UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10325
VanEck Vectors ETF Trust
(Exact name of registrant as specified in charter)
666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033
(Address of Principal Executive Office)
Jan F. van Eck
Chief Executive Officer
VanEck Vectors ETF Trust
666 3rd Ave - 9th Floor
New York, NY 10017-4033
(Name and Address of Agent for Service)
Registrants telephone number, including area code: (212) 293-2000
Date of fiscal year end: Various
Date of reporting period: 07/01/2020 - 06/30/2021
Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Investment Grade Floating Rate ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors High Yield Muni ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Intermediate Muni ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Long Muni ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Short High Yield Muni ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Short Muni ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors ChinaAMC China Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors J. P. Morgan EM Local Currency Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Green Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Long/Flat Trend ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : Vaneck Vectors Muni Allocation ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name: VanEck Vectors Inflation Allocation ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name: VanEck Vectors Moody's Analytics BBB Corporate Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name: VanEck Vectors Moody's Analytics IG Corporate Bond ETF
The fund did not vote proxies relating to portfolio securities
during the period covered by this report.
Fund Name : VanEck Vectors Africa Index ETF
________________________________________________________________________________
Absa Group Limited
Ticker Security ID: Meeting Date Meeting Status
ABG CINS S0270C106 06/04/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
2 Appointment of Joint Mgmt For For For
Auditor
(KPMG)
3 Re-elect Alex B. Darko Mgmt For For For
4 Re-elect Dhanasagree Mgmt For Against Against
(Daisy)
Naidoo
5 Re-elect Francis Okomo Mgmt For For For
Okello
6 Re-elect Sipho M. Mgmt For For For
Pityana
7 Re-elect Tasneem Mgmt For For For
Abdool-Samad
8 Elect Fulvio Tonelli Mgmt For For For
9 Elect Rene van Wyk Mgmt For For For
10 Elect Nonhlanhla S. Mgmt For For For
Mjoli-Mncube
11 Elect Audit and Mgmt For For For
Compliance Committee
Member (Alex
Darko)
12 Elect Audit and Mgmt For Against Against
Compliance Committee
Member (Daisy
Naidoo)
13 Elect Audit and Mgmt For For For
Compliance Committee
Member (Tasneem
Abdool-Samad)
14 Elect Audit and Mgmt For For For
Compliance Committee
Member (Swithin
Munyantwali)
15 General Authority to Mgmt For For For
Issue
Shares
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Financial Mgmt For For For
Assistance
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 05/13/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
2 Elect Stephen T. Pearce Mgmt For For For
3 Elect Thabi Leoka Mgmt For For For
4 Elect Roger Dixon Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko
(Peter) Mageza)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(John
M.
Vice)
7 Elect Audit and Risk Mgmt For For For
Committee
Member
(Dhanasagree (Daisy)
Naidoo)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Elisabeth Brinton Mgmt For For For
4 Elect Hilary Maxson Mgmt For For For
5 Elect Ian R. Ashby Mgmt For For For
6 Elect Marcelo H. Bastos Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Mark Cutifani Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Nonkululeko M.C. Mgmt For For For
Nyembezi
12 Elect Tony O'Neill Mgmt For For For
13 Elect Stephen T. Pearce Mgmt For For For
14 Elect Anne Stevens Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Adoption of New Mgmt For For For
Articles
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Ancillary Mgmt For For For
Matters Related to
the
Demerger
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
(Demerger/Spin-off)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alan M. Mgmt For For For
Ferguson
2 Re-elect Kandimathie Mgmt For For For
(Christine)
Ramon
3 Re-elect Jochen E. Tilk Mgmt For For For
4 Elect Kojo Busia Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Nelisiwe
Magubane)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jochen
Tilk)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Aspen Pharmacare Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
APN CINS S0754A105 12/09/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Social and Ethics Mgmt For For For
Committee
Report
3 Re-elect Linda de Beer Mgmt For For For
4 Re-elect Christopher Mgmt For Against Against
(Chris) N.
Mortimer
5 Re-elect David S. Mgmt For For For
Redfern
6 Re-elect Sindiswa Mgmt For For For
(Sindi) V.
Zilwa
7 Appointment of Auditor Mgmt For For For
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Linda de
Beer)
9 Elect Audit and Risk Mgmt For For For
Committee Member (Ben
J.
Kruger)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Babalwa
Ngonyama)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Authorization of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve NEDs' Fees Mgmt For For For
(Chair)
17 Approve NEDs' Fees Mgmt For For For
(Member)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nomination Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
24 Approval of Financial Mgmt For For For
Assistance (Section
45)
25 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K154 05/27/2021 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Related Party Mgmt For TNA N/A
Transactions
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Payment of Dividends Mgmt For TNA N/A
6 Delegation of Powers Mgmt For TNA N/A
for
Issuance
7 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Elect Mounir El Majidi Mgmt For TNA N/A
10 Authorisation of Legal Mgmt For TNA N/A
Formalities
11 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
12 Delegation of Powers Mgmt For TNA N/A
for Capital
Increase
13 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Attijariwafa Bank
Ticker Security ID: Meeting Date Meeting Status
ATW CINS V0378K154 12/21/2020 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Special Dividend 1 Mgmt For TNA N/A
3 Special Dividend 2 Mgmt For TNA N/A
4 Delegation of Powers Mgmt For TNA N/A
for
Issuance
5 Authorisation of Legal Mgmt For TNA N/A
Formalities
6 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
7 Authority to Delegate Mgmt For TNA N/A
Powers to the
Board
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Avi Ltd.
Ticker Security ID: Meeting Date Meeting Status
AVI CINS S0808A101 11/05/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Gavin R. Tipper Mgmt For Against Against
4 Elect Michael (Mike) Mgmt For For For
J.
Bosman
5 Elect Owen P. Cressey Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Chair
(Michael J.
Bosman)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Muller)
8 Approve NEDs' Fees Mgmt For For For
(Board
Members)
9 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
10 Approve NEDs' Fees Mgmt For For For
(Foreign Board
Member)
11 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Members)
12 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
13 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
14 Approve NEDs' Fees Mgmt For For For
(Remuneration,
Nomination
and
Appointments Committee
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Approve Financial Mgmt For For For
Assistance (Section
45)
19 Approve Remuneration Mgmt For For For
Policy
20 Approve Implementation Mgmt For For For
Report
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Liane Kelly Mgmt For For For
2.7 Elect Jerry R. Korpan Mgmt For For For
2.8 Elect Bongani Mtshisi Mgmt For For For
2.9 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Amendment to Stock Mgmt For For For
Option
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of Africa
Ticker Security ID: Meeting Date Meeting Status
BOA CINS V05257106 06/29/2021 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Directors' Fees Mgmt For TNA N/A
5 Related Party Mgmt For TNA N/A
Transactions
6 Ratification of Mgmt For TNA N/A
Auditor's
Acts
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Resignation of Mgmt For TNA N/A
Directors
9 Election of Directors Mgmt For TNA N/A
10 Re-elect Hicham El Mgmt For TNA N/A
Amrani
11 Authority to Issue Mgmt For TNA N/A
Subordinated
Bonds
12 Authority to Issue Mgmt For TNA N/A
Perpetual
Subordinated
Bonds
13 Issuance Terms Mgmt For TNA N/A
14 Directors' Report on Mgmt For TNA N/A
the Capital Increase;
Ratification of Board
Acts
15 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 06/24/2021 Take No Action
Meeting Type Country of Trade
Mix Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratify Appointment of Mgmt For TNA N/A
Nathalie Akon
Gabala
7 Authority to Mgmt For TNA N/A
Repurchase
Shares
8 Authority to Issue Mgmt For TNA N/A
Bonds
9 Authorization of Legal Mgmt For TNA N/A
Formalities (Bond
Issuance)
10 Directors' Fees Mgmt For TNA N/A
11 Authorisation of Legal Mgmt For TNA N/A
Formalities
12 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
13 Authorization of Legal Mgmt For TNA N/A
Formalities (Bonus
Share
Issuance)
14 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Banque Centrale Populaire
Ticker Security ID: Meeting Date Meeting Status
BCP CINS V0985N104 10/02/2020 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Anne Kabagambe Mgmt For For For
1.8 Elect Andrew J. Quinn Mgmt For For For
1.9 Elect Loreto Silva Mgmt For For For
Rojas
1.10 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Stated Capital Mgmt For For For
Reduction
________________________________________________________________________________
Bid Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BID CINS S11881109 11/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Stephen Koseff Mgmt For For For
3 Re-elect Paul Baloyi Mgmt For Against Against
4 Re-elect Helen Wiseman Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member
(Tasneem
Abdool-Samad)
6 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Paul
Baloyi)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Nigel G.
Payne)
8 Elect Audit and Risk Mgmt For For For
Committee Chair
(Helen
Wiseman)
9 Approve Remuneration Mgmt For Against Against
Policy
(Policy)
10 Approve Remuneration Mgmt For Against Against
Policy
(Implementation)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Allocation to Mgmt For For For
Distribute Share
Capital or Premium
14 Authority to Create Mgmt For For For
and Issue Convertible
Debentures
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Mgmt For For For
Repurchase
Shares
17 Chair Mgmt For For For
18 Lead independent Mgmt For For For
non-executive
director
(SA)
19 Lead independent Mgmt For For For
director
(International)
20 Non-executive Mgmt For For For
directors
(SA)
21 Non-executive Mgmt For For For
directors
(International)
22 Audit and risk Mgmt For For For
committee chair
(International)
23 Audit and risk Mgmt For For For
committee chair
(SA)
24 Audit and risk Mgmt For For For
committee member
(SA)
25 Audit and risk Mgmt For For For
committee member
(International)
26 Remuneration committee Mgmt For For For
chair
(SA)
27 Remuneration committee Mgmt For For For
chair
(International)
28 Remuneration committee Mgmt For For For
member
(SA)
29 Remuneration committee Mgmt For For For
member
(International)
30 Nominations committee Mgmt For For For
chair
(SA)
31 Nominations committee Mgmt For For For
chair
(International)
32 Nominations committee Mgmt For For For
member
(SA)
33 Nominations committee Mgmt For For For
member
(International)
34 Acquisitions committee Mgmt For For For
chair
(SA)
35 Acquisitions committee Mgmt For For For
chair
(International)
36 Acquisitions committee Mgmt For For For
member
(SA)
37 Acquisitions committee Mgmt For For For
member
(International)
38 Social and ethics Mgmt For For For
committee chair
(SA)
39 Social and ethics Mgmt For For For
committee chair
(International)
40 Social and ethics Mgmt For For For
committee member
(SA)
41 Social and ethics Mgmt For For For
committee member
(International)
42 Ad hoc meetings (SA) Mgmt For For For
43 Ad hoc meetings Mgmt For For For
(International)
44 Travel per meeting Mgmt For For For
cycle
(SA)
45 Travel per meeting Mgmt For For For
cycle
(International)
46 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
________________________________________________________________________________
Bidvest Group Ltd
Ticker Security ID: Meeting Date Meeting Status
BVT CINS S1201R162 11/27/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Eric K. Diack Mgmt For For For
2 Re-elect Gillian Mgmt For For For
McMahon
3 Re-elect Alexander Mgmt For For For
Komape
Maditsi
4 Elect Myles J.D. Ruck Mgmt For For For
5 Elect Nonzukiso Mgmt For For For
Siyotula
6 Appointment of Auditor Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Eric K.
Diack)
8 Election of Audit Mgmt For For For
Committee Member
(Renosi D.
Mokate)
9 Election of Audit Mgmt For For For
Committee Member
(Nonzukiso
Siyotula)
10 Election of Audit Mgmt For For For
Committee Member
(Norman W.
Thomson)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Approve Allocation to Mgmt For For For
Distribute Share
Capital or
Premium
14 Ratify Director's Mgmt For For For
Personal Financial
Interest
15 Authorisation of Legal Mgmt For For For
Formalities
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Approve Adoption of Mgmt For Abstain Against
New Memorandum of
Incorporation
19 Approve NEDs' Fees Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve Financial Mgmt For For For
Assistance
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Capitec Bank Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
CPI CINS S15445109 05/28/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Danie P. Mgmt For For For
Meintjes
2 Re-elect Petrus (Piet) Mgmt For For For
J.
Mouton
3 Re-elect Jean P. Mgmt For For For
Verster
4 Elect Cora Fernandez Mgmt For For For
5 Elect Stanislaus Mgmt For For For
Alexander du
Plessis
6 Elect Vusumuzi (Vusi) Mgmt For For For
Mahlangu
7 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
8 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
9 Authority to Issue Mgmt For For For
Shares Pursuant to a
Conversion of Loss
Absorbent Capital
Instruments
10 Authority to Issue Mgmt For For For
Shares for
Cash
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For Against Against
Implementation
Report
13 Amendment to the Mgmt For For For
Capitec Bank Holdings
Share Trust
Deed
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve Financial Mgmt For For For
Assistance (Section
45)
17 Approve Financial Mgmt For For For
Assistance (Section
44)
________________________________________________________________________________
Cassava SmarTech Zimbabwe Ltd.
Ticker Security ID: Meeting Date Meeting Status
CSZL.ZW CINS V16176105 03/05/2021 Voted
Meeting Type Country of Trade
Annual Zimbabwe
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Re-elect Darlington Mgmt For Against Against
Tafara
Mandivenga
3 Re-elect Michael Mgmt For For For
Bennett
4 Re-elect Zienzile Mgmt For Against Against
Dillion
5 Directors' Fees Mgmt For For For
6 Authority to Set Mgmt For Against Against
Auditor's
Fees
7 Appointment of Auditor Mgmt For For For
8 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect James E. Mgmt For For For
Rutherford
5 Elect Martin Horgan Mgmt For For For
6 Elect Ross Jerrard Mgmt For For For
7 Elect Sally Eyre Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Ibrahim Fawzy Mgmt For For For
10 Elect Marna Cloete Mgmt For For For
11 Elect Catharine Farrow Mgmt For For For
12 Elect Hendrik (Hennie) Mgmt For For For
Johannes
Faul
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Budget Report 2021 Mgmt For For For
4 Financial Report and Mgmt For For For
Financial Statements
2020
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Annual Report Mgmt For For For
10 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
11 Purchase of Wealth Mgmt For For For
Management
Products
12 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
13 Authority to Give Mgmt For For For
Supply Chain
Financing Guarantee
by IXM to
Suppliers
14 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
15 Authority to Issue Mgmt For For For
Debt Financing
Instruments
16 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
17 Elect SUN Ruiwen Mgmt For For For
18 Elect LI Chaochun Mgmt For For For
19 Elect YUAN Honglin Mgmt For Against Against
20 Elect GUO YiMing Mgmt For For For
21 Elect CHENG Yunlei Mgmt For For For
22 Elect Gerry WANG Mgmt For For For
Yougui
23 Elect YAN Ye Mgmt For For For
24 Elect Li Shuhua Mgmt For For For
25 Elect ZHANG Zhenhao Mgmt For For For
26 Elect KOU Youmin Mgmt For Against Against
27 Remunerations of Mgmt For For For
Directors and
Supervisors
28 Amendments to Articles Mgmt For For For
of Association and
Other Internal
Management
Systems
29 Forfeiture of Mgmt For For For
Uncollected Dividend
for the Year
2013
30 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2021
31 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
32 Authority to Mgmt For For For
Repurchase H
Shares
33 2021 First Phase Mgmt For Against Against
Employee Share
Ownership Plan
(Draft) and its
Summary
34 Administrative Mgmt For Against Against
measures for 2021
First Phase Employee
Share Ownership
Plan
35 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to the 2021
First Phase Employee
Share Ownership
Plan
________________________________________________________________________________
Clicks Group Limited
Ticker Security ID: Meeting Date Meeting Status
CLS CINS S17249111 01/27/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Mfundiso Johnson Mgmt For For For
N. (JJ)
Njeke
4 Re-elect John A. Bester Mgmt For For For
5 Re-elect Bertina D. Mgmt For For For
Engelbrecht
6 Re-elect Michael Mgmt For For For
Fleming
7 Election of Audit and Mgmt For For For
Risk Committee Member
(John
Bester)
8 Election of Audit and Mgmt For For For
Risk Committee Member
(Fatima
Daniels)
9 Election of Audit and Mgmt For For For
Risk Committee Member
(Mfundiso
Njeke)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Authority to Mgmt For For For
Repurchase
Shares
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Amendments to Mgmt For For For
Memorandum of
Incorporation
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/30/2021 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Changes Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Charitable Donations Mgmt For For For
9 Board Transactions Mgmt For Abstain Against
10 Directors' Report; Mgmt For For For
Corporate Governance
Report; Shareholders'
Requests
________________________________________________________________________________
Coronation Fund Managers Ltd.
Ticker Security ID: Meeting Date Meeting Status
CML CINS S19537109 02/17/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Judith G. Mgmt For For For
February
2 Re-elect Anton C. Mgmt For For For
Pillay
3 Re-elect John (Jock) Mgmt For For For
D.
McKenzie
4 Elect Neil Brown Mgmt For For For
5 Elect Phakamani Hadebe Mgmt For For For
6 Elect Saks Ntombela Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alexandra
Watson)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Lulama
Boyce)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John (Jock) D.
McKenzie)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Hugo A.
Nelson)
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Approve Financial Mgmt For For For
Assistance (Section
44)
16 Approve NEDs' Fees Mgmt For For For
17 Authority to Mgmt For For For
Repurchase
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosumar
Ticker Security ID: Meeting Date Meeting Status
CSR CINS V2507Z151 06/03/2021 Take No Action
Meeting Type Country of Trade
Ordinary Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Auditors'
Acts
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Directors' Fees Mgmt For TNA N/A
7 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Cosumar
Ticker Security ID: Meeting Date Meeting Status
CSR CINS V2507Z151 08/05/2020 Take No Action
Meeting Type Country of Trade
Special Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Exceptional Allocation Mgmt For TNA N/A
from Voluntary
Reserves
3 Special Dividend Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Delta Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
DLTA.ZW CINS V27716105 07/31/2020 Voted
Meeting Type Country of Trade
Annual Zimbabwe
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Against Against
2 Elect Canaan F. Dube Mgmt For Against Against
3 Elect Luke E.M. Mgmt For For For
Ngwerume
4 Elect Todd Moyo Mgmt For Against Against
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
7 Adopt the Delta Mgmt For Abstain Against
Corporation Limited
Share Appreciation
Rights Scheme -
2020
8 Authority to Mgmt For For For
Repurchase
Shares
9 Adoption and Mgmt For Abstain Against
Substitution of a New
Articles of
Association
________________________________________________________________________________
Discovery Limited
Ticker Security ID: Meeting Date Meeting Status
DSY CINS S2192Y109 11/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Sindiswa Mgmt For For For
(Sindi) V.
Zilwa
4 Re-elect Mark E. Tucker Mgmt For For For
5 Elect David Macready Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Chair (David
Macready)
7 Elect Audit Committee Mgmt For For For
Member (Sindi
Zilwa)
8 Elect Audit Committee Mgmt For Against Against
Member (Sonja de
Bruyn)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authorisation of Legal Mgmt For For For
Formalities
12 General Authority to Mgmt For For For
Issue A Preference
Shares
13 General Authority to Mgmt For For For
Issue B Preference
Shares
14 General Authority to Mgmt For For For
Issue C Preference
Shares
15 Approve NEDs' Fees Mgmt For For For
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
East African Breweries Limited
Ticker Security ID: Meeting Date Meeting Status
EABL CINS V3146X102 09/16/2020 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Re-elect Carol Musyoka Mgmt For For For
5 Re-elect Jimmy Mugerwa Mgmt For For For
6 Re-elect John O'Keeffe Mgmt For For For
7 Elect Leo Breen Mgmt For Against Against
8 Elect Risper Ohaga Mgmt For For For
9 Election of Audit & Mgmt For Against Against
Risk Committee Member
(John
Ulanga)
10 Election of Audit & Mgmt For For For
Risk Committee Member
(Japheth
Katto)
11 Election of Audit & Mgmt For For For
Risk Committee Member
(Jimmy
Mugerwa)
12 Election of Audit & Mgmt For Against Against
Risk Committee Member
(Leo
Breen)
13 Approve Remuneration Mgmt For For For
Report
14 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Amendments to Article Mgmt For For For
72
________________________________________________________________________________
Endeavour Mining Corp
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 11/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Helene Cartier Mgmt For For For
1.6 Elect Livia Mahler Mgmt For For For
1.7 Elect Sebastien de Mgmt For For For
Montessus
1.8 Elect Naguib Sawiris Mgmt For Withhold Against
1.9 Elect Tertius Zongo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Awards
Under the Performance
Share Unit
Plan
4 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Teranga
Gold
2 Private Placement of Mgmt For For For
Shares to La
Mancha
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Livia Mahler Mgmt For For For
1.6 Elect David J. Mimran Mgmt For For For
1.7 Elect Naguib S. Sawiris Mgmt For For For
1.8 Elect Tertius Zongo Mgmt For For For
1.9 Elect Sebastien de Mgmt For For For
Montessus
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Reduction in Share Mgmt For For For
Premium
Account
3 Amendment to the Mgmt For For For
Articles of
Association
4 Approval of the Mgmt For For For
Employee Performance
Share Unit
Plan
5 Approval of the Mgmt For For For
Executive Performance
Share Unit Plan
(Non-UK
Participants)
6 Approval of the Mgmt For Against Against
Executive Performance
Share
Plan
7 Approval of the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Equity Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EQTY CINS V3254M104 06/24/2021 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Helen Gichohi Mgmt For For For
5 Elect Vijay Gidoomal Mgmt For For For
6 Election of Audit Mgmt For Against Against
Committee Member
(Edward
Odundo)
7 Election of Audit Mgmt For For For
Committee Member
(Evelyn
Rutagwenda)
8 Election of Audit Mgmt For For For
Committee Member
(Vijay
Gidoomal)
9 Election of Audit Mgmt For For For
Committee Member
(Helen
Gichohi)
10 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Exxaro Resources Limited
Ticker Security ID: Meeting Date Meeting Status
EXX CINS S26949107 05/27/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Likhapha Mbatha Mgmt For For For
2 Elect Isaac Li Mgmt For For For
Mophatlane
3 Elect Chanda Nxumalo Mgmt For For For
4 Elect Mandlesilo Mgmt For For For
(Mandla)
Msimang
5 Elect Nombasa Tsengwa Mgmt For For For
6 Elect Mvuleni Geoffrey Mgmt For For For
Qhena
7 Elect Audit Committee Mgmt For For For
Member (Mark J.
Moffett)
8 Elect Audit Committee Mgmt For For For
Member (Isaac Li
Mophatlane)
9 Elect Audit Committee Mgmt For For For
Member (Ras
Myburgh)
10 Elect Audit Committee Mgmt For For For
Member (Vuyisa
Nkonyeni)
11 Elect Audit Committee Mgmt For For For
Member (Chanda
Nxumalo)
12 Elect Social and Mgmt For For For
Ethics Committee
Member (Geraldine J.
Fraser-Moleketi)
13 Elect Social and Mgmt For For For
Ethics Committee
Member (Likhapha
Mbatha)
14 Elect Social and Mgmt For For For
Ethics Committee
Member (Isaac Li
Mophatlane)
15 Elect Social and Mgmt For For For
Ethics Committee
Member (Peet
Snyders)
16 Appointment of Auditor Mgmt For For For
(FY2021)
17 Appointment of Auditor Mgmt For For For
(FY2022)
18 Authorisation of Legal Mgmt For For For
Formalities
19 Amendment to Deferred Mgmt For For For
Bonus
Plan
20 Amendment to Long-Term Mgmt For For For
Incentive
Plan
21 Approve NEDs' Fees Mgmt For For For
22 Approve Financial Mgmt For For For
Assistance (Section
44)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance (Section
45)
25 Approve Remuneration Mgmt For For For
Policy
26 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CUSIP 335934105 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Philip K.R. Mgmt For For For
Pascall
2.2 Elect G. Clive Newall Mgmt For For For
2.3 Elect Kathleen A. Mgmt For For For
Hogenson
2.4 Elect Peter St. George Mgmt For For For
2.5 Elect Andrew B. Adams Mgmt For For For
2.6 Elect Robert . Harding Mgmt For For For
2.7 Elect Simon J. Scott Mgmt For For For
2.8 Elect Joanne K. Warner Mgmt For For For
2.9 Elect C. Kevin McArthur Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Firstrand Ltd
Ticker Security ID: Meeting Date Meeting Status
FSR CINS S5202Z131 12/02/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Russell M. Mgmt For For For
Loubser
2 Elect Thandie S. Mgmt For For For
Mashego
3 Elect Zelda Roscherr Mgmt For For For
4 Appointment of Mgmt For For For
Deloitte &
Touche
5 Appointment of Mgmt For For For
PricewaterhouseCoopers
Inc.
6 Authority to Issue Mgmt For For For
Shares for
Cash
7 Authorisation of Legal Mgmt For For For
Formalities
8 Approve Remuneration Mgmt For Against Against
Policy
9 Approve Remuneration Mgmt For Against Against
Implementation
Report
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approve Financial Mgmt For For For
Assistance (Employee
Share Scheme
Beneficiaries)
12 Approve Financial Mgmt For For For
Assistance (Related
and Inter-related
Entities)
13 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30253116 07/29/2020 Voted
Meeting Type Country of Trade
Mix South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum of
Incorporation
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30253116 07/29/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum of
Incorporation
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fortress REIT Limited
Ticker Security ID: Meeting Date Meeting Status
FFA CINS S30253116 11/24/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hermina (Ina) C. Mgmt For For For
Lopion
2 Re-elect Steven Brown Mgmt For For For
3 Re-elect Robin Mgmt For For For
Lockhart-Ross
4 Re-elect Jan Naude Mgmt For For For
Potgieter
5 Re-elect Djurk P.C. Mgmt For For For
Venter
6 Election of Audit Mgmt For For For
Committee Member
(Robin
Lockhart-Ross)
7 Election of Audit Mgmt For For For
Committee Member
(Susan Melanie
Ludolph)
8 Election of Audit Mgmt For For For
Committee Member (Jan
Naude
Potgieter)
9 Election of Audit Mgmt For For For
Committee Member
(Djurk P.C.
Venter)
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Financial Mgmt For For For
Assistance
13 Authority to Mgmt For For For
Repurchase
Shares
14 Approve NEDs' Fees Mgmt For For For
15 Approve NEDs' Fees Mgmt For For For
(Additional Special
Payments)
16 Authorisation of Legal Mgmt For For For
Formalities
17 Approve Remuneration Mgmt For For For
Policy
18 Approve Remuneration Mgmt For For For
Implementation
Report
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Christopher Mgmt For For For
(Chris) I.
Griffith
3 Elect Philisiwe G. Mgmt For For For
Sibiya
4 Re-elect Cheryl A. Mgmt For For For
Carolus
5 Re-elect Steven P. Reid Mgmt For For For
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
8 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Philisiwe
Sibiya)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-Elect Terence P. Mgmt For For For
Goodlace
3 Re-Elect Nicholas J. Mgmt For For For
Holland
4 Re-Elect Richard Mgmt For For For
(Rick) P.
Menell
5 Re-Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
7 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
8 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
9 Elect Audit Committee Mgmt For For For
Member (Richard
(Rick) P.
Menell)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approval of NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/28/2021 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect FOO Meng Kee Mgmt For Against Against
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Khemraj Sharma Mgmt For For For
Sewraz
7 Elect Muktar Widjaja Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Growthpoint Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRT CINS S3373C239 12/08/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rhidwaan Gasant Mgmt For For For
2 Elect Prudence Lebina Mgmt For For For
3 Elect Andile H. Sangqu Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
5 Election of Audit Mgmt For For For
Committee Member
(Frank
Berkeley)
6 Election of Audit Mgmt For For For
Committee Member
(John van
Wyk)
7 Election of Audit Mgmt For For For
Committee Member
(Prudence
Lebina)
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares Pursuant to
Dividend Reinvestment
Alternatives
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Social, Ethics and Mgmt For For For
Transformation
Report
15 Approve Directors' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
GT Bank Plc
Ticker Security ID: Meeting Date Meeting Status
GUARANTY CINS V41619103 04/09/2021 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Re-election of Mgmt For For For
Directors
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Presentation of Mgmt For For For
Managers'
Remuneration
7 Election of Statutory Mgmt For For For
Audit Committee
Members
________________________________________________________________________________
GT Bank Plc
Ticker Security ID: Meeting Date Meeting Status
GUARANTY CINS V41619103 12/04/2020 Voted
Meeting Type Country of Trade
Court Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Scheme of Mgmt For For For
Arrangement
2 Approve Exchange of Mgmt For For For
Company's Shares by
Shares of the
Guaranty Trust
Holding Company
Plc
3 Approve Exchange of Mgmt For For For
Company's Existing
GDRs by GDRs of the
Guaranty Trust
Holding Company
Plc
4 Delisting from the Mgmt For For For
Nigerian Stock
Exchange
5 Cancellation and Mgmt For For For
Delisting of the
Existing GDRs from
the London Stock
Exchange
6 Register the Company Mgmt For For For
as a Private Limited
Company and Amend
Memorandum and
Articles of
Association
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Harmony Gold Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boipelo Lekubo Mgmt For For For
2 Re-elect Patrice T. Mgmt For Against Against
Motsepe
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Joaquim A. Mgmt For For For
Chissano
5 Re-elect Modise M.J. Mgmt For Against Against
Motloba
6 Re-elect Mavuso Msimang Mgmt For Against Against
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Given
Sibiya)
12 Appointment of Auditor Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Charter Mgmt For For For
1.2 Elect P. Gordon Mgmt For For For
Stothart
1.3 Elect Ronald P. Gagel Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Timothy R. Snider Mgmt For For For
1.6 Elect Deborah J. Mgmt For For For
Starkman
1.7 Elect Anne Marie Mgmt For For For
Toutant
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Dawn Earp Mgmt For For For
3 Re-elect Fholisani Mgmt For For For
(Sydney)
Mufamadi
4 Re-elect Babalwa Mgmt For Against Against
Ngonyama
5 Re-elect Noluthando Mgmt For For For
(Thandi) D.B.
Orleyn
6 Re-elect Preston E. Mgmt For For For
Speckmann
7 Re-elect Zacharias Mgmt For For For
(Bernard)
Swanepoel
8 Election of Audit Mgmt For For For
Committee Members
(Dawn
Earp)
9 Election of Audit Mgmt For For For
Committee Members
(Peter W.
Davey)
10 Election of Audit Mgmt For For For
Committee Members
(Preston E.
Speckmann)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
16 Approve NEDs' Fees Mgmt For For For
(Board
Member)
17 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Member)
27 Approve NEDs' Fees (Ad Mgmt For For For
Hoc)
28 Approve Financial Mgmt For For For
Assistance
29 Authority to Mgmt For For For
Repurchase
Shares
30 Amendments to Mgmt For Abstain Against
Memorandum of
Association
31 Specific Authority to Mgmt For For For
Repurchase
Shares
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Impala Platinum Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/14/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum of
Incorporation
2 Authority to Mgmt For For For
Repurchase Shares
(Odd-Lot
Holders)
3 Authority to Implement Mgmt For For For
Odd-Lot
Offer
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Investec plc
Ticker Security ID: Meeting Date Meeting Status
INVP CINS G49188116 08/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zarina B.M. Bassa Mgmt For For For
2 Elect Perry K.O. Mgmt For For For
Crosthwaite
3 Elect David Friedland Mgmt For For For
4 Elect Philip A. Mgmt For For For
Hourquebie
5 Elect Charles R. Jacobs Mgmt For For For
6 Elect Mark Mgmt For For For
Malloch-Brown
7 Elect Nishlan A. Samujh Mgmt For For For
8 Elect Khumo L. Mgmt For For For
Shuenyane
9 Elect Fani Titi Mgmt For For For
10 Elect Henrietta Baldock Mgmt For For For
11 Elect Philisiwe G. Mgmt For For For
Sibiya
12 Elect Ciaran Whelan Mgmt For For For
13 Remuneration Report Mgmt For For For
(Advisory)
14 Remuneration Policy Mgmt For For For
(Binding)
15 Approve the Group's Mgmt For For For
Commitment to Carbon
Neutrality
16 Authorization of Legal Mgmt For For For
Formalities
17 Accounts and Reports Mgmt For For For
(Investec
Limited)
18 Interim Dividend Mgmt For For For
(Ordinary Shares -
Investec
Limited)
19 Interim Dividend Mgmt For For For
(Redeemable
Preference Shares -
Investec
Limited)
20 Appointment of Joint Mgmt For For For
Auditor (Ernst &
Young) (Investec
Limited)
21 Appointment of Joint Mgmt For For For
Auditor (KPMG)
(Investec
Limited)
22 General Authority to Mgmt For For For
Issue Perpetual
Preference Shares
(Investec
Limited)
23 General Authority to Mgmt For For For
Issue Convertible
Preference Shares
(Investec
Limited)
24 Authority to Mgmt For For For
Repurchase Ordinary
Shares (Investec
Limited)
25 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
Limited)
26 Approve Financial Mgmt For For For
Assistance (Investec
Limited)
27 Approve NEDs' Fees Mgmt For For For
(Investec
Limited)
28 Accounts and Reports Mgmt For For For
(Investec
plc)
29 Interim Dividend Mgmt For For For
(Ordinary Shares -
Investec
plc)
30 Appointment of Auditor Mgmt For For For
(Investec
plc)
31 Authority to Set Mgmt For For For
Auditor's Fees
(Investec
plc)
32 Authority to Issue Mgmt For For For
Ordinary and Special
Convertible Shares w/
Preemptive Rights
(Investec
plc)
33 Authority to Mgmt For For For
Repurchase Shares
(Investec
plc)
34 Authority to Mgmt For For For
Repurchase Preference
Shares (Investec
plc)
35 Authorisation of Mgmt For For For
Political Donations
(Investec
plc)
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CUSIP 46579R104 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert M. Mgmt For For For
Friedland
2.2 Elect Yufeng Sun Mgmt For For For
2.3 Elect Tadeu Carneiro Mgmt For For For
2.4 Elect Jinghe Chen Mgmt For For For
2.5 Elect William B. Hayden Mgmt For For For
2.6 Elect Martie Janse van Mgmt For For For
Rensburg
2.7 Elect Manfu Ma Mgmt For For For
2.8 Elect Peter G. Meredith Mgmt For For For
2.9 Elect Kgalema P. Mgmt For For For
Motlanthe
2.10 Elect Nunu Ntshingila Mgmt For For For
2.11 Elect Guy de Selliers Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CUSIP 46579R104 09/28/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert M. Mgmt For For For
Friedland
2.2 Elect Yufeng Sun Mgmt For For For
2.3 Elect Tadeu Carneiro Mgmt For For For
2.4 Elect Jinghe Chen Mgmt For For For
2.5 Elect William B. Hayden Mgmt For For For
2.6 Elect Martie Janse van Mgmt For For For
Rensburg
2.7 Elect Manfu Ma Mgmt For For For
2.8 Elect Peter G. Meredith Mgmt For For For
2.9 Elect Kgalema P. Mgmt For For For
Motlanthe
2.10 Elect Nunu Ntshingila Mgmt For For For
2.11 Elect Guy de Selliers Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Equity Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
Jumia Technologies Ag
Ticker Security ID: Meeting Date Meeting Status
JMIA CUSIP 48138M105 03/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Renewal of Authorized Mgmt For For For
Capital
2 Authority to Issue Mgmt For Against Against
Convertible; Renewal
of Conditional
Capital
________________________________________________________________________________
Jumia Technologies Ag
Ticker Security ID: Meeting Date Meeting Status
JMIA CUSIP 48138M105 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Management
Acts
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Appointment of Auditor Mgmt For For For
4 Management Board Mgmt For For For
Remuneration
Policy
5 Supervisory Board Mgmt For For For
Remuneration
Policy
6 Elect Anne Eriksson Mgmt For For For
7 Increase in Authorised Mgmt For For For
Capital
8 Authority to Issue Mgmt For Against Against
Convertible Debt
Instruments; Increase
in Conditional
Capital
9 Stock Option Plan; Mgmt For For For
Increase in
Conditional
Capital
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/14/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mary S. Bomela Mgmt For For For
3 Re-elect Nomalizo Mgmt For For For
(Ntombi) B.
Langa-Royds
4 Re-elect Buyelwa Mgmt For For For
Sonjica
5 Election of Audit Mgmt For For For
Committee Member
(Sango S.
Ntsaluba)
6 Election of Audit Mgmt For For For
Committee Member
(Terence P.
Goodlace)
7 Election of Audit Mgmt For For For
Committee Member
(Mary S.
Bomela)
8 Election of Audit Mgmt For For For
Committee Member
(Michelle
Jenkins)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authority to Issue Mgmt For For For
Shares
12 Authorisation of Legal Mgmt For For For
Formalities
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Extension of Mgmt For For For
the Employee Share
Ownership
Scheme
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 08/07/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mandla S.V. Mgmt For For For
Gantsho
3 Re-elect Seamus French Mgmt For Against Against
4 Re-elect Sango S. Mgmt For Against Against
Ntsaluba
5 Elect Duncan G. Wanblad Mgmt For For For
6 Elect Michelle Jenkins Mgmt For For For
7 Election of Statutory Mgmt For Against Against
Audit Committee
Member (Sango S.
Ntsaluba)
8 Election of Statutory Mgmt For For For
Audit Committee
Member (Terence P.
Goodlace)
9 Election of Statutory Mgmt For For For
Audit Committee
Member (Mary S.
Bomela)
10 Election of Statutory Mgmt For For For
Audit Committee
Member (Michelle
Jenkins)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Issue Mgmt For For For
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Life Healthcare Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LHC CINS S4682C100 01/27/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Marian Jacobs Mgmt For For For
3 Re-elect Victor Mgmt For For For
Litlhakanyane
4 Re-elect Audrey M. Mgmt For For For
Mothupi
5 Re-elect Mahlape Sello Mgmt For For For
6 Re-elect Royden T. Vice Mgmt For For For
7 Re-elect Peter Mgmt For For For
Wharton-Hood
8 Elect Audit Committee Mgmt For For For
Chair (Peter J.
Golesworthy)
9 Elect Audit Committee Mgmt For For For
Member (Audrey
Mothupi)
10 Elect Audit Committee Mgmt For For For
Member (Garth C.
Solomon)
11 Elect Audit Committee Mgmt For For For
Member (Royden T.
Vice)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Authorisation of Legal Mgmt For For For
Formalities
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
MakeMyTrip Limited
Ticker Security ID: Meeting Date Meeting Status
MMYT CUSIP V5633W109 09/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Accounts and Reports Mgmt For For For
3 Elect Deep Kalra Mgmt For For For
4 Elect Rajesh Magow Mgmt For For For
5 Elect James Jianzhang Mgmt For For For
Liang
6 Elect Hyder Aboobakar Mgmt For For For
________________________________________________________________________________
Maroc Telecom SA (Itissalat Al-Maghrib)
Ticker Security ID: Meeting Date Meeting Status
IAM CINS V5721T117 04/30/2021 Take No Action
Meeting Type Country of Trade
Annual Morocco
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports; Mgmt For TNA N/A
Ratification of
Boards'
Acts
3 Consolidated Financial Mgmt For TNA N/A
Statements
4 Related Party Mgmt For TNA N/A
Transactions
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Co-Option of Luis
Enriquez
7 Authority to Mgmt For TNA N/A
Repurchase
Shares
8 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Mediclinic International Plc
Ticker Security ID: Meeting Date Meeting Status
MDC CINS G5960R100 07/22/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Inga K. Beale Mgmt For For For
5 Elect Tom Singer Mgmt For For For
6 Elect Ronnie van der Mgmt For For For
Merwe
7 Elect Jurgens Myburgh Mgmt For For For
8 Elect Alan Grieve Mgmt For For For
9 Elect Muhadditha Al Mgmt For For For
Hashimi
10 Elect Jan (Jannie) J. Mgmt For For For
Durand
11 Elect Felicity Harvey Mgmt For For For
12 Elect Danie P. Meintjes Mgmt For For For
13 Elect Anja Oswald Mgmt For For For
14 Elect Trevor Petersen Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
Momentum Metropolitan Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MTM CINS S5S757103 11/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Park Mgmt For For For
2 Elect Paballo J. Mgmt For For For
Makosholo
3 Re-elect Fatima Mgmt For For For
Daniels
(Jakoet)
4 Re-elect Peter Cooper Mgmt For For For
5 Re-elect Frans Truter Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Members
(Linda de
Beer)
8 Election of Audit Mgmt For For For
Committee Members
(Fatima
Daniels)
9 Election of Audit Mgmt For For For
Committee Members
(Frans
Truter)
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Mgmt For For For
Repurchase
Shares
14 Financial Assistance Mgmt For For For
15 Approve NEDs' Fees Mgmt For For For
(Chair)
16 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
17 Approve NEDs' Fees Mgmt For For For
(NED)
18 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Actuarial Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Fair Practices
Committee
Member)
24 Approve NEDs' Fees Mgmt For For For
(Investments
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Investments
Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Nominations
Committee
Chair)
27 Approve NEDs' Fees Mgmt For For For
(Nominations
Committee
Member)
28 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
29 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
30 Approve NEDs' Fees Mgmt For For For
(Risk, Capital and
Compliance Committee
Chair)
31 Approve NEDs' Fees Mgmt For For For
(Risk, Capital and
Compliance Committee
Member)
32 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Chair)
33 Approve NEDs' Fees Mgmt For For For
(Social, Ethics and
Transformation
Committee
Member)
34 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Fee)
35 Approve NEDs' Fees Mgmt For For For
(Permanent
Invitee)
________________________________________________________________________________
Momentum Metropolitan Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
MTM CINS S5S757103 11/26/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financial Mgmt For For For
Assistance
2 Specific Authority to Mgmt For For For
Repurchase
Shares
3 Approve Equity Settled Mgmt For For For
Employee Ownership
Plan
4 Approve Sale of Mgmt For For For
Treasury
Shares
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mr. Price Group Limited
Ticker Security ID: Meeting Date Meeting Status
MRP CINS S5256M135 08/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Nigel G. Payne Mgmt For Against Against
3 Re-elect Malcolm Mgmt For For For
(Bobby) R.
Johnston
4 Re-elect Maud Mgmt For For For
Motanyane-Welch
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Mgmt For For For
Compliance Committee
Member (Bobby
Johnston)
7 lect Audit and Mgmt For For For
Compliance Committee
Member (Daisy
Naidoo)
8 Elect Audit and Mgmt For For For
Compliance Committee
Member (Mark
Bowman)
9 Elect Audit and Mgmt For For For
Compliance Committee
Member Mmaboshadi
Chauke)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Report of the Social, Mgmt For For For
Ethics,
Transformation and
Sustainability
Committee
13 Authorisation of Legal Mgmt For For For
Formalities
14 General Authority to Mgmt For For For
Issue
Shares
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
(Independent
Non-Executive
Chair)
17 Approve NEDs' Fees Mgmt For For For
(Honorary
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
19 Approve NEDs' Fees Mgmt For For For
(Other
NEDs)
20 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Chair)
21 Approve NEDs' Fees Mgmt For For For
(Audit and
Compliance
Committee Member)
22 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Chair)
23 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Nominations
Committee Member)
24 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social, Ethics,
Transformation
and Sustainability
Committee
Member)
26 Approve NEDs' Fees Mgmt For For For
(Risk and IT
Committee
Member)
27 Approve NEDs' Fees (IT Mgmt For For For
Specialist)
28 Authority to Mgmt For For For
Repurchase
Shares
29 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/28/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sindisiwe Mgmt For For For
(Sindi) N.
Mabaso-Koyana
2 Elect Nosipho Molope Mgmt For For For
3 Elect Noluthando P. Mgmt For For For
Gosa
4 Re-elect Shaygan Mgmt For For For
Kheradpir
5 Re-elect Paul B. Mgmt For For For
Hanratty
6 Re-elect Stanley Mgmt For For For
(Stan) P.
Miller
7 Re-elect Nkululeko Mgmt For For For
(Nkunku) L.
Sowazi
8 Elect Tsholofelo Molefe Mgmt For For For
9 Elect Audit Committee Mgmt For For For
Member (Sindi
Mabaso-Koyana)
10 Elect Audit Committee Mgmt For For For
Member (Nosipho
Molope)
11 Elect Audit Committee Mgmt For For For
Member (Noluthando P.
Gosa)
12 Elect Audit Committee Mgmt For For For
Member (Bajabulile
(Swazi)
Tshabalala)
13 Elect Audit Committee Mgmt For For For
Member (Vincent M.
Rague)
14 Election of Social and Mgmt For For For
Ethics Committee
Member (Noluthando P.
Gosa)
15 Election of Social and Mgmt For For For
Ethics Committee
Member (Lamido
Sanusi)
16 Election of Social and Mgmt For For For
Ethics Committee
Member (Stanley
(Stan) P.
Miller)
17 Election of Social and Mgmt For For For
Ethics Committee
Member (Nkululeko
(Nkunku) L.
Sowazi)
18 Election of Social and Mgmt For For For
Ethics Committee
Member (Khotso D.K.
Mokhele)
19 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
20 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
21 General Authority to Mgmt For For For
Issue
Shares
22 Authority to Issue Mgmt For For For
Shares for
Cash
23 Approve Remuneration Mgmt For For For
Policy
24 Approve Remuneration Mgmt For For For
Implementation
Report
25 Authorization of Legal Mgmt For For For
Formalities
26 Approve NEDs' Fees Mgmt For For For
(Local
Chair)
27 Approve NEDs' Fees Mgmt For For For
(International
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Board
Local Member)
29 Approve NEDs' Fees Mgmt For For For
(Board
International Member)
30 Approve NEDs' Fees Mgmt For For For
(Local Lead
Independent
Director)
31 Approve NEDs' Fees Mgmt For For For
(International Lead
Independent
Director)
32 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Human Resources
Committee Local
Chair)
33 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Human Resources
Committee
International
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Human Resources
Committee Local
Member)
35 Approve NEDs' Fees Mgmt For For For
(Remuneration and
Human Resources
Committee
International
Member)
36 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee Local
Chair)
37 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
International
Chair)
38 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee Local
Member)
39 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
International
Member)
40 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Local
Chair)
41 Approve NEDs' Fees Mgmt For For For
(Audit Committee
International
Chair)
42 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Local
Member)
43 Approve NEDs' Fees Mgmt For For For
(Audit Committee
International
Member)
44 Approve NEDs' Fees Mgmt For For For
(Risk Management and
Compliance Committee
Local
Chair)
45 Approve NEDs' Fees Mgmt For For For
(Risk Management and
Compliance Committee
International
Chair)
46 Approve NEDs' Fees Mgmt For For For
(Risk Management and
Compliance Committee
Local
Member)
47 Approve NEDs' Fees Mgmt For For For
(Risk Management and
Compliance Committee
International
Member)
48 Approve NEDs' Fees Mgmt For For For
(Local Member for
Special Assignments
or Projects (per
day))
49 Approve NEDs' Fees Mgmt For For For
(International Member
for Special
Assignments or
Projects (per
day))
50 Approve NEDs' Fees Mgmt For For For
(Ad-hoc Work
Performed by
Non-executive
Directors for Special
Projects (Hourly
rate))
51 Approve NEDs' Fees Mgmt For For For
(MTN Group Share
Trust (Trustees)
Local
Chair)
52 Approve NEDs' Fees Mgmt For For For
(MTN Group Share
Trust (Trustees)
International
Chair)
53 Approve NEDs' Fees Mgmt For For For
(MTN Group Share
Trust (trustees)
Local
Member)
54 Approve NEDs' Fees Mgmt For For For
(MTN Group Share
Trust (Trustees)
International
Member)
55 Approve NEDs' Fees Mgmt For For For
(Sourcing Committee
Local
Chair)
56 Approve NEDs' Fees Mgmt For For For
(Sourcing Committee
International
Chair)
57 Approve NEDs' Fees Mgmt For For For
(Sourcing Committee
Local
Member)
58 Approve NEDs' Fees Mgmt For For For
(Sourcing Committee
International
Member)
59 Approve NEDs' Fees Mgmt For For For
(Directors Affairs
and Corporate
Governance Committee
Local
Chair)
60 Approve NEDs' Fees Mgmt For For For
(Directors Affairs
and Corporate
Governance Committee
International
Chair)
61 Approve NEDs' Fees Mgmt For For For
(Directors Affairs
and Corporate
Governance Committee
Local
Member)
62 Approve NEDs' Fees Mgmt For For For
(Directors Affairs
and Corporate
Governance Committee
International
Member)
63 Authority to Mgmt For For For
Repurchase
Shares
64 Approve Financial Mgmt For For For
Assistance (Section
45)
65 Approve Financial Mgmt For For For
Assistance (Section
44)
66 Approve Financial Mgmt For For For
Assistance to MTN
Zakhele Futhi (RF)
Limited
________________________________________________________________________________
MTN Nigeria Communications Plc
Ticker Security ID: Meeting Date Meeting Status
MTNN CINS V61430100 06/07/2021 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsholofelo Molefe Mgmt For Against Against
4 Re-elect Ernest Mgmt For For For
Chukwuka Anene
Ndukwe
5 Re-elect Rhidwaan Mgmt For Against Against
Gasant
6 Re-elect Ralph T. Mgmt For Against Against
Mupita
7 Re-elect Jens Mgmt For Against Against
Schulte-Bockum
8 Authority to Set Mgmt For Against Against
Auditor's
Fees
9 Disclosure of Mgmt For For For
Managers'
Remuneration
10 Election of Statutory Mgmt For For For
Audit Committee
Members
11 Ordinary Resolutions Mgmt For Abstain Against
12 Amendments to Articles Mgmt For Abstain Against
of
Association
________________________________________________________________________________
MultiChoice Group Limited
Ticker Security ID: Meeting Date Meeting Status
MCG CINS S8039U101 08/27/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Nolo Letele Mgmt For For For
3 Re-elect Jabulane Mgmt For For For
(Jabu) A.
Mabuza
4 Re-elect Kgomotso D. Mgmt For Against Against
Moroka
5 Appointment of Auditor Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Chair
(Louisa
Stephens)
7 Election of Audit Mgmt For For For
Committee Member
(Christine Mideva
Sabwa)
8 Election of Audit Mgmt For For For
Committee Member
(Elias
Masilela)
9 Authority to Issue Mgmt For For For
Shares for
Cash
10 Amendments to the Mgmt For For For
MultiChoice
Restricted Share
Plan
11 Remuneration Policy Mgmt For For For
12 Remuneration Mgmt For For For
Implementation
Report
13 Approve NEDs' Fees Mgmt For For For
(NED)
14 Approve NEDs' Fees Mgmt For For For
(Lead Independent
NED)
15 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Risk Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Member)
25 Authority to Mgmt For For For
Repurchase
Shares
26 Approval of Financial Mgmt For For For
Assistance (Section
44)
27 Approval of Financial Mgmt For For For
Assistance (Section
45)
28 Authorisation of Legal Mgmt For For For
Formalities
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Naspers Limited
Ticker Security ID: Meeting Date Meeting Status
NPN CINS S53435103 08/21/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Approve Allocation of Mgmt For For For
Dividends
3 Appointment of Auditor Mgmt For For For
4 Elect Manisha Girotra Mgmt For For For
5 Elect Ying Xu Mgmt For For For
6 Re-elect Don Eriksson Mgmt For For For
7 Re-elect Mark R. Sorour Mgmt For For For
8 Re-elect Emilie M. Choi Mgmt For For For
9 Re-elect Rachel C.C. Mgmt For For For
Jafta
10 Elect Audit Committee Mgmt For For For
Member (Don
Eriksson)
11 Elect Audit Committee Mgmt For For For
Member (Rachel
Jafta)
12 Elect Audit Committee Mgmt For For For
Member (Manisha
Girotra
)
13 Elect Audit Committee Mgmt For Against Against
Member (Steve J.Z.
Pacak)
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Amendment to Trust Mgmt For For For
Deed of Naspers
Restricted Stock Plan
Trust
17 Amendment to Trust Mgmt For For For
Deed of MIH Services
FZ LLC Share
Trust
18 Amendment to Trust Mgmt For For For
Deed of MIH Holdings
Share
Trust
19 Amendment to Trust Mgmt For For For
Deed of Naspers Share
Incentive
Trust
20 General Authority to Mgmt For Against Against
Issue
Shares
21 Authority to Issue Mgmt For For For
Shares for
Cash
22 Authorisation of Legal Mgmt For For For
Formalities
23 Approve NEDs' Fees Mgmt For For For
(Board -
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Board -
Member)
25 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Audit Committee -
Member)
27 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Chair)
28 Approve NEDs' Fees Mgmt For For For
(Risk Committee -
Member)
29 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Chair)
30 Approve NEDs' Fees Mgmt For For For
(Human Resources and
Remuneration
Committee -
Member)
31 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Chair)
32 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
-
Member)
33 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Chair)
34 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee -
Member)
35 Approve NEDs' Fees Mgmt For For For
(Trustee of Group
Share Schemes/Other
Personnel
Funds)
36 Approve Financial Mgmt For For For
Assistance (Section
44)
37 Approve Financial Mgmt For For For
Assistance (Section
45)
38 Authority to Mgmt For For For
Repurchase N Ordinary
Shares
39 Specific Authority to Mgmt For For For
Repurchase
Shares
40 Authority to Mgmt For Abstain Against
Repurchase A Ordinary
Shares
________________________________________________________________________________
Nedbank Group Limited
Ticker Security ID: Meeting Date Meeting Status
NED CINS S5518R104 05/28/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Mike Davis Mgmt For For For
4 Re-elect Paul (Mpho) Mgmt For For For
Makwana
5 Re-elect Neo P. Mgmt For For For
Dongwana
6 Re-elect Mfundo C. Mgmt For For For
Nkuhlu
7 Appointment of Auditor Mgmt For For For
(Deloitte &
Touche)
8 Appointment of Auditor Mgmt For For For
(Ernst & Young
Inc.)
9 Election of Audit Mgmt For For For
Committee Member
(Stanley
Subramoney)
10 Election of Audit Mgmt For For For
Committee Member
(Hubert R.
Brody)
11 Election of Audit Mgmt For For For
Committee Member (Neo
P.
Dongwana)
12 Election of Audit Mgmt For For For
Committee Member
(Errol M.
Kruger)
13 General Authority to Mgmt For For For
Issue
Shares
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Implementation Mgmt For For For
Report
16 Approve NEDs' Fees Mgmt For For For
(Chair)
17 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
18 Approve NEDs' Fees Mgmt For For For
(Board
Member)
19 Approve NEDs' Fees Mgmt For For For
(Audit
Committee)
20 Approve NEDs' Fees Mgmt For For For
(Credit
Committee)
21 Approve NEDs' Fees Mgmt For For For
(Directors' Affairs
Committee)
22 Approve NEDs' Fees Mgmt For For For
(Information
Technology
Committee)
23 Approve NEDs' Fees Mgmt For For For
(Related-Party
Transactions
Committee)
24 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee)
25 Approve NEDs' Fees Mgmt For For For
(Risk and Capital
Management
Committee)
26 Approve NEDs' Fees Mgmt For For For
(Transformation,
Social & Ethics
Committee)
27 Approve NEDs' Fees Mgmt For For For
(Climate Resilience
Committee)
28 Approve Acting NEDs' Mgmt For For For
Fees (Acting
Chair)
29 Approve Acting NEDs' Mgmt For For For
Fees (Acting Lead
Independent
Director)
30 Approve Acting NEDs' Mgmt For For For
Fees (Acting Board
Committee
Chair)
31 Authority to Mgmt For For For
Repurchase
Shares
32 Approve Financial Mgmt For For For
Assistance
33 Amendment to the Mgmt For For For
Company's 2005 Share
Option, Matched-share
and Restricted-share
Schemes
________________________________________________________________________________
Nestle Nigeria Plc
Ticker Security ID: Meeting Date Meeting Status
NESTLE CINS V6702N103 06/22/2021 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Wassim Elhusseini Mgmt For For For
5 Elect Mauricio Alarcon Mgmt For Against Against
6 Authority to Set Mgmt For Against Against
Auditor's
Fees
7 Election of Statutory Mgmt For Against Against
Audit Committee
Members
8 Directors' Fees Mgmt For For For
9 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Netcare Limited
Ticker Security ID: Meeting Date Meeting Status
NTC CINS S5507D108 02/05/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Mark R. Bower Mgmt For For For
2 Re-elect Bukelwa Bulo Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Elect Audit Committee Mgmt For For For
Chair (Mark
Bower)
5 Elect Audit Committee Mgmt For For For
Member (Bukelwa
Bulo)
6 Elect Audit Committee Mgmt For For For
Member (David A.
Kneale)
7 Authorisation of Legal Mgmt For For For
Formalities
8 Approve Remuneration Mgmt For For For
Policy
9 Approve Implementation Mgmt For For For
Report
10 Authority to Mgmt For For For
Repurchase
Shares
11 Approve NEDs' Fees Mgmt For For For
12 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
________________________________________________________________________________
Ninety One Plc
Ticker Security ID: Meeting Date Meeting Status
N91 CINS G6524E106 09/03/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Gareth Penny Mgmt For For For
4 Elect Colin D. Keogh Mgmt For For For
5 Elect Idoya Fernanda Mgmt For For For
Basterrechea
Aranda
6 Elect Victoria Cochrane Mgmt For For For
7 Elect Busisiwe (Busi) Mgmt For For For
A.
Mabuza
8 Elect Fani Titi Mgmt For For For
9 Elect Hendrik J. du Mgmt For For For
Toit
10 Elect Kim M. McFarland Mgmt For For For
11 Remuneration Report Mgmt For For For
(Advisory)
12 Remuneration Policy Mgmt For Against Against
(Binding)
13 Authorization of Legal Mgmt For For For
Formalities
14 Executive Incentive Mgmt For Against Against
Plan
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Accounts and Reports Mgmt For For For
(Ninety One
plc)
17 Appointment of Auditor Mgmt For For For
(Ninety One
plc)
18 Authority to Set Mgmt For For For
Auditor's Fees
(Ninety One
plc)
19 Authority to Issue Mgmt For For For
Ordinary and Special
Convertible Shares w/
Preemptive Rights
(Ninety One
plc)
20 Authority to Mgmt For For For
Repurchase Shares
(Ninety One
plc)
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days (Ninety One
plc)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Appointment of Auditor Mgmt For For For
(Ninety One
Limited)
25 Elect Victoria Cochrane Mgmt For For For
26 Elect Idoya Mgmt For For For
Basterrechea
Aranda
27 Elect Colin Keogh Mgmt For For For
28 General Authority to Mgmt For For For
Issue Ordinary and
Special Converting
Shares (Ninety One
Limited)
29 General Authority to Mgmt For For For
Issue Ordinary Shares
for Cash (Ninety One
Limited)
30 Authority to Mgmt For For For
Repurchase Shares
(Ninety One
Limited)
31 Approve Financial Mgmt For For For
Assistance (Ninety
One
Limited)
32 Approve NEDs' Fees Mgmt For For For
(Ninety One
Limited)
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 06/30/2021 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval Of The Share Mgmt For For For
Acquisitions
Scheme
2 Revocation of Proposal Mgmt For For For
1.00
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase Shares
(ESOP
Repurchase)
5 Approval of Northam Mgmt For For For
Scheme
6 Revocation of Proposal Mgmt For For For
5.00
7 Approval of Financial Mgmt For For For
Assistance (Sections
44 and
45)
8 Authority to Issue Mgmt For For For
Shares (BEE SPV
Subscriptions)
9 Authority to Mgmt For For For
Repurchase Shares
(BEE Trust
Repurchases)
10 Authority to Mgmt For For For
Repurchase Shares
(Zambezi Shareholder
Repurchase)
11 Amendment to the Mgmt For For For
Northam Platinum
Limited Share
Incentive Plan
2011
12 Approval of HDP SPV Mgmt For For For
Subscription
13 Approval of Northam Mgmt For For For
Zambezi Ordinary
Share
Subscription
14 Authority to Issue Mgmt For For For
Shares (HDP SPV and
BEE
SPV)
________________________________________________________________________________
Northam Platinum Ltd
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/27/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Khomotso B. Mgmt For Against Against
Mosehla
2 Re-elect Carnegie Mgmt For Against Against
(Kelello)
Chabedi
3 Re-elect Hester H. Mgmt For For For
Hickey
4 Re-elect Temba I. Mvusi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Hester
Hickey)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(David
Brown)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Yoza
Jekwa)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jean
Nel)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Old Mutual Limited
Ticker Security ID: Meeting Date Meeting Status
OMU CINS S5790B132 05/21/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Re-elect Trevor Manuel Mgmt For For For
3 Re-elect Itumeleng Mgmt For For For
Kgaboesele
4 Re-elect Marshall Mgmt For For For
Rapiya
5 Elect Brian Armstrong Mgmt For For For
6 Elect Olufunke (Funke) Mgmt For For For
Ighodaro
7 Elect Jaco Langner Mgmt For For For
8 Elect Nomkhita Nqweni Mgmt For For For
9 Election of Audit Mgmt For For For
Committee Member
(Olufunke
Ighodaro)
10 Election of Audit Mgmt For For For
Committee Member
(Itumeleng
Kgaboesele)
11 Election of Audit Mgmt For For For
Committee Member
(Jaco
Langner)
12 Election of Audit Mgmt For For For
Committee Member
(John
Lister)
13 Election of Audit Mgmt For For For
Committee Member
(Nosipho
Molope)
14 Election of Audit Mgmt For For For
Committee Member
(Nomkhita
Nqweni)
15 Appointment of Joint Mgmt For For For
Auditor (Deloitte &
Touche)
16 Appointment of Joint Mgmt For For For
Auditor
(KPMG)
17 Remuneration Policy Mgmt For For For
18 Remuneration Mgmt For For For
Implementation
Report
19 Authorization of Legal Mgmt For For For
Formalities
20 Approve NEDs' Fees Mgmt For For For
21 Authority to Mgmt For For For
Repurchase
Shares
22 Approve Financial Mgmt For For For
Assistance
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 06/28/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Hugh S. Herman Mgmt For For For
3 Elect Jeffrey (Jeff) Mgmt For For For
van
Rooyen
4 Elect Audrey M. Mothupi Mgmt For For For
5 Elect David Robins Mgmt For For For
6 Elect Pieter C. Boone Mgmt For For For
7 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Jeff van
Rooyen)
8 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Audrey
Mothupi)
9 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(David
Friedland)
10 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Mariam
Cassim)
11 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Haroon
Bhorat)
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Related
or Inter-Related
Companies)
16 Approve Financial Mgmt For For For
Assistance
(Persons)
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authorisation of Legal Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pick N Pay Stores Limited
Ticker Security ID: Meeting Date Meeting Status
PIK CINS S60947108 08/04/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Hugh S. Herman Mgmt For For For
3 Elect Jeffrey (Jeff) Mgmt For For For
van
Rooyen
4 Elect Gareth M. Mgmt For For For
Ackerman
5 Elect Lerena Olivier Mgmt For For For
6 Elect Aboubakar Mgmt For For For
(Bakar)
Jakoet
7 Elect Mariam Cassim Mgmt For For For
8 Elect Haroon Bhorat Mgmt For For For
9 Elect Annamarie van Mgmt For For For
der
Merwe
10 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Jeff van
Rooyen)
11 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Hugh
Herman)
12 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Audrey
Mothupi)
13 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(David
Friedland)
14 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Mariam
Cassim)
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For For For
Implementation
Report
17 Approve NEDs' Fees Mgmt For For For
18 Approve Financial Mgmt For For For
Assistance (Related
or Inter-Related
Companies)
19 Approve Financial Mgmt For For For
Assistance
(Persons)
20 Amendment to the Mgmt For For For
Forfeitable Share
Plan
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 07/17/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-Elect Patrick E. Mgmt For For For
Burton
2 Re-Elect Bridgitte Mgmt For For For
Mathews
3 Re-Elect Johannes Mgmt For Against Against
(Jan) J.
Mouton
4 Elect Audit and Risk Mgmt For For For
Committee Member
(Patrick E.
Burton)
5 Elect Audit and Risk Mgmt For For For
Committee Member (AM
(Modi)
Hlobo)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Bridgitte
Mathews)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Chris A.
Otto)
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approval of NEDs' Fees Mgmt For For For
13 Financial Assistance Mgmt For For For
(Section
45)
14 Financial Assistance Mgmt For For For
(Section
44)
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
PSG Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSG CINS S5959A107 07/30/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Unbundling Mgmt For For For
2 Approve Independent Mgmt For For For
Board Members' Fees
3 Directors' Authority Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rand Merchant Investment Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
RMI CINS S6815J118 12/03/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Johannes (Johan) Mgmt For For For
P.
Burger
2 Elect Lauritz (Laurie) Mgmt For For For
L.
Dippenaar
3 Elect Paul K. Harris Mgmt For For For
4 Elect Albertina Kekana Mgmt For Against Against
5 Elect Mamongae Mahlare Mgmt For For For
6 Elect Obakeng Phetwe Mgmt For For For
7 Elect James Teeger Mgmt For For For
8 Approve Remuneration Mgmt For Against Against
Policy
9 Approve Implementation Mgmt For Against Against
Report
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Appointment of Auditor Mgmt For For For
13 Elect Audit and Risk Mgmt For For For
Committee Member
(Johan Petrus
Burger)
14 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Sonja Emilia Ncumisa
de
Bruyn)
15 Elect Audit and Risk Mgmt For For For
Committee Member (Per
Lagerstrom)
16 Elect Audit and Risk Mgmt For For For
Committee Member
(James
Teeger)
17 Authorisation of Legal Mgmt For For For
Formalities
18 Approve NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares Persuant to
the Reinvestment
Option
21 Approve Financial Mgmt For For For
Assistance (Directors
and/or Prescribed
Officers)
22 Approve Financial Mgmt For For For
Assistance (Related
Parties)
________________________________________________________________________________
Remgro Ltd
Ticker Security ID: Meeting Date Meeting Status
REM CINS S6873K106 11/30/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Re-elect Sonja E.N. de Mgmt For For For
Bruyn
4 Re-elect Mariza Lubbe Mgmt For For For
5 Re-elect Murphy M. Mgmt For For For
Morobe
6 Re-elect Johann Rupert Mgmt For For For
7 Re-elect Neville Mgmt For For For
Williams
8 Re-elect Paul Johannes Mgmt For For For
Neethling
9 Re-elect Gideon Mgmt For For For
Gabriel
Nieuwoudt
10 Elect K. M. S. Mgmt For For For
Rantloane as
Alternate
Director
11 Election of Audit and Mgmt For Against Against
Risk Committee Member
(Sonja De
Bruyn)
12 Election of Audit and Mgmt For For For
Risk Committee Member
(Nkateko
Mageza)
13 Election of Audit and Mgmt For For For
Risk Committee Member
(Phillip
Moleketi)
14 Election of Audit and Mgmt For For For
Risk Committee Member
(Fred
Robertson)
15 General Authority to Mgmt For For For
Issue
Shares
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Approval of NEDs' Fees Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approve Financial Mgmt For For For
Assistance (Section
44)
21 Approve Financial Mgmt For For For
Assistance (Section
45)
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resilient REIT Limited
Ticker Security ID: Meeting Date Meeting Status
RES CINS S6990F105 11/04/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Monica Muller Mgmt For For For
2 Re-elect Nicolaas Mgmt For For For
(Nick) W.
Hanekom
3 Re-elect Umsha Reddy Mgmt For For For
4 Re-elect Barry D. van Mgmt For For For
Wyk
5 Re-elect Thembakazi Mgmt For For For
(Thembi) I.
Chagonda
6 Elect Audit Committee Mgmt For For For
Member (David
Brown)
7 Elect Audit Committee Mgmt For For For
Member (Stuart Ian
Bird)
8 Elect Audit Committee Mgmt For For For
Member (Desmond
Gordon)
9 Elect Audit Committee Mgmt For For For
Member (Protas
Phili)
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Implementation Mgmt For For For
Report
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Approve NEDs' Fees Mgmt For For For
17 Approve NEDs' Fees Mgmt For For For
(Special
Committee)
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Royal Caribbean Group
Ticker Security ID: Meeting Date Meeting Status
RCL CUSIP V7780T103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Brock Mgmt For For For
2 Elect Richard D. Fain Mgmt For For For
3 Elect Stephen R. Howe, Mgmt For For For
Jr
4 Elect William L. Kimsey Mgmt For For For
5 Elect Amy McPherson Mgmt For For For
6 Elect Maritza Gomez Mgmt For For For
Montiel
7 Elect Ann S. Moore Mgmt For For For
8 Elect Eyal M. Ofer Mgmt For For For
9 Elect William K. Reilly Mgmt For For For
10 Elect Vagn Ove Sorensen Mgmt For For For
11 Elect Donald Thompson Mgmt For For For
12 Elect Arne Alexander Mgmt For For For
Wilhelmsen
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 1994 Mgmt For For For
Employee Stock
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Safaricom Limited
Ticker Security ID: Meeting Date Meeting Status
SCOM CINS V74587102 07/31/2020 Voted
Meeting Type Country of Trade
Annual Kenya
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Re-elect Rose Ogega Mgmt For Against Against
5 Election of Audit Mgmt For Against Against
Committee
Members
6 Remuneration Report Mgmt For For For
7 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sanlam Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLM CINS S7302C137 06/09/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
4 Appointment of Joint Mgmt For For For
Auditor
(KPMG)
5 Elect Nicolaas Kruger Mgmt For For For
6 Re-elect Mathukana G. Mgmt For For For
Mokoka
7 Re-elect Karabo T. Mgmt For For For
Nondumo
8 Re-elect Johan van Zyl Mgmt For For For
9 Elect Paul B. Hanratty Mgmt For For For
10 Elect Abigail Mukhuba Mgmt For For For
11 Election of Audit Mgmt For For For
Committee
Member (Andrew Birrell)
12 Election of Audit Mgmt For For For
Committee
Member (Nicolaas
Kruger)
13 Election of Audit Mgmt For For For
Committee
Member (Mathukana G.
Mokoka)
14 Election of Audit Mgmt For For For
Committee
Member (Kobus Moller)
15 Election of Audit Mgmt For For For
Committee
Member (Karabo T.
Nondumo)
16 Approve Remuneration Mgmt For For For
Policy
17 Approve Remuneration Mgmt For For For
Implementation
Report
18 Ratify Directors' Fees Mgmt For For For
19 General Authority to Mgmt For For For
Issue
Shares
20 General Authority to Mgmt For For For
Issue Shares for
Cash
21 Authorization of Legal Mgmt For For For
Formalities
22 Approve NEDs' Fees Mgmt For For For
23 Authority to Mgmt For For For
Repurchase
Shares
24 Approve Financial Mgmt For For For
Assistance (Section
44)
25 Approve Financial Mgmt For For For
Assistance (Section
45)
________________________________________________________________________________
Sasol Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Colin Beggs Mgmt For For For
2 Re-elect Nomgando N.A. Mgmt For For For
Matyumza
3 Re-elect Moses Z. Mgmt For For For
Mkhize
4 Re-elect Mpho E.K. Mgmt For For For
Nkeli
5 Re-elect Stephen Mgmt For For For
Westwell
6 Elect Kathy Harper Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member
(Colin
Beggs)
9 Election of Audit Mgmt For For For
Committee Member
(Kathy
Harper)
10 Election of Audit Mgmt For For For
Committee Member
(Trix
Kennealy)
11 Election of Audit Mgmt For For For
Committee Member
(Nomgando
Matyumza)
12 Election of Audit Mgmt For For For
Committee Member
(Stephen
Westwell)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Approve NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance
17 Disposal and Joint Mgmt For For For
Venture
18 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Scatec ASA
Ticker Security ID: Meeting Date Meeting Status
SSO CINS R7562P100 04/20/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
8 Agenda Mgmt For TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Accounts and Reports Mgmt For TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Allocation of Mgmt For TNA N/A
Profits/Dividends
13 Remuneration Policy Mgmt For TNA N/A
14 Directors' Fees Mgmt For TNA N/A
15 Elect Gisele Marchand Mgmt For TNA N/A
16 Elect Jorgen Kildahl Mgmt For TNA N/A
17 Nomination Committee Mgmt For TNA N/A
Fees
18 Amendments to Articles Mgmt For TNA N/A
19 Appointment of Mgmt For TNA N/A
Nominating
Committee
20 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
21 Authority to Mgmt For TNA N/A
Repurchase and
Reissue
Shares
22 Authority to Mgmt For TNA N/A
Repurchase and
Reissue Shares
Pursuant to
LTIP
23 Authority to Mgmt For TNA N/A
Repurchase and
Reissue Shares for
for Issuance or
Cancellation
24 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
25 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive Rights
Pursuant to
LTIP
26 Non-Voting Meeting Note N/A N/A TNA N/A
27 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Scatec Solar ASA
Ticker Security ID: Meeting Date Meeting Status
SSO CINS R7562N105 11/12/2020 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Minutes Mgmt For TNA N/A
8 Agenda Mgmt For TNA N/A
9 Private Placement Mgmt For TNA N/A
10 Repair Offering Mgmt For TNA N/A
11 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
12 Amendments to Articles Mgmt For TNA N/A
(Company
Name)
13 Non-Voting Meeting Note N/A N/A TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Shoprite Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
SHP CINS S76263102 11/16/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Wendy Lucas-Bull Mgmt For For For
4 Re-elect Anna T. M. Mgmt For Against Against
Mokgokong
5 Re-elect Johannes F. Mgmt For For For
Basson
6 Re-elect Joseph A. Rock Mgmt For For For
7 Elect Audit and Risk Mgmt For For For
Committee Chair
(Johannes F.
Basson)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Alice le
Roux)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Joseph
Rock)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Authorisation of Legal Mgmt For For For
Formalities
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
17 Approve NEDs' Fees Mgmt For For For
(Board
Members)
18 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Chair)
19 Approve NEDs' Fees Mgmt For For For
(Audit and Risk
Committee
Members)
20 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Remuneration
Committee
Members)
22 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Nomination Committee
Members)
24 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Chair)
25 Approve NEDs' Fees Mgmt For For For
(Social and Ethics
Committee
Members)
26 Approve Financial Mgmt For For For
Assistance (Section
45)
27 Authority to Mgmt For For For
Repurchase
Shares
28 Amendments to Mgmt For For For
Memorandum of
Incorporation
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Stillwater Limited
Ticker Security ID: Meeting Date Meeting Status
SSW CUSIP 82575P107 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Sindiswa (Sindi) Mgmt For For For
V.
Zilwa
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Election of Audit Mgmt For For For
Committee Member and
Chair (Keith A.
Rayner)
7 Election of Audit Mgmt For For For
Committee Member
(Timothy J.
Cumming)
8 Election of Audit Mgmt For For For
Committee Member
(Savannah
Danson)
9 Election of Audit Mgmt For For For
Committee Member
(Richard
Menell)
10 Election of Audit Mgmt For For For
Committee Member
(Nkosemntu G.
Nika)
11 Election of Audit Mgmt For For For
Committee Member
(Susan (Sue) C. van
der
Merwe)
12 Election of Audit Mgmt For For For
Committee Member
(Sindiswa V. Zilwa)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For Against Against
Implementation
Report
17 Approve NEDs' Fees Mgmt For For For
18 Approve Investment Mgmt For For For
Committee Members'
Fees
19 Approve NEDs' Fees Mgmt For For For
(Per Diem
Allowance)
20 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Stillwater Limited
Ticker Security ID: Meeting Date Meeting Status
SSW CUSIP 82575P107 12/01/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Implement Mgmt For For For
Odd-Lot
Offer
2 Authorization of Legal Mgmt For For For
Formalities
3 Amendments to Mgmt For For For
Memorandum of
Incorporation
4 Authority to Mgmt For For For
Repurchase Shares
(Odd-Lot
Holders)
5 Authority to Mgmt For For For
Repurchase Shares
(Specific
Holders)
________________________________________________________________________________
Spar Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SPP CINS S8050H104 02/16/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Brett Botten Mgmt For For For
3 Elect Graham O. Mgmt For For For
O'Connor
4 Re-elect Marang Mgmt For For For
Mashologu
5 Appointment of Auditor Mgmt For For For
6 Elect Audit Committee Mgmt For For For
Member (Marang
Mashologu)
7 Elect Audit Committee Mgmt For For For
Member (Harish K.
Mehta)
8 Election of Audit Mgmt For For For
Committee Chair
(Andrew G.
Waller)
9 Authority to Issue Mgmt For For For
Shares Pursuant to
the Employee Share
Trust
10 Authority to Issue Mgmt For For For
Shares Pursuant to
the Conditional Share
Plan
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Implementation Mgmt For For For
of Remuneration
Policy
13 Approve Financial Mgmt For For For
Assistance
14 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Standard Bank Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
SBK CINS S80605140 05/27/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Cook Mgmt For For For
2 Elect Thulani S. Mgmt For For For
Gcabashe
3 Elect Xueqing Guan Mgmt For For For
4 Elect Kgomotso D. Mgmt For For For
Moroka
5 Elect Atedo N.A. Mgmt For For For
Peterside
6 Elect Myles J.D. Ruck Mgmt For For For
7 Elect WANG Lubin Mgmt For For For
8 Appointment of Auditor Mgmt For For For
(KPMG)
9 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
10 General Authority to Mgmt For For For
Issue Ordinary
Shares
11 General Authority to Mgmt For For For
Issue Preference
Shares
12 Approve Remuneration Mgmt For Against Against
Policy
13 Approve Remuneration Mgmt For Against Against
Implementation
Report
14 Authority to Mgmt For For For
Repurchase Ordinary
Shares
15 Authority to Mgmt For For For
Repurchase Preference
Shares
16 Approve Financial Mgmt For For For
Assistance
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 07/16/2020 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares Pursuant to
the Rights
Offer
2 Authority to Placing Mgmt For For For
Shares Pursuant to
the Rights
Offer
3 Elect Alexander (Doug) Mgmt For For For
D.
Murray
4 Elect Colin Coleman Mgmt For For For
5 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
The Foschini Group Limited
Ticker Security ID: Meeting Date Meeting Status
TFG CINS S29260155 09/16/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Nomahlubi V. Mgmt For For For
Simamane
4 Elect David Friedland Mgmt For For For
5 Elect Ronnie Stein Mgmt For Against Against
6 Elect Graham H. Davin Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Edwin (Eddy)
Oblowitz)
8 Elect Audit Committee Mgmt For For For
Member (Tumi
Makgabo-Fiskerstrand)
9 Elect Audit Committee Mgmt For Against Against
Member (Ronnie
Stein)
10 Elect Audit Committee Mgmt For For For
Member (Nomahlubi
Simamane)
11 Elect Audit Committee Mgmt For For For
Member (David
Friedland)
12 Approve Remuneration Mgmt For For For
Policy
13 Approve Remuneration Mgmt For For For
Implementation
Report
14 Adopt the Share Mgmt For For For
Appreciation Rights
Plan 2020 ("SAR
2020")
15 Adopt the Forfeitable Mgmt For For For
Share Plan 2020 ("FSP
2020")
16 Approve the Mgmt For For For
Implementation of SAR
2020
17 Approve the Mgmt For For For
Implementation of FSP
2020
18 Amendments to Mgmt For For For
Memorandum of
Incorporation (Clause
24.13)
19 Approve NEDs' Fees Mgmt For For For
20 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
21 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 02/17/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ian Burton Mgmt For For For
2 Elect Geraldine J. Mgmt For For For
Fraser-Moleketi
3 Elect Deepa Sita Mgmt For For For
4 Elect Oliver Weber Mgmt For For For
5 Re-elect Noel P. Doyle Mgmt For For For
6 Re-elect Gail Mgmt For For For
Klintworth
7 Re-elect Maya M. Mgmt For For For
Makanjee
8 Re-elect Thetele Mgmt For For For
(Emma) E.
Mashilwane
9 Election of Audit Mgmt For For For
Committee Member (Ian
Burton)
10 Election of Audit Mgmt For For For
Committee Member
(Cora
Fernandez)
11 Election of Audit Mgmt For For For
Committee Member
(Donald G.
Wilson)
12 Appointment of Auditor Mgmt For For For
13 Authorisation of Legal Mgmt For For For
Formalities
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Approve Financial Mgmt For For For
Assistance
17 Approve NEDs' Fees Mgmt For For For
(NEDs)
18 Approve NEDs' Fees Mgmt For For For
(Chair)
19 Approve NEDs' Fees Mgmt For For For
(Committees)
20 Approve NEDs' Fees Mgmt For For For
(Unscheduled
Meetings)
21 Approve NEDs' Fees (Ad Mgmt For For For
Hoc
Meetings)
22 Approve NEDs' Fees Mgmt For For For
(Non-Resident
NEDs)
23 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Tiger Brands Ltd.
Ticker Security ID: Meeting Date Meeting Status
TBS CINS S84594142 09/15/2020 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financial Mgmt For For For
Assistance
2 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Vodacom Group Limited
Ticker Security ID: Meeting Date Meeting Status
VOD CINS S9453B108 07/21/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Khumo L. Mgmt For For For
Shuenyane
3 Re-elect Leanne Wood Mgmt For For For
4 Re-elect Pierre Klotz Mgmt For For For
5 Re-elect Clive B. Mgmt For For For
Thomson
6 Re-elect Vivek Mgmt For For For
Badrinath
7 Re-elect Mohamed S.A. Mgmt For For For
Joosub
8 Appointment of Auditor Mgmt For For For
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(David H.
Brown)
12 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Clive Bradney
Thomson)
13 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Khumo
Shuenyane)
14 Election of Audit, Mgmt For For For
Risk and Compliance
Committee Member
(Nomkhita Clyde
Nqweni)
15 Authority to Mgmt For For For
Repurchase
Shares
16 Increase NEDs' Fees Mgmt For For For
________________________________________________________________________________
Woolworths Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
WHL CINS S98758121 11/25/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Bagattini Mgmt For For For
2 Elect Zarina B.M. Bassa Mgmt For For For
3 Elect Reeza Isaacs Mgmt For For For
4 Elect Sam Ngumeni Mgmt For For For
5 Election of Audit Mgmt For For For
Committee Member
(Zarina
Bassa)
6 Election of Audit Mgmt For For For
Committee Member
(Thembisa
Skweyiya)
7 Election of Audit Mgmt For For For
Committee Member
(Christopher
Colfer)
8 Election of Audit Mgmt For For For
Committee Member
(Clive
Thomson)
9 Appointment of Auditor Mgmt For For For
10 Approval of Mgmt For For For
Remuneration
Policy
11 Approval of Mgmt For For For
Remuneration
Implementation
Report
12 Directors' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance (Section
44)
14 Approve Financial Mgmt For For For
Assistance (Section
45)
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zenith Bank
Ticker Security ID: Meeting Date Meeting Status
ZENITHBANK CINS V9T871109 03/16/2021 Voted
Meeting Type Country of Trade
Annual Nigeria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Re-elect Gabriel Mgmt For For For
ItaAsuquo
Ukpeh
4 Re-elect Jeffrey Mgmt For For For
Efeyini
5 Re-elect Henry Oroh Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Executives' Mgmt For Abstain Against
Remuneration
9 Election of Statutory Mgmt For For For
Audit Committee
Members
10 Directors' Fees Mgmt For For For
Fund Name : VanEck Vectors Agribusiness ETF
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect Sondra L. Barbour Mgmt For For For
4 Elect P. George Benson Mgmt For For For
5 Elect Suzanne P. Clark Mgmt For For For
6 Elect Bob De Lange Mgmt For For For
7 Elect Eric P. Hansotia Mgmt For For For
8 Elect George E. Minnich Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Matthew Tsien Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Burke Mgmt For For For
2 Elect Theodore Colbert Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Lei Z. Schlitz Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K0840B107 04/09/2021 Take No Action
Meeting Type Country of Trade
Annual Faroe Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chair
7 Report of the Board of Mgmt For TNA N/A
Directors
8 Accounts and Reports Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Elect Johannes Jensen Mgmt For TNA N/A
11 Elect Teitur Samuelsen Mgmt For TNA N/A
12 Elect Annika Mgmt For TNA N/A
Frederiksberg
13 Elect Oystein Sandvik Mgmt For TNA N/A
14 Elect Einar Wathne Mgmt For TNA N/A
15 Elect Runi M. Hansen Mgmt For TNA N/A
as
Chair
16 Directors' Fees Mgmt For TNA N/A
17 Elect Leif Eriksrod Mgmt For TNA N/A
18 Elect Eyoun Rasmussen Mgmt For TNA N/A
19 Elect Gunnar i Lioa as Mgmt For TNA N/A
Chair
20 Nomination Committee Mgmt For TNA N/A
Fees
21 Appointment of Auditor Mgmt For TNA N/A
22 Remuneration Policy Mgmt For TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Knutson Mgmt For For For
1.2 Elect Joyce Lee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAYN CINS D0712D163 04/27/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect Fei-Fei Li Mgmt For For For
11 Elect Alberto Weisser Mgmt For For For
12 Supervisory Board Mgmt For For For
Remuneration
Policy
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bucher Industries AG
Ticker Security ID: Meeting Date Meeting Status
BUCN CINS H10914176 04/15/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Ratification of Board Mgmt For TNA N/A
and Management
Acts
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Amendments to Articles Mgmt For TNA N/A
(Opting-Out
Provision)
6 Amendments to Articles Mgmt For TNA N/A
(Committee
Size)
7 Amendments to Articles Mgmt For TNA N/A
(Board Chair
Compensation)
8 Elect Anita Hauser Mgmt For TNA N/A
9 Elect Michael Hauser Mgmt For TNA N/A
10 Elect Martin Hirzel Mgmt For TNA N/A
11 Elect Philip Mosimann Mgmt For TNA N/A
12 Elect Heinrich Spoerry Mgmt For TNA N/A
13 Elect Valentin Vogt Mgmt For TNA N/A
14 Elect Anita Hauser as Mgmt For TNA N/A
Compensation
Committee
Member
15 Elect Valentin Vogt as Mgmt For TNA N/A
Compensation
Committee
Member
16 Appointment of Mgmt For TNA N/A
Independent
Proxy
17 Appointment of Auditor Mgmt For TNA N/A
18 Executive Compensation Mgmt For TNA N/A
(Variable)
19 Compensation Report Mgmt For TNA N/A
20 Board Compensation Mgmt For TNA N/A
21 Executive Compensation Mgmt For TNA N/A
(Fixed)
22 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sheila C. Bair Mgmt For For For
2 Elect Carol M. Browner Mgmt For For For
3 Elect Paul J. Fribourg Mgmt For For For
4 Elect J. Erik Fyrwald Mgmt For For For
5 Elect Gregory A. Mgmt For For For
Heckman
6 Elect Bernardo Hees Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Henry W. Winship Mgmt For For For
9 Elect Mark N. Zenuk Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the 2017 Mgmt For For For
Non-Employee Director
Equity Incentive
Plan
13 Shareholder Proposal ShrHoldr For For For
Regarding Report on
Soy Supply
Chain
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect Deborah DeHaas Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Exclusive Forum Mgmt For Against Against
Provision
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 06/02/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect NIU Gensheng Mgmt For Against Against
6 Elect YAU Ka Chi Mgmt For For For
7 Elect Simon Dominic Mgmt For Against Against
Stevens
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Remuneration Report Mgmt For Against Against
5 Elect Suzanne Heywood Mgmt For For For
6 Elect Scott W. Wine Mgmt For For For
7 Elect Howard W. Buffett Mgmt For For For
8 Elect Tufan Erginbilgic Mgmt For For For
9 Elect Leo W. Houle Mgmt For For For
10 Elect John Lanaway Mgmt For For For
11 Elect Alessandro Nasi Mgmt For Against Against
12 Elect Lorenzo Simonelli Mgmt For For For
13 Elect Vagn Ove Sorensen Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect James C. Collins Mgmt For For For
Jr.
3 Elect Klaus Engel Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Janet P. Mgmt For For For
Giesselman
6 Elect Karen H. Grimes Mgmt For For For
7 Elect Michael O. Mgmt For For For
Johanns
8 Elect Rebecca B. Mgmt For For For
Liebert
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Nayaki R. Nayyar Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Kerry J. Preete Mgmt For For For
13 Elect Patrick J. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect Beth Albright Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Gary W. Mize Mgmt For For For
8 Elect Michael Rescoe Mgmt For For For
9 Elect Nicole M. Mgmt For For For
Ringenberg
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamra A. Erwin Mgmt For For For
2 Elect Alan C. Heuberger Mgmt For For For
3 Elect Charles O. Mgmt For For For
Holliday,
Jr.
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect John C. May Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Elanco Animal Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
ELAN CUSIP 28414H103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Doyle Mgmt For For For
2 Elect Art A. Garcia Mgmt For For For
3 Elect Denise Mgmt For For For
Scots-Knight
4 Elect Jeffrey N. Mgmt For For For
Simmons
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2018 Mgmt For For For
Stock
Plan
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Mark A. Douglas Mgmt For For For
5 Elect C. Scott Greer Mgmt For For For
6 Elect K'Lynne Johnson Mgmt For For For
7 Elect Dirk A. Mgmt For For For
Kempthorne
8 Elect Paul J. Norris Mgmt For For For
9 Elect Margareth Ovrum Mgmt For For For
10 Elect Robert C. Pallash Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Genus plc
Ticker Security ID: Meeting Date Meeting Status
GNS CINS G3827X105 11/25/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Iain G.T. Mgmt For For For
Ferguson
5 Elect Alison Henriksen Mgmt For For For
6 Elect Stephen Wilson Mgmt For For For
7 Elect Lysanne Gray Mgmt For For For
8 Elect Lykele van der Mgmt For For For
Broek
9 Elect Lesley Knox Mgmt For For For
10 Elect Ian Charles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/28/2021 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect FOO Meng Kee Mgmt For Against Against
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Khemraj Sharma Mgmt For For For
Sewraz
7 Elect Muktar Widjaja Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M53213100 01/05/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Ralbag as Mgmt For For For
External
Director
2 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
3 Renew Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
4 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
5 Extend Indemnification Mgmt For For For
and Exemption of
Directors and
Officers
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
ICL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CUSIP M53213100 10/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Bridge Mgmt For For For
Supply Agreement with
Tamar
Reservoir
2 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Idexx Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDXX CUSIP 45168D104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce L. Claflin Mgmt For For For
2 Elect Asha S. Collins Mgmt For For For
3 Elect Daniel M. Junius Mgmt For For For
4 Elect Sam Samad Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Incitec Pivot
Ticker Security ID: Meeting Date Meeting Status
IPL CINS Q4887E101 12/18/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect George Blitz Mgmt For For For
3 Re-elect Brian G. Mgmt For For For
Kruger
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Jeanne
Johns)
________________________________________________________________________________
IOI Corporation Bhd
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rahamat Bivi Mgmt For For For
Binti
Yusoff
2 Elect LEE Yeow Chor Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Directors' Benefits Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Retention of Mgmt For For For
Karownakaran
Karunakaran a/l
Ramasamy as an
Independent
Director
7 Retention of CHEAH Tek Mgmt For For For
Kuang Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
K & S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/12/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Ratification of Mgmt For Abstain Against
Management Board
Acts
9 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Markus Heldt as Mgmt For For For
Supervisory Board
Member
12 Management Board Mgmt For For For
Remuneration
Policy
13 Supervisory Board Mgmt For For For
Remuneration
Policy
14 Increase in Authorised Mgmt For For For
Capital
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/18/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Oi Hian Mgmt For For For
2 Elect YEOH Eng Khoon Mgmt For Against Against
3 Elect Anne Rodrigues Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Renewal of Authority Mgmt For For For
to Repurchase and
Reissue
Shares
8 Renewal of Mgmt For For For
Shareholders' Mandate
for Related Party
Transactions
9 Dividend Reinvestment Mgmt For For For
Plan
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/19/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For For For
3 Elect Yuichi Kitao Mgmt For For For
4 Elect Masato Yoshikawa Mgmt For For For
5 Elect Toshihiko Mgmt For For For
Kurosawa
6 Elect Dai Watanabe Mgmt For For For
7 Elect Yuzuru Matsuda Mgmt For For For
8 Elect Koichi Ina Mgmt For For For
9 Elect Yutaro Shintaku Mgmt For For For
10 Elect Kumi Arakane Mgmt For For For
Kumi
Kameyama
11 Elect Yuri Furusawa as Mgmt For For For
Statutory
Auditor
12 Directors' Fees Mgmt For For For
13 Bonus Mgmt For For For
________________________________________________________________________________
Leroy Seafood Group
Ticker Security ID: Meeting Date Meeting Status
LSG CINS R4279D108 05/26/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Agenda Mgmt For TNA N/A
8 Remuneration Policy Mgmt For TNA N/A
9 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits
and
Dividends
10 Directors' Fees Mgmt For TNA N/A
11 Nomination Committee Mgmt For TNA N/A
Fees
12 Audit Committee Fees Mgmt For TNA N/A
13 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
14 Non-Voting Agenda Item N/A N/A TNA N/A
15 Elect Britt Katrine Mgmt For TNA N/A
Drivenes
16 Elect Didrik Munch Mgmt For TNA N/A
17 Elect Karoline Mogster Mgmt For TNA N/A
18 Authority to Mgmt For TNA N/A
Repurchase
Shares
19 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
20 Non-Voting Meeting Note N/A N/A TNA N/A
21 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Maruha Nichiro Corporation
Ticker Security ID: Meeting Date Meeting Status
1333 CINS J40015109 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigeru Ito Mgmt For Against Against
4 Elect Masaru Ikemi Mgmt For For For
5 Elect Osamu Momiyama Mgmt For For For
6 Elect Sadahiko Hanzawa Mgmt For For For
7 Elect Shinichiro Takeda Mgmt For For For
8 Elect Yoshiro Nakabe Mgmt For For For
9 Elect Somuku Iimura Mgmt For For For
10 Elect Sonoko Hatchoji Mgmt For For For
11 Elect Yoshito Kaneyama Mgmt For For For
12 Elect Katsue Okuda Mgmt For Against Against
________________________________________________________________________________
Mowi ASA
Ticker Security ID: Meeting Date Meeting Status
MOWI CINS R4S04H101 06/09/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports Mgmt For TNA N/A
9 Corporate Governance Mgmt For TNA N/A
Report
10 Remuneration Policy Mgmt For TNA N/A
(Advisory)
11 Remuneration Mgmt For TNA N/A
Guidelines for
Allocation of Options
(Binding)
12 Directors' Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Elect Ole Eirik Leroy Mgmt For TNA N/A
16 Elect Kristian Melhuus Mgmt For TNA N/A
17 Elect Lisbet N?ro Mgmt For TNA N/A
18 Elect Nicholays Mgmt For TNA N/A
Gheysens
19 Elect Kathrine Mgmt For TNA N/A
Fredriksen as a
Deputy Board
Member
20 Elect Merete Haugli to Mgmt For TNA N/A
the Nominating
Committee
21 Elect Ann Kristin Mgmt For TNA N/A
Brautaset to the
Nominating
Committee
22 Authority to Mgmt For TNA N/A
Distribute
Dividend
23 Authority to Mgmt For TNA N/A
Repurchase
Shares
24 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
25 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
26 Non-Voting Meeting Note N/A N/A TNA N/A
27 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Neogen Corp.
Ticker Security ID: Meeting Date Meeting Status
NEOG CUSIP 640491106 10/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Bruce Papesh Mgmt For For For
1.2 Elect Ralph A. Mgmt For For For
Rodriguez
1.3 Elect Catherine E. Mgmt For For For
Woteki
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NH Foods Ltd.
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihide Hata Mgmt For For For
3 Elect Tetsuhiro Kito Mgmt For For For
4 Elect Nobuhisa Ikawa Mgmt For For For
5 Elect Fumio Maeda Mgmt For For For
6 Elect Yasuko Kono Mgmt For For For
7 Elect Atsushi Iwasaki Mgmt For For For
8 Elect Hideo Arase Mgmt For For For
9 Elect Masahito Kataoka Mgmt For For For
10 Elect Sadanori Miyagai Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Nippon Suisan Kaisha, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shingo Hamada Mgmt For For For
3 Elect Seiji Takahashi Mgmt For For For
4 Elect Shinya Yamamoto Mgmt For For For
5 Elect Koji Umeda Mgmt For For For
6 Elect Shinya Yamashita Mgmt For For For
7 Elect Mikito Nagai Mgmt For For For
8 Elect Yuko Yasuda Mgmt For For For
9 Elect Tokio Matsuo Mgmt For For For
10 Elect Masahiro Yamamoto Mgmt For For For
11 Elect Tadashi Kanki Mgmt For For For
12 Trust Type Equity Plan Mgmt For For For
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Miranda C. Hubbs Mgmt For For For
1.5 Elect Raj S. Kushwaha Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Charles V. Magro Mgmt For Withhold Against
1.9 Elect Keith G. Martell Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Mayo M. Schmidt Mgmt For For For
1.12 Elect Nelson Luiz Mgmt For For For
Costa
Silva
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 05/25/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 ESG & Sustainability Mgmt For For For
Committee Chair
Fees
9 Ratification of Mgmt For For For
Executive Directors'
Acts
10 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 10/20/2020 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Heike van de Mgmt For For For
Kerkhof to the Board
of
Directors
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor Antoshin Mgmt N/A Abstain N/A
6 Elect Irina G. Bokova Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A Abstain N/A
Jr.
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Xavier Rolet Mgmt N/A For N/A
16 Elect Marcus J. Rhodes Mgmt N/A For N/A
17 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
18 Elect Sergey Sereda Mgmt N/A Abstain N/A
19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A
20 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
21 Elect Andrey V. Mgmt N/A For N/A
Sharonov
22 Directors' Fees Mgmt For For For
23 Elect Lusine F. Mgmt For For For
Agabekyan
24 Elect Ekaterina V. Mgmt For For For
Viktorova
25 Elect Olga Yu. Lizunova Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/22/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1Q2021)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2020)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 12/14/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.3 Elect Vincent Trius Mgmt For For For
1.4 Elect Andre Noguiera Mgmt For For For
de
Souza
1.5 Elect Farha Aslam Mgmt For For For
1.6 Elect Joanita Karoleski Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Arquimedes A. Mgmt For For For
Celis
1.9 Elect Ajay Menon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Certificate of
Incorporation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reduction of Water
Pollution
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to ESG
Metrics
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/11/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Benefits Mgmt For For For
4 Elect ONG Hung Hock Mgmt For For For
5 Elect SOH Chin Teck Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian bin Abdul
Rashid as Independent
Director
8 Retention of SOH Chin Mgmt For For For
Teck as Independent
Director
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/20/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Ratify Candidate's Mgmt For For For
Independence
Status
6 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
7 Request Cumulative Mgmt N/A Against N/A
Voting
8 Elect Rubens Ometto Mgmt For For For
Silveira
Mello
9 Elect Luis Henrique Mgmt For Against Against
Cals de Beauclair
Guimaraes
10 Elect Maria Rita de Mgmt For For For
Carvalho
Drummond
11 Elect Abel Gregorei Mgmt For For For
Halpern
12 Elect Marcelo Eduardo Mgmt For For For
Martins
13 Elect Janet Drysdale Mgmt For For For
14 Elect Burkhard Otto Mgmt For Against Against
Cordes
15 Elect Julio Fontana Mgmt For For For
Neto
16 Elect Riccardo Arduini Mgmt For For For
17 Elect Marcos Sawaya Mgmt For For For
Jank
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Rubens
Ometto Silveira
Mello
21 Allocate Cumulative Mgmt N/A Against N/A
Votes to Luis
Henrique Cals De
Beauclair
Guimaraes
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Maria Rita
de Carvalho
Drummond
23 Allocate Cumulative Mgmt N/A For N/A
Votes to Abel
Gregorei
Halpern
24 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo
Eduardo
Martins
25 Allocate Cumulative Mgmt N/A For N/A
Votes to Janet
Drysdale
26 Allocate Cumulative Mgmt N/A Against N/A
Votes to Burkhard
Otto
Cordes
27 Allocate Cumulative Mgmt N/A For N/A
Votes to Julio
Fontana
Neto
28 Allocate Cumulative Mgmt N/A For N/A
Votes to Riccardo
Arduini
29 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcos
Sawaya
Jank
30 Elect Board of Mgmt For Against Against
Director's Chair and
Vice-Chair
31 Supervisory Council Mgmt For For For
Size
32 Elect Luis Claudio Mgmt For Abstain Against
Rapparini
Soares
33 Elect Marcelo Curti Mgmt For Abstain Against
34 Elect Francisco Mgmt For Abstain Against
Silverio Morales
Cespede
35 Elect Cristina Anne Mgmt For Abstain Against
Betts
36 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre as
Supervisory Council
Member
Presented
by Minority
Shareholders
37 Elect Luis Claudio Mgmt For For For
Rapparini Soares as
Supervisory Council
Chair
38 Remuneration Policy Mgmt For Against Against
39 Supervisory Council Mgmt For For For
Fees
40 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
41 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 04/27/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Reduce Mgmt For For For
Share Capital
(Absorption of
Accumulated
Losses)
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Approve Company's Risk Mgmt For For For
Management
Policy
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 07/22/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
4 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 07/22/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Supervisory Council Mgmt For For For
Size
5 Elect Luis Claudio Mgmt For Abstain Against
Rapparini
Soares
6 Elect Francisco Mgmt For Abstain Against
Silverio Morales
Cespede
7 Elect Cristina Anne Mgmt For Abstain Against
Betts
8 Elect Marcelo Curti Mgmt For Abstain Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Reginaldo Mgmt For For For
Ferreira
Alexandre
11 Elect Marcos Tadeu de Mgmt For N/A N/A
Siquiera
12 Election Luis Mgmt For For For
Rapparini as
Supervisory Council
Chair
13 Remuneration policy Mgmt For Against Against
14 Supervisory Council Mgmt For For For
Fees
15 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rumo S.A.
Ticker Security ID: Meeting Date Meeting Status
RAIL3 CINS P8S114104 08/21/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Article Mgmt For For For
6 (Authorized
Capital);
Consolidation of
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Salmar Asa
Ticker Security ID: Meeting Date Meeting Status
SALM CINS R7445C102 06/08/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits
and
Dividends
9 Directors' and Mgmt For TNA N/A
Nomination Committee
Fees
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Corporate Governance Mgmt For TNA N/A
Report
12 Adoption of Mgmt For TNA N/A
Share-Based
Incentives
(Share-Based
Incentive
Scheme)
13 Remuneration Policy Mgmt For TNA N/A
(Advisory)
14 Approval of Mgmt For TNA N/A
Equity-Related
Remuneration Policy
(Binding)
15 Elect Leif Inge Mgmt For TNA N/A
Nordhammer
16 Elect Margrethe Hauge Mgmt For TNA N/A
17 Elect Magnus Dybvad Mgmt For TNA N/A
18 Elect Bjorn Wiggen to Mgmt For TNA N/A
the Nominating
Committee
19 Elect Karianne O. Tung Mgmt For TNA N/A
to the Nominating
Committee
20 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
21 Authority to Mgmt For TNA N/A
Repurchase
Shares
22 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
23 Authority to Mgmt For TNA N/A
Repurchase Shares
(Cancellation)
24 Non-Voting Meeting Note N/A N/A TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Salmar Asa
Ticker Security ID: Meeting Date Meeting Status
SALM CINS R7445C102 12/04/2020 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Agenda Mgmt For TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Authority to Mgmt For TNA N/A
Repurchase
Shares
9 Non-Voting Meeting Note N/A N/A TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Sanderson Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAFM CUSIP 800013104 02/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Bierbusse Mgmt For For For
2 Elect Mike Cockrell Mgmt For Against Against
3 Elect Edith Kelly-Green Mgmt For For For
4 Elect Suzanne T. Mgmt For For For
Mestayer
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
Schouw & Co.
Ticker Security ID: Meeting Date Meeting Status
SCHO CINS K86111166 04/15/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of Board
and CEO
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Directors' Fees Mgmt For For For
11 Amendments to Articles Mgmt For For For
(Editorial
Amendment)
12 Amendments to Articles Mgmt For For For
(Electronic
Communication)
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Jorgen Wisborg Mgmt For For For
15 Elect Hans Martin Smith Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Appointment of Auditor Mgmt For For For
18 Authorization to Carry Mgmt For For For
Out
Formalities
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sime Darby Plantation Berhad
Ticker Security ID: Meeting Date Meeting Status
SIMEPLT CINS Y7962H106 06/17/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Fees for Mgmt For For For
FY2020
3 Directors' Fees for Mgmt For For For
FY2021
4 Directors' Benefits Mgmt For For For
5 Elect Najmuddin bin Mgmt For For For
Khas
6 Elect Halipah binti Esa Mgmt For Against Against
7 Elect Mohd Anwar bin Mgmt For For For
Yahya
8 Elect Zaiton Mohd Mgmt For Against Against
Hassan
9 Elect Mohd. Nizam bin Mgmt For Against Against
Zainordin
10 Elect Henry Sackville Mgmt For For For
Barlow
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 01/22/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authorize the Board to Mgmt For For For
Set Terms and
Conditions for Share
Issuance
3 Amendments to Articles Mgmt For Abstain Against
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Risk Mgmt For For For
Rating
Agency
4 Appointment of Account Mgmt For For For
Inspectors
5 Investment Policy Mgmt For For For
6 Finance Policy Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors and Mgmt For Against Against
Committees'
Fees
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 09/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/29/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Elect HUANG Yao-Hsing Mgmt For For For
6 Elect HU Jong-I Mgmt For For For
7 Elect FAN Mei-Ling Mgmt For For For
8 Elect TAI Ko-Yuan Mgmt For For For
9 Elect HSU Min-Lin Mgmt For For For
10 Elect TSAO Chi-Hung Mgmt For For For
11 Elect LIN Su-Ming Mgmt For For For
12 Elect HO Yen-Sheng Mgmt For For For
13 Elect WENG Ming-Jang Mgmt For For For
14 Release of Non-compete Mgmt For For For
Restrictions for
Council of
Agriculture Executive
Yuan
15 Release of Non-compete Mgmt For For For
Restrictions for TSAO
Chi-Hung
16 Release of Non-compete Mgmt For For For
Restrictions for LIN
Su-Ming
17 Release of Non-compete Mgmt For For For
Restrictions for WENG
Ming-Jang
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Oscar de Paula Mgmt For For For
Bernardes
Neto
3 Elect Gregory L. Ebel Mgmt For For For
4 Elect Timothy S. Gitzel Mgmt For For For
5 Elect Denise C. Johnson Mgmt For For For
6 Elect Emery N. Koenig Mgmt For For For
7 Elect James C. O'Rourke Mgmt For For For
8 Elect David T. Seaton Mgmt For For For
9 Elect Steven M. Seibert Mgmt For For For
10 Elect Luciano Siani Mgmt For For For
Pires
11 Elect Gretchen Watkins Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
The Toro Company
Ticker Security ID: Meeting Date Meeting Status
TTC CUSIP 891092108 03/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Janet K. Cooper Mgmt For For For
1.2 Elect Gary L. Ellis Mgmt For For For
1.3 Elect Michael G. Vale Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Joy Brown Mgmt For For For
1.3 Elect Ricardo Cardenas Mgmt For For For
1.4 Elect Denise L. Jackson Mgmt For For For
1.5 Elect Thomas A. Mgmt For For For
Kingsbury
1.6 Elect Ramkumar Krishnan Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Harry A. Lawton Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Treasury Wine Estates Limited
Ticker Security ID: Meeting Date Meeting Status
TWE CINS Q9194S107 11/05/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Antonia (Toni) Mgmt For For For
Korsanos
3 Re-elect Ed CHAN Yiu Mgmt For For For
Cheong
4 Re-elect Louisa CHEANG Mgmt For For For
5 Re-elect Warwick Mgmt For For For
Every-Burns
6 Re-elect Garry A. Mgmt For For For
Hounsell
7 Re-elect Colleen E. Jay Mgmt For For For
8 Re-elect Lauri Shanahan Mgmt For For For
9 Re-elect Paul Rayner Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Equity Grant (MD/CEO Mgmt For For For
Tim
Ford)
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Les R. Baledge Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Dean Banks Mgmt For For For
5 Elect Mike D. Beebe Mgmt For For For
6 Elect Maria Claudia Mgmt For For For
Borras
7 Elect David J. Bronczek Mgmt For For For
8 Elect Mikel A. Durham Mgmt For For For
9 Elect Jonathan D. Mgmt For For For
Mariner
10 Elect Kevin M. McNamara Mgmt For For For
11 Elect Cheryl S. Miller Mgmt For For For
12 Elect Jeffrey K. Mgmt For For For
Schomburger
13 Elect Robert Thurber Mgmt For For For
14 Elect Barbara A. Tyson Mgmt For For For
15 Elect Noel White Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/15/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LIM Siong Guan Mgmt For For For
5 Elect KUOK Khoon Hong Mgmt For Against Against
6 Elect PUA Seck Guan Mgmt For For For
7 Elect Kishore Mahbubani Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For Against Against
Options and Issue
Shares under the
Wilmar Executive
Share Option Scheme
2019
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/06/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits
and
Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Corporate Governance Mgmt For TNA N/A
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Cancellation of Shares Mgmt For TNA N/A
14 Authority to Mgmt For TNA N/A
Repurchase
Shares
15 Amendments to Articles Mgmt For TNA N/A
16 Non-Voting Meeting Note N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Yara International ASA.
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 11/17/2020 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting Mgmt For TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chair
7 Additional Dividend Mgmt For TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanjay Khosla Mgmt For For For
2 Elect Antoinette R. Mgmt For For For
Leatherberry
3 Elect Willie M. Reed Mgmt For For For
4 Elect Linda Rhodes Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
Fund Name : VanEck Vectors BDC Income ETF
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U502 08/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeanette Loeb Mgmt For For For
1.2 Elect Frank C. Puleo Mgmt For For For
1.3 Elect Howard T. Widra Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael K. Parks Mgmt For For For
2 Elect Robert L. Rosen Mgmt For Against Against
3 Elect Bennett Rosenthal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ARCC CUSIP 04010L103 08/13/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
Bain Capital Specialty Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCSF CUSIP 05684B107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Ewald Mgmt For For For
2 Elect Jay Margolis Mgmt For For For
3 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Barings BDC Inc
Ticker Security ID: Meeting Date Meeting Status
BBDC CUSIP 06759L103 12/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock Below
NAV
3 Amendment to the Mgmt For For For
Investment Advisory
Agreement
4 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Barings BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
BBDC CUSIP 06759L103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Mihalick Mgmt For For For
2 Elect Thomas W. Okel Mgmt For For For
3 Elect Jill Olmstead Mgmt For For For
4 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
BlackRock TCP Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
TCPC CUSIP 09259E108 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Corbet
1.2 Elect Eric J. Draut Mgmt For For For
1.3 Elect Andrea Petro Mgmt For For For
1.4 Elect M. Freddie Reiss Mgmt For Withhold Against
1.5 Elect Peter E. Schwab Mgmt For For For
1.6 Elect Karyn L. Williams Mgmt For For For
1.7 Elect Howard M. Mgmt For For For
Levkowitz
1.8 Elect Rajneesh Vig Mgmt For For For
2 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
Capital Southwest Corporation
Ticker Security ID: Meeting Date Meeting Status
CSWC CUSIP 140501107 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine S. Mgmt For For For
Battist
1.2 Elect David R. Brooks Mgmt For For For
1.3 Elect Bowen S. Diehl Mgmt For For For
1.4 Elect Jack D. Furst Mgmt For For For
1.5 Elect T. Duane Morgan Mgmt For For For
1.6 Elect William R. Thomas Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FS KKR Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
FSK CUSIP 302635206 05/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Issuance of Common Mgmt For For For
Stock (for
Merger)
3 Amendment to the Mgmt For For For
Investment Advisory
Agreement
________________________________________________________________________________
FS KKR Capital Corp.
Ticker Security ID: Meeting Date Meeting Status
FSK CUSIP 302635107 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth J. Mgmt For For For
Sandler
1.2 Elect Michael J. Hagan Mgmt For For For
1.3 Elect Jeffrey K. Harrow Mgmt For For For
1.4 Elect James H. Kropp Mgmt For For For
2 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
FS KKR Capital Corp. II
Ticker Security ID: Meeting Date Meeting Status
FSKR CUSIP 35952V303 05/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Gladstone Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
GLAD CUSIP 376535100 02/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry Lee Mgmt For For For
Brubaker
1.2 Elect Caren D. Merrick Mgmt For For For
1.3 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gladstone Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
GAIN CUSIP 376546107 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony W. Parker Mgmt For For For
2 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
Goldman Sachs BDC Inc
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 10/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Charter Amendments Mgmt For For For
Pursuant to
Merger
3 Merger Share Issuance Mgmt For For For
________________________________________________________________________________
Goldman Sachs BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSBD CUSIP 38147U107 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos E. Evans Mgmt For For For
1.2 Elect Timothy J. Leach Mgmt For For For
1.3 Elect Susan B. McGee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Golub Capital BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
GBDC CUSIP 38173M102 02/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baily Mgmt For For For
2 Elect Kenneth F. Mgmt For For For
Bernstein
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hercules Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTGC CUSIP 427096508 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gayle Crowell Mgmt For For For
1.2 Elect Thomas J. Fallon Mgmt For For For
1.3 Elect Bradford C. Mgmt For For For
Koenig
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Main Street Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
MAIN CUSIP 56035L104 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arthur L. French Mgmt For For For
2 Elect J. Kevin Griffin Mgmt For For For
3 Elect John E. Jackson Mgmt For Against Against
4 Elect Brian E. Lane Mgmt For For For
5 Elect Kay Matthews Mgmt For For For
6 Elect Dunia A. Shive Mgmt For For For
7 Elect Stephen B. Mgmt For For For
Solcher
8 Elect Vincent D. Foster Mgmt For For For
9 Elect Dwayne L. Hyzak Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amend Articles to Mgmt For For For
Permit Shareholders
to Amend
Bylaws
________________________________________________________________________________
New Mountain Finance Corporation
Ticker Security ID: Meeting Date Meeting Status
NMFC CUSIP 647551100 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R Kline Mgmt For For For
1.2 Elect David Ogens Mgmt For For For
1.3 Elect Adam B. Weinstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Sloane Mgmt For For For
1.2 Elect Peter Downs Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newtek Business Services Corp.
Ticker Security ID: Meeting Date Meeting Status
NEWT CUSIP 652526203 07/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
2 Amendment to Allow Mgmt For For For
Shareholders Amend
By-Laws
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Oaktree Specialty Lending Corporation
Ticker Security ID: Meeting Date Meeting Status
OCSL CUSIP 67401P108 03/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah Gero Mgmt For For For
2 Elect Craig A. Jacobson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Merger Mgmt For For For
________________________________________________________________________________
Owl Rock Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCC CUSIP 69121K104 03/17/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Investment Advisory
Agreement
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PNNT CUSIP 70806A106 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marshall Brozost Mgmt For Against Against
2 Elect Adam K. Bernstein Mgmt For Against Against
3 Elect Jeffrey Flug Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PennantPark Companies
Ticker Security ID: Meeting Date Meeting Status
PFLT CUSIP 70806A106 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marshall Brozost Mgmt For Against Against
2 Elect Samuel L. Katz Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prospect Capital Corp
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 12/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Gremp Mgmt For Against Against
2 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Fees
(Non-Binding)
________________________________________________________________________________
Prospect Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PSEC CUSIP 74348T102 06/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
Sixth Street Specialty Lending, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 83012A109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Mgmt For Withhold Against
Higginbotham
1.2 Elect David Stiepleman Mgmt For For For
1.3 Elect Ronald Tanemura Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sixth Street Specialty Lending, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLX CUSIP 83012A109 05/26/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
Solar Capital Ltd
Ticker Security ID: Meeting Date Meeting Status
SLRC CUSIP 83413U100 10/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Spohler Mgmt For Withhold Against
1.2 Elect Steven Hochberg Mgmt For For For
2 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
TCG BDC Inc
Ticker Security ID: Meeting Date Meeting Status
CGBD CUSIP 872280102 10/28/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Sell or Mgmt For For For
Issue Shares Below
Net Asset
Value
________________________________________________________________________________
TCG BDC, Inc.
Ticker Security ID: Meeting Date Meeting Status
CGBD CUSIP 872280102 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nigel D. T. Mgmt For For For
Andrews
2 Elect Aren C. LeeKong Mgmt For For For
3 Elect William H. Mgmt For For For
Wright
II
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TriplePoint Venture Growth BDC Corp.
Ticker Security ID: Meeting Date Meeting Status
TPVG CUSIP 89677Y100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sajal K. Mgmt For For For
Srivastava
2 Elect Stephen A. Mgmt For Abstain Against
Cassani
3 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Biotech ETF
________________________________________________________________________________
10x Genomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CUSIP 88025U109 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bryan E. Roberts Mgmt For For For
2 Elect Kimberly J. Mgmt For For For
Popovits
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AstraZeneca Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Alnylam Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALNY CUSIP 02043Q107 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect Olivier Mgmt For For For
Brandicourt
3 Elect Marsha H. Fanucci Mgmt For For For
4 Elect David E.I. Pyott Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect Robert A. Bradway Mgmt For For For
3 Elect Brian J. Druker Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Greg C. Garland Mgmt For For For
6 Elect Charles M. Mgmt For For For
Holley,
Jr.
7 Elect Tyler Jacks Mgmt For For For
8 Elect Ellen J. Kullman Mgmt For For For
9 Elect Amy E. Miles Mgmt For For For
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect R. Sanders Mgmt For For For
Williams
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BeiGene, Ltd.
Ticker Security ID: Meeting Date Meeting Status
BGNE CUSIP 07725L102 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald W. Glazer Mgmt For For For
2 Elect Michael Goller Mgmt For For For
3 Elect Thomas R. Malley Mgmt For For For
4 Elect Corazon D. Mgmt For For For
Sanders
5 Ratification of Auditor Mgmt For For For
6 Approval of a Share Mgmt For Against Against
Issue
Mandate
7 Connected Person Mgmt For Against Against
Placing Authorization
I
8 Connected Person Mgmt For Against Against
Placing Authorization
IA (For the Issue of
RMB
Shares)
9 Connected Person Mgmt For Against Against
Placing Authorization
II
10 Connected Person Mgmt For Against Against
Placing Authorization
IIA (For the Issue of
RMB
Shares)
11 Approval of Amgen's Mgmt For For For
Direct Purchase
Option
12 Approval of Restricted Mgmt For For For
Share Unit Grant to
John V.
Oyler
13 Approval of Restricted Mgmt For For For
Share Unit Grant to
Xiaodong
Wang
14 Approval of Restricted Mgmt For For For
Share Unit Grant to
Other Non-Executive
and Independent
Non-Executive
Directors
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Adoption of New Mgmt For Against Against
Articles
17 Approve the Mgmt For For For
Adjournment of the
Annual
Meeting
________________________________________________________________________________
BeiGene, Ltd.
Ticker Security ID: Meeting Date Meeting Status
BGNE CUSIP 07725L102 11/20/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Common Mgmt For For For
Stock
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Maria C. Freire Mgmt For For For
4 Elect William A. Mgmt For For For
Hawkins
5 Elect William D. Jones Mgmt For For For
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Jesus B. Mantas Mgmt For For For
8 Elect Richard C. Mgmt For For For
Mulligan
9 Elect Stelios Mgmt For For For
Papadopoulos
10 Elect Brian S. Posner Mgmt For For For
11 Elect Eric K. Rowinsky Mgmt For For For
12 Elect Stephen A. Mgmt For For For
Sherwin
13 Elect Michel Vounatsos Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Federal Mgmt For Against Against
Forum
Provision
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Biomarin Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
BMRN CUSIP 09061G101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Jacques Mgmt For For For
Bienaime
1.2 Elect Elizabeth McKee Mgmt For For For
Anderson
1.3 Elect Willard H. Dere Mgmt For For For
1.4 Elect Michael Grey Mgmt For For For
1.5 Elect Elaine J. Heron Mgmt For Withhold Against
1.6 Elect Maykin Ho Mgmt For For For
1.7 Elect Robert J. Hombach Mgmt For For For
1.8 Elect V. Bryan Lawlis Mgmt For For For
1.9 Elect Richard A. Meier Mgmt For For For
1.10 Elect David E.I. Pyott Mgmt For For For
1.11 Elect Dennis J. Slamon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
BioNTech SE
Ticker Security ID: Meeting Date Meeting Status
BNTX CUSIP 09075V102 06/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Management Board
Acts
2 Ratification of Mgmt For For For
Supervisory Board
Acts
3 Appointment of Auditor Mgmt For For For
4 Increase in Authorised Mgmt For For For
Capital
5 Amendment to Stock Mgmt For For For
Option
Plan
6 Stock Option Plan Mgmt For For For
2021; Increase in
Conditional
Capital
7 Amendments to Mgmt For For For
Authority to
Repurchase and
Reissue Shares
(Technical)
8 Amendments to Mgmt For Against Against
Authority to
Repurchase and
Reissue Shares
(Expansion of
Repurchasing
Authority)
9 Management Board Mgmt For For For
Remuneration
Policy
10 Supervisory Board Mgmt For For For
Remuneration
Policy
11 Cancellation of Mgmt For For For
Intra-Company Control
Agreement with JPT
Peptide Technologies
GmbH
12 Approval of Mgmt For For For
Intra-Company Control
Agreement with JPT
Peptide Technologies
GmbH
13 Approval of Mgmt For For For
Intra-Company Control
Agreement with
BioNTech
Manufacturing Marburg
GmbH
14 Approval of Mgmt For For For
Intra-Company Control
Agreement with reSano
GmbH
________________________________________________________________________________
Charles River Laboratories International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRL CUSIP 159864107 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Foster Mgmt For For For
2 Elect Nancy C. Andrews Mgmt For For For
3 Elect Robert J. Mgmt For For For
Bertolini
4 Elect Deborah T. Mgmt For For For
Kochevar
5 Elect George Llado, Sr. Mgmt For For For
6 Elect Martin Mackay Mgmt For For For
7 Elect George E. Massaro Mgmt For For For
8 Elect George M. Milne, Mgmt For For For
Jr.
9 Elect C. Richard Reese Mgmt For For For
10 Elect Richard F. Mgmt For For For
Wallman
11 Elect Virginia M. Mgmt For For For
Wilson
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CRISPR Therapeutics AG
Ticker Security ID: Meeting Date Meeting Status
CRSP CUSIP H17182108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Elect Rodger Novak Mgmt For For For
5 Elect Samarth Kulkarni Mgmt For For For
6 Elect Ali Behbahani Mgmt For Against Against
7 Elect Bradley J. Bolzon Mgmt For For For
8 Elect Simeon J. George Mgmt For For For
9 Elect John T. Greene Mgmt For For For
10 Elect Katherine A. High Mgmt For For For
11 Elect Douglas A. Treco Mgmt For For For
12 Elect H. Edward Mgmt For For For
Fleming
Jr.
13 Elect Ali Behbahani Mgmt For Against Against
14 Elect Simeon J. George Mgmt For For For
15 Elect John T. Greene Mgmt For For For
16 Board Compensation Mgmt For For For
(Fixed)
17 Board Compensation Mgmt For Against Against
(variable)
18 Executive Compensation Mgmt For For For
(Fixed)
19 Executive Compensation Mgmt For For For
(Short-Term
Variable)
20 Executive Compensation Mgmt For For For
(Long-Term
Variable)
21 Increase in Mgmt For Against Against
Conditional Share
Capital For Employee
Benefit
Plans
22 Approval of Increasing Mgmt For For For
the Maximum Size of
the
Board
23 Increase in Authorised Mgmt For Against Against
Capital
24 Election of Mgmt For For For
Independent Voting
Rights
Representative
25 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exact Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 06/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Clancy Mgmt For For For
1.2 Elect Pierre Jacquet Mgmt For For For
1.3 Elect Daniel J. Mgmt For For For
Levangie
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exact Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eli Casdin Mgmt For For For
1.2 Elect James E. Doyle Mgmt For For For
1.3 Elect Freda C. Mgmt For For For
Lewis-Hall
1.4 Elect Kathleen Sebelius Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Guardant Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
GH CUSIP 40131M109 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Helmy Eltoukhy Mgmt For For For
2 Elect AmirAli Talasaz Mgmt For For For
3 Elect Bahija Jallal Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline D. Dorsa Mgmt For For For
2 Elect Robert S. Epstein Mgmt For For For
3 Elect Scott Gottlieb Mgmt For For For
4 Elect Gary S. Guthart Mgmt For For For
5 Elect Philip W. Mgmt For For For
Schiller
6 Elect John W. Thompson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Incyte Corporation
Ticker Security ID: Meeting Date Meeting Status
INCY CUSIP 45337C102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julian C. Baker Mgmt For For For
2 Elect Jean-Jacques Mgmt For For For
Bienaime
3 Elect Paul J. Clancy Mgmt For For For
4 Elect Wendy L. Dixon Mgmt For For For
5 Elect Jacqualyn A. Mgmt For For For
Fouse
6 Elect Edmund P. Mgmt For For For
Harrigan
7 Elect Katherine A. High Mgmt For For For
8 Elect Herve Hoppenot Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ionis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IONS CUSIP 462222100 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brett P. Monia Mgmt For For For
1.2 Elect Frederick T. Muto Mgmt For Withhold Against
1.3 Elect Peter N. Reikes Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IQVIA Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
IQV CUSIP 46266C105 04/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ari Bousbib Mgmt For For For
1.2 Elect John M. Leonard Mgmt For For For
1.3 Elect Todd B. Sisitsky Mgmt For For For
2 Frequency of Advisory Mgmt N/A 1 Year N/A
Vote on Executive
Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement for Bylaw
Amendments
4 Elimination of Mgmt For For For
Supermajority
Requirement for
Director
Removals
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Moderna, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRNA CUSIP 60770K107 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Langer Mgmt For For For
1.2 Elect Elizabeth G. Mgmt For For For
Nabel
1.3 Elect Elizabeth E. Mgmt For For For
Tallett
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neurocrine Biosciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
NBIX CUSIP 64125C109 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Rastetter
1.2 Elect George J. Morrow Mgmt For For For
1.3 Elect Leslie V. Norwalk Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Novavax, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVAX CUSIP 670002401 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Douglas
2 Elect Margaret G. Mgmt For For For
McGlynn
3 Elect David M. Mott Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
6 Ratification of April Mgmt For Against Against
2020 Equity
Grants
7 Ratification of June Mgmt For Against Against
2020 Equity
Grants
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QIAGEN N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CUSIP N72482123 06/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Elect Metin Colpan Mgmt For For For
6 Elect Thomas Ebeling Mgmt For For For
7 Elect Toralf Haag Mgmt For For For
8 Elect Ross L. Levine Mgmt For For For
9 Elect Elaine Mardis Mgmt For For For
10 Elect Lawrence A. Rosen Mgmt For For For
11 Elect Elizabeth E. Mgmt For For For
Tallett
12 Elect Thierry Bernard Mgmt For For For
13 Elect Roland Sackers Mgmt For For For
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Supervisory Board Mgmt For Against Against
Remuneration
Policy
16 Supervisory Board Mgmt For Against Against
Members'
Fees
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
19 Authority to Suppress Mgmt For For For
Preemptive
Rights
20 Authority to Suppress Mgmt For Against Against
Preemptive Rights for
Mergers, Acquisitions
and Strategic
Alliances
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendment to Articles Mgmt For For For
In Connection with
Changes to Dutch
Law
________________________________________________________________________________
Quidel Corporation
Ticker Security ID: Meeting Date Meeting Status
QDEL CUSIP 74838J101 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas C. Bryant Mgmt For For For
1.2 Elect Kenneth F. Mgmt For For For
Buechler
1.3 Elect Edward L. Michael Mgmt For For For
1.4 Elect Kathy Ordonez Mgmt For For For
1.5 Elect Mary Lake Polan Mgmt For For For
1.6 Elect Ann D. Rhoads Mgmt For For For
1.7 Elect Charles P. Slacik Mgmt For For For
1.8 Elect Matthew W. Mgmt For For For
Strobeck
1.9 Elect Kenneth J. Widder Mgmt For Withhold Against
1.10 Elect Joseph D. Mgmt For For For
Wilkins
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Anthony Coles Mgmt For Against Against
2 Elect Arthur F. Ryan Mgmt For Against Against
3 Elect George L. Sing Mgmt For Against Against
4 Elect Marc Mgmt For For For
Tessier-Lavigne
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seagen Inc.
Ticker Security ID: Meeting Date Meeting Status
SGEN CUSIP 81181C104 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Felix J. Baker Mgmt For For For
2 Elect Clay B. Siegall Mgmt For For For
3 Elect Nancy A. Simonian Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sangeeta N. Mgmt For For For
Bhatia
2 Elect Lloyd A. Carney Mgmt For For For
3 Elect Alan M. Garber Mgmt For For For
4 Elect Terrence C. Mgmt For For For
Kearney
5 Elect Reshma Mgmt For For For
Kewalramani
6 Elect Yuchun Lee Mgmt For For For
7 Elect Jeffrey M. Leiden Mgmt For For For
8 Elect Margaret G. Mgmt For For For
McGlynn
9 Elect Diana McKenzie Mgmt For For For
10 Elect Bruce I. Sachs Mgmt For For For
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
Fund Name : VanEck Vectors Brazil Small-Cap ETF
________________________________________________________________________________
3R Petroleum Oleo E Gas S.A
Ticker Security ID: Meeting Date Meeting Status
RRRP3 CINS P0001U105 04/26/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Valuation Report (3R Mgmt For For For
Petroleum e
Participacoes
S.A.)
5 Authority to Reduce Mgmt For For For
Share
Capital
6 Consolidation of Mgmt For For For
Articles
7 Amendment to Company's Mgmt For For For
Stock Option
Plan
8 Authorization of Legal Mgmt For For For
Formalities
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
10 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
3R Petroleum Oleo E Gas S.A
Ticker Security ID: Meeting Date Meeting Status
RRRP3 CINS P0001U105 04/26/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Discharge of Directors Mgmt For For For
5 Directors' Fees 2020 Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Guillaume van Mgmt For For For
der
Linden
8 Elect Ivo Sarjanovic Mgmt For For For
9 Elect Mark Schachter Mgmt For For For
10 Directors' Fees 2021 Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 01/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Merger; Waiver of Mgmt For For For
Establishment of
Independent
Committee
4 Authority to Subscribe Mgmt For For For
Shares
5 Acquisitions (Ventus Mgmt For For For
and
SPE)
6 Ratify Granting of Mgmt For For For
Powers
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 07/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Aes Tiete Energia S.A.
Ticker Security ID: Meeting Date Meeting Status
TIET3 CINS P30641115 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Elect Julian Jose Mgmt For For For
Nebreda
Marquez
7 Elect Charles Lenzi Mgmt For For For
8 Elect Susan Pasley Mgmt For Against Against
Keppelman
Harcourt
9 Elect Francisco Jose Mgmt For For For
Morandi
Lopez
10 Elect Bernerd Raymond Mgmt For Against Against
Da Santos
Avila
11 Elect Leonardo Mgmt For Against Against
Eleuterio
Moreno
12 Elect Krista Sweigart Mgmt For For For
13 Elect Franklin Lee Mgmt For Against Against
Feder
14 Elect Denise Duarte Mgmt For For For
Damiani
15 Elect Fellipe Agostini Mgmt For For For
Silva
16 Elect Roberto Oliveira Mgmt For For For
de
Lima
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Julian Jose
Nebreda
Marquez
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Charles
Lenzi
21 Allocate Cumulative Mgmt N/A Against N/A
Votes to Susan Pasley
Keppelman
Harcourt
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Francisco
Jose Morandi
Lopez
23 Allocate Cumulative Mgmt N/A Against N/A
Votes to Bernerd
Raymond Da Santos
Avila
24 Allocate Cumulative Mgmt N/A Against N/A
Votes to Leonardo
Eleuterio
Moreno
25 Allocate Cumulative Mgmt N/A For N/A
Votes to Krista
Sweigart
26 Allocate Cumulative Mgmt N/A Against N/A
Votes to Franklin Lee
Feder
27 Allocate Cumulative Mgmt N/A For N/A
Votes to Denise
Duarte
Damiani
28 Allocate Cumulative Mgmt N/A For N/A
Votes to Fellipe
Agostini
Silva
29 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto
Oliveira de
Lima
30 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
31 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Preferred)
32 Supervisory Council Mgmt For For For
Size
33 Elect Mario Shinzato Mgmt For For For
34 Elect Raimundo Claudio Mgmt For For For
Batista
35 Elect Luiz Edudardo Mgmt For For For
Frisoni
Junior
36 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
37 Non-Voting Meeting Note N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aliansce Sonae Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSO3 CINS P0R623102 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Renato
Feitosa
Rique
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Hilary Jo
Spann
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcela
Dutra
Drigo
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Fernando
Maria Guedes Machado
Antunes de
Oliveira
15 Allocate Cumulative Mgmt N/A Against N/A
Votes to Volker
Kraft
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Luiz Alves
Paes de
Barros
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Alexandre
Silveira
Dias
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
19 Remuneration Policy Mgmt For Against Against
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
21 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Aliansce Sonae Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
ALSO3 CINS P0R623102 04/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Against Against
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Jose Luiz de
Godoy
Pereira
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Paulo
Roberto de Godoy
Pereira
14 Allocate Cumulative Mgmt N/A Against N/A
Votes to Marcelo
Tosto de Oliveira
Carvalho
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo de
Almeida
Pires
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Oswaldo
Errerias
Ortega
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Rogerio
Paulo Calderon
Peres
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Humberto
Falcao
Martins
19 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
20 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Preferred)
21 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
22 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Alupar Investimento S.A.
Ticker Security ID: Meeting Date Meeting Status
ALUP3 CINS P0R676126 04/27/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Ambipar Participacoes E Empreendimentos SA
Ticker Security ID: Meeting Date Meeting Status
AMBP3 CINS P0R77M103 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anima Holding S.A
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 08/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Acquisition of Mgmt For For For
Equity Interest
(CESUV - Centro de
Ensino Superior de
Vespasiano
Ltda)
4 Ratify Acquisition of Mgmt For For For
Equity Interest (CESG
- Centro de Educacao
Superior de Guanambi
S.A)
5 Elect Jose Afonso Mgmt For For For
Alves
Castanheira
6 Elect Paula Alexandra Mgmt For For For
de Oliveira Goncalves
Bellizia
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Afonso
Alves
Castanheira
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paula
Alexandra de Oliveira
Goncalves
Bellizia
________________________________________________________________________________
Anima Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 02/18/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Relocation of Mgmt For For For
Company's Registered
Address
4 Amendments to Article Mgmt For For For
3 (Registered
Address)
5 Stock Split Mgmt For For For
6 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
7 Consolidation of Mgmt For For For
Articles
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anima Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/26/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Elect Daniel Faccini Mgmt For Against Against
Castanho
8 Elect Mauricio Mgmt For For For
Nogueira
Escobar
9 Elect Gabriel Ralston Mgmt For For For
Correa
Ribeiro
10 Elect Antonoaldo Mgmt For For For
Grangeon Trancoso
Neves
11 Elect Silvio Jose Mgmt For For For
Genesini
Junior
12 Elect Jose Afonso Mgmt For For For
Alves
Castanheira
13 Elect Paula Alexandra Mgmt For For For
de Oliveira Goncalves
Bellizia
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
16 Allocate Cumulative Mgmt N/A Against N/A
Votes to Daniel
Faccini
Castanho
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Mauricio
Nogueira
Escobar
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Gabriel
Ralston Correa
Ribeiro
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Antonoaldo
Grangeon Trancoso
Neves
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Silvio Jose
Genesini
Junior
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Afonso
Alves
Castanheira
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Paula
Alexandra de Oliveira
Goncalves
Bellizia
23 Request Cumulative Mgmt N/A Against N/A
Voting
24 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Anima Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 04/26/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article 3 Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Amendment to Long-Term Mgmt For For For
Incentive
Plans
________________________________________________________________________________
Anima Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 11/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Increase in Authorized Mgmt For Against Against
Capital
5 Consolidation of Mgmt For Against Against
Articles
________________________________________________________________________________
Anima Holding S.A.
Ticker Security ID: Meeting Date Meeting Status
ANIM3 CINS P4611H116 11/26/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition (Rede Mgmt For For For
Internacional de
Universidades
Laureate
Ltda)
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Arco Platform Limited
Ticker Security ID: Meeting Date Meeting Status
ARCE CUSIP G04553106 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Financial Mgmt For For For
Statements and
Auditor's
Report
2 Elect Carla Mgmt For For For
Schmitzberger
3 Elect Beatriz Amary Mgmt For For For
________________________________________________________________________________
Arcos Dorados Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
ARCO CUSIP G0457F107 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3.1 Elect Michael Chu Mgmt For For For
3.2 Elect Jose Alberto Mgmt For For For
Velez
3.3 Elect Jose Fernandez Mgmt For For For
________________________________________________________________________________
Arcos Dorados Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ARCO CUSIP G0457F107 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
3.1 Elect Woods Staton Mgmt For For For
3.2 Elect Sergio Alonso Mgmt For For For
3.3 Elect Francisco Staton Mgmt For For For
________________________________________________________________________________
Arezzo Industria E Comercio S.A.
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Elect Alessandro Mgmt For For For
Giuseppe
Carlucci
8 Elect Jose Ernesto Mgmt For Against Against
Beni
Bolonha
9 Elect Alexandre Cafe Mgmt For For For
Birman
10 Elect Guilherme Mgmt For Against Against
Affonso
Ferreira
11 Elect Renata Mgmt For For For
Figueiredo de Moraes
Vichi
12 Elect Rony Meisler Mgmt For For For
13 Elect Juliana Buchaim Mgmt For For For
Correa da
Fonseca
14 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Alessandro
Giuseppe
Carlucci
16 Allocate Cumulative Mgmt N/A Against N/A
Votes to Jose Ernesto
Beni
Bolonha
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Alexandre
Cafe
Birman
18 Allocate Cumulative Mgmt N/A Against N/A
Votes to Guilherme
Affonso
Ferreira
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Renata
Figueiredo de Moraes
Vichi
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Rony
Meisler
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Juliana
Buchaim Correa da
Fonseca
22 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
23 Elect Alessandro Mgmt For For For
Giuseppe Carlucci as
Board
Chair
24 Elect Jose Ernesto Mgmt For Against Against
Beni Bolonha as Board
Vice
Chair
25 Ratify Candidates' Mgmt For For For
Independence
Status
26 Remuneration Policy Mgmt For Against Against
27 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arezzo Industria E Comercio S.A.
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For Against Against
Capital
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Arezzo Industria E Comercio S.A.
Ticker Security ID: Meeting Date Meeting Status
ARZZ3 CINS P04508100 11/27/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Increase in Share Mgmt For For For
Capital
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Merger (Vamoquevamo Mgmt For For For
Empreendimentos e
Participacoes
S.A.)
8 Authorization of Legal Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Azul S.A.
Ticker Security ID: Meeting Date Meeting Status
AZUL4 CUSIP 05501U106 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration policy Mgmt For Against Against
________________________________________________________________________________
Banco ABC Brasil SA
Ticker Security ID: Meeting Date Meeting Status
ABCB4 CINS P0763M135 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Banco do Estado do Rio Grande do Sul SA
Ticker Security ID: Meeting Date Meeting Status
BRSR3 CINS P12553247 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Adriano Cives Mgmt N/A Against N/A
Seabra
as Board Member
Presented by
Preferred
Shareholders
5 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
6 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre to
the Supervisory
Council Presented by
Preferred
Shareholders
________________________________________________________________________________
Banco Pan SA
Ticker Security ID: Meeting Date Meeting Status
BPAN4 CINS P14996162 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Marcelo Adilson Mgmt N/A For N/A
Tavarone Torresi as
Board Member
Presented by
Preferred
Shareholders
5 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
6 Elect Peter Edward Mgmt N/A For N/A
Cortes Marsden Wilson
to the Supervisory
Council Presented by
Preferred
Shareholders
7 Authorization of Legal Mgmt For For For
Formalities
(Preferred
Shareholders)
8 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format and Omitting
Shareholders' Names
(Preferred
Shareholders)
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Updated Global Mgmt For For For
Remuneration
Amount
3 Amendments to Articles Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Anna Andrea
Votta Alves
Chaia
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Henrique
Jose Fernandes
Luz
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcos
Grodetzky
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Paula
Alexandra de Oliveira
Goncalves
Bellizia
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Pedro
Fernandes
Drevon
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Ricardo
Schenker
Wajnberg
17 Allocate Cumulative Mgmt N/A Against N/A
Votes to Thiago Temer
Santelmo
18 Clarification on Mgmt N/A Against N/A
Proportional
Allocation of
Cumulative
Votes
19 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
20 Ratify Director's Mgmt For For For
Independence
Status
21 Remuneration Policy Mgmt For For For
22 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 07/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Capital Mgmt For For For
Expenditure Budget
(2019)
4 Ratify Co-Option of Mgmt For For For
Elect
Directors
5 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
6 Amendments to Articles Mgmt For For For
7 Equity Compensation Mgmt For For For
Plan
________________________________________________________________________________
BK Brasil Operacao E Assessoria A Restaurantes S.A.
Ticker Security ID: Meeting Date Meeting Status
BKBR3 CINS P1R1WQ107 09/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Boa Vista Servicos S.A.
Ticker Security ID: Meeting Date Meeting Status
BOAS3 CINS P1R21S105 04/26/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Board Size Mgmt For For For
8 Election of Directors Mgmt For Against Against
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Alfredo
Cotait
Neto
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Pedro Miguel
Cordeiro
Mateo
14 Allocate Cumulative Mgmt N/A Against N/A
Votes to Luiz
Francisco Novelli
Viana
15 Allocate Cumulative Mgmt N/A Against N/A
Votes to Luiz Roberto
Goncalves
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Nilton
Molina
17 Allocate Cumulative Mgmt N/A Against N/A
Votes to Lincoln da
Cunha Pereira
Filho
18 Allocate Cumulative Mgmt N/A Against N/A
Votes to Edy Luiz
Kogut
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Aldo Carlos
de Moura
Goncalves
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Paulino Rego
Barros
Junior
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Jean-Claude
Ramirez
Jonas
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo
Benchimol
Saad
23 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
24 Election of Mgmt For For For
Supervisory
Council
25 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
________________________________________________________________________________
Boa Vista Servicos S.A.
Ticker Security ID: Meeting Date Meeting Status
BOAS3 CINS P1R21S105 04/26/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For For For
3 Amendments to Article Mgmt For For For
6 (Share Capital
Reconciliation)
4 Amendments to Article Mgmt For For For
36 (Supervisory
Council
Size)
5 Consolidation of Mgmt For For For
Articles
6 Indemnity Agreements Mgmt For For For
with
Administrators
7 Ratify Updated Global Mgmt For For For
Remuneration
Amount
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Malls Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Elect Jorge Roberto Mgmt For Against Against
Manoel as Supervisory
Council
Member
7 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Malls Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
19
(Debentures)
4 Amendments to Article Mgmt For For For
20 (Audit
Committee)
5 Amendments to Articles Mgmt For For For
(Management
Board)
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
BR Malls Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 12/17/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
(Management
Board)
4 Adoption of Matching Mgmt For For For
Shares
Plan
5 Adoption of Restricted Mgmt For For For
Shares
Plan
6 Amendment to Long-Term Mgmt For For For
Incentive Plan
(Performance
Shares)
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/26/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-Option and Mgmt For For For
Elect Felipe
Francisco
Romano
7 Ratify Updated Global Mgmt For For For
Remuneration Amount
(FY
2020)
8 Remuneration Policy Mgmt For Against Against
9 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
10 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 04/26/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
8 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Properties S.A.
Ticker Security ID: Meeting Date Meeting Status
BRPR3 CINS P1909V120 08/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(SPE
61)
7 Spin-off Agreement Mgmt For For For
8 Ratification of Mgmt For For For
Appointment of
Appraiser
9 Valuation Report Mgmt For For For
10 Spin-off and Merger of Mgmt For For For
Spun-off Portion (PP
II
SPE)
11 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
C & A Modas S.A.
Ticker Security ID: Meeting Date Meeting Status
CEAB3 CINS P1S6UB100 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
4 (Corporate
Purpose)
4 Consolidation of Mgmt For For For
Articles
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
C & A Modas S.A.
Ticker Security ID: Meeting Date Meeting Status
CEAB3 CINS P1S6UB100 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Absorption of Losses Mgmt For For For
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cristina
Presz Palmaka De
Luca
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to German
Pasquale Quiroga
Vilardo
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Antonio
De Moraes
Carvalho
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Peter
Takaharu
Furukawa
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thilo Helmut
Georg
Mannhardt
15 Election of Board Chair Mgmt For For For
16 Remuneration Policy Mgmt For For For
17 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
18 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Camil Alimentos, S.A.
Ticker Security ID: Meeting Date Meeting Status
CAML3 CINS P1R1FL107 06/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Elect Marcos Silveira Mgmt For For For
9 Elect Marina Elena Mgmt For For For
Cardoso
Figueira
10 Elect Eduardo Augusto Mgmt For For For
Rocha
Pocetti
11 Request Separate Mgmt N/A For N/A
Election for
Supervisory Council
Member
12 Elect Marcos Silveira Mgmt N/A For N/A
to the Supervisory
Council Presented by
Minority
Shareholders
________________________________________________________________________________
Camil Alimentos, S.A.
Ticker Security ID: Meeting Date Meeting Status
CAML3 CINS P1R1FL107 06/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Approval of Stock Mgmt For For For
Option
Plan
5 Indemnity Agreements Mgmt For For For
with
Administrators
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CESP-CIA Energetica De Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
CESP3 CINS P25784193 03/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cumulate Common and Mgmt N/A Abstain N/A
Preferred
Shares
4 Increase of the Mgmt N/A For N/A
Company's Registered
Capital
5 Elect Paulo Roberto Mgmt N/A For N/A
Franceschi to the
Supervisory Council
Presented by
Preferred
Shareholders
6 Accounts and Reports Mgmt N/A For N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Cancellation of Stock Mgmt For For For
Option and Restricted
Shares
Plans
6 Adoption of Stock Mgmt For For For
Option and Restricted
Shares
Plans
7 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
8 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Hering
Ticker Security ID: Meeting Date Meeting Status
HGTX3 CINS P25849160 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andrea
Oliveira Mota
Baril
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Celso Luis
Loducca
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Worms
Sciama
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Rodrigo de
Queiros Cabrera
Nasser
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Haroldo Luiz
Rodrigues
Filho
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Patrick
Charles Morin
Junior
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fabio
Hering
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
20 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
21 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 02/18/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Solange Sobral Mgmt For For For
Targa
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Publication of Company Mgmt For For For
Notices
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 05/10/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
1 (Novo Mercado
Listing
Segment)
4 Amendments to Article Mgmt For Against Against
12 (Board
Committees)
5 Amendments to Article Mgmt For For For
14 (Independent
Director)
6 Amendments to Article Mgmt For For For
14 (Directors
Independence)
7 Amendments to Article Mgmt For For For
18 (Meeting
Minutes)
8 Amendments to Article Mgmt For For For
19 (Board of
Directors'
Duties)
9 Amendments to Article Mgmt For For For
19 (Board of
Directors'
Duties)
10 Amendments to Article Mgmt For For For
19 (Board of
Directors'
Duties)
11 Amendments to Article Mgmt For For For
26 (Company's
Representation)
12 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 11/12/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
(Localiza Rent A Car
S.A.)
3 Merger of Shares Mgmt For For For
(Localiza Rent A Car
S.A.)
4 Authorization of Legal Mgmt For For For
Formalities (Merger
of
Shares)
5 Interim Dividends Mgmt For For For
6 Waiver of Public Mgmt For For For
Offering (Localiza
Rent A Car
S.A.)
7 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 12/14/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Unidas
Agro)
6 Ratification of Mgmt For For For
Acquisition
(ITer)
7 Amendments to Articles Mgmt For For For
8 Consolidation of Mgmt For For For
Articles
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Locacao Das Americas
Ticker Security ID: Meeting Date Meeting Status
LCAM3 CINS P2R93B103 12/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 04/22/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Elect Joisa Campanher Mgmt For For For
Dutra Saraiva as
Board Member
Presented by
Preferred
Shareholders
7 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
8 Elect Ricardo Cansian Mgmt For Abstain Against
Netto
9 Elect Luis Otavio Dias Mgmt For Abstain Against
da
Fonseca
10 Elect Laerzio Mgmt For Abstain Against
Chiesorin
Junior
11 Elect Marco Antonio Mgmt N/A For N/A
Mayer Foletto to the
Supervisory Council
Presented by Minority
Shareholders
12 Elect Paulo Roberto Mgmt N/A For N/A
Franceschi to the
Supervisory Council
Presented by
Preferred
Shareholders
13 Publication of Company Mgmt For For For
Notices
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cia Saneamento Do Parana - Sanepar
Ticker Security ID: Meeting Date Meeting Status
SAPR3 CINS P3R668101 04/22/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Roberval Vieira Mgmt For For For
as member of the
Nomination
Committee
4 Elect Fabio Leandro Mgmt For For For
Tokars as member of
the Nomination
Committee
5 Elect Robson Augusto Mgmt For For For
Pascoallini as member
of the Nomination
Committee
6 Elect Joao Biral Mgmt For For For
Junior as member of
the Nomination
Committee
7 Elect Valquiria Mgmt For For For
Aparecida de Carvalho
as member of the
Nomination
Committee
8 Elect Thais Cercal Mgmt For For For
Dalmina Losso as
member of the
Nomination
Committee
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CognaEducacao S.A.
Ticker Security ID: Meeting Date Meeting Status
COGN3 CINS P6S43Y203 04/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Long-Term Mgmt For Against Against
Incentive
Plan
________________________________________________________________________________
CognaEducacao S.A.
Ticker Security ID: Meeting Date Meeting Status
COGN3 CINS P6S43Y203 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Supervisory Council Mgmt For For For
Board
Size
8 Election of Mgmt For For For
Supervisory
Council
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
10 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
CognaEducacao S.A.
Ticker Security ID: Meeting Date Meeting Status
COGN3 CINS P6S43Y203 05/11/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Confeccoes Guarapes SA.
Ticker Security ID: Meeting Date Meeting Status
GUAR3 CINS P5012L101 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Gurgel
Rocha
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lisiane
Gurgel
Rocha
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Elvio Gurgel
Rocha
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Maria
Aparecida
Fonseca
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sergio
Alexandre Figueiredo
Clemente
15 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
16 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
17 Supervisory Council Mgmt For For For
Size
18 Election of Mgmt For For For
Supervisory
Council
19 Remuneration Policy Mgmt For Against Against
20 Supervisory Council Mgmt For For For
Fees
21 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Confeccoes Guarapes SA.
Ticker Security ID: Meeting Date Meeting Status
GUAR3 CINS P5012L101 04/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
11 (Board
Size)
4 Amendments to Article Mgmt For For For
12 (Management Board
Size)
5 Amendments to Article Mgmt For For For
12 (Head of Investor
Relations)
6 Amendments to Article Mgmt For For For
14 (Company's
Representation)
7 Consolidation of Mgmt For For For
Articles
8 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
________________________________________________________________________________
Construtora Tenda S.A.
Ticker Security ID: Meeting Date Meeting Status
TEND3 CINS P31432100 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A For N/A
Votes to Claudio Jose
Carvalho de
Andrade
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Mauricio
Luis
Luchetti
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Mario Mello
Freire
Neto
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Flavio Uchoa
Teles de
Menezes
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Rodolpho
Amboss
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Antonoaldo
Grangeon Trancoso
Neves
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Michele
Corrochano
Robert
16 Request Cumulative Mgmt N/A Against N/A
Voting
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
19 Election of Mgmt For For For
Supervisory
Council
20 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
21 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Construtora Tenda S.A.
Ticker Security ID: Meeting Date Meeting Status
TEND3 CINS P31432100 07/10/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
25 (Management
Board)
4 Amendments to Article Mgmt For For For
18 (Board of
Directors' Vice
Chair)
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Construtora Tenda S.A.
Ticker Security ID: Meeting Date Meeting Status
TEND3 CINS P31432100 07/10/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt For For For
of Supervisory
Council
6 Election of Mgmt For For For
Supervisory
Council
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Supervisory Council Mgmt For For For
Fees
9 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 02/24/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Establishment of Mgmt For For For
Administrative
Bidding
Procedure
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Dismissal of Director Mgmt For For For
5 Elect Reynaldo Mgmt For For For
Passanezi
Filho
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Interest on Capital Mgmt For For For
and Dividend
Distribution Payment
Date
6 Capital Expenditure Mgmt For For For
Budget
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 11/19/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Dividend Mgmt For For For
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Stock Split Mgmt For For For
5 Amendments to Article Mgmt For For For
6 (Reconciliation of
Share
Capital)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 12/04/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Dismissal of Mgmt For For For
Supervisory Council
Members
4 Elect Fernando Mgmt For For For
Sharlack Marcato as
Supervisory Council
Member
5 Elect Marilia Carvalho Mgmt For For For
de Melo as
Supervisory Council
Member
6 Elect Felipe Oliveira Mgmt For For For
de Carvalho as
Alternate Supervisory
Council
Member
________________________________________________________________________________
Copasa S.A.
Ticker Security ID: Meeting Date Meeting Status
CSMG3 CINS P28269101 12/11/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
6 (Reconciliation of
Share
Capital)
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosan Logistica SA
Ticker Security ID: Meeting Date Meeting Status
RLOG3 CINS P3R67S106 01/22/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
46 (Transitional
Provisions)
4 Consolidation of Mgmt For For For
Articles
5 Merger (Cosan S.A.) Mgmt For For For
________________________________________________________________________________
Cosan Logistica SA
Ticker Security ID: Meeting Date Meeting Status
RLOG3 CINS P3R67S106 07/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Risk Mgmt For For For
Management Policy
(Indemnity)
________________________________________________________________________________
Cosan Logistica SA
Ticker Security ID: Meeting Date Meeting Status
RLOG3 CINS P3R67S106 07/29/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Supervisory Council Mgmt For For For
Size
7 Election of Mgmt For For For
Supervisory
Council
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
9 Ratify Updated Global Mgmt For For For
Remuneration
Amount
10 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
CSHG Logistica - Fundo de Investimento Imobiliario
Ticker Security ID: Meeting Date Meeting Status
HGLG11 CINS P458BY106 05/31/2021 Unvoted
Meeting Type Country of Trade
Bond Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Correction Of Item I.C Mgmt N/A N/A N/A
That Was Approved At
The Extraordinary
General Meeting Of
The Fund That Was
Held On March 16,
2021, At 10 Am, To
Provide That The
Value Of The Issuance
Per Quota Of The
Seventh Issuance, As
Defined Below, Will
Be Priced On The
Basis Of The Market
Value Of The Quotas
That Have Already
Been Issued,
Calculated According
To The Average
Closing Price Of The
Quotas Of The Fund On
The Secondary Market
During The Period Of
45 Months Prior To
The Date Of The Call
Notice.
