R. Mgmt N/A For N/A
Platonov
29 Elect Evgeniy M. Mgmt N/A For N/A
Stolyarov
30 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Amendments to Board Mgmt For For For
Regulations
12 Amendments to Mgmt For For For
Management
Regulations
13 Termination of the Mgmt For For For
Regulations on
Dividend
Policy
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Viktor A. Zubkov Mgmt For Abstain Against
18 Elect Timur A. Kulibaev Mgmt For Abstain Against
19 Elect Denis V. Manturov Mgmt For Abstain Against
20 Elect Vitaly A. Mgmt For Abstain Against
Markelov
21 Elect Viktor G Martynov Mgmt For For For
22 Elect Vladimir A. Mau Mgmt For Abstain Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Elect Alexander V. Mgmt For Abstain Against
Novak
25 Elect Dmitry N. Mgmt For Abstain Against
Patrushev
26 Elect Mikhail L. Sereda Mgmt For Abstain Against
27 Elect Ivan V. Bezmenov Mgmt N/A For N/A
28 Elect Vadim K. Bikulov Mgmt N/A For N/A
29 Elect Alexander A. Mgmt N/A For N/A
Gladkov
30 Elect Margarita I. Mgmt N/A For N/A
Mironova
31 Elect Yuri S. Nosov Mgmt N/A For N/A
32 Elect Karen I. Oganyan Mgmt N/A For N/A
33 Elect Dmitry A. Mgmt N/A Abstain N/A
Pashkovsky
34 Elect Sergey R. Mgmt N/A For N/A
Platonov
35 Elect Evgeniy M. Mgmt N/A For N/A
Stolyarov
36 Elect Tatyana V. Mgmt N/A For N/A
Fisenko
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 05/20/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Amendments to General Mgmt For For For
Meeting
Regulations
6 Amendments to Board Mgmt For For For
Regulations
7 Amendments to Mgmt For For For
Regulation of the
Directors'
Fees
8 Amendments to Mgmt For For For
Management Board
Regulations
9 Directors' Fees Mgmt For For For
10 Audit Commission's Fees Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A
13 Elect Andrey E. Bugrov Mgmt N/A For N/A
14 Elect Anatoly A. Mgmt N/A Abstain N/A
Gavrilenko
15 Elect Boris Y. Mgmt N/A Abstain N/A
Kovalchuk
16 Elect Evgeny I. Mgmt N/A Abstain N/A
Logovinsky
17 Elect Alexander Lokshin Mgmt N/A Abstain N/A
18 Elect Andrey E. Murov Mgmt N/A Abstain N/A
19 Elect Alexey V. Nuzhdov Mgmt N/A Abstain N/A
20 Elect Ronald Pollett Mgmt N/A For N/A
21 Elect Elena Mgmt N/A For N/A
Sapozhnikova
22 Elect Igor Sechin Mgmt N/A Abstain N/A
23 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A
24 Elect Dmitry E. Mgmt N/A Abstain N/A
Shugayev
25 Elect Gennady Bukayev Mgmt For For For
26 Elect Tatiana B. Mgmt For For For
Zaltsman
27 Elect Svetlana N. Mgmt For For For
Kovaleva
28 Elect Igor V. Mgmt For For For
Feoktistov
29 Elect Yekaterina A. Mgmt For For For
Snigireva
30 Appointment of Auditor Mgmt For For For
31 Participation in the Mgmt For For For
Russian National
Committee of the
World Energy
Council
32 Participation in the Mgmt For For For
National Technology
Transfer
Association
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Irkutsk Electronetwork Company
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 04/04/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Aleksandr Y. Mgmt For For For
Novozhilov
3 Elect Julia V. Rafeyeva Mgmt For For For
4 Elect Elena G. Mgmt For For For
Talaliykina
________________________________________________________________________________
Irkutsk Electronetwork Company
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/06/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Vera I. Bardikova Mgmt N/A Abstain N/A
7 Elect Alexander K. Mgmt N/A Abstain N/A
Zakharov
8 Elect Natalya G. Mgmt N/A Abstain N/A
Kovaleva
9 Elect Vladimir V. Mgmt N/A Abstain N/A
Kolmogorov
10 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
11 Elect Aleksandr M. Mgmt N/A Abstain N/A
Lobanov
12 Elect Andrey V. Lymarev Mgmt N/A Abstain N/A
13 Elect Maksim V. Mgmt N/A Abstain N/A
Matveyev
14 Elect Anna N. Makhotina Mgmt N/A Abstain N/A
15 Elect Yulia V. Rafeeva Mgmt N/A Abstain N/A
16 Elect Dmitry S. Mgmt N/A Abstain N/A
Shumeyev
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Vera P. Mgmt For For For
Aleynikova
19 Elect Elena S. Gorina Mgmt For For For
20 Elect Yulia G. Mgmt For N/A N/A
Zelentsova
21 Elect Aleksandr Y. Mgmt For For For
Novozhilov
22 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
JSC Moscow Exchange MICEX-RTS
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X5504J102 04/25/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Ilya Bakhturin Mgmt For Abstain Against
7 Elect Paul Bodart Mgmt For For For
8 Elect Mikhail V. Mgmt For Abstain Against
Bratanov
9 Elect Oleg V. Viyugin Mgmt For Abstain Against
10 Elect Andrei F. Golikov Mgmt For Abstain Against
11 Elect Maria V. Gordon Mgmt For For For
12 Elect Valery P. Mgmt For Abstain Against
Goreglyad
13 Elect Yuriy O. Denisov Mgmt For Abstain Against
14 Elect Dmitriy Emereev Mgmt For For For
15 Elect Bella I. Zlatkis Mgmt For Abstain Against
16 Elect Alexander Mgmt For For For
Izosimov
17 Elect Rainer Riess Mgmt For For For
18 Elect Vladislav V. Mgmt For For For
Zimin
19 Elect Mikhail S. Kireev Mgmt For For For
20 Elect Olga I. Mgmt For For For
Romantsova
21 Appointment of Auditor Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to General Mgmt For For For
Meeting
Regulations
24 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
25 Directors' Fees Mgmt For For For
26 Audit Commission's Fees Mgmt For For For
27 Membership in Mgmt For For For
Association for
Development of
Financial
Technologies
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 06/05/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Audit Commission Fees Mgmt For For For
8 Board Size Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Matthias Warnig Mgmt N/A Abstain N/A
12 Elect Yves-Thibault de Mgmt N/A For N/A
Silguy
13 Elect Sergey K. Dubinin Mgmt N/A Abstain N/A
14 Elect Mikhail M. Mgmt N/A Abstain N/A
Zadornov
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Shahmar Movsumov Mgmt N/A For N/A
17 Elect Igor N. Repin Mgmt N/A For N/A
18 Elect Anton G. Siluanov Mgmt N/A Abstain N/A
19 Elect Alexander K. Mgmt N/A Abstain N/A
Sokolov
20 Elect Oksana V. Mgmt N/A Abstain N/A
Tarasenko
21 Elect Vladimir V. Mgmt N/A Abstain N/A
Chistyukhin
22 Elect Mukhadin A. Mgmt N/A Abstain N/A
Eskindarov
23 Audit Commission Size Mgmt For For For
24 Election of Audit Mgmt For For For
Commission
25 Appointment of Auditor Mgmt For For For
26 Amendments to Articles Mgmt For For For
27 Amendments to General Mgmt For For For
Meeting
Regulations
28 Amendments to Board of Mgmt For For For
Directors
Regulations
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 05/30/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Audit Commission's Fees Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Alexander S. Mgmt N/A Abstain N/A
Vinokurov
7 Elect Timothy Demchenko Mgmt N/A Abstain N/A
8 Elect Jan Dunning Mgmt N/A Abstain N/A
9 Elect Sergey Zakharov Mgmt N/A Abstain N/A
10 Elect Hans Koch Mgmt N/A For N/A
11 Elect Evgeniy Kuznetsov Mgmt N/A For N/A
12 Elect Alexey P. Makhnev Mgmt N/A Abstain N/A
13 Elect Gregor William Mgmt N/A Abstain N/A
Mowat
14 Elect Charles Emmitt Mgmt N/A Abstain N/A
Ryan
15 Elect James Pat Simmons Mgmt N/A Abstain N/A
16 Elect Paul Michael Mgmt N/A Abstain N/A
Foley
17 Elect Vladimir S. Mgmt N/A Abstain N/A
Chirakhov
18 Elect Florian Jansen Mgmt N/A Abstain N/A
19 Elect Alexey Prokoshev Mgmt For For For
20 Elect Irina G. Mgmt For For For
Tsiplenkova
21 Elect Alexey G. Neronov Mgmt For For For
22 Appointment of Auditor Mgmt For For For
(RAS)
23 Appointment of Mgmt For For For
Auditor
(IRFS)
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Article
8.9
25 Amendments to Article Mgmt For Against Against
8.9
26 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Article
13.12
27 Amendments to Article Mgmt For Against Against
13.12
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Article
14.2.32
29 Amendments to Article Mgmt For For For
14.2.32
30 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Article
14.2.32.1
31 Amendments to Article Mgmt For Against Against
14.2.32.1
32 Shareholder Proposal ShrHoldr Against For Against
Amendments to Article
14.2.32.2
33 Amendments to Article ShrHoldr For Against Against
14.2.32.2
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Article
14.2.43
35 Amendments to Article Mgmt For For For
14.2.43
36 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Board of Directors
Regulations (Article
30)
37 Amendments to Board of Mgmt For Against Against
Directors Regulations
(Article
30)
38 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Board of Directors
Regulations (Article
35.1)
39 Amendments to Board of Mgmt For Against Against
Directors Regulations
(Article
35.1)
40 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Board of Directors
Regulations (Article
42)
41 Amendments to Board of ShrHoldr For For For
Directors Regulations
(Article
42)
42 Amendments to Articles Mgmt For For For
(Appointment of
President)
43 Amendments to Board of Mgmt For For For
Directors Regulations
(Appointment of
President)
44 Amendments to Mgmt For For For
Management Board
Regulations
(Appointment of
President)
45 Amendments to CEO Mgmt For For For
Regulations
(Appointment of
President)
46 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/05/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Board of Mgmt For Against Against
Directors
Regulations
2 Interim Dividend Mgmt For For For
(3Q2018)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mail.ru Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MAIL CINS 560317208 05/31/2019 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Dmitry Grishin Mgmt For Abstain Against
3 Elect Dmitry Sergeev Mgmt For Abstain Against
4 Elect Vladimir Mgmt For Abstain Against
Gabrielyan
5 Elect Oleg Vaksman Mgmt For Abstain Against
6 Elect Uliana Antonova Mgmt For Abstain Against
7 Elect Mark Remon Sorour Mgmt For Abstain Against
8 Elect Charles St. Mgmt For Abstain Against
Leger
Searle
9 Elect Jaco van der Mgmt For Abstain Against
Merwe
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 55315J102 06/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Sergey V. Mgmt N/A Abstain N/A
Barbashev
6 Elect Alexey V. Mgmt N/A Abstain N/A
Bashkirov
7 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
8 Elect Andrey E. Bougrov Mgmt N/A Abstain N/A
9 Elect Sergey N. Volk Mgmt For Abstain Against
10 Elect Marianna A. Mgmt N/A Abstain N/A
Zakharova
11 Elect Roger Munnings Mgmt For For For
12 Elect Stalbek S. Mgmt N/A Abstain N/A
Mishakov
13 Elect Gareth Penny Mgmt For For For
14 Elect Maxim V. Mgmt For Abstain Against
Poletayev
15 Elect Vyacheslav Mgmt N/A Abstain N/A
Solomin
16 Elect Evgeny A. Mgmt For For For
Schwartz
17 Elect Robert W. Edwards Mgmt For For For
18 Elect Alexey S. Mgmt For For For
Dzybalov
19 Elect Anna V. Masalova Mgmt For For For
20 Elect Georgiy E. Mgmt For For For
Svanidze
21 Elect Vladimir N. Mgmt For For For
Shilkov
22 Elect Elena A. Yanevich Mgmt For For For
23 Appointment of Auditor Mgmt For Against Against
(RAS)
24 Appointment of Auditor Mgmt For Against Against
(IFRS)
25 Directors' Fees Mgmt For Against Against
26 Audit Commission Fees Mgmt For For For
27 Indemnification of Mgmt For For For
Directors/Officers
28 D&O Insurance Mgmt For For For
29 Membership in Mgmt For For For
Organisation (Union
of Copper and Nickel
Producers and
Production Support
Providers)
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 06/10/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Sergey V. Mgmt For Abstain Against
Barbashev
7 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
8 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
9 Elect Andrey E. Bougrov Mgmt For Abstain Against
10 Elect Sergey N. Volk Mgmt For Abstain Against
11 Elect Marianna A. Mgmt For Abstain Against
Zakharova
12 Elect Roger Munnings Mgmt For For For
13 Elect Stalbek S. Mgmt For Abstain Against
Mishakov
14 Elect Gareth Penny Mgmt For For For
15 Elect Maxim V. Mgmt For Abstain Against
Poletayev
16 Elect Vyacheslav Mgmt For Abstain Against
Solomin
17 Elect Evgeny A. Mgmt For For For
Schwartz
18 Elect Robert W. Edwards Mgmt For For For
19 Elect Alexey S. Mgmt For For For
Dzybalov
20 Elect Anna V. Masalova Mgmt For For For
21 Elect Georgiy E. Mgmt For For For
Svanidze
22 Elect Vladimir N. Mgmt For For For
Shilkov
23 Elect Elena A. Yanevich Mgmt For For For
24 Appointment of Auditor Mgmt For Against Against
(RAS)
25 Appointment of Auditor Mgmt For Against Against
(IFRS)
26 Directors' Fees Mgmt For Against Against
27 Audit Commission Fees Mgmt For For For
28 Indemnification of Mgmt For For For
Directors/Officers
29 D&O Insurance Mgmt For For For
30 Membership in Mgmt For For For
Organisation (Union
of Copper and Nickel
Producers and
Production Support
Providers)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CUSIP 55315J102 09/19/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 09/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2018)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3.1 Elect Antoniou A. Mgmt For For For
Theodosiou
3.2 Elect Felix V. Mgmt For Withhold Against
Evtushenkov
3.3 Elect Artem I. Zasursky Mgmt For Withhold Against
3.4 Elect Aleksey B. Katkov Mgmt For Withhold Against
3.5 Elect Alexey V. Kornya Mgmt For Withhold Against
3.6 Elect Regina von Mgmt For For For
Flemming
3.7 Elect Vsevolod V. Mgmt For Withhold Against
Rozanov
3.8 Elect Thomas Holtrop Mgmt For For For
3.9 Elect Valentin B. Mgmt For For For
Yumashev
4 Elect Irina R. Mgmt For For For
Borisenkova
5 Elect Maxim A. Mamonov Mgmt For For For
6 Elect Andrey A. Porokh Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to General Mgmt For For For
Meeting
Regulations
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/28/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Interim Dividends Mgmt For For For
(1H2018)
3 Membership in Joint Mgmt For For For
Audit
Cooperation
4 Membership in Kirov Mgmt For For For
Union of
Industrialists and
Enterpreneurs
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 01/18/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Arnaud Le Foll Mgmt For Abstain Against
6 Elect Michael Borrell Mgmt For Abstain Against
7 Elect Burckhard Mgmt For Abstain Against
Bergmann
8 Elect Robert Castaigne Mgmt For For For
9 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
10 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
11 Elect Viktor P. Orlov Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/23/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits
2 Dividends Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Arnaud Le Fall Mgmt For Abstain Against
7 Elect Michael Borrell Mgmt For Abstain Against
8 Elect Burckhard Mgmt For Abstain Against
Bergmann
9 Elect Robert Castaigne Mgmt For For For
10 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
11 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
12 Elect Viktor P. Orlov Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Olga V. Belyaeva Mgmt For For For
15 Elect Anna V. Mgmt For For For
Merzlyakova
16 Elect Igor A. Ryaskov Mgmt For For For
17 Elect Nikolay K. Mgmt For For For
Shulikin
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Audit Commission's Fees Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 04/26/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexander A. Mgmt For Abstain Against
Shevelev
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Andrey A. Mitukov Mgmt For Abstain Against
6 Elect Agnes A. Ritter Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For For For
8 Elect Alun D. Bowen Mgmt For For For
9 Elect Sakari V. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Allocation of Mgmt For For For
Profits/Dividends
13 Appointment of Auditor Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 06/07/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 09/14/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Alexey A. Mgmt For Abstain Against
Mordashov
4 Elect Alexander A. Mgmt For Abstain Against
Shevelev
5 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
6 Elect Andrey A. Mitukov Mgmt For Abstain Against
7 Elect Agnes A. Ritter Mgmt For Abstain Against
8 Elect Philip J. Dayer Mgmt For For For
9 Elect Alun D. Bowen Mgmt For For For
10 Elect Sakari V. Mgmt For For For
Tamminen
11 Elect Vladimir A. Mau Mgmt For For For
12 Elect Alexander A. Mgmt For For For
Auzan
13 Interim Dividend (1H Mgmt For For For
2018)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/23/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2018)
3 Amendments to Articles Mgmt For Against Against
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Discontinuance of Mgmt For Against Against
Audit Commission
Regulations
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 01/22/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/24/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Irina G. Bokova Mgmt N/A For N/A
6 Elect Maxim V. Volkov Mgmt N/A Abstain N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A For N/A
Jr.