4 Bondholder/Bankruptcy Mgmt N/A N/A N/A
Proposal
________________________________________________________________________________
Cury Construtora E Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
CURY3 CINS P3R15G105 04/23/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Management's Report Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt For Abstain Against
of Supervisory
Council
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cury Construtora E Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
CURY3 CINS P3R15G105 04/23/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 03/11/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Cumulative Mgmt N/A Against N/A
Voting
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Valdecyr Maciel Mgmt For For For
Gomes
5 Elect Sandoval Martins Mgmt For For For
Pereira
6 Elect Lilian Maria Mgmt For For For
Ferezim
Guimaraes
7 Elect Eduardo de Mgmt For For For
Britto Pereira
Azevedo
8 Elect Rachel de Mgmt For For For
Oliveira
Maia
9 Elect Flavio Uchoa Mgmt For For For
Teles de
Menezes
10 Elect Felipe Villela Mgmt For For For
Dias
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
13 Allocate Votes to Mgmt N/A Abstain N/A
Valdecyr Maciel
Gomes
14 Allocate Votes to Mgmt N/A Abstain N/A
Sandoval Martins
Pereira
15 Allocate Votes to Mgmt N/A Abstain N/A
Lilian Maria Ferezim
Guimaraes
16 Allocate Votes to Mgmt N/A Abstain N/A
Eduardo de Britto
Pereira
Azevedo
17 Allocate Votes to Mgmt N/A Abstain N/A
Rachel de Oliveira
Maia
18 Allocate Votes to Mgmt N/A Abstain N/A
Flavio Uchoa Teles de
Menezes
19 Allocate Votes to Mgmt N/A Abstain N/A
Felipe Villela
Dias
20 Election of Chair and Mgmt For For For
Vice
Chair
21 Ratify Director's Mgmt For For For
Independence
Status
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report and Mgmt For For For
Accounts (With
Reservations)
3 Management Report and Mgmt Against Against For
Accounts (Without
Reservations)
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Elect Sergio Citeroni Mgmt For For For
to the Supervisory
Council
8 Elect Evelyn Veloso Mgmt For For For
Trindade to the
Supervisory
Council
9 Elect Leonardo Mgmt For For For
Guimaraes Pinto to
the Supervisory
Council
10 Remuneration Policy Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 04/27/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proposition of an Mgmt For For For
Action of
Liability
3 Rectify Approval of Mgmt For For For
Management Reports
and Accounts from
2015 through
2018
4 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
5 Ratify Updated CEO Mgmt For For For
Shares
Plan
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 10/09/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management's Report Mgmt For For For
and Accounts (with
Reservations)
4 Management's Report Mgmt Against Against For
and Accounts (without
Reservations)
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Request Establishment Mgmt For For For
of Supervisory
Council
8 Elect Sergio Citeroni Mgmt For For For
9 Elect Evelyn Veloso Mgmt For For For
Trindade
10 Elect Leonardo Mgmt For For For
Guimaraes
Pinto
11 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
CVC Brasil Operadora E Agencia De Viagens S.A.
Ticker Security ID: Meeting Date Meeting Status
CVCB3 CINS P3R154102 12/16/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Restricted Mgmt For For For
Shares
Plan
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 04/23/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Management Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Elect Ricardo Cunha Mgmt For For For
Sales
8 Ratify Director's Mgmt For For For
Independence
Status
9 Remuneration Policy Mgmt For Against Against
10 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Cyrela Brazil Realty SA
Ticker Security ID: Meeting Date Meeting Status
CYRE3 CINS P34085103 07/23/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Management's Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Elie
Horn
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Rogerio
Frota
Melzi
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Rafael
Novelino
14 Allocate Cumulative Mgmt N/A For N/A
Votes to George
Zauzner
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Fernando
Goldsztein
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose
Guimaraes
Monforte
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Cesar
de Queiroz
Tourinho
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
19 Elect Board's Co-Chairs Mgmt For For For
20 Ratify Directors' Mgmt For For For
Independence
Status
21 Remuneration Policy Mgmt For Against Against
22 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dimed S.A.
Ticker Security ID: Meeting Date Meeting Status
PNVL3 CINS P7535A109 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Consolidation of Mgmt For For For
Articles
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dimed S.A.
Ticker Security ID: Meeting Date Meeting Status
PNVL3 CINS P7535A109 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dimed S.A.
Ticker Security ID: Meeting Date Meeting Status
PNVL3 CINS P7535A109 05/24/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Conversion of Mgmt For For For
Preferred Shares to
Common Shares
(0.8:1)
4 Conversion of Mgmt For For For
Preferred Shares to
Common Shares
(1:1)
5 Migration to Novo Mgmt For For For
Mercado Listing
Segment
6 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Direcional Engenharia SA
Ticker Security ID: Meeting Date Meeting Status
DIRR3 CINS P3561Q100 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Elect Bruno Lage de Mgmt For For For
Araujo
Paulino
7 Elect Paulo Savio Mgmt For For For
Bicalho
8 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Duratex S. A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 10/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Board Size Mgmt For For For
4 Elect Marcio Froes Mgmt For For For
Torres
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Alfredo
Egydio Arruda Villela
Filho
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Alfredo
Egydio
Setubal
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Andrea
Laserna
Seibel
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Helio
Seibel
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Juliana
Rozenbaum
Munemori
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcio Froes
Torres
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Raul
Calfat
18 Allocate Cumulative Mgmt N/A Against N/A
Votes to Ricardo
Egydio
Setubal
19 Allocate Cumulative Mgmt N/A Against N/A
Votes to Rodolfo
Villela
Marino
20 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
21 Elect Candidate as Mgmt N/A Abstain N/A
Board Member
Presented by Minority
Shareholders
22 Remuneration Policy; Mgmt For For For
Ratify Updated Global
Remuneration Amount
for
2020
23 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
24 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
25 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DTEX3 CINS P3593G146 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Long-Term Mgmt For For For
Incentive
Plan
4 Authority to Draft Mgmt For Against Against
Minutes in Summary
Format
5 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Management's Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For For For
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 08/05/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Sonia Julia Mgmt For For For
Sulzbeck
Villalobos
________________________________________________________________________________
Ecorodovias Infraestrutura e Logistica SA
Ticker Security ID: Meeting Date Meeting Status
ECOR3 CINS P3661R107 09/23/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Embraer SA
Ticker Security ID: Meeting Date Meeting Status
EMBR3 CUSIP 29082A107 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For For For
5 Election of Mgmt For For For
Supervisory
Council
6 Remuneration Policy Mgmt For For For
7 Supervisory Council Mgmt For For For
Fees
8 Amendments to Article Mgmt For For For
34
(Committees)
9 Amendments to Article Mgmt For For For
33 (Board of
Directors)
10 Amendments to Article Mgmt For For For
41 (Management
Board)
11 Consolidation of Mgmt For For For
Articles
12 Merger Agreement Mgmt For For For
13 Ratification of Mgmt For For For
Appointment of
Appraiser
14 Valuation Report Mgmt For For For
15 Merger by Absorption Mgmt For For For
(SAVIS Tecnologia e
Sistemas
S.A.)
________________________________________________________________________________
Empreendimentos Pague Menos S.A.
Ticker Security ID: Meeting Date Meeting Status
PGMN3 CINS P37191106 04/23/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Cumulative Mgmt N/A Against N/A
Voting
5 Election of Directors Mgmt For Against Against
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt For For For
Votes to Patriciana
Maria de Queiros
Rodrigues
10 Allocate Cumulative Mgmt For For For
Votes to Paulo Jose
Marques
Soares
11 Allocate Cumulative Mgmt For For For
Votes to Manuela Vaz
Artigas
12 Allocate Cumulative Mgmt For For For
Votes to Martin
Emiliano Escobari
Lifchitz
13 Allocate Cumulative Mgmt For For For
Votes to Francisco
Leite Holanda
Junior
14 Allocate Cumulative Mgmt For For For
Votes to Pedro Pullen
Parente
15 Allocate Cumulative Mgmt For For For
Votes to Rosilandia
Maria Alves de
Queiros
Lima
16 Allocate Cumulative Mgmt For For For
Votes to Josue
Ubiranilson
Alves
17 Allocate Cumulative Mgmt For Against Against
Votes to Carlos
Henrique Alves de
Queiros
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Empreendimentos Pague Menos S.A.
Ticker Security ID: Meeting Date Meeting Status
PGMN3 CINS P37191106 04/23/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
4 Amendments to Articles Mgmt For For For
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enauta Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ENAT3 CINS P3762E104 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Report on Mgmt For For For
Financial
Statements
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
COuncil
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enauta Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
ENAT3 CINS P3762E104 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Ratify Accounts and Mgmt For For For
Reports
(2020)
5 Elect Lincoln Rumenos Mgmt For Against Against
Guardado
________________________________________________________________________________
Enjoei.Com.Br Atividades De Internet S.A
Ticker Security ID: Meeting Date Meeting Status
ENJU3 CINS P3R718104 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Policy Mgmt For Against Against
4 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enjoei.Com.Br Atividades De Internet S.A
Ticker Security ID: Meeting Date Meeting Status
ENJU3 CINS P3R718104 05/12/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ero Copper Corp.
Ticker Security ID: Meeting Date Meeting Status
ERO CUSIP 296006109 05/04/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Noel Mgmt For For For
Dunn
1.2 Elect David Strang Mgmt For For For
1.3 Elect Lyle Braaten Mgmt For For For
1.4 Elect Steven Busby Mgmt For For For
1.5 Elect Sally Eyre Mgmt For For For
1.6 Elect Robert Getz Mgmt For For For
1.7 Elect Chantal Gosselin Mgmt For For For
1.8 Elect John Wright Mgmt For For For
1.9 Elect Matthew Wubs Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Against N/A
Voting
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Rodrigo
Geraldi
Arruy
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Leandro
Melnick
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Andre
Ferreira Martins
Assumpcao
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Claudia
Elisa de Pinho
Soares
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Claudio
Zaffari
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
18 Remuneration Policy Mgmt For Against Against
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Even Construtora e Incorporadora S.A.
Ticker Security ID: Meeting Date Meeting Status
EVEN3 CINS P3904U107 04/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Minutes of Mgmt For For For
Special Meeting (May
13,2020)
4 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
5 Consolidations of Mgmt For For For
Articles
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Ez Tec Empreendimentos E Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
EZTC3 CINS P3912H106 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ernesto
Zarzur
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Samir
Zakkhour El
Tayar
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Flavio
Ernesto
Zarzu
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Silvio
Ernesto
Zarzur
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Ernesto
Zarzur
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Luiz Antonio
dos Santos
Pretti
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Mario Guy de
Faria
Mariz
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Nelson de
Sampaio
Bastos
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Anis Chacur
Neto
20 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
(Minority)
21 Remuneration Policy Mgmt For Against Against
22 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
23 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Amendments to Articles Mgmt For For For
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Mgmt For For For
Interim Dividends and
Interest on
Capital
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Ratify Andrea Cristina Mgmt For For For
de Lima Rolim's
independence
status
7 Ratify Rachel Ribeiro Mgmt For For For
Horta's independence
status
8 Ratify Joao Roberto Mgmt For For For
Goncalves Teixeira's
independence
status
9 Ratify Raul Calfat's Mgmt For For For
independence
status
10 Election of Directors Mgmt For Against Against
11 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcio
Pinheiro
Mendes
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Fernando
Lopes
Alberto
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Rui M. de
Barros
Maciel
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Luiz Carlos
Trabuco
Cappi
18 Allocate Cumulative Mgmt N/A Against N/A
Votes to Samuel
Monteiro dos Santos
Junior
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Ivan Luiz
Gontijo
Junior
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Andrea
Cristina de Lima
Rolim
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Rachel
Ribeiro
Horta
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Joao Roberto
Goncalves
Teixeira
23 Allocate Cumulative Mgmt N/A For N/A
Votes to Raul
Calfat
24 Election of Board's Mgmt For For For
Chair and
Vice-Chair
25 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
26 Request Cumulative Mgmt N/A Against N/A
Voting
27 Remuneration Policy Mgmt For For For
28 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
29 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fleury SA
Ticker Security ID: Meeting Date Meeting Status
FLRY3 CINS P418BW104 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Mgmt For For For
Interim Dividends and
Interest on
Capital
5 Allocation of Mgmt For For For
Profits/Dividends
6 Interest on Capital Mgmt For For For
and Dividends Payment
Date
Delay
7 Remuneration Policy Mgmt For For For
8 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 04/12/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grendene SA
Ticker Security ID: Meeting Date Meeting Status
GRND3 CINS P49516100 07/06/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Against Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Alexandre
Grendene
Bartelle
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Pedro
Grendene
Bartelle
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Renato
Ochman
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Oswaldo de
Assis
Filho
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Mailson
Ferreira da
Nobrega
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Walter
Janssen
Neto
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Bruno
Alexandre Licariao
Rocha
17 Ratify Walter Jassen Mgmt For For For
Neto's Independence
Status
18 Ratify Bruno Alexandre Mgmt For For For
Licariao Rocha's
Independence
Status
19 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
20 Remuneration policy Mgmt For Against Against
21 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Grupo De Moda Soma SA
Ticker Security ID: Meeting Date Meeting Status
SOMA3 CINS P4R53J118 03/11/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger (ByNV) Mgmt For For For
5 Increase in Share Mgmt For For For
Capital
6 Amendments to Article Mgmt For For For
5 (Share
Capital)
7 Authorization of Legal Mgmt For For For
Formalities
8 Relocation of Mgmt For For For
Company's Registered
Address
9 Amendments to Article Mgmt For For For
2 (Registered
Address)
10 Amendments to Article Mgmt For For For
12 (Administrators'
Duties)
11 Ratify Co-Option of Mgmt For For For
Rachel de Oliveira
Maia
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo De Moda Soma SA
Ticker Security ID: Meeting Date Meeting Status
SOMA3 CINS P4R53J118 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Grupo De Moda Soma SA
Ticker Security ID: Meeting Date Meeting Status
SOMA3 CINS P4R53J118 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For For For
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Grupo De Moda Soma SA
Ticker Security ID: Meeting Date Meeting Status
SOMA3 CINS P4R53J118 10/20/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger by Absorption Mgmt For For For
(Maria Filo Modas
Ltda.)
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Grupo De Moda Soma SA
Ticker Security ID: Meeting Date Meeting Status
SOMA3 CINS P4R53J118 12/16/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Spin-off and Merger of Mgmt For For For
Spun-off Portion (MF
2008)
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Spin-off and Merger of Mgmt For For For
Spun-off Portion
(Wardrobe)
8 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
9 Consolidation of Mgmt For For For
Articles
10 Authorization of Legal Mgmt For For For
Formalities
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupo SBF S.A.
Ticker Security ID: Meeting Date Meeting Status
CNTO3 CINS P49796116 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Sebastiao
Vicente Bomfim
Filho
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Larissa
Furletti
Bomfim
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Fersen Lamas
Lambranho
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Joao
Henrique Braga
Junqueira
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcio Luiz
Simoes
Utsch
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Luiz Alberto
Quinta
16 Allocate Cumulative Mgmt N/A For N/A
Votes to German
Pasquale Quiroga
Vilardo
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
18 Remuneration Policy Mgmt For Against Against
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Grupo SBF S.A.
Ticker Security ID: Meeting Date Meeting Status
CNTO3 CINS P49796116 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Acquisition of Mgmt For For For
FISIA Comercio de
Produtos Esportivos
Ltda.
4 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
________________________________________________________________________________
Hidrovias DO Brasil SA
Ticker Security ID: Meeting Date Meeting Status
HBSA3 CINS P5220B101 04/20/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Consolidation of Mgmt For Against Against
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hidrovias DO Brasil SA
Ticker Security ID: Meeting Date Meeting Status
HBSA3 CINS P5220B101 04/20/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Management Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hidrovias DO Brasil SA
Ticker Security ID: Meeting Date Meeting Status
HBSA3 CINS P5220B101 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For Against Against
5 Consolidation of Mgmt For Against Against
Articles
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 04/22/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Iguatemi Empresa de Shopping Centers S.A.
Ticker Security ID: Meeting Date Meeting Status
IGTA3 CINS P5352J104 05/10/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
3 Amendments to Articles Mgmt For For For
4 Consolidation of Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreement Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Solucao Laboratorios
de Analises
Clinicas)
6 Amendments to Article Mgmt For For For
20; Consolidation of
Articles
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Victor Mgmt For For For
Cavalcanti
Pardini
5 Elect Regina Pardini Mgmt For For For
6 Elect Carlos Guilherme Mgmt For For For
Steagall
Gertsenchtein
7 Elect Jose Luciano Mgmt For For For
Duarte
Penido
8 Elect Sidney Levy Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Victor
Cavalcanti
Pardini
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Regina
Pardin
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Guilherme Steagall
Gertsenchtein
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Luciano
Duarte
Penido
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sidney
Levy
16 Request Cumulative Mgmt N/A Against N/A
Voting
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Remuneration Policy Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Instituto Hermes Pardini SA
Ticker Security ID: Meeting Date Meeting Status
PARD3 CINS P5R2AD133 12/04/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Jose Luciano Mgmt For For For
Duarte
Penido
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iochpe-Maxion SA
Ticker Security ID: Meeting Date Meeting Status
MYPK3 CINS P58749105 04/23/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For For For
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A Against N/A
Votes to Dan
Ioschpe
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Gustavo Berg
Ioschpe
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Iboty
Brochmann
Ioschpe
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Mauro Litwin
Iochpe
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Israel
Vainboim
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Nildemar
Secches
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Sergio Luiz
Silva
Schwartz
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Alexandre
Goncalves
Silva
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Henrique
Bredda
18 Request Cumulative Mgmt N/A Against N/A
Voting
19 Remuneration Policy Mgmt For For For
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 03/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Financial Statements Mgmt For For For
4 Request Cumulative Mgmt N/A Against N/A
Voting
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For For For
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Pessoa de Queiroz
Falcao
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Regina
Helena Jorge
Nunes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivan
Goncalves
Passos
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Jose Fernandes
Luz
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ellen Gracie
Northfleet
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Hugo Daniel
Castillo
Irigoyen
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Cassio dos
Santos
17 Supervisory Council Mgmt For For For
Size
18 Election of Mgmt For For For
Supervisory
Council
19 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 03/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For For For
3 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IRB-Brasil Resseguros S.A.
Ticker Security ID: Meeting Date Meeting Status
IRBR3 CINS P5876C106 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Financial Statements Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Board Size Mgmt For For For
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Board
Size
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to
Director
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Pessoa de Queiroz
Falcao (Slate
1)
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Regina
Helena Jorge Nunes
(Slate
1)
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivan
Goncalves Passos
(Slate
1)
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Jose Fernandes Luz
(Slate
1)
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ellen Gracie
Northfleet (Slate
1)
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Hugo Daniel
Castillo Irigoyen
(Slate
1)
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cibele
Castro (Slate
1)
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Israel Aron
Zylberman (Slate
1)
21 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Cassio dos Santos
(Slate
1)
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcos
Pessoa de Queiroz
Falcao (Slate
2)
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Regina
Helena Jorge Nunes
(Slate
2)
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ivan
Goncalves Passos
(Slate
2)
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Henrique
Jose Fernandes Luz
(Slate
2)
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ellen Gracie
Northfleet (Slate
2)
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Hugo Daniel
Castillo Irigoyen
(Slate
2)
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Antonio
Cassio dos Santos
(Slate
2)
29 Supervisory Council Mgmt For For For
Size
30 Election of Mgmt For For For
Supervisory
Council
31 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
32 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Nir Sheratzky Mgmt For For For
3 Elect Yigal Shani Mgmt For Against Against
4 Elect Yehuda Kahane Mgmt For Against Against
5 Elect Israel Baron as Mgmt For Against Against
External
Director
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Extension of Related Mgmt For Against Against
Party Employment
Agreements
________________________________________________________________________________
Jereissati Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
JPSA3 CINS P6S4B9159 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
7 Request Cumulative Mgmt N/A Against N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Carlos Francisco Mgmt For For For
Ribeiro
Jereissati
10 Elect Pedro Jereissati Mgmt For For For
11 Elect Luiz Rodrigues Mgmt For N/A N/A
Corvo
12 Elect Fernando Mgmt For For For
Magalhaes
Portella
13 Elect Rui Ortiz de Mgmt For For For
Siqueira
14 Elect Wagner de Souza Mgmt For For For
Nascimento
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Carlos
Francisco Ribeiro
Jereissati
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Pedro
Jereissati
19 Allocate Cumulative Mgmt N/A Against N/A
Votes to Luiz
Rodrigues
Corvo
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Fernando
Magalhaes
Portella
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Rui Ortiz
Siqueira
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Wagner de
Sousa
Nascimento
23 Elect Francisco Mgmt For For For
Asclepio Barroso
Aguiar to the
Supervisory
Council
24 Elect Jorge Moyses Dib Mgmt For For For
Filho to the
Supervisory
Council
25 Elect Maria Salete Mgmt For For For
Garcia Pinheiro to
the Supervisory
Council
26 Supervisory Council Mgmt For For For
Fees
27 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Jereissati Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JPSA3 CINS P6S4B9159 07/08/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Jorge Moyses Dib Mgmt For Abstain Against
Filho
6 Elect Francisco Mgmt For Abstain Against
Asclepio Barroso
Aguiar
7 Elect Maria Salete Mgmt N/A For N/A
Garcia Pinheiro to
the Supervisory
Council Presented by
Minority
Shareholders
8 Supervisory Council Mgmt For For For
Fees
9 Remuneration Policy Mgmt For For For
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 03/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 03/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For For For
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Auriemo
Neto
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thiago
Alonso de
Oliveira
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alberto
Fernandes
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Christiane
Almeida
Edington
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Castro
Araujo
Rudge
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio
Tabatchnik
Trigueiro
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Osvaldo
Roberto
Nieto
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Richard
Rainer
19 Request Separate Mgmt N/A For N/A
Election for Board
Members
20 Elect Jose Auriemo Neto Mgmt N/A For N/A
21 Elect Thiago Alonso de Mgmt N/A For N/A
Oliveira
22 Elect Alberto Fernandes Mgmt N/A For N/A
23 Elect Christiane Mgmt N/A For N/A
Almeida
Edington
24 Elect Jose Castro Mgmt N/A For N/A
Araujo
Rudge
25 Elect Marcio Trigueiro Mgmt N/A For N/A
26 Elect Osvaldo Roberto Mgmt N/A For N/A
Nieto
27 Elect Richard Reiner Mgmt N/A For N/A
28 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
29 Request Cumulative Mgmt N/A Against N/A
Voting
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Auriemo
Neto
33 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Thiago
Alonso de
Oliveira
34 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Alberto
Fernandes
35 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Christiane
Almeida
Edington
36 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Castro
Araujo
Rudge
37 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio
Tabatchnik
Trigueiro
38 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Osvaldo
Roberto
Nieto
39 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Richard
Rainer
40 Elect Jose Auriemo Mgmt For For For
Neto as Board
Chair
41 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
42 Supervisory Council Mgmt For For For
Size
43 Election of Mgmt For For For
Supervisory
Council
44 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
45 Request Separate Mgmt N/A For N/A
Election for
Supervisory Council
Member
46 Elect Ademir Jose Mgmt N/A For N/A
Scarpin to the
Supervisory
Council
47 Elect Joao Odair Mgmt N/A For N/A
Brunozi as Alternate
Supervisory Council
Member
48 Elect Ariovaldo dos Mgmt N/A For N/A
Santos to the
Supervisory
Council
49 Elect Bruno Meirelles Mgmt N/A For N/A
Salloti as Alternate
Supervisory Council
Member
50 Elect Hector Jose Mgmt N/A For N/A
Alfonso to the
Supervisory
Council
51 Elect Jorge Sawaya Mgmt N/A For N/A
Junior as Alternate
Supervisory Council
Member
52 Remuneration Policy Mgmt For Against Against
53 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
JHSF Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
JHSF3 CINS P6050T105 11/16/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Board Size Mgmt For For For
4 Election of Directors Mgmt For Against Against
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
8 Allocate Cumulative Mgmt N/A For N/A
Votes to Alberto
Fernandes
9 Allocate Cumulative Mgmt N/A For N/A
Votes to Christiane
Almeida
Edington
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Castro
Araujo
Rudge
11 Allocate Cumulative Mgmt N/A Against N/A
Votes to Marcio
Trigueiro
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Richard
Reiner
13 Request Separate Mgmt N/A For N/A
Election for Board
Members
14 Elect Alberto Fernandes Mgmt N/A For N/A
15 Elect Christiane Mgmt N/A For N/A
Almeida
Edington
16 Elect Jose Castro Mgmt N/A For N/A
Araujo
Rudge
17 Elect Marcio Trigueiro Mgmt N/A Against N/A
18 Elect Richard Reiner Mgmt N/A For N/A
19 Cumulate Common and Mgmt N/A Against N/A
Preferred
Shares
20 Request Cumulative Mgmt N/A Against N/A
Voting
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
23 Allocate Cumulative Mgmt N/A For N/A
Votes to Alberto
Fernandes
24 Allocate Cumulative Mgmt N/A For N/A
Votes to Christiane
Almeida
Edington
25 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Castro
Araujo
Rudge
26 Allocate Cumulative Mgmt N/A Against N/A
Votes to Marcio
Trigueiro
27 Allocate Cumulative Mgmt N/A For N/A
Votes to Richard
Reiner
28 Ratify Updated Global Mgmt For For For
Remuneration
Amount
29 Elect Jorge Sawaya as Mgmt For For For
Alternate Supervisory
Council
Member
30 Approve Supervisory Mgmt For For For
Council's Internal
Regulation
31 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
________________________________________________________________________________
JSL S.A.
Ticker Security ID: Meeting Date Meeting Status
JSLG3 CINS P6065E101 08/05/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger (Ratification Mgmt For For For
of Appointment of
Appraiser; Valuation
Report; Merger
Agreement; Merger
(Simpar
S.A)
4 Spin-off and Merger of Mgmt For For For
Spun-off Portion
(Ratification of
Appointment of
Appraiser; Valuation
Report; Merger
Agreement; Merger
(Simpar S.A);
Amendments to Article
5)
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Largo Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LGO CUSIP 517103404 03/01/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Consolidation Mgmt For For For
________________________________________________________________________________
Largo Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
LGO CUSIP 517103404 06/17/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alberto Arias Mgmt For Withhold Against
1.2 Elect David Brace Mgmt For For For
1.3 Elect Jonathan Lee Mgmt For For For
1.4 Elect Paulo Misk Mgmt For For For
1.5 Elect Ian Edward Mgmt For For For
Robertson
1.6 Elect Daniel R. Mgmt For For For
Tellechea
1.7 Elect Koko Yamamoto Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Company Name Change Mgmt For For For
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Ratify Director's Mgmt For For For
Independence
Status
8 Remuneration Policy Mgmt For For For
9 Supervisory Council Mgmt For For For
Size
10 Elect Luiz Paulo de Mgmt For Abstain Against
Amorim
11 Elect Sergio Xavier Mgmt For For For
Fortes
12 Elect Ary Waddington Mgmt For For For
13 Elect Fabio Guimaraes Mgmt For For For
Vianna
14 Supervisory Council Mgmt For For For
Fees
15 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
16 Election of Directors Mgmt For For For
(Slate
1)
17 Election of Directors Mgmt N/A Abstain N/A
(Slate
2)
18 Election of Directors Mgmt N/A Abstain N/A
(Slate
3)
19 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
22 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Firmino
Ferreira Sampaio Neto
(Slate
1)
23 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Helio Paulo
Ferraz (Slate
1)
24 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Yuiti Matsuo
Lopes (Slate
1)
25 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Abel Alves
Rochinha (Slate
2)
26 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ana Amelia
Campos Toni (Slate
2)
27 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Wilson
Martins Poit (Slate
1)
28 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Carlos
Vinicius de Sa Roriz
(Slate
1)
29 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Lavinia
Rocha de Hollanda
(Slate
2)
30 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Vanessa
Claro Lopes (Slate
2)
31 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paulo
Roberto Bellantani
Brandao (Slate
2)
32 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Raphael
Manhaes Martins
(Slate
3)
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Reverse Stock Split Mgmt For For For
and Simultaneous
Stock
Split
5 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Light SA
Ticker Security ID: Meeting Date Meeting Status
LIGT3 CINS P63529104 09/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Consolidation of Mgmt For For For
Articles
4 Elect Firmino Ferreira Mgmt For For For
Sampaio
Neto
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CUSIP 53619W101 04/30/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For Against Against
2 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CUSIP 53619W101 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Absorption of Losses Mgmt For For For
3 Equity Grant Mgmt For Against Against
(Independent
Directors)
________________________________________________________________________________
Linx S.A.
Ticker Security ID: Meeting Date Meeting Status
LINX3 CUSIP 53619W101 11/17/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 STNE Transaction Mgmt For For For
2 Waive STNE's Novo Mgmt For For For
Mercado
Listing
3 Authorize Waiver of Mgmt For For For
Public
Offering
4 Authorize Negotiations Mgmt For For For
with
TOTVS
________________________________________________________________________________
Locaweb Servicos De Internet S.A.
Ticker Security ID: Meeting Date Meeting Status
LWSA3 CINS P6S00R100 01/26/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Stock Split Mgmt For For For
3 Increase in Authorized Mgmt For For For
Capital
4 Amendments to Articles Mgmt For For For
(Share
Capital)
5 Authorization of Legal Mgmt For For For
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 03/17/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Consolidation of Mgmt For For For
Articles
4 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 04/16/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A For N/A
Votes to Rubens Menin
Teixeira de
Souza
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcos
Alberto Cabaleiro
Fernandez
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Rafael
Padilha de Lima
Costa
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Leonardo
Guimaraes
Correa
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo
Martins
Patrus
15 Allocate Cumulative Mgmt N/A Against N/A
Votes to Barry Stuart
Sternlicht
16 Allocate Cumulative Mgmt N/A Against N/A
Votes to Junia Maria
de Sousa Lima
Galvao
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Rafael
Steinbruch (Alternate
Director)
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
19 Remuneration Policy Mgmt For For For
20 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
21 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
22 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
LOG Commercial Properties Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
LOGG3 CINS P64016101 09/14/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Spin-off and Merger of Mgmt For For For
Spun-off Portion (Log
Maracanau I SPE
Ltda)
4 Merger by Absorption Mgmt For For For
(SPE Rio Campo
Grande)
5 Spin-off and Merger Mgmt For For For
Agreement
6 Ratification of Mgmt For For For
Appointment of
Appraiser
7 Valuation Report (SPE Mgmt For For For
Maracanau
I)
8 Valuation Report (SPE Mgmt For For For
Rio Campo
Grande)
9 Ratify Minutes of Mgmt For For For
Shareholders' Meeting
(April 16,
2020)
10 Authorization of Legal Mgmt For For For
Formalities
11 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
________________________________________________________________________________
Lojas Quero-Quero SA
Ticker Security ID: Meeting Date Meeting Status
LJQQ3 CINS P6331J108 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Lojas Quero-Quero SA
Ticker Security ID: Meeting Date Meeting Status
LJQQ3 CINS P6331J108 05/12/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Amendments to Article Mgmt For For For
5 (Corporate
Purpose)
5 Amendments to Article Mgmt For For For
6 (Reconciliation of
Share
Capital)
6 Amendments to Article Mgmt For For For
7
(Shares)
7 Amendments to Article Mgmt For For For
32 (Allocation of
Profits)
8 Consolidation of Mgmt For For For
Articles
9 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Capital Expenditure Mgmt For For For
Budget
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Elect Axel Erhard Brod Mgmt For Abstain Against
7 Elect Helio Carlos de Mgmt For Abstain Against
Lamare
Cox
8 Elect Mario Probst to Mgmt N/A For N/A
the Supervisory
Council Presented by
Minority
Shareholders
9 Supervisory Council Mgmt For For For
Fees
10 Remuneration Policy Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mahle Metal Leve SA
Ticker Security ID: Meeting Date Meeting Status
LEVE3 CINS P6528U106 09/25/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
2 (Corporate
Purpose)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Marcopolo SA
Ticker Security ID: Meeting Date Meeting Status
POMO3 CINS P64331112 03/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt N/A For N/A
________________________________________________________________________________
Marisa Lojas SA
Ticker Security ID: Meeting Date Meeting Status
AMAR3 CINS P6462B106 08/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Election of Directors Mgmt For For For
4 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Proportional Mgmt For For For
Allocation of
Cumulative
Votes
7 Allocate Cumulative Mgmt For Abstain Against
Votes to Carla
Schmitzberger
8 Allocate Cumulative Mgmt For Abstain Against
Votes to Cristina
Ribeiro Sobral
Sarian
9 Amendments to Article Mgmt For Against Against
16 (Board of
Directors'
Term)
10 Consolidation of Mgmt For Against Against
Articles
11 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meliuz S.A
Ticker Security ID: Meeting Date Meeting Status
CASH3 CINS P6S4E0106 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
6 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meliuz S.A
Ticker Security ID: Meeting Date Meeting Status
CASH3 CINS P6S4E0106 05/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Acquisition
(Pocodi)
3 Board Size Mgmt For For For
4 Elect Andre Amaral Mgmt For Against Against
Ribeiro
5 Elect Bruno Fernandes Mgmt For For For
Waga
6 Ratify Bruno Fernandes Mgmt For For For
Waga' Independence
Status
7 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
8 Amendments to Article Mgmt For For For
2 (Registered
Address)
9 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
10 Consolidation of Mgmt For For For
Articles
11 Authorization of Legal Mgmt For For For
Formalities
12 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metalurgica Gerdau SA
Ticker Security ID: Meeting Date Meeting Status
GOAU3 CINS P4834C118 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A For N/A
Election for Board
Member
(Preferred)
3 Elect Augusto Brauna Mgmt N/A For N/A
Pinheiro as Board
Member Presented by
Preferred
Shareholders
4 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
5 Elect Aramis Sa de Mgmt N/A For N/A
Andrade to the
Supervisory Council
Presented by
Preferred
Shareholders
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metalurgica Gerdau SA
Ticker Security ID: Meeting Date Meeting Status
GOAU3 CINS P4834C118 07/24/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Request Separate Mgmt N/A For N/A
Election for Board
Member
(Preferred)
3 Elect Carlos Jose da Mgmt N/A For N/A
Costa Andre as Board
Member Presented by
Preferred
Shareholders
4 Cumulate Preferred and Mgmt N/A For N/A
Common
Shares
5 Elect Amaris Sa de Mgmt N/A For N/A
Andrade to the
Supervisory Council
Presented by
Preferred
Shareholders
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/12/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Supervisory Council Mgmt For For For
Size
9 Elect Dorival Antonio Mgmt For For For
Bianchi
10 Elect Franklin Mgmt For For For
Saldanha Neiva
Filho
11 Elect Luiz Manoel Mgmt For Against Against
Gomes
Junior
12 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
13 Remuneration Policy Mgmt For Against Against
14 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/12/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Consolidation of Mgmt For For For
Articles
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
MODEC, INC.
Ticker Security ID: Meeting Date Meeting Status
6269 CINS J4636K109 03/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yuji Kozai Mgmt For For For
4 Elect Takeshi Kanamori Mgmt For For For
5 Elect Minoru Sawada Mgmt For For For
6 Elect Takeyuki Mgmt For For For
Takahashi
7 Elect Kazumasa Nakai Mgmt For For For
8 Elect Shigenobu Aikyo Mgmt For For For
9 Elect Hiroko Noda Mgmt For For For
10 Elect Kazuko Shiraishi Mgmt For For For
11 Elect Kazuhisa Nishigai Mgmt For For For
12 Elect Masato Kobayashi Mgmt For For For
13 Elect Katsunori Aikyo Mgmt For For For
14 Elect Yoshihiro Kato Mgmt For For For
15 Elect Toshihiko Fujita Mgmt For For For
16 Elect Masaaki Amma Mgmt For For For
________________________________________________________________________________
Movida Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MOVI3 CINS P6S8CC103 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Movida Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
MOVI3 CINS P6S8CC103 04/28/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Remuneration Policy Mgmt For Against Against
5 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/23/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Article 5 Mgmt For For For
(reconciliation of
share
capital)
4 Amendments to Article Mgmt For For For
27 (Commercial and
Credit
Officer)
5 Amendments to Article Mgmt For For For
27 (Management
Board's
Duties)
6 Amendments to Article Mgmt For For For
27 (Institutional
Relations and
Sustainability
Officer)
7 Amendments to Article Mgmt For For For
27 (Management
Board)
8 Consolidation of Mgmt For For For
articles
9 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 04/23/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Against N/A
Votes to Rubens Menin
Teixeira de
Souza
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Antonio
Kandir
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Betania
Tanure de
Barros
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Leonardo
Guimaraes
Correa
14 Allocate Cumulative Mgmt N/A Against N/A
Votes to Maria
Fernanda Nazareth
Menin Teixeira de
Souza
Maia
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcos
Alberto Cabaleiro
Fernandez
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Silvio
Romero de Lemos
Meira
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MRV Engenharia E Participacoes S.A
Ticker Security ID: Meeting Date Meeting Status
MRVE3 CINS P6986W107 12/21/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Stock Mgmt For For For
Option
Plan
3 Authority to Publish Mgmt For For For
Minutes Omitting
Shareholders'
Names
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 01/04/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger by Absorption Mgmt For For For
(Rede
Dental)
7 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/05/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Amendments to Article Mgmt For For For
26 (Supervisory
Council)
5 Amendments to Article Mgmt For For For
28
(Reserves)
6 Consolidation of Mgmt For For For
Articles
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Odontoprev SA
Ticker Security ID: Meeting Date Meeting Status
ODPV3 CINS P7344M104 04/05/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
6 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
7 Supervisory Council Mgmt For For For
Size
8 Election of Mgmt For For For
Supervisory
Council
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
10 Supervisory Council Mgmt For For For
Fees
11 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CUSIP 670851500 04/19/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Issuance of Mgmt For For For
Declaration to
ANATEL
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
(Telemar)
4 Valuation Report (BTCM) Mgmt For For For
5 Merger Agreement Mgmt For For For
(Telemar)
6 Merger by Absorption Mgmt For For For
(Telemar)
7 Spin-off and Merger Mgmt For For For
Agreement
(BTCM)
8 Spin-off and Merger of Mgmt For For For
Spun-off Portion
(BTCM)
9 Amendments to Article Mgmt For For For
2 (Corporate
Purpose)
10 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CUSIP 670851500 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For Against Against
4 Election of Directors Mgmt For For For
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
6 Proportional Mgmt For For For
Allocation of
Cumulative
Votes
7 Proportional Mgmt For For For
Allocation of
Cumulative Votes for
Remaining Members of
the
Slate
8 Election of Mgmt For For For
Supervisory
Council
9 Approve Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Oi S.A.
Ticker Security ID: Meeting Date Meeting Status
OIBR3 CUSIP 670851500 09/17/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For For For
64 (Transitory
Provision)
2 Election of Directors Mgmt For For For
3 Approve Recasting of Mgmt For Against Against
Votes for Amended
Slate
4 Proportional Mgmt For For For
Allocation of
Cumulative
Votes
5 Approve Recasting of Mgmt For Against Against
Votes for Amended
Cumulative Voting
Candidates
________________________________________________________________________________
Omega Geracao S.A.
Ticker Security ID: Meeting Date Meeting Status
OMGE3 CINS P7S591105 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
3 Consolidation of Mgmt For For For
Articles
4 Merger Agreement Mgmt For For For
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Merger by Absorption Mgmt For For For
(Asteri)
8 Merger by Absorption Mgmt For For For
(Gargau)
9 Merger (SVP) Mgmt For For For
10 Merger (Chui Holding) Mgmt For For For
11 Merger (SPEs Lote 1 - Mgmt For For For
Chui)
12 Merger (SPEs Lote 2 - Mgmt For For For
Chui)
13 Authority to Issue Mgmt For For For
Shares (Related to
Mergers)
14 Authorization of Legal Mgmt For For For
Formalities
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Omega Geracao S.A.
Ticker Security ID: Meeting Date Meeting Status
OMGE3 CINS P7S591105 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Report Mgmt For For For
4 Capital Expenditure Mgmt For For For
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 Remuneration Policy Mgmt For Against Against
7 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Omega Geracao S.A.
Ticker Security ID: Meeting Date Meeting Status
OMGE3 CINS P7S591105 11/09/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition (Santa Mgmt For For For
Vitoria do Palmar
Holding
S.A.)
4 Elect Tiago Curi Isaac Mgmt For For For
as Alternate
Supervisory Council
Member
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Petro Rio S.A.
Ticker Security ID: Meeting Date Meeting Status
PRIO3 CINS P7S19Q109 12/04/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Restated Mgmt For For For
Accounts and Reports
of the Fiscal Years
of 2017 and
2019
3 Approval of Restated Mgmt For For For
Financial
Statements
4 Amendments to Article Mgmt For For For
3 (Corporate
Purpose)
5 Suspension of Article Mgmt For For For
11 (Voting
Rights)
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp Consultoria e Corretora de Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Request Cumulative Mgmt N/A Against N/A
Voting
6 Election of Directors Mgmt For Against Against
7 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
10 Allocate Cumulative Mgmt N/A Against N/A
Votes to Heraclito de
Brito Gomes
Junior
11 Allocate Cumulative Mgmt N/A Against N/A
Votes to Mauro
Teixeira
Sampaio
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Murilo Ramos
Neto
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto
Martins de
Souza
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Ricardo
Wagner Lopes
Barbosa
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Bernardo
Dantas
Rodenburg
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Martha Maria
Soares
Savedra
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp Consultoria e Corretora de Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 05/07/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Spin-off and Merger Mgmt For For For
Agreement (Qualicorp
Administradora de
Beneficios
S.A.)
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Report Mgmt For For For
5 Spin-Off and Merger of Mgmt For For For
Spun-Off Portion
(Qualicorp
Administradora de
Beneficios
S.A.)
6 Authorization of Legal Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Qualicorp Consultoria e Corretora de Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
QUAL3 CINS P7S21H105 12/21/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
________________________________________________________________________________
Randon S.A. Implementos E Participacoes
Ticker Security ID: Meeting Date Meeting Status
RAPT3 CINS P7988W103 04/14/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A For N/A
Election for Board
Members
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Santos Brasil Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
STBP3 CINS P8338G103 04/28/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Mgmt For For For
Supervisory
Council
5 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
6 Remuneration Policy Mgmt For Against Against
7 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Election of Directors Mgmt For Against Against
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
9 Allocate Cumulative Mgmt N/A For N/A
Votes to Murilo Cesar
Lemos dos Santos
Passos
10 Allocate Cumulative Mgmt N/A Against N/A
Votes to Mauricio
Krug
Ometto
11 Allocate Cumulative Mgmt N/A Against N/A
Votes to Guilherme
Fontes
Ribeiro
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Joao Carlos
Costa
Brega
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo
Campos
Ometto
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Nelson
Marques Ferreira
Ometto
15 Allocate Cumulative Mgmt N/A Against N/A
Votes to Olga
Stankevicius
Colpo
16 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
17 Request Cumulative Mgmt N/A Against N/A
Voting
18 Election of Mgmt For Against Against
Supervisory
Council
19 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
20 Elect Candidate to the Mgmt N/A Abstain N/A
Supervisory Council
Presented by Minority
Shareholders
21 Remuneration Policy Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sao Martinho SA
Ticker Security ID: Meeting Date Meeting Status
SMTO3 CINS P8493J108 07/31/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Sequoia Logistica E Transportes SA
Ticker Security ID: Meeting Date Meeting Status
SEQL3 CINS P8T85D104 04/26/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Remuneration Policy Mgmt For Abstain Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
________________________________________________________________________________
Sequoia Logistica E Transportes SA
Ticker Security ID: Meeting Date Meeting Status
SEQL3 CINS P8T85D104 05/12/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Consolidation of Mgmt For For For
Articles
4 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ser Educacional S.A.
Ticker Security ID: Meeting Date Meeting Status
SEER3 CINS P8T84T100 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Board Size Mgmt For For For
6 Ratify Director's Mgmt For For For
Independence
Status
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Janguie
Bezerra
Diniz
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Francisco
Muniz
Barreto
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Janyo
Janguie Bezerra
Diniz
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Herbert
Steinberg
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Flavio Cesar
Maia
Luz
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Sidney
Levy
17 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
18 Request Cumulative Mgmt N/A Against N/A
Voting
19 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
20 Elect Fernando Eduardo Mgmt For Abstain Against
Ramos dos
Santos
21 Elect Nazareno Habib Mgmt For Abstain Against
Ouvidor
Bichara
22 Elect Reginaldo Mgmt N/A For N/A
Ferreira Alexandre to
the Supervisory
Council Presented by
Minority
Shareholders
23 Remuneration Policy Mgmt For For For
24 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Simpar S.A.
Ticker Security ID: Meeting Date Meeting Status
SIMH3 CINS P8T99C100 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Simpar S.A.
Ticker Security ID: Meeting Date Meeting Status
SIMH3 CINS P8T99C100 04/29/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Policy Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
5 Elect Eduardo Silva Mgmt For For For
Logemann
6 Elect Jorge Luiz Silva Mgmt For For For
Logemann
7 Elect Fernando de Mgmt For For For
Castro
Reinach
8 Elect Osvaldo Burgos Mgmt For For For
Schirmer
9 Elect Andre Souto Mgmt For For For
Maior
Pessoa
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Silva
Logemann
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jorge Luiz
Silva
Logemann
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Castro
Reinach
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Osvaldo
Burgos
Schirme
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andre Souto
Maior
Pessoa
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 06/21/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
(Terra Santa Agro
S.A)
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Terra Santa Mgmt For For For
Agro
S.A)
7 Increase in Share Mgmt For For For
Capital
8 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 07/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SMART Global Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGH CUSIP G8232Y101 02/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sandeep Nayyar Mgmt For For For
2 Elect Mukesh Patel Mgmt For For For
3 Elect Maximiliane C. Mgmt For For For
Straub
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the 2017 Mgmt For Against Against
Share Incentive
Plan
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 02/05/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Proposition
of an Action of
Liability
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 02/18/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 SHP Regarding ShrHoldr Against Against For
Establishment of
Special Independent
Committee to
Negotiate the Terms
of the Merger
Proposal
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 SHP Regarding the ShrHoldr Against N/A N/A
Composition of
Special Independent
Committee
6 SHP Regarding the ShrHoldr Against N/A N/A
Composition of
Special Independent
Committee
7 SHP Regarding the ShrHoldr Against Against For
Composition of
Special Independent
Committee
8 SHP Regarding the ShrHoldr Against Against For
Election of Special
Independent
Committee
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 03/24/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Delisting from Novo Mgmt For For For
Mercado
4 Merger Agreement Mgmt For For For
5 Ratification of Mgmt For For For
Appointment of
Appraiser
6 Valuation Report Mgmt For For For
7 Merger (Gol Linhas Mgmt For For For
Aereas Inteligentes
S.A)
8 Authority to Subscribe Mgmt For For For
Shares
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Capital Expenditure Mgmt For For For
Budget
6 Remuneration Policy Mgmt For Against Against
7 Board Size Mgmt For For For
8 Request Cumulative Mgmt N/A Against N/A
Voting
9 Election of Directors Mgmt For For For
10 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
13 Allocate Cumulative Mgmt N/A Against N/A
Votes to Constantino
de Oliveira
Junior
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Paulo Sergio
Kakinoff
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Ricardo
Constantino
16 Allocate Cumulative Mgmt N/A For N/A
Votes to Rogerio
Rodrigues
Bimbi
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Andre
Coji
18 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Capital Expenditure Mgmt For For For
Budget
5 Remuneration Policy Mgmt For For For
6 Board Size Mgmt For For For
7 Request Cumulative Mgmt N/A Against N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Constantino de Mgmt For N/A N/A
Oliveira
Junior
10 Elect Joaquim Mgmt For For For
Constantino
Neto
11 Elect Ricardo Mgmt For For For
Constantino
12 Elect Renato Chiodaro Mgmt For For For
13 Elect Leonardo Mgmt For For For
Porciuncula Gomes
Pereira
14 Elect Rogerio Mgmt For For For
Rodrigues
Bimbi
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
17 Allocate Cumulative Mgmt N/A Against N/A
Votes to Constantino
de Oliveira
Junior
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Joaquim
Constantino
Neto
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Ricardo
Constantino
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Renato
Chiodaro
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Leonardo
Porciuncula Gomes
Pereira
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Rogerio
Rodrigues
Bimbi
23 Request Separate Mgmt N/A For N/A
Election for Board
Member
24 Elect Rogerio Mgmt N/A For N/A
Rodrigues Bimbi as
Board Member
Presented by Minority
Shareholders
25 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
26 Elect Ricardo Mgmt N/A For N/A
Magalhaes Gomes to
the Supervisory
Council Presented by
Minority
Shareholders
27 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
28 Non-Voting Meeting Note N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 08/20/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proposition
of an Action of
Liability
________________________________________________________________________________
Smiles Fidelidade S.A.
Ticker Security ID: Meeting Date Meeting Status
SMLS3 CINS P8T12X108 08/20/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal ShrHoldr Against Against For
Regarding Invalidity
of Contracts' For
Advanced Purchase of
Flight Tickets;
Reimbursement
3 Shareholder Proposal ShrHoldr Against Against For
Regarding
Reimbursement of
Corporate
Reorganization
Expenses
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proposition
of an Action of
Liability
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sonda SA
Ticker Security ID: Meeting Date Meeting Status
SONDA CINS P87262104 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits; Mgmt For Abstain Against
Dividend
Policy
3 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
4 Presentation of Board Mgmt For For For
of Directors'
Expenditure
5 Related Party Mgmt For For For
Transactions
6 Appointment of Auditor Mgmt For For For
and Risk Rating
Agency
7 Publication of Company Mgmt For For For
Notices
8 Presentation of Report Mgmt For For For
on Shareholder
Communication
Costs
9 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Elect Bernardo Vargas Mgmt For For For
Gibsone
8 Elect Celso Maia de Mgmt For For For
Barros
9 Elect Cesar Augusto Mgmt For For For
Ramirez
Rojas
10 Elect Fernando Augusto Mgmt For Against Against
Rojas
Pinto
11 Elect Fernando Bunker Mgmt For For For
Gentil
12 Elect Hermes Jorge Mgmt For For For
Chipp
13 Elect Reinaldo Le Mgmt For For For
Grazie
14 Elect Reynaldo Mgmt For For For
Passanezi
Filho
15 Elect Luis Augusto Mgmt For For For
Barcelos
Barbosa
16 Elect Jose Reinaldo Mgmt For For For
Magalhaes
17 Elect Daniel Faria Mgmt For For For
Costa
18 Elect Jose Joao Mgmt For For For
Abdalla
Filho
19 Elect Francois Moreau Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Bernardo
Vargas
Gibsone
23 Allocate Cumulative Mgmt N/A For N/A
Votes to Celso Maia
de
Barros
24 Allocate Cumulative Mgmt N/A For N/A
Votes to Cesar
Augusto Ramirez
Rojas
25 Allocate Cumulative Mgmt N/A Against N/A
Votes to Fernando
Augusto Rojas
Pinto
26 Allocate Cumulative Mgmt N/A For N/A
Votes to Fernando
Bunker
Gentil
27 Allocate Cumulative Mgmt N/A For N/A
Votes to Hermes Jorge
Chipp
28 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Joao
Abdalla
Filho
29 Allocate Cumulative Mgmt N/A For N/A
Votes to Francois
Moreau
30 Allocate Cumulative Mgmt N/A For N/A
Votes to Luis Augusto
Barcelos
Barbosa
31 Allocate Cumulative Mgmt N/A For N/A
Votes to Daniel Faria
Costa
32 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose
Reinaldo
Magalhaes
33 Allocate Cumulative Mgmt N/A For N/A
Votes to Reinaldo Le
Grazie
34 Allocate Cumulative Mgmt N/A For N/A
Votes to Reynaldo
Passanezi
Filho
35 Supervisory Council Mgmt For For For
Size
36 Elect Manuel Mgmt For Abstain Against
Domingues de Jesus e
Pinho
37 Elect Custodio Antonio Mgmt For Abstain Against
de
Mattos
38 Elect Julia Figueiredo Mgmt For Abstain Against
Goytacaz
Sant'Anna
39 Elect Luis Antonio Mgmt N/A Abstain N/A
Esteves Noel to the
Supervisory Council
Presented by Minority
Shareholders
40 Elect Marcello Joaquim Mgmt N/A For N/A
Pacheco to the
Supervisory Council
Presented by Minority
Shareholders
41 Elect Luciano Luiz Mgmt N/A Abstain N/A
Barsi to the
Supervisory Council
Presented by
Preferred
Shareholders
42 Elect Murici dos Mgmt N/A For N/A
Santos to the
Supervisory Council
Presented by
Preferred
Shareholders
43 Remuneration Policy Mgmt For Against Against
44 Supervisory Council's Mgmt For For For
Fees
________________________________________________________________________________
Transmissora Alianca De Energia Eletrica S.A.
Ticker Security ID: Meeting Date Meeting Status
TAEE3 CINS P9T5CD126 12/18/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
________________________________________________________________________________
Tupy SA
Ticker Security ID: Meeting Date Meeting Status
TUPY3 CINS P9414P108 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Board Size Mgmt For For For
8 Election of Directors Mgmt For For For
9 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Paula Regina
Goto
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Roger Allan
Downey
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcelo
Otavio
Wagner
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Gabriel
Stoliar
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jose Rubens
de La
Rosa
17 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Antonio
Weiss
18 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Elisa de Pinho
Soares
19 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ricardo
Doria
Durazzo
20 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Claudia
Silva Araujo de
Azeredo
Santos
21 Request Separate Mgmt N/A Abstain N/A
Election for Board
Member
22 Election of Board Mgmt For For For
Chair and Vice
Chair
23 Election of Mgmt For Abstain Against
Supervisory
Council
24 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
25 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
26 Elect Joao Augusto Mgmt N/A For N/A
Monteiro to the
Supervisory Council
Presented by Minority
Shareholders
27 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Unipar Carbocloro S.A.
Ticker Security ID: Meeting Date Meeting Status
UNIP3 CINS P9441U104 04/20/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
4 Request Separate Mgmt N/A For N/A
Election of Preferred
Shareholder Nominee
as Supervisory
Council
Member
5 Instructions if Mgmt N/A Against N/A
Meeting is Held on
Second
Call
6 Elect Paulo Henrique Mgmt N/A For N/A
Zukanovich Funchal to
the Supervisory
Council Presented by
Preferred
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unipar Carbocloro S.A.
Ticker Security ID: Meeting Date Meeting Status
UNIP3 CINS P9441U104 07/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Request Separate Mgmt N/A Abstain N/A
Election of Preferred
Shareholder Nominee
as Board
Member
5 Request Separate Mgmt N/A Abstain N/A
Election of Preferred
Shareholder Nominee
as Supervisory
Council
Member
6 Elect Paulo Henrique Mgmt N/A For N/A
Zukanovich Funchal to
the Supervisory
Council Presented by
Preferred
Shareholders
7 Request Separate Mgmt N/A Abstain N/A
Election of Minority
Shareholder Nominee
as Board
Member
8 Elect Luiz Barsi Filho Mgmt N/A Against N/A
as Board Member
Presented by
Preferred
Shareholders
9 Cumulate Common and Mgmt N/A Against N/A
Preferred Shares
(Board
Election)
________________________________________________________________________________
Vivara Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
VIVA3 CINS P98017109 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Indemnity Agreements Mgmt For For For
with
Administrators
4 Amendments to Articles Mgmt For Against Against
5 Consolidation of Mgmt For Against Against
Articles
________________________________________________________________________________
Vivara Participacoes S.A.
Ticker Security ID: Meeting Date Meeting Status
VIVA3 CINS P98017109 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Management Account and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For For For
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A Against N/A
Votes to Joao Cox
Neto
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Sylvia de
Souza Leao
Wanderley
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Fabio Jose
Silva
Coelho
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Anna Andrea
Votta Alves
Chaia
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcio
Monteiro
Kaufman
16 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
17 Ratify Director's Mgmt For For For
Independence
Status
18 Remuneration Policy Mgmt For For For
19 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 02/02/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election of Directors Mgmt For Against Against
3 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
6 Allocate Cumulative Mgmt N/A Against N/A
Votes to Francisca de
Assis Araujo Silva
(Alternate
Director)
7 Allocate Cumulative Mgmt N/A Against N/A
Votes to Januario
Rodrigues Neto
(Alternate
Director)
8 Allocate Cumulative Mgmt N/A Against N/A
Votes to Helio
Fernando Leite
Solino
9 Allocate Cumulative Mgmt N/A Against N/A
Votes to Julio de
Albuquerque
Bierrenbach
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 03/01/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Flavio Bauer Mgmt For Against Against
4 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
5 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
6 Allocate Cumulative Mgmt N/A Against N/A
Votes to Flavio
Bauer
________________________________________________________________________________
Wiz Solucoes E Corretagem De Seguros S.A.
Ticker Security ID: Meeting Date Meeting Status
WIZS3 CINS P98806105 08/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Acquisition of Mgmt For For For
Equity Interest (CMG
Corretora de Seguros
Ltda.)
3 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors CEF Municipal Income ETF
________________________________________________________________________________
AllianceBernstein National Municipal Income Fund Inc
Ticker Security ID: Meeting Date Meeting Status
AFB CUSIP 01864U106 03/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marshall C. Mgmt For For For
Turner,
Jr.
1.2 Elect Garry L. Moody Mgmt For For For
1.3 Elect Jeanette Loeb Mgmt For For For
________________________________________________________________________________
BlackRock Investment Quality Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
BKN CUSIP 09247D105 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Long-Term Municipal Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
BTA CUSIP 09250B103 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Muni Intermediate Duration Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUI CUSIP 09253X102 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Muniassets Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUA CUSIP 09254J102 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
1.4 Elect W. Carl Kester Mgmt For For For
________________________________________________________________________________
BlackRock Municipal 2030 Target Term Trust
Ticker Security ID: Meeting Date Meeting Status
BTT CUSIP 09257P105 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 01/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization (MHD) Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Bond Trust
Ticker Security ID: Meeting Date Meeting Status
BBK CUSIP 09249H104 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Quality Trust
Ticker Security ID: Meeting Date Meeting Status
BYM CUSIP 092479104 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
BFK CUSIP 09248F109 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 01/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of BLE Common Mgmt For For For
Stock
2 Issuance of BLE Common Mgmt For For For
Stock
3 Issuance of BLE Common Mgmt For For For
Stock
________________________________________________________________________________
BlackRock Municipal Income Trust II
Ticker Security ID: Meeting Date Meeting Status
BLE CUSIP 09249N101 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect R. Glenn Hubbard Mgmt For For For
1.3 Elect John M. Perlowski Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 02/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization (MQY) Mgmt For For For
________________________________________________________________________________
BlackRock Munienhanced Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MEN CUSIP 09253Y100 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 01/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of MHD Common Mgmt For For For
Stock
2 Issuance of MHD Common Mgmt For For For
Stock
3 Issuance of MHD Common Mgmt For For For
Stock
4 Issuance of MHD Common Mgmt For For For
Stock
________________________________________________________________________________
BlackRock MuniHoldings Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MHD CUSIP 09253N104 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Investment Quality Fund
Ticker Security ID: Meeting Date Meeting Status
MFL CUSIP 09254P108 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Robert Fairbairn Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect John M. Perlowski Mgmt For For For
8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MUE CUSIP 09254C107 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 01/21/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization (MHD) Mgmt For For For
________________________________________________________________________________
BlackRock MuniHoldings Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MUS CUSIP 09254A101 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock Munivest Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MVT CUSIP 09253T101 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniVest Fund, Inc
Ticker Security ID: Meeting Date Meeting Status
MVF CUSIP 09253R105 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MYD CUSIP 09253W104 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 02/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization (MQY) Mgmt N/A For N/A
________________________________________________________________________________
BlackRock MuniYield Investment Fund
Ticker Security ID: Meeting Date Meeting Status
MYF CUSIP 09254R104 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Castellano
2 Elect Richard E. Mgmt For For For
Cavanagh
3 Elect Cynthia L. Egan Mgmt For For For
4 Elect Robert Fairbairn Mgmt For For For
5 Elect R. Glenn Hubbard Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Lynch
7 Elect John M. Perlowski Mgmt For For For
8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund II Inc
Ticker Security ID: Meeting Date Meeting Status
MQT CUSIP 09254G108 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund III Inc
Ticker Security ID: Meeting Date Meeting Status
MYI CUSIP 09254E103 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 02/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of MQY Common Mgmt For For For
Stock
2 Issuance of MQY Common Mgmt For For For
Stock
3 Issuance of MQY Common Mgmt For For For
Stock
4 Issuance of MQY Common Mgmt For For For
Stock
5 Issuance of MQY Common Mgmt For For For
Stock
________________________________________________________________________________
BlackRock MuniYield Quality Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MQY CUSIP 09254F100 07/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For For For
Castellano
1.2 Elect Richard E. Mgmt For For For
Cavanagh
1.3 Elect Cynthia L. Egan Mgmt For For For
1.4 Elect Robert Fairbairn Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Catherine A. Mgmt For For For
Lynch
1.7 Elect John M. Perlowski Mgmt For For For
1.8 Elect Karen P. Robards Mgmt For For For
________________________________________________________________________________
BNY Mellon Municipal Bond Infrastructure Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DMB CUSIP 09662W109 08/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Andrew J. Donohue Mgmt For For For
1.3 Elect Isabel P. Dunst Mgmt For For For
________________________________________________________________________________
BNY Mellon Municipal Income, Inc.
Ticker Security ID: Meeting Date Meeting Status
DMF CUSIP 05589T104 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francine J. Mgmt For For For
Bovich
1.2 Elect Roslyn M. Watson Mgmt For For For
1.3 Elect Gordon J. Davis Mgmt For For For
________________________________________________________________________________
BNY Mellon Strategic Municipal Bond Fund Inc
Ticker Security ID: Meeting Date Meeting Status
DSM CUSIP 09662E109 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph S. Mgmt For For For
DiMartino
1.2 Elect Alan H. Howard Mgmt For For For
________________________________________________________________________________
BNY Mellon Strategic Municipals Inc
Ticker Security ID: Meeting Date Meeting Status
LEO CUSIP 05588W108 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Burton N. Wallack Mgmt For For For
1.2 Elect Joan L. Gulley Mgmt For For For
________________________________________________________________________________
DWS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
KTF CUSIP 233368109 09/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Mgmt For For For
Ballantine
1.2 Elect Rebecca W. Rimel Mgmt For For For
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 02/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Agreement Mgmt For For For
with Eaton
Vance
________________________________________________________________________________
Eaton Vance Municipal Bond Fund
Ticker Security ID: Meeting Date Meeting Status
EIM CUSIP 27827X101 07/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Gorman Mgmt For For For
1.2 Elect Helen Frame Mgmt For For For
Peters
1.3 Elect Marcus L. Smith Mgmt For For For
1.4 Elect Susan J. Mgmt For For For
Sutherland
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 02/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory and Mgmt For For For
Administrative
Agreement with Eaton
Vance
________________________________________________________________________________
Eaton Vance Municipal Income 2028 Term Trust
Ticker Security ID: Meeting Date Meeting Status
ETX CUSIP 27829U105 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George J. Gorman Mgmt For For For
1.2 Elect William H. Park Mgmt For For For
1.3 Elect Marcus L. Smith Mgmt For For For
1.4 Elect Susan J. Mgmt For For For
Sutherland
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 02/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Agreement Mgmt For For For
with Eaton
Vance
________________________________________________________________________________
Eaton Vance Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
EVN CUSIP 27826U108 03/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia E. Frost Mgmt For For For
1.2 Elect George J. Gorman Mgmt For For For
1.3 Elect Valerie A. Mosley Mgmt For Withhold Against
1.4 Elect Susan J. Mgmt For For For
Sutherland
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 01/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark R. Fetting Mgmt For For For
1.2 Elect George J. Gorman Mgmt For For For
1.3 Elect Helen Frame Mgmt For For For
Peters
1.4 Elect Marcus L. Smith Mgmt For For For
________________________________________________________________________________
Eaton Vance National Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
EOT CUSIP 27829L105 02/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory and Mgmt For For For
Administrative
Agreement with Eaton
Vance
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IQT CUSIP 46132P108 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Mun Income Opportunities Trust II
Ticker Security ID: Meeting Date Meeting Status
IMT CUSIP 46133G107 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Income Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PIA CUSIP 46132X101 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Opportunity Trust
Ticker Security ID: Meeting Date Meeting Status
VMO CUSIP 46132C107 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
VKQ CUSIP 46131J103 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Trust for Investment Grade Municipals
Ticker Security ID: Meeting Date Meeting Status
VGM CUSIP 46131M106 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
Invesco Trust For Investment Grade New York Municipals
Ticker Security ID: Meeting Date Meeting Status
VPV CUSIP 46132E103 08/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth Ann Brown Mgmt For For For
1.2 Elect Anthony LaCava, Mgmt For For For
Jr.
1.3 Elect Joel W. Motley Mgmt For For For
1.4 Elect Teresa M. Ressel Mgmt For For For
1.5 Elect Christopher L. Mgmt For For For
Wilson
________________________________________________________________________________
MainStay MacKay DefinedTerm Municipal Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
MMD CUSIP 56064K100 09/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan R. Latshaw Mgmt For For For
________________________________________________________________________________
MFS High Income Municipal Trust
Ticker Security ID: Meeting Date Meeting Status
CXE CUSIP 59318D104 10/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Buller Mgmt For For For
1.2 Elect Peter D. Jones Mgmt For For For
________________________________________________________________________________
MFS Municipal Income Trust
Ticker Security ID: Meeting Date Meeting Status
MFM CUSIP 552738106 10/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Buller Mgmt For For For
1.2 Elect Peter D. Jones Mgmt For For For
________________________________________________________________________________
Neuberger Berman Inc
Ticker Security ID: Meeting Date Meeting Status
NBH CUSIP 64124P101 10/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martha Clark Goss Mgmt For For For
1.2 Elect James G. Mgmt For For For
Stavridis
1.3 Elect Candace L. Mgmt For For For
Straight
1.4 Elect Joseph V. Amato Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Municipal Credit Income Fund
Ticker Security ID: Meeting Date Meeting Status
NVG CUSIP 67071L106 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen AMT-Free Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NEA CUSIP 670657105 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Enhanced Municipal Value Fund
Ticker Security ID: Meeting Date Meeting Status
NEV CUSIP 67074M101 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Floating Rate Income Opportunity Fund
Ticker Security ID: Meeting Date Meeting Status
JRO CUSIP 670677103 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Matthew Thornton Mgmt For For For
III
________________________________________________________________________________
Nuveen Municipal Credit Opportunities Fund
Ticker Security ID: Meeting Date Meeting Status
NMCO CUSIP 670663103 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack B. Evans Mgmt For For For
1.2 Elect Matthew Thornton Mgmt For For For
III
________________________________________________________________________________
Nuveen Municipal High Income Opportunity Fund 2
Ticker Security ID: Meeting Date Meeting Status
NMZ CUSIP 670682103 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Municipal Value Fund Inc.
Ticker Security ID: Meeting Date Meeting Status
NUV CUSIP 670928100 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NZF CUSIP 67070X101 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Quality Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
NAD CUSIP 67066V101 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXP CUSIP 67062F100 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Select Tax-Free Income Portfolio
Ticker Security ID: Meeting Date Meeting Status
NXQ CUSIP 67063C106 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker Security ID: Meeting Date Meeting Status
NUW CUSIP 670695105 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John K. Nelson Mgmt For For For
1.2 Elect Terence J. Toth Mgmt For For For
1.3 Elect Robert L. Young Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund
Ticker Security ID: Meeting Date Meeting Status
PMF CUSIP 72200R107 12/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Mgmt For For For
Kittredge,
Jr.
1.2 Elect William B. Ogden Mgmt For For For
IV
1.3 Elect David N. Fisher Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund II
Ticker Security ID: Meeting Date Meeting Status
PML CUSIP 72200W106 12/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Mgmt For For For
Kittredge,
Jr.
1.2 Elect William B. Ogden Mgmt For For For
IV
1.3 Elect David N. Fisher Mgmt For For For
________________________________________________________________________________
Pimco Municipal Income Fund III
Ticker Security ID: Meeting Date Meeting Status
PYN CUSIP 72201A103 12/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph B. Mgmt For For For
Kittredge,
Jr.
1.2 Elect Deborah A. Mgmt For For For
DeCotis
1.3 Elect William B. Ogden Mgmt For For For
IV
1.4 Elect David N. Fisher Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Advantage Trust
Ticker Security ID: Meeting Date Meeting Status
MAV CUSIP 723762100 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diane Durnin Mgmt For For For
1.2 Elect Benjamin M. Mgmt For For For
Friedman
1.3 Elect Kenneth J. Taubes Mgmt For For For
________________________________________________________________________________
Pioneer Municipal High Income Trust
Ticker Security ID: Meeting Date Meeting Status
MHI CUSIP 723763108 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Diane Durnin Mgmt For For For
1.2 Elect Benjamin M. Mgmt For For For
Friedman
1.3 Elect Kenneth J. Taubes Mgmt For For For
________________________________________________________________________________
Putnam Managed Municipal Income Trust.
Ticker Security ID: Meeting Date Meeting Status
PMM CUSIP 746823103 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fix the Number of Mgmt For For For
Trustees at
11
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Catharine Bond Mgmt For For For
Hill
2.5 Elect Paul L. Joskow Mgmt For Withhold Against
2.6 Elect Kenneth R. Mgmt For For For
Leibler
2.7 Elect Robert L. Mgmt For For For
Reynolds
2.8 Elect Manoj P. Singh Mgmt For For For
2.9 Elect Mona K. Sutphen Mgmt For For For
________________________________________________________________________________
Putnam Municipal Opportunities Trust
Ticker Security ID: Meeting Date Meeting Status
PMO CUSIP 746922103 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fix the Number of Mgmt For For For
Trustees at
11
2.1 Elect Liaquat Ahamed Mgmt For For For
2.2 Elect Ravi Akhoury Mgmt For For For
2.3 Elect Barbara M. Mgmt For For For
Baumann
2.4 Elect Catharine Bond Mgmt For For For
Hill
2.5 Elect Paul L. Joskow Mgmt For Withhold Against
2.6 Elect Kenneth R. Mgmt For For For
Leibler
2.7 Elect Robert L. Mgmt For For For
Reynolds
2.8 Elect Manoj P. Singh Mgmt For For For
2.9 Elect Mona K. Sutphen Mgmt For For For
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 07/06/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of a New Mgmt For For For
Investment Advisory
Agreement
2 Approval of a New Mgmt For For For
Investment
Sub-Advisory
Agreement with
Western Asset
Management Company,
LLC
________________________________________________________________________________
Western Asset Managed Municipals Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MMU CUSIP 95766M105 10/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert D. Agdern Mgmt For For For
2 Elect William R. Mgmt For For For
Hutchinson
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Asset Mortgage Opportunity Fund Inc
Ticker Security ID: Meeting Date Meeting Status
MTT CUSIP 95768A109 04/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert D. Agdern Mgmt For For For
2 Elect William R. Mgmt For For For
Hutchinson
3 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF
________________________________________________________________________________
Aier Eye Hospital Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report and Mgmt For For For
its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of 2021 Mgmt For For For
Auditor
6 2020 Social Mgmt For For For
Responsibility
Report
7 2021 Compensation for Mgmt For For For
Directors
8 Amendments to Articles Mgmt For For For
9 Capital Increase, Mgmt For Abstain Against
Amendments to
Articles and Change
the Industrial and
Commercial
Registration
10 Procedural Rules for Mgmt For Abstain Against
Shareholders
Meeting
11 Procedural Rules for Mgmt For Abstain Against
Board
Meeting
12 Work System for Mgmt For Abstain Against
Independent
Directors
13 Management System for Mgmt For Abstain Against
External
Guarantees
14 Management System for Mgmt For Abstain Against
External
Investment
15 Management System for Mgmt For Abstain Against
Connected
Transactions
16 Management System for Mgmt For Abstain Against
Information
Disclosure
17 Management System for Mgmt For Abstain Against
Raised
Funds
18 2021 Line of Credit Mgmt For For For
19 2020 Supervisors' Mgmt For For For
Report
20 2021 Compensation for Mgmt For For For
Supervisors
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Committee
22 Participants Scale and Mgmt For For For
Determining
Principle
23 Source, Size and Mgmt For For For
Distribution of
Shares
24 Valid Period, Grant Mgmt For For For
Date, Non-Trading
Period and its
Release, Locking-Up
Period
25 Grant Price and Mgmt For For For
Determining
Principle
26 Conditions for Mgmt For For For
Granting and
Releasing
Restrictions
27 Adjustment and Mgmt For For For
Procedural for the
Plan
28 Accounting Treatment Mgmt For For For
29 Implement Procedural Mgmt For For For
30 Rights and Obligations Mgmt For For For
of the Company and
Participants
31 Arrangements for the Mgmt For For For
Change of the Company
and/or
Participants
32 Dispute Resolution for Mgmt For For For
Conflicts between the
Company and
Participants
33 Repurchase and Mgmt For For For
Cancellation
Principle
34 Management Measures of Mgmt For For For
the 2021 Restricted
Shares Incentive
Plan
35 Board Authorization to Mgmt For For For
Implement the
Restricted Shares
Incentive Plan and
Relevant
Matters
36 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Aier Eye Hospital Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 06/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for Share
Offering to Specific
Parties
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Principles
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Listing Place Mgmt For Against Against
9 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
10 Attribution of the Mgmt For Against Against
Accumulated Retained
Profits Before the
Share Offering to
Specific
Parties
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Share Offering to
Specific
Parties
12 Preplan For The Share Mgmt For Against Against
Offering To Specific
Parties
13 Demonstration Analysis Mgmt For Against Against
Report on the Plan
for Share Offering to
Specific
Parties
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Share
Offering to Specific
Parties
15 Diluted Immediate Mgmt For Against Against
Return After the
Share Offering to
Specific Parties,
Filling Measures and
Commitments of
Relevant
Parties
16 Shareholder Return Mgmt For Abstain Against
Plan For The Next
Three Years From 2021
To
2023
17 Setting Up A Deposit Mgmt For Against Against
Account For Raised
Funds
18 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Share Offering to
Specific
Parties
________________________________________________________________________________
Aier Eye Hospital Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association and
Handling the
Industrial and
Commercial
Registration
Amendment
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 02/09/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the 2018
Restricted Stock
Incentive
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the 2020
Restricted Stock
Incentive
Plan
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 Investment Cooperation Mgmt For For For
Agreement Between the
Company and the
Administration
Committee of a
Development
Zone
5 Elect HAO Hong Mgmt For For For
6 Elect YE Song Mgmt For For For
7 Elect YANG Rui Mgmt For Against Against
8 Elect HONG Liang Mgmt For For For
9 Elect ZHANG Da Mgmt For For For
10 Elect ZHANG Ting Mgmt For For For
11 Elect PAN Guangcheng Mgmt For For For
12 Elect ZHANG Kun Mgmt For For For
13 Elect WANG Qingsong Mgmt For For For
14 Elect ZHI Xinxin Mgmt For Against Against
15 Elect DI Shanshan Mgmt For For For
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2021 Remuneration
Plan
7 2020 Internal Control Mgmt For For For
Evaluation
Report
8 Self-Examination Mgmt For For For
Checklist For
Implementation Of
Internal Control
Rules
9 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
10 Change of the Purpose Mgmt For For For
of Some Raised Funds
and Addition of
Projects Financed
with Raised
Funds
11 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
12 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H-share Offering and Mgmt For For For
Listing on the Main
Board of the Hong
Kong Stock
Exchange
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Volume Mgmt For For For
6 Pricing Method Mgmt For For For
7 Issuing Targets Mgmt For For For
8 Issuing Principles Mgmt For For For
9 Conversion Into A Mgmt For For For
Company Limited By
Shares Which Raises
Funds
Overseas
10 The Valid Period Of Mgmt For For For
The Resolution On The
H-Share Offering And
Listing On The Main
Board Of The Hong
Kong Stock
Exchange
11 Plan For Use Of Funds Mgmt For For For
To Be Raised From The
H-Share
Offering
12 Distribution Plan For Mgmt For For For
Accumulated Retained
Profits Before The
Issuance
13 Report On The Use Of Mgmt For For For
Previously-Raised
Funds
14 By-election of LI Mgmt For For For
Jiacong As an
Independent
Director
15 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding H-share
Offering and Listing
on the Main Board of
the Hong Kong Stock
Exchange
16 Confirmation of Mgmt For For For
Authorized Persons of
the Board to Handle
Matters Regarding
H-share Offering and
Listing on the Main
Board of the Hong
Kong Stock
Exchange
17 Formulation Of The Mgmt For For For
Articles Of
Association Of The
Company (Draft)
(Applicable After
H-Listing)
18 Formulation of the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings (Applicable
After
H-listing)
19 Formulation of the Mgmt For For For
Rules of Procedure
Governing the Board
Meetings (Applicable
After
H-listing)
20 Formulation of the Mgmt For For For
Rules of Procedure
Governing the
Supervisory Committee
(Applicable After
H-listing)
21 Formulation of the Mgmt For For For
Connected
Transactions
Decision-making
System (Applicable
After
H-listing)
22 Formulation of the Mgmt For For For
External Investment
Management Measures
(Applicable After
H-listing)
23 Formulation of the Mgmt For For For
External Guarantee
Management Measures
(Applicable After
H-listing)
24 Formulation of the Mgmt For For For
Work System for
Independent Directors
(Applicable After
H-listing)
25 Formulation of the Mgmt For For For
Raised Funds
Management System
(Applicable After
H-listing)
26 Formulation of the Mgmt For For For
Management System for
Capital Transfer with
Related Parties
(Applicable After
H-listing)
27 Formulation of the Mgmt For For For
Code of Conduct for
Controlling
Shareholders
(Applicable After
H-listing)
28 Appointment of Audit Mgmt For For For
Firm for the H-share
Offering and Listing
on the Main Board of
the Hong Kong Stock
Exchange
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 07/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares
Plan
2 Appraisal Management Mgmt For For For
Measures For The 2020
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 08/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Plan For Non-Public Mgmt For For For
Share Offering: Stock
Type And Par
Value
2 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing Method And
Date
3 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing Targets And
Subscription
Method
4 Plan For Non-Public Mgmt For For For
Share Offering:
Pricing Base Date,
Pricing Principles
And Issue
Price
5 Plan For Non-Public Mgmt For For For
Share Offering:
Issuing
Volume
6 Plan For Non-Public Mgmt For For For
Share Offering:
Lockup
Period
7 Plan for Non-public Mgmt For For For
Share Offering:
Purpose and Amount of
Raised
Funds
8 Plan for Non-public Mgmt For For For
Share Offering:
Arrangement for
Accumulated Retained
Profits
9 Plan for Non-public Mgmt For For For
Share Offering:
Listing
Price
10 Plan for Non-public Mgmt For For For
Share Offering: The
Valid Period of the
Resolution of the
Non-public Share
Offering
11 Amendments to the Mgmt For For For
Preplan of Non-public
Share
Offering
12 Termination Of Mgmt For For For
Conditional Share
Subscription
Agreement And Its
Supplementary
Agreement
13 Amendments to Mgmt For For For
Feasibility Analysis
Report on the Use of
Funds to be Raised
from Non-public Share
Offering
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 10/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 An Investment Mgmt For For For
Agreement Between the
Company and the
Administration
Committee of the
Zhenjiang Economic
and Technological
Development
Zone
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2018 Restricted
Stock Incentive
Plan
3 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Asymchem Laboratories (Tianjin) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002821 CINS Y0370S103 11/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
2 Cash Management With Mgmt For For For
Some Temporarily Idle
Raised
Funds
3 Amendments to Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Avary Holding (Shenzhen) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002938 CINS Y0R9JY100 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2021 Financial Budget Mgmt For For For
Report
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
8 2021 Reappointment Of Mgmt For For For
Audit
Firm
9 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
10 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
11 Appraisal Management Mgmt For For For
Measures for the 2021
Restricted Stock
Incentive Plan
(draft)
12 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
Equity
Incentive
________________________________________________________________________________
AVIC Electromechanical Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 06/02/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Comprehensive Mgmt For For For
Credit Quota and
Authorization
7 2021 Financial Budget Mgmt For For For
(Draft)
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
9 2021 Estimated Mgmt For For For
External Guarantee
Quota
10 Change Of Some Mgmt For For For
Implementing Contents
Of Projects Financed
With Raised
Funds
11 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
12 Appointment Of 2021 Mgmt For For For
Financial Audit
Firm
13 Elect WANG Xiaoming Mgmt For For For
14 Elect WANG Xiufen Mgmt For For For
________________________________________________________________________________
AVIC Electromechanical Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002013 CINS Y37456111 10/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Kunhui Mgmt For For For
2 Elect Ji Ruidong Mgmt For For For
3 Elect WANG Jiangang Mgmt For For For
4 Elect CHEN Yuanming Mgmt For For For
5 Elect ZHOU Chunhua Mgmt For For For
6 Elect WANG Shugang Mgmt For For For
7 Elect ZHANG Guohua Mgmt For For For
8 Elect JING Xu Mgmt For For For
9 Elect ZHANG Jinchang Mgmt For For For
10 Elect WU Xingquan Mgmt For Against Against
11 Elect WANG Xuebo Mgmt For For For
12 Elect ZHANG Pengbin Mgmt For Against Against
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 01/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Borrowing
from AVIC Aerospace
System Co.,
Ltd.
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 2021 Financial Budget Mgmt For For For
8 Renewal Of A Financial Mgmt For For For
Service Agreement
With A
Company
9 Repurchase and Mgmt For For For
Cancellation of some
Restricted Stocks
under the 2nd Phase
Restricted Stock
Incentive
Plan
10 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
11 Provision Of Guarantee Mgmt For For For
For A Controlled
Subsidiary
12 By-Election Of Mgmt For Abstain Against
Supervisors
________________________________________________________________________________
AVIC Jonhon Optronic Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002179 CINS Y14228103 09/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiufen Mgmt For For For
2 Elect ZHAI Guofu Mgmt For For For
3 Elect BAO Huifang Mgmt For For For
4 Authority to Give Mgmt For For For
Guarantees to the
Wholly-owned
Subsidiary
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 02/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of 2021 Mgmt For For For
Estimated Quota Of
Continuing Connected
Transactions
2 Eligibility For Rights Mgmt For For For
Issue
3 Stock Type and Par Mgmt For For For
Value
4 Method of Issuance and Mgmt For For For
Subscription
5 Base, Ratio And Volume Mgmt For For For
Of The Rights
Issue
6 Pricing Basis and Mgmt For For For
Price of the Rights
Issue
7 Issuing Targets Mgmt For For For
8 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before
Completion of the
Issuance
9 Purpose and Amount of Mgmt For For For
the Raised
Funds
10 Issuing Date Mgmt For For For
11 Underwriting Method Mgmt For For For
12 Listing Place Mgmt For For For
13 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
14 Preplan For The Rights Mgmt For For For
Issue
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Rights
Issue
17 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Rights Issue and
Filling Measures and
Commitments of
Relevant
Parties
18 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the Rights
Issue
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Annual Accounts Mgmt For For For
and 2021 Financial
Budget
Report
4 2020 Profit Mgmt For For For
Distribution
Plan
5 Appointment Of Mgmt For For For
External Audit
Firm
6 Implementing Results Mgmt For For For
Of 2020 Connected
Transactions And 2021
Work
Plan
7 Elect ZHU Nianhui Mgmt For For For
8 Special Report On The Mgmt For For For
Deposit And Use Of
Raised
Funds
9 Amendments To The Mgmt For For For
Remuneration Measures
For The Chairman And
Vice Chairman Of The
Board
10 Amendments to the Mgmt For For For
Remuneration Measures
for Chairman of the
Supervisory
Committee
11 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
12 2020 Performance Mgmt For For For
Evaluation Report On
Directors And The
Board Of
Directors
13 2020 Performance Mgmt For For For
Evaluation Report on
the Supervisory
Committee and
Supervisors
14 2020 Performance Mgmt For For For
Evaluation Report on
the Senior Management
Team and Its
Members
15 2020 Work Report On Mgmt For For For
Capital
Management
________________________________________________________________________________
Bank Of Ningbo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002142 CINS Y0698G104 11/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions
2 Issuance Of Tier Ii Mgmt For For For
Capital
Bonds
3 Issuance Of Financial Mgmt For For For
Bonds
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 02/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continuation of the Mgmt For Against Against
Authorization to
Subsidiaries to
Provide Guarantee for
Clients
2 Connected Transactions Mgmt For Against Against
Regarding Provision
of Guarantee for
Joint Stock
Companies
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Related Mgmt For For For
Party
Transactions
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Audit Report Mgmt For For For
5 2020 Annual Accounts Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Reappointment Of Mgmt For For For
Audit
Firm
8 Granting Some Mgmt For For For
Authority To The
Chairman Of The
Board
9 Estimated Guarantee Mgmt For Against Against
Quota Of The Company
And Its Controlled
Subsidiaries
10 Purchase Of Low-Risk Mgmt For For For
Wealth Management
Products With Idle
Proprietary
Funds
11 Connected Transactions Mgmt For Against Against
Regarding Provision
of Guarantee for
Joint Stock
Companies
12 Launching Commodity Mgmt For For For
Futures Hedging
Business
________________________________________________________________________________
Beijing Dabeinong Technology Group Co
Ticker Security ID: Meeting Date Meeting Status
002385 CINS Y0772N108 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For Against Against
Regarding Provision
Of Guarantee For A
Subsidiary
2 Connected Transaction Mgmt For Against Against
Regarding Provision
Of Guarantee For
Another
Subsidiary
3 Connected Transaction Mgmt For Against Against
Regarding Provision
Of Guarantee For A
3Rd
Subsidiary
________________________________________________________________________________
Beijing Enlight Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300251 CINS Y0773B103 05/11/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Re-appointment of Mgmt For For For
Auditor
7 Approval of Directors' Mgmt For For For
Fees
8 Approval of Mgmt For For For
Supervisors'
Fees
9 Phase II Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) and Its
Summary
10 Management System for Mgmt For Against Against
Phase II Employee
Stock Ownership
Plan
11 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Phase II
Employee Stock
Ownership
Plan
12 Amendments to Articles Mgmt For Abstain Against
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meetings
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meetings
15 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
16 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
17 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transaction
18 Amendments to Mgmt For Abstain Against
Management System for
Financing and
External
Guarantees
19 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Mgmt For For For
Construction of a
Green Building
Materials Production
Base in Zhengzhou,
Henan
2 Change of the Mgmt For For For
Company's Registered
Capital
3 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 04/12/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2021 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
3 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2021 Stock Option
Incentive
Plan
4 Authorization to the Mgmt For For For
Board to Handle
Maters Regarding the
2021 Stock Option
Incentive
Plan
5 2021 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) And Its
Summary
6 Management Measures Mgmt For Against Against
For 2021 Employee
Stock Ownership
Plan
7 Authorization to the Mgmt For Against Against
Board to Handle
Maters Regarding the
2021 Employee Stock
Ownership
Plan
8 Approve Employee Share Mgmt For For For
Purchase Plan Intent
to Raise Funds
through Financing and
Securities
Lending
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2021 Financial Budget Mgmt For For For
Report
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 2021 Reappointment Of Mgmt For Against Against
Audit
Firm
8 2020 Remuneration For Mgmt For For For
Directors
9 2020 Remuneration For Mgmt For For For
Supervisors
10 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions
11 Provision of Guarantee Mgmt For Against Against
for the Comprehensive
Credit Line Applied
for by Subordinate
Companies to Banks
and Other Financial
Institutions
12 External Guarantee Mgmt For For For
13 Change of the Mgmt For For For
Registered Capital of
the
Company
14 Amendments to the Mgmt For For For
Articles of
Association of the
Company
15 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 06/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in the Mgmt For For For
Establishment of a
Wholly-owned
Subsidiary and the
Construction of a
Research and
Development and
Production Base
Project
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
2 Elect CAI Zhaoyun as Mgmt For For For
an Independent
Director
3 2020 Issuance Of Mgmt For For For
Account Receivable
Asset-Backed
Notes
4 Change of the Mgmt For For For
Company's Registered
Capital
5 Amendments to the Mgmt For For For
Company's Articles of
Association
6 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
7 Amendments To The Mgmt For For For
System For
Independent
Directors
8 Amendments To The Mgmt For For For
Raised Funds
Management
System
9 Investment in Mgmt For For For
Construction of a New
Construction
10 External Investment in Mgmt For For For
Construction of a New
Material Composite
Industrial
Park
11 External Investment in Mgmt For For For
Construction of a New
Material Production
Base in Nantong,
Jiangsu
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 11/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Company's Mgmt For For For
Eligibility for
Private Placement of
Shares
2 Approve Issue Type and Mgmt For Against Against
Par
Value
3 Approve Issue Manner Mgmt For Against Against
and
Period
4 Approve Target Parties Mgmt For Against Against
and Subscription
Manner
5 Approve Reference Mgmt For Against Against
Date, Issue Price and
Pricing
Basis
6 Approve Issue Scale Mgmt For Against Against
7 Approve Amount and Mgmt For Against Against
Usage of Raised
Funds
8 Approve Restriction Mgmt For Against Against
Period
Arrangement
9 Approve Listing Mgmt For Against Against
Location
10 Approve Distribution Mgmt For Against Against
Arrangement of
Undistributed
Earnings
11 Approve Resolution Mgmt For Against Against
Validity
Period
12 Approve Plan on Mgmt For Against Against
Private Placement of
Shares
13 Approve Impact of Mgmt For Against Against
Dilution of Current
Returns on Major
Financial Indicators
and the Relevant
Measures to be
Taken
14 Approve Feasibility Mgmt For Against Against
Analysis Report on
the Use of
Proceeds
15 Approve Report on the Mgmt For For For
Usage of Previously
Raised
Funds
16 Approve Appraisal Mgmt For For For
Report on the Usage
of Previously Raised
Funds
17 Approve Shareholder Mgmt For For For
Return
Plan
18 Approve Authorization Mgmt For Against Against
of Board to Handle
All Related
Matters
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 12/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Shares of Phase 3
Restricted Shares
Plan
2 Approval of the Mgmt For For For
Increase in
Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Approval of Issuance Mgmt For For For
of Asset-backed
Securities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Oriental Yuhong Waterproof Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002271 CINS Y07729109 12/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees by the
Company and its
Subsidiary
________________________________________________________________________________
Beijing Origin Water Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 07/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A
Company
2 Provision Of Guarantee Mgmt For Against Against
For A 2Nd
Company
3 Provision Of Guarantee Mgmt For Against Against
For A 3Rd
Company
4 Provision Of Guarantee Mgmt For Against Against
For A 4Th
Company
5 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
6 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
7 Provision Of Guarantee Mgmt For Against Against
For A 5Th
Company
8 Provision Of Guarantee Mgmt For Against Against
For A 6Th
Company
9 Provision Of Guarantee Mgmt For Against Against
For A 7Th
Company
10 Early Termination Of Mgmt For For For
The Provision Of
Guarantee For A
Company
11 Provision Of Guarantee Mgmt For Against Against
For An 8Th
Company
12 Provision of Guarantee Mgmt For Against Against
for an 9th Company
I
13 Provision of Guarantee Mgmt For Against Against
for an 9th Company
II
14 Connected Transaction Mgmt For Against Against
Regarding Provision
of Guarantee for the
Comprehensive Credit
Line Applied for by
Controlled
Subsidiaries to
Related
Parties
________________________________________________________________________________
Beijing Origin Water Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 08/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees for a
Company
2 Authority to Give Mgmt For Against Against
Guarantees for
Another Company
I
3 Authority to Give Mgmt For Against Against
Guarantees for
Another Company
II
4 Termination Of The Mgmt For For For
Guarantee For A
Company Ahead Of
Schedule
I
5 Termination of the Mgmt For For For
Guarantee for a
Company Ahead of
Schedule
II
________________________________________________________________________________
Beijing Origin Water Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Elect FU Tao as an Mgmt For For For
Independent
Director
4 Provision Of Guarantee Mgmt For Against Against
For A
Company
5 Provision Of Guarantee Mgmt For Against Against
For Another
Company
6 Provision Of Guarantee Mgmt For Against Against
For A Company
I
7 Provision Of Guarantee Mgmt For Against Against
For A Company
Ii
________________________________________________________________________________
Beijing Origin Water Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A Company
I
2 Provision Of Guarantee Mgmt For Against Against
For A Company
Ii
3 Provision Of Guarantee Mgmt For Against Against
For Another
Company
4 Elect LI Jie as a Mgmt For Against Against
Supervisor
5 Elect YU Xiaoxue Mgmt For For For
6 Elect DU Xiaoming Mgmt For For For
7 Elect GAO Dehui Mgmt For For For
________________________________________________________________________________
Beijing Origin Water Tech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300070 CINS Y0772Q101 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering on the
Chinext
Board
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
9 Amount and Purpose of Mgmt For For For
the Raised
Funds
10 Listing Place Mgmt For For For
11 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
12 Demonstration Analysis Mgmt For For For
Report on the Plan
for Non-public Share
Offering on the
Chinext Board
(revised)
13 Preplan For Non-Public Mgmt For For For
Share Offering On The
Chinext Board
(Revised)
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share Offering on the
Chinext Board
(revised)
15 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
16 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering on the
Chinext Board and
Filling Measures
(revised)
17 Connected Transactions Mgmt For For For
Involved in the
Non-public Share
Offering on the
Chinext
Board
18 Conditional Share Mgmt For For For
Subscription
Agreement To Be
Signed With Specific
Parties
19 Conditional Mgmt For For For
Supplementary
Agreement to the
Share Subscription
Agreement with
Specific
Parties
20 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
21 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
22 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Beijing Shiji Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 04/06/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHUANG Zhuoran Mgmt For For For
________________________________________________________________________________
Beijing Shiji Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002153 CINS Y0772L102 05/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY0.4000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):4.000000
5 2020 Annual Accounts Mgmt For For For
6 Reappointment Of Audit Mgmt For For For
Firm
7 Purchase Of Wealth Mgmt For For For
Management Products
With Idle Proprietary
Funds
8 2020 Remuneration For Mgmt For For For
Senior
Management
________________________________________________________________________________
Beijing Sinnet Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report Mgmt For For For
2 2020 Accounts and Mgmt For For For
Reports
3 2020 Directors' Report Mgmt For For For
4 2020 Supervisors' Mgmt For For For
Report
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Compensation for Mgmt For For For
Directors and
Supervisors
7 Appointment of 2021 Mgmt For For For
Auditor
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meeting
10 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
11 Amendments to Work Mgmt For Abstain Against
System for External
Guarantees
12 Amendments to Work Mgmt For Abstain Against
System for External
Investments
13 Amendments to Work Mgmt For Abstain Against
System for Connected
Transactions
14 Amendments to Work Mgmt For Abstain Against
System for Raised
Funds
15 Entering into the Mgmt For For For
Supplemental
Agreement II
Regarding the Capital
Increase Agreement
with Zhida Yunchuang
(Sanhe) Technology
Co.,
Ltd.
________________________________________________________________________________
Beijing Sinnet Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300383 CINS Y0R7V6101 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Declaration And Mgmt For For For
Issuance Of
Infrastructure Public
Reits By The
Company
3 Application For Bank Mgmt For For For
Credit Line By The
Company And Its
Subsidiaries
4 Provision Of Guarantee Mgmt For For For
For The Bank Loans
Applied For By
Subsidiaries
5 Approve Signing of Mgmt For For For
Supplementary
Agreement of Capital
Injection Agreement
and Financial
Assistance
Provision
________________________________________________________________________________
Betta Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300558 CINS Y0875K100 01/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 H-share Offering and Mgmt For For For
Listing on the Main
Board of the Stock
Exchange of Hong Kong
and Conversion into a
Company Raising Funds
Overseas via Share
Offering
3 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Stock Type
And Par
Value
4 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Issuing
Date
5 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Issuing
Method
6 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Issuing
Scale
7 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Pricing
Method
8 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Issuing
Targets
9 Plan For H-Share Mgmt For For For
Offering And Listing
On The Main Board Of
The Stock Exchange Of
Hong Kong: Issuing
Principles
10 The Valid Period Of Mgmt For For For
The Resolution On The
H-Share Offering And
Listing
11 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
12 Plan For The Use Of Mgmt For For For
Raised Funds From
H-Share
Offering
13 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the H-share
Offering and
Listing
14 Distribution Plan for Mgmt For For For
Accumulated Retained
Profits Before the
H-share Offering and
Listing
15 Elect TONG Jia Mgmt For For For
16 Elect HUANG Xinqi Mgmt For For For
17 Purchase of Prospectus Mgmt For Abstain Against
and Insurance for
Directors,
Supervisors and
Senior
Management
18 Amendments To The Mgmt For For For
Articles Of
Association Of The
Company According To
H-Share Listed
Company
Requirements
19 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings According to
H-share Listed
Company
Requirements
20 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board Meetings
According to H-share
Listed Company
Requirements
21 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory Committee
According to H-share
Listed Company
Requirements
22 Amendments to the Mgmt For Abstain Against
Connected
Transactions
Decision-making
System According to
H-share Listed
Company
Requirements
23 Amendments to the Mgmt For Abstain Against
External Investment
Management System
According to H-share
Listed Company
Requirements
24 Amendments to the Mgmt For Abstain Against
External Guarantee
System According to
H-share Listed
Company
Requirements
25 Amendments to the Mgmt For Abstain Against
Independent Director
Work System According
to H-share Listed
Company
Requirements
26 Amendments to the Mgmt For Abstain Against
Raised Funds
Management System
According to H-share
Listed Company
Requirements
27 Cash Management With Mgmt For For For
Idle Raised
Funds
28 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Betta Pharmaceuticals Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300558 CINS Y0875K100 04/15/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Remuneration For Mgmt For For For
Directors And
Supervisors
7 Reappointment Of 2021 Mgmt For For For
Audit
Firm
8 Purchase of Mgmt For For For
Principal-guaranteed
Wealth Management
Products with Idle
Proprietary
Funds
9 Application For Mgmt For For For
Comprehensive
Financing Quota By
The Company And
Subsidiaries And
Provision Of
Guarantee For
Financing Within The
Quota
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 03/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
2 Capital Increase In Mgmt For For For
Subsidiaries With
Raised Funds And
Provision Of Loans
For Implementation Of
Projects Funded With
Raised
Funds
3 Application for Mgmt For For For
Comprehensive Credit
Line to Financial
Institutions and
Enterprises by the
Company and Its
Subsidiaries in
2021
4 Launching Foreign Mgmt For For For
Exchange Derivatives
Transaction
Business
5 Cash Management With Mgmt For For For
Temporarily Idle
Raised
Funds
6 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports and 2021
Financial
Budget
5 2020 Allocation of Mgmt For For For
Dividends
6 Re-appointment of Mgmt For For For
Auditor for
2021
7 Approval to Adjust Mgmt For For For
Independent
Directors'
Fees
8 Approval of 2021 Mgmt For For For
Supervisors'
Fees
9 Approval to Increase Mgmt For For For
2021 Estimated Quota
for Related Party
Transactions
10 2021 Estimated Mgmt For For For
Guarantee Quota
Provided to
Subsidiaries
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Jian Mgmt For For For
2 Elect YIN Ye Mgmt For Against Against
3 Elect ZHAO Lijian Mgmt For For For
4 Elect DU Yutao Mgmt For For For
5 Elect WANG Hongqi Mgmt For For For
6 Elect WANG Hongtao Mgmt For For For
7 Elect CAO Ya Mgmt For For For
8 Elect DU Lan Mgmt For For For
9 Elect WU Yuhui Mgmt For For For
10 Elect LIU Siqi Mgmt For Against Against
11 Elect LI Wenqi Mgmt For For For
12 Allowance For Mgmt For For For
Supervisors
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 07/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Mgmt For For For
Issuing
Time
4 Issuing Method and Mgmt For For For
Issuing
Time
5 Pricing Benchmark, Mgmt For For For
Pricing Principles
and Issue
Price
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Arrangement for the Mgmt For For For
Roll over Profit
Before Completion of
the
Issuance
9 Listing Place Mgmt For For For
10 The Valid Period of Mgmt For For For
the Non-public
issuance
11 Amount and Use of the Mgmt For For For
Raised
Funds
12 Approval of Mgmt For For For
Preliminary Plan of
Non-public Share
Offering
13 Demonstration Analysis Mgmt For For For
Report on the Plan
for A-share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
Non-public Share
Offering
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Diluted Immediate Mgmt For For For
Return After the
Non-public
Share
17 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
BGI Genomics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300676 CINS Y0883H107 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Mgmt For For For
Performance Guarantee
For A Wholly-Owned
Subsidiary
2 Provision Of Guarantee Mgmt For For For
For The Bank Credit
Line Applied For By A
Wholly-Owned
Subsidiary
3 Provision of Counter Mgmt For For For
Guarantee for the
Bank Credit Line
Acquired by an
Overseas Controlled
Company
4 2020 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
5 Connected Transaction Mgmt For For For
Regarding Launch
Entrusted Research
and Development With
Related
Parties
6 External Donation Mgmt For For For
7 Amendments to the Mgmt For For For
Company's Articles of
Association
8 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
9 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
10 Amendments to Mgmt For Abstain Against
Procedural Rules for
System for
Independent
Directors
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Transaction
Management
System
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Guarantee Management
System
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Investment Management
System
14 Amendments to Mgmt For Abstain Against
Implementing Rules
for Cumulative Voting
System
________________________________________________________________________________
By-health Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 03/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Annual Accounts Mgmt For For For
3 2021 Financial Budget Mgmt For For For
Report
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Amendments to the Mgmt For For For
Company's Articles of
Association and
Change of the
Company's Business
Scope
8 2021 Reappointment Of Mgmt For For For
Audit
Firm
9 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
By-health Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 07/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
A-Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Mgmt For For For
Issuing
Time
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Pricing Benchmark, Mgmt For For For
Issue Price and
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Amount and Use of the Mgmt For For For
Raised
Funds
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 The Valid Period of Mgmt For For For
the
issuance
11 Arrangement for the Mgmt For For For
Roll over Profit
Before Completion of
the
Issuance
12 Approval of Mgmt For For For
Preliminary Plan of
A-Share
Offering
13 Demonstration Analysis Mgmt For For For
Report on the Plan
for A-share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
A-Share
Offering
15 Change Of Audit Firm Mgmt For For For
16 Report On The Use Of Mgmt For For For
Previously Raised
Funds
17 Diluted Immediate Mgmt For For For
Return After the
A-Share
18 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
A-Share
Offering
________________________________________________________________________________
By-health Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300146 CINS Y2924V103 09/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIANG Yunchao Mgmt For For For
2 Elect LIANG Shuisheng Mgmt For For For
3 Elect LIN Zhicheng Mgmt For For For
4 Elect TANG Hui Mgmt For For For
5 Elect WANG Xi Mgmt For For For
6 Elect DENG Chuanyuan Mgmt For For For
7 Elect LIU Jianhua Mgmt For For For
8 Approve Supervisory Mgmt For For For
Council
9 Determination Of Mgmt For For For
Allowance For
Independent
Directors
10 Amendments to Articles Mgmt For For For
11 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
12 Amendments to the Mgmt For Abstain Against
Implementing Rules
for Online Voting
System at Shareholder
General
Meetings
13 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Governing
Shareholders General
Meetings
14 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Governing Board
Meetings
15 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
16 Amendments To The Mgmt For Abstain Against
Implementing Rules
For Cumulative Voting
System
17 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
18 Amendments to the Mgmt For Abstain Against
Remuneration
Management System for
Directors,
Supervisors, and
Senior
Management
19 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Governing Meetings of
the Supervisory
Committee
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R120 06/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
7 Authority to Give Mgmt For Against Against
Guarantees
8 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
9 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
11 Provision of Phased Mgmt For Against Against
Guarantee for
Mortgage-backed Car
Buyers to BYD Auto
Finance Company
Limited
12 Shareholders' Deposits Mgmt For For For
of BYD Auto Finance
Limit
13 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R120 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compliance of the Mgmt For For For
Spin-off of BYD
Semiconductor Company
Limited with Relevant
Laws and
Regulations
2 Plan for the Spin-off Mgmt For For For
and Listing of BYD
Semiconductor Company
Limited on the
ChiNext
Board
3 Proposal of the Mgmt For For For
Spin-off and Listing
of BYD Semiconductor
Company
Limited
4 Compliance of the Mgmt For For For
Spin-off and Listing
with "Certain
Provisions on Pilot
Domestic Listing of
Spin-off Subsidiaries
of Listed
Companies"
5 Spin-off to Be Mgmt For For For
Conducive to
Safeguarding of Legal
Rights and Interests
of Shareholders and
Creditors
6 Ability to Maintain Mgmt For For For
Independence and
Sustainable Operation
of the
Company
7 BYD Semiconductor's Mgmt For For For
Ability to Implement
Regulated
Operation
8 Explanation of the Mgmt For For For
Completeness of and
Compliance with
Statutory Procedures
of the Spin-off and
the Validity of Legal
Documents
Submitted
9 Objectives, Commercial Mgmt For For For
Reasonableness,
Necessity and
Feasibility of the
Spin-off
10 Board Authorization in Mgmt For For For
Relation to
Spin-off
11 Adoption of Share Mgmt For For For
Option Scheme of BYD
Semiconductor Company
Limited
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R120 09/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Chuan Fu Mgmt For Against Against
2 Elect Lv Xiang Yang Mgmt For Against Against
3 Elect XIA Zuo Quan Mgmt For For For
4 Elect Cai Hong-ping Mgmt For For For
5 Elect Jiang Yan-bo Mgmt For For For
6 Elect Zhang Min Mgmt For For For
7 Elect DONG Jun Qing Mgmt For For For
8 Elect LI Yong Zhao Mgmt For For For
9 Elect HUANG Jiang Feng Mgmt For For For
10 Supervisor service Mgmt For For For
contract with Wang
Zhen and Yang
Dong-sheng
11 Directors' Fees Mgmt For For For
12 Supervisors Fees Mgmt For For For
________________________________________________________________________________
BYD Co
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R120 12/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Mgmt For For For
Shareholder Deposits
Limit
________________________________________________________________________________
CGN Power Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C119 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Changli Mgmt For For For
2 Elect GAO Ligang Mgmt For For For
3 Elect JIANG Dajin Mgmt For For For
4 Elect SHI Bing Mgmt For For For
5 Elect WANG Wei Mgmt For For For
6 Elect GU Jian Mgmt For For For
7 Elect LI Fuyou Mgmt For For For
8 Elect YANG Jiayi Mgmt For For For
9 Elect XIA Ceming Mgmt For For For
10 Elect CHEN Sui as Mgmt For For For
Supervisor
11 Elect HU Yaoqi as Mgmt For Against Against
Supervisor
12 Elect ZHANG Baishan as Mgmt For For For
Supervisor
13 YANG Changli Mgmt For For For
14 GAO Ligang Mgmt For For For
15 JIANG Dajin Mgmt For For For
16 SHI Bing Mgmt For For For
17 WANG Wei Mgmt For For For
18 GU Jian Mgmt For For For
19 LI Fuyou Mgmt For For For
20 YANG Jiayi Mgmt For For For
21 XIA Ceming Mgmt For For For
22 CHEN Sui Mgmt For For For
23 HU Yaoqi Mgmt For For For
24 ZHANG Baishan Mgmt For For For
25 ZHU Hui Mgmt For For For
26 WANG Hongxin Mgmt For For For
27 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
28 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Registered
Capital
2 Amendments to Articles Mgmt For For For
of
Association
3 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
4 Amendments to the Mgmt For Abstain Against
Rules of Procedure
Governing
Shareholders General
Meeting
5 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board
Meetings
6 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
7 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
8 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
9 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Management
System
10 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 03/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Chaozhou Three-Circle(Group) Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300408 CINS Y1R99A101 06/01/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
7 Re-appointment of Mgmt For For For
Auditor for
2021
8 Annual Remuneration Mgmt For For For
Plan for Directors
and
Supervisors
9 Amendments to Articles Mgmt For For For
10 The Company's Mgmt For Against Against
Eligibility for
Issuance of Shares
w/o Preemptive
Rights
11 Stock Type and Par Mgmt For Against Against
Value
12 Issuance Method and Mgmt For Against Against
Date
13 Pricing Benchmark Mgmt For Against Against
Date, Issue Price and
Pricing
Principles
14 Issuance Volume Mgmt For Against Against
15 Issuance Targets and Mgmt For Against Against
Subscription
Method
16 Lock-up Period Mgmt For Against Against
17 Arrangement for Mgmt For Against Against
Accumulated Retained
Profits before the
Issuance
18 Listing Market Mgmt For Against Against
19 Amount and Purpose of Mgmt For Against Against
Raised
Funds
20 Valid Period of the Mgmt For Against Against
Resolution
21 Approval of Mgmt For Against Against
Preliminary Plan of
Issuance of Shares
w/o Preemptive
Rights
22 Demonstration Analysis Mgmt For Against Against
Report for the 2021
Plan for Issuance of
Shares w/o Preemptive
Rights
23 Feasibility Report for Mgmt For Against Against
the 2021 Plan for
Issuance of Shares
w/o Preemptive
Rights
24 Report on Use of Mgmt For For For
Previously Raised
Funds
25 Indemnification Mgmt For Against Against
Arrangements for
Diluted Current
Earnings and
Commitments of
Relevant
Parties
26 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to the
Issuance of Shares
w/o Preemptive
Rights
27 Shareholder Returns Mgmt For For For
Plan
(2021-2023)
________________________________________________________________________________
Chengdu Kanghong Pharmaceutical Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002773 CINS Y130A3100 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2020
7 2021 Financial Budget Mgmt For For For
Report
8 Appointment Of 2021 Mgmt For For For
Financial Audit
Firm
9 Purchase Of Wealth Mgmt For For For
Management Products
With Proprietary
Funds
10 Termination of the Mgmt For For For
2021 Non-public Share
Offering and
Withdrawal of
Relevant Application
Files
________________________________________________________________________________
Chengdu Kanghong Pharmaceutical Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002773 CINS Y130A3100 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price Mgmt For For For
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
10 Listing Place Mgmt For For For
11 Valid Period of the Mgmt For For For
Resolution
12 Preplan For 2020 Mgmt For For For
Non-Public A-Share
Offering
13 Report On The Use Of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
15 Diluted Immediate Mgmt For For For
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
16 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
17 Shareholder Return Mgmt For For For
Plan For The Next
Three
Years
18 Settlement of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
China Great Wall Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002939 CINS Y14394103 06/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report Mgmt For For For
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Continuing Connected Mgmt For For For
Transactions with
China Huaneng Group
Co., Ltd. and its
Associated Entities,
China Huaneng Co.,
Ltd., Huaneng Capital
Services Co., Ltd.
and their Affiliated
Entities
7 Continuing Connected Mgmt For For For
Transactions with
Great Wall Fund
Management Co., Ltd.,
Jingshun Great Wall
Fund Management Co.,
Ltd. and their
Associated
Entities
8 Continuing Connected Mgmt For For For
Transactions with
Shenzhen Energy Group
Co., Ltd. and its
Associated
Entities
9 Continuing Connected Mgmt For For For
Transactions with
Shenzhen Xinjiangnan
Investment Co.,
Ltd.
10 Continuing Connected Mgmt For For For
Transactions with
Boshi Fund Management
Co., Ltd. and China
Merchants Bank Co.,
Ltd.
11 Continuing Connected Mgmt For For For
Transactions with
China Merchants
Securities Co.,
Ltd.
12 Continuing Connected Mgmt For For For
Transactions with
Huaxia Bank Co.,
Ltd.
13 Continuing Connected Mgmt For For For
Transactions with
Other Affiliated
Entities
14 General Authorization Mgmt For Abstain Against
to Issue Debt
Instruments
________________________________________________________________________________
China Great Wall Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002939 CINS Y14394103 10/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
4 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
5 Elect ZHANG Wei Mgmt For For For
6 Elect ZHOU Zhaohui Mgmt For For For
7 Elect DUAN Yiping Mgmt For For For
8 Elect ZHU Jianxin Mgmt For For For
9 Elect DUAN Xinye Mgmt For For For
10 Elect LU Xiaoping Mgmt For For For
11 Elect SU Min Mgmt For For For
12 Elect PENG Lei Mgmt For For For
13 Elect MA Qingquan Mgmt For For For
14 Elect WANG Huacheng Mgmt For For For
15 Elect HE Jie Mgmt For For For
16 Elect LI Jianhui Mgmt For For For
17 Elect MI Aidong Mgmt For Against Against
18 Elect GU Wenjun Mgmt For For For
19 Elect LI Xiaofei Mgmt For Against Against
________________________________________________________________________________
China Great Wall Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002939 CINS Y14394103 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of 2020 Mgmt For Against Against
Auditor
________________________________________________________________________________
Chongqing Zhifei Biological Products Company
Ticker Security ID: Meeting Date Meeting Status
300122 CINS Y1601T100 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Work Report Of Mgmt For For For
The Board Of
Directors
4 2020 Work Report of Mgmt For For For
the Board of
Supervisors
5 2020 Annual Accounts Mgmt For For For
6 2020 Audited Financial Mgmt For For For
Report
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2021 Application For Mgmt For For For
Credit Line To
Banks
9 2021 Reappointment Of Mgmt For For For
Audit
Firm
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Elect CHEN Xujiang Mgmt For For For
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Accounts and Mgmt For For For
Reports
6 2020 Compensation for Mgmt For For For
Directors
7 2020 Compensation for Mgmt For For For
Supervisors
8 Purchasing Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
9 Adjustment of the Mgmt For For For
Compensation for
Independent
Directors
10 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
11 Authority to Give Mgmt For Against Against
Guarantees in
2021
12 Approval of Line of Mgmt For For For
Credit in
2021
13 Appointment of 2021 Mgmt For For For
Auditor
14 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Shares
Reviewed in the 21th
Meeting of the 2nd
Session of Board of
Directors
15 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Shares
Reviewed in the 28th
Meeting of the 2nd
Session of Board of
Directors
16 Reduce Registered Mgmt For For For
Capital and
Amendments to
Articles
17 New Investment Project Mgmt For For For
Regarding the
Amendment to the Use
of Proceedings Raised
in 2020 Private
Placement
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 07/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Strategic Cooperation Mgmt For For For
Agreements To Be
Signed
________________________________________________________________________________
Contemporary Amperex Technology Co. Limited
Ticker Security ID: Meeting Date Meeting Status
300750 CINS Y1R48E105 10/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of
2020 Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
4 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
DHC Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Re- Appointment of Mgmt For For For
Auditor
7 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Plan for 2020 Non-
Public Issue of
Shares
8 Extension of the Valid Mgmt For For For
Period of the
Authorization to the
Board to Handle
Matters Regarding the
2020 Non- Public
Issue of
Shares
9 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
DHC Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 05/31/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 2021 Estimated Mgmt For For For
Connected
Transactions
________________________________________________________________________________
DHC Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 07/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
2 Expansion of Business Mgmt For For For
Scope
3 Amendments to Articles Mgmt For For For
4 Application For Bank Mgmt For For For
Credit And Guarantee
And Guarantee For
Subsidiaries
________________________________________________________________________________
DHC Software Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002065 CINS Y2080B107 08/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by
Subsidiaries and
Provision of
Guarantee
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Provision of Mgmt For For For
Guarantee for the
Bank Credit Line and
Loans of Wholly-owned
Subsidiaries
7 Amendments to the Mgmt For For For
Company's Articles of
Association
8 Amendments to Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholder General
Meetings
9 Amendments to External Mgmt For Abstain Against
Investment Management
System
10 Elect ZHENG Likun Mgmt For For For
11 Elect HUANG Jianhai Mgmt For For For
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For Abstain Against
Company's Articles of
Association
2 Amendments to the Mgmt For Abstain Against
Rules of Procedure
Governing
Shareholders General
Meetings
3 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board
Meetings
4 Amendments to the Mgmt For Abstain Against
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
5 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
6 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Decision-Making
System
7 Amendments To The Mgmt For Abstain Against
System For
Independent
Directors
8 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
Measures
9 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
Measures
10 Registration and Mgmt For For For
Issuance of Debt
Financing Instruments
in the Inter-bank
Market
________________________________________________________________________________
East Money Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300059 CINS Y2234B102 11/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Issuance of
Convertible Bonds to
Non-specific
Parties
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Deposit and Management Mgmt For For For
of the Raised
Funds
21 The Valid Period of Mgmt For For For
the Issuance
Plan
22 Preplan For Issuance Mgmt For For For
Of Convertible Bonds
To Non-Specific
Parties
23 Feasibility Analysis Mgmt For For For
Report on Issuance of
Convertible Bonds to
Non-specific
Parties
24 Feasibility Analysis Mgmt For For For
Report On Projects To
Be Financed With
Raised Funds From The
Issuance Of
Convertible Bonds To
Non-Specific
Parties
25 Report On The Use Of Mgmt For For For
Previously Raised
Funds
26 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Issuance of
Convertible Bonds to
Non-specific Parties
and Filling Measures,
and Commitments of
Relevant
Parties
27 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of
Convertible Bonds to
Non-specific
Parties
28 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 03/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Investment In Mgmt For For For
Construction Of A
Project By A
Company
3 Provision Of Guarantee Mgmt For Against Against
For
Subsidiaries
4 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
5 2021 Employee Stock Mgmt For Against Against
Ownership
Plan
6 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding
2021 Employee Stock
Ownership
Plan
7 Provision of Guarantee Mgmt For Against Against
for
Subsidiary
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 04/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Joint Investment in Mgmt For For For
Setting Up a Company
with a
Company
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Audit Report Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 Annual Accounts Mgmt For For For
6 Special Report On The Mgmt For For For
Deposit And Use Of
Raised
Funds
7 2021 Remuneration And Mgmt For For For
Appraisal Plan For
Directors And Senior
Management
8 Reappointment Of Audit Mgmt For For For
Firm
9 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks and
Cancellation of Some
Stock
Options
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 Formulation Of The Mgmt For For For
Management System For
Provision Of External
Financial
Aid
12 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
13 2021 Remuneration Plan Mgmt For For For
For
Supervisors
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 06/09/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subsidiaries Launching Mgmt For For For
Financial Leasing
Business
2 Guarantee For Mgmt For For For
Subsidiaries
3 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
2 Amendments To The Mgmt For Abstain Against
Management System For
The Special Deposit
And Use Of Raised
Funds
3 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
4 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Decision-Making
System
5 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board
Meetings
6 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
7 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Cancellation of Mgmt For For For
Partial Guarantee and
Provision of
Guarantee for Some
Subsidiaries
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 11/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Implementing Parties
of Some Projects
Financed with Raised
Funds
2 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
3 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
4 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
EVE Energy Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300014 CINS Y2303F109 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For Against Against
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
First Capital Securities Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002797 CINS Y2R9TR100 06/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Beijing Capital Group Mgmt For For For
Co.,
Ltd.
7 Huaxi Haoyu Investment Mgmt For For For
Co.,
Ltd.
8 Zhejiang Hangmin Mgmt For For For
Industrial Group Co.,
Ltd.
9 Yinhua Fund Management Mgmt For For For
Co.,
Ltd.
10 Other Affiliated Mgmt For For For
Entities
11 Approval of Mgmt For For For
Proprietary Business
Investment
Quota
12 Authority to Issue Mgmt For For For
Debt Financing
Instruments
13 Amendments to Articles Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 2020 Remuneration For Mgmt For For For
Directors
16 2020 Remuneration For Mgmt For For For
Supervisors
17 Elect LIU Xuemin Mgmt For For For
18 Elect WANG Fang Mgmt For For For
19 Elect DENG Wenbin Mgmt For For For
20 Elect YANG Weibin Mgmt For For For
21 Elect Xu Jian Mgmt For For For
22 Elect LIANG Wangnan Mgmt For For For
23 Elect Zang Ying Mgmt For For For
24 Elect GAO Tianxiang Mgmt For For For
25 Elect LONG Yifei Mgmt For For For
26 Elect LUO Fei Mgmt For For For
27 Elect PENG Peiran Mgmt For For For
28 Elect LI Xudong Mgmt For For For
29 Elect Liu Xiaolei Mgmt For For For
30 Elect QIAN Longhai Mgmt For For For
31 Elect LI Zhang Mgmt For Against Against
32 Elect Chen Zhi Cheng Mgmt For For For
33 Elect Wang Xuefeng Mgmt For Against Against
________________________________________________________________________________
Focus Media Information Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327114 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Reappointment Of Mgmt For For For
Financial Audit
Firm
7 Quota Of Idle Mgmt For For For
Proprietary Funds For
Purchasing Wealth
Management
Products
8 Quota Of Idle Mgmt For For For
Proprietary Funds For
Risk
Investment
9 Estimated Continuing Mgmt For For For
Connected
Transactions
10 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FROM 2021 TO
2023
________________________________________________________________________________
Focus Media Information Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327106 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Risk Mgmt For Abstain Against
Investment Management
System
2 Adjustment Of The Mgmt For For For
Reappointment Of
Audit
Firm
________________________________________________________________________________
Focus Media Information Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002027 CINS Y29327114 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Phase II Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) and
Summary
2 Management Measures Mgmt For Against Against
for Phase II Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For Against Against
Implement Phase II
Employee Stock
Ownership
Plan
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2021 Financial Budget Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 Appointment of Auditor Mgmt For For For
6 Approval of 2021 Line Mgmt For For For
of Credit Applied by
the Company and its
Subsidiaries
7 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
8 2021 Compensation for Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 2020 Allocation of Mgmt For For For
Profits/Dividends
10 Entrusted Wealth Mgmt For For For
Management with IDLE
Funds
11 Increasing Registered Mgmt For For For
Capital and
Amendments to
Articles
12 Elect DING Xiao Mgmt For For For
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 08/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive
Plan
2 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 3rd Quarter Mgmt For For For
Profit Distribution
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive
Plan
3 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 03/17/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Type and Nominal Value Mgmt For Against Against
2 Method and Timing of Mgmt For Against Against
Issuance
3 Target Subscribers Mgmt For Against Against
4 Issuance Size Mgmt For Against Against
5 Pricing Method Mgmt For Against Against
6 Accumulated Profits Mgmt For Against Against
before the
Issuance
7 Use of Proceeds Mgmt For Against Against
8 Valid Period of the Mgmt For Against Against
Resolution
9 Listing Market Mgmt For Against Against
10 Board Authority to Mgmt For Against Against
Handle Matters
Related to the
Issuance of H
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 03/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Bank Line Mgmt For Against Against
of Credit and
Authority to Give
Guarantees
3 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
4 Type and Nominal Value Mgmt For Against Against
5 Method and Timing of Mgmt For Against Against
Issuance
6 Target Subscribers Mgmt For Against Against
7 Issuance Size Mgmt For Against Against
8 Pricing Method Mgmt For Against Against
9 Accumulated Profits Mgmt For Against Against
before the
Issuance
10 Use of Proceeds Mgmt For Against Against
11 Valid Period of the Mgmt For Against Against
Resolution
12 Listing Market Mgmt For Against Against
13 Board Authority to Mgmt For Against Against
Handle Matters
Related to the
Issuance of H
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 04/30/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Registered
Capital and Business
Cope, and Amendments
to the Company's
Articles of
Association
2 Capital Increase In A Mgmt For Abstain Against
Wholly-Owned
Subsidiary
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/04/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its Summary And
Performance
Announcement
4 2020 Accounts and Mgmt For For For
Reports
5 Re-appointment of Mgmt For Against Against
Auditor for
2021
6 Approval of Mgmt For For For
Remuneration for
Directors
7 Approval of Mgmt For For For
Remuneration for
Supervisors
8 2020 Allocation of Mgmt For For For
Dividends
9 2021 Estimated Related Mgmt For For For
Party
Transactions
10 Approval for the Mgmt For For For
Company and
Subsidiaries to
Launch Foreign
Exchange Hedge
Business
11 General Authorisation Mgmt For Against Against
to Issue Additional A
Shares or H
Shares
12 General Authorisation Mgmt For For For
to Issue Domestic and
Overseas Debt
Financing
Instruments
13 Approval to Increase Mgmt For For For
Capital in a
Wholly-Owned
Subsidiary
14 2021 Employee Stock Mgmt For For For
Options Plan (Draft)
and Its
Summary
15 Management Measures Mgmt For For For
for 2021 Employee
Stock Options
Plan
16 Board Authorisation to Mgmt For For For
Handle Matters
Related to 2021
Employee Stock
Options
Plan
17 Approval to Provide Mgmt For For For
Guarantees to
Controlled
Subsidiaries
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/04/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Employee Stock Mgmt For For For
Options Plan (Draft)
and Its
Summary
2 Management Measures Mgmt For For For
for 2021 Employee
Stock Options
Plan
3 Board Authorisation to Mgmt For For For
Handle Matters
Related to 2021
Employee Stock
Options
Plan
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Possible
Offer for Bacanora
Lithium Plc by A
Wholly-Owned
Subsidiary
2 Proposed Increase In Mgmt For For For
Continuing Connected
Transactions in
2021
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 10/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Wealth Management and Mgmt For For For
Investment
2 Project Investment Mgmt For For For
Regarding High-end
Polymer Lithium
Battery R&D and
Production Base
Construction
3 Authority to Give Mgmt For For For
Guarantees
4 Related Party Mgmt For For For
Transactions
5 Elect SHEN Haibo Mgmt For For For
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y444B3104 12/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Capital Mgmt For For For
Increase and Employee
Ownership Plan in A
Subsidiary
________________________________________________________________________________
Giant Network Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MENG Wei Mgmt For For For
2 Elect TANG Min Mgmt For Against Against
3 First Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
4 Management Measures Mgmt For Against Against
For The First Phase
Employee Stock
Ownership
Plan
5 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
First Phase Employee
Stock Ownership
Plan
6 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Independent
Directors
7 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Connected
Transactions
8 Amendments to the Mgmt For Abstain Against
Procedural Rules of
Donation
Management
9 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Raised Funds
Management
10 Amendments to the Mgmt For Abstain Against
Procedural Rules for
Information
Disclosure
________________________________________________________________________________
Giant Network Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Change Of The Purpose Mgmt For For For
Of The Raised
Funds
________________________________________________________________________________
Giant Network Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002558 CINS Y1593Y109 09/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Capital
Increase In A
Company
________________________________________________________________________________
Glodon Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 04/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Annual Mgmt For Abstain Against
Accounts
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny2.50000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
6 Allowance For Mgmt For For For
Independent
Directors
7 Allowance for External Mgmt For For For
Supervisors
8 Adjustment of The Mgmt For For For
Company S Registered
Capital and
Amendments to The
Company S Articles of
Association
9 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks
Under 2018 Stock
Option And Restricted
Stock Incentive
Plan
10 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks
Under 2020 Stock
Option And Restricted
Stock Incentive
Plan
11 2021 Reappointment Of Mgmt For For For
Audit
Firm
12 Amendments to The Mgmt For Abstain Against
Company S Rules of
Procedure Governing
Shareholders General
Meetings
13 Amendments To The Mgmt For Abstain Against
Rules Of Procedure
Governing The Board
Meetings
14 Amendments to The Mgmt For Abstain Against
Company S Rules of
Procedure Governing
Meetings of The
Supervisory
Committee
15 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
16 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
Measures
17 Amendments to The Mgmt For Abstain Against
Connected
Transactions
Management
Measures
18 Amendments to The Mgmt For Abstain Against
External Investment
Management
Measures
19 Amendments To The Risk Mgmt For Abstain Against
Investment Management
System
20 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
Measures
21 Amendments To The Mgmt For Abstain Against
Information
Management And
Disclosure
System
________________________________________________________________________________
Glodon Company Limited
Ticker Security ID: Meeting Date Meeting Status
002410 CINS Y2726S100 11/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option And Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2020 Stock Option And
Restricted Stock
Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
Equity
Incentive
4 Connected Transaction Mgmt For For For
Regarding Capital
Increase and Share
Expansion of a
Wholly-owned
Subsidiary by
Introduction of
Investors
________________________________________________________________________________
GoerTek Inc
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Profit Mgmt For For For
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.5000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
7 Special Report On The Mgmt For For For
Deposit And Use Of
Raised Funds In
2020
8 Reappointment Of Audit Mgmt For For For
Firm
9 Application For Mgmt For For For
Comprehensive Credit
Line
10 Launching Financial Mgmt For For For
Derivatives
Transactions in
2020
11 Provision of Guarantee Mgmt For For For
Via Domestic Banks
for Overseas
Subsidiaries
12 Provision Of Guarantee Mgmt For For For
For A
Subsidiary
13 Amendments to the Mgmt For For For
Company's Articles of
Association
14 The Company's Homeland Mgmt For Against Against
No.5 Employee Stock
Ownership Plan
(Draft) and Its
Summary
15 Management Measures Mgmt For Against Against
for the Company's
Homeland No.5
Employee Stock
Ownership
Plan
16 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
17 2021 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
18 Appraisal Management Mgmt For For For
Measures For The 2021
Stock Option
Incentive
Plan
19 Authorization To The Mgmt For For For
Board To Handle
Matters Related To
The 2021 Stock Option
Incentive
Plan
________________________________________________________________________________
GoerTek Inc
Ticker Security ID: Meeting Date Meeting Status
002241 CINS Y27360109 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
2 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
________________________________________________________________________________
Guangdong Haid Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Some Mgmt For For For
Projects Financed
With Raised
Funds
2 Application For Bank Mgmt For For For
Comprehensive Credit
Line In
2021
3 2021 External Guarantee Mgmt For Abstain Against
4 2021 LAUNCHING HEDGING Mgmt For For For
BUSINESS
5 Elect QIAN Xueqiao Mgmt For For For
________________________________________________________________________________
Guangdong Haid Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
7 2021 Continuing Mgmt For For For
Connected
Transactions
8 Cash Management With Mgmt For For For
Some Idle Raised
Funds And Proprietary
Funds
9 A Subsidiary's Mgmt For For For
Application for
Syndicated Loans and
Provision of
Guarantee for
It
10 Provision Of External Mgmt For For For
Guarantee
11 Adjustment Of Bank Mgmt For For For
Comprehensive Credit
Line
12 The 4Th Phase Key Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) And Its
Summary
13 2021 Stock Option Mgmt For For For
Incentive Plan
(Revised Draft) And
Its
Summary
14 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2021 Stock Option
Incentive
Plan
15 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2021 Stock Option
Incentive
Plan
________________________________________________________________________________
Guangdong Haid Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 08/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal On External Mgmt For For For
Investment And
Related Party
Transactions
2 Proposal to Apply to Mgmt For For For
Register and Issue
Medium Term Notes and
Super Short Term
Commercial
Paper
3 Proposal To Provide Mgmt For For For
Guarantees For The
Subsidiary
4 Proposal On The Mgmt For For For
External
Guarantees
5 Proposal to Change the Mgmt For For For
Registered Capital of
the Company and to
Revise the Articles
of Association of the
Company
________________________________________________________________________________
Guangdong Haid Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002311 CINS Y29255109 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Hua Mgmt For For For
2 Elect MU Yongfang Mgmt For Against Against
3 2020 Reappointment of Mgmt For For For
Auditor
4 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
5 Securities Investment Mgmt For For For
And Derivatives
Trading
6 Provision Of Financial Mgmt For For For
Aid Externally With
Proprietary
Funds
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Haige Communications Group
Ticker Security ID: Meeting Date Meeting Status
002465 CINS Y29328104 11/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect BAI Ziwu Mgmt For Against Against
2 Elect CHEN Wei Mgmt For For For
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 01/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yiran Mgmt For For For
2 Elect HUANG Zhengcong Mgmt For For For
3 Elect YU Wei Mgmt For For For
4 Elect YOU Tianyuan Mgmt For For For
5 Elect WANG Yang Mgmt For For For
6 Elect YANG Ming Mgmt For For For
7 Elect LIN Bin Mgmt For For For
8 Elect LIU Heng Mgmt For For For
9 Elect HUANG Jiwu Mgmt For For For
10 Elect REN Rui Mgmt For Against Against
11 Elect LIN Weichou Mgmt For For For
12 Approve Directors' Fees Mgmt For For For
13 Approve Supervisor's Mgmt For For For
Fees
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 2021 Reappointment Of Mgmt For For For
Audit
Firm
8 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
9 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2018 Restricted
Stock Incentive
Plan
10 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
11 Approve Company's Mgmt For Against Against
Eligibility for
Private Placement of
Shares
12 Approve Share Type and Mgmt For Against Against
Par
Value
13 Approve Issue Manner Mgmt For Against Against
and Issue
Time
14 Approve Target Mgmt For Against Against
Subscribers and
Subscription
Method
15 Approve Pricing Mgmt For Against Against
Reference Date, Issue
Price and Pricing
Basis
16 Approve Issue Size Mgmt For Against Against
17 Approve Lock-up Period Mgmt For Against Against
18 Approve Listing Mgmt For Against Against
Exchange
19 Approve Use of Proceeds Mgmt For Against Against
20 Approve Distribution Mgmt For Against Against
Arrangement of
Undistributed
Earnings
21 Approve Resolution Mgmt For Against Against
Validity
Period
22 Approve Private Mgmt For Against Against
Placement of
Shares
23 Approve Feasibility Mgmt For Against Against
Analysis Report on
the Use of
Proceeds
24 Approve Report on the Mgmt For For For
Usage of Previously
Raised
Funds
25 Approve Impact of Mgmt For Against Against
Dilution of Current
Returns on Major
Financial Indicators
and the Relevant
Measures to be
Taken
26 Approve Authorization Mgmt For Against Against
of Board to Handle
All Related
Matters
27 Approve That There is Mgmt For For For
No Punishment or
Regulatory Measures
Taken by Securities
Regulatory
Authorities and
Exchanges in the Past
Five
Years
28 Approve Shareholder Mgmt For For For
Return
Plan
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 06/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2021 Stock Option
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2021 Stock Option
Incentive
Plan
4 Formulation of the Mgmt For For For
Management Measures
for Supporting
Innovation and
Entrepreneurship
________________________________________________________________________________
Guangzhou Shiyuan Electronic Technology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002841 CINS Y29355107 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Shares
Under the 2017 and
208 Restricted Stock
Incentive
Plan
2 Increase of Company Mgmt For For For
Registered Capital
and Amendments to
Articles
________________________________________________________________________________
Guosen Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 04/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Accounts Mgmt For For For
2 2020 Profit Mgmt For For For
Distribution
Plan
3 2020 Work Report Of Mgmt For For For
The Board Of
Directors
4 2020 Work Report of Mgmt For For For
the Board of
Supervisors
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Connected
Transactions:
Connected
Transactions with a
Company and Its
Controlled
Enterprises and a
Supervisory
Management
Committee
7 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Connected
Transactions:
Connected
Transactions with a
Company
8 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Connected
Transactions:
Connected
Transactions with a
2nd
Company
9 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Connected
Transactions:
Connected
Transactions with a
3rd
Company
10 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Connected
Transactions:
Connected
Transactions with
Other Related
Parties
11 2021 Appointment Of Mgmt For For For
Audit Firm And Its
Audit
Fees
12 Determination Of 2021 Mgmt For For For
Proprietary
Investment
Amount
13 A Company's Guarantee Mgmt For For For
for Regular Business
of Wholly-owned
Subsidiaries in
2021
14 Elect ZHANG Nasha Mgmt For For For
________________________________________________________________________________
Guosen Securities Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002736 CINS Y295A2103 09/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization for the Mgmt For For For
Issuance of Domestic
and Overseas Debt
Financing
Instruments
________________________________________________________________________________
Han`s Laser Technology Industry Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 04/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Investment And Wealth Mgmt For For For
Management With
Proprietary
Funds
7 Reappointment Of 2021 Mgmt For For For
Audit
Firm
8 Cash Management With Mgmt For For For
Some Idle Raised
Funds
9 Increase Of The Number Mgmt For For For
Of Members Of The
Board Of Directors
And Amendments To The
Articles Of
Association
10 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
11 Adjustment Of Mgmt For For For
Allowance For
Non-Independent
Directors
12 Elect GAO Yunfeng Mgmt For For For
13 Elect ZHANG Jianqun Mgmt For For For
14 Elect LV Qitao Mgmt For For For
15 Elect HU Dianjun Mgmt For For For
16 Elect ZHOU Huiqiang Mgmt For For For
17 Elect CHEN Junya Mgmt For For For
18 Elect ZHANG Yonglong Mgmt For For For
19 Elect XIE Jiawei Mgmt For For For
20 Elect WANG Tianguang Mgmt For For For
21 Elect ZHOU Shengming Mgmt For For For
22 Elect ZHU Xiaoguo Mgmt For For For
23 Election of Mgmt For For For
Non-employee
Supervisors
24 Election of Mgmt For For For
Non-employee
Supervisors
________________________________________________________________________________
Han`s Laser Technology Industry Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 08/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding The Assets
Sale
________________________________________________________________________________
Han`s Laser Technology Industry Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002008 CINS Y3063F107 12/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the ChiNext Board is
in Compliance with
Relevant Laws and
Regulations
2 The Initial Public Mgmt For For For
Offering of the Above
Subsidiary for
Spin-off Listing on
the ChiNext Board at
Shenzhen Stock
Exchange
3 Preplan for Spin-off Mgmt For For For
Listing of the
Subsidiary on the
ChiNext
Board
4 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with the
Notice on Several
Issues Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Domestically
Listed
Companies
5 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the ChiNext Board is
for the Rights and
Interests of
Shareholders and
Creditors
6 Statement On Mgmt For For For
Maintaining
Independence And
Sustainable
Profitability
7 The Subsidiary Is Mgmt For For For
Capable Of Conducting
Law-Based
Operation
8 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
Listing
9 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
and the Validity of
the Legal Documents
Submitted
10 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility of the
Spin-off
Listing
11 Implementing the Stock Mgmt For For For
Ownership Plan by a
Subsidiary
12 Connected Transactions Mgmt For For For
Regarding Holding
Shares in the
Subsidiary by Some
Director, Senior
Management and Core
Personnel
13 Change Of Audit Firm Mgmt For For For
________________________________________________________________________________
Hangzhou Robam Appliances Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 04/30/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Business Partnership Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
2 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Business Partnership
Stock Ownership
Plan
3 2021 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
4 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2021 Stock Option
Incentive
Plan
5 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
6 Repurchase Of Public Mgmt For For For
Shares
7 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Repurchase of Social
Public
Shares
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Hangzhou Robam Appliances Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2021 Financial Budget Mgmt For For For
Report
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Investment And Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
8 2021 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
9 Reappointment Of 2021 Mgmt For For For
Audit
Firm
________________________________________________________________________________
Hangzhou Robam Appliances Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002508 CINS Y3041Z100 08/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect REN Jianhua Mgmt For For For
2 Elect REN Fujia Mgmt For Against Against
3 Elect ZHAO Jihong Mgmt For For For
4 Elect REN Luozhong Mgmt For Against Against
5 Elect WANG Gang Mgmt For For For
6 Elect SHEN Guoliang Mgmt For For For
7 Elect MA Guoxin Mgmt For For For
8 Elect HE Yuanfu Mgmt For For For
9 Elect CHEN Yuanzhi Mgmt For For For
10 Elect ZHANG Linyong Mgmt For For For
11 Elect ZHANG Songnian Mgmt For Against Against
12 Elect SHEN Yueming Mgmt For Against Against
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 01/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Employee Stock Mgmt For Against Against
Purchase Plan (draft)
and Its
Summary
2 Management Measures Mgmt For Against Against
for the 2020 Employee
Stock Purchase
Plan
3 Authorization to the Mgmt For Against Against
Board to Handle the
2020 Employee Stock
Purchase
Plan
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 03/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption Of Share Mgmt For For For
Option Purchase Plan
Of
Subsidiaries
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 05/21/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and Cancel
2019 Restricted
Shares
2 Change in the Mgmt For For For
Company's Registered
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report, Mgmt For For For
Report Summary and
Performance
Announcement
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 Accounts and Mgmt For For For
Reports
6 Re-appointment of Mgmt For For For
Auditor for
2021
7 Approval to Apply for Mgmt For For For
Bank Line of
Credit
8 Investment in Mgmt For For For
Short-Term
Principle-Protected
Wealth Management
Products Using Idle
Proprietary
Funds
9 Authority to Mgmt For For For
Repurchase and Cancel
2019 Restricted
Shares
10 Change of the Mgmt For For For
Company's Registered
Capital
11 Amendments to Articles Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 10/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Total Registered Mgmt For For For
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 10/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Total Registered Mgmt For For For
Capital
3 Change of Company's Mgmt For For For
Domicile
4 Amendments to Articles Mgmt For For For
5 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholder
Meetings
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 11/26/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Shares of the 2019
Restricted Shares
Plan
2 Change of the Mgmt For For For
Company's Registered
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hangzhou Tigermed Consulting Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300347 CINS Y3043G100 11/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Shares of the 2019
Restricted Shares
Plan
2 Change of the Mgmt For For For
Company's Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hithink RoyalFlush Information Network Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300033 CINS Y3181P102 03/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Reappointment Of Mgmt For For For
Audit
Firm
7 Amendments To the Mgmt For For For
Company's Articles of
Association
8 Amendments To The Mgmt For For For
Information
Disclosure
System
9 Amendments To The Mgmt For For For
Connected
Transactions
Decision-Making
System
10 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
11 Amendments To The Work Mgmt For For For
System For
Independent
Directors
12 Amendments to the Mgmt For For For
Management System for
Shares held by
Directors,
Supervisors and
Senior Management and
the Changes
thereof
13 Amendments To The Mgmt For For For
Management System For
Entrusted Wealth
Management
14 Cancellation Of The Mgmt For For For
Cash Management With
Idle Raised Funds And
Adjustment Of The
Quota And Period Of
Wealth Management
Products Purchased
With Idle Proprietary
Funds
15 Settlement Of Projects Mgmt For For For
Financed With Raised
Funds And Permanently
Supplementing The
Working Capital With
The Surplus Raised
Funds
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 04/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Investment And Wealth Mgmt For For For
Management With
Proprietary
Funds
7 2021 Appointment Of Mgmt For For For
Audit
Firm
8 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
________________________________________________________________________________
Hualan Biological Engineering, Inc.
Ticker Security ID: Meeting Date Meeting Status
002007 CINS Y3737H125 07/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with
Relevant Laws and
Regulations
2 The Spin-Off Ipo And Mgmt For For For
Listing Of The
Subsidiary On The
Chinext
Board
3 Preplan for the Mgmt For For For
Spin-off Listing of
the Subsidiary on the
ChiNext Board
(revised)
4 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the ChiNext Board is
in Compliance with
the Several Issues
Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Listed
Companies
5 The Spin-off Listing Mgmt For For For
of the Subsidiary is
for the Rights and
Interest of
Shareholders and
Creditors
6 Statement on Mgmt For For For
Maintaining
Independence and
Sustainable
Profitability of the
Company
7 The Subsidiary Is Mgmt For For For
Capable Of Conducting
Law-Based
Operation
8 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off Listing of
the
Subsidiary
9 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
of the Subsidiary and
the Validity of the
Legal Documents
Submitted
10 Transfer of 7 Shared Mgmt For For For
Patents and 6 Rights
of Application for
Patents to Controlled
Subsidiaries for
Free
________________________________________________________________________________
Iflytek Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 By-Election Of Zhao Mgmt For For For
Xijun As An
Independent
Director
2 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
3 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
4 Stock Type and Par Mgmt For Against Against
Value
5 Issuing Method and Date Mgmt For Against Against
6 Issue Price and Mgmt For Against Against
Pricing
Principles
7 Issuing Volume and Mgmt For Against Against
Subscribers
8 Lockup Period Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Purpose and Amount of Mgmt For Against Against
the Raised
Funds
11 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits Before the
Non-public Share
Offering
12 The Valid Period of Mgmt For Against Against
the Resolution on the
Issuance
13 Preplan For 2021 Mgmt For Against Against
Non-Public Share
Offering
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the 2021
Non-public Share
Offering
15 The Non-Public Share Mgmt For Against Against
Offering Constitutes
A Connected
Transaction
16 Conditional Agreement Mgmt For Against Against
on Subscription for
the Non-publicly
Offered Shares to Be
Signed with
Subscribers
17 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
18 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
19 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public Share
Offering
20 Amendments to the Mgmt For For For
Company's Articles of
Association
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Iflytek Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY2.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
5 2020 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
6 2021 Estimated Related Mgmt For For For
Party
Transactions
7 2020 Annual Report And Mgmt For For For
Its
Summary
8 2021 Appointment of Mgmt For For For
Auditor
9 Estimated Guarantee Mgmt For For For
Quota Within The Next
12
Months
10 Report On Repurchase Mgmt For For For
And Cancellation Of
Some Restricted
Stocks
Granted
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 Settlement of Projects Mgmt For For For
Financed With Raised
Funds and Permanently
Supplementing the
Working Capital With
the Surplus Raised
Funds
________________________________________________________________________________
Iflytek Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002230 CINS Y013A6101 10/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Second Phase Employee Mgmt For For For
Restricted Share
Incentive
Plan
2 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
Plan
3 Ratification of Board Mgmt For For For
Acts
________________________________________________________________________________
Ingenic Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300223 CINS Y4088K105 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Reappointment Of Mgmt For For For
Audit
Firm
7 Permanently Mgmt For For For
Supplementing the
Working Capital with
Surplus Funds Raised
from
IPO
8 The Company's Mgmt For Against Against
Eligibility for Share
Offering to Specific
Parties
9 2021 Plan For Share Mgmt For Against Against
Offering To Specific
Parties: Stock Type
And Par
Value
10 2021 Plan For Share Mgmt For Against Against
Offering To Specific
Parties: Issuing
Method And
Date
11 2021 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Issuing
Targets and
Subscription
Method
12 2021 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Pricing
Principles and
Pricing Base
Date
13 2021 Plan For Share Mgmt For Against Against
Offering To Specific
Parties: Issuing
Volume
14 2021 Plan For Share Mgmt For Against Against
Offering To Specific
Parties: Lock-Up
Period
15 2021 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Amount and
Purpose of the Raised
Funds
16 2021 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Arrangement
for the Accumulated
Retained Profits
before the
Issuance
17 2021 Plan For Share Mgmt For Against Against
Offering To Specific
Parties: Listing
Place
18 2021 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: The Valid
Period of the
Resolution on Share
Offering to Specific
Parties
19 2021 Preplan For Share Mgmt For Against Against
Offering To Specific
Parties
20 Demonstration Analysis Mgmt For Against Against
Report On The Plan
For 2021 Share
Offering To Specific
Parties
21 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to be Raised
from the 2021 Share
Offering to Specific
Parties
22 Report On The Use Of Mgmt For For For
Previously Raised
Funds As Of December
31,
2020
23 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
24 Diluted Immediate Mgmt For Against Against
Return after the
Share Offering to
Specific Parties,
Filling Measures and
Commitments of
Relevant
Parties
25 Authorization to the Mgmt For Against Against
Board of Handle
Matters Regarding the
Share Offering to
Specific
Parties
________________________________________________________________________________
Ingenic Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300223 CINS Y4088K105 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments To The Mgmt For For For
Company S Articles Of
Association
2 Change Of Audit Firm Mgmt For For For
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The 2021
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2021 Restricted Stock
Incentive
Plan
4 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
5 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Financial Report Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Confirmation of 2020 Mgmt For For For
Remuneration for
Non-independent
Directors and Senior
Management and 2021
Remuneration
Plan
8 Confirmation of 2020 Mgmt For For For
Remuneration for
Independent Directors
and 2021 Remuneration
Plan
9 Confirmation of 2020 Mgmt For For For
Remuneration for
Non-Employee
Supervisors and 2021
Remuneration
Plan
10 Confirmation of 2020 Mgmt For For For
Remuneration for
Employee Supervisors
and 2021 Remuneration
Plan
11 2021 Reappointment of Mgmt For For For
Auditor
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 07/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Convertible Corporate
Bonds
2 Amendments to Articles Mgmt For For For
3 Adjustment of 2017 Mgmt For For For
Stock Option
Incentive
Plan
4 Adjustment of 2019 2nd Mgmt For For For
and 3rd Phase Stock
Option Incentive
Plan
________________________________________________________________________________
Jiangsu Yanghe Brewery Js Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 02/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Liandong Mgmt For For For
2 Elect ZHONG Yu Mgmt For Against Against
3 Elect LI Minfu Mgmt For For For
4 Elect WANG Kai Mgmt For For For
5 Elect LIU Huashuang Mgmt For For For
6 Elect CONG Xuenian Mgmt For For For
7 Elect ZHOU Xinhu Mgmt For For For
8 Elect ZHAO Shuming Mgmt For For For
9 Elect NIE Yao Mgmt For For For
10 Elect LU Guoping Mgmt For For For
11 Elect MAO Lingxiao Mgmt For For For
12 Elect XU Youheng Mgmt For Against Against
13 Elect XU Lili Mgmt For Against Against
14 Elect CHEN Taisong Mgmt For For For
________________________________________________________________________________
Jiangsu Yanghe Brewery Js Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002304 CINS Y444AE101 05/27/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Reappointment Of Mgmt For For For
Audit
Firm
7 Authorization to the Mgmt For For For
Management Team to
Purchase Wealth
Management Products
with Proprietary
Funds at a Proper
Time
8 Adjustment Of Mgmt For For For
Allowance For
Independent
Directors
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Appointment Of Mgmt For For For
Audit
Firm
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 10/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Qun Mgmt For Against Against
2 Elect ZHAO Shuai Mgmt For For For
3 Elect WANG Lihua Mgmt For For For
4 Elect ZHNENG Hongzhe Mgmt For For For
5 Elect CHEN Jianjun Mgmt For For For
6 Elect WANG Ruijie Mgmt For For For
7 Elect YU Chun Mgmt For For For
8 Elect WANG Qianhua Mgmt For For For
9 Elect WAN Suiren Mgmt For For For
10 Elect LV Yingfang Mgmt For For For
11 Elect YU Xiongfeng Mgmt For Against Against
12 Elect ZHANG Jinyan Mgmt For Against Against
13 Elect RUAN Lingbin Mgmt For Against Against
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement and Mgmt For For For
Termination of the
Projects Financed
with Raised Funds
from Non-public
Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
4 Adjustment Of Mgmt For For For
Remuneration For
Independent
Directors
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 02/09/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Phase I Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) and Its
Summary
3 Management Measures Mgmt For Against Against
for Phase I Employee
Stock Ownership
Plan
4 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Phase I
Employee Stock
Ownership
Plan
5 Related Party Mgmt For For For
Transactions with
Other Enterprises
under the Actual
Controller
6 Related Party Mgmt For Against Against
Transactions with
Holding
Companies
7 Authority to Give Mgmt For Against Against
Guarantees in
2021
8 Approval of Borrowing Mgmt For For For
from Controlling
Shareholders and
Related Party
Transactions
9 Approval of Total Mgmt For For For
Borrowing and Line of
Credit from
Commercial Banks in
2021
10 Amendments to Articles Mgmt For For For
and Register Changes
in
Business
11 Phase I Business Mgmt For Against Against
Partner Plan (Draft)
and Its
Summary
12 Management Measures Mgmt For Against Against
for Phase I Business
Partner
Plan
13 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Phase I
Business Partner
Plan
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Stock Option And Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2021 Stock Option And
Restricted Stock
Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
2021 Restricted Stock
And Stock Option
Incentive
Plan
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 03/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
2018and 2019
Restricted
Stocks
2 Additional Guarantee Mgmt For Against Against
Quota For Subordinate
Companies
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Appointment of Auditor Mgmt For For For
7 Capital Increase by Mgmt For For For
Subsidiaries to
Grandson
Subsidiaries
8 Eligibility for the Mgmt For For For
Company's Issuance of
Green
Bonds
9 Issuance Plan of the Mgmt For For For
Green
Bonds
10 Board Authorization to Mgmt For For For
Implement the
Issuance Plan of
Green Bonds and
Relevant
Matters
11 Issuance Plan of Short Mgmt For For For
Term Commercial
Papers
12 Board Authorization to Mgmt For For For
Implement the
Issuance Plan of
Short Term Commercial
Papers and Relevant
Matters
13 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 07/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Mgmt For Against Against
Issuing
Time
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Pricing Principles and Mgmt For Against Against
Issue
Price
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Listing Place Mgmt For Against Against
9 Amount and Use of the Mgmt For Against Against
Raised
Funds
10 Arrangement for the Mgmt For Against Against
Roll over Profit
Before Completion of
the
Issuance
11 The Valid Period of Mgmt For Against Against
the Non-public
issuance
12 Approval of Mgmt For Against Against
Preliminary Plan of
Non-public Share
Offering
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to
Be
Raised from the
Non-public Share
Offering
14 Signed Agreements with Mgmt For Against Against
Specific
Parties
15 Connected Transactions Mgmt For Against Against
Regarding the
Non-public
Offering
16 Introduction of Mgmt For Against Against
Strategy Investors
and Signing the
Conditional Strategic
Cooperation
Agreement
17 Conditional Share Mgmt For Against Against
Subscription
Agreement to be
Signed with Strategic
Investors
18 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Non-public Share
Offering
19 Authorization to the Mgmt For Against Against
Board to Handle
Matters with Control
Shareholders
20 Diluted Immediate Mgmt For Against Against
Return After the
Non-public
Share
21 Authority to Give Mgmt For Against Against
Guarantees to
Subsidiaries
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 By-election of LIN Mgmt For For For
Feng as
Non-independent
Director
3 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks in
2017, 2018, and
2019
4 Acquisition Of Shares Mgmt For For For
In A Limited
Partnership By A
Wholly-Owned
Subsidiary
5 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks in
2019
6 Overseas Bond Issuance Mgmt For For For
By A Wholly-Owned
Subsidiary
7 Full Authorization of Mgmt For For For
the Management Team
to Handle Relevant
Matters on Overseas
Bond
Issuance
8 Provision of Guarantee Mgmt For Against Against
for A Subsidiary's
Issuance of Overseas
Bonds
9 Launching Commodity Mgmt For For For
Futures Hedging
Business In
2020
10 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
11 Approve Additional Mgmt For Against Against
Guarantee for
Subsidiary
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Repurchase and Mgmt For For For
Cancellation of
Performance
Shares
3 Amendments to Articles Mgmt For For For
4 Approve Provision of Mgmt For Against Against
Guarantee
5 Approve Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 12/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Guarantee Mgmt For Against Against
Quota For Subordinate
Companies
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 05/06/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Annual Accounts Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2020 Internal Control Mgmt For For For
Self-Evaluation
Report
8 Application For Bank Mgmt For For For
Credit
Line
9 Acquisition Of Shares Mgmt For For For
In A Limited
Partnership
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
11 2021 the First Quarter Mgmt For For For
Profits Distribution
Plan
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 05/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Revised Draft) And
Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The 2021
Restricted Stock
Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle The
Equity
Incentive
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 06/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Name and
Stock Abbreviation,
and Amendments to the
Articles of
Association of the
Company
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 06/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Company's Issuance of
H Shares and Listing
in HKEX Main
Board
2 Types and Nominal Value Mgmt For For For
3 Issuance Date Mgmt For For For
4 Issuance Method Mgmt For For For
5 Issuance Size Mgmt For For For
6 Pricing Mgmt For For For
7 Target Subscribers Mgmt For For For
8 Issuance Principle Mgmt For For For
9 Listing Market Mgmt For For For
10 Application for the Mgmt For For For
Conversion into a
Company Limited by
Shares Which Raises
Funds
Overseas
11 Application For Mgmt For For For
Registration as a
Non-Hong Kong Company
at the Companies
Registry of Hong
Kong
12 Use of Proceeds Raised Mgmt For For For
from the Issuance of
H
Shares
13 Report of the Use of Mgmt For For For
Previously Raised
Funds
14 Distribution Mgmt For For For
Arrangement of the
Accumulated
Profit
15 Board Authorization to Mgmt For For For
Implement the
Issuance of H Shares
and Relevant
Matters
16 Amendments to the Mgmt For For For
Current Articles of
Association
17 Establishment of the Mgmt For For For
Articles of
Association after the
Issuance of H Shares
and
Listing
18 Establishment of the Mgmt For For For
Procedural Rules for
Shareholder Meetings
after the Issuance of
H Shares and
Listing
19 Establishment of the Mgmt For For For
Procedural Rules for
Board Meetings after
the Issuance of H
Shares and
Listing
20 Establishment of the Mgmt For For For
Management System for
Connected
Transactions after
the Issuance of H
Shares and
Listing
21 Appointment of Mgmt For For For
Overseas
Auditor
22 Validity of the Mgmt For For For
Resolution Regarding
the Issuance of H
Shares and
Listing
23 Approval of Purchasing Mgmt For Abstain Against
Liability Insurance
for Directors,
Supervisors and
Senior Management and
Matters of Liability
Insurance in
Prospectus
24 Establishment of the Mgmt For For For
Procedural Rules for
Supervisory Committee
Meetings after the
Issuance of H Shares
and
Listing
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 08/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees to its
Subsidiaries
2 Financial Network Mgmt For For For
Services Agreements
to Be Signed with
Banks, Distributors
and
Clients
3 The Connected Mgmt For For For
Transactions
Regarding to Give
Guarantees
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 3rd Quarter Mgmt For For For
Profit Distribution
Plan
2 Reappointment Of Audit Mgmt For For For
Firm
________________________________________________________________________________
LB Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002601 CINS Y3122W109 12/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
2 2021 Application For Mgmt For For For
Bank Credit
Line
________________________________________________________________________________
Lens Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 04/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
2 Amendments to Articles Mgmt For For For
3 Adjustment of Mgmt For For For
Guarantees Provided
to Affiliated
Entities
________________________________________________________________________________
Lens Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
6 2020 Allocation of Mgmt For For For
Dividends
7 Re-appointment of Mgmt For Against Against
Auditor for
2021
8 2021 Remuneration Plan Mgmt For For For
for Directors and
Senior
Managers
9 2021 Remuneration Plan Mgmt For For For
For
Supervisors
10 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
________________________________________________________________________________
Lens Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 09/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Lens Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300433 CINS Y5227A106 10/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Guarantee For
Subsidiaries
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 03/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Qihong as Mgmt For For For
Non- Independent
Director
2 Elect QU Xin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 05/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Allowance For Directors Mgmt For For For
7 Allowance For Mgmt For For For
Supervisors
8 Reappointment Of 2021 Mgmt For For For
Financial Audit
Firm
9 Compliance of a Mgmt For For For
Company's Listing
Overseas with the
Notice on Several
Issues Concerning the
Regulation of
Overseas Listing of
Subordinate Companies
of Domestic Listed
Companies
10 The Above Company's Mgmt For For For
Plan for Initial
Public Offering and
Listing of
H-shares
11 Commitments Of The Mgmt For For For
Company On
Maintaining The
Status Of Independent
Listing
12 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
13 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Company's Listing
Overseas
14 Shareholding In The Mgmt For Against Against
Company By Some
Senior
Management
15 Implementing The Mgmt For Against Against
Employee Stock
Ownership Plan Of The
Company
16 Connected Transactions Mgmt For Against Against
Involved in
Implementing the
Employee Stock
Ownership Plan of the
Company
17 Registration And Mgmt For For For
Issuance Of Super And
Short-Term Commercial
Papers
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Issuance of
Convertible Bonds to
Non-specific
Parties
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
the Number of
Converted
Shares
11 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
12 Downward Adjustment of Mgmt For For For
the Conversion
Price
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholder
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
21 The Valid Period of Mgmt For For For
the Plan for
Convertible Bond
Issuance
22 Preplan For Issuance Mgmt For For For
Of Convertible Bonds
To Non-Specific
Parties
23 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
24 Demonstration Analysis Mgmt For For For
Report on the Plan
for Issuance of
Convertible Bonds to
Non-specific
Parties
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Issuance of
Convertible Bonds to
Non-specific
Parties
26 Statement On The Use Mgmt For For For
Of Previously Raised
Funds
27 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
28 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of
Convertible Bonds to
Non-specific
Parties
29 Diluted Immediate Mgmt For For For
Return after the
Issuance of
Convertible Bonds to
Non-specific Parties,
Filling Measures and
Relevant
Commitments
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the STAR Board is in
Compliance with
Relevant Laws and
Regulations
2 Listing Place Mgmt For For For
3 Stock Type Mgmt For For For
4 Par Value Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Listing Date Mgmt For For For
7 Issuing Method Mgmt For For For
8 Issuing Scale Mgmt For For For
9 Pricing Method Mgmt For For For
10 Purpose of the Raised Mgmt For For For
Funds
11 Other Matters Related Mgmt For For For
to the
Offering
12 Preplan for the Mgmt For For For
Spin-off Listing of a
Subsidiary on the
STAR Board
(revised)
13 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with the
Notice on Several
Issues Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Domestically
Listed
Companies
14 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the STAR Board is for
the Rights and
Interests of
Shareholders and
Creditors
15 Statement On Mgmt For For For
Maintaining
Independence And
Sustainable
Profitability
16 The Subsidiary Is Mgmt For For For
Capable Of Conducting
Law-Based
Operation
17 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
and the Validity of
the Legal Documents
Submitted
18 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility of the
Spin-off
Listing
19 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
Listing
20 IMPLEMENTING THE STOCK Mgmt For For For
OWNERSHIP PLAN BY A
SUBSIDIARY
21 Connected Transactions Mgmt For For For
Regarding Holding
Shares in the
Subsidiary by Some
Senior Management
Members
22 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Shareholding
Plan
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 01/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Employee Stock Mgmt For For For
Option and Restricted
Stock Incentive Plan
(Draft) and Its
Summary
2 Management Measures Mgmt For For For
for 2020 Employee
Stock Option and
Restricted Stock
Incentive
Plan
3 Board Authorization to Mgmt For For For
Implement 2020
Employee Stock Option
and Restricted Stock
Incentive
Plan
4 Cancellation of Stock Mgmt For For For
Options, and
Repurchase and
Cancellation of
Restricted
Stocks
5 Authority to Give Mgmt For For For
Additional Guarantees
to
Subsidiaries
6 Amendments to Mgmt For For For
Management System for
Derivative Trading
Business
7 Increase Limits of Mgmt For For For
Foreign Exchange
Derivatives Trading
Business
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Issuance of Overseas
Debt Financing
Instruments by a
Wholly-Owned
Subsidiary
2 Authority to Give Mgmt For For For
Guarantees for an
Overseas Wholly-Owned
Subsidiary
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Remuneration For Mgmt For For For
Directors
7 Remuneration For Mgmt For For For
Supervisors
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
9 2021 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
10 2021 Provision Of Mgmt For Against Against
Guarantee Quota For
Subsidiaries
11 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
12 Elect ZENG Fangqin Mgmt For For For
13 Elect TAN Jun Mgmt For For For
14 Elect LIU Yinqi Mgmt For For For
15 Elect JIA Shuangyi Mgmt For For For
16 Elect KUANG Zhiyun Mgmt For For For
17 Elect LI Dongfang Mgmt For For For
18 Elect YU Peng Mgmt For For For
19 Elect FAN Wei Mgmt For Against Against
20 Elect LIU Jianfeng Mgmt For For For
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 06/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H-Share Offering And Mgmt For For For
Listing In Hong
Kong
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method Mgmt For For For
4 Issuing Scale Mgmt For For For
5 Issuing Targets Mgmt For For For
6 Pricing Method Mgmt For For For
7 Issuing Date Mgmt For For For
8 Issuing Principles Mgmt For For For
9 Conversion Into A Mgmt For For For
Company Limited By
Shares Which Raises
Funds
Overseas
10 The Valid Period Of Mgmt For For For
The Resolution On The
H-Share Offering And
Listing
11 Report On The Use Of Mgmt For For For
Previously Raised
Funds
12 Plan For The Use Of Mgmt For For For
Raised Funds From The
H-Share
Offering
13 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the H-share
Offering and
Listing
14 Appointment Of Mgmt For For For
Relevant Intermediary
Institutions For The
H-Share
Listing
15 Plan For Accumulated Mgmt For For For
Retained Profits
Before The H-Share
Offering
16 Amendments to the Mgmt For For For
Company's Articles of
Association (draft)
and Relevant Rules of
Procedure (applicable
After H-share
Offering and
Listing)
17 Work System for Mgmt For For For
Independent Directors
(draft)
18 Audit Firm Appointment Mgmt For For For
System
(draft)
19 Amendments to the Mgmt For For For
Company's Articles of
Association and Rules
of Procedure
Governing the Board
Meetings
20 Amendments To The Work Mgmt For For For
System Of Independent
Directors
21 By-election of LIU Mgmt For For For
Jiancheng As an
Independent
Director
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 07/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
2 Provision Of Guarantee Mgmt For For For
For Controlled
Subsidiaries
3 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 08/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 09/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Additional Guarantees
for
Subsidiaries
________________________________________________________________________________
Lingyi Itech (Guangdong) Company
Ticker Security ID: Meeting Date Meeting Status
002600 CINS Y446BS104 11/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Authority to Issue Mgmt For For For
Medium-Term Notes and
Ultra Short-Term
Commercial
Papers
3 Authority to Give Mgmt For For For
Additional Guarantees
to
Subsidiaries
________________________________________________________________________________
Luxshare Precision Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Independent Mgmt For For For
Directors'
Report
7 Re-appointment of Mgmt For For For
Auditor
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Management System for
External
Investment
10 Authority to Provide Mgmt For For For
Guarantees to
Overseas Wholly-Owned
Subsidiaries
11 Re-elect WANG Laichun Mgmt For For For
12 Re-elect WANG Laisheng Mgmt For For For
13 Elect LI Wei Mgmt For For For
14 Elect WANG Tao Mgmt For For For
15 Re-elect ZHANG Ying Mgmt For For For
16 Elect LIU Zhonghua Mgmt For For For
17 Elect SONG Yuhong Mgmt For For For
18 Re-elect XIA Yanrong Mgmt For For For
19 Re-elect MO Rongying Mgmt For Against Against
________________________________________________________________________________
Luxshare Precision Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 07/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension the Valid Mgmt For For For
Period of Convertible
Corporate
Bonds
2 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Extension of
Convertible Corporate
Bonds' Valid
Period
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
6 Application For Credit Mgmt For For For
Line To
Banks
7 Report On The Use Of Mgmt For For For
Previously Raised
Funds
8 Connected Transaction Mgmt For For For
Regarding Transfer of
100 Percent Equities
in a Wholly-owned
Subsidiary
9 Election Of Directors Mgmt For For For
10 Election Of Supervisors Mgmt For For For
11 Elect ZHANG Huali Mgmt For For For
12 Elect LUO Weixiong Mgmt For For For
13 Elect ZHANG Yong Mgmt For For For
14 Elect CAI Huaijun Mgmt For For For
15 Elect LIU Xin Mgmt For For For
16 Elect TANG Liang Mgmt For For For
17 Elect ZHONG Hongming Mgmt For For For
18 Elect XIAO Xing Mgmt For For For
19 Elect LIU Yuhui Mgmt For For For
20 Elect YANG Yun Mgmt For Against Against
21 Elect LI Jiaochun Mgmt For For For
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 10/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Company's A Shares
Offering to Specific
Subscribers
2 Types and Par Value Mgmt For For For
3 Issuance Method and Mgmt For For For
Period
4 Subscribers and Mgmt For For For
Subscription
Method
5 Benchmark Date, Mgmt For For For
Issuance Price and
Pricing
Principle
6 Size of Issuance Mgmt For For For
7 Amount and Use of the Mgmt For For For
Proceeds
8 Locking-Up Period Mgmt For For For
9 Listing Market Mgmt For For For
10 Distribution Mgmt For For For
Arrangement of
Undistributed
Earnings
11 Validity of the Mgmt For For For
Resolution
12 Approval of the Mgmt For For For
Preliminary Plan of
the A Shares
Offering
13 Analysis Report of the Mgmt For For For
2020 Plan of the A
Shares
Offering
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Indemnification Mgmt For For For
Arrangements for
Diluted Current
Earnings and
Commitments
17 Shareholder Return Mgmt For For For
Plan for Next 3 Years
from 2020 to
2022
18 Board Authorization to Mgmt For For For
Implement the A
Shares
Offering
________________________________________________________________________________
Mango Excellent Media Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300413 CINS Y306B1109 12/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Reappointment of Mgmt For For For
Audit
Firm
2 Related Party Mgmt For For For
Transactions
Regarding Renewal of
a Purchase Agreement
on Rights of Online
Information
Broadcasting of TV
Shows
3 Related Party Mgmt For For For
Transactions
Regarding Renewal of
the Framework
Agreement on Joint
Merchant
4 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
5 Amendments to the Mgmt For For For
Company's Articles of
Association
6 Amendments to Mgmt For For For
Procedural Rules
Governing
Shareholders General
Meetings
7 Amendments to Mgmt For For For
Procedural Rules
Governing the Board
Meetings
8 Amendments to Mgmt For For For
Management System for
Connected
Transactions
9 Amendments to Mgmt For For For
Management System for
External
Guarantees
________________________________________________________________________________
Maxscend Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
300782 CINS Y5840E105 01/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The 2020
Restricted Stock
Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Maxscend Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
300782 CINS Y5840E105 02/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management With Mgmt For For For
Temporarily Idle
Raised
Funds
2 Cash Management With Mgmt For For For
Temporarily Idle
Proprietary
Funds
3 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholders' General
Meetings
4 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board
Meetings
5 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Meeting of the
Supervisory
Committee
6 Amendments To The Work Mgmt For Abstain Against
Rules For Independent
Directors
7 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
8 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
9 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Management
System
10 Amendments To The Mgmt For Abstain Against
Information
Disclosure Management
Measures
11 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Maxscend Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
300782 CINS Y5840E105 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2021 Reappointment Of Mgmt For For For
Audit
Firm
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
7 2020 Annual Report And Mgmt For For For
Its
Summary
8 Further External Mgmt For For For
Investment And
Cooperation
Agreement
________________________________________________________________________________
Maxscend Microelectronics Company Limited
Ticker Security ID: Meeting Date Meeting Status
300782 CINS Y5840E105 08/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XU Zhihan Mgmt For For For
2 Elect FENG Chenhui Mgmt For For For
3 Elect TANG Zhuang Mgmt For For For
4 Elect YAO Lisheng Mgmt For For For
5 Elect WANG Xuefeng Mgmt For For For
6 Elect XU Wei Mgmt For For For
7 Elect SONG Jian Mgmt For For For
8 Elect XU Yixing Mgmt For For For
9 Elect CHEN Bi Mgmt For Against Against
10 Elect YE Shifen Mgmt For For For
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 02/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
2 Amendments To The Mgmt For For For
Raised Funds
Management
Measures
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 03/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Remuneration For Mgmt For For For
Directors
2 2021 Remuneration For Mgmt For For For
Supervisors
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 05/06/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2021 Financial Budget Mgmt For For For
Report
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Reappointment Of Mgmt For For For
Audit
Firm
8 2020 Provision For Mgmt For For For
Goodwill Impairment
And Bad
Debts
9 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
10 Application for Mgmt For Against Against
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries and the
Provision of
Guarantee
11 Adjustment Of The Mgmt For For For
Performance
Commitments Regarding
Some
Subsidiaries
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
14 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
15 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
16 Amendments To The Work Mgmt For For For
Rules For Independent
Directors
17 Amendments To The Mgmt For For For
Connected
Transactions
Decision-Making And
Control
System
18 Amendments To The Mgmt For For For
External Guarantee
Management
System
19 Amendments To The Mgmt For For For
Investor Relations
Management
System
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 06/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Subordinate
Subsidiaries to Apply
to Banks for General
Credit Facilities and
for the Wholly-owned
Subsidiary to Provide
Guarantees
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
2 A Software Development Mgmt For For For
Service Agreement
Between a
Wholly-owned
Subsidiary and a
Company
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Meinian Onehealth Healthcare Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002044 CINS Y5S4DH102 12/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding the Sale of
Some Equities in a
Subsidiary
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2021 Financial Budget Mgmt For For For
Report
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Application for Credit Mgmt For For For
Line to Banks and
Other Financial
Institutions by the
Company and Its
Controlled
Subsidiaries
8 Estimated Guarantee Mgmt For Against Against
Quota Of The Company
And Its Controlled
Subsidiaries
9 2021 Remuneration Plan Mgmt For For For
For Directors And
Supervisors
10 Appointment Of 2021 Mgmt For For For
Financial Audit
Firm
11 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
12 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
First Granted Under
2019 Restricted Stock
Incentive
Plan
13 Amendments To The Mgmt For For For
Articles Of
Associations
14 Issuance Of Super And Mgmt For For For
Short-Term Commercial
Papers
15 Provision Of Guarantee Mgmt For Against Against
For The Payment Of
Raw Materials For
Subsidiaries
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 06/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
2 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 09/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Raised Funds Deposit Mgmt For For For
Account
21 The Valid Period of Mgmt For For For
the Plan for
Convertible Bond
Issuance
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
24 Report On The Use Of Mgmt For For For
Previously Raised
Funds
25 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Public
Issuance of
Convertible Corporate
Bonds, Filling
Measures and
Commitments of
Relevant
Parties
26 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
27 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
28 Setting Up a Dedicated Mgmt For For For
Account for the Funds
Raised from the
Public Issuance of
Convertible Corporate
Bonds
29 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
30 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
31 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Valid Period Of The
Plan For Public
Issuance Of
Convertible
Bonds
2 Adjustment Of The Mgmt For For For
Preplan For Public
Issuance Of
Convertible
Bonds
3 Adjustment Of The Full Mgmt For For For
Authorization To The
Board To Handle
Matters Regarding The
Public Issuance Of
Convertible Corporate
Bonds
4 2021 Estimated Mgmt For Against Against
Continuing Connected
Transactions
5 Provision Of Guarantee Mgmt For For For
For The Payment Of
Raw Materials For
Subsidiaries
6 Capital Increase In Mgmt For For For
Subsidiaries With
Proprietary
Funds
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.6600000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
5 Remuneration For Mgmt For For For
Directors And
Supervisors
6 2021 Reappointment Of Mgmt For Abstain Against
Audit
Firm
7 2020 Annual Report And Mgmt For For For
Its
Summary
8 2021 Application for Mgmt For For For
Comprehensive Credit
Line by the Company
and Its
Subsidiaries
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 06/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yuxiang Mgmt For For For
2 Elect LIU Zhen Mgmt For For For
3 Elect KONG Haibin Mgmt For For For
4 Elect YANG Xiuqin Mgmt For For For
5 Elect SHEN Jiaming Mgmt For For For
6 Elect YU Hanqing Mgmt For For For
7 Elect WANG Haifeng Mgmt For For For
8 Elect WU Xiaoya Mgmt For For For
9 Elect MA Weimin Mgmt For For For
10 Elect ZHENG Dingxia Mgmt For Against Against
11 Elect CHEN Xiaojie Mgmt For For For
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 05/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Method
6 Issuing Volume Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
10 Listing Place Mgmt For Against Against
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Non-Public Share
Offering
12 2021 Preplan For Mgmt For Against Against
Non-Public Share
Offering
13 Report On The Use Of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to be Raised
from the Non-public
Share
Offering
15 Diluted Immediate Mgmt For Against Against
Return after the
Non-public Share
Offering to Specific
Parties, Filling
Measures and
Commitments of
Relevant
Parties
16 Authorization to the Mgmt For Against Against
Board of Handle
Matters Regarding the
Non-public Share
Offering
17 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
18 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted Stocks
Under 2019 Stock
Option And Restricted
Stock Incentive
Plan
________________________________________________________________________________
NAURA Technology Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002371 CINS Y0772M100 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Re- Appointment Mgmt For For For
of
Auditor
7 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
8 Application For 2021 Mgmt For For For
Comprehensive Credit
Line
9 Provision Of Guarantee Mgmt For For For
For
Subsidiaries
10 Increase of the Mgmt For For For
Registered Quota of
Super and Short- Term
Commercial
Papers
11 Amendments to Articles Mgmt For For For
Of
Association
12 Elect GUO Ying Mgmt For Against Against
________________________________________________________________________________
Navinfo Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of 2021 Mgmt For For For
External Audit
Firm
7 2021 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and
Subsidiaries
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
10 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2018 Restricted
Stock Incentive
Plan
________________________________________________________________________________
Navinfo Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002405 CINS Y62121101 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Repurchase Price of
the 2018 Restricted
Stock Incentive Plan
and Repurchase and
Cancellation of Some
Restricted
Stocks
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
3 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
4 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
5 Stock Type and Par Mgmt For Against Against
Value
6 Issuing Method and Date Mgmt For Against Against
7 Issuing Targets and Mgmt For Against Against
Subscription
Method
8 Issue Price and Mgmt For Against Against
Pricing
Principles
9 Issuing Volume Mgmt For Against Against
10 Lockup Period Mgmt For Against Against
11 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
12 Listing Place Mgmt For Against Against
13 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits Before
Completion of the
Issuance
14 Valid Period of the Mgmt For Against Against
Resolution
15 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
16 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
17 Report On The Use Of Mgmt For For For
Previously Raised
Funds
18 Diluted Immediate Mgmt For Against Against
Return After the
Non-public A-share
Offering and Filling
Measures
19 Authorization To The Mgmt For Against Against
Board To Handle
Matters Regarding The
Non-Public A-Share
Offering
20 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
________________________________________________________________________________
Offcn Education Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002607 CINS Y9717Y103 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Cooperation Mgmt For For For
Agreement on
Customized
Development and
Construction to Be
Signed by a
Wholly-owned
Subsidiary
________________________________________________________________________________
Offcn Education Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002607 CINS Y9717Y103 06/15/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Work Report Of Mgmt For For For
The Board Of
Directors
4 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2020 Annual Accounts Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Cash Management With Mgmt For For For
Proprietary Funds By
The Company And
Subsidiaries
8 Determination Of 2021 Mgmt For For For
Remuneration Plan For
Directors,
Supervisors And
Senior
Management
9 Reappointment Of 2021 Mgmt For Against Against
Audit
Firm
10 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and
Subsidiaries
11 Amendments To The Mgmt For For For
Articles Of
Association
12 Amendments to the Mgmt For For For
Rules of Procedure
Governing the General
Meeting of
Shareholders
13 Amendments to the Mgmt For For For
Implementing Rules
for Online Voting
System at
Shareholders General
Meetings
14 Amendments to the Mgmt For For For
System on Appointment
of Independent
Directors and the
Rules of
Procedure
15 Amendments To The Mgmt For For For
Raised Funds
Management
Measures
16 Report on Deposit and Mgmt For For For
Use of Raised
Funds
________________________________________________________________________________
Offcn Education Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002607 CINS Y9717Y103 11/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Participation In The Mgmt For For For
Bidding For Land Use
Right By A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Offcn Education Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002607 CINS Y9717Y103 12/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Amount and Purpose of Mgmt For For For
the Raised
Funds
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Non-public Share
Offering
11 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
12 Preplan For Non-Public Mgmt For For For
A-Share
Offering
13 Report On The Use Of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
15 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering, Filling
Measures, and
Commitments of
Relevant
Parties
16 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
17 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bank Credit And Mgmt For Against Against
Guarantee
I
2 Bank Credit And Mgmt For Against Against
Guarantee
Ii
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
3 Write-Off Of Accounts Mgmt For For For
Receivable Of
Subsidiaries
4 Bank Credit And Mgmt For Against Against
Guarantee
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 03/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIN Hongping Mgmt For Against Against
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 04/14/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sale Of Equities And Mgmt For For For
Assets In A
Subsidiary
2 Bank Credit And Mgmt For Against Against
Guarantee
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report of Mgmt For For For
the Board of
Supervisors
4 2020 Annual Accounts Mgmt For For For
5 2020 Internal Control Mgmt For For For
Self-Evaluation
Report
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Appointment of Audit Mgmt For For For
Firm
8 2020 Provision For Mgmt For For For
Assets
Impairment
9 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
10 2021 Remuneration Plan Mgmt For For For
For
Directors
11 2021 Remuneration Plan Mgmt For For For
For
Supervisors
12 Amendments to Articles Mgmt For For For
and the Investment
Decision-making
Management
System
13 2021 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
14 Bank Credit And Mgmt For Against Against
Guarantee
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 08/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For Against Against
Value
2 Issuing Method and Mgmt For Against Against
Issuing
Time
3 Pricing Benchmark, Mgmt For Against Against
Issue Price and
Pricing
Principles
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issuing Volume Mgmt For Against Against
6 Lockup Period Mgmt For Against Against
7 Orientation of the Mgmt For Against Against
Raised
Funds
8 Arrangement for the Mgmt For Against Against
Roll over Profit
Before Completion of
the
Issuance
9 Listing Place Mgmt For Against Against
10 The Valid Period of Mgmt For Against Against
the
issuance
11 Approval of Mgmt For Against Against
Preliminary Plan of
A-Share
Offering
12 Conditional Share Mgmt For Against Against
Subscription
Supplemental
Agreement to Be
Signed with Specific
Parties
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to
Be
Raised from the
A-Share
Offering
14 The Company's Mgmt For For For
Eligibility for
Corporate Bond
Issuance
15 Issuing Scale Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Issuing Targets Mgmt For For For
18 Issuing Method Mgmt For For For
19 Bond Duration Mgmt For For For
20 Interest Rate and its Mgmt For For For
Determining
Method
21 Purpose of the Raised Mgmt For For For
Funds
22 Guarantee Matters Mgmt For For For
23 Listing Place Mgmt For For For
24 Repayment Guarantee Mgmt For For For
Measures
25 The Valid Period of Mgmt For For For
the
Resolution
26 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of Corporate
Bonds
27 Authority to Issue Mgmt For For For
Medium-term
Notes
28 Increase 2020 Related Mgmt For For For
Party Transactions
and Supplement of
Connected
Transactions
29 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
OFILM Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002456 CINS Y7744T105 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
2 Subsidiary's Financial Mgmt For Against Against
Leasing Business and
the Company's
Provision of
Guarantee for
It
3 Bank Credit And Mgmt For Against Against
Guarantee
4 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 01/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) And Its
Summary
2 Board Authorization to Mgmt For Against Against
Implement 2021
Employee Stock
Ownership
Plan
3 Elect CHI Yufeng Mgmt For For For
4 Elect XIAO Hong Mgmt For For For
5 Elect LU Xiaoyin Mgmt For For For
6 Elect SUN Ziqiang Mgmt For For For
7 Elect WANG Doudou Mgmt For For For
8 Elect GUAN Ying Mgmt For For For
9 Elect ZHANG Dan Mgmt For Against Against
10 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Perfect World Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002624 CINS Y988BN106 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Reappointment Of Audit Mgmt For For For
Firm
7 Investment And Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
8 Connected Transactions Mgmt For For For
with Companies
Controlled by De
Facto Controller CHI
Yufeng
9 Connected Transactions Mgmt For For For
with a Company and
Its
Subsidiaries
10 Connected Transactions Mgmt For For For
with Another Company
and Its
Subsidiaries
11 2021 Application for Mgmt For For For
Credit Line by the
Company and Its
Subsidiaries and
Provision of
Guarantee
12 Increase of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
13 By-election of HAN Mgmt For Against Against
Changyan As a
Supervisor
________________________________________________________________________________
Pharmaron Beijing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3759 CINS Y989K6101 05/28/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Part
of the Restricted A
Shares Granted Under
the A Share Incentive
Scheme
2 Reduction in Mgmt For For For
Registered
Capital
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pharmaron Beijing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3759 CINS Y989K6101 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Annual Report Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Supervisors' Fees Mgmt For For For
8 Appointment of Mgmt For For For
Domestic Auditor and
Authority to Set
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Give Mgmt For For For
Guarantees
11 Hedging Quota Mgmt For For For
12 Repurchase and Mgmt For For For
Cancellation of Part
of the Restricted A
Shares Granted Under
the A Share Incentive
Scheme
13 Reduction in Mgmt For For For
Registered
Capital
14 Amendments to Articles Mgmt For For For
15 Board Authorization to Mgmt For For For
Handle Matters
Relevant to the
Reduction in
Registered Capital
and Amendment to
Articles
16 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pharmaron Beijing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3759 CINS Y989K6101 07/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LOU Boliang Mgmt For For For
2 Elect LOU Xiaoqiang Mgmt For For For
3 Elect ZHENG Bai Mgmt For For For
4 Elect CHEN Pingjin Mgmt For For For
5 Elect HU Baifeng Mgmt For For For
6 Elect LI Jiaqing Mgmt For For For
7 Elect ZHOU Hongbin Mgmt For For For
8 Elect DAI Lixin Mgmt For For For
9 Elect CHEN Guoqin Mgmt For For For
10 Elect TSANG Kwan Hung Mgmt For For For
Benson
11 Elect YU Jian Mgmt For For For
12 Elect YANG Kexin Mgmt For For For
13 Elect LIU Jun Mgmt For Against Against
14 Amendments to Articles Mgmt For For For
of
Association
15 Authorization for Mgmt For For For
Registration of
Amendments to
Articles of
Association
16 Authority to Give Mgmt For For For
Guarantees
17 Authority to Issue Mgmt For For For
Debt Financing
Instruments
18 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
________________________________________________________________________________
Pharmaron Beijing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3759 CINS Y989K6101 12/11/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted A Share Mgmt For For For
Incentive Scheme
(Draft)
2 Assessment Management Mgmt For For For
Measures for the
Implementation and
Assessment of the
2020 Restricted A
Share Incentive
Scheme
3 Board Authorization to Mgmt For For For
Implement
Scheme
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pharmaron Beijing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3759 CINS Y989K6101 12/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Restricted A Share Mgmt For For For
Incentive Scheme
(Draft)
2 Assessment Management Mgmt For For For
Measures for the
Implementation and
Assessment of the
2020 Restricted A
Share Incentive
Scheme
3 Board Authorization to Mgmt For For For
Implement
Scheme
4 First H Share Award Mgmt For Against Against
and Trust Scheme
(Draft)
5 Board Authorization to Mgmt For Against Against
Implement Trust
Scheme
6 Amendments to Articles Mgmt For For For
7 Board Authorization in Mgmt For For For
Relation to Article
Amendment
8 Elect FENG Shu as Mgmt For Against Against
Supervisor
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Guarantee Plan Mgmt For Against Against
2 2021 Continuing Mgmt For For For
Connected
Transactions
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 04/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For Financing Of A
Company
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 05/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 Audited 2020 Financial Mgmt For For For
Report And Audit
Report
5 2020 Annual Accounts Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Financial Budget Mgmt For For For
Report
8 2021 Appointment Of Mgmt For Against Against
Financial Audit
Firm
9 Plan to Issue Offshore Mgmt For For For
Corporate Bonds and
Authorization
Regarding Relevant
Matters
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 07/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of RMB 1.45 Mgmt For For For
Billion Creditors
Rights Financing
Plan
2 Full Authorization to Mgmt For For For
the Board, the
Chairman of the Board
or Persons Authorized
by the Chairman of
the Board to Handle
Matters Regarding the
Issuance
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 08/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
2016 Non-public Share
Offering
2 Extension of the Valid Mgmt For For For
Period of the Full
Authorization of to
the Board to Handle
Matters Regarding the
2016 Non-public Share
Offering
3 Issuing Scale Mgmt For For For
4 Bond Type and Duration Mgmt For For For
5 Interest Rate and Mgmt For For For
Interest Payment
Method
6 Purpose of the Raised Mgmt For For For
Funds
7 Issuing Targets and Mgmt For For For
Method
8 Guarantee Arrangement Mgmt For For For
9 Placement to Mgmt For For For
Shareholder
10 Listing Application Mgmt For For For
11 Repayment Guarantee Mgmt For For For
Measures
12 Valid Period of the Mgmt For For For
Resolution
13 Authorization to the Mgmt For For For
Board or Its
Authorized People to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Professional
Investors
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Setting Up an Mgmt For For For
Asset-backed Special
Plan(5th Tranche) for
the Balance Payment
of House
Purchase
3 Providing Credit Mgmt For For For
Enhancement for
Compensation for the
Balance of the
Asset-Backed Notes
for the Final Payment
of House
Purchase
4 Full Authorization to Mgmt For For For
the Board Chairman or
Person
Authorized by the
Chairman to Handle
Matters Regarding
Establishing the
Asset-Backed Special
Plan for the Balance
Payment of House
Purchase
5 Authority to Give Mgmt For Against Against
Guarantees for a
Company's Obligation
for Balance
Compensation
6 Authority to Give Mgmt For Against Against
Guarantees for the
Loans of a
Company
7 Authority to Give Mgmt For Against Against
Financing Guarantees
for a
Company
8 Authority to Give Mgmt For Against Against
Financing Guarantees
for Another
Company
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 11/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For Loans Of A
Company
2 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 2Nd
Company
3 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 3Rd
Company
4 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 4Th
Company
5 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 5Th
Company
6 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 6Th
Company
7 Provision Of Guarantee Mgmt For Against Against
For Loans Of A 7Th
Company
________________________________________________________________________________
RiseSun Real Estate Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002146 CINS Y7286J101 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financing Guarantee Mgmt For Against Against
For A
Company
________________________________________________________________________________
Rongsheng Petro Chemical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002493 CINS Y7324B102 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 2020 Accounts and Mgmt For For For
Reports
5 2021 Re- Appointment Mgmt For For For
of
Auditor
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 The PTA Purchase and Mgmt For For For
Sale Contract To be
Signed With a
Company
8 A Crude Oil Purchase Mgmt For For For
And Sale Contract To
be Signed With a
Company
9 A Purchase Contract Mgmt For For For
With A
Company
10 An Aromatics Purchase Mgmt For For For
And Sale Contract
With A
Company
11 An Aromatics Purchase Mgmt For For For
and Sale Contract
With Another
Company
12 A Refined Oil Purchase Mgmt For For For
And Sale Contract
With A
Company
13 An Oil Refining Mgmt For For For
Products Purchase And
Sale Contract With A
Company
14 An Oil Refining Mgmt For For For
Products Purchase And
Sale Contract With
Another
Company
15 An Oil Refining Mgmt For For For
Products Purchase And
Sale Contract With A
Third
Company
16 A House And Carport Mgmt For For For
Contract With A
Company
17 A Cargo Transportation Mgmt For For For
Contract With A
Company
18 A Purchase Contract Mgmt For For For
With Another
Company
19 Conducting Deposit, Mgmt For For For
Credit, Clearing and
Settlement and Other
Business With A
Bank
20 Loans From the Mgmt For For For
Controlling
Shareholder
21 2021 Mutual Guarantee Mgmt For For For
Quota
22 External Guarantee Mgmt For For For
Provided By A
Controlled
Subsidiary
23 Launching Futures Mgmt For For For
Hedging Business in
2021
24 Launching Foreign Mgmt For For For
Exchange Derivatives
Transactions in
2021
25 Elect SHAO Yiping Mgmt For For For
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 01/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Quota Mgmt For For For
Of Continuing
Connected
Transactions
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 03/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority for Mgmt For For For
Wholly-Owned
Subsidiaries to Issue
Debt Financing
Instruments
Domestically and
Overseas
2 Authority to Give Mgmt For Against Against
Guarantees for
Company's
Wholly-Owned
Subsidiary to Issue
Debt Financing
Instruments
Overseas
3 Company's Eligibility Mgmt For Against Against
for Non-Public Share
Offering
4 Type and Nominal Value Mgmt For Against Against
5 Issuance Method and Mgmt For Against Against
Date
6 Issuing Targets and Mgmt For Against Against
Subscription
Method
7 Pricing Benchmark Mgmt For Against Against
Date,
Pricing
Principles and Issue
Price
8 Issuance Size Mgmt For Against Against
9 Lockup Period Mgmt For Against Against
10 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits before the
Non-Public Share
Offering
11 Listing Market Mgmt For Against Against
12 Use of Raised Funds Mgmt For Against Against
13 Valid Period of the Mgmt For Against Against
Resolution
14 Approval of Mgmt For Against Against
Preliminary Plan for
the 2021 Non-Public
Issuance of
Shares
15 Feasibility Report on Mgmt For Against Against
Use of Raised Funds
from the 2021
Non-Public Share
Offering
16 Approval of Risk Mgmt For Against Against
Warning on Diluted
Immediate Return
after the Non-Public
Share Offering,
Filling Measures, and
Commitments of
Relevant
Parties
17 Approval of Report on Mgmt For For For
Use of Previously
Raised
Funds
18 Company Shareholder Mgmt For For For
Returns Plan
(2021-2023)
19 Board Authorisation to Mgmt For Against Against
Handle Matter
regarding the
Non-Public Issuance
of
Shares
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 04/09/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its Summary Of The
Company
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
SUPERVISORS
4 2020 Final Accounts Mgmt For For For
Report Of The
Company
5 2020 Annual Profit Mgmt For For For
Distribution Plan Of
The
Company
6 Reappointment of 2021 Mgmt For For For
Auditor
7 Forecast The Amount Of Mgmt For Against Against
External Guarantees
For
2021
8 Use Equity Funds To Mgmt For For For
Purchase Wealth
Management Products
For
2021
9 Cover Liability Mgmt For For For
Insurances for
Directors Supervisors
and Officers of the
Company
10 Elect WANG Jia Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 06/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 A Controlled Mgmt For For For
Subsidiary's Overseas
Listing is in
Compliance with the
Notice on Several
Issues Concerning the
Regulation of
Overseas Listing of
Subordinate Companies
of Domestically
Listing
Companies
2 Plan for a Controlled Mgmt For For For
Subsidiary's Overseas
Listing
3 Commitments Of The Mgmt For For For
Company On
Maintaining The
Status Of Independent
Listing
4 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
5 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Company's Listing
Overseas
6 Acquisition of 51.8 Mgmt For For For
Percent Equities in a
Company through a
Partial Tender
Offer
7 Authority to Give Mgmt For For For
Guarantees for
Overseas Wholly-owned
Subsidiaries
________________________________________________________________________________
S.F. Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002352 CINS Y7T80Y105 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of Some Mgmt For For For
Projects Financed
With Raised
Funds
2 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
3 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
4 Amendments to the Mgmt For Abstain Against
Internal Control and
Decision-Making
System for Connected
Transaction
5 Amendments to the Mgmt For Abstain Against
Remuneration
Management System for
Directors,
Supervisors and
Senior
Management
6 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
7 Amendments To The Mgmt For Abstain Against
Implementing Rules
For Cumulative Voting
System
8 Change of Company's Mgmt For For For
Registered Capital
and Amendments to
Articles
________________________________________________________________________________
Sangfor Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
300454 CINS Y7496N108 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Work Report Of Mgmt For For For
The Board Of
Directors
4 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2020 Annual Accounts Mgmt For For For
6 2021 Financial Budget Mgmt For For For
Report
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2021 Cash Management Mgmt For For For
With Some Idle
Proprietary
Funds
9 2021 Reappointment Of Mgmt For For For
Audit
Firm
10 2021 Allowance Plan Mgmt For For For
For Independent
Directors
11 2021 Remuneration Plan Mgmt For For For
For Directors,
Supervisors And
Senior
Management
12 Change of the Mgmt For For For
Company's Registered
Capital and Total
Number of Shares, and
Amendments to the
Company's Articles of
Association
13 Amendments to Mgmt For For For
Procedural Rules
Governing the Board
Meetings
14 Amendments to Mgmt For For For
Procedural Rules
Governing Meetings of
the Supervisory
Committee
15 Amendments to Mgmt For For For
Procedural Rules
Governing
Shareholders General
Meetings
16 Supplementary Mgmt For For For
Amendments to
Procedural Rules
Governing the Board
Meetings
17 Supplementary Mgmt For For For
Amendments to
Procedural Rules
Governing the
Meetings of the
Supervisory
Committee
18 Supplementary Mgmt For For For
Amendments to
Procedural Rules
Governing
Shareholders General
Meetings
19 Amendments To The Mgmt For For For
External Investment
Management
System
________________________________________________________________________________
Sangfor Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
300454 CINS Y7496N108 09/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted Stock Mgmt For For For
Incentive
Plan
3 Appraisal Management Mgmt For For For
Measures For The 2020
Restricted Stock
Incentive
Plan
4 Authorization to the Mgmt For For For
Board to Handle
Matters regarding the
Equity Incentive
Plan
5 Amendments to Articles Mgmt For For For
6 Merger/Acquisition of Mgmt For For For
Wholly-owned
Subsidiary
7 Increase Outstanding Mgmt For For For
Quota of Loans to
Employees
________________________________________________________________________________
SG Micro Corp
Ticker Security ID: Meeting Date Meeting Status
300661 CINS Y7679C101 04/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The 2021
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
SG Micro Corp
Ticker Security ID: Meeting Date Meeting Status
300661 CINS Y7679C101 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Allocation of Mgmt For For For
Dividends
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Re-appointment of Mgmt For For For
Auditor for
2021
7 Authority to Mgmt For For For
Repurchase and Cancel
Some Restricted
Shares from the 2017
Employee Restricted
Shares Plan and
Employee Stock
Options Plan Initial
Grant
8 Change of the Mgmt For For For
Company's Registered
Capital and
Registered Address,
Amendments to
Articles, Authority
to Handle the
Industrial and
Commercial Change
Registration
9 Investment in Cash Mgmt For For For
Management Products
Using Some
Temporarily Idle
Proprietary
Funds
10 2021 Remuneration Plan Mgmt For For For
For Directors And
Supervisors
________________________________________________________________________________
Shanghai Raas Blood Products Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 01/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Continuing Connected Mgmt For For For
Transaction Regarding
the Exclusive Agency
Agreement to Be
Signed with Related
Parties
________________________________________________________________________________
Shanghai Raas Blood Products Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002252 CINS Y7687Z100 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Accounts and Mgmt For For For
Reports
2 2020 Directors' Report Mgmt For Abstain Against
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of 2021 Mgmt For For For
Auditor
7 Shareholder Returns Mgmt For For For
Plan for Next Three
Years
(2021-2023)
________________________________________________________________________________
Shennan Circuits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002916 CINS Y774D3102 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Company Mgmt For For For
S Business Scope And
Amendments To The
Company S Articles Of
Association
________________________________________________________________________________
Shennan Circuits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002916 CINS Y774D3102 04/06/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Annual Accounts Mgmt For For For
3 2021 Financial Budget Mgmt For For For
Report
4 2020 Work Report Of Mgmt For For For
The Board Of
Directors
5 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the First Phase
A-share Restricted
Stock Incentive
Plan
8 Elect YANG Zhicheng Mgmt For For For
9 Elect ZHOU Jinqun Mgmt For For For
10 Elect ZHANG Zhibiao Mgmt For For For
11 Elect XIAO Yi Mgmt For For For
12 Elect XIAO Zhanglin Mgmt For For For
13 Elect LI Peiyin Mgmt For For For
14 Elect LI Mian Mgmt For For For
15 Elect HUANG Yaying Mgmt For For For
16 Elect YU Hongyu Mgmt For For For
17 Elect WANG Mingchuan Mgmt For Against Against
18 Elect ZHANG Lan Mgmt For For For
________________________________________________________________________________
Shennan Circuits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002916 CINS Y774D3102 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Loans and Mgmt For For For
Related Party
Transactions
2 Approve Change in Mgmt For For For
Registered Capital
and Amend Articles of
Association
3 Approve to Appoint Mgmt For For For
Auditor
4 Approve Financial Mgmt For For For
Service
Agreement
________________________________________________________________________________
Shenzhen Inovance Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 05/24/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Directors' Report Mgmt For For For
5 2020 Supervisors' Mgmt For For For
Report
6 2020 Allocation of Mgmt For For For
Dividends
7 2021 Financial Budget Mgmt For For For
Report
8 Long-Term Stock Mgmt For Against Against
Ownership Incentive
Plan (Draft) And Its
Summary
9 Management Measures Mgmt For Against Against
for Long-Long-Term
Stock Ownership
Incentive
Plan
10 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Long-Term
Stock Ownership
Incentive
Plan
11 Amendments to Mgmt For For For
Management System for
Information
Disclosure
12 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
13 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Proprietary
Funds
14 Investment in Wealth Mgmt For For For
Management Products
Using Idle Raised
Funds
15 Amendments to Articles Mgmt For For For
16 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
17 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
18 Amendments to Mgmt For For For
Management System for
External
Guarantees
19 Amendments to Mgmt For For For
Decision-Making
System for Connected
Transaction
20 Amendments to Mgmt For For For
Management System for
Raised
Funds
21 Re-elect ZHU Xingming Mgmt For For For
22 Re-elect LI Juntian Mgmt For For For
23 Re-elect SONG Jun'en Mgmt For For For
24 Re-elect ZHOU Bin Mgmt For For For
25 Re-elect LIU Yuchuan Mgmt For For For
26 Elect ZHAO Jinrong Mgmt For For For
27 Elect ZHANG Taowei Mgmt For For For
28 Elect ZHAO Jinlin Mgmt For For For
29 Elect HUANG Pei Mgmt For For For
30 Re-elect BAI Ziping Mgmt For For For
31 Elect LU Songquan Mgmt For Against Against
________________________________________________________________________________
Shenzhen Inovance Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300124 CINS Y7744Z101 10/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Stock Type And Part Mgmt For For For
Value
3 Issuing Method And Date Mgmt For For For
4 Issuing Target And Mgmt For For For
Subscription
Method
5 Pricing Principles And Mgmt For For For
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Arrangement For The Mgmt For For For
Accumulated Retained
Profits Before The
Issuance
10 The Valid Period Of Mgmt For For For
The Resolution On The
Share
Offering
11 Amount And Purpose Of Mgmt For For For
The Raised
Funds
12 Preplan for 2020 Share Mgmt For For For
Offering to Specific
Investors
13 Demonstration Analysis Mgmt For For For
Report on the 2020
Share Offering to
Specific
Investors
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised on
the 2020 Share
Offering to Specific
Investors
15 Report on the Use of Mgmt For For For
Previously Raised
Proceeds
16 Remedial Measures and Mgmt For For For
Commitments on the
Diluted Immediate
Return
17 Ratification of Board Mgmt For For For
Acts
18 Acquisition of 49% Mgmt For For For
Equity Interest in An
Entity
19 Report on the Mgmt For For For
Independence of the
Evaluation
Institution
20 The Fifth Phase of Mgmt For For For
Employee Equity
Incentive Plan
(Draft) and Its
Summary
21 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
Plan
22 Ratification of Board Mgmt For For For
Acts
23 Shareholder Return Mgmt For For For
Plan
(2021-2023)
24 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 02/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company S Mgmt For For For
Eligibility For
Issuance Of
Convertible Bonds To
Non-Specific
Parties
2 Issue Type Mgmt For For For
3 Issue Size Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Maturity Mgmt For For For
6 Bond Interest Rate Mgmt For For For
7 Period and Manner of Mgmt For For For
Repayment of
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of
Conversion
Price
10 Method on Handling Mgmt For For For
Fractional Shares
Upon
Conversion
11 Terms for Downward Mgmt For For For
Adjustment of
Conversion
Price
12 Terms of Redemption Mgmt For For For
13 Terms of Sell-Back Mgmt For For For
14 Dividend Distribution Mgmt For For For
Post
Conversion
15 Issue Manner and Mgmt For For For
Target
Subscribers
16 Placing Arrangement Mgmt For For For
for
Shareholders
17 Matters Relating to Mgmt For For For
Meetings of
Bondholders
18 Use of Proceeds Mgmt For For For
19 Guarantee Matters Mgmt For For For
20 Depository Account for Mgmt For For For
Raised
Funds
21 Resolution Validity Mgmt For For For
Period
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible
Bonds
23 Demonstration Analysis Mgmt For For For
Report On The
Issuance Of
Convertible Corporate
Bonds To Non-Specific
Parties
24 Feasibility Analysis Mgmt For For For
Report On The Use Of
Funds To Be Raised
From The Issuance Of
Convertible Corporate
Bonds To Non-Specific
Parties
25 Risk Warning On Mgmt For For For
Diluted Immediate
Return After The
Issuance Of
Convertible Corporate
Bonds To Non-Specific
Parties And Filling
Measures, And
Commitments Of
Relevant
Parties
26 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
27 Report On The Use Of Mgmt For For For
Previously Raised
Funds
28 Rules Governing The Mgmt For For For
Meetings Of
Bondholders Of The
Company S Convertible
Bonds
29 Full Authorization To Mgmt For For For
The Board To Handle
Matters Regarding The
Issuance Of
Convertible Corporate
Bonds To Non-Specific
Parties
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Approval to Purchase Mgmt For For For
Wealth Management
Products Using the
Company and
Wholly-Owned
Subsidiaries'
Proprietary
Funds
________________________________________________________________________________
Shenzhen Kangtai Biological Products Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300601 CINS Y774C4101 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Semi-annual Mgmt For For For
Allocation of
Profits
2 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Shenzhen Mindray Bio-Medical Electronics Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300760 CINS Y774E3101 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Social Mgmt For For For
Responsibility
Report
7 Amendments to Some Mgmt For For For
Investment Projects
Financed with Raised
Funds
8 Re-appointment of Mgmt For For For
Auditor for
2021
9 Elect LIANG Huming Mgmt For For For
10 Approval to Purchase Mgmt For For For
Liability Insurance
for the Company's
Directors,
Supervisors, Senior
Managers and Other
Relevant
Personnel
11 Approval to Change the Mgmt For For For
Company's Business
Scope
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
14 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
15 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
16 Amendments to Mgmt For For For
Decision-Making
System for External
Investment
17 Amendments to Mgmt For For For
Management System for
External
Guarantees
18 Amendments to Mgmt For For For
Decision-Making
System for Connected
Transaction
19 Amendments to Work Mgmt For For For
System for
Independent
Directors
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 03/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Issuance of A Shares
to Target
Subscribers
2 Extension of Board Mgmt For For For
Authorisation to
Implement Issuance of
A Shares to Target
Subscribers
3 Extension of Validity Mgmt For For For
of Authorisation to
Relevant Persons to
Handle Matters
regarding the
Issuance of A Shares
to Target
Subscribers
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Launching Foreign Mgmt For For For
Exchange Swap and
Hedging
Business
7 Approval of Line of Mgmt For For For
Credit and Provision
of Guarantees for
Subsidiaries
8 Connected Transactions Mgmt For For For
Regarding Purchasing
Equity of A
Controlling
Subsidiary
9 Wealth Management with Mgmt For For For
IDLE
Funds
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 08/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Minghui as Mgmt For For For
Non-independent
Director
2 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
3 Authority to Give Mgmt For For For
Guarantees
4 The Connect Mgmt For For For
Transactions in
Capital
Increase
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Comprehensive Credit
Line to Banks, and
Guarantee for Bank
Credit Line Applied
for by Wholly-owned
Subsidiaries
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Appointment of Auditor Mgmt For For For
of
2020
________________________________________________________________________________
Siasun Robot & Automation Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300024 CINS Y7912E104 09/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for Share
Offering to Specific
Parties
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Principle
6 Issuance Amount Mgmt For For For
7 Lockup Period Mgmt For For For
8 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
9 Purpose and Amount of Mgmt For For For
the Raised
Funds
10 Listing Place Mgmt For For For
11 The Valid Period of Mgmt For For For
the Share
Offering
12 Preplan for 2020 Share Mgmt For For For
Offering
13 Demonstration Analysis Mgmt For For For
Report On The Plan
For 2020 Share
Offering To Specific
Parties
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from 2020 Share
Offering
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Profit Distribution Mgmt For For For
Plan for the Next
Three Years from 2020
to
2022
17 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Share
Offering
18 Diluted Immediate Mgmt For For For
Return After the 2020
Share Offering,
Filling Measures and
Commitments of
Relevant
Parties
________________________________________________________________________________
Sichuan Kelun Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002422 CINS Y7931Q104 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Issue Mgmt For Abstain Against
Debt
Instruments
3 Launching The Bill Mgmt For For For
Pool
Business
4 Authority to Give Mgmt For For For
Guarantees
5 Purchase Of Wealth Mgmt For For For
Management Products
With Proprietary
Funds
6 Additional Financial Mgmt For For For
Aid to a
Subsidiary
7 Financial Aid to a Mgmt For For For
Subsidiary
8 Adjustment Of The Mgmt For For For
Purpose Of Some
Repurchased Shares
And Cancellation Of
Some Restricted
Stocks
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Songcheng Performance Development Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300144 CINS Y30421104 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Accounts and Mgmt For For For
Reports
2 2020 Allocation of Mgmt For For For
Dividends
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Audit Report Mgmt For For For
5 2020 Directors' Report Mgmt For For For
6 2020 Supervisors' Mgmt For For For
Report
7 Re-appointment of Mgmt For For For
Auditor for
2021
8 Approval of Provision Mgmt For For For
for Asset
Impairment
9 Elect YANG Yiqing Mgmt For For For
________________________________________________________________________________
STO Express Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002468 CINS Y988B5105 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Amendments to Articles Mgmt For For For
3 External Guarantees Mgmt For For For
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 4Th Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
2 Management Measures Mgmt For Against Against
For The 4Th Phase
Employee Stock
Ownership
Plan
3 Authorization To The Mgmt For Against Against
Board To Handle
Matters Regarding The
4Th Phase Employee
Stock Ownership
Plan
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
9 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 05/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of The Raised
Funds
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Suning.com Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002024 CINS Y82211106 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
2 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 02/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2021 Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) and its
Summary
2 Approval of the Mgmt For For For
Management Measures
of the 2021 Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For Against Against
Implement the
Employee Stock
Ownership Plan and
Relevant
Matters
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Financial Report Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Re- Appointment Mgmt For Against Against
of
Auditor
7 2021 Remuneration for Mgmt For For For
Directors and
Supervisors
8 2021 Remuneration For Mgmt For For For
Supervisors
9 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
10 2021 Application For Mgmt For For For
Credit Line To Banks
And Other Financial
Institutions
11 Authority to Give Mgmt For Against Against
Guarantees To Dragon
Electronix Holding
Inc.
12 Authority to Give Mgmt For Against Against
Guarantees To Hong
Kong Dongshan Holding
Limited
13 Authority to Give Mgmt For Against Against
Guarantees To
Yancheng Dongshan
Precision
Manufacturing Co.,
Ltd.
14 Authority to Give Mgmt For Against Against
Guarantees To Multek
Group (Hong Kong)
Limited
15 Authority to Give Mgmt For Against Against
Guarantees To Mudong
Optoelectronics
Technology Co.,
Ltd.
16 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Yongchuang Metal
Technology Co.,
Ltd.
17 Authority to Give Mgmt For Against Against
Guarantees To Hong
Kong Dongshan
Precision United
Optoelectronics Co.,
Ltd.
18 Authority to Give Mgmt For Against Against
Guarantees To
Yancheng Dongshan
Communication
Technology Co.,
Ltd.
19 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Aifu Electronic
Communication Co.,
Ltd.
20 Authority to Give Mgmt For Against Against
Guarantees To
Dongguan Dongshan
Precision
Manufacturing Co.,
Ltd.
21 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Chenggal Precision
Manufacturing Co.,
Ltd.
22 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Dongbo Precision
Manufacturing Co.,
Ltd.
23 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Tengran Electrical
Equipment Co.,
Ltd.
24 Authority to Give Mgmt For Against Against
Guarantees To Suzhou
Leggett Intelligent
Equipment Co.,
Ltd.
25 Authority to Give Mgmt For Against Against
Guarantees To
Shanghai Fushan
Precision
Manufacturing Co.,
Ltd.
26 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 07/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Eligibility of the Mgmt For For For
Spin-off Listing of a
Company
2 Initial Public Mgmt For For For
Offering and Listing
on the Chinext Board
of
the Above Company
3 Preplan of Spin-off Mgmt For For For
Listing of the Above
Company on
the
Chinext Board (revised)
4 Spin-off Listing of Mgmt For For For
the Above Company on
the
Chinext
Board is in Compliance
with Provisions on
the Pilot Project for
Domestic Spin-off
Listing of
Subsidiaries of
Listed
Companies
5 Spin-off Listing of Mgmt For For For
the Above Company on
the
Chinext
Board is Conducive to
Safeguarding the
Legitimate Rights and
Interests of
Shareholders and
Creditors
6 Statement On Mgmt For For For
Sustainable
Profitability And
Prospects
7 The Company is Capable Mgmt For For For
of Conducting
Law-based
Operation
8 Authorization to the Mgmt For For For
Board of Directors
and Chairman of the
Board to Handle
Matters Regarding the
Spin-off
Listing
________________________________________________________________________________
Suzhou Dongshan Precision Manufacturing Co
Ticker Security ID: Meeting Date Meeting Status
002384 CINS Y8318L106 08/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of the Mgmt For For For
Company's Registered
Capital
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
Measures
4 Provision of Guarantee Mgmt For For For
for the Financing
Applied for to
Overseas Financial
Institutions by a
Company
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2019 Withdrawal Of The Mgmt For For For
Equity Incentive
Funds
2 2019 Equity Incentive Mgmt For For For
Funds Distribution
Plan
3 The Second Phase Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) And Its
Summary
4 Formulation of the Mgmt For Against Against
Management Measures
for the Second Phase
Employee Stock
Ownership
Plan
5 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Second Phase Employee
Stock Ownership
Plan
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 04/02/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 2020 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
8 2020 Special Report Of Mgmt For For For
The Board On The
Deposit And Use Of
Raised
Funds
9 Reappointment Of 2021 Mgmt For For For
Audit
Firm
10 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 05/31/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For Against Against
Company's Non-public
A-Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Method
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
the Raise
Funds
9 Distribution for Mgmt For Against Against
Accumulated Retained
Profits
10 Listing Place Mgmt For Against Against
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Non-public Share
Offering
12 Preplan For 2021 Mgmt For Against Against
Non-Public Share
Offering
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the 2021
Non-public Share
Offering
14 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
15 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments to
Relevant
Parties
16 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
17 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 10/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Dongsheng Mgmt For For For
2 Elect SHEN Haoping Mgmt For For For
3 Elect LIAO Qian Mgmt For Against Against
4 Elect YU Kexiang Mgmt For For For
5 Elect AN Yanqing Mgmt For For For
6 Elect ZHANG Changxu Mgmt For For For
7 Elect CHEN Rongling Mgmt For For For
8 Elect ZHOU Hong Mgmt For For For
9 Elect BI Xiaofang Mgmt For For For
10 Elect MAO Tianxiang Mgmt For For For
11 Elect Qin Xiangling Mgmt For Against Against
12 Amendments to Mgmt For For For
Company's Articles of
Association
13 2020 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
Quota
14 Related Party Mgmt For For For
Transactions
Regarding the
Establishment of the
Joint
Venture
15 Authority to Issue Mgmt For For For
Commercial Paper and
Medium-term
Notes
________________________________________________________________________________
Tianjin Zhonghuan Semiconductor Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002129 CINS Y88171106 12/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Services Mgmt For Against Against
Agreement with TCL
Technology Group
Finance Co.,
Limited
2 2021 Related Party Mgmt For For For
Transactions
Estimiates
3 Amendments to Use of Mgmt For For For
Proceeds and
Replenish Working
Capital with Idle
Funds
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Tianqi Lithium Corporation
Ticker Security ID: Meeting Date Meeting Status
002466 CINS Y79327105 11/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TANG Guoqiong as Mgmt For For For
an Independent
Director
2 Rules of Procedure Mgmt For Abstain Against
Governing the Board
Meetings
3 Rules of Procedure Mgmt For Abstain Against
Governing
Shareholders General
Meetings
4 Rules of Procedure Mgmt For Abstain Against
Governing Meetings of
the Supervisory
Committee
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 03/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-Public Share
Offering
2 Plan For Non-Public Mgmt For Against Against
Share Offering: Stock
Type And Par
Value
3 Plan For Non-Public Mgmt For Against Against
Share Offering:
Issuing Method And
Date
4 Plan For Non-Public Mgmt For Against Against
Share Offering:
Issuing
Scale
5 Plan For Non-Public Mgmt For Against Against
Share Offering: Issue
Price And Pricing
Principles
6 Plan For Non-Public Mgmt For Against Against
Share Offering:
Issuing
Volume
7 Plan For Non-Public Mgmt For Against Against
Share Offering:
Issuing
Targets
8 Plan For Non-Public Mgmt For Against Against
Share Offering:
Lockup
Period
9 Plan For Non-Public Mgmt For Against Against
Share Offering:
Purpose Of The Raised
Funds
10 Plan for Non-Public Mgmt For Against Against
Share Offering:
Distribution of the
Accumulated Retained
Profits before the
Non-Public Share
Offering
11 Plan For Non-Public Mgmt For Against Against
Share Offering: The
Valid Period Of The
Resolution On The
Non-Public Share
Offering
12 Plan For Non-Public Mgmt For Against Against
Share Offering:
Listing
Place
13 Preplan For Non-Public Mgmt For Against Against
A-Share
Offering
14 Feasibility Analysis Mgmt For Against Against
Report On The Use Of
Funds To Be Raised
From The Non-Public
A-Share
Offering
15 Special Report On The Mgmt For For For
Use Of Previously
Raised
Funds
16 Risk Warning On Mgmt For Against Against
Diluted Immediate
Return After The
Non-Public Share
Offering And Filling
Measures
17 Full Authorization To Mgmt For Against Against
The Board To Handle
Matters Regarding The
Non-Public Share
Offering
________________________________________________________________________________
Tianshui Huatian Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002185 CINS Y8817B104 04/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Special Report Of Mgmt For For For
The Board On The
Deposit And Use Of
Raised
Funds
7 Appointment of Auditor Mgmt For For For
8 2021 Estimated Mgmt For For For
Continuing Connected
Transaction
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 The Company's Mgmt For Against Against
Eligibility to Issue
Convertible Corporate
Bonds
3 Type of Securities Mgmt For Against Against
Issued
4 Issuance Volume Mgmt For Against Against
5 Face Value and Issue Mgmt For Against Against
Price
6 Bond Maturity Period Mgmt For Against Against
7 Bond Interest Rate Mgmt For Against Against
8 Term and Method of Mgmt For Against Against
Interest Payments and
Principal
Repayments
9 Conversion Period Mgmt For Against Against
10 Method for Determining Mgmt For Against Against
Number of Converted
Shares
11 Determination and Mgmt For Against Against
Adjustment of
Conversion
Price
12 Downward Adjustment of Mgmt For Against Against
Conversion
Price
13 Call Provisions Mgmt For Against Against
14 Repurchase Provisions Mgmt For Against Against
15 Dividend Distribution Mgmt For Against Against
Post-Conversion
16 Issue Method and Mgmt For Against Against
Targets
17 Arrangement of Mgmt For Against Against
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For Against Against
Bondholders'
Meetings
19 Purpose of the Raised Mgmt For Against Against
Funds
20 Matters Regarding Mgmt For Against Against
Guarantees
21 Management of Raised Mgmt For Against Against
Funds and Its Deposit
Account
22 Valid Period of the Mgmt For Against Against
Proposal to Issue
Convertible
Bond
23 Plan to Issue Mgmt For Against Against
Convertible Corporate
Bond
24 No Report on the Use Mgmt For For For
of Previous Raised
Funds
Prepared
25 Feasibility Analysis Mgmt For Against Against
Report on the Raised
Funds from the
Issuance of
Convertible Corporate
Bonds
26 Diluted Immediate Mgmt For Against Against
Return after the
Issuance of
Convertible Corporate
Bonds, Filling
Measures and Relevant
Commitments
27 Procedural Rules: Mgmt For Against Against
Convertible Corporate
Bondholders' Meetings
(Draft)
28 Board Authorization to Mgmt For Against Against
Implement the
Issuance of
Convertible Corporate
Bonds and Its
Relevant
Matters
29 Amendments to Mgmt For For For
Management System for
Raised
Funds
30 Authority to Give Mgmt For For For
Guarantees for
Controlled
Subsidiaries
31 Authority to Give Mgmt For For For
Guarantees for
Controlled Subsidiary
to Apply for Line of
Credit
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 Re-appointment of Mgmt For For For
Auditor for
2021
8 2021 Estimated Related Mgmt For For For
Party
Transactions
9 Amendments to Articles Mgmt For For For
10 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transaction
11 Amendments to Work Mgmt For Abstain Against
Rules for Independent
Directors
12 Termination of Mgmt For For For
Provision of
Connected Guarantees
to Holding
Subsidiaries
13 Approve Signing of Mgmt For For For
Financial Services
Agreement and
Provision of
Guarantee
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 07/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Leasing Mgmt For For For
Guarantee For A
Controlled
Subsidiary
2 Launching Assets Mgmt For For For
Securitization
Business Of Accounts
Receivable
________________________________________________________________________________
Unigroup Guoxin Microelectronics Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002049 CINS Y8488J105 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees
2 Elect LIAO Gang as Mgmt For For For
Non-independent
Director
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Venustech Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 01/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Wealth Mgmt For For For
Management Products
with Some Idle
Funds
2 Amendments to Mgmt For For For
Management System for
Raised
Funds
3 Amendments to Mgmt For For For
Management System for
External
Guarantees
4 Elect LIU Junyan Mgmt For For For
5 Elect ZHANG Xiaoting Mgmt For For For
________________________________________________________________________________
Venustech Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 03/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Transfer of Mgmt For For For
Assets from
Terminated Projects
Financed with Raised
Funds and Permanently
Supplementing the
Working Capital with
the Recycled
Funds
________________________________________________________________________________
Venustech Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
SUPERVISORS
3 2020 Annual Final Mgmt For For For
Accounts
Report
4 2020 Annual Report And Mgmt For For For
Its Summary Of The
Company
5 2020 Annual Profit Mgmt For For For
Distribution Of The
Company
6 Reappoint The Auditor Mgmt For For For
Of The Company For
2021
7 Remuneration Mgmt For For For
Distribution Scheme
Of
Directors
8 Remuneration Mgmt For For For
Distribution Scheme
Of
Supervisors
9 Use Idle Equity Funds Mgmt For For For
For Investment And
Wealth
Management
________________________________________________________________________________
Venustech Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change Of The Purpose Mgmt For For For
Of Some Raised
Funds
2 Exemption Of Relevant Mgmt For For For
Commitments On
Projects Financed
With Raised
Funds
3 Addition of the Mgmt For For For
Implementing Parities
of Projects Financed
with Raised Funds and
Increase of Capital
in the Implementing
Parities with Raised
Funds
________________________________________________________________________________
Venustech Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002439 CINS Y07764106 10/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Employee Share Mgmt For Against Against
Purchase Plan (Draft)
and
Summary
2 Approve Methods to Mgmt For Against Against
Assess the
Performance of Plan
Participants
3 Approve Authorization Mgmt For Against Against
of Board to Handle
All Related
Matters
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 01/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 H-share Offering and Mgmt For For For
Listing on the Main
Board of the Stock
Exchange of Hong Kong
and Conversion into a
Company Raising Funds
Overseas Via Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Date Mgmt For For For
4 Issuing Method Mgmt For For For
5 Issuing Scale Mgmt For For For
6 Pricing Method Mgmt For For For
7 Issuing Targets Mgmt For For For
8 Issuing Principles Mgmt For For For
9 Listing Place Mgmt For For For
10 Valid Period of the Mgmt For For For
Resolution
11 Plan for the Use of Mgmt For For For
Raised Funds from
H-share
Offering
12 Report on the Use of Mgmt For For For
Previously Raised
Funds
13 Purchase of Prospectus Mgmt For Abstain Against
and Liability
Insurance for
Directors,
Supervisors and
Senior
Management
14 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding H-share
Offering and Listing
on the Main Board of
the Stock Exchange of
Hong
Kong
15 Elect HUANG Shida Mgmt For For For
16 Plan for Accumulated Mgmt For For For
Retained Profits
Before the H-share
Offering
17 Amendments to the Mgmt For For For
Articles of
Association of the
Company Applicable
After the H-share
Listing (revised
Draft)
18 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings Applicable
After the H-share
Listing (revised
Draft)
19 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board Meetings
Applicable After the
H-share Listing
(revised
Draft)
20 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Meetings of the
Supervisory Committee
Applicable After the
H-share Listing
(revised
Draft)
21 Amendments to the Mgmt For Abstain Against
Raised Funds
Management System
Applicable After the
H-share Listing
(revised
Draft)
22 Amendments to the Mgmt For Abstain Against
Independent
Non-executive
Director Work System
Applicable After the
H-share Offering
(revised
Draft)
23 Amendments to the Mgmt For Abstain Against
Connected
Transactions
Decision-making
System Applicable
After the H-share
Offering (revised
Draft)
24 Amendments to the Mgmt For Abstain Against
Procedure and Rules
for Investment
Decision-making
Applicable After the
H-share Offering
(revised
Draft)
25 Amendments to the Mgmt For Abstain Against
External Guarantee
Management Measures
Applicable After the
H-share Offering
(revised
Draft)
26 Appointment Of Audit Mgmt For For For
Firm: Ernst
Young
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Audited Financial Mgmt For For For
Reports
4 2020 Annual Accounts Mgmt For For For
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Adjustment Of A Project Mgmt For For For
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 08/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jiankang Mgmt For For For
2 Elect FAN Yongwu Mgmt For For For
3 Elect ZHAO Jianmei as Mgmt For For For
Independent
Director
4 Elect DING Shiqing as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 08/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Semi-annual
Profits
2 Replenish Working Mgmt For For For
Capital with Idle
Funds
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 11/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The 2020
Stock Option
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Stock Option
Incentive
Plan
________________________________________________________________________________
Walvax Biotechnology Company Ltd
Ticker Security ID: Meeting Date Meeting Status
300142 CINS Y9486E106 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Waiver of
the Preemptive Rights
for Equities in a
Company
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
7 2020 Allocation of Mgmt For For For
Dividends
8 2021 Estimated Related Mgmt For For For
Party
Transactions
9 Approval of Transfer Mgmt For For For
of Employee Housing
Estate to Related
Natural
Personnel
10 Authority to Provide Mgmt For For For
Guarantees for
Purchase Payment of
Raw Materials by
Wholly-Owned and
Holding
Subsidiaries
11 Authority for Mgmt For For For
Wholly-Owned
Subsidiary to Provide
Guarantees for Bank
Line of Credit by Its
Holding
Subsidiary
12 Approval of Directors Mgmt For For For
and Supervisors' Fees
(or
Allowances)
13 Re-appointment of Mgmt For For For
Auditor
14 Authority to Issue Mgmt For For For
Ultra-Short-Term
Financing
Bills
15 Investment in Cash Mgmt For For For
Management Products
Using Temporarily
Idle Raised
Funds
16 Phase III Employee Mgmt For For For
Restricted Shares
Plan (Draft) and Its
Summary
17 Management Measures Mgmt For For For
for Phase III
Employee Restricted
Shares
Plan
18 Board Authorisation to Mgmt For For For
Handle Matters
Related to Phase III
Employee Restricted
Shares
Plan
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 06/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase and Cancel
the Remaining Locked
Restricted Shares
Granted under the
First Employee
Restricted Shares
Plan
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
3 Approval for Guangdong Mgmt For For For
Xuxing Animal
Husbandry Technology
Co., Limited to
Provide Guarantees
for Bank Line of
Credit Applied by its
Wholly-Owned
Subsidiaries
4 Approval to Provide Mgmt For For For
Guarantees for Raw
Material Purchase
Payments for
Wholly-Owned
Subsidiaries and
Controlled
Subsidiaries
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 07/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Matters Regarding Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Deposit and Management Mgmt For For For
of the Raised
Funds
21 The Valid Period of Mgmt For For For
the Issuance
Plan
22 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
23 Demonstration Analysis Mgmt For For For
Report on Public
Issuance of
Convertible Corporate
Bonds
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
25 Report On The Use Of Mgmt For For For
Previously Raised
Funds
26 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures, and
Commitments of
Relevant
Parties
27 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
28 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
29 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
30 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the First Phase
Restricted Stocks
Incentive
Plan
31 Amendments to the Mgmt For For For
Company's Articles of
Association
32 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
33 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
34 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
35 Amendments To The Mgmt For For For
Raised Funds
Management
Measures
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 09/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Allocation of Interim Mgmt For For For
Profits/Dividends
4 Approval of Use of Mgmt For For For
Surplus from Previous
Raised
Funds
5 Authority to Issue Mgmt For For For
Overseas USD
-dominated Bonds by
the
Company
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Par Value, Issue Price Mgmt For For For
and Issuing
Volume
3 Bond Type and Duration Mgmt For For For
4 Interest Rate and Its Mgmt For For For
Determining Method,
and Method for
Payment of Principal
and
Interest
5 Issuing Method Mgmt For For For
6 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
7 Purpose of the Raised Mgmt For For For
Funds
8 Methods of Guarantee Mgmt For For For
9 Listing of the Bonds Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 The Valid Period of Mgmt For For For
the
Resolution
12 Application For Mgmt For For For
Registration And
Issuance Of
Medium-Term
Notes
13 Provision of Guarantee Mgmt For For For
for Payment for Raw
Materials to
Controlling
Shareholders
14 Amendments to the Mgmt For For For
Company's Articles of
Association
15 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Shareholder
Meetings
16 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
17 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
18 Amendments To The Work Mgmt For For For
System For
Independent
Directors
19 Amendments To The Mgmt For For For
Connected
Transactions
Management
System
20 Amendments to the Mgmt For For For
External Guarantee
Decision-making
System
21 Amendments to the Mgmt For For For
Investment Management
System
22 Amendments to the Mgmt For For For
Information
Disclosure Management
System
23 External Donation Mgmt For For For
Management
Measures
________________________________________________________________________________
Western Securities Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 Allocation of Mgmt For For For
Profits/Dividends
5 2021 Securities Mgmt For For For
Proprietary Business
Scale And Risk
Limits
6 General Authorization Mgmt For For For
For The Issuance Of
Debt Financing
Instruments
7 2021 Related Mgmt For For For
transactions between
the company and its
subsidiaries and
Shaanxi Investment
Group Co., Ltd. and
its controlled
companies
8 2021 Related Mgmt For For For
transactions between
the company and its
subsidiaries and
Shanghai Urban
Investment Holdings
Co., Ltd. and its
controlled
companies
9 2021 Related Mgmt For For For
transactions between
the company and its
subsidiaries and
Western Trust Co.,
Ltd.
10 2021 Related party Mgmt For For For
transactions between
the company and its
subsidiaries and
other related
parties
11 2021 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Western Securities Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Western Securities Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002673 CINS Y9382Q104 11/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Related Party Mgmt For Abstain Against
Transaction with
Shaanxi Investment
Group Co.,
Ltd.
2 Approve Related Party Mgmt For Abstain Against
Transaction with
Shaanxi Huashan
Venture Co.,
Ltd.
3 Approve Related Party Mgmt For Abstain Against
Transaction with
Shaanxi Juncheng
Financial Leasing
Co.,
Ltd.
4 Approve Related Party Mgmt For Abstain Against
Transaction with
Shaanxi Growth
Enterprise Guidance
Fund Management Co.,
Ltd.
5 Approve Related Party Mgmt For Abstain Against
Transaction with
Shanghai Urban
Investment Holdings
Investment Co.,
Ltd.
________________________________________________________________________________
Winning Health Technology Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Wei Mgmt For Against Against
2 Elect LIU Ning Mgmt For For For
3 Elect WANG Tao Mgmt For For For
4 Elect JIN Mao Mgmt For For For
5 Elect YAO Baojing Mgmt For For For
6 Elect WANG Weisong Mgmt For For For
7 Elect FENG Jinfeng Mgmt For For For
8 Elect LU Yanna Mgmt For Against Against
9 Elect HE Weihong Mgmt For For For
10 Allowance For Mgmt For For For
Independent
Directors
11 Extension of the Valid Mgmt For For For
Period of the
Resolution on Public
Issuance of
Convertible Bonds to
Non-specific
Parties
12 Extension Of The Valid Mgmt For For For
Period Of
Authorization To The
Board To Handle
Matters Regarding The
Public Issuance Of
Convertible Bonds To
Non-Specific
Parties
________________________________________________________________________________
Winning Health Technology Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 04/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Measures for Mgmt For For For
the Implementation of
the 2021 Restricted
Stock Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Equity
Incentive
________________________________________________________________________________
Winning Health Technology Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
7 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
Measures
________________________________________________________________________________
Winning Health Technology Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300253 CINS Y7685K105 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under the 2019 Equity
Incentive
Plan
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
4 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
5 Amendments To The Work Mgmt For For For
System For
Independent
Directors
6 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
MANAGEMENT
MEASURES
7 Amendments To The Mgmt For For For
External Guarantee
Management
System
8 Amendments to the Mgmt For For For
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
________________________________________________________________________________
Wuhan Guide Infrared Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002414 CINS Y97082104 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Wuhan Guide Infrared Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002414 CINS Y97082104 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report and Mgmt For For For
It
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 Re- Appointment of Mgmt For For For
Auditor
7 Amendments to Articles Mgmt For For For
of
Association
8 Amendments to Raised Mgmt For For For
Funds Management
System
9 Using Idle Raised Mgmt For For For
Funds and Proprietary
Funds for Cash
Management
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 03/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of the Mgmt For For For
Registered Capital
and Amendments to the
Company's Article of
Association
2 Authorization to the Mgmt For Abstain Against
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 06/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Appointment Of 2021 Mgmt For For For
Financial Audit
Firm
7 2021 Estimated Mgmt For For For
Guarantee Quota For
Subsidiaries
8 Adjustment Of Mgmt For For For
Remuneration Plan For
Non-Independent
Directors
9 Securities Investment Mgmt For For For
With Idle Proprietary
Funds
10 Entrusted Wealth Mgmt For For For
Management With Idle
Proprietary
Funds
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
2 Application For Bank Mgmt For For For
Credit
Line
3 Elect HU Yuhang Mgmt For For For
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Indirect Acquisition Mgmt For For For
of 20% Equities in
Guangzhou Sanqi
Network Technology
Co.,
Ltd.
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 05/27/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 2021 Re- Appointment Mgmt For For For
of
Auditor
8 Application for Mgmt For For For
Comprehensive Credit
Line and Provision of
Guarantees to
Subsidiaries
9 Elect GAO Qiquan Mgmt For For For
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 07/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
2 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
3 Additional Foreign Mgmt For For For
Exchange Derivatives
Transactions
Quota
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Stock Option Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of The
2020 Stock Option
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Stock Option
Incentive
Plan
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Mgmt For For For
Continuing
Operational Related
Party
Transactions
2 Approval of Line of Mgmt For For For
Credit
3 Authority to Give Mgmt For For For
Guarantees
4 Change of Registered Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
6 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
Shareholders General
Meetings
7 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedure Governing
the Board
Meetings
8 Amendments To The Work Mgmt For Abstain Against
System For
Independent
Directors
9 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Decision-Making
System
10 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
Measures
11 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
12 Amendments To The Mgmt For Abstain Against
Raised Funds
Management
System
13 Elect WANG Yanqing Mgmt For For For
14 Elect WANG Jianxin Mgmt For For For
15 Elect YOU Zhiliang Mgmt For For For
16 Elect WANG Lei Mgmt For For For
17 Elect ZHANG Mingyan Mgmt For For For
18 Elect SUN Qinglong Mgmt For For For
19 Elect ZHAO Kanglian Mgmt For For For
20 Elect CAI Jianbo Mgmt For For For
21 Elect WANG Qingyan Mgmt For Against Against
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Report on Fund Mgmt For For For
Occupation by
Controlling
Shareholders and
Other Related Parties
and External
Guarantee
7 2021 Remuneration For Mgmt For For For
Directors And Senior
Management
8 2021 Reappointment Of Mgmt For For For
External Audit
Firm
9 Authorization to the Mgmt For Against Against
Board to Conduct
Speedy Financing in
Small
Value
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 07/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal To Change The Mgmt For For For
Business Scope And
Domicile And To
Revise The Articles
Of Association Of The
Company
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Issuance of Shares to
Specific
Targets
2 Share Type and Par Mgmt For For For
Value
3 Issue Manner and Issue Mgmt For For For
Time
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Issue Price and Mgmt For For For
Pricing
Principle
6 Issue Size Mgmt For For For
7 Lock-up Period Mgmt For For For
8 Amount and Use of Mgmt For For For
Proceeds
9 Distribution Mgmt For For For
Arrangement of
Undistributed
Earnings
10 Listing Exchange Mgmt For For For
11 Resolution Validity Mgmt For For For
Period
12 Preplan for Issuance Mgmt For For For
of Shares to Specific
Targets
13 Demonstration Analysis Mgmt For For For
Report in Connection
to Issuance of Shares
to Specific
Targets
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds
15 Related Party Mgmt For For For
Transactions in
Connection to
Issuance of Shares to
Specific
Targets
16 The Company's Mgmt For For For
Introduction of
Strategic
Investors
17 Signing of Conditional Mgmt For For For
Strategic Cooperation
Agreement
18 Signing of Conditional Mgmt For For For
Share Subscription
Agreement
19 Impact of Dilution of Mgmt For For For
Current Returns on
Major Financial
Indicators and the
Relevant Measures to
be
Taken
20 Authorization of Board Mgmt For For For
or Board Authorized
Person to Handle All
Related
Matters
21 Related Party Mgmt For For For
Transaction in
Connection to
Abandonment of 1
Joint Patent
Right
________________________________________________________________________________
Wuxi Lead Intelligent Equipment Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300450 CINS Y9717H100 11/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Additional Continuing
Operational Connected
Transactions
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 06/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Bonds and
Asset-Backed
Securities
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Provision of Letter of Mgmt For Abstain Against
Guarantee for
Subsidiaries
8 Provision of New Mgmt For Abstain Against
Guarantees for
Subsidiaries
9 Exchange Rate and Mgmt For For For
Interest Rate Hedging
Business
10 Shareholders' Return Mgmt For For For
Plan
(2021-2023)
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Revision of Annual Cap Mgmt For For For
for 2021 for
Continuing Connected
Transactions with
Related
Parties
13 Revision of Annual Cap Mgmt For For For
for 2021 for
Continuing Connected
Transactions under
the Product Sales
Framework
Agreement
14 Elect WANG Kaiguo Mgmt For For For
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 10/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DONG Zhenyu Mgmt For For For
2 Amendments to Mgmt For Abstain Against
Procedural Rules of
the Board of
Directors
3 Amendments to Mgmt For Abstain Against
Procedural Rules of
the Supervisory
Committee
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237104 12/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revision of Annual Mgmt For For For
Caps (A Shares) for
Continuing Connected
Transactions for
2021
3 Authority to Give Mgmt For For For
Guarantees
4 Indemnification of Mgmt For For For
Directors
5 Revision of Annual Mgmt For For For
Caps (H Shares) under
Product Sales
Framework Agreement
(2019-2021)
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Reappointment Of Mgmt For For For
Audit
Firm
8 Elect CHEN Zhisong Mgmt For For For
9 Elect WU Zhongyi Mgmt For For For
10 Elect LU Rongfu Mgmt For For For
11 Elect ZHOU Jiwei Mgmt For For For
12 Elect ZHANG Lianchang Mgmt For For For
13 Elect WEI Zhihua Mgmt For For For
14 Elect ZHANG Junli Mgmt For For For
15 Elect YE Lirong Mgmt For For For
16 Elect YANG Huai Mgmt For For For
17 Elect AI Zhimin Mgmt For Against Against
18 Elect LAI Zhihao Mgmt For For For
19 Cash Management With Mgmt For For For
Idle Raised
Funds
20 Cash Management With Mgmt For For For
Idle Proprietary
Funds
21 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
22 A Wholly-owned Mgmt For For For
Subsidiary's
Construction of a
Smart Manufacturing
Industrial
Park
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators for the
2018 Restricted Stock
Incentive
Plan
2 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators for the
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Yealink Network Technology Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
300628 CINS Y9750S104 12/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2018 Restricted
Stock Incentive Plan
and Adjustment of the
Repurchase Number and
Price of the
Share
2 Change of the Mgmt For For For
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling of the
Industrial and
Commercial
Registration
Amendment
3 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
4 Change of the Mgmt For For For
Company's Registered
Capital, Amendments
to the Company's
Articles of
Association, and
Handling of the
Industrial and
Commercial
Registration
Amendment
5 Change of the Mgmt For For For
Implementing Methods
and Extension of Some
Projects Financed
with Raised
Funds
________________________________________________________________________________
Yihai Kerry Arawana Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300999 CINS Y982B5108 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Mgmt For For For
Non-Independent
Directors' Fees for
2020
7 Authority to Set Mgmt For For For
Supervisors' Fees for
2020
8 Re-Appointment of Mgmt For For For
Auditor for
2021
9 Authority to Issue Mgmt For For For
Ultra-Short-Term
Financing Bills and
Medium-Term
Notes
10 Authority to Give Mgmt For For For
Guarantees to a
Holding Company and
Related Party
Transactions
11 Amendments to Mgmt For For For
Implementation
Details of Some of
Financed Investment
Projects
________________________________________________________________________________
Yihai Kerry Arawana Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300999 CINS Y982B5108 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit from Banks and
Other Financial
Institutions
2 2021 Annual Caps to Mgmt For For For
Give
Guarantees
3 Providing Financial Mgmt For For For
Aids and Related
Party
Transactions
4 Related Party Mgmt For For For
Transactions with
Wilmar International
Limited and its
subsidiaries
5 Related Party Mgmt For For For
Transactions with
Other Related Parties
(besides Wilmar
International Limited
and its
subsidiaries)
6 Re-appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 04/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Employee Restricted Mgmt For For For
Shares Plan and its
Draft
2 Constitution of Mgmt For For For
Management Measures
for Employee
Restricted Shares
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Employee Restricted
Shares
Plan
4 Adjustment of Mgmt For For For
Performance Appraisal
for Previous Employee
Restricted Shares
Plan
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 Estimated Guarantee Mgmt For For For
Quota For
Wholly-Owned
Subsidiaries
6 2020 Allocation of Mgmt For For For
Dividends
7 Investment in Wealth Mgmt For For For
Management Products
Using Proprietary
Funds
8 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
9 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
10 Approval to Provide Mgmt For For For
External Financing
Using Proprietary
Funds
11 Authority to Mgmt For For For
Repurchase and Cancel
the Third Phase
Locked Restricted
Shares Granted to
Plan
Participants
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 06/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For For For
Company's Issuance of
Convertible Corporate
Bonds
2 Types Mgmt For For For
3 Issuance Size Mgmt For For For
4 Maturity Mgmt For For For
5 Nominal Value and Mgmt For For For
Issuance
Price
6 Interest Rates Mgmt For For For
7 Repayment Period and Mgmt For For For
Method
8 Conversion Period Mgmt For For For
9 Guarantees Mgmt For For For
10 Determination of the Mgmt For For For
Conversion
Price
11 Adjustment and Mgmt For For For
Calculation of the
Conversion
Price
12 Downward Adjustment of Mgmt For For For
the Conversion
Price
13 Determination Method Mgmt For For For
of the Conversion
Shares
Amount
14 Redemption Clause Mgmt For For For
15 Re-Sale Clause Mgmt For For For
16 Attribution Mgmt For For For
Arrangements of
Profits in the
Conversion
Year
17 Issuance Method and Mgmt For For For
Target
18 Allotment Arrangement Mgmt For For For
19 Bondholders' Meeting Mgmt For For For
Matters
20 Use of Proceeds Mgmt For For For
21 Deposit of Raised Funds Mgmt For For For
22 Credit Rating Mgmt For For For
23 Validity of the Mgmt For For For
Resolution
24 Preliminary Plan of Mgmt For For For
the Convertible
Corporate Bonds
Issuance
Plan
25 Feasibility Report of Mgmt For For For
Use of
Proceeds
26 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
27 Indemnification Mgmt For For For
Arrangement for
Diluted Current
Earnings and
Commitments
28 Establishment of the Mgmt For For For
Procedural Rules for
Convertible Corporate
Bondholders'
Meetings
29 Shareholder Returns Mgmt For For For
Plan for Next Three
Years
(2021-2023)
30 Board Authorization to Mgmt For For For
Implement the
Convertible Corporate
Bonds Issuance Plan
and Relevant
Matters
31 Amendments to Articles Mgmt For For For
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 07/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of
Locked Restricted
Stocks Granted of the
Second
Phase
2 Amendments to Articles Mgmt For For For
3 Authority to Register Mgmt For For For
and Issue Medium-term
Notes
4 Authority to Register Mgmt For For For
and Issue Short-term
Financing
Bills
5 Appointment of Auditor Mgmt For Against Against
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 09/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Securitization Mgmt For For For
By Wholly-Owned
Subsidiaries
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Yunda Holding Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002120 CINS Y62996106 11/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Estimated Guarantee
Quota For
Wholly-Owned
Subsidiaries
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision Of Guarantee Mgmt For Against Against
For A
Company
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Signing of Mgmt For For For
Changshou Economic
and Technological
Development Zone
Project Investment
Agreement
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 04/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 Re-Appointment of Mgmt For For For
Dahua Certified
Public Accountants
(Special General
Partnership) as the
Company's Auditor and
Internal Control
Auditor in
2021
7 Estimated Related Mgmt For For For
Party Transactions in
2021
8 2020 Directors' Fees Mgmt For For For
9 2020 Supervisors' Fees Mgmt For For For
10 Approval of Line of Mgmt For For For
Credit in
2021
11 Authority to Give Mgmt For Against Against
Guarantees within the
Limit of the
Company's 2021
Consolidated
Financial
Statement
12 Estimated Deposit, Mgmt For For For
Borrowing and
Guarantee
Transactions with a
Related Bank in
2021
13 Performance Statement Mgmt For For For
on Company's Issuance
of Shares to Purchase
Assets, Raising
Supporting Funds and
Related Party
Transactions in
2020
14 Approval to Provide Mgmt For For For
Financial Support to
a Controlled
Subsidiary and Its
Subsidiaries
15 Approval of Adjustment Mgmt For For For
to Directors and
Senior Managers'
Remuneration
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 04/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment Mgmt For For For
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 07/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provide Financial Mgmt For For For
Support to Holding
Subsidiaries
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Quota Mgmt For For For
of Deposits in and
Loans from Related
Banks and
Guarantee
________________________________________________________________________________
Yunnan Energy New Material Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002812 CINS Y9881M109 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management With Mgmt For For For
Some Idle Raised
Funds
2 Temporarily Mgmt For For For
Supplementing The
Working Capital With
Some Idle Raised
Funds
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 01/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional External Mgmt For For For
Investment By
Wholly-Owned
Subsidiaries
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 04/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Exemption of the Mgmt For For For
Controlling
Shareholder, De Facto
Controller, and the
Concert Party WANG
Yifeng, and a Company
from Some Relevant
Commitments
3 Disposal of the Mgmt For For For
Controlling Right of
a Sub-subsidiary by a
Wholly-owned
subsidiary
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Entrusted Wealth Mgmt For For For
Management with IDLE
Funds
7 Approval of Line of Mgmt For For For
Credit
8 2020 Compensation for Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 Compensation for Mgmt For For For
Non-Independent
Directors
10 Compensation for Mgmt For For For
Independent
Directors
11 Compensation for Mgmt For For For
Supervisors
12 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 07/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 External Investment By Mgmt For For For
Wholly-Owned
Subsidiaries
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 08/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Proposal for the Mgmt For For For
Wholly Owned
Subsidiary of the
Company to Increase
the External
Investment
2 Proposal to Plan to Mgmt For For For
Provide Guarantees
for Wholly Owned
Subsidiaries and
Controlled
Subsidiaries
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Continuing Connected
Transactions
________________________________________________________________________________
Zhejiang Century Huatong Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002602 CINS Y988BH109 11/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Appointment Of Mgmt For For For
Audit
Firm
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 01/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Management Measures Mgmt For Abstain Against
for Core Employees
Followed Investment
in Innovative
Business
3 Approve to Abandon Mgmt For For For
Capital
Injection
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Annual Report And Mgmt For For For
Its
Summary
3 2020 Work Report Of Mgmt For Abstain Against
The Board Of
Directors
4 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
5 2020 Annual Accounts Mgmt For For For
and
Reports
6 2020 Allocation of Mgmt For For For
Profits/Dividends
7 2020 Remuneration For Mgmt For For For
Directors And
Supervisors
8 Appointment of 2021 Mgmt For For For
Auditor
9 Launching Foreign Mgmt For For For
Exchange Hedging
Transactions
10 Apply for Line of Mgmt For For For
Credit from
Banks
11 Launching Bill Pool Mgmt For For For
Business
12 Provision of Mgmt For Against Against
Guarantees for
Subsidiaries
13 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transactions
14 Establishment of Mgmt For For For
Management System for
Securities Investment
and Derivatives
Trading
15 Eligibility for the Mgmt For Against Against
Company's Private
Placement of A
Shares
16 Types and Nominal Value Mgmt For Against Against
17 Issuance Method and Mgmt For Against Against
Time
18 Issuance Target and Mgmt For Against Against
Subscription
Method
19 Issuance Price and Mgmt For Against Against
Pricing
Principle
20 Issuance Size Mgmt For Against Against
21 Locking-Up Period Mgmt For Against Against
22 Use of Proceeds Mgmt For Against Against
23 Distribution Mgmt For Against Against
Arrangement of the
Accumulated
Profits
24 Listing Market Mgmt For Against Against
25 Validity Mgmt For Against Against
26 Approval of the Mgmt For Against Against
Preliminary Plan of
the Private Placement
of A
Shares
27 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
28 Approval of the Mgmt For For For
Non-Necessity to
Prepare the Report of
Deposit and Use of
Previously Raised
Funds
29 Entering into the Mgmt For Against Against
Conditional Effective
Private Placement
Subscription
Agreement with a
Subscriber
30 Entering into the Mgmt For Against Against
Conditional Effective
Strategic Cooperation
Agreement with
Strategic
Investors
31 Indemnification Mgmt For Against Against
Arrangements for
Diluted Current
Earnings and
Commitments
32 Shareholder Returns Mgmt For For For
Plan for Next 3 Years
(2021-2023)
33 The Private Placement Mgmt For Against Against
Constitutes a
Connected
Transaction
34 Board Authorization to Mgmt For Against Against
Implement the Private
Placement and
Relevant
Matters
35 Repurchase and Mgmt For For For
Cancellation Some
Restricted
Shares
36 Reduce Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 06/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 07/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
regarding Agreement
on Equity Transfer of
Wholly-owned
Subsidiaries
2 Provision Of Guarantee Mgmt For Against Against
For Wholly-Owned
Subsidiaries
3 Provision Of Guarantee Mgmt For For For
For Controlled
Subsidiaries
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 08/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect FU Liquan Mgmt For For For
2 Elect WU Jun Mgmt For For For
3 Elect ZHANG Xingming Mgmt For For For
4 Elect ZHU Jiangming Mgmt For For For
5 Elect CHEN Ailing Mgmt For For For
6 Elect YANG Huayong Mgmt For For For
7 Elect LIU Hanlin Mgmt For For For
8 Elect ZHANG Yulin Mgmt For For For
9 Elect ZHENG Jieping Mgmt For Against Against
as a
Supervisor
10 Adjustment Of Mgmt For For For
Remuneration For
Independent
Directors
11 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
12 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
13 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
________________________________________________________________________________
Zhejiang Dahua Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002236 CINS Y988AP102 10/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
2 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Cash Management with Mgmt For For For
Some Idle Raised
Funds
7 Launching the Bill Mgmt For For For
Pool
Business
8 2021 Estimated Mgmt For For For
Guarantee Quota for
Subsidiaries
9 Reappointment of Audit Mgmt For For For
Firm
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Baifan Mgmt For For For
2 Elect HU Baishan Mgmt For For For
3 Elect SHI Guanqun Mgmt For For For
4 Elect WANG Xuewen Mgmt For For For
5 Elect WANG Zhengjiang Mgmt For For For
6 Elect ZHOU Guiyang Mgmt For For For
7 Elect YU Bojin Mgmt For For For
8 Elect HUANG Can Mgmt For For For
9 Elect JIN Zanfang Mgmt For For For
10 Elect ZHU Jianmin Mgmt For For For
11 Elect JI Jianyang Mgmt For For For
12 Elect LV Guofeng Mgmt For Against Against
13 Elect SHI Fangbin Mgmt For For For
14 Elect YU Hongwei Mgmt For Against Against
15 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 11/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 3Rd Phase Employee Mgmt For Against Against
Stock Ownership Plan
(Draft) And Its
Summary
2 Authorization To The Mgmt For Against Against
Board To Handle
Matters Regarding The
3Rd Phase Employee
Stock Ownership
Plan
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 By-election of Mgmt For For For
Independent
Directors: PAN
Yalan
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Allocation of Mgmt For For For
Dividends
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 Approval of 2021 Quota Mgmt For For For
for Bank Line of
Credit
8 Approval of Bill Pool Mgmt For For For
Transactions
9 Authority to Give Mgmt For For For
Guarantees to
Controlled
Subsidiaries
10 Re-Appointment of Mgmt For Against Against
Auditor for
2021
11 Approval to Purchase Mgmt For For For
Liability Insurance
for Directors,
Supervisors and
Senior
Managers
12 Permanently Replenish Mgmt For For For
Working Capital with
Idle Raised
Funds
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 06/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
2 Amendments To The Mgmt For For For
Articles Of
Associations Of The
Company
3 Amendments To The Mgmt For For For
Raised Funds
Management
System
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 08/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Semi-annual
Profits
2 Merger And Acquisition Mgmt For For For
Of A Wholly-Owned
Subsidiary
________________________________________________________________________________
Zhejiang Sanhua Intelligent Controls Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002050 CINS Y9890L126 11/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Interest
Payment
8 Guarantee Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
the Number of
Converted
Shares
11 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
12 Downward Adjustment of Mgmt For For For
Conversion
Price
13 Redemption Mgmt For For For
14 Resale Mgmt For For For
15 Profit Distribution Mgmt For For For
After the
Conversion
16 Issuing Targets and Mgmt For For For
Method
17 Bondholders And Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Deposit Account for Mgmt For For For
the Raised
Funds
20 Valid Period of the Mgmt For For For
Resolution
21 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
22 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
23 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and Relevant
Commitments
24 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2020
To
2022
25 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
26 Report On The Use Of Mgmt For For For
Previously Raised
Funds
27 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
28 Repurchase And Mgmt For For For
Cancellation Of Some
Restricted
Stocks
29 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Zhejiang Semir Garment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002563 CINS Y9894U106 09/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding an Equity
Transfer Agreement
with the Controlling
Shareholder
2 Connected Transaction Mgmt For For For
Regarding an Equity
Transfer Agreement
with the Controlling
Shareholder
________________________________________________________________________________
Zhejiang Supor Cookware Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 04/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Dividends
6 Appointment of Auditor Mgmt For For For
for
2021
7 Approval of Related Mgmt For For For
Party Transaction
Agreement with SEB
S.A.
8 Approval of Investment Mgmt For For For
in Short-Term Wealth
Management Products
Using Idle
Proprietary Liquid
Funds
9 Authority for the Mgmt For For For
Company to Give
Guarantees to
Wholly-Owned
Subsidiaries and for
Wholly-Owned
Subsidiaries to Give
Mutual
Guarantees
10 Authority to Mgmt For For For
Repurchase and Cancel
Partially Granted
Restricted
Shares
11 Elect Delphine Segura Mgmt For For For
Vaylet
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Supor Cookware Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 05/12/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and purpose Mgmt For For For
of the Share
Repurchase
2 Method of the Share Mgmt For For For
Repurchase
3 Price and Pricing Mgmt For For For
Principles of the
Share
Repurchase
4 Type, Number and Mgmt For For For
Percentage to the
Total Share Capital
of Shares to be
Repurchased
5 Total Amount and Mgmt For For For
Source of the Funds
to be used for the
Repurchase
6 Source of the Funds Mgmt For For For
for the
Repurchase
7 Time Limit of the Mgmt For For For
Share
Repurchase
8 The Valid Period of Mgmt For For For
the
Resolution
9 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Zhejiang Supor Cookware Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002032 CINS Y98925103 11/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
________________________________________________________________________________
Zhongji Innolight Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report And Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Special Report On Mgmt For For For
The Deposit And Use
Of Raised
Funds
7 2020 Remuneration For Mgmt For For For
Directors And
Supervisors
8 2021 Application For Mgmt For For For
Comprehensive Credit
Line To
Banks
9 Provision of Mutual Mgmt For For For
Guarantee for the
Bank Comprehensive
Credit Line Applied
for by Wholly-owned
(controlled)
Subsidiaries and
Sub-subsidiaries
10 2021 Reappointment Of Mgmt For For For
Audit
Firm
11 Continued Cash Mgmt For For For
Management With Idle
Raised
Funds
12 Continued Cash Mgmt For For For
Management With Idle
Proprietary
Funds
13 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Zhongji Innolight Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 05/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
A-share Offering to
Specific
Parties
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method Mgmt For Against Against
4 Issuance Targets Mgmt For Against Against
5 Pricing Base Date, Mgmt For Against Against
Pricing Principles
and Issue
Price
6 Issuing Volume and Mgmt For Against Against
Subscription
Method
7 Lockup Period Mgmt For Against Against
8 Distribution for Mgmt For Against Against
Accumulated Retained
Profits
9 Listing Place Mgmt For Against Against
10 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
11 The Valid Period of Mgmt For Against Against
the Shareholder
Resolution on the
Issuance
12 Preplan for A-share Mgmt For Against Against
Offering to Specific
Parties
13 Demonstration Analysis Mgmt For Against Against
Report on the Plan
for A-share Offering
to Specific
Parties
14 FEASIBILITY ANALYSIS Mgmt For Against Against
REPORT ON THE USE OF
FUNDS TO BE RAISED
FROM THE A-SHARE
OFFERING TO SPECIFIC
PARTIES
15 Report On The Use Of Mgmt For For For
Previously Raised
Funds
16 Impact on the Mgmt For Against Against
Company's Major
Financial Indicators
of the Diluted
Immediate Return
after the Non-public
A-share Offering and
Filling
Measures
17 Commitments to Ensure Mgmt For Against Against
the Implementation of
Filling Measure for
Diluted Immediate
Return after the
Non-public A-share
Offering
18 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Share Offering to
Specific
Parties
________________________________________________________________________________
Zhongji Innolight Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300308 CINS Y7685V101 12/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LIU Bin Mgmt For For For
3 The Company's Mgmt For For For
Eligibility for
Issuance of
Convertible Bonds to
Non-specific
Parties
4 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Type of Securities to
be
Issued
5 Plan For Issuance Of Mgmt For For For
Convertible Bonds To
Non-Specific Parties:
Issuing
Scale
6 Plan For Issuance Of Mgmt For For For
Convertible Bonds To
Non-Specific Parties:
Par Value And Issue
Price
7 Plan For Issuance Of Mgmt For For For
Convertible Bonds To
Non-Specific Parties:
Bond
Duration
8 Plan For Issuance Of Mgmt For For For
Convertible Bonds To
Non-Specific Parties:
Interest
Rate
9 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Time and Method for
Paying the Principal
and
Interest
10 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Conversion
Period
11 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Determining the
Conversion
Price
12 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Adjustment and
Calculation Method of
Conversion
Price
13 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Downward Adjustment
of Conversion
Price
14 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Determining Method
for the Number of
Converted
Shares
15 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Redemption
Clauses
16 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Release
Clauses
17 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Attribution of
Related Dividends for
Conversion
Years
18 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Issuance Targets and
Method
19 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Arrangement for
Placement to Existing
Shareholders
20 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Matters Regarding
Bondholders
Meetings
21 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Amount and Purpose of
the Raised
Funds
22 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Guarantee
Matters
23 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
Deposit and
Management of the
Raised
Funds
24 Plan for Issuance of Mgmt For For For
Convertible Bonds to
Non-specific Parties:
The Valid Period of
the Issuance
Plan
25 Preplan For Issuance Mgmt For For For
Of Convertible Bonds
To Non-Specific
Parties
26 Demonstration Analysis Mgmt For For For
Report on Issuance of
Convertible Bonds to
Non-specific
Parties
27 Feasibility Analysis Mgmt For For For
Report on Issuance of
Convertible Bonds to
Non-specific
Parties
28 Audit Report and Mgmt For For For
Evaluation Report on
the Targets to be
Acquired via the
Issuance of
Convertible Bonds to
Non-specific
Parties
29 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
30 Report On The Use Of Mgmt For For For
Previously Raised
Funds
31 Internal Control Mgmt For For For
Verification
Report
32 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
after the Issuance of
Convertible Bonds to
Non-specific
Parties
33 Commitments of Mgmt For For For
Directors, Senior
Management,
Controlling
Shareholders and De
Facto Controller to
Ensure the
Implementation of
Filling measures for
Diluted Immediate
Return after the
Issuance of
Convertible Bonds to
Non-specific
Parities
34 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
35 Authorization to the Mgmt For For For
Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of
Convertible Bonds to
Non-specific
Parties
36 The Second Phase Mgmt For For For
Restricted Stock
Incentive Plan
(Draft) And Its
Summary
37 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
Second Phase
Restricted Stock
Incentive
Plan
38 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Second Phase
Restricted Stock
Incentive
Plan
39 Repurchase and Mgmt For For For
Cancellation of the
Locked Restricted
Stocks Granted to
Plan
Participants
40 Amendments to Mgmt For Abstain Against
Management System of
Raised
Funds
Fund Name : VanEck Vectors China Growth Leaders ETF
________________________________________________________________________________
360 DigiTech Inc
Ticker Security ID: Meeting Date Meeting Status
QFIN CUSIP 88557W101 09/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
58.com Inc
Ticker Security ID: Meeting Date Meeting Status
WUBA CUSIP 31680Q104 09/07/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Going-Private Mgmt For Against Against
Transaction
2 Authorize Board to Mgmt For Against Against
Give Effect to the
Merger
3 Right to Adjourn Mgmt For Against Against
Meeting
________________________________________________________________________________
5I5J Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000560 CINS Y5053Q100 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XIE Yong Mgmt For Against Against
3 Elect WEN Bin Mgmt For For For
4 Elect DAI Wenjuan Mgmt For Against Against
5 Elect ZHENG Xiaohai Mgmt For For For
6 Elect YU Jinjing Mgmt For For For
7 Elect XIE Ping Mgmt For For For
8 Elect XU Jianjun Mgmt For For For
9 Elect CHEN Suqin Mgmt For For For
10 Elect GAO Zhiling Mgmt For For For
11 Elect LIU Zhongxi Mgmt For Against Against
12 Elect LIU Hui Mgmt For Against Against
________________________________________________________________________________
5I5J Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000560 CINS Y5053Q100 08/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHANG Ming as Mgmt For For For
Independent
Director
________________________________________________________________________________
A-Living Smart City Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 04/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
________________________________________________________________________________
A-Living Smart City Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 2021 Financial Budget Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' Fees Mgmt For For For
9 Supervisors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
A-Living Smart City Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Company Name Mgmt For For For
3 Amendments to Articles Mgmt For For For
in relation to
Company Name
Change
________________________________________________________________________________
A-Living Smart City Services Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
3319 CINS Y0038M100 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplemental Property Mgmt For For For
Management Services
Agreement
3 2021 Property Mgmt For For For
Management Services
Framework
Agreement
4 2021 Property Agency Mgmt For For For
Services Framework
Agreement
5 2021 Framework Mgmt For For For
Referral
Agreement
________________________________________________________________________________
ABA Chemicals Corporation
Ticker Security ID: Meeting Date Meeting Status
300261 CINS Y0006B102 02/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Credit Line Mgmt For For For
2 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
ABA Chemicals Corporation
Ticker Security ID: Meeting Date Meeting Status
300261 CINS Y0006B102 12/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Purpose Mgmt For For For
of Some Funds Raised
from the Non-public
Share
Offering
2 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
________________________________________________________________________________
Addsino Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000547 CINS Y26525108 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Zhaoyong Mgmt For For For
________________________________________________________________________________
Aier Eye Hospital Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For For For
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of 2021 Mgmt For For For
Auditor
6 2020 SOCIAL Mgmt For For For
RESPONSIBILITY
REPORT
7 2021 Compensation for Mgmt For For For
Directors
8 Amendments to Articles Mgmt For For For
9 Capital Increase, Mgmt For Abstain Against
Amendments to
Articles and Change
the Industrial and
Commercial
Registration
10 Procedural Rules for Mgmt For Abstain Against
Shareholders
Meeting
11 Procedural Rules for Mgmt For Abstain Against
Board
Meeting
12 Work System for Mgmt For Abstain Against
Independent
Directors
13 Management System for Mgmt For Abstain Against
External
Guarantees
14 Management System for Mgmt For Abstain Against
External
Investment
15 Management System for Mgmt For Abstain Against
Connected
Transactions
16 Management System for Mgmt For Abstain Against
Information
Disclosure
17 Management System for Mgmt For Abstain Against
Raised
Funds
18 2021 Line of Credit Mgmt For For For
19 2020 Supervisors' Mgmt For For For
Report
20 2021 Compensation for Mgmt For For For
Supervisors
21 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Committee
22 Participants Scale and Mgmt For For For
Determining
Principle
23 Source, Size and Mgmt For For For
Distribution of
Shares
24 Valid Period, Grant Mgmt For For For
Date, Non-Trading
Period and its
Release, Locking-Up
Period
25 Grant Price and Mgmt For For For
Determining
Principle
26 Conditions for Mgmt For For For
Granting and
Releasing
Restrictions
27 Adjustment and Mgmt For For For
Procedural for the
Plan
28 Accounting Treatment Mgmt For For For
29 Implement Procedural Mgmt For For For
30 Rights and Obligations Mgmt For For For
of the Company and
Participants
31 Arrangements for the Mgmt For For For
Change of the Company
and/or
Participants
32 Dispute Resolution for Mgmt For For For
Conflicts between the
Company and
Participants
33 Repurchase and Mgmt For For For
Cancellation
Principle
34 Management Measures of Mgmt For For For
the 2021 Restricted
Shares Incentive
Plan
35 Board Authorization to Mgmt For For For
Implement the
Restricted Shares
Incentive Plan and
Relevant
Matters
36 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
________________________________________________________________________________
Aier Eye Hospital Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300015 CINS Y0029J108 06/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for Share
Offering to Specific
Parties
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Principles
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Listing Place Mgmt For Against Against
9 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
10 Attribution of the Mgmt For Against Against
Accumulated Retained
Profits Before the
Share Offering to
Specific
Parties
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Share Offering to
Specific
Parties
12 PREPLAN FOR THE SHARE Mgmt For Against Against
OFFERING TO SPECIFIC
PARTIES
13 Demonstration Analysis Mgmt For Against Against
Report on the Plan
for Share Offering to
Specific
Parties
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Share
Offering to Specific
Parties
15 Diluted Immediate Mgmt For Against Against
Return After the
Share Offering to
Specific Parties,
Filling Measures and
Commitments of
Relevant
Parties
16 SHAREHOLDER RETURN Mgmt For Abstain Against
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
17 SETTING UP A DEPOSIT Mgmt For Against Against
ACCOUNT FOR RAISED
FUNDS
18 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Share Offering to
Specific
Parties
________________________________________________________________________________
AK Medical Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1789 CINS G02014101 06/15/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect LI Zhijiang Mgmt For Against Against
7 Elect ZHANG Bin Mgmt For For For
8 Elect Eric Wang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Elect David WANG Guowei Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Alibaba Group Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
9988 CUSIP 01609W102 09/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to By-Laws Mgmt For For For
to Allow for Virtual
Meetings
2 Elect Maggie Wei WU Mgmt For Against Against
3 Elect Kabir MISRA Mgmt For For For
4 Elect Walter Teh Ming Mgmt For For For
KWAUK
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Andon Health Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002432 CINS Y0138G102 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY0.6000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM AND THE AUDIT
FEES
7 PROVISION OF GUARANTEE Mgmt For For For
FOR
SUBSIDIARIES
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 Elect BI Xiaofang Mgmt For For For
________________________________________________________________________________
Angel Yeast Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 03/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(REVISED DRAFT) AND
ITS
SUMMARY
2 Appraisal Management Mgmt For For For
Measures for the 2020
Restricted Stock
Incentive Plan
(revised)
3 MANAGEMENT MEASURES Mgmt For For For
FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
5 IMPLEMENTATION OF A Mgmt For For For
PROJECT
6 IMPLEMENTATION OF Mgmt For For For
ANOTHER
PROJECT
________________________________________________________________________________
Angel Yeast Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 04/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
5 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
6 2020 Profit Mgmt For For For
Distribution
Plan
7 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT
FIRM
8 2021 ESTIMATED Mgmt For For For
GUARANTEE FOR
CONTROLLED
SUBSIDIARIES
9 2021 ESTIMATED Mgmt For For For
FINANCIAL LEASING
BUSINESS
10 2021 Foreign Exchange Mgmt For For For
Risk and Interest
Rate Risk Management
Business
11 2021 ISSUANCE OF Mgmt For For For
NON-FINANCIAL
ENTERPRISE DEBT
FINANCING
INSTRUMENTS
12 2021 Launching Bill Mgmt For For For
Pool
Business
13 Implementation of the Mgmt For For For
Green Manufacturing
Project with an
Annual Output of
5,000 Tons of Yeast
Extract in Binzhou
Company
14 Implementation of Mgmt For For For
Green Manufacturing
Project of 11,000
Tons of Probe High
Nucleic Acid Yeast
Products in Binzhou
Company
15 Amendments to the Mgmt For For For
Company's Articles of
Association
16 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
17 2021 REMUNERATION Mgmt For For For
APPRAISAL PLAN FOR
DIRECTORS AND SENIOR
MANAGEMENT
18 2020 INTERNAL CONTROL Mgmt For For For
EVALUATION
REPORT
19 2020 SOCIAL Mgmt For For For
RESPONSIBILITY
REPORT
20 Elect WANG Xishan Mgmt For For For
________________________________________________________________________________
Angel Yeast Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 06/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Registered Capital of
the Company and
Amendments to the
Articles of
Association of the
Company
2 Adjustment of the Mgmt For For For
Estimated Guarantee
Quota for Controlled
Subsidiaries in
2021
________________________________________________________________________________
Angel Yeast Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
Regarding Yeast
Product Green
Manufacturing
Project
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Angel Yeast Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600298 CINS Y3746S104 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the Chinext Board is
in Compliance with
the Regulation on
Domestic Spin-off
Listing of
Subsidiaries of
Domestically Listed
Companies
2 PREPLAN FOR THE Mgmt For For For
SPIN-OFF LISTING OF
THE SUBSIDIARY ON THE
CHINEXT
BOARD
3 Background, Purpose Mgmt For For For
and Commercial
Reasonability of the
Spin-off
Listing
4 Listing Place Mgmt For For For
5 Stock Type Mgmt For For For
6 Par Value Mgmt For For For
7 Issuing Targets Mgmt For For For
8 Listing Date Mgmt For For For
9 Issuing Method Mgmt For For For
10 Issuing Scale Mgmt For For For
11 Pricing Method Mgmt For For For
12 Other Matters Related Mgmt For For For
to the
Issuance
13 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Chinext Board is
in Compliance with
Relevant Laws and
Regulations
14 THE SPIN-OFF LISTING Mgmt For For For
OF THE SUBSIDIARY ON
THE CHINEXT BOARD IS
FOR THE RIGHTS AND
INTERESTS OF
SHAREHOLDERS AND
CREDITORS
15 STATEMENT ON Mgmt For For For
MAINTAINING
INDEPENDENCE AND
SUSTAINABLE
PROFITABILITY
16 THE SUBSIDIARY IS Mgmt For For For
CAPABLE OF CONDUCTING
LAW-BASED
OPERATION
17 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
of the Subsidiary on
the Chinext Board and
the Validity of the
Legal Documents
Submitted
18 Statement on Whether Mgmt For For For
the Company S Stock
Price Fluctuation
Meets Relevant
Standards Specified
by Article 5 of the
Notice of Regulation
of Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
19 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off Listing of
the Subsidiary on the
Chinext
Board
20 IMPLEMENTATION OF A Mgmt For For For
GREEN PRODUCTION BASE
CONSTRUCTION PROJECT
BY A
COMPANY
21 IMPLEMENTATION OF AN Mgmt For For For
INTELLIGENT CHEMICAL
PLANT CONSTRUCTION
PROJECT
22 ADJUSTMENT OF THE Mgmt For For For
IMPLEMENTING PLAN OF
A GREEN PRODUCTION
PROJECT
23 ADJUSTMENT OF THE Mgmt For For For
ACCOUNTING CURRENCY
OF OVERSEAS
SUBSIDIARIES
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Xiaorong Mgmt For For For
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Elect Wang Cheng Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Anhui Guangxin Agrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603599 CINS Y0137E108 02/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHOU Wangge Mgmt For For For
________________________________________________________________________________
Anhui Guangxin Agrochemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603599 CINS Y0137E108 12/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Anhui Heli Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600761 CINS Y01383101 01/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ADJUSTMENT OF Mgmt For For For
ESTIMATED CONTINUING
CONNECTED
TRANSACTIONS
________________________________________________________________________________
Anhui Korrun Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300577 CINS Y013BT100 08/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Anhui Province Natural Gas Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603689 CINS Y0155H108 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 RENEWAL OF A FINANCIAL Mgmt For For For
SERVICE AGREEMENT
WITH A
COMPANY
2 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
3 Elect LI Pengfeng as Mgmt For For For
Independent
Director
________________________________________________________________________________
Anhui Sunhere Pharmaceutical Excipients Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
300452 CINS Y013B7108 11/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Equity Incentive
Plan
________________________________________________________________________________
Anhui Yingjia Distillery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603198 CINS Y013BC107 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY7.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Anhui Yingjia Distillery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603198 CINS Y013BC107 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
2 Remuneration for Mgmt For For For
Independent
Director
3 Amendments to Articles Mgmt For For For
4 Elect NI Yongpei Mgmt For For For
5 Elect QIN Hai Mgmt For For For
6 Elect ZHANG Dandan Mgmt For For For
7 Elect YANG Zhaobing Mgmt For For For
8 Elect YE Yuqiong Mgmt For For For
9 Elect NI Yang Mgmt For For For
10 Elect YU Hengqiang Mgmt For For For
11 Elect XU Lixin Mgmt For For For
12 Elect LIU Zhenguo Mgmt For For For
13 Elect CHENG Peihua Mgmt For Against Against
14 Elect SHU Qijun Mgmt For Against Against
15 Elect HAO Wanxiang Mgmt For For For
________________________________________________________________________________
Autobio Diagnostics Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603658 CINS Y0483B104 07/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Purpose of the Raised Mgmt For For For
Funds
9 Listing Place Mgmt For For For
10 Disposal of Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
11 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
12 PREPLAN FOR 2020 Mgmt For For For
NON-PUBLIC SHARE
OFFERING
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from 2020 Non-public
Share
Offering
14 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Diluted Immediate Mgmt For For For
Return After the 2020
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
16 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
17 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
BAIOO Family Interactive Limited
Ticker Security ID: Meeting Date Meeting Status
2100 CINS G07038105 06/25/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect DAI Jian Mgmt For Against Against
6 Elect WANG Xiaodong Mgmt For For For
7 Elect LIU Qianli Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Authority to Issue Mgmt For Against Against
Shares under Post IPO
Restricted Share Unit
Scheme
14 Grant of 10,000,000 Mgmt For Against Against
Restricted Share
Units to Mr. LI
Chong
15 Grant of 15,000,000 Mgmt For Against Against
Restricted Share
Units to Mr. WANG
Xiaodong
16 Board Authority to Mgmt For Against Against
Deal with Matters
regarding the
Post-IPO Restricted
Share Unit
Scheme
________________________________________________________________________________
Bank of Guiyang
Ticker Security ID: Meeting Date Meeting Status
601997 CINS Y0694A101 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Method of Issuance and Mgmt For For For
Subscription
4 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
5 Purpose and Amount of Mgmt For For For
the Raised
Funds
6 Issuing Volume Mgmt For For For
7 Issuing Targets and Mgmt For For For
Subscription
Results
8 Lock-up Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before
Completion of the
Issuance
11 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
12 PREPLAN FOR NON-PUBLIC Mgmt For For For
SHARE OFFERING (2ND
REVISION)
13 Confirmation on Report Mgmt For For For
on Use of Previously
Raised Funds and
Verification Report
on Use of Previously
Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share Offering
(revised)
15 Amendments to the Mgmt For For For
Company's Articles of
Association After
Completion of the
Non-public A-share
Offering
16 Diluted Immediate Mgmt For For For
Return After the
Non-public A-share
Offering and Filling
Measures
(revised)
17 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public A-share
Offering
________________________________________________________________________________
Bank Of Nanjing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601009 CINS Y0698E109 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect HU Shengrong Mgmt For For For
3 Elect LIN Jingran Mgmt For For For
4 Elect YANG Bohao Mgmt For For For
5 Elect CHEN Zheng Mgmt For Against Against
6 Elect YU Lanying Mgmt For For For
7 Elect XU Yimin Mgmt For For For
8 Elect LIU Lini Mgmt For For For
9 Elect CHEN Donghua Mgmt For For For
10 Elect XIAO Binqing Mgmt For For For
11 Elect SHEN Yongming Mgmt For For For
12 Elect QIANG Ying Mgmt For For For
13 Elect SHEN Yongjian Mgmt For For For
14 Elect MA Miao Mgmt For For For
15 Elect XU Yueping Mgmt For For For
16 Elect LIU Qilian Mgmt For For For
17 Elect ZHANG Ding Mgmt For For For
18 Elect LIU Hechun Mgmt For For For
________________________________________________________________________________
Bank of Shanghai
Ticker Security ID: Meeting Date Meeting Status
601229 CINS Y0R98R107 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Jian as Mgmt For For For
Non-independent
Director
2 Elect JIA Ruijun as Mgmt For For For
Non-employee
Supervisor
________________________________________________________________________________
Baoxiniao Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002154 CINS Y988AF104 04/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Investment in Setting Mgmt For For For
Up a Subsidiary for
Implementing a
High-end Business
Wear Smart
Manufacturing
Project
________________________________________________________________________________
Baoxiniao Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002154 CINS Y988AF104 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 Investment in Wealth Mgmt For For For
Management Products
with Additional Quota
of Idle Proprietary
Funds
8 2021 ESTIMATED QUOTA Mgmt For Against Against
OF CONTINUING
CONNECTED
TRANSACTIONS
9 CONTINUED OPTIMIZATION Mgmt For For For
OF THE MARKETING
NETWORK
10 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS AND
SENIOR
MANAGEMENT
11 2021 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
12 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
13 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
OF
DIRECTORS
14 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
DECISION-MAKING
SYSTEM
15 The Company's Mgmt For For For
Securities Investment
Management
System
________________________________________________________________________________
Baoxiniao Holding Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002154 CINS Y988AF104 05/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issue Price and Mgmt For Against Against
Pricing
Principles
5 Issuing Volume and Mgmt For Against Against
Subscribers
6 Lockup Period Mgmt For Against Against
Arrangement
7 Listing Place Mgmt For Against Against
8 Purpose and Amount of Mgmt For Against Against
the Raised
Funds
9 Distribution Plan for Mgmt For Against Against
Accumulated Retained
Profits Before the
Non-public
Offering
10 The Valid Period of Mgmt For Against Against
the Shareholder
Resolution on the
Issuance
11 PREPLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC SHARE
OFFERING
12 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the 2021
Non-public Share
Offering
13 THE NON-PUBLIC SHARE Mgmt For Against Against
OFFERING CONSTITUTES
A CONNECTED
TRANSACTION
14 Conditional Agreement Mgmt For Against Against
on Subscription for
the Non-publicly
Offered Shares to Be
Signed with
Subscribers
15 Exemption of the Mgmt For Against Against
Company and Its De
Facto Controller from
the Tender Offer
Obligation to
Increase Shareholding
in the
Company
16 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
17 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
18 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Beijing Aerospace Chengfeng Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600855 CINS Y0769Y109 02/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 MANAGEMENT MEASURES Mgmt For For For
FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
3 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2020 RESTRICTED STOCK
INCENTIVE
PLAN
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Beijing Aerospace Chengfeng Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600855 CINS Y0769Y109 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Purchase of Liability Mgmt For Abstain Against
Insurance for
Directors,
Supervisors and
Senior
Management
2 PUBLIC LISTING AND Mgmt For For For
TRANSFER OF 100
PERCENT EQUITIES IN A
COMPANY
3 Elect WEN Tao Mgmt For For For
4 Elect CHEN Lei Mgmt For For For
5 Elect WANG Yanfeng Mgmt For For For
________________________________________________________________________________
Beijing Aerospace Chengfeng Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600855 CINS Y0769Y109 11/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Beijing Beilu Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300016 CINS Y07721106 04/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
7 AUTHORIZATION TO THE Mgmt For Against Against
BOARD TO HANDLE
MATTERS REGARDING THE
SPEEDY OFFERING IN
SMALL
VOLUME
8 Application for Mgmt For For For
Comprehensive Credit
Line by the Company
and Its
Subsidiary
________________________________________________________________________________
Beijing Beilu Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300016 CINS Y07721106 05/06/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Shares
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Beijing Chunlizhengda Medical Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1858 CINS Y0R7YC105 06/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Financial Report Mgmt For For For
________________________________________________________________________________
Beijing Chunlizhengda Medical Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1858 CINS Y0R7YC105 07/09/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Chunlizhengda Medical Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1858 CINS Y0R7YC105 08/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Class of Shares to be Mgmt For For For
issued
2 Nominal value of Shares Mgmt For For For
3 Number of A Shares to Mgmt For For For
be
issued
4 Pricing methodology Mgmt For For For
5 Method of issue Mgmt For For For
6 Target of subscribers Mgmt For For For
7 Form of underwriting Mgmt For For For
8 Place of listing Mgmt For For For
9 Validity Period Mgmt For For For
10 Use of Proceeds and Mgmt For For For
Feasibility
Analysis
11 Distribution of Mgmt For For For
Accumulated
Profits
12 Board Authorization to Mgmt For For For
Handle Matters
Specific to A Share
Offering
13 Amendments to Articles Mgmt For For For
of
Association
14 Undertakings in Mgmt For For For
Connection with A
Share Offering and
Corresponding
Restrictive
Measures
15 Analysis on Remedying Mgmt For For For
the Impacts of the
Dilution
of
Current Return as a
Result of the A Share
Offering and the
Responsive
Measures
16 Three Year Dividend Mgmt For For For
Return
Plan
17 Procedural Rules of Mgmt For For For
General
Meetings
18 Procedural Rules of Mgmt For For For
Board
Meetings
19 MANAGEMENT MEASURES Mgmt For For For
FOR USE OF
PROCEEDS
20 MANAGEMENT MEASURES Mgmt For For For
FOR INFORMATION
DISCLOSURE
MATTERS
21 MANAGEMENT MEASURES Mgmt For For For
FOR PROVISION OF
EXTERNAL
GUARANTEES
22 WORKING SYSTEMS FOR Mgmt For For For
INDEPENDENT
DIRECTORS
23 MEASURES FOR Mgmt For For For
ADMINISTRATION OF
RELATED PARTY
TRANSACTIONS
24 MANAGEMENT SYSTEM FOR Mgmt For For For
REGULATING FUND
TRANSACTIONS BETWEEN
RELATED
PARTIES
25 INVESTOR RELATIONS Mgmt For For For
MANAGEMENT
SYSTEM
26 EXTERNAL INVESTMENT Mgmt For For For
MANAGEMENT
SYSTEM
27 Implementation of Mgmt For For For
Rules of Cumulative
Voting
System
28 INTERNAL CONTROL SYSTEM Mgmt For For For
29 INTERNAL AUDIT SYSTEM Mgmt For For For
30 Procedural Rules of Mgmt For For For
the Supervisory
Committee
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Beijing Chunlizhengda Medical Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1858 CINS Y0R7YC105 08/10/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Class of Shares to be Mgmt For For For
issued
3 Nominal value of Shares Mgmt For For For
4 Number of A Shares to Mgmt For For For
be
issued
5 Pricing methodology Mgmt For For For
6 Method of issue Mgmt For For For
7 Target of subscribers Mgmt For For For
8 Form of underwriting Mgmt For For For
9 Place of listing Mgmt For For For
10 Validity Period Mgmt For For For
11 Use of Proceeds and Mgmt For For For
Feasibility
Analysis
12 Distribution of Mgmt For For For
Accumulated
Profits
13 Board Authorization to Mgmt For For For
Handle Matters
Specific to A Share
Offering
14 Amendments to Articles Mgmt For For For
of
Association
15 Undertakings in Mgmt For For For
Connection with A
Share Offering and
Corresponding
Restrictive
Measures
16 Analysis on Remedying Mgmt For For For
the Impact of
Dilution of Current
Return as a Result of
the A Share Offering
and the Responsive
Measures
17 Three Year Shareholder Mgmt For For For
Dividend Return
Plan
________________________________________________________________________________
Beijing Chunlizhengda Medical Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1858 CINS Y0R7YC105 09/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Jie as Mgmt For Against Against
Supervisor
3 Elect WONG Tak Shing Mgmt For For For
as
Director
________________________________________________________________________________
Beijing Electronic Zone High-tech Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600658 CINS Y0769Z106 04/30/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF Mgmt For Abstain Against
ENGINEERING QUALITY
GUARANTEE FOR A
WHOLLY-OWNED
SUBSIDIARY
________________________________________________________________________________
Beijing Electronic Zone High-tech Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600658 CINS Y0769Z106 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 ANNUAL ACCOUNTS Mgmt For For For
3 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.4000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM AND PAYMENT OF
THE AUDIT
FEES
6 Provision of Mortgage Mgmt For Against Against
Loan Guarantee for
the Clients Who
Purchase Properties
by the Company and
Its
Subsidiaries
7 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
________________________________________________________________________________
Beijing Forever Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300365 CINS Y0R7V3108 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 REMUNERATION FOR Mgmt For For For
DIRECTORS
7 2021 ANNUAL Mgmt For For For
REMUNERATION FOR
SUPERVISORS
8 2021 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries
9 2021 Purchase of Mgmt For For For
Wealth Management
Products with Idle
Proprietary Funds by
the Company and Its
Subsidiaries
10 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2018 Restricted
Stock Incentive
Plan
11 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Beijing Lier High-temperature Materials Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002392 CINS Y0772R109 03/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-Public Issuance
of
Shares
2 Type and Nominal Value Mgmt For Against Against
3 Offering Method and Mgmt For Against Against
Period
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Pricing Benchmark Mgmt For Against Against
Date, Issue Price and
Pricing
6 Issuance Size Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Use of Raised Funds Mgmt For Against Against
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
10 Listing Market Mgmt For Against Against
11 Valid Period of the Mgmt For Against Against
Resolution
12 Preliminary Plan for Mgmt For Against Against
the Non-Public
Issuance of
Shares
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
14 NO NEED TO PREPARE A Mgmt For For For
REPORT ON USE OF
PREVIOUSLY RAISED
FUNDS
15 Diluted Immediate Mgmt For Against Against
Return After the
Non-public Share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
16 Conditional Share Mgmt For Against Against
Subscription
Agreement to Be
Signed with the
Subscriber
17 The Company's Mgmt For Against Against
Non-Public Issuance
of Shares Constitutes
a Connected
Transaction
18 Board Authorization to Mgmt For Against Against
Handle the Non-Public
Issuance of
Shares
19 Termination of Mgmt For For For
Repurchase of
Shares
________________________________________________________________________________
Beijing Lier High-temperature Materials Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002392 CINS Y0772R109 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 2021 ESTIMATED Mgmt For For For
CONTINUING
OPERATIONAL CONNECTED
TRANSACTIONS
8 Remuneration Mgmt For For For
Management Measures
for Directors,
Supervisors, and
Medium and Senior
Management
________________________________________________________________________________
Beijing Lier High-temperature Materials Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002392 CINS Y0772R109 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 FIRST PHASE EMPLOYEE Mgmt For For For
STOCK OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 MANAGEMENT MEASURES Mgmt For For For
FOR THE FIRST PHASE
EMPLOYEE STOCK
OWNERSHIP
PLAN
3 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
________________________________________________________________________________
Biem.l.Fdlkk Garment Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002832 CINS Y0R8MS101 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE 3RD PHASE EMPLOYEE Mgmt For Against Against
STOCK OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 MANAGEMENT MEASURES Mgmt For Against Against
FOR THE 3RD PHASE
EMPLOYEE STOCK
OWNERSHIP
PLAN
3 AUTHORIZATION TO THE Mgmt For Against Against
BOARD TO HANDLE
MATTERS REGARDING THE
3RD PHASE EMPLOYEE
STOCK OWNERSHIP
PLAN
4 Elect XIE Bingzheng Mgmt For For For
5 Elect SHEN Jindong Mgmt For Against Against
6 Elect TANG Xinqiao Mgmt For For For
7 Elect CHEN Yang Mgmt For Against Against
8 Elect XU Xiaoxia Mgmt For For For
9 Elect XIE Qing Mgmt For For For
10 Elect ZENG Yamin Mgmt For For For
11 Elect SHI Minqiang Mgmt For For For
12 Elect CAO Yong Mgmt For Against Against
________________________________________________________________________________
Biem.l.Fdlkk Garment Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002832 CINS Y0R8MS101 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 Remuneration Plan for Mgmt For For For
Non-independent
Directors
6 Remuneration Plan for Mgmt For For For
Independent
Directors
7 2021 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
8 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
________________________________________________________________________________
Biem.l.Fdlkk Garment Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002832 CINS Y0R8MS101 10/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS AND IDLE RAISED
FUNDS
2 Appointment of 2020 Mgmt For For For
Auditor
________________________________________________________________________________
Binjiang Service Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
03316 CINS G1122A101 12/18/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Master Mgmt For For For
Pre-delivery
Management Services
Agreement
4 2021 Master Mgmt For For For
Pre-delivery
Management Services
Agreement
5 2021 Property Mgmt For For For
Management Services
Agreement
________________________________________________________________________________
BizConf Telecom Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300578 CINS Y0906V109 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 Directors' Fees Mgmt For For For
7 2021 Supervisors' Fees Mgmt For For For
8 Re-appointment of Mgmt For For For
Auditor for
2021
9 2021 Quota to Purchase Mgmt For For For
Wealth Management
Products Using Idle
Proprietary
Funds
10 Approval to Apply for Mgmt For For For
Bank Line of Credit
in
2021
________________________________________________________________________________
Blue Sail Medical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002382 CINS Y767A7100 06/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
7 2020 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
8 Special Statement on Mgmt For For For
Fulfillment of
Commitments on 2020
Annual and
Accumulated Profits
Regarding the
Underlying Company
Involved in the Major
Assets
Restructuring
9 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
10 Remuneration Plan for Mgmt For For For
Non-independent
Directors
11 Remuneration Plan for Mgmt For For For
Independent
Directors
12 Remuneration Plan for Mgmt For For For
Supervisors
13 Remuneration Plan for Mgmt For For For
Senior
Management
14 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FOR THE NEXT
THREE YEARS FROM 2022
TO
2024
15 PROVISION FOR GOODWILL Mgmt For For For
IMPAIRMENT
16 PERFORMANCE Mgmt For For For
COMPENSATION PLAN FOR
THE UNDERLYING ASSETS
INVOLVED IN THE MAJOR
ASSETS
RESTRUCTURING
17 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Performance
Compensation Plan for
the Underlying Assets
Involved in the Major
Assets
Restructuring
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Sail Medical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002382 CINS Y767A7100 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Blue Sail Medical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002382 CINS Y767A7100 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Continuing Mgmt For For For
Connected Transaction
Agreement to Be
Signed Between the
Company, Subsidiaries
and Related
Parties
2 2021 APPLICATION FOR Mgmt For For For
BANK CREDIT LINE BY
THE COMPANY AND ITS
SUBSIDIARIES AND
RELEVANT
AUTHORIZATION
3 2021 PROVISION OF Mgmt For For For
GUARANTEE BY THE
COMPANY AND ITS
SUBSIDIARIES
4 2021 Purchase of Mgmt For For For
Wealth Management
Products by the
Company and Its
Subsidiaries
5 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A
HIGH-END GLOVES
PRODUCTION
PROJECT
________________________________________________________________________________
BYD Electronic (International) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0285 CINS Y1045N107 06/08/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WANG Nian Qiang Mgmt For Against Against
7 Elect WANG Bo Mgmt For Against Against
8 Elect QIAN Jing Jie Mgmt For For For
9 Elect Anthony F. Mgmt For For For
Mampilly
10 Directors' Fees Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BYD Electronic (International) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
0285 CINS Y1045N107 06/24/2021 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Framework Mgmt For For For
Agreement for Deposit
Services
________________________________________________________________________________
C&S Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002511 CINS Y1822U100 01/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DENG Yingzhong Mgmt For For For
2 Elect DENG Guanbiao Mgmt For For For
3 Elect DENG Guanjie Mgmt For For For
4 Elect DAI Zhenji Mgmt For For For
5 Elect LIU Jinfeng Mgmt For For For
6 Elect YUE Yong Mgmt For For For
7 Elect HE Haidi Mgmt For For For
8 Elect HE Guoquan Mgmt For For For
9 Elect LIU Die Mgmt For For For
10 Elect LIANG Yongliang Mgmt For For For
11 Elect LI Youquan Mgmt For Against Against
12 Amendments to the Mgmt For For For
Company's Articles of
Association and
Change the Business
Scope
________________________________________________________________________________
C&S Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002511 CINS Y1822U100 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONSTRUCTION OF A Mgmt For For For
PAPER
PROJECT
2 2021 REVERSE Mgmt For For For
REPURCHASE OF T-BONDS
WITH PROPRIETARY
FUNDS
________________________________________________________________________________
C&S Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002511 CINS Y1822U100 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Reserved Restricted
Stocks Under 2018
Stock Option and
Restricted Stock
Incentive
Plan
2 Decrease of Registered Mgmt For For For
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
C&S Paper Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002511 CINS Y1822U100 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 APPLICATION FOR Mgmt For For For
CREDIT LINE TO
BANKS
2 2021 PROVISION OF Mgmt For For For
GUARANTEE FOR
SUBSIDIARIES
3 2021 PROVISION OF Mgmt For For For
GUARANTEE FOR THE
BANK CREDIT LINE OF
DISTRIBUTORS
________________________________________________________________________________
Cedar Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002485 CINS Y7999X108 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Gang Mgmt For For For
2 Elect LIAO Chongkang Mgmt For For For
3 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors, and
Senior
Management
________________________________________________________________________________
Central China New Life Limited
Ticker Security ID: Meeting Date Meeting Status
9983 CINS G206AA102 05/07/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Wang Jun Mgmt For Against Against
6 Elect Wang Qian Mgmt For For For
7 Elect Min Huidong Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Central China New Life Limited
Ticker Security ID: Meeting Date Meeting Status
9983 CINS G206AA102 12/10/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Framework Mgmt For For For
Agreements and
Revised Annual
Caps
________________________________________________________________________________
Central Plains Environment Protection Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000544 CINS Y9889D101 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2021 FINANCIAL BUDGET Mgmt For For For
PLAN
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
________________________________________________________________________________
Central Plains Environment Protection Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000544 CINS Y9889D101 05/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Registration and Mgmt For For For
Issuance of
Medium-term Notes and
Super Short-term
Commercial
Papers
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 02/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Yongchuan as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 04/01/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Director's Report Mgmt For For For
2 2020 Supervisor's Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For Against Against
7 Appointment of Mgmt For Against Against
Internal Control
Auditor
________________________________________________________________________________
Changchun High & New Technology Industries Group Inc.
Ticker Security ID: Meeting Date Meeting Status
000661 CINS Y1293Q109 06/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MA Ji Mgmt For For For
2 Elect JIANG Yuntao Mgmt For For For
3 Elect YE Peng Mgmt For For For
4 Elect WANG Zhigang Mgmt For For For
5 Elect Jeff ZHU Xianchao Mgmt For For For
6 Elect ZHANG Yuzhi Mgmt For For For
7 Elect LI Chunhao Mgmt For For For
8 Elect ZHANG Chunying Mgmt For For For
9 Elect ZHANG Weiming Mgmt For For For
10 Elect LIU Yongchuan Mgmt For Against Against
11 Elect ZHAO Shuping Mgmt For For For
12 A Cooperation Mgmt For For For
Licensing Agreement
to be Signed Between
the Company, its
Subsidiary and a
Company
________________________________________________________________________________
Changzhou Xingyu Automotive Lighting Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601799 CINS Y1297L106 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT
FIRM
7 Reappointment of 2021 Mgmt For For For
Internal Audit
Firm
8 2020 ACTUAL Mgmt For For For
REMUNERATION FOR
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
9 2021 APPLICATION FOR Mgmt For For For
CREDIT LINE TO
BANKS
10 CASH MANAGEMENT WITH Mgmt For For For
PROPRIETARY
FUNDS
________________________________________________________________________________
Changzhou Xingyu Automotive Lighting Systems Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601799 CINS Y1297L106 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Management with Mgmt For For For
Temporarily Idle
Raised Funds from the
Public Issuance of
A-share Convertible
Corporate
Bonds
________________________________________________________________________________
Chen Ke Ming Food Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002661 CINS Y444DZ101 02/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association and
Change of the Legal
Representative
________________________________________________________________________________
Chen Ke Ming Food Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002661 CINS Y444DZ101 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Special; Report Mgmt For For For
on the Deposit and
use of Raised
Funds
7 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 2021 Guarantee Quota Mgmt For For For
for Subsidiaries
within the Scope of
Consolidated
Financial
Statements
9 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
10 AUTHORIZATION TO Mgmt For Against Against
HANDLE FINANCING
MATTERS
11 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
12 BY-ELECTION OF Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Chen Ke Ming Food Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002661 CINS Y444DZ101 10/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
Raised
Funds
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Chen Ke Ming Food Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002661 CINS Y444DZ101 10/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 First Phase Mgmt For Against Against
Employee Stock
Ownership Plan
(draft) and Its
Summary
2 Management Measures Mgmt For Against Against
for the 2020 First
Phase Employee Stock
Ownership
Plan
3 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
2020 First Phase
Employee Stock
Ownership
Plan
________________________________________________________________________________
Chen Ke Ming Food Manufacturing Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002661 CINS Y444DZ101 12/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility For Mgmt For For For
Non-Public A-Share
Offering
2 PLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING: STOCK TYPE
AND PAR
VALUE
3 PLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING: ISSUING
METHOD AND
DATE
4 I Plan For 2020 Mgmt For For For
Non-Public A-Share
Offering: Issuing
Targets And
Subscription
Method
5 Plan For 2020 Mgmt For For For
Non-Public A-Share
Offering: Issue
Price, Pricing
Principles And
Pricing Base
Date
6 PLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING: ISSUING
VOLUME
7 PLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING: LOCKUP
PERIOD
8 Plan For 2020 Mgmt For For For
Non-Public A-Share
Offering: Amount And
Purpose Of The Raised
Funds
9 Plan For 2020 Mgmt For For For
Non-Public A-Share
Offering: Arrangement
For The Accumulated
Retained
Profits
10 PLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING: LISTING
PLACE
11 Plan For 2020 Mgmt For For For
Non-Public A-Share
Offering: The Valid
Period Of The
Resolution On The
Non-Public Share
Offering
12 PREPLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING
13 Feasibility Analysis Mgmt For For For
Report On The Use Of
Funds To Be Raised
From The 2020
Non-Public A-Share
Offering
14 Report On The Use Of Mgmt For For For
Previously Raised
Funds
15 Diluted Immediate Mgmt For For For
Return After The
Non-Public A-Share
Offering, Filling
Measures And
Commitments Of
Relevant
Parties
16 SETTING UP A DEPOSIT Mgmt For For For
ACCOUNT FOR RAISED
FUNDS
17 CONNECTED TRANSACTIONS Mgmt For For For
INVOLVED IN THE
NON-PUBLIC A-SHARE
OFFERING
18 CONDITIONAL SHARE Mgmt For For For
SUBSCRIPTION
AGREEMENT TO BE
SIGNED WITH
SUBSCRIBERS
19 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
2020 Non-Public Share
Offering
20 Exemption Of The Mgmt For For For
Obligator From The
Tender Offer
Obligation To
Increase Shareholding
In The
Company
________________________________________________________________________________
Chengdu Fusen Noble House Industrial Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002818 CINS Y1308N109 07/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Chengdu Fusen Noble House Industrial Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002818 CINS Y1308N109 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Chengdu Guibao Science & Tech. Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300019 CINS Y1309K104 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors Including
Work Report of
Independent
Directors
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 AUDITED FINANCIAL Mgmt For For For
REPORT
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries
8 CASH MANAGEMENT WITH Mgmt For For For
IDLE
FUNDS
9 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
10 Amendments to the Mgmt For For For
Company's Articles of
Association and
Authorization to the
Board to Handle the
Industrial and
Commercial
Registration
Amendment
11 AMENDMENTS TO THE Mgmt For For For
MANAGEMENT SYSTEM FOR
THE SPECIAL DEPOSIT
AND USE OF RAISED
FUNDS
________________________________________________________________________________
China Design Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603018 CINS Y4S4CK109 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 Annual Report and Mgmt For For For
Its
Summary
5 2020 Annual Financial Mgmt For For For
Reports and 2021
Annual Financial
Budget
Reports
6 Remuneration for Mgmt For For For
Directors and
Supervisors
7 Shareholder Return Mgmt For Abstain Against
Plan for the Next
Three Years from 2020
to
2022
8 2020 Profit Mgmt For For For
Distribution
Plan
9 2020 CONTINUING Mgmt For Abstain Against
CONNECTED
TRANSACTIONS
10 2020 SPECIAL REPORT ON Mgmt For For For
FUND OCCUPATION BY
RELATED
PARTIES
11 2020 AUDIT FEES Mgmt For For For
12 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
13 2021 ESTIMATED Mgmt For Abstain Against
CONTINUING CONNECTED
TRANSACTIONS
14 2021 Quota of Idle Mgmt For For For
Proprietary Funds for
Purchasing Wealth
Management
Products
15 Amendments to Articles Mgmt For For For
16 THE 3RD PHASE EMPLOYEE Mgmt For Against Against
STOCK OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
17 MANAGEMENT MEASURES Mgmt For Against Against
FOR THE 3RD PHASE
EMPLOYEE STOCK
OWNERSHIP
PLAN
18 AUTHORIZATION TO THE Mgmt For Against Against
BOARD TO HANDLE
MATTERS REGARDING THE
3RD PHASE EMPLOYEE
STOCK OWNERSHIP
PLAN
19 Elect CUI Qi Mgmt For Against Against
________________________________________________________________________________
China Feihe Limited
Ticker Security ID: Meeting Date Meeting Status
6186 CINS G2121Q105 05/18/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Jinping Mgmt For For For
6 Elect SONG Jianwu Mgmt For For For
7 Elect FAN Yonghong Mgmt For Against Against
8 Elect Jacques Maurice Mgmt For For For
Laforge
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE Mgmt For Against Against
FOR SUBORDINATE
COMPANIES
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 07/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 OVERSEAS BOND ISSUANCE Mgmt For Against Against
OF SUBORDINATED
COMPANIES AND
PROVISION OF
GUARANTEE
2 CONNECTED TRANSACTION Mgmt For For For
REGARDING FINANCING
OF PERPETUAL BONDS TO
A
BANK
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 08/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Asset Securitization Mgmt For For For
to be Launched by
Subsidiaries
2 Authority to Public Mgmt For For For
Issue Corporate
Bonds
3 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
China Fortune Land Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600340 CINS Y98912101 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 ADJUSTMENT OF THE Mgmt For For For
GUARANTEE
AUTHORIZATION IN THE
SECOND HALF OF
2020
________________________________________________________________________________
China Galaxy Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Capital Expenditure Mgmt For For For
Budget
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 CHEN Gongyan 2019 Mgmt For For For
Remuneration
Plan
9 CHEN Jing 2019 Mgmt For For For
Remuneration
Plan
10 Amendments to Mgmt For Against Against
Procedural Rules for
the General
Meeting
11 Amendments to Mgmt For For For
Procedural Rules for
the Board of
Directors
12 Amendments to Mgmt For For For
Procedural Rules for
the Supervisory
Committee
13 Amendments to Working Mgmt For For For
Rules for Independent
Directors
14 Amendments to Mgmt For For For
Administrative
Measures for the
Connected
Transactions
15 Amendments to Mgmt For For For
Administrative
Measures for External
Investment
16 Amendments to Mgmt For For For
Administrative
Measures for
Provision of
Guarantees to Third
Parties
17 Amendments to Articles Mgmt For Against Against
of
Association
18 General Mandate to Mgmt For Against Against
Issue
Shares
19 Elect CHEN Gongyan Mgmt For For For
20 Elect CHEN Liang Mgmt For For For
21 Elect LIU Dingping Mgmt For For For
22 Elect YANG Tijun Mgmt For For For
23 Elect LIU Chang Mgmt For For For
24 Elect LIU Zhihong Mgmt For For For
25 Elect LIU Ruizhong Mgmt For For For
26 Elect WANG Zhenjun Mgmt For For For
27 Elect LIU Chun Mgmt For For For
28 Elect Stephen LAW Mgmt For For For
Cheuk
Kin
29 Elect CHEN Jing as Mgmt For Against Against
Supervisor
30 Elect TAO Libin as Mgmt For For For
Supervisor
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Galaxy Securities Co Ltd
Ticker Security ID: Meeting Date Meeting Status
6881 CINS Y1R92J117 06/29/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Article Mgmt For Against Against
79 and 81 of
Procedural Rules for
the General
Meeting
2 Amendments to Articles Mgmt For Against Against
135 and 137 of the
Articles of
Association
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Kepei Education Group Limited
Ticker Security ID: Meeting Date Meeting Status
1890 CINS G2122A109 08/14/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Specific Mandate to Mgmt For For For
Grant shares under
the Restricted Share
Unit
Scheme
2 Grant of 2,000,000 Mgmt For For For
Restricted Shares to
Dr. Zhang
Xiangwei
3 Grant of 1,200,000 Mgmt For For For
Restricted Shares to
Mr. Zha
Donghui
4 Grant of 1,000,000 Mgmt For For For
Restricted Shares to
Ms.
Liyan
5 Grant of 700,000 Mgmt For For For
Restricted Shares to
Mr. Ye
Xun
6 Grant of 800,000 Mgmt For For For
Restricted Shares to
Mr. Wang
Chuanwu
7 Grant of 400,000 Mgmt For For For
Restricted Shares to
Dr. Xu
Ming
8 Grant of 5,050,000 Mgmt For For For
Restricted Shares to
8 current and former
directors of certain
subsidiaries of
the Company
9 Board Authorization Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Medical System Hldgs Ltd
Ticker Security ID: Meeting Date Meeting Status
0867 CINS G21108124 04/27/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Yanling Mgmt For For For
6 Elect LEUNG Chong Shun Mgmt For For For
7 Elect Laura Ying LUO Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Merchants Bank
Ticker Security ID: Meeting Date Meeting Status
3968 CINS Y14896107 09/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect MIAO Jianmin Mgmt For For For
________________________________________________________________________________
China Merchants Energy Shipping Co
Ticker Security ID: Meeting Date Meeting Status
601872 CINS Y15039129 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Independent Mgmt For For For
Directors'
Report
3 2020 Supervisors' Mgmt For Abstain Against
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Application for Line Mgmt For For For
of Credit since 30
April
2021
7 Appointment of 2021 Mgmt For Against Against
Auditor and Internal
Control
Auditor
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Youlian Shipyard
(Shekou) Co., Ltd.
and its associated
entities
9 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
China Petrochemical
Corporation and its
associated
entities
10 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
China Merchants Group
Haitong Trading Co.,
Ltd. and its
associated
entities
11 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Shenzhen Haishun
Marine Services Co.,
Ltd.
12 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Sinotrans Changhang
Group Co., Ltd. and
its associated
entities
13 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Sinotrans Limited and
its associated
entities
14 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Liaoning Port Group
Co., Ltd. and its
associated
entities
15 Approval of Renewing Mgmt For For For
Entrusted Loans of
RMB 300 Million from
China Merchants Group
Shipping Co.,
Ltd.