14 Elect Xavier Rolet Mgmt N/A For N/A
15 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A
16 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
17 Elect Sergey Sereda Mgmt N/A Abstain N/A
18 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
19 Elect Andrey V. Mgmt N/A For N/A
Sharonov
20 Directors' Fees Mgmt For For For
21 Elect Ekaterina V. Mgmt For For For
Viktorova
22 Elect Elena Yu. Mgmt For For For
Kryuchkova
23 Elect Olga Yu. Lizunova Mgmt For For For
24 Appointment of Auditor Mgmt For For For
25 Related Party Mgmt For Abstain Against
Transactions
(Subsidiaries)
26 Related Party Mgmt For For For
Transactions
(Apatit)
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/24/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Undistributed
Earnings/Dividends
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 07/06/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Undistributed
Profit/Dividends
3 Related Party Mgmt For For For
Transactions
(Subsidiaries)
4 Related Party Mgmt For For For
Transactions (Apatit
I)
5 Related Party Mgmt For For For
Transactions (Apatit
II)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 10/01/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/20/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Vagit Y. Mgmt N/A Abstain N/A
Alekperov
4 Elect Victor V. Mgmt N/A Abstain N/A
Blazheev
5 Elect Toby T. Gati Mgmt N/A For N/A
6 Elect Valery I. Grayfer Mgmt N/A Abstain N/A
7 Elect Ravil U. Maganov Mgmt N/A Abstain N/A
8 Elect Roger Munnings Mgmt N/A For N/A
9 Elect Nikolai M. Mgmt N/A Abstain N/A
Nikolaev
10 Elect Pavel M. Mgmt N/A For N/A
Teplukhin
11 Elect Leonid A. Fedun Mgmt N/A Abstain N/A
12 Elect Lyubov N. Khoba Mgmt N/A Abstain N/A
13 Elect Sergei D. Mgmt N/A For N/A
Shatalov
14 Elect Wolfgang Schussel Mgmt N/A For N/A
15 Elect Ivan N. Mgmt For For For
Vrublevsky
16 Elect Artem V. Mgmt For For For
Otrubyannikov
17 Elect Pavel A. Suloev Mgmt For For For
18 Directors' Fees Mgmt For For For
(FY2018)
19 Directors' Fees Mgmt For For For
(FY2019)
20 Audit Commission Fees Mgmt For For For
(FY2018)
21 Audit Commission Mgmt For For For
Members' Fees
(FY2019)
22 Appointment of Auditor Mgmt For For For
23 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
24 Authority to Reduce Mgmt For For For
Share
Capital
25 D&O Insurance Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 08/24/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase Shares and
Reduce Share
Capital
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2017)
2 Directors' Fees Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CUSIP 868861204 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Audit Commisssion Fees Mgmt For For For
5 Elect Alexander V. Mgmt N/A Abstain N/A
Agaryov
6 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
7 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
8 Elect Valery N. Egorov Mgmt N/A For N/A
9 Elect Oleg V. Eremenko Mgmt N/A Abstain N/A
10 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
11 Elect Vladislav B. Mgmt N/A Abstain N/A
Konovalov
12 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
13 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveyev
14 Elect Georgy R. Mgmt N/A For N/A
Mukhamadeyev
15 Elect Sergei N. Mgmt N/A Abstain N/A
Potekhin
16 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
17 Elect Viktor A. Mgmt N/A Abstain N/A
Tchashchin
18 Elect Valentina V. Mgmt N/A Against N/A
Musikhina
19 Elect Tamara F. Oleynik Mgmt N/A Against N/A
20 Elect Lyudmila A. Mgmt N/A For N/A
Prishchepova
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Audit Commisssion Fees Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Alexander V. Mgmt N/A Abstain N/A
Agaryov
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
10 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
11 Elect Valery N. Egorov Mgmt N/A For N/A
12 Elect Oleg V. Eremenko Mgmt N/A Abstain N/A
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Vladislav B. Mgmt N/A Abstain N/A
Konovalov
15 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheev
16 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveyev
17 Elect Georgy R. Mgmt N/A For N/A
Mukhamadeyev
18 Elect Sergei N. Mgmt N/A Abstain N/A
Potekhin
19 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
20 Elect Viktor A. Mgmt N/A Abstain N/A
Tchashchin
21 Elect Valentina V. Mgmt N/A Against N/A
Musikhina
22 Elect Tamara F. Oleynik Mgmt N/A Against N/A
23 Elect Lyudmila A. Mgmt N/A For N/A
Prishchepova
24 Appointment of Auditor Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/21/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
6 Elect Laszlo Gerecs Mgmt For For For
7 Elect Yuri L. Levin Mgmt For Abstain Against
8 Elect Nail U. Maganov Mgmt For Abstain Against
9 Elect Renat H. Muslimov Mgmt For Abstain Against
10 Elect Rafael S. Mgmt For Abstain Against
Nurmukhametov
11 Elect Rinat K. Sabirov Mgmt For Abstain Against
12 Elect Valery Y. Sorokin Mgmt For Abstain Against
13 Elect Nurislam Z. Mgmt For Abstain Against
Subayev
14 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
15 Elect Rustam K. Mgmt For Abstain Against
Khalimov
16 Elect Azat K. Khamaev Mgmt For Abstain Against
17 Elect Rais S. Khisamov Mgmt For Abstain Against
18 Elect Rene F. Steiner Mgmt For For For
19 Elect Ksenia G. Mgmt For For For
Borzunova
20 Elect Azat D. Galeyev Mgmt For For For
21 Elect Guzel R. Mgmt For For For
Gilfanova
22 Elect Salavat G. Mgmt For For For
Zalyaev
23 Elect Venera G. Kuzmina Mgmt For For For
24 Elect Liliya R. Mgmt For For For
Rakhimzyanova
25 Elect Nazilya R. Mgmt For For For
Farkhutdinova
26 Elect Ravil A. Mgmt For For For
Sharifullin
27 Appointment of Auditor Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Amendments to General Mgmt For For For
Meeting
Regulations
30 Amendments to Board Mgmt For For For
Regulations
31 Amendments to CEO Mgmt For For For
Regulations
32 Amendments to Mgmt For For For
Management Board
Regulations
33 Amendments to Audit Mgmt For Abstain Against
Commission
Regulations
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 12/21/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
3Q2018
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 02/13/2019 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Shareholder Nominee
Artem
Kirillov
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Konstantin Mgmt For For For
Yanakov
7 Elect Jean-Pascal Mgmt For For For
Duvieusart
8 Elect Christine Mgmt For For For
Coignard
9 Elect Tracey Kerr Mgmt For For For
10 Elect Giacomo Baizini Mgmt For For For
11 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Amendments to Articles Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against Against For
Regarding Election of
Shareholder
Nominee Artem Kirillov
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 08/17/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Loan to Related Party Mgmt For For For
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS 58517T209 09/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Loan to Related Party Mgmt For For For
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS X5255C108 11/13/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of CEO Mgmt For For For
2 Approval of the Mgmt For For For
Company's
Participation in the
Association for the
Development of
Financial
Technologies
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS X5255C108 12/06/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company MegaFon
Ticker Security ID: Meeting Date Meeting Status
MFON CINS X5255C108 12/21/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Maxim N. Anipkin Mgmt For Abstain Against
4 Elect Alexey V. Mgmt For Abstain Against
Antonyuk
5 Elect Evgeny A. Mgmt For Abstain Against
Bystrykh
6 Elect Jarkko A. Mgmt For For For
Veijalainen
7 Elect Aleksandr Y. Mgmt For Abstain Against
Esikov
8 Elect Harri E. Koponen Mgmt For For For
9 Elect Anna A. Mgmt For Abstain Against
Serebryanikova
10 Elect Alexander A. Mgmt For Abstain Against
Ushkov
11 Elect Natalia V. Mgmt For Abstain Against
Chumachenko
12 Early Termination of Mgmt For For For
Management Board
Powers; Election of
Management
Board
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 04/19/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt For Abstain Against
7 Elect Thomas Veraszto Mgmt For For For
8 Elect Nikolai Gagarin Mgmt For Abstain Against
9 Elect Joachim Limberg Mgmt For For For
10 Elect Vladimir Lisin Mgmt For Abstain Against
11 Elect Marjan Oudeman Mgmt For For For
12 Elect Karen Sarkisov Mgmt For Abstain Against
13 Elect Stanislav Mgmt For For For
Shekshnya
14 Elect Benedict Mgmt For Abstain Against
Sciortino
15 Appointment of CEO and Mgmt For For For
Management Board
Chair
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor Mgmt For For For
(RAS)
18 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/07/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/21/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2018)
2 Amendments to Articles Mgmt For For For
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board of Mgmt For For For
Directors
Regulations
5 Amendments to Mgmt For For For
Management Board
Regulations
6 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
7 Abolishment of Mgmt For For For
Regulations on Audit
Commission
8 Abolishment of Mgmt For For For
Regulations on Audit
Commission's
Fees
9 Early Termination of Mgmt For For For
Audit Commission
Powers
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rosneft Oil Co OAO
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 09/28/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2018)
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/04/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Olga A. Mgmt For For For
Andrianova
9 Elect Alexander E. Mgmt For For For
Bogashov
10 Elect Sergey I. Poma Mgmt For For For
11 Elect Zakhar B. Mgmt For For For
Sabantsev
12 Elect Pavel G. Shumov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 05/24/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Esko Tapani Aho Mgmt For For For
7 Elect Leonid B. Mgmt For For For
Boguslavskiy
8 Elect Valery P. Mgmt For Abstain Against
Goreglyad
9 Elect Herman O. Gref Mgmt For Abstain Against
10 Elect Bella I. Zlatkis Mgmt For Abstain Against
11 Elect Nadezhda Y. Mgmt For Abstain Against
Ivanova
12 Elect Sergey M. Mgmt For Abstain Against
Ignatyev
13 Elect Nikolay Mgmt For For For
Kudryavtsev
14 Elect Aleksandr P. Mgmt For For For
Kuleshov
15 Elect Gennady G. Mgmt For For For
Melikyan
16 Elect Maksim S. Mgmt For Abstain Against
Oreshkin
17 Elect Olga N. Mgmt For Abstain Against
Skorobogatova
18 Elect Nadya Wells Mgmt For For For
19 Elect Sergei A. Mgmt For Abstain Against
Shvetsov
20 Appointment of CEO Mgmt For For For
21 Amendments to Articles Mgmt For For For
22 Amendments to Board Mgmt For For For
Regulations
23 Amendments to Mgmt For For For
Management Board
Regulations
24 Elect Alexey A. Bogatov Mgmt For For For
25 Elect Natalya P. Mgmt For For For
Borodina
26 Elect Maria S. Mgmt For For For
Voloshina
27 Elect Tatiana A. Mgmt For For For
Domanskaya
28 Elect Yulia Y. Mgmt For For For
Isakhanova
29 Elect Irina B. Mgmt For For For
Litvinova
30 Elect Alexei E. Mgmt For For For
Minenko
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VEON Ltd.
Ticker Security ID: Meeting Date Meeting Status
VEON CUSIP 91822M106 06/18/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Increase Board Size Mgmt For For For
3 Elect Guillaume Mgmt For For For
Bacuvier
4 Elect Osama Bedier Mgmt For For For
5 Elect Ursula M. Burns Mgmt For Abstain Against
6 Elect Mikhail M. Mgmt For Abstain Against
Fridman
7 Elect Gennady Gazin Mgmt For Abstain Against
8 Elect Andrei Gusev Mgmt For Abstain Against
9 Elect Gunnar Holt Mgmt For For For
10 Elect Julian Horn-Smith Mgmt For Abstain Against
11 Elect Robert-Jan van Mgmt For For For
de
Kraats
12 Elect J. Guy Laurence Mgmt For For For
13 Elect Alexander N. Mgmt For Abstain Against
Pertsovsky
14 Elect Muhterem Kaan Mgmt For For For
Terzioglu
15 Declaration of Mgmt For For For
Material
Interest
________________________________________________________________________________
VEON Ltd.
Ticker Security ID: Meeting Date Meeting Status
VEON CUSIP 91822M106 07/30/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Authority to Cancel Mgmt For For For
Shares
3 Amendment and Mgmt For For For
Restatement of
Bylaws
4 Elect Guillaume Mgmt For For For
Bacuvier
5 Elect Osama Bedier Mgmt For For For
6 Elect Ursula M. Burns Mgmt For Abstain Against
7 Elect Mikhail Fridman Mgmt For Abstain Against
8 Elect Gennady Gazin Mgmt For For For
9 Elect Andrei Gusev Mgmt For Abstain Against
10 Elect Gunnar Holt Mgmt For For For
11 Elect Julian Horn-Smith Mgmt For Abstain Against
12 Elect Robert-Jan van Mgmt For For For
de
Kraats
13 Elect J. Guy Laurence Mgmt For For For
14 Elect Alexander N. Mgmt For Abstain Against
Pertsovsky
15 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/10/2019 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Final Dividend Mgmt For For For
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Igor Shekhterman Mgmt For For For
10 Elect Frank Lhoest Mgmt For For For
11 Elect Quinten Peer Mgmt For For For
12 Elect Stephan DuCharme Mgmt For Against Against
13 Elect Peter Demchenkov Mgmt For For For
14 Elect Geoffrey King Mgmt For For For
15 Elect Michael Kuchment Mgmt For For For
16 Elect Alexander Mgmt For For For
Torbakhov
17 Amendments to Mgmt For For For
Remuneration
Policy
18 Restricted Stock Mgmt For Against Against
Equity Grant to NEDs
(Tranche
9)
19 Restricted Stock Mgmt For Against Against
Equity Grant to NEDs
(Tranche
10)
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
GDRs
23 Amendments to Articles Mgmt For For For
(Technical)
24 Appointment of Auditor Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 08/30/2018 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Karl-Heinz Mgmt For For For
Holland to the
Supervisory
Board
3 Elect Nadia Mgmt For For For
Shouraboura to the
Supervisory
Board
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Yandex NV
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 06/27/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Term of Mgmt For For For
Preparation of the
2018 Statutory Annual
Accounts
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Elect Rogier Rijnja Mgmt For For For
5 Elect Charles Ryan Mgmt For For For
6 Elect Alexander S. Mgmt For For For
Voloshin
7 Elect Mikhail Parakhin Mgmt For For For
8 Elect Tigran Mgmt For For For
Khudaverdyan
9 Authority to Cancel Mgmt For For For
Shares
10 Appointment of Auditor Mgmt For For For
11 Amendment to the 2016 Mgmt For Against Against
Equity Incentive
Plan
12 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
13 Authority to Exclude Mgmt For Against Against
Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Russia Small- Cap ETF