16 Authority to Give Mgmt For For For
Guarantees for
Wholly-Owned
Subsidiaries and
Controlling
Subsidiaries
________________________________________________________________________________
China National Building Material Co
Ticker Security ID: Meeting Date Meeting Status
3323 CINS Y15045100 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect FU Jinguang Mgmt For For For
________________________________________________________________________________
China Pacific Insurance (Group) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2601 CINS Y1505Z111 08/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Ran Mgmt For For For
2 Elect John Robert Dacey Mgmt For Against Against
3 Elect LIANG Hong Mgmt For For For
4 Amendments to Articles Mgmt For For For
of
Association
5 Establishment of a Mgmt For For For
Subsidiary
________________________________________________________________________________
China Resources And Environment Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600217 CINS Y7681H106 07/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Securitization Mgmt For For For
of Waste Electrical
and Electronic
Products Processing
Subsidies Accounts
Receivable
________________________________________________________________________________
China Resources Double-Crane Pharmaceutical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600062 CINS Y07701108 07/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YU Shunting Mgmt For Against Against
2 Amendments to Articles Mgmt For For For
3 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
China Resources Sanjiu Medical&Pharmaceutical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000999 CINS Y7503B105 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 FINANCIAL REPORT Mgmt For For For
2 2020 Profit Mgmt For For For
Distribution
Plan
3 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
4 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 ALLOWANCE STANDARDS Mgmt For For For
FOR INDEPENDENT
DIRECTORS
7 Elect WANG Chuncheng Mgmt For For For
8 Elect HAN Yuewei Mgmt For For For
9 Elect WEI Xing Mgmt For For For
10 Elect GUO Wei Mgmt For For For
11 Elect DENG Ronghui Mgmt For For For
12 Elect QIU Huawei Mgmt For For For
13 Elect ZHOU Hui Mgmt For For For
14 Elect YAO Xingtian Mgmt For For For
15 Elect TU Pengfei Mgmt For For For
16 Elect XU Fang Mgmt For For For
17 Elect LIU Junyong Mgmt For For For
18 Elect TAO Ran Mgmt For Against Against
19 Elect WENG Jingwen Mgmt For For For
20 Elect TANG Na Mgmt For Against Against
________________________________________________________________________________
Chinasoft International Limited
Ticker Security ID: Meeting Date Meeting Status
0354 CINS G2110A111 05/18/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Gavriella Mgmt For For For
Schuster
5 Elect MO Lai Lan Mgmt For Against Against
6 Elect LAI Guanrong Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Refreshment of Share Mgmt For Against Against
Option
Scheme
13 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Chongqing Brewery Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600132 CINS Y15846101 01/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Adjustment Mgmt For For For
of Audit
Fees
2 Adjustment of 2020 Mgmt For For For
Annual Caps of
Connected
Transactions
3 Approval of 2021 Mgmt For For For
Annual Caps of
Connected
Transactions
4 Approval of Bank Mgmt For For For
Short-Term Wealth
Management
Products
5 Amendments to Articles Mgmt For For For
6 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholders
Meeting
7 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meeting
8 Amendments to Mgmt For Abstain Against
Procedural Rules:
Supervisory Board
Meeting
9 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
10 Amendments to Work Mgmt For Abstain Against
System for External
Guarantees
11 Elect Philip A. HODGES Mgmt For For For
12 Elect Ulrik ANDERSEN Mgmt For For For
________________________________________________________________________________
Chongqing Brewery Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600132 CINS Y15846101 10/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Summary of the Plan Mgmt For For For
2 Transaction Mgmt For For For
Counterparties
3 Underlying Assets Mgmt For For For
4 Evaluation and Pricing Mgmt For For For
of the Underlying
Assets
5 Performance Mgmt For For For
Commitments and
Compensation
6 Attribution of the Mgmt For For For
Profits and Losses of
the Underlying Assets
During the
Transitional
Period
7 Contractual Mgmt For For For
Obligations and
Liabilities for
Breach of Contract of
Handling the Transfer
of the Ownership of
Relevant
Assets
8 Valid Period of the Mgmt For For For
Resolution
9 Report (draft) on the Mgmt For For For
Connected Transaction
Regarding Major
Assets Purchase and
Joint Capital
Increase in a Joint
Venture and Its
Summary
10 The Company's Mgmt For For For
Eligibility for Major
Assets
Restructuring
11 THE TRANSACTION Mgmt For For For
CONSTITUTES A
CONNECTED
TRANSACTION
12 THE TRANSACTION Mgmt For For For
CONSTITUTES A MAJOR
ASSETS
RESTRUCTURING
13 THE TRANSACTION DOES Mgmt For For For
NOT CONSTITUTE A
LISTING VIA
RESTRUCTURING AS
DEFINED BY ARTICLE 13
IN THE MANAGEMENT
MEASURES ON MAJOR
ASSETS RESTRUCTURING
OF LISTED
COMPANIES
14 The Relevant Parties Mgmt For For For
of the Transaction
Are Qualified to
Participate in the
Major Assets
Restructuring
According to Article
13 of the Provisional
Regulations on
Enhancing Supervision
on Abnormal Stock
Trading Regarding
Major Assets
Restructuring of
Listed
15 Audit Report, Review Mgmt For For For
Report and Evaluation
Report Related to the
Assets Purchase Via
Share
Offering
16 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
17 STATEMENT ON PRICING Mgmt For For For
BASIS OF THE
TRANSACTION AND THE
RATIONALITY
18 DILUTED IMMEDIATE Mgmt For For For
RETURN AFTER THE
MAJOR ASSETS
RESTRUCTURING AND
COMMITMENTS ON
FILLING
MEASURES
19 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
20 The Transaction is in Mgmt For For For
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
21 Statement on the Mgmt For For For
Completeness and
Compliance of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
22 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet
Relevant Standards As
Specified by Article
5 of the Notice on
Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Partiesthe Company's
Share Price
Fluctuation Does Not
Meet
Rele
23 FULL AUTHORIZATION TO Mgmt For For For
THE BOARD TO HANDLE
MATTERS REGARDING THE
TRANSACTION
24 Conditional Framework Mgmt For For For
Agreement on the
Connected Transaction
Regarding Major
Assets Purchase and
Joint Capital
Increase in a Joint
Venture to Be Signed
with Transaction
Counterparties
25 CONDITIONAL EQUITY Mgmt For For For
TRANSFER AGREEMENT OF
A COMPANY TO BE
SIGNED
26 CONDITIONAL CAPITAL Mgmt For For For
INCREASE AGREEMENT OF
THE ABOVE COMPANY TO
BE
SIGNED
27 CONDITIONAL EQUITY Mgmt For For For
TRANSFER AGREEMENT OF
A 2ND COMPANY TO BE
SIGNED
28 CONDITIONAL EQUITY Mgmt For For For
TRANSFER AGREEMENT OF
A 3RD COMPANY TO BE
SIGNED
29 Conditional Agreement Mgmt For For For
on Profit Forecast
and Compensation for
the Major Assets
Purchase and Joint
Capital Increase in a
Joint Venture to Be
Signed
30 FINANCING PLAN Mgmt For For For
INVOLVED IN THE
TRANSACTION
31 GUARANTEE ARRANGEMENT Mgmt For For For
INVOLVED IN THE
FINANCING PLAN OF THE
TRANSACTION
32 Amendments to the Mgmt For For For
Company's Articles of
Association
33 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
34 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
________________________________________________________________________________
Chongqing Fuling Electric Power Industrial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600452 CINS Y21014108 07/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHANG Tao Mgmt For For For
2 Elect ZHOU Yong Mgmt For For For
________________________________________________________________________________
Chongqing Fuling Zhacai Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002507 CINS Y1588V102 02/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect ZHOU Binquan Mgmt For For For
2 Re-elect LI Jing Mgmt For For For
3 Re-elect ZHAO Ping Mgmt For For For
4 Re-elect YUAN Guosheng Mgmt For For For
5 Re-elect WEI Yongsheng Mgmt For For For
6 Re-elect JIANG Heti Mgmt For For For
7 Elect SHI Jinsong Mgmt For For For
8 Elect CHENG Xianquan Mgmt For For For
9 Elect ZHANG Zhihong Mgmt For For For
10 Elect WANG Guanqun Mgmt For For For
11 Re-elect XIAO Dabo Mgmt For For For
12 Elect GUAN Minghui Mgmt For Against Against
________________________________________________________________________________
Chongqing Fuling Zhacai Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002507 CINS Y1588V102 11/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Issuing Targets and Mgmt For For For
Subscription
6 Issuing Volume Mgmt For For For
7 Purpose of the Raised Mgmt For For For
Funds
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Valid Period of the Mgmt For For For
Resolution
12 PREPLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING
13 Report on the Use of Mgmt For For For
Previously Raised
Funds
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share
Offering
15 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public A-share
Offering and Filling
Measures, and
Commitments of
Relevant
Parties
16 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Non-public Share
Offering
17 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
________________________________________________________________________________
Chongqing Zaisheng Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603601 CINS Y1R020109 04/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
A-share Convertible
Corporate
Bonds
2 PLAN FOR 2021 PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE CORPORATE
BONDS: TYPE OF
SECURITIES TO BE
ISSUED
3 PLAN FOR 2021 PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE CORPORATE
BONDS: ISSUING
SCALE
4 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Par Value and
Issue
Price
5 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Bond
Duration
6 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Interest
Rate
7 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Interest
Payment
8 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Conversion
Period
9 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Determining
Method for the Number
of Converted
Shares
10 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Determination
and Adjustment of the
Conversion
Price
11 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Downward
Adjustment of
Conversion
Price
12 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Redemption
Clauses
13 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Resale
Clauses
14 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Attribution of
Related Dividends for
Conversion
Years
15 PLAN FOR 2021 PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE CORPORATE
BONDS: ISSUING
TARGETS AND
METHOD
16 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Arrangement
for Placement to
Existing
Shareholders
17 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: Matters
Regarding Bondholders
Meetings
18 PLAN FOR 2021 PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE CORPORATE
BONDS: PURPOSE OF THE
RAISED
FUNDS
19 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds:
Guarantee
20 PLAN FOR 2021 PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE CORPORATE
BONDS: DEPOSIT AND
MANAGEMENT OF THE
RAISED
FUNDS
21 Plan for 2021 Public Mgmt For For For
Issuance of A-share
Convertible Corporate
Bonds: The Valid
Period of the Plan
for Convertible Bond
Issuance
22 PREPLAN FOR 2021 Mgmt For For For
PUBLIC ISSUANCE OF
A-SHARE CONVERTIBLE
CORPORATE
BONDS
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
From the 2021 Public
Issuance of A-share
Convertible Corporate
Bonds
24 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the 2021 Public
Issuance of A-share
Convertible Corporate
Bonds and Filling
Measures
25 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's A-share
Convertible
Bonds
26 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
2021 Public Issuance
of A-share
Convertible Corporate
Bonds
27 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
28 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
29 FORMULATION OF THE Mgmt For For For
INTERNAL AUDIT
MANAGEMENT
SYSTEM
30 2020 3rd Quarter Mgmt For For For
Profit Distribution
Plan
31 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
32 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders General
Meetings
33 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
34 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
35 AMENDMENTS TO THE WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
36 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
DECISION-MAKING
MANAGEMENT
SYSTEM
37 AMENDMENTS TO THE Mgmt For For For
INFORMATION
DISCLOSURE MANAGEMENT
SYSTEM
________________________________________________________________________________
Chongqing Zaisheng Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603601 CINS Y1R020109 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Independent Mgmt For For For
Directors'
Report
4 2020 Annual Report and Mgmt For For For
Its
Summary
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Connected Mgmt For For For
Transactions and 2021
Estimated Continuing
Connected
Transactions
7 2020 Accounts and Mgmt For For For
Reports and Financial
Budget
Report
8 2020 Special Report on Mgmt For For For
the Deposit and Use
of Raised
Funds
9 Application for Mgmt For For For
Comprehensive Credit
Line to Bank by the
Company and Its
Subsidiaries
10 Provision of Mgmt For For For
Guarantees for
Wholly- Owned
Subsidiaries
Application for Bank
Comprehensive Credit
Line
11 Re- Appointment of Mgmt For For For
Auditor
12 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
13 Change of the Mgmt For For For
Company's Accounting
Policies
________________________________________________________________________________
Chongqing Zaisheng Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603601 CINS Y1R020109 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 SHARE REPURCHASE BY Mgmt For For For
MEANS OF CENTRALIZED
BIDDING
2 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
SHARE
REPURCHASE
3 DEMONSTRATION ANALYSIS Mgmt For For For
ON AND EXTENSION OF
SOME PROJECTS
FINANCED WITH RAISED
FUNDS
4 Settlement of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus
Funds
5 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
6 ADJUSTMENT OF 2020 Mgmt For For For
ESTIMATED CONTINUING
CONNECTED
TRANSACTIONS
________________________________________________________________________________
CIFI Ever Sunshine Services Group Limited
Ticker Security ID: Meeting Date Meeting Status
1995 CINS G3313W108 06/02/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect MA Yongyi Mgmt For For For
6 Elect WANG Peng Mgmt For For For
7 Elect CHEUNG Wai Chung Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Change of Company Name Mgmt For For For
________________________________________________________________________________
CIFI Ever Sunshine Services Group Limited
Ticker Security ID: Meeting Date Meeting Status
1995 CINS G3313W108 11/25/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps Mgmt For For For
under the Property
Management Services
Master
Agreement
4 2021 UCS Property Mgmt For For For
Management Services
Master
Agreement
________________________________________________________________________________
CIFI Ever Sunshine Services Group Limited
Ticker Security ID: Meeting Date Meeting Status
1995 CINS G3313W108 12/17/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Property Mgmt For For For
Management Services
Master Agreement and
Revised Annual
Caps
________________________________________________________________________________
Citic Pacific Special Steel Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000708 CINS Y2022S101 01/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For For For
or Financial Aid
After a Subsidiary's
Bidding for the
Equities in a
Company
2 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
3 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
________________________________________________________________________________
Citic Pacific Special Steel Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000708 CINS Y2022S101 03/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2021 Reappointment of Mgmt For For For
Audit
Firm
6 2020 ANNUAL ACCOUNTS Mgmt For For For
7 CONNECTED TRANSACTION Mgmt For Against Against
REGARDING DEPOSITS
AND LOANS BUSINESS
WITH A
BANK
8 REMUNERATION PLAN FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
________________________________________________________________________________
Citic Pacific Special Steel Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000708 CINS Y2022S101 05/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible Corporate
Bonds
2 Securities Type and Mgmt For For For
Listing
Place
3 Issuing Volume Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment to the
Conversion
Price
10 Provisions on Downward Mgmt For For For
Adjustment of the
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
when Conversion
Happens
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placing to Original
Shareholders
17 Matters Regarding the Mgmt For For For
Meetings of
Bondholders
18 Purpose of the Raised Mgmt For For For
Funds
19 Management and Deposit Mgmt For For For
of Raised
Funds
20 Guarantee Mgmt For For For
21 The Valid Period of Mgmt For For For
the Issuing
Plan
22 Bond Rating Mgmt For For For
23 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE
BONDS
24 FORMULATION OF THE Mgmt For For For
REPORT ON THE USE OF
PREVIOUSLY RAISED
FUNDS
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
26 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures
27 Commitments of Mgmt For For For
Controlling
Shareholders and Its
Concert Party,
Directors and Senior
Management to Ensure
the Implementation of
Filling Measures for
Diluted Immediate
Return
28 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
29 Formulation of the Mgmt For For For
Rules Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
30 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
31 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATION
________________________________________________________________________________
Citic Pacific Special Steel Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000708 CINS Y2022S101 11/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Loans from
Shareholders to the
Company and Its
Subsidiaries
2 GUARANTEE QUOTA FOR Mgmt For For For
CONTROLLED
SUBSIDIARIES FROM
2020 TO
2021
3 Connected Transaction Mgmt For For For
Regarding Application
for Entrusted Loans
to a Company by
Subsidiaries
4 2020 ESTIMATED Mgmt For For For
ADDITIONAL CONTINUING
CONNECTED
TRANSACTIONS
5 Amendments to the Mgmt For For For
Company's Articles of
Association
6 Amendments to the Mgmt For Abstain Against
Rules of Procedure
Governing
Shareholders General
Meetings
________________________________________________________________________________
City Development Environment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000885 CINS Y5362G108 07/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Dewei Mgmt For For For
2 Elect LIU Zonghu Mgmt For For For
3 Elect PAN Guangtao Mgmt For Against Against
4 Elect LI Yong Mgmt For For For
5 Extension of Validity Mgmt For For For
of Resolution and
Board Authorization
to Implement for
Public
Offering
________________________________________________________________________________
City Development Environment Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000885 CINS Y5362G108 09/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Related Party Mgmt For For For
Transaction Regarding
An Engineering
General Contract on
Sewage Treatment
(Phase
II)
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
CNSIG Inner Mongolia Chemical Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600328 CINS Y4085V104 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For For For
3 2020 Independent Mgmt For For For
Directors'
Report
4 2020 Supervisors' Mgmt For Abstain Against
Report
5 2020 Accounts and Mgmt For For For
Reports
6 2021 Financial Budget Mgmt For For For
7 2020 Allocation of Mgmt For For For
Dividends
8 Confirmation of the Mgmt For For For
2020 Actual Amount of
Related Party
Transactions and
Approval of 2021
Estimated Related
Party
Transactions
9 Approval of 2021 Mgmt For For For
Estimated Guarantee
Quota to CNSG Qinghai
Kunlun Soda Industry
Co.,
Limited
10 Approval of 2021 Mgmt For For For
Estimated Guarantee
Quota to CNSG Jiangxi
Lantai Chemical Co.,
Limited
11 Approval of 2021 Mgmt For For For
Estimated Guarantee
Quota to Inner
Mongolia Lantai
Sodium Industry Co.,
Limited
12 Approval of 2021 Mgmt For For For
Estimated Guarantee
Quota to CNSG
Jilantai Chlor-Alkali
Chemical Co.,
Limited
13 Amendments to Articles Mgmt For For For
14 Re-appointment of Mgmt For For For
Auditor
15 Approval of Adjustment Mgmt For For For
of Performance
Commitments and
Compensation Plan
Made by Transaction
Counterparts of the
Major Asset
Restructuring
16 Authority to Sign Mgmt For Abstain Against
Supplementary
Agreement II on
Performance
Commitments and
Compensation Plan
with CNSG Jilantai
Salt Chemical (Group)
Co.,
Limited
________________________________________________________________________________
COFCO Meat Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
1610 CINS G22692100 06/30/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XU Jianong Mgmt For For For
6 Elect CUI Guiyong Mgmt For Against Against
7 Elect JU Jiandong Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Country Garden Services Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6098 CINS G2453A108 05/28/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect XIAO Hua Mgmt For For For
6 Elect WU Bijun Mgmt For For For
7 Elect MEI Wenjue Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Country Garden Services Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6098 CINS G2453A108 09/28/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Country Garden Services Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
6098 CINS G2453A108 12/23/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Property Management Mgmt For For For
Services Framework
Agreement
4 Sales and Leasing Mgmt For For For
Agency Services
Framework
Agreement
5 Consultancy and Other Mgmt For For For
Services Framework
Agreement
________________________________________________________________________________
Cowell E Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
1415 CINS G24814116 05/05/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Termination of Mgmt For Against Against
Existing Share Option
Scheme and the
Adoption of New Share
Option
Scheme
4 Elect MENG Yan Mgmt For For For
5 Elect WU Ying Cheng Mgmt For For For
6 Elect CHEN Han Yang Mgmt For For For
7 Elect YANG Li Mgmt For For For
8 Elect SU Yen Hsueh Mgmt For For For
9 Elect TSAI Chen-Lung Mgmt For For For
10 Elect LUO Zhenbang Mgmt For For For
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Cowell E Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
1415 CINS G24814116 05/20/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHEN Han Yang Mgmt For For For
5 Elect YANG Li Mgmt For For For
6 Elect TSAI Chen-Lung Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CSC Financial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6066 CINS Y1818Y108 05/14/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect PO Wai Kwong Mgmt For For For
3 Elect LAI Guanrong Mgmt For For For
4 Establishment of the Mgmt For For For
Asset Management
Subsidiary
5 Amendments to the Mgmt For For For
Company's Business
Scope
6 Authority to Give Mgmt For For For
Guarantee to
Wholly-owned
Subsidiary
7 Amendments to Articles Mgmt For For For
to Reflect Change in
Business
Scope
________________________________________________________________________________
CSC Financial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6066 CINS Y1818Y108 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Annual Report Mgmt For For For
7 Elect ZHANG Wei Mgmt For For For
8 Elect WANG Hua Mgmt For For For
9 Amendments to Articles Mgmt For Against Against
10 Cap on Investment Mgmt For For For
Amount for
Proprietary Business
in
2021
11 Related Party Mgmt For For For
Transactions (Beijing
Financial Holdings
Group
Limited)
12 Related Party Mgmt For For For
Transactions (CITIC
Securities)
13 Related Party Mgmt For For For
Transactions
(Everbright
Group)
14 Related Party Mgmt For For For
Transactions
(Evergrowing
Bank)
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D115 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantees Mgmt For For For
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D115 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELECTION OF Mgmt For For For
NON-INDEPENDENT
DIRECTOR: WEI
DIANHAN
2 BY-ELECTION OF Mgmt For Against Against
NON-EMPLOYEE
SUPERVISOR: ZHU
WANYU
3 BY-ELECTION OF Mgmt For Against Against
NON-EMPLOYEE
SUPERVISOR: HU
TENG
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D115 04/06/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Delisting of the
Company's Stocks From
the National Equities
Exchange and
Quotations by a Joint
Stock
Sub-subsidiary
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D115 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 2021 FINANCIAL BUDGET Mgmt For For For
9 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2021
to
2023
10 Change of the Mgmt For For For
Company's
Name
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 ADJUSTMENT OF Mgmt For For For
REMUNERATION FOR
INDEPENDENT
DIRECTORS
13 2021 Purchase of Mgmt For For For
Principal-guaranteed
Wealth Management
Products and
Conducting Structured
Deposits with Idle
Proprietary
Funds
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D115 06/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization to the Mgmt For For For
Management Team to
Dispose of Some
Equities in a
Joint-stock
Sub-subsidiary
________________________________________________________________________________
Daan Gene Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002030 CINS Y1856D107 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of the Quota Mgmt For For For
of Idle Proprietary
Funds to Conduct
Structured Deposits
and Purchase
Principal-guaranteed
Wealth Management
Products
________________________________________________________________________________
Dajin Heavy Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002487 CINS Y1964N104 03/31/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Dajin Heavy Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002487 CINS Y1964N104 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 ANNUAL ACCOUNTS Mgmt For For For
3 2020 Work Report of Mgmt For For For
Independent Director:
XU
Feng
4 2020 Work Report of Mgmt For For For
Independent Director:
SUN
Wenfang
5 2020 Work Report of Mgmt For For For
Independent Director:
LI
Shengnan
6 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2020 INTERNAL CONTROL Mgmt For For For
EVALUATION
REPORT
9 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
10 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
2017 RESTRICTED
STOCKS
11 2021 ESTIMATED Mgmt For Against Against
EXTERNAL GUARANTEE
QUOTA OF THE
COMPANY
12 Change of the Mgmt For For For
Registered Capital
and Amendments to the
Articles of
Association
13 Elect LI Haizhe as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Dalian My Gym Education Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002621 CINS Y1967L105 07/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTIONS Mgmt For For For
REGARDING SALE OF 100
PERCENT EQUITIES IN A
COMPANY
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Dare Power Dekor Home Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000910 CINS Y44434101 07/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jingjing Mgmt For For For
2 Adjustment of the Mgmt For For For
Repurchase Price of
2017 Restricted Stock
Incentive Plan and
Repurchase and
Cancellation of
Restricted
Stocks
3 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Deluxe Family Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600503 CINS Y9584H100 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 ALLOWANCE FOR DIRECTORS Mgmt For For For
7 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
8 2021 GUARANTEE PLAN Mgmt For For For
9 Provision of Temporary Mgmt For For For
Guarantee for the
Mortgage Loans of
Clients Who Purchase
Properties by
Subsidiaries
10 FINANCING BY THE Mgmt For For For
COMPANY AND
SUBSIDIARIES AND
AUTHORIZATION TO THE
MANAGEMENT TEAM TO
HANDLE MATTERS
REGARDING THE
FINANCING
11 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
12 Elect LOU Xin Mgmt For For For
13 Elect WU Wangjia Mgmt For Against Against
________________________________________________________________________________
Dian Diagnostics Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Increase in a Mgmt For For For
Controlled Subsidiary
and Introduction of
Strategic
Investors
________________________________________________________________________________
Dian Diagnostics Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report and Mgmt For For For
Its
Summary
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 Work Report of Mgmt For For For
the Supervisory
Committee
4 2020 Annual Account Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny1.30000000 2)
Bonus Issue From
Profit (Share/10
Shares):None 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):None
6 2021 APPOINTMENT OF Mgmt For For For
FINANCIAL AUDIT
FIRM
7 2021 REMUNERATION FOR Mgmt For For For
DIRECTORS AND SENIOR
MANAGEMENT
8 Application for Credit Mgmt For For For
Line to Financial
Institutions and
Guarantee
9 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
10 2021 ANNUAL Mgmt For For For
REMUNERATION FOR
SUPERVISORS
________________________________________________________________________________
Dian Diagnostics Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Credit Mgmt For For For
Line to Financial
Institutions and
Provision of
Guarantee
2 Elect LIU Yang as a Mgmt For For For
Non-employee
Supervisors
3 Elect CHEN Haibin Mgmt For For For
4 Elect HUANG Baixing Mgmt For For For
5 Elect SHEN Lijun Mgmt For For For
6 Elect GUO Sanhui Mgmt For For For
7 Elect JIANG Tang Mgmt For For For
8 Elect YE Xiaoping Mgmt For For For
9 Elect CHEN Weiru Mgmt For For For
10 Elect DING Guoqi Mgmt For For For
11 Elect LI Tiantian Mgmt For For For
________________________________________________________________________________
Dian Diagnostics Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300244 CINS Y988BG101 11/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
3 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
EQUITY
INCENTIVE
________________________________________________________________________________
Easyhome New Retail Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000785 CINS Y9716X106 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase of Public Mgmt For For For
Shares through
Centralised
Bidding
________________________________________________________________________________
Easyhome New Retail Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000785 CINS Y9716X106 06/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Special Report on 2020 Mgmt For For For
Performance of
Underlying Assets on
the Restructuring
Under the Impact of
the
Pandemic
7 2020 Profit Mgmt For For For
Distribution
Plan
8 Approval of the Mgmt For For For
Receipt of
Loans
9 2021 Estimated Mgmt For For For
Continuing
Operational Connected
Transactions with a
Company and Its
Subsidiaries
10 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
11 Authority to Give Mgmt For For For
Guarantees
12 ADJUSTMENT OF THE Mgmt For For For
PERFORMANCE
COMMITMENTS ON A
COMPANY
________________________________________________________________________________
Easyhome New Retail Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000785 CINS Y9716X106 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase of the Mgmt For For For
Company's Registered
Capital
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 Amendments to the Mgmt For For For
Company's Articles of
Association
II
5 Connected Transaction Mgmt For For For
Regarding Adjustment
of the Area of the
Agent Construction
Property
6 Elect HU Jian Mgmt For Against Against
________________________________________________________________________________
Edan Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
300206 CINS Y2247R102 04/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For Abstain Against
Report
4 2020 Accounts and Mgmt For For For
Reports
5 Re-appointment of Mgmt For For For
Auditor for
2021
6 2020 Allocation of Mgmt For For For
Dividends
7 2020 Directors and Mgmt For For For
Senior Managers'
Fees
8 Investment in Mgmt For For For
Short-Term
Principal-Protected
Wealth Management
Products Using Idle
Proprietary
Funds
9 Statement on Funds Mgmt For For For
Occupied by
Controlling
Shareholders and
Other Related
Parties
10 2021 Supervisors' Fees Mgmt For Abstain Against
________________________________________________________________________________
Eoptolink Technology Inc Ltd.
Ticker Security ID: Meeting Date Meeting Status
300502 CINS Y2303H105 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
7 2020 INTERNAL CONTROL Mgmt For For For
EVALUATION
REPORT
8 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 Special Statement on Mgmt For For For
Fund Occupation By
Controlling
Shareholders and
Other Related
Parties
10 Application for Mgmt For For For
Comprehensive Credit
Line and Loan Quota
To Banks and
Provision of
Guarantee
11 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
________________________________________________________________________________
Eoptolink Technology Inc Ltd.
Ticker Security ID: Meeting Date Meeting Status
300502 CINS Y2303H105 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Guangrong Mgmt For For For
2 Elect HUANG Xiaolei Mgmt For For For
3 Elect LUO Yuming Mgmt For For For
4 Elect Michael Xiaoyan Mgmt For For For
Wei
5 Elect SHAO Huaizong Mgmt For For For
6 Elect YANG Chuanping Mgmt For For For
7 Elect LIAO Jian Mgmt For For For
8 Elect ZHANG Zhiqiang Mgmt For Against Against
9 Elect XING Rong Mgmt For For For
10 CAPITAL INCREASE IN A Mgmt For For For
WHOLLY-OWNED
SUBSIDIARY WITH
RAISED
FUNDS
11 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
RAISED
FUNDS
12 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
PROPRIETARY
FUNDS
13 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Evergrande Property Services Group Limited
Ticker Security ID: Meeting Date Meeting Status
06666 CINS G3224K102 05/10/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of New Share Mgmt For Against Against
Option
Scheme
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evergrande Property Services Group Limited
Ticker Security ID: Meeting Date Meeting Status
06666 CINS G3224K102 06/15/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Zhao Changlong Mgmt For For For
5 Elect Hu Liang Mgmt For For For
6 Elect Chan Chun Hung, Mgmt For For For
Vincent
7 Elect Victor Huang Mgmt For For For
8 Elect Guo Zhaohui Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Fangda Special Steel Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600507 CINS Y4S42L108 04/09/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Annual Accounts Mgmt For For For
and 2021 Financial
Budget
Reports
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO FINANCIAL
INSTITUTIONS
7 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
8 2020 Reward for Senior Mgmt For For For
Management
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE
FUNDS
10 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
11 Elect LI Chengsheng Mgmt For Against Against
________________________________________________________________________________
Fangda Special Steel Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600507 CINS Y4S42L108 06/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTERNAL INVESTMENT Mgmt For For For
MANAGEMENT
MEASURES
2 SECURITIES INVESTMENT Mgmt For For For
WITH PROPRIETARY
FUNDS
________________________________________________________________________________
Faw Jiefang Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000800 CINS Y24745104 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Approval to Increase Mgmt For For For
the Company's
Registered
Capital
7 Amendments to Articles Mgmt For For For
8 Approval of 2021 Mgmt For For For
Additional Estimated
Related Party
Transactions
________________________________________________________________________________
Financial Street Holding Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 07/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DONG Zhenyu Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Financial Street Holding Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000402 CINS Y2496E109 08/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GAO Liang Mgmt For For For
2 Elect YANG Yang Mgmt For For For
3 Elect LV Hongbin Mgmt For For For
4 Elect BAI Li Mgmt For For For
5 Elect ZHAO Peng Mgmt For For For
6 Elect DONG Zhenyu Mgmt For For For
7 Elect YANG Xiaozhou Mgmt For For For
8 Elect ZHANG Wei Mgmt For For For
9 Elect ZHU Yan Mgmt For For For
10 Elect LI Qian Mgmt For Against Against
11 Elect XIE Xin Mgmt For For For
________________________________________________________________________________
Foshan Haitian Flavouring & Food Company Ltd
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Financial Budget Mgmt For For For
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors and Mgmt For For For
Supervisors'
Remuneration
8 2021 Appointment of Mgmt For For For
Auditor
9 2021 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH IDLE
PROPRIETARY
FUNDS
10 2021 CONTINUING Mgmt For For For
CONNECTED
TRANSACTIONS
PLAN
11 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Foshan Haitian Flavouring & Food Company Ltd
Ticker Security ID: Meeting Date Meeting Status
603288 CINS Y23840104 11/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional 2020 Mgmt For For For
Estimated Continuing
Connected
Transactions
________________________________________________________________________________
Fujian Green Pine Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300132 CINS Y26565104 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committeee
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.8000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 Application for Mgmt For For For
Comprehensive Credit
Line to Banks in 2021
and Relevant
Authorization
________________________________________________________________________________
Fujian Green Pine Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300132 CINS Y26565104 12/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
3 AMENDMENTS TO THE Mgmt For Abstain Against
CONNECTED
TRANSACTIONS
MANAGEMENT
SYSTEM
4 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Fujian Longma Environmental Sanitation Equipment Co.
Ticker Security ID: Meeting Date Meeting Status
603686 CINS Y265CD100 04/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2021 FINANCIAL BUDGET Mgmt For For For
PLAN
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
9 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT FIRM
AND INTERNAL CONTROL
AUDIT
FIRM
10 2021 Application for Mgmt For Abstain Against
Financing to
Financial
Institutions and
Provision of
Guarantee for the
Financing
Quota
11 2021 CONTINUED CASH Mgmt For For For
MANAGEMENT WITH SOME
IDLE RAISED
FUNDS
12 2021 CONTINUED CASH Mgmt For For For
MANAGEMENT WITH SOME
IDLE PROPRIETARY
FUNDS
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2021 Financial Budget Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 Appointment of Auditor Mgmt For For For
6 Approval of 2021 Line Mgmt For For For
of Credit Applied by
the Company and its
Subsidiaries
7 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
8 2021 Compensation for Mgmt For For For
Directors,
Supervisors and
Senior
Management
9 2020 Allocation of Mgmt For For For
Profits/Dividends
10 Entrusted Wealth Mgmt For For For
Management with IDLE
Funds
11 Increasing Registered Mgmt For For For
Capital and
Amendments to
Articles
12 Elect DING Xiao Mgmt For For For
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 08/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive
Plan
2 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Fujian Sunner Development Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002299 CINS Y2655H109 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 3rd Quarter Mgmt For For For
Profit Distribution
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive
Plan
3 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Fujian Torch Electron Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603678 CINS Y2665P109 12/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE SPIN-OFF LISTING Mgmt For For For
OF A SUBSIDIARY ON
THE STAR MARKET IS IN
COMPLIANCE WITH
RELEVANT LAWS AND
REGULATIONS
2 THE SPIN-OFF LISTING Mgmt For For For
OF THE SUBSIDIARY ON
THE STAR
MARKET
3 Preplan for the Mgmt For For For
Spin-off Listing of
the Subsidiary on the
Star Market
(revised)
4 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Star Market is in
Compliance with the
Several Issues
Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Listed
Companies
5 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Star Market is
for the Rights and
Interests of
Shareholders and
Creditors
6 STATEMENT ON Mgmt For For For
MAINTAINING
INDEPENDENCE AND
SUSTAINABLE
PROFITABILITY
7 THE SUBSIDIARY IS Mgmt For For For
CAPABLE OF CONDUCTING
LAW-BASED
OPERATION
8 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility Analysis
of the Spin-off
Listing
9 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off and the
Validity of the Legal
Documents
Submitted
10 Authorization to the Mgmt For For For
Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
11 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
G-bits Network Technology (Xiamen) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603444 CINS Y2688G102 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
3 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
4 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
8 ELECTION OF SUPERVISORS Mgmt For Against Against
________________________________________________________________________________
Ganso Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603886 CINS Y267CZ107 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
7 Implementing Results Mgmt For For For
of 2020 Connected
Transactions with a
Company and
Estimation Report of
2021 Continuing
Connected
Transactions
8 Implementing Results Mgmt For For For
of 2020 Connected
Transactions with a
2nd Company and
Estimation Report of
2021 Continuing
Connected
Transactions
9 Implementing Results Mgmt For For For
of 2020 Connected
Transactions with a
3rd Company and
Estimation Report of
2021 Continuing
Connected
Transactions
10 CASH MANAGEMENT WITH Mgmt For For For
SOME IDLE PROPRIETARY
FUNDS
11 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
12 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
13 Amendments to the Mgmt For For For
Company's Articles of
Association
14 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing
Shareholders General
Meetings
15 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing the Board
Meetings
16 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing Meetings of
the Supervisory
Committee
17 AMENDMENTS TO THE Mgmt For Abstain Against
SYSTEM FOR
INDEPENDENT
DIRECTORS
18 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL GUARANTEE
MANAGEMENT
SYSTEM
19 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL INVESTMENT
MANAGEMENT
MEASURES
________________________________________________________________________________
Gansu Qilianshan Cement Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600720 CINS Y2682V105 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TUO Licheng Mgmt For For For
2 Elect FU Jinguang Mgmt For For For
3 Elect LIU Jibin Mgmt For For For
4 Elect CAI Junheng Mgmt For For For
5 Elect LI Shengyu Mgmt For For For
6 Elect YANG Hu Mgmt For For For
7 Elect LIU Zhijun Mgmt For For For
8 Elect BO Lixin Mgmt For For For
9 Elect ZHAO Xinmin Mgmt For For For
10 Elect SU Kui Mgmt For For For
11 Elect YU Yuehua Mgmt For For For
12 Elect DENG Yusheng Mgmt For Against Against
13 Elect ZHANG Hong Mgmt For Against Against
________________________________________________________________________________
Gansu Qilianshan Cement Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600720 CINS Y2682V105 04/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
________________________________________________________________________________
Gansu Qilianshan Cement Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600720 CINS Y2682V105 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Connected Transaction Mgmt For For For
with A
Company
3 Elect FU Jinguang Mgmt For For For
4 Elect SU Kui Mgmt For Against Against
5 Elect YU Yuehua Mgmt For Against Against
________________________________________________________________________________
Gansu Qilianshan Cement Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600720 CINS Y2682V105 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 APPOINTMENT OF Mgmt For For For
FINANCIAL AUDIT FIRM
AND INTERNAL CONTROL
AUDIT
FIRM
2 A SUBSIDIARY S MERGER Mgmt For For For
AND ACQUISITION OF A
COMPANY
________________________________________________________________________________
Gansu Qilianshan Cement Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600720 CINS Y2682V105 12/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Time Limit Mgmt For For For
for Performing
Commitments on
Horizontal
Competition by
Controlling
Shareholders and De
Facto
Controller
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 01/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADDITIONAL EXTERNAL Mgmt For For For
GUARANTEE
QUOTA
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REAPPOINTMENT OF 2020 Mgmt For Against Against
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 03/31/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 SECURITIES Mgmt For For For
INVESTMENT WITH SOME
PROPRIETARY
FUNDS
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 04/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 External Mgmt For For For
Guarantees
Plan
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Accounts and Mgmt For For For
Reports
2 2020 Directors' Report Mgmt For For For
3 2020 Allocation of Mgmt For For For
Dividends
4 2021 PROJECT Mgmt For For For
INVESTMENT
PLAN
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Approval to Provide Mgmt For For For
External Entrusted
Loans in
2021
7 2020 Supervisors' Mgmt For For For
Report
8 Elect XIE Shuorong Mgmt For Against Against
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 07/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Guarantees by
Providing Pledges and
Mortgages
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 10/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONTINUING TO LAUNCH Mgmt For For For
THE BILL POOL
BUSINESS
2 ADDITIONAL EXTERNAL Mgmt For For For
GUARANTEE
QUOTA
________________________________________________________________________________
Gansu Shangfeng Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000672 CINS Y8070R101 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADDITIONAL EXTERNAL Mgmt For For For
GUARANTEE
QUOTA
________________________________________________________________________________
GCL Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002015 CINS Y9717E107 01/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
2 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
________________________________________________________________________________
GCL Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002015 CINS Y9717E107 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHU Gongshan as Mgmt For For For
Director
2 Elect SUN Wei as Mgmt For For For
Director
________________________________________________________________________________
GCL Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002015 CINS Y9717E107 03/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Acquisition
of 100 Percent
Equities in a
Company
2 Elect CHEN Jun Mgmt For For For
________________________________________________________________________________
GCL Energy Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002015 CINS Y9717E107 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public A-share
Offering
2 ADJUSTMENT OF THE PLAN Mgmt For For For
FOR NON-PUBLIC
A-SHARE
OFFERING
3 PREPLAN FOR NON-PUBLIC Mgmt For For For
A-SHARE OFFERING (3RD
REVISION)
4 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Non-public
A-share Offering
(revised)
5 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures
(revised)
6 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
2019 Non-public Share
Offering
7 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Giga Device Semiconductor (Beijing) Inc.
Ticker Security ID: Meeting Date Meeting Status
603986 CINS Y270BL103 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED FUNDS
FROM 2019 NON-PUBLIC
SHARE
OFFERING
8 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED FUNDS
FROM 2020 NON-PUBLIC
SHARE
OFFERING
9 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Giga Device Semiconductor (Beijing) Inc.
Ticker Security ID: Meeting Date Meeting Status
603986 CINS Y270BL103 06/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
2 Elect ZHANG Shuai Mgmt For For For
3 Elect HE Wei Mgmt For For For
________________________________________________________________________________
Global Infotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300465 CINS Y2711G103 11/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 FIRST PHASE Mgmt For For For
EMPLOYEE STOCK
OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 MANAGEMENT MEASURES Mgmt For For For
FOR THE 2020 FIRST
PHASE EMPLOYEE STOCK
OWNERSHIP
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Employee Stock
Ownership
Plan
________________________________________________________________________________
Guangdong Baolihua New Energy Stock Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000690 CINS Y2921Q107 02/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Accounts and Mgmt For For For
Reports and
Distribution of
Profits
4 2021 BUSINESS PLAN Mgmt For For For
5 2020 Annual Report and Mgmt For For For
Its
Summary
6 2021 Appointment of Mgmt For For For
Auditor
7 Amendments to Articles Mgmt For For For
and Other Procedure
Rules
8 THE 7TH PHASE EMPLOYEE Mgmt For Against Against
STOCK OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
________________________________________________________________________________
Guangdong Baolihua New Energy Stock Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000690 CINS Y2921Q107 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Continued Mgmt For For For
Guarantee Provision
Plan
2 Approve Related Party Mgmt For Against Against
Transaction in
Connection to
Continued Handling of
Deposit and Clearing
Business in Meizhou
Hakka
Bank
________________________________________________________________________________
Guangdong Baolihua New Energy Stock Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
000690 CINS Y2921Q107 11/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of 2020 Mgmt For For For
Auditor
________________________________________________________________________________
Guangdong Biolight Meditech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300246 CINS Y2924X109 01/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(draft) and Its
Summary
2 Appraisal Management Mgmt For For For
Measures for the 2021
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Guangdong Biolight Meditech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300246 CINS Y2924X109 04/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
The Board of
Directors
2 2020 Work Report of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Accounts Mgmt For For For
4 2020 Annual Report and Mgmt For For For
Its
Summary
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny4.00000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
6 2021 Appointment of Mgmt For For For
Financial Audit
Firm
7 Application for Credit Mgmt For For For
Line to
Banks
8 Amendments to The Mgmt For Against Against
Company's Articles of
Association
9 Amendments to The Mgmt For Against Against
Company's Governance
Systems
10 The Company's Mgmt For Against Against
Eligibility for Share
Offering to Specific
Parties
11 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Stock Type
and Par
Value
12 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Issuing
Method and
Date
13 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Issuing
Targets and
Subscription
Method
14 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Pricing Base
Date, Pricing
Principles and Issue
Price
15 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Issuing
Volume
16 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Lockup
Period
17 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Listing
Place
18 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Arrangement
for The Accumulated
Retained
Profits
19 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: Amount and
Purpose of The Raised
Funds
20 Plan for Share Mgmt For Against Against
Offering to Specific
Parties: The Valid
Period of The
Resolution on The
Share Offering to
Specific
Parties
21 Demonstration Analysis Mgmt For Against Against
Report on The Plan
for Share Offering to
Specific
Parties
22 Preplan for Share Mgmt For Against Against
Offering to Specific
Parties
23 Feasibility Analysis Mgmt For Against Against
Report on The Use of
Funds to Be Raised
from The Share
Offering to Specific
Parties On The
Chinext
Board
24 Report on The Use of Mgmt For For For
Previously Raised
Funds
25 Diluted Immediate Mgmt For Against Against
Return After the
Share Offering to
Specific Parties,
Filling Measures and
Commitments of
Relevant
Parties
26 Profit Distribution Mgmt For For For
Policy and
Shareholder Return
Plan for The Next
Three Years from 2021
To
2023
27 Authorization to The Mgmt For Against Against
Board to Handle
Matters Regarding the
Share Offering to
Specific
Parties
________________________________________________________________________________
Guangdong Biolight Meditech Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300246 CINS Y2924X109 11/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 MERGER AND ACQUISITION Mgmt For For For
OF TWO WHOLLY-OWNED
SUBSIDIARIES
2 Change of the Mgmt For For For
Implementing Parties
of Some Projects
Financed with Raised
Funds
________________________________________________________________________________
Guangdong Guanghong Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000529 CINS Y2929V108 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAI Biao Mgmt For For For
2 Elect GAO Hongbo Mgmt For For For
3 Elect MIAO Anmin Mgmt For Against Against
4 Elect HUANG Wanxing Mgmt For For For
5 Elect CHEN Chusheng Mgmt For Against Against
6 Elect XIA Bin Mgmt For For For
7 Elect LI Shenglan Mgmt For For For
8 Elect GUO Tianwu Mgmt For For For
9 Elect HU Zhiyong Mgmt For For For
10 Elect OU Limin Mgmt For Against Against
11 Elect PAN Ruijun Mgmt For Against Against
12 Elect SHEN Weihan Mgmt For For For
13 Elect ZENG Jinyan Mgmt For For For
________________________________________________________________________________
Guangdong Guanghong Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000529 CINS Y2929V108 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
2 ACCEPTANCE OF Mgmt For For For
FINANCIAL AID FROM
THE CONTROLLING
SHAREHOLDER
________________________________________________________________________________
Guangdong Guanghong Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000529 CINS Y2929V108 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
plan
6 Application for Credit Mgmt For For For
Financing to Banks by
a Company and
Provision of
Guarantee for the
Loans by the
Company
________________________________________________________________________________
Guangdong Guanghong Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000529 CINS Y2929V108 08/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIA Bin Mgmt For For For
2 Elect MIU Anmin Mgmt For For For
3 Elect GUO Tianwu Mgmt For For For
4 Application for CNY 80 Mgmt For For For
Million Long-term
Project Loan to Banks
by a Company and the
Company's Provision
of Guarantee for
It
________________________________________________________________________________
Guangdong Guanghong Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000529 CINS Y2929V108 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Collection and Storing Mgmt For For For
a Piece of Land by
the Government and
Signing the
State-owned Land Use
Right Retrieval and
Compensation
Agreement
2 ADJUSTMENT OF Mgmt For For For
ALLOWANCE FOR
INDEPENDENT
DIRECTORS
3 REAPPOINTMENT OF 2020 Mgmt For For For
FINANCIAL AUDIT
FIRM
4 REAPPOINTMENT OF 2020 Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
________________________________________________________________________________
Guangdong KinLong Hardware Products Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002791 CINS Y29347104 11/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Appointment of Mgmt For For For
Auditor
________________________________________________________________________________
Guangdong Mingzhu Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600382 CINS Y2930F100 07/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PENG Sheng as Mgmt For For For
Non-independent
Director
________________________________________________________________________________
Guangdong Xinbao Elec Appliances
Ticker Security ID: Meeting Date Meeting Status
002705 CINS Y2932M103 01/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Jiangang Mgmt For For For
2 Elect GUO Jianqiang Mgmt For For For
3 Elect ZENG Zhanhui Mgmt For For For
4 Elect YANG Fangxin Mgmt For For For
5 Elect WANG Wei Mgmt For For For
6 Elect ZHU Xiaomei Mgmt For For For
7 Elect SONG Tiebo Mgmt For For For
8 Elect CAO Xiaodong Mgmt For For For
9 Elect TAN Youchao Mgmt For For For
10 Elect LI Yaping Mgmt For Against Against
11 Elect WAN Aimin Mgmt For For For
12 Independent Directors' Mgmt For For For
Fees
________________________________________________________________________________
Guangdong Xinbao Elec Appliances
Ticker Security ID: Meeting Date Meeting Status
002705 CINS Y2932M103 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Re- Appointment Mgmt For Against Against
of
Auditor
7 2021 APPLICATION FOR Mgmt For For For
BANK CREDIT
LINE
8 2021 PROVISION OF Mgmt For For For
GUARANTEE FOR
SUBSIDIARIES
9 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED
FUNDS
10 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH IDLE
PROPRIETARY
FUNDS
11 LAUNCHING DERIVATIVES Mgmt For For For
INVESTMENT
BUSINESS
12 2021 Remuneration For Mgmt For For For
The Non- Independent
Directors and
Supervisors
13 Amendments to Articles Mgmt For For For
Of
Association
14 Amendments to Mgmt For For For
Procedural Rules
Governing Shareholder
General
Meetings
15 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
MANAGEMENT
MEASURES
16 Amendments to The Mgmt For For For
Procedural Rules
Governing the
Supervisory
Committee
________________________________________________________________________________
Guangzhou Tinci Materials Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002709 CINS Y2R33P105 04/15/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 AUDIT REPORT Mgmt For For For
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
8 APPLICATION FOR Mgmt For For For
FINANCING QUOTA TO
RELEVANT FINANCIAL
INSTITUTIONS IN
2021
9 2021 GUARANTEE QUOTA Mgmt For For For
FOR
SUBSIDIARIES
________________________________________________________________________________
Guangzhou Wondfo Biotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300482 CINS Y2933U104 01/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2020
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Guangzhou Wondfo Biotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300482 CINS Y2933U104 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny5.00000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10
Shares):3.000000
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
7 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
8 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS AND IDLE RAISED
FUNDS
9 Confirmation Of 2020 Mgmt For For For
Continuing Connected
Transactions of The
Company and Its
Controlled
Subsidiaries And 2021
Estimated Continuing
Connected
Transactions
10 2021 REMUNERATION PLAN Mgmt For For For
FOR
DIRECTORS
11 2021 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
12 AMENDMENTS TO THE Mgmt For For For
COMPANY S ARTICLES OF
ASSOCIATION
13 Adjustment of The Mgmt For For For
Repurchase Price of
Restricted Stocks and
Repurchase and
Cancellation of Some
Restricted
Stocks
14 2020 PROVISION FOR Mgmt For For For
ASSETS
IMPAIRMENT
________________________________________________________________________________
Guangzhou Wondfo Biotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300482 CINS Y2933U104 06/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect WANG Jihua Mgmt For For For
2 Re-elect LI Wenmei Mgmt For For For
3 Re-elect HE Xiaowei Mgmt For For For
4 Re-elect CHEN Zhijie Mgmt For For For
5 Re-elect CHEN Jinqi Mgmt For For For
6 Elect LI Congdong Mgmt For For For
7 Elect DUAN Chaohui Mgmt For For For
8 Re-elect WU Cuiling Mgmt For Against Against
9 Re-elect KUANG Lijun Mgmt For For For
________________________________________________________________________________
Guangzhou Wondfo Biotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300482 CINS Y2933U104 11/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KUANG Lijun Mgmt For Against Against
________________________________________________________________________________
Guangzhou Wondfo Biotech Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300482 CINS Y2933U104 12/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Hailir Pesticides and Chemicals group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603639 CINS Y2R8WM109 03/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2021 RESTRICTED STOCK
INCENTIVE
PLAN
3 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING
EQUITY
INCENTIVE
4 Settlement of Projects Mgmt For For For
Financed with Raised
Funds from IIPO and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Hailir Pesticides and Chemicals group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603639 CINS Y2R8WM109 08/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONFIRMATION OF THE Mgmt For For For
REMUNERATION FOR
DIRECTORS
2 Elect GE Yaolun Mgmt For For For
3 Elect ZHANG Aiying Mgmt For For For
4 Elect GE Jiacheng Mgmt For Against Against
5 Elect YANG Botao Mgmt For For For
6 Elect XU Hongtao Mgmt For For For
7 Elect LI Jianguo Mgmt For For For
8 Elect JIANG Shenglu Mgmt For For For
9 Elect SUN Jianqiang Mgmt For For For
10 Elect ZHOU Mingguo Mgmt For For For
11 Elect CHEN Ping Mgmt For For For
12 Elect LIU Guijuan Mgmt For Against Against
________________________________________________________________________________
Handsun Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
600570 CINS Y3041V109 12/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of 2020 Mgmt For Against Against
Employee Stock
Purchase Plan (Draft)
and its
Summary
2 Approval of the Mgmt For Against Against
Management Measures
of 2020 Employee
Stock Purchase
Plan
3 Board Authorization to Mgmt For Against Against
Implement the 2020
Employee Stock
Purchase Plan and
Relevant
Matters
________________________________________________________________________________
Hangxiao Steel Structure Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600477 CINS Y9892R105 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 Annual Financial Mgmt For For For
Reports
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Reappointment of Audit Mgmt For For For
Firm
7 Appointment of Mgmt For For For
Internal Control
Audit
Firm
________________________________________________________________________________
Hangzhou Electronic Soul Network Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603258 CINS Y3032M100 01/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Hangzhou Electronic Soul Network Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603258 CINS Y3032M100 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Report on Deposit and Mgmt For For For
Use of Previously
Raised Funds in
2020
6 2020 Allocation of Mgmt For For For
Dividends
7 Approval of 2021 Mgmt For For For
Independent
Directors'
Fees
8 Re-appointment of Mgmt For For For
Auditor
9 Approval of 2021 Mgmt For For For
Financing
Quota
10 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
________________________________________________________________________________
Hangzhou Electronic Soul Network Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603258 CINS Y3032M100 10/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2020 RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Hangzhou Electronic Soul Network Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603258 CINS Y3032M100 12/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
RAISED
FUNDS
2 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
PROPRIETARY
FUNDS
________________________________________________________________________________
Hangzhou Zhongtai Cryogenic Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
300435 CINS Y3043E105 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Compensation for Mgmt For For For
Directors and Senior
Management
7 2021 Compensation for Mgmt For For For
Supervisors
8 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 Approval of Line of Mgmt For For For
Credit
________________________________________________________________________________
Haohua Chemical Science & Technology Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
600378 CINS Y7932E100 07/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
HBIS Resources Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000923 CINS Y9723X107 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Change of Accounting Mgmt For For For
Policy
7 2020 Internal Control Mgmt For For For
Assessment
Report
8 Approval of Line of Mgmt For For For
Credit
9 2021 Continuing Mgmt For Against Against
Connected
Transactions with
HBIS Finance
Company
10 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
11 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
12 Amendments to Mgmt For For For
Management System for
Connected
Transactions
13 Amendments to Mgmt For For For
Procedural Rules for
Supervisory
Committee
________________________________________________________________________________
HBIS Resources Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000923 CINS Y9723X107 07/15/2020 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Work Report of the Mgmt For For For
Board of
Directors
2 Work Report of the Mgmt For For For
Supervisory
Committee
3 Annual Report and Its Mgmt For For For
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Healthcare Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603313 CINS Y29861104 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY3.5000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):3.000000
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
7 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries and
Relevant
Authorization
8 LAUNCHING FORWARD Mgmt For For For
FOREIGN EXCHANGE
SETTLEMENT AND SALE
BUSINESS
9 Confirmation of 2020 Mgmt For For For
Continuing Connected
Transactions and 2021
Estimated Continuing
Connected
Transactions
10 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2021 Remuneration
Plan
11 Settlement of Some Mgmt For For For
Projects Financed
With Raised Funds and
Permanently
Supplementing the
Working Capital With
the Surplus Raised
Funds
12 Termination of Some Mgmt For For For
Projects Financed
With Raised Funds and
Permanently
Supplementing the
Working Capital With
the Surplus Raised
Funds
________________________________________________________________________________
Hefei Urban Construction Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002208 CINS Y31210100 04/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Xiaoyi Mgmt For For For
2 Elect CHEN Qimei Mgmt For Against Against
3 Elect WU Xiuping Mgmt For For For
4 Elect TIAN Feng Mgmt For Against Against
5 Elect QIN Zhen Mgmt For For For
6 Elect QIAN Yuanmei Mgmt For For For
7 Elect ZHOU Yana Mgmt For For For
8 Elect XU Shuping Mgmt For For For
9 Elect CHEN Qing Mgmt For For For
10 Elect YIN Zongcheng Mgmt For For For
11 Elect ZHU Yizhong Mgmt For Against Against
12 Elect TIAN Ran Mgmt For For For
________________________________________________________________________________
Hefei Urban Construction Development Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002208 CINS Y31210100 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 2021 BANK LOAN PLAN Mgmt For For For
8 2021 CONNECTED Mgmt For For For
TRANSACTIONS
REGARDING LOANS FROM
THE CONTROLLING
SHAREHOLDER
9 2021 GUARANTEE PLAN Mgmt For For For
10 Purchase of Short-term Mgmt For For For
Principal-Guaranteed
Wealth Management
Products with Idle
Proprietary Funds in
2021
11 CAPITAL INCREASE IN A Mgmt For For For
WHOLLY-OWNED
SUBSIDIARY
12 SPECIAL REPORT ON THE Mgmt For For For
DEPOSIT AND USE OF
RAISED FUNDS IN
2020
________________________________________________________________________________
Henan Shuanghui Investment Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY16.800000
00 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
5 2021 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AUDIT
FIRM
6 2021 REAPPOINTMENT OF Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
7 ADJUSTMENT OF THE Mgmt For For For
ALLOWANCE STANDARDS
FOR INDEPENDENT
DIRECTORS
8 Adjustment of the Mgmt For For For
Remuneration
Standards for the
Chairman of the
Supervisory
Committee
________________________________________________________________________________
Henan Shuanghui Investment Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000895 CINS Y3121R101 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Preplan for Profit Mgmt For For For
Distribution in the
First Three Quarters
in
2020
3 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
________________________________________________________________________________
Hisense Home Appliances Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
0921 CINS Y3226R113 05/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Hisense Home Appliances Group Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
0921 CINS Y3226R113 06/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Special Report on the Mgmt For For For
Commencement of
Foreign Exchange
Derivatives
Business
8 Entrusted Wealth Mgmt For For For
Management of Idle
Self-owned
Funds
9 Liability Insurance Mgmt For For For
10 Elect JIA Shao Qian Mgmt For Against Against
11 Elect LIN Lan Mgmt For Against Against
12 Elect DAI Hui Zhong Mgmt For For For
13 Elect DUAN Yue Bin Mgmt For For For
14 Elect FEI Li Cheng Mgmt For For For
15 Elect XIA Zhang Zhua Mgmt For For For
16 Elect MA Jinquan Mgmt For For For
17 Elect ZHONG Geng Shen Mgmt For For For
18 Elect CHEUNG Sai Kit Mgmt For Against Against
19 Elect LIU Zhen Shun Mgmt For For For
20 Elect SUN Jia Hui Mgmt For Against Against
________________________________________________________________________________
Huafa Industrial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600325 CINS Y3739J103 07/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTION Mgmt For For For
REGARDING SETTING UP
AN ASSET-BACKED
SPECIAL
PLAN
2 Connected Transaction Mgmt For Against Against
Regarding Provision
of Guarantee for A
Product by A Company
and the Company's
Counter Guarantee for
It
3 CONNECTED TRANSACTION Mgmt For For For
REGARDING ENTRUSTED
MANAGEMENT OF REAL
ESTATE
PROJECT
________________________________________________________________________________
Huafa Industrial Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600325 CINS Y3739J103 09/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 LAUNCHING FOREIGN Mgmt For For For
EXCHANGE HEDGING
BUSINESS
2 The Company's Mgmt For For For
Eligibility for
Issuance of Housing
Rental Special
Corporate
Bonds
3 PLAN FOR ISSUANCE OF Mgmt For For For
HOUSING RENTAL
SPECIAL CORPORATE
BONDS
4 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Issuance of Housing
Rental Special
Corporate
Bonds
5 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
6 PROVISION OF GUARANTEE Mgmt For Against Against
FOR A JOINT
VENTURE
7 PROVISION OF COUNTER Mgmt For Against Against
GUARANTEE
8 Connected Transaction Mgmt For For For
Regarding Capital
Increase in A
Company
________________________________________________________________________________
Huafon Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002064 CINS Y988A4109 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 Work Report of Mgmt For For For
the Board of
Supervisors
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
6 Retroactive Mgmt For For For
Confirmation of 2020
Continuing Connected
Transactions with Any
Single Related Party
Under the Same
Control and 2021
Estimated Continuing
Connected
Transactions
7 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Management
8 Application for Credit Mgmt For For For
Line to Financial
Institutions and
Guarantee
9 2020 Profit Mgmt For For For
Distribution
Plan
10 SPECIAL REPORT ON THE Mgmt For For For
BILL POOL
BUSINESS
11 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATION
12 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders' General
Meetings
13 Amendments to the Mgmt For For For
Rules of Procedure
Governing the Board
of Directors of the
Company
14 AMENDMENTS TO THE WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
15 AMENDMENTS TO THE Mgmt For For For
EXTERNAL GUARANTEE
SYSTEM
16 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
DECISION-MAKING
SYSTEM
17 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
18 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A
PROJECT
19 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
20 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: STOCK TYPE
AND PAR
VALUE
21 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: ISSUING
METHOD
22 Plan for 2021 Mgmt For Against Against
Non-public A-share
Offering: Issuing
Targets and
Subscription
Method
23 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: ISSUE PRICE
AND PRICING
PRINCIPLES
24 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: ISSUING
VOLUME
25 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: LOCKUP
PERIOD
26 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: PURPOSE OF
THE RAISED
FUNDS
27 Plan for 2021 Mgmt For Against Against
Non-public A-share
Offering:
Distribution of
Accumulated Retaining
Profits
28 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: LISTING
PLACE
29 PLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING: VALID
PERIOD OF THE
RESOLUTION
30 PREPLAN FOR 2021 Mgmt For Against Against
NON-PUBLIC A-SHARE
OFFERING
31 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to be Raised
from 2021 Non-public
Share
Offering
32 SPECIAL REPORT ON THE Mgmt For Against Against
USE OF PREVIOUSLY
RAISED
FUNDS
33 Diluted Immediate Mgmt For Against Against
Return after the
Non-public Share
Offering, Filling
Measures and Relevant
Commitments
34 SHAREHOLDER RETURN Mgmt For Against Against
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
35 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Non-public Share
Offering
36 Elect YOU Feiyu Mgmt For For For
37 Elect YANG Congdeng Mgmt For For For
38 Elect YOU Feihuang Mgmt For For For
39 Elect YE Qiwei Mgmt For For For
40 Elect ZHU Xuanxiang Mgmt For For For
41 Elect LI Yilun Mgmt For For For
42 Elect GAO Weidong Mgmt For For For
43 Elect ZHAO Min Mgmt For For For
44 Elect SONG Haitao Mgmt For For For
45 Elect WANG Li Mgmt For For For
46 Elect LIN Kai Mgmt For Against Against
47 Elect CHU Yuxi Mgmt For Against Against
________________________________________________________________________________
Huafon Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002064 CINS Y988A4109 12/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Name and
Business Scope, and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Huangshan Novel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002014 CINS Y3740J118 03/02/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):Cny5.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):None 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):None
5 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
8 Purchase Of Short-Term Mgmt For For For
Wealth Management
Products With Idle
Proprietary
Funds
9 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
10 PROVISION OF GUARANTEE Mgmt For For For
FOR WHOLLY-OWNED
SUBSIDIARIES
11 PROJECT INVESTMENT BY Mgmt For For For
A
SUBSIDIARY
________________________________________________________________________________
Huangshan Novel Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002014 CINS Y3740J118 07/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A
PROJECT
2 The First Phase Mgmt For Against Against
Employee Stock
Ownership Plan
(Draft) and Its
Summary
3 MANAGEMENT MEASURES Mgmt For Against Against
FOR THE FIRST PHASE
EMPLOYEE STOCK
OWNERSHIP
PLAN
4 Authorization to the Mgmt For Against Against
Board to Handles
Matters Regarding to
the First Phase
Employee Stock
Ownership
Plan
5 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) and Its
Summary
6 Appraisal Management Mgmt For For For
Measures for the
Implement of 2020
Restricted Stock
Incentive
Plan
7 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 01/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONSTRUCTION OF A Mgmt For For For
PROJECT
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 04/27/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
4 2020 Profit Mgmt For For For
Distribution
plan
5 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT FIRM
AND INTERNAL CONTROL
AUDIT
FIRM
6 Amendments to the Mgmt For For For
Company's Articles of
Association
7 Elect XU Yongmo Mgmt For For For
8 Elect LI Yeqing Mgmt For For For
9 Elect LIU Fengshan Mgmt For For For
10 Elect Geraldine Picaud Mgmt For For For
11 Elect LUO Zhiguang Mgmt For For For
12 Elect CHEN Tinghui Mgmt For For For
13 Elect HUANG Guanqiu Mgmt For For For
14 Elect ZHANG Jiping Mgmt For For For
15 Elect JIANG Hong Mgmt For For For
16 Elect PENG Qingyu Mgmt For For For
17 Elect ZHANG Lin Mgmt For Against Against
18 Elect YANG Xiaobing Mgmt For Against Against
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 05/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 PUBLIC ISSUANCE Mgmt For For For
OF CORPORATE
BONDS
2 Provision of Guarantee Mgmt For For For
for the Financing of
a
Subsidiary
________________________________________________________________________________
Huaxin Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
900933 CINS Y37469106 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CORE EMPLOYEE STOCK Mgmt For Against Against
OWNERSHIP PLAN
(DRAFT) FROM 2020 TO
2022 AND ITS
SUMMARY
2 Authorization to the Mgmt For Against Against
Board of Directors to
Handle Matters
Regarding Core
Employee Stock
Ownership Plan
(Draft) from 2020 to
2022
3 Elect Karen Tan as Mgmt For For For
Director
________________________________________________________________________________
Huisen Household International Group Limited
Ticker Security ID: Meeting Date Meeting Status
2127 CINS G4645D107 06/15/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZENG Ming Mgmt For For For
6 Elect ZENG Minglan Mgmt For For For
7 Elect WU Runlu Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Hunan Haili Chemical Industry Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600731 CINS Y3767B105 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Director's Report Mgmt For For For
2 2020 Supervisor's Mgmt For For For
Report
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Re- Appointment of Mgmt For For For
Auditor
8 Provision of Mgmt For For For
Guarantees for
Financing of
Subsidiaries
________________________________________________________________________________
Hunan New Wellful Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600975 CINS Y3R67E107 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL ACCOUNTS Mgmt For For For
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2020 Profit Mgmt For For For
Distribution
Plan
7 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
8 CONTINUING CONNECTED Mgmt For For For
TRANSACTIONS
9 Related Party Mgmt For For For
Transactions
Regarding the Renting
Pig Farms from
Related
Parties
________________________________________________________________________________
Infore Environment Technology Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
000967 CINS Y98909107 09/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For For For
Additional
Guarantees
2 Amendments to the Mgmt For For For
Performance Appraisal
Indexes for the
Company's Third-Phase
Stock Option
Incentive
Plan
3 The Third-Phase Stock Mgmt For For For
Option Incentive Plan
(revised Draft) and
Its
Summary
4 Appraisal Management Mgmt For For For
Measures for the
Implementation
of the Stock Option
Incentive
Plan(Revised
Draft)
________________________________________________________________________________
Invengo Information Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002161 CINS Y7743C103 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction of Mgmt For For For
Shareholding in a
Company
2 The First Phase Mgmt For Against Against
Employee Stock
Ownership Plan(Draft)
And its
Summary
3 Formulation of the Mgmt For Against Against
Management Rules for
the First Phase
Employee Stock
Ownership
Plan
4 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
First Phase Employee
Stock Ownership
Plan
5 BY-ELECTION OF Mgmt For Against Against
SUPERVISORS
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JA Solar Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002459 CINS Y7163W100 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of the Mgmt For For For
Company's Registered
Capital
3 Amendments to Articles Mgmt For For For
4 Investment in the Mgmt For For For
Construction of
Baotou Phase III 20GW
Czochralski Process
and 20GW Slicing
Project
5 2020 Directors' Report Mgmt For For For
6 2020 Supervisors' Mgmt For For For
Report
7 2020 Accounts and Mgmt For For For
Reports
8 2020 Allocation of Mgmt For For For
Dividends
9 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
10 Authority to Cancel Mgmt For For For
103,900 Stock Options
and Repurchase and
Cancel 12,000
Restricted
Shares
11 Authority to Cancel Mgmt For For For
103,000 Stock Options
and Repurchase and
Cancel 4,900
Restricted
Shares
12 Approval of Related Mgmt For For For
Party Transactions
regarding Signing a
Major Purchase
Agreement
________________________________________________________________________________
JA Solar Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002459 CINS Y7163W100 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Entering into Mgmt For For For
Strategic Cooperation
Sale and Purchase
Agreement and Related
Party
Transactions
2 Investments into Mgmt For For For
Subsidiaries to
Expand Production
Capacity
3 Amendments to the Mgmt For Abstain Against
Management System for
the Special Deposit
and Use of the Raised
Funds
________________________________________________________________________________
JA Solar Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002459 CINS Y7163W100 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of 2020 Mgmt For Against Against
Auditor
2 Approval of Repurchase Mgmt For For For
and Cancellation of
Some Restricted
Shares
3 Estimated 2021 Mgmt For For For
Connected
Transactions
4 Estimated Amount of Mgmt For Against Against
Giving Guarantees to
Subsidiaries in
2021
5 Approval of Foreign Mgmt For For For
Exchange Derivatives
Trading in
2021
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2021
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2021 Restricted Stock
Incentive
Plan
4 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
5 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 FINANCIAL REPORT Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Confirmation of 2020 Mgmt For For For
Remuneration for
Non-independent
Directors and Senior
Management and 2021
Remuneration
Plan
8 Confirmation of 2020 Mgmt For For For
Remuneration for
Independent Directors
and 2021 Remuneration
Plan
9 Confirmation of 2020 Mgmt For For For
Remuneration for
Non-Employee
Supervisors and 2021
Remuneration
Plan
10 Confirmation of 2020 Mgmt For For For
Remuneration for
Employee Supervisors
and 2021 Remuneration
Plan
11 2021 Reappointment of Mgmt For For For
Auditor
________________________________________________________________________________
Jafron Biomedical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300529 CINS Y417B8109 07/08/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Convertible Corporate
Bonds
2 Amendments to Articles Mgmt For For For
3 Adjustment of 2017 Mgmt For For For
Stock Option
Incentive
Plan
4 Adjustment of 2019 2nd Mgmt For For For
and 3rd Phase Stock
Option Incentive
Plan
________________________________________________________________________________
Jason Furniture (Hangzhou) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603816 CINS Y4255J105 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
5 LAUNCHING FORWARD Mgmt For For For
FOREIGN EXCHANGE
SETTLEMENT AND SALE
BUSINESS
6 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE AND LOAN QUOTA
TO
BANKS
7 PROVISION OF GUARANTEE Mgmt For For For
QUOTA FOR
WHOLLY-OWNED AND
CONTROLLED
SUBSIDIARIES AND
SUB-SUBSIDIARIES
8 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
9 PROVISION FOR Mgmt For For For
GOODWILL, INTANGIBLE
ASSETS AND FIXED
ASSETS
IMPAIRMENT
10 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
11 2020 Profit Mgmt For For For
Distribution
Plan
12 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
13 IMPLEMENTING RESULTS Mgmt For For For
OF 2020 CONTINUING
CONNECTED
TRANSACTIONS AND
ESTIMATION OF 2021
CONTINUING CONNECTED
TRANSACTIONS
________________________________________________________________________________
Jason Furniture (Hangzhou) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603816 CINS Y4255J105 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 EMPLOYEE STOCK Mgmt For For For
OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 Management Measures of Mgmt For For For
the 2021 Employee
Stock Ownership
Plan
3 Board Authorization to Mgmt For For For
the Board to Handle
Matters Regarding
2021 Employee Stock
Ownership
Plan
________________________________________________________________________________
Jason Furniture (Hangzhou) Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603816 CINS Y4255J105 07/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
JD.com Inc
Ticker Security ID: Meeting Date Meeting Status
JD CUSIP 47215P106 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Mgmt For For For
Company's Dual
Foreign
Name
2 Amended And Restated Mgmt For For For
Memorandum of
Association and
Articles of
Association
________________________________________________________________________________
Jiangsu Changbao Steeltube Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002478 CINS Y443A3107 02/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective of the Share Mgmt For For For
Repurchase
2 The Share Repurchase Mgmt For For For
Satisfies Relevant
Conditions
3 Price Range and Method Mgmt For For For
of Shares to Be
Repurchased
4 Type, Purpose and Mgmt For For For
Number and Percentage
to the Total Capital
of Shares to Be
Repurchased
5 Amount and Source of Mgmt For For For
Funds to Be Used in
Share
Repurchase
6 Time Limit of the Mgmt For For For
Share
Repurchase
7 Arrangement for Share Mgmt For For For
Transfer in
Accordance with Laws
After Share
Repurchase and
Arrangement for
Prevention of
Infringement Upon the
Rights and Interest
of
Creditors
8 Authorization for the Mgmt For For For
Share
Repurchase
________________________________________________________________________________
Jiangsu Changbao Steeltube Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002478 CINS Y443A3107 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CAO Jian Mgmt For For For
2 Elect HAN Qiaolin Mgmt For For For
3 Elect ZHU Hongzhang Mgmt For For For
4 Elect DAI Zhengchun Mgmt For For For
5 Elect YANG Lin Mgmt For For For
6 Elect WANG Chao Mgmt For For For
7 Elect GAO Yunbin Mgmt For For For
8 Elect LIU Jie Mgmt For For For
9 Elect LUO Shijin Mgmt For For For
10 Elect DING Wei Mgmt For Against Against
11 Elect WEN Donglian Mgmt For For For
12 ALLOWANCE FOR Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Jiangsu Hengli Hydraulic Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601100 CINS Y443AC115 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Independent Mgmt For For For
Directors'
Report
7 2021 Compensations for Mgmt For For For
Directors,
Supervisors and
Senior
Management
8 Re-Appointment of Mgmt For For For
Auditor
9 Amendments to Articles Mgmt For For For
10 Shareholder Returns Mgmt For For For
Plan
11 Elect FANG Youtong as Mgmt For For For
Independent
Director
________________________________________________________________________________
Jiangsu Hengrui Pharmaceuticals Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600276 CINS Y4446S105 08/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 Constitution of Mgmt For For For
Appraisal Management
Measures for the 2020
Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Equity Incentive
________________________________________________________________________________
Jiangsu King`s Luck Brewery Joint-Stock Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603369 CINS Y444JU106 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
7 Purchase of Mgmt For For For
Principal-Guaranteed
Wealth Management
Products with Idle
Proprietary
Funds
8 Elect LIU Jiarong Mgmt For For For
9 Elect YAN Yunxia Mgmt For For For
________________________________________________________________________________
Jiangsu Liba Enterprise Joint-Stock Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603519 CINS Y444MQ101 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 APPLICATION FOR Mgmt For For For
ADDITIONAL
COMPREHENSIVE CREDIT
LINE TO A
BANK
________________________________________________________________________________
Jiangsu NanFang Bearing Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002553 CINS Y444BU104 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
6 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
7 2020 Profit Mgmt For For For
Distribution
Plan
8 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
________________________________________________________________________________
Jiangsu Wujin Stainless Steel Pipe Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603878 CINS Y444TZ104 11/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
________________________________________________________________________________
Jiangsu Wujin Stainless Steel Pipe Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603878 CINS Y444TZ104 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement Of Projects Mgmt For For For
Financed With Raised
Funds From Ipo And
Permanently
Supplementing The
Working Capital With
The Surplus Raised
Funds
________________________________________________________________________________
Jiangsu Yangnong Chemical Co
Ticker Security ID: Meeting Date Meeting Status
600486 CINS Y4446X104 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of 2021 Mgmt For For For
Auditor
6 Approval of Line of Mgmt For For For
Credit
7 Authority to Give Mgmt For For For
Guarantees for an
Australian
Subsidiary
8 Launching Foreign Mgmt For For For
Exchange Forward
Settlement and Sale
Business
9 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Jiangsu Yangnong
Chemical Group Co.,
Ltd.
10 2021 Estimated Mgmt For For For
Continuing Connected
Transactions with
Syngenta Group Co.,
Ltd.
11 Connected Transactions Mgmt For Against Against
Regarding Renewal of
the Financial
Services
Agreement
________________________________________________________________________________
Jiangsu Yangnong Chemical Co
Ticker Security ID: Meeting Date Meeting Status
600486 CINS Y4446X104 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE Mgmt For For For
FOR
SUBSIDIARIES
2 2020 Appointment of Mgmt For For For
Auditor
3 Elect LI Zhonghua Mgmt For For For
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 APPOINTMENT OF Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 10/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WU Qun Mgmt For Against Against
2 Elect ZHAO Shuai Mgmt For For For
3 Elect WANG Lihua Mgmt For For For
4 Elect ZHNENG Hongzhe Mgmt For For For
5 Elect CHEN Jianjun Mgmt For For For
6 Elect WANG Ruijie Mgmt For For For
7 Elect YU Chun Mgmt For For For
8 Elect WANG Qianhua Mgmt For For For
9 Elect WAN Suiren Mgmt For For For
10 Elect LV Yingfang Mgmt For For For
11 Elect YU Xiongfeng Mgmt For Against Against
12 Elect ZHANG Jinyan Mgmt For Against Against
13 Elect RUAN Lingbin Mgmt For Against Against
________________________________________________________________________________
Jiangsu Yuyue Medical Equipment & Supply Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002223 CINS Y4449E103 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement and Mgmt For For For
Termination of the
Projects Financed
with Raised Funds
from Non-public
Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
4 ADJUSTMENT OF Mgmt For For For
REMUNERATION FOR
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Jiangxi Fushine Pharmaceutical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300497 CINS Y444MN108 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Jiangxi Wannianqing Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000789 CINS Y4445F104 04/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
The Supervisory
Committee
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
CNY7.00000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
6 2021 Reappointment of Mgmt For For For
Audit
Firm
7 Application for Mgmt For For For
Comprehensive Credit
Line to Banks In 2021
And Guarantee
Authorization
________________________________________________________________________________
Jiangxi Wannianqing Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000789 CINS Y4445F104 08/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect CHEN Wensheng as Mgmt For For For
Non-independent
Director
2 Elect XU Zhenghua as Mgmt For Against Against
Non-employee
Supervisors
________________________________________________________________________________
Jiangxi Wannianqing Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000789 CINS Y4445F104 10/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate Bonds to
Professional
Investors
2 Issuing Scale Mgmt For For For
3 Issuing Method Mgmt For For For
4 Bond Duration Mgmt For For For
5 Par Value, Issue Price Mgmt For For For
and Interest
Rate
6 Purpose of the Funds Mgmt For For For
Raised
7 Guarantee Arrangement Mgmt For For For
for the
Bond
8 Issuing Targets Mgmt For For For
9 Arrangement for Mgmt For For For
Listing of the
Corporate Bonds to Be
Issued
10 The Valid Period of Mgmt For For For
the Resolution on the
Issuance
11 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of Corporate
Bonds to Professional
Investors
12 Authorization to the Mgmt For For For
Board to Take
Repayment Guarantee
Measures in Case the
Company is Expected
to Default on Payment
of the Principal and
Interest As Scheduled
or Actually Fail to
Pay the Principal and
Interest
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 02/09/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Phase I Employee Stock Mgmt For Against Against
Ownership Plan
(Draft) and Its
Summary
3 Management Measures Mgmt For Against Against
for Phase I Employee
Stock Ownership
Plan
4 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Phase I
Employee Stock
Ownership
Plan
5 Related Party Mgmt For For For
Transactions with
Other Enterprises
under the Actual
Controller
6 Related Party Mgmt For Against Against
Transactions with
Holding
Companies
7 Authority to Give Mgmt For Against Against
Guarantees in
2021
8 Approval of Borrowing Mgmt For For For
from Controlling
Shareholders and
Related Party
Transactions
9 Approval of Total Mgmt For For For
Borrowing and Line of
Credit from
Commercial Banks in
2021
10 Amendments to Articles Mgmt For For For
and Register Changes
in
Business
11 Phase I Business Mgmt For Against Against
Partner Plan (Draft)
and Its
Summary
12 Management Measures Mgmt For Against Against
for Phase I Business
Partner
Plan
13 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to Phase I
Business Partner
Plan
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 STOCK OPTION AND Mgmt For For For
RESTRICTED STOCK
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF THE
2021 STOCK OPTION AND
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
2021 Restricted Stock
And Stock Option
Incentive
Plan
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 03/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
2018and 2019
Restricted
Stocks
2 ADDITIONAL GUARANTEE Mgmt For Against Against
QUOTA FOR SUBORDINATE
COMPANIES
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Profits/Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Appointment of Auditor Mgmt For For For
7 Capital Increase by Mgmt For For For
Subsidiaries to
Grandson
Subsidiaries
8 Eligibility for the Mgmt For For For
Company's Issuance of
Green
Bonds
9 Issuance Plan of the Mgmt For For For
Green
Bonds
10 Board Authorization to Mgmt For For For
Implement the
Issuance Plan of
Green Bonds and
Relevant
Matters
11 Issuance Plan of Short Mgmt For For For
Term Commercial
Papers
12 Board Authorization to Mgmt For For For
Implement the
Issuance Plan of
Short Term Commercial
Papers and Relevant
Matters
13 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Repurchase and Mgmt For For For
Cancellation of
Performance
Shares
3 Amendments to Articles Mgmt For For For
4 Approve Provision of Mgmt For Against Against
Guarantee
5 Approve Related Party Mgmt For Against Against
Transactions
________________________________________________________________________________
Jiangxi Zhengbang Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002157 CINS Y4448A102 12/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADDITIONAL GUARANTEE Mgmt For Against Against
QUOTA FOR SUBORDINATE
COMPANIES
________________________________________________________________________________
Jilin Aodong Pharmaceutical Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000623 CINS Y4451E108 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 FINANCIAL REPORT Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY2.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 RE-DEMONSTRATION AND Mgmt For For For
EXTENSION OF SOME
PROJECTS FINANCED
WITH RAISED
FUNDS
7 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
8 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
9 Amendments to the Mgmt For For For
Company's Articles of
Association
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Jinhui Liquor Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603919 CINS Y444MX106 07/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Exemption of the Mgmt For For For
Controlling
Shareholder and the
Actual Controller
From Fulfilling
Relevant Commitments
on Share
Lockup
________________________________________________________________________________
Jinlei Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300443 CINS Y768A2109 03/01/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):Cny6.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):None 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):None
6 Application For Mgmt For For For
Comprehensive Credit
Line To Commercial
Banks And Non-Bank
Financial
Institutions
7 Special Report On The Mgmt For For For
Deposit And Use Of
Raised
Funds
8 Change Of The Mgmt For For For
Company's Business
Scope And Amendments
To The Company's
Articles Of
Association
9 Amendments To The Mgmt For Abstain Against
External Investment
Management
System
10 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
11 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Management
System
12 Amendments To The Mgmt For Abstain Against
Company S Rules Of
Procedure Governing
Shareholders General
Meetings
________________________________________________________________________________
Jinlei Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300443 CINS Y768A2109 05/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Elect YI Tinglei Mgmt For For For
3 Elect LI Xinsheng Mgmt For For For
4 Elect ZHOU Li Mgmt For For For
5 Elect YANG Xiaosheng Mgmt For For For
6 Elect GUO Tingyou Mgmt For For For
7 Elect LIU Ming Mgmt For Against Against
8 Elect YI Bo Mgmt For For For
________________________________________________________________________________
Jinlei Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300443 CINS Y768A2109 12/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval to Increase Mgmt For For For
Registered Capital
and Amendments to
Articles
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Jiugui Liquor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000799 CINS Y37688101 06/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY7.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
________________________________________________________________________________
Join In (Holding) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600745 CINS Y3745E106 06/02/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
7 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
8 2020 Remuneration for Mgmt For For For
Directors and
Supervisors
9 2021 Provision of Mgmt For Against Against
Guarantee
Plan
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 02/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Repurchase by Mgmt For For For
Means of Centralized
Bidding: Objective of
the Share
Repurchase
2 Share Repurchase by Mgmt For For For
Means of Centralized
Bidding: Type of
Shares to be
Repurchased
3 Share Repurchase by Mgmt For For For
Means of Centralized
Bidding: Method of
the Share
Repurchase
4 Share Repurchase by Mgmt For For For
Means of Centralized
Bidding: Time Limit
of the Share
Repurchase
5 Share Repurchase by Mgmt For For For
Means of Centralized
Bidding: Number and
Percentage to the
Total Capital of
Shares to be
Repurchased and Total
Amount
6 SHARE REPURCHASE BY Mgmt For For For
MEANS OF CENTRALIZED
BIDDING: PRICE RANGE
OF SHARES TO BE
REPURCHASED AND THE
PRICING
PRINCIPLES
7 SHARE REPURCHASE BY Mgmt For For For
MEANS OF CENTRALIZED
BIDDING: SOURCE OF
THE FUNDS FOR THE
REPURCHASE
8 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
SHARE
REPURCHASE
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Supervisors' Mgmt For For For
Report
2 2020 Directors' Report Mgmt For For For
3 2020 Accounts and Mgmt For For For
Reports
4 2020 Allocation of Mgmt For For For
Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2020 Internal Control Mgmt For For For
Audit
Report
7 2020 Audit Report on Mgmt For For For
the Occupation of
Non-Operating Capital
and Other Related
Capital
Transactions
8 Approval of Line of Mgmt For Against Against
Credit and Authority
to Give Guarantees
for Subsidiaries'
Loans
9 Re-appointment of Mgmt For For For
Auditor for
2021
10 Extension of an Mgmt For For For
Investment Project
Financed with Raised
Funds
11 Change of the Mgmt For For For
Company's Registered
Capital
12 Amendments to Articles Mgmt For For For
13 Approval to Purchase Mgmt For For For
Liability Insurance
for Directors,
Supervisors and
Senior
Managers
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 06/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
2 An Additional Mgmt For For For
Investment Method for
Projects Financed
with Raised
Funds
3 Approval for the Mgmt For For For
Company's Controlled
Subsidiary Livzon
Pharm to Provide
Guarantees to its
Controlled Subsidiary
Livzon Mabpharm and
Approval for the
Company to Provide
Counter
Guarantees
4 Phase I Mgmt For For For
Medium-to-Long-Term
Business Partner
Stock Ownership Plan
(Draft) and Its
Summary
5 Board Authorisation to Mgmt For For For
Handle Matters
Related to Phase I
Mid-to-Long-Term
Business Partner
Stock Ownership
Plan
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 12/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Registered
Capital
2 Amendments to Articles Mgmt For For For
of
Association
3 Amendments to the Mgmt For Against Against
Company's Medium and
Long Term Business
Partner Stock
Ownership Plan
(draft) and Its
Summary
4 Authorization to the Mgmt For Against Against
Board to Handle
Matters Regarding the
Medium and Long Term
Business Partner
Stock Ownership
Plan
5 A Controlled Mgmt For For For
Subsidiary's
Provision of
Financing Guarantee
for Its Controlled
Subsidiary and
Provision of Counter
Guarantee for It by
the
Company
________________________________________________________________________________
Joincare Pharmaceutical Group Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600380 CINS Y7742H103 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 RESTRUCTURING OF Mgmt For For For
EQUITIES IN A COMPANY
AND OTHER
COMPANIES
________________________________________________________________________________
Joy Spreader Group Inc
Ticker Security ID: Meeting Date Meeting Status
6988 CINS G5191P105 06/30/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Zhidi Mgmt For For For
5 Elect CHENG Lin Mgmt For For For
6 Elect QIN Jiaxin Mgmt For For For
7 Elect SHENG Shiwei Mgmt For For For
8 Elect HU Jiawei Mgmt For For For
9 Elect Bryan YAP Jin Mgmt For For For
Meng
10 Elect FANG Hongwei Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Change of Company Name Mgmt For For For
17 Board Authorization Mgmt For For For
Regarding Change of
Company
Name
18 Amendments to Articles Mgmt For For For
(Reflect Change in
Company
Name)
19 Board Authorization Mgmt For For For
Regarding Amendments
to
Articles
________________________________________________________________________________
Kaisa Property Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
2168 CINS G52244103 12/15/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Cap for Mgmt For For For
the 2018 Property
Management Services
Framework
Agreement
4 Revised Annual Cap for Mgmt For For For
the 2018 Equipment
Installation Services
Framework
Agreement
5 2020 Property Mgmt For For For
Management Services
Framework
Agreement
6 2020 Equipment Mgmt For For For
Installation Services
Framework
Agreement
________________________________________________________________________________
Kangji Medical Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
09997 CINS G5215A100 05/26/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Frances Fang Mgmt For For For
CHOVANEC
6 Elect JIANG Feng Mgmt For For For
7 Elect GUO Jian Mgmt For For For
8 Elect CHEN Weibo Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kingfa Sci. & Tec. Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600143 CINS Y4455H107 01/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect YUAN Zhimin Mgmt For For For
2 Re-elect LI Nanjing Mgmt For For For
3 Re-elect XIONG Haitao Mgmt For For For
4 Re-elect LI Jianjun Mgmt For For For
5 Re-elect NING Hongtao Mgmt For For For
6 Elect WU Di Mgmt For For For
7 Elect CHEN Pingxu Mgmt For For For
8 Elect YANG Xiong Mgmt For For For
9 Elect ZHU Qianyu Mgmt For For For
10 Elect XIAO Shengfang Mgmt For For For
11 Elect MENG Yuezhong Mgmt For For For
12 Re-elect YE Nanbiao Mgmt For Against Against
13 Re-elect CHEN Guoxiong Mgmt For For For
14 Re-elect ZHU Bing Mgmt For Against Against
________________________________________________________________________________
Kingfa Sci. & Tec. Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600143 CINS Y4455H107 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of 2021 Mgmt For For For
Auditor and Internal
Control
Auditor
7 Authority to Give Mgmt For Against Against
Guarantees for
Subsidiaries and
Guarantees Provided
between
Subsidiaries
8 Implementing Results Mgmt For For For
of 2020 Continuing
Connected
Transactions and 2021
Estimated Continuing
Connected
Transactions
9 Approval of 2021 Line Mgmt For For For
of
Credit
10 Adjustment of Mgmt For For For
Independent
Directors'
Fees
11 Shareholder Returns Mgmt For For For
Plan
(2021-2023)
________________________________________________________________________________
Kunlun Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 01/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for Major
Assets
Restructuring
2 Transaction Mgmt For For For
Counterparties
3 Underlying Assets Mgmt For For For
4 Transaction Method Mgmt For For For
5 Pricing Basis and Mgmt For For For
Transaction Price of
the Underlying
Assets
6 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional
Period
7 Employee Placement Mgmt For For For
8 Delivery Mgmt For For For
9 Transaction Price Mgmt For For For
Payment and Capital
Source
10 Impairment Test and Mgmt For For For
Asset Impairment
Compensation
11 Valid Period of the Mgmt For For For
Resolution
12 THE TRANSACTION Mgmt For For For
CONSTITUTES A
CONNECTED
TRANSACTION
13 THE TRANSACTION DOES Mgmt For For For
NOT CONSTITUTE A
LISTING BY
RESTRUCTURING
14 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
15 The Transaction is in Mgmt For For For
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
16 Report (draft) on the Mgmt For For For
Connected Transaction
Regarding Major
Assets Purchase and
Its
Summary
17 CONDITIONAL AGREEMENT Mgmt For For For
ON ASSETS PURCHASE
VIA CASH PAYMENT TO
BE
SIGNED
18 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Transaction and
the Validity of the
Legal Documents
Submitted
19 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet
Relevant Standards As
Specified by Article
5 of the Notice on
Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
20 Verification Report on Mgmt For For For
the Difference
Between the
Transaction
Principles,
Implementation Agreed
Procedure Report,
Evaluation Report and
Other
Reports
21 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
22 Diluted Immediate Mgmt For For For
Return After the
Transaction, Filling
Measures and
Commitments of
Relevant
Parties
23 STATEMENT ON PRICING Mgmt For For For
BASIS OF MAJOR ASSETS
PURCHASE AND THE
RATIONALITY
24 The Relevant Parties Mgmt For For For
of the Restructuring
Are Qualified to
Participate in the
Major Assets
Restructuring
According to Article
13 of the Provisional
Regulations on
Enhancing Supervision
on Abnormal Stock
Trading Regarding
Major Assets
Restructuring of
List
25 APPOINTMENT OF Mgmt For For For
SECURITIES SERVICE
AGENCY FOR THE
TRANSACTION
26 FULL AUTHORIZATION TO Mgmt For For For
THE BOARD TO HANDLE
MATTERS REGARDING THE
TRANSACTION
________________________________________________________________________________
Kunlun Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 03/15/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding External
Investment of
Wholly-owned
Subsidiaries
________________________________________________________________________________
Kunlun Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 05/14/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ISSUANCE OF DEBT Mgmt For For For
FINANCING PLAN IN
BEIJING FINANCIAL
ASSETS
EXCHANGE
2 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Debt
Financing Plan in
Beijing Financial
Assets
Exchange
________________________________________________________________________________
Kunlun Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For For For
3 2020 Work Report (ZHAO Mgmt For For For
Baoqing)
4 2020 Work Report (CHEN Mgmt For For For
Hao)
5 2020 Work Report (XUE Mgmt For For For
Lei)
6 2020 Supervisors' Mgmt For For For
Report
7 2020 Accounts and Mgmt For For For
Reports
8 2020 Allocation of Mgmt For For For
Dividends
9 Re-appointment of Mgmt For For For
Auditor for
2021
10 Amendments to Articles Mgmt For For For
11 Shareholder Returns Mgmt For For For
Plan for the Next
Three Years
(2021-2023)
12 Change of the Mgmt For For For
Company's Name and
Amendments to
Articles
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kunlun Tech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300418 CINS Y0R7Z5109 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LV Jie Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kunwu Jiuding Investment Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600053 CINS Y4444Q101 04/02/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Domicile
and Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Kunwu Jiuding Investment Holdings Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600053 CINS Y4444Q101 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For Abstain Against
3 2020 Supervisors' Mgmt For Abstain Against
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of 2021 Mgmt For For For
Auditor and Internal
Control
Auditor
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 03/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Qihong as Mgmt For For For
Non- Independent
Director
2 Elect QU Xin as Mgmt For For For
Independent
Director
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 09/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Issuance of
Convertible Bonds to
Non-specific
Parties
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determining Method for Mgmt For For For
the Number of
Converted
Shares
11 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
12 Downward Adjustment of Mgmt For For For
the Conversion
Price
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholder
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
21 The Valid Period of Mgmt For For For
the Plan for
Convertible Bond
Issuance
22 PREPLAN FOR ISSUANCE Mgmt For For For
OF CONVERTIBLE BONDS
TO NON-SPECIFIC
PARTIES
23 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
24 Demonstration Analysis Mgmt For For For
Report on the Plan
for Issuance of
Convertible Bonds to
Non-specific
Parties
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Issuance of
Convertible Bonds to
Non-specific
Parties
26 STATEMENT ON THE USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
27 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2020
to
2022
28 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of
Convertible Bonds to
Non-specific
Parties
29 Diluted Immediate Mgmt For For For
Return after the
Issuance of
Convertible Bonds to
Non-specific Parties,
Filling Measures and
Relevant
Commitments
________________________________________________________________________________
Lepu Medical Technology (Beijing) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300003 CINS Y52384107 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the STAR Board is in
Compliance with
Relevant Laws and
Regulations
2 Listing Place Mgmt For For For
3 Stock Type Mgmt For For For
4 Par Value Mgmt For For For
5 Issuance Targets Mgmt For For For
6 Listing Date Mgmt For For For
7 Issuing Method Mgmt For For For
8 Issuing Scale Mgmt For For For
9 Pricing Method Mgmt For For For
10 Purpose of the Raised Mgmt For For For
Funds
11 Other Matters Related Mgmt For For For
to the
Offering
12 Preplan for the Mgmt For For For
Spin-off Listing of a
Subsidiary on the
STAR Board
(revised)
13 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with the
Notice on Several
Issues Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Domestically
Listed
Companies
14 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the STAR Board is for
the Rights and
Interests of
Shareholders and
Creditors
15 STATEMENT ON Mgmt For For For
MAINTAINING
INDEPENDENCE AND
SUSTAINABLE
PROFITABILITY
16 THE SUBSIDIARY IS Mgmt For For For
CAPABLE OF CONDUCTING
LAW-BASED
OPERATION
17 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
and the Validity of
the Legal Documents
Submitted
18 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity and
Feasibility of the
Spin-off
Listing
19 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Spin-off
Listing
20 IMPLEMENTING THE STOCK Mgmt For For For
OWNERSHIP PLAN BY A
SUBSIDIARY
21 Connected Transactions Mgmt For For For
Regarding Holding
Shares in the
Subsidiary by Some
Senior Management
Members
22 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
SHAREHOLDING
PLAN
________________________________________________________________________________
Liaoning Fu-An Heavy Industry Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603315 CINS Y5S60N108 02/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Authority to Give Mgmt For For For
Guarantees
2 Change of Business Mgmt For For For
Scope and Amendments
to
Articles
________________________________________________________________________________
Limin Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002734 CINS Y527AU107 03/12/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 By-election of Mgmt For For For
Director ZHANG
Qing
2 By-election of Mgmt For For For
Independent Director
CHENG
Li
3 APPOINTMENT OF 2020 Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 05/06/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 First Phase Ownership Mgmt For Against Against
Scheme under
the
Medium to Long-term
Business Partner
Share Ownership
Scheme
2 Administrative Mgmt For Against Against
Measures of the First
Phase Ownership
Scheme under the
Medium to Long-term
Business Partner
Share Ownership
Scheme
3 Board Authorization Mgmt For Against Against
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Annual Report Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Adjustment to Mgmt For For For
Investment Plans of
Certain Projects
Invested with
Proceeds
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Give Mgmt For For For
Guarantees to
Subsidiaries
9 Authority to Give Mgmt For For For
Guarantees to
Controlling
Subsidiary Livzon
MAB
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase H
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Livzon Pharmaceutical Group Inc.
Ticker Security ID: Meeting Date Meeting Status
1513 CINS Y9890T111 05/20/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase H
Shares
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Logan Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
3380 CINS G55555109 06/18/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAI Zhuobin Mgmt For For For
6 Elect ZHONG Huihong Mgmt For For For
7 Elect ZHANG Huaqiao Mgmt For Against Against
8 Elect Rebecca LIU Ka Mgmt For Against Against
Ying
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Longfor Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0960 CINS G5635P109 06/16/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHAO Yi Mgmt For For For
6 Elect Frederick P. Mgmt For For For
Churchouse
7 Elect ZENG Ming Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement of Projects Mgmt For For For
Financed with the
Raised Funds from the
2018 Rights Issue and
Use the Surplus
Raised Funds for New
Projects and
Permanently
Supplementing the
Working
Capital
2 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A
PROJECT
3 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
4 2021 ESTIMATED Mgmt For Against Against
ADDITIONAL FINANCING
GUARANTEE
5 2021 ESTIMATED Mgmt For Against Against
ADDITIONAL
PERFORMANCE
GUARANTEE
6 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
7 The Company's Mgmt For Against Against
Application for
Credit Business to a
Company and Provision
of Guarantee for a
Wholly-owned
Subsidiary
8 The Company's Mgmt For Against Against
Application for
Credit Business to
Another Bank and
Provision of
Guarantee for the
Above Wholly-owned
Subsidiary
9 Provision of Guarantee Mgmt For Against Against
for the Above
Wholly-owned
Subsidiary's
Application for
Credit Business to a
Bank
10 Provision of Guarantee Mgmt For Against Against
for a 2nd
Wholly-owned
Subsidiary's
Application for
Credit Business to a
Bank
11 Provision of Guarantee Mgmt For Against Against
for a 3rd
Wholly-owned
Subsidiary's
Application for
Credit Business to a
Bank
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 06/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE ELIGIBILITY FOR Mgmt For For For
THE PUBLIC OFFERING
OF CONVERTIBLE
CORPORATE
BONDS
2 TYPE OF SECURITIES TO Mgmt For For For
BE
ISSUED
3 ISSUANCE SIZE Mgmt For For For
4 FACE VALUE AND Mgmt For For For
ISSUANCE
PRICE
5 BOND TERM Mgmt For For For
6 INTEREST RATE OF BONDS Mgmt For For For
7 TERM AND METHOD OF Mgmt For For For
INTEREST
PAYMENT
8 MATTERS OF GUARANTEE Mgmt For For For
9 SHARE CONVERSION PERIOD Mgmt For For For
10 DETERMINATION AND Mgmt For For For
ADJUSTMENT OF SHARE
CONVERSION
PRICE
11 REVISION OF THE Mgmt For For For
CONVERSION PRICE
DOWNWARD
12 DETERMINATION METHOD Mgmt For For For
OF CONVERSION
SHARES
13 REDEMPTION PROVISIONS Mgmt For For For
14 ARTICLES FOR PUT Mgmt For For For
15 ATTRIBUTION OF Mgmt For For For
DIVIDEND IN THE YEAR
OF
CONVERSION
16 METHOD OF ISSUANCE AND Mgmt For For For
SUBSCRIBERS
17 ARRANGEMENT FOR THE Mgmt For For For
PLACEMENT TO ORIGINAL
SHAREHOLDERS OF THE
COMPANY
18 BONDHOLDERS AND THE Mgmt For For For
MEETING OF
BONDHOLDERS
19 USE OF PROCEEDS Mgmt For For For
20 ACCOUNT FOR DEPOSIT OF Mgmt For For For
PROCEEDS
21 VALID PERIOD OF THE Mgmt For For For
SCHEME ON THE
OFFERING OF
CONVERTIBLE CORPORATE
BONDS
22 THE PLAN OF THE PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS OF THE
COMPANY
23 The Feasibility Mgmt For For For
Concerning the
Committed Investment
Projects Funded by
the Proceeds from the
Public Offering of
Convertible Corporate
Bonds of the
Company
24 THE REPORT CONCERNING Mgmt For For For
USES OF PROCEEDS
RAISED
PREVIOUSLY
25 Request the General Mgmt For For For
Meeting of
Shareholders to Fully
Authorize the Board
of Directors and its
Authorized Person to
Handle Matters in
Relation to this
Public Offering of
Convertible Corporate
Bonds
26 THE DIVIDEND RETURN Mgmt For For For
PLAN OF THE COMPANY
(2020-2022)
27 The Dilution of Mgmt For For For
Current Returns Upon
the Public Offering
of Convertible
Corporate Bonds of
the Company Filling
Measures and
Commitments
28 Procedures for Meeting Mgmt For For For
of Holders of
Convertible Corporate
Bonds
29 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
30 2020 Work Report of Mgmt For For For
the Supervisory
Committee
31 2020 Financial Mgmt For For For
Accounts
Report
32 2020 ANNUAL REPORT Mgmt For For For
33 2020 Work Report of Mgmt For For For
Independent
Directors
34 PLAN ON PROFIT Mgmt For For For
DISTRIBUTION AND
CAPITALIZATION OF
CAPITAL RESERVE FOR
2020
35 SPECIAL REPORT ON Mgmt For For For
DEPOSIT AND USES OF
THE PROCEEDS FOR
2020
36 REAPPOINT THE Mgmt For For For
ACCOUNTING
FIRM
37 THE REMUNERATION OF Mgmt For For For
DIRECTORS AND
SUPERVISORS OF THE
COMPANY FOR
2021
38 Change the Registered Mgmt For For For
Capital and to Revise
the Articles of
Association of the
Company
________________________________________________________________________________
Longi Green Energy Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
601012 CINS Y9727F102 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
2 ADJUSTMENT OF THE Mgmt For For For
NUMBER AND REPURCHASE
PRICE OF SOME
RESTRICTED STOCKS
UNDER THE RESTRICTED
STOCK INCENTIVE
PLAN
3 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
________________________________________________________________________________
Luoxin Pharmaceuticals Group Stock Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002793 CINS Y988D3108 05/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Annual Accounts Mgmt For For For
Reports
4 2020 Annual Financial Mgmt For For For
Budget
Reports
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 Remuneration Plan Mgmt For For For
for
Directors
8 2021 Remuneration Plan Mgmt For For For
for
Supervisors
9 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
10 2020 Performance Mgmt For For For
Commitments
Fulfillment of a
Company and
Adjustment of
Performance
Commitments
Plan
11 Confirmation of 2020 Mgmt For For For
Continuing Connected
Transactions and 2021
Estimated Continuing
Connected
Transactions
12 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
FROM BANKS WITH
PROPRIETARY
FUNDS
13 2021 BANK CREDIT LINE Mgmt For For For
AND EXTERNAL
GUARANTEE
QUOTA
14 Elect GUO Yunpei Mgmt For For For
15 Elect CHEN Ming Mgmt For For For
________________________________________________________________________________
Luoxin Pharmaceuticals Group Stock Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002793 CINS Y988D3108 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Some Mgmt For For For
Stock Options, and
Repurchase and
Cancellation of Some
Restricted
Stocks
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Luxshare Precision Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Independent Mgmt For For For
Directors'
Report
7 Re-appointment of Mgmt For For For
Auditor
8 Amendments to Articles Mgmt For For For
9 Amendments to Mgmt For Abstain Against
Management System for
External
Investment
10 Authority to Provide Mgmt For For For
Guarantees to
Overseas Wholly-Owned
Subsidiaries
11 Re-elect WANG Laichun Mgmt For For For
12 Re-elect WANG Laisheng Mgmt For For For
13 Elect LI Wei Mgmt For For For
14 Elect WANG Tao Mgmt For For For
15 Re-elect ZHANG Ying Mgmt For For For
16 Elect LIU Zhonghua Mgmt For For For
17 Elect SONG Yuhong Mgmt For For For
18 Re-elect XIA Yanrong Mgmt For For For
19 Re-elect MO Rongying Mgmt For Against Against
________________________________________________________________________________
Luxshare Precision Industry Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002475 CINS Y7744X106 07/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension the Valid Mgmt For For For
Period of Convertible
Corporate
Bonds
2 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
Extension of
Convertible Corporate
Bonds' Valid
Period
________________________________________________________________________________
Luzhoulaojiao Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000568 CINS Y5347R104 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 Elect LIU Miao Mgmt For For For
8 Elect LIN Feng Mgmt For For For
9 Elect WANG Hongbo Mgmt For For For
10 Elect SHEN Caihong Mgmt For For For
11 Elect QIAN Xu Mgmt For Against Against
12 Elect YING Hanjie Mgmt For For For
13 Elect LIU Junhai Mgmt For For For
14 Elect CHEN Youan Mgmt For For For
15 Elect SUN Dongsheng Mgmt For For For
16 Elect LV Xianpei Mgmt For For For
17 Elect YANG Ping Mgmt For Against Against
18 Elect LIAN Jin Mgmt For For For
19 Elect GUO Shihua Mgmt For Against Against
________________________________________________________________________________
Midea Real Estate Holding Limited
Ticker Security ID: Meeting Date Meeting Status
3990 CINS G60920108 06/04/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YAO Wei Mgmt For For For
6 Elect ZHAO Jun Mgmt For Against Against
7 Elect LU Qi Mgmt For For For
8 Elect WANG Quanhui Mgmt For For For
9 Directors' fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Application for Credit Mgmt For For For
Line to Banks and
Other Financial
Institutions by the
Company and Its
Controlled
Subsidiaries
8 ESTIMATED GUARANTEE Mgmt For Against Against
QUOTA OF THE COMPANY
AND ITS CONTROLLED
SUBSIDIARIES
9 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS AND
SUPERVISORS
10 APPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT
FIRM
11 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
12 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
First Granted Under
2019 Restricted Stock
Incentive
Plan
13 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATIONS
14 ISSUANCE OF SUPER AND Mgmt For For For
SHORT-TERM COMMERCIAL
PAPERS
15 PROVISION OF GUARANTEE Mgmt For Against Against
FOR THE PAYMENT OF
RAW MATERIALS FOR
SUBSIDIARIES
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 06/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Report on the Mgmt For For For
use of Previously
Raised
Funds
2 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 09/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Bondholders and Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Raised Funds Deposit Mgmt For For For
Account
21 The Valid Period of Mgmt For For For
the Plan for
Convertible Bond
Issuance
22 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE
BONDS
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
24 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
25 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Public
Issuance of
Convertible Corporate
Bonds, Filling
Measures and
Commitments of
Relevant
Parties
26 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
27 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
28 Setting Up a Dedicated Mgmt For For For
Account for the Funds
Raised from the
Public Issuance of
Convertible Corporate
Bonds
29 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
30 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
31 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Muyuan Foodstuff Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002714 CINS Y6149B107 12/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADJUSTMENT OF THE Mgmt For For For
VALID PERIOD OF THE
PLAN FOR PUBLIC
ISSUANCE OF
CONVERTIBLE
BONDS
2 ADJUSTMENT OF THE Mgmt For For For
PREPLAN FOR PUBLIC
ISSUANCE OF
CONVERTIBLE
BONDS
3 ADJUSTMENT OF THE FULL Mgmt For For For
AUTHORIZATION TO THE
BOARD TO HANDLE
MATTERS REGARDING THE
PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
4 2021 ESTIMATED Mgmt For Against Against
CONTINUING CONNECTED
TRANSACTIONS
5 PROVISION OF GUARANTEE Mgmt For For For
FOR THE PAYMENT OF
RAW MATERIALS FOR
SUBSIDIARIES
6 CAPITAL INCREASE IN Mgmt For For For
SUBSIDIARIES WITH
PROPRIETARY
FUNDS
________________________________________________________________________________
Nanhua Instruments Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300417 CINS Y6204M105 01/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2021 RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.6600000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
5 REMUNERATION FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
6 2021 REAPPOINTMENT OF Mgmt For Abstain Against
AUDIT
FIRM
7 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
8 2021 Application for Mgmt For For For
Comprehensive Credit
Line by the Company
and Its
Subsidiaries
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 06/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Yuxiang Mgmt For For For
2 Elect LIU Zhen Mgmt For For For
3 Elect KONG Haibin Mgmt For For For
4 Elect YANG Xiuqin Mgmt For For For
5 Elect SHEN Jiaming Mgmt For For For
6 Elect YU Hanqing Mgmt For For For
7 Elect WANG Haifeng Mgmt For For For
8 Elect WU Xiaoya Mgmt For For For
9 Elect MA Weimin Mgmt For For For
10 Elect ZHENG Dingxia Mgmt For Against Against
11 Elect CHEN Xiaojie Mgmt For For For
________________________________________________________________________________
NanJi E-Commerce Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002127 CINS Y4447Q108 10/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions with
Regard to
Establishment of a
Joint Venture by the
Company and its De
Facto
Controller
________________________________________________________________________________
Nanjing Kangni Mechanical&Electrical Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603111 CINS Y6S9BA106 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Re-appointment of Mgmt For For For
Auditor for
2021
6 Authority to Give Mgmt For For For
External Guarantees
in
2021
7 Investment in Cash Mgmt For For For
Management Products
Using Temporarily
Idle
Funds
8 2020 Allocation of Mgmt For For For
Profits
________________________________________________________________________________
Nanning Sugar Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000911 CINS Y6204B109 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Launching Financial Mgmt For For For
Leasing
Transactions
2 Elect MIAO Li as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Nanning Sugar Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000911 CINS Y6204B109 10/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ACQUISITION OF 20.68 Mgmt For For For
PERCENT EQUITIES IN A
COMPANY BY A
CONTROLLED
SUBSIDIARY
2 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
3 Elect ZHU Chunsong as Mgmt For Against Against
a Shareholder
Supervisors
________________________________________________________________________________
Nanning Sugar Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000911 CINS Y6204B109 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding
Participation in a
Controlled
Subsidiary's Targeted
Share
Offering
________________________________________________________________________________
Nantong Acetic Acid Chemical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603968 CINS Y6427G109 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Annual Accounts Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 The Company's Mgmt For For For
Application for
Comprehensive Credit
Line to
Banks
7 PLAN FOR 2021 Mgmt For For For
GUARANTEE FOR
SUBSIDIARIES
8 APPOINTMENT OF AUDIT Mgmt For For For
FIRM
9 LAUNCHING FINANCIAL Mgmt For For For
DERIVATIVES
BUSINESS
10 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
11 Elect ZHANG Jian Mgmt For For For
12 Elect CHENG Gang Mgmt For Against Against
________________________________________________________________________________
Nantong Jianghai Capacitor Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002484 CINS Y619A3102 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Accounts and Mgmt For For For
Reports
2 2020 Directors' Report Mgmt For For For
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 Allocation of Mgmt For For For
Profits/Dividends
5 2021 Re-Appointment of Mgmt For For For
Auditor
6 2020 Internal Control Mgmt For For For
Self- Evaluation
Report
7 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 2020 Supervisors' Mgmt For For For
Report
9 Supplement Working Mgmt For For For
Capital with Idle
Raised
Funds
________________________________________________________________________________
Nanxing Machinery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002757 CINS Y619AJ107 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
3 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
4 2020 Work Report of Mgmt For For For
the Board of
Supervisors
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS AND
SENIOR
MANAGEMENT
8 2021 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
9 2021 APPOINTMENT OF Mgmt For For For
AUDIT
FIRM
10 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH PROPRIETARY
FUNDS
11 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-public Share
Offering
12 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-public Share
Offering
13 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
14 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
15 Elect ZHAN Jianxing Mgmt For For For
16 Elect WANG Yujie Mgmt For For For
17 Elect ZHAN Renning Mgmt For For For
18 Elect WANG Jingda Mgmt For For For
19 Elect ZENG Qingmin Mgmt For For For
20 Elect GAO Xinhui Mgmt For For For
21 Elect YAO Zuowei Mgmt For For For
22 Elect LIN Huifang Mgmt For For For
23 Elect LIANG Haowei Mgmt For Against Against
________________________________________________________________________________
NARI Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL ACCOUNTS Mgmt For For For
2 2020 Profit Mgmt For For For
Distribution
Plan
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
4 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
5 2020 Work Report of Mgmt For For For
the Board of
Supervisors
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 2021 FINANCIAL BUDGET Mgmt For For For
8 2021 CONTINUING Mgmt For For For
CONNECTED
TRANSACTIONS
9 2021 ENTRUST LOAN Mgmt For For For
QUOTA AMONG INTERNAL
ENTERPRISES
10 Connected Transactions Mgmt For For For
Regarding Application
for Entrust Loans
from the Controlling
Shareholder
11 2021 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
12 Change of the Mgmt For For For
Implementing Parties
of Some Projects
Financed with Raised
Funds
13 Application for Mgmt For For For
Issuance of Debt
Financing Instruments
to the National
Association of
Financial Market
Institutional
Investors
14 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bond
15 Public Issuance of Mgmt For For For
Corporate Bonds: Par
Value, Issuing Method
and Issuing
Volume
16 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS: BOND
DURATION
17 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
REPAYING THE
PRINCIPAL AND
INTEREST
18 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
INTEREST RATE AND ITS
DETERMINING
METHOD
19 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
ISSUING
TARGETS
20 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
PURPOSE OF THE RAISED
FUNDS
21 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
GUARANTEE
ARRANGEMENT
22 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
REDEMPTION OR RESALE
CLAUSES
23 Public Issuance of Mgmt For For For
Corporate Bonds: The
Company's Credit
Conditions and
Repayment Guarantee
Measures
24 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
LISTING
PLACE
25 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS:
UNDERWRITING
METHOD
26 PUBLIC ISSUANCE OF Mgmt For For For
CORPORATE BONDS: THE
VALID PERIOD OF THE
RESOLUTION
27 Full Authorization to Mgmt For For For
the Board or Its
Authorized Persons to
Handle Matters
Regarding the
Issuance of Corporate
Bonds
28 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
29 Elect DOU Xiaobo Mgmt For For For
________________________________________________________________________________
NARI Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600406 CINS Y6S99Q112 06/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HU Jiangyi Mgmt For For For
2 Elect ZHENG Zongqiang Mgmt For Against Against
________________________________________________________________________________
NetEase Inc
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 09/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For Against Against
4 Elect Joseph Tong Mgmt For For For
5 Elect FENG Lun Mgmt For For For
6 Elect LEUNG Man Kit Mgmt For Against Against
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Neway Valve (Suzhou) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603699 CINS Y6280S109 01/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YAO Jiong Mgmt For For For
________________________________________________________________________________
Neway Valve (Suzhou) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603699 CINS Y6280S109 07/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance
of
Convertible Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Bond Duration Mgmt For For For
5 Par Value and Issue Mgmt For For For
Price
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination of the Mgmt For For For
Conversion
Price
10 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends After the
Conversion
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Guarantee Matters Mgmt For For For
21 Rating Arrangement Mgmt For For For
22 Deposit and Management Mgmt For For For
of the Raised
Funds
23 The Valid Period of Mgmt For For For
the
Plan
24 Preplan for Public Mgmt For For For
Issuance of
Convertible Corporate
Bonds
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the Public
Issuance of
Convertible Corporate
Bonds
26 Diluted Immediate Mgmt For For For
Return After the
Public Issuance
of
Convertible Corporate
Bonds, Filling
Measures
and
Commitments of
Relevant
Parties
27 No Need to Prepare Mgmt For For For
Report on the Use of
Previously Raised
Funds
28 Formulation of the Mgmt For For For
Rules Governing the
Meetings
of
Bondholders of the
Company's Convertible
Bonds
29 Shareholder Return Mgmt For For For
Plan for the Next
Three Years
from
2020 to 2022
30 Appoint an Audit Firm Mgmt For For For
for the Public
Issuance of
Convertible Bonds of
the
Company
31 Full Authorization to Mgmt For For For
the Board and Its
Authorized
Persons to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
________________________________________________________________________________
Neway Valve (Suzhou) Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603699 CINS Y6280S109 08/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Settlement of Some Mgmt For For For
Projects Financed
with Raised Funds and
Use the Surplus
Raised Funds for New
Projects
2 Connected Transaction Mgmt For For For
Regarding the
Purchase of Fixed
Assets by a
Wholly-own
Subsidiary
3 Increase 2020 Daily Mgmt For For For
Connected
Transactions
4 Capital Increase in a Mgmt For For For
Wholly-own
Company
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ningbo David Medical Device Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300314 CINS Y6196L107 03/03/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Work Report of Mgmt For For For
Independent
Directors
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 REMUNERATION FOR Mgmt For For For
DIRECTORS
8 REMUNERATION FOR Mgmt For For For
SUPERVISORS
9 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
10 Amendments to the Mgmt For For For
Implementing Rules
for Online Voting
System at
Shareholders General
Meetings
11 AMENDMENTS TO THE Mgmt For For For
EXTERNAL INVESTMENT
DECISION-MAKING
SYSTEM
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 Shareholder Return Mgmt For For For
Plan for the Next
Three Years from 2021
to
2023
________________________________________________________________________________
Ningbo Donly Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002164 CINS Y62906105 01/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Jilong Mgmt For For For
2 Elect ZHENG Caigang Mgmt For For For
3 Elect SONG Hetao Mgmt For For For
4 Elect LUO Yuefang Mgmt For For For
5 Elect DING Bichun Mgmt For For For
6 Elect XU Junjie Mgmt For For For
7 Elect LOU Baijun Mgmt For For For
8 Elect ZHANG Yongmin Mgmt For For For
9 Elect PU Yiwei Mgmt For For For
10 Elect DING Weimin Mgmt For Against Against
11 Elect CAI Hanlong Mgmt For For For
________________________________________________________________________________
Ningbo Marine Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600798 CINS Y62984102 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONTINUATION OF Mgmt For For For
GUARANTEE FOR THE
FINANCING OF A
COMPANY
2 THE CHARTER BOAT Mgmt For For For
TRANSPORT AGREEMENT
TO BE SIGNED WITH THE
ABOVE
COMPANY
3 Elect QIN Junning Mgmt For For For
4 Elect MAO Shenliang Mgmt For Against Against
5 Elect BAO Lingxia Mgmt For Against Against
________________________________________________________________________________
Ningbo Orient Wires & Cables Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603606 CINS Y6365U102 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2021 Financial Budget Mgmt For For For
6 2020 Allocation of Mgmt For For For
Dividends
7 Re-Appointment of Mgmt For For For
Auditor for
2021
8 2020 Independent Mgmt For For For
Directors'
Report
9 Approval of Raw Mgmt For Abstain Against
Material Futures
Hedging
Business
________________________________________________________________________________
Ningbo Orient Wires & Cables Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603606 CINS Y6365U102 06/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
2 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholder General
Meetings
3 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
4 AMENDMENTS TO THE Mgmt For For For
RAISED FUNDS
MANAGEMENT
SYSTEM
5 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
DECISION-MAKING
SYSTEM
________________________________________________________________________________
Ningbo Peacebird Fashion Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603877 CINS Y6366S106 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Annual Account Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 INTERNAL CONTROL Mgmt For For For
EVALUATION
REPORT
6 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as follows: 1) Cash
Dividend/10 Shares
(Tax Included):
CNY8.00000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
7 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
8 2021 Provision of Mgmt For For For
Guarantee Quota for
The
Financing
9 2021 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
10 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
11 Adjustment of The Mgmt For For For
Quota of Proprietary
Funds for Cash
Management
12 DETERMINATION OF 2020 Mgmt For For For
REMUNERATION FOR
DIRECTORS AND
SUPERVISORS
________________________________________________________________________________
Ningbo Peacebird Fashion Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603877 CINS Y6366S106 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Paying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment Method of
the Conversion
Price
10 Determining Method for Mgmt For For For
the Number of
Converted Shares and
Treatment Method in
Case the Remaining
Convertible Bonds
Cannot Be Converted
into One Common Share
when Conversion
Happens
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends After the
Conversion
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
17 Bondholders and Mgmt For For For
Bondholders
Meetings
18 Purpose of the Raised Mgmt For For For
Funds
19 Setting Up a Deposit Mgmt For For For
Account for Raised
Funds
20 Guarantee Matters Mgmt For For For
21 The Valid Period of Mgmt For For For
the Issuance
Plan
22 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
24 Impact on the Mgmt For For For
Company's Major
Financial Indicators
of the Diluted
Immediate Return
After the Public
Issuance of
Convertible Corporate
Bonds and Filling
Measures and
Commitments of
Relevant
Parties
25 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
26 Formulation of the Mgmt For For For
Rules Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
27 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Public Issuance of
Convertible Corporate
Bonds
28 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Ningbo United Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600051 CINS Y6365V100 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For Abstain Against
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2021 Financial Budget Mgmt For For For
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 Approval of 2021 Mgmt For For For
Guarantee
Quota
8 Re-appointment of Mgmt For For For
Auditor and Internal
Control Auditor for
2021
9 Authorisation to the Mgmt For For For
Chairman of the Board
to Sell the Company's
Transactional
Financial Assets at
an Appropriate
Time
10 Adjustment to Mgmt For For For
Independent
Directors'
Fees
11 Elect YE Zhou Mgmt For Against Against
________________________________________________________________________________
Ningbo United Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600051 CINS Y6365V100 06/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Additional Continuing Mgmt For For For
Connected
Transactions Quota
Between a
Wholly-owned
Subsidiary and a
Company and Renewal
of the Entrusted
Processing
Contract
________________________________________________________________________________
Ningxia Buliding Materials Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600449 CINS Y63663119 04/09/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
________________________________________________________________________________
Ningxia Buliding Materials Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600449 CINS Y63663119 05/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATIONS OF THE
COMPANY
2 Connected Transactions Mgmt For For For
Agreement Between a
Controlled Subsidiary
and a
Company
3 Connected Transactions Mgmt For For For
Agreement Between a
Wholly-owned
Subsidiary and the
above
Company
4 Elect ZHANG Wenjun Mgmt For For For
5 Elect HUANG Aixue Mgmt For For For
6 Elect CHEN Shining Mgmt For For For
7 Elect YIN Zibo Mgmt For For For
8 Elect YU Mingqing Mgmt For For For
9 Elect YU Kaijun Mgmt For For For
10 Elect WANG Yulin Mgmt For For For
11 Elect ZHU Yu Mgmt For Against Against
12 Elect CUI Xiangyang Mgmt For For For
________________________________________________________________________________
Ningxia Buliding Materials Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600449 CINS Y63663119 08/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Ningxia Buliding Materials Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600449 CINS Y63663119 12/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 APPOINTMENT OF 2020 Mgmt For For For
FINANCIAL AUDIT
FIRM
2 APPOINTMENT OF 2020 Mgmt For For For
INTERNAL CONTROL
AUDIT
FIRM
3 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
4 Change of the Period Mgmt For For For
for Fulfilling
Commitments on
Avoidance of
Horizontal
Competition by the
Controlling
Shareholder and the
Actual
Controller
________________________________________________________________________________
Oceans King Lighting Science & Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002724 CINS Y6413Q103 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Setting Up
a Controlled
Subsidiary of a
Company
2 Connected Transaction Mgmt For For For
Regarding Setting Up
a Controlled
Subsidiary of Another
Company
3 Connected Transaction Mgmt For For For
Regarding Setting Up
a Controlled
Subsidiary of a 3rd
Company
4 Connected Transaction Mgmt For For For
Regarding Setting Up
a Controlled
Subsidiary of a 4th
Company
5 Connected Transaction Mgmt For For For
Regarding Setting Up
a Controlled
Subsidiary of a 5th
Company
________________________________________________________________________________
Oceans King Lighting Science & Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002724 CINS Y6413Q103 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
8 CASH MANAGEMENT WITH Mgmt For For For
TEMPORARILY IDLE
RAISED
FUNDS
9 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
10 FORMULATION OF THE Mgmt For For For
SHAREHOLDER RETURN
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
11 Change of the Purpose Mgmt For For For
of Some Raised Funds
and Extension of Some
Projects Financed
with Raised
Funds
12 Amendments to the Mgmt For For For
Company's Articles of
Association
13 AMENDMENTS TO THE Mgmt For For For
INFORMATION
DISCLOSURE MANAGEMENT
SYSTEM
14 AMENDMENTS TO THE Mgmt For For For
REGISTRATION AND
MANAGEMENT SYSTEM FOR
PERSONS WITH INSIDER
INFORMATION
15 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Shareholders' General
Meetings
16 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
17 AMENDMENTS TO THE Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
18 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
19 STATEMENT ON Mgmt For For For
FULFILLMENT OF 2020
PERFORMANCE
COMMITMENTS REGARDING
A
COMPANY
________________________________________________________________________________
Oceans King Lighting Science & Technology Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
002724 CINS Y6413Q103 11/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Auditor Mgmt For For For
________________________________________________________________________________
Ourpalm Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300315 CINS Y6298P105 01/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LU Chuang as Mgmt For For For
Director
2 Elect CHEN Hao as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Ovctek China Inc.
Ticker Security ID: Meeting Date Meeting Status
300595 CINS Y0483P103 04/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
7 Change of the Mgmt For For For
Company's Registered
Capital
8 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
9 Amendments to the Mgmt For For For
Company's Articles of
Association and
Authorization to the
Board to Handle the
Industrial and
Commercial
Registration
Amendment
10 Adjustment of low and Mgmt For For For
Medium risk
Investment and Wealth
Management with Idle
Proprietary
Funds
11 Repurchase and Mgmt For For For
Cancellation of Some
First Granted
Restricted Stocks
Under 2017 Restricted
Stock Incentive
Plan
12 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Reserved for Granting
Under 2017 Restricted
Stock Incentive
Plan
13 Repurchase and Mgmt For For For
Cancellation of Some
First Granted
Restricted Stocks
Under 2019 Restricted
Stock Incentive
Plan
14 Amendments to Mgmt For For For
Company's Articles of
Association
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ovctek China Inc.
Ticker Security ID: Meeting Date Meeting Status
300595 CINS Y0483P103 05/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For Against Against
Private
Placement
2 Type of Shares and Par Mgmt For Against Against
Value
3 Issuance Method and Mgmt For Against Against
Date
4 Issuance Targets and Mgmt For Against Against
Subscription
Method
5 Pricing Benchmark Mgmt For Against Against
Date, Issuance Price
and Pricing
Principles
6 Issuance Size Mgmt For Against Against
7 Lock-up Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
Raised
Funds
9 Distribution of Mgmt For Against Against
Accumulated Retained
Profits before the
Issuance
10 Listing Market Mgmt For Against Against
11 Valid Period of the Mgmt For Against Against
Resolution
12 Approval of Mgmt For Against Against
Preliminary Plan of
Private
Placement
13 Demonstration Analysis Mgmt For Against Against
Report for the 2021
Private
Placement
14 Feasibility Report on Mgmt For Against Against
Use of Proceeds from
the Private
Placement
15 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Indemnification Mgmt For Against Against
Arrangements for
Diluted Current
Earnings and
Commitments of
Relevant
Parties
17 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to the
Private
Placement
18 Shareholder Returns Mgmt For For For
Plan for the Next
Three Years
(2021-2023)
19 Amendments to Mgmt For For For
Management System for
Raised
Funds
20 Change of the Mgmt For For For
Company's Business
Scope
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ovctek China Inc.
Ticker Security ID: Meeting Date Meeting Status
300595 CINS Y0483P103 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Stocks Granted for
the First Time Under
2017 Restricted Stock
Incentive
Plan
2 Repurchase and Mgmt For For For
Cancellation of Some
Reserved Granted
Stocks Under 2017
Restricted Stock
Incentive
Plan
3 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
4 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
5 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR 2020
RESTRICTED STOCK
INCENTIVE
PLAN
6 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Restricted Stock
Incentive
Plan
7 AMENDMENTS TO THE 2019 Mgmt For For For
RESTRICTED STOCK
INCENTIVE PLAN AND
ITS
SUMMARY
8 Amendments to the Mgmt For For For
Appraisal Management
Measures for 2019
Restricted Stock
Incentive
Plan
9 Increase of the Mgmt For For For
Company's Registered
Capital
10 Decrease of the Mgmt For For For
Company's Registered
Capital
11 Amendments to the Mgmt For For For
Company's Articles of
Association and
Handling of the
Industrial and
Commercial
Registration
Amendment
________________________________________________________________________________
Pop Mart International Group Limited
Ticker Security ID: Meeting Date Meeting Status
09992 CINS G7170M103 06/01/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect WANG Ning Mgmt For For For
5 Elect YANG Tao Mgmt For For For
6 Elect LIU Ran Mgmt For For For
7 Elect SI De Mgmt For For For
8 Elect TU Zheng Mgmt For For For
9 Elect HE Yu Mgmt For For For
10 Elect ZHANG Jianjun Mgmt For For For
11 Elect WU Liansheng Mgmt For For For
12 Elect Gary NGAN King Mgmt For For For
Leung
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Powerlong Real Estate Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
1238 CINS G72005104 06/11/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HOI Wa Fong Mgmt For Against Against
6 Elect ZHANG Hong Feng Mgmt For For For
7 Elect DING Zu Yu Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Puyang Huicheng Electronic Material Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300481 CINS Y71668100 10/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For Against Against
Formalities
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing
Principles
6 Issuing Volume Mgmt For Against Against
7 Lockup Period Mgmt For Against Against
8 Amount and Purpose of Mgmt For Against Against
the Raised
Funds
9 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits before the
Issuance
10 Listing Place Mgmt For Against Against
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Share
Offering
12 PREPLAN FOR 2020 SHARE Mgmt For Against Against
OFFERING TO SPECIFIC
PARTIES
13 DEMONSTRATION ANALYSIS Mgmt For Against Against
REPORT ON THE PLAN
FOR 2020 SHARE
OFFERING TO SPECIFIC
PARTIES
14 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to be Raised
from the 2020 Share
Offering to Specific
Parties
15 Diluted Immediate Mgmt For Against Against
Return After the 2020
Share Offering to
Specific Parties,
Filling measures and
Commitments of
Relevant
Parties
16 Full Authorization to Mgmt For Against Against
the Board and its
Authorized Persons to
Handle Matters
Regarding the 2020
Share Offering to
Specific
Parties
________________________________________________________________________________
Q Technology (Group) Company Limited
Ticker Security ID: Meeting Date Meeting Status
1478 CINS G7306T105 05/24/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HE Ningning Mgmt For Against Against
6 Elect NG Sui Yin Mgmt For Against Against
7 Elect FAN Fuqiang Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Qianhe Condiment And Food Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603027 CINS Y7166X105 11/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Annual Output of
360,000 Tons of
Condiment Production
Line Project to an
Annual Output of
600,000 Tons of
Condiment Intelligent
Manufacturing
Project
2 PROVISION OF FINANCING Mgmt For For For
GUARANTEE FOR
WHOLLY-OWNED
SUBSIDIARIES
3 Elect HE Zhen Mgmt For For For
4 Elect LUO Hong Mgmt For For For
________________________________________________________________________________
Qingdao Gon Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002768 CINS Y71669108 01/14/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Qingdao Tianneng Heavy Industries Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300569 CINS Y7169Q107 01/12/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
3 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
4 Amendments to Mgmt For For For
Management System for
Connected
Transaction
5 Amendments to Mgmt For For For
Management System for
External
Guarantees
6 Elect OU Huisheng Mgmt For For For
7 Re-elect ZHENG Xu Mgmt For For For
8 Elect HUANG Wenfeng Mgmt For For For
9 Elect MA Xiaochuan Mgmt For For For
10 Elect SONG Kailin Mgmt For For For
11 Re-elect ZHANG Xinghong Mgmt For For For
12 Elect LI Tao Mgmt For For For
13 Elect CHEN Kai Mgmt For For For
14 Re-elect GUO Nianhua Mgmt For For For
15 Elect ZHEN Honglun Mgmt For For For
16 Re-elect YU Fuhai Mgmt For Against Against
________________________________________________________________________________
Qingdao Tianneng Heavy Industries Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300569 CINS Y7169Q107 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 The Company's Mgmt For For For
Eligibility for Share
Offering to Specific
Parties on the
ChiNext
Board
3 Stock Type and Par Mgmt For For For
Value
4 Issuing Method and Date Mgmt For For For
5 Issue Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Targets and Mgmt For For For
Subscription
Method
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before the
Issuance
11 Purpose and Amount of Mgmt For For For
the Raised
Funds
12 The Valid Period of Mgmt For For For
the Resolution on the
Share
Offering
13 DEMONSTRATION ANALYSIS Mgmt For For For
REPORT ON THE PLAN
FOR 2020 SHARE
OFFERING TO SPECIFIC
PARTIES
14 PREPLAN FOR 2020 SHARE Mgmt For For For
OFFERING TO SPECIFIC
PARTIES
15 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the 2020 Share
Offering to Specific
Parties
16 Diluted Immediate Mgmt For For For
Return After the 2020
Share Offering to
Specific Parties,
Filling Measures and
Commitments of
Relevant
Parties
17 CONNECTED TRANSACTIONS Mgmt For For For
INVOLVED IN THE SHARE
OFFERING TO SPECIFIC
PARTIES
18 CONDITIONAL SHARE Mgmt For For For
SUBSCRIPTION
AGREEMENT TO BE
SIGNED WITH RELATED
PARTIES
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Share Offering to
Specific
Parties
20 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
21 Provision of Guarantee Mgmt For Against Against
for a
Subsidiary
________________________________________________________________________________
Riyue Heavy Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603218 CINS Y7304F107 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY3.2000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
7 IMPLEMENTING RESULTS Mgmt For For For
OF 2020 CONTINUING
CONNECTED
TRANSACTIONS AND
ESTIMATION OF 2021
CONTINUING CONNECTED
TRANSACTIONS
8 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
________________________________________________________________________________
Riyue Heavy Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603218 CINS Y7304F107 07/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public A-share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price and Mgmt For Against Against
Pricing Base
Date
6 Issuing Volume Mgmt For Against Against
7 Purpose and Amount of Mgmt For Against Against
the Raised
Funds
8 Lockup Period Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Non-public Share
Offering
12 PREPLAN FOR 2020 Mgmt For For For
NON-PUBLIC A-SHARE
OFFERING
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the 2020
Non-public A-share
Offering
14 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Diluted Immediate Mgmt For Against Against
Return After the 2020
Non-public A-share
Offering, Filling
Measures and
Commitments of
Relevant
Parties
16 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
17 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public A-share
Offering
18 Settlement of Projects Mgmt For For For
Financed with Raised
Funds and Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
19 Change of the Mgmt For For For
Registered Capital of
the Company and
Amendments to the
Articles of
Association of the
Company
________________________________________________________________________________
Riyue Heavy Industry Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603218 CINS Y7304F107 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CAPITAL INCREASE IN Mgmt For For For
SUBSIDIARIES WITH
RAISED
FUNDS
2 CASH MANAGEMENT WITH Mgmt For For For
SOME IDLE RAISED
FUNDS
3 APPLICATION FOR Mgmt For Against Against
COMPREHENSIVE CREDIT
TO FINANCIAL
INSTITUTIONS
4 LAUNCHING THE BILL Mgmt For For For
POOL
BUSINESS
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 01/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ESTIMATED EXTERNAL Mgmt For Against Against
GUARANTEE
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF EXTERNAL Mgmt For For For
FINANCIAL
AID
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 04/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Amendments to Articles Mgmt For Against Against
7 Approval of the Mgmt For For For
Management
Authorization
Regarding the
Financial Assistance
for an Associated
Companies
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 05/14/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF EXTERNAL Mgmt For For For
FINANCIAL
AID
2 Authorization to Mgmt For For For
Invest in Wealth
Management Products
with Short-term Idle
Funds
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 10/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF GUARANTEE Mgmt For Against Against
FOR CONTROLLED
SUBSIDIARIES
2 CAPITAL INCREASE IN Mgmt For For For
CONTROLLED
SUBSIDIARIES
3 CONNECTED TRANSACTION Mgmt For For For
REGARDING FINANCIAL
AID TO CONTROLLED
SUBSIDIARIES
________________________________________________________________________________
Rongan Property Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000517 CINS Y6364R100 12/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROVISION OF EXTERNAL Mgmt For Against Against
FINANCIAL
AID
2 PROVISION OF EXTERNAL Mgmt For Against Against
GUARANTEE
________________________________________________________________________________
S-Enjoy Service Group Co. Limited
Ticker Security ID: Meeting Date Meeting Status
1755 CINS G80325106 06/28/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect QI Xiaoming Mgmt For Against Against
6 Elect LU Zhongming Mgmt For Against Against
7 Elect ZHANG Yan Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
S-Enjoy Service Group Co. Limited
Ticker Security ID: Meeting Date Meeting Status
1755 CINS G80325106 12/21/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2021 Services Mgmt For For For
Framework
Agreement
________________________________________________________________________________
Sanquan Food Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002216 CINS Y98934105 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2021 Financial Budget Mgmt For For For
6 2020 Allocation of Mgmt For For For
Dividends
7 Re-appointment of Mgmt For For For
Auditor for
2021
8 Approval for the Mgmt For For For
Company and Its
Wholly-Owned
Subsidiaries to Apply
for Bank Line of
Credit in
2021
9 Investment in Wealth Mgmt For For For
Management Products
Using Idle
Proprietary
Funds
10 Shareholder Returns Mgmt For For For
Plan for the Next
Three Years
(2021-2023)
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 REMUNERATION Mgmt For For For
APPRAISAL FOR
DIRECTORS AND
SUPERVISORS
7 APPLICATION FOR BANK Mgmt For For For
CREDIT
LINE
8 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 CONNECTED TRANSACTION Mgmt For For For
REGARDING SETTING UP
OF A TRUST
PLAN
10 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
11 LAUNCHING FINANCIAL Mgmt For For For
DERIVATIVES
BUSINESS
12 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE PROPRIETARY
FUNDS
13 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 06/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Application for Mgmt For For For
Registration and
Issuance of Various
Debt Financing
Instruments
("DFIs")
3 Approval to Launch Mgmt For For For
Financial Leasing
Business via Sany
Financial Leasing
Co.,
Limited
4 Related Party Mgmt For Against Against
Transaction regarding
Provision of
Guarantees for
Financing from
Financial
Institutions Applied
by Sany Financial
Leasing Co.,
Limited
5 Approval to Provide Mgmt For For For
Guarantees to
Wholly-Owned
Subsidiaries
6 2021 EMPLOYEE STOCK Mgmt For For For
OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
7 MANAGEMENT MEASURES Mgmt For For For
FOR 2021 EMPLOYEE
STOCK OWNERSHIP
PLAN
8 Board Authorisation to Mgmt For For For
Handle Matters
Related to 2021
Employee Stock
Ownership
Plan
9 Approval to Provide Mgmt For For For
Guarantees to an
Overseas Wholly-Owned
Subsidiary
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 09/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Connected Transaction Mgmt For For For
Regarding Set Up and
Application for
Issuance of Accounts
Receivable
Asset-Backed
Securities
3 CONNECTED TRANSACTION Mgmt For For For
REGARDING SET UP A
COLLECTIVE CAPITAL
TRUST
PLAN
________________________________________________________________________________
Sany Heavy Industry Co
Ticker Security ID: Meeting Date Meeting Status
600031 CINS Y75268105 12/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Increase in Mgmt For For For
2020 Mortgage and
Financial Leasing
Quota and 2021
Forecast Mortgage and
Financing Leasing
Business
2 Approve Carry Out Mgmt For For For
Deposit, Loan and
Financial Management
in Related
Banks
3 Approve Related Party Mgmt For For For
Transaction
4 Approve Provision of Mgmt For Against Against
Guarantee
5 Approve Employee Share Mgmt For Against Against
Purchase
Plan
6 Approve Management Mgmt For Against Against
Method of Employee
Share Purchase
Plan
7 Approve Authorization Mgmt For Against Against
of the Board to
Handle All Matters
Related to Employee
Share Purchase
Plan
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 03/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Non-public Share
Offering
2 Extension of the Valid Mgmt For For For
Period of the Full
Authorization to the
Board to Handle
Matters Regarding the
Non-public Share
Offering
3 Amendments to the Mgmt For For For
Company's Articles of
Association
4 LOANS FROM RELATED Mgmt For For For
PARTIES
5 Decrease in Capital of Mgmt For For For
Project Companies
Jointly-invested in
by the Company and
Related Parties in
Proportion to the
Shareholding in
them
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
6 2020 Profit Mgmt For For For
Distribution
plan
7 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
8 2021 GUARANTEE PLAN Mgmt For Against Against
9 2021 INVESTMENT PLAN Mgmt For For For
10 Elect WANG Xiaosong Mgmt For For For
11 Elect LV Xiaoping Mgmt For For For
12 Elect LIANG Zhicheng Mgmt For For For
13 Elect QU Dejun Mgmt For For For
14 Elect CHEN Songxi Mgmt For For For
15 Elect CHEN Donghua Mgmt For For For
16 Elect XU Jiandong Mgmt For For For
17 Elect LU Zhongming Mgmt For For For
18 Elect TANG Guorong Mgmt For Against Against
________________________________________________________________________________
Seazen Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601155 CINS Y267C9105 12/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Company's Mgmt For For For
Eligibility for
Corporate Bond
Issuance
3 Approve Issue Scale Mgmt For For For
and
Manner
4 Approve Target Mgmt For For For
Subscribers
5 Approve Bond Maturity Mgmt For For For
6 Approve Use of Proceeds Mgmt For For For
7 Approve Credit Mgmt For For For
Enhancement
Mechanism
8 Approve Safeguard Mgmt For For For
Measures of Debts
Repayment
9 Approve Resolution Mgmt For For For
Validity
Period
10 Approve Authorization Mgmt For For For
of the Board to
Handle All Related
Matters
11 Approve Launch of Mgmt For Against Against
Direct
Financing
12 Approve Decrease in Mgmt For For For
Registered Capital
and Amend Articles of
Association
________________________________________________________________________________
SEC Electric Machinery Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
603988 CINS Y29848101 04/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Work Report of Mgmt For For For
Independent
Directors
5 2020 Annual Accounts Mgmt For For For
and 2021 Financial
Budget
Report
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Remuneration for Mgmt For For For
Directors and
Supervisors
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Reappointment of Audit Mgmt For For For
Firm
10 Application for Mgmt For For For
Comprehensive Credit
Line to
Banks
11 Termination of Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
Surplus Raised
Funds
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 01/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Return Mgmt For For For
Plan for the Next
Three Years (2020-
2022)
2 Authority to Renew Mgmt For For For
Bank Credit Line and
Guarantees
________________________________________________________________________________
Shaanxi Coal Industry
Ticker Security ID: Meeting Date Meeting Status
601225 CINS Y7679D109 08/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HE Bingqi Mgmt For Abstain Against
________________________________________________________________________________
Shaanxi International Trust Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
000563 CINS Y7700Z103 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL ACCOUNTS Mgmt For For For
2 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY0.3000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
5 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
6 REAPPOINTMENT OF AUDIT Mgmt For Against Against
FIRM
________________________________________________________________________________
Shandong Dawn Polymer Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002838 CINS Y7T7GC108 04/16/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 Confirmation of 2020 Mgmt For For For
Continuing Connected
Transactions and 2021
Estimated Continuing
Connected
Transactions
8 2021 Application for Mgmt For For For
Comprehensive Credit
Line to Banks by the
Company and Its
Subsidiaries
9 2021 ESTIMATED Mgmt For For For
EXTERNAL GUARANTEE
QUOTA OF THE
COMPANY
10 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE RAISED
FUNDS
11 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH PROPRIETARY
FUNDS
12 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Shandong Dawn Polymer Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002838 CINS Y7T7GC108 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Repurchase and Mgmt For For For
Cancellation of Stock
Options and
Performance
Shares
2 Approve Change in Mgmt For For For
Registered Capital
and Amend Articles of
Association
________________________________________________________________________________
Shandong Head Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002810 CINS Y7T7GD106 04/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For Abstain Against
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For Abstain Against
THE SUPERVISORY
COMMITTEE
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 SPECIAL REPORT ON THE Mgmt For For For
DEPOSIT AND USE OF
RAISED FUNDS IN
2020
7 Appointment of 2021 Mgmt For For For
Auditor
8 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
9 2021 LAUNCHING FORWARD Mgmt For For For
FOREIGN EXCHANGE
SETTLEMENT AND SALE
BUSINESS
10 Approval of Line of Mgmt For For For
Credit for No More
Than RMB 1.0
Billion
11 Authority to Give Mgmt For For For
Guarantees for
Subsidiaries in
Consolidated
Financial
Statements
12 REMUNERATION FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
13 Repurchase and Mgmt For For For
Cancellation of Some
Restricted
Shares
________________________________________________________________________________
Shandong Head Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002810 CINS Y7T7GD106 08/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Type and Par Mgmt For For For
Value
2 Issuing Method and Date Mgmt For For For
3 Pricing Base Date, Mgmt For For For
Pricing Principles
and Issue
Price
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Purpose and Amount of Mgmt For For For
the Raised
Funds
6 Issuing Volume and Mgmt For For For
Subscribing
Amount
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits Before
Completion of the
Non-public Share
Offering
10 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
11 PREPLAN FOR NON-PUBLIC Mgmt For For For
SHARE OFFERING (2ND
REVISION)
12 Amendments to the Mgmt For For For
Feasibility Analysis
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
13 Conditional Mgmt For For For
Supplementary
Agreements to the
Share Subscription
Agreements to Be
Signed with
Subscribers
14 Termination of the Mgmt For For For
Conditional Share
Subscription
Agreements and
Conditional Strategic
Cooperation
Agreements with
Strategic
Investors
15 Adjustment of the Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures
16 Adjustment of the Mgmt For For For
Valid Period of the
Full Authorization to
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Shandong Head Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002810 CINS Y7T7GD106 10/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ESTIMATED Mgmt For For For
ADDITIONAL CONTINUING
CONNECTED
TRANSACTIONS
2 A Wholly-Owned Mgmt For For For
Subsidiary's
Investment in
Construction of a
Cellulose Ether
Production
Project
3 Adjustment of the Mgmt For For For
Guarantee Quota for
Subsidiaries Within
the Scope of
Consolidated
Financial
Statements
4 ADJUSTMENT OF THE Mgmt For For For
FINANCING QUOTA
APPLIED FOR TO
FINANCIAL
INSTITUTIONS
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 05/06/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 FINANCIAL BUDGET Mgmt For For For
REPORT AND BUSINESS
PLAN
7 Implementing Results Mgmt For For For
of 2020 Continuing
Connected
Transactions, and
2021 Continuing
Connected
Transactions
Plan
8 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
9 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
10 Purchase of Liability Mgmt For Abstain Against
Insurance for
Directors,
Supervisors and
Senior
Management
11 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Shandong Linglong Tyre Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
601966 CINS Y76796104 06/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Medium and Long Term
Development Strategic
Plan Outline From
2020 to
2030
2 Investment in Mgmt For For For
Construction of
Factories in
Tongchuan, Shaanxi
and Setting Up
Subsidiaries
________________________________________________________________________________
Shandong Longda Meat Foodstuff Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002726 CINS Y768A0103 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 Work Report of Mgmt For For For
the Board of
Supervisors
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Internal Control Mgmt For For For
Self-evaluation
Report
7 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
8 2021 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AUDIT
FIRM
9 2020 REMUNERATION Mgmt For For For
PAYMENT FOR DIRECTORS
AND SENIOR
MANAGEMENT
10 2020 REMUNERATION Mgmt For For For
PAYMENT FOR
SUPERVISORS
11 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
12 CHANGE OF THE TYPE OF Mgmt For For For
BUSINESS
ENTITY
________________________________________________________________________________
Shandong Lubei Chemical Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600727 CINS Y7678H101 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 BY-ELECTION OF Mgmt For Against Against
SUPERVISOR: YUAN
JINLIANG
________________________________________________________________________________
Shandong Minhe Animal Husbandry Co.