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/25/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Procedures Mgmt For For For
3 Annual Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits Mgmt For For For
6 Allocation of Retained Mgmt For For For
Earnings
7 Dividends Mgmt For For For
8 Amendments to Board Mgmt For Abstain Against
Remuneration
Regulations
9 Directors' Fees Mgmt For Against Against
(Variable
Fee)
10 Directors' Fees (Base Mgmt For For For
Fees
FY2018)
11 Audit Commission's Fees Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Mikhail V. Mgmt N/A Abstain N/A
Voevodin
14 Elect Aleksandr S. Mgmt N/A Abstain N/A
Galushka
15 Elect Evgeniy I. Mgmt N/A Abstain N/A
Dietrich
16 Elect Igor A. Kamenskoy Mgmt N/A For N/A
17 Elect Maksim S. Mgmt N/A Abstain N/A
Liksutov
18 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
19 Elect Dmitry N. Peskov Mgmt N/A Abstain N/A
20 Elect Mikhail I. Mgmt N/A Abstain N/A
Poluboyarinov
21 Elect Vitaly G. Mgmt N/A Abstain N/A
Savelyev
22 Elect Vasily V. Sidorov Mgmt N/A For N/A
23 Elect Yuriy B. Slyusar Mgmt N/A Abstain N/A
24 Elect Maxim Y. Sokolov Mgmt N/A Abstain N/A
25 Elect Sergey V. Mgmt N/A Abstain N/A
Chemezov
26 Elect Igor V. Belikov Mgmt For For For
27 Elect Ekaterina S. Mgmt For For For
Nikitina
28 Elect Mikhail V. Mgmt For For For
Sorokin
29 Elect Sergey I. Mgmt For For For
Ubugunov
30 Elect Vasily P. Mgmt For For For
Shipilov
31 Appointment of Auditor Mgmt For For For
(RAS)
32 Appointment of Auditor Mgmt For For For
(IFRS)
33 Amendments to Articles Mgmt For For For
34 Amendments to General Mgmt For For For
Meeting
Regulations
35 Amendments to Board Mgmt For For For
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Membership in Mgmt For For For
Organisation
38 Major Transactions Mgmt For For For
(Rossiya Airlines)
I
39 Major Transactions Mgmt For For For
(Rossiya Airlines)
II
40 Related Party Mgmt For For For
Transaction
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 10/23/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Meeting Procedures Mgmt For For For
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Mikhail V. Mgmt N/A Abstain N/A
Voevodin
5 Elect Aleksey A. Mgmt N/A For N/A
Germanovich
6 Elect Evgeniy I. Mgmt N/A Abstain N/A
Dietrich
7 Elect Igor N. Zavjalov Mgmt N/A Abstain N/A
8 Elect Igor A. Kamenskoy Mgmt N/A Abstain N/A
9 Elect Roman V. Pakhomov Mgmt N/A Abstain N/A
10 Elect Dmitry N. Peskov Mgmt N/A Abstain N/A
11 Elect Mikhail I. Mgmt N/A Abstain N/A
Poluboyarinov
12 Elect Vitaly G. Mgmt N/A Abstain N/A
Savelyev
13 Elect Vasily V. Sidorov Mgmt N/A For N/A
14 Elect Yuriy B. Slyusar Mgmt N/A Abstain N/A
15 Elect Maxim Y. Sokolov Mgmt N/A Abstain N/A
16 Elect Sergey V. Mgmt N/A Abstain N/A
Chemezov
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Bank Of Moscow
Ticker Security ID: Meeting Date Meeting Status
CBOM CINS X1757A104 05/27/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Roman I. Avdeev Mgmt For Abstain Against
8 Elect Andrew Gazitua Mgmt For For For
9 Elect Thomas Grasse Mgmt For Abstain Against
10 Elect Lord Daresbury Mgmt For For For
11 Elect Andreas Klingen Mgmt For For For
12 Elect Sergey Y. Mgmt For Abstain Against
Menzhinskiy
13 Elect William F. Owens Mgmt For For For
14 Elect Ilkka Salonen Mgmt For For For
15 Elect Alexey A. Mgmt For Abstain Against
Stepanenko
16 Elect Vladimir A. Mgmt For Abstain Against
Chubar
17 Directors' Fees; D&O Mgmt For For For
Insurance
18 Elect Evgeny O. Gudkov Mgmt For For For
19 Elect Aleksandra A. Mgmt For For For
Vastyanova
20 Elect Vyacheslav Y. Mgmt For For For
Osipov
21 Amendments to Articles Mgmt For For For
22 Amendments to General Mgmt For For For
Meeting
Regulations
23 Amendments to Board Mgmt For For For
Regulations
24 Membership in Factor Mgmt For For For
Chain International
Association
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Detsky Mir JSC
Ticker Security ID: Meeting Date Meeting Status
DSKY CINS X1810L113 05/16/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Pavel S. Mgmt For For For
Boyarinov
7 Elect Aleksey B. Katkov Mgmt For Abstain Against
8 Elect Stanislav V. Mgmt For For For
Kotomkin
9 Elect Evgeny L. Mgmt For Abstain Against
Madorsky
10 Elect Tony Denis Maher Mgmt For Abstain Against
11 Elect Olga A. Ryzhkova Mgmt For Abstain Against
12 Elect Vyacheslav R. Mgmt For Abstain Against
Khvan
13 Elect Vladimir S. Mgmt For Abstain Against
Chirakhov
14 Elect Alexander V. Mgmt For For For
Shevchuk
15 Elect Alexander A. Mgmt For Abstain Against
Shulgin
16 Elect Yury E. Vikulin Mgmt For For For
17 Elect Anatoly G. Mgmt For For For
Panarin
18 Elect Marina L. Mgmt For For For
Zhuravlyova
19 Appointment of Auditor Mgmt For For For
20 Amendments to Articles Mgmt For For For
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/22/2019 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Ratification of Board Mgmt For For For
Acts
5 Elect Michael Zampelas Mgmt For For For
6 Elect Johann Franz Mgmt For For For
Durrer
7 Elect John Carroll Mgmt For For For
Colley
8 Elect George Mgmt For For For
Papaioannou
9 Elect Alexander Eliseev Mgmt For For For
10 Elect Andrey Gomon Mgmt For For For
11 Elect Sergey Maltsev Mgmt For For For
12 Elect Elia Nicolaou Mgmt For Against Against
13 Elect Melina Pyrgou Mgmt For For For
14 Elect Konstantin Mgmt For For For
Shirokov
15 Elect Alexander Tarasov Mgmt For For For
16 Elect Michael Thomaides Mgmt For For For
17 Elect Marios Tofaros Mgmt For Against Against
18 Elect Sergey Tolmachev Mgmt For For For
19 Elect Alexander Mgmt For For For
Storozhev
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 05/23/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Eugene Shvidler Mgmt For For For
3 Elect Valery Oyf Mgmt For For For
4 Elect Duncan Baxter Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 01/24/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Richard Last Mgmt For For For
4 Elect Sharon Baylay Mgmt For For For
5 Elect Andrew Beach Mgmt For For For
6 Elect Stephen Puckett Mgmt For For For
7 Elect Mark S. Shashoua Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Remuneration Policy Mgmt For Against Against
(Binding)
11 Remuneration Report Mgmt For For For
(Advisory)
12 Amendment to the Mgmt For Against Against
Performance Share
Plan
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
ITE Group plc
Ticker Security ID: Meeting Date Meeting Status
ITE CINS G63336104 09/24/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Disposal of ITE Expo Mgmt For Abstain Against
LLC
________________________________________________________________________________
JSC Rosseti
Ticker Security ID: Meeting Date Meeting Status
RSTI CINS X3490A102 06/27/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividend (Preferred Mgmt For For For
Shares)
6 Dividend (Ordinary Mgmt For For For
Shares)
7 Interim Dividend Mgmt For For For
(Preferred
Shares)
8 Interim Dividend Mgmt For For For
(Ordinary
Shares)
9 Directors' Fees Mgmt For Against Against
10 Audit Commission Fees Mgmt For Against Against
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Stanislav O. Mgmt For Abstain Against
Ashirov
13 Elect Boris I. Ayuyev Mgmt For Abstain Against
14 Elect Vasiliy M. Belov Mgmt For Abstain Against
15 Elect Maxim S. Bystrov Mgmt For Abstain Against
16 Elect Oleg M. Dubnov Mgmt For Abstain Against
17 Elect Alexander S. Mgmt For Abstain Against
Kalinin
18 Elect Pavel A. Livinsky Mgmt For Abstain Against
19 Elect Yuriy V. Manevich Mgmt For Abstain Against
20 Elect Andrey Murov Mgmt For Abstain Against
21 Elect Alexander V. Mgmt For Abstain Against
Novak
22 Elect Mikhail A. Mgmt For Abstain Against
Rasstrigin
23 Elect Nikolay D. Mgmt For Abstain Against
Rogalev
24 Elect Anatoly V. Mgmt For Abstain Against
Tikhonov
25 Elect Sergey I. Shmatko Mgmt For Abstain Against
26 Elect Nikolay Shulginov Mgmt For Abstain Against
27 Elect Sergey A. Mgmt For For For
Balagurov
28 Elect Andrey Gabov Mgmt For For For
29 Elect Irina N. Grechka Mgmt For For For
30 Elect Tatyana V. Mgmt For For For
Zobkova
31 Elect Dmitry I. Mgmt For For For
Simochkin
32 Appointment of Auditor Mgmt For For For
33 Amendments to Articles Mgmt For For For
34 Amendments to General Mgmt For For For
Meeting
Regulations
35 Amendments to Board Mgmt For For For
Regulations
36 Amendments to Mgmt For For For
Management Board
Regulations
37 Amendments to Mgmt For Against Against
Regulations on
Director's
Fees
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LSR Group OJSC
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS 50218G206 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Directors' and
Audit
Commission Fees
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Dmitry V. Mgmt For Abstain Against
Goncharov
7 Elect Igor M. Levit Mgmt For Abstain Against
8 Elect Aleksey P. Mgmt For For For
Makhnev
9 Elect Andrey Y. Mgmt For Abstain Against
Molchanov
10 Elect Andrey A. Mgmt For For For
Nesterenko
11 Elect Vitaly G. Mgmt For For For
Podolsky
12 Elect Alexander M. Mgmt For For For
Prisyazhnyuk
13 Elect Natalia S. Mgmt For For For
Klevtsova
14 Elect Denis G. Sinyugin Mgmt For For For
15 Elect Ludmila V. Mgmt For For For
Fradina
16 Appointment of Auditor Mgmt For For For
(RAS)
17 Appointment of Auditor Mgmt For For For
(IFRS)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
M.Video Company
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 01/18/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Board Size Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Andreas Blase Mgmt For Abstain Against
5 Elect Pavel Y. Breyev Mgmt For Abstain Against
6 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
7 Elect Said M. Gutseriev Mgmt For Abstain Against
8 Elect Eldar R. Vagapov Mgmt For Abstain Against
9 Elect Andrey M. Derekh Mgmt For For For
10 Elect Vilen O. Eliseyev Mgmt For Abstain Against
11 Elect Anton A. Mgmt For Abstain Against
Zhuchenko
12 Elect Janusz A. Lella Mgmt For For For
13 Elect Aleksey P. Mgmt For Abstain Against
Makhnev
14 Elect Avet V. Mirakyan Mgmt For Abstain Against
15 Elect Vladimir V. Mgmt For For For
Preobrazhenskiy
16 Elect Alexander A. Mgmt For Abstain Against
Tynkovan
17 Elect Bilan A. Uzhakhov Mgmt For Abstain Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
M.Video Company
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 06/26/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Board Size Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Andreas Blase Mgmt N/A Abstain N/A
5 Elect Pavel Y. Breyev Mgmt N/A Abstain N/A
6 Elect Eldar R. Vagapov Mgmt N/A Abstain N/A
7 Elect Mikhail S. Mgmt N/A Abstain N/A
Gutseriev
8 Elect Said M. Gutseriev Mgmt N/A Abstain N/A
9 Elect Andrey M. Derekh Mgmt N/A For N/A
10 Elect Vilen O. Eliseyev Mgmt N/A Abstain N/A
11 Elect Anton A. Mgmt N/A Abstain N/A
Zhuchenko
12 Elect Janusz Lella Mgmt N/A For N/A
13 Elect Aleksey P. Mgmt N/A Abstain N/A
Makhnev
14 Elect Avet V. Mirakyan Mgmt N/A Abstain N/A
15 Elect Vladimir V. Mgmt N/A For N/A
Preobrazhenskiy
16 Elect Alexander Mgmt N/A Abstain N/A
Tynkovan
17 Elect Bilan A. Uzhakhov Mgmt N/A Abstain N/A
18 Elect Sergey Y. Mgmt N/A For N/A
Menzhinsky
19 Elect Evgeny V. Bezlik Mgmt For For For
20 Elect Andrey A. Mgmt For For For
Gorokhov
21 Elect Aleksey L. Mgmt For For For
Rozhkovsky
22 Directors' and Audit Mgmt For For For
Commission's
Fees
23 Appointment of Auditor Mgmt For For For
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mechel PJSC
Ticker Security ID: Meeting Date Meeting Status
MTLR CUSIP 583840608 03/26/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Mechel PJSC
Ticker Security ID: Meeting Date Meeting Status
MTLR CINS X8487H101 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Igor V. Zyuzin Mgmt For Abstain Against
5 Elect Oleg V. Korzhov Mgmt For Abstain Against
6 Elect Georgiy G. Petrov Mgmt For For For
7 Elect Yuriy N. Malyshev Mgmt For For For
8 Elect Tigran G. Mgmt For Abstain Against
Khachaturov
9 Elect Alexandr N. Mgmt For For For
Kotsky
10 Elect Alexander D. Mgmt For For For
Orischin
11 Elect Aleksandr N. Mgmt For For For
Shokhin
12 Elect Victor A. Mgmt For Abstain Against
Trigubko
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Oriflame Holding AG
Ticker Security ID: Meeting Date Meeting Status
ORI CINS H5884A109 05/09/2019 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Compensation Report Mgmt For Against Against
4 Allocation of Profits Mgmt For For For
5 Dividends from Reserves Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Elect Mona Abbasi Mgmt For For For
8 Elect Magnus Brannstrom Mgmt For For For
9 Elect Anders Dahlvig Mgmt For For For
10 Elect Anna af Jochnick Mgmt For For For
11 Elect Alexander af Mgmt For Against Against
Jochnick
12 Elect Robert af Mgmt For Against Against
Jochnick
13 Elect Anna Malmhake Mgmt For For For
14 Elect Gunilla Rudebjer Mgmt For For For
15 Elect Christian Salamon Mgmt For For For
16 Elect Karen Tobiasen Mgmt For For For
17 Appoint Alexander af Mgmt For Against Against
Jochnick as Board
Chair
18 Elect Alexander af Mgmt For Against Against
Jochnick as
Compensation
Committee
Member
19 Elect Karen Tobiasen Mgmt For For For
as Compensation
Committee
Member
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Board Compensation Mgmt For For For
23 Executive Compensation Mgmt For For For
(Fixed)
24 Executive Compensation Mgmt For For For
(Variable)
25 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 01/15/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions (Alfa
Bank
I)
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Related Party Mgmt For For For
Transactions (Alfa
Bank
II)
5 Related Party Mgmt For For For
Transactions (Alfa
Bank
III)
6 Related Party Mgmt For For For
Transactions (Alfa
Bank
IV)
7 Related Party Mgmt For For For
Transactions (Alfa
Bank
V)
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS X6561F108 06/20/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Frank Detlef Mgmt N/A For N/A
Wende
4 Elect Andrey Y. Mgmt N/A Abstain N/A
Kaplunov
5 Elect Sergey V. Mgmt N/A For N/A
Kravchenko
6 Elect Yaroslav I. Mgmt N/A For N/A
Kuzminov
7 Elect Sergey T. Papin Mgmt N/A Abstain N/A
8 Elect Aleksandr D. Mgmt N/A Abstain N/A
Pumpyansky
9 Elect Dmitry A. Mgmt N/A Abstain N/A
Pumpyansky
10 Elect Natalia A. Mgmt N/A For N/A
Chervonenko
11 Elect Anatoly B. Mgmt N/A Abstain N/A
Chubais
12 Elect Alexander G. Mgmt N/A Abstain N/A
Shiryaev
13 Elect Alexander N. Mgmt N/A Abstain N/A
Shokhin
14 Elect Mikhail Y. Mgmt N/A Abstain N/A
Khodorovsky
15 Election of Audit Mgmt For For For
Commission
16 Appointment of Auditor Mgmt For For For
17 Related Party Mgmt For For For
Transactions
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS X6561F108 06/28/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1Q2019)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS 87260R201 08/24/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 03/12/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/13/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect James W. Mgmt For For For
Cameron,
Jr.
6 Elect Damien Hackett Mgmt For For For
7 Elect Harry Mgmt For For For
Kenyon-Slaney
8 Elect Bektas Mukazhanov Mgmt For For For
9 Elect Sir Roderic Lyne Mgmt For For For
10 Elect Pavel Maslovskiy Mgmt For For For
11 Elect Robert Jenkins Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 05/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Oleg V. Mgmt For Abstain Against
Andriyankin
6 Elect Oleg V. Vyugin Mgmt For Abstain Against
7 Elect Alla G. Gryaznova Mgmt For For For
8 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
9 Elect Said M. Gutseriev Mgmt For Abstain Against
10 Elect Avet V. Mirakyan Mgmt For Abstain Against
11 Elect Ilya S. Mgmt For Abstain Against
Mikhailenko
12 Elect Aleksandr I. Mgmt For For For
Myakenkiy
13 Elect Sergey P. Nazarov Mgmt For For For
14 Elect Bilan A. Uzhakhov Mgmt For Abstain Against
15 Elect Sergey A. Mgmt For Abstain Against
Tsikaliuk
16 Elect Andrey A. Mgmt For For For
Gorokhov
17 Elect Alexey L. Mgmt For For For
Rozhkovsky
18 Elect Stanislav Mgmt For For For
Aleksandrovich
19 Appointment of Auditor Mgmt For For For
20 Amendments to Articles Mgmt For Against Against
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 10/19/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Amendments to Board of Mgmt For For For
Directors
Regulations
3 Amendments to Board of Mgmt For For For
Directors
Remuneration
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 06/14/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Patrick Wolff Mgmt For Abstain Against
6 Elect Gunter Eckhardt Mgmt For Abstain Against
Rummler
7 Elect Uwe Fip Mgmt For Abstain Against
8 Elect Andreas Mgmt For Abstain Against
Schierenbeck
9 Elect Reiner Hartmann Mgmt For Abstain Against
10 Elect Maxim G. Shirokov Mgmt For Abstain Against
11 Elect Anna G. Belova Mgmt For For For
12 Elect Oleg V. Vyugin Mgmt For Abstain Against
13 Elect Georgy L. Mgmt For For For
Abdushelishvili
14 Appointment of Auditor Mgmt For For For
15 Amendments to Articles Mgmt For Abstain Against
16 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
17 Amendments to Board Mgmt For Abstain Against
Regulations
18 Amendments to Mgmt For Abstain Against
Management
Regulations
19 Elect Denis A. Mgmt For For For
Alekseyenkov
20 Elect Sergey B. Petrov Mgmt For For For
21 Elect Veronika N. Mgmt For For For
Semenova
22 Elect Alexey N. Mgmt For For For
Tikhonov
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 12/07/2018 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2018)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Alexey Marey Mgmt For For For
6 Elect Marcus J. Rhodes Mgmt For For For
7 Elect Elena Titovia Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Executive Directors' Mgmt For For For
Fees
10 Approval of the 2019 Mgmt For For For
Employee Stock Option
Plan
11 Amendment of the 2015 Mgmt For For For
Employee Restricted
Stock Units
Plan
12 Amend Maximum Amount Mgmt For For For
of Shares for Future
Issuance
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander Mgmt For Abstain Against
Karavaev
2 Elect Boris Kim Mgmt For Abstain Against
3 Elect Sergey Solonin Mgmt For Abstain Against
4 Elect Veniamin Mgmt For Abstain Against
Polyantsev
5 Elect Nadia Cherkasova Mgmt For Abstain Against
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 04/12/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
through Private
Placement
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/16/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Elena V. Gordeeva Mgmt For For For
4 Elect Tatyana I. Mgmt For For For
Khodyreva
5 Elect Lilia I. Mgmt For For For
Volosnikova
6 Appointment of Auditor Mgmt For For For
7 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
8 Amendments to Board Mgmt For Abstain Against
Regulations
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Aleksey A. Ivanov Mgmt For Abstain Against
11 Elect Nikolay V. Ivanov Mgmt For Abstain Against
12 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
13 Elect Ilya M. Lifshits Mgmt For Abstain Against
14 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
15 Elect John Terry Mgmt For Abstain Against
Robinson
16 Elect Sergey S. Mgmt For Abstain Against
Stepanov
17 Elect Eric Stoyell Mgmt For For For
18 Elect Alexander V. Mgmt For Abstain Against
Frolov
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raven Property Group Limited
Ticker Security ID: Meeting Date Meeting Status
RAV CINS G73741103 11/07/2018 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Tender Offer Mgmt For For For
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 03/15/2019 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Share Offering Mgmt For Against Against
3 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights (Share
Offering)
4 Disapplication of Mgmt For Against Against
Preemptive Rights
(Share
Offering)
5 Ratification of Board Mgmt For Against Against
Acts
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 04/26/2019 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Financial Statements Mgmt For For For
3 Financial Statements Mgmt For For For
(Consolidated)
4 Directors' Report Mgmt For For For
5 Auditor's Report Mgmt For For For
6 Annual Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Abstain Against
11 Election of Directors Mgmt For Abstain Against
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ros Agro Plc
Ticker Security ID: Meeting Date Meeting Status
AGRO CINS 749655205 09/14/2018 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Presiding Mgmt For For For
Chair
2 Interim Dividends Mgmt For For For
(1H2018)
3 Ratification of Board Mgmt For Abstain Against
Acts
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RPC United Wagon Company
Ticker Security ID: Meeting Date Meeting Status
UWGN CINS X7346Y107 03/11/2019 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Early Termination of Mgmt For For For
Board
Powers
2 Board Size Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Timofey V. Mgmt N/A Abstain N/A
Khrapov
5 Elect Rahman Iskander Mgmt N/A For N/A
Ogly
Khalilov
6 Elect Dmitriy V. Mgmt N/A Abstain N/A
Putintsev
7 Elect Andrey R. Bokarev Mgmt N/A For N/A
8 Elect Valeriy N. Mgmt N/A Abstain N/A
Nekrylov
9 Elect Aleksandr V. Mgmt N/A For N/A
Krekov
10 Elect Natalya V. Mgmt N/A For N/A
Kuznetsova
11 Elect Dmitriy V. Orlov Mgmt N/A Abstain N/A
12 Elect Artem A. Kirilov Mgmt N/A Abstain N/A
13 Elect Aleksandr K. Mgmt N/A Abstain N/A
Sokolov
14 Elect Vladimir V. Mgmt N/A Abstain N/A
Varivonchik
15 Elect Sergey V. Chagay Mgmt N/A Abstain N/A
16 Elect Konstantin V. Mgmt N/A For N/A
Komissarov
17 Elect Andrey A. Kryukov Mgmt N/A Abstain N/A
18 Elect Alesey A. Mgmt N/A Abstain N/A
Stepanenko
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RPC United Wagon Company
Ticker Security ID: Meeting Date Meeting Status
UWGN CINS X7346Y107 06/28/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For Against Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Tymofey V. Mgmt N/A Abstain N/A
Khryapov
6 Elect Rakhman I. Mgmt N/A For N/A
Khalilov
7 Elect Dmitry V. Mgmt N/A Abstain N/A
Putintsev
8 Elect Andrey R. Bokarev Mgmt N/A Abstain N/A
9 Elect Valery N. Mgmt N/A Abstain N/A
Nekrylov
10 Elect Aleksandr V. Mgmt N/A Abstain N/A
Krekov
11 Elect Natalya V. Mgmt N/A For N/A
Kuznetsova
12 Elect Aleksandr K. Mgmt N/A Abstain N/A
Sokolov
13 Elect Artyem A. Mgmt N/A Abstain N/A
Kirillov
14 Elect Sergey V. Chagai Mgmt N/A Abstain N/A
15 Elect Vladimir V. Mgmt N/A Abstain N/A
Varivonchik
16 Elect Andrey Y. Karasev Mgmt N/A Abstain N/A
17 Elect Dmitry Shavels Mgmt N/A Abstain N/A
18 Elect Aleksandr P. Mgmt N/A Abstain N/A
Myamlin
19 Elect Anatoly N. Mgmt N/A Abstain N/A
Predtenchensky
20 Elect Natalya A. Mgmt N/A Abstain N/A
Mokhova
21 Elect Phillip A. Lerman Mgmt N/A Abstain N/A
22 Elect Dmitry Y. Mgmt N/A Abstain N/A
Vareshin
23 Amendments to Articles Mgmt For Abstain Against
24 Adoption of Management Mgmt For For For
Board
Regulations
25 Election of Audit Mgmt For For For
Commission
26 Appointment of Auditor Mgmt For For For
27 Directors' Fees Mgmt For For For
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema PJSFC
Ticker Security ID: Meeting Date Meeting Status
AFKS CINS 48122U204 06/29/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ekaterina Y. Mgmt For For For
Kuznetsova
4 Elect Andrey A. Porokh Mgmt For For For
5 Elect Mikhail Y. Mgmt For For For
Tsvetnikov
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Anna G. Belova Mgmt For For For
8 Elect Sergey F. Boev Mgmt For Abstain Against
9 Elect Andrey A. Mgmt For Abstain Against
Dubovskov
10 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
11 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
12 Elect Ron Sommer Mgmt For Abstain Against
13 Elect Robert S. Mgmt For Abstain Against
Kocharyan
14 Elect Jeannot Krecke Mgmt For Abstain Against
15 Elect Roger Munnings Mgmt For Abstain Against
16 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
17 Elect David Mgmt For Abstain Against
Iakobachvili
18 Appointment of Auditor Mgmt For For For
(RAS)
19 Appointment of Auditor Mgmt For For For
(IFRS)
20 Amendments to Articles Mgmt For Abstain Against
21 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
22 Amendments to Board Mgmt For Abstain Against
Regulations
23 Amendments to Mgmt For Abstain Against
Management Board
Regulations
24 Amendments to Mgmt For Against Against
Regulations on
Directors'
Fees
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNVSDB CINS G9392V127 02/14/2019 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Share Redemption Plan Mgmt For For For
7 Amendments to Articles Mgmt For For For
Regarding Location of
General
Meetings
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vostok New Ventures Ltd.
Ticker Security ID: Meeting Date Meeting Status
VNVSDB CINS G9392V143 05/15/2019 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Board Size Mgmt For For For
13 Number of Auditors Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Authority to Set Mgmt For Against Against
Auditor's
Fees
16 Appointment of Auditor Mgmt For Against Against
17 Elect Lars O. Gronstedt ShrHoldr For For For
18 Elect Josh Blachman ShrHoldr For Against Against
19 Elect Per Brilioth ShrHoldr For For For
20 Elect Victoria Grace ShrHoldr For For For
21 Elect Ylva Lindquist ShrHoldr For For For
22 Elect Keith Richman ShrHoldr For For For
23 Elect Lars O. ShrHoldr For For For
Gronstedt as Board
Chair
24 Nomination Committee Mgmt For For For
Guidelines
25 Remuneration Guidelines Mgmt For Against Against
26 Long-Term Incentive Mgmt For For For
Program
27 Change of Company Name Mgmt For For For
28 Cancel 2007 Incentive Mgmt For For For
Plan
29 Cancel 2010 Incentive Mgmt For For For
Plan
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wholesale Generation Co.-2
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/11/2019 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Roman E. Abdullin Mgmt N/A Abstain N/A
6 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
7 Elect Andrey I. Mgmt N/A Abstain N/A
Dmitriev
8 Elect Yury E. Dolin Mgmt N/A Abstain N/A
9 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
10 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
11 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
12 Elect Artyom V. Mgmt N/A Abstain N/A
Semikolenov
13 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A
14 Elect Elena V. Mgmt N/A Abstain N/A
Khimichuk
15 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A
16 Elect Denis V. Kulikov Mgmt N/A Abstain N/A
17 Elect Nikita Y. Osin Mgmt N/A Abstain N/A
18 Elect Valery G. Mgmt N/A For N/A
Pyatnitsev
19 Elect Aleksandr V. Mgmt N/A Abstain N/A
Shevchuk
20 Elect Vadim K. Bikulov Mgmt For For For
21 Elect Denis A. Mgmt For For For
Korshnyakov
22 Elect Yury A. Mgmt For For For
Linovitsky
23 Elect Margarita I. Mgmt For For For
Mironova
24 Elect Kirill A. Mgmt For For For
Pristavka
25 Appointment of Auditor Mgmt For For For
26 Directors' Fees; Mgmt For Against Against
Amendments to
Regulations on
Directors'
Fees
27 Cancellation of Shares Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Amendments to General Mgmt For For For
Meeting
Regulations
30 Amendments to Board Mgmt For For For
Regulations
31 Amendments to Audit Mgmt For For For
Commission
Regulations
32 Membership in Natural Mgmt For For For
Gas Vehicles
Association
33 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Semiconductor ETF
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Householder
5 Elect John W. Marren Mgmt For For For
6 Elect Lisa T. Su Mgmt For For For
7 Elect Abhijit Y. Mgmt For For For
Talwalkar
8 Ratification of Auditor Mgmt For For For
9 Approval of Amendment Mgmt For For For
to the 2004 Equity
Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/13/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For For For
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Karen M. Golz Mgmt For For For
8 Elect Mark M. Little Mgmt For For For
9 Elect Neil S. Novich Mgmt For For For
10 Elect Kenton J. Mgmt For For For
Sicchitano
11 Elect Lisa T. Su Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Employment
Diversity
Report
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Judy Bruner Mgmt For For For
2 Elect Eric Chen Mgmt For For For
3 Elect Aart J. de Geus Mgmt For For For
4 Elect Gary E. Dickerson Mgmt For For For
5 Elect Stephen R. Mgmt For For For
Forrest
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Scott A. McGregor Mgmt For For For
10 Elect Dennis D. Powell Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Amendments to Mgmt For For For
Remuneration
Policy
6 Long Term Incentive Mgmt For For For
Plan; Authority to
Issue
Shares
7 Elect Gerard Mgmt For For For
Kleisterlee to the
Supervisory
Board
8 Elect Annet P. Aris to Mgmt For For For
the Supervisory
Board
9 Elect Rolf-Dieter Mgmt For For For
Schwalb to the
Supervisory
Board
10 Elect W. Ziebart to Mgmt For For For
the Supervisory
Board
11 Supervisory Board Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Suppress Mgmt For For For
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights in connection
with mergers,
acquisitions and
alliances
16 Authority to Suppress Mgmt For For For
Preemptive Rights in
connection with
mergers, acquisitions
and
alliances
17 Authority to Mgmt For For For
Repurchase Ordinary
Shares
18 Authority to Mgmt For For For
Repurchase Additional
Ordinary
Shares
19 Authority to Cancel Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Broadcom Inc.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP 11135F101 04/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect Dr. Henry S. Mgmt For For For
Samueli
3 Elect Eddy W. Mgmt For Against Against
Hartenstein
4 Elect Diane M. Bryant Mgmt For For For
5 Elect Gayla J. Delly Mgmt For For For
6 Elect Check Kian Low Mgmt For For For
7 Elect Peter J. Marks Mgmt For For For
8 Elect Harry L. You Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the Mgmt For For For
Employee Share
Purchase
Plan
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For For For
2 Elect Susan L. Bostrom Mgmt For For For
3 Elect James D. Plummer Mgmt For For For
4 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
5 Elect John B. Shoven Mgmt For For For
6 Elect Roger S. Siboni Mgmt For For For
7 Elect Young K. Sohn Mgmt For For For
8 Elect Lip-Bu Tan Mgmt For For For
9 Elect Mary Agnes Mgmt For For For
Wilderotter
10 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aneel Bhusri Mgmt For For For
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Reed E. Hundt Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Robert H. Swan Mgmt For For For
9 Elect Andrew Wilson Mgmt For For For
10 Elect Frank D. Yeary Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender Pay Equity
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Political
Contributions
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect John T. Dickson Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Kiran M. Patel Mgmt For For For
8 Elect Ana G. Pinczuk Mgmt For For For
9 Elect Robert A. Rango Mgmt For For For
10 Elect Richard P. Mgmt For For For
Wallace
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Lam Research Corporation
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/06/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin B. Anstice Mgmt For For For
1.2 Elect Eric K. Brandt Mgmt For For For
1.3 Elect Michael R. Cannon Mgmt For For For
1.4 Elect Youssef A. Mgmt For For For
El-Mansy
1.5 Elect Christine A. Mgmt For For For
Heckart
1.6 Elect Catherine P. Lego Mgmt For For For
1.7 Elect Stephen Newberry Mgmt For For For
1.8 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.9 Elect Rick Lih-Shyng Mgmt For Withhold Against
Tsai
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1999 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 06/28/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Tudor Mgmt For For For
Brown
2 Elect Brad W. Buss Mgmt For For For
3 Elect Edward H. Frank Mgmt For For For
4 Elect Richard S. Hill Mgmt For For For
5 Elect Oleg Khaykin Mgmt For Against Against
6 Elect Bethany Mayer Mgmt For For For
7 Elect Donna Morris Mgmt For For For
8 Elect Matthew J. Murphy Mgmt For For For
9 Elect Michael G. Mgmt For For For
Strachan
10 Elect Robert E. Switz Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/08/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For Against Against
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect William D. Mgmt For For For
Watkins
8 Elect MaryAnn Wright Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For For For
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Bailey Mgmt For For For
2 Elect Richard M. Beyer Mgmt For For For
3 Elect Patrick J. Byrne Mgmt For For For
4 Elect Steven J. Gomo Mgmt For For For
5 Elect Mary Pat McCarthy Mgmt For For For
6 Elect Sanjay Mehrotra Mgmt For For For
7 Elect Robert E. Switz Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect James C. Gaither Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Stephen C. Neal Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Mark A. Stevens Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 06/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Mgmt For For For
Clemmer
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Kenneth A. Mgmt For Against Against
Goldman
6 Elect Josef Kaeser Mgmt For Against Against
7 Elect Lena Olving Mgmt For For For
8 Elect Peter Smitham Mgmt For For For
9 Elect Julie Southern Mgmt For For For
10 Elect Jasmin Staiblin Mgmt For For For
11 Elect Gregory L. Summe Mgmt For For For
12 Elect Karl-Henrik Mgmt For For For
Sundstrom
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 2019 Omnibus Incentive Mgmt For For For
Plan
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Cancel Mgmt For For For
Repurchased
Shares
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Curtis J. Mgmt For For For
Crawford
4 Elect Gilles Delfassy Mgmt For For For
5 Elect Emmanuel T. Mgmt For For For
Hernandez
6 Elect Keith D. Jackson Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Daryl A. Mgmt For For For
Ostrander
9 Elect Teresa M. Ressel Mgmt For For For
10 Elect Christine Y. Yan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Daniel A. DiLeo Mgmt For For For
1.4 Elect Jeffery Gardner Mgmt For Withhold Against
1.5 Elect Charles Scott Mgmt For For For
Gibson
1.6 Elect John R. Harding Mgmt For For For
1.7 Elect David H.Y. Ho Mgmt For For For
1.8 Elect Roderick D. Mgmt For For For
Nelson
1.9 Elect Dr. Walden C. Mgmt For For For
Rhines
1.10 Elect Susan L. Spradley Mgmt For For For
1.11 Elect Walter H. Mgmt For Withhold Against
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qualcomm, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/12/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Mark Fields Mgmt For For For
3 Elect Jeffrey W. Mgmt For For For
Henderson
4 Elect Ann M. Livermore Mgmt For For For
5 Elect Harish M. Manwani Mgmt For For For
6 Elect Mark D. Mgmt For For For
McLaughlin
7 Elect Steven M. Mgmt For For For
Mollenkopf
8 Elect Clark T. Randt, Mgmt For For For
Jr.