Ticker Security ID: Meeting Date Meeting Status
002234 CINS Y76833105 07/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issuing Price and Mgmt For For For
Pricing
Principles
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Amount and Purpose of Mgmt For For For
the Raised
Funds
9 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
10 Listing Place Mgmt For For For
11 The Valid Period of Mgmt For For For
the
Resolution
12 PREPLAN FOR 2020 Mgmt For For For
NON-PUBLIC SHARE
OFFERING
13 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to
Be
Raised from the
Non-public Share
Offering
14 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public
Share
Offering and Filling
Measures
15 Authorization to the Mgmt For For For
Board to Handle
Matters
Regarding
the Non-public Share
Offering
16 Amendments to Articles Mgmt For For For
17 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholder
Meetings
18 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
19 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisor
Meetings
20 Amendments to Raised Mgmt For Abstain Against
Funds Management
Measures
________________________________________________________________________________
Shandong Wohua Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002107 CINS Y76825101 02/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 LOANS TO CONTROLLED Mgmt For For For
SUBSIDIARIES
8 By-election of ZHOU Mgmt For Against Against
Wanhui as
Non-employee
Supervisor
________________________________________________________________________________
Shandong Xiantan Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002746 CINS Y768A1101 01/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 CASH MANAGEMENT WITH Mgmt For For For
IDLE RAISED
FUNDS
3 CASH MANAGEMENT WITH Mgmt For For For
PROPRIETARY
FUNDS
4 PROVISION OF GUARANTEE Mgmt For For For
FOR THE BANK CREDIT
LINE OF
SUBSIDIARIES
5 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds
from the 2015
Non-public Offering
and Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
6 Provision of Maximum Mgmt For For For
Bank Loan Guarantee
for the Technology
Reform of a
Cooperated
Farm
________________________________________________________________________________
Shandong Xiantan Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002746 CINS Y768A1101 11/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Xinneng Taishan Power Generation Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000720 CINS Y7681G108 09/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 By-election of Mgmt For For For
Non-independent
Director LI
Xiao
________________________________________________________________________________
Shandong Yisheng Livestock & Poultry Breeding Company
Ticker Security ID: Meeting Date Meeting Status
002458 CINS Y76849101 02/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For Against Against
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For Against Against
Value
3 Issuing Method and Date Mgmt For Against Against
4 Issuing Targets and Mgmt For Against Against
Subscription
Method
5 Issue Price, Pricing Mgmt For Against Against
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For Against Against
7 Purpose and Amount of Mgmt For Against Against
the Raised
Funds
8 Lockup Period Mgmt For Against Against
9 Listing Place Mgmt For Against Against
10 Arrangement for the Mgmt For Against Against
Accumulated Retained
Profits
11 The Valid Period of Mgmt For Against Against
the Resolution on the
Share
Offering
12 2021 PREPLAN FOR Mgmt For Against Against
NON-PUBLIC SHARE
OFFERING
13 Feasibility Analysis Mgmt For Against Against
Report on the Use of
Funds to Be Raised
from the Non-public
Share
Offering
14 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
15 Risk Warning on Mgmt For Against Against
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures
16 Commitments of Mgmt For Against Against
Directors, Senior
Management,
Controlling
Shareholders and De
Facto Controller to
Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return After the
Non-public Share
Offering
17 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
18 Full Authorization to Mgmt For Against Against
the Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Shandong Yisheng Livestock & Poultry Breeding Company
Ticker Security ID: Meeting Date Meeting Status
002458 CINS Y76849101 03/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REMUNERATION FOR Mgmt For For For
DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
7 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
8 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
________________________________________________________________________________
Shandong Yisheng Livestock & Poultry Breeding Company
Ticker Security ID: Meeting Date Meeting Status
002458 CINS Y76849101 09/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Interim Profit Mgmt For For For
Distribution
Plan
________________________________________________________________________________
Shanghai Bairun Investment Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002568 CINS Y76853103 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Internal Control Mgmt For For For
Self-Assessment
Report
6 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Funds
7 2020 Allocation of Mgmt For For For
Dividends
8 Re-appointment of Mgmt For For For
Auditor
9 Approval of the Mgmt For For For
Company's Guarantee
Quota for the Next
Twelve
Months
10 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
________________________________________________________________________________
Shanghai Bairun Investment Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002568 CINS Y76853103 05/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible Corporate
Bonds
2 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Type of
Securities to be
Issued
3 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: ISSUING
VOLUME
4 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Par Value and
Issue
Price
5 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: BOND
DURATION
6 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: INTEREST
RATE
7 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Time Limit and
Method for Paying the
Principal and
Interest
8 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: CONVERSION
PERIOD
9 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Determination
and Adjustment to the
Conversion
Price
10 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Provisions on
Downward Adjustment
of Conversion
Price
11 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Determining
Method for the Number
of Converted Shares
and Treatment Method
in Case the Remaining
Convertible Bonds
Cannot be Converted
into One Common Share
When Conversion
Happens
12 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: REDEMPTION
CLAUSES
13 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: RESALE
CLAUSES
14 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Attribution of
Related Dividends for
Conversion
Years
15 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Issuing
Targets and
Method
16 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Arrangement
for Placing to
Original
Shareholders
17 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Matters
Regarding the
Meetings of
Bondholders
18 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Purpose of the
Raised Funds and
Implementing
Method
19 PLAN FOR PUBLIC Mgmt For For For
OFFERING OF
CONVERTIBLE CORPORATE
BONDS: GUARANTEE
MATTERS
20 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Management and
Deposit of Raised
Funds
21 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Matters
Related to the
Trustee
22 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: Liabilities
for Breach of
Contract
23 Plan for Public Mgmt For For For
Offering of
Convertible Corporate
Bonds: The Valid
Period of the Issuing
Plan
24 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
25 FEASIBILITY ANALYSIS Mgmt For For For
REPORT ON PROJECTS TO
BE FINANCED WITH
RAISED FUNDS FROM THE
PUBLIC ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS
26 STATEMENT ON THE USE Mgmt For For For
OF PREVIOUSLY RAISED
FUNDS
27 Diluted Immediate Mgmt For For For
Return after the
Public Issuance of
Convertible Corporate
Bonds and Filling
Measures and
Commitments of
Relevant
Parties
28 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
30 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
________________________________________________________________________________
Shanghai Bairun Investment Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002568 CINS Y76853103 08/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of 2020 Mgmt For For For
Semi-annual
Profits
________________________________________________________________________________
Shanghai Baosight Software Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 01/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ELIGIBILITY FOR THE Mgmt For For For
CONNECTED TRANSACTION
REGARDING ASSETS
PURCHASE VIA SHARE
OFFERING AND CASH
PAYMENT
2 Overall Plan Mgmt For For For
3 Transaction Price and Mgmt For For For
Pricing Basis for the
Underlying
Assets
4 Type and Par Value of Mgmt For For For
the Shares to Be
Issued
5 Issuing Targets and Mgmt For For For
Method
6 Pricing Basis, Pricing Mgmt For For For
Base Date and Issue
Price
7 Issuing Volume Mgmt For For For
8 Lockup Period Mgmt For For For
9 Listing Place Mgmt For For For
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 Attribution of the Mgmt For For For
Profits and Losses
During the
Transitional
Period
12 Valid Period of the Mgmt For For For
Resolution
13 Report (draft) on the Mgmt For For For
Connected Transaction
Regarding Assets
Purchase Via Share
Offering and Cash
Payment and Its
Summary
14 THE TRANSACTION Mgmt For For For
CONSTITUTES A
CONNECTED
TRANSACTION
15 The Conditional Mgmt For For For
Supplementary
Agreement to Be
Signed with
Transaction
Counterparties
16 The Transaction is in Mgmt For For For
Compliance with
Article 4 of the
Provisions on Several
Issues Concerning the
Regulation of Major
Assets Restructuring
of Listed
Companies
17 The Transaction is in Mgmt For For For
Compliance with
Article 11 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
18 The Transaction is in Mgmt For For For
Compliance with
Article 43 of the
Management Measures
on Major Assets
Restructuring of
Listed
Companies
19 The Transaction Does Mgmt For For For
Not Constitute a
Listing by
Restructuring nor a
Major Assets
Restructuring
20 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Restructuring and
the Validity of the
Legal Documents
Submitted
21 The Company's Share Mgmt For For For
Price Fluctuation
Does Not Meet the
Standards Set Forth
in Article 5 of the
Notice on Regulating
Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
22 The Relevant Parties Mgmt For For For
of the Transaction
Are Qualified to
Participate in the
Major Assets
Restructuring
According to Article
13 of the Temporary
Regulations on
Enhancing Supervision
on Unusual Stock
Trading Related to
Major Assets
Restructuring of
Listed
C
23 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Major Assets
Restructuring
24 Impact of the Diluted Mgmt For For For
Immediate Return
After the Transaction
and Filling
Measures
25 AUDIT REPORT, PRO Mgmt For For For
FORMA REVIEW REPORT
AND ASSETS EVALUATION
REPORT RELATED TO THE
TRANSACTION
26 Independence of the Mgmt For For For
Evaluation
Institution,
Rationality of the
Evaluation
Hypothesis,
Correlation Between
the Evaluation Method
and Evaluation
Purpose, and Fairness
of the Evaluated
Price
27 STATEMENT ON PRICING Mgmt For For For
BASIS OF THE
TRANSACTION ASSETS
AND THE
RATIONALITY
________________________________________________________________________________
Shanghai Baosight Software Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 03/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Jianhu Mgmt For For For
________________________________________________________________________________
Shanghai Baosight Software Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 FINANCIAL BUDGET Mgmt For For For
7 2021 CONTINUING Mgmt For For For
CONNECTED
TRANSACTIONS
8 Election of Supervisors Mgmt For Abstain Against
________________________________________________________________________________
Shanghai Baosight Software Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
600845 CINS Y7691Z112 10/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to the Mgmt For For For
Employee Incentive
Plan: Repurchase and
Cancellation of the
Locked Restricted
Stocks granted to
Participants
2 Capital Increase to A Mgmt For Abstain Against
Wholly-owned
Subsidiary
3 Amendments to Mgmt For For For
Articles: Registered
Capital and the Party
Clauses
4 Elect WANG Juan Mgmt For For For
5 Elect WAN Hong Mgmt For Against Against
________________________________________________________________________________
Shanghai Chuangli Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603012 CINS Y7678D100 09/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shanghai Chuangli Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603012 CINS Y7678D100 11/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SHI Huahui Mgmt For For For
2 Elect LI Yinghao Mgmt For For For
3 Elect SHI Liangxi Mgmt For For For
4 Elect GENG Weidong Mgmt For For For
5 Elect WO Jian Mgmt For For For
6 Elect ZHOU Xinquan Mgmt For For For
7 Elect QIAN Mingxing Mgmt For For For
8 Elect SHi Wuying Mgmt For Against Against
9 Elect CHEN Jianwen Mgmt For For For
________________________________________________________________________________
Shanghai Hanbell Precise Machinery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002158 CINS Y76832107 12/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's
Domicile
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Guarantee Matters Mgmt For For For
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
11 Downward Adjustment of Mgmt For For For
Conversion
Price
12 Determining Method for Mgmt For For For
the Number of
Converted
Shares
13 Redemption Clauses Mgmt For For For
14 Resale Clauses Mgmt For For For
15 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
16 Issuing Targets and Mgmt For For For
Method
17 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
18 Matters Regarding Mgmt For For For
Bondholders
Meetings
19 Purpose of the Raised Mgmt For For For
Funds
20 Management of Raised Mgmt For For For
Funds and Its Deposit
Account
21 Rating Arrangement Mgmt For For For
22 The Valid Period of Mgmt For For For
the Plan for
Convertible Bond
Issuance
23 PREPLAN FOR ISSUANCE Mgmt For For For
OF CONVERTIBLE
CORPORATE BONDS TO
NON-SPECIFIC
PARTIES
24 Demonstration Analysis Mgmt For For For
Report on the
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
26 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
27 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
28 DILUTED IMMEDIATE Mgmt For For For
RETURN AFTER THE
ISSUANCE OF
CONVERTIBLE CORPORATE
BONDS TO NON-SPECIFIC
PARTIES AND FILLING
MEASURES AND RELEVANT
COMMITMENTS
29 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
30 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 03/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment to Plan for Mgmt For For For
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
2 Preplan for the Mgmt For For For
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
(revised)
3 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds to Non-specific
Parties
(revised)
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.5000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 CASH MANAGEMENT WITH Mgmt For For For
IDLE PROPRIETARY
FUNDS
8 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 06/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Supplementary Mgmt For For For
Agreement on the
Implementation of
Matters Related to
Excess Performance
Rewards to be Signed
with the Relevant
Management Team of a
Company
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 07/01/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of the Valid Mgmt For For For
Period of the
Resolution on the
Major Assets
Restructuring and
Authorization to the
Board
________________________________________________________________________________
Shanghai Huaming Intelligent Terminal Equipment Co
Ticker Security ID: Meeting Date Meeting Status
300462 CINS Y768A9104 08/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Liang Mgmt For Against Against
2 Elect ZENG Yi Mgmt For For For
3 Elect ZHANG Jian Mgmt For For For
4 Elect FAN Lina Mgmt For For For
5 Elect LIN Qing Mgmt For For For
6 Elect CAO Yiqian Mgmt For For For
7 Elect GAO Shan Mgmt For For For
8 Elect XU Jiandong Mgmt For For For
9 Elect MAO Linli Mgmt For Against Against
________________________________________________________________________________
Shanghai Kehua Bio-Engineering Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
002022 CINS Y7684L104 06/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 CONFIRMATION OF 2020 Mgmt For For For
AUDIT
FEES
8 APPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
9 2021 Application for Mgmt For For For
Bank Credit Line and
Provision of
Guarantee for
Subsidiaries
10 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATION
11 AMENDMENTS TO THE Mgmt For For For
MEASURES FOR THE
MANAGEMENT AND USE OF
RAISED
FUNDS
12 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
________________________________________________________________________________
Shanghai Kindly Enterprise Development Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603987 CINS Y768DU104 04/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT DIRECTOR
SUN
YUWEN
4 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT DIRECTOR
DOU
FENGCHANG
5 2020 Work Report of Mgmt For For For
Independent Director
SHAO
Jun
6 2020 ANNUAL ACCOUNTS Mgmt For For For
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
9 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
10 2021 MAJOR FIXED Mgmt For For For
ASSETS
INVESTMENT
11 Confirmation of 2020 Mgmt For For For
Continuing Connected
Transactions and 2021
Estimated Continuing
Connected
Transactions
12 Confirmation of 2021 Mgmt For For For
Remuneration Plan for
Non-independent
Directors,
Supervisors and
Senior
Management
13 REAPPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
________________________________________________________________________________
Shanghai Kindly Enterprise Development Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603987 CINS Y768DU104 10/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Borrowing Mgmt For For For
________________________________________________________________________________
Shanghai Liangxin Electrical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002706 CINS Y76899106 01/27/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Objective and Purpose Mgmt For For For
of the Share
Repurchase
2 Method of the Share Mgmt For For For
Repurchase
3 Price or Price Range Mgmt For For For
of Shares to Be
Repurchased and the
Pricing
Principles
4 Type, Number and Mgmt For For For
Percentage to the
Total Capital of
Shares to Be
Repurchased
5 Amount and Source of Mgmt For For For
Funds to Be Used in
Share
Repurchase
6 Time Limit of the Mgmt For For For
Share
Repurchase
7 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
SHARE
REPURCHASE
8 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Shanghai Liangxin Electrical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002706 CINS Y76899106 02/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees for Credit
of Line of a
Wholly-Owned
Subsidiary
3 Approval of Bill Pool Mgmt For For For
Business
________________________________________________________________________________
Shanghai Liangxin Electrical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002706 CINS Y76899106 12/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Shanghai M&G Stationery Inc
Ticker Security ID: Meeting Date Meeting Status
603899 CINS Y7689W105 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
7 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
8 2021 REMUNERATION Mgmt For For For
STANDARDS FOR
DIRECTORS
9 APPOINTMENT OF 2021 Mgmt For For For
FINANCIAL AUDIT FIRM
AND INTERNAL CONTROL
AUDIT
FIRM
________________________________________________________________________________
Shanghai Tongji Science & Technology Industrial Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600846 CINS Y7692D102 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Assets Swap Mgmt For For For
________________________________________________________________________________
Shanghai Xuerong Bio-Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300511 CINS Y7692G105 04/30/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Audited Financial Mgmt For For For
Reports (31 December
2020)
5 2020 Annual Accounts Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Report on the Use of Mgmt For For For
Previously Raised
Funds As of December
31,
2020
8 Reappointment of Audit Mgmt For For For
Firm
9 2021 Remuneration for Mgmt For For For
Directors
10 Change of the Mgmt For For For
Company's Domicile
and Registered
Capital and
Amendments to the
Company's Articles of
Association
11 Amendments to the Mgmt For For For
Allowance System for
Directors and
Supervisors
12 Provision of Guarantee Mgmt For For For
for a Subsidiary's
Application for
Credit Line to
Financial
Institutions
________________________________________________________________________________
Shanghai Xuerong Bio-Technology Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
300511 CINS Y7692G105 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
2 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Shanghai Yaoji Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002605 CINS Y76927105 01/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 THE THIRD PHASE Mgmt For For For
STOCK OPTION
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 Appraisal Management Mgmt For For For
Measures for the
Implementation of the
2020 Third Phase
Stock Option
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Stock Option
Incentive
Plan
________________________________________________________________________________
Shanghai Yaoji Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002605 CINS Y76927105 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 ANNUAL ACCOUNTS Mgmt For For For
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
6 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
7 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
8 2021 Remuneration and Mgmt For For For
Appraisal Plan for
Directors,
Supervisors and
Senior
Management
9 2021 ESTIMATED Mgmt For For For
CONTINUING CONNECTED
TRANSACTIONS
10 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
11 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders' General
Meetings
12 Amendments to the Mgmt For For For
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
13 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart (Group) Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 04/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For Abstain Against
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For Abstain Against
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Annual Accounts Mgmt For Abstain Against
and 2021 Financial
Budget
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Approval of Borrowing Mgmt For Against Against
and Provision of
Guarantees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Mgmt For For For
Internal Control
Auditor and Authority
to Set
Fees
9 Authorization for Mgmt For For For
Investment in
Composite Real Estate
Business
10 2020 Continuing Mgmt For For For
Connected
Transactions
Regarding Sales and
Purchases of Goods,
Provision and Receipt
of Labor Services,
Rent and Lease,
Deposits and Loans
with Affiliated
Entities and 2021
Estimated Continuing
Connected
Transactions
11 2020 Continuing Mgmt For For For
Connected
Transactions
Regarding Property
Lease and 2021
Estimated Continuing
Connected
Transactions
12 Elect HAO Yuming Mgmt For For For
13 Application for Mgmt For Abstain Against
Unified Registration
of Multiple Types of
Debt Financing
Instruments
(DFI)
________________________________________________________________________________
Shanghai Yuyuan Tourist Mart (Group) Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600655 CINS Y7710N108 05/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transactions Mgmt For For For
Regarding Acquisition
of a Company By
Shares Plus
Debt
2 Connected Transactions Mgmt For For For
Regarding Renewal Of
A Financial Service
Agreement With A
Company
________________________________________________________________________________
Shanxi Xinghuacun Fen Wine Factory Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600809 CINS Y77013103 06/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 APPOINTMENT OF 2021 Mgmt For For For
AUDIT FIRM AND
INTERNAL CONTROL
AUDIT FIRM AND
PAYMENT OF 2020 AUDIT
FEES
8 Amendments to the Mgmt For For For
Company's Articles of
Association
and its Appendix
9 Elect CHEN Ying Mgmt For For For
________________________________________________________________________________
Shede Spirits Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
600702 CINS Y7932G105 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LI Qiang Mgmt For For For
4 Elect ZHANG Shaoping Mgmt For For For
5 Elect ZHANG Shuping Mgmt For For For
6 Elect PU Jizhou Mgmt For For For
7 Elect YU Dong Mgmt For For For
8 Elect XU Chao Mgmt For For For
9 Elect NIE Shijun Mgmt For For For
10 Elect SONG Zhijie Mgmt For For For
11 Elect LIU Shoumin Mgmt For For For
12 Elect LIU Qiang Mgmt Against Against For
13 Elect LI Jian Mgmt Against Against For
14 Elect LIU Ziyue Mgmt For For For
________________________________________________________________________________
Shenzhen Bingchuan Network Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Y774B7105 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of Some Mgmt For For For
Performance Appraisal
Indicators for the
2018 Restricted Stock
Incentive
Plan
2 2018 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(REVISED DRAFT) AND
ITS
SUMMARY
3 Appraisal Management Mgmt For For For
Measures for the 2018
Restricted Stock
Incentive Plan
(revised)
________________________________________________________________________________
Shenzhen Bingchuan Network Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
N/A CINS Y774B7105 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Employee Mgmt For For For
Restricted Shares
Plan (Draft) and Its
Summary
2 Management Measures Mgmt For For For
for 2021 Employee
Restricted Shares
Plan
3 Board Authorisation to Mgmt For For For
Implement 2021
Employee Restricted
Shares
Plan
________________________________________________________________________________
Shenzhen Changhong Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
300151 CINS Y7740A100 02/24/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Project Settlement Mgmt For For For
Agreement with the
Hangzhou Bay Shangyu
Economic and
Technological
Development Zone
Management
Committee
________________________________________________________________________________
Shenzhen Click Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002782 CINS Y1566B102 04/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
2 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
3 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
4 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
5 2020 ANNUAL ACCOUNTS Mgmt For Abstain Against
6 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
CNY1.50000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
7 REAPPOINTMENT OF 2021 Mgmt For For For
EXTERNAL AUDIT
FIRM
8 Application for Mgmt For For For
Comprehensive Credit
Line to Commercial
Banks
9 LAUNCHING FINANCIAL Mgmt For For For
DERIVATIVES
BUSINESS
10 Implementing Results Mgmt For Abstain Against
Of 2020 Remuneration
for Directors,
Supervisors and
Senior Management,
And 2021 Remuneration
Plan
11 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
12 Amendments to The Mgmt For For For
Company S Articles of
Association and
Authorization to The
Board to Handle the
Industrial and
Commercial
Registration
Amendment
________________________________________________________________________________
Shenzhen Click Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002782 CINS Y1566B102 05/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Yu Mgmt For Against Against
2 Elect SUN Hanbing Mgmt For For For
3 Elect XIAO Jian Mgmt For For For
4 Elect GU Jie Mgmt For For For
5 Elect XIAO Jin Mgmt For For For
6 Elect WU Chunxia Mgmt For For For
7 Elect TANG Qiuying Mgmt For For For
8 Elect YAN Lei Mgmt For For For
9 Elect CHEN Wei Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Mgmt For Abstain Against
Procedural Rules for
Shareholders'
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules for
Board
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules for
Supervisory
Meetings
14 Amendments to Mgmt For Abstain Against
Implementing Rules
for Cumulative Voting
System
15 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transactions
16 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantee
17 Amendments to the Mgmt For Abstain Against
System for Prevention
of Fund Occupation by
Controlling
Shareholders and
their Related
Parities
18 Amendments to Work Mgmt For Abstain Against
System for
Independent
Directors
19 Amendments to Mgmt For Abstain Against
Management System for
External
Investment
________________________________________________________________________________
Shenzhen Click Technology Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002782 CINS Y1566B102 06/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTIONS Mgmt For For For
REGARDING THE EQUITY
ACQUISITION
________________________________________________________________________________
Shenzhen FRD Science & Techonology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300602 CINS Y774C0109 02/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
2 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
3 Supplementary Mgmt For For For
Agreement to the
Equity Transfer
Agreement to Be
Signed with a
Company's
Shareholders
________________________________________________________________________________
Shenzhen FRD Science & Techonology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300602 CINS Y774C0109 11/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repurchase And Mgmt For For For
Cancellation Of The
Locked Restricted
Stocks Granted To
Plan
Participants
2 Amendments To The Mgmt For For For
Company S Articles Of
Association And
Handling Of The
Industrial And
Commercial
Registration
Amendment
3 Amendments To The Mgmt For Abstain Against
Company S Rules Of
Procedure Governing
Shareholders General
Meetings
4 Amendments To The Mgmt For Abstain Against
Connected
Transactions
Management
Measures
5 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL INVESTMENT
MANAGEMENT
SYSTEM
6 Amendments To The Mgmt For Abstain Against
External Guarantee
Management
System
7 AMENDMENTS TO THE Mgmt For Abstain Against
RAISED FUNDS
MANAGEMENT
MEASURES
8 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A NEW
POWER SOURCE AND NEW
MATERIAL
PROJECT
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 07/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The First Phase Mgmt For For For
Employee Stock
Ownership Plan
(draft) and Its
Summary
2 Management Measures Mgmt For For For
for the First Phase
Employee Stock
Ownership
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
First Phase Employee
Stock Ownership
Plan
________________________________________________________________________________
Shenzhen Goodix Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603160 CINS Y774BW100 09/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The 2020 Second Phase Mgmt For For For
Employee Stock
Ownership Plan(Draft)
and its
Summary
2 MANAGEMENT MEASURES Mgmt For For For
FOR THE 2020 SECOND
PHASE EMPLOYEE STOCK
OWNERSHIP
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Second Phase
Employee Stock
Ownership
Plan
4 AMENDMENTS TO THE 2019 Mgmt For For For
RESTRICTED STOCK
INCENTIVE PLAN AND
RELEVANT DOCUMENTS
REGARDING THE
PERFORMANCE APPRAISAL
INDICATORS OF THE
COMPANY
5 Amendments to the 2020 Mgmt For For For
Stock Option and
Restricted Stock
Incentive Plan and
Relevant Documents
Regarding the
Performance Appraisal
Indicators of the
Company
________________________________________________________________________________
Shenzhen H&T Intelligent Control Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002402 CINS Y7744P103 06/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Spin-off Listing Mgmt For For For
of a Subsidiary on
the Main Board of
SZSE is in Compliance
with Relevant Laws
and
Regulations
2 The Subsidiary's Mgmt For For For
Initial Public
Offering of
A-shares
3 Preplan (revised Mgmt For For For
Draft) for the
Spin-off Listing of a
Subsidiary on the
Main Board of
SZSE
4 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Main Board of
SZSE is in Compliance
with the Notice on
Several Issues
Concerning the
Regulation of Trial
Domestic Listing of
Subordinate Companies
of Domestically
Listed
Companies
5 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Main Board of
SZSE in for the
Legitimate Rights and
Interests of
Shareholders and
Creditors
6 STATEMENT ON Mgmt For For For
MAINTAINING
INDEPENDENCE AND
SUSTAINABLE
PROFITABILITY
7 The Subsidiary's Mgmt For For For
Capable of Conducting
Law-based
Operation
8 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedure of
the Spin-off Listing
of the Subsidiary and
the Validity of the
Legal Documents
Submitted
9 Connected Transactions Mgmt For For For
on Holding of Shares
in the Subsidiary by
the Company's
Directors and Senior
Executives
10 Statement on Whether Mgmt For For For
the Company's Stock
Price Fluctuation
Meets Relevant
Standards Specified
by Article 5 of the
Notice of Regulation
of Information
Disclosure of Listed
Companies and Conduct
of Relevant
Parties
11 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the
Subsidiary's IPO and
Listing on the Main
Board of
SZSE
________________________________________________________________________________
Shenzhen JT Automation Equipment Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300400 CINS Y774AS100 05/11/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
7 2020 REMUNERATION FOR Mgmt For For For
NON-INDEPENDENT
DIRECTORS AND 2021
REMUNERATION
PLAN
8 2020 REMUNERATION FOR Mgmt For For For
INDEPENDENT DIRECTORS
AND 2021 REMUNERATION
PLAN
9 2020 REMUNERATION FOR Mgmt For For For
SUPERVISORS AND 2021
REMUNERATION
PLAN
10 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
11 Amendments to the Mgmt For For For
Company's Articles of
Association
12 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
13 BY-ELECTION OF Mgmt For For For
NON-INDEPENDENT
DIRECTORS
14 BY-ELECTION OF Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Shenzhen Leaguer Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002243 CINS Y7740G107 01/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Name and
Stock
Abbreviation
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 REMUNERATION APPRAISAL Mgmt For For For
PLAN FOR DIRECTORS
AND SENIOR
MANAGEMENT
________________________________________________________________________________
Shenzhen Leaguer Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002243 CINS Y7740G107 02/04/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Audit Report Mgmt For For For
on the Company's
Transfer of Assets to
a
Company
2 FINANCIAL AID TO Mgmt For For For
SUBSIDIARIES FROM
WHOLLY-OWNED
SUBSIDIARIES
________________________________________________________________________________
Shenzhen Leaguer Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002243 CINS Y7740G107 10/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 IMPLEMENTING CUTS AND Mgmt For For For
RELIEFS TO
ENTERPRISES IN THE
PARK DUE TO
CORONAVIRUS
2 REAPPOINTMENT OF 2020 Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Shenzhen Leaguer Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002243 CINS Y7740G107 11/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 POSTPONEMENT OF SOME Mgmt For For For
PROJECTS FINANCED
WITH RAISED
FUNDS
2 WHOLLY-OWNED Mgmt For For For
SUBSIDIARIES
PROVISION OF
FINANCIAL AID TO
THEIR
SUBSIDIARIES
________________________________________________________________________________
Shenzhen Properties & Resources Development (Group) Ltd.
Ticker Security ID: Meeting Date Meeting Status
000011 CINS Y77418112 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the 2020 Mgmt For For For
Ordinary Related
Party
Transactions
2 Amendments to Articles Mgmt For For For
of
Association
3 Amendments to Mgmt For For For
Procedural Rules:
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules:
Board
Meetings
5 Amendments to Mgmt For For For
Procedural Rules:
Supervisory Board
Meetings
6 Approval of Investment Mgmt For For For
in Setting Up an
Overseas Subsidiary
by a Wholly-Owned
Subsidiary
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 03/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Extension of Validity Mgmt For For For
of Resolution for
Issuance of A Shares
to Target
Subscribers
2 Extension of Board Mgmt For For For
Authorisation to
Implement Issuance of
A Shares to Target
Subscribers
3 Extension of Validity Mgmt For For For
of Authorisation to
Relevant Persons to
Handle Matters
regarding the
Issuance of A Shares
to Target
Subscribers
________________________________________________________________________________
Shenzhen Sunway Communication Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300136 CINS Y77453101 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Application for Mgmt For For For
Comprehensive Credit
Line to Banks, and
Guarantee for Bank
Credit Line Applied
for by Wholly-owned
Subsidiaries
2 Amendments to the Mgmt For For For
Company's Articles of
Association
3 Appointment of Auditor Mgmt For For For
of
2020
________________________________________________________________________________
Shenzhen Tagen Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000090 CINS Y7743F106 07/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of A Mgmt For For For
Wholly-owned
Subsidiary's
Investment in A
Company
2 Participation in the Mgmt For For For
Bidding for Land Use
Right by A Subsidiary
and Subsequent Land
Development
________________________________________________________________________________
Shenzhen TvT Digital Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002835 CINS Y774B3104 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
7 Approval to Apply for Mgmt For For For
Bank Line of
Credit
8 Re-appointment of Mgmt For For For
Auditor
9 Authority to Mgmt For For For
Repurchase and Cancel
Some Restricted
Shares that Have Been
Granted but Not
Unlocked
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
11 Approval to Launch Mgmt For For For
Foreign Exchange
Hedging
Business
12 Approval to Purchase Mgmt For For For
Liability Insurance
for Directors,
Supervisors and
Senior
Managers
13 2021 REMUNERATION PLAN Mgmt For For For
FOR
DIRECTORS
14 2021 REMUNERATION PLAN Mgmt For For For
FOR
SUPERVISORS
15 Approval of Additional Mgmt For For For
Quota for Foreign
Exchange Hedging
Transactions
________________________________________________________________________________
Shenzhen TvT Digital Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002835 CINS Y774B3104 06/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect GUO Lizhi Mgmt For For For
2 Elect LIU Di Mgmt For Against Against
3 Elect LIU Jie Mgmt For For For
4 Elect YANG Hanpeng Mgmt For For For
5 Elect DU Xiaopeng Mgmt For Against Against
6 Elect PENG Xuewu Mgmt For For For
7 Elect MAO Minghua Mgmt For For For
8 Elect LI Qifeng Mgmt For For For
9 Elect WANG Pusheng Mgmt For For For
10 Elect ZHANG Chenmin Mgmt For For For
11 Elect LIU Na Mgmt For Against Against
________________________________________________________________________________
Shenzhen TvT Digital Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002835 CINS Y774B3104 06/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Shijiazhuang Yiling Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002603 CINS Y7745S106 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope
2 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Sichuan Kexin Mechanical and Electrical Equipment Company
Ticker Security ID: Meeting Date Meeting Status
300092 CINS Y7931S100 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
The Board of
Directors
2 2020 Annual Report and Mgmt For For For
Its
Summary
3 2020 Work Report of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
CNY0.50000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10
Shares):None
6 Reappointment of Audit Mgmt For For For
Firm
7 Shareholder Return Mgmt For For For
Plan for The Next
Three Years from 2021
to
2023
8 Launching the Bill Mgmt For For For
Pool
Business
9 Amendments to The Mgmt For For For
Company S Articles of
Association
10 Amendments to The Mgmt For Abstain Against
Company S Rules of
Procedure Governing
Shareholders General
Meetings
11 Amendments to The Mgmt For Abstain Against
Rules of Procedure
Governing the Board
Meetings
12 Amendments to The Mgmt For Abstain Against
Implementing Rules
for Online Voting
System at
Shareholders General
Meetings
13 Amendments to The Work Mgmt For Abstain Against
System for
Independent
Directors
________________________________________________________________________________
Sichuan Languang Development Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
600466 CINS Y7933E109 08/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 01/06/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect CHANG Heng Mgmt For For For
3 Change of Company Name Mgmt For For For
4 Amendments to Articles Mgmt For For For
to Reflect Name
Change
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 02/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
4 Elect YANG Wuzheng Mgmt For For For
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 02/18/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 06/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Annual Report Mgmt For For For
8 Elect LI Changjiang Mgmt For For For
9 Elect CHEN Fenghua Mgmt For For For
10 Elect GUO Zhanjun Mgmt For For For
11 Elect LIU Zhenwen Mgmt For For For
12 Elect DAI Tao Mgmt For Against Against
13 Elect RUI Meng Mgmt For Against Against
14 Elect ZHAO Liyan as Mgmt For For For
Supervisor
15 Directors' and Mgmt For For For
Supervisors'
Fees
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Authority to Issue H Mgmt For Against Against
and Domestic Shares
w/o Preemptive
Rights
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 06/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Delisting Pursuant to Mgmt For For For
Acquisition
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Languang Justbon Services Group Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
2606 CINS Y793CL103 06/17/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Delisting Pursuant to Mgmt For For For
Acquisition
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sichuan Swellfun Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600779 CINS Y7932B106 06/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 Annual Accounts Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 APPLICATION FOR CREDIT Mgmt For For For
LINE TO
BANKS
8 PROVISION OF GUARANTEE Mgmt For For For
FOR THE BANK CREDIT
LINE
9 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATIONS OF THE
COMPANY
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
11 Elect FAN John Mgmt For For For
12 Elect CHU Chunho Mgmt For For For
13 Elect JIANG Leifeng Mgmt For For For
14 Elect Samuel A. Fischer Mgmt For For For
15 Elect Sanjeev Churiwala Mgmt For For For
16 Elect ZHANG Peng Mgmt For For For
17 Elect MA Yongqiang Mgmt For For For
18 Elect LI Xin Mgmt For For For
19 Elect CHEN Daili Mgmt For For For
20 Elect CHANG Derek Mgmt For Against Against
________________________________________________________________________________
Sinoseal Holding Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300470 CINS Y79396100 07/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issue Price and Mgmt For For For
Pricing
Principles
5 Purpose and Amount of Mgmt For For For
the Raised
Funds
6 Issuing Volume Mgmt For For For
7 Issuing Targets Mgmt For For For
8 Subscription Method Mgmt For For For
9 Lockup Period Mgmt For For For
10 Listing Place Mgmt For For For
11 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
12 Valid Period of the Mgmt For For For
Resolution
13 2020 Preplan for the Mgmt For For For
Non-public A-share
Offering on the
ChiNext Board (2nd
revised)
14 Demonstration Analysis Mgmt For For For
Report on the Plan
for 2020 Non-public
A-share Offering on
the ChiNext Board
(2nd
revised)
15 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the 2020
Non-public A-share
Offering on the
ChiNext Board (2nd
revised)
16 Risk Warning on Mgmt For For For
Diluted Immediate
Return After the
Non-public Share
Offering and Filling
Measures (2nd
revised)
17 Commitments of Mgmt For For For
Relevant Parties to
Ensure the
Implementation of
Filling Measures for
Diluted Immediate
Return (2nd
revised)
18 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
Non-public Share
Offering
________________________________________________________________________________
Sinotruk Jinan Truck Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000951 CINS Y7680V106 04/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 Financing Credit Mgmt For For For
Plan
6 PROVISION OF GUARANTEE Mgmt For For For
FOR MORTGAGE BUSINESS
AND FINANCIAL LEASING
BUSINESS
7 Amendments to Articles Mgmt For For For
8 AMENDMENTS TO THE Mgmt For Abstain Against
SYSTEM FOR
INDEPENDENT
DIRECTORS
9 Reappointment of Mgmt For For For
Financial Audit Firm
and Internal Control
Audit
Firm
________________________________________________________________________________
Sinotruk Jinan Truck Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000951 CINS Y7680V106 05/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LI Xia Mgmt For For For
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
SKSHU Paint Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603737 CINS Y806G4107 07/06/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 EXTERNAL GUARANTEE Mgmt For Against Against
________________________________________________________________________________
SKSHU Paint Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603737 CINS Y806G4107 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sunfly Intelligent Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300423 CINS Y768A3107 05/12/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 INTERNAL CONTROL Mgmt For For For
SELF-EVALUATION
REPORT
7 2021 REMUNERATION PLAN Mgmt For For For
FOR DIRECTORS AND
SUPERVISORS
8 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
9 2021 APPLICATION FOR Mgmt For For For
BANK CREDIT LINE BY
THE COMPANY AND ITS
SUBSIDIARIES
10 2021 Provision of Mgmt For For For
Guarantee for the
Bank Credit Line
Applied for by the
Company and
Wholly-owned
Subsidiaries
11 Amendments to the Mgmt For For For
Company's Articles of
Association and
Relevant Internal
Control
System
12 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE
YEARS
13 ELECTION OF Mgmt For Against Against
NON-EMPLOYEE
SUPERVISORS
14 Elect JI Faqing Mgmt For For For
15 Elect LI Zhaoqiang Mgmt For For For
16 Elect LIU Yunpeng Mgmt For For For
17 Elect CUI Jing Mgmt For For For
18 Elect ZHANG Yi Mgmt For For For
19 Elect ZHANG Xuezhou Mgmt For For For
20 Elect MENG Hong Mgmt For For For
21 Elect YANG Baiyin Mgmt For For For
22 Elect LIU Mingshui Mgmt For For For
________________________________________________________________________________
Sunny Optical Technology (Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2382 CINS G8586D109 05/25/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Yang Mgmt For For For
6 Elect FENG Hua Jun Mgmt For For For
7 Elect SHAO Yang Dong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Suntront Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300259 CINS Y3122Y105 04/23/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 Directors' Report Mgmt For Abstain Against
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of 2021 Mgmt For Against Against
Auditor
7 Directors' Fees Mgmt For For For
8 Supervisors' Fees Mgmt For For For
9 Approval of Purchasing Mgmt For For For
Wealth Management
Products with
Proprietary
Funds
10 Approval of Purchasing Mgmt For For For
Principal Protected
Wealth Management
Products with Raised
Funds
11 Adjustment the Mgmt For For For
Financial Projects
Investment
Amount
12 Amendments to Articles Mgmt For For For
13 Amendments to Mgmt For Abstain Against
Procedural Rules:
Shareholders
Meeting
14 Amendments to Mgmt For Abstain Against
Procedural Rules:
Board
Meeting
15 Amendments to Mgmt For Abstain Against
Management System for
External
Guarantees
16 Amendments to Mgmt For Abstain Against
Implement Measures
for Online Voting at
Shareholders
Meeting
17 Amendments to Mgmt For Abstain Against
Management System for
Connected
Transactions
18 Amendments to Mgmt For Abstain Against
Management System for
Raised
Funds
________________________________________________________________________________
SuZhou TA&A Ultra Clean Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300390 CINS Y831BX106 10/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE COMPANY S Mgmt For For For
ELIGIBILITY FOR MAJOR
ASSETS
RESTRUCTURING
2 Transaction Mgmt For For For
Counterparties
3 Underlying Equities Mgmt For For For
4 Audit And Evaluation Mgmt For For For
Base
Date
5 Transaction Price Mgmt For For For
6 Payment Of Mgmt For For For
Consideration
7 Delivery Of Underlying Mgmt For For For
Equities
8 Arrangement For The Mgmt For For For
Profits And Losses
During The
Transitional
Period
9 The Valid Period Of Mgmt For For For
The Resolution On The
Transaction
10 THE RESTRUCTURING IS Mgmt For For For
IN COMPLIANCE WITH
ARTICLE 11 OF THE
MANAGEMENT MEASURES
ON MAJOR ASSETS
RESTRUCTURING OF
LISTED
COMPANIES
11 The Transaction Is In Mgmt For For For
Compliance With
Articles 4 Of The
Provisions On Several
Issues Concerning The
Regulation Of Major
Assets Restructuring
Of Listed
Companies
12 The Transaction Is In Mgmt For For For
Compliance With
Articles 18 Of The
Measures (Trial) On
Continuous Regulation
Of Chinext
Board-Listed
Companies And
Articles 7 Of The
Rules For Review Of
Major Assets
Restructuring Of
Chinext Board-Listed
Companies
13 THE MAJOR ASSETS Mgmt For For For
PURCHASE DOSE NOT
CONSTITUTE A
CONNECTED
TRANSACTION
14 THE ASSETS PURCHASE Mgmt For For For
DOES NOT CONSTITUTE
BACKDOOR
LISTING
15 Completeness And Mgmt For For For
Compliance Of The
Legal Procedure Of
The Transaction, And
Validity Of The Legal
Documents
Submitted
16 REPORT (DRAFT REVISED) Mgmt For For For
ON THE MAJOR ASSETS
PURCHASE AND ITS
SUMMARY
17 AUDIT REPORT, REVIEW Mgmt For For For
REPORT AND EVALUATION
REPORT RELATED TO THE
MAJOR ASSETS
PURCHASE
18 Independence Of The Mgmt For For For
Evaluation
Institution,
Rationality Of The
Evaluation
Hypothesis,
Correlation Between
The Evaluation Method
And Evaluation
Purpose, And Fairness
Of The Evaluated
Price
19 STATEMENT ON PRICING Mgmt For For For
BASIS OF MAJOR ASSETS
PURCHASE AND THE
RATIONALITY
20 CONDITIONAL EQUITY Mgmt For For For
TRANSFER AGREEMENT TO
BE
SIGNED
21 Appointment Of Mgmt For For For
Relevant Intermediary
Institutions For The
Major Assets
Restructuring
22 Diluted Immediate Mgmt For For For
Return After The
Transaction And
Filling Measures, And
Relevant
Commitments
23 Statement On Whether Mgmt For For For
The Company S Stock
Price Fluctuation
Meets Relevant
Standards Specified
By Article 5 Of The
Notice Of Regulation
Of Information
Disclosure Of Listed
Companies And Conduct
Of Relevant
Parties
24 The Relevant Parties Mgmt For For For
Of The Major Assets
Restructuring Are
Qualified To
Participate In The
Major Assets
Restructuring
According To Article
13 Of The Provisional
Regulations On
Enhancing Supervision
On Abnormal Stock
Trading Regarding
Major Assets
Restruct
25 Application For Buyout Mgmt For Abstain Against
Loans To A Bank And
Authorization To The
Board To Handle
Matters In Relation
To The Application
For Buyout
Loans
26 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding The
Major Assets
Purchase
________________________________________________________________________________
SuZhou TA&A Ultra Clean Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300390 CINS Y831BX106 12/02/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2020 RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
________________________________________________________________________________
SuZhou TA&A Ultra Clean Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300390 CINS Y831BX106 12/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For Against Against
Company's Share
Offering to Specific
Participants
2 Type and Nominal Value Mgmt For Against Against
3 Issuance Method and Mgmt For Against Against
Period
4 Target and Mgmt For Against Against
Subscription
Method
5 Benchmark Date, Mgmt For Against Against
Issuance Price and
Pricing
6 Size Mgmt For Against Against
7 Use of Proceeds Mgmt For Against Against
8 Lockup Period Mgmt For Against Against
9 Listing Market Mgmt For Against Against
10 Distribution Mgmt For Against Against
Arrangement of
Accumulated
Profits
11 Validity Mgmt For Against Against
12 Approval of the Mgmt For Against Against
Preliminary Plan of
the Company's Share
Offering to Specific
Participants
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Analysis Report of the Mgmt For Against Against
Company's Share
Offering to Specific
Participants
15 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
16 Indemnification Mgmt For Against Against
Arrangement for
Diluted Current
Earnings and
Commitments
17 Board Authorization to Mgmt For Against Against
Implement the Share
Offering to Specific
Participants Plan and
Relevant
Matters
18 Shareholder Return Mgmt For For For
Plan for Next 3 Years
(2021-2023)
19 Statements on Mgmt For For For
Regulatory Measures
or Penalty Imposed by
Securities Regulatory
Departments and Stock
Exchange and
Ratifications Over
the Last 5 Years and
the Company's
Corresponding
Rectification
20 Connected Transaction Mgmt For For For
Regarding Borrowing
From Controlling
Shareholders
________________________________________________________________________________
Suzhou TFC Optical Communication Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
300394 CINS Y831BY104 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Settlement of Projects Mgmt For For For
Financed with Raised
Funds from Non-public
Offering and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
7 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
8 2021 REMUNERATION FOR Mgmt For For For
DIRECTORS AND SENIOR
MANAGEMENT
9 2021 REMUNERATION FOR Mgmt For For For
SUPERVISORS
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
11 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing
Shareholders General
Meetings
12 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing the Board
Meetings
13 Amendments to Mgmt For Abstain Against
Procedural Rules
Governing Meetings of
the Supervisory
Committee
14 AMENDMENTS TO THE Mgmt For Abstain Against
EXTERNAL INVESTMENT
MANAGEMENT
MEASURES
15 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
16 AMENDMENTS TO THE Mgmt For Abstain Against
CONNECTED
TRANSACTIONS
DECISION-MAKING
SYSTEM
________________________________________________________________________________
Tangrenshen Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002567 CINS Y84860108 04/27/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny1.30000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(Share/10 Shares):
None
6 2020 AUDIT REPORT Mgmt For For For
7 Director Tao Yishan Mgmt For For For
8 Director Tao Ye Mgmt For For For
9 Director Huang Guosheng Mgmt For For For
10 Director Guo Yonghua Mgmt For For For
11 Director Sun Mgmt For For For
Shuangsheng
12 Director Li Longbing Mgmt For For For
13 Director Jiang Fan Mgmt For For For
14 Director Yu Xinglong Mgmt For For For
15 Director Zhang Shaoqiu Mgmt For For For
16 Supervisor Liu Hong Mgmt For For For
17 Supervisor Huang Xiyuan Mgmt For For For
18 Supervisor Long Weihua Mgmt For For For
19 Supervisor Yang Weihong Mgmt For For For
20 Supervisor Deng Mgmt For For For
Xiangjian
21 Senior Management Tao Mgmt For For For
Ye
22 Senior Management Sun Mgmt For For For
Shuangsheng
23 Senior Management Yang Mgmt For For For
Zhi
24 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
25 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
26 An Investment Mgmt For For For
Agreement to Be
Signed
27 Cash Management with Mgmt For For For
Idle Proprietary
Funds
28 Connected Transaction Mgmt For For For
Regarding Joint
Investment with
Professional
Institutions
29 CONNECTED TRANSACTIONS Mgmt For For For
REGARDING RELEVANT
AGREEMENT WITH
SUBSIDIARIES
30 EXTERNAL GUARANTEE Mgmt For Against Against
PROVIDED BY A
SUBSIDIARY
31 Quota on Related Party Mgmt For For For
Transactions for
2021
________________________________________________________________________________
Tangrenshen Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002567 CINS Y84860108 05/13/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHANGE OF THE PURPOSE Mgmt For For For
OF SOME RAISED
FUNDS
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 Appraisal Management Mgmt For For For
Measures For 2021
Restricted Stock
Incentive
Plan
3 Authorization To The Mgmt For For For
Board To Handle
Matters Regarding
2021 Restricted Stock
Incentive
Plan
4 BY-ELECTION OF Mgmt For Against Against
SUPERVISORS
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 03/31/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TRANSFER OF EQUITIES Mgmt For For For
IN A
SUBSIDIARY
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 05/11/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY6.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):4.000000
6 2021 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AUDIT
FIRM
7 2021 TOTAL BANK LOAN Mgmt For For For
QUOTA AND THE
AUTHORIZATION
8 2020 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior Management and
2021 Business
Performance
Appraisal
9 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
10 EXTERNAL GUARANTEE Mgmt For Against Against
11 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 06/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 ACQUISITION OF 61 Mgmt For For For
PERCENT EQUITIES IN A
COMPANY
3 TERMINATION OF 2021 Mgmt For For For
RESTRICTED STOCK
INCENTIVE
PLAN
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 10/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Use of Proceeds to Mgmt For For For
Invest into
Subsidiaries
3 Adjustment of Obligor Mgmt For Against Against
Parties
4 Adjustment the Annual Mgmt For For For
Cap of the Ordinary
Related Party
Transactions
5 Amendments to Articles Mgmt For For For
6 Election of Directors Mgmt For For For
7 Adoption of New Mgmt For For For
Participants of the
Long Term Stock
Option
Plan
8 Elect ZHANG Banghui Mgmt For Against Against
________________________________________________________________________________
Tech-bank Food Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002124 CINS Y62988103 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment Of The Mgmt For For For
Settlement Method For
The Continuing
Connected
Transactions
2 An Agreement On Mgmt For For For
Investment In A
Biomedical Industrial
Foundation And
Registration Of A
Subsidiary
________________________________________________________________________________
Tencent Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Siu Shun Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adopt the Share Option Mgmt For Against Against
Plan of a
Subsidiary
________________________________________________________________________________
Tianjin Jinbin Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000897 CINS Y88275105 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 Maximum Loan Quota Mgmt For For For
7 Continuation of the Mgmt For For For
Cash Management with
Some Idle Proprietary
Funds
8 Application for 2021 Mgmt For For For
Land Reserve
Quota
9 Estimated Financing Mgmt For Against Against
Guarantee Quota
Provided by the
Company and Its
Controlled
Subsidiaries for
Their
Subsidiaries
10 2021 Reappointment of Mgmt For For For
Financial and
Internal Control
Audit
Firm
11 Connected Transactions Mgmt For For For
Regarding Acceptance
of Loans from
Controlling
Shareholders
12 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Tianjin Ringpu Bio-Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300119 CINS Y8811F101 07/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Issuance of
Convertible
Bonds
2 Type of Securities Mgmt For For For
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate Mgmt For For For
7 Time Limit and Mgmt For For For
Repayment
Method
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment of the
Conversion
Price
10 Downward Adjustment of Mgmt For For For
Conversion
Price
11 Determining Method of Mgmt For For For
Number of Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Placement to Existing Mgmt For For For
Shareholders
17 Bondholders Meetings Mgmt For For For
18 Plan for the Raised Mgmt For For For
Funds
19 Management of Raised Mgmt For For For
Funds
20 Guarantee Matters Mgmt For For For
21 Valid Period Mgmt For For For
22 Preplan for Issuance Mgmt For For For
of Convertible
Bonds
23 Demonstration Analysis Mgmt For For For
Report on Issuance of
Convertible
Bonds
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from Issuance of
Convertible
Bonds
25 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
26 Remedial Measures on Mgmt For For For
the Diluted Immediate
Return
27 Constitution of Mgmt For For For
Procedural Rules for
Bondholders
Meetings
28 Shareholder Return Mgmt For For For
Plan
(2020-2022)
29 Board Authorization to Mgmt For For For
Handle Matters
regarding the
Issuance of
Convertible
Bonds
________________________________________________________________________________
Tianjin Ringpu Bio-Technology Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300119 CINS Y8811F101 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Mgmt For For For
Repurchase
Shares
2 PERMANENTLY Mgmt For For For
SUPPLEMENTING THE
WORKING CAPITAL WITH
SOME SURPLUS RAISED
FUNDS
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For Abstain Against
Company's Management
Systems
________________________________________________________________________________
Tibet Cheezheng Tibetan Medicine Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002287 CINS Y8843L100 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CASH MANAGEMENT WITH Mgmt For For For
SOME IDLE RAISED
FUNDS BY
SUBSIDIARIES
2 Purchase of Wealth Mgmt For For For
Management Products
with Idle Proprietary
Funds by the Company
and
Subsidiaries
3 CONNECTED TRANSACTIONS Mgmt For For For
REGARDING TRADEMARKS
CROSS-LICENSING
________________________________________________________________________________
Tibet Cheezheng Tibetan Medicine Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002287 CINS Y8843L100 11/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to the Mgmt For For For
Performance Appraisal
Indicators of the
Company for 2019
Restricted Stocks
Incentive
Plan
2 2020 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
3 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR 2020
RESTRICTED STOCK
INCENTIVE
PLAN
4 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING THE
INCENTIVE
PLAN
________________________________________________________________________________
Tibet Cheezheng Tibetan Medicine Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002287 CINS Y8843L100 12/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect WANG Yurong Mgmt For For For
2 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
3 CAPITAL INCREASE IN Mgmt For For For
WHOLLY-OWNED
SUBSIDIARIES WITH
RAISED
FUNDS
4 2019 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
________________________________________________________________________________
Tibet Rhodiola Pharmaceutical Holding Co.
Ticker Security ID: Meeting Date Meeting Status
600211 CINS Y9722L104 04/02/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
6 REAPPOINTMENT OF 2021 Mgmt For For For
AUDIT
FIRM
7 Estimated Continued Mgmt For For For
Connected
Transactions
8 PURCHASE OF WEALTH Mgmt For For For
MANAGEMENT PRODUCTS
WITH IDLE
FUNDS
9 2021 Application for Mgmt For For For
Credit Line to Banks
and Provision of
Guarantee by the
Company
10 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Managers
________________________________________________________________________________
Times Neighborhood Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
9928 CINS G8903A101 05/20/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YAO Xusheng Mgmt For For For
6 Elect ZHOU Rui Mgmt For For For
7 Elect WONG Kong Tin Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Tingyi (Cayman Islands) Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
0322 CINS G8878S103 06/07/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect WEI Hong-Chen Mgmt For For For
and Approve
Fees
7 Elect Koji Shinohara Mgmt For For For
and Approve
Fees
8 Elect LEE Tiong Hock Mgmt For Against Against
and Approve
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tofflon Science and Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300171 CINS Y76894107 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of 2021 Mgmt For For For
Auditor
7 Special Report on Mgmt For For For
Deposit and Use of
Raised
Funds
8 2021 Compensation for Mgmt For For For
Directors and Senior
Management
9 2021 Compensation for Mgmt For For For
Supervisors
10 Change of the Mgmt For For For
Company's
Name
11 Amendments to Articles Mgmt For For For
12 EXTERNAL INVESTMENT Mgmt For For For
WITH SURPLUS RAISED
FUNDS
________________________________________________________________________________
Tongwei Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600438 CINS Y8884V108 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 PROPOSAL ON DISPOSAL Mgmt For For For
OF THE SUBORDINATE
CHENGDU TONGWEI
INDUSTRIAL CO.,
LTD
________________________________________________________________________________
Topchoice Medical Corporation
Ticker Security ID: Meeting Date Meeting Status
600763 CINS Y0772A106 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Acquisition
of a Business
Operation by a
Company
________________________________________________________________________________
Topchoice Medical Corporation
Ticker Security ID: Meeting Date Meeting Status
600763 CINS Y0772A106 11/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Amendments of
Non-Competition
Commitments of
Hangzhou Haijun
Technology Co.,
Ltd
2 Related Party Mgmt For For For
Transactions
Regarding Providing
Financial Assistance
for Project
Company
________________________________________________________________________________
UE Furniture Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603600 CINS Y9898E108 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Foreign Exchange Mgmt For For For
Transactions
7 2021 FINANCING QUOTA Mgmt For For For
BY
PLEDGE
8 APPLICATION FOR CREDIT Mgmt For For For
LINE TO BANKS BY THE
COMPANY AND
SUBSIDIARIES
9 2021 Appointment of Mgmt For For For
Auditor
10 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH
TEMPORARILY IDLE
PROPRIETARY
FUNDS
11 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT WITH
TEMPORARILY IDLE
RAISED
FUNDS
12 VERIFICATION OF ANNUAL Mgmt For For For
EXTERNAL GUARANTEE
QUOTA
13 Settlement Of Some Mgmt For For For
Products Financed
With Raised Funds And
Permanently
Supplementing The
Working Capital With
the Surplus Raised
Funds
14 Amendments to The Mgmt For For For
External Financial
And Management
System
15 LAUNCHING ACCOUNTS Mgmt For For For
RECEIVABLE FACTORING
BUSINESS
________________________________________________________________________________
UE Furniture Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603600 CINS Y9898E108 06/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
________________________________________________________________________________
Vanjee Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300552 CINS Y0778F109 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reappointment of 2020 Mgmt For For For
Auditor
2 CONTINUING CONNECTED Mgmt For For For
TRANSACTIONS WITH A
COMPANY
3 Connected Transaction Mgmt For For For
Regarding the
Controlling
Shareholder and Its
Concert Party's
Provision of
Guarantee for the
Comprehensive Credit
Line Applied for by
the
Company
________________________________________________________________________________
Vanjee Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300552 CINS Y0778F109 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 Work Report of Mgmt For For For
the Board of
Supervisors
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 REMUNERATION FOR Mgmt For For For
DIRECTORS AND SENIOR
MANAGEMENT
7 Amendments to Articles Mgmt For For For
8 Amendments to the Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
9 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE BOARD
MEETINGS
10 AMENDMENTS TO THE WORK Mgmt For For For
SYSTEM FOR
INDEPENDENT
DIRECTORS
11 AMENDMENTS TO THE Mgmt For For For
RAISED FUNDS
MANAGEMENT
MEASURES
12 AMENDMENTS TO THE Mgmt For For For
EXTERNAL INVESTMENT
MANAGEMENT
MEASURES
13 AMENDMENTS TO THE Mgmt For For For
EXTERNAL GUARANTEE
MANAGEMENT
SYSTEM
14 AMENDMENTS TO THE Mgmt For For For
CONNECTED
TRANSACTIONS
MANAGEMENT
MEASURES
15 AMENDMENTS TO THE Mgmt For For For
RULES OF PROCEDURE
GOVERNING THE
SUPERVISORY
COMMITTEE
________________________________________________________________________________
Vanjee Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300552 CINS Y0778F109 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADJUSTMENT OF THE PLAN Mgmt For Against Against
FOR SHARE OFFERING TO
SPECIFIC
PARTIES
2 Full Authorization to Mgmt For Against Against
the Board or Its
Authorized Persons to
Handle Matters
Regarding the Share
Offering to Specific
Parties
________________________________________________________________________________
Weifu High-Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000581 CINS Y95338110 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 Amendments to Mgmt For For For
Compensation Policy
for Senior
Managements
7 Compensation for Mgmt For For For
Independent
Directors
8 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
9 Entrusted Wealth Mgmt For For For
Management with IDLE
Funds
10 Appointment of 2021 Mgmt For For For
Auditor
11 Appointment of 2021 Mgmt For For For
Internal Control
Auditor
12 Elect CHEN Ran as Mgmt For Against Against
Non-Employee
Representative
Supervisor
13 Elect WANG Xiaodong Mgmt For For For
14 Elect XU Yunfeng Mgmt For For For
15 Elect OU Jianbin Mgmt For For For
16 Elect Kirsch Christoph Mgmt For For For
17 Elect CHEN Yudong Mgmt For For For
18 Elect ZHAO Hong Mgmt For For For
19 Elect HUANG Rui Mgmt For For For
20 Elect YU Xiaoli Mgmt For For For
21 Elect XING Min Mgmt For Against Against
22 Elect FENG Kaiyan Mgmt For For For
23 Elect PAN Xinggao Mgmt For For For
________________________________________________________________________________
Well Lead Medical Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603309 CINS Y95389105 05/13/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS
7 2020 REMUNERATION FOR Mgmt For For For
SUPERVISORS
8 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
9 PROVISION OF GUARANTEE Mgmt For For For
QUOTA FOR
WHOLLY-OWNED
SUBSIDIARIES
10 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Well Lead Medical Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603309 CINS Y95389105 09/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AMENDMENTS TO THE Mgmt For Abstain Against
REMUNERATION
MANAGEMENT MEASURES
FOR DIRECTORS,
SUPERVISORS AND
SENIOR
MANAGEMENT
2 Elect XIANG Bin Mgmt For For For
3 Elect HAN Guangyuan Mgmt For For For
4 Elect DUAN Songfeng Mgmt For For For
5 Elect CHEN Yungui Mgmt For For For
6 Elect MU Shansong Mgmt For For For
7 Elect PAN Yanbin Mgmt For For For
8 Elect LI Ling Mgmt For For For
9 Elect CAI Guozhu Mgmt For For For
10 Elect SHU Jie Mgmt For Against Against
________________________________________________________________________________
Well Lead Medical Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
603309 CINS Y95389105 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Issue Mgmt For For For
Shares
2 Share Type and Face Mgmt For For For
Value
3 Offering Method and Mgmt For For For
Period
4 Target Subscribers and Mgmt For For For
Subscription
Method
5 Pricing Mgmt For For For
6 Size of Issuance Mgmt For For For
7 Subscription Method Mgmt For For For
8 Lock-up Period Mgmt For For For
9 Use of Proceeds Mgmt For For For
10 Listing Market Mgmt For For For
11 Arrangements for Mgmt For For For
Allocation of
Undistributed
Profits
12 Valid Period of Mgmt For For For
Resolution
13 Approval of Mgmt For For For
Preliminary Plan of
Issue
Shares
14 Feasibility Report on Mgmt For For For
the Use of
Proceeds
15 The Diluted Immediate Mgmt For For For
Return after the
Non-public Share
Offering, Filling
Measures And
Commitments Of
Relevant
Parties
16 The Shareholder Return Mgmt For For For
Plan For The Next
Three
Years
17 AUDIT REPORT FROM 2017 Mgmt For For For
TO
2019
18 Report on Deposit and Mgmt For For For
Use of Previously
Raised
Fund
19 Authorization of the Mgmt For For For
Board or its
Authorized Persons to
Implement the
Transaction Described
in Proposal
2
________________________________________________________________________________
Wellhope Foods Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603609 CINS Y5S62L100 02/01/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For Abstain Against
Procedural Rules for
Administrative
Measures for Related
Party
Transactions
2 Approval of Line of Mgmt For For For
Credit and Authority
to Give
Guarantees
3 Elect JIN Weidong Mgmt For For For
4 Elect Jacobus Johannes Mgmt For For For
de
Heus
5 Elect QIU Jiahui Mgmt For For For
6 Elect SHAO Caimei Mgmt For For For
7 Elect ZHAO Xin Mgmt For For For
8 Elect ZHANG Wenliang Mgmt For For For
9 Elect ZUO XiaoLei Mgmt For For For
10 Elect JIANG Yan Mgmt For For For
11 Elect ZHANG Shuyi Mgmt For For For
12 Elect WANG Zhongtao Mgmt For For For
13 Elect Marcus Leonardus Mgmt For Against Against
van der
Kwaak
14 Elect LI Jun Mgmt For Against Against
________________________________________________________________________________
Wellhope Foods Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603609 CINS Y5S62L100 02/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Name and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Wellhope Foods Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
603609 CINS Y5S62L100 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 ANNUAL ACCOUNTS Mgmt For For For
AND 2021 FINANCIAL
BUDGET
REPORT
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Reappointment of 2021 Mgmt For For For
Audit
Firm
7 Implementing Results Mgmt For For For
of 2020 Continuing
Connected
Transactions, and
Estimation of 2021
Continuing Connected
Transactions
8 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
9 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan
Participants
10 Amendments to the Mgmt For For For
Company's Articles of
Association
11 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
________________________________________________________________________________
Wens Foodstuff Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300498 CINS Y2R30P108 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Corporate
Bonds
2 Par Value, Issue Price Mgmt For For For
and Issuing
Volume
3 Bond Type and Duration Mgmt For For For
4 Interest Rate and Its Mgmt For For For
Determining Method,
and Method for
Payment of Principal
and
Interest
5 Issuing Method Mgmt For For For
6 Issuing Targets and Mgmt For For For
Arrangement for
Placement to Existing
Shareholders
7 Purpose of the Raised Mgmt For For For
Funds
8 Methods of Guarantee Mgmt For For For
9 Listing of the Bonds Mgmt For For For
10 Repayment Guarantee Mgmt For For For
Measures
11 The Valid Period of Mgmt For For For
the
Resolution
12 APPLICATION FOR Mgmt For For For
REGISTRATION AND
ISSUANCE OF
MEDIUM-TERM
NOTES
13 Provision of Guarantee Mgmt For For For
for Payment for Raw
Materials to
Controlling
Shareholders
14 Amendments to the Mgmt For For For
Company's Articles of
Association
15 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Shareholder
Meetings
16 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
the Board
Meetings
17 Amendments to the Mgmt For For For
Company's Rules of
Procedure Governing
Meetings of the
Supervisory
Committee
18 Amendments to the Work Mgmt For For For
System for
Independent
Directors
19 Amendments to the Mgmt For For For
Connected
Transactions
Management
System
20 Amendments to the Mgmt For For For
External Guarantee
Decision-making
System
21 Amendments to the Mgmt For For For
Investment Management
System
22 Amendments to the Mgmt For For For
Information
Disclosure Management
System
23 External Donation Mgmt For For For
Management
Measures
________________________________________________________________________________
West China Cement Ltd
Ticker Security ID: Meeting Date Meeting Status
2233 CINS G9550B111 05/28/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Special Dividends Mgmt For For For
6 Elect ZHANG Jimin Mgmt For Against Against
7 Elect MA Weiping Mgmt For For For
8 Elect LIU Yan Mgmt For For For
9 Elect Conway LEE Kong Mgmt For Against Against
Wai
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Wolong Real Estate Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
600173 CINS Y6147D105 09/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Guarantee Mgmt For For For
for An Indirectly
Controlling
Shareholder
2 By-election of QIN Min Mgmt For For For
as Non-independent
Director
3 By-election of DU Mgmt For Against Against
Qiulong as
Supervisor
________________________________________________________________________________
Wuhan Guide Infrared Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002414 CINS Y97082104 02/22/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Expansion of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company's
Articles of
Association
________________________________________________________________________________
Wuhan Guide Infrared Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002414 CINS Y97082104 10/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorization of Legal Mgmt For For For
Formalities
2 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
3 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
4 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
5 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
6 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
7 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
8 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
9 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
10 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
11 Issuance of Shares w/o Mgmt For For For
Preemptive
Rights
12 Misc. Management Mgmt For For For
Proposal
13 Approval of Non Mgmt For For For
Financial Statement
Reports
14 Misc. Management Mgmt For For For
Proposal
15 Authorization of Legal Mgmt For For For
Formalities
16 Allocation of Mgmt For For For
Profits/Dividends
17 Misc. Management Mgmt For For For
Proposal
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Wuhu Sanqi Interactive Entertainment Network Technology Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002555 CINS Y9717X105 12/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Indirect Acquisition Mgmt For For For
of 20% Equities in
Guangzhou Sanqi
Network Technology
Co.,
Ltd.
________________________________________________________________________________
Wuhu Token Science Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
300088 CINS Y9717T104 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Accounts and Mgmt For For For
Reports
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Allocation of Mgmt For For For
Dividends
5 Re-appointment of Mgmt For For For
Auditor for
2021
6 2020 Internal Control Mgmt For For For
Self-Assessment
Report
7 Authority to Provide Mgmt For For For
Guarantees for
Subsidiaries and
Holding Companies in
2021
8 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
9 Shareholder Returns Mgmt For For For
Plan for the Next
Three Years
(2021-2023)
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to
Articles
11 2020 Supervisors' Mgmt For For For
Report
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 07/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
2 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
3 ADDITIONAL FOREIGN Mgmt For For For
EXCHANGE DERIVATIVES
TRANSACTIONS
QUOTA
________________________________________________________________________________
Wus Printed Circuit (Kunshan) Company Ltd
Ticker Security ID: Meeting Date Meeting Status
002463 CINS Y9716K104 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 STOCK OPTION Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF THE
2020 STOCK OPTION
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2020 Stock Option
Incentive
Plan
________________________________________________________________________________
Wuxi Xinje Electric Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603416 CINS Y971AZ106 05/27/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For Abstain Against
THE SUPERVISORY
COMMITTEE
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
4 2020 ANNUAL ACCOUNTS Mgmt For For For
5 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
6 2020 Profit Mgmt For For For
Distribution Plan:
The Detailed Profit
Distribution Plan are
as Follows: 1) Cash
Dividend/10 Shares
(Tax Included):
Cny2.80000000 2)
Bonus Issue from
Profit (Share/10
Shares): None 3)
Bonus Issue From
Capital Reserve
(Share/10 Shares):
None
7 2020 REMUNERATION FOR Mgmt For For For
DIRECTORS AND
SUPERVISORS
8 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
9 Adjustment of The Mgmt For For For
Authorization Quota
of The Entrusted
Wealth Management
with Idle Proprietary
Funds
10 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
11 AMENDMENTS TO THE Mgmt For For For
COMPANY S ARTICLES OF
ASSOCIATION
12 Elect Director:LI Xin Mgmt For For For
13 Elect Director:ZOU Mgmt For For For
Junyu
14 Elect Director:CHEN Mgmt For For For
Shiheng
15 Elect Director:WANG Mgmt For For For
Yang
16 Elect Independent Mgmt For For For
Director: HUI
Jing
17 Elect Independent Mgmt For For For
Director:SHAN
Shiwen
18 Elect Independent Mgmt For For For
Director:WU
Meisheng
19 Elect Supervisor: GAO Mgmt For Against Against
Ping
20 Elect Supervisor: CHEN Mgmt For Against Against
Jiao
21 Elect Supervisor: LIU Mgmt For For For
Tingli
________________________________________________________________________________
XD Inc.
Ticker Security ID: Meeting Date Meeting Status
2400 CINS G9830N109 06/25/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LIU Wei Mgmt For For For
5 Elect LIU Qianli Mgmt For For For
6 Elect FAN Shuyang Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of Share Mgmt For For For
Option
Plan
________________________________________________________________________________
Xiamen Comfort Science & Technology Group Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
002614 CINS Y9717P102 04/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL ACCOUNTS Mgmt For For For
2 2020 Profit Mgmt For For For
Distribution
Plan
3 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
4 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Financial Budget Report Mgmt For For For
7 Reappointment of Mgmt For For For
Auditor
8 EXTENSION OF SOME Mgmt For For For
PROJECTS FINANCED
WITH RAISED
FUNDS
________________________________________________________________________________
Xiamen Jihong Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002803 CINS Y9719S104 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 Work Report of Mgmt For For For
the Board of
Supervisors
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
4 2020 Profit Mgmt For For For
Distribution
Plan
5 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
6 Elect ZHANG Guoqing Mgmt For For For
7 2021 REMUNERATION FOR Mgmt For For For
DIRECTORS AND SENIOR
MANAGEMENT
8 2021 REMUNERATION FOR Mgmt For For For
SUPERVISORS
9 2021 Application for Mgmt For For For
Comprehensive Credit
Line to Banks and
Other Financial
Institutions by the
Company and Its
Subsidiaries and
Provision of
Guarantee
10 2021 Estimated Mgmt For For For
Guarantee for the
Performance of
Contracts of
Subsidiaries by the
Company
11 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
________________________________________________________________________________
Xiamen Jihong Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002803 CINS Y9719S104 06/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2021
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Xiamen Jihong Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002803 CINS Y9719S104 12/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of the Mgmt For For For
Company's Business
Scope and Amendments
to the Company S
Articles of
Association
________________________________________________________________________________
Xiamen Jihong Technology Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
002803 CINS Y9719S104 12/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Termination of Some Mgmt For For For
Projects Financed
with Raised Funds and
Permanently
Supplementing the
Working Capital with
the Surplus Raised
Funds
________________________________________________________________________________
Xiamen Kingdomway Group Company
Ticker Security ID: Meeting Date Meeting Status
002626 CINS Y9718S105 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL ACCOUNTS Mgmt For For For
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2021 APPLICATION FOR Mgmt For For For
CREDIT LINE TO
BANKS
7 2021 REAPPOINTMENT OF Mgmt For For For
AUDIT
FIRM
8 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2021
TO
2023
9 Amendments to the Mgmt For For For
Company's Articles of
Association
________________________________________________________________________________
Xiamen Kingdomway Group Company
Ticker Security ID: Meeting Date Meeting Status
002626 CINS Y9718S105 05/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CHANGE OF THE BUSINESS Mgmt For For For
SCOPE
2 AMENDMENTS TO THE Mgmt For For For
ARTICLES OF
ASSOCIATIONS OF THE
COMPANY
________________________________________________________________________________
Xinjiang Tianshan Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000877 CINS Y97241106 01/11/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Line of Mgmt For For For
Credit
2 Authority to Give Mgmt For For For
Guarantees
3 Related Party Mgmt For For For
Transactions with the
Actual Controller of
the
Company
4 Related Party Mgmt For For For
Transactions with an
affiliated entity and
its
subsidiaries
5 Related Party Mgmt For For For
Transactions with an
affiliated entity and
its
subsidiaries
6 Indemnification of Mgmt For For For
Directors
________________________________________________________________________________
Xinjiang Tianshan Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000877 CINS Y97241106 08/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Xinjiang Tianshan Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000877 CINS Y97241106 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect XIAO Jiaxiang Mgmt For For For
2 Elect CAI Guobin Mgmt For For For
3 Elect HU Jinyu as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Xinjiang Tianshan Cement Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000877 CINS Y97241106 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Xinlong Holding(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000955 CINS Y29828103 05/17/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
3 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY0.0000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):none
7 2021 REAPPOINTMENT OF Mgmt For For For
FINANCIAL AND
INTERNAL CONTROL
AUDIT
FIRM
8 AUTHORIZATION FOR THE Mgmt For For For
GUARANTEE
9 UNRECOVERED LOSSES Mgmt For For For
ACCOUNT FOR ONE THIRD
OF THE PAID-IN
CAPITAL
________________________________________________________________________________
Xinlong Holding(Group) Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000955 CINS Y29828103 10/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for Mgmt For For For
Private
Placement
2 Type and Notional Mgmt For For For
Amount
3 Issue Mode and Issue Mgmt For For For
Date
4 Pricing Benchmark, Mgmt For For For
Issue Price and
Pricing
Principle
5 Issuing Target and Mgmt For For For
Subscription
Method
6 Number of Issuance Mgmt For For For
7 Restricted Period Mgmt For For For
8 Capital Size and Use Mgmt For For For
of
Fund
9 Deposit Account Mgmt For For For
10 Arrangement for Mgmt For For For
Accrued Proceeds
Prior to Private
Placement
11 Listing Location Mgmt For For For
12 Validity Period of Mgmt For For For
Private
Placement
13 Approval of Mgmt For For For
Preliminary Plan of
Private
Placement
14 Feasibility Report on Mgmt For For For
Use of
Proceeds
15 Dilution and Mgmt For For For
Commitment to
Compensations
16 Plan of Shareholder Mgmt For For For
Returns
(2020-2022)
17 Conditional Share Mgmt For For For
Subscription with
Jiaxing Paradise
Silicon Valley Equity
Investment
18 Related Party Mgmt For For For
Transactions
Associated with
Private
Placement
19 No Prompt for Editing Mgmt For For For
Use of Proceeds for
Prior
Financing
20 Board Authorization to Mgmt For For For
Implement Private
Placement
21 Adjustment to Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/28/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Xi Mgmt For For For
6 Elect LEE Shing Put Mgmt For For For
7 Elect Paul CHENG Kwok Mgmt For Against Against
Kin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yangzhou Yangjie Electronic Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
300373 CINS Y97292109 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 ANNUAL ACCOUNTS Mgmt For For For
4 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
As Follows: 1) Cash
Dividend/10 Shares
(tax Included):
CNY0.88000000 2)
Bonus Issue from
Profit (share/10
Shares): None 3)
Bonus Issue from
Capital Reserve
(share/10 Shares):
None
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 REAPPOINTMENT OF AUDIT Mgmt For For For
FIRM
7 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Yantai Eddie Precision Machinery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603638 CINS Y9740J107 03/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2021 RESTRICTED STOCK
INCENTIVE
PLAN
3 AUTHORIZATION TO THE Mgmt For For For
BOARD TO HANDLE
MATTERS REGARDING
EQUITY
INCENTIVE
________________________________________________________________________________
Yantai Eddie Precision Machinery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603638 CINS Y9740J107 05/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE SUPERVISORY
COMMITTEE
3 2020 WORK REPORT OF Mgmt For For For
INDEPENDENT
DIRECTORS
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 ANNUAL ACCOUNTS Mgmt For For For
6 2020 Profit Mgmt For For For
Distribution Plan:
the Detailed Profit
Distribution Plan Are
as Follows: 1) Cash
Dividend/10 Shares
(Tax
Included):CNY1.8000000
0 2) Bonus Issue From
Profit (Share/10
Shares):none 3) Bonus
Issue From Capital
Reserve (Share/10
Shares):4.000000
7 2020 SPECIAL REPORT ON Mgmt For For For
THE DEPOSIT AND USE
OF RAISED
FUNDS
8 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association and
Authorization to the
Board of Directors to
Handle Specific
Matters
9 2021 FINANCIAL BUDGET Mgmt For For For
REPORT
10 2021 APPOINTMENT OF Mgmt For For For
AUDIT
FIRM
________________________________________________________________________________
Yantai Eddie Precision Machinery Co Ltd
Ticker Security ID: Meeting Date Meeting Status
603638 CINS Y9740J107 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SONG Fei Mgmt For For For
2 Elect XU Shangwu Mgmt For For For
3 Elect SONG Peng Mgmt For For For
4 Elect SONG Ou Mgmt For For For
5 Elect SONG Yuxuan Mgmt For For For
6 Elect ZHANG Peidong Mgmt For For For
7 Elect CHEN Zhengli Mgmt For For For
8 Elect TANG Yun Mgmt For For For
9 Elect WU Rendong Mgmt For For For
10 Elect SUN Yongzheng Mgmt For Against Against
11 Elect FANG Zhidong Mgmt For For For
________________________________________________________________________________
Yibin Wuliangye Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
000858 CINS Y9718N106 06/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 ANNUAL REPORT Mgmt For For For
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Estimated Mgmt For For For
Continuing Connected
Transactions and the
Confirmation of 2020
Continuing Connected
Transactions
7 Appointment of 2021 Mgmt For For For
Auditor
8 Amendments to Articles Mgmt For Against Against
9 2021 Financial Budget Mgmt For For For
10 By-Election of Mgmt For Against Against
Supervisor
11 By-Elect JIANG Lin Mgmt For For For
12 By-Elect XU Bo Mgmt For For For
13 Elect XIE Zhihua Mgmt For For For
14 Elect WU Yue Mgmt For For For
15 Elect LANG Dingchang Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 06/04/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect JIANG Juncai Mgmt For Against Against
8 Elect WANG Danjin Mgmt For For For
9 Elect CHEN Yangui Mgmt For For For
10 Elect LI Shuang Mgmt For For For
11 Elect TANG Xinfa Mgmt For Against Against
12 Elect Eddy Huang Mgmt For For For
13 Elect TANG Jianxin Mgmt For Against Against
14 Elect ZHAO Dayao Mgmt For For For
15 Elect XIANG Ling Mgmt For For For
16 Elect LI Xuechen Mgmt For For For
17 Elect TANG Jinlong as Mgmt For For For
Supervisor
18 Elect LUO Zhonghua as Mgmt For Against Against
Supervisor
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 06/04/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 06/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Mgmt For For For
Non-Competition
Agreements
4 Purchase Transactions Mgmt For For For
(including the annual
caps) and
Clarithromycin and
Azithromycin Purchase
Transaction
5 Entrusted Transactions Mgmt For For For
(including the annual
caps).
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
YiChang HEC ChangJiang Pharmaceutical Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1558 CINS Y9828F100 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Distribution of Mgmt For For For
Interim
Dividend
3 Elect LI Xuechen Mgmt For For For
4 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Yifan Pharmaceutical Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
002019 CINS Y98922100 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LIU Hongquan Mgmt For For For
2 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive Plan
(June
2020)
3 Repurchase and Mgmt For For For
Cancellation of Some
Restricted Stocks
Under 2019 Restricted
Stock Incentive Plan
(August
2020)
4 Decrease of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yihai International Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
1579 CINS G98419107 05/21/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Guo Qiang and Mgmt For For For
Approve
Fees
5 Elect SHU Ping and Mgmt For Against Against
Approve
Fees
6 Elect YAU Ka Chi and Mgmt For Against Against
Approve
Fees
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yihai International Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
1579 CINS G98419107 12/31/2020 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Haidilao Master Sales Mgmt For For For
Agreement
4 Shuhai Sales Agreement Mgmt For For For
5 Shuhai Purchase Mgmt For For For
Agreement
6 JV Condiment Products Mgmt For For For
Sales
Agreement
7 Elect ZHAO Xiaokai Mgmt For For For
________________________________________________________________________________
Yintai Gold Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000975 CINS Y1584S103 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Independent Mgmt For For For
Directors'
Report
6 Allocation of Mgmt For For For
Profits/Dividends
7 ENTRUSTED WEALTH Mgmt For For For
MANAGEMENT AND
INVESTMENT WITH IDLE
PROPRIETARY FUNDS BY
THE COMPANY AND
CONTROLLED
SUBSIDIARIES
8 PROVISION OF GUARANTEE Mgmt For For For
FOR A CONTROLLED
SUBSIDIARY
________________________________________________________________________________
Yintai Gold Co Ltd
Ticker Security ID: Meeting Date Meeting Status
000975 CINS Y1584S103 11/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect YANG Haifei Mgmt For For For
2 Elect WANG Shui Mgmt For For For
3 Elect OU Xingong Mgmt For For For
4 Elect LIU Liming Mgmt For For For
5 Elect YUAN Meirong Mgmt For For For
6 Elect LU Sheng Mgmt For For For
7 Elect WANG Yaping Mgmt For For For
8 Elect CUI Jing Mgmt For For For
9 Elect ZHANG Da Mgmt For For For
10 Elect LIU Weimin Mgmt For For For
11 Elect ZHAO Shimei Mgmt For Against Against
12 Increase of the Mgmt For For For
Company's Registered
Capital
13 Amendments to the Mgmt For For For
Company's Articles of
Association
14 ALLOWANCE FOR Mgmt For For For
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Yonggao Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
002641 CINS Y9841S105 03/10/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
2 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE 2021
RESTRICTED STOCK
INCENTIVE
PLAN
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding the
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Zhejiang Dali Technology Co
Ticker Security ID: Meeting Date Meeting Status
002214 CINS Y988AM109 02/23/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CASH MANAGEMENT WITH Mgmt For For For
SOME IDLE RAISED
FUNDS
2 Change of Registered Mgmt For For For
Capital and
Amendments to
Articles
________________________________________________________________________________
Zhejiang Dali Technology Co
Ticker Security ID: Meeting Date Meeting Status
002214 CINS Y988AM109 05/14/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
5 2020 Allocation of Mgmt For For For
Dividends
6 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
7 Re-appointment of Mgmt For For For
Auditor
8 Authority to Apply for Mgmt For For For
Credit Loans in
2021
9 2021 Remuneration for Mgmt For For For
Directors,
Supervisors and
Senior
Managers
________________________________________________________________________________
Zhejiang Dali Technology Co
Ticker Security ID: Meeting Date Meeting Status
002214 CINS Y988AM109 11/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Termination of Mgmt For For For
Share
Repurchase
2 Elect PANG Huimin Mgmt For For For
3 Elect ZHOU Jin Mgmt For For For
4 Elect JIANG Lijun Mgmt For For For
5 Elect WANG Renchun Mgmt For For For
6 Elect PAN Bin Mgmt For For For
7 Elect YANG Jie Mgmt For For For
8 Elect CUI Yamin Mgmt For For For
9 Elect SHENTU Hongyi Mgmt For Against Against
________________________________________________________________________________
Zhejiang Dingli Machinery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603338 CINS Y988CW105 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
DIRECTORS
2 2020 WORK REPORT OF Mgmt For For For
THE BOARD OF
SUPERVISORS
3 2020 ANNUAL REPORT AND Mgmt For For For
ITS SUMMARY OF THE
COMPANY
4 2020 FINAL ACCOUNTS Mgmt For For For
REPORT OF THE
COMPANY
5 2020 Annual Profit Mgmt For For For
Distribution Plan of
the
Company
6 REAPPOINT THE Mgmt For For For
ACCOUNTING
FIRM
7 CONFIRMATION OF THE Mgmt For For For
REMUNERATION OF
DIRECTORS AND SENIOR
EXECUTIVES FOR
2020
8 To Consider and Mgmt For For For
Approve the
Remuneration of
Supervisors for
2020
9 Provision of Mgmt For For For
Guarantees to
Customers by the
Company and Its
Wholly-owned
Subsidiaries
10 Provision of Mgmt For For For
Guarantees to Its
Wholly-owned
Subsidiaries by the
Company
11 The Company and Mgmt For For For
Wholly-owned
Subsidiary to Apply
to Financial
Institutions for
Credit
Line
12 REVISE THE ARTICLES OF Mgmt For For For
ASSOCIATION OF THE
COMPANY
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Dingli Machinery Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603338 CINS Y988CW105 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Eligibility for the Mgmt For Against Against
Company's Private
Placement of A
Shares
2 Types and Nominal Value Mgmt For Against Against
3 Issuance Method and Mgmt For Against Against
Date
4 Subscribers and Mgmt For Against Against
Subscription
Method
5 Benchmark Date and Mgmt For Against Against
Pricing
Principle
6 Issuance Size Mgmt For Against Against
7 Locking-Up Period Mgmt For Against Against
8 Use of Proceeds Mgmt For Against Against
9 Listing Market Mgmt For Against Against
10 Distribution Mgmt For Against Against
Arrangement of the
Accumulated
Profit
11 Validity of the Mgmt For Against Against
Resolution
12 Preliminary Plan of Mgmt For Against Against
the 2021 Private
Placement of A
Shares
13 Feasibility Report on Mgmt For Against Against
Use of
Proceeds
14 Report of Deposit and Mgmt For For For
Use of Previously
Raised
Funds
15 Indemnification Mgmt For Against Against
Arrangements for
Diluted Current
Earnings and
Commitments
16 Board Authorization to Mgmt For Against Against
Implement the Private
Placement of A Shares
Plan and Relevant
Matters
________________________________________________________________________________
Zhejiang Double Arrow Rubber Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002381 CINS Y988B0106 03/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Non-independent Mgmt For For For
Directors'
Fees
7 Independent Directors' Mgmt For For For
Fees
8 Supervisors' Fees Mgmt For For For
9 LAUNCHING FORWARD Mgmt For For For
FOREIGN EXCHANGE
SETTLEMENT AND SALE
BUSINESS
10 Approval of Line of Mgmt For For For
Credit
11 2021 Reappointment of Mgmt For For For
Audit
Firm
12 The Company's Mgmt For For For
Eligibility for
Public Issuance of
A-share Convertible
Bonds
13 Type of Securities to Mgmt For For For
Be
Issued
14 Issuing Scale Mgmt For For For
15 Bond Duration Mgmt For For For
16 Par Value and Issue Mgmt For For For
Price
17 Interest Rate Mgmt For For For
18 Time and Method for Mgmt For For For
Paying the Principal
and
Interest
19 Conversion Period Mgmt For For For
20 Determination of the Mgmt For For For
Conversion
Price
21 Adjustment and Mgmt For For For
Calculation Method of
Conversion
Price
22 Downward Adjustment of Mgmt For For For
Conversion
Price
23 Determining Method for Mgmt For For For
the Number of
Converted
Shares
24 Redemption Clauses Mgmt For For For
25 Resale Clauses Mgmt For For For
26 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
27 Issuing Targets and Mgmt For For For
Method
28 Arrangement for Mgmt For For For
Placement to Existing
Shareholders
29 Matters Regarding Mgmt For For For
Bondholders
Meetings
30 Purpose of the Raised Mgmt For For For
Funds
31 Guarantee Mgmt For For For
32 Deposit and Management Mgmt For For For
of the Raised
Funds
33 The Valid Period of Mgmt For For For
the Issuance
Plan
34 PREPLAN FOR PUBLIC Mgmt For For For
ISSUANCE OF A-SHARE
CONVERTIBLE
BONDS
35 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of A-share
Convertible Corporate
Bonds
36 REPORT ON THE USE OF Mgmt For For For
PREVIOUSLY RAISED
FUNDS
37 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
A-share Convertible
Corporate Bonds,
Filling Measures and
Commitments of
Relevant Parties
(revised)
38 Constitution of the Mgmt For For For
Rules Governing the
Meetings of
Bondholders of the
Company's Convertible
Bonds
39 AMENDMENTS TO THE Mgmt For Abstain Against
RAISED FUNDS
MANAGEMENT
SYSTEM
40 SHAREHOLDER RETURN Mgmt For For For
PLAN FROM 2021 TO
2023
41 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of A-share
Convertible Corporate
Bonds
________________________________________________________________________________
Zhejiang Huahai Pharmaceutical Co
Ticker Security ID: Meeting Date Meeting Status
600521 CINS Y9891X103 05/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Accounts and Mgmt For For For
Reports
4 Allocation of Mgmt For For For
Profits/Dividends
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 2021 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO
BANKS
7 Re- Appointment of Mgmt For For For
Auditor
8 Amendments to the Mgmt For For For
Company's Articles of
Association
9 2021 RESTRICTED STOCK Mgmt For For For
INCENTIVE PLAN
(DRAFT) AND ITS
SUMMARY
10 APPRAISAL MANAGEMENT Mgmt For For For
MEASURES FOR THE
IMPLEMENTATION OF
2021 RESTRICTED STOCK
INCENTIVE
PLAN
11 Authorization to the Mgmt For For For
Board And Its
Authorized Relevant
Persons to Handle
Matters Regarding
Equity
Incentive
12 Rationale and Purpose Mgmt For For For
13 Share Repurchase Mgmt For For For
Satisfies Relevant
Conditions
14 Type Mgmt For For For
15 Method Mgmt For For For
16 Validity Mgmt For For For
17 Price Range Mgmt For For For
18 Total Amount and Source Mgmt For For For
19 Number and Percentage Mgmt For For For
of Total Capital of
Shares
20 Authorization For Mgmt For For For
Share
Repurchase
________________________________________________________________________________
ZheJiang Jasan Holding Group Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603558 CINS Y988CD107 08/14/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE SECOND PHASE Mgmt For Against Against
EMPLOYEE STOCK
OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 Constitution of Mgmt For Against Against
Management Measures
for the Second Phase
Employee Stock
Ownership
Plan
3 Authorization to the Mgmt For Against Against
Board to Handle
Matters
Regarding
the Second Phase
Employee Stock
Ownership
Plan
________________________________________________________________________________
Zhejiang Jiahua Energy Chemical Industry Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600273 CINS Y37403105 09/10/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect HAN Jianhong Mgmt For For For
2 Elect WANG Jianping Mgmt For For For
3 Elect SHAO Shengfu Mgmt For For For
4 Elect WANG Hongliang Mgmt For For For
5 Elect NIU Yingshan Mgmt For For For
6 Elect GUAN Siyi Mgmt For For For
7 Elect XU Yibing Mgmt For For For
8 Elect SU Taoyong Mgmt For For For
9 Elect LI Yuming Mgmt For For For
10 Elect SONG Jianping Mgmt For Against Against
11 Elect MA Xiaoqing Mgmt For For For
________________________________________________________________________________
Zhejiang Jianfeng Group Co.Ltd.
Ticker Security ID: Meeting Date Meeting Status
600668 CINS Y9889C103 11/17/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JIANG Xiaomeng Mgmt For For For
2 Elect YU Jianhong Mgmt For For For
3 Elect LIU Bo Mgmt For For For
4 Elect ZHANG Guoping Mgmt For For For
5 Elect HUANG Sujian Mgmt For Against Against
6 Elect HUANG Jinlong Mgmt For For For
7 Elect FU Qi Mgmt For For For
8 Elect SHEN Weiguo Mgmt For For For
9 Elect YANG Dalong Mgmt For For For
10 Elect CHEN Tianci Mgmt For Against Against
11 Elect LU Ruimei Mgmt For Against Against
12 Elect SHI Fu Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhejiang Jingsheng Mechanical and Electrical Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
300316 CINS Y9803K108 10/19/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Draft and Mgmt For For For
Summary of
Performance Shares
Incentive
Plan
2 Approve Methods to Mgmt For For For
Assess the
Performance of Plan
Participants
3 Approve Authorization Mgmt For For For
of the Board to
Handle All Related
Matters
________________________________________________________________________________
Zhejiang Jingxin Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002020 CINS Y988AC101 07/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CONNECTED TRANSACTION Mgmt For For For
REGARDING PROPERTY
PURCHASE
________________________________________________________________________________
Zhejiang Jingxin Pharmaceutical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002020 CINS Y988AC101 08/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Non-public Share
Offering
2 Stock Type and Par Mgmt For For For
Value
3 Issuing Method and Date Mgmt For For For
4 Issuing Targets and Mgmt For For For
Subscription
Method
5 Issuing Price, Pricing Mgmt For For For
Principles and
Pricing Base
Date
6 Issuing Volume Mgmt For For For
7 Lockup Period Mgmt For For For
8 Listing Place Mgmt For For For
9 Purpose and Amount of Mgmt For For For
the Raised
Funds
10 Arrangement for the Mgmt For For For
Accumulated Retained
Profits
11 The Valid Period of Mgmt For For For
the Resolution on the
Non-public Share
Offering
12 Connected Transactions Mgmt For For For
Involved in the 2020
Non-public Share
Offering
13 Pre-plan for 2020 Mgmt For For For
Non-public A Share
Offering
14 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to be Raised
from the 2020
Non-public A Share
Offering
15 SPECIAL REPORT ON THE Mgmt For For For
USE OF PREVIOUSLY
RAISED
FUNDS
16 Conditional Mgmt For For For
Termination Agreement
of the Share
Subscription
Agreement to Be
Signed with Specific
Parties
17 THE TERMINATION Mgmt For For For
AGREEMENTS OF THE
STRATEGIC COOPERATION
AGREEMENT
18 Conditional Agreement Mgmt For For For
on Subscription for
the Non-publicly
Offered Shares to Be
Signed with
Subscribers
19 Full Authorization to Mgmt For For For
the Board to Handle
Matters Regarding the
Non-public Share
Offering
20 Diluted Immediate Mgmt For For For
Return after the
Non-public Share
Offering and Filling
Measures
21 SHAREHOLDER RETURN Mgmt For For For
PLAN FOR THE NEXT
THREE YEARS FROM 2020
TO
2022
22 Exemption of A Company Mgmt For For For
and Its Concert Party
from the Tender Offer
Obligation to
Increase Shareholding
in the
Company
________________________________________________________________________________
Zhejiang Jiuli Hi-tech Metals Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002318 CINS Y988AW107 02/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 ADJUSTMENT OF Mgmt For For For
REMUNERATION FOR
INDEPENDENT
DIRECTORS
________________________________________________________________________________
Zhejiang Jiuli Hi-tech Metals Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002318 CINS Y988AW107 11/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHOU Zhijiang Mgmt For For For
2 Elect LI Zhenzhou Mgmt For For For
3 Elect ZHANG Yuxu Mgmt For For For
4 Elect XU Amin Mgmt For For For
5 Elect YANG Peifen Mgmt For For For
6 Elect CAI Liming Mgmt For For For
7 Elect ZHENG Wanqing Mgmt For For For
8 Elect MIAO Lanjuan Mgmt For For For
9 Elect SUN Hanhong Mgmt For For For
10 Elect SHI Quanbing Mgmt For Against Against
11 Elect SHEN Yufeng Mgmt For For For
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 04/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report of Mgmt For For For
the Board of
Directors
2 2020 Work Report of Mgmt For For For
the Supervisory
Committee
3 2020 Annual Report and Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Profit Mgmt For For For
Distribution
Plan
6 Cash Management with Mgmt For For For
Some Idle Raised
Funds
7 Launching the Bill Mgmt For For For
Pool
Business
8 2021 Estimated Mgmt For For For
Guarantee Quota for
Subsidiaries
9 Reappointment of Audit Mgmt For For For
Firm
10 Change of the Mgmt For For For
Company's Registered
Capital and
Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Zhejiang NHU Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
002001 CINS Y98910105 11/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 THE 3RD PHASE EMPLOYEE Mgmt For Against Against
STOCK OWNERSHIP PLAN
(DRAFT) AND ITS
SUMMARY
2 AUTHORIZATION TO THE Mgmt For Against Against
BOARD TO HANDLE
MATTERS REGARDING THE
3RD PHASE EMPLOYEE
STOCK OWNERSHIP
PLAN
________________________________________________________________________________
Zhejiang Weiming Environment Protection Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603568 CINS Y989A0105 05/11/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 REPURCHASE AND Mgmt For For For
CANCELLATION OF SOME
RESTRICTED
STOCKS
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Accounts and Mgmt For For For
Reports
5 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
6 Allocation of Mgmt For For For
Profits/Dividends
7 Re- Appointment of Mgmt For For For
Auditor
8 2021 APPLICATION FOR Mgmt For For For
COMPREHENSIVE CREDIT
LINE TO FINANCIAL
INSTITUTIONS
9 PROVISION OF EXTERNAL Mgmt For For For
GUARANTEE FOR
SUBSIDIARIES
10 Change of Company's Mgmt For For For
Registered Capital
and Amendments to the
Company's Articles of
Association
________________________________________________________________________________
Zhejiang Weiming Environment Protection Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
603568 CINS Y989A0105 12/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Amendments to Mgmt For For For
Articles of
Association
2 Approve Provision of Mgmt For Against Against
External
Guarantee
3 Elect Non-independent Mgmt For For For
Director: XIANG
Guangming
4 Elect Non-independent Mgmt For For For
Director: ZHU
Shanyin
5 Elect Non-independent Mgmt For For For
Director: CHEN
Ge
6 Elect Non-independent Mgmt For For For
Director: ZHU
Shanyu
7 Elect Non-independent Mgmt For For For
Director: XIANG
Pengyu
8 Elect of Mgmt For For For
Non-independent
Director: XIANG
Yihao
9 Elect independent Mgmt For For For
Director: WANG
Zexia
10 Elect independent Mgmt For For For
Director: SUN
Xiaoxia
11 Elect independent Mgmt For For For
Director: ZHANG
Weixian
12 Elect Supervisor: LIU Mgmt For Against Against
Xibing
13 Elect Supervisor: LI Mgmt For For For
Yuyan
________________________________________________________________________________
Zhuzhou Kibing Group Co Ltd
Ticker Security ID: Meeting Date Meeting Status
601636 CINS Y98959102 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Independent Mgmt For For For
Directors'
Report
4 2020 Accounts and Mgmt For For For
Reports
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 ANNUAL REPORT AND Mgmt For For For
ITS
SUMMARY
7 2021 EXTENSION OF Mgmt For For For
LOANS AND ADDITIONAL
BANK LOANS CREDIT
LINE
8 2021 Extension of Loan Mgmt For For For
for Controlled
Subsidiaries and
Provision of
Guarantee for
Additional Bank Loans
Credit
Line
9 201 Re- Appointment of Mgmt For For For
Auditor
10 Amendments to the Mgmt For For For
Company's Governance
Systems
11 Capital Increase In A Mgmt For For For
Wholly- Owned
Subsidiary And
Investment In
Construction Of A
Project
12 INVESTMENT IN Mgmt For For For
CONSTRUCTION OF A
PROJECT
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 05/28/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report of A Mgmt For For For
Shares
6 Annual Report of H Mgmt For For For
Shares
7 Allocation of Mgmt For For For
Profits/Dividends
8 Provision for Asset Mgmt For For For
Impairment
9 Appointment of Mgmt For For For
Domestic
Auditor
10 Appointment of Mgmt For For For
International
Auditor
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Application for Mgmt For For For
Banking Credit
Line
13 Authorization to Mgmt For For For
Zoomlion Industrial
Vehicles to Engage in
Business relating to
Banker's Acceptance
Secured by
Goods
14 Authorization to Mgmt For For For
Agricultural
Machinery Co.Ltd., a
subsidiary of the
Company, to engage in
financial business
with relevant
financial
institutions and
downstream customers
and provide external
guarantees.
15 Authority to Give Mgmt For For For
Guarantees
16 Investment and Mgmt For For For
Financial
Management
17 Development of Mgmt For For For
Financial Derivatives
Business
18 Authorization to Hunan Mgmt For For For
Zhicheng Financing
and Guarantee Company
Limited to Provide
Guarantees
19 approve (i) the Mgmt For For For
registration of
asset-backed
securities products
(ii) the undertaking
of obligations to top
up the shortfall
(iii) provision of
guarantee by the
Company
20 Approve (i) the Mgmt For For For
registration of
supply chain
asset-backed
securities products
in the amount of RMB6
billion by Zoomlion
Business Factoring
(China) Co.,
Ltd.
(Zoomlion Business
Factoring (China)")
and (ii) the issue of
necessary documents
by
the
21 Related Party Mgmt For For For
Transactions of the
disposal by the
Company of 81% equity
interest
22 Approve the continuing Mgmt For For For
provision of
guarantees
23 Authority to Give Mgmt For For For
Buy-back
Guarantees
24 Debt Financing Mgmt For For For
Instruments
25 Approve the issue of Mgmt For For For
medium-term notes by
the Company with a
principal amount of
not more than RMB5
billion
26 Approve and confirm Mgmt For For For
compliance by the
Company with the
conditions for the
issue of
bonds.
27 Approve the issue of Mgmt For For For
bonds by the Company
to professional
investors by
way
of public offering
with a principal
amount of not more
than RMB5
billion
28 Authorise the Board Mgmt For For For
and its authorised
persons to deal with
all matters in
connection with the
Bond
Issue
29 Amendments to Articles Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 08/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Fulfillment of the Mgmt For For For
conditions for the
Proposed Non-public
Issuance of
A-Shares
2 class and nominal Mgmt For For For
value of shares to be
issued
3 issue method and time Mgmt For For For
4 target subscribers Mgmt For For For
5 subscription method Mgmt For For For
6 price determination Mgmt For For For
date and issue
price
7 subscription price and Mgmt For For For
issue
size
8 lock-up period Mgmt For For For
9 arrangement of Mgmt For For For
accumulated profit
distribution prior to
completion of the issue
10 listing venue Mgmt For For For
11 use of proceeds Mgmt For For For
12 validity period Mgmt For For For
13 Proposal for the Mgmt For For For
Proposed Non-public
Issuance of A-shares
14 Maanshan Huaijin Mgmt For For For
Cornerstone Equity
Investment
Partnership (Limited
Partnership)
Strategic Cooperation
Agreement
15 Taiping Life Insurance Mgmt For For For
Co., Ltd. Strategic
Cooperation
Agreement
16 Hainan Chengyisheng Mgmt For For For
Strategic Cooperation
Agreement
17 Ningbo Shituo Mgmt For For For
Enterprise Management
Co., Ltd. Strategic
Cooperation
Agreement
18 Subscription Agreements Mgmt For For For
19 Related Party Mgmt For For For
Transactions
20 Feasibility Report on Mgmt For For For
the use of
Proceeds
21 Exemption from the Mgmt For For For
Preparation of a
Report on the use of
Proceeds from
Previous Fund Raising
Activities
22 Measures on Making up Mgmt For For For
Diluted Returns for
the current period due
to the Proposed
Non-public
Issuance
23 Undertakings in Mgmt For For For
Relation to the
Measures on Making up
Diluted Returns for
the current period due
to the Proposed
Non-public
Issuance
24 Shareholders' Return Mgmt For For For
Plan
(2020-2022)
25 Board Authorization to Mgmt For For For
Handle all Matters
Relating to the
Non-public Issuance
of
A-shares
________________________________________________________________________________
Zoomlion Heavy Industry Science and Technology Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
1157 CINS Y1293Y102 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Interim Mgmt For For For
dividend
2 Merger by Absorption Mgmt For For For
Fund Name : VanEck Vectors Coal ETF
_____________________________________________________________________________
Aurizon Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AZJ CINS Q0695Q104 10/14/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sarah E. Ryan Mgmt For For For
3 Elect Lyell Strambi Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Andrew T.
Harding)
5 Approve Termination Mgmt For For For
Payments
6 Remuneration Report Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/25/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Jastrzebska Spolka Weglowa SA
Ticker Security ID: Meeting Date Meeting Status
JSW CINS X4038D103 08/31/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Election of Scrutiny Mgmt For For For
Commission
6 Agenda Mgmt For For For
7 Remuneration Policy Mgmt For Against Against
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
New Hope Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
NHC CINS Q66635105 11/17/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Robert Millner Mgmt For For For
4 Elect Jacqueline McGill Mgmt For For For
5 Equity Grant (CEO Mgmt For For For
Reinhold
Schmidt)
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Phase Out
of Coal
Generation
________________________________________________________________________________
PT Bumi Resources
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 09/16/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 07/09/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 07/09/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For Against Against
Shares for Management
and Employees Stock
Option Program
("MESOP")
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 07/23/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For Against Against
Shares for Management
and Employees Stock
Option Program
("MESOP")
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 07/23/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bumi Resources Tbk
Ticker Security ID: Meeting Date Meeting Status
BUMI CINS Y7122M110 09/16/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
President
Commissioner
________________________________________________________________________________
PT Transcoal Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
TCPI CINS Y8906V102 07/09/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Transcoal Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
TCPI CINS Y8906V102 07/09/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 09/25/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/27/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Abstain Against
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Marat Atnashev Mgmt For For For
6 Elect Andrei V. Davidov Mgmt For Abstain Against
7 Elect Aleksey A. Ivanov Mgmt For Abstain Against
8 Elect Nikolay V. Ivanov Mgmt For Abstain Against
9 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
10 Elect Ilya M. Lifshits Mgmt For Abstain Against
11 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
12 Elect Eric Stoyell Mgmt For Abstain Against
13 Elect Alexander V. Mgmt For Abstain Against
Frolov
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 12/18/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition (Related Mgmt For For For
Party
Transaction)
2 Acquisition (Major Mgmt For For For
Transaction)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Semirara Mining and Power Corporation
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7628G112 07/03/2020 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Call To Order And Mgmt For For For
Proof Of Notice Of
Meeting
2 Certification Of Quorum Mgmt For For For
3 Chairman's Message Mgmt For For For
4 Meeting Minutes Mgmt For For For
5 Management's Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Elect Isidro A. Mgmt For Against Against
Consunji
9 Elect Jorge A. Consunji Mgmt For For For
10 Elect Cesar A. Mgmt For Against Against
Buenaventura
11 Elect Herbert M. Mgmt For For For
Consunji
12 Elect Maria Cristina Mgmt For Against Against
C.
Gotianun
13 Elect Edwina C. Laperal Mgmt For For For
14 Elect Josefa Consuelo Mgmt For For For
C.
Reyes
15 Elect Luz Consuelo A. Mgmt For For For
Consunji
16 Elect Rogelio M. Murga Mgmt For Against Against
17 Elect Honorio Reyes-Lao Mgmt For For For
18 Elect Antonio Jose U. Mgmt For Against Against
Periquet,
Jr.
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
20 Transaction of Other Mgmt For Against Against
Business
21 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Shougang Fushan Resources Group Limited
Ticker Security ID: Meeting Date Meeting Status
0639 CINS Y7760F104 09/03/2020 Voted
Meeting Type Country of Trade
Ordinary Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Share Buy-back Mgmt For For For
4 Whitewash Waiver Mgmt For For For
________________________________________________________________________________
Washington H. Soul Pattinson and Company Limited
Ticker Security ID: Meeting Date Meeting Status
SOL CINS Q85717108 12/09/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Josephine L. Mgmt For For For
Sukkar
4 Re-elect Tiffany L. Mgmt For For For
Fuller
5 Re-elect Thomas C.D. Mgmt For For For
Millner
6 Equity Grant (MD/CEO Mgmt For For For
Todd
Barlow)
________________________________________________________________________________
Whitehaven Coal Ltd
Ticker Security ID: Meeting Date Meeting Status
WHC CINS Q97664108 10/22/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (MD/CEO Mgmt For For For
Paul
Flynn)
4 Re-elect Julie Beeby Mgmt For For For
5 Re-elect Raymond Zage Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Phase Out
of Coal
Generation
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 12/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Interests and Mgmt For For For
Assets Transfer
Agreement
3 Supplemental Mgmt For For For
Authorization for
Domestic and Overseas
Debt Financing
Activities
4 Increase 2020-2024 Mgmt For For For
Cash Dividend
Ratio
5 Capital Increase Mgmt For For For
Agreement
Fund Name : VanEck Vectors Digital Transformation ETF
________________________________________________________________________________
Argo Blockchain Plc
Ticker Security ID: Meeting Date Meeting Status
ARB CINS G053A3104 06/24/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Marco D'Attanasio Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
BC Technology Group Limited
Ticker Security ID: Meeting Date Meeting Status
00863 CINS G1106B109 05/28/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect LO Ken Bon Mgmt For Against Against
6 Elect Hugh Douglas Mgmt For For For
Madden
7 Elect David James Mgmt For For For
Chapman
8 Directors' Fees Mgmt For For For
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Termination of Mgmt For Against Against
Existing Share Option
Scheme and the
Adoption of New Share
Option
Scheme
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bitfarms Ltd.
Ticker Security ID: Meeting Date Meeting Status
BITF CUSIP 09173B107 06/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emiliano Joel Mgmt For Withhold Against
Grodzki
1.2 Elect Nicolas Bonta Mgmt For For For
1.3 Elect Brian Howlett Mgmt For For For
1.4 Elect Pierre Mgmt For For For
Seccareccia
1.5 Elect Andres Mgmt For For For
Finkielsztain
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of By-Law No. Mgmt For For For
3 -Advance
Notice
4 Approval of By-Law No. Mgmt For Against Against
4
5 Amendment to Long-Term Mgmt For For For
Incentive
Plan
6 Change of Continuance Mgmt For For For
from CBCA to
OBCA
________________________________________________________________________________
CoinShares International Limited
Ticker Security ID: Meeting Date Meeting Status
CS CINS G2370Z103 06/28/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Election of Directors Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Establishment of Mgmt For For For
Nominating
Committee
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Galaxy Digital Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLXY CUSIP G37092106 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Novogratz
1.2 Elect Theagenis Iliadis Mgmt For For For
1.3 Elect Nereida Flannery Mgmt For For For
1.4 Elect Bill Koutsouras Mgmt For For For
1.5 Elect Dominic Docherty Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the Mgmt For Against Against
Long-Term Incentive
Plan
4 Approval of Long-Term Mgmt For Against Against
Incentive Plan
Grants
5 Declaration of Mgmt Against For Against
Non-U.S. Residency
Status
6 Declaration of Mgmt Against For Against
Ownership and
Control
________________________________________________________________________________
Huobi Technology Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
01611 CINS G4671J101 04/30/2021 Voted
Meeting Type Country of Trade
Special Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Second Supplemental Mgmt For For For
Agreement
________________________________________________________________________________
Hut 8 Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
HUT CUSIP 44812T102 06/23/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill Tai Mgmt For For For
1.2 Elect Joseph Flinn Mgmt For Withhold Against
1.3 Elect Jeremy Sewell Mgmt For Withhold Against
1.4 Elect Jaime Leverton Mgmt For For For
1.5 Elect Alexia Hefti Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
4 Approval of the Mgmt For For For
Employee Share
Purchase
Plan
________________________________________________________________________________
Northern Data AG
Ticker Security ID: Meeting Date Meeting Status
NB2 CINS D5S1LG112 04/28/2021 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Increase in Authorised Mgmt For Against Against
Capital
6 Stock Option Plan Mgmt For For For
Fund Name : VanEck Vectors Egypt Index ETF
________________________________________________________________________________
Alexandria Mineral Oils Company
Ticker Security ID: Meeting Date Meeting Status
AMOC CINS M0726T105 09/30/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditors'
Report
4 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Directors' Fees Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Cairo Investment & Real Estate Development
Ticker Security ID: Meeting Date Meeting Status
CIRA CINS M2078K104 09/27/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Cairo Investment & Real Estate Development
Ticker Security ID: Meeting Date Meeting Status
CIRA CINS M2078K104 12/01/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Corporate Governance Mgmt For TNA N/A
Report
9 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Cairo Investment & Real Estate Development
Ticker Security ID: Meeting Date Meeting Status
CIRA CINS M2078K104 12/01/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article 4 Mgmt For TNA N/A
________________________________________________________________________________
Cairo Investment & Real Estate Development
Ticker Security ID: Meeting Date Meeting Status
CIRA CINS M2078K104 12/22/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Issue Mgmt For TNA N/A
Sukuk
3 Related Party Mgmt For TNA N/A
Transactions (EFG
Hermes)
4 Sale of Assets Mgmt For TNA N/A
5 Authorisation of Legal Mgmt For TNA N/A
Formalities (Related
Party
Transactions)
6 Authorisation of Legal Mgmt For TNA N/A
Formalities (Sukuk
Issuance)
7 Transaction of Other Mgmt For TNA N/A
Business (Sukuk
Issuance)
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect James E. Mgmt For For For
Rutherford
5 Elect Martin Horgan Mgmt For For For
6 Elect Ross Jerrard Mgmt For For For
7 Elect Sally Eyre Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Ibrahim Fawzy Mgmt For For For
10 Elect Marna Cloete Mgmt For For For
11 Elect Catharine Farrow Mgmt For For For
12 Elect Hendrik (Hennie) Mgmt For For For
Johannes
Faul
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Ci Capital Holding For Financial Investments
Ticker Security ID: Meeting Date Meeting Status
CICH CINS M24063105 03/24/2021 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Mgmt For TNA N/A
Auditors and
Authority to Set
Fees
9 Netting Contracts Mgmt For TNA N/A
10 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Ci Capital Holding For Financial Investments
Ticker Security ID: Meeting Date Meeting Status
CICH CINS M24063105 07/28/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Charitable Donations Mgmt For TNA N/A
(Covid-19)
3 Establishment of Mgmt For TNA N/A
Shareholding
Company
________________________________________________________________________________
Ci Capital Holding For Financial Investments
Ticker Security ID: Meeting Date Meeting Status
CICH CINS M24063105 09/21/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Increase Board Size Mgmt For TNA N/A
3 Election of Two Mgmt For TNA N/A
Directors
4 Resignation of Ashraf Mgmt For TNA N/A
Abou Al
Kheir
5 Approve Appointment Mgmt For TNA N/A
Ahmed Amr
Tantawi
6 Non-Voting Meeting Note N/A N/A TNA N/A
7 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Cleopatra Hospital
Ticker Security ID: Meeting Date Meeting Status
CLHO CINS M2R16W104 10/15/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Implement Employee Mgmt For TNA N/A
Stock Purchase
Plan
________________________________________________________________________________
Cleopatra Hospital Company
Ticker Security ID: Meeting Date Meeting Status
CLHO CINS M2R16W104 04/15/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Presentation of Mgmt For TNA N/A
Information Regarding
the Employees'
Plan
________________________________________________________________________________
Cleopatra Hospital Company
Ticker Security ID: Meeting Date Meeting Status
CLHO CINS M2R16W104 04/15/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Employee Profit Mgmt For TNA N/A
Participation
6 Ratification of Board Mgmt For TNA N/A
Acts; Directors'
Fees
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Cleopatra Hospital Company
Ticker Security ID: Meeting Date Meeting Status
CLHO CINS M2R16W104 04/29/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Presentation of Mgmt For TNA N/A
Information Regarding
the Employees'
Plan
________________________________________________________________________________
Commercial International Bank of Egypt
Ticker Security ID: Meeting Date Meeting Status
COMI CINS 201712205 03/30/2021 Voted
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Auditors' Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Changes Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Charitable Donations Mgmt For For For
9 Board Transactions Mgmt For Abstain Against
10 Directors' Report; Mgmt For For For
Corporate Governance
Report; Shareholders'
Requests
________________________________________________________________________________
Eastern Tobacco
Ticker Security ID: Meeting Date Meeting Status
EAST CINS M2932V106 10/25/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Employees Bonus Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Resolutions and
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Netting Contracts Mgmt For TNA N/A
11 Delisting of Lands Mgmt For TNA N/A
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/20/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Corporate Governance Mgmt For TNA N/A
Report
6 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Amendments to Articles Mgmt For TNA N/A
(Capital
Increase)
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Directors' Fees Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS 268425402 05/20/2021 Voted
Meeting Type Country of Trade
Mix Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Auditor's Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Corporate Governance Mgmt For For For
Report
5 Authority to Increase Mgmt For For For
Capital for Bonus
Share
Issuance
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Amendments to Articles Mgmt For For For
(Capital
Increase)
8 Ratification of Board Mgmt For For For
Acts
9 Directors' Fees Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Charitable Donations Mgmt For Abstain Against
12 Implement Employee Mgmt For Abstain Against
Stock Ownership
Plan
13 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/30/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Implement Employee Mgmt For TNA N/A
Stock Ownership
Plan
3 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
EFG-Hermes Holding Company
Ticker Security ID: Meeting Date Meeting Status
HRHO CINS M3047P109 05/30/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Implement Employee Mgmt For TNA N/A
Stock Ownership
Plan
3 Amendments to Articles Mgmt For TNA N/A
10, 16, 40 &
49
4 Amendments to Article Mgmt For TNA N/A
37
5 Amendments to Article Mgmt For TNA N/A
19
________________________________________________________________________________
Egypt Kuwait Holding Co
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 12/27/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital for Bonus
Share
Issuance
3 Amendments to Articles Mgmt For TNA N/A
6 and 7 (Capital
Increase)
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/30/2021 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Election of Directors Mgmt For TNA N/A
10 Elect CHEN Qing Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 03/30/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Authorise Acceptance Mgmt For TNA N/A
of Conversion
Form
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
5 Accounts and Reports Mgmt For TNA N/A
________________________________________________________________________________
Egypt Kuwait Holding Co.
Ticker Security ID: Meeting Date Meeting Status
EKHO CINS M3400B101 12/27/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Bonus Share Issuance Mgmt For TNA N/A
________________________________________________________________________________
El Sewedy Electric
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/04/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Corporate Governance Mgmt For TNA N/A
Report
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Netting Contracts Mgmt For TNA N/A
8 Adopt Board Decisions Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Directors' Fees Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
12 Charitable Donations Mgmt For TNA N/A
13 Election of Directors Mgmt For TNA N/A
________________________________________________________________________________
El Sewedy Electric
Ticker Security ID: Meeting Date Meeting Status
SWDY CINS M398AL106 04/04/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article 4 Mgmt For TNA N/A
________________________________________________________________________________
Emaar Misr for Development SAE
Ticker Security ID: Meeting Date Meeting Status
EMFD CINS M4R30T109 03/31/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
Acts
5 Election of Directors Mgmt For TNA N/A
6 Directors' Fees Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Corporate Governance Mgmt For TNA N/A
Report
10 Elect YOU Wei Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 05/08/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
5 Financial Statements Mgmt For TNA N/A
6 Board Changes Mgmt For TNA N/A
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Mgmt For TNA N/A
Auditors and
Authority to Set
Fees
10 Netting Contracts; Mgmt For TNA N/A
Authority to Give
Guarantees
11 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Ezz Steel
Ticker Security ID: Meeting Date Meeting Status
ESRS CINS M07095108 08/22/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Presentation of Mgmt For TNA N/A
Auditor's
Report
4 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
5 Financial Statements Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Netting Contracts; Mgmt For TNA N/A
Authority to Give
Guarantees
10 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 11/28/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Performance Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Employees' Bonus Mgmt For TNA N/A
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Election of Directors Mgmt For TNA N/A
11 Directors' Fees Mgmt For TNA N/A
________________________________________________________________________________
Heliopolis Housing
Ticker Security ID: Meeting Date Meeting Status
HELI CINS M52987100 11/28/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Article Mgmt For TNA N/A
20
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Ibnsina Pharma
Ticker Security ID: Meeting Date Meeting Status
ISPH CINS M5R02B109 03/31/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Election of Directors Mgmt For TNA N/A
8 Directors' Fees Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Charitable Donations Mgmt For TNA N/A
11 The Company's Mgmt For TNA N/A
Eligibility for
Non-public Share
Offering
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/07/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends;
Bonus Share
Issuance
6 Corporate Governance Mgmt For TNA N/A
Report
7 Charitable Donations Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Directors' Fees Mgmt For TNA N/A
10 Netting Contracts Mgmt For TNA N/A
11 Ratification of Board Mgmt For TNA N/A
Acts
________________________________________________________________________________
Medinet Nasr Housing
Ticker Security ID: Meeting Date Meeting Status
MNHD CINS M6879R101 04/07/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
4, 6 and
7
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Medinet Nasr Housing.
Ticker Security ID: Meeting Date Meeting Status
MNHD.CA CINS M6879R101 12/13/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Sale of a Subsidiary Mgmt For TNA N/A
3 Allocation to Retained Mgmt For TNA N/A
Earnings
4 Board Changes Mgmt For TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Orascom Investment Holding
Ticker Security ID: Meeting Date Meeting Status
OIH CINS M7525Q109 10/19/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Demerger Mgmt For TNA N/A
3 Ratification of Mgmt For TNA N/A
Demerger
Rationale
4 Approve Valuation Mgmt For TNA N/A
Report
5 Approve Apportionment Mgmt For TNA N/A
and Distribution of
Assets, Liabilities
and
Equity
6 Approve Demerger Mgmt For TNA N/A
Contract; Amendments
to
Articles
7 Continuation of Mgmt For TNA N/A
Listing of Demerging
Company; Listing of
Demerged
Company
8 Authorisation of Legal Mgmt For TNA N/A
Formalities (GDR
Program)
9 Restructuring of Mgmt For TNA N/A
Affiliates and
Subsidiaries;
Transfer of
Ownership; Signing
Purchase and Sale
Orders; Exemption
from Mandatory Tender
Offer and Cash
Payments
10 Accounts, Reports, Mgmt For TNA N/A
Memo of Compliance
and Articles of
Association;
Amendments to
Articles
11 Authorisation of Legal Mgmt For TNA N/A
Formalities (Articles
of Association;
Demerger Contract;
Demerger Process and
Disclosure
Report)
________________________________________________________________________________
Orascom Investment Holding
Ticker Security ID: Meeting Date Meeting Status
OIH CINS M7525Q109 12/08/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions (Beltone
Financial
Leasing)
3 Related Party Mgmt For TNA N/A
Transactions (Orascom
Financial Holding
S.A.E.)
________________________________________________________________________________
Orascom Investment Holding
Ticker Security ID: Meeting Date Meeting Status
OIH CINS M7525Q109 12/08/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Related Party Mgmt For TNA N/A
Transactions (Beltone
Financial
Leasing)
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 03/31/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditor's Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Corporate Governance Mgmt For TNA N/A
Report
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Charitable Donations Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
10 Approve Corporate Mgmt For TNA N/A
Governance
Charter
11 Election of Directors Mgmt For TNA N/A
12 Change of the Mgmt For TNA N/A
Company's
Name
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 09/20/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Oriental Weavers
Ticker Security ID: Meeting Date Meeting Status
ORWE CINS M7558V108 11/19/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 04/01/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Financial Statements Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Directors' Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Corporate Governance Mgmt For TNA N/A
Report
7 Ratification of Board Mgmt For TNA N/A
Acts
8 Election of Directors Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
11 Charitable Donations Mgmt For TNA N/A
12 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 04/01/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Cancellation of Mgmt For TNA N/A
Shares; Amendments to
Articles
3 Property Sale Mgmt For TNA N/A
4 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 08/18/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Resignation of Mohamed Mgmt For TNA N/A
Mahmoud
Fahmy
3 Elect Tarek Mohamed Mgmt For TNA N/A
Tantawi
4 Netting Contracts Mgmt For TNA N/A
________________________________________________________________________________
Palm Hills Development Company
Ticker Security ID: Meeting Date Meeting Status
PHDC CINS M7778G105 08/18/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Delisting of Global Mgmt For TNA N/A
Depository
Receipts
3 Authorisation of Legal Mgmt For TNA N/A
Formalities
________________________________________________________________________________
Pioneers Holding
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 11/24/2020 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Division of the Company Mgmt For TNA N/A
3 Financial Position Mgmt For TNA N/A
Regarding Division
Process
4 Adopt the Amended Mgmt For TNA N/A
Employee Stock
Purchase
Plan
________________________________________________________________________________
Pioneers Holding Company
Ticker Security ID: Meeting Date Meeting Status
PIOH CINS M7925C106 03/31/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Auditors' Report Mgmt For TNA N/A
3 Corporate Governance Mgmt For TNA N/A
Report
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Mgmt For TNA N/A
Auditors and
Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Allocation of Mgmt For TNA N/A
Profits/Dividends
9 Charitable Donations Mgmt For TNA N/A
10 Board Changes Mgmt For TNA N/A
11 Accounts and Reports Mgmt For TNA N/A
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 06/08/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Directors' Fees Mgmt For TNA N/A
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Charitable Donations Mgmt For TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Qalaa Holdings S.A.E.
Ticker Security ID: Meeting Date Meeting Status
CCAP CINS M24810117 07/06/2020 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditor's Report Mgmt For TNA N/A
4 Financial Statements Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Election of Directors Mgmt For TNA N/A
7 Directors' Fees Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
9 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 01/28/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
________________________________________________________________________________
Sidi Kerir Petrochemicals
Ticker Security ID: Meeting Date Meeting Status
SKPC CINS M8411S100 03/31/2021 Take No Action
Meeting Type Country of Trade
Annual Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Presentation of Mgmt For TNA N/A
Auditors'
Report
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Directors' Fees Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Charitable Donations Mgmt For TNA N/A
8 Ratification of Board Mgmt For TNA N/A
Acts
9 Election of Directors Mgmt For TNA N/A
10 Reduction in Mgmt For TNA N/A
Authorised Capital;
Amendments to Article
6
________________________________________________________________________________
Six of October Development & Investment (SODIC)
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 11/01/2020 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Authority to Increase Mgmt For TNA N/A
Capital Pursuant to
Employee Stock
Purchase
Plan
________________________________________________________________________________
Sixth of October Development & Investment
Ticker Security ID: Meeting Date Meeting Status
OCDI CINS M84139100 04/22/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Corporate Governance Mgmt For TNA N/A
Report
4 Auditor's Report Mgmt For TNA N/A
5 Financial Statements Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
8 Netting Contracts Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Directors' Fees Mgmt For TNA N/A
11 Charitable Donations Mgmt For TNA N/A
12 Presentation of Mgmt For TNA N/A
Information Regarding
Appointment of
Financial
Consultants
13 Non-Voting Meeting Note N/A N/A TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Talaat Moustafa Group (TMG)
Ticker Security ID: Meeting Date Meeting Status
TMGH CINS M8763H108 03/28/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report; Mgmt For TNA N/A
Corporate Governance
Report
3 Auditors' Report Mgmt For TNA N/A
4 Financial Statements; Mgmt For TNA N/A
Allocation of
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
Acts
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Directors' Fees Mgmt For TNA N/A
8 Charitable Donations Mgmt For TNA N/A
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/15/2021 Take No Action
Meeting Type Country of Trade
Special Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Amendments to Articles Mgmt For TNA N/A
21 and
43
________________________________________________________________________________
Telecom Egypt
Ticker Security ID: Meeting Date Meeting Status
ETEL CINS M87886103 03/29/2021 Take No Action
Meeting Type Country of Trade
Ordinary Egypt
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Directors' Report Mgmt For TNA N/A
3 Auditors' Report Mgmt For TNA N/A
4 Presentation of Mgmt For TNA N/A
Corporate Governance
Report
5 Financial Statements Mgmt For TNA N/A
6 Appointment of Auditor Mgmt For TNA N/A
and Authority to Set
Fees
7 Board Changes Mgmt For TNA N/A
8 Election of Directors Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Charitable Donations Mgmt For TNA N/A
11 Directors' Fees Mgmt For TNA N/A
12 Netting Contracts Mgmt For TNA N/A
13 Allocation of Mgmt For TNA N/A
Profits/Dividends
14 Non-Voting Meeting Note N/A N/A TNA N/A
Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF
________________________________________________________________________________
JSC National Company KazMunayGas
Ticker Security ID: Meeting Date Meeting Status
66YQ ISIN XS1595713782 06/16/2021 Take No Action
Meeting Type Country of Trade
Consent United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Holders Of The Mgmt For TNA N/A
2025 Notes, The 2027
Notes, The 2030
Notes,
The 2047 Notes And The
2048 Notes Are Being
Requested To Provide
Their Consent To The
Terms And Conditions
Of Each Series Of
Notes (The
"Conditions") With
The Terms
And
Conditions Of The
U.S.$750,000,000
3.500% Notes Due 2033
(The "2020 Notes"),
With The Proposed
Amendments
(If Approved) To Take
Effect On The
Effective
Date.
Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF
________________________________________________________________________________
JSC National Company KazMunayGas
Ticker Security ID: Meeting Date Meeting Status
66YQ ISIN XS1595713782 06/16/2021 Take No Action
Meeting Type Country of Trade
Consent United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Holders Of The Mgmt For TNA N/A
2025 Notes, The 2027
Notes, The 2030
Notes,
The 2047 Notes And The
2048 Notes Are Being
Requested To Provide
Their Consent To The
Terms And Conditions
Of Each Series Of
Notes (The
"Conditions") With
The Terms
And
Conditions Of The
U.S.$750,000,000
3.500% Notes Due 2033
(The "2020 Notes"),
With The Proposed
Amendments
(If Approved) To Take
Effect On The
Effective
Date.
Fund Name : VanEck Vectors Energy Income ETF
________________________________________________________________________________
Antero Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
AM CUSIP 03676B102 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Kennedy
1.2 Elect Brooks J. Klimley Mgmt For For For
1.3 Elect John C. Mgmt For For For
Mollenkopf
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David B. Mgmt For For For
Kilpatrick
6 Elect Sean T. Klimczak Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Neal A. Shear Mgmt For For For
10 Elect Andrew J. Teno Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For Withhold Against
1.2 Elect Marcel R. Coutu Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Cunningham
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Gregory J. Goff Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Teresa S. Madden Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Stephen S. Poloz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equitrans Midstream Corporation
Ticker Security ID: Meeting Date Meeting Status
ETRN CUSIP 294600101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Sarah M. Mgmt For For For
Barpoulis
3 Elect Kenneth M. Burke Mgmt For For For
4 Elect Patricia K. Mgmt For For For
Collawn
5 Elect Margaret K. Mgmt For For For
Dorman
6 Elect Thomas F. Karam Mgmt For For For
7 Elect D. Mark Leland Mgmt For For For
8 Elect Norman J. Mgmt For For For
Szydlowski
9 Elect Robert F. Vagt Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirement
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gibson Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
GEI CUSIP 374825206 05/04/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Estey Mgmt For For For
1.2 Elect Douglas P. Bloom Mgmt For For For
1.3 Elect James J. Cleary Mgmt For For For
1.4 Elect Judy E. Cotte Mgmt For For For
1.5 Elect John L. Festival Mgmt For For For
1.6 Elect Marshall McRae Mgmt For For For
1.7 Elect Margaret C. Mgmt For For For
Montana
1.8 Elect Mary Ellen Peters Mgmt For For For
1.9 Elect Steven R. Mgmt For For For
Spaulding
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to By-Law Mgmt For For For
No.
1
5 Amendment to Articles Mgmt For For For
to Limit Number of
Preferred Shares
Issued
________________________________________________________________________________
Keyera Corp.
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493271100 05/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James V. Bertram Mgmt For For For
1.2 Elect Douglas J. Mgmt For For For
Haughey
1.3 Elect Michael J. Norris Mgmt For For For
1.4 Elect Charlene Ripley Mgmt For For For
1.5 Elect Janet P. Woodruff Mgmt For For For
1.6 Elect J. Blair Goertzen Mgmt For For For
1.7 Elect Gianna M. Manes Mgmt For For For
1.8 Elect Thomas C. Mgmt For For For
O'Connor
1.9 Elect Dean Setoguchi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For For For
4 Elect Ted A. Gardner Mgmt For For For
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect C. Park Shaper Mgmt For For For
12 Elect William A. Smith Mgmt For For For
13 Elect Joel V. Staff Mgmt For For For
14 Elect Robert F. Vagt Mgmt For For For
15 Elect Perry M. Waughtal Mgmt For For For
16 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Macquarie Infrastructure Corporation
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 55608B105 05/06/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reorganization Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Macquarie Infrastructure Corporation
Ticker Security ID: Meeting Date Meeting Status
MIC CUSIP 55608B105 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amanda M. Brock Mgmt For For For
2 Elect Norman H. Brown, Mgmt For For For
Jr.
3 Elect Christopher Frost Mgmt For For For
4 Elect Maria S. Jelescu Mgmt For For For
Dreyfus
5 Elect Ronald Kirk Mgmt For For For
6 Elect Henry E. Lentz Mgmt For For For
7 Elect Ouma Sananikone Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Magellan Midstream Partners, L.P.
Ticker Security ID: Meeting Date Meeting Status
MMP CUSIP 559080106 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Croyle Mgmt For Withhold Against
1.2 Elect Stacy P. Methvin Mgmt For For For
1.3 Elect Barry R. Pearl Mgmt For For For
2 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New Fortress Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
NFE CUSIP 644393100 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Grain Mgmt For For For
1.2 Elect C. William Mgmt For For For
Griffin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
NuStar Energy L.P.
Ticker Security ID: Meeting Date Meeting Status
NS CUSIP 67058H102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley C. Barron Mgmt For For For
1.2 Elect William B. Mgmt For For For
Burnett
1.3 Elect W. Grady Rosier Mgmt For For For
2 Amendment to the 2019 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Mark W. Helderman Mgmt For For For
5 Elect Randall J. Larson Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Eduardo A. Mgmt For For For
Rodriguez
10 Elect Gerald B. Smith Mgmt For For For
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pembina Pipeline Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 706327103 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall J. Mgmt For For For
Findlay
1.2 Elect Anne-Marie N. Mgmt For For For
Ainsworth
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Michael H. Dilger Mgmt For For For
1.5 Elect Robert G. Gwin Mgmt For For For
1.6 Elect Maureen E. Howe Mgmt For For For
1.7 Elect Gordon J. Kerr Mgmt For For For
1.8 Elect David M.B. Mgmt For For For
LeGresley
1.9 Elect Leslie A. Mgmt For For For
O'Donoghue
1.10 Elect Bruce D. Rubin Mgmt For For For
1.11 Elect Henry W. Sykes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Plains All American Pipeline, L.P.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 726503105 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg L. Armstrong Mgmt For For For
1.2 Elect John T. Raymond Mgmt For For For
1.3 Elect Bobby S. Mgmt For For For
Shackouls
1.4 Elect Christopher M. Mgmt For For For
Temple
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Plains GP Holdings, L.P.
Ticker Security ID: Meeting Date Meeting Status
PAGP CUSIP 72651A207 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg L. Armstrong Mgmt For For For
1.2 Elect John T. Raymond Mgmt For For For
1.3 Elect Bobby S. Mgmt For For For
Shackouls
1.4 Elect Christopher M. Mgmt For For For
Temple
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Beth A. Bowman Mgmt For For For
2 Elect Lindsey M. Mgmt For For For
Cooksen
3 Elect Robert B. Evans Mgmt For For For
4 Elect Joe Bob Perkins Mgmt For For For
5 Elect Ershel C. Redd, Mgmt For For For
Jr.
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
TC Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 87807B107 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephan Cretier Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Culbert
1.3 Elect Susan C. Jones Mgmt For For For
1.4 Elect Randy Limbacher Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect David MacNaughton Mgmt For For For
1.7 Elect Francois L. Mgmt For For For
Poirier
1.8 Elect Una Power Mgmt For For For
1.9 Elect Mary Pat Salomone Mgmt For For For
1.10 Elect Indira V. Mgmt For For For
Samarasekera
1.11 Elect D. Michael G. Mgmt For For For
Stewart
1.12 Elect Siim A. Vanaselja Mgmt For For For
1.13 Elect Thierry Vandal Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to By-Law Mgmt For For For
No.
1
________________________________________________________________________________
TC Pipelines, LP
Ticker Security ID: Meeting Date Meeting Status
TCP CUSIP 87233Q108 02/26/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Nancy K. Buese Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Charles I. Cogut Mgmt For For For
6 Elect Michael A. Creel Mgmt For For For
7 Elect Stacey H. Dore Mgmt For For For
8 Elect Vicki L. Fuller Mgmt For For For
9 Elect Peter A. Ragauss Mgmt For For For
10 Elect Rose M. Robeson Mgmt For For For
11 Elect Scott D. Mgmt For For For
Sheffield
12 Elect Murray D. Smith Mgmt For For For
13 Elect William H. Spence Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Environmental Services ETF
________________________________________________________________________________
ABM Industries Incorporated
Ticker Security ID: Meeting Date Meeting Status
ABM CUSIP 000957100 03/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Chavez Mgmt For For For
2 Elect Art A. Garcia Mgmt For For For
3 Elect Jill M. Golder Mgmt For For For
4 Elect Scott Salmirs Mgmt For For For
5 Approval of the 2021 Mgmt For For For
Equity and Incentive
Compensation
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Disposal Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSW CUSIP 00790X101 08/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Advanced Emissions Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADES CUSIP 00770C101 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For Withhold Against
1.2 Elect Gilbert Li Mgmt For For For
1.3 Elect J. Taylor Mgmt For For For
Simonton
1.4 Elect L. Spencer Wells Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Ratification of the Mgmt For For For
Tax Asset Protection
Plan
________________________________________________________________________________
Cantel Medical Corp
Ticker Security ID: Meeting Date Meeting Status
CMD CUSIP 138098108 12/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles M. Diker Mgmt For For For
2 Elect Alan R. Batkin Mgmt For For For
3 Elect Ann E. Berman Mgmt For For For
4 Elect Mark N. Diker Mgmt For For For
5 Elect Anthony B. Evnin Mgmt For For For
6 Elect Laura L. Forese Mgmt For For For
7 Elect George L. Mgmt For For For
Fotiades
8 Elect Ronnie Myers Mgmt For For For
9 Elect Karen N. Prange Mgmt For For For
10 Elect Peter J. Mgmt For For For
Pronovost
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMD CUSIP 138098108 04/29/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
________________________________________________________________________________
Casella Waste Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWST CUSIP 147448104 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Casella Mgmt For For For
1.2 Elect William P. Mgmt For For For
Hulligan
1.3 Elect Rose Stuckey Kirk Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. McKim Mgmt For For For
1.2 Elect John T. Preston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Management Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For Against Against
Exclusive Forum
Amendment
________________________________________________________________________________
Covanta Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
CVA CUSIP 22282E102 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Barse Mgmt For For For
1.2 Elect Ronald J. Broglio Mgmt For For For
1.3 Elect Peter C. B. Bynoe Mgmt For For For
1.4 Elect Linda J. Fisher Mgmt For For For
1.5 Elect Joseph M. Holsten Mgmt For For For
1.6 Elect Owen R. Mgmt For For For
Michaelson
1.7 Elect Danielle Pletka Mgmt For For For
1.8 Elect Michael W. Ranger Mgmt For For For
1.9 Elect Robert S. Mgmt For For For
Silberman
1.10 Elect Jean Smith Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect Beth Albright Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Gary W. Mize Mgmt For For For
8 Elect Michael Rescoe Mgmt For For For
9 Elect Nicole M. Mgmt For For For
Ringenberg
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Donaldson Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
DCI CUSIP 257651109 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tod E. Carpenter Mgmt For For For
1.2 Elect Pilar Cruz Mgmt For For For
1.3 Elect Ajita G. Rajendra Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect Shari L Ballard Mgmt For For For
3 Elect Barbara J. Beck Mgmt For For For
4 Elect Christophe Beck Mgmt For For For
5 Elect Jeffrey M. Mgmt For For For
Ettinger
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Michael Larson Mgmt For For For
8 Elect David W. Mgmt For For For
MacLennan
9 Elect Tracy B. McKibben Mgmt For For For
10 Elect Lionel L. Mgmt For For For
Nowell,
III
11 Elect Victoria J. Reich Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Elect John J. Zillmer Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Energy Recovery, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERII CUSIP 29270J100 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Olav Fjell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Energy Recovery, Inc.
Ticker Security ID: Meeting Date Meeting Status
ERII CUSIP 29270J100 07/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander J. Mgmt For For For
Buehler
1.2 Elect Robert Y.L. Mao Mgmt For Withhold Against
2 Approval of the 2020 Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evoqua Water Technologies Corp.
Ticker Security ID: Meeting Date Meeting Status
AQUA CUSIP 30057T105 02/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Cappeline Mgmt For For For
1.2 Elect Lisa Glatch Mgmt For For For
1.3 Elect Brian R. Mgmt For For For
Hoesterey
1.4 Elect Vinay Kumar Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GFL Environmental Inc.
Ticker Security ID: Meeting Date Meeting Status
GFL CUSIP 36168Q104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick Dovigi Mgmt For For For
1.2 Elect Dino Chiesa Mgmt For For For
1.3 Elect Violet Konkle Mgmt For For For
1.4 Elect Arun Nayar Mgmt For Withhold Against
1.5 Elect Paolo Notarnicola Mgmt For For For
1.6 Elect Ven Poole Mgmt For For For
1.7 Elect Blake Sumler Mgmt For For For
1.8 Elect Raymond Svider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred Fehsenfeld, Mgmt For For For
Jr.
1.2 Elect Jim Schumacher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Loop Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOOP CUSIP 543518104 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jay Stubina Mgmt For For For
2 Elect Andrew Lapham Mgmt For For For
3 Elect Laurence G. Mgmt For For For
Sellyn
4 Elect Louise S. Sams Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Republic Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Manuel Kadre Mgmt For For For
2 Elect Tomago Collins Mgmt For For For
3 Elect Michael A. Duffy Mgmt For For For
4 Elect Thomas W. Handley Mgmt For For For
5 Elect Jennifer M. Kirk Mgmt For For For
6 Elect Michael Larson Mgmt For For For
7 Elect Kim S. Pegula Mgmt For For For
8 Elect James P. Snee Mgmt For For For
9 Elect Brian S. Tyler Mgmt For For For
10 Elect Sandra M. Volpe Mgmt For For For
11 Elect Katharine Mgmt For For For
Weymouth
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to ESG
Metrics
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenda J. Minor Mgmt For For For
1.2 Elect Michael W. Mgmt For For For
Sutherlin
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sharps Compliance Corp.
Ticker Security ID: Meeting Date Meeting Status
SMED CUSIP 820017101 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sharon R. Mgmt For For For
Gabrielson
1.2 Elect Jack A. Holmes Mgmt For For For
1.3 Elect Parris H. Holmes Mgmt For For For
1.4 Elect David P. Tusa Mgmt For For For
1.5 Elect Susan N. Vogt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stericycle, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRCL CUSIP 858912108 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert S. Murley Mgmt For For For
2 Elect Cindy J. Miller Mgmt For For For
3 Elect Brian P. Anderson Mgmt For For For
4 Elect Lynn Dorsey Bleil Mgmt For For For
5 Elect Thomas F. Chen Mgmt For For For
6 Elect Jesse Joel Mgmt For For For
Hackney,
Jr.
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Steven C. Hooley Mgmt For For For
9 Elect James J. Martell Mgmt For For For
10 Elect Kay G. Priestly Mgmt For For For
11 Elect James L. Welch Mgmt For For For
12 Elect Mike S. Mgmt For For For
Zafirovski
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Clawback
Policy
________________________________________________________________________________
Steris Plc
Ticker Security ID: Meeting Date Meeting Status
STE CUSIP G8473T100 07/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard C. Mgmt For For For
Breeden
2 Elect Cynthia L. Mgmt For For For
Feldmann
3 Elect Jacqueline B. Mgmt For For For
Kosecoff
4 Elect David B. Lewis Mgmt For For For
5 Elect Walter M Mgmt For For For
Rosebrough,
Jr.
6 Elect Nirav R. Shah Mgmt For For For
7 Elect Mohsen M. Sohi Mgmt For For For
8 Elect Richard M. Mgmt For For For
Steeves
9 Ratification of Auditor Mgmt For For For
10 Appointment of Mgmt For For For
Statutory
Auditor
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Azita Arvani Mgmt For For For
2 Elect Timothy R. Morse Mgmt For For For
3 Elect Steven A. Mgmt For For For
Sonnenberg
4 Elect David W. Huml Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan L. Batrack Mgmt For For For
2 Elect Gary R. Mgmt For For For
Birkenbeuel
3 Elect Patrick C. Haden Mgmt For For For
4 Elect J. Christopher Mgmt For For For
Lewis
5 Elect Joanne M. Maguire Mgmt For For For
6 Elect Kimberly E. Mgmt For For For
Ritrievi
7 Elect J. Kenneth Mgmt For For For
Thompson
8 Elect Kirsten M. Volpi Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
US Ecology, Inc.
Ticker Security ID: Meeting Date Meeting Status
ECOL CUSIP 91732J102 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Burke Mgmt For For For
1.2 Elect E. Renae Conley Mgmt For For For
1.3 Elect Katina Dorton Mgmt For For For
1.4 Elect Glenn A. Mgmt For For For
Eisenberg
1.5 Elect Jeffrey R. Feeler Mgmt For For For
1.6 Elect Daniel Fox Mgmt For Withhold Against
1.7 Elect Mack L. Hogans Mgmt For For For
1.8 Elect Ronald C. Keating Mgmt For For For
1.9 Elect John T. Sahlberg Mgmt For For For
1.10 Elect Melanie Steiner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
5 Elimination of Mgmt For For For
Cumulative
Voting
6 Adoption of Plurality Mgmt For For For
Vote for Contested
Elections
7 Adoption of Proxy Mgmt For For For
Access
________________________________________________________________________________
Waste Connections, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCN CUSIP 94106B101 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward E. Guillet Mgmt For For For
2 Elect Michael W. Harlan Mgmt For For For
3 Elect Larry S. Hughes Mgmt For For For
4 Elect Worthing F. Mgmt For For For
Jackman
5 Elect Elise L. Jordan Mgmt For For For
6 Elect Susan Lee Mgmt For For For
7 Elect Ronald J. Mgmt For For For
Mittelstaedt
8 Elect William J. Mgmt For For For
Razzouk
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Fish, Mgmt For For For
Jr.
2 Elect Andres R. Gluski Mgmt For For For
3 Elect Victoria M. Holt Mgmt For For For
4 Elect Kathleen M. Mgmt For For For
Mazzarella
5 Elect Sean E. Menke Mgmt For For For
6 Elect William B. Mgmt For For For
Plummer
7 Elect John C. Pope Mgmt For For For
8 Elect Maryrose T. Mgmt For For For
Sylvester
9 Elect Thomas H. Mgmt For For For
Weidemeyer
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Gaming ETF
________________________________________________________________________________
Aristocrat Leisure Limited
Ticker Security ID: Meeting Date Meeting Status
ALL CINS Q0521T108 02/26/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Neil G. Mgmt For For For
Chatfield
3 Equity Grant (MD/CEO Mgmt For For For
Trevor
Croker)
4 Remuneration Report Mgmt For For For
5 Approve NED rights plan Mgmt For For For
________________________________________________________________________________
Boyd Gaming Corporation
Ticker Security ID: Meeting Date Meeting Status
BYD CUSIP 103304101 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Bailey Mgmt For For For
1.2 Elect Robert L. Mgmt For Withhold Against
Boughner
1.3 Elect William R. Boyd Mgmt For Withhold Against
1.4 Elect William S. Boyd Mgmt For For For
1.5 Elect Marianne Boyd Mgmt For For For
Johnson
1.6 Elect Keith E. Smith Mgmt For For For
1.7 Elect Christine J. Mgmt For For For
Spadafor
1.8 Elect A. Randall Thoman Mgmt For For For
1.9 Elect Peter M. Thomas Mgmt For For For
1.10 Elect Paul W. Whetsell Mgmt For For For
1.11 Elect Veronica J. Mgmt For For For
Wilson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caesars Entertainment Corporation
Ticker Security ID: Meeting Date Meeting Status
CZR CUSIP 127686103 07/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Benninger Mgmt For For For
2 Elect Jan Jones Mgmt For For For
Blackhurst
3 Elect Juliana L. Chugg Mgmt For For For
4 Elect Denise M. Clark Mgmt For For For
5 Elect Keith Cozza Mgmt For For For
6 Elect John Dionne Mgmt For For For
7 Elect James S. Hunt Mgmt For For For
8 Elect Don Kornstein Mgmt For For For
9 Elect Courtney R. Mgmt For For For
Mather
10 Elect James L. Nelson Mgmt For Abstain Against
11 Elect Anthony P. Rodio Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caesars Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
CZR CUSIP 12769G100 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary L. Carano Mgmt For For For
1.2 Elect Bonnie Biumi Mgmt For For For
1.3 Elect Jan Jones Mgmt For For For
Blackhurst
1.4 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
1.5 Elect Don R. Kornstein Mgmt For For For
1.6 Elect Courtney R. Mgmt For For For
Mather
1.7 Elect Michael E. Pegram Mgmt For For For
1.8 Elect Thomas R. Reeg Mgmt For For For
1.9 Elect David P. Tomick Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Increase in Authorized Mgmt For For For
Common
Stock
6 Issuance of Preferred Mgmt For For For
Stock
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Mgmt For For For
Carstanjen
1.2 Elect Karole F. Lloyd Mgmt For For For
1.3 Elect Paul C. Varga Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3015N108 10/22/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Sarah (Jane) Mgmt For For For
Halton
3 Re-elect John S. Mgmt For For For
Horvath
4 Re-elect Guy Jalland Mgmt For For For
5 Elect Bryan Young Mgmt Against Against For
(non-board
endorsed)
6 Remuneration Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
DraftKings Inc.
Ticker Security ID: Meeting Date Meeting Status
DKNG CUSIP 26142R104 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason D. Robins Mgmt For For For
1.2 Elect Harry Sloan Mgmt For For For
1.3 Elect Matthew Kalish Mgmt For For For
1.4 Elect Paul Liberman Mgmt For For For
1.5 Elect Woodrow H. Levin Mgmt For For For
1.6 Elect Shalom Meckenzie Mgmt For For For
1.7 Elect Jocelyn Moore Mgmt For For For
1.8 Elect Ryan R. Moore Mgmt For For For
1.9 Elect Valerie A. Mosley Mgmt For For For
1.10 Elect Steven J. Murray Mgmt For For For
1.11 Elect Hany M. Nada Mgmt For For For
1.12 Elect John S. Salter Mgmt For For For
1.13 Elect Marni M. Walden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Entain plc
Ticker Security ID: Meeting Date Meeting Status
ENT CINS G3167C109 06/25/2021 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect David Satz Mgmt For For For
6 Elect Robert Hoskin Mgmt For For For
7 Elect Stella David Mgmt For For For
8 Elect Vicky Jarman Mgmt For For For
9 Elect Mark Gregory Mgmt For For For
10 Elect Rob Wood Mgmt For For For
11 Elect Jette Mgmt For For For
Nygaard-Andersen
12 Elect J.M. Barry Gibson Mgmt For For For
13 Elect Peter Isola Mgmt For For For
14 Elect Pierre B. Bouchut Mgmt For For For
15 Elect Virginia McDowell Mgmt For For For
16 Ratification of Mgmt For For For
Directors' Fees;
increase in NED Fee
Cap
17 Amend Articles in Mgmt For For For
Relation to Board
Size
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Evolution Gaming Group AB
Ticker Security ID: Meeting Date Meeting Status
EVO CINS W3287P115 01/28/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Approval of Mgmt For For For
Share-Based
Incentives (Incentive
Programme)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evolution Gaming Group AB
Ticker Security ID: Meeting Date Meeting Status
EVO CINS W3287P115 04/16/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Jens Mgmt For For For
von
Bahr
14 Ratification of Joel Mgmt For For For
Citron
15 Ratification of Jonas Mgmt For For For
Engwall
16 Ratification of Mgmt For For For
Cecilia
Lager
17 Ratification of Ian Mgmt For For For
Livingstone
18 Ratification of Mgmt For For For
Fredrik
Osterberg
19 Ratification of Martin Mgmt For For For
Carlesund
20 Board Size Mgmt For For For
21 Directors' Fees Mgmt For For For
22 Elect Jens von Bahr Mgmt For For For
23 Elect Joel Citron Mgmt For For For
24 Elect Jonas Engwall Mgmt For For For
25 Elect Ian Livingstone Mgmt For For For
26 Elect Fredrik Osterberg Mgmt For For For
27 Elect Jens von Bahr as Mgmt For For For
Chair
28 Authority to Set Mgmt For For For
Auditor's
Fees
29 Appointment of Auditor Mgmt For For For
30 Approval of Nominating Mgmt For Against Against
Committee
Guidelines
31 Remuneration Report Mgmt For Against Against
32 Amendments to Articles Mgmt For For For
33 Authority to Mgmt For For For
Repurchase
Shares
34 Issuance of Treasury Mgmt For For For
Shares
35 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
36 Repurchase of Warrants Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evolution Gaming Group AB
Ticker Security ID: Meeting Date Meeting Status
EVO CINS W3287P115 09/24/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Share Issuance Mgmt For For For
Pursuant to
Offer
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Flutter Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
FLTR CINS G3643J108 01/19/2021 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Migration of Mgmt For For For
Electronic
Settlement
3 Amendments to Articles Mgmt For For For
4 Adoption of New Mgmt For For For
Articles
(Migration)
5 Adoption of New Mgmt For For For
Articles
(Migration)
6 Authority to Implement Mgmt For For For
the
Migration
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Flutter Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
FLTR CINS G3643J108 04/29/2021 Take No Action
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Remuneration Report Mgmt For TNA N/A
(Advisory)
4 Elect Zillah Mgmt For TNA N/A
Byng-Thorne
5 Elect Michael E. Cawley Mgmt For TNA N/A
6 Elect Nancy Cruickshank Mgmt For TNA N/A
7 Elect Richard Flint Mgmt For TNA N/A
8 Elect Andrew Higginson Mgmt For TNA N/A
9 Elect Jonathan S. Hill Mgmt For TNA N/A
10 Elect Alfred F. Mgmt For TNA N/A
Hurley,
Jr.
11 Elect Peter Jackson Mgmt For TNA N/A
12 Elect David A. Mgmt For TNA N/A
Lazzarato
13 Elect Gary McGann Mgmt For TNA N/A
14 Elect Mary Turner Mgmt For TNA N/A
15 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
16 Authority to Set Mgmt For TNA N/A
General Meeting
Notice Period at 14
Days
17 Authority to Issue Mgmt For TNA N/A
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For TNA N/A
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For TNA N/A
Repurchase
Shares
21 Authority to Set Price Mgmt For TNA N/A
Range for Reissuance
of Treasury
Shares
22 Capitalisation of the Mgmt For TNA N/A
Merger
Reserve
23 Cancellation of Share Mgmt For TNA N/A
Premium
Account
24 Non-Voting Meeting Note N/A N/A TNA N/A
25 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Flutter Entertainment Plc
Ticker Security ID: Meeting Date Meeting Status
FLTR CINS G3643J108 12/29/2020 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 FanDuel Transaction Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galaxy Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
0027 CINS Y2679D118 05/13/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Elect Francis LUI Yiu Mgmt For Against Against
Tung
6 Elect Joseph CHEE Ying Mgmt For For For
Keung
7 Elect James R. Ancell Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of Share Mgmt For Against Against
Option
Scheme
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gaming And Leisure Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLPI CUSIP 36467J108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter M. Carlino Mgmt For For For
2 Elect Carol Lynton Mgmt For For For
3 Elect Joseph W. Mgmt For For For
Marshall,
III
4 Elect James B. Perry Mgmt For For For
5 Elect Barry F. Schwartz Mgmt For For For
6 Elect Earl C. Shanks Mgmt For For For
7 Elect E. Scott Urdang Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Genting Singapore Limited
Ticker Security ID: Meeting Date Meeting Status
G13 CINS Y2692C139 04/15/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jonathan Asherson Mgmt For For For
4 Elect TAN Wah Yeow Mgmt For For For
5 Elect Winston HAUW Sze Mgmt For For For
Shiung
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Greek Organisation Of Football Prognostics S.A.
Ticker Security ID: Meeting Date Meeting Status
OPAP CINS X3232T104 06/17/2021 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
and Auditor's
Acts
4 Appointment of Auditor Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2020 Annual Bonus Plan Mgmt For For For
7 Remuneration Report Mgmt For For For
(Advisory)
8 Amendments to Mgmt For For For
Remuneration
Policy
9 Approval of Mgmt For For For
Suitability
Policy
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Nicole Mgmt For For For
Conrad-Forker
12 Elect Vasiliki Mgmt For For For
Karagianni
13 Approval of Audit Mgmt For For For
Committee
Guidelines
14 Authority to Mgmt For For For
Repurchase
Shares
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
GVC Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
GVC CINS G427A6103 12/09/2020 Voted
Meeting Type Country of Trade
Special ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change of Company Name Mgmt For For For
________________________________________________________________________________
Heiwa Corporation
Ticker Security ID: Meeting Date Meeting Status
6412 CINS J19194109 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
International Game Technology PLC
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP G4863A108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Marco Sala Mgmt For For For
5 Elect Beatrice Bassey Mgmt For Abstain Against
6 Elect Massimiliano Mgmt For Against Against
Chiara
7 Elect Alberto Dessy Mgmt For For For
8 Elect Marco Drago Mgmt For For For
9 Elect James F. McCann Mgmt For For For
10 Elect Heather McGregor Mgmt For For For
11 Elect Lorenzo Mgmt For For For
Pellicioli
12 Elect Samantha Ravich Mgmt For For For
13 Elect Vincent L. Mgmt For For For
Sadusky
14 Elect Gianmario Mgmt For For For
Tondato da
Ruos
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 2021 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Kangwon Land, Inc
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 11/12/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KO Kwang Pil Mgmt For For For
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 01/29/2021 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect PARK Kwang Hee Mgmt For Against Against
3 Elect SHIM Kyu Ho Mgmt For Against Against
4 Election of Mgmt For For For
Independent Director:
CHOI Gyung
Sik
5 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Joo
Il
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 03/30/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Mgmt For Against Against
Representative
Director: LEE Sam
Geol
2 Elect KIM Tae Ho Mgmt For For For
3 Elect LEE Sang Jin Mgmt For For For
4 Elect HAN Min Ho Mgmt For For For
5 Election of Mgmt For For For
Independent Director:
JANG Gyeong
Jae
6 Directors' Fees Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amend Trading Currency Mgmt For For For
of Listed
Shares
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 06/23/2021 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect KIM Young Soo Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member: KIM
Young
Soo
4 Elect LEE Gwan Hyung Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kangwon Land, Inc.
Ticker Security ID: Meeting Date Meeting Status
035250 CINS Y4581L105 08/14/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect KIM Nak Hwei Mgmt For For For
3 Elect PARK Mi Ok Mgmt For For For
4 Elect KIM Nak Hwei as Mgmt For For For
Audit Committee
Member
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kindred Group plc
Ticker Security ID: Meeting Date Meeting Status
KINDSDB CINS X4S1CH103 05/12/2021 Voted
Meeting Type Country of Trade
Annual Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Allocation of Mgmt For For For
Profits/Dividends
13 Accounts and Reports Mgmt For For For
14 Remuneration Report Mgmt For For For
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Elect Peter Boggs Mgmt For For For
18 Elect Gunnel Duveblad Mgmt For For For
19 Elect Erik Forsberg Mgmt For For For
20 Elect Carl-Magnus Mgmt For For For
Mansson
21 Elect Evert Carlsson Mgmt For For For
22 Elect Fredrik Peyron Mgmt For For For
23 Elect Heidi Skogster Mgmt For For For
24 Elect Evert Carlsson Mgmt For For For
as
Chair
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Approval of Nominating Mgmt For For For
Committee
Guidelines
27 Remuneration Policy Mgmt For For For
28 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
29 Cancellation of Shares Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kindred Group plc
Ticker Security ID: Meeting Date Meeting Status
KINDSDB CINS X4S1CH103 06/10/2021 Voted
Meeting Type Country of Trade
Special Malta
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
9 Cancellation of Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Las Vegas Sands Corp.
Ticker Security ID: Meeting Date Meeting Status
LVS CUSIP 517834107 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irwin Chafetz Mgmt For For For
1.2 Elect Micheline Chau Mgmt For Withhold Against
1.3 Elect Patrick Dumont Mgmt For For For
1.4 Elect Charles D. Forman Mgmt For For For
1.5 Elect Robert Glen Mgmt For For For
Goldstein
1.6 Elect George Jamieson Mgmt For For For
1.7 Elect Nora M. Jordan Mgmt For For For
1.8 Elect Charles A. Mgmt For Withhold Against
Koppelman
1.9 Elect Lewis Kramer Mgmt For For For
1.10 Elect David F. Levi Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Melco International Development Limited
Ticker Security ID: Meeting Date Meeting Status
0200 CINS Y59683188 06/04/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Evan Andrew Mgmt For Against Against
Winkler
5 Elect Frank TSUI Che Mgmt For Against Against
Yin
6 Elect Karuna Evelyne Mgmt For For For
Shinsho
7 Directors' Fees Mgmt For Against Against
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of Subsidiary Mgmt For Against Against
Share Incentive
Scheme of Melco
Resorts &
Entertainment
Limited
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/27/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WONG Chen Yau Mgmt For For For
5 Elect Daniel J. Taylor Mgmt For For For
6 Elect Ayesha Khanna Mgmt For Against Against
Molino
7 Elect Patricia LAM Sze Mgmt For For For
Wan
8 Elect LIU Chee Ming Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
MGM Growth Properties LLC
Ticker Security ID: Meeting Date Meeting Status
MGP CUSIP 55303A105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn Coleman Mgmt For For For
2 Elect Charles Irving Mgmt For For For
3 Elect Paul J. Salem Mgmt For For For
4 Elect Thomas A. Roberts Mgmt For For For
5 Elect Daniel J. Taylor Mgmt For For For
6 Elect Corey Sanders Mgmt For For For
7 Elect John M. McManus Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MGM Resorts International
Ticker Security ID: Meeting Date Meeting Status
MGM CUSIP 552953101 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barry Diller Mgmt For For For
2 Elect William W. Mgmt For For For
Grounds
3 Elect Alexis M. Herman Mgmt For For For
4 Elect William Joseph Mgmt For For For
Hornbuckle
5 Elect Mary Chris Jammet Mgmt For For For
6 Elect John Kilroy Mgmt For Against Against
7 Elect Joey Levin Mgmt For For For
8 Elect Rose Mgmt For For For
McKinney-James
9 Elect Keith A. Meister Mgmt For For For
10 Elect Paul J. Salem Mgmt For For For
11 Elect Gregory M. Mgmt For For For
Spierkel
12 Elect Jan G. Swartz Mgmt For For For
13 Elect Daniel J. Taylor Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Authorization of Mgmt For Against Against
Preferred
Stock
________________________________________________________________________________
Nagacorp Limited
Ticker Security ID: Meeting Date Meeting Status
3918 CINS G6382M109 02/26/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Grant of 6,000,000 new Mgmt For Against Against
Shares to Mr.
Timothy
Patrick McNally
pursuant to the Share
Award
Scheme
4 Grant of 1,166,667 new Mgmt For Against Against
Shares to Tan Sri
Dr
Chen Lip Keong
pursuant to the Share
Award
Scheme
5 Grant of 3,000,000 new Mgmt For Against Against
Shares to Mr.
Philip
Lee Wai Tuck pursuant
to the Share Award
Scheme
6 Grant of 30,000 new Mgmt For Against Against
Shares to Mr. Lim Mun
Kee pursuant to the
Share Award
Scheme
7 Grant of 20,000 new Mgmt For Against Against
Shares to Mr.
Michael
Lai Kai Jin pursuant
to the Share Award
Scheme
8 Grant of 10,000 new Mgmt For Against Against
Shares to Mr.
Leong
Choong Wah pursuant to
the Share Award
Scheme
________________________________________________________________________________
Nagacorp Limited
Ticker Security ID: Meeting Date Meeting Status
3918 CINS G6382M109 05/27/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Lip Keong Mgmt For Against Against
6 Elect CHEN Yiy Fon Mgmt For For For
7 Elect Michael LAI Kai Mgmt For For For
Jin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Netent AB
Ticker Security ID: Meeting Date Meeting Status
NETB CINS W5938J406 12/17/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Board Size Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Martin Carlesund Mgmt For For For
13 Elect Jesper von Bahr Mgmt For For For
14 Elect Jacob Kaplan Mgmt For For For
15 Nomination Committee Mgmt For For For
Guidelines
16 Remuneration Guidelines Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect John M. Jacquemin Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For For For
Long Term Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 05/26/2021 Voted
Meeting Type Country of Trade
Annual ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Claire Milne Mgmt For Against Against
6 Elect John E. Jackson Mgmt For For For
7 Elect Ian Penrose Mgmt For For For
8 Elect Anna Massion Mgmt For For For
9 Elect John Krumins Mgmt For For For
10 Elect Andrew Smith Mgmt For For For
11 Elect Mor Weizer Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Playtech Plc
Ticker Security ID: Meeting Date Meeting Status
PTEC CINS G7132V100 12/18/2020 Voted
Meeting Type Country of Trade
Ordinary ISLE OF MAN
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/21/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Robert Glen Mgmt For Against Against
Goldstein
5 Elect Steven Zygmunt Mgmt For For For
Strasser
6 Elect Kenneth Patrick Mgmt For For For
CHUNG
7 Elect Grant CHUM Kwan Mgmt For For For
Lock
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SANKYO CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
6417 CINS J67844100 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hideyuki Busujima Mgmt For Against Against
4 Elect Akihiko Ishihara Mgmt For For For
5 Elect Ichiro Tomiyama Mgmt For For For
6 Elect Taro Kitani Mgmt For For For
7 Elect Hiroyuki Yamasaki Mgmt For Against Against
________________________________________________________________________________
Scientific Games Corporation
Ticker Security ID: Meeting Date Meeting Status
SGMS CUSIP 80874P109 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jamie R. Odell Mgmt For For For
1.2 Elect Barry L. Cottle Mgmt For For For
1.3 Elect Antonia (Toni) Mgmt For For For
Korsanos
1.4 Elect Jack A. Markell Mgmt For For For
1.5 Elect Hamish McLennan Mgmt For For For
1.6 Elect Michael J. Regan Mgmt For For For
1.7 Elect Timothy Throsby Mgmt For For For
1.8 Elect Maria T. Vullo Mgmt For For For
1.9 Elect Kneeland C. Mgmt For For For
Youngblood
1.10 Elect Virginia E. Mgmt For For For
Shanks
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amended and Restated Mgmt For For For
Rights
Agreement
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2003 Mgmt For For For
Equity Incentive
Compensation
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0880 CINS Y8076V106 05/28/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHAN Un Chan Mgmt For For For
5 Elect David SHUM Hong Mgmt For For For
Kuen
6 Elect Aloysius TSE Hau Mgmt For For For
Yin
7 Elect Howard YEUNG Mgmt For For For
Ping
Leung
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Skillz Inc.
Ticker Security ID: Meeting Date Meeting Status
SKLZ CUSIP 83067L109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Paradise Mgmt For For For
2 Elect Casey Chafkin Mgmt For For For
3 Elect Christopher F. Mgmt For For For
Gaffney
4 Elect Harry E. Sloan Mgmt For For For
5 Elect Jerry Bruckheimer Mgmt For For For
6 Elect Kent Wakeford Mgmt For For For
7 Elect Vandana Mgmt For For For
Mehta-Krantz
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Skycity Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SKC CINS Q8513Z115 10/16/2020 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert (Rob) J. Mgmt For Against Against
Campbell
2 Elect Sue H. Suckling Mgmt For For For
3 Elect Jennifer Owen Mgmt For For For
4 Elect Murray P. Jordan Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Tabcorp Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
TAH CINS Q8815D101 10/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Bruce Akhurst Mgmt For For For
3 Elect Anne Brennan Mgmt For For For
4 Elect David Gallop Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
David
Attenborough)
________________________________________________________________________________
The Star Entertainment Group Limited
Ticker Security ID: Meeting Date Meeting Status
SGR CINS Q8719T103 10/22/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect John O'Neill Mgmt For For For
4 Re-elect Katie Lahey Mgmt For For For
5 Remuneration Report Mgmt For Against Against
6 Equity Grant (MD/CEO Mgmt For Against Against
Matt Bekier - FY2020
STIP)
7 Equity Grant (MD/CEO Mgmt For For For
Matt Bekier - FY2021
LTIP)
8 Amendments To Mgmt For For For
Constitution
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
VICI Properties Inc.
Ticker Security ID: Meeting Date Meeting Status
VICI CUSIP 925652109 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James R. Mgmt For For For
Abrahamson
2 Elect Diana F. Cantor Mgmt For For For
3 Elect Monica H. Douglas Mgmt For For For
4 Elect Elizabeth Holland Mgmt For For For
5 Elect Craig Macnab Mgmt For For For
6 Elect Edward B. Mgmt For For For
Pitoniak
7 Elect Michael D. Mgmt For For For
Rumbolz
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
William Hill
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 11/19/2020 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
William Hill plc
Ticker Security ID: Meeting Date Meeting Status
WMH CINS G9645P117 11/19/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cash Acquisition Mgmt For For For
________________________________________________________________________________
Wynn Macau Limited
Ticker Security ID: Meeting Date Meeting Status
1128 CINS G98149100 05/27/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Linda Chen Mgmt For For For
5 Elect Craig Billings Mgmt For For For
6 Elect Jeffrey Mgmt For Against Against
Kin-fung
Lam
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Authority to Issue Mgmt For Against Against
Shares Under the
Employee Ownership
Scheme
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Betsy S. Atkins Mgmt For For For
1.2 Elect Matthew O. Maddox Mgmt For For For
1.3 Elect Philip G. Satre Mgmt For For For
1.4 Elect Darnell O. Strom Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
Fund Name : VanEck Vectors Gold Miners ETF
________________________________________________________________________________
Agnico Eagle Mines Limited
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leona Aglukkaq Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CUSIP 010679108 07/10/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by SSR Mgmt For For For
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For For For
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alan M. Mgmt For For For
Ferguson
2 Re-elect Kandimathie Mgmt For For For
(Christine)
Ramon
3 Re-elect Jochen E. Tilk Mgmt For For For
4 Elect Kojo Busia Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Nelisiwe
Magubane)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jochen
Tilk)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Liane Kelly Mgmt For For For
2.7 Elect Jerry R. Korpan Mgmt For For For
2.8 Elect Bongani Mtshisi Mgmt For For For
2.9 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Amendment to Stock Mgmt For For For
Option
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Anne Kabagambe Mgmt For For For
1.8 Elect Andrew J. Quinn Mgmt For For For
1.9 Elect Loreto Silva Mgmt For For For
Rojas
1.10 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Stated Capital Mgmt For For For
Reduction
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect James E. Mgmt For For For
Rutherford
5 Elect Martin Horgan Mgmt For For For
6 Elect Ross Jerrard Mgmt For For For
7 Elect Sally Eyre Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Ibrahim Fawzy Mgmt For For For
10 Elect Marna Cloete Mgmt For For For
11 Elect Catharine Farrow Mgmt For For For
12 Elect Hendrik (Hennie) Mgmt For For For
Johannes
Faul
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CUSIP 152006102 05/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tengiz A.U. Mgmt For For For
Bolturuk
1.2 Elect Richard W. Connor Mgmt For For For
1.3 Elect Dushenaly Kasenov Mgmt For For For
1.4 Elect Nurlan Kyshtobaev Mgmt For For For
1.5 Elect Michael S. Mgmt For For For
Parrett
1.6 Elect Jacques Perron Mgmt For For For
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Sheryl K. Mgmt For For For
Pressler
1.9 Elect Bruce V. Walter Mgmt For For For
1.10 Elect Paul N. Wright Mgmt For For For
1.11 Elect Susan L. Mgmt For For For
Yurkovich
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect J. Kenneth Mgmt For For For
Thompson
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Syndicated Mgmt For For For
Guarantee Letter of
Payment Operation and
Granting of
Guarantees
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to the Mgmt For For For
Board of Directors'
Remuneration
Policy
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instruments;
Authorize Board to
Set Terms of the Debt
Issuance
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
5 Amendment to the Board Mgmt For For For
of Directors'
Remuneration
Policy
6 Appointment of Auditor Mgmt For For For
7 Elect Roque Eduardo Mgmt For For For
Benavides
Ganoza
8 Elect Felipe Ortiz de Mgmt For For For
Zevallos
9 Elect Nicole Bernex Mgmt For For For
10 Elect William Champion Mgmt For For For
11 Elect Diego de la Torre Mgmt For For For
12 Elect Jose Miguel Mgmt For Against Against
Morales
13 Elect Marco Antonio Mgmt For For For
Zaldivar
Garcia
________________________________________________________________________________
DRDGold Limited
Ticker Security ID: Meeting Date Meeting Status
DRD CUSIP 26152H301 12/01/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Cumming
3 Elect Charmel Flemming Mgmt For For For
4 Re-elect Daniel Mgmt For For For
(Danie) C.
Pretorius
5 Re-elect Johannes Mgmt For For For
(Johan) A.
Holtzhausen
6 Re-elect Jean Nel Mgmt For For For
7 Re-elect Toko Mnyango Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Election of Audi Mgmt For For For
Committee Chair
(Johan
Holtzhausen)
10 Election of Audit Mgmt For For For
Committee Member
(Jean
Nel)
11 Election of Audit Mgmt For For For
Committee Member
(Prudence
Lebina)
12 Election of Audit Mgmt For For For
Committee Member
(Charmel
Flemming)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
18 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CUSIP 265269209 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jamie Donovan Mgmt For For For
1.2 Elect R. Peter Gillin Mgmt For For For
1.3 Elect Jonathan Goodman Mgmt For For For
1.4 Elect Jeremy Kinsman Mgmt For For For
1.5 Elect Kalidas Mgmt For For For
Madhavpeddi
1.6 Elect Juanita Montalvo Mgmt For For For
1.7 Elect David Rae Mgmt For For For
1.8 Elect Marie-Anne Tawil Mgmt For For For
1.9 Elect Anthony P. Walsh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902509 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Catharine Farrow Mgmt For For For
1.5 Elect Pamela Gibson Mgmt For For For
1.6 Elect Judith Mosely Mgmt For For For
1.7 Elect Steven Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
________________________________________________________________________________
Endeavour Mining Corp
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 11/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Helene Cartier Mgmt For For For
1.6 Elect Livia Mahler Mgmt For For For
1.7 Elect Sebastien de Mgmt For For For
Montessus
1.8 Elect Naguib Sawiris Mgmt For Withhold Against
1.9 Elect Tertius Zongo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Awards
Under the Performance
Share Unit
Plan
4 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Teranga
Gold
2 Private Placement of Mgmt For For For
Shares to La
Mancha
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Livia Mahler Mgmt For For For
1.6 Elect David J. Mimran Mgmt For For For
1.7 Elect Naguib S. Sawiris Mgmt For For For
1.8 Elect Tertius Zongo Mgmt For For For
1.9 Elect Sebastien de Mgmt For For For
Montessus
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Reduction in Share Mgmt For For For
Premium
Account
3 Amendment to the Mgmt For For For
Articles of
Association
4 Approval of the Mgmt For For For
Employee Performance
Share Unit
Plan
5 Approval of the Mgmt For For For
Executive Performance
Share Unit Plan
(Non-UK
Participants)
6 Approval of the Mgmt For Against Against
Executive Performance
Share
Plan
7 Approval of the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret M. Beck Mgmt For For For
1.2 Elect Ricardo M. Campoy Mgmt For For For
1.3 Elect Bradford J. Cooke Mgmt For For For
1.4 Elect Geoffrey A. Mgmt For For For
Handley
1.5 Elect Rex J. McLennan Mgmt For For For
1.6 Elect Kenneth Pickering Mgmt For For For
1.7 Elect Mario D. Mgmt For For For
Szotlender
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Approval of the Mgmt For For For
Equity-Based Share
Unit
Plan
________________________________________________________________________________
Equinox Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
EQX CUSIP 29446Y502 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross Beaty Mgmt For For For
2.2 Elect Lenard Boggio Mgmt For For For
2.3 Elect Maryse Belanger Mgmt For For For
2.4 Elect Timothy Breen Mgmt For For For
2.5 Elect Gordon Campbell Mgmt For For For
2.6 Elect Wesley Clark Mgmt For For For
2.7 Elect Sally Eyre Mgmt For For For
2.8 Elect Marshall Koval Mgmt For For For
2.9 Elect Christian Milau Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt Abstain For Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Board Spill Mgmt Against Against For
4 Elect Jason Attew Mgmt For For For
5 Elect Peter A. Smith Mgmt For For For
6 Elect Victoria Binns Mgmt For For For
7 Re-elect James E. Askew Mgmt For For For
8 Re-elect Thomas McKeith Mgmt For For For
9 Re-elect Andrea Hall Mgmt For For For
10 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
11 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
12 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Thomas F. Fudge, Mgmt For For For
Jr.
2.4 Elect Ana Lopez Mgmt For For For
2.5 Elect Douglas Penrose Mgmt For For For
2.6 Elect Jean des Rivieres Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Board Size Mgmt For For For
4.1 Elect Jorge Ganoza Mgmt For For For
Durant
4.2 Elect David Laing Mgmt For For For
4.3 Elect Mario Szotlender Mgmt For For For
4.4 Elect David Farrell Mgmt For For For
4.5 Elect Alfredo Sillau Mgmt For For For
4.6 Elect Kylie Dickson Mgmt For For For
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Harquail Mgmt For For For
1.2 Elect Paul Brink Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis Gignac Mgmt For For For
1.7 Elect Maureen Jensen Mgmt For For For
1.8 Elect Jennifer Maki Mgmt For For For
1.9 Elect Randall Oliphant Mgmt For For For
1.10 Elect Elliott Pew Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Christopher Mgmt For For For
(Chris) I.
Griffith
3 Elect Philisiwe G. Mgmt For For For
Sibiya
4 Re-elect Cheryl A. Mgmt For For For
Carolus
5 Re-elect Steven P. Reid Mgmt For For For
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
8 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Philisiwe
Sibiya)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-Elect Terence P. Mgmt For For For
Goodlace
3 Re-Elect Nicholas J. Mgmt For For For
Holland
4 Re-Elect Richard Mgmt For For For
(Rick) P.
Menell
5 Re-Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
7 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
8 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
9 Elect Audit Committee Mgmt For For For
Member (Richard
(Rick) P.
Menell)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approval of NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Road Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GOR CINS Q4202N117 05/27/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Timothy Mgmt For For For
Netscher
4 Elect Maree Arnason Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Duncan Gibbs - 2023
LTI)
6 Equity Grant (MD/CEO Mgmt For For For
Duncan Gibbs - 2021
STI)
7 Equity Grant Mgmt For For For
(Executive Director
Justin Osborne - 2023
LTI)
8 Equity Grant Mgmt For For For
(Executive Director
Justin Osborne - 2021
STI)
________________________________________________________________________________
Harmony Gold Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boipelo Lekubo Mgmt For For For
2 Re-elect Patrice T. Mgmt For Against Against
Motsepe
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Joaquim A. Mgmt For For For
Chissano
5 Re-elect Modise M.J. Mgmt For Against Against
Motloba
6 Re-elect Mavuso Msimang Mgmt For Against Against
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Given
Sibiya)
12 Appointment of Auditor Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Ralbovsky
2 Elect Catherine J. Mgmt For For For
Boggs
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Deferred Compensation
Plan
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 07/31/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Colin Belshaw Mgmt For For For
4 Elect John Mann Mgmt For For For
5 Elect Deborah Gudgeon Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Adoption of New Mgmt For Against Against
Articles
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Charter Mgmt For For For
1.2 Elect P. Gordon Mgmt For For For
Stothart
1.3 Elect Ronald P. Gagel Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Timothy R. Snider Mgmt For For For
1.6 Elect Deborah J. Mgmt For For For
Starkman
1.7 Elect Anne Marie Mgmt For For For
Toutant
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect Kerry D. Dyte Mgmt For For For
1.3 Elect Glenn A. Ives Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Elizabeth Mgmt For For For
McGregor
1.6 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect J. Paul Rollinson Mgmt For For For
1.9 Elect David A. Scott Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CUSIP 49741E100 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan Gill Mgmt For For For
1.2 Elect Peter Grosskopf Mgmt For For For
1.3 Elect Ingrid J. Hibbard Mgmt For For For
1.4 Elect Arnold Klassen Mgmt For For For
1.5 Elect Elizabeth Mgmt For For For
Lewis-Gray
1.6 Elect Anthony Makuch Mgmt For For For
1.7 Elect Barry P. Olson Mgmt For For For
1.8 Elect Jeff Parr Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Renaud Adams Mgmt For For For
2.2 Elect Geoffrey Chater Mgmt For For For
2.3 Elect Nicholas Chirekos Mgmt For For For
2.4 Elect Gillian Davidson Mgmt For For For
2.5 Elect James Gowans Mgmt For For For
2.6 Elect Thomas McCulley Mgmt For For For
2.7 Elect Margaret Mulligan Mgmt For For For
2.8 Elect Ian Pearce Mgmt For For For
2.9 Elect Marilyn Mgmt For For For
Schonberner
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newcrest Mining
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sally-Anne G. Mgmt For For For
Layman
3 Re- Elect Roger J. Mgmt For For For
Higgins
4 Re- Elect Gerard M. Mgmt For For For
Bond
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (FD/CFO Mgmt For For For
Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Amendments to Mgmt For For For
Constitution
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Newmont Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick G. Mgmt For For For
Awuah,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Bruce R. Brook Mgmt For For For
4 Elect Maura J. Clark Mgmt For For For
5 Elect Matthew Coon Come Mgmt For For For
6 Elect Jose Manuel Mgmt For For For
Madero
7 Elect Rene Medori Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Thomas Palmer Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Elect Susan N. Story Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Northern Star Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/25/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Approve Share Plan Mgmt For For For
4 Equity Grant Mgmt For Against Against
(Executive Chair
William
Beament)
5 Re-elect Peter E. Mgmt For For For
O'Connor
6 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
7 Equity Grant (Incoming Mgmt For For For
MD Raleigh
Finlayson)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CUSIP 675222103 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian M. Reid Mgmt For For For
1.2 Elect Craig J. Nelsen Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Gignac
1.4 Elect Sandra M. Dodds Mgmt For For For
1.5 Elect Paul Benson Mgmt For For For
1.6 Elect Michael J. Mgmt For For For
McMullen
1.7 Elect Michael H L Mgmt For For For
Holmes
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Advance Mgmt For For For
Notice
Policy
4 Performance Share Mgmt For For For
Rights Plan
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Baird Mgmt For For For
1.2 Elect Christopher C. Mgmt For For For
Curfman
1.3 Elect Joanne Ferstman Mgmt For For For
1.4 Elect William Murray Mgmt For For For
John
1.5 Elect Pierre Labbe Mgmt For For For
1.6 Elect Candace MacGibbon Mgmt For For For
1.7 Elect Charles E. Page Mgmt For For For
1.8 Elect Sean Roosen Mgmt For For For
1.9 Elect Sandeep Singh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Rights
and Entitlements
Under the Employee
Share Purchase
Plan
4 Amendment to Mgmt For For For
Restricted Share Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Carroll
1.2 Elect Neil de Gelder Mgmt For For For
1.3 Elect Charles A. Mgmt For For For
Jeannes
1.4 Elect Jennifer Maki Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Kathleen Sendall Mgmt For For For
1.7 Elect Michael Steinmann Mgmt For For For
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sean Harvey Mgmt For For For
4 Re-elect John McGloin Mgmt For For For
5 Elect Elissa Brown Mgmt For For For
6 Renew Performance Mgmt For For For
Rights
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Jeffrey
Quartermaine)
8 Amendment To Mgmt For For For
Constitution
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Richard O'Brien Mgmt For For For
2.2 Elect Jacques Perron Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect David Smith Mgmt For For For
2.5 Elect Faheem Tejani Mgmt For For For
2.6 Elect Jeane Hull Mgmt For For For
2.7 Elect Thomas Mgmt For For For
Peregoodoff
2.8 Elect Maryse Mgmt For For For
Saint-Laurent
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ramelius Resources
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re- Elect David C. Mgmt For For For
Southam
4 Equity Grant (CEO Mark Mgmt For For For
Zeptner)
________________________________________________________________________________
Regis Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/25/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Lynda M. Burnett Mgmt For For For
4 Elect Russell C. Mgmt For For For
Barwick
5 Re-elect James Mactier Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Jim Beyer -
LTI)
7 Equity Grant (MD/CEO Mgmt For For For
Jim Beyer -
STI)
8 Adopt New Constitution Mgmt For For For
9 Adopt Proportional Mgmt For For For
Takeover
Provisions
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 05/27/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Yasmin Mgmt For For For
Broughton
4 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fabiana Chubbs Mgmt For For For
2 Elect C. Kevin McArthur Mgmt For For For
3 Elect Sybil E. Veenman Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David E. De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For For For
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Saracen Mineral Holdings
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 10/06/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sally Langer Mgmt For For For
3 Re-elect Roric Smith Mgmt For For For
4 Re-elect Samantha J. Mgmt For For For
Tough
5 Remuneration Report Mgmt N/A For N/A
6 Approve Long Term Mgmt N/A For N/A
Incentive
Plan
7 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
8 Equity Grant (NED Mgmt For For For
Sally
Langer)
9 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 01/15/2021 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Northern Star Mgmt For For For
Transaction
________________________________________________________________________________
Silver Lake Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Mgmt For For For
Quinlivan
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect S. Paul Simpson Mgmt For For For
2.3 Elect David Kong Mgmt For For For
2.4 Elect Yikang Liu Mgmt For For For
2.5 Elect Marina Katusa Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A.E. Michael Mgmt For For For
Anglin
1.2 Elect Rodney P. Antal Mgmt For For For
1.3 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.4 Elect Brian R. Booth Mgmt For For For
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Simon Fish Mgmt For For For
1.7 Elect Alan P. Krusi Mgmt For For For
1.8 Elect Beverlee F. Park Mgmt For For For
1.9 Elect Grace Kay Mgmt For For For
Priestly
1.10 Elect Elizabeth A. Mgmt For For For
Wademan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Share Mgmt For For For
Compensation
Plan
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 07/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Alacer
2 Board Size Mgmt For For For
________________________________________________________________________________
St Barbara Ltd
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/28/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tim Netscher Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Craig Jetson- FY2020
Grant)
5 Equity Grant (MD/CEO Mgmt For For For
Craig Jetson- FY2021
Grant)
________________________________________________________________________________
Teranga Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
TGZ CUSIP 880797204 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Mgmt For For For
Endeavour
Mining
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CUSIP 891054603 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Howes Mgmt For For For
1.2 Elect Jody L.M Kuzenko Mgmt For For For
1.3 Elect Frank L. Davis Mgmt For For For
1.4 Elect Tony S. Giardini Mgmt For For For
1.5 Elect Jennifer J. Mgmt For For For
Hooper
1.6 Elect Jay C. Kellerman Mgmt For For For
1.7 Elect Rosalie C. Moore Mgmt For For For
1.8 Elect Roy S. Slack Mgmt For For For
1.9 Elect Elizabeth A. Mgmt For For For
Wademan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CUSIP 95083R100 06/01/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Main Mgmt For For For
1.2 Elect Duncan Middlemiss Mgmt For For For
1.3 Elect Nadine Miller Mgmt For For For
1.4 Elect Warwick Mgmt For For For
Morley-Jepson
1.5 Elect Brian Skanderbeg Mgmt For For For
1.6 Elect Edie Thome Mgmt For For For
1.7 Elect Bill Washington Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wheaton Precious Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Glenn Ives Mgmt For For For
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect Eduardo Luna Mgmt For For For
1.9 Elect Marilyn Mgmt For For For
Schonberner
1.10 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander Mgmt For For For
Davidson
1.4 Elect Richard Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Peter Marrone Mgmt For For For
1.7 Elect Daniel Racine Mgmt For For For
1.8 Elect Jane Sadowsky Mgmt For For For
1.9 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Group Financial Mgmt For Against Against
Services
Agreement
4 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
5 Amendments to Articles Mgmt For For For
of
Association
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 2020 Group Financial Mgmt For Against Against
Services
Agreement
5 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
6 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
4 Amendments to Article Mgmt For For For
3.5
5 Board Authorization to Mgmt For For For
Handle Matters
Necessary for the
Article
Amendment
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted A Share Mgmt For For For
Incentive
Scheme for 2020
(Revised
Draft)
3 Administrative Mgmt For For For
Measures
for
Implementation of
Appraisal for the
Restricted A Share
Incentive Scheme for
2020
4 Board Authorization Mgmt For For For
regarding Restricted
A Share
Incentive
Scheme for 2020
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
5 Authority to Give Mgmt For For For
Guarantees
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Annual Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 07/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Satisfaction of the Mgmt For For For
Conditions for the
Public Issuance of
A-share Convertible
Corporate
Bonds
3 Type of securities to Mgmt For For For
be
issued
4 Size of the issuance Mgmt For For For
5 Par value and issue Mgmt For For For
price
6 Term of the A Share Mgmt For For For
Convertible Corporate
Bonds
7 Coupon rate of the A Mgmt For For For
Share Convertible
Corporate
Bonds
8 Timing and method of Mgmt For For For
repayment of
principal and
interest
payment
9 Conversion period Mgmt For For For
10 Determination and Mgmt For For For
adjustment of the
conversion
price
11 Terms of downward Mgmt For For For
adjustment to
conversion
price
12 Method for determining Mgmt For For For
the number of A
Shares for conversion
and treatment for
remaining balance of
the A Share
Convertible Corporate
Bonds which is
insufficient to be
converted into one A
Share
13 Terms of redemption Mgmt For For For
14 Terms of sale back Mgmt For For For
15 Entitlement to Mgmt For For For
dividend in the year
of
conversion
16 Method of the issuance Mgmt For For For
and target
subscribers
17 Subscription Mgmt For For For
arrangement for the
existing A
Shareholders
18 Relevant matters of Mgmt For For For
bondholders
meetings
19 Use of proceeds Mgmt For For For
20 Rating Mgmt For For For
21 Management and deposit Mgmt For For For
for proceeds
raised
22 Guarantee and security Mgmt For For For
23 Validity period of the Mgmt For For For
resolution of the
issuance
24 Plan of the Public Mgmt For For For
Issuance of A Share
Convertible Corporate
Bonds
25 Feasibility Report on Mgmt For For For
the Use of
Proceeds
26 Specific report on the Mgmt For For For
use of proceeds
previously raised of
the Company (as at 31
December
2019)
27 Specific report on the Mgmt For For For
use of proceeds
previously raised of
the Company (as at 31
March
2020)
28 Recovery Measures for Mgmt For For For
Dilutive
Impact
29 Profit Distribution Mgmt For For For
and Return Plan (Year
2020-2022)
30 Formulation of Rules Mgmt For For For
for A Share
Convertible Corporate
Bondholders
Meeting
31 Possible connected Mgmt For For For
transactions of
subscriptions
of
A Share Convertible
Corporate Bonds under
the public
issuance
32 Board Authority to Mgmt For For For
Handle All Matters
Relating to the
Public Issuance of A
share Convertible
Corporate
Bonds
33 Authority to Give Mgmt For For For
Guarantees
34 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 07/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of securities to Mgmt For For For
be
issued
3 Size of the issuance Mgmt For For For
4 Par value and issue Mgmt For For For
price
5 Term of the A Share Mgmt For For For
Convertible Corporate
Bonds
6 Coupon rate of the A Mgmt For For For
Share Convertible
Corporate
Bonds
7 Timing and method of Mgmt For For For
repayment of
principal and
interest
payment
8 Conversion period Mgmt For For For
9 Determination and Mgmt For For For
adjustment of the
conversion
price
10 Terms of downward Mgmt For For For
adjustment to
conversion
price
11 Method for determining Mgmt For For For
the number of A
Shares for conversion
and treatment for
remaining balance of
the A Share
Convertible Corporate
Bonds which is
insufficient to be
converted into one A
Share
12 Terms of redemption Mgmt For For For
13 Terms of sale back Mgmt For For For
14 Entitlement to Mgmt For For For
dividend in the year
of
conversion
15 Method of the issuance Mgmt For For For
and target
subscribers
16 Subscription Mgmt For For For
arrangement for the
existing A
Shareholders
17 Relevant matters of Mgmt For For For
bondholders
meetings
18 Use of proceeds Mgmt For For For
19 Rating Mgmt For For For
20 Management and deposit Mgmt For For For
for proceeds
raised
21 Guarantee and security Mgmt For For For
22 Validity period of the Mgmt For For For
resolution of the
issuance
23 Plan of Public Mgmt For For For
Issuance of A share
Convertible Corporate
Bonds
24 Board Authority to Mgmt For For For
Handle all Matters
Relating to the
Public Issuance of A
Share
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted A Share Mgmt For For For
Incentive
Scheme for 2020
(Revised
Draft)
3 Administrative Mgmt For For For
Measures
for
Implementation of
Appraisal for the
Restricted A Share
Incentive Scheme for
2020
4 Board Authorization Mgmt For For For
regarding Restricted
A Share
Incentive
Scheme for 2020
5 Amendment to Mgmt For For For
Remuneration and
Assessment Proposal
of Directors and
Supervisors
6 Elect BO Shaochuan Mgmt For For For
7 Par value and size of Mgmt For For For
the
issuance
8 Coupon rates or their Mgmt For For For
determination
methods
9 Term and types of the Mgmt For For For
bonds
10 Use of proceeds Mgmt For For For
11 Method of the Mgmt For For For
issuance, targets of
the issuance and
placement to existing
shareholders
12 Guarantee arrangement Mgmt For For For
13 Redemption or Mgmt For For For
sell-back
provisions
14 Credit standing of the Mgmt For For For
Company and
safeguarding measures
for
repayment
15 Underwriting Mgmt For For For
16 Listing arrangement Mgmt For For For
17 Validity period of the Mgmt For For For
resolution
18 Board Authorization Mgmt For For For
regarding Shelf
Offering of Corporate
Bonds
19 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors India Growth Leaders ETF
________________________________________________________________________________
Aarti Industries Limited
Ticker Security ID: Meeting Date Meeting Status
AARTIIND CINS Y0000F133 09/21/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kirit R. Mehta Mgmt For Against Against
4 Elect Manoj M. Chheda Mgmt For Against Against
5 Elect Narendra J. Salvi Mgmt For Against Against
6 Appoint Narendra J. Mgmt For For For
Salvi (Executive
Director); Approve
Remuneration
7 Revision to Executive Mgmt For For For
Directors'
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Reclassification of Mgmt For For For
Promoter
Group
10 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Ajanta Pharma Limited
Ticker Security ID: Meeting Date Meeting Status
AJANTPHARM CINS Y0R6E1145 07/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mannalal B. Mgmt For Against Against
Agrawal
4 Appointment of Mgmt For For For
Madhusudan B. Agrawal
(Executive Vice
Chair); Approval of
Remuneration
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
________________________________________________________________________________
Alembic Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
APLLTD CINS Y0R76F109 07/22/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividend
3 Elect Pranav Amin Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditors'
Fees
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Revision Remuneration Mgmt For Against Against
of Udit Amin (CEO of
Subsidiary)
________________________________________________________________________________
Alkem Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
ALKEM CINS Y0R6P5102 03/24/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Alkem Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
ALKEM CINS Y0R6P5102 08/18/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dhananjay Kumar Mgmt For Against Against
Singh
4 Elect Balmiki Prasad Mgmt For Against Against
Singh
5 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Alkem Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
ALKEM CINS Y0R6P5102 12/27/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Revision of Mgmt For For For
Remuneration of
Sandeep Singh
(Managing
Director)
________________________________________________________________________________
Alkyl Amines Chemicals Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALKYLAMINE CINS Y0031C158 03/17/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Sub-division of Equity Mgmt For For For
Shares
3 Amendments to Capital Mgmt For For For
Clause V of
Memorandum
(Sub-Division of
Shares)
________________________________________________________________________________
Amara Raja Batteries Limited
Ticker Security ID: Meeting Date Meeting Status
AMARAJABAT CINS Y00968142 08/07/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Elect Ramachandra N. Mgmt For Against Against
Galla
4 Appointment of Joint Mgmt For For For
Statutory Auditors
and Authority to Set
Fees
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect Ramadevi Mgmt For Against Against
Gourineni
7 Elect Bhairavi Tushar Mgmt For For For
Jani
8 Appointment of Jayadev Mgmt For For For
Galla (Executive Vice
Chair and Managing
Director); Approval
of
Remuneration
9 Approve Payment of Mgmt For Against Against
Commission to
Ramachandra N Galla
(Non-executive
Chairman)
________________________________________________________________________________
Apollo Hospitals Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
APOLLOHOSP CINS Y0187F138 01/09/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Apollo Hospitals Enterprise Limited
Ticker Security ID: Meeting Date Meeting Status
APOLLOHOSP CINS Y0187F138 09/25/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sangita Reddy Mgmt For For For
4 Appointment of Preetha Mgmt For For For
Reddy (Executive
Vice-Chair); Approval
of
Remuneration
5 Appointment of Suneeta Mgmt For For For
Reddy (Managing
Director); Approval
of
Remuneration
6 Appointment of Sangita Mgmt For For For
Reddy (Joint Managing
Director); Approval
of
Remuneration
7 Approve Payment of Mgmt For For For
Remuneration to
Executive Promoter
Directors
8 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
9 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Asian Paints Ltd.
Ticker Security ID: Meeting Date Meeting Status
ASIANPAINT CINS Y03638114 06/29/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Abhay A. Vakil Mgmt For Against Against
4 Elect Jigish Choksi Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Ramaswamy Mgmt For For For
Seshasayee
7 Continuation of Office Mgmt For For For
of Director Ramaswamy
Seshasayee
8 Adopt Asian Paints Mgmt For Against Against
Employee Stock Option
Plan
2021
9 Extension of Asian Mgmt For Against Against
Paints Employee Stock
Option Plan 2021 to
Subsidiaries
10 Acquisition of Shares Mgmt For Against Against
on Secondary Market
to Implement Asian
Paints Employee Stock
Option Plan
2021
11 Equity Grant (MD/CEO Mgmt For Against Against
Amit
Syngle)
12 Change in Location of Mgmt For For For
Register of
Members
13 Authority to Set Cost Mgmt For For For
Auditors'
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aurobindo Pharma Ltd
Ticker Security ID: Meeting Date Meeting Status
AUROPHARMA CINS Y04527142 08/27/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect K. Nithyananda Mgmt For Against Against
Reddy
5 Elect M. Madan Mohan Mgmt For Against Against
Reddy
6 Remuneration of M. Mgmt For For For
Nithyananda Reddy
(Whole-Time
Director)
7 Revision of Mgmt For For For
Remuneration of N.
Govindarajan
(Managing
Director)
8 Revision of Mgmt For For For
Remuneration of M.
Sivakumaran
(Whole-Time
Director)
9 Revision of Mgmt For For For
Remuneration of M.
Madan Mohan Reddy
(Whole-Time
Director)
10 Revision of Mgmt For For For
Remuneration of P.
Sarath Chandra Reddy
(Whole-Time
Director)
________________________________________________________________________________
Avenue Supermarts Ltd
Ticker Security ID: Meeting Date Meeting Status
DMART CINS Y04895101 09/01/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ramakant Baheti Mgmt For Against Against
3 Elect Chandrashekhar Mgmt For Against Against
Bhave
4 Appointment of Mgmt For For For
Ignatius N. Noronha
(Managing Director
and CEO); Approval of
Remuneration
5 Appointment of Elvin Mgmt For For For
Machado (Whole-Time
Director); Approval
of
Remuneration
________________________________________________________________________________
Bajaj Auto Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJAJ-AUTO CINS Y05490100 07/22/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Madhur Bajaj Mgmt For Against Against
4 Elect Shekhar Bajaj Mgmt For For For
5 Appoint Rajivnayan Mgmt For For For
Rahulkumar Bajaj
(Managing Director
and CEO); Approve
Remuneration
6 Elect Gita Piramal Mgmt For For For
7 Elect Abhinav Bindra Mgmt For For For
________________________________________________________________________________
Bajaj Finance Ltd
Ticker Security ID: Meeting Date Meeting Status
BAJFINANCE CINS Y0547D112 07/21/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Madhur Bajaj Mgmt For Against Against
4 Appointment of Rajeev Mgmt For For For
Jain (Managing
Director); Approval
of
Remuneration
5 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Balkrishna Industries Limited
Ticker Security ID: Meeting Date Meeting Status
BALKRISIND CINS Y05506129 06/30/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vijaylaxmi Poddar Mgmt For For For
4 Appointment of Arvind Mgmt For For For
Poddar (Chair &
Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Balrampur Chini Mills Ltd.
Ticker Security ID: Meeting Date Meeting Status
BALRAMCHIN CINS Y0548Y149 09/22/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Naresh Dayal Mgmt For For For
5 Elect Sumit Mazumder Mgmt For For For
6 Elect Veena Hingarh Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bandhan Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
BANDHANBNK CINS Y0567Q100 08/21/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ranodeb Roy Mgmt For Against Against
3 Elect Narayan Vasudeo Mgmt For For For
Prabhutendulkar
4 Elect Vijay Nautamlal Mgmt For For For
Bhatt
5 Amendments to Articles Mgmt For For For
6 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Bata India Ltd.
Ticker Security ID: Meeting Date Meeting Status
BATAINDIA CINS Y07273165 08/06/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sandeep Kataria Mgmt For For For
4 Elect and Appoint Ram Mgmt For For For
Kumar Gupta
(Whole-time
Director); Approval
of
Remuneration
________________________________________________________________________________
Bhansali Engineering Polymers Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEPL CINS Y0880R124 06/30/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaivardhan Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Bharti Infratel Ltd
Ticker Security ID: Meeting Date Meeting Status
INFRATEL CINS Y0R86J109 08/03/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajan Bharti Mgmt For Against Against
Mittal
4 Appointment of DS Mgmt For For For
Rawat (Managing
Director & CEO);
Approve
Remuneration
5 Elect Rajiinder P. Mgmt For For For
Singh
________________________________________________________________________________
Bharti Infratel Ltd
Ticker Security ID: Meeting Date Meeting Status
INFRATEL CINS Y0R86J109 11/29/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bimal Dayal Mgmt For For For
3 Appointment of Bimal Mgmt For For For
Dayal (Managing
Director)
4 Approve Payment of Mgmt For Against Against
Bonus to Akhil Gupta
(Executive
Chair)
________________________________________________________________________________
Biocon Limited
Ticker Security ID: Meeting Date Meeting Status
BIOCON CINS Y0905C102 07/24/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John Shaw Mgmt For For For
3 Elect and Appoint Mgmt For Against Against
Kiran Mazumdar Shaw
(Executive Chair);
Approve
Remuneration
4 Elect and Appoint Mgmt For For For
Siddharth Mittal (CEO
and Joint Managing
Director); Approve
Remuneration
5 Increase in Authorized Mgmt For For For
Capital
6 Adoption of the Biocon Mgmt For For For
Restricted Stock Unit
Plan FY2020-24 and
Grant of Restricted
Stock
Units
7 Extension of the Mgmt For For For
Biocon Restricted
Stock Unit Long Term
Incentive Plan
FY2020-24 to
Subsidiaries
8 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Bombay Burmah Trading Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
BOMBURH CINS Y0927D112 07/24/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nusli N. Wadia Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
9 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Britannia Industries Limited
Ticker Security ID: Meeting Date Meeting Status
BRITANNIA CINS Y0969R151 02/15/2021 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Caplin Point Laboratories, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CAPPL CINS Y1100T130 09/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect D.P Mishra Mgmt For Against Against
4 Re-appointment of Mgmt For For For
Sridhar Ganesan
(Managing Director);
Approve
Remuneration
5 Elect C.K. Gariyali Mgmt For For For
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Castrol India Limited
Ticker Security ID: Meeting Date Meeting Status
CASTROLIND CINS Y1143S149 07/15/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rashmi Joshi Mgmt For For For
3 Authority to Set Cost Mgmt For For For
Auditor's
Fees
4 Appoint Omer Dormen as Mgmt For For For
Managing Director;
Approve
remuneration
5 Appoint Jayanta Mgmt For For For
Chatterjee as
Whole-time director;
Approve
remuneration
6 Elect Ramabadran Mgmt For Against Against
Gopalakrishnan
7 Elect Uday C. Khanna Mgmt For For For
8 Elect Rakesh Makhija Mgmt For For For
9 Elect Sandeep Sangwan Mgmt For For For
10 Appoint Sandeep Mgmt For For For
Sangwan as Managing
Director;
Approve
remuneration
11 Non-Executive Mgmt For For For
Directors'
Remuneration
________________________________________________________________________________
CESC Limited
Ticker Security ID: Meeting Date Meeting Status
CESC CINS Y12652189 04/15/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Chennai Super Kings Cricket Limited
Ticker Security ID: Meeting Date Meeting Status
NA CINS Y1R2A3118 08/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Subramanian Mgmt For Against Against
Palaniappan
3 Elect E. Jayashree Mgmt For Against Against
4 Increase in Authorized Mgmt For For For
Capital
5 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Cholamandalam Investment and Finance Company Limited
Ticker Security ID: Meeting Date Meeting Status
CHOLAFIN CINS Y1R849143 07/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect M.M. Murugappan Mgmt For For For
4 Elect Bhama Mgmt For For For
Krishnamurthy
5 Appointment of Arun Mgmt For For For
Alagappan (Managing
Director); Approval
of
Remuneration
6 Appointment of Mgmt For Against Against
Ravindra Kumar Kundu
(Executive Director);
Approval of
Remuneration
7 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Cipla Limited
Ticker Security ID: Meeting Date Meeting Status
CIPLA CINS Y1633P142 03/25/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Cipla Mgmt For Against Against
Employee Stock
Appreciation Rights
Scheme
2021
3 Approval to extend the Mgmt For Against Against
Cipla Employee Stock
Appreciation Rights
2021 to
Subsidiaries
________________________________________________________________________________
Coal India Limited
Ticker Security ID: Meeting Date Meeting Status
COALINDIA CINS Y1668L107 09/23/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Binay Dayal Mgmt For Against Against
4 Creation of Board Mgmt For For For
Level Post - Business
Development
5 Elect Pramod Agrawal Mgmt For For For
6 Elect V.K. Tiwari Mgmt For Against Against
7 Elect S.N. Tiwary Mgmt For Against Against
8 Elect Yatinder Prasad Mgmt For Against Against
9 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
DCB Bank Limited
Ticker Security ID: Meeting Date Meeting Status
DCBBANK CINS Y2051L134 07/11/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jamal Pradhan Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Rupa Devi Singh Mgmt For For For
5 Elect Amyn Jassani Mgmt For For For
6 Elect Shabbir Merchant Mgmt For For For
7 Elect Somasundaram PR Mgmt For For For
8 Elect Rafiq Somani Mgmt For For For
9 Amendment to Borrowing Mgmt For For For
Powers
10 Authority to Issue Mgmt For For For
Non-Convertible
Debt
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights to Qualified
Institutional
Buyers
________________________________________________________________________________
Deepak Nitrite Ltd.
Ticker Security ID: Meeting Date Meeting Status
DEEPAKNI CINS Y2025H177 08/07/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajay C. Mehta Mgmt For For For
4 Elect Dileep C. Choksi Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Delta Corp Limited
Ticker Security ID: Meeting Date Meeting Status
DELTACORP CINS Y1869P105 08/17/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ashish K. Kapadia Mgmt For For For
3 Elect Chetan Desai Mgmt For For For
4 Related Party Mgmt For For For
Transactions with
Daman Hospitality
Private
Limited
________________________________________________________________________________
Dr. Reddy's Laboratories Ltd.
Ticker Security ID: Meeting Date Meeting Status
DRREDDY CINS Y21089159 07/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Satish Reddy Mgmt For For For
4 Appointment of G.V Mgmt For For For
Prasad (Whole-time
Director -
Co-Chairman and
Managing Director);
Approval of
Remuneration
5 Continuation of Office Mgmt For For For
of Director Prasad
R.
Menon
6 Authority to Set Cost Mgmt For For For
Auditors'
Fees
________________________________________________________________________________
E.I.D. Parry (India) Limited
Ticker Security ID: Meeting Date Meeting Status
EIDPARRY CINS Y67828163 01/27/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Give Mgmt For Against Against
Guarantees, Grant
Loans and Make
Investments
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
eClerx Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECLERX CINS Y22385101 09/29/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Anjan Malik Mgmt For Against Against
5 Continuation of Office Mgmt For Against Against
of Pradeep
Kapoor
________________________________________________________________________________
Equitas Holding Ltd
Ticker Security ID: Meeting Date Meeting Status
EQUITAS CINS Y2R9D8109 08/10/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Srinivasan Mgmt For For For
Bhaskar
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect John Alex Mgmt For For For
5 Elect and Appoint John Mgmt For For For
Alex (Executive
Director and CEO);
Approval of
Remuneration
6 Elect Jayaraman Mgmt For For For
Chandrasekaran
7 Elect N. Rangachary Mgmt For For For
8 Elect Rajaraman V. Mgmt For For For
Papagudi
9 Elect Arun Ramanathan Mgmt For For For
________________________________________________________________________________
ESAB India Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESABINDIA CINS Y2296R110 08/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rohit Gambhir Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Escorts Limited
Ticker Security ID: Meeting Date Meeting Status
ESCORTS CINS Y2296W127 08/24/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hardeep Singh Mgmt For Against Against
4 Authority to Set Cost Mgmt For For For
Auditor's
Fees
5 Elect Tanya A. Dubash Mgmt For For For
6 Elect Harish N Salve Mgmt For For For
7 Elect Dai Watanbe Mgmt For For For
8 Elect Yuji Tomiyama Mgmt For For For
________________________________________________________________________________
FDC Limited
Ticker Security ID: Meeting Date Meeting Status
FDC CINS Y2477C130 09/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ashok A. Mgmt For For For
Chandavarkar
3 Appointment of Ashok Mgmt For For For
A. Chandavarkar
(Executive Director);
Approval of
Remuneration
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Federal Bank Limited
Ticker Security ID: Meeting Date Meeting Status
FEDERALBNK CINS Y24781182 07/16/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shyam Srinivasan Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Branch Mgmt For For For
Auditor and Authority
to Set
Fees
5 Appoint Shyam Mgmt For For For
Srinivasan as
Managing Director and
CEO; Approve
remuneration
6 Record RBI Approval Mgmt For For For
for Appointment of
Grace Koshie
(Non-Executive
Part-time Chair);
Approval of
Remuneration
7 Elect Grace E. Koshie Mgmt For For For
8 Elect Sudarshan Sen Mgmt For For For
9 Elect Ashutosh Khajuria Mgmt For For For
10 Elect Shalini Warrier Mgmt For For For
11 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
12 Increase in Authorized Mgmt For For For
Capital
13 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
14 Amendments to Articles Mgmt For For For
(Objects
clause)
________________________________________________________________________________
Granules India Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRANULES CINS Y2849A135 08/13/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kolli Basava Mgmt For Against Against
Sankar
Rao
5 Non-Executive Mgmt For For For
Directors'
Commission
________________________________________________________________________________
Graphite India Ltd
Ticker Security ID: Meeting Date Meeting Status
GRAPHITE CINS Y2851J149 07/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Krishna K. Bangur Mgmt For Against Against
5 Elect Gaurav Swarup Mgmt For Against Against
6 Elect Ashutosh Dixit Mgmt For Against Against
7 Appointment of Mgmt For Against Against
Ashutosh Dixit
(Whole-Time Director
designated as
Executive Director);
Approval of
Remuneration
8 Authority to Set Cost Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
10 Authority to Mortgage Mgmt For For For
Assets
11 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
Gujarat State Petronet Limited
Ticker Security ID: Meeting Date Meeting Status
GSPL CINS Y2947F101 09/24/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sanjeev Kumar Mgmt For Against Against
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
5 Elect Anil G. Mukim Mgmt For Against Against
6 Elect Pankaj Joshi Mgmt For Against Against
7 Elect Sunaina Tomar Mgmt For For For
8 Elect Sudhir Kumar Jain Mgmt For For For
9 Elect Bhadresh V. Mehta Mgmt For For For
10 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Havells India Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAVELLS CINS Y3116C119 06/30/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Interim
Dividends
3 Allocation of Final Mgmt For For For
Dividends
4 Elect Ameet Kumar Gupta Mgmt For For For
5 Elect Surjit Gupta Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Set Cost Mgmt For For For
Auditors
Fees
8 Elect namrata kaul Mgmt For For For
9 Elect ashish bharat ram Mgmt For For For
10 Elect Jalaj Ashwin Dani Mgmt For For For
11 Elect Upendra Kumar Mgmt For For For
Sinha
12 Elect T.V. Mohandas Pai Mgmt For For For
13 Elect Puneet Bhatia Mgmt For For For
14 Re-appointment of Mgmt For For For
Siddhartha Pandit
(Whole-time
Director); Approval
of
Remuneration
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 09/29/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Roshni Nadar Mgmt For Against Against
Malhotra
4 Elect Mohan Chellappa Mgmt For For For
5 Elect Simon John Mgmt For For For
England
6 Elect Shikhar Mgmt For Against Against
Neelkamal
Malhotra
7 Elect Thomas Sieber Mgmt For For For
________________________________________________________________________________
HDFC Asset Management Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
HDFCAMC CINS Y3R1AG299 07/23/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect James Aird Mgmt For Against Against
5 Elect Deepak S. Parekh Mgmt For For For
6 Authority to Set Mgmt For Against Against
Auditor's Fees for B
S R & Co.
LLP
7 Elect Shashi Kant Mgmt For For For
Sharma
8 Issue Shares under Mgmt For For For
Employees' Stock
Option Scheme 2020
("ESOS -
2020")
9 Appointment of Milind Mgmt For For For
Barve as Managing
Director; Approval of
Remuneration
________________________________________________________________________________
HDFC Bank Limited
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P190 07/18/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Kaizad Bharucha Mgmt For For For
5 Authority to Set the Mgmt For For For
Statutory Auditor's
Fees
6 Ratification of Mgmt For For For
Additional Fees of
Statutory
Auditor
7 Elect Malay Patel Mgmt For For For
8 Elect Kaizad Bharucha Mgmt For For For
9 Elect Renu Sud Karnad Mgmt For Against Against
10 Related Party Mgmt For For For
Transactions (Housing
Development Finance
Corporation
Limited)
11 Related Party Mgmt For For For
Transactions (HDB
Finance Services
Limited)
12 Authority to Issue Mgmt For For For
Debt
Instruments
________________________________________________________________________________
HDFC Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
HDFCBANK CINS Y3119P190 12/01/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sashidhar Mgmt For For For
Jagdishan
3 Appoint Sashidhar Mgmt For For For
Jagdishan (Managing
Director & CEO);
Approval of
Remuneration
________________________________________________________________________________
Hindalco Industries Limited
Ticker Security ID: Meeting Date Meeting Status
HINDALCO CINS Y3196V185 09/10/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Debnarayan Mgmt For For For
Bhattacharya
4 Authority to Set Cost Mgmt For For For
Auditors'
Fees
5 Elect Sudhir Mital Mgmt For For For
6 Elect Anant Maheshwari Mgmt For For For
7 Continuation of Office Mgmt For Against Against
of Rajashree
Birla
8 Elect Yazdi P. Mgmt For For For
Dandiwala
________________________________________________________________________________
Hindustan Aeronautics Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAL CINS Y3199R108 09/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect M.S. Velpari Mgmt For For For
4 Elect Tessy Thomas Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Alok Verma Mgmt For For For
7 Authority to Set Cost Mgmt For For For
Auditor's Fees for
FY2019-20
8 Authority to Set Cost Mgmt For For For
Auditor's Fees for
FY2020-21
________________________________________________________________________________
Honeywell Automation India Ltd
Ticker Security ID: Meeting Date Meeting Status
HONAUT CINS Y8547C117 08/18/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashish Gaikwad Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Akshay Bellare Mgmt For For For
6 Elect Ashish Modi Mgmt For For For
7 Elect Davies Walker Mgmt For For For
8 Adoption of New Mgmt For Abstain Against
Articles of
Association
9 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Huhtamaki PPL Ltd.
Ticker Security ID: Meeting Date Meeting Status
PAPERPROD CINS Y67268139 11/09/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of Company Name Mgmt For For For
________________________________________________________________________________
ICICI Securities Ltd
Ticker Security ID: Meeting Date Meeting Status
ISEC CINS Y3R565125 08/11/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Pramod Rao Mgmt For Against Against
5 Revision of Mgmt For For For
Remuneration for
Vijay Kumar Chandok
(Managing Director &
CEO)
6 Revision of Mgmt For For For
Remuneration for Ajay
Saraf (Executive
Director)
7 Amendment to Borrowing Mgmt For For For
Powers
8 Related Party Mgmt For For For
Transactions - Short
Term Credit
Facility
9 Related Party Mgmt For For For
Transactions - Fixed
Deposits
________________________________________________________________________________
ICICI Securities Ltd
Ticker Security ID: Meeting Date Meeting Status
ISEC CINS Y3R565125 12/17/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Give Mgmt For Against Against
Guarantees, Grant
Loans and Make
Investments
________________________________________________________________________________
Indiamart Intermesh Ltd.
Ticker Security ID: Meeting Date Meeting Status
INDIAMART CINS Y39213106 02/10/2021 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares and/or other
Equity Linked
Securities w/o
Preemptive
Rights
2 Increase in Authorized Mgmt For For For
Capital and Amendment
to Memorandum of
Association
3 Reclassification of Mgmt For For For
Share Capital and
Amendment to
Memorandum of
Association
________________________________________________________________________________
Indraprastha Gas Limited
Ticker Security ID: Meeting Date Meeting Status
IGL CINS Y39881126 09/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajendra Mgmt For Against Against
Pushparaj
Natekar
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect P.K. Gupta Mgmt For For For
6 Appoint E. S. Mgmt For For For
Ranganathan (Managing
Director); Approval
of
Remuneration
7 Elect Asit Kumar Jana Mgmt For For For
8 Appoint Asit Kumar Mgmt For Against Against
Jana (Managing
Director); Approval
of
Remuneration
9 Elect Manisha Saxena Mgmt For For For
10 Authority to Set Cost Mgmt For For For
Auditors
Fess
11 Related Party Mgmt For For For
Transactions
12 Amendments to Mgmt For Against Against
Memorandum and
Adoption of New
Articles of
Association
________________________________________________________________________________
Indus Towers Ltd
Ticker Security ID: Meeting Date Meeting Status
INFRATEL CINS Y0R86J109 01/08/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
of
Association
3 Elect Bimal Dayal Mgmt For For For
4 Appointment of Bimal Mgmt For Against Against
Dayal (Managing
Director & CEO);
Approval of
Remuneration
________________________________________________________________________________
Infosys Ltd
Ticker Security ID: Meeting Date Meeting Status
INFY CUSIP 456788108 06/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect U. B. Pravin Rao Mgmt For For For
4 Authority to Mgmt For For For
Repurchase
Shares
5 Elect Michael Gibbs Mgmt For For For
6 Elect Bobby Kanu Parikh Mgmt For For For
7 Elect Chitra Nayak Mgmt For For For
8 Revision of Mgmt For Against Against
Remuneration of U.B.
Pravin Rao
(COO)
________________________________________________________________________________
IOL Chemicals & Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
IOLCP CINS Y8971W118 09/26/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Vijay Garg Mgmt For Against Against
3 Re-appointment of Mgmt For For For
Vikas Gupta
(Executive Director);
Approve
Remuneration
4 Holding Office or Mgmt For For For
Place of Profit by
Abhiraj
Gupta
5 Holding Office or Mgmt For For For
Place of Profit by
Dimple
Gupta
6 Authority to Set Cost Mgmt For For For
Auditors'
Fees
7 Related Party Mgmt For For For
Transactions
8 Change of Location of Mgmt For For For
Registered
Office
________________________________________________________________________________
Ipca Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
IPCALAB CINS Y4175R146 09/17/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajit K. Jain Mgmt For For For
4 Elect Pranay Godha Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor
Fees
________________________________________________________________________________
ITC Ltd
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 09/04/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nakul Anand Mgmt For For For
4 Elect Rajiv Tandon Mgmt For For For
5 Authority to Set Mgmt For Against Against
Auditor's
Fees
6 Elect Atul Jerath Mgmt For For For
7 Elect David Robert Mgmt For For For
Simpson
8 Elect Nirupama Rao Mgmt For For For
9 Elect and Appoint Mgmt For For For
Nakul Anand
(Whole-Time
Director); Approve
Remuneration
10 Elect and Appoint Mgmt For For For
Rajiv Tandon
(Whole-Time
Director); Approve
Remuneration
11 Authority to Set Cost Mgmt For For For
Auditor's Fees: Mr.
P. Raju
Iyer
12 Authority to Set Cost Mgmt For For For
Auditor's Fees:
Messrs. S. Mahadevan
&
Co
________________________________________________________________________________
ITC Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITC CINS Y4211T171 12/19/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
J. B. Chemicals & Pharmaceuticals Ltd
Ticker Security ID: Meeting Date Meeting Status
JBCHEPHARM CINS Y4429Q142 09/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividend
3 Allocation of Final Mgmt For For For
Dividend
4 Elect Pranabh D. Mody Mgmt For For For
5 Elect Ranjit Shahani Mgmt For For For
6 Elect Sumit Bose Mgmt For For For
7 Elect Padmini Khare Mgmt For For For
Kaicker
8 Elect Sanjay Nayar Mgmt For For For
9 Elect Prashant Kumar Mgmt For For For
10 Elect Ananya Tripathi Mgmt For For For
11 Elect Ajay Candade Mgmt For For For
12 Elect Mayank Mishra Mgmt For For For
13 Authority to Set Cost Mgmt For For For
Auditor's
Fees
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
J.B. Chemicals & Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
JBCHEPHARM CINS Y4429Q142 12/23/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Nikhil Chopra Mgmt For For For
4 Appointment of Nikhil Mgmt For For For
Chopra (CEO and
Whole-time Director);
Approval of
Remuneration
________________________________________________________________________________
JK Cement Limited
Ticker Security ID: Meeting Date Meeting Status
JKCEMENT CINS Y613A5100 06/29/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Promoter
Group
________________________________________________________________________________
JK Paper Limited
Ticker Security ID: Meeting Date Meeting Status
JKPAPER CINS Y1243A105 09/11/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dhirendra Kumar Mgmt For Against Against
4 Approval of Mgmt For Against Against
Remuneration for
Bharat Hari Singhania
(Non-Executive
Chair)
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
JK Paper Ltd
Ticker Security ID: Meeting Date Meeting Status
JKPAPER CINS Y1243A105 12/27/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Mgmt For For For
Memorandum of
Association
3 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Jubilant FoodWorks Limited
Ticker Security ID: Meeting Date Meeting Status
JUBLFOOD CINS Y4493W108 09/15/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Shamit Bhartia Mgmt For Against Against
3 Elect Aashti Bhartia Mgmt For For For
4 Adoption of the Mgmt For For For
Employees Benefits
Scheme
5 Extension of Jubilant Mgmt For For For
FoodWorks General
Employee Benefits
Scheme 2020 to
Employees of Holding
Company and
Subsidiaries
________________________________________________________________________________
Just Dial Ltd.
Ticker Security ID: Meeting Date Meeting Status
JUSTDIAL CINS Y4S789102 09/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Anita Mani Mgmt For For For
3 Election and Mgmt For Against Against
Appointment of
Abhishek Bansal
(Whole-time Director
and CFO); Approval of
Remuneration
4 Amendments to Mgmt For For For
Memorandum
________________________________________________________________________________
Kaveri Seed Company Limited
Ticker Security ID: Meeting Date Meeting Status
KSCL CINS Y458A4137 09/29/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect C. Vamsheedhar Mgmt For Against Against
________________________________________________________________________________
L&T Technology Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
LTTS CINS Y5S4BH104 03/03/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Keshab Mgmt For For For
Panda as Managing
Director & CEO;
Appoint Keshab Panda
as Non-Executive
Director
3 Extension of Amit Mgmt For For For
Chadha as Deputy CEO;
Appointment of Amit
Chadha (Managing
Director & CEO);
Approval of
Remuneration
4 Elect Chandrasekaran Mgmt For For For
Ramakrishnan
5 Elect Sudip Banerjee Mgmt For For For
________________________________________________________________________________
L&T Technology Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
LTTS CINS Y5S4BH104 07/17/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sekharipuram N. Mgmt For For For
Subrahmanyan
4 Elect Keshab Panda Mgmt For For For
5 Elect Apurva Purohit Mgmt For For For
6 Elect Abhishek Sinha Mgmt For For For
7 Appoint Abhishek Sinha Mgmt For For For
(Chief Operating
Officer); Approval of
Remuneration
8 Approval of Revised Mgmt For For For
Remuneration for
Keshab Panda (CEO and
Managing
Director)
9 Approval of Revised Mgmt For For For
Remuneration for Amit
Chadha (Deputy CEO
and Whole-time
Director)
________________________________________________________________________________
Larsen & Toubro Infotech Limited
Ticker Security ID: Meeting Date Meeting Status
LTI CINS Y5S745101 07/18/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Anilkumar Mgmt For Against Against
Manibhai
Naik
4 Elect R. Shankar Raman Mgmt For Against Against
5 Appoint Aruna Mgmt For For For
Sundarajan
6 Appointment of Sanjay Mgmt For For For
Jalona (CEO and
Managing Director);
Approval of
Remuneration
________________________________________________________________________________
Manappuram Finance Ltd.
Ticker Security ID: Meeting Date Meeting Status
MANAPPURAM CINS Y5759P141 08/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gautam Ravi Mgmt For Against Against
Narayan
3 Elect Harshan K Mgmt For For For
Sankarakutty
4 Elect Shailesh J. Mehta Mgmt For For For
5 Amendments to Mgmt For For For
Memorandum
6 Amendment to Borrowing Mgmt For For For
Powers
7 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Marico Limited
Ticker Security ID: Meeting Date Meeting Status
MARICO CINS Y5841R170 08/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Rishabh H. Mgmt For Against Against
Mariwala
3 Authority to Set Cost Mgmt For For For
Auditor's
Fees
4 Elect Sanjay Dube Mgmt For For For
5 Elect K.B.S. Anand Mgmt For For For
6 Approve Payment to Mgmt For For For
Harsh Mariwala
(Non-Executive
Chair)
________________________________________________________________________________
Mastek Ltd.
Ticker Security ID: Meeting Date Meeting Status
MASTEK CINS Y5897C143 05/28/2021 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Demerger and Mgmt For For For
Acquisition
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mastek Ltd.
Ticker Security ID: Meeting Date Meeting Status
MASTEK CINS Y5897C143 10/29/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ashank Datta Mgmt For Against Against
Desai
4 Elect Rajeev Kumar Mgmt For For For
Grover
5 Appointment of Mgmt For Against Against
Sudhakar Ram
(Vice-Chair and
Managing Director);
Approval of
Remuneration
6 Approve Payment of Mgmt For Against Against
Commission to S.
Sandilya (Independent
Director)
7 Authorize Board to Mgmt For For For
Determine Fees for
Delivery of
Documents
8 Authority to Give Mgmt For Against Against
Guarantees
9 Authority to Mortgage Mgmt For For For
Assets
10 Amendment to Borrowing Mgmt For For For
Powers
________________________________________________________________________________
MindTree Limited
Ticker Security ID: Meeting Date Meeting Status
MINDTREE CINS Y60362103 05/22/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Mindtree Mgmt For Against Against
Employee Stock Option
Plan 2021 ("ESOP
2021")
3 Extension of ESOP 2021 Mgmt For Against Against
to
Subsidiaries
4 Provision of Money to Mgmt For Against Against
the Employee Welfare
Trust to Acquire
Shares for the ESOP
2021
5 Amendments to the Mgmt For For For
Mindtree Employee
Restricted Stock
Purchase Plan
2012
________________________________________________________________________________
MindTree Limited
Ticker Security ID: Meeting Date Meeting Status
MINDTREE CINS Y60362103 07/14/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jayant Damodar Mgmt For Against Against
Patil
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Reclassification of Mgmt For For For
Promoter Group
(Krishnakumar
Natarajan)
6 Reclassification of Mgmt For For For
Promoter Group
(Rostow
Ravanan)
7 Reclassification of Mgmt For For For
Promoter Group (N. S.
Parthasarathy)
8 Reclassification of Mgmt For For For
Promoter Group
(Subroto
Bagchi)
9 Reclassification of Mgmt For For For
Promoter Group (LSO
Investment Private
Limited)
10 Reclassification of Mgmt For For For
Promoter Group
(Kamran
Ozair)
11 Reclassification of Mgmt For For For
Promoter Group (Scott
Staples)
________________________________________________________________________________
MindTree Ltd
Ticker Security ID: Meeting Date Meeting Status
MINDTREE CINS Y60362103 12/09/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Mgmt For Against Against
Dayapatra Nevatia
(Executive Director
and Chief Operating
Officer); Approval of
Remuneration
3 Appointment of Mgmt For Against Against
Venugopal Lambu
(Executive Director
and President -
Global Markets);
Approval of
Remuneration
4 Elect Chandrasekaran Mgmt For For For
Ramakrishnan
________________________________________________________________________________
Mphasis Limited
Ticker Security ID: Meeting Date Meeting Status
MPHASIS CINS Y6144V108 07/23/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect David Lawrence Mgmt For Against Against
Johnson
4 Elect Amit Dalmia Mgmt For For For
5 Elect Jan Kathleen Hier Mgmt For Against Against
6 Amendments to the Mgmt For For For
Mphasis Employee
Stock Option Plan
2016
7 Extension of Mgmt For For For
amendments to the
Mphasis Employee
Stock Option Plan
2016 to
Subsidiaries
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Multi Commodity Exchange of India Limited
Ticker Security ID: Meeting Date Meeting Status
MCX CINS Y5S057101 08/31/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Amit Goela Mgmt For For For
4 Elect Madhu Jayakumar Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Muthoot Finance Limited
Ticker Security ID: Meeting Date Meeting Status
MUTHOOTFIN CINS Y6190C103 09/30/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect George Thomas Mgmt For For For
Muthoot
3 Elect George Alexander Mgmt For Against Against
Muthoot
4 Appointment of Mgmt For For For
Alexander M George
(Whole Time
Director); Approval
of
Remuneration
5 Elect Jose Mathew Mgmt For For For
6 Elect Jacob Benjamin Mgmt For For For
Koshy
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Nestle India Ltd.
Ticker Security ID: Meeting Date Meeting Status
NESTLEIND CINS Y6268T111 12/24/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Election and Mgmt For For For
Appointment of
Matthias Christoph
Lohner (Whole-time
Director designated
as Executive
Director-Technical);
Approval of
Remuneration
________________________________________________________________________________
NIIT Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
NIITTECH CINS Y62769107 07/23/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Interim
Dividends
3 Elect Hari Mgmt For For For
Gopalakrishnan
4 Elect Kirti Ram Mgmt For For For
Hariharan
5 Elect and Appoint Mgmt For For For
Sudhir Singh
(Executive Director &
CEO); Approval of
Remuneration
6 Approve Payment of Mgmt For Against Against
Commission to Basab
Pradhan
(Non-Executive
Chair)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phillips Carbon Black Ltd.
Ticker Security ID: Meeting Date Meeting Status
PHILIPCARB CINS Y6971C140 06/22/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Preeti Goenka Mgmt For Against Against
4 Elect Rusha Mitra Mgmt For Against Against
5 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
PI Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PIIND CINS Y6978D141 02/06/2021 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Amalgamation Mgmt For For For
________________________________________________________________________________
PI Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PIIND CINS Y6978D141 09/25/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Arvind Singhal Mgmt For Against Against
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
5 Elect Lisa Brown Mgmt For For For
6 Elect T.S. Balganesh Mgmt For For For
________________________________________________________________________________
Polycab India Ltd.
Ticker Security ID: Meeting Date Meeting Status
POLYCAB CINS Y6S83Q102 07/21/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
(Standalone)
3 Accounts and Reports Mgmt For For For
(Consolidated)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ajay Jaisinghani Mgmt For For For
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Radico Khaitan Limited
Ticker Security ID: Meeting Date Meeting Status
RADICO CINS Y7174A147 08/31/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kushal Pal Singh Mgmt For For For
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Rail Vikas Nigam Ltd.
Ticker Security ID: Meeting Date Meeting Status
RVNL CINS Y7177Z107 12/16/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pradeep Gaur Mgmt For For For
4 Elect Ajay Kumar Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Vinay Srivastava Mgmt For For For
7 Elect Rajesh Prasad Mgmt For Against Against
8 Elect Sanjeeb Kumar Mgmt For For For
9 Elect Dhananjaya Singh Mgmt For Against Against
________________________________________________________________________________
Rallis India Ltd.
Ticker Security ID: Meeting Date Meeting Status
RALLIS CINS Y7181S131 07/03/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect R. Mukundan Mgmt For Against Against
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
RITES Ltd.
Ticker Security ID: Meeting Date Meeting Status
RITES CINS Y73019104 08/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Gopi Sureshkumar Mgmt For Against Against
Varadarajan
4 Elect Alok Kumar Tewari Mgmt For Against Against
5 Authority to Set Mgmt For For For
Statutory and Branch
Auditor's
Fees
6 Elect Anil Vij Mgmt For For For
7 Elect Bibhu Prasad Mgmt For For For
Nayak
8 Elect Vinay Srivastava Mgmt For For For
________________________________________________________________________________
Rossari Biotech Ltd
Ticker Security ID: Meeting Date Meeting Status
ROSSARI CINS Y7S25N116 04/17/2021 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Preferential Allotment Mgmt For For For
of Shares w/o
Preemptive
Rights
2 Approve Employee Stock Mgmt For Against Against
Option Plan -
2019
3 Extension of Employee Mgmt For Against Against
Stock Option Plan -
2019 to
Subsidiaries
4 Authority to Give Mgmt For For For
Guarantees and Grant
Loans
________________________________________________________________________________
Sanofi India Limited (formerly Aventis Pharma Limited)
Ticker Security ID: Meeting Date Meeting Status
SANOFI CINS Y04875103 07/07/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Rajaram Narayanan Mgmt For For For
4 Elect Cherian Mathew Mgmt For Against Against
5 Appoint Cherian Mathew Mgmt For For For
(Whole-Time
Director); Approval
of
Remuneration
6 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
SBI Cards & Payment Services Limited
Ticker Security ID: Meeting Date Meeting Status
SBICARD CINS Y7T35P100 04/08/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Rama Mgmt For For For
Mohan Rao (Managing
Director and CEO);
Approve
Remuneration
________________________________________________________________________________
SBI Cards & Payment Services Limited
Ticker Security ID: Meeting Date Meeting Status
SBICARD CINS Y7T35P100 09/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Sunil Kaul Mgmt For For For
5 Amendments to Articles Mgmt For For For
6 Appointment of Ashwini Mgmt For For For
Kumar Tewari (CEO and
Managing Director);
Approve
Remuneration
________________________________________________________________________________
SeQuent Scientific Limited
Ticker Security ID: Meeting Date Meeting Status
SEQUENT CINS Y7670U126 01/17/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Neeraj Bharadwaj Mgmt For For For
3 Elect Rahul Mukim Mgmt For For For
4 Elect Kamal Kishore Mgmt For For For
Sharma
5 Elect Milind S. Sarwate Mgmt For For For
6 Elect Gregory P. Mgmt For For For
Andrews
7 Elect Fabian Kausche Mgmt For For For
8 Non-Executive Mgmt For Against Against
Directors'
Commission
9 Revision of Mgmt For For For
Remuneration of
Manish Gupta
(Managing
Director)
10 Approval of Employee Mgmt For Against Against
Stock Option Plan
2020
11 Extension of Employee Mgmt For Against Against
Stock Option Plan
2020 to
Subsidiaries
12 Grant Stock Options to Mgmt For Against Against
Manish Gupta under
Employee Stock Option
Plan
2020
13 Increase in Authorized Mgmt For For For
Capital
14 Amendments to Mgmt For For For
Memorandum and
Articles of
Association
________________________________________________________________________________
SeQuent Scientific Limited
Ticker Security ID: Meeting Date Meeting Status
SEQUENT CINS Y7670U126 03/14/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reclassification of Mgmt For For For
Promoter
Group
________________________________________________________________________________
Shriram Transport Finance Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
SRTRANSFIN CINS Y7758E119 08/19/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Standalone Accounts Mgmt For For For
and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Puneet Bhatia Mgmt For Against Against
5 Authority to Set Mgmt For For For
Auditor's Fees for
Haribhakti & Co,
LLP
6 Authority to Set Mgmt For For For
Auditor's Fees for
Pijush Gupta & Co.,
Chartered
Accountants
7 Amendment to Borrowing Mgmt For For For
Powers
8 Authority to Convert Mgmt For Against Against
Debt into Shares and
Issue Shares w/o
Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sterlite Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
STRTECH CINS Y8170C137 08/31/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Pratik Agarwal Mgmt For Against Against
4 Elect Pravin Agarwal Mgmt For Against Against
5 Elect Anand Agarwal Mgmt For For For
6 Change in Registered Mgmt For For For
Office
Location
7 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Sun TV Network Limited
Ticker Security ID: Meeting Date Meeting Status
SUNTV CINS Y8295N133 09/16/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S. Selvam Mgmt For Against Against
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditor
________________________________________________________________________________
Supreme Industries Limited
Ticker Security ID: Meeting Date Meeting Status
SUPREMEIND CINS Y83139140 06/29/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect B.L. Taparia Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of Branch Mgmt For For For
Auditor
6 Authority to Set Cost Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Syngene International Limited
Ticker Security ID: Meeting Date Meeting Status
SYNGENE CINS Y8T288113 07/22/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect John McCallum Mgmt For For For
Marshall
Shaw
3 Elect Kiran Mazumdar Mgmt For Against Against
Shaw
4 Elect Vijay Kuchroo Mgmt For Against Against
5 Elect Vinita Bali Mgmt For For For
6 Elect Sharmila Karve Mgmt For For For
7 Elect Carl Peter Mgmt For For For
Decicco
8 Elect and Appoint Mgmt For For For
Jonathan Hunt
(Managing Director
and CEO); Approval of
Remuneration
________________________________________________________________________________
Syngene International Limited
Ticker Security ID: Meeting Date Meeting Status
SYNGENE CINS Y8T288113 08/30/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to the Mgmt For For For
Syngene Restricted
Stock Unit Long Term
Incentive Plan FY
2020
________________________________________________________________________________
Tanla Solutions Limited
Ticker Security ID: Meeting Date Meeting Status
TANLA CINS Y8490U106 06/19/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Tanla Mgmt For Against Against
Platforms Limited
Restricted Stock Unit
Plan
2021
3 Extension of the Tanla Mgmt For Against Against
Platforms Limited
Restricted Stock Unit
Plan 2021 to
Subsidiaries
________________________________________________________________________________
Tata Consultancy Services
Ticker Security ID: Meeting Date Meeting Status
TCS CINS Y85279100 11/18/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Tata Consultancy Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCS CINS Y85279100 06/10/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Natarajan Mgmt For Against Against
Chandrasekaran
________________________________________________________________________________
Tata Elxsi Limited
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 06/25/2021 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect N.G. Subramaniam Mgmt For For For
4 Elect anurag kumar Mgmt For For For
5 Elect Sudhakar Rao Mgmt For For For
6 Non-Executive Mgmt For For For
Directors'
Commission
7 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Tata Elxsi Ltd.
Ticker Security ID: Meeting Date Meeting Status
TATAELXSI CINS Y8560N107 11/30/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
TATA Steel BSL Limited
Ticker Security ID: Meeting Date Meeting Status
TATASTLBSL CINS Y0886G148 08/20/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
TATA Steel BSL Limited
Ticker Security ID: Meeting Date Meeting Status
TATASTLBSL CINS Y0886G148 09/21/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Elect Koushik Mgmt For Against Against
Chatterjee
4 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Tech Mahindra Limited
Ticker Security ID: Meeting Date Meeting Status
TECHM CINS Y85491127 07/28/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
(Confirmation of
Interim Dividends;
Allocation of Final
Dividends)
4 Elect Chander P. Mgmt For For For
Gurnani
5 Elect Anish Dilip Shah Mgmt For For For
________________________________________________________________________________
Timken India Limited
Ticker Security ID: Meeting Date Meeting Status
TIMKEN CINS Y8840Y105 08/20/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Avishrant Keshava Mgmt For For For
4 Elect N.S Rama Mgmt For For For
5 Elect Douglas Smith Mgmt For Against Against
6 Appointment of Mgmt For For For
Avishrant Keshava
(Whole-Time
Director); Approval
of
Remuneration
7 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
________________________________________________________________________________
Ujjivan Financial Services Ltd
Ticker Security ID: Meeting Date Meeting Status
UJJIVAN CINS Y9T34H105 04/27/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Samit Mgmt For For For
Ghosh (Managing
Director & CEO);
Approval of
Remuneration
3 Elect Sunil Vinayak Mgmt For For For
Patel
4 Elect Rajesh Kumar Jogi Mgmt For For For
5 Elect Abhijit Sen Mgmt For For For
________________________________________________________________________________
Vinati Organics Limited
Ticker Security ID: Meeting Date Meeting Status
VINATIORGA CINS Y9376K147 09/26/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vinati Saraf Mgmt For For For
Mutreja
4 Authority to Set Cost Mgmt For For For
Auditors'
Fees
5 Continuation of Office Mgmt For For For
of Vinod Saraf
(Executive
Chair)
6 Elect Jagdish Chandra Mgmt For For For
Laddha
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 08/31/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Vipul Mathur Mgmt For For For
4 Elect Balkrishan Goenka Mgmt For For For
5 Approve Payment of Mgmt For For For
Fees to Cost
Auditors
6 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
7 Approve Payment of Mgmt For Against Against
Commission to M M
Balkrishan Goenka
(Non-Executive
Chair)
8 Divestment of 15% of Mgmt For For For
assets in Welspun
Middle East Pipes
LLC
________________________________________________________________________________
Welspun Corp Limited
Ticker Security ID: Meeting Date Meeting Status
WELCORP CINS Y9536Y102 09/28/2020 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum
2 Authority to Issue Mgmt For For For
Non-Convertible
Debentures
________________________________________________________________________________
Wipro Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 06/04/2021 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Patrick J. Ennis Mgmt For For For
3 Elect Patrick Dupuis Mgmt For For For
________________________________________________________________________________
Wipro Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 07/13/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Interim Mgmt For For For
Dividend
3 Elect Azim H. Premji Mgmt For For For
4 Elect and Appoint Mgmt For For For
Thierry Delaporte
(Managing Director &
CEO); Approval of
Remuneration
5 Elect Deepak M. Mgmt For For For
Satwalekar
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wipro Ltd.
Ticker Security ID: Meeting Date Meeting Status
WIPRO CINS Y96659142 11/16/2020 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
WNS (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
WNS CUSIP 92932M101 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Michael Menezes Mgmt For For For
5 Elect Keith Haviland Mgmt For For For
6 Elect Keshav R. Mgmt For For For
Murugesh
7 Directors' Fees Mgmt For For For
8 Amendment to the 2016 Mgmt For For For
Incentive Award
Plan
9 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zee Entertainment Enterprises Limited
Ticker Security ID: Meeting Date Meeting Status
ZEEL CINS Y98893152 09/18/2020 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Confirmation of Mgmt For For For
Dividend on
Preference
Shares
3 Allocation of Dividend Mgmt For For For
on Ordinary
Shares
4 Elect Ashok M. Kurien Mgmt For For For
5 Authority to Set Cost Mgmt For For For
Auditor's
Fees
6 Elect R. Gopalan Mgmt For For For
7 Elect Piyush Pandey Mgmt For For For
8 Elect Alicia Yi Mgmt For For For
9 Appoint Punit Goenka Mgmt For For For
(Managing Director &
CEO); Approve
Remuneration
10 Approval of Payment of Mgmt For For For
Commission to
Non-Executive
Directors
Fund Name : VanEck Vectors Indonesia Index ETF
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 04/22/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Change in the Board of Mgmt For For For
Commissioners;
Approval of
Remuneration
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Astra International Tbk
Ticker Security ID: Meeting Date Meeting Status
ASII CINS Y7117N172 06/17/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bambang Permadi Mgmt For For For
Soemantri
Brodjonegoro;
Approval of Fees of
Commissioners
________________________________________________________________________________
Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 03/29/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
7 Authority to Mgmt For Against Against
Repurchase
Shares
8 Approval of Recovery Mgmt For For For
Plan
9 Ratification of Mgmt For For For
Ministerial
Regulation
10 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bank Negara Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BBNI CINS Y74568166 09/02/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 06/23/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 06/23/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 07/10/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Bumi Serpong Damai Terbuka
Ticker Security ID: Meeting Date Meeting Status
BSDE CINS Y7125J106 07/10/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 07/30/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Mgmt For Against Against
Commissioners
(Slate)
________________________________________________________________________________
Ciputra Development
Ticker Security ID: Meeting Date Meeting Status
CTRA CINS Y7121J134 07/30/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 03/02/2021 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Disposal Mgmt For For For
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 06/10/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Anthoni Salim Mgmt For For For
7 Elect Philip FAN Yan Mgmt For For For
Hok
8 Elect Madeleine LEE Mgmt For Against Against
Suh
Shin
9 Elect Christopher H. Mgmt For For For
Young
10 Directors' Fees Mgmt For For For
11 Authority to Appoint Mgmt For For For
Additional
Directors
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
First Pacific Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
0142 CINS G34804107 07/17/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Mgmt For For For
Pinehill by
ICBP
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/28/2021 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect FOO Meng Kee Mgmt For Against Against
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Khemraj Sharma Mgmt For For For
Sewraz
7 Elect Muktar Widjaja Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gudang Garam
Ticker Security ID: Meeting Date Meeting Status
GGRM CINS Y7121F165 08/28/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For Against Against
and/or
Commissioners
5 Delegation of Duties Mgmt For For For
and Authorities of
Directors
6 Directors' Fees Mgmt For For For
7 Commissioners' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
9 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 07/28/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Indocement Tunggal Prakarsa
Ticker Security ID: Meeting Date Meeting Status
INTP CINS Y7127B135 07/28/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Kevin Gerard Mgmt For For For
Gluskie as President
Commissioner
5 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 07/15/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report; Use Mgmt For For For
of Proceed
Report
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Indofood CBP Sukses Makmur
Ticker Security ID: Meeting Date Meeting Status
ICBP CINS Y71260106 08/03/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of Pinehill Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Indofood Sukses Makmur Tbk PT
Ticker Security ID: Meeting Date Meeting Status
INDF CINS Y7128X128 07/15/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Jardine Cycle & Carriage Ltd.
Ticker Security ID: Meeting Date Meeting Status
C07 CINS Y43703100 04/27/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LIM Hwee Hua Mgmt For For For
5 Elect Benjamin W. Mgmt For Against Against
Keswick
6 Elect Stephen Gore Mgmt For For For
7 Elect TAN Yen Yen Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Retention of LIM Hwee Mgmt For For For
Hua as Independent
Director
13 Retention of LIM Hwee Mgmt For For For
Hua as Independent
Director
________________________________________________________________________________
Kalbe Farma
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 05/27/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Kalbe Farma Tbk
Ticker Security ID: Meeting Date Meeting Status
KLBF CINS Y71287208 12/23/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
(Slate)
2 Amendments to Articles Mgmt For Against Against
of
Association
________________________________________________________________________________
Lippo Karawaci Tbk
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 06/29/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
(Slate)
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Amendments to Articles Mgmt For For For
7 Use of Proceed from Mgmt For For For
Limited Offering
IV
________________________________________________________________________________
Lippo Karawaci Tbk
Ticker Security ID: Meeting Date Meeting Status
LPKR CINS Y7129W186 07/17/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Election of Directors Mgmt For Against Against
and Commissioners
(Slate); Approval of
Directors' and
Commissioners'
Fees
5 Use of Proceeds Mgmt For For For
6 Approval of Transfer Mgmt For Against Against
of Treasury Shares
through the MESOP
Program
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval to Transfer Mgmt For For For
the Result of Shares
Buyback
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 07/29/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
and Commissioners
(Slate)
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 07/29/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval to Transfer Mgmt For Against Against
of Repurchased Shares
through Long-Term
Incentive
Program
________________________________________________________________________________
Mitra Keluarga Karyasehat
Ticker Security ID: Meeting Date Meeting Status
MIKA CINS Y603AT109 06/10/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceeds Mgmt For For For
________________________________________________________________________________
Nickel Mines Limited
Ticker Security ID: Meeting Date Meeting Status
NIC CINS Q67949109 05/18/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Weifeng Huang Mgmt For For For
4 Re-elect Peter J. Mgmt For Against Against
Nightingale
5 Re-elect Yuanyuan Xu Mgmt For Against Against
6 Elect Stephanus (Dasa) Mgmt For For For
Sutantio
7 Acquisition of Mgmt For For For
Interest in Angel
Capital
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Use of Proceed Mgmt For For For
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 08/25/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
________________________________________________________________________________
P.T. Pabrik Kertas Tjiwi Kimia
Ticker Security ID: Meeting Date Meeting Status
TKIM CINS Y7148G121 08/25/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Pakuwon Jati Terbuka
Ticker Security ID: Meeting Date Meeting Status
PWON CINS Y712CA107 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Perusahaan Gas Negara (PGN)
Ticker Security ID: Meeting Date Meeting Status
PGAS CINS Y7136Y118 05/03/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
7 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Ace Hardware Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
ACES CINS Y000CY105 06/09/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate); Resignation
of Directors and
Commissioners
________________________________________________________________________________
PT Ace Hardware Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
ACES CINS Y000CY105 06/09/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Ace Hardware Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
ACES CINS Y000CY105 08/05/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Directors; Mgmt For For For
Approval of
Resignation of
Commissioners
(Slate)
________________________________________________________________________________
PT Adaro Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
ADRO CINS Y7087B109 04/26/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 03/29/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Election of Directors Mgmt For For For
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Allocation of Interim Mgmt For For For
Dividends for Fiscal
Year
2021
7 Approval of Recovery Mgmt For For For
Plan
________________________________________________________________________________
PT Bank Central Asia Tbk
Ticker Security ID: Meeting Date Meeting Status
BBCA CINS Y7123P138 07/30/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For Against Against
2 Amendments to Articles Mgmt For Against Against
Bundled
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 03/15/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Use of Proceed Mgmt For For For
6 Amendments to Articles Mgmt For Against Against
7 Ratification of Mgmt For For For
Ministerial
Regulation
8 Ratification of Mgmt For For For
Ministerial
Regulation
9 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Mandiri (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
BMRI CINS Y7123S108 10/21/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 01/21/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Ratification of Mgmt For For For
Ministerial
Regulation
3 Ratification of Mgmt For For For
Ministerial
Regulation
4 Approval of Transfer Mgmt For Against Against
of Repurchased
Shares
5 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/25/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Partnership and
Community Development
Program
Report
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For Against Against
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
PT Bank Syariah Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
BRIS CINS Y0R8KR105 05/06/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors, Mgmt For For For
Commissioners, and
Sharia Supervisor's
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Election of Sharia Mgmt For Against Against
Supervisory
Board
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 05/05/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Use of Proceed from Mgmt For For For
Warrant Phase
II
5 Use of Proceed from Mgmt For For For
Revolving Offering
Phase II and III
2020
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 08/06/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Use of Proceed from Mgmt For For For
Warrant Phase
I
6 Use of Proceed from Mgmt For For For
Revolving Offering
Phase I and II
2019
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 08/06/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
PT Barito Pacific Tbk
Ticker Security ID: Meeting Date Meeting Status
BRPT CINS Y71198124 09/24/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Diana Arsiyanti Mgmt For For For
as
Director
________________________________________________________________________________
PT Bukit Asam Tbk
Ticker Security ID: Meeting Date Meeting Status
PTBA CINS Y8520P101 04/05/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Annual Report and Mgmt For For For
Partnership and
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Amendments to Articles Mgmt For Against Against
7 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 04/15/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For Against Against
9 Use of Proceed Mgmt For For For
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 08/05/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Articles Mgmt For Against Against
6 Use of Proceed Mgmt For For For
________________________________________________________________________________
PT Chandra Asri Petrochemical Tbk.
Ticker Security ID: Meeting Date Meeting Status
TPIA CINS Y1292Y103 12/07/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
between Parent and
Subsidiary
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PT Charoen Pokphand Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
CPIN CINS Y71207164 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PT Jasa Marga (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
JSMR CINS Y71285103 05/27/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Directors' and Mgmt For Against Against
Commissioners'
Fees
6 Use of Proceeds Mgmt For For For
7 Ratification of Mgmt For For For
Ministerial
Regulation
8 Amendments to Articles Mgmt For Against Against
9 Election of Directors Mgmt For Against Against
and/or
Commissioners(Slate)
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CUSIP 715684106 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
7 Ratification of Mgmt For For For
Ministerial
Regulation
8 Election of Directors Mgmt For Against Against
and/or
Commissioners
________________________________________________________________________________
PT Vale Indonesia Tbk
Ticker Security ID: Meeting Date Meeting Status
INCO CINS Y7150Y101 04/29/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board of Directors' Mgmt For For For
Report
3 Board of Mgmt For For For
Commissioners'
Report
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Election of Directors Mgmt For For For
(Slate)
7 Election of Raden Mgmt For For For
Sukhyar as
Commissioner
8 Commissioners' Fees Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sarana Menara Nusantara Tbk
Ticker Security ID: Meeting Date Meeting Status
TOWR CINS Y71369113 05/31/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Approval To Establish Mgmt For Against Against
Management And
Employee Stock
Ownership
Program
________________________________________________________________________________
Sarana Menara Nusantara Tbk
Ticker Security ID: Meeting Date Meeting Status
TOWR CINS Y71369113 05/31/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' and Mgmt For For For
Commissioners'
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Allocation of Interim Mgmt For For For
Dividend for Fiscal
Year
2021
6 Election of Directors Mgmt For For For
and Commissioners
(Slate)
________________________________________________________________________________
Semen Indonesia (Persero) Tbk
Ticker Security ID: Meeting Date Meeting Status
SMGR CINS Y7142G168 03/29/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Partnership and Mgmt For For For
Community Development
Program
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For Against Against
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Use of Proceeds from Mgmt For For For
Bonds
7 Amendments to Articles Mgmt For Against Against
8 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
________________________________________________________________________________
Tower Bersama Infrastructure
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 11/12/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For Against Against
Debt
Instruments
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 03/09/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Property Purchase Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 03/30/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Property Purchase Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Tower Bersama Infrastructure Tbk
Ticker Security ID: Meeting Date Meeting Status
TBIG CINS Y71372109 05/28/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Use of Proceeds Report Mgmt For For For
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 01/28/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Mgmt For For For
Jochanan Senf as
Director
2 Resignation of Sri Mgmt For For For
Widowati as
Director
3 Elect Tran Tue Tri as Mgmt For For For
Director
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 05/27/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Alissa Wahid Mgmt For For For
5 Elect Fauzi Ichsan Mgmt For For For
6 Elect Hemant Bakshi Mgmt For For For
7 Elect Alexander Rusli Mgmt For For For
8 Elect Debora H. Sadrach Mgmt For For For
9 Elect Ignasius Jonan Mgmt For For For
10 Directors' and Mgmt For For For
Commissioners'
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 07/24/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Election of Directors Mgmt For For For
and Commissioners
(Slate) and Approval
of Their
Fees
________________________________________________________________________________
Unilever Indonesia
Ticker Security ID: Meeting Date Meeting Status
UNVR CINS Y9064H141 11/25/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Resignation of Maurits Mgmt For For For
Daniel Rudolf
Lalisang as President
Commissioner
2 Resignation of Hemant Mgmt For For For
Bakshi as President
Director
3 Resignation of Sancoyo Mgmt For For For
Antarikso as
Director
4 Elect Hemant Bakshi as Mgmt For For For
President
Commissioner
5 Appointment of Ira Mgmt For For For
Noviarti as President
Director
6 Elect Reski Damayanti Mgmt For For For
as
Director
7 Amendments to Articles Mgmt For For For
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/09/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
XL Axiata Tbk
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 10/27/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For For For
(Slate)
2 Amendments to Articles Mgmt For For For
________________________________________________________________________________
XL Axiata Terbuka
Ticker Security ID: Meeting Date Meeting Status
EXCL CINS Y7125N107 04/23/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Resignation of Tan Sri Mgmt For For For
Jamaludin
Ibrahim
6 Amendments to Articles Mgmt For For For
Fund Name : VanEck Vectors International High Yield Bond ETF
________________________________________________________________________________
Caixa Geral De Depositos S.A.
Ticker Security ID: Meeting Date Meeting Status
NA CINS X08870EW7 12/03/2020 Take No Action
Meeting Type Country of Trade
Bond Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Approve Amended And Mgmt N/A TNA N/A
Restated Trust Deed
23 Feb 2018, As
Modified,
Supplemented And/Or
Restated Up To The
Date Of Issue Of The
Relevant Series Made
Between The Issuer
And The Trustee For
The Noteholders And
The Instrument Dated
23 Feb
2018
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
CPI Property Group
Ticker Security ID: Meeting Date Meeting Status
NA CINS L36807AL6 12/18/2020 Take No Action
Meeting Type Country of Trade
Bond Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 1. Acknowledge, Mgmt N/A TNA N/A
Approve And Sanction:
(I) The Removal Of
Deutsche Trustee
Company Limited As
The
Original
Trustee (Original
Trustee) Under The
Relevant Trust Deed
For Each Series Of
Notes In Accordance
With The Terms Of
Such
Trust Deed (Original
Trust
4 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Europcar Drive DAC
Ticker Security ID: Meeting Date Meeting Status
NA CINS G32247AA9 01/07/2021 Take No Action
Meeting Type Country of Trade
Bond Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 The Meeting Will Be Mgmt N/A TNA N/A
Held In Order To Vote
On Financial
Safeguard Proceedings
In Connection With
The Implementation Of
Financial
Restructuring, As
Further Described In
The
Documentation
________________________________________________________________________________
Europcar Mobility Group
Ticker Security ID: Meeting Date Meeting Status
NA CINS ADPV48998 01/07/2021 Take No Action
Meeting Type Country of Trade
Bond France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 The Meeting Will Be Mgmt N/A TNA N/A
Held In Order To Vote
On
Financial
Safeguard Proceedings
In Connection With
The
Implementation Of
Financial
Restructuring, As
Further
Described In The
Documentation
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
JSC National Company KazMunayGas
Ticker Security ID: Meeting Date Meeting Status
66YQ ISIN XS1595713782 06/16/2021 Take No Action
Meeting Type Country of Trade
Consent United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Holders Of The Mgmt For TNA N/A
2025 Notes, The 2027
Notes, The 2030
Notes,
The 2047 Notes And The
2048 Notes Are Being
Requested To Provide
Their Consent To The
Terms And Conditions
Of Each Series Of
Notes (The
"Conditions") With
The Terms
And
Conditions Of The
U.S.$750,000,000
3.500% Notes Due 2033
(The "2020 Notes"),
With The Proposed
Amendments
(If Approved) To Take
Effect On The
Effective
Date.
________________________________________________________________________________
Mclaren Finance plc
Ticker Security ID: Meeting Date Meeting Status
13EH CINS G65309AB5 07/09/2020 Take No Action
Meeting Type Country of Trade
Other United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 To Seek Approval To Mgmt N/A TNA N/A
Certain Proposed
Amendments To The
Indenture To
Permit The Parent
Guarantor To Conduct
Certain Proposed
Transactions As
Provided
For In The Proposed
Amendments And To
Make Certain Other
Amendments To The
Indenture
(The Consent
Solicitation).
In Exchange The
Issuer And The Parent
Guarantor Have Agreed
To
Provide
Additional Covenants
Regarding Certain
Assets In The
Indenture.
________________________________________________________________________________
Obrascon Huarte Lain SA
Ticker Security ID: Meeting Date Meeting Status
OHL CINS E7795CGF3 08/04/2020 Take No Action
Meeting Type Country of Trade
Bond Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Obrascon Huarte Lain SA
Ticker Security ID: Meeting Date Meeting Status
OHL CINS E7795CGF3 09/04/2020 Take No Action
Meeting Type Country of Trade
Bond Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bondholder/Bankruptcy Mgmt N/A TNA N/A
Proposal
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Tervita Corporation
Ticker Security ID: Meeting Date Meeting Status
TEV CUSIP 88159E103 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Board Size Mgmt For For For
3.1 Elect Grant D. Billing Mgmt For For For
3.2 Elect Michael Colodner Mgmt For For For
3.3 Elect John W. Cooper Mgmt For For For
3.4 Elect Allen R. Hagerman Mgmt For For For
3.5 Elect Cameron Kramer Mgmt For For For
3.6 Elect Gordon Pridham Mgmt For For For
3.7 Elect Douglas R. Ramsay Mgmt For For For
3.8 Elect Susan L. Riddell Mgmt For For For
Rose
3.9 Elect Jay W. Thornton Mgmt For For For
3.10 Elect Kevin Walbridge Mgmt For For For
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Tervita Corporation
Ticker Security ID: Meeting Date Meeting Status
TEV CUSIP 88159E103 06/15/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
Fund Name : VanEck Vectors Israel ETF
________________________________________________________________________________
888 Holdings plc
Ticker Security ID: Meeting Date Meeting Status
888 CINS X19526106 05/20/2021 Voted
Meeting Type Country of Trade
Annual Gibraltar
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Advisory - Non-UK
Issuer)
4 Elect Jon Mendelsohn Mgmt For For For
5 Elect Anne De Kerckhove Mgmt For For For
6 Elect Mark Summerfield Mgmt For For For
7 Elect Limor Ganot Mgmt For For For
8 Elect Itai Panzer Mgmt For For For
9 Elect Yariv Dafna Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Mgmt For For For
Auditor's
Fees
12 Final Dividend Mgmt For For For
13 Special Dividend Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
89bio, Inc.
Ticker Security ID: Meeting Date Meeting Status
ETNB CUSIP 282559103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven M. Mgmt For For For
Altschuler
1.2 Elect Michael Hayden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AFI Properties Ltd
Ticker Security ID: Meeting Date Meeting Status
AFPR CINS M0203G105 04/21/2021 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Eitan Bar Ze'ev Mgmt For For For
4 Elect Zahi Nahmias Mgmt For For For
5 Elect Michal Kamir Mgmt For For For
6 Increase in Authorized Mgmt For For For
Capital
7 Appointment of Auditor Mgmt For For For
8 Equity Compensation Mgmt For For For
Plan of
NEOs
9 Amend 2019 Equity Mgmt For Against Against
Compensation
Plan
________________________________________________________________________________
Airport City Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARPT CINS M0367L106 01/20/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Technical Amendment to Mgmt For For For
Articles
3 Amend Compensation Mgmt For For For
Policy
4 Liability Insurance Mgmt For For For
Policy (Group) of
Directors/Officers
5 Liability Insurance of Mgmt For For For
Directors and
Officers (Controlling
Shareholders)
6 Liability Insurance of Mgmt For For For
CEO
7 Indemnification of Mgmt For For For
Directors/Officers
8 Indemnification of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
9 Indemnification of CEO Mgmt For For For
10 Liability Exemption of Mgmt For Against Against
Directors/Officers
(Controlling
Shareholders)
________________________________________________________________________________
Allot Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALLT CUSIP M0854Q105 10/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2 Elect Itzhak Danziger Mgmt For For For
3 Elect Miron Kenneth Mgmt For For For
4 RSU Grant of Board Mgmt For For For
Chair
5 One-Time RSU Grant of Mgmt For For For
CEO
6 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 05/04/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zvi Eckstein Mgmt For For For
3 Elect Shlomo Shuv Mgmt For For For
________________________________________________________________________________
Alony Hetz Properties & Investments Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALHE CINS M0867F104 09/08/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Elect Aviram Wertheim Mgmt For For For
4 Elect Nathan Hetz Mgmt For For For
5 Elect Adva Sharvit Mgmt For For For
6 Elect Gittit Guberman Mgmt For For For
7 Elect Amos Yadlin Mgmt For For For
8 Liability Insurance Mgmt For For For
Policy (Group) of
Directors/Officers
9 Authorize Framework Mgmt For For For
for Future D&O
Liability Insurance
Policies
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 01/06/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Services Mgmt For For For
Agreement with Board
Chair (Controlling
Shareholder)
3 Renew Services Mgmt For For For
Agreement with Hava
Akirov (Wife of
Controlling
Shareholder)
________________________________________________________________________________
Alrov Properties & Lodging Limited
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 09/02/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Extend Locka Holdings Mgmt For For For
BV
Agreement
________________________________________________________________________________
Alrov Properties & Lodgings Ltd.
Ticker Security ID: Meeting Date Meeting Status
ALRPR CINS M39713108 12/28/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Elect Alfred Akirov Mgmt For For For
4 Elect Anath Levin Mgmt For For For
5 Elect Eitan Raff Mgmt For For For
6 Elect Shmuel Hauser Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Additional Extension Mgmt For For For
of Locka Holding BV
Agreement
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Altshuler Shaham Provident Fund & Pension Funds
Ticker Security ID: Meeting Date Meeting Status
ASPF CINS M0R6B5100 05/31/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Appointment of Auditor Mgmt For For For
of Provident and
Pension Funds and
Authority to Set
Fees
5 Elect Jacob Rozin as Mgmt For For For
External
Director
6 Elect Ran Shaham Mgmt For For For
7 Elect Dafna Bassa Mgmt For For For
8 Elect Reuven Elkes Mgmt For For For
9 Elect Tomer Cohen Mgmt For For For
10 Elect Earl Zinn Mgmt For For For
11 Employment Agreement Mgmt For For For
of Investment Manager
and Related
Party
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Altshuler Shaham Provident Fund & Pension Funds
Ticker Security ID: Meeting Date Meeting Status
ASPF CINS M0R6B5100 09/09/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Ran Shaham Mgmt For For For
5 Elect Dafna Bassa Mgmt For For For
6 Elect Reuven Elkes Mgmt For For For
7 Elect Tomer Cohen Mgmt For For For
8 Elect Earl Zinn Mgmt For For For
________________________________________________________________________________
Amdocs Limited
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Mgmt For For For
Minicucci
2 Elect Adrian Gardner Mgmt For For For
3 Elect James S. Kahan Mgmt For For For
4 Elect Rafael de la Vega Mgmt For For For
5 Elect Giora Yaron Mgmt For For For
6 Elect Eli Gelman Mgmt For For For
7 Elect Richard T.C. Mgmt For For For
LeFave
8 Elect John A. MacDonald Mgmt For For For
9 Elect Shuky Sheffer Mgmt For For For
10 Elect Yvette Kanouff Mgmt For For For
11 Increase Quarterly Mgmt For For For
Dividend
12 Accounts and Reports Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Amot Investment Ltd
Ticker Security ID: Meeting Date Meeting Status
AMOT CINS M1035R103 12/15/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
5 Elect Nathan Hetz Mgmt For For For
6 Elect Aviram Wertheim Mgmt For For For
7 Elect Moti Barzilay Mgmt For For For
8 Elect Amir Amar Mgmt For Against Against
9 Elect Eyal Gabbai Mgmt For For For
10 Elect Yechiel Gutman Mgmt For For For
11 Elect Yael Andorn Mgmt For For For
12 Amend Compensation Mgmt For Against Against
Policy
13 Increase in Authorized Mgmt For For For
Capital
14 Employment Agreement Mgmt For For For
of New
CEO
15 Amend Joint D&O Mgmt For For For
Liability Insurance
with Alony Hetz
Group
16 Authorize Framework Mgmt For For For
for D&O Liability
Insurance
________________________________________________________________________________
Arad Ltd
Ticker Security ID: Meeting Date Meeting Status
ARD CINS M1492B104 12/29/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ashtrom Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ASHG CINS M1502Z109 01/28/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Employment Terms Mgmt For For For
of Vice
President
3 Amend Compensation Mgmt For For For
Policy Provisions
Regarding D&O
Liability
Insurance
4 D&O Liability Insurance Mgmt For For For
________________________________________________________________________________
Atreyu Capital Markets Ltd
Ticker Security ID: Meeting Date Meeting Status
ATRY CINS M66790102 10/20/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
3 Amend Compensation Mgmt For For For
Policy
4 Amendments to Articles Mgmt For For For
Relating to D&O
Exemption from
Liability
5 Exemption of Mgmt For Against Against
Non-Affiliated
Directors/Officers
6 Exemption of Mgmt For Against Against
Affiliated
Directors/Officers
________________________________________________________________________________
AudioCodes Ltd.
Ticker Security ID: Meeting Date Meeting Status
AUDC CUSIP M15342104 09/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eyal Kishon Mgmt For For For
2 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
3 Elect Joseph Tenne Mgmt For For For
4 Adoption of New Mgmt For For For
Articles
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Azorim-investment, Development & Construction Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
AZRM CINS M1557H103 12/20/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Chaym Hersch Mgmt For For For
Friedman
5 Elect Jack Klein Mgmt For For For
6 Elect Avraham Ziv Mgmt For For For
7 Elect Nurit Peleg Mgmt For For For
8 Compensation Policy Mgmt For For For
9 Extend Mechanism for Mgmt For Against Against
Reimbursement of
Expenses of Related
Party
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Azrieli Group Ltd
Ticker Security ID: Meeting Date Meeting Status
AZRG CINS M1571Q105 11/09/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Danna Azrieli Mgmt For For For
3 Elect Sharon Azrieli Mgmt For For For
4 Elect Naomi Azrieli Mgmt For For For
5 Elect Menachem Einan Mgmt For Against Against
6 Elect Tzipora Carmon Mgmt For For For
7 Elect Oran Dror Mgmt For For For
8 Elect Dan Gillerman Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Hapoalim B.M.
Ticker Security ID: Meeting Date Meeting Status
POLI CINS M1586M115 10/22/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Joint Mgmt For For For
Auditors
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Ronit Abramson Mgmt For For For
6 Elect Issawi Frej Mgmt For N/A N/A
7 Elect Dalia Lev Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Israel Trau Mgmt N/A For N/A
10 Elect Stanley Fischer Mgmt N/A Abstain N/A
11 Elect Tamar Bar-Noy Mgmt N/A For N/A
Gotlin
12 Compensation Policy Mgmt For For For
13 Employment Agreement Mgmt For For For
of
Chair
14 Employment Agreement Mgmt For For For
of
CEO
________________________________________________________________________________
Bank Leumi le-Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
LUMI CINS M16043107 09/10/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Avi Bazura Mgmt For N/A N/A
6 Elect Yifat Bitton Mgmt For For For
7 Elect Samer Haj Yehia Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Dorit Salinger Mgmt N/A Abstain N/A
10 Elect Yedidia Stern Mgmt N/A For N/A
________________________________________________________________________________
BATM Advanced Communications Limited
Ticker Security ID: Meeting Date Meeting Status
BVC CINS M19199112 12/17/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Gideon Chitayat Mgmt For Against Against
6 Elect Zvi Marom Mgmt For For For
7 Elect Moti Nagar Mgmt For For For
8 Amendments to Articles Mgmt For For For
of Association
Regarding Pre-Emptive
Rights
9 Amend Articles Mgmt For For For
Regarding Bank
Guarantees and
Performance
Bonds
10 Extension of Mgmt For For For
Remuneration
Policy
11 2019 Bonus of CFO Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 02/28/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Employment Agreement Mgmt For For For
of New Board
Chair
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 04/22/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eldad Fresher Mgmt For For For
5 Elect Yuval Bronstein Mgmt For Against Against
6 Elect Ilan Gifman Mgmt For For For
7 Elect Yoram Avraham Mgmt For Abstain Against
Turbowicz
8 Elect Bernardo Mgmt For For For
Moskowitz as External
Director
9 Elect Joseph Shattah Mgmt For For For
as External
Director
10 Company Name Change Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayside Land Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
BYSD CINS M1971K112 10/22/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Approval of Stock Split Mgmt For For For
4 Technical Amendments Mgmt For For For
to
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bet Shemesh Engines Holdings (1997) Ltd.
Ticker Security ID: Meeting Date Meeting Status
BSEN CINS M20119109 10/05/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Gillon Beck Mgmt For For For
5 Elect Ishay Davidi Mgmt For For For
6 Elect Itzchak Gat Mgmt For For For
7 Elect Yossi Weiss Mgmt For For For
8 Elect Anat Yakir Mgmt For For For
9 Compensation Policy Mgmt For For For
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 01/18/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Employment Terms of Mgmt For For For
New Board
Chair
4 Option Grant of CEO Mgmt For For For
5 Amend Compensation Mgmt For For For
Policy
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 04/22/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Gil Sharon Mgmt For For For
5 Elect Darren Glatt Mgmt For For For
6 Elect Ran Fuhrer Mgmt For For For
7 Elect Tomer Raved Mgmt For Against Against
8 Elect David Granot Mgmt For Against Against
9 Elect Joseph Abergel Mgmt For For For
10 Elect Edith Lusky as Mgmt For Against Against
External
Director
11 Elect Tzipi Livni as Mgmt For For For
External
Director
12 Indemnification and Mgmt For For For
Exemption of Tzipi
Livni
13 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bezeq The Israel Telecommunication Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
BEZQ CINS M2012Q100 09/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gil Sharon Mgmt For For For
3 Elect Zeev Vurembrand Mgmt For For For
as External
Director
4 Indemnificaion & Mgmt For For For
Exemption of Tomer
Raved
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 03/03/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noga Knaz Breier Mgmt For Against Against
as External
Director
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 04/21/2021 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Eitan Bar Ze'ev Mgmt For For For
5 Elect Israel Yaaqovi Mgmt For Against Against
6 Elect Daniel Naftali Mgmt For For For
7 Elect Noa Naftali Mgmt For For For
8 Amend D&O Liability Mgmt For For For
Insurance
Policy
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 10/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Vered Yitzhaki Mgmt For Against Against
as External
Director
3 Option Grant of Mgmt For For For
Director
Yitzhaki
4 Option Grant of Mgmt For For For
Director Knaz
Breier
5 Option Grant of Mgmt For For For
Director
Yaaqovi
________________________________________________________________________________
Big Shopping Centers Ltd
Ticker Security ID: Meeting Date Meeting Status
BIG CINS M2014C109 11/08/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yiftach Ron-Tal Mgmt For For For
as External
Director
3 Option Grant of Mgmt For For For
Director
Ron-Tal
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 05/27/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Cash Bonus of Mgmt For Against Against
Interim
CEO
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Blue Square Real Estate Ltd
Ticker Security ID: Meeting Date Meeting Status
BLSR CINS M20259103 11/05/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechay Mgmt For For For
Ben-Moshe
5 Elect Yaniv Rog Mgmt For For For
6 Elect Oded Nagar Mgmt For Against Against
7 Elect Alexander Surzhko Mgmt For For For
8 Elect Estery Giloz-Ran Mgmt For For For
9 Elect Gad Horn Mgmt For For For
10 Compensation Policy Mgmt For For For
11 Liability Insurance of Mgmt For For For
Directors and
Officers
12 Indemnification of Mgmt For For For
Mordechay Ben-Moshe
(Controlling
Shareholder)
13 Employment Agreement Mgmt For For For
of Interim
CEO
14 Employment Agreement Mgmt For For For
of Chair (Controlling
Shareholder)
15 Approve Payment of Mgmt For Against Against
Chair's Compensation
for Years
2017-2018
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Brack Capital Properties N.V.
Ticker Security ID: Meeting Date Meeting Status
BCNV CINS N1589P106 05/06/2021 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ron Hadassi As Mgmt For For For
External
Director
________________________________________________________________________________
Brack Capital Properties N.V.
Ticker Security ID: Meeting Date Meeting Status
BCNV CINS N1589P106 07/29/2020 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Board Mgmt For Against Against
Acts for Fiscal Years
2018 and
2019
3 Compensation Policy Mgmt For Against Against
(Israel)
________________________________________________________________________________
Brack Capital Properties N.V.
Ticker Security ID: Meeting Date Meeting Status
BCNV CINS N1589P106 11/30/2020 Voted
Meeting Type Country of Trade
Mix Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Annual Mgmt For For For
Statutory Report
Under Dutch
Law
3 Appointment of Auditor Mgmt For For For
(Israel)
4 Appointment of Auditor Mgmt For Against Against
(Netherlands)
5 Elect Machiel Hoek Mgmt For For For
6 Elect Patrick Burke Mgmt For For For
7 Elect Daniel Moser Mgmt For For For
8 Elect Jeroen Dorenbos Mgmt For For For
9 Elect Noah Shacham Mgmt For Against Against
10 Elect Claus Jorgensen Mgmt For For For
11 Elect Meir Jacobson as Mgmt For Against Against
External
Director
12 Elect Ron Hadassi as Mgmt For For For
External
Director
13 Elect Shirith Kasher Mgmt For For For
as External
Director
________________________________________________________________________________
Brainstorm Cell Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCLI CUSIP 10501E201 11/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jacob Frenkel Mgmt For For For
1.2 Elect Irit Arbel Mgmt For For For
1.3 Elect Sankesh Abbhi Mgmt For For For
1.4 Elect June S. Almenoff Mgmt For For For
1.5 Elect Anthony Polverino Mgmt For For For
1.6 Elect Malcolm Taub Mgmt For For For
1.7 Elect Uri Yablonka Mgmt For For For
2 Amendment to the 2014 Mgmt For Against Against
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caesarstone Ltd
Ticker Security ID: Meeting Date Meeting Status
CSTE CUSIP M20598104 11/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ariel Halperin Mgmt For For For
2 Elect Dori Brown Mgmt For For For
3 Elect Roger Abravanel Mgmt For For For
4 Elect Ronald Kaplan Mgmt For Against Against
5 Elect Ofer Tsimchi Mgmt For For For
6 Elect Shai Bober Mgmt For For For
7 Elect Tom Pardo Izhaki Mgmt For For For
8 Elect Nurit Benjamini Mgmt For For For
9 Elect Lily Ayalon Mgmt For For For
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 2020 Share Incentive Mgmt For Against Against
Plan
12 Amendments to Mgmt For For For
Compensation
Policy
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
14 Option Grants of Mgmt For For For
Non-Affiliated
Directors
15 Option Grants of Mgmt For For For
Affiliated
Directors
16 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
17 Amend Compensation Mgmt For For For
Terms of
CEO
18 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 07/07/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Cash Bonus of Mgmt For For For
CEO
2 2019 Equity Grant of Mgmt For For For
CEO
3 Declaration of Mgmt N/A Against N/A
Material
Interest
4 Compensation Policy Mgmt For For For
5 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Camtek Limited
Ticker Security ID: Meeting Date Meeting Status
CAMT CUSIP M20791105 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Orit Stav Mgmt For For For
2 Elect Rafi Amit Mgmt For For For
3 Elect Yotam Stern Mgmt For For For
4 Elect HUANG Chin-Ming Mgmt For For For
5 Elect TSENG Yi-Shih Mgmt For Against Against
6 Elect Moty Ben-Arie Mgmt For For For
7 2020 Equity Grant of Mgmt For For For
CEO
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Indemnification & Mgmt For For For
Exemption of Rafi
Amit
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Indemnification & Mgmt For For For
Exemption of Yotam
Stern
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Cellcom Israel Limited
Ticker Security ID: Meeting Date Meeting Status
CEL CINS M2196U109 08/12/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Doron Cohen Mgmt For For For
4 Elect Gustavo Traiber Mgmt For For For
5 Elect Aaron Kaufman Mgmt For For For
6 Compensation Policy Mgmt For For For
7 Indemnification & Mgmt For For For
Exemption of Director
Affiliated with
Controlling
Shareholder
8 Appointment of Auditor Mgmt For For For
9 Declaration of Mgmt N/A For N/A
Compliance with
Telecommunications
Regulations
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ceragon Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
CRNT CUSIP M22013102 07/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of CEO Cash Mgmt For For For
Bonus Plan for
2020
2 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
3 Amend and Renew Mgmt For For For
Compensation
Policy
4 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CEVA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEVA CUSIP 157210105 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernadette Mgmt For For For
Andrietti
1.2 Elect Eliyahu Ayalon Mgmt For For For
1.3 Elect Zvi Limon Mgmt For For For
1.4 Elect Jaclyn Liu Mgmt For Withhold Against
1.5 Elect Maria Marced Mgmt For For For
1.6 Elect Peter McManamon Mgmt For For For
1.7 Elect Sven-Christer Mgmt For For For
Nilsson
1.8 Elect Louis Silver Mgmt For For For
1.9 Elect Gideon Wertheizer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Check Point Software Technologies
Ticker Security ID: Meeting Date Meeting Status
CHKP CUSIP M22465104 08/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gil Shwed Mgmt For For For
2 Elect Jerry Ungerman Mgmt For For For
3 Elect Dan Propper Mgmt For For For
4 Elect Tal Shavit Mgmt For For For
5 Elect Eyal Waldman Mgmt For For For
6 Elect Shai Weiss Mgmt For For For
7 Elect Irwin Federman Mgmt For For For
8 Elect Ray Rothrock Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Option Grant of CEO Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
13 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2R083223 01/03/2021 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Avraham Knobel Mgmt For N/A N/A
8 Elect Osama Hassan Mgmt For For For
9 Elect Varda Alshech Mgmt For For For
10 Elect Haim Samet Mgmt For N/A N/A
11 Elect Hana Mazal Mgmt For For For
Margaliot
12 Elect Yigal Bar-Yossef Mgmt For N/A N/A
13 Elect Itzik Hurwitz Mgmt For For For
14 Elect Maya Liquornik Mgmt For For For
15 Elect Shmuel Schwartz Mgmt For N/A N/A
16 Elect Amir Caduri Hayek Mgmt For N/A N/A
17 Elect Ronny Maliniak Mgmt For N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Yair Bar-Touv as Mgmt N/A For N/A
External
Director
20 Elect Nisana Edvy as Mgmt N/A Abstain N/A
External
Director
21 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Clal Insurance Enterprises Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CLIS CINS M2R083223 06/17/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Employment Agreement Mgmt For For For
of
Chair
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Osama Hassan Mgmt For For For
6 Elect Shmuel Schwartz Mgmt For N/A N/A
7 Elect Amir Caduri Hayek Mgmt For N/A N/A
________________________________________________________________________________
Compugen Limited
Ticker Security ID: Meeting Date Meeting Status
CGEN CUSIP M25722105 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Sekhri Mgmt For For For
2 Elect Anat Cohen-Dayag Mgmt For For For
3 Elect Eran Perry Mgmt For For For
4 Elect Gilead Halevy Mgmt For For For
5 Elect Jean-Pierre Mgmt For For For
Bizzari
6 Elect Kinneret Livnat Mgmt For For For
Savitsky
7 Elect Sanford S. Mgmt For For For
Zweifach
8 Compensation Policy Mgmt For For For
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 Base Salary Increase Mgmt For For For
of
CEO
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
12 Special Cash Bonus of Mgmt For For For
CEO
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
14 Cash Bonus Plan of CEO Mgmt For For For
(2021-2023)
15 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
16 Equity Compensation Mgmt For For For
Plan of CEO
2021-2023
17 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
18 Director Compensation Mgmt For For For
Plan
19 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
CyberArk Software Ltd.
Ticker Security ID: Meeting Date Meeting Status
CYBR CUSIP M2682V108 06/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ehud Mokady Mgmt For For For
2 Elect David Schaeffer Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Danel (Adir Yeoshua) Ltd.
Ticker Security ID: Meeting Date Meeting Status
DANE CINS M27013107 07/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rami Entin Mgmt For For For
3 Elect Dan Aschner Mgmt For For For
4 Elect Alon Adir Mgmt For For For
5 Elect Nurit Tweezer Mgmt For For For
Zaks
6 Elect Iris Codner Beck Mgmt For Against Against
7 Elect Doron Debbie Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Riki Granot Mgmt For For For
11 Elect Gil Oren Mgmt For For For
12 Compensation Policy Mgmt For For For
13 Approval of Amended Mgmt For For For
Bonus Plan of
Chair
14 Base Salary Increase Mgmt For For For
of
CEO
15 Exemption of Directors Mgmt For Against Against
and
CEO
16 Option Grant of Active Mgmt For For For
Chair
17 Option Grant of CEO Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 02/01/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Cash Bonus Plan of CEO Mgmt For For For
4 Cash Bonus Plan of Mgmt For For For
Executive
Chair
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 03/01/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2019 Bonus Payment of Mgmt For For For
Board
Chair
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 05/10/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ehud Erez as Mgmt For Against Against
Director (Unlimited
Term)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delek Group Ltd
Ticker Security ID: Meeting Date Meeting Status
DLEKG CINS M27635107 08/25/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ruth Dahan as Mgmt For For For
External
Director
3 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Delta Galil Industries
Ticker Security ID: Meeting Date Meeting Status
DELT CINS M2778B107 01/28/2021 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noam Lautman Mgmt For For For
3 Elect Isaac Dabah Mgmt For For For
4 Elect Izhak Weinstock Mgmt For For For
5 Elect Tzipora Carmon Mgmt For Against Against
6 Elect Israel Baum Mgmt For For For
7 Elect Richard Hunter Mgmt For For For
8 Elect Rinat Gazit Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Employment Agreement Mgmt For For For
of CEO (Controlling
Shareholder)
12 Compensation Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Exemption of Mgmt For Against Against
Directors/Officers
(Non-Affiliated)
15 Exemption of CEO Mgmt For Against Against
________________________________________________________________________________
Dor Alon Energy In Israel (1988) Ltd
Ticker Security ID: Meeting Date Meeting Status
DRAL CINS M2841C108 10/28/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Israel Yaniv Mgmt For For For
5 Elect Yaniv Rog Mgmt For For For
6 Elect Mordechay Mgmt For For For
Ben-Moshe
7 Elect Oded Nagar Mgmt For Against Against
8 Elect Shahar Ben Moyal Mgmt For For For
9 Elect Gad Horn Mgmt For For For
10 Liability Insurance Mgmt For For For
Policy (Group) of
Directors/Officers
11 2019 Bonus of Chair Mgmt For For For
________________________________________________________________________________
DSP Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DSPG CUSIP 23332B106 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shira Fayans Mgmt For For For
Birenbaum
1.2 Elect Ofer Elyakim Mgmt For For For
1.3 Elect Thomas A. Lacey Mgmt For For For
1.4 Elect Cynthia Paul Mgmt For For For
1.5 Elect Yair Seroussi Mgmt For For For
1.6 Elect Norman Taffe Mgmt For For For
1.7 Elect Kenneth H. Traub Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
El Al Israel Airlines Ltd
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 11/17/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect David Brodet Mgmt For For For
5 Elect Gabriela Shalev Mgmt For For For
6 Elect Amikam Ben Zvi Mgmt For For For
7 Elect Mordechai Mgmt For For For
Engelman
8 Elect Doron Cohen Mgmt For For For
9 Elect Jason Greenblatt Mgmt For Against Against
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 07/29/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework for Future Mgmt For For For
D&O Liability
Insurance
Policies
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 08/18/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 08/26/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Authorize Framework Mgmt For For For
for D&O Liability
Insurance
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 11/16/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amnon Schreiber Mgmt For For For
As External
Director
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 11/24/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Liability Insurance of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
El Al Israel Airlines Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELAL CINS M3741D113 12/08/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
3 Amendments to Articles Mgmt For For For
Relating to Voting
Rights
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 04/07/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
of
CEO
4 Exemption of CEO and Mgmt For Against Against
Controlling
Shareholders
5 Exemption of Mgmt For Against Against
Non-Affiliated
Directors
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 08/10/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noaz Bar Nir As Mgmt For For For
External
Director
________________________________________________________________________________
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
ESLT CINS M3760D101 12/02/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Federmann Mgmt For For For
3 Elect Rina Baum Mgmt For For For
4 Elect Yoram Ben-Zeev Mgmt For For For
5 Elect David Federmann Mgmt For For For
6 Elect Dov Ninveh Mgmt For For For
7 Elect Ehood Nisan Mgmt For For For
8 Elect Yuli Tamir Mgmt For For For
9 Indemnification of Mgmt For For For
Directors/Officers
(Related
Party)
10 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 04/12/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Policy Mgmt For For For
4 Employment Terms of Mgmt For Against Against
Co-CEOs (Controlling
Shareholders)
5 Special Cash Bonus of Mgmt For For For
CFO and Deputy
CEO
________________________________________________________________________________
Elco Limited
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 06/24/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shimon Hybloom Mgmt For For For
3 Elect Sophie Caspi Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elco Ltd
Ticker Security ID: Meeting Date Meeting Status
ELCO CINS M3787F105 12/29/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Mordechai Mgmt For For For
Friedman
5 Elect Daniel Salkind Mgmt For For For
6 Elect Michael Salkind Mgmt For For For
7 Elect Ariel Ben Dayan Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 04/11/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Renewal of Management Mgmt For Against Against
Services Agreement
with Controlling
Shareholder
4 Amend Employment Mgmt For Against Against
Agreement of
CEO
5 Special Bonus of CEO Mgmt For For For
and Senior
VP
6 Extend Indemnification Mgmt For For For
of Controlling
Shareholders
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Consumer Products Ltd
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 06/30/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gad Lesin as Mgmt For For For
External
Director
________________________________________________________________________________
Electra Consumer Products Ltd.
Ticker Security ID: Meeting Date Meeting Status
ECP CINS M3798N105 12/16/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Daniel Salkind Mgmt For For For
5 Elect Michael Salkind Mgmt For For For
6 Elect Avraham Avishay Mgmt For For For
Israeli
7 Elect Orly Ben-Yosef Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 04/27/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Renewal of Management Mgmt For Against Against
Services Agreement
with Controlling
Shareholder
4 Elect Ariel Even as Mgmt For Against Against
External
Director
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELTR CINS M38004103 08/17/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Michael Salkind Mgmt For For For
5 Elect Daniel Salkind Mgmt For Against Against
6 Elect Irit Stern Mgmt For For For
7 Elect Avraham Avishay Mgmt For Against Against
Israeli
8 Elect Meir Srebernik Mgmt For Against Against
As External
Director
9 Indemnification of Mgmt For For For
Directors
(Controlling
Shareholders)
________________________________________________________________________________
Electra Real Estate
Ticker Security ID: Meeting Date Meeting Status
ELCRE CINS M3752K105 08/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Iris Mgmt For For For
Shapira-Yalon as
External
Director
3 Elect Eitan Machover Mgmt For For For
as External
Director
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electra Real Estate
Ticker Security ID: Meeting Date Meeting Status
ELCRE CINS M3752K105 10/01/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Avraham Avishay Mgmt For For For
Israeli
5 Elect Daniel Salkind Mgmt For For For
6 Elect Michael Salkind Mgmt For For For
7 Elect Isaac Zinger Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Energean Plc
Ticker Security ID: Meeting Date Meeting Status
ENOG CINS G303AF106 02/19/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of 30% Mgmt For For For
Interest in Energean
Israel
2 Issuance of Shares on Mgmt For For For
Conversion of Loan
Notes
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Energean Plc
Ticker Security ID: Meeting Date Meeting Status
ENOG CINS G303AF106 05/24/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Karen Simon Mgmt For For For
5 Elect Matthaios Rigas Mgmt For For For
6 Elect Panagiotis Benos Mgmt For For For
7 Elect Andrew D. Mgmt For For For
Bartlett
8 Elect Robert A. Peck Mgmt For For For
9 Elect Efstathios Mgmt For For For
Topouzoglou
10 Elect Amy E. Lashinsky Mgmt For For For
11 Elect Kimberley K. Wood Mgmt For For For
12 Elect Andreas Persianis Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Authority to Mgmt For For For
Repurchase
Shares
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Energean Plc
Ticker Security ID: Meeting Date Meeting Status
ENOG CINS G303AF106 07/20/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Energix Renewable Energies Limited
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS M4047G115 07/02/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Energix Renewable Energies Limited
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS M4047G115 08/27/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Joint D&O Mgmt For For For
Liability Insurance
with Alony Hetz
Group
3 Authorize Framework Mgmt For For For
for D&O Liability
Insurance
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 04/07/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michal Tzuk Mgmt For For For
3 Elect Liat Binyamini Mgmt For For For
4 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Enlight Renewable Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
ENLT CINS M4056D110 10/15/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Seroussi Mgmt For For For
5 Elect Shai Weil Mgmt For For For
6 Elect Itzik Bezalel Mgmt For For For
7 Elect Gilad Yavetz Mgmt For For For
8 Elect Zvi Furman Mgmt For For For
9 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fattal Holdings (1998) Ltd
Ticker Security ID: Meeting Date Meeting Status
FTAL CINS M4148G105 05/06/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect David Fattal Mgmt For For For
5 Elect Shimshon Harel Mgmt For For For
6 Elect Amir Caduri Hayek Mgmt For For For
7 Elect Shahar Aka Mgmt For Against Against
8 Elect Yocheved Yacobi Mgmt For For For
as External
Director
9 Elect Shimshon Adler Mgmt For For For
as External
Director
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fattal Holdings (1998) Ltd
Ticker Security ID: Meeting Date Meeting Status
FTAL CINS M4148G105 09/16/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect David Fattal Mgmt For For For
5 Elect Herzl Shalem Mgmt For Against Against
6 Elect Shimshon Harel Mgmt For For For
7 Elect Amir Hayek Mgmt For For For
8 Elect Shahar Aka Mgmt For Against Against
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M1648G106 06/10/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eilon Aish Mgmt For For For
3 Elect Hanoch Dov Mgmt For For For
Goldfriend
4 Elect Ronen Harel as Mgmt For For For
External Director
(Companies
Law)
5 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M1648G106 07/15/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Indemnification of Mgmt For For For
Affiliated
Directors
4 Employment Agreement Mgmt For For For
of Interim
Chair
________________________________________________________________________________
FIBI Bank
Ticker Security ID: Meeting Date Meeting Status
FIBI CINS M1648G106 11/05/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Pnina Mgmt For For For
Bitterman-Cohen As
External
Director
7 Elect Ron Levkovich Mgmt For Against Against
8 Employment Agreement Mgmt For For For
of
Chair
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fiverr International Ltd.
Ticker Security ID: Meeting Date Meeting Status
FVRR CUSIP M4R82T106 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Philippe Botteri Mgmt For Against Against
2 Elect Jonathan Kolber Mgmt For For For
3 Approval of the 2020 Mgmt For Against Against
Employee Share
Purchase
Plan
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
FMS Enterprises Migun Ltd.
Ticker Security ID: Meeting Date Meeting Status
FBRT CINS M42619102 09/30/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Daniel Blum Mgmt For For For
5 Elect Avi Blum Mgmt For For For
6 Elect Dvora Frankenthal Mgmt For For For
7 Elect Yacov Yechiely Mgmt For Against Against
8 Elect Gershon Mgmt For For For
Ben-Baruch
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Formula Systems (1985) Ltd.
Ticker Security ID: Meeting Date Meeting Status
FORTY CINS M46518102 11/02/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Marek Panek Mgmt For For For
3 Elect Rafal Kozlowski Mgmt For For For
4 Elect Ohad Melnik Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 RSU Grant of CEO Mgmt For Against Against
7 Authorize Framework Mgmt For For For
for Future D&O
Liability Insurance
Policies
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 04/29/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Abraham Fuchs Mgmt For For For
5 Elect Harel Wiesel Mgmt For For For
6 Elect Zipora Koren Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
9 Base Salary Increase Mgmt For For For
of VP Real
Estate
10 Base Salary Increase Mgmt For For For
of VP Logistics and
Acquisition (Related
Party)
11 Grant Subsidiary RSUs Mgmt For Against Against
to CEO and
Controlling
Shareholder
12 Employment Agreement Mgmt For For For
of Tomer Czapnik, VP
of Subsidiary
(Related
Party)
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fox-Wizel
Ticker Security ID: Meeting Date Meeting Status
FOX CINS M4661N107 07/07/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Zeldman Mgmt For For For
4 Elect Abraham Fuchs Mgmt For For For
5 Elect Harel Wiesel Mgmt For For For
6 Elect Osnat Ronen Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Yuval Bronstein Mgmt For For For
as External
Director
9 Revised Employment Mgmt For Against Against
Agreement of Moran
Wiesel, VP Sales Nike
Israel (Related
Party)
10 Bonus of Subsidiary Mgmt For For For
Employee (Related
Party)
11 Revised Employment Mgmt For For For
Agreement of Tomer
Chepnik, VP
Operations Nike
International
(Related
Party)
12 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galmed Pharmaceuticals Ltd.
Ticker Security ID: Meeting Date Meeting Status
GLMD CUSIP M47238106 08/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Sidransky Mgmt For For For
2 Elect Amir Poshinski Mgmt For For For
3 Compensation Policy Mgmt For For For
4 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
5 D&O Liability Insurance Mgmt For For For
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Directors' Fees Mgmt For For For
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 2020 Bonus Terms of CEO Mgmt For For For
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
11 Option Grant of CEO Mgmt For For For
12 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Gazit Globe Ltd.
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 04/20/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
Chaim Katzman
(Controlling
Shareholder)
3 Exemption of Chaim Mgmt For Against Against
Katzman (Controlling
Shareholder)
4 Indemnification of Mgmt For For For
Chaim Katzman
(Controlling
Shareholder)
________________________________________________________________________________
Gazit-Globe Ltd
Ticker Security ID: Meeting Date Meeting Status
GZT CINS M4793C102 11/05/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ehud Arnon Mgmt For For For
5 Elect Chaim Katzman Mgmt For For For
6 Elect Zehavit Cohen Mgmt For For For
7 Elect Aviad Armoni Mgmt For For For
8 Renewal of Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gilat Satellite Networks
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 12/28/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Dov Baharav Mgmt For For For
3 Elect Amiram Boehm Mgmt For For For
4 Elect Ishay Davidi Mgmt For Against Against
5 Elect Aylon Rafaeli Mgmt For For For
6 Elect Meir Shamir Mgmt For For For
7 Elect Dafna Sharir Mgmt For For For
8 Elect Ami Shafran As Mgmt For For For
External
Director
9 Option Grants of New Mgmt For For For
External
Director
10 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
11 Employment Agreement Mgmt For For For
of New
CEO
12 Indemnification of Mgmt For For For
Amiram Boehm and
Ishay Davidi
(Controlling
Shareholder)
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gilat Satellite Networks Ltd.
Ticker Security ID: Meeting Date Meeting Status
GILT CINS M51474118 05/20/2021 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Isaac Angel Mgmt For For For
4 Elect Amiram Boehm Mgmt For For For
5 Elect Ishay Davidi Mgmt For Against Against
6 Elect Aylon Rafaeli Mgmt For For For
7 Elect Meir Shamir Mgmt For For For
8 Elect Dafna Sharir Mgmt For For For
9 Employment Agreement Mgmt For For For
of New
Chair
10 Option Grant of Chair Mgmt For For For
11 Option Grant to CEO Mgmt For For For
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Hadera Paper Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAP CINS M52514102 01/04/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Amendment to Articles Mgmt For For For
4 Exemption of Directors Mgmt For Against Against
and
Officers
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hadera Paper Ltd.
Ticker Security ID: Meeting Date Meeting Status
HAP CINS M52514102 07/02/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Ishay Davidi Mgmt For For For
4 Elect Amiram Boehm Mgmt For For For
5 Elect Amit Ben Zvi Mgmt For For For
6 Elect Yitzhak Sharir Mgmt For For For
7 Elect Shalom Singer Mgmt For For For
8 Elect Keren Truman Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 10/12/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hava Mgmt For For For
Friedman-Shapira as
External
Director
3 Compensation Policy Mgmt For For For
4 Extend Employment Mgmt For For For
Agreement of Chair
Yair Hamburger
(Controlling
Shareholder)
5 Extend Employment Mgmt For For For
Agreement of Gideon
Hamburger
(Controlling
Shareholder)
6 Extend Employment Mgmt For For For
Agreement of Joav
Manor (Related
Party)
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 01/07/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Efrat Yavetz as Mgmt For For For
External
Director
________________________________________________________________________________
Harel Insurance Investments & Financial Services Ltd.
Ticker Security ID: Meeting Date Meeting Status
HARL CINS M52635105 06/30/2021 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Yair Hamburger Mgmt For For For
5 Elect Ben Hamburger Mgmt For For For
6 Elect Gideon Hamburger Mgmt For For For
7 Elect Joav Manor Mgmt For For For
8 Elect Doron Cohen Mgmt For Against Against
9 Elect Joseph Mgmt For For For
Ciechanover
10 Elect Eli Defes Mgmt For Against Against
11 Renew Employment Mgmt For For For
Agreement of
CEO
________________________________________________________________________________
Hilan Limited
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 06/23/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Noga Knaz Breier Mgmt For For For
as External
Director
3 Bundled Amendments to Mgmt For For For
Articles
________________________________________________________________________________
Hilan Ltd
Ticker Security ID: Meeting Date Meeting Status
HLAN CINS M5299H123 11/11/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Avraham Baum Mgmt For For For
4 Elect Rami Entin Mgmt For Against Against
5 Elect Miron Oren Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Bundled Amendments to Mgmt For For For
Articles
8 Amendments to Articles Mgmt For For For
Relating to D&O
Liability
Insurance
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ICL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M53213100 01/05/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ruth Ralbag as Mgmt For For For
External
Director
3 Renew Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
4 Extend Indemnification Mgmt For For For
and Exemption of
Directors and
Officers
________________________________________________________________________________
ICL Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M53213100 10/14/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Bridge Mgmt For For For
Supply Agreement with
Tamar
Reservoir
________________________________________________________________________________
IDI Insurance Company Ltd
Ticker Security ID: Meeting Date Meeting Status
IDIN CINS M5343H103 01/24/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Option Grant of CEO Mgmt For For For
________________________________________________________________________________
InMode Ltd.
Ticker Security ID: Meeting Date Meeting Status
INMD CUSIP M5425M103 04/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Anghel Mgmt For For For
2 Elect Bruce Mann Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
4 Approval of Restricted Mgmt For For For
Share Unit
Grants
________________________________________________________________________________
Inrom Construction Industries Ltd
Ticker Security ID: Meeting Date Meeting Status
INRM CINS M5615A109 07/14/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Zion Ginat Mgmt For For For
5 Elect Peretz Shachar Mgmt For For For
6 Elect Yossi Hajaj Mgmt For For For
7 Elect Itzik Tzaig Mgmt For For For
8 Elect Rami Armon Mgmt For For For
9 Elect Hila Amsterdam Mgmt For For For
10 Elect Israel Tauber Mgmt For For For
11 Option Grants of Mgmt For For For
Directors
12 Amendments to Mgmt For For For
Compensation
Policy
13 Options Grant of CEO Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Intec Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTEC CUSIP M53644106 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Kozarich Mgmt For For For
2 Elect Jeffrey Meckler Mgmt For For For
3 Elect Anthony J. Mgmt For For For
Maddaluna
4 Elect Hila Karah Mgmt For For For
5 Elect Roger J. Mgmt For Against Against
Pomerantz
6 Elect William B. Hayes Mgmt For For For
7 Option Grant for CEO Mgmt For For For
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 Increase in Registered Mgmt For For For
Share
Capital
10 Reverse Stock Split Mgmt For For For
11 Increase in Shares Mgmt For Against Against
under 2015 Equity
Incentive
Plan
12 Compensation Policy Mgmt For For For
13 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
14 Approval of Amendments Mgmt For For For
to Director
Compensation
Scheme
15 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Isracard Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCD CINS M5R26V107 04/12/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For For For
Terms of
Chair
4 Employment Agreement Mgmt For For For
of
CEO
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Isracard Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCD CINS M5R26V107 07/16/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Termination of Mgmt For For For
Services of BDO Ziv
Haft as
Joint-Auditors
3 Employment Agreement Mgmt For For For
of Executive
Chair
________________________________________________________________________________
Isracard Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCD CINS M5R26V107 11/29/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Ilan Cohen Mgmt For N/A N/A
7 Elect Amnon Dick Mgmt For For For
8 Elect Erez Yosef Mgmt For For For
9 Elect Ben Sheizaf Mgmt For N/A N/A
10 Elect Danny Yamin Mgmt For For For
11 Elect Yoram Weissbrem Mgmt For N/A N/A
12 Elect Matityahu Tal Mgmt For N/A N/A
13 Elect Shay Feldman Mgmt For For For
14 Elect Tamar Yassur Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Hanna Pri-Zan Mgmt N/A For N/A
17 Elect Naama Gat Mgmt N/A For N/A
18 Elect Zvi Furman Mgmt N/A Abstain N/A
19 Elect Zafrir Holtzblat Mgmt N/A Abstain N/A
20 Term End of Incumbent Mgmt For For For
Non-External
Directors
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 04/18/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Yair Caspi Mgmt For For For
7 Elect Tali Bellish Mgmt For For For
Michaud
8 Elect Victor Shohet Mgmt For For For
9 Indemnification of Mgmt For For For
Directors Victor
Shohet
10 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 04/29/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 05/23/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Yodfat Harel Mgmt For For For
Buchris
6 Elect Ben-Zion Mgmt For For For
Zilberfarb
7 Elect Doron Avital Mgmt For N/A N/A
8 Elect Ronen Lago Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Sigal Barmack Mgmt N/A For N/A
11 Elect Akiva Sternberg Mgmt N/A Abstain N/A
12 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Israel Discount Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
DSCT CINS 465074201 08/04/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Shaul Kobrinsky Mgmt For For For
6 Elect Iris Avner Mgmt For For For
7 Elect Yaacov Lifshitz Mgmt For For For
8 Elect Mona Bkheet Mgmt For N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Aharon Abramovich Mgmt For For For
11 Elect Baruch Lederman Mgmt For For For
12 Elect Danny Yamin Mgmt For Abstain Against
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel-Canada (T.R) Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCN CINS M5897Z129 01/14/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Services Mgmt For For For
Agreement with
Controlling
Shareholder
3 Amend Compensation Mgmt For For For
Policy
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Israel-Canada (T.R) Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCN CINS M5897Z129 02/17/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Directors/Officers
(Controlling
Shareholders)
3 Elect Eldad Avraham as Mgmt For For For
External
Director
________________________________________________________________________________
Israel-Canada (T.R) Ltd
Ticker Security ID: Meeting Date Meeting Status
ISCN CINS M7812J149 09/03/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Indemnification of Mgmt For For For
Abraham
Szobel
3 Exemption of Abraham Mgmt For Against Against
Szobel
________________________________________________________________________________
Isras Investment Company Ltd
Ticker Security ID: Meeting Date Meeting Status
ISRS CINS M61446106 04/26/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extend Employment Mgmt For For For
Agreement of Chair
(Controlling
Shareholder)
________________________________________________________________________________
Isras Investment Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
ISRS CINS M61446106 10/19/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Shlomo Eisenberg Mgmt For For For
5 Elect Michal Hochman Mgmt For For For
6 Elect Shlomo Zohar Mgmt For For For
7 Extend Indemnification Mgmt For For For
of Chair (Controlling
Shareholder)
________________________________________________________________________________
Ituran Location And Control Ltd.
Ticker Security ID: Meeting Date Meeting Status
ITRN CUSIP M6158M104 12/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Elect Nir Sheratzky Mgmt For For For
3 Elect Yigal Shani Mgmt For Against Against
4 Elect Yehuda Kahane Mgmt For Against Against
5 Elect Israel Baron as Mgmt For Against Against
External
Director
6 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
7 Extension of Related Mgmt For Against Against
Party Employment
Agreements
________________________________________________________________________________
JFrog Ltd.
Ticker Security ID: Meeting Date Meeting Status
FROG CUSIP 001168418 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shlomi Ben Haim Mgmt For Against Against
2 Elect Jessica Neal Mgmt For Against Against
3 Elect Jeffrey L. Horing Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Amend Employment Terms Mgmt For For For
of
CEO
6 Amend Employment Terms Mgmt For For For
of
CTO
7 Amend Employment Terms Mgmt For For For
of Chief Data
Scientist
________________________________________________________________________________
Kamada Ltd
Ticker Security ID: Meeting Date Meeting Status
KMDA CINS M6240T109 12/10/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Lilach Asher Mgmt For For For
Topilsky
3 Elect Avraham Berger Mgmt For For For
4 Elect Amiram Boehm Mgmt For Against Against
5 Elect Ishay Davidi Mgmt For Against Against
6 Elect Karnit Goldwasser Mgmt For For For
7 Elect Jonathan Hahn Mgmt For For For
8 Elect Leon Recanati Mgmt For Against Against
9 Elect Ari Shamiss Mgmt For For For
10 Elect David Tsur Mgmt For For For
11 Option Grant of Ari Mgmt For For For
Shamiss
12 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
13 Appointment of Auditor Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kenon Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 10/21/2020 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Special Mgmt For For For
Cash
Dividend
________________________________________________________________________________
Kenon Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
KEN CINS Y46717107 06/03/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Cyril Mgmt For Against Against
Pierre-Jean
Ducau
3 Elect Antoine Bonnier Mgmt For For For
4 Elect Laurence N. Mgmt For For For
Charney
5 Elect Barak Cohen Mgmt For For For
6 Elect Nathan Scott Fine Mgmt For For For
7 Elect Bill Foo Mgmt For For For
8 Elect Aviad Kaufman Mgmt For For For
9 Elect Arunava Sen Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Renew Authority to Mgmt For For For
Grant Awards and
Issue Shares under
Equity Incentive
Plans
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Kornit Digital Ltd.
Ticker Security ID: Meeting Date Meeting Status
KRNT CUSIP M6372Q113 08/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ofer Ben-Zur Mgmt For For For
2 Elect Lauri A. Hanover Mgmt For For For
3 Elect Gabi Seligsohn Mgmt For For For
4 Elect Yehoshua Nir Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Compensation Policy Mgmt For For For
7 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
8 Compensation Terms of Mgmt For For For
CEO
9 Confirmation of Mgmt N/A For N/A
Controlling
Shareholder
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
Lemonade, Inc.
Ticker Security ID: Meeting Date Meeting Status
LMND CUSIP 52567D107 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Schreiber Mgmt For For For
1.2 Elect Michael Eisenberg Mgmt For Withhold Against
1.3 Elect Caryn Mgmt For Withhold Against
Seidman-Becker
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LivePerson, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPSN CUSIP 538146101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin C. Lavan Mgmt For For For
2 Elect Robert P. Mgmt For For For
LoCascio
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2019 Mgmt For Against Against
Stock Incentive
Plan
________________________________________________________________________________
Magic Software Enterprises Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGIC CUSIP 559166103 02/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Naamit Salomon Mgmt For Against Against
3 Elect Avi Zakay Mgmt For For For
4 Elect Ron Ettlinger as Mgmt For Against Against
External
Director
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 D&O Liability Insurance Mgmt For For For
7 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
8 Compensation Policy Mgmt For Against Against
9 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Malam-Team Ltd
Ticker Security ID: Meeting Date Meeting Status
MLTM CINS M87437105 10/13/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Shlomo Eisenberg Mgmt For For For
5 Elect Esther Levanon Mgmt For Against Against
6 Elect Yoav Chelouche Mgmt For For For
7 Employment Agreement Mgmt For For For
of Active Chair
(Controlling
Shareholder)
8 Indemnification of Mgmt For For For
Shlomo
Eisenberg
________________________________________________________________________________
Matrix It Ltd
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 12/13/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Guy Bernstein Mgmt For For For
5 Elect Eliezer Oren Mgmt For For For
6 Elect Itiel Efrat as Mgmt For For For
External
Director
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Matrix IT Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTRX CINS M6859E153 07/23/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 D&O Liability Insurance Mgmt For For For
________________________________________________________________________________
Maytronics Ltd
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 01/04/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renew Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
________________________________________________________________________________
Maytronics Ltd
Ticker Security ID: Meeting Date Meeting Status
MTRN CINS M68728100 09/30/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Base Salary Increase Mgmt For For For
of
CEO
________________________________________________________________________________
Mediterranean Towers Ltd
Ticker Security ID: Meeting Date Meeting Status
MDTR CINS M68818109 11/12/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Boris Levin Mgmt For For For
5 Elect Shmuel Cohen Mgmt For Against Against
________________________________________________________________________________
Mediterranean Towers Ltd.
Ticker Security ID: Meeting Date Meeting Status
MDTR CINS M68818109 03/10/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Mega Or Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGOR CINS M6889L102 05/03/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Zahi Nahmias Mgmt For For For
4 Elect Amit Berger Mgmt For For For
5 Elect Moshe Harpaz Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Mega Or Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MGOR CINS M6889L102 07/01/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Zahi Nahmias Mgmt For For For
4 Elect Amit Berger Mgmt For For For
5 Elect Moshe Harpaz Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Management Agreement Mgmt For For For
of Chair (Significant
Shareholder)
8 Exemption of Chair Mgmt For Against Against
(Significant
Shareholder)
9 Extend Employment Mgmt For For For
Agreement of Legal
Counsel (Related
Party)
10 Exemption of Legal Mgmt For Against Against
Counsel (Related
Party)
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mehadrin Ltd.
Ticker Security ID: Meeting Date Meeting Status
MEDN CINS M6899L100 08/04/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of New
CEO
________________________________________________________________________________
Mehadrin Ltd.
Ticker Security ID: Meeting Date Meeting Status
MEDN CINS M6899L100 08/31/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Alejandro Mgmt For For For
Gustavo
Elsztain
5 Elect Alejandro Larosa Mgmt For Against Against
6 Elect Dan Nestor Mgmt For For For
7 Elect Aaron Kaufman Mgmt For For For
8 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
________________________________________________________________________________
Melisron Ltd
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 05/05/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Compensation Policy Mgmt For Against Against
4 Option Exchange of CEO Mgmt For Against Against
________________________________________________________________________________
Melisron Ltd
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 06/23/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Extension of Mgmt For For For
Previously Granted
Options of
CEO
________________________________________________________________________________
Melisron Ltd.
Ticker Security ID: Meeting Date Meeting Status
MLSR CINS M5128G106 12/23/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Liora Ofer Mgmt For For For
5 Elect Shaul Weinberg Mgmt For For For
6 Elect Itzhak Zizov Mgmt For For For
7 Elect Oded Shamir Mgmt For For For
8 Elect Shouky Oren Mgmt For For For
9 Elect Segi Eitan Mgmt For For For
10 Extend Employment Mgmt For For For
Agreement of Chair
Liora Ofer
(Controlling
Shareholder)
11 Employment Agreement Mgmt For For For
of Strategy and
Growth Manager
(Related
Party)
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Menora Mivtachim Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
MMHD CINS M69333108 09/30/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Eran Griffel Mgmt For For For
5 Elect Yonel Cohen Mgmt For For For
6 Elect Yoav Shimon Mgmt For For For
Kremer
7 Directors' Fees Mgmt For For For
8 Extend Employment Mgmt For For For
Terms of
Chair
________________________________________________________________________________
Migdal Insurance & Financial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 04/21/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Eitan Ben Eliahu Mgmt For For For
as External
Director
3 Elect Carmi Gillon Mgmt For For For
4 Employment Agreement Mgmt For Against Against
of New
CEO
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Migdal Insurance & Financial Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
MGDL CINS M70079120 12/17/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Shlomo Eliahu Mgmt For For For
4 Elect Gavriel Picker Mgmt For Against Against
5 Elect Azriel Moskovich Mgmt For For For
6 Elect Arie Mientkavich Mgmt For For For
7 Elect Haim Ramon Mgmt For For For
8 Appointment of Shlomo Mgmt For Against Against
Eliahu as Board
Chair
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Mivne Real Estate (K.D) Ltd
Ticker Security ID: Meeting Date Meeting Status
MVNE CINS M5514Q106 05/12/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Bracha Litvak as Mgmt For Against Against
External
Director
________________________________________________________________________________
Mivne Real Estate (K.D) Ltd
Ticker Security ID: Meeting Date Meeting Status
MVNE CINS M5514Q106 11/19/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Tal Fuhrer Mgmt For For For
5 Elect Doron Cohen Mgmt For For For
6 Elect Ronen Nakar Mgmt For For For
7 Elect Regina Ungar Mgmt For For For
8 Elect Peer Nadir Mgmt For For For
9 Liability Insurance of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
Mivne Real Estate (K.D) Ltd
Ticker Security ID: Meeting Date Meeting Status
MVNE CINS M5514Q106 12/24/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 10/15/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
Regarding to D&O
Indemnification
3 Indemnification and Mgmt For For For
Exemption of
Directors and
Officers
4 Employment Agreement Mgmt For For For
of New
CEO
________________________________________________________________________________
Mizrahi Tefahot Bank Ltd.
Ticker Security ID: Meeting Date Meeting Status
MZTF CINS M7031A135 12/24/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Amend Articles of Mgmt For For For
Incorporation
Regarding Directors
Tenure
5 Elect Joav-Asher Mgmt For Against Against
Nachshon
6 Elect Estery Giloz-Ran Mgmt For For For
as External
Director
7 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Nano-X Imaging Ltd.