9 Elect Francisco Ros Mgmt For For For
10 Elect Irene B. Mgmt For For For
Rosenfeld
11 Elect Neil Smit Mgmt For For For
12 Elect Anthony J. Mgmt For For For
Vinciquerra
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Aldrich Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For For For
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Balakrishnan S. Mgmt For For For
Iyer
6 Elect Christine King Mgmt For For For
7 Elect David P. McGlade Mgmt For For For
8 Elect Robert A. Mgmt For For For
Schriesheim
9 Elect Kimberly S. Mgmt For For For
Stevenson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
ST Microelectronics
Ticker Security ID: Meeting Date Meeting Status
STM CUSIP 861012102 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For Against Against
Supervisory Board
Acts
5 Stock Grant to the CEO Mgmt For Against Against
6 Special Bonus to the Mgmt For Against Against
CEO
7 Elect Martine Mgmt For For For
Verluyten to the
Supervisory
Board
8 Elect Janet G. Mgmt For For For
Davidson to the
Supervisory
Board
9 Elect Lucia Morselli Mgmt For For For
to the Supervisory
Board
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights for
Mergers and
Acquisitions
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5.1 Elect Moshe Mgmt For For For
N.Gavrielov
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Edwin J. Gillis Mgmt For For For
3 Elect Timothy E. Mgmt For For For
Guertin
4 Elect Mark E. Jagiela Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Marilyn Matz Mgmt For For For
7 Elect Paul J. Tufano Mgmt For For For
8 Elect Roy A. Vallee Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/25/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For Against Against
3 Elect Janet F. Clark Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Martin S. Mgmt For For For
Craighead
6 Elect Jean M. Hobby Mgmt For For For
7 Elect Ronald Kirk Mgmt For For For
8 Elect Pamela H. Patsley Mgmt For For For
9 Elect Robert E. Sanchez Mgmt For For For
10 Elect Richard K. Mgmt For For For
Templeton
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Display Corporation
Ticker Security ID: Meeting Date Meeting Status
OLED CUSIP 91347P105 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven V. Mgmt For For For
Abramson
2 Elect Richard C. Elias Mgmt For For For
3 Elect Elizabeth H. Mgmt For For For
Gemmill
4 Elect C. Keith Hartley Mgmt For For For
5 Elect Lawrence Lacerte Mgmt For For For
6 Elect Sidney D. Mgmt For Against Against
Rosenblatt
7 Elect Sherwin I. Mgmt For For For
Seligsohn
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/01/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Segers Mgmt For For For
2 Elect Raman Chitkara Mgmt For For For
3 Elect Saar Gillai Mgmt For For For
4 Elect Ronald S. Jankov Mgmt For For For
5 Elect Mary Louise Mgmt For For For
Krakauer
6 Elect Thomas H. Lee Mgmt For For For
7 Elect J. Michael Mgmt For For For
Patterson
8 Elect Victor Peng Mgmt For For For
9 Elect Albert A. Mgmt For For For
Pimentel
10 Elect Marshall C. Mgmt For For For
Turner,
Jr.
11 Elect Elizabeth W. Mgmt For For For
Vanderslice
12 Amend the 1990 Mgmt For For For
Employee Stock
Purchase
Plan
13 Amendment the 2007 Mgmt For For For
Equity Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Spin-Off ETF
________________________________________________________________________________
CSW Industrials, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSWI CUSIP 126402106 08/14/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Armes Mgmt For For For
1.2 Elect Robert M. Swartz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KLX Inc
Ticker Security ID: Meeting Date Meeting Status
KLXI CUSIP 482539103 08/24/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Lamb Weston Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LW CUSIP 513272104 09/27/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Bensen Mgmt For For For
2 Elect Charles A. Blixt Mgmt For For For
3 Elect Andre J. Hawaux Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Thomas P. Maurer Mgmt For For For
6 Elect Hala G. Moddelmog Mgmt For For For
7 Elect Andrew J. Mgmt For For For
Schindler
8 Elect Maria Renna Mgmt For For For
Sharpe
9 Elect Thomas P. Werner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthStar Realty Europe Corp.
Ticker Security ID: Meeting Date Meeting Status
NRE CUSIP 66706L101 08/03/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard B. Mgmt For For For
Saltzman
1.2 Elect Mahbod Nia Mgmt For For For
1.3 Elect Mario Chisholm Mgmt For For For
1.4 Elect Judith A. Mgmt For For For
Hannaway
1.5 Elect Dianne Hurley Mgmt For For For
1.6 Elect Oscar Junquera Mgmt For For For
1.7 Elect Wesley D. Minami Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Allow Shareholders to Mgmt For For For
Amend the Company's
Bylaws
4 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Quality Care Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCP CUSIP 747545101 07/25/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Vista Outdoor Inc.
Ticker Security ID: Meeting Date Meeting Status
VSTO CUSIP 928377100 08/07/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Callahan Mgmt For For For
2 Elect Robert M. Tarola Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
Fund Name : VanEck Vectors Steel ETF
________________________________________________________________________________
AK Steel Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AKS CUSIP 001547108 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis C. Cuneo Mgmt For For For
2 Elect Sheri H. Edison Mgmt For For For
3 Elect Mark G. Essig Mgmt For For For
4 Elect William K. Gerber Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Ralph S. Mgmt For For For
Michael,
III
7 Elect Roger K. Newport Mgmt For For For
8 Elect Dwayne A. Wilson Mgmt For For For
9 Elect Vicente Wright Mgmt For For For
10 Elect Arlene M. Yocum Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2019 Mgmt For For For
Omnibus Supplemental
Incentive
Plan
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leroy M. Ball Mgmt For For For
2 Elect Carolyn Corvi Mgmt For For For
3 Elect Robert S. Mgmt For For For
Wetherbee
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MTL CUSIP 03938L203 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Vanisha Mittal Mgmt For For For
Bhatia
7 Elect Suzanne P. Mgmt For For For
Nimocks
8 Elect Jeannot Krecke Mgmt For For For
9 Elect Karel de Gucht Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Performance Share Unit Mgmt For Against Against
Plan
________________________________________________________________________________
Carpenter Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/09/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philip M. Mgmt For For For
Anderson
1.2 Elect Kathleen Ligocki Mgmt For For For
1.3 Elect Jeffrey Wadsworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John T. Baldwin Mgmt For For For
1.2 Elect Robert P. Mgmt For For For
Fisher,
Jr.
1.3 Elect C. Lourenco Mgmt For For For
Goncalves
1.4 Elect Susan M. Green Mgmt For For For
1.5 Elect M. Ann Harlan Mgmt For For For
1.6 Elect Janet L. Miller Mgmt For For For
1.7 Elect Joseph A. Mgmt For For For
Rutkowski
1.8 Elect Eric M. Rychel Mgmt For For For
1.9 Elect Michael D. Siegal Mgmt For For For
1.10 Elect Gabriel Stoliar Mgmt For For For
1.11 Elect Douglas C. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rhys J. Best Mgmt For For For
2 Elect Richard B. Kelson Mgmt For For For
3 Elect Charles L. Szews Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gibraltar Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark G. Barberio Mgmt For For For
2 Elect William T. Bosway Mgmt For For For
3 Elect Sharon M. Brady Mgmt For For For
4 Elect Frank G. Heard Mgmt For For For
5 Elect Craig A. Hindman Mgmt For For For
6 Elect Vinod M. Khilnani Mgmt For For For
7 Elect William P. Mgmt For For For
Montague
8 Elect James B. Nish Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd J Austin Mgmt For For For
III
1.2 Elect Patrick J. Mgmt For For For
Dempsey
1.3 Elect John J. Ferriola Mgmt For For For
1.4 Elect Victoria F. Mgmt For For For
Haynes
1.5 Elect Christopher J. Mgmt For For For
Kearney
1.6 Elect Laurette T. Mgmt For For For
Koellner
1.7 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Siegal Mgmt For For For
1.2 Elect Arthur F. Anton Mgmt For For For
1.3 Elect Michael G. Rippey Mgmt For For For
1.4 Elect Richard T. Mgmt For For For
Marabito
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Article 51 Mgmt For For For
4 Article 23 Mgmt For For For
5 Elect CHANG In Hwa Mgmt For For For
6 Elect CHON Jung Son Mgmt For Against Against
7 Elect KIM Hag Dong Mgmt For For For
8 Elect Jeong Tak Mgmt For For For
9 Elect KIM Shin Bae Mgmt For For For
10 Elect CHUNG Moon Ki Mgmt For Against Against
11 Elect PARK Heui Jae Mgmt For For For
12 Election of Audit Mgmt For Against Against
Committee Member:
CHUNG Moon
Ki
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 07/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHOI Jung Woo Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Karen W. Colonias Mgmt For For For
3 Elect John G. Figueroa Mgmt For For For
4 Elect David H. Hannah Mgmt For For For
5 Elect Mark V. Kaminski Mgmt For For For
6 Elect Robert A. McEvoy Mgmt For For For
7 Elect Gregg J. Mollins Mgmt For For For
8 Elect Andrew G. Mgmt For For For
Sharkey
III
9 Elect Douglas W. Mgmt For For For
Stotlar
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(UK
Advisory)
3 Remuneration Report Mgmt For For For
(AUS
Advisory)
4 Elect Moya M. Greene Mgmt For For For
5 Elect Simon McKeon Mgmt For For For
6 Elect Jakob Stausholm Mgmt For For For
7 Elect Megan E. Clark Mgmt For For For
8 Elect David W. Mgmt For For For
Constable
9 Elect Simon P. Henry Mgmt For For For
10 Elect Jean-Sebastien Mgmt For For For
D.F.
Jacques
11 Elect Sam H. Laidlaw Mgmt For For For
12 Elect Michael G. Mgmt For For For
L'Estrange
13 Elect Simon R. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ryerson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
RYI CUSIP 783754104 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen P. Larson Mgmt For For For
1.2 Elect Philip E. Norment Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rhonda D. Hunter Mgmt For For For
1.2 Elect David L. Jahnke Mgmt For For For
1.3 Elect William D. Mgmt For For For
Larsson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Sheree Bargabos Mgmt For For For
1.3 Elect Keith E. Busse Mgmt For For For
1.4 Elect Frank D. Byrne Mgmt For For For
1.5 Elect Kenneth W. Cornew Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Steven A. Mgmt For For For
Sonnenberg
1.11 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
SunCoke Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 06/27/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
________________________________________________________________________________
SunCoke Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Peiser Mgmt For For For
2 Elect John W. Rowe Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board and Auditor Mgmt For For For
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2018 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For For For
6 Directors' Compensation Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diane C. Creel Mgmt For For For
1.2 Elect Donald T. Misheff Mgmt For For For
1.3 Elect Ronald A. Rice Mgmt For For For
1.4 Elect Marvin A Riley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David B. Burritt Mgmt For For For
2 Elect Patricia Diaz Mgmt For For For
Dennis
3 Elect Dan O. Dinges Mgmt For For For
4 Elect John J. Engel Mgmt For For For
5 Elect John V. Faraci Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Stephen J. Girsky Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Eugene B. Mgmt For For For
Sperling
10 Elect David S. Mgmt For For For
Sutherland
11 Elect Patricia A. Mgmt For For For
Tracey
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Ayers
1.2 Elect Judith L. Bacchus Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Request Cumulative Mgmt N/A For N/A
Voting
5 Election of Directors Mgmt For Abstain Against
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7.1 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcio
Hamilton
Ferre
7.2 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcel
Juviniano
Barr
7.3 Allocate Cumulative Mgmt For Withhold Against
Votes to Jose
Mauricio
Pereira
7.4 Allocate Cumulative Mgmt For Withhold Against
Votes to Marcelo
Augusto
Dutra
7.5 Allocate Cumulative Mgmt For Withhold Against
Votes to Oscar
Augusto de
Cama
7.6 Allocate Cumulative Mgmt For Withhold Against
Votes to Toshiya
Asahi
7.7 Allocate Cumulative Mgmt For Withhold Against
Votes to Fernando
Jorge Buso
G
7.8 Allocate Cumulative Mgmt For Withhold Against
Votes to Eduardo de
Oliveira
R
7.9 Allocate Cumulative Mgmt For Withhold Against
Votes to Jose Luciano
Duarte
P
7.10 Allocate Cumulative Mgmt For For For
Votes to Sandra Maria
Guerra
d
7.11 Allocate Cumulative Mgmt For For For
Votes to Isabella
Saboya de
Al
7.12 Allocate Cumulative Mgmt For For For
Votes to Clarissa de
Araujo
Li
8 Elect Patricia Mgmt N/A For N/A
Gracindo Marques de
Assis Bentes as Board
Member Presented by
Minority
Shareholders
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative Votes to
Candidate Presented
in Proposal
8.00
10 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
11 Cumulate Common and Mgmt N/A Abstain N/A
Preferred
Shares
12 Election of Mgmt For Abstain Against
Supervisory
Council
13 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
14 Elect Rapahel Manhaes Mgmt N/A For N/A
Martins as
Supervisory Council
Member Presented by
Minority
Shareholders
15 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/26/2018 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Blystone Mgmt For For For
1.2 Elect Mark C. Davis Mgmt For For For
1.3 Elect Sidney A. Ribeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Unconventional Oil & Gas ETF
________________________________________________________________________________
Antero Resources Corp
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Clark Mgmt For For For
1.2 Elect Benjamin A. Mgmt For For For
Hardesty
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Juliet S. Ellis Mgmt For For For
4 Elect Chansoo Joung Mgmt For For For
5 Elect Rene R. Joyce Mgmt For For For
6 Elect John E. Lowe Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CINS 00208D408 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David R. Collyer Mgmt For For For
3 Elect John P. Dielwart Mgmt For For For
4 Elect Fred J. Dyment Mgmt For For For
5 Elect Harold N. Kvisle Mgmt For For For
6 Elect Kathleen M. Mgmt For For For
O'Neill
7 Elect Herbert C. Mgmt For For For
Pinder,
Jr.
8 Elect William G. Sembo Mgmt For For For
9 Elect Nancy L. Smith Mgmt For For For
10 Elect Myron M. Stadnyk Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For For For
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect Robert Kelley Mgmt For For For
1.8 Elect W. Matt Ralls Mgmt For For For
1.9 Elect Marcus A. Watts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Carrizo Oil & Gas, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRZO CUSIP 144577103 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sylvester P. Mgmt For For For
Johnson
IV
2 Elect Steven Webster Mgmt For For For
3 Elect F. Gardner Parker Mgmt For For For
4 Elect Frances A. Mgmt For For For
Sevilla-Sacasa
5 Elect Thomas L. Mgmt For For For
Carter,
Jr.
6 Elect Robert F. Fulton Mgmt For For For
7 Elect Roger A. Ramsey Mgmt For For For
8 Elect Frank A. Wojtek Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 04/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Susan F. Dabarno Mgmt For For For
2.2 Elect Patrick D. Daniel Mgmt For For For
2.3 Elect Jane E. Kinney Mgmt For For For
2.4 Elect Harold N. Kvisle Mgmt For For For
2.5 Elect Steven F. Leer Mgmt For For For
2.6 Elect Keith A. MacPhail Mgmt For For For
2.7 Elect Richard J. Mgmt For For For
Marcogliese
2.8 Elect Claude Mongeau Mgmt For For For
2.9 Elect Alexander J. Mgmt For For For
Pourbaix
2.10 Elect Wayne G. Thomson Mgmt For For For
2.11 Elect Rhonda I. Zygocki Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Centennial Resource Development, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDEV CUSIP 15136A102 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark G. Papa Mgmt For For For
1.2 Elect David M. Leuschen Mgmt For For For
1.3 Elect Pierre F. Mgmt For For For
Lapeyre,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2019 Mgmt For For For
Employee Stock
Purchase
Plan
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Amendment to Charter Mgmt For For For
Regarding the
Elimination of
Provisions Relating
to the Company's
Prior Capital
Structure
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 01/31/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Change in Board Size Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Chesapeake Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
CHK CUSIP 165167107 05/17/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gloria R. Boyland Mgmt For For For
2 Elect Luke R. Corbett Mgmt For Against Against
3 Elect Mark Edmunds Mgmt For For For
4 Elect Scott A. Mgmt For For For
Gieselman
5 Elect David W. Hayes Mgmt For For For
6 Elect Leslie Starr Mgmt For For For
Keating
7 Elect Robert D. Lawler Mgmt For For For
8 Elect R. Brad Martin Mgmt For For For
9 Elect Merrill A. Mgmt For For For
Miller,
Jr.
10 Elect Thomas L. Ryan Mgmt For Against Against
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hans Helmerich Mgmt For For For
2 Elect Harold R. Logan, Mgmt For For For
Jr.
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Approval of the 2019 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 12653C108 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Palmer Mgmt For For For
Clarkson
1.2 Elect William E. Davis Mgmt For For For
1.3 Elect Nicholas J. Mgmt For For For
Deluliis
1.4 Elect Maureen Mgmt For For For
Lally-Green
1.5 Elect Bernard Lanigan, Mgmt For For For
Jr.
1.6 Elect William N. Mgmt For For For
Thorndike,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Gray Mgmt For For For
2 Elect Susan J. Helms Mgmt For For For
3 Elect Gary A. Merriman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 07/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold G. Hamm Mgmt For For For
1.2 Elect John T. McNabb II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Two Degree
Scenario Analysis
Report
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 06/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Craig Bryksa Mgmt For For For
2.2 Elect Laura A. Cillis Mgmt For For For
2.3 Elect James E. Craddock Mgmt For For For
2.4 Elect John P. Dielwart Mgmt For For For
2.5 Elect Edward Goldthorpe Mgmt For For For
2.6 Elect Robert F. Mgmt For For For
Heinemann
2.7 Elect Mike Jackson Mgmt For For For
2.8 Elect Jennifer F. Koury Mgmt For For For
2.9 Elect Francois Langlois Mgmt For For For
2.10 Elect Barbara Munroe Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stated Capital Mgmt For For For
Reduction
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Ann G. Fox Mgmt For For For
1.4 Elect David A. Hager Mgmt For For For
1.5 Elect Robert H. Henry Mgmt For For For
1.6 Elect Michael M. Mgmt For For For
Kanovsky
1.7 Elect John Krenicki, Mgmt For For For
Jr.
1.8 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.9 Elect Duane C. Radtke Mgmt For For For
1.10 Elect Keith O. Rattie Mgmt For For For
1.11 Elect Mary P. Mgmt For For For
Ricciardello
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Michael L. Hollis Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Mark L. Plaumann Mgmt For For For
7 Elect Melanie M. Trent Mgmt For For For
8 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 11/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 02/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Encana Corporation
Ticker Security ID: Meeting Date Meeting Status
ECA CUSIP 292505104 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Fred J. Fowler Mgmt For For For
1.3 Elect Howard J. Mayson Mgmt For For For
1.4 Elect Lee A. McIntire Mgmt For For For
1.5 Elect Margaret McKenzie Mgmt For For For
1.6 Elect Steven W. Nance Mgmt For For For
1.7 Elect Suzanne P. Mgmt For For For
Nimocks
1.8 Elect Thomas G. Ricks Mgmt For For For
1.9 Elect Brian G. Shaw Mgmt For For For
1.10 Elect Douglas J. Mgmt For For For
Suttles
1.11 Elect Bruce G. Waterman Mgmt For For For
1.12 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
4 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Energen Corporation
Ticker Security ID: Meeting Date Meeting Status
EGN CUSIP 29265N108 11/27/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/09/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Culbert
1.2 Elect Ian C. Dundas Mgmt For For For
1.3 Elect Hilary A. Foulkes Mgmt For For For
1.4 Elect Robert B. Hodgins Mgmt For For For
1.5 Elect Susan M. Mgmt For For For
MacKenzie
1.6 Elect Elliott Pew Mgmt For For For
1.7 Elect Jeffrey W. Sheets Mgmt For For For
1.8 Elect Sheldon B. Mgmt For For For
Steeves
1.9 Elect Karen E. Mgmt For For For
Clarke-Whistler
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Julie J. Mgmt For For For
Robertson
7 Elect Donald F. Textor Mgmt For For For
8 Elect William R. Thomas Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gulfport Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
GPOR CUSIP 402635304 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Wood Mgmt For For For
2 Elect Craig Groeschel Mgmt For For For
3 Elect David L. Houston Mgmt For For For
4 Elect C. Doug Johnson Mgmt For For For
5 Elect Ben T. Morris Mgmt For For For
6 Elect Scott E. Streller Mgmt For For For
7 Elect Paul D. Westerman Mgmt For For For
8 Elect Deborah G. Adams Mgmt For For For
9 Approval of the 2019 Mgmt For For For
Stock Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/05/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Terrence J. Mgmt For For For
Checki
3 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Marc S. Mgmt For For For
Lipschultz
8 Elect David McManus Mgmt For For For
9 Elect Kevin O. Meyers Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CINS 448055103 04/26/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Victor T.K. Li Mgmt For Abstain Against
3 Elect Canning Fok Kin Mgmt For Abstain Against
Ning
4 Elect Stephen E. Mgmt For For For
Bradley
5 Elect Asim Ghosh Mgmt For For For
6 Elect Martin J.G. Glynn Mgmt For For For
7 Elect Poh Chan Koh Mgmt For For For
8 Elect Eva L. Kwok Mgmt For For For
9 Elect Stanley T.L. Kwok Mgmt For For For
10 Elect Frederick S.H. Ma Mgmt For For For
11 Elect George C. Magnus Mgmt For For For
12 Elect Neil D. McGee Mgmt For For For
13 Elect Robert J. Peabody Mgmt For For For
14 Elect Colin S. Russel Mgmt For Abstain Against
15 Elect Wayne E. Shaw Mgmt For For For
16 Elect William Shurniak Mgmt For For For
17 Elect Frank J. Sixt Mgmt For Abstain Against
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Chadwick C. Mgmt For For For
Deaton
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Jason B. Few Mgmt For For For
5 Elect Douglas L. Foshee Mgmt For For For
6 Elect M. Elise Hyland Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Approval of the 2019 Mgmt For For For
Incentive
Compensation
Plan
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/06/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Gaines Baty Mgmt For For For
2 Elect M. Craig T. Mgmt For For For
Burkert
3 Elect Matthew P. Mgmt For For For
Clifton
4 Approval of the 2019 Mgmt For For For
Long-Term Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/08/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Elisabeth W. Mgmt For For For
Keller
7 Elect James V. Kelley Mgmt For For For
8 Elect Walentin Mirosh Mgmt For For For
9 Elect R. Madison Murphy Mgmt For For For
10 Elect Jeffrey W. Nolan Mgmt For For For
11 Elect Neal E. Schmale Mgmt For For For
12 Elect Laura A. Sugg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Carroll Mgmt For For For
1.2 Elect Steven C. Finch Mgmt For For For
1.3 Elect Joseph N. Jaggers Mgmt For For For
1.4 Elect David F. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For Against Against
Equity Compensation
Plan
4 Amendment to the 2009 Mgmt For For For
Non-Employee Director
Equity Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newfield Exploration Company
Ticker Security ID: Meeting Date Meeting Status
NFX CUSIP 651290108 02/12/2019 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Noble Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 04/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect James E. Craddock Mgmt For Against Against
4 Elect Barbara J. Mgmt For For For
Duganier
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Holli C. Ladhani Mgmt For Against Against
7 Elect David L. Stover Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2017 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Oasis Petroleum Inc.
Ticker Security ID: Meeting Date Meeting Status
OAS CUSIP 674215108 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael M. Mgmt For For For
McShane
1.2 Elect Thomas B. Nusz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/10/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Eugene L. Mgmt For For For
Batchelder
3 Elect Margaret M. Foran Mgmt For For For
4 Elect Carlos M. Mgmt For For For
Gutierrez
5 Elect Vicki A. Hollub Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Jack B. Moore Mgmt For For For
8 Elect Avedick B. Mgmt For For For
Poladian
9 Elect Elisse B. Walter Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Parsley Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 05/24/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Browning Mgmt For For For
2 Elect David H. Smith Mgmt For Against Against
3 Elect Jerry Windlinger Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/29/2019 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barton R. Mgmt For For For
Brookman
1.2 Elect Mark E. Ellis Mgmt For For For
1.3 Elect Larry F. Mazza Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/29/2019 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Dell ShrHoldr N/A TNA N/A
1.2 Elect James F. Adelson ShrHoldr N/A TNA N/A
1.3 Elect Alice E. Gould ShrHoldr N/A TNA N/A
2 Ratification of Auditor ShrHoldr N/A TNA N/A
3 Advisory Vote on ShrHoldr N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Peyto Exploration & Development Corp.
Ticker Security ID: Meeting Date Meeting Status
PEY CINS 717046106 05/09/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Donald Gray Mgmt For For For
4 Elect Michael MacBean Mgmt For For For
5 Elect Brian Davis Mgmt For For For
6 Elect Darren Gee Mgmt For For For
7 Elect Gregory S. Mgmt For For For
Fletcher
8 Elect John W. Rossall Mgmt For For For
9 Elect Kathy Turgeon Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2019 Mgmt For For For
Share Option
Plan
13 Approval of the 2019 Mgmt For For For
Market Based Bonus
Plan
14 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edison C. Mgmt For For For
Buchanan
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Phillip A. Gobe Mgmt For For For
4 Elect Larry R. Grillot Mgmt For For For
5 Elect Stacy P. Methvin Mgmt For For For
6 Elect Royce W. Mitchell Mgmt For For For
7 Elect Frank A. Risch Mgmt For For For
8 Elect Scott D. Mgmt For For For
Sheffield
9 Elect Mona K. Sutphen Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PrairieSky Royalty Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSK CINS 739721108 04/23/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Estey Mgmt For For For
2 Elect Margaret A. Mgmt For For For
McKenzie
3 Elect Andrew M. Philips Mgmt For For For
4 Elect Myron M. Stadnyk Mgmt For For For
5 Elect Sheldon B. Mgmt For For For
Steeves
6 Elect Grant A. Zawalsky Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QEP Resources, Inc
Ticker Security ID: Meeting Date Meeting Status
QEP CUSIP 74733V100 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phillips S. Mgmt For For For
Baker,
Jr.
2 Elect Timothy J Cutt Mgmt For For For
3 Elect Julie Dill Mgmt For For For
4 Elect Robert F. Mgmt For For For
Heinemann
5 Elect Michael J. Mgmt For For For
Minarovic
6 Elect M.W. Scoggins Mgmt For For For
7 Elect Mary L. Mgmt For For For
Shafer-Malicki
8 Elect David A. Trice Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Restoration of Right Mgmt For Abstain Against
to Call a Special
Meeting
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Anthony V. Dub Mgmt For For For
3 Elect James M. Funk Mgmt For For For
4 Elect Steven D. Gray Mgmt For For For
5 Elect Christopher A. Mgmt For For For
Helms
6 Elect Gregory G. Mgmt For For For
Maxwell
7 Elect Steffen E. Palko Mgmt For For For
8 Elect Jeffrey L. Mgmt For For For
Ventura
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2019 Mgmt For For For
Equity-Based
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RSP Permian, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSPP CUSIP 74978Q105 07/17/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Seven Generations Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
VII CINS 81783Q105 05/01/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Mark Monroe Mgmt For For For
4 Elect Marty Proctor Mgmt For For For
5 Elect Avik Dey Mgmt For For For
6 Elect Harvey Doerr Mgmt For For For
7 Elect Paul Hand Mgmt For For For
8 Elect Dale Hohm Mgmt For For For
9 Elect Ronnie Irani Mgmt For For For
10 Elect Bill McAdam Mgmt For For For
11 Elect Jackie Sheppard Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SM Energy Company
Ticker Security ID: Meeting Date Meeting Status
SM CUSIP 78454L100 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carla J. Bailo Mgmt For For For
2 Elect Larry W. Bickle Mgmt For For For
3 Elect Stephen R. Brand Mgmt For For For
4 Elect Loren M. Leiker Mgmt For For For
5 Elect Javan D. Ottoson Mgmt For For For
6 Elect Ramiro G. Peru Mgmt For For For
7 Elect Julio M. Quintana Mgmt For For For
8 Elect Rose M. Robeson Mgmt For For For
9 Elect William D. Mgmt For For For
Sullivan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Jon A. Marshall Mgmt For For For
5 Elect Patrick M. Mgmt For For For
Prevost
6 Elect Anne Taylor Mgmt For For For
7 Elect William J. Way Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2013 Mgmt For For For
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CINS 89156V106 06/05/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael L. Rose Mgmt For For For
3 Elect Brian G. Robinson Mgmt For Against Against
4 Elect Jill T. Angevine Mgmt For For For
5 Elect William D. Mgmt For For For
Armstrong
6 Elect Lee A. Baker Mgmt For For For
7 Elect John W. Elick Mgmt For For For
8 Elect Andrew B. Mgmt For For For
MacDonald
9 Elect Lucy M. Miller Mgmt For For For
10 Elect Ronald C. Wigham Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CINS 96467A200 04/25/2019 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Heather J. Mgmt For For For
Culbert
4 Elect Grant B. Mgmt For For For
Fagerheim
5 Elect Gregory S. Mgmt For For For
Fletcher
6 Elect Daryl H. Gilbert Mgmt For For For
7 Elect Glenn A. McNamara Mgmt For For For
8 Elect Stephen C. Mgmt For For For
Nikiforuk
9 Elect Kenneth Stickland Mgmt For For For
10 Elect Grant A. Zawalsky Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Incentive Award Plan Mgmt For For For
Renewal
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Whiting Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
WLL CUSIP 966387409 05/01/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect James E. Catlin Mgmt For For For
1.3 Elect Michael B. Walen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
WPX Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 05/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Carrig Mgmt For For For
2 Elect Robert K. Herdman Mgmt For For For
3 Elect Kelt Kindick Mgmt For For For
4 Elect Karl F. Kurz Mgmt For For For
5 Elect Henry E. Lentz Mgmt For For For
6 Elect Kimberly S. Lubel Mgmt For For For
7 Elect Richard E. Mgmt For For For
Muncrief
8 Elect Valerie M. Mgmt For For For
Williams
9 Elect David F. Work Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Uranium + Nuclear Energy ETF
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 05/14/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John A. Fees Mgmt For For For
2 Elect Robb A. LeMasters Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Bruce Mgmt For For For
1.2 Elect Daniel Camus Mgmt For For For
1.3 Elect Donald Deranger Mgmt For For For
1.4 Elect Catherine Gignac Mgmt For For For
1.5 Elect Tim Gitzel Mgmt For For For
1.6 Elect Jim Gowans Mgmt For For For
1.7 Elect Kathryn Jackson Mgmt For For For
1.8 Elect Don Kayne Mgmt For For For
1.9 Elect Anne McLellan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Abstain N/A
Status
________________________________________________________________________________
Cez, A.S.
Ticker Security ID: Meeting Date Meeting Status
CEZ CINS X2337V121 06/26/2019 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Financial Statements Mgmt For For For
5 Financial Statements Mgmt For For For
(Consolidated)
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Charitable Donations Mgmt For For For
9 Approval of Business Mgmt For For For
Policy
10 Election of Mgmt For Abstain Against
Supervisory
Board
11 Election of Audit Mgmt For Abstain Against
Committee
Members
________________________________________________________________________________
Cez, A.S.
Ticker Security ID: Meeting Date Meeting Status
CEZ CINS X2337V121 11/30/2018 Voted
Meeting Type Country of Trade
Ordinary Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Article
14(9)(k)
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Amendments
to Article
14
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Articles (Business
Policy)
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Article
14(7)(c)(c.1)
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendments
to Article
8(1)(p)
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 04/23/2019 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extension of Validity Mgmt For For For
Period for A Share
Offering
4 Extension of Mgmt For For For
Authorization to
Implement A Share
Offering
5 Report on Use of Mgmt For For For
Previously Raised
Funds
6 Profit Distribution Mgmt For For For
Plan for
2018
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 04/23/2019 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Validity Mgmt For For For
Period for A Share
Offering
3 Extension of Mgmt For For For
Authorization to
Implement A Share
Offering
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 05/29/2019 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Investment plan and Mgmt For For For
capital expenditure
budget
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Gao Ligang Mgmt For For For
9 Na Xizhi Mgmt For For For
10 Hu Yiguang Mgmt For For For
11 Francis Siu Wai Keung Mgmt For For For
12 Yang Lanhe Mgmt For For For
13 Chen Rongzhen Mgmt For For For
14 Zhu Hui Mgmt For For For
15 Wang Hongxin Mgmt For For For
16 Approval of the 2020 Mgmt For For For
Engineering Services
Framework
Agreement
17 Authority to Register Mgmt For For For
and Issue RMB
Denominated
Bonds
18 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
19 Report on the use of Mgmt For For For
Previously Raised
Funds as of December
31,
2018
20 Report on the use of Mgmt For For For
Previously Raised
Funds as of March 31,
2019
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CGN Power Company Limited
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 09/17/2018 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report on Use of Mgmt For For For
Previously Raised
Funds
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Helen E. Dragas Mgmt For For For
3 Elect James O. Ellis, Mgmt For For For
Jr.
4 Elect Thomas F. Mgmt For For For
Farrell
II
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect John W. Harris Mgmt For For For
7 Elect Ronald W. Jibson Mgmt For For For
8 Elect Mark J. Kington Mgmt For For For
9 Elect Joseph M. Rigby Mgmt For For For
10 Elect Pamela L. Royal Mgmt For For For
11 Elect Robert H. Mgmt For For For
Spilman,
Jr.
12 Elect Susan N. Story Mgmt For Against Against
13 Elect Michael E. Mgmt For For For
Szymanczyk
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Increase of Authorized Mgmt For For For
Common
Stock
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/02/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Daniel R. DiMicco Mgmt For For For
1.6 Elect Lynn J. Good Mgmt For For For
1.7 Elect John T. Herron Mgmt For For For
1.8 Elect William E. Mgmt For For For
Kennard
1.9 Elect E. Marie McKee Mgmt For For For
1.10 Elect Charles W. Mgmt For For For
Moorman,
IV
1.11 Elect Marya M. Rose Mgmt For For For
1.12 Elect Carlos A. Mgmt For For For
Saladrigas
1.13 Elect Thomas E. Skains Mgmt For For For
1.14 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
5 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Report ShrHoldr Against Against For
Regarding Health
Effects of
Coal
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Environmental
Activities
________________________________________________________________________________
El Paso Electric Company
Ticker Security ID: Meeting Date Meeting Status
EE CUSIP 283677854 05/23/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul M. Barbas Mgmt For For For
2 Elect James W. Cicconi Mgmt For For For
3 Elect Mary E. Kipp Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/16/2019 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Distribution of
Dividends
9 Scrip Dividend Mgmt For For For
10 Special Auditors Mgmt For For For
Report on Regulated
Agreements
11 Remuneration of Mgmt For For For
Jean-Bernard Levy,
CEO
12 Remuneration Policy Mgmt For For For
(Chair and
CEO)
13 Elect Jean-Bernard Levy Mgmt For For For
14 Elect Maurice Mgmt For For For
Gourdault-Montagne
15 Elect Michele Rousseau Mgmt For For For
16 Elect Laurence Parisot Mgmt For For For
17 Elect Marie-Christine Mgmt For Against Against
Lepetit
18 Elect Colette Lewiner Mgmt For For For
19 Elect Bruno Cremel Mgmt For For For
20 Elect Gilles Denoyel Mgmt For For For
21 Elect Phillipe Mgmt For For For
Petitcolin
22 Elect Anne Rigail Mgmt For For For
23 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
24 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authorisation of Legal Mgmt For For For
Formalities
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 04/12/2019 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Reports Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
(FY2020 -
FY2022)
7 Elect Juan Mgmt For For For
Sanchez-Calero
Guilarte
8 Elect Helena Revoredo Mgmt For For For
Delvecchio
9 Elect Ignacio Garralda Mgmt For For For
Ruiz de
Velasco
10 Elect Francisco de Mgmt For For For
Lacerda
11 Elect Alberto De Paoli Mgmt For For For
12 Remuneration Report Mgmt For For For
(Advisory)
13 Remuneration Policy Mgmt For For For
(Binding)
14 Loyalty Plan 2019-2021 Mgmt For For For
15 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Energy Fuels Inc.