Ticker Security ID: Meeting Date Meeting Status
NNOX CUSIP M70700105 02/09/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Compensation Policy Mgmt For Against Against
2 Declaration of Mgmt N/A Against N/A
Material
Interest
3 Equity Compensation Mgmt For For For
Plan of Directors and
Executive
Officers
4 Declaration of Mgmt N/A Against N/A
Material
Interest
5 Directors' Fees Mgmt For For For
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Elect Dan Suesskind as Mgmt For For For
External
Director
8 Declaration of Mgmt N/A Against N/A
Material
Interest
9 Elect Noga Kainan as Mgmt For For For
External
Director
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Employment Agreement Mgmt For For For
of Chair and
CEO
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Approve Additional Mgmt For Against Against
Compensation of
Director
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Approval of Erez Mgmt For For For
Melzer as Designated
Director
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Declaration of Mgmt N/A Against N/A
Material
Interest
18 Declaration of Mgmt N/A Against N/A
Material
Interest
19 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Naphtha Israel Petroleum Corp. Ltd
Ticker Security ID: Meeting Date Meeting Status
NFTA CINS M7065M104 08/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shmuel Mgmt For For For
Messenberg as
External
Director
3 Liability Insurance Mgmt For For For
Policy (Group) of
Directors/Officers
4 Authorize Framework Mgmt For For For
for D&O Liability
Insurance
5 Extend Indemnification Mgmt For For For
of
Chair
________________________________________________________________________________
Naphtha Israel Petroleum Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
NFTA CINS M7065M104 12/31/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Employment Terms of Mgmt For For For
Son of Controlling
Shareholder (Related
Party)
________________________________________________________________________________
Nawi Brothers Group Ltd
Ticker Security ID: Meeting Date Meeting Status
NAWI CINS M5732D101 01/10/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Terms of CEO and
Controlling
Shareholder
3 Amend Compensation Mgmt For For For
Terms of Related
Party
4 Amend Compensation Mgmt For For For
Policy
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nawi Brothers Group Ltd
Ticker Security ID: Meeting Date Meeting Status
NAWI CINS M5732D101 09/16/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gideon Altman as Mgmt For For For
External
Director
3 Indemnification of Mgmt For For For
Meirav
Bar-Kayama
4 Exemption of Meirav Mgmt For Against Against
Bar-Kayama
5 Inclusion of Meirav Mgmt For For For
Bar-Kayama in D&O
Liability Insurance
Policy
________________________________________________________________________________
Neto M.E. Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTO CINS M7362G107 09/17/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect David Ezra Mgmt For For For
5 Elect Amihod Goldin Mgmt For For For
6 Elect David Mgmt For For For
Zarenchansqui
7 Elect Arie Feldman Mgmt For For For
8 Amend Compensation Mgmt For For For
Policy
9 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
10 Amend Employment Terms Mgmt For Against Against
of
CEO
________________________________________________________________________________
NICE Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Elect Zehava Simon as Mgmt For For For
External
Director
8 Compensation Policy Mgmt For Against Against
9 CEO Equity Plan for Mgmt For For For
2021-2023
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NICE Ltd
Ticker Security ID: Meeting Date Meeting Status
NICE CINS M7494X101 09/10/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Kostman Mgmt For For For
3 Elect Rimon Ben-Shaoul Mgmt For For For
4 Elect Yehoshua Ehrlich Mgmt For For For
5 Elect Leo Apotheker Mgmt For For For
6 Elect Joseph L. Cowan Mgmt For For For
7 Liability Insurance of Mgmt For For For
Directors and
Officers
8 Bonus Plan of CEO Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CINS M7516K103 06/24/2021 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Michael Brunstein Mgmt For Against Against
3 Elect Eitan Oppenhaim Mgmt For For For
4 Elect Avi Cohen Mgmt For For For
5 Elect Raanan Cohen Mgmt For For For
6 Elect Dafna Gruber Mgmt For For For
7 Elect Zehava Simon Mgmt For For For
8 Base Salary Increase Mgmt For For For
and Equity Grant of
CEO
9 Amend Compensation Mgmt For For For
Policy
10 Amendments to Articles Mgmt For Against Against
11 Amend Indemnification Mgmt For For For
of
Directors/Officers
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NovoCure Limited
Ticker Security ID: Meeting Date Meeting Status
NVCR CUSIP G6674U108 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Asaf Danziger Mgmt For For For
2 Elect William F. Doyle Mgmt For For For
3 Elect Jeryl L. Hilleman Mgmt For For For
4 Elect David T. Hung Mgmt For For For
5 Elect Kinyip Gabriel Mgmt For For For
Leung
6 Elect Martin J. Madden Mgmt For For For
7 Elect Sherilyn S. McCoy Mgmt For For For
8 Elect Timothy J. Mgmt For For For
Scannell
9 Elect W. Anthony Vernon Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 02/17/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Ovadia Eli Mgmt For For For
5 Elect Maya Alchech Mgmt For For For
Kaplan
6 Elect Jacob Gottenstein Mgmt For For For
7 Elect Arie Ovadia Mgmt For Against Against
8 Elect Avisar Paz Mgmt For For For
9 Elect Alexander Passal Mgmt For For For
10 Elect Sagi Kabla Mgmt For For For
11 Elect Yair Caspi Mgmt For Against Against
12 Elect Refael Arad Mgmt For Against Against
13 Special Cash Bonus of Mgmt For For For
Deputy
CEO
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 04/12/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Elect Mordehai Mgmt For For For
Lipshitz as Extermal
Director
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 07/13/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of New
CEO
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 09/13/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Mediation Mgmt For For For
Agreement with Haifa
Chemicals
Ltd.
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oil Refineries Ltd
Ticker Security ID: Meeting Date Meeting Status
ORL CINS M7521B106 10/01/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval to Replace Mgmt For For For
The Current Natural
Gas Purchase
Agreement with Tamar
Partnership
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
One Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
ONE CINS M75260113 01/04/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
________________________________________________________________________________
One Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
ONE CINS M75260113 05/18/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Nitzan Sapir Mgmt For For For
5 Elect Adi Eyal Mgmt For For For
6 Elect Dina Amir Mgmt For For For
7 Elect Itzhak Bader Mgmt For For For
8 Elect Yacov Nimkovsky Mgmt For For For
9 Approval of Services Mgmt For For For
Agreement with
Controlling
Shareholder
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
One Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
ONE CINS M75260113 05/31/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Stock Split Mgmt For For For
________________________________________________________________________________
One Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
ONE CINS M9866H102 08/04/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Nitzan Sapir Mgmt For For For
5 Elect Adi Eyal Mgmt For For For
6 Elect Dina Amir Mgmt For For For
7 Elect Itzhak Bader Mgmt For For For
8 Elect Yacov Nimkovsky Mgmt For For For
9 Joint D&O Liability Mgmt For For For
Insurance with
Computer Direct Group
Ltd.
________________________________________________________________________________
Opc Energy
Ticker Security ID: Meeting Date Meeting Status
OPCE CINS M8791D103 01/25/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Opc Energy
Ticker Security ID: Meeting Date Meeting Status
OPCE CINS M8791D103 02/17/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
New Board
Chair
________________________________________________________________________________
Opc Energy
Ticker Security ID: Meeting Date Meeting Status
OPCE CINS M8791D103 06/15/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Employment Agreement Mgmt For Against Against
of
CEO
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Opc Energy
Ticker Security ID: Meeting Date Meeting Status
OPCE CINS M8791D103 07/22/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Avisar Paz Mgmt For For For
5 Elect Yair Caspi Mgmt For For For
6 Elect Antoine Bonnier Mgmt For For For
7 Elect Robert L. Rosen Mgmt For For For
8 Elect Javier Garcia Mgmt For For For
Burgos
Benfield
9 Elect Moshe Lahmani Mgmt For For For
10 Elect Joseph Tenne as Mgmt For For For
External
Director
11 Elect Michal Marom Mgmt For For For
Brikman as External
Director
12 Indemnification & Mgmt For For For
Exemption of
Affiliated
Directors
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Isaac Angel Mgmt For For For
2 Elect Albertus Bruggink Mgmt For For For
3 Elect Dan Falk Mgmt For For For
4 Elect David Granot Mgmt For For For
5 Elect Mike Nikkel Mgmt For For For
6 Elect Dafna Sharir Mgmt For For For
7 Elect Stanley B. Stern Mgmt For For For
8 Elect Hidetake Mgmt For For For
Takahashi
9 Elect Byron G. Wong Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Partner Communications Co.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 10/29/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appointment of Auditor Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Directors Mgmt For Against Against
(Slate)
6 Elect Shlomo Zohar as Mgmt For For For
Director
7 Elect Roly Klinger as Mgmt For Abstain Against
External
Director
8 Elect Michal Marom Mgmt For Abstain Against
Brikman as External
Director
9 Amend Compensation Mgmt For Abstain Against
Policy Provisions
Relating to D&O
Liability
Insurance
10 Declaration Under Mgmt N/A For N/A
Communications
Law
________________________________________________________________________________
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CINS M78465107 05/03/2021 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Directors Mgmt For For For
(Slate)
7 Election of Directors Mgmt For For For
(Slate)
8 Election of Directors Mgmt For For For
(Slate)
9 Election of Directors Mgmt For For For
(Slate)
10 Election of Directors Mgmt For For For
(Slate)
11 Elect Jonathan Kolodny Mgmt For For For
as External
Director
12 Declaration Under Mgmt N/A For N/A
Communications
Law
________________________________________________________________________________
Paz Oil Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 02/16/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Terms of Mgmt For For For
New Board
Chair
________________________________________________________________________________
Paz Oil Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 04/28/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Option Grant of CEO Mgmt For For For
________________________________________________________________________________
Paz Oil Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 08/31/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Arie Schor Mgmt For For For
4 Elect Nadav Shachar Mgmt For N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Revital Aviram Mgmt N/A For N/A
7 Elect Regina Ungar Mgmt N/A Abstain N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Menachem Brenner Mgmt N/A For N/A
10 Elect Peer Nadir Mgmt N/A Abstain N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Yoav Chelouche Mgmt N/A For N/A
13 Elect Harel Locker Mgmt N/A Abstain N/A
14 Exemption of Directors Mgmt For Against Against
and
Officers
15 Exemption of CEO Mgmt For Against Against
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Paz Oil Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
PZOL CINS M7846U102 11/04/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Amikam Shafran Mgmt For For For
4 Elect Avi Felder Mgmt For N/A N/A
________________________________________________________________________________
Perion Network Ltd.
Ticker Security ID: Meeting Date Meeting Status
PERI CUSIP M78673114 12/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Vorhaus Mgmt For For For
2 Elect Joy Marcus Mgmt For For For
3 Amend Equity Mgmt For For For
Compensation Terms of
Non-Executive
Directors
4 Amend Employment Mgmt For Against Against
Agreement of
CEO
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Phoenix Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 07/07/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Benjamin Gabbay Mgmt For For For
5 Elect Itzhak Shukrie Mgmt For Against Against
Cohen
6 Elect Marilyn Victoria Mgmt For For For
Hirsch
7 Elect Roger Abravanel Mgmt For For For
8 Elect Ehud Shapira Mgmt For For For
9 Elect Ben Carlton Mgmt For For For
Langworthy
10 Elect Eliezer Yones Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Phoenix Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
PHOE CINS M7918D145 10/22/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
(2021-2023)
3 Option Grant of CEO Mgmt For Against Against
4 Amend Employment Terms Mgmt For For For
of
CEO
________________________________________________________________________________
Plasson Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
PLSN CINS M7933B108 10/01/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Renewal of Services Mgmt For For For
Agreement with
Controlling
Shareholder
3 Employment Agreement Mgmt For For For
of Incoming
CEO
4 Elect Nir Bracha Mgmt For For For
5 Elect Ehud Dagan Mgmt For For For
6 Elect Ahinoam Aloni Mgmt For For For
7 Elect Itay Oz Mgmt For For For
8 Elect Uziyah Linder Mgmt For For For
9 Elect Tamar Engel Mgmt For For For
10 Elect Sol Ben Shimol Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Pluristem Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
PSTI CUSIP 72940R300 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zami Aberman Mgmt For For For
2 Elect Mark Germain Mgmt For Against Against
3 Elect Moria Kwiat Mgmt For For For
4 Elect Maital Mgmt For For For
Shemesh-Rasmussen
5 Elect Rami Levi Mgmt For Against Against
6 Elect Doron Shorrer Mgmt For For For
7 Elect Yaky Yanay Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 03/16/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Tamar Gottlieb Mgmt For For For
as External
Director
3 Fees Paid to External Mgmt For For For
Director Tamar
Gottlieb
4 Fees Paid to External Mgmt For For For
Director Anne
Grim
5 Fees Paid to Mgmt For For For
Non-Executive
Director Sigalia
Heifetz
6 Amend Articles in Mgmt For For For
Relation to Board
Size
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 05/04/2021 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect David Zruia Mgmt For For For
3 Elect Elad Even-Chen Mgmt For For For
4 Elect Steven Baldwin Mgmt For For For
5 Elect Sigalia Heifetz Mgmt For For For
6 Elect Jacob Frenkel Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
11 Authority to Mgmt For For For
Repurchase
Shares
12 Remuneration Policy Mgmt For For For
13 Fees Paid to Mgmt For For For
Non-Executive
Director Jacob
Frenkel
14 Remuneration Terms of Mgmt For For For
CEO
15 Remuneration Terms of Mgmt For For For
CFO
16 Special Tax Bonus of Mgmt For For For
CFO
17 Remuneration Report Mgmt For For For
(Advisory)
________________________________________________________________________________
Plus500 Ltd
Ticker Security ID: Meeting Date Meeting Status
PLUS CINS M7S2CK109 09/16/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Penelope Judd Mgmt For Against Against
3 Elect Gal Haber Mgmt For For For
4 Elect David Zruia Mgmt For For For
5 Elect Elad Even-Chen Mgmt For For For
6 Elect Steve Baldwin Mgmt For For For
7 Elect Anne Grim as Mgmt For For For
External
Director
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
12 Authority to Mgmt For For For
Repurchase
Shares
13 Amend Articles in Mgmt For For For
Relation to Board
Size
14 Amend Remuneration Mgmt For For For
Policy (Inclusion of
Clawback &
Malus)
15 Fees Paid to External Mgmt For For For
Director Anne
Grim
16 Fees Paid to Mgmt For For For
Non-Executive
Director Steven
Baldwin
17 Fees Paid to Mgmt For For For
Non-Executive
Director Daniel
King
18 Special Cash Bonus of Mgmt For Against Against
CFO
19 Base Salary Increase Mgmt For For For
of
CEO
20 RSU Grant of New CEO Mgmt For For For
________________________________________________________________________________
PowerFleet, Inc.
Ticker Security ID: Meeting Date Meeting Status
PWFL CUSIP 73931J109 07/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Brodsky Mgmt For Withhold Against
1.2 Elect Michael Casey Mgmt For For For
1.3 Elect Charles Frumberg Mgmt For For For
1.4 Elect David Mahlab Mgmt For For For
1.5 Elect Chris Wolfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Prashkovsky Investments & Construction Ltd
Ticker Security ID: Meeting Date Meeting Status
PRSK CINS M41416104 04/22/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of U.S. Operations
Manager (Related
Party)
________________________________________________________________________________
Prashkovsky Investments & Construction Ltd
Ticker Security ID: Meeting Date Meeting Status
PRSK CINS M41416104 09/30/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
3 Extend Employment Mgmt For For For
Agreement of Arnon
Prashkovsky
(Controlling
ShareholdeR)
4 Employment Agreement Mgmt For For For
of Board Chair Yossef
Prashkovsky
(Controlling
Shareholder)
5 Employment Agreement Mgmt For For For
of CEO Sharon
Prashkovsky
(Controlling
Shareholder)
6 Employment Agreement Mgmt For For For
of Haim Kardi
(Related
Party)
7 Employment Agreement Mgmt For For For
of Suzi Prashkovsky
(Related
Party)
8 Employment Agreement Mgmt For For For
of Edna Prashkovsky
(Controlling
Shareholder)
9 Indemnification of Mgmt For For For
Officers (Controlling
Shareholders)
10 Authorize Yossef & Mgmt For For For
Sharon Prashkovsky to
Serve as Chair and
CEO in Accordance
with Article 121(c)
of The Companies
Law
11 Exemption of Officers Mgmt For Against Against
(Controlling
Shareholder)
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Property And Building Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 11/12/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Liability Insurance of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
Property And Building Corp. Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTBL CINS M8175G102 12/22/2020 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Yoram Avraham Mgmt For For For
Turbowicz
4 Elect Doron Haim Cohen Mgmt For For For
5 Elect Isaac Idan Mgmt For For For
6 Elect Yacov Nimkovsky Mgmt For Against Against
7 Elect Omer Serviansky Mgmt For For For
8 Elect Osnat Hillel Fain Mgmt For For For
9 Elect Assaf Shariv Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RADA Electronic Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
RADA CUSIP M81863124 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yossi Ben Shalom Mgmt For For For
2 Elect Yossi Weiss Mgmt For Against Against
3 Elect Alon Dumanis Mgmt For For For
4 Elect Guy Zur Mgmt For Against Against
5 Elect Haim Regev Mgmt For For For
6 Bundled Amendments to Mgmt For Against Against
Articles
7 Amend Compensation Mgmt For For For
Policy
8 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
9 Directors' Fees Mgmt For For For
10 Amend Compensation Mgmt For For For
Terms of CEO and
Approve
Grants
11 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholders
12 Approval of the Mgmt For For For
Reservation of
Additional Shares
Under 2015 Share
Option
Plan
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Radware
Ticker Security ID: Meeting Date Meeting Status
RDWR CUSIP M81873107 11/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gabi Seligsohn Mgmt For For For
2 Elect Stanley B. Stern Mgmt For For For
3 Elect Naama Zeldis Mgmt For For For
4 Amendments to Articles Mgmt For For For
to Codify Advanced
Notice
Procedures
5 RSU Grant of CEO Mgmt For Against Against
6 Declaration of Mgmt N/A For N/A
Non-Interest
Holder
7 Amend Compensation Mgmt For For For
Policy
8 Declaration of Mgmt N/A For N/A
Non-Interest
Holder
9 Authorize Yehuda Mgmt For Against Against
Zisapel to Serve as
Chair
10 Declaration of Mgmt N/A For N/A
Non-Interest
Holder
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Rami Levi Chain Stores Hashikma Marketing 2006 Ltd
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 03/17/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Rami Levy Mgmt For For For
4 Elect Ofir Atias Mgmt For For For
5 Elect Mordechai Mgmt For For For
Berkovitch
6 Elect Dalia Itzik Mgmt For For For
7 Elect Yoram Dar Mgmt For Against Against
8 Elect Michaela Elram Mgmt For For For
9 Elect Chaim Lotan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Compensation Policy Mgmt For For For
12 Employment Agreement Mgmt For For For
of VP Marketing
(Related
Party)
13 Employment Terms of Mgmt For For For
Multiple Relatives of
The Controlling
Shareholder
14 Amend D&O Liability Mgmt For For For
Insurance
Policy
15 Amendments to Articles Mgmt For Against Against
16 Employment Agreement Mgmt For For For
of
Chair
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rami Levi Chain Stores Hashikma Marketing 2006 Ltd
Ticker Security ID: Meeting Date Meeting Status
RMLI CINS M8194J103 08/06/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ronny Maliniak Mgmt For For For
as External
Director
3 Framework Lease Mgmt For For For
Agreement with
Controlling
Shareholder
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Redhill Biopharma
Ticker Security ID: Meeting Date Meeting Status
RDHL CUSIP 757468103 10/26/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
2 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
3 Article Amendment to Mgmt For Against Against
Insert Exclusive
Forum
Provisions
4 Amend Employment Terms Mgmt For Against Against
of
CEO
5 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
6 Amend Employment Terms Mgmt For For For
of Chief Commercial
Officer
7 Approve Repricing of Mgmt For Against Against
Previously Granted
Options to Chief
Commercial
Officer
8 Extension of Exercise Mgmt For For For
Period of Directors'
Options
9 Extension of Exercise Mgmt For For For
Period of Options
Granted to
CEO
10 Confirmation of Mgmt N/A Against N/A
Controlling
Shareholder
________________________________________________________________________________
Sapiens International Corp NV
Ticker Security ID: Meeting Date Meeting Status
SPNS CUSIP G7T16G103 11/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Guy Bernstein Mgmt For For For
2 Elect Roni Al Dor Mgmt For For For
3 Elect Eyal Ben-Chlouche Mgmt For For For
4 Elect Yacov Elinav Mgmt For For For
5 Elect Uzi Netanel Mgmt For For For
6 Elect Naamit Salomon Mgmt For Against Against
7 Approval of 2019 Mgmt For For For
Annual Financial
Statements
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Scope Metals Group Limited
Ticker Security ID: Meeting Date Meeting Status
SCOP CINS M8260V105 08/02/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Shmuel Shiloh Mgmt For For For
4 Elect Orna Mgmt For For For
Lichtenshtein
5 Elect Eyal Shavit Mgmt For For For
6 Elect Yuval Ben Zeev Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Ifat Adoram Zak Mgmt For For For
As External
Director
9 Elect Eran Hadar as Mgmt For For For
External
Director
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 03/11/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Meir Bar-El Mgmt For For For
3 Elect Yaron Klein Mgmt For For For
4 Amend Compensation Mgmt For For For
Policy
5 Amend Employment Terms Mgmt For For For
of Board
Chair
________________________________________________________________________________
Shapir Engineering and Industry Ltd
Ticker Security ID: Meeting Date Meeting Status
SPEN CINS M8T68J105 12/28/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Yehuda Segev Mgmt For For For
4 Elect Harel Shapira Mgmt For For For
5 Elect Israel Shapira Mgmt For For For
6 Elect Gil Shapira Mgmt For For For
7 Elect Chen Shapira Mgmt For For For
8 Elect Eynat Tsafrir Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shikun & Binui Ltd
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 10/20/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Chair Mgmt For For For
Service as Interim
CEO and Compensation
Terms
3 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
4 Technical Amendment to Mgmt For For For
Articles
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shikun & Binui Ltd.
Ticker Security ID: Meeting Date Meeting Status
SKBN CINS M8391N105 04/04/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Tamir Cohen Mgmt For For For
4 Elect Roy David Mgmt For For For
5 Elect Shalom Simhon Mgmt For For For
6 Elect Doron Arbely Mgmt For For For
7 Elect Avinadav Mgmt For For For
Grinshpon
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Orly Silberman Mgmt For For For
As External
Director
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 01/20/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 Elect Yaki Yacov Mgmt For For For
Vadmani
5 Elect Ayelet Ben Ezer Mgmt For For For
6 Elect Ran Gottfried Mgmt For For For
7 Elect Yoav Chelouche Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 03/18/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Employment Agreement Mgmt For For For
of New
Chair
3 Severance Bonus of Mgmt For For For
Outgoing
Chair
________________________________________________________________________________
Shufersal Ltd.
Ticker Security ID: Meeting Date Meeting Status
SAE CINS M8411W101 09/03/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Gideon Schurr as Mgmt For For For
External
Director
________________________________________________________________________________
SolarEdge Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nadav Zafrir Mgmt For For For
2 Elect Avery More Mgmt For For For
3 Elect Zivi Lando Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stratasys Ltd
Ticker Security ID: Meeting Date Meeting Status
SSYS CUSIP M85548101 11/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dov Ofer Mgmt For For For
2 Elect Zeev Holtzman Mgmt For For For
3 Elect John J. McEleney Mgmt For Against Against
4 Elect Ziva Patir Mgmt For For For
5 Elect David Reis Mgmt For For For
6 Elect Michael Mgmt For For For
Schoellhorn
7 Elect Yair Seroussi Mgmt For For For
8 Elect Adina Shorr Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Compensation for New Mgmt For For For
Board
Chair
11 Amendment to the 2012 Mgmt For Against Against
Omnibus Equity
Compensation
Incentive
Plan
12 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
13 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 06/30/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zipora Ozer-Armon Mgmt For For For
3 Exemption of Adi Mgmt For Against Against
Strauss (Controlling
Shareholder)
4 Amend Compensation Mgmt For For For
Policy
(Technical)
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Declaration of Mgmt N/A Against N/A
Material
Interest
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Strauss Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
STRS CINS M8553H110 09/30/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Adi Strauss Mgmt For For For
5 Elect Galia Maor Mgmt For For For
6 Elect Arie Ovadia Mgmt For Against Against
7 Option Grant of CEO Mgmt For For For
8 Director Fees of Adi Mgmt For For For
Strauss (Related
Party)
9 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
Summit Real Estate Holding Limited
Ticker Security ID: Meeting Date Meeting Status
SMT CINS M8705C134 06/02/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Zeev Yelinek as Mgmt For For For
External
Director
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Elect Zohar Levy Mgmt For For For
6 Elect Ilan Reizner Mgmt For Against Against
7 Elect Amir Sagy Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Summit Real Estate Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
SMT CINS M8705C134 12/15/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Shares Grant of Vice Mgmt For For For
President & Related
Party
4 Loan to Related Party Mgmt For Against Against
for VAT of Shares
Grant
5 Additional Loan to Mgmt For Against Against
Related Party for
Exercise of
Options
6 Special Bonus of Mgmt For Against Against
Shlomi Levy (Related
Party)
7 Immediate Vesting of Mgmt For Against Against
Options Granted to
Shlomi Levy (Related
Party)
8 Option Grant of CEO Mgmt For For For
9 Option Grant of CFO Mgmt For For For
10 Option Grant of VP Mgmt For For For
Assets and
Operations
________________________________________________________________________________
Tadiran Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
TDRN CINS M2674M108 12/21/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Employment Agreement Mgmt For For For
of VP Marketing
(Related
Party)
4 Extend Indemnification Mgmt For For For
of VP Marketing
(Related
Party)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tadiran Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
TDRN CINS M87342131 04/12/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yael Ravhon as Mgmt For Against Against
External
Director
3 Director's Fees Mgmt For For For
4 Indemnification and Mgmt For For For
Exemption of Yael
Ravhon
5 Company Name Change Mgmt For For For
________________________________________________________________________________
Tamar Petroleum Ltd
Ticker Security ID: Meeting Date Meeting Status
TMRP CINS M8T654101 12/23/2020 Voted
Meeting Type Country of Trade
Annual Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Ran Efrati Mgmt For For For
5 Elect Sigalia Heifetz Mgmt For For For
6 Elect Nehama Ronen Mgmt For For For
7 Elect Avraham Eini Mgmt For For For
8 Elect Eitan Meir Mgmt For For For
________________________________________________________________________________
Taro Pharmaceutical Industries
Ticker Security ID: Meeting Date Meeting Status
TARO CUSIP M8737E108 12/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dilip S. Shanghvi Mgmt For For For
2 Elect Abhay Gandhi Mgmt For For For
3 Elect Sudhir V. Valia Mgmt For For For
4 Elect Uday Baldota Mgmt For For For
5 Elect James Kedrowski Mgmt For For For
6 Elect Dov Pekelman Mgmt For For For
7 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
8 Confirmation of Mgmt N/A For N/A
Non-Controlling
Shareholder
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tel Aviv Stock Exchange Ltd
Ticker Security ID: Meeting Date Meeting Status
TASE CINS M8T8DG101 03/10/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compensation Policy Mgmt For For For
________________________________________________________________________________
Tel Aviv Stock Exchange Ltd
Ticker Security ID: Meeting Date Meeting Status
TASE CINS M8T8DG101 05/25/2021 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
4 2020 Bonus Payment of Mgmt For For For
Board
Chair
________________________________________________________________________________
Tel Aviv Stock Exchange Ltd
Ticker Security ID: Meeting Date Meeting Status
TASE CINS M8T8DG101 07/29/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CINS M8769Q102 06/14/2021 Voted
Meeting Type Country of Trade
Ordinary Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Rosemary A. Crane Mgmt For For For
3 Elect Abbas Hussain Mgmt For For For
4 Elect Gerald M. Mgmt For For For
Lieberman
5 Elect Ronit Mgmt For For For
Satchi-Fainaro
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
The Israel Land Development Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
ILDC CINS M6066Y109 12/17/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Directors Mgmt For For For
(Slate)
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Liability Insurance of Mgmt For For For
Directors and
Officers
6 Employment Agreement Mgmt For For For
of Smadar
Nimrodi-Rinot
(Related
Party)
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tower Semiconductor Ltd.
Ticker Security ID: Meeting Date Meeting Status
TSEM CUSIP M87915274 09/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Elstein Mgmt For For For
2 Elect Russell C Mgmt For For For
Ellwanger
3 Elect Kalman Kaufman Mgmt For Against Against
4 Elect Alex Kornhauser Mgmt For For For
5 Elect Dana Gross Mgmt For For For
6 Elect Ilan Flato Mgmt For For For
7 Elect Rami Guzman Mgmt For For For
8 Elect Yoav Chelouche Mgmt For For For
9 Elect Iris Avner Mgmt For For For
10 Elect Michal Vakrat Mgmt For For For
Wolkin
11 Elect Avi Hasson Mgmt For For For
12 Appointment of Board Mgmt For For For
Chair & Approval of
Compensation
Terms
13 Compensation Policy Mgmt For For For
14 Declaration of Mgmt N/A Against N/A
Material
Interest
15 Base Salary Increase Mgmt For For For
of
CEO
16 Declaration of Mgmt N/A Against N/A
Material
Interest
17 Equity Grant of CEO Mgmt For For For
18 Declaration of Mgmt N/A Against N/A
Material
Interest
19 Directors' Fees Mgmt For For For
20 Equity Grant of Mgmt For For For
Directors
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tremor International Ltd
Ticker Security ID: Meeting Date Meeting Status
TRMR CINS M8T80P105 04/30/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Lisa Klinger as Mgmt For For For
External
Director
4 Directors' Fees Mgmt For For For
(Christopher
Stibbs)
5 Directors' Fees (Lisa Mgmt For For For
Klinger)
6 Employment Agreement Mgmt For Against Against
of
CEO
7 Employment Agreement Mgmt For Against Against
of
COO
8 Employment Agreement Mgmt For Against Against
of
CFO
9 Increase Available Mgmt For Against Against
Pool of 2017 Equity
Incentive
Plan
10 Remuneration Policy Mgmt For Against Against
11 Amendments to Articles Mgmt For For For
12 Indemnification of Mgmt For For For
Directors/Officers
13 Allot and Issue Mgmt For For For
Ordinary Shares
Representing 15% of
the Company's Issued
Share
Capital
________________________________________________________________________________
Tufin Software Technologies Ltd.
Ticker Security ID: Meeting Date Meeting Status
TUFN CUSIP M8893U102 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yuval Shachar Mgmt For For For
2 Elect Reuven Harrison Mgmt For For For
3 Elect Edouard Cukierman Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Amend Compensation Mgmt For For For
Policy
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Adoption of Exclusive Mgmt For Against Against
Forum
Provision
9 D&O Liability Insurance Mgmt For For For
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 RSU Grant of CEO Mgmt For For For
12 RSU Grant of Chief Mgmt For For For
Technology
Officer
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Union Bank Of Israel Ltd.
Ticker Security ID: Meeting Date Meeting Status
UNON CINS M90947108 07/27/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Employment Mgmt For For For
Agreement of
CEO
________________________________________________________________________________
UroGen Pharma Ltd.
Ticker Security ID: Meeting Date Meeting Status
URGN CUSIP 000000000 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arie S. Mgmt For For For
Belldegrun
1.2 Elect Elizabeth Barrett Mgmt For For For
1.3 Elect Cynthia M. Mgmt For For For
Butitta
1.4 Elect Fred E. Cohen Mgmt For For For
1.5 Elect Kathryn E. Mgmt For For For
Falberg
1.6 Elect Stuart Holden Mgmt For For For
1.7 Elect Ran Nussbaum Mgmt For For For
1.8 Elect Shawn C. Mgmt For For For
Tomasello
2 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Varonis Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gili Iohan Mgmt For For For
1.2 Elect Rachel Mgmt For For For
Prishkolnik
1.3 Elect Ofer Segev Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Verint Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNT CUSIP 92343X100 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dan Bodner Mgmt For For For
1.2 Elect Linda M. Crawford Mgmt For For For
1.3 Elect John R. Egan Mgmt For For For
1.4 Elect Reid French Mgmt For For For
1.5 Elect Stephen Gold Mgmt For For For
1.6 Elect William Kurtz Mgmt For For For
1.7 Elect Andrew D. Miller Mgmt For For For
1.8 Elect Richard Mgmt For For For
Nottenburg
1.9 Elect Jason A. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wix.com Ltd
Ticker Security ID: Meeting Date Meeting Status
WIX CUSIP M98068105 11/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deirdre M. Bigley Mgmt For For For
2 Elect Allon Bloch Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
XLMedia Plc
Ticker Security ID: Meeting Date Meeting Status
XLM CINS G9828U107 07/02/2020 Voted
Meeting Type Country of Trade
Special Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Long-Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Y.H. Dimri Building & Development Ltd
Ticker Security ID: Meeting Date Meeting Status
DIMRI CINS M98848100 11/08/2020 Voted
Meeting Type Country of Trade
Mix Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Elect Ygal Damri Mgmt For For For
5 Elect Asi Horev Mgmt For For For
6 Elect Dina Saban Mgmt For Against Against
7 Elect Tamar Salemnick Mgmt For For For
8 Exemption of Mgmt For Against Against
Non-Affiliated
Directors and
Officers
9 Exemption of Vice Mgmt For Against Against
President
Acquisitions &
Logistics (Related
Party)
10 Amend Indemnification Mgmt For For For
of Non-Affiliated
Directors/Officers
11 Amend Indemnification Mgmt For For For
of Directors/Officers
(Controlling
Shareholders)
12 Amendments to Articles Mgmt For For For
of
Association
Fund Name : VanEck Vectors Junior Gold Miners ETF
________________________________________________________________________________
Alacer Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
ASR CUSIP 010679108 07/10/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by SSR Mgmt For For For
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For For For
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alexco Resource Corp.
Ticker Security ID: Meeting Date Meeting Status
AXU CUSIP 01535P106 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Clynton Nauman Mgmt For For For
2.2 Elect Elaine Sanders Mgmt For For For
2.3 Elect Karen McMaster Mgmt For For For
2.4 Elect Richard N. Zimmer Mgmt For For For
2.5 Elect Rick Van Mgmt For For For
Nieuwenhuyse
2.6 Elect Terry Mgmt For For For
Krepiakevich
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of Mgmt For For For
Unallocated Options
Under the Restricted
Share Unit
Plan
________________________________________________________________________________
Alkane Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ALK CINS Q02024117 07/16/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Demerger Mgmt For For For
3 Approve early vesting Mgmt For Against Against
of performance rights
on
demerger
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alkane Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
ALK CINS Q02024117 11/04/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Gavin Smith Mgmt For For For
4 Equity Grant (MD Mgmt For For For
Nicholas
Earner)
5 Equity Grant Mgmt For For For
(Technical Director
David
Chalmers)
________________________________________________________________________________
Americas Gold and Silver Corporation
Ticker Security ID: Meeting Date Meeting Status
USA CUSIP 03062D100 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Darren Blasutti Mgmt For For For
2.2 Elect Alexander J. Mgmt For For For
Davidson
2.3 Elect Alan Edwards Mgmt For For For
2.4 Elect Bradley R. Kipp Mgmt For For For
2.5 Elect Gordon Pridham Mgmt For For For
2.6 Elect Manuel Rivera Mgmt For For For
2.7 Elect Lorie Waisberg Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Argonaut Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 04016A101 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect James E. Kofman Mgmt For For For
2.2 Elect Peter C. Mgmt For For For
Dougherty
2.3 Elect Ian Atkinson Mgmt For For For
2.4 Elect Stephen A. Lang Mgmt For For For
2.5 Elect Peter Mordaunt Mgmt For For For
2.6 Elect Dale C. Peniuk Mgmt For For For
2.7 Elect Paula Rogers Mgmt For For For
2.8 Elect Audra Walsh Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Aurelia Metals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS Q0673J106 03/05/2021 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Aurelia Metals Limited
Ticker Security ID: Meeting Date Meeting Status
AMI CINS Q0673J106 11/19/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Colin Mgmt For For For
Johnstone
4 Re-elect Susan Corlett Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Daniel
Clifford)
6 Adoption Of New Mgmt For For For
Constitution
7 Approve Increase in Mgmt N/A Against N/A
NEDs' Fee
Cap
8 Board Spill Resolution Mgmt N/A Against N/A
(Conditional)
________________________________________________________________________________
Australian Strategic Materials Limited
Ticker Security ID: Meeting Date Meeting Status
ASM CINS Q107KZ105 11/04/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Ian Jeffrey Mgmt For For For
Gandel
4 Re-elect David Ian Mgmt For For For
Chalmers
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Liane Kelly Mgmt For For For
2.7 Elect Jerry R. Korpan Mgmt For For For
2.8 Elect Bongani Mtshisi Mgmt For For For
2.9 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Amendment to Stock Mgmt For For For
Option
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect James E. Mgmt For For For
Rutherford
5 Elect Martin Horgan Mgmt For For For
6 Elect Ross Jerrard Mgmt For For For
7 Elect Sally Eyre Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Ibrahim Fawzy Mgmt For For For
10 Elect Marna Cloete Mgmt For For For
11 Elect Catharine Farrow Mgmt For For For
12 Elect Hendrik (Hennie) Mgmt For For For
Johannes
Faul
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CUSIP 152006102 05/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tengiz A.U. Mgmt For For For
Bolturuk
1.2 Elect Richard W. Connor Mgmt For For For
1.3 Elect Dushenaly Kasenov Mgmt For For For
1.4 Elect Nurlan Kyshtobaev Mgmt For For For
1.5 Elect Michael S. Mgmt For For For
Parrett
1.6 Elect Jacques Perron Mgmt For For For
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Sheryl K. Mgmt For For For
Pressler
1.9 Elect Bruce V. Walter Mgmt For For For
1.10 Elect Paul N. Wright Mgmt For For For
1.11 Elect Susan L. Mgmt For For For
Yurkovich
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Coeur Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDE CUSIP 192108504 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda L. Adamany Mgmt For For For
2 Elect Sebastian Edwards Mgmt For For For
3 Elect Randolph E. Gress Mgmt For For For
4 Elect Mitchell J. Krebs Mgmt For For For
5 Elect Eduardo Luna Mgmt For For For
6 Elect Jessica L. Mgmt For For For
McDonald
7 Elect Robert E. Mellor Mgmt For For For
8 Elect John H. Robinson Mgmt For For For
9 Elect J. Kenneth Mgmt For For For
Thompson
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Syndicated Mgmt For For For
Guarantee Letter of
Payment Operation and
Granting of
Guarantees
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to the Mgmt For For For
Board of Directors'
Remuneration
Policy
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instruments;
Authorize Board to
Set Terms of the Debt
Issuance
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
5 Amendment to the Board Mgmt For For For
of Directors'
Remuneration
Policy
6 Appointment of Auditor Mgmt For For For
7 Elect Roque Eduardo Mgmt For For For
Benavides
Ganoza
8 Elect Felipe Ortiz de Mgmt For For For
Zevallos
9 Elect Nicole Bernex Mgmt For For For
10 Elect William Champion Mgmt For For For
11 Elect Diego de la Torre Mgmt For For For
12 Elect Jose Miguel Mgmt For Against Against
Morales
13 Elect Marco Antonio Mgmt For For For
Zaldivar
Garcia
________________________________________________________________________________
Dacian Gold Limited
Ticker Security ID: Meeting Date Meeting Status
DCN CINS Q3080T105 11/30/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Re-elect Ian Cochrane Mgmt For For For
4 Adopt New Constitution Mgmt For For For
5 Approve Employee Mgmt For For For
Securities Incentive
Plan
6 Approve Potential Mgmt For For For
Termination
Benefits
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
De Grey Mining
Ticker Security ID: Meeting Date Meeting Status
DEG CINS Q3147X115 10/23/2020 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Issue of Mgmt For For For
Securities (DGO Gold
Limited)
3 Approve Issue of Mgmt For For For
Securities (Director
Peter Hood
Ao)
________________________________________________________________________________
De Grey Mining Limited
Ticker Security ID: Meeting Date Meeting Status
DEG CINS Q3147X115 12/04/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Simon Lill Mgmt For Against Against
4 Re-elect Andrew Mgmt For Against Against
Beckwith
5 Elect Glenn Jardine Mgmt For For For
6 Ratify Placement of Mgmt For For For
Securities
7 Appoint Auditor Mgmt For For For
8 Approve Performance Mgmt For For For
Rights
Plan
9 Equity Grant (MD Glenn Mgmt For For For
Jardine - Performance
Rights)
10 Equity Grant (MD Glenn Mgmt For For For
Jardine -
ZEPOs)
11 Equity Grant Mgmt For For For
(Executive Director
Andrew Beckwith -
ZEPOs)
________________________________________________________________________________
Discovery Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
DSV CUSIP 254677107 06/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Murray John Mgmt For For For
2.2 Elect Mark O'Dea Mgmt For Withhold Against
2.3 Elect Jeff Parr Mgmt For For For
2.4 Elect Moira Smith Mgmt For For For
2.5 Elect Daniel Vickerman Mgmt For For For
2.6 Elect Jennifer Wagner Mgmt For For For
2.7 Elect Taj Singh Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Renewal of the Mgmt For For For
Restricted Share Unit
and Deferred Share
Unit
Plan
________________________________________________________________________________
DRDGold Ltd.
Ticker Security ID: Meeting Date Meeting Status
DRD CINS S22362107 12/01/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Cumming
3 Elect Charmel Flemming Mgmt For For For
4 Re-elect Daniel Mgmt For For For
(Danie) C.
Pretorius
5 Re-elect Johannes Mgmt For For For
(Johan) A.
Holtzhausen
6 Re-elect Jean Nel Mgmt For For For
7 Re-elect Toko Mnyango Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares for
Cash
9 Election of Audi Mgmt For For For
Committee Chair
(Johan
Holtzhausen)
10 Election of Audit Mgmt For For For
Committee Member
(Jean
Nel)
11 Election of Audit Mgmt For For For
Committee Member
(Prudence
Lebina)
12 Election of Audit Mgmt For For For
Committee Member
(Charmel
Flemming)
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authorisation of Legal Mgmt For For For
Formalities
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
18 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CUSIP 265269209 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jamie Donovan Mgmt For For For
1.2 Elect R. Peter Gillin Mgmt For For For
1.3 Elect Jonathan Goodman Mgmt For For For
1.4 Elect Jeremy Kinsman Mgmt For For For
1.5 Elect Kalidas Mgmt For For For
Madhavpeddi
1.6 Elect Juanita Montalvo Mgmt For For For
1.7 Elect David Rae Mgmt For For For
1.8 Elect Marie-Anne Tawil Mgmt For For For
1.9 Elect Anthony P. Walsh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902509 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Catharine Farrow Mgmt For For For
1.5 Elect Pamela Gibson Mgmt For For For
1.6 Elect Judith Mosely Mgmt For For For
1.7 Elect Steven Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
________________________________________________________________________________
Endeavour Mining Corp
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 11/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Helene Cartier Mgmt For For For
1.6 Elect Livia Mahler Mgmt For For For
1.7 Elect Sebastien de Mgmt For For For
Montessus
1.8 Elect Naguib Sawiris Mgmt For Withhold Against
1.9 Elect Tertius Zongo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Awards
Under the Performance
Share Unit
Plan
4 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Teranga
Gold
2 Private Placement of Mgmt For For For
Shares to La
Mancha
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Livia Mahler Mgmt For For For
1.6 Elect David J. Mimran Mgmt For For For
1.7 Elect Naguib S. Sawiris Mgmt For For For
1.8 Elect Tertius Zongo Mgmt For For For
1.9 Elect Sebastien de Mgmt For For For
Montessus
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Reduction in Share Mgmt For For For
Premium
Account
3 Amendment to the Mgmt For For For
Articles of
Association
4 Approval of the Mgmt For For For
Employee Performance
Share Unit
Plan
5 Approval of the Mgmt For For For
Executive Performance
Share Unit Plan
(Non-UK
Participants)
6 Approval of the Mgmt For Against Against
Executive Performance
Share
Plan
7 Approval of the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
Endeavour Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
EDR CUSIP 29258Y103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Margaret M. Beck Mgmt For For For
1.2 Elect Ricardo M. Campoy Mgmt For For For
1.3 Elect Bradford J. Cooke Mgmt For For For
1.4 Elect Geoffrey A. Mgmt For For For
Handley
1.5 Elect Rex J. McLennan Mgmt For For For
1.6 Elect Kenneth Pickering Mgmt For For For
1.7 Elect Mario D. Mgmt For For For
Szotlender
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Approval of the Mgmt For For For
Equity-Based Share
Unit
Plan
________________________________________________________________________________
Equinox Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
EQX CUSIP 29446Y502 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross Beaty Mgmt For For For
2.2 Elect Lenard Boggio Mgmt For For For
2.3 Elect Maryse Belanger Mgmt For For For
2.4 Elect Timothy Breen Mgmt For For For
2.5 Elect Gordon Campbell Mgmt For For For
2.6 Elect Wesley Clark Mgmt For For For
2.7 Elect Sally Eyre Mgmt For For For
2.8 Elect Marshall Koval Mgmt For For For
2.9 Elect Christian Milau Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt Abstain For Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Board Spill Mgmt Against Against For
4 Elect Jason Attew Mgmt For For For
5 Elect Peter A. Smith Mgmt For For For
6 Elect Victoria Binns Mgmt For For For
7 Re-elect James E. Askew Mgmt For For For
8 Re-elect Thomas McKeith Mgmt For For For
9 Re-elect Andrea Hall Mgmt For For For
10 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
11 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
12 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Thomas F. Fudge, Mgmt For For For
Jr.
2.4 Elect Ana Lopez Mgmt For For For
2.5 Elect Douglas Penrose Mgmt For For For
2.6 Elect Jean des Rivieres Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fortuna Silver Mines Inc.
Ticker Security ID: Meeting Date Meeting Status
FVI CUSIP 349915108 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Board Size Mgmt For For For
4.1 Elect Jorge Ganoza Mgmt For For For
Durant
4.2 Elect David Laing Mgmt For For For
4.3 Elect Mario Szotlender Mgmt For For For
4.4 Elect David Farrell Mgmt For For For
4.5 Elect Alfredo Sillau Mgmt For For For
4.6 Elect Kylie Dickson Mgmt For For For
________________________________________________________________________________
Freegold Ventures Limited
Ticker Security ID: Meeting Date Meeting Status
FVL CUSIP 356455204 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Kristina Walcott Mgmt For For For
2.2 Elect Alvin Jackson Mgmt For For For
2.3 Elect David Knight Mgmt For For For
2.4 Elect Gary Moore Mgmt For For For
2.5 Elect Garnet Dawson Mgmt For For For
2.6 Elect Gregory Hanks Mgmt For For For
2.7 Elect Ron Ewing Mgmt For For For
2.8 Elect Glen Dickson Mgmt For For For
2.9 Elect Reagan Glazier Mgmt For For For
3 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Galiano Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
GAU CUSIP 36352H100 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul N. Wright Mgmt For For For
1.2 Elect Greg McCunn Mgmt For For For
1.3 Elect Marcel de Groot Mgmt For For For
1.4 Elect Gordon J. Mgmt For For For
Fretwell
1.5 Elect Shawn Wallace Mgmt For For For
1.6 Elect Michael Price Mgmt For For For
1.7 Elect Judith Mosely Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gatos Silver, Inc.
Ticker Security ID: Meeting Date Meeting Status
GATO CUSIP 368036109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ali Erfan Mgmt For Withhold Against
1.2 Elect Igor A. Gonzales Mgmt For Withhold Against
1.3 Elect Karl L. Hanneman Mgmt For Withhold Against
1.4 Elect Charles L. Mgmt For For For
Hansard
1.5 Elect Igor Levental Mgmt For For For
1.6 Elect David W. Peat Mgmt For For For
1.7 Elect Stephen A. Orr Mgmt For For For
1.8 Elect Janice Stairs Mgmt For For For
1.9 Elect Daniel Muniz Mgmt For For For
Quintanilla
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Christopher Mgmt For For For
(Chris) I.
Griffith
3 Elect Philisiwe G. Mgmt For For For
Sibiya
4 Re-elect Cheryl A. Mgmt For For For
Carolus
5 Re-elect Steven P. Reid Mgmt For For For
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
8 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Philisiwe
Sibiya)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-Elect Terence P. Mgmt For For For
Goodlace
3 Re-Elect Nicholas J. Mgmt For For For
Holland
4 Re-Elect Richard Mgmt For For For
(Rick) P.
Menell
5 Re-Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
7 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
8 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
9 Elect Audit Committee Mgmt For For For
Member (Richard
(Rick) P.
Menell)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approval of NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
GORO CUSIP 38068T105 06/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alex G. Morrison Mgmt For For For
1.2 Elect Allen J. Palmiere Mgmt For For For
1.3 Elect Lila Manassa Mgmt For For For
Murphy
1.4 Elect Joseph Driscoll Mgmt For For For
1.5 Elect Ronald Little Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Gold Road Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GOR CINS Q4202N117 05/27/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Timothy Mgmt For For For
Netscher
4 Elect Maree Arnason Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Duncan Gibbs - 2023
LTI)
6 Equity Grant (MD/CEO Mgmt For For For
Duncan Gibbs - 2021
STI)
7 Equity Grant Mgmt For For For
(Executive Director
Justin Osborne - 2023
LTI)
8 Equity Grant Mgmt For For For
(Executive Director
Justin Osborne - 2021
STI)
________________________________________________________________________________
Gold Standard Ventures Corp.
Ticker Security ID: Meeting Date Meeting Status
GSV CUSIP 380738104 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Jason Attew Mgmt For For For
2.2 Elect D. Bruce McLeod Mgmt For For For
2.3 Elect Lisa Wade Mgmt For For For
2.4 Elect Cassandra Joseph Mgmt For For For
2.5 Elect William E. Mgmt For For For
Threlkeld
2.6 Elect Alex G. Morrison Mgmt For For For
2.7 Elect Zara Boldt Mgmt For For For
2.8 Elect Ronald W. Clayton Mgmt For For For
2.9 Elect John Armstrong Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Golden Star Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GSC CUSIP 38119T807 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Baker Mgmt For For For
1.2 Elect Karen Mgmt For For For
Akiwumi-Tanoh
1.3 Elect Gilmour Clausen Mgmt For For For
1.4 Elect Gerard De Hert Mgmt For For For
1.5 Elect Anu Dhir Mgmt For For For
1.6 Elect Ani Markova Mgmt For For For
1.7 Elect Karim-Michel Nasr Mgmt For For For
1.8 Elect Craig J. Nelsen Mgmt For For For
1.9 Elect Mona Quartey Mgmt For For For
1.10 Elect Andrew Wray Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GoldMining Inc.
Ticker Security ID: Meeting Date Meeting Status
GOLD CUSIP 38149E101 05/20/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amir Adnani Mgmt For Withhold Against
1.2 Elect Garnet Dawson Mgmt For For For
1.3 Elect David Kong Mgmt For For For
1.4 Elect Gloria Ballesta Mgmt For Withhold Against
1.5 Elect Herb Dhaliwal Mgmt For For For
1.6 Elect Mario Bernardo Mgmt For For For
Garnero
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Gran Colombia Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
GCM CUSIP 38501D808 05/27/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Serafino Iacono Mgmt For For For
2.2 Elect Miguel de la Mgmt For For For
Campa
2.3 Elect De Lyle Mgmt For For For
Bloomquist
2.4 Elect Hernan Juan Jose Mgmt For For For
Martinez
Torres
2.5 Elect Robert J. Mgmt For For For
Metcalfe
2.6 Elect Jaime Perez Mgmt For For For
Branger
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Articles Mgmt For For For
5 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Great Bear Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
GBR CUSIP 390143709 12/15/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Christopher Mgmt For Withhold Against
Taylor
2.2 Elect Antonio M. Ricci Mgmt For Withhold Against
2.3 Elect Douglas Ramshaw Mgmt For For For
2.4 Elect David Terry Mgmt For Withhold Against
2.5 Elect Paula Rogers Mgmt For For For
2.6 Elect Michael Kenyon Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Share Option Plan Mgmt For For For
Renewal
5 Approval of the Mgmt For For For
Restricted Share Unit
and Deferred Share
Unit
Plan
________________________________________________________________________________
Great Bear Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
GBR CUSIP 390143709 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Gilbert Lawson Mgmt For For For
2.2 Elect Michael Kenyon Mgmt For For For
2.3 Elect Douglas Ramshaw Mgmt For For For
2.4 Elect Paula Rogers Mgmt For For For
2.5 Elect David Terry Mgmt For For For
2.6 Elect Christopher Mgmt For For For
Taylor
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Share Mgmt For For For
Option
Plan
5 Amendment to the Mgmt For For For
Restricted Share Unit
and Deferred Share
Unit
Plan
________________________________________________________________________________
Great Panther Mining Limited
Ticker Security ID: Meeting Date Meeting Status
GPR CUSIP 39115V101 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect David A. Garofalo Mgmt For Withhold Against
2.2 Elect Trudy M. Curran Mgmt For For For
2.3 Elect Joseph Gallucci Mgmt For For For
2.4 Elect Alan Hair Mgmt For For For
2.5 Elect Robert D. Mgmt For For For
Henderson
2.6 Elect John Jennings Mgmt For For For
2.7 Elect Elise Rees Mgmt For For For
2.8 Elect Kevin Ross Mgmt For For For
2.9 Elect Dana Williams Mgmt For For For
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Greatland Gold
Ticker Security ID: Meeting Date Meeting Status
GGP CINS G41575104 12/08/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Clive J. Latcham Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Greatland Gold plc
Ticker Security ID: Meeting Date Meeting Status
GGP CINS G41575104 04/22/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
2 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Harmony Gold Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boipelo Lekubo Mgmt For For For
2 Re-elect Patrice T. Mgmt For Against Against
Motsepe
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Joaquim A. Mgmt For For For
Chissano
5 Re-elect Modise M.J. Mgmt For Against Against
Motloba
6 Re-elect Mavuso Msimang Mgmt For Against Against
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Given
Sibiya)
12 Appointment of Auditor Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Ralbovsky
2 Elect Catherine J. Mgmt For For For
Boggs
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Deferred Compensation
Plan
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 07/31/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Colin Belshaw Mgmt For For For
4 Elect John Mann Mgmt For For For
5 Elect Deborah Gudgeon Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Adoption of New Mgmt For Against Against
Articles
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Final Dividend Mgmt For For For
5 Elect Graham Birch Mgmt For For For
6 Elect Jorge Born Mgmt For For For
7 Elect Ignacio Mgmt For For For
Bustamante
8 Elect Jill Gardiner Mgmt For For For
9 Elect Eduardo Mgmt For Against Against
Hochschild
10 Elect Eileen A. Mgmt For For For
Kamerick
11 Elect Dionisio Romero Mgmt For Against Against
Paoletti
12 Elect Michael Rawlinson Mgmt For For For
13 Elect Sanjay Sarma Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of New Mgmt For For For
Articles
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Charter Mgmt For For For
1.2 Elect P. Gordon Mgmt For For For
Stothart
1.3 Elect Ronald P. Gagel Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Timothy R. Snider Mgmt For For For
1.6 Elect Deborah J. Mgmt For For For
Starkman
1.7 Elect Anne Marie Mgmt For For For
Toutant
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/29/2021 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Financial Statements Mgmt For Abstain Against
4 Report on the Mgmt For Abstain Against
Company's Accounting
and Financial
Reporting
Policies
5 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
Committees
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Authority to Mgmt For Abstain Against
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Fees
9 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chair
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/29/2021 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
________________________________________________________________________________
Jaguar Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
JAG CUSIP 47009M889 06/01/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Kennedy
1.2 Elect Benjamin Guenther Mgmt For For For
1.3 Elect Luis Ricardo Mgmt For For For
Miraglia
1.4 Elect Thomas Weng Mgmt For For For
1.5 Elect John Ellis Mgmt For For For
1.6 Elect Shastri Ramnath Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
K92 Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
KNT CUSIP 499113108 07/08/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect R. Stuart Angus Mgmt For For For
2.2 Elect John D. Lewins Mgmt For For For
2.3 Elect Mark Eaton Mgmt For For For
2.4 Elect Saurabh Handa Mgmt For For For
2.5 Elect Cyndi Laval Mgmt For Withhold Against
2.6 Elect John Ian Stalker Mgmt For For For
2.7 Elect Graham Wheelock Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Karora Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
KRR CUSIP 48575L206 06/10/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Goudie Mgmt For For For
1.2 Elect Scott M. Hand Mgmt For For For
1.3 Elect Paul Huet Mgmt For For For
1.4 Elect Wendy Kei Mgmt For For For
1.5 Elect Warwick Mgmt For For For
Morley-Jepson
1.6 Elect Chad Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Liberty Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
LGD CUSIP 53056H104 06/08/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark O'Dea Mgmt For For For
1.2 Elect Sean Tetzlaff Mgmt For For For
1.3 Elect Robert Pease Mgmt For For For
1.4 Elect Donald A. McInnes Mgmt For For For
1.5 Elect Barbara Womersley Mgmt For For For
1.6 Elect Greg Etter Mgmt For For For
1.7 Elect Calvin Everett Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lundin Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
LUG CUSIP 550371108 06/24/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carmel Daniele Mgmt For For For
1.2 Elect Gillian Davidson Mgmt For For For
1.3 Elect Ian Gibbs Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Ashley Mgmt For For For
Heppenstall
1.6 Elect Ron F. Hochstein Mgmt For For For
1.7 Elect Craig Jones Mgmt For For For
1.8 Elect Lukas H. Lundin Mgmt For For For
1.9 Elect Paul McRae Mgmt For For For
1.10 Elect Bob Thiele Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of By-Law No. Mgmt For For For
1A
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect George Paspalas Mgmt For For For
1.3 Elect Tim Baker Mgmt For For For
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Selma Lussenburg Mgmt For For For
1.6 Elect Daniel T. Mgmt For For For
MacInnis
1.7 Elect Susan F. Mathieu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marathon Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
MOZ CUSIP 56580Q102 06/15/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Faught Mgmt For For For
1.2 Elect Douglas H. Bache Mgmt For For For
1.3 Elect Cathy M. Bennett Mgmt For For For
1.4 Elect Jim Gowans Mgmt For For For
1.5 Elect Julian Kemp Mgmt For For For
1.6 Elect Matthew Manson Mgmt For For For
1.7 Elect Joseph G. Spiteri Mgmt For For For
1.8 Elect Janice Stairs Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Maverix Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
MMX CUSIP 57776F405 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Geoffrey Burns Mgmt For For For
2.2 Elect Daniel O'Flaherty Mgmt For For For
2.3 Elect J.C. Stefan Mgmt For For For
Spicer
2.4 Elect Christopher Mgmt For For For
Barnes
2.5 Elect Robert Doyle Mgmt For For For
2.6 Elect Blake Rhodes Mgmt For For For
2.7 Elect Brian W. Penny Mgmt For For For
2.8 Elect David A. Scott Mgmt For For For
2.9 Elect Tara Hassan Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to the Stock Mgmt For Against Against
Option
and Compensation Share
Plan
________________________________________________________________________________
McEwen Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
MUX CUSIP 58039P107 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert R. McEwen Mgmt For For For
1.2 Elect Allen Ambrose Mgmt For For For
1.3 Elect Michele L. Ashby Mgmt For For For
1.4 Elect Richard W. Mgmt For For For
Brissenden
1.5 Elect Robin E. Dunbar Mgmt For For For
1.6 Elect Gregory P. Mgmt For For For
Fauquier
1.7 Elect Donald R. M. Mgmt For For For
Quick
1.8 Elect Michael L. Stein Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Amendment to the Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval to Transfer Mgmt For For For
the Result of Shares
Buyback
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 07/29/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
and Commissioners
(Slate)
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 07/29/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval to Transfer Mgmt For Against Against
of Repurchased Shares
through Long-Term
Incentive
Program
________________________________________________________________________________
Metalla Royalty & Streaming Ltd.
Ticker Security ID: Meeting Date Meeting Status
MTA CUSIP 59124U605 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Brett Heath Mgmt For For For
2.2 Elect Lawrence Roulston Mgmt For For For
2.3 Elect E. B. Tucker Mgmt For For For
2.4 Elect Alexander (Alex) Mgmt For Withhold Against
A.
Molyneux
2.5 Elect James Beeby Mgmt For For For
2.6 Elect Terry Mgmt For For For
Krepiakevich
2.7 Elect Douglas B. Silver Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Share Mgmt For For For
Compensation
Plan
________________________________________________________________________________
New Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
NGD CUSIP 644535106 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Renaud Adams Mgmt For For For
2.2 Elect Geoffrey Chater Mgmt For For For
2.3 Elect Nicholas Chirekos Mgmt For For For
2.4 Elect Gillian Davidson Mgmt For For For
2.5 Elect James Gowans Mgmt For For For
2.6 Elect Thomas McCulley Mgmt For For For
2.7 Elect Margaret Mulligan Mgmt For For For
2.8 Elect Ian Pearce Mgmt For For For
2.9 Elect Marilyn Mgmt For For For
Schonberner
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northern Star Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
NST CINS Q6951U101 11/25/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For Against Against
3 Approve Share Plan Mgmt For For For
4 Equity Grant Mgmt For Against Against
(Executive Chair
William
Beament)
5 Re-elect Peter E. Mgmt For For For
O'Connor
6 Approve Increase in Mgmt N/A For N/A
NEDs' Fee
Cap
7 Equity Grant (Incoming Mgmt For For For
MD Raleigh
Finlayson)
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Mgmt For For For
Dorward-King
2 Elect Sharon Dowdall Mgmt For For For
3 Elect Diane Garrett Mgmt For For For
4 Elect Thomas Kaplan Mgmt For For For
5 Elect Gregory Lang Mgmt For For For
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas Mgmt For For For
Madhavpeddi
8 Elect Clynton Nauman Mgmt For For For
9 Elect Ethan Schutt Mgmt For For For
10 Elect Anthony Walsh Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of Amendment Mgmt For For For
and Restatement of
the
Company's Articles
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Novo Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
NVO CUSIP 67010B102 06/22/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Michael Barrett Mgmt For For For
2.2 Elect Ross Hamilton Mgmt For For For
2.3 Elect Quinton Hennigh Mgmt For For For
2.4 Elect Robert Humphryson Mgmt For For For
2.5 Elect Michael (Mike) Mgmt For For For
J.
Spreadborough
2.6 Elect Amy Jo Stefonick Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Approval of the Stock Mgmt For For For
Option and Stock
Bonus
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Novo Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
NVO CUSIP 67010B102 12/17/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Michael Barrett Mgmt For For For
2.2 Elect Quinton Hennigh Mgmt For Withhold Against
2.3 Elect Robert Humphryson Mgmt For Withhold Against
2.4 Elect Yoshikazu Mgmt For For For
Ishikawa
2.5 Elect Akiko Levinson Mgmt For Withhold Against
2.6 Elect Ross Hamilton Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CUSIP 675222103 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian M. Reid Mgmt For For For
1.2 Elect Craig J. Nelsen Mgmt For For For
1.3 Elect Catherine A. Mgmt For For For
Gignac
1.4 Elect Sandra M. Dodds Mgmt For For For
1.5 Elect Paul Benson Mgmt For For For
1.6 Elect Michael J. Mgmt For For For
McMullen
1.7 Elect Michael H L Mgmt For For For
Holmes
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Advance Mgmt For For For
Notice
Policy
4 Performance Share Mgmt For For For
Rights Plan
Renewal
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orla Mining Ltd.
Ticker Security ID: Meeting Date Meeting Status
OLA CUSIP 68634K106 05/14/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Mgmt For For For
Jeannes
1.2 Elect Richard Hall Mgmt For For For
1.3 Elect Jason Simpson Mgmt For For For
1.4 Elect Jean Robitaille Mgmt For For For
1.5 Elect George Albino Mgmt For For For
1.6 Elect Tim Haldane Mgmt For For For
1.7 Elect David Stephens Mgmt For For For
1.8 Elect Elizabeth Mgmt For For For
McGregor
1.9 Elect Eric Colby Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Options
Under the Stock
Option
Plan
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Baird Mgmt For For For
1.2 Elect Christopher C. Mgmt For For For
Curfman
1.3 Elect Joanne Ferstman Mgmt For For For
1.4 Elect William Murray Mgmt For For For
John
1.5 Elect Pierre Labbe Mgmt For For For
1.6 Elect Candace MacGibbon Mgmt For For For
1.7 Elect Charles E. Page Mgmt For For For
1.8 Elect Sean Roosen Mgmt For For For
1.9 Elect Sandeep Singh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Rights
and Entitlements
Under the Employee
Share Purchase
Plan
4 Amendment to Mgmt For For For
Restricted Share Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Osisko Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
OSK CUSIP 688281104 05/31/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Burzynski Mgmt For For For
1.2 Elect Jose Vizquerra Mgmt For For For
Benavides
1.3 Elect Sean Roosen Mgmt For Withhold Against
1.4 Elect Patrick F.N. Mgmt For For For
Anderson
1.5 Elect Keith D. McKay Mgmt For For For
1.6 Elect Amy Satov Mgmt For For For
1.7 Elect Bernardo Alvarez Mgmt For For For
Calderon
1.8 Elect Robert Wares Mgmt For For For
1.9 Elect Andree St-Germain Mgmt For For For
1.10 Elect Cathy Singer Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Carroll
1.2 Elect Neil de Gelder Mgmt For For For
1.3 Elect Charles A. Mgmt For For For
Jeannes
1.4 Elect Jennifer Maki Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Kathleen Sendall Mgmt For For For
1.7 Elect Michael Steinmann Mgmt For For For
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sean Harvey Mgmt For For For
4 Re-elect John McGloin Mgmt For For For
5 Elect Elissa Brown Mgmt For For For
6 Renew Performance Mgmt For For For
Rights
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Jeffrey
Quartermaine)
8 Amendment To Mgmt For For For
Constitution
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/30/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Amendment to Long-Term Mgmt For For For
Incentive
Plan
5 Bespoke Share Option Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Elect Malay Mukherjee Mgmt For For For
9 Elect Denis Alexandrov Mgmt For For For
10 Elect Mikhail Irzhevsky Mgmt For For For
11 Elect James W. Mgmt For For For
Cameron,
Jr.
12 Elect Charlotte Mgmt For For For
Philipps
13 Elect Maxim Kharin Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Discussion on Serious Mgmt For For For
Loss of
Capital
________________________________________________________________________________
Premier Gold Mines Limited
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 74051D104 02/23/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equinox Gold Mgmt For For For
Transaction
2 Amendment to the Share Mgmt For For For
Incentive
Plan
3 Approval of the SpinCo Mgmt For For For
Omnibus Share
Incentive
Plan
4 Approval of the Mgmt For For For
Issuance of Spinco
Subscription Receipts
("The Spinco
Financing")
5 SpinCo Warrants Mgmt For For For
(Waterton)
________________________________________________________________________________
Premier Gold Mines Ltd
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 74051D104 11/24/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Eva Bellissimo Mgmt For For For
1.3 Elect Ewan S. Downie Mgmt For For For
1.4 Elect Ronald Little Mgmt For For For
1.5 Elect John Seaman Mgmt For For For
1.6 Elect Michael Vitton Mgmt For For For
1.7 Elect Istvan Zollei Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Richard O'Brien Mgmt For For For
2.2 Elect Jacques Perron Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect David Smith Mgmt For For For
2.5 Elect Faheem Tejani Mgmt For For For
2.6 Elect Jeane Hull Mgmt For For For
2.7 Elect Thomas Mgmt For For For
Peregoodoff
2.8 Elect Maryse Mgmt For For For
Saint-Laurent
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pure Gold Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
PGM CUSIP 74624E100 06/30/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Graeme Currie Mgmt For Withhold Against
1.2 Elect Darin Labrenz Mgmt For Withhold Against
1.3 Elect Mark O' Dea Mgmt For Withhold Against
1.4 Elect Lenard F. Boggio Mgmt For Withhold Against
1.5 Elect Troy Fierro Mgmt For Withhold Against
1.6 Elect Robert Pease Mgmt For Withhold Against
1.7 Elect Maryse Belanger Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Ramelius Resources
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re- Elect David C. Mgmt For For For
Southam
4 Equity Grant (CEO Mark Mgmt For For For
Zeptner)
________________________________________________________________________________
Red 5 Ltd.
Ticker Security ID: Meeting Date Meeting Status
RED CINS Q80507256 11/18/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re- Elect John (Colin) Mgmt For For For
Loosemore
3 Remuneration Report Mgmt For For For
4 Approve Rights Plan Mgmt N/A For N/A
5 Equity Grant (MD Mark Mgmt For For For
Williams)
________________________________________________________________________________
Regis Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
RRL CINS Q8059N120 11/25/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Lynda M. Burnett Mgmt For For For
4 Elect Russell C. Mgmt For For For
Barwick
5 Re-elect James Mactier Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Jim Beyer -
LTI)
7 Equity Grant (MD/CEO Mgmt For For For
Jim Beyer -
STI)
8 Adopt New Constitution Mgmt For For For
9 Adopt Proportional Mgmt For For For
Takeover
Provisions
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 05/27/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Yasmin Mgmt For For For
Broughton
4 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Roxgold Inc.
Ticker Security ID: Meeting Date Meeting Status
ROXG CUSIP 779899202 06/28/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Mgmt For For For
Colterjohn
1.2 Elect John Dorward Mgmt For For For
1.3 Elect Kate Harcourt Mgmt For For For
1.4 Elect John L. Knowles Mgmt For For For
1.5 Elect Oliver Mgmt For For For
Lennox-King
1.6 Elect Dawn Moss Mgmt For For For
1.7 Elect Norman Pitcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Roxgold Inc.
Ticker Security ID: Meeting Date Meeting Status
ROXG CUSIP 779899202 06/28/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Sabina Gold & Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
SBB CUSIP 785246109 06/03/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect David Fennell Mgmt For For For
2.2 Elect David Rae Mgmt For For For
2.3 Elect Anna Tudela Mgmt For For For
2.4 Elect D. Bruce McLeod Mgmt For For For
2.5 Elect Anthony P. Walsh Mgmt For For For
2.6 Elect Leo Zhao Mgmt For For For
2.7 Elect Walter T. Mgmt For For For
Segsworth
2.8 Elect Anna Stylianides Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David E. De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For For For
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Saracen Mineral Holdings
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 10/06/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sally Langer Mgmt For For For
3 Re-elect Roric Smith Mgmt For For For
4 Re-elect Samantha J. Mgmt For For For
Tough
5 Remuneration Report Mgmt N/A For N/A
6 Approve Long Term Mgmt N/A For N/A
Incentive
Plan
7 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
8 Equity Grant (NED Mgmt For For For
Sally
Langer)
9 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 01/15/2021 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Northern Star Mgmt For For For
Transaction
________________________________________________________________________________
Seabridge Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
SEA CUSIP 811916105 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Trace Arlund Mgmt For For For
1.2 Elect Rudi P. Fronk Mgmt For For For
1.3 Elect Eliseo Mgmt For For For
Gonzalez-Urien
1.4 Elect Richard C. Kraus Mgmt For For For
1.5 Elect Jay Layman Mgmt For For For
1.6 Elect Melanie Miller Mgmt For For For
1.7 Elect Clem Pelletier Mgmt For For For
1.8 Elect John Sabine Mgmt For Withhold Against
1.9 Elect Gary Sugar Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Silver Lake Resources Ltd
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Mgmt For For For
Quinlivan
________________________________________________________________________________
Silvercorp Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SVM CUSIP 82835P103 09/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Rui Feng Mgmt For For For
2.2 Elect S. Paul Simpson Mgmt For For For
2.3 Elect David Kong Mgmt For For For
2.4 Elect Yikang Liu Mgmt For For For
2.5 Elect Marina Katusa Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
SilverCrest Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
SIL CUSIP 828363101 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect N. Eric Fier Mgmt For For For
2.2 Elect Laura Diaz Mgmt For For For
2.3 Elect Ross O. Glanville Mgmt For For For
2.4 Elect Ani Markova Mgmt For For For
2.5 Elect Hannes P. Mgmt For For For
Portmann
2.6 Elect Graham C. Thody Mgmt For For For
2.7 Elect John H. Wright Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Approval of the Equity Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A.E. Michael Mgmt For For For
Anglin
1.2 Elect Rodney P. Antal Mgmt For For For
1.3 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.4 Elect Brian R. Booth Mgmt For For For
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Simon Fish Mgmt For For For
1.7 Elect Alan P. Krusi Mgmt For For For
1.8 Elect Beverlee F. Park Mgmt For For For
1.9 Elect Grace Kay Mgmt For For For
Priestly
1.10 Elect Elizabeth A. Mgmt For For For
Wademan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Share Mgmt For For For
Compensation
Plan
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 07/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Alacer
2 Board Size Mgmt For For For
________________________________________________________________________________
St Barbara Ltd
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/28/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tim Netscher Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Craig Jetson- FY2020
Grant)
5 Equity Grant (MD/CEO Mgmt For For For
Craig Jetson- FY2021
Grant)
________________________________________________________________________________
Sulliden Mining Capital Inc
Ticker Security ID: Meeting Date Meeting Status
SMC CUSIP 865125108 12/01/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan Bharti Mgmt For For For
1.2 Elect William C. Steers Mgmt For For For
1.3 Elect William Clarke Mgmt For Withhold Against
1.4 Elect Stephane Mgmt For For For
Amireault
1.5 Elect Wen Ye Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Teranga Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
TGZ CUSIP 880797204 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Mgmt For For For
Endeavour
Mining
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CUSIP 891054603 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Howes Mgmt For For For
1.2 Elect Jody L.M Kuzenko Mgmt For For For
1.3 Elect Frank L. Davis Mgmt For For For
1.4 Elect Tony S. Giardini Mgmt For For For
1.5 Elect Jennifer J. Mgmt For For For
Hooper
1.6 Elect Jay C. Kellerman Mgmt For For For
1.7 Elect Rosalie C. Moore Mgmt For For For
1.8 Elect Roy S. Slack Mgmt For For For
1.9 Elect Elizabeth A. Mgmt For For For
Wademan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Victoria Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VGCX CUSIP 92625W507 06/23/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Terence (Sean) Mgmt For Withhold Against
Harvey
2.2 Elect John McConnell Mgmt For For For
2.3 Elect Christopher Hill Mgmt For For For
2.4 Elect Michael McInnis Mgmt For Withhold Against
2.5 Elect Letha MacLachlan Mgmt For For For
2.6 Elect Stephen Scott Mgmt For Withhold Against
2.7 Elect Joseph J. Ovsenek Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Wallbridge Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 932397102 05/12/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Alar Soever Mgmt For For For
2.2 Elect Faramarz Kord Mgmt For For For
2.3 Elect Janet Wilkinson Mgmt For For For
2.4 Elect Parviz Farsangi Mgmt For For For
2.5 Elect Shawn Day Mgmt For For For
2.6 Elect Michael Pesner Mgmt For For For
2.7 Elect Anthony Makuch Mgmt For For For
2.8 Elect Jeffery Snow Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CUSIP 95083R100 06/01/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Main Mgmt For For For
1.2 Elect Duncan Middlemiss Mgmt For For For
1.3 Elect Nadine Miller Mgmt For For For
1.4 Elect Warwick Mgmt For For For
Morley-Jepson
1.5 Elect Brian Skanderbeg Mgmt For For For
1.6 Elect Edie Thome Mgmt For For For
1.7 Elect Bill Washington Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
West African Resources Limited
Ticker Security ID: Meeting Date Meeting Status
WAF CINS Q9594D106 05/14/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Elizabeth Mgmt For For For
(Libby)
Mounsey
4 Elect Stewart Findlay Mgmt For For For
5 Re-elect Richard Hyde Mgmt For For For
6 Renew Incentive Mgmt For For For
Options and
Performance Rights
Plan
7 Equity Grant Mgmt For For For
(Executive Chair &
CEO Richard
Hyde)
8 Equity Grant Mgmt For For For
(Executive Director &
COO Lyndon
Hopkins)
________________________________________________________________________________
West African Resources Limited
Ticker Security ID: Meeting Date Meeting Status
WAF CINS Q9594D106 12/17/2020 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Grant Mgmt For For For
(Executive Chair &
CEO Richard
Hyde)
3 Equity Grant Mgmt For For For
(Executive Director &
COO Lyndon
Hopkins)
4 Equity Grant (NED Mgmt For For For
Elizabeth
Mounsey)
5 Equity Grant (NED Mgmt For For For
Stewart
Findlay)
________________________________________________________________________________
Westgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
WGX CINS Q97159232 11/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Elect Wayne Bramwell Mgmt For For For
4 Re-elect Peter Cook Mgmt For For For
5 Re-elect Fiona Van Mgmt For For For
Maanen
6 Re-elect Peter Schwann Mgmt For For For
7 Ratify Placement of Mgmt For For For
Securities
8 Approve Employee Share Mgmt For For For
and Option
Plan
9 Equity Grant (MD & Mgmt For For For
Executive Chair Peter
Cook -
Options)
10 Equity Grant (MD & Mgmt For For For
Executive Chair Peter
Cook - Performance
Rights)
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander Mgmt For For For
Davidson
1.4 Elect Richard Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Peter Marrone Mgmt For For For
1.7 Elect Daniel Racine Mgmt For For For
1.8 Elect Jane Sadowsky Mgmt For For For
1.9 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Group Financial Mgmt For Against Against
Services
Agreement
4 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
5 Amendments to Articles Mgmt For For For
of
Association
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 2020 Group Financial Mgmt For Against Against
Services
Agreement
5 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
6 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
4 Amendments to Article Mgmt For For For
3.5
5 Board Authorization to Mgmt For For For
Handle Matters
Necessary for the
Article
Amendment
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Low Carbon Energy ETF
________________________________________________________________________________
Acciona SA
Ticker Security ID: Meeting Date Meeting Status
ANA CINS E0008Z109 06/29/2021 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Individual Accounts Mgmt For For For
and
Reports
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Ratification of Board Mgmt For For For
Acts
5 Report on Mgmt For For For
Non-Financial
Information
6 Sustainability Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
9 Elect Jose Manuel Mgmt For For For
Entrecanales
Domecq
10 Elect Juan Ignacio Mgmt For For For
Entrecanales
Franco
11 Elect Daniel Mgmt For For For
Entrecanales
Domecq
12 Elect Javier Mgmt For For For
Entrecanales
Franco
13 Elect Javier Mgmt For For For
Sendagorta Gomez del
Campillo
14 Elect Jose Maria Mgmt For For For
Pacheco
Guardiola
15 Elect Ana Sainz de Mgmt For For For
Vicuna
16 Elect Maria Dolores Mgmt For For For
Dancausa
Trevino
17 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
18 Authority to Shorten Mgmt For Against Against
Extraordinary Meeting
Notice
Period
19 Amendments to Articles Mgmt For For For
(Corporate Purpose;
Identification)
20 Amendments to Articles Mgmt For For For
(Attendance)
21 Amendments to Articles Mgmt For For For
(Powers)
22 Amendments to Articles Mgmt For For For
(Remuneration)
23 Amendments to Articles Mgmt For For For
(Board of
Directors)
24 Amendments to Articles Mgmt For For For
(Accounts)
25 Amendments to General Mgmt For For For
Meeting Regulations
(Information)
26 Amendments to General Mgmt For For For
Meeting Regulations
(Attendance)
27 Remuneration Report Mgmt For Against Against
(Advisory)
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Authorisation of Legal Mgmt For For For
Formalities
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Acuity Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYI CUSIP 00508Y102 01/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Neil M. Ashe Mgmt For For For
2 Elect W. Patrick Battle Mgmt For Against Against
3 Elect Peter C. Browning Mgmt For Against Against
4 Elect G. Douglas Mgmt For Against Against
Dillard,
Jr.
5 Elect James H. Hance, Mgmt For For For
Jr.
6 Elect Maya Leibman Mgmt For For For
7 Elect Laura Mgmt For For For
O'Shaughnessy
8 Elect Dominic J. Mgmt For For For
Pileggi
9 Elect Ray M. Robinson Mgmt For For For
10 Elect Mary A. Winston Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Elimination of Mgmt For For For
Supermajority
Requirement for
Article and Bylaw
Amendments
13 Elimination of Mgmt For For For
Supermajority
Requirement to Remove
Directors
14 Shareholder Right to Mgmt For For For
Call Special
Meetings
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Albemarle Corporation
Ticker Security ID: Meeting Date Meeting Status
ALB CUSIP 012653101 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Elect Laurie Brlas Mgmt For For For
3 Elect J. Kent Masters Mgmt For For For
4 Elect Glenda J. Minor Mgmt For For For
5 Elect James J. O'Brien Mgmt For For For
6 Elect Diarmuid B. Mgmt For For For
O'Connell
7 Elect Dean L. Seavers Mgmt For For For
8 Elect Gerald A. Steiner Mgmt For For For
9 Elect Holly A. Van Mgmt For For For
Deursen
10 Elect Alejandro D. Mgmt For For For
Wolff
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Algonquin Power & Utilities Corp.
Ticker Security ID: Meeting Date Meeting Status
AQN CUSIP 015857105 06/03/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Christopher Ball Mgmt For For For
2.2 Elect Arun Banskota Mgmt For For For
2.3 Elect Melissa Mgmt For For For
Stapleton
Barnes
2.4 Elect Christopher Mgmt For For For
Huskilson
2.5 Elect D. Randy Laney Mgmt For For For
2.6 Elect Carol Leaman Mgmt For For For
2.7 Elect Kenneth Moore Mgmt For For For
2.8 Elect Masheed Saidi Mgmt For For For
2.9 Elect Dilek Samil Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Array Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARRY CUSIP 04271T100 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Troy Alstead Mgmt For Withhold Against
1.2 Elect Orlando D. Mgmt For Withhold Against
Ashford
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ballard Power Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDP CUSIP 058586108 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas P. Mgmt For For For
Hayhurst
2 Elect Kui (Kevin) Jiang Mgmt For Withhold Against
3 Elect Duy-Loan T. Le Mgmt For For For
4 Elect R. Randy MacEwen Mgmt For For For
5 Elect Marty Neese Mgmt For For For
6 Elect James Roche Mgmt For For For
7 Elect Shaojun Mgmt For Withhold Against
(Sherman)
Sun
8 Elect Janet Woodruff Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Amendment to the Stock Mgmt For For For
Option Plan and the
Share Distribution
Plan
________________________________________________________________________________
Bloom Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BE CUSIP 093712107 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect John T. Chambers Mgmt For For For
1.3 Elect L. John Doerr Mgmt For Withhold Against
2 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R104 06/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Annual Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Authority to Give Mgmt For Against Against
Guarantees
9 Approval of Caps of Mgmt For For For
Ordinary Connected
Transactions
10 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Shares of BYD
Electronic w/o
Preemptive
Rights
12 Provision of Phased Mgmt For Against Against
Guarantee for
Mortgage-backed Car
Buyers to BYD Auto
Finance Company
Limited
13 Shareholders' Deposits Mgmt For For For
of BYD Auto Finance
Limit
14 Authority to Issue Mgmt For For For
Domestic and Overseas
Debt Financing
Instruments
________________________________________________________________________________
BYD Co Ltd
Ticker Security ID: Meeting Date Meeting Status
1211 CINS Y1023R104 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Compliance of the Mgmt For For For
Spin-off of BYD
Semiconductor Company
Limited with Relevant
Laws and
Regulations
3 Plan for the Spin-off Mgmt For For For
and Listing of BYD
Semiconductor Company
Limited on the
ChiNext
Board
4 Proposal of the Mgmt For For For
Spin-off and Listing
of BYD Semiconductor
Company
Limited
5 Compliance of the Mgmt For For For
Spin-off and Listing
with "Certain
Provisions on Pilot
Domestic Listing of
Spin-off Subsidiaries
of Listed
Companies"
6 Spin-off to Be Mgmt For For For
Conducive to
Safeguarding of Legal
Rights and Interests
of Shareholders and
Creditors
7 Ability to Maintain Mgmt For For For
Independence and
Sustainable Operation
of the
Company
8 BYD Semiconductor's Mgmt For For For
Ability to Implement
Regulated
Operation
9 Explanation of the Mgmt For For For
Completeness of and
Compliance with
Statutory Procedures
of the Spin-off and
the Validity of Legal
Documents
Submitted
10 Objectives, Commercial Mgmt For For For
Reasonableness,
Necessity and
Feasibility of the
Spin-off
11 Board Authorization in Mgmt For For For
Relation to
Spin-off
12 Adoption of Share Mgmt For For For
Option Scheme of BYD
Semiconductor Company
Limited
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Shawn (Xiaohua) Mgmt For For For
Qu
2.2 Elect Karl E. Olsoni Mgmt For For For
2.3 Elect Harry E. Ruda Mgmt For For For
2.4 Elect Lauren C. Mgmt For Withhold Against
Templeton
2.5 Elect Andrew (Luen Mgmt For For For
Cheung)
Wong
2.6 Elect Arthur WONG Lap Mgmt For For For
Tat
2.7 Elect Leslie CHANG Li Mgmt For For For
Hsien
2.8 Elect Yan ZHUANG Mgmt For For For
2.9 Elect Huifeng CHANG Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Mgmt For For For
Accounts
6 Allocation of Mgmt For For For
Profits/Dividends
7 2021 Financial Budget Mgmt For For For
Plan
8 Elect TANG Jian Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 General Mandate to Mgmt For For For
Register and Issue
Debt Financing
Instruments in the
PRC
12 General Mandate to Mgmt For For For
Register and Issue
Debt Financing
Instruments
Overseas
13 Authority to Carry Out Mgmt For For For
Financial Derivative
Business
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 06/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Zhongjun Mgmt For Against Against
3 Elect TANG Chaoxiong Mgmt For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Debt Financing
Instruments
Overseas
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenda M. Dorchak Mgmt For For For
1.2 Elect John C. Hodge Mgmt For For For
1.3 Elect Clyde R. Hosein Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect Duy-Loan T. Le Mgmt For For For
1.6 Elect Gregg A. Lowe Mgmt For For For
1.7 Elect John B. Replogle Mgmt For For For
1.8 Elect Thomas H. Werner Mgmt For For For
1.9 Elect Anne C. Whitaker Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Olivier Leonetti Mgmt For For For
4 Elect Deborah L. McCoy Mgmt For For For
5 Elect Silvio Napoli Mgmt For For For
6 Elect Gregory R. Page Mgmt For For For
7 Elect Sandra Pianalto Mgmt For For For
8 Elect Lori J. Ryerkerk Mgmt For For For
9 Elect Gerald B. Smith Mgmt For For For
10 Elect Dorothy C. Mgmt For For For
Thompson
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Encavis AG
Ticker Security ID: Meeting Date Meeting Status
ECV CINS D2R4PT120 05/27/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratify Manfred Kruper Mgmt For For For
9 Ratify Alexander Mgmt For For For
Stuhlmann
10 Ratify Cornelius Mgmt For For For
Liedtke
11 Ratify Albert Bull Mgmt For For For
12 Ratify Fritz Vahrenholt Mgmt For For For
13 Ratify Christine Scheel Mgmt For For For
14 Ratify Peter Heidecker Mgmt For For For
15 Ratify Henning Kreke Mgmt For For For
16 Ratify Marcus Schenck Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Management Board Mgmt For For For
Remuneration
Policy
19 Supervisory Board Mgmt For For For
Remuneration
Policy
20 Elect Christine Scheel Mgmt For For For
21 Elect Rolf Martin Mgmt For For For
Schmitz
22 Cancellation of Mgmt For For For
Conditional Capital
III
23 Increase in Authorised Mgmt For For For
Capital
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Encavis
GmbH
________________________________________________________________________________
Enel S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENEL CINS T3679P115 05/20/2021 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Long-Term Incentive Mgmt For For For
Plan
2021
7 Remuneration Policy Mgmt For For For
(Binding)
8 Remuneration Report Mgmt For For For
(Advisory)
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Chan Mgmt For For For
2 Elect Steven M. Fludder Mgmt For For For
3 Elect Paul J. Tufano Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Enphase Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENPH CUSIP 29355A107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Badrinarayanan Mgmt For For For
Kothandaraman
1.2 Elect Joseph Malchow Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Kathryn A. Mgmt For For For
Hollister
6 Elect Molly E. Joseph Mgmt For For For
7 Elect Craig Kennedy Mgmt For For For
8 Elect William J. Post Mgmt For For For
9 Elect Paul H. Stebbins Mgmt For Against Against
10 Elect Michael T. Mgmt For For For
Sweeney
11 Elect Mark Widmar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
Report
________________________________________________________________________________
Flat Glass Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6865 CINS Y2575W103 03/25/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 class and par value of Mgmt For For For
the Shares to be
issued
3 method and time of Mgmt For For For
issuance
4 target placees and Mgmt For For For
subscription
method
5 issue price and Mgmt For For For
pricing
method
6 number of New H Shares Mgmt For For For
to be
issued
7 accumulated profits Mgmt For For For
before the
Issuance
8 place of listing Mgmt For For For
9 use of proceeds Mgmt For For For
10 validity period Mgmt For For For
11 Board Authorization Mgmt For For For
________________________________________________________________________________
Flat Glass Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
6865 CINS Y2575W103 03/25/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 class and par value of Mgmt For For For
the Shares to be
issued
3 method and time of Mgmt For For For
issuance
4 target placees and Mgmt For For For
subscription
method
5 issue price and Mgmt For For For
pricing
method
6 number of New H Shares Mgmt For For For
to be
issued
7 accumulated profits Mgmt For For For
before the
Issuance
8 place of listing Mgmt For For For
9 use of proceeds Mgmt For For For
10 validity period Mgmt For For For
11 Board Authorization Mgmt For For For
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 04/30/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of the Mgmt For For For
Company's Registered
Capital and Business
Cope, and Amendments
to the Company's
Articles of
Association
3 Capital Increase in a Mgmt For Abstain Against
Wholly-owned
Subsidiary
________________________________________________________________________________
GCL-Poly Energy Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
3800 CINS G3774X108 06/18/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Three Gorges Second Mgmt For For For
Phase
Disposals
4 Weining Third Phase Mgmt For For For
Disposals
________________________________________________________________________________
Iberdrola
Ticker Security ID: Meeting Date Meeting Status
IBE CINS E6165F166 06/18/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts Mgmt For For For
4 Management Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Amendments to Articles Mgmt For For For
(Governance and
Sustainability
System)
8 Amendments to Articles Mgmt For For For
(Cancellation of
Shares)
9 Amendments to Articles Mgmt For For For
(General Meeting
Powers; Board
Powers)
10 Amendments to Articles Mgmt For For For
(Remote
Attendance)
11 Amendments to Articles Mgmt For For For
(Climate Action
Plan)
12 Amendments to Articles Mgmt For For For
(Board and
Committees)
13 Amendments to Articles Mgmt For For For
(Financial and
Non-Financial
Information)
14 Amendments to Articles Mgmt For For For
(Technical
Amendments)
15 Amendments to General Mgmt For For For
Meeting Regulations
(Governance and
Sustainability
System)
16 Amendments to General Mgmt For For For
Meeting Regulations
(Powers)
17 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
18 Remuneration Policy Mgmt For For For
19 Allocation of Mgmt For For For
Profits/Dividends
20 First Scrip Dividend Mgmt For For For
21 Second Scrip Dividend Mgmt For For For
22 Elect Juan Manuel Mgmt For For For
Gonzalez
Serna
23 Elect Francisco Mgmt For For For
Martinez
Corcoles
24 Ratify Co-Option and Mgmt For For For
Elect Angel Jesus
Acebes
Paniagua
25 Board Size Mgmt For For For
26 Authority to Issue Mgmt For For For
Debt
Instruments
27 Authorisation of Legal Mgmt For For For
Formalities
28 Remuneration Report Mgmt For For For
(Advisory)
29 Advisory Vote on Mgmt For For For
Climate Action
Policy
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Landis+Gyr Group AG
Ticker Security ID: Meeting Date Meeting Status
LAND CINS H893NZ107 06/24/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Losses Mgmt For TNA N/A
5 Dividend from Reserves Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Compensation Report Mgmt For TNA N/A
8 Board Compensation Mgmt For TNA N/A
9 Executive Compensation Mgmt For TNA N/A
10 Elect Andreas Umbach Mgmt For TNA N/A
11 Elect Eric A. Elzvik Mgmt For TNA N/A
12 Elect Dave Geary Mgmt For TNA N/A
13 Elect Peter Mainz Mgmt For TNA N/A
14 Elect Soren Thorup Mgmt For TNA N/A
Sorensen
15 Elect Andreas Spreiter Mgmt For TNA N/A
16 Elect Christina M. Mgmt For TNA N/A
Stercken
17 Elect Laureen Tolson Mgmt For TNA N/A
18 Appoint Andreas Umbach Mgmt For TNA N/A
as Board
Chair
19 Elect Eric A. Elzvik Mgmt For TNA N/A
as Compensation
Committee
Member
20 Elect Dave Geary as Mgmt For TNA N/A
Compensation
Committee
Member
21 Elect Peter Mainz as Mgmt For TNA N/A
Compensation
Committee
Member
22 Appointment of Auditor Mgmt For TNA N/A
23 Appointment of Mgmt For TNA N/A
Independent
Proxy
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For Against Against
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neoen S.A.
Ticker Security ID: Meeting Date Meeting Status
NEOEN CINS F6517R107 05/25/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Profits Mgmt For For For
10 2020 Remuneration Mgmt For For For
Report
11 2020 Remuneration of Mgmt For For For
Xavier Barbaro, Chair
and
CEO
12 2020 Remuneration of Mgmt For For For
Romain Desrousseaux,
Deputy
CEO
13 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
14 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
15 2021 Remuneration Mgmt For For For
Policy (Deputy
CEO)
16 Elect Bpifrance Mgmt For Against Against
Investissement
17 Elect Helen Lee Mgmt For For For
Bouygues
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
20 Greenshoe Mgmt For Against Against
21 Employee Stock Mgmt For For For
Purchase
Plan
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBE-B CINS W57113149 05/11/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Board Size Mgmt For For For
16 Number of Auditors Mgmt For For For
17 Directors and Mgmt For For For
Auditors'
Fees
18 Election of Directors Mgmt For Against Against
19 Appointment of Auditor Mgmt For For For
20 Remuneration Report Mgmt For For For
21 Stock Split Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
23 Remuneration Policy Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nibe Industrier AB
Ticker Security ID: Meeting Date Meeting Status
NIBE-B CINS W57113149 12/16/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Allocation of Mgmt For For For
Profits/Dividends
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nikola Corporation
Ticker Security ID: Meeting Date Meeting Status
NKLA CUSIP 654110105 06/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Russell Mgmt For For For
1.2 Elect Stephen J. Girsky Mgmt For For For
1.3 Elect Sooyean (Sophia) Mgmt For For For
Jin
1.4 Elect Michael L. Mgmt For For For
Mansuetti
1.5 Elect Gerrit A. Marx Mgmt For For For
1.6 Elect Mary L. Petrovich Mgmt For For For
1.7 Elect Steven M. Mgmt For For For
Shindler
1.8 Elect Bruce L. Smith Mgmt For For For
1.9 Elect DeWitt C. Mgmt For For For
Thompson
V
1.10 Elect Jeffrey W. Ubben Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NIO Inc.
Ticker Security ID: Meeting Date Meeting Status
NIO CUSIP 62914V106 06/03/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amended and Restated Mgmt For For For
Articles of
Association
________________________________________________________________________________
Northland Power Inc.
Ticker Security ID: Meeting Date Meeting Status
NPI CUSIP 666511100 05/19/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John W. Brace Mgmt For For For
2 Elect Linda L. Bertoldi Mgmt For For For
3 Elect Marie Mgmt For For For
Bountrogianni
4 Elect Lisa Colnett Mgmt For For For
5 Elect Russell Goodman Mgmt For For For
6 Elect Keith R. Halbert Mgmt For For For
7 Elect Ian W. Pearce Mgmt For For For
8 Elect Kevin Glass Mgmt For For For
9 Elect Helen Mallovy Mgmt For For For
Hicks
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Amendments to Articles Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Susan K. Carter Mgmt For For For
4 Elect Thomas L. Mgmt For For For
Deitrich
5 Elect Gilles Delfassy Mgmt For For For
6 Elect Hassaine S. Mgmt For For For
El-Khoury
7 Elect Bruce E. Kiddoo Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Gregory L. Waters Mgmt For For For
10 Elect Christine Y. Yan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Isaac Angel Mgmt For For For
2 Elect Albertus Bruggink Mgmt For For For
3 Elect Dan Falk Mgmt For For For
4 Elect David Granot Mgmt For For For
5 Elect Mike Nikkel Mgmt For For For
6 Elect Dafna Sharir Mgmt For For For
7 Elect Stanley B. Stern Mgmt For For For
8 Elect Hidetake Mgmt For For For
Takahashi
9 Elect Byron G. Wong Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orsted A/S
Ticker Security ID: Meeting Date Meeting Status
ORSTED CINS K7653Q105 03/01/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Ratification of Board Mgmt For For For
and Management
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Mgmt For For For
Repurchase
Shares
12 Amendments to Mgmt For For For
Remuneration Policy
(Indemnification
Scheme)
13 Amendments to Mgmt For For For
Remuneration Policy
(Travel
Compensation)
14 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
15 Authorization of Legal Mgmt For For For
Formalities
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Elect Thomas Thune Mgmt For For For
Andersen as
Chair
19 Elect Lene Mgmt For For For
Skole-Sorensen as
Vice-Chair
20 Elect Lynda Armstrong Mgmt For For For
21 Elect Jorgen Kildahl Mgmt For For For
22 Elect Peter Korsholm Mgmt For For For
23 Elect Dieter Wemmer Mgmt For For For
24 Elect Julia King Mgmt For For For
25 Elect Henrik Poulsen Mgmt For For For
26 Directors' Fees Mgmt For For For
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung SDI Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
006400 CINS Y74866107 03/17/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect JANG Hyeok Mgmt For For For
3 Elect KIM Jong Seong Mgmt For For For
4 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/17/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts Mgmt For For For
4 Management Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Losses Mgmt For For For
8 Ratify Co-Option and Mgmt For For For
Elect Tim
Dawidowsky
9 Elect Mariel von Mgmt For For For
Schumann
10 Elect Klaus Rosenfeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Remuneration Policy Mgmt For For For
13 Long-Term Incentive Mgmt For For For
Plan
2021-2023
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 07/22/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Report Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-Option and Mgmt For For For
Elect Andreas C.
Hoffmann
7 Ratify Co-Option and Mgmt For For For
Elect Tim Oliver
Holt
8 Ratify Co-Option and Mgmt For For For
Elect Harald von
Heynitz
9 Ratify Co-Option and Mgmt For For For
Elect Maria
Ferraro
10 Ratify Co-Option and Mgmt For For For
Elect Andreas
Nauen
11 Board Size Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
17 Amendments to Mgmt For For For
Remuneration
Policy
18 Amendments to General Mgmt For For For
Meeting Regulations
(Right to
Information)
19 Amendments to General Mgmt For For For
Meeting Regulations
(Proxy
Representation)
20 Amendments to General Mgmt For For For
Meeting Regulations
(Technical
Amendments)
21 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
22 Authorisation of Legal Mgmt For For For
Formalities
23 Remuneration Report Mgmt For For For
(Advisory)
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SolarEdge Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nadav Zafrir Mgmt For For For
2 Elect Avery More Mgmt For For For
3 Elect Zivi Lando Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francois Badoual Mgmt For For For
1.2 Elect Denis Toulouse Mgmt For For For
1.3 Elect Pat Wood, III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sunrun Inc.
Ticker Security ID: Meeting Date Meeting Status
RUN CUSIP 86771W105 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Katherine Mgmt For For For
August-deWilde
1.2 Elect Gerald Risk Mgmt For For For
1.3 Elect Sonita Lontoh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
The Impact of
Mandatory Arbitration
Policies
________________________________________________________________________________
Sunrun Inc.
Ticker Security ID: Meeting Date Meeting Status
RUN CUSIP 86771W105 10/01/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance Mgmt For For For
Pursuant to
Merger
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 09/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elon Musk Mgmt For For For
2 Elect Robyn M. Denholm Mgmt For For For
3 Elect Hiromichi Mizuno Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Paid
Advertising
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
the Use of Mandatory
Arbitration in
Employment-Related
Claims
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Reporting
________________________________________________________________________________
Universal Display Corporation
Ticker Security ID: Meeting Date Meeting Status
OLED CUSIP 91347P105 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven V. Mgmt For For For
Abramson
2 Elect Cynthia J. Mgmt For For For
Comparin
3 Elect Richard C. Elias Mgmt For For For
4 Elect Elizabeth H. Mgmt For For For
Gemmill
5 Elect C. Keith Hartley Mgmt For For For
6 Elect Celia M. Joseph Mgmt For For For
7 Elect Lawrence Lacerte Mgmt For For For
8 Elect Sidney D. Mgmt For Against Against
Rosenblatt
9 Elect Sherwin I. Mgmt For For For
Seligsohn
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
VAT Group AG
Ticker Security ID: Meeting Date Meeting Status
VACN CINS H90508104 05/18/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Profits Mgmt For TNA N/A
5 Distribution of a Mgmt For TNA N/A
Dividend
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Martin Komischke Mgmt For TNA N/A
as Board
Chair
8 Elect Urs Leinhauser Mgmt For TNA N/A
9 Elect Karl Schlegel Mgmt For TNA N/A
10 Elect Hermann Gerlinger Mgmt For TNA N/A
11 Elect Heinz Kundert Mgmt For TNA N/A
12 Elect Libo Zhang Mgmt For TNA N/A
13 Elect Daniel Lippuner Mgmt For TNA N/A
14 Elect Martin Komischke Mgmt For TNA N/A
as Nominating and
Compensation
Committee
Member
15 Elect Karl Schlegel as Mgmt For TNA N/A
Nominating and
Compensation
Committee
Member
16 Elect Heinz Kundert as Mgmt For TNA N/A
Nominating and
Compensation
Committee
Member
17 Appointment of Mgmt For TNA N/A
Independent
Proxy
18 Appointment of Auditor Mgmt For TNA N/A
19 Compensation Report Mgmt For TNA N/A
20 Executive Compensation Mgmt For TNA N/A
(Short-Term)
21 Executive Compensation Mgmt For TNA N/A
(Fixed)
22 Executive Compensation Mgmt For TNA N/A
(Long-Term)
23 Board Compensation Mgmt For TNA N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/08/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Remuneration Report Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Anders Runevad Mgmt For For For
13 Elect Bert Nordberg Mgmt For For For
14 Elect Bruce Grant Mgmt For For For
15 Elect Eva Merete Mgmt For For For
Sofelde
Berneke
16 Elect Helle Mgmt For For For
Thorning-Schmidt
17 Elect Karl-Henrik Mgmt For For For
Sundstrom
18 Elect Lars Josefsson Mgmt For For For
19 Elect Kentaro Hosomi Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Amendments to Mgmt For For For
Remuneration
Policy
22 Amendments to Articles Mgmt For For For
regarding the
Denomination of
Shares
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Amendments to Articles Mgmt For For For
Regarding Virtual
meetings
25 Amendments to Articles Mgmt For For For
Regarding Electronic
Communication
26 Special Dividend Mgmt For For For
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authorization of Legal Mgmt For For For
Formalities
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co Ltd
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 10/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect DONG Zhenyu Mgmt For For For
3 Amendments to Mgmt For Abstain Against
Procedural Rules of
the Board of
Directors
4 Amendments to Mgmt For Abstain Against
Procedural Rules of
the Supervisory
Committee
________________________________________________________________________________
Xinjiang Goldwind Science & Technology Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2208 CINS Y97237112 12/22/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revision of Annual Mgmt For For For
Caps (A Shares) for
Continuing Connected
Transactions for
2021
4 Authority to Give Mgmt For For For
Guarantees
5 Indemnification of Mgmt For For For
Directors
6 Revision of Annual Mgmt For For For
Caps (H Shares) under
Product Sales
Framework Agreement
(2019-2021)
________________________________________________________________________________
Xinyi Solar Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
968 CINS G9829N102 05/28/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Xi Mgmt For For For
6 Elect LEE Shing Put Mgmt For For For
7 Elect Paul CHENG Kwok Mgmt For Against Against
Kin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : Vaneck Vectors Morningstar Durable Dividend ETF
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect James R. Mgmt For For For
Fitterling
6 Elect Herbert L. Henkel Mgmt For For For
7 Elect Amy E. Hood Mgmt For For For
8 Elect Muhtar Kent Mgmt For For For
9 Elect Dambisa F. Moyo Mgmt For For For
10 Elect Gregory R. Page Mgmt For For For
11 Elect Michael F. Roman Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive Stock
Program
5 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect William F. Mgmt For For For
Gifford
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Ellen R. Mgmt For For For
Strahlman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Underage Tobacco
Prevention and
Marketing
Practices
15 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Ameren Corporation
Ticker Security ID: Meeting Date Meeting Status
AEE CUSIP 023608102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Cynthia J. Mgmt For For For
Brinkley
3 Elect Catherine S. Mgmt For For For
Brune
4 Elect J. Edward Coleman Mgmt For For For
5 Elect Ward H. Dickson Mgmt For For For
6 Elect Noelle K. Eder Mgmt For For For
7 Elect Ellen M. Mgmt For For For
Fitzsimmons
8 Elect Rafael Flores Mgmt For For For
9 Elect Richard J. Mgmt For For For
Harshman
10 Elect Craig S. Ivey Mgmt For For For
11 Elect James C. Johnson Mgmt For For For
12 Elect Steven H. Mgmt For For For
Lipstein
13 Elect Leo S. Mackay, Mgmt For For For
Jr.
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AT&T Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William E. Mgmt For For For
Kennard
2 Elect Samuel A. Di Mgmt For For For
Piazza,
Jr.
3 Elect Scott T. Ford Mgmt For For For
4 Elect Glenn H. Hutchins Mgmt For For For
5 Elect Debra L. Lee Mgmt For For For
6 Elect Stephen J. Luczo Mgmt For For For
7 Elect Michael B. Mgmt For For For
McCallister
8 Elect Beth E. Mooney Mgmt For For For
9 Elect Matthew K. Rose Mgmt For Against Against
10 Elect John T. Stankey Mgmt For For For
11 Elect Cindy B. Taylor Mgmt For For For
12 Elect Geoffrey Y. Yang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Kevin Akers Mgmt For For For
2 Elect Robert W. Best Mgmt For For For
3 Elect Kim R. Cocklin Mgmt For For For
4 Elect Kelly H. Compton Mgmt For For For
5 Elect Sean Donohue Mgmt For For For
6 Elect Rafael G. Garza Mgmt For For For
7 Elect Richard K. Gordon Mgmt For For For
8 Elect Robert C. Grable Mgmt For For For
9 Elect Nancy K. Quinn Mgmt For For For
10 Elect Richard A. Mgmt For For For
Sampson
11 Elect Stephen R. Mgmt For For For
Springer
12 Elect Diana J. Walters Mgmt For Against Against
13 Elect Richard Ware II Mgmt For For For
14 Elect Frank Yoho Mgmt For For For
15 Amendment to the 1998 Mgmt For For For
Long-Term Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Avangrid, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGR CUSIP 05351W103 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ignacio Sanchez Mgmt For For For
Galan
1.2 Elect John E. Baldacci Mgmt For For For
1.3 Elect Daniel Alcain Mgmt For For For
Lopez
1.4 Elect Dennis Victor Mgmt For For For
Arriola
1.5 Elect Pedro Azagra Mgmt For For For
Blazquez
1.6 Elect Robert Duffy Mgmt For For For
1.7 Elect Teresa A. Herbert Mgmt For For For
1.8 Elect Patricia Jacobs Mgmt For For For
1.9 Elect John L. Lahey Mgmt For For For
1.10 Elect Jose Angel Marra Mgmt For For For
Rodriguez
1.11 Elect Santiago Mgmt For For For
Martinez
Garrido
1.12 Elect Jose Sainz Armada Mgmt For For For
1.13 Elect Alan D. Solomont Mgmt For For For
1.14 Elect Elizabeth Timm Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader M. Alsaad Mgmt For For For
2 Elect Pamela Daley Mgmt For For For
3 Elect Jessica P. Mgmt For For For
Einhorn
4 Elect Laurence D. Fink Mgmt For For For
5 Elect William E. Ford Mgmt For For For
6 Elect Fabrizio Freda Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Margaret L. Mgmt For For For
Johnson
9 Elect Robert S. Kapito Mgmt For For For
10 Elect Cheryl D. Mills Mgmt For For For
11 Elect Gordon M. Nixon Mgmt For For For
12 Elect Charles H. Mgmt For For For
Robbins
13 Elect Marco Antonio Mgmt For For For
Slim
Domit
14 Elect Hans Vestberg Mgmt For For For
15 Elect Susan L. Wagner Mgmt For For For
16 Elect Mark Wilson Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Charter Amendment to Mgmt For For For
Permit Shareholders
to Call Special
Meetings
20 Charter Amendment to Mgmt For For For
Eliminate
Supermajority Voting
Requirements
21 Charter Amendments to Mgmt For For For
Eliminate
Inapplicable
Provisions and Make
Other Technical
Revisions
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For Withhold Against
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For Withhold Against
1.8 Elect Marcus A. Watts Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Chubb Limited
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP H1467J104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For For For
3 Dividends from Reserves Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Election of Statutory Mgmt For For For
Auditors
6 Ratification of Auditor Mgmt For For For
7 Appointment of Special Mgmt For For For
Auditor
8 Elect Evan G. Greenberg Mgmt For For For
9 Elect Michael P. Mgmt For For For
Connors
10 Elect Michael G. Atieh Mgmt For For For
11 Elect Sheila P. Burke Mgmt For For For
12 Elect Mary A. Cirillo Mgmt For For For
13 Elect Robert J. Hugin Mgmt For For For
14 Elect Robert W. Scully Mgmt For For For
15 Elect Eugene B. Mgmt For For For
Shanks,
Jr.
16 Elect Theodore E. Mgmt For For For
Shasta
17 Elect David H. Sidwell Mgmt For For For
18 Elect Olivier Steimer Mgmt For For For
19 Elect Luis Tellez Mgmt For For For
20 Elect Frances F. Mgmt For For For
Townsend
21 Elect Evan G. Mgmt For For For
Greenberg as Board
Chair
22 Elect Michael P. Mgmt For For For
Connors
23 Elect Mary A. Cirillo Mgmt For For For
24 Elect Frances F. Mgmt For For For
Townsend
25 Appointment of Mgmt For For For
Independent
Proxy
26 2016 Long-Term Mgmt For For For
Incentive
Plan
27 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
28 Board Compensation Mgmt For For For
29 Executive Compensation Mgmt For For For
30 Advisory Vote on Mgmt For For For
Executive
Compensation
31 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Cogent Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCOI CUSIP 19239V302 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dave Schaeffer Mgmt For For For
1.2 Elect D. Blake Bath Mgmt For For For
1.3 Elect Steven D. Brooks Mgmt For For For
1.4 Elect Lewis H. Mgmt For For For
Ferguson,
III
1.5 Elect Carolyn Katz Mgmt For For For
1.6 Elect Sheryl Kennedy Mgmt For For For
1.7 Elect Marc Montagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2017 Mgmt For For For
Incentive Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cohen & Steers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNS CUSIP 19247A100 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Joseph H. Harvery Mgmt For For For
4 Elect Reena Aggarwal Mgmt For For For
5 Elect Frank T. Connor Mgmt For For For
6 Elect Peter L. Rhein Mgmt For For For
7 Elect Richard P. Simon Mgmt For Against Against
8 Elect Dasha Smith Mgmt For For For
9 Elect Edmond D. Villani Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Robert M. Blue Mgmt For For For
3 Elect Helen E. Dragas Mgmt For For For
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For For For
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard M. Mgmt For For For
Anderson
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect Charles G. Mgmt For For For
McClure,
Jr.
1.4 Elect Gail J. McGovern Mgmt For For For
1.5 Elect Mark A. Murray Mgmt For For For
1.6 Elect Gerardo Norcia Mgmt For For For
1.7 Elect Ruth G. Shaw Mgmt For For For
1.8 Elect Robert C. Mgmt For For For
Skaggs,
Jr.
1.9 Elect David A. Thomas Mgmt For For For
1.10 Elect Gary Torgow Mgmt For For For
1.11 Elect James H. Mgmt For For For
Vandenberghe
1.12 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Long Mgmt For For For
Term Incentive
plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate-related
Activities
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Caroline D. Dorsa Mgmt For For For
1.6 Elect W. Roy Dunbar Mgmt For For For
1.7 Elect Nicholas C. Mgmt For For For
Fanandakis
1.8 Elect Lynn J. Good Mgmt For For For
1.9 Elect John T. Herron Mgmt For For For
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Michael J. Mgmt For For For
Pacilio
1.12 Elect Thomas E. Skains Mgmt For For For
1.13 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Christopher M. Mgmt For For For
Connor
3 Elect Olivier Leonetti Mgmt For For For
4 Elect Deborah L. McCoy Mgmt For For For
5 Elect Silvio Napoli Mgmt For For For
6 Elect Gregory R. Page Mgmt For For For
7 Elect Sandra Pianalto Mgmt For For For
8 Elect Lori J. Ryerkerk Mgmt For For For
9 Elect Gerald B. Smith Mgmt For For For
10 Elect Dorothy C. Mgmt For For For
Thompson
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 02/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mariann Mgmt For For For
Byerwalter
2 Elect Alexander S. Mgmt For For For
Friedman
3 Elect Gregory E. Mgmt For For For
Johnson
4 Elect Jennifer M. Mgmt For For For
Johnson
5 Elect Rupert H. Mgmt For For For
Johnson,
Jr.
6 Elect John Y. Kim Mgmt For For For
7 Elect Anthony J. Noto Mgmt For For For
8 Elect John W. Thiel Mgmt For For For
9 Elect Seth H. Waugh Mgmt For For For
10 Elect Geoffrey Y. Yang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Universal Stock
Incentive
Plan
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect R. Kerry Clark Mgmt For For For
2 Elect David M. Cordani Mgmt For For For
3 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
4 Elect Jeffrey L. Mgmt For For For
Harmening
5 Elect Maria G. Henry Mgmt For For For
6 Elect Jo Ann Jenkins Mgmt For For For
7 Elect Elizabeth C. Mgmt For For For
Lempres
8 Elect Diane L. Neal Mgmt For For For
9 Elect Stephen A. Odland Mgmt For For For
10 Elect Maria A. Sastre Mgmt For For For
11 Elect Eric D. Sprunk Mgmt For For For
12 Elect Jorge A. Uribe Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Hawaiian Electric Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
HE CUSIP 419870100 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Dahl Mgmt For For For
2 Elect Constance H. Lau Mgmt For For For
3 Elect Micah A. Kane Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darius Adamczyk Mgmt For For For
2 Elect Duncan B. Angove Mgmt For For For
3 Elect William S. Ayer Mgmt For For For
4 Elect Kevin Burke Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Deborah Flint Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Grace D. Lieblein Mgmt For For For
9 Elect Raymond T. Mgmt For For For
Odierno
10 Elect George Paz Mgmt For For For
11 Elect Robin L. Mgmt For For For
Washington
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUBB CUSIP 443510607 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerben W. Bakker Mgmt For For For
1.2 Elect Carlos M. Cardoso Mgmt For For For
1.3 Elect Anthony J. Guzzi Mgmt For For For
1.4 Elect Rhett A. Mgmt For For For
Hernandez
1.5 Elect Neal J. Keating Mgmt For For For
1.6 Elect Bonnie C. Lind Mgmt For For For
1.7 Elect John F. Malloy Mgmt For For For
1.8 Elect Jennifer M. Mgmt For For For
Pollino
1.9 Elect John G. Russell Mgmt For For For
1.10 Elect Steven R. Shawley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn J. Boor Mgmt For For For
2 Elect Edward D. Breen Mgmt For Against Against
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Michael L. Ducker Mgmt For For For
5 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
6 Elect John F. Ferraro Mgmt For For For
7 Elect Andreas Fibig Mgmt For For For
8 Elect Christina A. Gold Mgmt For Against Against
9 Elect Ilene S. Gordon Mgmt For For For
10 Elect Matthias Heinzel Mgmt For For For
11 Elect Dale F. Morrison Mgmt For For For
12 Elect Kare Schultz Mgmt For For For
13 Elect Stephen Mgmt For For For
Williamson
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
________________________________________________________________________________
Janus Henderson Group plc
Ticker Security ID: Meeting Date Meeting Status
JHG CUSIP G4474Y214 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Alison Davis Mgmt For For For
3 Elect Kalpana Desai Mgmt For For For
4 Elect Jeffrey J. Mgmt For For For
Diermeier
5 Elect Kevin Dolan Mgmt For For For
6 Elect Eugene Flood, Jr. Mgmt For For For
7 Elect Richard Mgmt For For For
Gillingwater
8 Elect Lawrence E. Mgmt For For For
Kochard
9 Elect Glenn S. Schafer Mgmt For For For
10 Elect Angela Mgmt For For For
Seymour-Jackson
11 Elect Richard M. Weil Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Mgmt For For For
Repurchase
CDIs
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Nadja Y. West Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Impact
Audit
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Bonus
Deferral
Policy
________________________________________________________________________________
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary J. Daichendt Mgmt For For For
2 Elect Anne DelSanto Mgmt For For For
3 Elect Kevin A. DeNuccio Mgmt For For For
4 Elect James Dolce Mgmt For For For
5 Elect Christine M. Mgmt For For For
Gorjanc
6 Elect Janet B. Haugen Mgmt For For For
7 Elect Scott Kriens Mgmt For For For
8 Elect Rahul Merchant Mgmt For For For
9 Elect Rami Rahim Mgmt For For For
10 Elect William Stensrud Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carter Cast Mgmt For For For
2 Elect Zack Gund Mgmt For For For
3 Elect Donald R. Knauss Mgmt For For For
4 Elect Mike Schlotman Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Elimination of Mgmt For For For
Supermajority Voting
Requirements
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Lincoln Electric Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LECO CUSIP 533900106 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Curtis E. Mgmt For For For
Espeland
1.2 Elect Patrick P. Goris Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Michael F. Hilton Mgmt For For For
1.5 Elect G. Russell Mgmt For For For
Lincoln
1.6 Elect Kathryn Jo Mgmt For For For
Lincoln
1.7 Elect William E. Mgmt For For For
Macdonald,
III
1.8 Elect Christopher L. Mgmt For For For
Mapes
1.9 Elect Phillip J. Mason Mgmt For For For
1.10 Elect Ben Patel Mgmt For For For
1.11 Elect Hellene S. Mgmt For For For
Runtagh
1.12 Elect Kellye L. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For Against Against
4 Elect Joseph Dunford Mgmt For For For
Jr.
5 Elect James O. Ellis, Mgmt For For For
Jr.
6 Elect Thomas J. Falk Mgmt For For For
7 Elect Ilene S. Gordon Mgmt For For For
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect Jeh C. Johnson Mgmt For For For
10 Elect Debra L. Mgmt For For For
Reed-Klages
11 Elect James D. Taiclet Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 10/08/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For For For
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect Mercedes Johnson Mgmt For For For
8 Elect William D. Mgmt For For For
Watkins
9 Elect MaryAnn Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For Against Against
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For Against Against
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics and Study
on Effects on
Market
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Mary Ellen Coe Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Stephen L. Mayo Mgmt For For For
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
MSC Industrial Direct Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MSM CUSIP 553530106 01/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mitchell Jacobson Mgmt For Withhold Against
1.2 Elect Erik Gershwind Mgmt For For For
1.3 Elect Louise K. Goeser Mgmt For For For
1.4 Elect Michael C. Mgmt For For For
Kaufmann
1.5 Elect Steven Paladino Mgmt For For For
1.6 Elect Philip R. Peller Mgmt For For For
1.7 Elect Rudina Seseri Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Amy B. Lane Mgmt For For For
7 Elect David L. Porges Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect Lynn M. Utter Mgmt For For For
12 Elect Darryl L. Wilson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Long Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J. Warden Mgmt For For For
2 Elect David P. Abney Mgmt For For For
3 Elect Marianne C. Brown Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Ann M. Fudge Mgmt For For For
6 Elect William H. Mgmt For For For
Hernandez
7 Elect Madeleine A. Mgmt For For For
Kleiner
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Gary Roughead Mgmt For For For
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect James S. Turley Mgmt For For For
12 Elect Mark A. Welsh III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights Impact
Assessments
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Oge Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
OGE CUSIP 670837103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank A. Bozich Mgmt For For For
2 Elect Peter D. Clarke Mgmt For For For
3 Elect Luke R. Corbett Mgmt For For For
4 Elect David L. Hauser Mgmt For For For
5 Elect Luther C. Kissam Mgmt For For For
IV
6 Elect Judy R. Mgmt For For For
McReynolds
7 Elect David E. Rainbolt Mgmt For For For
8 Elect J. Michael Sanner Mgmt For For For
9 Elect Sheila G. Talton Mgmt For For For
10 Elect Sean Trauschke Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Permit Shareholders to Mgmt For For For
Act by Written
Consent
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Paychex Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Thomas Mgmt For For For
Golisano
2 Elect Thomas F. Bonadio Mgmt For For For
3 Elect Joseph G. Doody Mgmt For For For
4 Elect David J. S. Mgmt For For For
Flaschen
5 Elect Pamela A. Joseph Mgmt For For For
6 Elect Martin Mucci Mgmt For For For
7 Elect Joseph M. Tucci Mgmt For For For
8 Elect Joseph M. Velli Mgmt For For For
9 Elect Kara Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Segun Agbaje Mgmt For For For
2 Elect Shona L. Brown Mgmt For For For
3 Elect Cesar Conde Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Dina Dublon Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect Dave Lewis Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
External Public
Health
Costs
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect Susan Mgmt For For For
Desmond-Hellmann
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect James Quincey Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brant (Bonin) Mgmt For For For
Bough
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Michel Combes Mgmt For For For
4 Elect Juan Jose Daboub Mgmt For For For
5 Elect Werner Geissler Mgmt For For For
6 Elect Lisa A. Hook Mgmt For Against Against
7 Elect Jun Makihara Mgmt For For For
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio A. Noto Mgmt For For For
10 Elect Jacek Olczak Mgmt For For For
11 Elect Frederik Paulsen Mgmt For For For
12 Elect Robert B. Polet Mgmt For For For
13 Elect Shlomo Yanai Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sensient Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
SXT CUSIP 81725T100 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Carleone Mgmt For For For
2 Elect Edward H. Mgmt For For For
Cichurski
3 Elect Mario Ferruzzi Mgmt For For For
4 Elect Carol R. Jackson Mgmt For For For
5 Elect Donald W. Landry Mgmt For For For
6 Elect Paul Manning Mgmt For For For
7 Elect Deborah Mgmt For For For
McKeithan-Gebhardt
8 Elect Scott C. Morrison Mgmt For For For
9 Elect Elaine R. Wedral Mgmt For For For
10 Elect Essie Whitelaw Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Adams Mgmt For For For
2 Elect Karen L. Daniel Mgmt For For For
3 Elect Ruth Ann M. Mgmt For For For
Gillis
4 Elect James P. Holden Mgmt For For For
5 Elect Nathan J. Jones Mgmt For For For
6 Elect Henry W. Knueppel Mgmt For For For
7 Elect W. Dudley Lehman Mgmt For For For
8 Elect Nicholas T. Mgmt For For For
Pinchuk
9 Elect Gregg M. Sherrill Mgmt For For For
10 Elect Donald J. Mgmt For For For
Stebbins
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Incentive Stock and
Awards
Plan
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Terrence R. Mgmt For For For
Curtin
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Lynn A. Dugle Mgmt For For For
5 Elect William A. Mgmt For For For
Jeffrey
6 Elect David M. Kerko Mgmt For Abstain Against
7 Elect Thomas J. Lynch Mgmt For For For
8 Elect Heath A. Mitts Mgmt For Against Against
9 Elect Yong Nam Mgmt For For For
10 Elect Daniel J. Phelan Mgmt For For For
11 Elect Abhijit Y. Mgmt For For For
Talwalkar
12 Elect Mark C. Trudeau Mgmt For For For
13 Elect Dawn C. Mgmt For For For
Willoughby
14 Elect Laura H. Wright Mgmt For For For
15 Appoint Thomas J. Mgmt For For For
Lynch as Board
Chair
16 Elect Daniel J. Phelan Mgmt For For For
as Management
Development and
Compensation
Committee
Member
17 Elect Abhijit Y. Mgmt For For For
Talwalkar as
Management
Development and
Compensation
Committee
Member
18 Elect Mark C. Trudeau Mgmt For For For
as Management
Development and
Compensation
Committee
Member
19 Elect Dawn C. Mgmt For For For
Willoughby as
Management
Development and
Compensation
Committee
Member
20 Appointment of Mgmt For For For
Independent
Proxy
21 Approval of Annual Mgmt For For For
Report
22 Approval of Statutory Mgmt For For For
Financial
Statements
23 Approval of Mgmt For For For
Consolidated
Financial
Statements
24 Ratification of Board Mgmt For For For
and Management
Acts
25 Appointment of Auditor Mgmt For For For
26 Appointment of Swiss Mgmt For For For
Registered
Auditor
27 Appointment of Special Mgmt For For For
Auditor
28 Advisory Vote on Mgmt For For For
Executive
Compensation
29 Executive Compensation Mgmt For For For
30 Board Compensation Mgmt For For For
31 Allocation of Profits Mgmt For For For
32 Dividend from Reserves Mgmt For For For
33 Cancellation of Shares Mgmt For For For
and Reduction of
Share
Capital
34 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
35 Amendment to the 2007 Mgmt For For For
Stock and Incentive
Plan
36 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
The Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald E. Brown Mgmt For For For
2 Elect Kermit R. Mgmt For For For
Crawford
3 Elect Michael L. Eskew Mgmt For For For
4 Elect Richard T. Hume Mgmt For For For
5 Elect Margaret M. Keane Mgmt For For For
6 Elect Siddharth N. Mgmt For For For
Mehta
7 Elect Jacques P. Perold Mgmt For For For
8 Elect Andrea Redmond Mgmt For For For
9 Elect Gregg M. Sherrill Mgmt For For For
10 Elect Judith A. Mgmt For For For
Sprieser
11 Elect Perry M. Traquina Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
The Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Z. Cook Mgmt For For For
2 Elect Joseph J. Mgmt For For For
Echevarria
3 Elect Thomas P. Gibbons Mgmt For For For
4 Elect M. Amy Gilliland Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Goldstein
6 Elect K. Guru Gowrappan Mgmt For For For
7 Elect Ralph Izzo Mgmt For For For
8 Elect Edmund F. Kelly Mgmt For For For
9 Elect Elizabeth E. Mgmt For For For
Robinson
10 Elect Samuel C. Scott Mgmt For For For
III
11 Elect Frederick O. Mgmt For For For
Terrell
12 Elect Alfred W. Zollar Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Kraft Heinz Company
Ticker Security ID: Meeting Date Meeting Status
KHC CUSIP 500754106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Abel Mgmt For For For
2 Elect Alexandre Behring Mgmt For For For
3 Elect John T. Cahill Mgmt For For For
4 Elect Joao M. Mgmt For For For
Castro-Neves
5 Elect Lori Dickerson Mgmt For For For
Fouche
6 Elect Timothy Kenesey Mgmt For For For
7 Elect Elio Leoni Sceti Mgmt For For For
8 Elect Susan R. Mulder Mgmt For For For
9 Elect Miguel Patricio Mgmt For For For
10 Elect John C. Pope Mgmt For For For
11 Elect Alexandre Van Mgmt For For For
Damme
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Anthony F. Mgmt For For For
Earley,
Jr.
5 Elect Thomas A. Fanning Mgmt For For For
6 Elect David J. Grain Mgmt For For For
7 Elect Colette D Mgmt For For For
Honorable
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect E. Jenner Wood Mgmt For For For
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Equity and Incentive
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
17 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Beller Mgmt For For For
2 Elect Janet M. Dolan Mgmt For For For
3 Elect Patricia L. Mgmt For For For
Higgins
4 Elect William J. Kane Mgmt For For For
5 Elect Thomas B. Mgmt For For For
Leonardi
6 Elect Clarence Otis, Mgmt For For For
Jr.
7 Elect Elizabeth E. Mgmt For For For
Robinson
8 Elect Philip T. Mgmt For For For
Ruegger
III
9 Elect Todd C. Mgmt For For For
Schermerhorn
10 Elect Alan D. Schnitzer Mgmt For For For
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2014 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Michael A. Mgmt For For For
Miles,
Jr.
7 Elect Timothy P. Murphy Mgmt For For For
8 Elect Joyce A. Phillips Mgmt For For For
9 Elect Jan Siegmund Mgmt For For For
10 Elect Angela A. Sun Mgmt For For For
11 Elect Solomon D. Mgmt For For For
Trujillo
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Roxanne S. Austin Mgmt For For For
3 Elect Mark T. Bertolini Mgmt For For For
4 Elect Melanie L. Healey Mgmt For For For
5 Elect Clarence Otis, Mgmt For For For
Jr.
6 Elect Daniel H. Mgmt For For For
Schulman
7 Elect Rodney E. Slater Mgmt For For For
8 Elect Hans Vestberg Mgmt For For For
9 Elect Gregory G. Weaver Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
to Clawback
Policy
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Severance
Approval
Policy
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas Horton Mgmt For For For
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect Randall L. Mgmt For For For
Stephenson
11 Elect S. Robson Walton Mgmt For For For
12 Elect Steuart Walton Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Refrigerants
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Alignment of Racial
Justice Goals with
Starting
Pay
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
a Pandemic Workforce
Advisory
Council
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
Fund Name : Vaneck Vectors Morningstar Global Wide Moat ETF
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas K. Brown Mgmt For For For
2 Elect Pamela J. Craig Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Michael L. Eskew Mgmt For For For
5 Elect James R. Mgmt For For For
Fitterling
6 Elect Herbert L. Henkel Mgmt For For For
7 Elect Amy E. Hood Mgmt For For For
8 Elect Muhtar Kent Mgmt For For For
9 Elect Dambisa F. Moyo Mgmt For For For
10 Elect Gregory R. Page Mgmt For For For
11 Elect Michael F. Roman Mgmt For For For
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Alibaba Group Holding Limited
Ticker Security ID: Meeting Date Meeting Status
BABA CINS G01719114 09/30/2020 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to By-Laws Mgmt For For For
to Allow for Virtual
Meetings
3 Elect Maggie Wei WU Mgmt For Against Against
4 Elect Kabir MISRA Mgmt For For For
5 Elect Walter Teh Ming Mgmt For For For
KWAUK
6 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry Page Mgmt For For For
2 Elect Sergey Brin Mgmt For For For
3 Elect Sundar Pichai Mgmt For For For
4 Elect John L. Hennessy Mgmt For For For
5 Elect Frances H. Arnold Mgmt For For For
6 Elect L. John Doerr Mgmt For Against Against
7 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
8 Elect Ann Mather Mgmt For Against Against
9 Elect Alan R. Mulally Mgmt For For For
10 Elect K. Ram Shriram Mgmt For For For
11 Elect Robin L. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For Against Against
Stock
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/Civil Rights
Expertise on
Board
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Government Takedown
Requests
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Third-Party Review
and Report on
Whistleblower
Policies
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect William F. Mgmt For For For
Gifford
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Ellen R. Mgmt For For For
Strahlman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Underage Tobacco
Prevention and
Marketing
Practices
15 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Keith B. Mgmt For For For
Alexander
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Promotion
Data
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Packaging
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B639CJ108 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase
Shares
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
9 Ratification of Board Mgmt For Against Against
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Elect Martin J. Mgmt For For For
Barrington to the
Board of
Directors
12 Elect William F. Mgmt For For For
Gifford to the Board
of
Directors
13 Elect Alejandro Santo Mgmt For Against Against
Domingo Davila to the
Board of
Directors
14 Remuneration Policy Mgmt For Against Against
15 Remuneration Report Mgmt For Against Against
16 Change in Control Mgmt For Against Against
Clause
17 Authorization of Legal Mgmt For For For
Formalities
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rani Borkar Mgmt For For For
2 Elect Judy Bruner Mgmt For For For
3 Elect Eric Chen Mgmt For For For
4 Elect Aart J. de Geus Mgmt For For For
5 Elect Gary E. Dickerson Mgmt For For For
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Approval of the Mgmt For For For
Employees Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CINS G0593M107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Philip Broadley Mgmt For For For
9 Elect Euan Ashley Mgmt For For For
10 Elect Michel Demare Mgmt For For For
11 Elect Deborah DiSanzo Mgmt For For For
12 Elect Diana Layfield Mgmt For For For
13 Elect Sheri McCoy Mgmt For For For
14 Elect Tony SK MOK Mgmt For For For
15 Elect Nazneen Rahman Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For For For
17 Remuneration Report Mgmt For For For
(Advisory)
18 Remuneration Policy Mgmt For Against Against
(Binding)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 AstraZeneca Mgmt For Against Against
Performance Share
Plan
2020
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CINS G0593M107 05/11/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Alexion Transaction Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Baidu, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIDU CUSIP 056752108 03/01/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subdivision of Shares Mgmt For For For
(Stock
Split)
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKA CUSIP 084670108 05/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Gregory E. Abel Mgmt For For For
1.4 Elect Howard G. Buffett Mgmt For For For
1.5 Elect Stephen B. Burke Mgmt For For For
1.6 Elect Kenneth I. Mgmt For For For
Chenault
1.7 Elect Susan L. Decker Mgmt For For For
1.8 Elect David S. Mgmt For For For
Gottesman
1.9 Elect Charlotte Guyman Mgmt For For For
1.10 Elect Ajit Jain Mgmt For For For
1.11 Elect Thomas S. Murphy Mgmt For Withhold Against
1.12 Elect Ronald L. Olson Mgmt For For For
1.13 Elect Walter Scott, Jr. Mgmt For For For
1.14 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Report
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Reports
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader M. Alsaad Mgmt For For For
2 Elect Pamela Daley Mgmt For For For
3 Elect Jessica P. Mgmt For For For
Einhorn
4 Elect Laurence D. Fink Mgmt For For For
5 Elect William E. Ford Mgmt For For For
6 Elect Fabrizio Freda Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Margaret L. Mgmt For For For
Johnson
9 Elect Robert S. Kapito Mgmt For For For
10 Elect Cheryl D. Mills Mgmt For For For
11 Elect Gordon M. Nixon Mgmt For For For
12 Elect Charles H. Mgmt For For For
Robbins
13 Elect Marco Antonio Mgmt For For For
Slim
Domit
14 Elect Hans Vestberg Mgmt For For For
15 Elect Susan L. Wagner Mgmt For For For
16 Elect Mark Wilson Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Charter Amendment to Mgmt For For For
Permit Shareholders
to Call Special
Meetings
20 Charter Amendment to Mgmt For For For
Eliminate
Supermajority Voting
Requirements
21 Charter Amendments to Mgmt For For For
Eliminate
Inapplicable
Provisions and Make
Other Technical
Revisions
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Brambles Ltd
Ticker Security ID: Meeting Date Meeting Status
BXB CINS Q6634U106 10/08/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Elect John Mullen Mgmt For For For
5 Elect Nora Scheinkestel Mgmt For For For
6 Elect Ken McCall Mgmt For For For
7 Re-elect Tahira Hassan Mgmt For For For
8 Re-elect Nessa Mgmt For For For
O'Sullivan
9 Approve Myshare Plan Mgmt For For For
10 Equity Grant (CEO Mgmt For For For
Graham Chipchase -
PSP)
11 Equity Grant (CFO Mgmt For For For
Nessa O'Sullivan -
PSP)
12 Equity Grant (CFO Mgmt For For For
Nessa O' Sullivan -
MyShare
Plan)
13 Approve Extension of Mgmt For For For
Share
Buy-Back
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
2 Elect Elder Granger Mgmt For For For
3 Elect John J. Greisch Mgmt For For For
4 Elect Melinda J. Mount Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David B. Mgmt For For For
Kilpatrick
6 Elect Sean T. Klimczak Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Neal A. Shear Mgmt For For For
10 Elect Andrew J. Teno Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin S. Mgmt For For For
Crutchfield
2 Elect Eric Ford Mgmt For For For
3 Elect Richard S. Grant Mgmt For For For
4 Elect Joseph E. Reece Mgmt For For For
5 Elect Allan R. Rothwell Mgmt For For For
6 Elect Lori A. Walker Mgmt For For For
7 Elect Paul S. Williams Mgmt For For For
8 Elect Amy J. Yoder Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christy Clark Mgmt For For For
1.2 Elect Jennifer M. Mgmt For For For
Daniels
1.3 Elect Jerry Fowden Mgmt For For For
1.4 Elect Ernesto M. Mgmt For For For
Hernandez
1.5 Elect Susan Mgmt For For For
Sommersille
Johnson
1.6 Elect James A. Locke Mgmt For Withhold Against
III
1.7 Elect Jose Manuel Mgmt For For For
Madero
Garza
1.8 Elect Daniel J. Mgmt For For For
McCarthy
1.9 Elect William A. Mgmt For For For
Newlands
1.10 Elect Richard Sands Mgmt For For For
1.11 Elect Robert Sands Mgmt For For For
1.12 Elect Judy A. Schmeling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect James C. Collins Mgmt For For For
Jr.
3 Elect Klaus Engel Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Janet P. Mgmt For For For
Giesselman
6 Elect Karen H. Grimes Mgmt For For For
7 Elect Michael O. Mgmt For For For
Johanns
8 Elect Rebecca B. Mgmt For For For
Liebert
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Nayaki R. Nayyar Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Kerry J. Preete Mgmt For For For
13 Elect Patrick J. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Deutsche Boerse AG
Ticker Security ID: Meeting Date Meeting Status
DB1 CINS D1882G119 05/19/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Karl-Heinz Mgmt For For For
Flother
12 Elect Andreas Mgmt For For For
Gottschling
13 Elect Martin Jetter Mgmt For For For
14 Elect Barbara Lambert Mgmt For For For
15 Elect Michael Martin Mgmt For For For
Rudiger
16 Elect Charles G.T. Mgmt For For For
Stonehill
17 Elect Clara-Christina Mgmt For For For
Streit
18 Elect Tan Chong Lee Mgmt For For For
19 Increase in Authorised Mgmt For For For
Capital
20 Management Board Mgmt For For For
Remuneration
Policy
21 Amendments to Articles Mgmt For For For
(Location of
AGM)
22 Appointment of Auditor Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Robert M. Blue Mgmt For For For
3 Elect Helen E. Dragas Mgmt For For For
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For For For
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTAB CINS W2479G107 04/16/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Special Dividend Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Blinn Mgmt For For For
1.2 Elect Arthur F. Golden Mgmt For For For
1.3 Elect Candace Kendle Mgmt For For For
1.4 Elect James S. Turley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For Withhold Against
1.2 Elect Marcel R. Coutu Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Cunningham
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Gregory J. Goff Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Teresa S. Madden Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Stephen S. Poloz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For Withhold Against
1.2 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.3 Elect Andrew W. Houston Mgmt For For For
1.4 Elect Nancy Killefer Mgmt For For For
1.5 Elect Robert M. Kimmitt Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Tracey T. Travis Mgmt For For For
1.9 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For Against Against
Director Compensation
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Online Child
Exploitation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights/Civil Rights
Expertise on
Board
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reducing False and
Divisive
Information
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
G1A cins D28304109 04/30/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Jurgen Fleischer Mgmt For For For
11 Elect Colin Hall Mgmt For For For
12 Elect Klaus Helmrich Mgmt For For For
13 Elect Annette G. Kohler Mgmt For For For
14 Elect Holly Lei Mgmt For For For
15 Elect Molly P. Zhang Mgmt For For For
16 Management Board Mgmt For For For
Remuneration
Policy
17 Supervisory Board Mgmt For For For
Remuneration
Policy
18 Amendments to Articles Mgmt For For For
(Supervisory Board
Term
Length)
19 Increase in Authorised Mgmt For For For
Capital
I
20 Increase in Authorised Mgmt For For For
Capital
II
21 Increase in Authorised Mgmt For For For
Capital
III
22 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
G1A cins D28304109 11/26/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Annette G. Mgmt For For For
Kohler as Supervisory
Board
Member
11 Approval of Mgmt For For For
Intra-Company Control
Agreement with GEA
Internal Services
GmbH
12 Amendments to Articles Mgmt For For For
(SRD
II)
13 Amendments to Articles Mgmt For For For
(Electronic
Participation)
14 Amendments to Articles Mgmt For For For
(Participation in
Supervisory Board
Meetings)
15 Amendments to Articles Mgmt For For For
(Interim
Dividend)
16 Increase in Authorised Mgmt For For For
Capital
II
17 Increase in Authorised Mgmt For For For
Capital
III
18 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Guidewire Software Inc
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Brown Mgmt For For For
2 Elect Margaret Dillon Mgmt For For For
3 Elect Michael Keller Mgmt For For For
4 Elect Catherine P. Lego Mgmt For For For
5 Elect Michael Rosenbaum Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Approval of the 2020 Mgmt For For For
Stock
Plan
10 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Hoshizaki Corporation
Ticker Security ID: Meeting Date Meeting Status
6465 CINS J23254105 03/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Seishi Sakamoto Mgmt For For For
3 Elect Yasuhiro Mgmt For For For
Kobayashi
4 Elect Masanao Tomozoe Mgmt For For For
5 Elect Masuo Yoshimatsu Mgmt For For For
6 Elect Satoru Maruyama Mgmt For For For
7 Elect Katsuhiro Mgmt For For For
Kurimoto
8 Elect Yasushi Ieta Mgmt For For For
9 Elect Kyo Yaguchi Mgmt For For For
10 Elect Yoshihiko Seko Mgmt For Against Against
11 Elect Satoe Tsuge Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick P. Mgmt For For For
Gelsinger
2 Elect James J. Goetz Mgmt For For For
3 Elect Alyssa Henry Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Dion J. Weisler Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Racism in Company
Culture
________________________________________________________________________________
Julius Baer Group Ltd
Ticker Security ID: Meeting Date Meeting Status
BAER CINS H4414N103 11/02/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Julius Baer Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAER CINS H4414N103 04/14/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Profits; Mgmt For TNA N/A
Dividend from
Reserves
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
(Cash-based
Variable)
9 Executive Compensation Mgmt For TNA N/A
(Share-based
Variable)
10 Executive Compensation Mgmt For TNA N/A
(Fixed)
11 Elect Romeo Lacher Mgmt For TNA N/A
12 Elect Gilbert Achermann Mgmt For TNA N/A
13 Elect Heinrich Baumann Mgmt For TNA N/A
14 Elect Richard Mgmt For TNA N/A
Campbell-Breeden
15 Elect Ivo Furrer Mgmt For TNA N/A
16 Elect Claire Giraut Mgmt For TNA N/A
17 Elect Kathryn Shih Mgmt For TNA N/A
18 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai
19 Elect Olga Zoutendijk Mgmt For TNA N/A
20 Elect David Nicol Mgmt For TNA N/A
21 Appoint Romeo Lacher Mgmt For TNA N/A
as Board
Chair
22 Elect Gilbert Mgmt For TNA N/A
Achermann as
Compensation
Committee
Member
23 Elect Richard Mgmt For TNA N/A
Campbell-Breeden as
Compensation
Committee
Member
24 Elect Kathryn Shih as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai as
Compensation
Committee
Member
26 Appointment of Auditor Mgmt For TNA N/A
27 Appointment of Mgmt For TNA N/A
Independent
Proxy
28 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
29 Amendments to Articles Mgmt For TNA N/A
(Removal of Obsolete
Provisions)
________________________________________________________________________________
Kao Corporation
Ticker Security ID: Meeting Date Meeting Status
4452 CINS J30642169 03/26/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michitaka Sawada Mgmt For For For
4 Elect Yoshihiro Hasebe Mgmt For For For
5 Elect Toshiaki Takeuchi Mgmt For For For
6 Elect Tomoharu Matsuda Mgmt For For For
7 Elect Sonosuke Kadonaga Mgmt For For For
8 Elect Osamu Shinobe Mgmt For For For
9 Elect Chiaki Mukai Mgmt For For For
10 Elect Nobuhide Hayashi Mgmt For For For
11 Elect Sadanao Kawashima Mgmt For For For
12 Elect Hideki Amano Mgmt For For For
13 Amendments to Mgmt For For For
Performance-Linked
Equity Compensation
Plan
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carter Cast Mgmt For For For
2 Elect Zack Gund Mgmt For For For
3 Elect Donald R. Knauss Mgmt For For For
4 Elect Mike Schlotman Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Elimination of Mgmt For For For
Supermajority Voting
Requirements
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark R. Alexander Mgmt For For For
2 Elect Marie A. Ffolkes Mgmt For For For
3 Elect John C. Plant Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For Against Against
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For Against Against
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics and Study
on Effects on
Market
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Michael O. Mgmt For For For
Leavitt
7 Elect James T. Lenehan Mgmt For For For
8 Elect Kevin E. Lofton Mgmt For For For
9 Elect Geoffrey S. Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For Against Against
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reid G. Hoffman Mgmt For For For
2 Elect Hugh F. Johnston Mgmt For For For
3 Elect Teri L. Mgmt For For For
List-Stoll
4 Elect Satya Nadella Mgmt For For For
5 Elect Sandra E. Mgmt For For For
Peterson
6 Elect Penny S. Pritzker Mgmt For For For
7 Elect Charles W. Scharf Mgmt For For For
8 Elect Arne M. Sorenson Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Emma N. Walmsley Mgmt For For For
12 Elect Padmasree Warrior Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Nabtesco Corporation
Ticker Security ID: Meeting Date Meeting Status
6268 CINS J4707Q100 03/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Katsuhiro Mgmt For For For
Teramoto
4 Elect Daisuke Hakoda Mgmt For For For
5 Elect Shigeru Naoki Mgmt For For For
6 Elect Akiyoshi Kitamura Mgmt For For For
7 Elect Atsushi Habe Mgmt For For For
8 Elect Kazumasa Kimura Mgmt For For For
9 Elect Norio Uchida Mgmt For For For
10 Elect Mari Iizuka Mgmt For For For
11 Elect Naoko Mizukoshi Mgmt For For For
Naoko
Suzuki
12 Elect Naoki Hidaka Mgmt For For For
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan B. Graf, Jr. Mgmt For For For
2 Elect Peter B. Henry Mgmt For For For
3 Elect Michelle A. Mgmt For For For
Peluso
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Incentive
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVOB CINS K72807132 03/25/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Remuneration Report Mgmt For For For
9 Directors' Fees 2020 Mgmt For For For
10 Directors' Fees 2021 Mgmt For For For
11 Elect Helge Lund as Mgmt For For For
chair
12 Elect Jeppe Mgmt For For For
Christiansen as vice
chair
13 Elect Laurence Debroux Mgmt For For For
14 Elect Andreas Fibig Mgmt For For For
15 Elect Sylvie Gregoire Mgmt For For For
16 Elect Kasim Kutay Mgmt For For For
17 Elect Martin Mackay Mgmt For For For
18 Elect Henrik Poulsen Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Reduce Mgmt For For For
Share
Capital
21 Authority to Mgmt For For For
Repurchase
Shares
22 Amendments to Articles Mgmt For For For
(Share
Capital)
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights for
Existing
Shareholders
24 Indemnification of the Mgmt For For For
Board of Directors
and Executive
Management
25 Indemnification of the Mgmt For For For
Executive
Management
26 Amendments to Mgmt For For For
Remuneration
Policy
27 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
28 Amendments to Articles Mgmt For For For
(Language in
documents prepared
for General
Meetings)
29 Amendments to Articles Mgmt For For For
(Differentiation of
votes)
30 Shareholder's Proposal ShrHoldr Against Against For
Regarding Allocation
of
Profits
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
33 Non-Voting Meeting Note N/A N/A N/A N/A
34 Non-Voting Meeting Note N/A N/A N/A N/A
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Segun Agbaje Mgmt For For For
2 Elect Shona L. Brown Mgmt For For For
3 Elect Cesar Conde Mgmt For For For
4 Elect Ian M. Cook Mgmt For For For
5 Elect Dina Dublon Mgmt For For For
6 Elect Michelle D. Gass Mgmt For For For
7 Elect Ramon L. Laguarta Mgmt For For For
8 Elect Dave Lewis Mgmt For For For
9 Elect David C. Page Mgmt For For For
10 Elect Robert C. Pohlad Mgmt For For For
11 Elect Daniel L. Vasella Mgmt For For For
12 Elect Darren Walker Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
External Public
Health
Costs
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect Susan Mgmt For For For
Desmond-Hellmann
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect James Quincey Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brant (Bonin) Mgmt For For For
Bough
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Michel Combes Mgmt For For For
4 Elect Juan Jose Daboub Mgmt For For For
5 Elect Werner Geissler Mgmt For For For
6 Elect Lisa A. Hook Mgmt For Against Against
7 Elect Jun Makihara Mgmt For For For
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio A. Noto Mgmt For For For
10 Elect Jacek Olczak Mgmt For For For
11 Elect Frederik Paulsen Mgmt For For For
12 Elect Robert B. Polet Mgmt For For For
13 Elect Shlomo Yanai Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Polaris Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin M. Farr Mgmt For For For
2 Elect John P. Wiehoff Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RKT.L CINS G74079107 05/28/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Andrew RJ Mgmt For For For
Bonfield
5 Elect Jeff Carr Mgmt For For For
6 Elect Nicandro Durante Mgmt For For For
7 Elect Mary Harris Mgmt For For For
8 Elect Mehmood Khan Mgmt For For For
9 Elect Pamela J. Kirby Mgmt For For For
10 Elect Sara Mathew Mgmt For For For
11 Elect Laxman Narasimhan Mgmt For For For
12 Elect Christopher A. Mgmt For For For
Sinclair
13 Elect Elane B. Stock Mgmt For For For
14 Elect Olivier Bohuon Mgmt For For For
15 Elect Margherita Della Mgmt For For For
Valle
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Amendments to Articles Mgmt For For For
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Roper Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Amy W. Brinkley Mgmt For For For
3 Elect John F. Fort, III Mgmt For For For
4 Elect L. Neil Hunn Mgmt For For For
5 Elect Robert D. Johnson Mgmt For For For
6 Elect Laura G. Thatcher Mgmt For For For
7 Elect Richard F. Mgmt For For For
Wallman
8 Elect Christopher Mgmt For For For
Wright
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Royal Bank Of Canada
Ticker Security ID: Meeting Date Meeting Status
RY CUSIP 780087102 04/08/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew A. Mgmt For For For
Chisholm
1.2 Elect Jacynthe Cote Mgmt For For For
1.3 Elect Toos N. Daruvala Mgmt For For For
1.4 Elect David F. Denison Mgmt For For For
1.5 Elect Cynthia Devine Mgmt For For For
1.6 Elect David I. McKay Mgmt For For For
1.7 Elect Kathleen P. Mgmt For For For
Taylor
1.8 Elect Maryann Turcke Mgmt For For For
1.9 Elect Thierry Vandal Mgmt For For For
1.10 Elect Bridget A. van Mgmt For For For
Kralingen
1.11 Elect Frank Vettese Mgmt For For For
1.12 Elect Jeffery W. Yabuki Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Greenhouse
Gas Reduction
Targets
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Statement
of
Purpose
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
Circular Economy
Loans
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
Target
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Craig A. Conway Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For Against Against
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 04/30/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Co-Option of Gilles
Schnepp
12 Elect Fabienne Mgmt For For For
Lecorvaisier
13 Elect Melanie G Lee Mgmt For For For
14 Elect Barbara Lavernos Mgmt For For For
15 2020 Remuneration Mgmt For For For
Report
16 2020 Remuneration of Mgmt For For For
Serge Weinberg,
Chair
17 2020 Remuneration of Mgmt For For For
Paul Hudson,
CEO
18 2021 Remuneration Mgmt For For For
Policy
(Board)
19 2021 Remuneration Mgmt For For For
Policy
(Chair)
20 2021 Remuneration Mgmt For For For
Policy
(CEO)
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
26 Authority to Issue Mgmt For For For
Debt
Instruments
27 Greenshoe Mgmt For For For
28 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
29 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
30 Employee Stock Mgmt For For For
Purchase
Plan
31 Authority to Issue Mgmt For For For
Performance
Shares
32 Amendments to Articles Mgmt For For For
Regarding Written
Consultations
33 Amendments to Articles Mgmt For For For
to Comply with
"PACTE"
Law
34 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
ServiceNow, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Bostrom Mgmt For For For
2 Elect Jonathan C. Mgmt For For For
Chadwick
3 Elect Lawrence J Mgmt For For For
Jackson,
Jr.
4 Elect Frederic B. Luddy Mgmt For For For
5 Elect Jeffrey A. Miller Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Adoption of Mgmt For For For
Shareholder Right to
Call Special
Meetings
9 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
10 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/08/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
3 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
4 Elect Mark LIU Mgmt For For For
5 Elect Che-Chia WEI Mgmt For For For
6 Elect Fan-Cheng TSENG Mgmt For For For
7 Elect Ming-Hsin KUNG Mgmt For For For
8 Elect Peter L. Bonfield Mgmt For For For
9 Elect Kok-Choo CHEN Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Moshe Mgmt For For For
N.Gavrielov
12 Elect Yancey HAI Mgmt For For For
13 Elect L. Rafael Reif Mgmt For For For
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Siu Shun Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adopt the Share Option Mgmt For Against Against
Plan of a
Subsidiary
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 04/01/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amy W. Brinkley Mgmt For For For
1.2 Elect Brian C. Ferguson Mgmt For For For
1.3 Elect Colleen A. Mgmt For For For
Goggins
1.4 Elect Jean-Rene Halde Mgmt For For For
1.5 Elect David E. Kepler Mgmt For For For
1.6 Elect Brian M. Levitt Mgmt For For For
1.7 Elect Alan N. MacGibbon Mgmt For For For
1.8 Elect Karen E. Maidment Mgmt For For For
1.9 Elect Bharat B. Masrani Mgmt For For For
1.10 Elect Irene R. Miller Mgmt For For For
1.11 Elect Nadir H. Mohamed Mgmt For For For
1.12 Elect Claude Mongeau Mgmt For For For
1.13 Elect Joe Natale Mgmt For For For
1.14 Elect S. Jane Rowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
Circular Economy
Loans
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Composition
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect Mary T. Barra Mgmt For For For
3 Elect Safra A. Catz Mgmt For For For
4 Elect Robert A. Chapek Mgmt For For For
5 Elect Francis A. Mgmt For For For
deSouza
6 Elect Michael B.G. Mgmt For For For
Froman
7 Elect Robert A. Iger Mgmt For For For
8 Elect Maria Elena Mgmt For For For
Lagomasino
9 Elect Mark G. Parker Mgmt For For For
10 Elect Derica W. Rice Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Michael A. Mgmt For For For
Miles,
Jr.