Ticker Security ID: Meeting Date Meeting Status
EFR CUSIP 292671708 05/29/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Birks Bovaird Mgmt For For For
1.2 Elect Mark S. Chalmers Mgmt For For For
1.3 Elect Benjamin Mgmt For For For
Eshleman
III
1.4 Elect Barbara A. Filas Mgmt For For For
1.5 Elect Bruce D. Hansen Mgmt For For For
1.6 Elect Dennis L. Higgs Mgmt For For For
1.7 Elect Robert W. Mgmt For For For
Kirkwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/03/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Burbank Mgmt For For For
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Philip L. Mgmt For For For
Frederickson
6 Elect Alexis M. Herman Mgmt For For For
7 Elect M. Elise Hyland Mgmt For For For
8 Elect Stuart L. Mgmt For For For
Levenick
9 Elect Blanche L. Mgmt For For For
Lincoln
10 Elect Karen A. Puckett Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2019 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/30/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect M. Laurie Brlas Mgmt For For For
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Mgmt For For For
Balmann
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect Richard W. Mies Mgmt For For For
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect Stephen D. Mgmt For Against Against
Steinour
13 Elect John F. Young Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Environmental
Activities
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FORTUM CINS X2978Z118 03/26/2019 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Ratification of Board Mgmt For For For
and CEO
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Issuance of Treasury Mgmt For For For
Shares
21 Charitable Donations Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hokuriku Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Absorption-Type Mgmt For For For
Company
Split
3 Amendments to Articles Mgmt For For For
4 Elect Tateki Ataka Mgmt For Against Against
5 Elect Nobuhiko Ishiguro Mgmt For For For
6 Elect Shiro Ojima Mgmt For For For
7 Elect Yutaka Kanai Mgmt For For For
8 Elect Tatsuo Kawada Mgmt For Against Against
9 Elect Susumu Kyuwa Mgmt For Against Against
10 Elect Seisho Shiotani Mgmt For For For
11 Elect Motonobu Sugawa Mgmt For For For
12 Elect Shigeo Takagi Mgmt For For For
13 Elect Koji Matsuda Mgmt For For For
14 Elect Kazuhisa Mizutani Mgmt For For For
15 Elect Koichi Mizuno Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
17 Shareholder Proposal ShrHoldr Against Against For
Spent Nuclear
Fuel
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Committee to Oversee
Storage, Treatment,
and Disposal of
Radioactive
Waste
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Promotion
of Renewable
Energy
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensatory
Responsibility
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
KEPCO Engineering & Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
052690 CINS Y4611U109 03/27/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Election of Corporate Mgmt For Against Against
Auditors
3 Directors' Fees Mgmt For Against Against
4 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
KEPCO Engineering & Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
052690 CINS Y4611U109 12/13/2018 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect KO Young Hee Mgmt For N/A N/A
4 Elect KIM Sang Kee Mgmt For N/A N/A
5 Elect KIM Yoon Seok Mgmt For Against Against
6 Elect AHN Un Tae Mgmt For Against Against
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y7076A104 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect YANG Se Young Mgmt For N/A N/A
4 Elect CHOI Su Mi Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y4481N102 08/24/2018 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect KWAK Joon Ho Mgmt For Against Against
3 Elect PARK Jung Soo Mgmt For N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect BONG Seok Keun Mgmt For Against Against
6 Elect CHOI Hyun Sam Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect KANG Dong Hoon Mgmt For Against Against
9 Elect JEE Kwang Min Mgmt For Against Against
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 03/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 07/16/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Dong Sub Mgmt For For For
2 Elect KIM Hoe Chun Mgmt For For For
3 Elect PARK Hyung Duk Mgmt For For For
4 Elect LIM Hyun Seung Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member: NOH
Geum
Sun
6 Election of Audit Mgmt For For For
Committee Member:
JUNG Yeon
Gil
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 07/30/2018 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Jung Hee Mgmt For For For
2 Election of Audit Mgmt For For For
Committee Member: LEE
Jung
Hee
________________________________________________________________________________
Kyushu Electric Power Company, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Absorption-Type Mgmt For For For
Company
Split
4 Amendments to Articles Mgmt For For For
5 Private Placement of Mgmt For For For
Class A Preferred
Shares
6 Elect Michiaki Uriu Mgmt For Against Against
7 Elect Kazuhiro Ikebe Mgmt For For For
8 Elect Yuzoh Sasaki Mgmt For For For
9 Elect Hideomi Mgmt For For For
Yakushinji
10 Elect Yoshiro Watanabe Mgmt For For For
11 Elect Nobuya Osa Mgmt For For For
12 Elect Ichiro Fujii Mgmt For For For
13 Elect Naoyuki Toyoshima Mgmt For For For
14 Elect Makoto Toyoma Mgmt For For For
15 Elect Akiyoshi Watanabe Mgmt For For For
16 Elect Ritsuko Kikukawa Mgmt For For For
17 Elect Michihiro Uruma Mgmt For For For
as Audit Committee
Director
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Kazuhiro
Ikebe
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Freezing
Nuclear
Decommissioning Plan
and Establishment of
Technology Study and
Investigation
Committee
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear Fuel Dry
Storage
Facility
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Fukushima Health
Damage Investigation
Fund and Steering
Committee
22 That the Company ShrHoldr Against Against For
Establish a
Commissioning Fee
Optimization
Committee
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
________________________________________________________________________________
NexGen Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
NXE CINS 65340P106 06/06/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Leigh Curyer Mgmt For For For
4 Elect Warren Gilman Mgmt For For For
5 Elect Karri Howlett Mgmt For For For
6 Elect Christopher Mgmt For Against Against
McFadden
7 Elect Richard Patricio Mgmt For Against Against
8 Elect Trevor Thiele Mgmt For For For
9 Elect Sybil Veenman Mgmt For For For
10 Elect Brad Wall Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Stock Option Plan Mgmt For Against Against
Renewal
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 06/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Barrera Mgmt For For For
2 Elect Jeffrey Bleich Mgmt For For For
3 Elect Nora Brownell Mgmt For For For
4 Elect Frederick W. Mgmt For For For
Buckman
5 Elect Cheryl F. Mgmt For For For
Campbell
6 Elect Fred J. Fowler Mgmt For For For
7 Elect William D. Mgmt For For For
Johnson
8 Elect Michael J. Mgmt For For For
Leffell
9 Elect Kenneth Liang Mgmt For For For
10 Elect Dominique Mielle Mgmt For For For
11 Elect Meridee A. Moore Mgmt For For For
12 Elect Eric D. Mullins Mgmt For For For
13 Elect Kristine M. Mgmt For For For
Schmidt
14 Elect Alejandro D. Mgmt For For For
Wolff
15 Change in Board Size Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporation
Structure
Reform
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Brandt Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Michael L. Mgmt For For For
Gallagher
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Humberto S. Lopez Mgmt For For For
1.7 Elect Kathryn L. Munro Mgmt For For For
1.8 Elect Bruce J. Mgmt For For For
Nordstrom
1.9 Elect Paula J. Sims Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/21/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vickey A. Bailey Mgmt For For For
2 Elect Norman P. Becker Mgmt For For For
3 Elect Patricia K. Mgmt For For For
Collawn
4 Elect E. Renae Conley Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Sidney M. Mgmt For For For
Gutierrez
7 Elect James A. Hughes Mgmt For For For
8 Elect Maureen T. Mgmt For For For
Mullarkey
9 Elect Donald K. Schwanz Mgmt For For For
10 Elect Bruce W. Mgmt For For For
Wilkinson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Coal
Combustion
Residuals
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/16/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Willie A. Deese Mgmt For For For
2 Elect William V. Hickey Mgmt For For For
3 Elect Ralph Izzo Mgmt For For For
4 Elect Shirley Ann Mgmt For For For
Jackson
5 Elect David Lilley Mgmt For For For
6 Elect Barry H. Mgmt For For For
Ostrowsky
7 Elect Laura A. Sugg Mgmt For For For
8 Elect Richard J. Swift Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Kansai Electric Power Company, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Absorption-Type Mgmt For For For
Company
Split
4 Amendments to Articles Mgmt For For For
5 Elect Makoto Yagi Mgmt For For For
6 Elect Shigeki Iwane Mgmt For For For
7 Elect Yoshihiro Doi Mgmt For For For
8 Elect Takashi Morimoto Mgmt For For For
9 Elect Toyokazu Misono Mgmt For For For
10 Elect Koji Inada Mgmt For For For
11 Elect Ikuo Morinaka Mgmt For For For
12 Elect Yasuji Shimamoto Mgmt For For For
13 Elect Takao Matsumura Mgmt For For For
14 Elect Noriyuki Inoue Mgmt For Against Against
15 Elect Takamune Okihara Mgmt For For For
16 Elect Tetsuya Kobayashi Mgmt For For For
17 Elect Hisako Makimura Mgmt For For For
18 Elect Yasuhiro Yashima Mgmt For For For
19 Elect Yasushi Sugimoto Mgmt For For For
20 Elect Yukishige Higuchi Mgmt For For For
21 Elect Tsutomu Toichi Mgmt For For For
22 Elect Fumio Otsubo Mgmt For For For
23 Elect Shigeo Sasaki Mgmt For For For
24 Elect Atsuko Kaga Mgmt For For For
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Company
Vision
26 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
29 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Dismissal
of Shigeki
Iwane
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Compensation
Disclosure
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Disposal
and Management of
Waste
Material
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Restricting
Investments
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear Power
Generation
36 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of
Aging Nuclear Power
Plants
Committee
37 Shareholder Proposal ShrHoldr Against Against For
Regarding Increasing
Corporate
Transparency
38 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
39 Shareholder Proposal ShrHoldr Against Against For
Regarding
Diversifying Energy
Sources
40 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
41 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
42 Shareholder Proposal ShrHoldr Against Against For
Regarding Fostering a
Culture of
Safety
43 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Re-Employing
Government
Employees
44 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and
Independence
45 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
________________________________________________________________________________
Tokyo Electric Power Company Holdings, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Takashi Kawamura Mgmt For For For
3 Elect Hideko Kunii Mgmt For For For
4 Elect Shoei Utsuda Mgmt For For For
5 Elect Hideo Takaura Mgmt For For For
6 Elect Junji Annen Mgmt For For For
7 Elect Kazuhiko Toyama Mgmt For For For
8 Elect Tomoaki Mgmt For For For
Kobayakawa
9 Elect Seiichi Fubasami Mgmt For For For
10 Elect Seiji Moriya Mgmt For For For
11 Elect Nobuhide Akimoto Mgmt For For For
12 Elect Shigenori Makino Mgmt For For For
13 Elect Ryuichi Yamashita Mgmt For For For
14 Elect Yoshihito Mgmt For For For
Morishita
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decommissioning of
Fukushima Daiichi
Nuclear Power
Plant
16 Shareholder Proposal ShrHoldr Against Against For
Concerning the
Release of Radiation
Contaminated
Water
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Measures
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Restriction
on Investment in the
Japan Atomic Power
Company
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Direct
Employment of Nuclear
Power Station
Workers
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Promotion
of Renewable
Energy
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Smart
Meters
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Gender
Diversity of Board
and
Management
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of
Meetings
________________________________________________________________________________
Uranium Participation Corporation
Ticker Security ID: Meeting Date Meeting Status
U CINS 917017105 06/27/2019 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Paul J. Bennett Mgmt For For For
3 Elect Thomas Hayslett Mgmt For For For
4 Elect Jeff Kennedy Mgmt For Against Against
5 Elect Garth A.C. MacRae Mgmt For For For
6 Elect Ganpat Mani Mgmt For For For
7 Elect Dorothy Sanford Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : Vaneck Vectors Video Gaming and eSports ETF
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Casey Wasserman Mgmt For For For
10 Elect Elaine P. Wynn Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/15/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Joseph A. Mgmt For For For
Householder
5 Elect John W. Marren Mgmt For For For
6 Elect Lisa T. Su Mgmt For For For
7 Elect Abhijit Y. Mgmt For For For
Talwalkar
8 Ratification of Auditor Mgmt For For For
9 Approval of Amendment Mgmt For For For
to the 2004 Equity
Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bandai Namco Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
7832 CINS Y0606D102 06/24/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuaki Taguchi Mgmt For For For
4 Elect Shuji Otsu Mgmt For For For
5 Elect Yuji Asako Mgmt For For For
6 Elect Masaru Kawaguchi Mgmt For For For
7 Elect Yasuo Miyakawa Mgmt For For For
8 Elect Hitoshi Hagiwara Mgmt For For For
9 Elect Kazumi Kawashiro Mgmt For For For
10 Elect Makoto Asanuma Mgmt For For For
11 Elect Yuzuru Matsuda Mgmt For For For
12 Elect Satoko Kuwabara Mgmt For For For
13 Elect Mikiharu Noma Mgmt For For For
14 Elect Koichi Kawana Mgmt For For For
________________________________________________________________________________
Capcom Co Ltd
Ticker Security ID: Meeting Date Meeting Status
9697 CINS J05187109 06/17/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kenzo Tsujimoto Mgmt For For For
5 Elect Haruhiro Mgmt For For For
Tsujimoto
6 Elect Yoichi Egawa Mgmt For For For
7 Elect Kenkichi Nomura Mgmt For For For
8 Elect Kunio Neo Mgmt For For For
9 Elect Masao Sato Mgmt For For For
10 Elect Toru Muranaka Mgmt For For For
11 Elect Yutaka Mizukoshi Mgmt For For For
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 05/23/2019 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratify Adam Kicinski Mgmt For For For
12 Ratify Marcin Iwinski Mgmt For For For
13 Ratify Piotr Mgmt For For For
Nielubowicz
14 Ratify Adam Badowski Mgmt For For For
15 Ratify Michal Mgmt For For For
Nowakowski
16 Ratify Piotr Karwowski Mgmt For For For
17 Ratify Oleg Klapovskiy Mgmt For For For
18 Ratify Katarzyna Szwarc Mgmt For For For
19 Ratify Piotr Pagowski Mgmt For For For
20 Ratify Michal Bien Mgmt For For For
21 Ratify Krzysztof Kilian Mgmt For For For
22 Ratify Maciej Mgmt For For For
Nielubowicz
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
DeNA Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
2432 CINS J1257N107 06/22/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tomoko Namba Mgmt For For For
4 Elect Isao Moriyasu Mgmt For For For
5 Elect Shingo Okamura Mgmt For For For
6 Elect Nobuo Domae Mgmt For Against Against
7 Elect Koji Funatsu Mgmt For Against Against
8 Elect Nobuko Inaba Mgmt For For For
9 Elect Atsuko Sato Mgmt For For For
________________________________________________________________________________
GungHo Online Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
3765 CINS J18912105 03/22/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
2 Amendments to Articles Mgmt For For For
3 Elect Kazuki Morishita Mgmt For For For
4 Elect Kazuya Sakai Mgmt For For For
5 Elect Yoshinori Mgmt For For For
Kitamura
6 Elect Masato Ochi Mgmt For For For
7 Elect Koji Yoshida Mgmt For For For
8 Elect Taizo Son Mgmt For For For
9 Elect Norikazu Oba Mgmt For For For
10 Elect Hidetsugu Onishi Mgmt For For For
11 Elect Keiji Miyakawa Mgmt For For For
________________________________________________________________________________
IGG Inc
Ticker Security ID: Meeting Date Meeting Status
799 CINS G6771K102 05/06/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Hong Mgmt For For For
5 Elect Jessie Shen Mgmt For For For
6 Elect CHEN Feng Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kingsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
3888 CINS G5264Y108 05/15/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZOU Tao Mgmt For For For
5 Elect NG Yuk Keung Mgmt For For For
6 Elect WONG Shun Tak Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Konami Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
9766 CINS J3600L101 06/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kagemasa Kozuki Mgmt For For For
3 Elect Takuya Kozuki Mgmt For For For
4 Elect Osamu Nakano Mgmt For For For
5 Elect Kimihiko Higashio Mgmt For For For
6 Elect Satoshi Sakamoto Mgmt For For For
7 Elect Yoshihiro Mgmt For For For
Matsuura
8 Elect Akira Gemma Mgmt For For For
9 Elect Kaori Yamaguchi Mgmt For For For
10 Elect Kimito Kubo Mgmt For For For
11 Elect Takayoshi Yashiro Mgmt For For For
12 Elect Chikara Kawakita Mgmt For For For
13 Elect Hideo Shimada Mgmt For For For
________________________________________________________________________________
Micro-Star International Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2377 CINS Y6037K110 06/14/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
5 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
6 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
7 Allocation of Mgmt For For For
Dividends from
Capital
Reserve
________________________________________________________________________________
NCsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
036570 CINS Y6258Y104 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Mgmt For Against Against
Non-Executive
Director: PARK Byung
Moo
4 Elect HYUN Dong Hoon Mgmt For For For
5 Elect BAEK Sang Hun Mgmt For Against Against
6 Election of Audit Mgmt For Against Against
Committee Member:
BAEK Sang
Hun
7 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Netmarble Corporation
Ticker Security ID: Meeting Date Meeting Status
251270 CINS Y6S5CG100 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect PARK Dong Ho Mgmt For Against Against
4 Elect HUH Tae Won Mgmt For Against Against
5 Elect LEE Jong Hwa Mgmt For Against Against
6 Election of Audit Mgmt For Against Against
Committee Member:
PARK Dong
Ho
7 Election of Audit Mgmt For Against Against
Committee Member: HUH
Tae
Won
8 Election of Audit Mgmt For Against Against
Committee Member: LEE
Jong
Hwa
9 Directors' Fees Mgmt For Against Against
10 Share Options Mgmt For For For
Previously Granted by
Board
Resolution
11 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
Nexon Company Limited
Ticker Security ID: Meeting Date Meeting Status
3659 CINS J4914X104 03/26/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Owen Mahoney Mgmt For Against Against
2 Elect Shiroh Uemura Mgmt For For For
3 Elect PARK Jiwon Mgmt For For For
4 Elect Patrick Soderlund Mgmt For For For
5 Equity Compensation Mgmt For Against Against
Plan
________________________________________________________________________________
Nintendo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
7974 CINS J51699106 06/27/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuntaro Furukawa Mgmt For For For
4 Elect Shigeru Miyamoto Mgmt For For For
5 Elect Shinya Takahashi Mgmt For For For
6 Elect Ko Shiota Mgmt For For For
7 Elect Satoru Shibata Mgmt For For For
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 05/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect Persis S. Drell Mgmt For For For
4 Elect James C. Gaither Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Stephen C. Neal Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Mark A. Stevens Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Pearl Abyss Corp.
Ticker Security ID: Meeting Date Meeting Status
263750 CINS Y6803R109 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect KIM Dae Il Mgmt For Against Against
4 Elect SUH Yong Soo Mgmt For For For
5 Elect JEE Hee Hwan Mgmt For For For
6 Elect JUNG Gyeong In Mgmt For For For
7 Elect YOON Jae Min Mgmt For Against Against
8 Elect HEO Jin Yung Mgmt For For For
9 Approval of Share Mgmt For Against Against
Option
Grant
10 Directors' Fees Mgmt For Against Against
11 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
Square Enix Holdings Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
9684 CINS J7659R109 06/21/2019 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yohsuke Matsuda Mgmt For For For
3 Elect Yukinobu Chida Mgmt For For For
4 Elect Yukihiro Yamamura Mgmt For For For
5 Elect Yuji Nishiura Mgmt For For For
6 Elect Masato Ogawa Mgmt For For For
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/15/2019 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jacobus Petrus Mgmt For For For
Bekker
6 Elect Ian C. Stone Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/15/2019 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Refreshment of Share Mgmt For Against Against
Option Scheme of
Tencent Music
Entertainment
Group
________________________________________________________________________________
Zynga Inc.
Ticker Security ID: Meeting Date Meeting Status
ZNGA CUSIP 98986T108 05/07/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Pincus Mgmt For For For
2 Elect Frank Gibeau Mgmt For For For
3 Elect Regina E. Dugan Mgmt For For For
4 Elect William Bing Mgmt For For For
Gordon
5 Elect Louis J. Mgmt For For For
Lavigne,
Jr.
6 Elect Ellen F. Siminoff Mgmt For For For
7 Elect Carol G. Mills Mgmt For For For
8 Elect Janice Roberts Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For Against Against
Fund Name : VanEck Vectors Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 06/29/2019 Unvoted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report Mgmt For N/A N/A
4 Business Plan Mgmt For N/A N/A
5 Consolidated Financial Mgmt For N/A N/A
Statements
6 Financial Statements Mgmt For N/A N/A
7 Directors' Report Mgmt For N/A N/A
8 Supervisors' Report Mgmt For N/A N/A
9 Directors' and Mgmt For N/A N/A
Supervisors' Fees for
2018
10 Directors' and Mgmt For N/A N/A
Supervisors' Fees for
2019
11 Allocation of Mgmt For N/A N/A
Profits/Dividends for
2018
12 Dividend Plan for 2019 Mgmt For N/A N/A
13 Private Placement Mgmt For N/A N/A
Share issuance plan
to raise
capital
14 Report on Development Mgmt For N/A N/A
Strategy
15 Transaction of Other Mgmt For N/A N/A
Business
16 Election of Directors Mgmt For N/A N/A
17 Approve Supervisory Mgmt For N/A N/A
Council
18 Election of Directors Mgmt For N/A N/A
and Supervisors
(Slate)
________________________________________________________________________________
BH Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
090460 CINS Y0886Q104 03/29/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect LEE Kyeong Hwan Mgmt For Against Against
4 Elect CHOI Young Sik Mgmt For Against Against
5 Directors' Fees Mgmt For Against Against
6 Corporate Auditors' Mgmt For Against Against
Fees
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Eclat Textile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1476 CINS Y2237Y109 06/18/2019 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Procedural Rules:
Acquisition and
Disposal of
Assets
5 Amendments to Mgmt For For For
Procedural Rules:
Endorsements and
Guarantees
6 Amendments to Mgmt For For For
Procedural Rules:
Capital
Loans
________________________________________________________________________________
FLC FAROS Construction JSC
Ticker Security ID: Meeting Date Meeting Status
ROS CINS Y24090105 06/21/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Management Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Business Result and Mgmt For For For
Business
Plan
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
- Change in Business
Scope
8 Appointment of Auditor Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Resignation of Mgmt For For For
Directors
11 Resignation of Mgmt For For For
Supervisors
12 Related Party Mgmt For For For
Transactions
13 Authorization of Legal Mgmt For For For
Formalities
14 Transaction of Other Mgmt For Against Against
Business
15 Election of Directors Mgmt For Abstain Against
(Slate)
16 Approve Supervisory Mgmt For Abstain Against
Council
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
FLC Group JSC
Ticker Security ID: Meeting Date Meeting Status
FLC CINS Y2587U103 08/07/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
- Change in Business
Scope
4 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Hansae Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/15/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect KIM Gi Hwan Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member: KIM
Ki
Hwan
4 Directors' Fees Mgmt For Against Against
5 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 03/29/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Business Plan Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Funds Mgmt For For For
6 Dividends for 2018 Mgmt For For For
7 2019 Dividend Targets Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Appointment of Auditor Mgmt For Against Against
10 Transaction of Other Mgmt For Against Against
Business
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hoang Anh Gia Lai Agricultural Jsc
Ticker Security ID: Meeting Date Meeting Status
HAG CINS Y29819102 08/22/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement of Mgmt For For For
Shares
________________________________________________________________________________
Hoang Huy Investment Financial Services JSC
Ticker Security ID: Meeting Date Meeting Status
TCH CINS Y3R31R127 06/15/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Management Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Remuneration
9 Appointment of Auditor Mgmt For For For
10 Appointment of Board Mgmt For Against Against
Chairman as General
Director
11 Constitution of Mgmt For For For
Procedural Rules For
Election
12 Transaction of Other Mgmt For For For
Business
13 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Hoang Huy Investment Financial Services JSC
Ticker Security ID: Meeting Date Meeting Status
TCH CINS Y3R31R127 12/14/2018 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
3 Amendment to Foreign Mgmt For For For
Investor
Restrictions
4 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/26/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Supervisors' Report Mgmt For For For
7 Statement of Election Mgmt For For For
of
Directors
8 Removal/Resignation of Mgmt For For For
Director
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
11 Accounts and Reports Mgmt For For For
12 Amendments to Internal Mgmt For Abstain Against
Governance
Policy
13 Increase in Authorized Mgmt For For For
Capital
14 Transaction of Other Mgmt For Against Against
Business
15 Elect DO Viet Hung Mgmt For Against Against
________________________________________________________________________________
Mani, Inc.
Ticker Security ID: Meeting Date Meeting Status
7730 CINS J39673108 11/21/2018 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Masaaki Matsutani Mgmt For For For
2 Elect Toshihide Takai Mgmt For For For
3 Elect Kazuo Takahashi Mgmt For For For
4 Elect Kiyoshi Sakai Mgmt For For For
5 Elect Tomoko Masaki Mgmt For For For
6 Elect Michio Morikawa Mgmt For For For
7 Elect Michiharu Matsuda Mgmt For For For
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/24/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Business Plan Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
10 Equity Compensation Mgmt For For For
Plan
11 Related Party Mgmt For For For
Transactions
12 Investment Plan Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For Abstain Against
(Slate)
15 Supervisory Board Size Mgmt For For For
16 Approve Supervisory Mgmt For Abstain Against
Council
17 Directors' and Mgmt For For For
Supervisors'
Fees
18 Appointment of Board Mgmt For Against Against
Chair as
CEO
19 Transaction of Other Mgmt For Against Against
Business
20 Statement of Election Mgmt For Abstain Against
of Directors
(Slate)
21 Statement to Elect Mgmt For Abstain Against
Supervisory
Council
________________________________________________________________________________
McNex Company Limited
Ticker Security ID: Meeting Date Meeting Status
097520 CINS Y5S05U100 03/22/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect LEE Kyung Hwan Mgmt For For For
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For Against Against
Fees
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 01/07/2019 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement of Mgmt For For For
Shares for Debt
Conversion
4 Issuance of Shares for Mgmt For For For
Overseas Convertible
Bonds
5 Issuance of Shares for Mgmt For For For
Conversion of
Preferred
Shares
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 04/26/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Business Plan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Removal/Resignation of Mgmt For For For
Director
11 Election of Directors Mgmt For Abstain Against
(Slate)
12 Change of Business Mgmt For For For
Scope
13 Equity Compensation Mgmt For For For
Plan
14 Amendment to Terms of Mgmt For For For
Shares
Issuance
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
No Va Land Investment Group Corporation
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 08/14/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to the Mgmt For For For
Employee Stock
Ownership
Plan
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrovietnam Fertilizer and Chemical JSC
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 01/10/2019 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Adjustment to Business Mgmt For For For
Plan
4 Resignation of Mgmt For For For
Directors
5 Constitution of Mgmt For For For
Procedural Rules For
Election
6 Transaction of Other Mgmt For Against Against
Business
7 Election of Directors Mgmt For Against Against
(Slate)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrovietnam Fertilizer and Chemical JSC
Ticker Security ID: Meeting Date Meeting Status
DPM CINS Y6825J101 04/17/2019 Take No Action
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Directors' Report Mgmt For TNA N/A
5 Business Plan Mgmt For TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Supervisors' Report Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Directors' and Mgmt For TNA N/A
Supervisors'
Fees
11 Transaction of Other Mgmt For TNA N/A
Business
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Elect TRUONG Van Hien Mgmt For TNA N/A
14 Elect DUONG Tri Hoi Mgmt For TNA N/A
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 04/24/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
5 Business Report Mgmt For For For
6 Business Plan Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors Mgmt For Abstain Against
(Slate)
12 Transaction of Other Mgmt For Against Against
Business
13 Statement of Election Mgmt For Abstain Against
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PetroVietnam Power NhonTrach 2 JSC
Ticker Security ID: Meeting Date Meeting Status
NT2 CINS Y6S25V102 07/04/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Mortgage Contract for Mgmt For For For
Power Plant
Project
________________________________________________________________________________
Regina Miracle International (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2199 CINS G74807101 08/27/2018 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUNG Yau Lit Mgmt For Against Against
6 Elect Annie TO WONG Mgmt For For For
Wing
Yue
7 Elect TAM Laiman Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Directors' Fees Mgmt For For For
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Saigon Securities Incorporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 04/25/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report and Mgmt For For For
Business
Plan
5 Business Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Appointment of Auditor Mgmt For For For
10 Chairman servers as Mgmt For Against Against
CEO
concurrently
11 Equity Compensation Mgmt For For For
Plan
12 Transaction of Other Mgmt For Against Against
Business
13 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
Saigon Thuong Tin Commercial Joint Stock Bank
Ticker Security ID: Meeting Date Meeting Status
STB CINS Y7398P102 04/26/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
2018
8 Allocation of Mgmt For For For
Profits/Dividends
2019
9 Allocation of Funds Mgmt For For For
10 Allocation of Extra Mgmt For For For
Profits
11 Directors' and Mgmt For For For
Supervisors'
Fees
12 Change of Business Mgmt For For For
Scope
13 Amendments to Articles Mgmt For For For
14 Amendments to Mgmt For For For
Procedural
Rules
15 Amendments to Mgmt For For For
Procedural Rules of
Supervisory
Board
16 Transaction of Other Mgmt For Against Against
Business
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 05/23/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Rui C. de Sousa Mgmt For For For
5 Elect Edward T. Story Mgmt For For For
6 Elect Jann Brown Mgmt For For For
7 Elect Mike J. Watts Mgmt For For For
8 Elect Robert G. Gray Mgmt For For For
9 Elect Ettore Contini Mgmt For For For
10 Elect John E. Martin Mgmt For For For
11 Elect Marianne Mgmt For For For
Daryabegui
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
SOCO International plc
Ticker Security ID: Meeting Date Meeting Status
SIA CINS G8248C127 12/21/2018 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merlon Petroleum Mgmt For For For
Acquisition
2 Acquisition Issuance Mgmt For For For
________________________________________________________________________________
Synopex Inc
Ticker Security ID: Meeting Date Meeting Status
025320 CINS Y8349E113 03/26/2019 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Jong Hyung Mgmt For For For
4 Election of Corporate Mgmt For Against Against
Auditor
5 Directors' Fees Mgmt For For For
6 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 10/22/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
- Preference
Shares
4 Amendments to Articles Mgmt For For For
-
Committees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Issuance of Mgmt For For For
Convertible Dividend
Preferred
Shares
7 Constitution of Mgmt For For For
Procedural
Rules
8 Transfer of Shares to Mgmt For Abstain Against
Related
Parties
9 Amendments to Articles Mgmt For For For
- Change in Business
Scope
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 11/15/2018 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management's Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Business Plan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Fees of Board of Mgmt For Abstain Against
Management and
Inspection
Committee
10 Related Party Mgmt For Abstain Against
Transactions
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Viet Nam Electrical Equipment Joint Stock Corp.
Ticker Security ID: Meeting Date Meeting Status
GEX CINS Y93687104 04/19/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For Abstain Against
8 Allocation of Mgmt For For For
Profits/Dividends
9 Major Targets Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
11 Change of Business Mgmt For For For
Lines
12 Amendments to Mgmt For For For
Governance
Structure
13 Amendments to Articles Mgmt For For For
14 Resignation of Mgmt For For For
Supervisors
15 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
16 Related Party Mgmt For For For
Transactions with
Gelex
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Construction & Imp-Exp JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 06/28/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Report of Shareholder Mgmt For For For
Behavior
Check
4 List of Presidium, Mgmt For For For
Secretary and Voting
Committee
5 AGM Content Mgmt For For For
6 Business Report and Mgmt For For For
Business
Plan
7 Accounts and Reports Mgmt For For For
8 Directors' Report Mgmt For For For
9 Supervisors' Report Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
13 Amendments to Articles Mgmt For Abstain Against
14 Transaction of Other Mgmt For Against Against
Business
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 01/11/2019 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Contest Board Members Mgmt For Abstain Against
and
Supervisors
4 Amendments to Articles Mgmt For Abstain Against
5 Amendments to Articles Mgmt For Abstain Against
- Change in Business
Lines
6 Amendments to Mgmt For Abstain Against
Corporate Governance
Policies
7 Transaction of Other Mgmt For Against Against
Business
8 Election of Directors Mgmt For Abstain Against
(Slate)
9 Approve Supervisory Mgmt For Abstain Against
Council
________________________________________________________________________________
Vietnam Construction and Import - Export JSC
Ticker Security ID: Meeting Date Meeting Status
VCG CINS Y9366E101 04/23/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Business Report and Mgmt For For For
Business
Plan
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For Abstain Against
Supervisors'
Fees
9 Amendments to Articles Mgmt For Abstain Against
10 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Dairy Products JSC
Ticker Security ID: Meeting Date Meeting Status
VNM CINS Y9365V104 04/19/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Directors' Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Business Plan Mgmt For For For
8 Dividends Plan for 2019 Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Change of Business Mgmt For For For
Scope
12 Amendments to Articles Mgmt For For For
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 04/11/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 08/16/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Shares w/ Mgmt For For For
Preemptive Rights and
Increase in
Authorized
Capital
4 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 09/06/2018 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Board Authorization to Mgmt For For For
Implement Shareholder
Resolutions
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 03/27/2019 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Private Placement of Mgmt For For For
Shares
4 Registration of Shares Mgmt For For For
Issued under the
Private
Placement
5 Increase in Authorized Mgmt For For For
Capital
6 Board Authorization to Mgmt For For For
Implement Private
Placement
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 05/23/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Transaction of Other Mgmt For Against Against
Business
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vinhomes Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
VHM CINS Y937JX103 05/27/2019 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Transaction of Other Mgmt For Against Against
Business
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf by the
undersigned,thereunto duly authorised.
Registrant:
By: /s/Jan F. van Eck
Name: Jan F. van Eck
Title: Chief Executive Officer
Date: Aug 29, 2019