7 Elect Timothy P. Murphy Mgmt For For For
8 Elect Joyce A. Phillips Mgmt For For For
9 Elect Jan Siegmund Mgmt For For For
10 Elect Angela A. Sun Mgmt For For For
11 Elect Solomon D. Mgmt For For For
Trujillo
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 12/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/05/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Advisory Vote on Mgmt For For For
Climate Transition
Action
Plan
5 Elect Nils Andersen Mgmt For For For
6 Elect Laura M.L. Cha Mgmt For For For
7 Elect Judith Hartmann Mgmt For For For
8 Elect Alan Jope Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Susan Kilsby Mgmt For For For
11 Elect Strive T. Mgmt For For For
Masiyiwa
12 Elect Youngme E. Moon Mgmt For For For
13 Elect Graeme D. Mgmt For For For
Pitkethly
14 Elect John Rishton Mgmt For For For
15 Elect Feike Sijbesma Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authorisation of Mgmt For For For
Political
Donations
19 Approval of Mgmt For For For
Performance Share
Plan
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 Adoption of New Mgmt For For For
Articles
26 Reduction in Share Mgmt For For For
Premium
Account
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 10/12/2020 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cross-Border Merger Mgmt For For For
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 10/12/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cross-Border Merger Mgmt For For For
________________________________________________________________________________
Veeva Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VEEV CUSIP 922475108 01/13/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Restated Mgmt For For For
Certificate of
Incorporation to
Become a Public
Benefit
Corporation
2 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Veeva Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VEEV CUSIP 922475108 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Carges Mgmt For For For
2 Elect Paul E. Mgmt For For For
Chamberlain
3 Elect Ronald E. F. Codd Mgmt For For For
4 Elect Peter P. Gassner Mgmt For For For
5 Elect Mary Lynne Hedley Mgmt For For For
6 Elect Gordon Ritter Mgmt For For For
7 Elect Paul Sekhri Mgmt For For For
8 Elect Matthew J. Mgmt For For For
Wallach
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
12 Permit Shareholders to Mgmt For Abstain Against
Call Special
Meetings
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Yaskawa Electric Corporation
Ticker Security ID: Meeting Date Meeting Status
6506 CINS J9690T102 05/26/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Junji Tsuda Mgmt For For For
3 Elect Hiroshi Ogasawara Mgmt For For For
4 Elect Shuji Murakami Mgmt For For For
5 Elect Yoshikatsu Mgmt For For For
Minami
6 Elect Masahiro Ogawa Mgmt For For For
7 Elect Yasuhito Morikawa Mgmt For For For
8 Elect Yuichiro Kato Mgmt For For For
9 Elect Yuji Nakayama Mgmt For Against Against
10 Elect Koichi Tsukahata Mgmt For For For
11 Elect Yoshiki Akita Mgmt For For For
12 Elect Hideo Tsukamoto Mgmt For For For
13 Elect Toshikazu Koike Mgmt For Against Against
14 Amendment to the Mgmt For For For
Equity Compensation
Plan for Non-Audit
Committee
Directors
15 Amendment to the Mgmt For For For
Equity Compensation
Plan for Audit
Committee
Directors
________________________________________________________________________________
Yum China Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUMC CUSIP 98850P109 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Hu Mgmt For For For
2 Elect Joey Wat Mgmt For For For
3 Elect Peter A. Bassi Mgmt For For For
4 Elect Edouard Ettedgui Mgmt For For For
5 Elect Cyril Han Mgmt For For For
6 Elect Louis T. Hsieh Mgmt For For For
7 Elect Ruby Lu Mgmt For For For
8 Elect Zili Shao Mgmt For For For
9 Elect William Wang Mgmt For For For
10 Elect Min (Jenny) Zhang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment Regarding Mgmt For For For
Ownership Threshold
for Shareholders to
Call a Special
Meeting
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Michael J. Mgmt For For For
Farrell
4 Elect Robert A. Mgmt For For For
Hagemann
5 Elect Bryan C. Hanson Mgmt For For For
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Maria Teresa Mgmt For For For
Hilado
8 Elect Syed Jafry Mgmt For For For
9 Elect Sreelakshmi Kolli Mgmt For For For
10 Elect Michael W. Mgmt For For For
Michelson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
14 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
16 Permit Shareholders to Mgmt For For For
Call a Special
Meeting
Fund Name : VanEck Vectors Morningstar International Moat ETF
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 01/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect GU Shu Mgmt For For For
3 Additional Budget for Mgmt For For For
Poverty Alleviation
Donations
________________________________________________________________________________
Agricultural Bank of China
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 11/27/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2019 Remuneration of Mgmt For For For
Directors
4 2019 Remuneration of Mgmt For For For
Supervisors
5 Elect ZHOU Ji Mgmt For For For
6 Elect FAN Jianqiang as Mgmt For For For
Supervisor
7 Additional Donation Mgmt For For For
Budget for
Anti-Pandemic
Materials for the
Year
2020
________________________________________________________________________________
America Movil S.A.B.DE C.V.
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/26/2021 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pablo Roberto Mgmt For Against Against
Gonzalez
Guajardo
2 Elect David Ibarra Mgmt For For For
Munoz
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
America Movil S.A.B.DE C.V.
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/26/2021 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 CEO Report; External Mgmt For Abstain Against
Auditor Report;
Opinion of the
Board
2 Report of the Board Mgmt For Abstain Against
Regarding Accounting
Practices
3 Report of the Board on Mgmt For Abstain Against
its Activities
Regarding the
Company's
Operations
4 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
Committee
5 Accounts and Reports; Mgmt For Abstain Against
Allocation of
Profits/Dividends
6 Report on the Mgmt For Abstain Against
Company's Shares
Repurchase
Program
7 Ratification of CEO Mgmt For Abstain Against
and Board
Acts
8 Elect Carlos Slim Domit Mgmt For For For
9 Elect Patrick Slim Mgmt For For For
Domit
10 Elect Antonio Cosio Mgmt For For For
Pando
11 Elect Arturo Elias Ayub Mgmt For For For
12 Elect Daniel Hajj Mgmt For For For
Aboumrad
13 Elect Vanessa Hajj Slim Mgmt For For For
14 Elect Rafael Kalach Mgmt For For For
Mizrahi
15 Elect Francisco Medina Mgmt For For For
Chavez
16 Elect Luis Alejandro Mgmt For For For
Soberon
Kuri
17 Elect Ernesto Vega Mgmt For Against Against
Velasco
18 Elect Oscar von Hauske Mgmt For For For
Solis
19 Elect Alejandro Canti Mgmt For For For
Jimenez as Board
Secretary
20 Elect Rafael Robles Mgmt For For For
Miaja as Board
Secretary
21 Directors' Fees Mgmt For Abstain Against
22 Ratification of Mgmt For Abstain Against
Executive Committee
Acts
23 Elect Carlos Slime Mgmt For For For
Domit as Executive
Committee
Member
24 Elect Patrick Slim Mgmt For For For
Domit as Executive
Committee
Member
25 Elect Daniel Hajj Mgmt For For For
Aboumrad as Executive
Committee
Member
26 Executive Committee's Mgmt For Abstain Against
Fees
27 Ratification of Audit Mgmt For Abstain Against
and Corporate
Governance Committee
Acts
28 Elect Ernesto Vega Mgmt For Against Against
Velasco as Audit and
Corporate Governance
Committee
Chair
29 Elect Pablo Roberto Mgmt For Against Against
Gonzalez Guajardo as
Audit and Corporate
Governance Committee
Member
30 Elect Rafael Moises Mgmt For For For
Kalach Mizrahi as
Audit and Corporate
Governance Committee
Member
31 Audit and Corporate Mgmt For Abstain Against
Governance
Committee's
Fees
32 Authority to Mgmt For Abstain Against
Repurchase
Shares
33 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B639CJ108 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Mgmt For For For
Repurchase
Shares
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
9 Ratification of Board Mgmt For Against Against
Acts
10 Ratification of Mgmt For For For
Auditor's
Acts
11 Elect Martin J. Mgmt For For For
Barrington to the
Board of
Directors
12 Elect William F. Mgmt For For For
Gifford to the Board
of
Directors
13 Elect Alejandro Santo Mgmt For Against Against
Domingo Davila to the
Board of
Directors
14 Remuneration Policy Mgmt For Against Against
15 Remuneration Report Mgmt For Against Against
16 Change in Control Mgmt For Against Against
Clause
17 Authorization of Legal Mgmt For For For
Formalities
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 02/03/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Xiaorong Mgmt For For For
________________________________________________________________________________
Anhui Conch Cement Company Limited
Ticker Security ID: Meeting Date Meeting Status
0914 CINS Y01373110 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Give Mgmt For For For
Guarantees
7 Elect Wang Cheng Mgmt For For For
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Baidu, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIDU CUSIP 056752108 03/01/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Subdivision of Shares Mgmt For For For
(Stock
Split)
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 04/19/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Elect Jose Miguel Mgmt For For For
Andres
Torrecillas
9 Elect Jaime Felix Mgmt For For For
Caruana
Lacorte
10 Elect Belen Garijo Mgmt For For For
Lopez
11 Elect Jose Maldonado Mgmt For For For
Ramos
12 Elect Ana Cristina Mgmt For For For
Peralta
Moreno
13 Elect Juan Pi Llorens Mgmt For For For
14 Elect Jan Verplancke Mgmt For For For
15 Special Dividend Mgmt For For For
16 Authority to Mgmt For For For
Distribute
Dividends
17 Authority to Issue Mgmt For For For
Contingently
Convertible
Securities
18 Cancellation of Shares Mgmt For For For
19 Remuneration Policy Mgmt For For For
(Binding)
20 Maximum Variable Mgmt For For For
Remuneration
21 Appointment of Auditor Mgmt For For For
22 Amendment to Articles Mgmt For For For
(Virtual-Only
Meetings)
23 Amendment to General Mgmt For For For
Meeting Regulations
(Virtual-Only
Meetings)
24 Authorisation of Legal Mgmt For For For
Formalities
25 Remuneration Report Mgmt For For For
(Advisory)
26 Non-Voting Meeting Note N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 01/18/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHANG Keqiu as Mgmt For Against Against
Supervisor
3 2019 Remuneration Mgmt For For For
Distribution Plan for
Chairman of the Board
of Directors and
Executive
Directors
4 2019 Remuneration Mgmt For For For
Distribution Plan for
Chairman of the Board
of Supervisors and
Shareholder
Representative
Supervisors
________________________________________________________________________________
Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 05/20/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Profit Distribution Mgmt For For For
Plan
6 2021 Annual Budget for Mgmt For For For
Fixed Assets
Investment
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Remuneration Plan for Mgmt For For For
External
Supervisors
9 Elect LIU Liange Mgmt For For For
10 Elect LIU Jin Mgmt For For For
11 Elect LIN Jingzhen Mgmt For For For
12 Elect Jiang Guohua Mgmt For For For
13 Application for Mgmt For For For
Provisional
Authorization of
Outbound
Donations
14 Bond Issuance Plan Mgmt For For For
15 Issuance of Write-down Mgmt For For For
Undated Capital
Bonds
16 Issuance of Qualified Mgmt For For For
Write-down Tier 2
Capital
Instruments
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/12/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For Abstain Against
Management
Acts
9 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For For For
11 Elect Marc R. Bitzer Mgmt For For For
12 Elect Rachel Empey Mgmt For For For
13 Elect Christoph M. Mgmt For For For
Schmidt
14 Management Board Mgmt For Against Against
Remuneration
Policy
15 Supervisory Board Mgmt For For For
Remuneration
Policy
16 Amendments to Articles Mgmt For For For
(Virtual AGM
Participation of
Supervisory Board
Members)
17 Amendments to Articles Mgmt For For For
(Proof of
Shareholding)
18 Amendments to Articles Mgmt For For For
(Hybrid Virtual
Meeting)
19 Approval of Mgmt For For For
Profit-and-Loss
Transfer
Agreements
________________________________________________________________________________
BOC Hong Kong (Holdings) Ltd
Ticker Security ID: Meeting Date Meeting Status
2388 CINS Y0920U103 05/17/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIN Jingzhen Mgmt For For For
6 Elect CHOI Koon Shum Mgmt For For For
7 Elect Quinn LAW Yee Mgmt For For For
Kwan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Adoption of New Mgmt For For For
Articles of
Association
________________________________________________________________________________
British American Tobacco Plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Luc Jobin Mgmt For For For
7 Elect Jack M. Bowles Mgmt For For For
8 Elect Tadeu Marroco Mgmt For For For
9 Elect Susan J. Farr Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Marion Helmes Mgmt For For For
12 Elect Holly K. Koeppel Mgmt For For For
13 Elect Savio Kwan Mgmt For For For
14 Elect Dimitri Mgmt For Against Against
Panayotopoulos
15 Elect Karen Guerra Mgmt For For For
16 Elect Darrell Thomas Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Calbee, Inc.
Ticker Security ID: Meeting Date Meeting Status
2229 CINS J05190103 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuji Ito Mgmt For For For
4 Elect Makoto Ehara Mgmt For For For
5 Elect Koichi Kikuchi Mgmt For For For
6 Elect Yuzaburo Mogi Mgmt For For For
7 Elect Takahisa Takahara Mgmt For For For
8 Elect Atsuko Fukushima Mgmt For For For
9 Elect Yoshihiko Mgmt For For For
Miyauchi
10 Elect Sylvia Dong Mgmt For For For
11 Elect Yoshio Mataichi Mgmt For For For
as Alternate
Statutory
Auditor
12 Bonus Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leontine Atkins Mgmt For For For
1.2 Elect Ian D. Bruce Mgmt For For For
1.3 Elect Daniel Camus Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect Jim Gowans Mgmt For For For
1.8 Elect Kathryn Jackson Mgmt For For For
1.9 Elect Donald B. Kayne Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Against For
Status
________________________________________________________________________________
CapitaLand Integrated Commercial Trust
Ticker Security ID: Meeting Date Meeting Status
C38U CINS Y1100L160 04/14/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
4 Authority to Mgmt For For For
Repurchase
Units
________________________________________________________________________________
Capitaland Limited
Ticker Security ID: Meeting Date Meeting Status
C31 CINS Y10923103 04/27/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Anthony LIM Weng Mgmt For For For
Kin
5 Elect GOH Swee Chen Mgmt For For For
6 Elect Stephen LEE Mgmt For For For
Ching
Yen
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plans
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Retention of Stephen Mgmt For For For
LEE Ching Yen as
Independent Director
(Rule
210(5)(d)(iii)(A))
12 Retention of Stephen Mgmt For For For
LEE Ching Yen as
Independent Director
(Rule
210(5)(d)(iii)(B))
________________________________________________________________________________
China Construction Bank Corp.
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 11/12/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LYU Jiajin Mgmt For For For
3 Elect SHAO Min Mgmt For For For
4 Elect LIU Fang Mgmt For For For
5 Elect William (Bill) Mgmt For For For
Coen
6 Remuneration Plan for Mgmt For For For
Directors for the
year
2019
7 Remuneration Plan for Mgmt For For For
Supervisors for the
year
2019
8 Authority to Issue Mgmt For For For
Qualified write-down
tier 2 Capital
Instruments
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 03/26/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Jiang Mgmt For For For
3 Confirmation of the Mgmt For For For
2020 Anti-pandemic
Materials
Donation
4 Additional Limit On Mgmt For For For
Poverty Alleviation
Donations
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 06/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Fixed Asset Mgmt For For For
Investment
Plan
7 Elect Kenneth Patrick Mgmt For For For
CHUNG
8 Elect Antony LEUNG Kam Mgmt For For For
Chung
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
China East Education Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0667 CINS G2120T100 05/26/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WU Wei Mgmt For Against Against
6 Elect WU Junbao Mgmt For For For
7 Elect Clement HUNG Ka Mgmt For Against Against
Hai
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/20/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Ming Hui Mgmt For Against Against
6 Elect ZHU Weiwei Mgmt For Against Against
7 Elect LIU Chang Mgmt For For For
8 Elect CHEN Yanyan Mgmt For For For
9 Elect ZHANG Ling Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CHINA YUHUA EDUCATION CORPORATION LIMITED
Ticker Security ID: Meeting Date Meeting Status
6169 CINS G2120K109 02/01/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Guangyu Mgmt For Against Against
6 Elect LI Hua Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Compagnie Financiere Richemont S.A.
Ticker Security ID: Meeting Date Meeting Status
CFR CINS H25662182 09/09/2020 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Accounts and Reports Mgmt For TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
4 Increase in Mgmt For TNA N/A
Conditional
Capital
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Elect Johann Rupert as Mgmt For TNA N/A
Board
Chair
7 Elect Josua (Dillie) Mgmt For TNA N/A
Malherbe
8 Elect Nikesh Arora Mgmt For TNA N/A
9 Elect Nicolas Bos Mgmt For TNA N/A
10 Elect Clay Brendish Mgmt For TNA N/A
11 Elect Jean-Blaise Mgmt For TNA N/A
Eckert
12 Elect Burkhart Grund Mgmt For TNA N/A
13 Elect Keyu Jin Mgmt For TNA N/A
14 Elect Jerome Lambert Mgmt For TNA N/A
15 Elect Ruggero Magnoni Mgmt For TNA N/A
16 Elect Jeff Moss Mgmt For TNA N/A
17 Elect Vesna Nevistic Mgmt For TNA N/A
18 Elect Guillaume Pictet Mgmt For TNA N/A
19 Elect Alan G. Quasha Mgmt For TNA N/A
20 Elect Maria Ramos Mgmt For TNA N/A
21 Elect Anton Rupert Mgmt For TNA N/A
22 Elect Jan Rupert Mgmt For TNA N/A
23 Elect Gary Saage Mgmt For TNA N/A
24 Elect Cyrille Vigneron Mgmt For TNA N/A
25 Elect Wendy Luhabe Mgmt For TNA N/A
26 Elect Clay Brendish as Mgmt For TNA N/A
Compensation
Committee
Member
27 Elect Keyu Jin as Mgmt For TNA N/A
Compensation
Committee
Member
28 Elect Guillaume Pictet Mgmt For TNA N/A
as Compensation
Committee
Member
29 Elect Maria Ramos as Mgmt For TNA N/A
Compensation
Committee
Member
30 Appointment of Auditor Mgmt For TNA N/A
31 Appointment of Mgmt For TNA N/A
Independent
Proxy
32 Board Compensation Mgmt For TNA N/A
33 Executive Compensation Mgmt For TNA N/A
(Fixed)
34 Executive Compensation Mgmt For TNA N/A
(Variable)
35 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Compagnie Financiere Richemont S.A.
Ticker Security ID: Meeting Date Meeting Status
CFR CINS H25662182 11/17/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Increase in Mgmt For TNA N/A
Conditional
Capital
4 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Computershare Ltd
Ticker Security ID: Meeting Date Meeting Status
CPU CINS Q2721E105 11/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re- Elect Joseph M. Mgmt For For For
Velli
4 Re- Elect Abigail Mgmt For For For
(Abi) P.
Cleland
5 Remuneration Report Mgmt For Against Against
6 Equity Grant (CEO Mgmt For Against Against
Stuart Irving FY2021
LTI)
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Continental AG
Ticker Security ID: Meeting Date Meeting Status
CON CINS D16212140 04/29/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/ Mgmt For For For
Dividends
7 Ratify Nikolai Setzer Mgmt For For For
8 Ratify Elmar Degenhart Mgmt For For For
9 Ratify Hans-Jurgen Mgmt For For For
Duensing
10 Ratify Frank Jourdan Mgmt For For For
11 Ratify Christian Kotz Mgmt For For For
12 Ratify Helmut Matschi Mgmt For For For
13 Ratify Ariane Reinhart Mgmt For For For
14 Ratify Wolfgang Schafer Mgmt For For For
15 Ratify Andreas Wolf Mgmt For For For
16 Ratify Wolfgang Reitzle Mgmt For For For
17 Ratify Hasan Allak Mgmt For For For
18 Ratify Christiane Mgmt For For For
Benner
19 Ratify Gunter Dunkel Mgmt For For For
20 Ratify Francesco Grioli Mgmt For For For
21 Ratify Michael Iglhau Mgmt For For For
22 Ratify Satish Khatu Mgmt For For For
23 Ratify Isabel Corinna Mgmt For For For
Knauf
24 Ratify Sabine Neuss Mgmt For For For
25 Ratify Rolf Mgmt For For For
Nonnenmacher
26 Ratify Dirk Nordmann Mgmt For For For
27 Ratify Lorenz Pfau Mgmt For For For
28 Ratify Klaus Rosenfeld Mgmt For For For
29 Ratify Georg F. W. Mgmt For For For
Schaeffler
30 Ratify Maria-Elisabeth Mgmt For For For
Schaeffler-Thumann
31 Ratify Jorg Schonfelder Mgmt For For For
32 Ratify Stefan Scholz Mgmt For For For
33 Ratify Kirsten Vorkel Mgmt For For For
34 Ratify Elke Volkmann Mgmt For For For
35 Ratify Siegfried Wolf Mgmt For For For
36 Appointment of Auditor Mgmt For For For
37 Amendments to Articles Mgmt For For For
38 Spin-Off and Transfer Mgmt For For For
Agreement
39 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ConvaTec Group Plc
Ticker Security ID: Meeting Date Meeting Status
CTEC CINS G23969101 05/07/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect John D. G. McAdam Mgmt For For For
5 Elect Karim Bitar Mgmt For For For
6 Elect Frank Schulkes Mgmt For For For
7 Elect Margaret Ewing Mgmt For For For
8 Elect Brian M. May Mgmt For For For
9 Elect Rick D. Anderson Mgmt For For For
10 Elect Regina M. Mgmt For For For
Benjamin
11 Elect Sten Scheibye Mgmt For For For
12 Elect Heather Mason Mgmt For For For
13 Elect Constantin Mgmt For For For
Coussios
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Credit Suisse Group
Ticker Security ID: Meeting Date Meeting Status
CSGN CINS H3698D419 11/27/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Extraordinary Dividend Mgmt For TNA N/A
from Retained
Earnings and
Reserves
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Additional or Amended ShrHoldr N/A TNA N/A
Shareholder
Proposals
6 Additional or Amended Mgmt N/A TNA N/A
Board
Proposals
________________________________________________________________________________
Credit Suisse Group AG
Ticker Security ID: Meeting Date Meeting Status
CSGN CINS H3698D419 04/30/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Accounts and Reports Mgmt For TNA N/A
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Increase in Authorised Mgmt For TNA N/A
Capital
8 Elect Antonio Mgmt For TNA N/A
Horta-Osorio as Board
Chair
9 Elect Iris Bohnet Mgmt For TNA N/A
10 Elect Christian Mgmt For TNA N/A
Gellerstad
11 Elect Andreas Mgmt For TNA N/A
Gottschling
12 Elect Michael Klein Mgmt For TNA N/A
13 Elect Shan Li Mgmt For TNA N/A
14 Elect Seraina Macia Mgmt For TNA N/A
15 Elect Richard H. Mgmt For TNA N/A
Meddings
16 Elect Kaikhushru Mgmt For TNA N/A
Nargolwala
17 Elect Ana Paula Pessoa Mgmt For TNA N/A
18 Elect Severin Schwan Mgmt For TNA N/A
19 Elect Clare Brady Mgmt For TNA N/A
20 Elect Blythe Masters Mgmt For TNA N/A
21 Elect Iris Bohnet as Mgmt For TNA N/A
Compensation
Committee
Member
22 Elect Christian Mgmt For TNA N/A
Gellerstad as
Compensation
Committee
Member
23 Elect Michael Klein as Mgmt For TNA N/A
Compensation
Committee
Member
24 Elect Kaikhushru Mgmt For TNA N/A
Nargolwala as
Compensation
Committee
Member
25 Elect Blythe Masters Mgmt For TNA N/A
as Compensation
Committee
Member
26 Board Compensation Mgmt For TNA N/A
27 Executive Compensation Mgmt For TNA N/A
(Fixed)
28 Appointment of Auditor Mgmt For TNA N/A
29 Appointment of Special Mgmt For TNA N/A
Auditor
30 Appointment of Mgmt For TNA N/A
Independent
Proxy
31 Non-Voting Agenda Item N/A N/A TNA N/A
32 Additional or Amended ShrHoldr N/A TNA N/A
Shareholder
Proposals
33 Additional or Amended Mgmt N/A TNA N/A
Board
Proposals
________________________________________________________________________________
Crown Resorts Limited
Ticker Security ID: Meeting Date Meeting Status
CWN CINS Q3015N108 10/22/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Sarah (Jane) Mgmt For For For
Halton
3 Re-elect John S. Mgmt For For For
Horvath
4 Re-elect Guy Jalland Mgmt For For For
5 Elect Bryan Young Mgmt Against Against For
(non-board
endorsed)
6 Remuneration Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
CSPC Pharmaceutical Group Limited.
Ticker Security ID: Meeting Date Meeting Status
1093 CINS Y1837N109 10/12/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Bonus Issue Mgmt For For For
________________________________________________________________________________
Danske Bank A/S
Ticker Security ID: Meeting Date Meeting Status
DANSKE CINS K22272114 03/16/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Elect Martin Blessing Mgmt For For For
11 Elect Lars-Erik Brenoe Mgmt For For For
12 Elect Karsten Dybvad Mgmt For For For
13 Elect Raija-Leena Mgmt For For For
Hankonen
14 Elect Bente Avnung Mgmt For For For
Landsnes
15 Elect Jan Thorsgaard Mgmt For For For
Nielsen
16 Elect Carol Sergeant Mgmt For For For
17 Elect Gerrit Zalm Mgmt For For For
18 Elect Topi Manner Mgmt For For For
19 Elect Dissident ShrHoldr Abstain Abstain For
Nominee Lars
Wismann
20 Appointment of Auditor Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Remuneration Report Mgmt For For For
25 Directors' Fees Mgmt For For For
26 Amendments to Mgmt For For For
Remuneration
Policy
27 Indemnification of Mgmt For For For
Directors/Officers
28 Shareholder Proposal ShrHoldr Against Against For
Regarding Criminal
Complaint (Gunnar
Mikkelsen)
29 Authorization of Legal Mgmt For For For
Formalities
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Daqin Railway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601006 CINS Y1997H108 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report of Mgmt For For For
the Board of
Supervisors
4 2020 Annual Accounts Mgmt For For For
And 2021 Budget
Report
5 2020 Profit Mgmt For For For
Distribution
Plan
6 2020 Annual Report And Mgmt For For For
Its
Summary
7 Reappointment Of Mgmt For For For
Financial Audit
Firm
8 Reappointment Of Mgmt For For For
Internal Control
Audit
Firm
9 Elect WANG Daokuo Mgmt For For For
10 Elect HAO Shengyue Mgmt For For For
11 Elect YU Feng Mgmt For Abstain Against
________________________________________________________________________________
Dassault Aviation
Ticker Security ID: Meeting Date Meeting Status
AM CINS F24539102 05/11/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Allocation of Mgmt For For For
Profits/Dividends
12 2020 Remuneration Mgmt For Against Against
Report
13 2020 Remuneration of Mgmt For Against Against
Eric Trappier, Chair
and
CEO
14 2020 Remuneration of Mgmt For Against Against
Loik Segalen, Deputy
CEO
15 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
16 2021 Remuneration Mgmt For Against Against
Policy (Chair and
CEO)
17 2021 Remuneration Mgmt For Against Against
Policy (Deputy
CEO)
18 Related Party Mgmt For Abstain Against
Transactions
19 Related Party Mgmt For Abstain Against
Transactions
20 Related Party Mgmt For Abstain Against
Transactions
21 Related Party Mgmt For Abstain Against
Transactions
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Stock Split Mgmt For For For
25 Authority to Issue Mgmt For Against Against
Restricted
Shares
26 Ratification of Mgmt For For For
Co-Option of Thierry
Dassault
27 Ratification of Mgmt For For For
Co-Option of Besma
Boumaza
28 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTAB CINS W2479G107 04/16/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Special Dividend Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTAB CINS W2479G107 08/26/2020 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Laurent
Leksell
10 Ratification of Mgmt For For For
Leksell
Cooke
11 Ratification of Johan Mgmt For For For
Malmquist
12 Ratification of Tomas Mgmt For For For
Puusepp
13 Ratification of Mgmt For For For
Wolfgang
Reim
14 Ratification of Jan Mgmt For For For
Secher
15 Ratification of Mgmt For For For
Birgitta Stymne
Goransson
16 Ratification of Mgmt For For For
Cecilia
Wikstrom
17 Ratification of Mgmt For For For
Richard Hausmann
(CEO)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Number of Directors Mgmt For For For
20 Number of Deputy Mgmt For For For
Directors
21 Directors' Fees Mgmt For For For
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Elect Laurent Leksell Mgmt For For For
24 Elect Caroline Leksell Mgmt For For For
Cooke
25 Elect Johan Malmqvist Mgmt For Against Against
26 Elect Wolfgang Reim Mgmt For For For
27 Elect Jan Secher Mgmt For For For
28 Elect Birgitta Stymne Mgmt For For For
Goransson
29 Elect Cecilia Wikstrom Mgmt For For For
30 Election of Laurent Mgmt For For For
Leksell as
Chair
31 Appointment of Auditor Mgmt For For For
32 Remuneration Policy Mgmt For For For
33 Performance Share Plan Mgmt For For For
2020
34 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan
2020
35 Share Transfer Mgmt For For For
Pursuant to
Performance Share
Plan 2018, 2019 and
2020
36 Authority to Mgmt For For For
Repurchase
Shares
37 Issuance of Treasury Mgmt For For For
Shares
38 Nomination Committee Mgmt For Against Against
Guidelines
39 Amendments to Articles Mgmt For For For
40 Non-Voting Meeting Note N/A N/A N/A N/A
41 Non-Voting Meeting Note N/A N/A N/A N/A
42 Non-Voting Meeting Note N/A N/A N/A N/A
43 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For Withhold Against
1.2 Elect Marcel R. Coutu Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Cunningham
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Gregory J. Goff Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Teresa S. Madden Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Stephen S. Poloz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FRE CINS D27348263 08/28/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
General Partner
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Grifols SA
Ticker Security ID: Meeting Date Meeting Status
GRF CINS E5706X215 10/08/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Individual Accounts Mgmt For For For
and Reports;
Allocation of
Profits/Dividends
4 Consolidated Accounts Mgmt For For For
and
Reports
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Appointment of Auditor Mgmt For For For
(Individual
Accounts)
8 Appointment of Auditor Mgmt For For For
(Consolidated
Accounts)
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect James Costos Mgmt For For For
11 Elect Victor Grifols Mgmt For For For
Deu
12 Elect Thomas Glanzmann Mgmt For For For
13 Elect Steven F. Mayer Mgmt For For For
14 Amendments to Articles Mgmt For For For
(Telematic
Attendance)
15 Amendments to General Mgmt For For For
Meeting Regulations
(Telematic
Attendance)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Remuneration Policy Mgmt For For For
(Binding)
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Renewal of Authority Mgmt For For For
to List
Securities
20 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Imperial Brands Plc
Ticker Security ID: Meeting Date Meeting Status
IMB CINS G4720C107 02/03/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Sharesave Plan Mgmt For For For
5 Long-Term Incentive Mgmt For For For
Plan
6 Deferred Bonus Plan Mgmt For For For
7 Final Dividend Mgmt For For For
8 Elect Stefan Bomhard Mgmt For For For
9 Elect Susan M. Clark Mgmt For For For
10 Elect Therese Esperdy Mgmt For For For
11 Elect Alan Johnson Mgmt For For For
12 Elect Robert Mgmt For For For
Kunze-Concewitz
13 Elect Simon Langelier Mgmt For For For
14 Elect Pierre-Jean Mgmt For For For
Sivignon
15 Elect Steven P. Mgmt For For For
Stanbrook
16 Elect Jon Stanton Mgmt For For For
17 Elect Oliver Tant Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Industrial & Commercial Bank Of China
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 06/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Fixed Asset Mgmt For For For
Investment
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Application for Mgmt For For For
Authorization Limit
for Special Donations
for Poverty
Alleviation
9 Elect CHEN Yifang Mgmt For For For
10 Issuance of Tier 2 Mgmt For For For
Capital
Instruments
11 Extend the Validity Mgmt For For For
Period of the
Authorization to
Issuance of Undated
Capital
Bonds
12 Material Donation for Mgmt For For For
Epidemic
Prevention
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Industrial & Commercial Bank of China Ltd.
Ticker Security ID: Meeting Date Meeting Status
1398 CINS Y3990B112 11/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2021-2023 Capital Mgmt For For For
Planning
3 Authority to Issue Mgmt For For For
Undated Additional
Tier 1 Capital
Bonds
4 Payment Plan of Mgmt For For For
Remuneration of
Directors for
2019
5 Payment Plan of Mgmt For For For
Remuneration of
Supervisors for
2019
________________________________________________________________________________
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CINS N4578E595 04/26/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Remuneration Report Mgmt For For For
8 Accounts and Reports Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Management Board
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Approve Maximum Mgmt For For For
Variable Pay
Ratio
14 Amendments to Articles Mgmt For For For
15 Elect Steven Van Mgmt For For For
Rijswijk
16 Elect Ljiljana Cortan Mgmt For For For
17 Elect Hans Wijers Mgmt For For For
18 Elect Margarete Haase Mgmt For For For
19 Elect Lodewijk J. Mgmt For For For
Hijmans van den
Bergh
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
22 Authority to Mgmt For For For
Repurchase
Shares
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Japan Tobacco Inc.
Ticker Security ID: Meeting Date Meeting Status
2914 CINS J27869106 03/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masato Kitera as Mgmt For For For
Director
________________________________________________________________________________
Julius Baer Group Ltd
Ticker Security ID: Meeting Date Meeting Status
BAER CINS H4414N103 11/02/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Allocation of Mgmt For TNA N/A
Profits/Dividends
________________________________________________________________________________
Julius Baer Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
BAER CINS H4414N103 04/14/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Profits; Mgmt For TNA N/A
Dividend from
Reserves
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Board Compensation Mgmt For TNA N/A
8 Executive Compensation Mgmt For TNA N/A
(Cash-based
Variable)
9 Executive Compensation Mgmt For TNA N/A
(Share-based
Variable)
10 Executive Compensation Mgmt For TNA N/A
(Fixed)
11 Elect Romeo Lacher Mgmt For TNA N/A
12 Elect Gilbert Achermann Mgmt For TNA N/A
13 Elect Heinrich Baumann Mgmt For TNA N/A
14 Elect Richard Mgmt For TNA N/A
Campbell-Breeden
15 Elect Ivo Furrer Mgmt For TNA N/A
16 Elect Claire Giraut Mgmt For TNA N/A
17 Elect Kathryn Shih Mgmt For TNA N/A
18 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai
19 Elect Olga Zoutendijk Mgmt For TNA N/A
20 Elect David Nicol Mgmt For TNA N/A
21 Appoint Romeo Lacher Mgmt For TNA N/A
as Board
Chair
22 Elect Gilbert Mgmt For TNA N/A
Achermann as
Compensation
Committee
Member
23 Elect Richard Mgmt For TNA N/A
Campbell-Breeden as
Compensation
Committee
Member
24 Elect Kathryn Shih as Mgmt For TNA N/A
Compensation
Committee
Member
25 Elect Eunice Mgmt For TNA N/A
Zehnder-Lai as
Compensation
Committee
Member
26 Appointment of Auditor Mgmt For TNA N/A
27 Appointment of Mgmt For TNA N/A
Independent
Proxy
28 Cancellation of Shares Mgmt For TNA N/A
and Reduction in
Share
Capital
29 Amendments to Articles Mgmt For TNA N/A
(Removal of Obsolete
Provisions)
________________________________________________________________________________
Just Eat Takeaway.com N.V.
Ticker Security ID: Meeting Date Meeting Status
TKWY CINS N4753E105 05/12/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Remuneration Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Management Board
Acts
12 Ratification of Mgmt For For For
Supervisory Board
Acts
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Jitse Groen to Mgmt For For For
the Management
Board
15 Elect Brent Wissink to Mgmt For For For
the Management
Board
16 Elect Jorg Gerbig to Mgmt For For For
the Management
Board
17 Elect Matthew Maloney Mgmt For For For
to the Management
Board
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Adriaan Nuhn to Mgmt For For For
the Supervisory
Board
20 Elect Corinne Vigreux Mgmt For For For
to the Supervisory
Board
21 Elect Ron Teerlink to Mgmt For For For
the Supervisory
Board
22 Elect Gwyn V. Burr to Mgmt For For For
the Supervisory
Board
23 Elect Jambu Mgmt For For For
Palaniappan to the
Supervisory
Board
24 Elect Lloyd D. Frink Mgmt For For For
to the Supervisory
Board
25 Elect David Fisher to Mgmt For For For
the Supervisory
Board
26 Appointment of Auditor Mgmt For For For
27 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
28 Authority to Suppress Mgmt For For For
Preemptive
Rights
29 Authority to Mgmt For For For
Repurchase
Shares
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KDDI CORPORATION
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takashi Tanaka Mgmt For Against Against
4 Elect Makoto Takahashi Mgmt For For For
5 Elect Takashi Shoji Mgmt For For For
6 Elect Shinichi Muramoto Mgmt For For For
7 Elect Keiichi Mori Mgmt For For For
8 Elect Kei Morita Mgmt For For For
9 Elect Toshitake Amamiya Mgmt For For For
10 Elect Hirokuni Takeyama Mgmt For For For
11 Elect Kazuyuki Mgmt For For For
Yoshimura
12 Elect Goro Yamaguchi Mgmt For For For
13 Elect Keiji Yamamoto Mgmt For For For
14 Elect Shigeo Oyagi Mgmt For For For
15 Elect Riyo Kano Mgmt For For For
16 Elect Shigeki Goto Mgmt For For For
17 Elect Yukihiro Asahina Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Keppel DC REIT
Ticker Security ID: Meeting Date Meeting Status
AJBU CINS Y47230100 04/21/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect TAN Tin Wee Mgmt For For For
4 Elect Thomas PANG Mgmt For Against Against
Thieng
Hwi
5 Authority to Issue Mgmt For For For
Units w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Kion Group AG
Ticker Security ID: Meeting Date Meeting Status
KGX CINS D4S14D103 05/11/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Management Board Mgmt For For For
Remuneration
Policy
11 Supervisory Board Mgmt For For For
Remuneration
Policy
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Amendments to Articles Mgmt For For For
(SRD
II)
________________________________________________________________________________
Kion Group AG
Ticker Security ID: Meeting Date Meeting Status
KGX CINS D4S14D103 07/16/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Jiang Kui Mgmt For Against Against
10 Elect Christina Reuter Mgmt For For For
11 Elect Hans Peter Ring Mgmt For For For
12 Elect Xu Ping Mgmt For For For
13 Increase in Authorised Mgmt For For For
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
15 Amendment to Corporate Mgmt For For For
Purpose
16 Amendment to Articles Mgmt For For For
Regarding Attendance
Fees
17 Approval of Mgmt For For For
Intra-company Control
Agreement with
Dematic Holdings
GmbH
________________________________________________________________________________
Koninklijke KPN N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 04/14/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Appointment of Auditor Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Edzard J.C. Mgmt For For For
Overbeek to the
Supervisory
Board
15 Elect Gerard J.A. van Mgmt For For For
de Aast to the
Supervisory
Board
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Mgmt For For For
Repurchase
Shares
18 Cancellation of Shares Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Suppress Mgmt For For For
Preemptive
Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Koninklijke KPN N.V.
Ticker Security ID: Meeting Date Meeting Status
KPN CINS N4297B146 09/10/2020 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Alejandro Mgmt For For For
Douglass Plater to
the Supervisory
Board
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Link Administration Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
LNK CINS Q5S646100 10/27/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peeyush K. Mgmt For For For
Gupta
3 Re-elect Sally A.M. Mgmt For For For
Pitkin
4 Remuneration Report Mgmt For For For
5 Approve Omnibus Equity Mgmt For For For
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Vivek
Bhatia)
7 Amendments To Mgmt For For For
Constitution
________________________________________________________________________________
Meiji Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2269 CINS J41729104 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kazuo Kawamura Mgmt For For For
3 Elect Daikichiro Mgmt For For For
Kobayashi
4 Elect Katsunari Matsuda Mgmt For For For
5 Elect Koichiro Shiozaki Mgmt For For For
6 Elect Jun Furuta Mgmt For For For
7 Elect Mariko Matsumura Mgmt For For For
@ Mariko
Hosoi
8 Elect Masaya Kawata Mgmt For Against Against
9 Elect Michiko Kuboyama Mgmt For For For
@ Michiko
Iwasaki
10 Elect Hiroaki Chida Mgmt For For For
11 Elect Takayoshi Ono Mgmt For Against Against
12 Elect Hajime Watanabe Mgmt For For For
13 Elect Makoto Ando Mgmt For For For
14 Elect Makoto Imamura Mgmt For For For
as Alternate
Statutory
Auditor
________________________________________________________________________________
MGM China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2282 CINS G60744102 05/27/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WONG Chen Yau Mgmt For For For
5 Elect Daniel J. Taylor Mgmt For For For
6 Elect Ayesha Khanna Mgmt For Against Against
Molino
7 Elect Patricia LAM Sze Mgmt For For For
Wan
8 Elect LIU Chee Ming Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
New Oriental Education & Technology Group Inc.
Ticker Security ID: Meeting Date Meeting Status
9901 CUSIP 647581107 03/08/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Subdivision Mgmt For For For
2 Adoption of the Mgmt For For For
Company's Dual
Foreign
Name
3 Amendments and Mgmt For For For
Adoption of the
Memorandum of
Association and
Articles of
Association
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 05/17/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Miranda C. Hubbs Mgmt For For For
1.5 Elect Raj S. Kushwaha Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Charles V. Magro Mgmt For Withhold Against
1.9 Elect Keith G. Martell Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Mayo M. Schmidt Mgmt For For For
1.12 Elect Nelson Luiz Mgmt For For For
Costa
Silva
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oversea-Chinese Banking Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
O39 CINS Y64248209 04/29/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect CHUA Kim Chiu Mgmt For For For
3 Elect Pramukti Mgmt For Against Against
Surjaudaja
4 Elect TAN Ngiap Joo Mgmt For For For
5 Elect Andrew Khoo Mgmt For For For
Cheng
Hoe
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Fees in Cash Mgmt For Against Against
8 Authority to Issue Mgmt For For For
Ordinary Shares to
Non-Executive
Directors
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the OCBC
Share Option Scheme
2001 and OCBC
Employee Share
Purchase
Plan
12 Scrip Dividend Mgmt For For For
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Authority to Adopt the Mgmt For For For
OCBC Deferred Share
Plan
2021
________________________________________________________________________________
Pendal Group Limited
Ticker Security ID: Meeting Date Meeting Status
PDL CINS Q74148109 12/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect James K. Evans Mgmt For For For
3 Re-elect Deborah R. Mgmt For For For
Page
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Emilio
Gonzalez)
________________________________________________________________________________
Perpetual Ltd
Ticker Security ID: Meeting Date Meeting Status
PPT CINS Q9239H108 10/15/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Tony D'Aloisio Mgmt For For For
4 Re-elect Fiona Mgmt For For For
Trafford-Walker
5 Equity Grant (MD/CEO Mgmt For For For
Rob
Adams)
________________________________________________________________________________
Publicis Groupe SA
Ticker Security ID: Meeting Date Meeting Status
PUB CINS F7607Z165 05/26/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Scrip Dividend Mgmt For For For
11 Special Auditors Mgmt For For For
Report on Regulated
Agreements
12 Elect Maurice Levy Mgmt For For For
13 Elect Simon Badinter Mgmt For For For
14 Elect Jean Charest Mgmt For For For
15 2021 Remuneration Mgmt For Against Against
Policy (Supervisory
Board
Chair)
16 2021 Remuneration Mgmt For For For
Policy (Supervisory
Board
Members)
17 2021 Remuneration Mgmt For For For
Policy (Management
Board
Chair)
18 2021 Remuneration Mgmt For For For
Policy of
Michel-Alain Proch
(Management Board
Member)
19 2021 Remuneration Mgmt For For For
Policy (Management
Board
Members)
20 2020 Remuneration Mgmt For For For
Report
21 2020 Remuneration of Mgmt For Against Against
Maurice Levy,
Supervisory Board
Chair
22 2020 Remuneration of Mgmt For Against Against
Arthur Sadoun,
Management Board
Chair
23 2020 Remuneration of Mgmt For For For
Jean-Michel Etienne,
Management Board
Member
24 2020 Remuneration of Mgmt For For For
Anne-Gabrielle
Heilbronner,
Management Board
Member
25 2020 Remuneration of Mgmt For For For
Steve King,
Management Board
Member
26 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
27 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
28 Authority to Issue Mgmt For For For
Performance
Shares
29 Employee Stock Mgmt For For For
Purchase Plan
(Domestic and
Overseas)
30 Employee Stock Mgmt For For For
Purchase Plan
(Specific
Categories)
31 Textual References Mgmt For For For
Applicable in Case of
Regulation
Updates
32 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sands China Limited
Ticker Security ID: Meeting Date Meeting Status
1928 CINS G7800X107 05/21/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Robert Glen Mgmt For Against Against
Goldstein
5 Elect Steven Zygmunt Mgmt For For For
Strasser
6 Elect Kenneth Patrick Mgmt For For For
CHUNG
7 Elect Grant CHUM Kwan Mgmt For For For
Lock
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 04/30/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Mgmt For For For
Co-Option of Gilles
Schnepp
12 Elect Fabienne Mgmt For For For
Lecorvaisier
13 Elect Melanie G Lee Mgmt For For For
14 Elect Barbara Lavernos Mgmt For For For
15 2020 Remuneration Mgmt For For For
Report
16 2020 Remuneration of Mgmt For For For
Serge Weinberg,
Chair
17 2020 Remuneration of Mgmt For For For
Paul Hudson,
CEO
18 2021 Remuneration Mgmt For For For
Policy
(Board)
19 2021 Remuneration Mgmt For For For
Policy
(Chair)
20 2021 Remuneration Mgmt For For For
Policy
(CEO)
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
26 Authority to Issue Mgmt For For For
Debt
Instruments
27 Greenshoe Mgmt For For For
28 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
29 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
30 Employee Stock Mgmt For For For
Purchase
Plan
31 Authority to Issue Mgmt For For For
Performance
Shares
32 Amendments to Articles Mgmt For For For
Regarding Written
Consultations
33 Amendments to Articles Mgmt For For For
to Comply with
"PACTE"
Law
34 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Schroders plc
Ticker Security ID: Meeting Date Meeting Status
SDR CINS G78602136 04/29/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Michael Dobson Mgmt For For For
5 Elect Peter Harrison Mgmt For For For
6 Elect Richard Keers Mgmt For For For
7 Elect Ian G. King Mgmt For For For
8 Elect Damon Buffini Mgmt For For For
9 Elect Rhian Davies Mgmt For For For
10 Elect Rakhi (Parekh) Mgmt For For For
Goss-Custard
11 Elect Deborah Mgmt For For For
Waterhouse
12 Elect Matthew Westerman Mgmt For For For
13 Elect Claire Fitzalan Mgmt For For For
Howard
14 Elect Leonie Schroder Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Adoption of New Mgmt For For For
Articles
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Seven & I Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3382 CINS J7165H108 05/27/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ryuichi Isaka Mgmt For For For
4 Elect Katsuhiro Goto Mgmt For For For
5 Elect Junro Ito Mgmt For For For
6 Elect Kimiyoshi Mgmt For For For
Yamaguchi
7 Elect Yoshimichi Mgmt For For For
Maruyama
8 Elect Fumihiko Mgmt For For For
Nagamatsu
9 Elect Shigeki Kimura Mgmt For For For
10 Elect Joseph M. DePinto Mgmt For For For
11 Elect Yoshio Tsukio Mgmt For For For
12 Elect Kunio Ito Mgmt For For For
13 Elect Toshiro Yonemura Mgmt For For For
14 Elect Tetsuro Higashi Mgmt For For For
15 Elect Kazuko Rudy @ Mgmt For For For
Kazuko
Kiriyama
16 Elect Noriyuki Habano Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Shanghai Pharmaceuticals Holding Company
Ticker Security ID: Meeting Date Meeting Status
2607 CINS Y7685S108 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Profit Distribution Mgmt For For For
Plan
2020
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Give Mgmt For Abstain Against
Guarantees
9 Acquisition of 100% of Mgmt For For For
SPH Biological
Medicine
10 Authority to Issue Mgmt For Abstain Against
Debt Financing
Products
11 Satisfaction of the Mgmt For Abstain Against
Conditions for
Issuing Corporate
Bonds
12 Public Issuance of Mgmt For Abstain Against
Corporate
Bonds
13 Authority to Issue Mgmt For Abstain Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 07/09/2020 Voted
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Spin-Off and Transfer Mgmt For For For
Agreement
________________________________________________________________________________
SJM Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0880 CINS Y8076V106 05/28/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect CHAN Un Chan Mgmt For For For
5 Elect David SHUM Hong Mgmt For For For
Kuen
6 Elect Aloysius TSE Hau Mgmt For For For
Yin
7 Elect Howard YEUNG Mgmt For For For
Ping
Leung
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Grant Mgmt For Against Against
Options under Share
Option
Scheme
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
SK Telecom Co Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CINS Y4935N104 11/26/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Mgmt For For For
________________________________________________________________________________
SK Telecom Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
017670 CINS Y4935N104 03/25/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Share Option Grant Mgmt For For For
4 Elect RYU Young Sang Mgmt For For For
5 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
YOON Young
Min
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Smiths Group plc
Ticker Security ID: Meeting Date Meeting Status
SMIN CINS G82401111 11/16/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Pam Cheng Mgmt For For For
5 Elect Karin Hoeing Mgmt For For For
6 Elect George W. Buckley Mgmt For For For
7 Elect Dame Ann Dowling Mgmt For For For
8 Elect Tanya Fratto Mgmt For For For
9 Elect William Seeger, Mgmt For For For
Jr.
10 Elect Mark Seligman Mgmt For For For
11 Elect John Shipsey Mgmt For For For
12 Elect Andrew Reynolds Mgmt For For For
Smith
13 Elect Noel N. Tata Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Sun Hung Kai Properties Ltd.
Ticker Security ID: Meeting Date Meeting Status
0016 CINS Y82594121 11/05/2020 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Dicky Peter YIP Mgmt For For For
4 Elect Richard WONG Yue Mgmt For Against Against
Chim
5 Elect William FUNG Mgmt For For For
Kwok
Lun
6 Elect Norman LEUNG Nai Mgmt For For For
Pang
7 Elect Henry FAN Hung Mgmt For For For
Ling
8 Elect William KWAN Mgmt For Against Against
Cheuk
Yin
9 Elect Victor LUI Ting Mgmt For For For
10 Elect Allen FUNG Mgmt For For For
Yuk-Lun
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Svenska Handelsbanken
Ticker Security ID: Meeting Date Meeting Status
SHBA CINS W9112U104 03/24/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Remuneration Report Mgmt For For For
15 Ratify Jon Fredrik Mgmt For For For
Baksaas
16 Ratify Hans Biorck Mgmt For For For
17 Ratify Par Boman Mgmt For For For
18 Ratify Kerstin Hessius Mgmt For For For
19 Ratify Lisa Kaae Mgmt For For For
20 Ratify Fredrik Lundberg Mgmt For For For
21 Ratify Ulf Riese Mgmt For For For
22 Ratify Arja Taaveniku Mgmt For For For
23 Ratify Carina Akerstrom Mgmt For For For
24 Ratify Jan-Erik Hoog Mgmt For For For
25 Ratify Ole Johansson Mgmt For For For
26 Ratify Bente Rathe Mgmt For For For
27 Ratify Charlotte Skog Mgmt For For For
28 Ratify Anna Hjelmberg Mgmt For For For
29 Ratify Lena Renstrom Mgmt For For For
30 Ratify Stefan Henricson Mgmt For For For
31 Ratify Charlotte Uriz Mgmt For For For
32 Ratify Carina Mgmt For For For
Akerstrom
(CEO)
33 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
34 Authority to Trade in Mgmt For For For
Company
Stock
35 Authority to Issue Mgmt For For For
Shares w or w/o
Preemptive Rights
(Contingent
Convertible
Securities)
36 Amendments to Articles Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Board Size Mgmt For For For
39 Number of Auditors Mgmt For For For
40 Directors' Fees Mgmt For For For
41 Authority to Set Mgmt For For For
Auditor's
Fees
42 Elect Jon Fredrik Mgmt For For For
Baksaas
43 Elect Stina Bergfors Mgmt For For For
44 Elect Hans Biorck Mgmt For For For
45 Elect Par Boman Mgmt For For For
46 Elect Kerstin Hessius Mgmt For For For
47 Elect Fredrik Lundberg Mgmt For For For
48 Elect Ulf Riese Mgmt For For For
49 Elect Arja Taaveniku Mgmt For For For
50 Elect Carina Akerstrom Mgmt For For For
51 Elect Par Boman Mgmt For For For
52 Appointment of Ernst & Mgmt For For For
Young
AB
53 Appointment of Mgmt For For For
PricewaterhouseCoopers
AB
54 Amendments to Director Mgmt For Against Against
Remuneration
Policy
55 Appointment of Special Mgmt For For For
Auditor
56 Non-Voting Agenda Item N/A N/A N/A N/A
57 Non-Voting Meeting Note N/A N/A N/A N/A
58 Non-Voting Meeting Note N/A N/A N/A N/A
59 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/11/2021 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Fixed Board Mgmt For TNA N/A
Compensation
(Non-Executive
Functions)
7 Fixed Board Mgmt For TNA N/A
Compensation
(Executive
Functions)
8 Executive Compensation Mgmt For TNA N/A
(Fixed)
9 Variable Board Mgmt For TNA N/A
Compensation
(Executive
Functions)
10 Executive Compensation Mgmt For TNA N/A
(Variable)
11 Elect Nayla Hayek Mgmt For TNA N/A
12 Elect Ernst Tanner Mgmt For TNA N/A
13 Elect Daniela Mgmt For TNA N/A
Aeschlimann
14 Elect Georges Nick Mgmt For TNA N/A
Hayek
15 Elect Claude Nicollier Mgmt For TNA N/A
16 Elect Jean-Pierre Roth Mgmt For TNA N/A
17 Appoint Nayla Hayek as Mgmt For TNA N/A
Board
Chair
18 Elect Nayla Hayek as Mgmt For TNA N/A
Compensation
Committee
Member
19 Elect Ernst Tanner as Mgmt For TNA N/A
Compensation
Committee
Member
20 Elect Daniela Mgmt For TNA N/A
Aeschlimann as
Compensation
Committee
Member
21 Elect Georges Nick Mgmt For TNA N/A
Hayek as Compensation
Committee
Member
22 Elect Claude Nicollier Mgmt For TNA N/A
as Compensation
Committee
Member
23 Elect Jean-Pierre Roth Mgmt For TNA N/A
as Compensation
Committee
Member
24 Appointment of Mgmt For TNA N/A
Independent
Proxy
25 Appointment of Auditor Mgmt For TNA N/A
26 Amendments to Articles Mgmt For TNA N/A
(Virtual General
Meeting)
________________________________________________________________________________
Swedbank AB
Ticker Security ID: Meeting Date Meeting Status
SWEDA CINS W94232100 02/15/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Allocation of Mgmt For For For
Profits/Dividends
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swedbank AB
Ticker Security ID: Meeting Date Meeting Status
SWEDA CINS W94232100 03/25/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Bodil Eriksson Mgmt For For For
15 Ratify Mats Granryd Mgmt For For For
16 Ratify Bo Johansson Mgmt For For For
17 Ratify Magnus Uggla Mgmt For For For
18 Ratify Kerstin Mgmt For For For
Hermansson
19 Ratify Josefin Mgmt For For For
Lindstrand
20 Ratify Bo Magnusson Mgmt For For For
21 Ratify Anna Mossberg Mgmt For For For
22 Ratify Goran Persson Mgmt For For For
23 Ratify Bo Bengtsson Mgmt For For For
24 Ratify Goran Bengtsson Mgmt For For For
25 Ratify Hans Eckerstrom Mgmt For For For
26 Ratify Bengt Erik Mgmt For For For
Lindgren
27 Ratify Biljana Pehrsson Mgmt For For For
28 Ratify Jens Henriksson Mgmt For For For
29 Ratify Camilla Linder Mgmt For For For
30 Ratify Roger Ljung Mgmt For For For
31 Ratify Henrik Joelsson Mgmt For For For
32 Ratify Ake Skoglund Mgmt For For For
33 Amendments to Articles Mgmt For For For
34 Non-Voting Agenda Item N/A N/A N/A N/A
35 Board Size Mgmt For For For
36 Directors and Mgmt For For For
Auditors'
Fees
37 Elect Annika Creutzer Mgmt For For For
38 Elect Per Olof Nyman Mgmt For For For
39 Elect Bo Bengtsson Mgmt For For For
40 Elect Goran Bengtsson Mgmt For For For
41 Elect Hans Eckerstrom Mgmt For For For
42 Elect Kerstin Mgmt For For For
Hermansson
43 Elect Bengt-Erik Mgmt For For For
Lindgren
44 Elect Josefin Mgmt For For For
Lindstrand
45 Elect Bo Magnusson Mgmt For For For
46 Elect Anna Mossberg Mgmt For For For
47 Elect Biljana Pehrsson Mgmt For For For
48 Elect Goran Persson Mgmt For For For
49 Elect Goran Persson as Mgmt For For For
Chair of the
Board
50 Nomination Committee Mgmt For For For
Guidelines
51 Authority to Mgmt For For For
Repurchase Shares
Related to Securities
Operations
52 Authority to Mgmt For For For
Repurchase
Shares
53 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
54 Eken 2021 Mgmt For For For
55 Individual Program 2021 Mgmt For For For
56 Authority to Issue Mgmt For For For
Treasury Shares for
Equity Remuneration
Plans
57 Remuneration Report Mgmt For For For
58 Shareholder Proposal ShrHoldr Against For Against
Regarding
Investigating
Preconditions for an
Action against
Representatives
59 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Initiating
an Action for Damages
Against
Representatives
60 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Engaging
with Lawyers to
Represent
Swedbank
61 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Engaging
with Therium Capital
Management to Finance
Legal
Costs
62 Shareholder Proposal ShrHoldr Against Against For
Regarding Declining
Loans to Projects
Aimed at Extracting
Fossil
Fuels
63 Shareholder Proposal ShrHoldr Against Against For
Regarding Declining
Loans to Companies
whose Main Activity
is to Extract Fossil
Fuels
64 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
Exposure in Loans to
Companies Whose Main
Activity is Fossil
Fuels
Extraction
65 Non-Voting Agenda Item N/A N/A N/A N/A
66 Non-Voting Meeting Note N/A N/A N/A N/A
67 Non-Voting Meeting Note N/A N/A N/A N/A
68 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swire Properties Limited
Ticker Security ID: Meeting Date Meeting Status
1972 CINS Y83191109 05/11/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Patrick Healy Mgmt For For For
4 Elect Fanny LUNG Ngan Mgmt For For For
Yee
5 Elect Martin James Mgmt For Against Against
Murray
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Mgmt For For For
Repurchase
Shares
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CINS Y84629107 06/08/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
3 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
4 Elect Mark LIU Mgmt For For For
5 Elect Che-Chia WEI Mgmt For For For
6 Elect Fan-Cheng TSENG Mgmt For For For
7 Elect Ming-Hsin KUNG Mgmt For For For
8 Elect Peter L. Bonfield Mgmt For For For
9 Elect Kok-Choo CHEN Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Moshe Mgmt For For For
N.Gavrielov
12 Elect Yancey HAI Mgmt For For For
13 Elect L. Rafael Reif Mgmt For For For
________________________________________________________________________________
Takeda Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4502 CINS J8129E108 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Christophe Weber Mgmt For For For
5 Elect Masato Iwasaki Mgmt For For For
6 Elect Andrew Plump Mgmt For For For
7 Elect Constantine Mgmt For For For
Saroukos
8 Elect Masahiro Sakane Mgmt For For For
9 Elect Olivier Bohuon Mgmt For For For
10 Elect Jean-Luc Butel Mgmt For For For
11 Elect Ian T. Clark Mgmt For Against Against
12 Elect Yoshiaki Fujimori Mgmt For For For
13 Elect Steven Gillis Mgmt For For For
14 Elect Shiro Kuniya Mgmt For For For
15 Elect Toshiyuki Shiga Mgmt For For For
16 Elect Masami Iijima as Mgmt For For For
Audit Committee
Director
17 Bonus Mgmt For For For
________________________________________________________________________________
Telecom Italia S.p.A.
Ticker Security ID: Meeting Date Meeting Status
TIT CINS T92778108 03/31/2021 Voted
Meeting Type Country of Trade
Annual Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Policy Mgmt For For For
(Binding)
4 Remuneration Report Mgmt For For For
(Advisory)
5 Board Size Mgmt For For For
6 Board Term Length Mgmt For For For
7 List Presented by Mgmt For For For
Board of
Directors
8 List Presented by ShrHldr N/A Do Not VoteN/A
Group of
Institutional
Investors
Representing 1.24% of
Share
Capital
9 Directors' Fees Mgmt For For For
10 List Presented by ShrHldr N/A Abstain N/A
Vivendi
S.p.A.
11 List Presented by ShrHldr N/A For N/A
Group of
Institutional
Investors
Representing 1.24% of
Share
Capital
12 List Presented by ShrHldr N/A Abstain N/A
Cassa Depositi e
Prestiti
S.p.A.
13 Elect Angelo Rocco ShrHldr N/A Abstain N/A
Bonissoni as Chair of
Board of Statutory
Auditors
14 Elect Francesco ShrHldr N/A For N/A
Fallacara as Chair of
Board of Statutory
Auditors
15 Elect Franco Luciano ShrHldr N/A Abstain N/A
Tutino as Chair of
Board of Statutory
Auditors
16 Statutory Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Telstra Corporation
Ticker Security ID: Meeting Date Meeting Status
TLS CINS Q8975N105 10/13/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Re-elect Peter R. Hearl Mgmt For For For
5 Elect Bridget Loudon Mgmt For For For
6 Re-elect John P. Mullen Mgmt For For For
7 Elect Elana Rubin Mgmt For For For
8 Adopt New Constitution Mgmt For For For
9 Equity Grant (MD/CEO Mgmt For For For
Andrew Penn -
Restricted
Shares)
10 Equity Grant (MD/CEO Mgmt For For For
Andrew Penn -
Performance
Rights)
11 Remuneration Report Mgmt For For For
________________________________________________________________________________
Thales S.A.
Ticker Security ID: Meeting Date Meeting Status
HO CINS F9156M108 05/06/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
9 Allocation of Mgmt For For For
Profits/Dividends
10 Elect Emmanuel Moulin Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Amendments to 2019 Mgmt For For For
Remuneration Policy
(Chair and
CEO)
13 Amendments to 2020 Mgmt For For For
Remuneration Policy
(Chair and
CEO)
14 2020 Remuneration of Mgmt For For For
Patrice Caine, Chair
and
CEO
15 2020 Remuneration Mgmt For For For
Report
16 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
17 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
20 Authorisation of Legal Mgmt For For For
Formalities
21 Elect Bernard Fontana Mgmt For Against Against
22 Elect Delphine Mgmt For For For
Geny-Stephann
23 Elect Anne Rigail Mgmt For For For
24 Elect Philippe Lepinay Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Trip.com Group Limited
Ticker Security ID: Meeting Date Meeting Status
TCOM CUSIP 89677Q107 03/18/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Split Mgmt For For For
________________________________________________________________________________
UBS Group AG
Ticker Security ID: Meeting Date Meeting Status
UBSG CINS H42097107 11/19/2020 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Extraordinary Dividend Mgmt For TNA N/A
from
Reserves
3 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882192 07/28/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Jean-Francois Mgmt For For For
van
Boxmeer
3 Elect Gerard Mgmt For For For
Kleisterlee
4 Elect Nicholas J. Read Mgmt For For For
5 Elect Margherita Della Mgmt For For For
Valle
6 Elect Sir Crispin H. Mgmt For For For
Davis
7 Elect Michel Demare Mgmt For For For
8 Elect Clara Furse Mgmt For For For
9 Elect Valerie F. Mgmt For For For
Gooding
10 Elect Renee J. James Mgmt For Against Against
11 Elect Maria Amparo Mgmt For For For
Moraleda
Martinez
12 Elect Sanjiv Ahuja Mgmt For For For
13 Elect David I. Thodey Mgmt For For For
14 Elect David T. Nish Mgmt For For For
15 Final Dividend Mgmt For For For
16 Remuneration Policy Mgmt For For For
(Binding)
17 Remuneration Report Mgmt For For For
(Advisory)
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authorisation of Mgmt For For For
Political
Donations
25 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
26 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Win Semiconductors Corp.
Ticker Security ID: Meeting Date Meeting Status
3105 CINS Y9588T126 06/10/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Non-Compete Mgmt For For For
Restrictions for
Directors
________________________________________________________________________________
WPP Plc
Ticker Security ID: Meeting Date Meeting Status
WPP CINS G9788D103 06/09/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Angela Ahrendts Mgmt For For For
DBE
5 Elect Tom Ilube CBE Mgmt For For For
6 Elect Dr. Ya-Quin Zhang Mgmt For For For
7 Elect Jacques Aigrain Mgmt For For For
8 Elect Sandrine Dufour Mgmt For For For
9 Elect Tarek M. N. Mgmt For For For
Farahat
10 Elect Roberto Quarta Mgmt For For For
11 Elect Mark Read Mgmt For For For
12 Elect John Rogers Mgmt For For For
13 Elect Cindy Rose Mgmt For For For
14 Elect Nicole Seligman Mgmt For For For
15 Elect Sally Susman Mgmt For For For
16 Elect Keith Weed Mgmt For For For
17 Elect Jasmine Whitbread Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
24 Adoption of New Mgmt For For For
Articles
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yum China Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUMC CUSIP 98850P109 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fred Hu Mgmt For For For
2 Elect Joey Wat Mgmt For For For
3 Elect Peter A. Bassi Mgmt For For For
4 Elect Edouard Ettedgui Mgmt For For For
5 Elect Cyril Han Mgmt For For For
6 Elect Louis T. Hsieh Mgmt For For For
7 Elect Ruby Lu Mgmt For For For
8 Elect Zili Shao Mgmt For For For
9 Elect William Wang Mgmt For For For
10 Elect Min (Jenny) Zhang Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment Regarding Mgmt For For For
Ownership Threshold
for Shareholders to
Call a Special
Meeting
Fund Name : VanEck Vectors Morningstar Wide Moat ETF
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry Page Mgmt For For For
2 Elect Sergey Brin Mgmt For For For
3 Elect Sundar Pichai Mgmt For For For
4 Elect John L. Hennessy Mgmt For For For
5 Elect Frances H. Arnold Mgmt For For For
6 Elect L. John Doerr Mgmt For Against Against
7 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
8 Elect Ann Mather Mgmt For Against Against
9 Elect Alan R. Mulally Mgmt For For For
10 Elect K. Ram Shriram Mgmt For For For
11 Elect Robin L. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For Against Against
Stock
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/Civil Rights
Expertise on
Board
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Government Takedown
Requests
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Third-Party Review
and Report on
Whistleblower
Policies
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Casteen Mgmt For For For
III
2 Elect Dinyar S. Devitre Mgmt For For For
3 Elect William F. Mgmt For For For
Gifford
4 Elect Debra J. Mgmt For For For
Kelly-Ennis
5 Elect W. Leo Kiely III Mgmt For For For
6 Elect Kathryn B. Mgmt For For For
McQuade
7 Elect George Munoz Mgmt For For For
8 Elect Mark E. Newman Mgmt For For For
9 Elect Nabil Y. Sakkab Mgmt For For For
10 Elect Virginia E. Mgmt For For For
Shanks
11 Elect Ellen R. Mgmt For For For
Strahlman
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Underage Tobacco
Prevention and
Marketing
Practices
15 Shareholder Report ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Keith B. Mgmt For For For
Alexander
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Promotion
Data
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Packaging
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
________________________________________________________________________________
American Express Company
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For Against Against
Baltimore,
Jr.
2 Elect Charlene Mgmt For For For
Barshefsky
3 Elect John J. Brennan Mgmt For For For
4 Elect Peter Chernin Mgmt For For For
5 Elect Ralph de la Vega Mgmt For For For
6 Elect Michael O. Mgmt For For For
Leavitt
7 Elect Theodore J. Mgmt For For For
Leonsis
8 Elect Karen L. Parkhill Mgmt For For For
9 Elect Charles E. Mgmt For For For
Phillips,
Jr.
10 Elect Lynn A. Pike Mgmt For For For
11 Elect Stephen J. Squeri Mgmt For For For
12 Elect Daniel L. Vasella Mgmt For For For
13 Elect Lisa W. Wardell Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Elect Christopher D. Mgmt For For For
Young
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Report
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rani Borkar Mgmt For For For
2 Elect Judy Bruner Mgmt For For For
3 Elect Eric Chen Mgmt For For For
4 Elect Aart J. de Geus Mgmt For For For
5 Elect Gary E. Dickerson Mgmt For For For
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Approval of the Mgmt For For For
Employees Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
________________________________________________________________________________
Aspen Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZPN CUSIP 045327103 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas M. Mgmt For For For
Bradicich
1.2 Elect Adriana Mgmt For For For
Karaboutis
1.3 Elect Georgia Keresty Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon L. Allen Mgmt For For For
2 Elect Susan S. Bies Mgmt For For For
3 Elect Frank P. Mgmt For For For
Bramble,
Sr.
4 Elect Pierre J. P. de Mgmt For For For
Weck
5 Elect Arnold W. Donald Mgmt For For For
6 Elect Linda P. Hudson Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Thomas J. May Mgmt For For For
9 Elect Brian T. Moynihan Mgmt For For For
10 Elect Lionel L. Mgmt For For For
Nowell,
III
11 Elect Denise L. Ramos Mgmt For For For
12 Elect Clayton S. Rose Mgmt For For For
13 Elect Michael D. White Mgmt For For For
14 Elect Thomas D. Woods Mgmt For For For
15 Elect R. David Yost Mgmt For For For
16 Elect Maria T. Zuber Mgmt For Against Against
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Amendment to the Key Mgmt For For For
Employee Equity
Plan
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
________________________________________________________________________________
Berkshire Hathaway Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKA CUSIP 084670108 05/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren E. Buffett Mgmt For For For
1.2 Elect Charles T. Munger Mgmt For For For
1.3 Elect Gregory E. Abel Mgmt For For For
1.4 Elect Howard G. Buffett Mgmt For For For
1.5 Elect Stephen B. Burke Mgmt For For For
1.6 Elect Kenneth I. Mgmt For For For
Chenault
1.7 Elect Susan L. Decker Mgmt For For For
1.8 Elect David S. Mgmt For For For
Gottesman
1.9 Elect Charlotte Guyman Mgmt For For For
1.10 Elect Ajit Jain Mgmt For For For
1.11 Elect Thomas S. Murphy Mgmt For Withhold Against
1.12 Elect Ronald L. Olson Mgmt For For For
1.13 Elect Walter Scott, Jr. Mgmt For For For
1.14 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against For Against
Regarding Climate
Report
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Diversity
and Inclusion
Reports
________________________________________________________________________________
Biogen Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander J. Mgmt For For For
Denner
2 Elect Caroline D. Dorsa Mgmt For For For
3 Elect Maria C. Freire Mgmt For For For
4 Elect William A. Mgmt For For For
Hawkins
5 Elect William D. Jones Mgmt For For For
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Jesus B. Mantas Mgmt For For For
8 Elect Richard C. Mgmt For For For
Mulligan
9 Elect Stelios Mgmt For For For
Papadopoulos
10 Elect Brian S. Posner Mgmt For For For
11 Elect Eric K. Rowinsky Mgmt For For For
12 Elect Stephen A. Mgmt For For For
Sherwin
13 Elect Michel Vounatsos Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approval of Federal Mgmt For Against Against
Forum
Provision
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
________________________________________________________________________________
Blackbaud, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLKB CUSIP 09227Q100 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George H. Ellis Mgmt For For For
2 Elect Andrew M. Leitch Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Equity and Incentive
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bader M. Alsaad Mgmt For For For
2 Elect Pamela Daley Mgmt For For For
3 Elect Jessica P. Mgmt For For For
Einhorn
4 Elect Laurence D. Fink Mgmt For For For
5 Elect William E. Ford Mgmt For For For
6 Elect Fabrizio Freda Mgmt For For For
7 Elect Murry S. Gerber Mgmt For For For
8 Elect Margaret L. Mgmt For For For
Johnson
9 Elect Robert S. Kapito Mgmt For For For
10 Elect Cheryl D. Mills Mgmt For For For
11 Elect Gordon M. Nixon Mgmt For For For
12 Elect Charles H. Mgmt For For For
Robbins
13 Elect Marco Antonio Mgmt For For For
Slim
Domit
14 Elect Hans Vestberg Mgmt For For For
15 Elect Susan L. Wagner Mgmt For For For
16 Elect Mark Wilson Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
19 Charter Amendment to Mgmt For For For
Permit Shareholders
to Call Special
Meetings
20 Charter Amendment to Mgmt For For For
Eliminate
Supermajority Voting
Requirements
21 Charter Amendments to Mgmt For For For
Eliminate
Inapplicable
Provisions and Make
Other Technical
Revisions
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Cerner Corporation
Ticker Security ID: Meeting Date Meeting Status
CERN CUSIP 156782104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell E. Mgmt For For For
Daniels,
Jr.
2 Elect Elder Granger Mgmt For For For
3 Elect John J. Greisch Mgmt For For For
4 Elect Melinda J. Mount Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David B. Mgmt For For For
Kilpatrick
6 Elect Sean T. Klimczak Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Neal A. Shear Mgmt For For For
10 Elect Andrew J. Teno Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Madeline S. Bell Mgmt For For For
1.3 Elect Naomi M. Bergman Mgmt For For For
1.4 Elect Edward D. Breen Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Maritza Gomez Mgmt For For For
Montiel
1.8 Elect Asuka Nakahara Mgmt For For For
1.9 Elect David C. Novak Mgmt For For For
1.10 Elect Brian L. Roberts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Investigation and
Report on Sexual
Harassment
________________________________________________________________________________
Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin S. Mgmt For For For
Crutchfield
2 Elect Eric Ford Mgmt For For For
3 Elect Richard S. Grant Mgmt For For For
4 Elect Joseph E. Reece Mgmt For For For
5 Elect Allan R. Rothwell Mgmt For For For
6 Elect Lori A. Walker Mgmt For For For
7 Elect Paul S. Williams Mgmt For For For
8 Elect Amy J. Yoder Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Constellation Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
STZ CUSIP 21036P108 07/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christy Clark Mgmt For For For
1.2 Elect Jennifer M. Mgmt For For For
Daniels
1.3 Elect Jerry Fowden Mgmt For For For
1.4 Elect Ernesto M. Mgmt For For For
Hernandez
1.5 Elect Susan Mgmt For For For
Sommersille
Johnson
1.6 Elect James A. Locke Mgmt For Withhold Against
III
1.7 Elect Jose Manuel Mgmt For For For
Madero
Garza
1.8 Elect Daniel J. Mgmt For For For
McCarthy
1.9 Elect William A. Mgmt For For For
Newlands
1.10 Elect Richard Sands Mgmt For For For
1.11 Elect Robert Sands Mgmt For For For
1.12 Elect Judy A. Schmeling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect James C. Collins Mgmt For For For
Jr.
3 Elect Klaus Engel Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Janet P. Mgmt For For For
Giesselman
6 Elect Karen H. Grimes Mgmt For For For
7 Elect Michael O. Mgmt For For For
Johanns
8 Elect Rebecca B. Mgmt For For For
Liebert
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Nayaki R. Nayyar Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Kerry J. Preete Mgmt For For For
13 Elect Patrick J. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Robert M. Blue Mgmt For For For
3 Elect Helen E. Dragas Mgmt For For For
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For For For
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Blinn Mgmt For For For
1.2 Elect Arthur F. Golden Mgmt For For For
1.3 Elect Candace Kendle Mgmt For For For
1.4 Elect James S. Turley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For Withhold Against
1.2 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.3 Elect Andrew W. Houston Mgmt For For For
1.4 Elect Nancy Killefer Mgmt For For For
1.5 Elect Robert M. Kimmitt Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Tracey T. Travis Mgmt For For For
1.9 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For Against Against
Director Compensation
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Online Child
Exploitation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights/Civil Rights
Expertise on
Board
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reducing False and
Divisive
Information
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James S. Crown Mgmt For For For
2 Elect Rudy F. deLeon Mgmt For For For
3 Elect Cecil D. Haney Mgmt For For For
4 Elect Mark M. Malcolm Mgmt For For For
5 Elect James N. Mattis Mgmt For For For
6 Elect Phebe N. Mgmt For For For
Novakovic
7 Elect C. Howard Nye Mgmt For For For
8 Elect Catherine B. Mgmt For For For
Reynolds
9 Elect Laura J. Mgmt For For For
Schumacher
10 Elect Robert K. Steel Mgmt For For For
11 Elect John G. Stratton Mgmt For For For
12 Elect Peter A. Wall Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Guidewire Software Inc
Ticker Security ID: Meeting Date Meeting Status
GWRE CUSIP 40171V100 12/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Brown Mgmt For For For
2 Elect Margaret Dillon Mgmt For For For
3 Elect Michael Keller Mgmt For For For
4 Elect Catherine P. Lego Mgmt For For For
5 Elect Michael Rosenbaum Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Approval of the 2020 Mgmt For For For
Stock
Plan
10 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick P. Mgmt For For For
Gelsinger
2 Elect James J. Goetz Mgmt For For For
3 Elect Alyssa Henry Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Dion J. Weisler Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Racism in Company
Culture
________________________________________________________________________________
John Wiley & Sons, Inc.
Ticker Security ID: Meeting Date Meeting Status
JW.A CUSIP 968223206 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Beth A. Birnbaum Mgmt For For For
1.2 Elect David C. Dobson Mgmt For For For
1.3 Elect Mariana Mgmt For For For
Garavaglia
1.4 Elect William Pence Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carter Cast Mgmt For For For
2 Elect Zack Gund Mgmt For For For
3 Elect Donald R. Knauss Mgmt For For For
4 Elect Mike Schlotman Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Elimination of Mgmt For For For
Supermajority Voting
Requirements
8 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect Bruce A. Carlson Mgmt For Against Against
4 Elect Joseph Dunford Mgmt For For For
Jr.
5 Elect James O. Ellis, Mgmt For For For
Jr.
6 Elect Thomas J. Falk Mgmt For For For
7 Elect Ilene S. Gordon Mgmt For For For
8 Elect Vicki A. Hollub Mgmt For For For
9 Elect Jeh C. Johnson Mgmt For For For
10 Elect Debra L. Mgmt For For For
Reed-Klages
11 Elect James D. Taiclet Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights Due Diligence
Process
Report
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd H. Dean Mgmt For For For
2 Elect Robert A. Eckert Mgmt For For For
3 Elect Catherine Mgmt For For For
Engelbert
4 Elect Margaret H. Mgmt For For For
Georgiadis
5 Elect Enrique Mgmt For Against Against
Hernandez,
Jr.
6 Elect Christopher Mgmt For For For
Kempczinski
7 Elect Richard H. Lenny Mgmt For Against Against
8 Elect John Mulligan Mgmt For For For
9 Elect Sheila A. Penrose Mgmt For For For
10 Elect John W. Rogers, Mgmt For For For
Jr.
11 Elect Paul S. Walsh Mgmt For For For
12 Elect Miles D. White Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Antibiotics and Study
on Effects on
Market
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Medtronic Plc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP G5960L103 12/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Craig Arnold Mgmt For For For
3 Elect Scott C. Donnelly Mgmt For For For
4 Elect Andrea J. Mgmt For For For
Goldsmith
5 Elect Randall J. Mgmt For For For
Hogan,
III
6 Elect Michael O. Mgmt For For For
Leavitt
7 Elect James T. Lenehan Mgmt For For For
8 Elect Kevin E. Lofton Mgmt For For For
9 Elect Geoffrey S. Mgmt For For For
Martha
10 Elect Elizabeth G. Mgmt For For For
Nabel
11 Elect Denise M. O'Leary Mgmt For For For
12 Elect Kendall J. Powell Mgmt For Against Against
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Mary Ellen Coe Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Stephen L. Mayo Mgmt For For For
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For Against Against
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 12/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reid G. Hoffman Mgmt For For For
2 Elect Hugh F. Johnston Mgmt For For For
3 Elect Teri L. Mgmt For For For
List-Stoll
4 Elect Satya Nadella Mgmt For For For
5 Elect Sandra E. Mgmt For For For
Peterson
6 Elect Penny S. Pritzker Mgmt For For For
7 Elect Charles W. Scharf Mgmt For For For
8 Elect Arne M. Sorenson Mgmt For For For
9 Elect John W. Stanton Mgmt For For For
10 Elect John W. Thompson Mgmt For For For
11 Elect Emma N. Walmsley Mgmt For For For
12 Elect Padmasree Warrior Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Non-Management
Employee
Representation on the
Board
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/17/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan B. Graf, Jr. Mgmt For For For
2 Elect Peter B. Henry Mgmt For For For
3 Elect Michelle A. Mgmt For For For
Peluso
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Incentive
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathy J. Warden Mgmt For For For
2 Elect David P. Abney Mgmt For For For
3 Elect Marianne C. Brown Mgmt For For For
4 Elect Donald E. Mgmt For For For
Felsinger
5 Elect Ann M. Fudge Mgmt For For For
6 Elect William H. Mgmt For For For
Hernandez
7 Elect Madeleine A. Mgmt For For For
Kleiner
8 Elect Karl J. Krapek Mgmt For For For
9 Elect Gary Roughead Mgmt For For For
10 Elect Thomas M. Schoewe Mgmt For For For
11 Elect James S. Turley Mgmt For For For
12 Elect Mark A. Welsh III Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Human Rights Impact
Assessments
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect Susan Mgmt For For For
Desmond-Hellmann
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect James Quincey Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brant (Bonin) Mgmt For For For
Bough
2 Elect Andre Mgmt For For For
Calantzopoulos
3 Elect Michel Combes Mgmt For For For
4 Elect Juan Jose Daboub Mgmt For For For
5 Elect Werner Geissler Mgmt For For For
6 Elect Lisa A. Hook Mgmt For Against Against
7 Elect Jun Makihara Mgmt For For For
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio A. Noto Mgmt For For For
10 Elect Jacek Olczak Mgmt For For For
11 Elect Frederik Paulsen Mgmt For For For
12 Elect Robert B. Polet Mgmt For For For
13 Elect Shlomo Yanai Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Polaris Inc.
Ticker Security ID: Meeting Date Meeting Status
PII CUSIP 731068102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin M. Farr Mgmt For For For
2 Elect John P. Wiehoff Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Raytheon Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
RTX CUSIP 75513E101 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy A. Atkinson Mgmt For For For
2 Elect Gregory J. Hayes Mgmt For For For
3 Elect Thomas A. Kennedy Mgmt For For For
4 Elect Marshall O. Mgmt For For For
Larsen
5 Elect George R. Oliver Mgmt For For For
6 Elect Robert K. Ortberg Mgmt For For For
7 Elect Margaret L. Mgmt For For For
O'Sullivan
8 Elect Dinesh C. Paliwal Mgmt For For For
9 Elect Ellen M. Mgmt For For For
Pawlikowski
10 Elect Denise L. Ramos Mgmt For For For
11 Elect Fredric G. Mgmt For For For
Reynolds
12 Elect Brian C. Rogers Mgmt For For For
13 Elect James A. Mgmt For For For
Winnefeld,
Jr.
14 Elect Robert O. Work Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Approval of the Mgmt For For For
Executive Annual
Incentive
Plan
18 Amendment to the 2018 Mgmt For For For
Long-Term Incentive
Plan
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Roper Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shellye L. Mgmt For For For
Archambeau
2 Elect Amy W. Brinkley Mgmt For For For
3 Elect John F. Fort, III Mgmt For For For
4 Elect L. Neil Hunn Mgmt For For For
5 Elect Robert D. Johnson Mgmt For For For
6 Elect Laura G. Thatcher Mgmt For For For
7 Elect Richard F. Mgmt For For For
Wallman
8 Elect Christopher Mgmt For For For
Wright
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Craig A. Conway Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For Against Against
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
ServiceNow, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Bostrom Mgmt For For For
2 Elect Jonathan C. Mgmt For For For
Chadwick
3 Elect Lawrence J Mgmt For For For
Jackson,
Jr.
4 Elect Frederic B. Luddy Mgmt For For For
5 Elect Jeffrey A. Miller Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Adoption of Mgmt For For For
Shareholder Right to
Call Special
Meetings
9 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
10 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
The Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Z. Cook Mgmt For For For
2 Elect Joseph J. Mgmt For For For
Echevarria
3 Elect Thomas P. Gibbons Mgmt For For For
4 Elect M. Amy Gilliland Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Goldstein
6 Elect K. Guru Gowrappan Mgmt For For For
7 Elect Ralph Izzo Mgmt For For For
8 Elect Edmund F. Kelly Mgmt For For For
9 Elect Elizabeth E. Mgmt For For For
Robinson
10 Elect Samuel C. Scott Mgmt For For For
III
11 Elect Frederick O. Mgmt For For For
Terrell
12 Elect Alfred W. Zollar Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Lynne M. Doughtie Mgmt For For For
4 Elect Edmund P. Mgmt For Against Against
Giambastiani,
Jr.
5 Elect Lynn J. Good Mgmt For For For
6 Elect Akhil Johri Mgmt For For For
7 Elect Lawrence W. Mgmt For Against Against
Kellner
8 Elect Steven M. Mgmt For For For
Mollenkopf
9 Elect John M. Mgmt For For For
Richardson
10 Elect Ronald A. Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter W. Mgmt For For For
Bettinger
II
2 Elect Joan T. Dea Mgmt For For For
3 Elect Christopher V. Mgmt For For For
Dodds
4 Elect Mark A. Goldfarb Mgmt For For For
5 Elect Bharat B. Masrani Mgmt For For For
6 Elect Charles A. Ruffel Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Declassification
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Marc Bolland Mgmt For For For
3 Elect Ana Patricia Mgmt For For For
Botin-Sanz de
Sautuola y
O'Shea
4 Elect Christopher C. Mgmt For For For
Davis
5 Elect Barry Diller Mgmt For For For
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Alexis M. Herman Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Maria Elena Mgmt For For For
Lagomasino
10 Elect James Quincey Mgmt For For For
11 Elect Caroline J. Tsay Mgmt For For For
12 Elect David B. Weinberg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Sugar and Public
Health
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin I. Cole Mgmt For For For
2 Elect Hikmet Ersek Mgmt For For For
3 Elect Richard A. Mgmt For For For
Goodman
4 Elect Betsy D. Holden Mgmt For For For
5 Elect Jeffrey A. Mgmt For For For
Joerres
6 Elect Michael A. Mgmt For For For
Miles,
Jr.
7 Elect Timothy P. Murphy Mgmt For For For
8 Elect Joyce A. Phillips Mgmt For For For
9 Elect Jan Siegmund Mgmt For For For
10 Elect Angela A. Sun Mgmt For For For
11 Elect Solomon D. Mgmt For For For
Trujillo
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Tiffany & Co.
Ticker Security ID: Meeting Date Meeting Status
TIF CUSIP 886547108 12/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warner L. Baxter Mgmt For For For
2 Elect Dorothy J. Mgmt For For For
Bridges
3 Elect Elizabeth L. Buse Mgmt For For For
4 Elect Andrew Cecere Mgmt For For For
5 Elect Kimberly N. Mgmt For For For
Ellison-Taylor
6 Elect Kimberly J. Mgmt For For For
Harris
7 Elect Roland A. Mgmt For For For
Hernandez
8 Elect Olivia F. Kirtley Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Richard P. Mgmt For For For
McKenney
11 Elect Yusuf I. Mehdi Mgmt For For For
12 Elect John P. Wiehoff Mgmt For For For
13 Elect Scott W. Wine Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Veeva Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VEEV CUSIP 922475108 01/13/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Restated Mgmt For For For
Certificate of
Incorporation to
Become a Public
Benefit
Corporation
2 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Veeva Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
VEEV CUSIP 922475108 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Carges Mgmt For For For
2 Elect Paul E. Mgmt For For For
Chamberlain
3 Elect Ronald E. F. Codd Mgmt For For For
4 Elect Peter P. Gassner Mgmt For For For
5 Elect Mary Lynne Hedley Mgmt For For For
6 Elect Gordon Ritter Mgmt For For For
7 Elect Paul Sekhri Mgmt For For For
8 Elect Matthew J. Mgmt For For For
Wallach
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
12 Permit Shareholders to Mgmt For Abstain Against
Call Special
Meetings
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Black Mgmt For For For
2 Elect Mark A. Chancy Mgmt For For For
3 Elect Celeste A. Clark Mgmt For For For
4 Elect Theodore F. Mgmt For For For
Craver,
Jr.
5 Elect Wayne M. Hewett Mgmt For For For
6 Elect Maria R. Morris Mgmt For For For
7 Elect Charles H. Noski Mgmt For For For
8 Elect Richard B. Mgmt For For For
Payne,
Jr.
9 Elect Juan A. Pujadas Mgmt For For For
10 Elect Ronald L. Sargent Mgmt For For For
11 Elect Charles W. Scharf Mgmt For For For
12 Elect Suzanne M. Mgmt For For For
Vautrinot
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Incentive
Compensation
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Racial
Equity
Audit
________________________________________________________________________________
Yum Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paget L. Alves Mgmt For For For
2 Elect Keith Barr Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Brian C. Cornell Mgmt For For For
5 Elect Tanya L. Domier Mgmt For For For
6 Elect David W. Gibbs Mgmt For For For
7 Elect Mirian M. Mgmt For For For
Graddick-Weir
8 Elect Lauren R. Hobart Mgmt For For For
9 Elect Thomas C. Nelson Mgmt For For For
10 Elect P. Justin Skala Mgmt For For For
11 Elect Elane B. Stock Mgmt For For For
12 Elect Annie A. Mgmt For For For
Young-Scrivner
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Zimmer Biomet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZBH CUSIP 98956P102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Michael J. Mgmt For For For
Farrell
4 Elect Robert A. Mgmt For For For
Hagemann
5 Elect Bryan C. Hanson Mgmt For For For
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Maria Teresa Mgmt For For For
Hilado
8 Elect Syed Jafry Mgmt For For For
9 Elect Sreelakshmi Kolli Mgmt For For For
10 Elect Michael W. Mgmt For For For
Michelson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
14 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
16 Permit Shareholders to Mgmt For For For
Call a Special
Meeting
Fund Name : VanEck Vectors Mortgage REIT Income ETF
________________________________________________________________________________
AGNC Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
AGNC CUSIP 00123Q104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna J. Blank Mgmt For For For
2 Elect Morris A. Davis Mgmt For For For
3 Elect John D. Fisk Mgmt For For For
4 Elect Prue B. Larocca Mgmt For For For
5 Elect Paul E. Mullings Mgmt For For For
6 Elect Frances R Spark Mgmt For For For
7 Elect Gary D. Kain Mgmt For For For
8 Amendment to the 2016 Mgmt For For For
Equity and Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francine J. Mgmt For For For
Bovich
2 Elect Wellington J. Mgmt For For For
Denahan
3 Elect Katie Beirne Mgmt For For For
Fallon
4 Elect David L. Mgmt For For For
Finkelstein
5 Elect Thomas Hamilton Mgmt For For For
6 Elect Kathy Hopinkah Mgmt For For For
Hannan
7 Elect Michael Haylon Mgmt For For For
8 Elect Eric A. Reeves Mgmt For For For
9 Elect John H. Schaefer Mgmt For For For
10 Elect Glenn A. Votek Mgmt For For For
11 Elect Vicki Williams Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Commercial Real Estate Finance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARI CUSIP 03762U105 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark C. Biderman Mgmt For For For
1.2 Elect Brenna Haysom Mgmt For For For
1.3 Elect Robert A. Kasdin Mgmt For For For
1.4 Elect Katherine G. Mgmt For For For
Newman
1.5 Elect Eric L. Press Mgmt For For For
1.6 Elect Scott S. Prince Mgmt For For For
1.7 Elect Stuart A. Mgmt For For For
Rothstein
1.8 Elect Michael E. Mgmt For For For
Salvati
1.9 Elect Carmencita N.M. Mgmt For Withhold Against
Whonder
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arbor Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABR CUSIP 038923108 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect William C. Green Mgmt For For For
1.3 Elect Elliot Schwartz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ares Commercial Real Estate Corporation
Ticker Security ID: Meeting Date Meeting Status
ACRE CUSIP 04013V108 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rand S. April Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Arougheti
1.3 Elect James E. Skinner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Armour Residential REIT, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARR CUSIP 042315507 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott J. Ulm Mgmt For For For
1.2 Elect Jeffrey J. Zimmer Mgmt For For For
1.3 Elect Daniel C. Staton Mgmt For For For
1.4 Elect Marc H. Bell Mgmt For Withhold Against
1.5 Elect Z. Jamie Behar Mgmt For For For
1.6 Elect Carolyn Downey Mgmt For For For
1.7 Elect Thomas K. Guba Mgmt For For For
1.8 Elect Robert C. Hain Mgmt For For For
1.9 Elect John P. Hollihan Mgmt For For For
III
1.10 Elect Stewart J. Mgmt For For For
Paperin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Broadmark Realty Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
BRMK CUSIP 11135B100 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph L. Mgmt For For For
Schocken
2 Elect Jeffrey B. Pyatt Mgmt For For For
3 Elect Stephen G. Mgmt For For For
Haggerty
4 Elect Daniel J. Hirsch Mgmt For For For
5 Elect David A. Karp Mgmt For For For
6 Elect Norma J. Lawrence Mgmt For For For
7 Elect Kevin M. Luebbers Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Chimera Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
CIM CUSIP 16934Q208 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Debra W. Still Mgmt For For For
2 Elect Mohit Marria Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Colony Credit Real Estate, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLNC CUSIP 19625T101 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine D. Rice Mgmt For For For
2 Elect Vernon B. Mgmt For For For
Schwartz
3 Elect John E. Mgmt For For For
Westerfield
4 Elect Winston W. Wilson Mgmt For For For
5 Elect Michael J. Mazzei Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dynex Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
DX CUSIP 26817Q886 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Byron L. Boston Mgmt For For For
2 Elect Julia L. Coronado Mgmt For For For
3 Elect Michael R. Hughes Mgmt For For For
4 Elect Joy D. Palmer Mgmt For For For
5 Elect Robert A. Mgmt For For For
Salcetti
6 Elect David H. Stevens Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ellington Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
EFC CUSIP 28852N109 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen J. Mgmt For For For
Dannhauser
1.2 Elect Lisa Mumford Mgmt For Withhold Against
1.3 Elect Laurence Penn Mgmt For For For
1.4 Elect Edward Resendez Mgmt For For For
1.5 Elect Ronald I. Simon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
HASI CUSIP 41068X100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey W. Eckel Mgmt For For For
1.2 Elect Clarence D. Mgmt For For For
Armbrister
1.3 Elect Teresa M. Brenner Mgmt For For For
1.4 Elect Michael T. Mgmt For For For
Eckhart
1.5 Elect Nancy C. Floyd Mgmt For For For
1.6 Elect Simone F. Mgmt For For For
Lagomarsino
1.7 Elect Charles M. O'Neil Mgmt For For For
1.8 Elect Richard J. Mgmt For For For
Osborne
1.9 Elect Steve G. Osgood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Invesco Mortgage Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
IVR CUSIP 46131B100 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Day Mgmt For For For
2 Elect Carolyn B. Mgmt For For For
Handlon
3 Elect Edward J. Hardin Mgmt For For For
4 Elect James R. Lientz, Mgmt For For For
Jr.
5 Elect Dennis P. Mgmt For For For
Lockhart
6 Elect Gregory G. Mgmt For For For
McGreevey
7 Elect Beth A. Zayicek Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KKR Real Estate Finance Trust Inc.
Ticker Security ID: Meeting Date Meeting Status
KREF CUSIP 48251K100 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrance R. Ahern Mgmt For For For
1.2 Elect Irene M. Esteves Mgmt For For For
1.3 Elect Todd A. Fisher Mgmt For For For
1.4 Elect Jonathan A. Mgmt For For For
Langer
1.5 Elect Christen E.J. Lee Mgmt For For For
1.6 Elect Paula B. Madoff Mgmt For For For
1.7 Elect Deborah H. Mgmt For For For
McAneny
1.8 Elect Ralph F. Mgmt For For For
Rosenberg
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ladder Capital Corp
Ticker Security ID: Meeting Date Meeting Status
LADR CUSIP 505743104 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Durst Mgmt For Withhold Against
1.2 Elect Jeffrey J. Mgmt For Withhold Against
Steiner
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robin Josephs Mgmt For For For
2 Elect Craig L. Knutson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
New Residential Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
NRZ CUSIP 64828T201 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin J. Finnerty Mgmt For Withhold Against
1.2 Elect Michael Mgmt For For For
Nierenberg
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
New York Mortgage Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
NYMT CUSIP 649604501 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David R. Bock Mgmt For For For
2 Elect Michael B. Mgmt For For For
Clement
3 Elect Alan L. Hainey Mgmt For For For
4 Elect Steven R. Mumma Mgmt For For For
5 Elect Steven G. Norcutt Mgmt For For For
6 Elect Lisa A. Mgmt For For For
Pendergast
7 Elect Jason T. Serrano Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the 2017 Mgmt For For For
Equity Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orchid Island Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORC CUSIP 68571X103 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Cauley Mgmt For For For
2 Elect G. Hunter Haas Mgmt For Against Against
3 Elect W Coleman Bitting Mgmt For For For
4 Elect Frank P. Filipps Mgmt For For For
5 Elect Paula Morabito Mgmt For For For
6 Elect Ava L. Parker Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Spector Mgmt For For For
2 Elect Randall D. Hadley Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ready Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
RC CUSIP 75574U101 03/17/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Anworth
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Ready Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
RC CUSIP 75574U101 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Capasse Mgmt For For For
1.2 Elect Jack J. Ross Mgmt For For For
1.3 Elect Frank P. Filipps Mgmt For For For
1.4 Elect Gilbert E. Nathan Mgmt For Withhold Against
1.5 Elect Andrea Petro Mgmt For Withhold Against
1.6 Elect J. Michell Reese Mgmt For For For
1.7 Elect Todd M. Sinai Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Baum Mgmt For For For
2 Elect Greg H. Kubicek Mgmt For For For
3 Elect Christopher J. Mgmt For For For
Abate
4 Elect Armando Falcon Mgmt For For For
5 Elect Douglas B. Hansen Mgmt For For For
6 Elect Debora D. Horvath Mgmt For For For
7 Elect George W. Madison Mgmt For For For
8 Elect Jeffrey T. Pero Mgmt For Against Against
9 Elect Georganne C. Mgmt For For For
Proctor
10 Elect Faith A. Schwartz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Starwood Property Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
STWD CUSIP 85571B105 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard D. Mgmt For For For
Bronson
1.2 Elect Jeffrey G. Mgmt For For For
Dishner
1.3 Elect Camille Douglas Mgmt For For For
1.4 Elect Solomon J. Kumin Mgmt For For For
1.5 Elect Frederick P. Mgmt For For For
Perpall
1.6 Elect Fred S. Ridley Mgmt For For For
1.7 Elect Barry S. Mgmt For For For
Sternlicht
1.8 Elect Strauss Zelnick Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B408 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Spencer Mgmt For For For
Abraham
2 Elect James J. Bender Mgmt For For For
3 Elect William Greenberg Mgmt For For For
4 Elect Karen Hammond Mgmt For For For
5 Elect Stephen G. Kasnet Mgmt For For For
6 Elect W. Reid Sanders Mgmt For For For
7 Elect James A. Stern Mgmt For For For
8 Elect Hope B. Woodhouse Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Natural Resources ETF
________________________________________________________________________________
A. O. Smith Corporation
Ticker Security ID: Meeting Date Meeting Status
AOS CUSIP 831865209 04/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald D. Brown Mgmt For For For
1.2 Elect Ilham Kadri Mgmt For Withhold Against
1.3 Elect Idelle K. Wolf Mgmt For For For
1.4 Elect Gene C. Wulf Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Adecoagro S.A.
Ticker Security ID: Meeting Date Meeting Status
AGRO CUSIP L00849106 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of Annual Mgmt For For For
Accounts
3 Allocation of Results Mgmt For For For
4 Discharge of Directors Mgmt For For For
5 Directors' Fees 2020 Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Guillaume van Mgmt For For For
der
Linden
8 Elect Ivo Sarjanovic Mgmt For For For
9 Elect Mark Schachter Mgmt For For For
10 Directors' Fees 2021 Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy V. Armes Mgmt For For For
2 Elect Michael C. Arnold Mgmt For For For
3 Elect Sondra L. Barbour Mgmt For For For
4 Elect P. George Benson Mgmt For For For
5 Elect Suzanne P. Clark Mgmt For For For
6 Elect Bob De Lange Mgmt For For For
7 Elect Eric P. Hansotia Mgmt For For For
8 Elect George E. Minnich Mgmt For For For
9 Elect Mallika Mgmt For For For
Srinivasan
10 Elect Matthew Tsien Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AGL Energy Ltd
Ticker Security ID: Meeting Date Meeting Status
AGL CINS Q01630195 10/07/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For Against Against
4 Elect Peter R. Botten Mgmt For For For
5 Elect Mark Bloom Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Brett
Redman)
7 Approve Termination Mgmt For For For
Payments
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Closure of
Coal-fired Power
Stations
________________________________________________________________________________
Agnico Eagle Mines Limited
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leona Aglukkaq Mgmt For For For
1.2 Elect Sean Boyd Mgmt For For For
1.3 Elect Martine A. Celej Mgmt For For For
1.4 Elect Robert J. Gemmell Mgmt For For For
1.5 Elect Mel Leiderman Mgmt For For For
1.6 Elect Deborah A. Mgmt For For For
McCombe
1.7 Elect James D. Nasso Mgmt For For For
1.8 Elect Sean Riley Mgmt For For For
1.9 Elect J. Merfyn Roberts Mgmt For For For
1.10 Elect Jamie C. Sokalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Aguas Andinas S.A.
Ticker Security ID: Meeting Date Meeting Status
AGUASA CINS P4171M125 04/21/2021 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For For For
5 Appointment of Risk Mgmt For For For
Rating
Agency
6 Directors' Fees Mgmt For For For
7 Report on Board of Mgmt For For For
Directors'
Expenses
8 Directors' Committee Mgmt For For For
Fees and
Budget
9 Report of the Mgmt For For For
Directors' Committee
Acts and
Expenditure
10 Publication of Company Mgmt For For For
Notices
11 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/27/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For For For
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Algonquin Power & Utilities Corp.
Ticker Security ID: Meeting Date Meeting Status
AQN CUSIP 015857105 06/03/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Christopher Ball Mgmt For For For
2.2 Elect Arun Banskota Mgmt For For For
2.3 Elect Melissa Mgmt For For For
Stapleton
Barnes
2.4 Elect Christopher Mgmt For For For
Huskilson
2.5 Elect D. Randy Laney Mgmt For For For
2.6 Elect Carol Leaman Mgmt For For For
2.7 Elect Kenneth Moore Mgmt For For For
2.8 Elect Masheed Saidi Mgmt For For For
2.9 Elect Dilek Samil Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alumina Limited
Ticker Security ID: Meeting Date Meeting Status
AWC CINS Q0269M109 05/25/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Deborah Mgmt For For For
O'Toole
5 Re-elect John A. Bevan Mgmt For For For
6 Elect Shirley E. In't Mgmt For For For
Veld
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Equity Grant (MD/CEO Mgmt For For For
Mike
Ferraro)
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aluminum Corp. of China
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 10/23/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Financial Services Mgmt For Against Against
Agreement
________________________________________________________________________________
Aluminum Corporation of China Limited
Ticker Security ID: Meeting Date Meeting Status
2600 CINS Y0094N109 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Give Mgmt For For For
Guarantees by the
Company to Chalco
Hong Kong
Investment
8 Authority to Give Mgmt For For For
Guarantees by the
Company and Chalco
Shandong to Xinghua
Technology
9 Directors' and Mgmt For For For
Supervisors'
Remuneration
Standards
10 Renewal of Liability Mgmt For For For
Insurance
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Domestic
Bonds
13 Authority to Issue Mgmt For For For
Overseas
Bonds
14 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect LIU Jianping Mgmt For For For
17 Elect JIANG Tao Mgmt For For For
18 Elect OU Xiaowu Mgmt For For For
19 Elect ZHANG Jilong Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect QIU Guanzhou Mgmt For For For
22 Elect YU Jinsong Mgmt For For For
23 Elect Kelly CHAN Yuen Mgmt For For For
Sau
________________________________________________________________________________
American States Water Company
Ticker Security ID: Meeting Date Meeting Status
AWR CUSIP 029899101 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J. Anderson Mgmt For For For
1.2 Elect Steven D. Davis Mgmt For For For
1.3 Elect Anne M. Holloway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Vanguard Corporation
Ticker Security ID: Meeting Date Meeting Status
AVD CUSIP 030371108 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott D. Baskin Mgmt For For For
2 Elect Lawrence S. Clark Mgmt For For For
3 Elect Debra F. Edwards Mgmt For For For
4 Elect Morton D. Erlich Mgmt For For For
5 Elect Emer Gunter Mgmt For For For
6 Elect Alfred F. Ingulli Mgmt For For For
7 Elect John L. Killmer Mgmt For For For
8 Elect Eric G. Wintemute Mgmt For For For
9 Elect M. Esmail Mgmt For For For
Zirakparvar
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ampol Limited
Ticker Security ID: Meeting Date Meeting Status
ALD CINS Q03608124 05/13/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Mark P. Mgmt For For For
Chellew
4 Elect Michael (Mike) Mgmt For For For
F.
Ihlein
5 Elect Gary Smith Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Matthew
Halliday)
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 05/07/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Wang Baojun Mgmt For For For
3 Elect SHEN Changchun Mgmt For Against Against
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 05/26/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Annual Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 11/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Supplemental Agreement Mgmt For For For
and Revised Annual
Caps
3 Elect ZHU Keshi Mgmt For For For
4 Elect MU Tiejian as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Angang Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0347 CINS Y0132D105 12/31/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of 2020 Mgmt For For For
Restricted Share
Incentive Scheme of A
Shares (the
"Scheme")
3 Adoption of Mgmt For For For
Performance Appraisal
Measure for the
Scheme
4 Adoption of Management Mgmt For For For
Measure for the
Scheme
5 Board Authorization to Mgmt For For For
Handle Matters in
relation to the
Scheme
________________________________________________________________________________
Anglo American Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
AMS CINS S9122P108 05/13/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nombulelo Mgmt For For For
(Pinky) T.
Moholi
2 Elect Stephen T. Pearce Mgmt For For For
3 Elect Thabi Leoka Mgmt For For For
4 Elect Roger Dixon Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Nkateko
(Peter) Mageza)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(John
M.
Vice)
7 Elect Audit and Risk Mgmt For For For
Committee
Member
(Dhanasagree (Daisy)
Naidoo)
8 Appointment of Auditor Mgmt For For For
9 General Authority to Mgmt For For For
Issue
Shares
10 Authorisation of Legal Mgmt For For For
Formalities
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Approve NEDs' Fees Mgmt For For For
14 Approve Financial Mgmt For For For
Assistance
15 Authority to Mgmt For For For
Repurchase
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Elisabeth Brinton Mgmt For For For
4 Elect Hilary Maxson Mgmt For For For
5 Elect Ian R. Ashby Mgmt For For For
6 Elect Marcelo H. Bastos Mgmt For For For
7 Elect Stuart Chambers Mgmt For For For
8 Elect Mark Cutifani Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Nonkululeko M.C. Mgmt For For For
Nyembezi
12 Elect Tony O'Neill Mgmt For For For
13 Elect Stephen T. Pearce Mgmt For For For
14 Elect Anne Stevens Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Remuneration Report Mgmt For For For
(Advisory)
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Adoption of New Mgmt For For For
Articles
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Ancillary Mgmt For For For
Matters Related to
the
Demerger
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 05/05/2021 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
(Demerger/Spin-off)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CUSIP 035128206 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alan M. Mgmt For For For
Ferguson
2 Re-elect Kandimathie Mgmt For For For
(Christine)
Ramon
3 Re-elect Jochen E. Tilk Mgmt For For For
4 Elect Kojo Busia Mgmt For For For
5 Elect Audit and Risk Mgmt For For For
Committee Member
(Alan M.
Ferguson)
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Rhidwaan
Gasant)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Nelisiwe
Magubane)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Maria
Richter)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jochen
Tilk)
10 Appointment of Auditor Mgmt For For For
11 General Authority to Mgmt For For For
Issue
Shares
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approve NEDs' Fees Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
18 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/12/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Jean-Paul Luksic Mgmt For For For
Fontbona
5 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
6 Elect Ramon F. Jara Mgmt For For For
7 Elect Juan Claro Mgmt For For For
Gonzalez
8 Elect Andronico Luksic Mgmt For For For
Craig
9 Elect Vivianne Blanlot Mgmt For For For
10 Elect Jorge Bande Bruck Mgmt For For For
11 Elect Francisca Castro Mgmt For For For
Fones
12 Elect A.E. Michael Mgmt For For For
Anglin
13 Elect Tony Jensen Mgmt For For For
14 Election of Director Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
Antofagasta plc
Ticker Security ID: Meeting Date Meeting Status
ANTO CINS G0398N128 05/12/2021 Voted
Meeting Type Country of Trade
Other United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of New Mgmt For Against Against
Articles
________________________________________________________________________________
APA Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 03743Q108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Juliet S. Ellis Mgmt For For For
4 Elect Chansoo Joung Mgmt For For For
5 Elect John E. Lowe Mgmt For For For
6 Elect Lamar McKay Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Charter Amendment to
Remove Pass-Through
Voting
Provision
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 06/08/2021 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Shares Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CINS L0302D210 06/08/2021 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Consolidated Accounts Mgmt For For For
and
Reports
4 Accounts and Reports Mgmt For For For
5 Approve Distribution Mgmt For For For
of Dividends and the
Remuneration of the
Members of the Board
of
Directors
6 Allocation of profits Mgmt For For For
7 Management Board Mgmt For For For
Remuneration
Policy
8 Remuneration Report Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Ratification of Board Mgmt For Against Against
Acts
11 Elect Karyn Ovelmen to Mgmt For For For
the Board of
Directors
12 Elect Tye W. Burt to Mgmt For Against Against
the Board of
Directors
13 Elect Clarissa de Mgmt For For For
Araujo Lins to the
Board of
Directors
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Appointment of Auditor Mgmt For For For
16 Equity Compensation Mgmt For For For
Plans
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Burke Mgmt For For For
2 Elect Theodore Colbert Mgmt For For For
3 Elect Terrell K. Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald E. Mgmt For For For
Felsinger
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect Juan R. Luciano Mgmt For For For
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Francisco Sanchez Mgmt For For For
10 Elect Debra A. Sandler Mgmt For For For
11 Elect Lei Z. Schlitz Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Astra Agro Lestari Tbk
Ticker Security ID: Meeting Date Meeting Status
AALI CINS Y7116Q119 04/14/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For For For
and Commissioners;
Approval of
Fees
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Atlantica Sustainable Infrastructure Plc
Ticker Security ID: Meeting Date Meeting Status
AY CUSIP G0751N103 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Michael D. Mgmt For For For
Woollcombe
5 Elect Michael Forsayeth Mgmt For For For
6 Elect William E. Aziz Mgmt For For For
7 Elect Brenda J. Eprile Mgmt For For For
8 Elect Debora Del Favero Mgmt For For For
9 Elect Arun Banskota Mgmt For For For
10 Elect George Trisic Mgmt For For For
11 Elect Santiago Seage Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
17 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Liane Kelly Mgmt For For For
2.7 Elect Jerry R. Korpan Mgmt For For For
2.8 Elect Bongani Mtshisi Mgmt For For For
2.9 Elect Robin Weisman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Amendment to Stock Mgmt For For For
Option
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Baker Hughes Company
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 05722G100 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.5 Elect Nelda J. Connors Mgmt For For For
1.6 Elect Gregory L. Ebel Mgmt For For For
1.7 Elect Lynn L. Elsenhans Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Bakkafrost P/F
Ticker Security ID: Meeting Date Meeting Status
BAKKA CINS K0840B107 04/09/2021 Take No Action
Meeting Type Country of Trade
Annual Faroe Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chair
7 Report of the Board of Mgmt For TNA N/A
Directors
8 Accounts and Reports Mgmt For TNA N/A
9 Allocation of Mgmt For TNA N/A
Profits/Dividends
10 Elect Johannes Jensen Mgmt For TNA N/A
11 Elect Teitur Samuelsen Mgmt For TNA N/A
12 Elect Annika Mgmt For TNA N/A
Frederiksberg
13 Elect Oystein Sandvik Mgmt For TNA N/A
14 Elect Einar Wathne Mgmt For TNA N/A
15 Elect Runi M. Hansen Mgmt For TNA N/A
as
Chair
16 Directors' Fees Mgmt For TNA N/A
17 Elect Leif Eriksrod Mgmt For TNA N/A
18 Elect Eyoun Rasmussen Mgmt For TNA N/A
19 Elect Gunnar i Lioa as Mgmt For TNA N/A
Chair
20 Nomination Committee Mgmt For TNA N/A
Fees
21 Appointment of Auditor Mgmt For TNA N/A
22 Remuneration Policy Mgmt For TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Anne Kabagambe Mgmt For For For
1.8 Elect Andrew J. Quinn Mgmt For For For
1.9 Elect Loreto Silva Mgmt For For For
Rojas
1.10 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Stated Capital Mgmt For For For
Reduction
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 03/29/2021 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financial Mgmt For For For
Assistance
________________________________________________________________________________
Bega Cheese Limited
Ticker Security ID: Meeting Date Meeting Status
BGA CINS Q14034104 10/27/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Terrence Mgmt For For For
OBrien
4 Elect Peter M. Margin Mgmt For For For
________________________________________________________________________________
Beijing Enterprises Water Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0371 CINS G0957L109 06/09/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Yongcheng Mgmt For Against Against
6 Elect LI Haifeng Mgmt For For For
7 Elect KE Jian Mgmt For For For
8 Elect Eric TUNG Woon Mgmt For For For
Cheung
9 Elect ZHAO Feng Mgmt For For For
10 Elect Quadrant SHEA Mgmt For Against Against
Chun
Lok
11 Elect CHAU On Ta Yuen Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Mgmt For For For
Repurchase
Shares
15 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
16 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
BHP Group Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 10/14/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Group plc & BHP
Group
Limited)
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
6 Authority to Mgmt For For For
Repurchase
Shares
7 Remuneration Report Mgmt For For For
(Advisory-
UK)
8 Remuneration Report Mgmt For For For
(Advisory
-AUS)
9 Equity Grant (CEO Mike Mgmt For For For
Henry)
10 Approval of the Mgmt For For For
termination
benefits
11 Elect Xiaoqun Clever Mgmt For For For
12 Elect Gary J. Goldberg Mgmt For For For
13 Elect Mike Henry Mgmt For For For
14 Elect Christine E. Mgmt For For For
O'Reilly
15 Elect Dion J. Weisler Mgmt For For For
16 Elect Terence (Terry) Mgmt For For For
J.
Bowen
17 Elect Malcolm W. Mgmt For For For
Broomhead
18 Elect Ian D. Cockerill Mgmt For For For
19 Elect Anita M. Frew Mgmt For For For
20 Elect Susan Kilsby Mgmt For For For
21 Elect John Mogford Mgmt For For For
22 Elect Ken N. MacKenzie Mgmt For For For
23 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
24 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Cultural
Heritage
Protection
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Industry
Association COVID-19
Advocacy
Activities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BillerudKorsnas AB
Ticker Security ID: Meeting Date Meeting Status
BILL CINS W16021102 05/05/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Tobias Auchli Mgmt For For For
15 Ratify Andrea Gisle Mgmt For For For
Joosen
16 Ratify Bengt Hammar Mgmt For For For
17 Ratify Michael M.F. Mgmt For For For
Kaufmann
18 Ratify Kristina Mgmt For For For
Schauman
19 Ratify Victoria Van Mgmt For For For
Camp
20 Ratify Jan Astrom Mgmt For For For
21 Ratify Jan Svensson Mgmt For For For
22 Ratify Gunnevi Mgmt For For For
Lehtinen
Johansson
23 Ratify Nicklas Mgmt For For For
Johansson
24 Ratify Ulrika Mgmt For For For
Gustafsson
25 Ratify Bo Knoos Mgmt For For For
26 Ratify Christoph Mgmt For For For
Michalski
(CEO)
27 Ratify Lennart Holm Mgmt For For For
(Former Director and
CEO)
28 Remuneration Report Mgmt For For For
29 Board Size Mgmt For For For
30 Directors' Fees Mgmt For For For
31 Committee Fees Mgmt For For For
32 Authority to Set Mgmt For For For
Auditor's
Fees
33 Elect Tobias Auchli Mgmt For For For
34 Elect Andrea Gisle Mgmt For For For
Joosen
35 Elect Bengt Hammar Mgmt For For For
36 Elect Michael C. Mgmt For For For
Kaufmann
37 Elect Kristina Schauman Mgmt For For For
38 Elect Jan Svensson Mgmt For For For
39 Elect Victoria Van Camp Mgmt For For For
40 Elect Jan Astrom Mgmt For For For
41 Elect Jan Svensson Mgmt For For For
42 Elect Michael C. Mgmt For For For
Kaufmann
43 Appointment of Auditor Mgmt For For For
44 Remuneration Policy Mgmt For For For
45 Adoption of Mgmt For For For
Share-Based
Incentives (Share
Program
2021)
46 Authority to Issue Mgmt For For For
Shares (Share Program
2021)
47 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BlueScope Steel Limited.
Ticker Security ID: Meeting Date Meeting Status
BSL CINS Q1415L177 11/19/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re- Elect John A. Bevan Mgmt For For For
4 Re- Elect Penelope Mgmt For For For
(Penny)
Bingham-Hall
5 Re- Elect Rebecca P. Mgmt For For For
Dee-Bradbury
6 Re- Elect Jennifer M. Mgmt For For For
Lambert
7 Elect Kathleen Conlon Mgmt For For For
8 Equity Grant (CEO Mark Mgmt For For For
Vassella -
STI)
9 Equity Grant (CEO Mark Mgmt For For For
Vassella -
LTI)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Boliden AB
Ticker Security ID: Meeting Date Meeting Status
BOL CINS W17218152 04/27/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratify Helene Bistrom Mgmt For For For
16 Ratify Tom Erixon Mgmt For For For
17 Ratify Michael G:son Mgmt For For For
Low
18 Ratify Perttu Mgmt For For For
Louhiluoto
19 Ratify Elisabeth Mgmt For For For
Nilsson
20 Ratify Pia Rudengren Mgmt For For For
21 Ratify Anders Ullberg Mgmt For For For
22 Ratify Mikael Staffas Mgmt For For For
(President)
23 Ratify Marie Berglund Mgmt For For For
24 Ratify Marie Holmberg Mgmt For For For
25 Ratify Kenneth Stahl Mgmt For For For
26 Ratify Cathrin Oderyd Mgmt For For For
27 Board Size Mgmt For For For
28 Number of Auditors Mgmt For For For
29 Directors' Fees Mgmt For For For
30 Elect Helene Bistrom Mgmt For For For
31 Elect Michael G:son Low Mgmt For For For
32 Elect Per Lindberg Mgmt For For For
33 Elect Perttu Louhiluoto Mgmt For For For
34 Elect Elisabeth Nilsson Mgmt For For For
35 Elect Pia Rudengren Mgmt For For For
36 Elect Karl-Henrik Mgmt For For For
Sundstrom
37 Elect Anders Ullberg Mgmt For Against Against
38 Elect Anders Ullberg Mgmt For Against Against
as
Chair
39 Authority to Set Mgmt For For For
Auditor's
Fees
40 Appointment of Auditor Mgmt For For For
41 Remuneration Report Mgmt For For For
42 Elect Jan Andersson to Mgmt For For For
the Nomination
Committee
43 Elect Lars-Erik Mgmt For For For
Forsgardh to the
Nomination
Committee
44 Elect Ola Peter Mgmt For For For
Gjessing to the
Nomination
Committee
45 Elect Lilian Fossum Mgmt For For For
Biner to the
Nomination
Committee
46 Elect Anders Ullberg Mgmt For For For
to the Nomination
Committee
47 Amendments to Articles Mgmt For For For
48 Share Redemption Plan Mgmt For For For
49 Non-Voting Meeting Note N/A N/A N/A N/A
50 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Boralex Inc.
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP 09950M300 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andre Courville Mgmt For For For
1.2 Elect Lise Croteau Mgmt For For For
1.3 Elect Patrick Decostre Mgmt For For For
1.4 Elect Ghyslain Mgmt For For For
Deschamps
1.5 Elect Marie-Claude Mgmt For For For
Dumas
1.6 Elect Marie Giguere Mgmt For For For
1.7 Elect Edward H. Mgmt For Withhold Against
Kernaghan
1.8 Elect Patrick Lemaire Mgmt For For For
1.9 Elect Alain Rheaume Mgmt For For For
1.10 Elect Zin Smati Mgmt For For For
1.11 Elect Dany St-Pierre Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Rights Mgmt For For For
Plan
Renewal
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Murray Mgmt For For For
Auchincloss
4 Elect Tushar Morzaria Mgmt For For For
5 Elect Karen A. Mgmt For For For
Richardson
6 Elect Johannes Teyssen Mgmt For For For
7 Elect Bernard Looney Mgmt For For For
8 Elect Pamela Daley Mgmt For For For
9 Elect Helge Lund Mgmt For For For
10 Elect Melody B. Meyer Mgmt For For For
11 Elect Paula Rosput Mgmt For For For
Reynolds
12 Elect Sir John Sawers Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Scrip Dividend Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Share
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
22 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sheila C. Bair Mgmt For For For
2 Elect Carol M. Browner Mgmt For For For
3 Elect Paul J. Fribourg Mgmt For For For
4 Elect J. Erik Fyrwald Mgmt For For For
5 Elect Gregory A. Mgmt For For For
Heckman
6 Elect Bernardo Hees Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Henry W. Winship Mgmt For For For
9 Elect Mark N. Zenuk Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Amendment to the 2017 Mgmt For For For
Non-Employee Director
Equity Incentive
Plan
13 Shareholder Proposal ShrHoldr For For For
Regarding Report on
Soy Supply
Chain
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
C.P. Pokphand Co Ltd
Ticker Security ID: Meeting Date Meeting Status
0043 CINS G71507134 06/11/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Soopakij Mgmt For For For
Chearavanont XIE
Jiren
6 Elect Suphachai Mgmt For Against Against
Chearavanont
7 Elect Yoichi Ikezoe Mgmt For For For
8 Elect Vinai Mgmt For For For
Vittavasgarnvej
9 Elect Vatchari Mgmt For For For
Vimooktayon
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For Withhold Against
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For Withhold Against
1.8 Elect Marcus A. Watts Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cal-Maine Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
CALM CUSIP 128030202 10/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolphus B. Baker Mgmt For Withhold Against
1.2 Elect Max P. Bowman Mgmt For Withhold Against
1.3 Elect Letitia C. Hughes Mgmt For Withhold Against
1.4 Elect Sherman L. Miller Mgmt For For For
1.5 Elect James E. Poole Mgmt For Withhold Against
1.6 Elect Steve W. Sanders Mgmt For Withhold Against
2 Amendment to the 2012 Mgmt For For For
Long-Term Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
California Water Service Group
Ticker Security ID: Meeting Date Meeting Status
CWT CUSIP 130788102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory E. Aliff Mgmt For For For
2 Elect Terry P. Bayer Mgmt For For For
3 Elect Shelly M. Esque Mgmt For For For
4 Elect Martin A. Mgmt For For For
Kropelnicki
5 Elect Thomas M. Krummel Mgmt For For For
6 Elect Richard P. Mgmt For For For
Magnuson
7 Elect Yvonne Maldonado Mgmt For For For
8 Elect Scott L. Morris Mgmt For For For
9 Elect Peter C. Nelson Mgmt For For For
10 Elect Carol M. Mgmt For For For
Pottenger
11 Elect Lester A. Snow Mgmt For For For
12 Elect Patricia K. Mgmt For For For
Wagner
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Canadian Natural Resources Limited
Ticker Security ID: Meeting Date Meeting Status
CNQ CUSIP 136385101 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Catherine M. Best Mgmt For For For
1.2 Elect M. Elizabeth Mgmt For For For
Cannon
1.3 Elect N. Murray Edwards Mgmt For For For
1.4 Elect Christopher L. Mgmt For For For
Fong
1.5 Elect Gordon D. Giffin Mgmt For For For
1.6 Elect Wilfred A. Gobert Mgmt For For For
1.7 Elect Steve W. Laut Mgmt For For For
1.8 Elect Tim S. McKay Mgmt For For For
1.9 Elect Frank J. McKenna Mgmt For For For
1.10 Elect David A. Tuer Mgmt For For For
1.11 Elect Annette M. Mgmt For For For
Verschuren
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canadian Solar Inc.
Ticker Security ID: Meeting Date Meeting Status
CSIQ CUSIP 136635109 06/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Shawn (Xiaohua) Mgmt For For For
Qu
2.2 Elect Karl E. Olsoni Mgmt For For For
2.3 Elect Harry E. Ruda Mgmt For For For
2.4 Elect Lauren C. Mgmt For Withhold Against
Templeton
2.5 Elect Andrew (Luen Mgmt For For For
Cheung)
Wong
2.6 Elect Arthur WONG Lap Mgmt For For For
Tat
2.7 Elect Leslie CHANG Li Mgmt For For For
Hsien
2.8 Elect Yan ZHUANG Mgmt For For For
2.9 Elect Huifeng CHANG Mgmt For Withhold Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Canfor Corporation
Ticker Security ID: Meeting Date Meeting Status
CFP CUSIP 137576104 04/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Conrad A. Pinette Mgmt For For For
2.2 Elect Glen Clark Mgmt For For For
2.3 Elect Ross S. Smith Mgmt For For For
2.4 Elect William W. Mgmt For For For
Stinson
2.5 Elect Frederick T. Mgmt For For For
Stimpson
III
2.6 Elect Dieter W. Jentsch Mgmt For For For
2.7 Elect Dianne Watts Mgmt For For For
2.8 Elect Ryan Mgmt For Withhold Against
Barrington-Foote
2.9 Elect John R. Baird Mgmt For For For
2.10 Elect M. Dallas H. Ross Mgmt For Withhold Against
2.11 Elect Anders Ohlner Mgmt For For For
2.12 Elect Donald B. Kayne Mgmt For For For
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 05/12/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Keith M. Casey Mgmt For For For
2.2 Elect Canning FOK Kin Mgmt For Withhold Against
Ning
2.3 Elect Jane E. Kinney Mgmt For For For
2.4 Elect Harold N. Kvisle Mgmt For For For
2.5 Elect Eva L Kwok Mgmt For For For
2.6 Elect Keith A. MacPhail Mgmt For For For
2.7 Elect Richard J. Mgmt For For For
Marcogliese
2.8 Elect Claude Mongeau Mgmt For For For
2.9 Elect Alexander J. Mgmt For For For
Pourbaix
2.10 Elect Wayne E. Shaw Mgmt For For For
2.11 Elect Frank J. Sixt Mgmt For Withhold Against
2.12 Elect Rhonda I. Zygocki Mgmt For For For
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 12/15/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger with Husky
Energy
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 05/11/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect James E. Mgmt For For For
Rutherford
5 Elect Martin Horgan Mgmt For For For
6 Elect Ross Jerrard Mgmt For For For
7 Elect Sally Eyre Mgmt For For For
8 Elect Mark Bankes Mgmt For For For
9 Elect Ibrahim Fawzy Mgmt For For For
10 Elect Marna Cloete Mgmt For For For
11 Elect Catharine Farrow Mgmt For For For
12 Elect Hendrik (Hennie) Mgmt For For For
Johannes
Faul
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CUSIP 152006102 05/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tengiz A.U. Mgmt For For For
Bolturuk
1.2 Elect Richard W. Connor Mgmt For For For
1.3 Elect Dushenaly Kasenov Mgmt For For For
1.4 Elect Nurlan Kyshtobaev Mgmt For For For
1.5 Elect Michael S. Mgmt For For For
Parrett
1.6 Elect Jacques Perron Mgmt For For For
1.7 Elect Scott G. Perry Mgmt For For For
1.8 Elect Sheryl K. Mgmt For For For
Pressler
1.9 Elect Bruce V. Walter Mgmt For For For
1.10 Elect Paul N. Wright Mgmt For For For
1.11 Elect Susan L. Mgmt For For For
Yurkovich
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Ceres Power Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
CWR CINS G2091U128 06/17/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect William Tudor Mgmt For For For
Brown
4 Elect Philip Caldwell Mgmt For For For
5 Elect Steve Callaghan Mgmt For For For
6 Elect Aidan Hughes Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Javed Ahmed Mgmt For For For
2 Elect Robert C. Mgmt For For For
Arzbaecher
3 Elect Deborah DeHaas Mgmt For For For
4 Elect John W. Eaves Mgmt For For For
5 Elect Stephen A. Mgmt For For For
Furbacher
6 Elect Stephen J. Hagge Mgmt For For For
7 Elect Anne P. Noonan Mgmt For For For
8 Elect Michael J. Toelle Mgmt For For For
9 Elect Theresa E. Wagler Mgmt For For For
10 Elect Celso L. White Mgmt For For For
11 Elect W. Anthony Will Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Exclusive Forum Mgmt For Against Against
Provision
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cheniere Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNG CUSIP 16411R208 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect G. Andrea Botta Mgmt For For For
2 Elect Jack A. Fusco Mgmt For For For
3 Elect Vicky A. Bailey Mgmt For For For
4 Elect Nuno Brandolini Mgmt For For For
5 Elect David B. Mgmt For For For
Kilpatrick
6 Elect Sean T. Klimczak Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Neal A. Shear Mgmt For For For
10 Elect Andrew J. Teno Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wanda M. Austin Mgmt For For For
2 Elect John B. Frank Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect Marillyn A. Mgmt For For For
Hewson
6 Elect Jon M. Huntsman, Mgmt For For For
Jr.
7 Elect Charles W. Mgmt For For For
Moorman
IV
8 Elect Dambisa F. Moyo Mgmt For For For
9 Elect Debra L. Mgmt For For For
Reed-Klages
10 Elect Ronald D. Sugar Mgmt For For For
11 Elect D. James Umpleby Mgmt For For For
III
12 Elect Michael K. Wirth Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Scope 3 GHG
Emissions
Reduction
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Audited
Report on Net Zero
Emissions by 2050
Scenario
Analysis
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
China BlueChemical Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 08/26/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
of
Association
5 Elect Hou Xiaofeng Mgmt For For For
________________________________________________________________________________
China BlueChemical Ltd.
Ticker Security ID: Meeting Date Meeting Status
3983 CINS Y14251105 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect LIU Zhenyu Mgmt For For For
4 Natural Gas Sale and Mgmt For For For
Purchase Agreements
and the Proposed
Annual
Caps
5 Comprehensive Services Mgmt For For For
and Product Sales
Agreement
6 Annual Caps for the Mgmt For For For
Comprehensive
Services and Product
Sales
Agreement
7 Financial Services Mgmt For For For
Agreement
8 Deposit Caps for the Mgmt For For For
Financial Services
Agreement
9 Finance Lease Agreement Mgmt For For For
10 Annual Caps for the Mgmt For For For
Finance Lease
Agreement
________________________________________________________________________________
China Coal Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1898 CINS Y1434L100 05/11/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statement Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Financial Budget 2021 Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Application by Mgmt For For For
Controlling
Shareholders for
Change of Commitments
on Avoidance of
Horizontal
Competition
10 Elect WANG Shudong as Mgmt For For For
Director
11 Elect ZHANG Qiaoqiao Mgmt For Against Against
as
Supervisor
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Gas Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0384 CINS G2109G103 08/20/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIU Ming Hui Mgmt For Against Against
6 Elect ZHU Weiwei Mgmt For Against Against
7 Elect LIU Chang Mgmt For For For
8 Elect CHEN Yanyan Mgmt For For For
9 Elect ZHANG Ling Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Hongqiao Group Limited
Ticker Security ID: Meeting Date Meeting Status
1378 CINS G21150100 05/06/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Bo Mgmt For Against Against
5 Elect ZHENG Shuliang Mgmt For For For
6 Elect ZHANG Ruilian Mgmt For For For
7 Elect YANG Congsen Mgmt For For For
8 Elect ZHANG Jinglei Mgmt For For For
9 Elect LI Zimin Mgmt For For For
10 Elect SUN Dongdong Mgmt For For For
11 Elect WEN Xianjun Mgmt For For For
12 Elect XING Jian Mgmt For Against Against
13 Elect HAN Benwen Mgmt For Against Against
14 Elect DONG Xinyi Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Allocation of Mgmt For For For
Profits/Dividends
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Longyuan Power Group Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 12/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Framework Agreement Mgmt For For For
for Purchase and Sale
of Comprehensive
Products and
Services
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 04/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect TIAN Shaolin Mgmt For For For
3 Elect SHAO Junjie as Mgmt For Against Against
Supervisor
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Final Financial Mgmt For For For
Accounts
6 Allocation of Mgmt For For For
Profits/Dividends
7 2021 Financial Budget Mgmt For For For
Plan
8 Elect TANG Jian Mgmt For For For
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
11 General Mandate to Mgmt For For For
Register and Issue
Debt Financing
Instruments in the
PRC
12 General Mandate to Mgmt For For For
Register and Issue
Debt Financing
Instruments
Overseas
13 Authority to Carry Out Mgmt For For For
Financial Derivative
Business
14 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 06/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect LI Zhongjun Mgmt For Against Against
3 Elect TANG Chaoxiong Mgmt For Against Against
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
0916 CINS Y1501T101 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Debt Financing
Instruments
Overseas
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z105 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Budget Report 2021 Mgmt For For For
4 Financial Report and Mgmt For For For
Financial Statements
2020
5 Appointment of Auditor Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Annual Report Mgmt For For For
10 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
11 Purchase of Wealth Mgmt For For For
Management
Products
12 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
13 Authority to Give Mgmt For For For
Supply Chain
Financing Guarantee
by IXM to
Suppliers
14 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
15 Authority to Issue Mgmt For For For
Debt Financing
Instruments
16 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
17 Elect SUN Ruiwen Mgmt For For For
18 Elect LI Chaochun Mgmt For For For
19 Elect YUAN Honglin Mgmt For Against Against
20 Elect GUO YiMing Mgmt For For For
21 Elect CHENG Yunlei Mgmt For For For
22 Elect Gerry WANG Mgmt For For For
Yougui
23 Elect YAN Ye Mgmt For For For
24 Elect Li Shuhua Mgmt For For For
25 Elect ZHANG Zhenhao Mgmt For For For
26 Elect KOU Youmin Mgmt For Against Against
27 Remunerations of Mgmt For For For
Directors and
Supervisors
28 Amendments to Articles Mgmt For For For
of Association and
Other Internal
Management
Systems
29 Forfeiture of Mgmt For For For
Uncollected Dividend
for the Year
2013
30 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2021
31 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
32 Authority to Mgmt For For For
Repurchase H
Shares
33 2021 First Phase Mgmt For Against Against
Employee Share
Ownership Plan
(Draft) and its
Summary
34 Administrative Mgmt For Against Against
measures for 2021
First Phase Employee
Share Ownership
Plan
35 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to the 2021
First Phase Employee
Share Ownership
Plan
________________________________________________________________________________
China Oilfield Services
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 10/21/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect ZHAO Shunqiang Mgmt For For For
3 Elect PENG Wen as Mgmt For For For
Supervisor
________________________________________________________________________________
China Oilfield Services Limited
Ticker Security ID: Meeting Date Meeting Status
2883 CINS Y15002101 12/11/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect XU Yugao Mgmt For For For
3 Elect ZHAO Baoshun Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 05/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Declare Mgmt For For For
Interim
Dividends
9 Appointment of PRC and Mgmt For For For
International
Auditors and
Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Debt Financing
Instruments
11 Authority to Issue Mgmt For Against Against
Domestic and/or
Foreign Shares w/o
Preemptive
Rights
12 Service Contract of Mgmt For For For
Directors and
Supervisors
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect ZHANG Yuzhuo Mgmt For Against Against
15 Elect MA Yongsheng Mgmt For Against Against
16 Elect ZHAO Dong Mgmt For For For
17 Elect YU Baocai Mgmt For For For
18 Elect LIU Hongbin Mgmt For For For
19 Elect LING Yiqun Mgmt For For For
20 Elect LI Yonglin Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Elect CAI Hongbin Mgmt For For For
23 Elect Johnny NG Kar Mgmt For For For
Ling
24 Elect SHI Dan Mgmt For For For
25 Elect BI Mingjian Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Elect ZHANG Shaofeng Mgmt For For For
28 Elect JIANG Zhenying Mgmt For Against Against
29 Elect ZHANG Zhiguo Mgmt For For For
30 Elect YIN Zhaolin Mgmt For Against Against
31 Elect GUO Hongjin Mgmt For For For
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Divestiture Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect ZHANG Shaofeng Mgmt For For For
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/25/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Directors' and Mgmt For For For
Supervisors'
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Financial Services Mgmt For For For
Agreement
10 Elect YANG Rongming Mgmt For For For
11 Amendments to Articles Mgmt For Against Against
of
Association
12 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 06/25/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Shenhua Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
1088 CINS Y1504C113 09/25/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
China Steel Corp.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS Y15041109 06/18/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Business Report Mgmt For For For
and Financial
Statements
2 Distribution of 2020 Mgmt For For For
Profits
3 Amendments to the Mgmt For For For
Rules Governing the
Election of
Directors
4 Amendments to the Mgmt For For For
Rules Governing
Procedures for
Shareholders
Meeting
5 Amendments to the Mgmt For For For
Procedures for
Loaning of
Funds
________________________________________________________________________________
Chubu Electric Power Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
9502 CINS J06510101 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Satoru Katsuno Mgmt For For For
4 Elect Kingo Hayashi Mgmt For For For
5 Elect Hitoshi Mizutani Mgmt For For For
6 Elect Hisanori Ito Mgmt For For For
7 Elect Ichiro Ihara Mgmt For For For
8 Elect Shinya Otani Mgmt For For For
9 Elect Takayuki Mgmt For For For
Hashimoto
10 Elect Tadashi Shimao Mgmt For For For
11 Elect Mitsue Kurihara Mgmt For For For
12 Trust Type Equity Plans Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Discontinuation of
Hamaoka Nuclear Power
Plant
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Emergency
Evacuation Plan
Verification
Committee
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Spent
Nuclear
Fuel
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Ethical
Principles for Power
Development
________________________________________________________________________________
Clearway Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
CWEN CUSIP 18539C204 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan Bram Mgmt For For For
1.2 Elect Nathaniel Mgmt For For For
Anschuetz
1.3 Elect Brian R. Ford Mgmt For For For
1.4 Elect Bruce J. Mgmt For For For
MacLennan
1.5 Elect Ferrell P. Mgmt For For For
McClean
1.6 Elect Daniel B. More Mgmt For For For
1.7 Elect E. Stanley O'Neal Mgmt For For For
1.8 Elect Christopher S. Mgmt For For For
Sotos
1.9 Elect Scott Stanley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Lourenco Mgmt For For For
Goncalves
1.2 Elect Douglas C. Taylor Mgmt For For For
1.3 Elect John T. Baldwin Mgmt For For For
1.4 Elect Robert P. Mgmt For For For
Fisher,
Jr.
1.5 Elect William K. Gerber Mgmt For For For
1.6 Elect Susan M. Green Mgmt For For For
1.7 Elect M. Ann Harlan Mgmt For For For
1.8 Elect Ralph S. Mgmt For For For
Michael,
III
1.9 Elect Janet L. Miller Mgmt For For For
1.10 Elect Eric M. Rychel Mgmt For For For
1.11 Elect Gabriel Stoliar Mgmt For For For
1.12 Elect Arlene M. Yocum Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Approval of the 2021 Mgmt For For For
Non-Employee
Directors'
Compensation
Plan
4 Approval of the 2021 Mgmt For For For
Equity and Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNH Industrial N.V.
Ticker Security ID: Meeting Date Meeting Status
CNHI CUSIP N20944109 04/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Remuneration Report Mgmt For Against Against
5 Elect Suzanne Heywood Mgmt For For For
6 Elect Scott W. Wine Mgmt For For For
7 Elect Howard W. Buffett Mgmt For For For
8 Elect Tufan Erginbilgic Mgmt For For For
9 Elect Leo W. Houle Mgmt For For For
10 Elect John Lanaway Mgmt For For For
11 Elect Alessandro Nasi Mgmt For Against Against
12 Elect Lorenzo Simonelli Mgmt For For For
13 Elect Vagn Ove Sorensen Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/20/2020 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Agreement Mgmt For For For
and Amendments to
the
Existing Non-Compete
Undertaking
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo.
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For For For
Supervisory
Council
4 Remuneration Policy Mgmt For Against Against
5 Ratify Co-Option and Mgmt For For For
Elect Luis Eduardo
Alves de
Assis
6 Amendments to Articles Mgmt For For For
7 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Companhia de Saneamento Basico do Estado de Sao Paulo.
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 09/25/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ernesto Mgmt For For For
Mascellani Neto to
the Supervisory
Council
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Syndicated Mgmt For For For
Guarantee Letter of
Payment Operation and
Granting of
Guarantees
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 03/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to the Mgmt For For For
Board of Directors'
Remuneration
Policy
5 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Debt Instruments;
Authorize Board to
Set Terms of the Debt
Issuance
________________________________________________________________________________
Compania de Minas Buenaventura S.A.
Ticker Security ID: Meeting Date Meeting Status
BUENAVC1 CUSIP 204448104 07/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
5 Amendment to the Board Mgmt For For For
of Directors'
Remuneration
Policy
6 Appointment of Auditor Mgmt For For For
7 Elect Roque Eduardo Mgmt For For For
Benavides
Ganoza
8 Elect Felipe Ortiz de Mgmt For For For
Zevallos
9 Elect Nicole Bernex Mgmt For For For
10 Elect William Champion Mgmt For For For
11 Elect Diego de la Torre Mgmt For For For
12 Elect Jose Miguel Mgmt For Against Against
Morales
13 Elect Marco Antonio Mgmt For For For
Zaldivar
Garcia
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 01/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Mgmt For For For
ConocoPhillips
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 01/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Concho
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Timothy A. Leach Mgmt For For For
9 Elect William H. Mgmt For For For
McRaven
10 Elect Sharmila Mulligan Mgmt For For For
11 Elect Eric D. Mullins Mgmt For For For
12 Elect Arjun N. Murti Mgmt For For For
13 Elect Robert A. Niblock Mgmt For For For
14 Elect David T. Seaton Mgmt For For For
15 Elect R. A. Walker Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Greenhouse
Gas Reduction
Targets
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect Harold G. Hamm Mgmt For For For
1.3 Elect Shelly Lambertz Mgmt For For For
1.4 Elect Lon McCain Mgmt For For For
1.5 Elect John T. McNabb II Mgmt For For For
1.6 Elect Mark Monroe Mgmt For For For
1.7 Elect Timothy G. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Corteva, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTVA CUSIP 22052L104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect James C. Collins Mgmt For For For
Jr.
3 Elect Klaus Engel Mgmt For For For
4 Elect David C. Everitt Mgmt For For For
5 Elect Janet P. Mgmt For For For
Giesselman
6 Elect Karen H. Grimes Mgmt For For For
7 Elect Michael O. Mgmt For For For
Johanns
8 Elect Rebecca B. Mgmt For For For
Liebert
9 Elect Marcos Marinho Mgmt For For For
Lutz
10 Elect Nayaki R. Nayyar Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Kerry J. Preete Mgmt For For For
13 Elect Patrick J. Ward Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cosan S.A
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 01/22/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
4 Board Size Mgmt For For For
5 Ratify Director's Mgmt For For For
Independence
Status
6 Election of Directors Mgmt For Against Against
7 Merger (Cosan Limited) Mgmt For For For
8 Merger (Cosan Mgmt For For For
Logistica
S.A.)
9 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Cosan S.A
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 04/30/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
6 Supervisory Council Mgmt For For For
Size
7 Elect Marcelo Curti Mgmt For Abstain Against
8 Elect Vanessa Claro Mgmt For Abstain Against
Lopes
9 Elect Edison Carlos Mgmt N/A For N/A
Fernandes to the
Supervisory Council
Presented by Minority
Shareholders
10 Remuneration policy Mgmt For Against Against
________________________________________________________________________________
Cosan S.A
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 04/30/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Shares)
4 Amendment to the Mgmt For For For
Company's Indemnity
Policy
5 Stock Split Mgmt For For For
________________________________________________________________________________
Cosan S.A
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 07/29/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Cancellation of Mgmt For For For
Treasury
Shares
3 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
4 Increase in Authorized Mgmt For For For
Capital
5 Approve Company's Risk Mgmt For For For
Management
Policy
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cosan S.A
Ticker Security ID: Meeting Date Meeting Status
CSAN3 CINS P31573101 07/29/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
5 Election of Mgmt For Abstain Against
Supervisory
Council
6 Elect Marcelo Curti Mgmt For Abstain Against
7 Elect Vanessa Claro Mgmt For Abstain Against
Lopes
8 Elect Edison Carlos Mgmt N/A For N/A
Fernandes to the
Supervisory Council
Presented by Minority
Shareholders
9 Ratify Updated Global Mgmt For Against Against
Remuneration
Amount
10 Remuneration Policy Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Costa Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
CGC CINS Q29284108 05/27/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Peter M. Mgmt For For For
Margin
5 Re-elect Timothy (Tim) Mgmt For For For
Goldsmith
6 Equity Grant (MD/CEO Mgmt For For For
Sean Hallahan -
STI)
7 Equity Grant (MD/CEO Mgmt For For For
Sean Hallahan -
LTI)
________________________________________________________________________________
Cree, Inc.
Ticker Security ID: Meeting Date Meeting Status
CREE CUSIP 225447101 10/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenda M. Dorchak Mgmt For For For
1.2 Elect John C. Hodge Mgmt For For For
1.3 Elect Clyde R. Hosein Mgmt For For For
1.4 Elect Darren R. Jackson Mgmt For For For
1.5 Elect Duy-Loan T. Le Mgmt For For For
1.6 Elect Gregg A. Lowe Mgmt For For For
1.7 Elect John B. Replogle Mgmt For For For
1.8 Elect Thomas H. Werner Mgmt For For For
1.9 Elect Anne C. Whitaker Mgmt For For For
2 Approval of the 2020 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Daio Paper Corporation
Ticker Security ID: Meeting Date Meeting Status
3880 CINS J79518114 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Masayoshi Sako Mgmt For For For
5 Elect Yorifusa Mgmt For For For
Wakabayashi
6 Elect Toshihiro Adachi Mgmt For For For
7 Elect Kunihiro Okazaki Mgmt For For For
8 Elect Hiroshi Yamasaki Mgmt For For For
9 Elect Yukihiro Tanaka Mgmt For For For
10 Elect Atsushi Ishida Mgmt For For For
11 Elect Hiroyuki Shidara Mgmt For For For
12 Elect Nobuhiko Yoshida Mgmt For For For
13 Elect Yoichi Takei Mgmt For For For
14 Elect Yoshinobu Mgmt For For For
Hiraishi
15 Elect Haruko Ozeki Mgmt For For For
16 Elect Hiromitsu Fujii Mgmt For For For
as Statutory
Auditor
17 Directors' Fees Mgmt For For For
________________________________________________________________________________
Darling Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
DAR CUSIP 237266101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall C. Stuewe Mgmt For For For
2 Elect Charles Adair Mgmt For For For
3 Elect Beth Albright Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Dirk Kloosterboer Mgmt For For For
6 Elect Mary R. Korby Mgmt For For For
7 Elect Gary W. Mize Mgmt For For For
8 Elect Michael Rescoe Mgmt For For For
9 Elect Nicole M. Mgmt For For For
Ringenberg
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tamra A. Erwin Mgmt For For For
2 Elect Alan C. Heuberger Mgmt For For For
3 Elect Charles O. Mgmt For For For
Holliday,
Jr.
4 Elect Dipak C. Jain Mgmt For For For
5 Elect Michael O. Mgmt For For For
Johanns
6 Elect Clayton M. Jones Mgmt For For For
7 Elect John C. May Mgmt For For For
8 Elect Gregory R. Page Mgmt For For For
9 Elect Sherry M. Smith Mgmt For For For
10 Elect Dmitri L. Mgmt For For For
Stockton
11 Elect Sheila G. Talton Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Ann G. Fox Mgmt For For For
1.4 Elect David A. Hager Mgmt For For For
1.5 Elect Kelt Kindick Mgmt For For For
1.6 Elect John Krenicki, Mgmt For For For
Jr.
1.7 Elect Karl F. Kurz Mgmt For For For
1.8 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.9 Elect Richard E. Mgmt For For For
Muncrief
1.10 Elect Duane C. Radtke Mgmt For For For
1.11 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 12/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
WPX
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Vincent K. Brooks Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Stephanie K. Mgmt For For For
Mains
7 Elect Mark L. Plaumann Mgmt For For For
8 Elect Melanie M. Trent Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Increase in Authorized Mgmt For For For
Common
Stock
11 Amendment to the Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E. Apple Mgmt For For For
3 Elect David J. Mgmt For For For
Illingworth
4 Elect Brian M. Levitt Mgmt For For For
5 Elect David G. Maffucci Mgmt For For For
6 Elect Denis A. Turcotte Mgmt For For For
7 Elect John D. Williams Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DS Smith plc
Ticker Security ID: Meeting Date Meeting Status
SMDS CINS G2848Q123 09/08/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles W. Roberts Mgmt For For For
6 Elect Adrian Marsh Mgmt For For For
7 Elect Celia Baxter Mgmt For For For
8 Elect Geoff Drabble Mgmt For For For
9 Elect Alina Kessel Mgmt For For For
10 Elect David Robbie Mgmt For For For
11 Elect Louise Smalley Mgmt For For For
12 Elect Rupert Soames Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Sharesave Plan Mgmt For For For
16 Sharesave Plan (US Mgmt For For For
Plan)
17 Approval of the French Mgmt For For For
Schedule to
the Performance Share
Plan
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
E.ON SE
Ticker Security ID: Meeting Date Meeting Status
EOAN CINS D24914133 05/19/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Appointment of Auditor Mgmt For For For
7 Appointment of Auditor Mgmt For For For
for Interim
Statements in
2021
8 Appointment of Auditor Mgmt For For For
for Interim
Statements For First
Quarter of
2022
9 Management Board Mgmt For For For
Remuneration
Policy
10 Supervisory Board Mgmt For For For
Remuneration
Policy
11 Elect Erich Clementi Mgmt For For For
12 Elect Andreas Schmitz Mgmt For For For
13 Elect Ewald Woste Mgmt For For For
14 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreements
E.ON 45. Verwaltungs
GmbH
15 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreements
E.ON 46. Verwaltungs
GmbH
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EDP Renovaveis S.A.
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 02/22/2021 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Co-Option and Mgmt For For For
Elect Miguel Stilwell
de
Andrade
4 Ratify Co-Option and Mgmt For For For
Elect Ana Paula
Garrido de Pina
Marques
5 Ratify Co-Option and Mgmt For For For
Elect Joan Avalyn
Dempsey
6 Dismissal of Antonio Mgmt For For For
Luis Guerra Nunes
Mexia
7 Dismissal of Joao Mgmt For For For
Manuel Manso
Neto
8 Board Size Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Authorisation of Legal Mgmt For For For
Formalities
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EDP Renovaveis S.A.
Ticker Security ID: Meeting Date Meeting Status
EDPR CINS E3847K101 04/12/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Management Reports; Mgmt For For For
Remuneration
Report
6 Report on Mgmt For For For
Non-Financial
Information
7 Ratification of Board Mgmt For For For
and Management
Acts
8 Elect Miguel Stilwell Mgmt For For For
de
Andrade
9 Elect Rui Manuel Mgmt For For For
Rodrigues Lopes
Teixeira
10 Elect Vera de Morais Mgmt For For For
Pinto Pereira
Carneiro
11 Elect Ana Paula Mgmt For For For
Garrido de Pina
Marques
12 Elect Manuel Menendez Mgmt For For For
Menendez
13 Elect Acacio Jaime Mgmt For For For
Liberado Mota
Piloto
14 Elect Allan J Katz Mgmt For For For
15 Elect Joan Avalyn Mgmt For For For
Dempsey
16 Elect Antonio Sarmento Mgmt For For For
Gomes
Mota
17 Elect Miguel Nuno Mgmt For For For
Simoes Nunes Ferreira
Setas
18 Elect Rosa Maria Mgmt For For For
Garcia
Garcia
19 Elect Jose Manuel Mgmt For For For
Felix
Morgado
20 Remuneration Policy Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Special Dividend Mgmt For For For
24 Authorisation of Legal Mgmt For For For
Formalities
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elders Limited
Ticker Security ID: Meeting Date Meeting Status
ELD CINS Q3414A186 12/17/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Diana J. Mgmt For For For
Eilert
5 Elect Matthew J. Quinn Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Mark
Allison)
7 Amendment to Mgmt For For For
Constitution
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Board Spill Resolution Mgmt Against Against For
________________________________________________________________________________
Eldorado Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ELD CUSIP 284902509 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Albino Mgmt For For For
1.2 Elect George Burns Mgmt For For For
1.3 Elect Teresa Conway Mgmt For For For
1.4 Elect Catharine Farrow Mgmt For For For
1.5 Elect Pamela Gibson Mgmt For For For
1.6 Elect Judith Mosely Mgmt For For For
1.7 Elect Steven Reid Mgmt For For For
1.8 Elect John Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
________________________________________________________________________________
Empresas CMPC S.A.
Ticker Security ID: Meeting Date Meeting Status
CMPC CINS P3712V107 04/29/2021 Voted
Meeting Type Country of Trade
Ordinary Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Related Party Mgmt For For For
Transactions
4 Appointment of Auditor Mgmt For Abstain Against
and Risk Rating
Agencies
5 Directors' Fees; Mgmt For Abstain Against
Directors' Committee
Fees and
Budget
6 Dividend Policy Mgmt For Abstain Against
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Enagas SA
Ticker Security ID: Meeting Date Meeting Status
ENG CINS E41759106 05/26/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Elect Natalia Fabra Mgmt For For For
Portela
9 Elect Maria Teresa Mgmt For For For
Arcos
Sanchez
10 Amendments to Articles Mgmt For For For
(Accounting Records
and Identity of
Shareholders)
11 Amendments to Articles Mgmt For For For
(General Meeting,
Attendance Proxies
and
Voting)
12 Amendments to Articles Mgmt For For For
(Attendance by Remote
Only)
13 Amendments to Articles Mgmt For For For
(Remuneration, Board
Meetings, Delegation
of
Powers)
14 Amendments to Articles Mgmt For For For
(Annual
Accounts)
15 Amendments to General Mgmt For For For
Meeting Regulations
(Powers)
16 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
17 Amendments to General Mgmt For For For
Meeting Regulations
(Publicity)
18 Authority to Issue Mgmt For For For
Debt
Instruments
19 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
20 Remuneration Policy Mgmt For For For
(Binding)
21 Remuneration Report Mgmt For For For
(Advisory)
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authorisation of Legal Mgmt For For For
Formalities
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Enbridge Inc.
Ticker Security ID: Meeting Date Meeting Status
ENB CUSIP 29250N105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela L. Carter Mgmt For Withhold Against
1.2 Elect Marcel R. Coutu Mgmt For For For
1.3 Elect Susan M. Mgmt For For For
Cunningham
1.4 Elect Gregory L. Ebel Mgmt For For For
1.5 Elect J. Herb England Mgmt For For For
1.6 Elect Gregory J. Goff Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Teresa S. Madden Mgmt For For For
1.9 Elect Al Monaco Mgmt For For For
1.10 Elect Stephen S. Poloz Mgmt For For For
1.11 Elect Dan C. Tutcher Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Encavis AG
Ticker Security ID: Meeting Date Meeting Status
ECV CINS D2R4PT120 05/27/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratify Manfred Kruper Mgmt For For For
9 Ratify Alexander Mgmt For For For
Stuhlmann
10 Ratify Cornelius Mgmt For For For
Liedtke
11 Ratify Albert Bull Mgmt For For For
12 Ratify Fritz Vahrenholt Mgmt For For For
13 Ratify Christine Scheel Mgmt For For For
14 Ratify Peter Heidecker Mgmt For For For
15 Ratify Henning Kreke Mgmt For For For
16 Ratify Marcus Schenck Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Management Board Mgmt For For For
Remuneration
Policy
19 Supervisory Board Mgmt For For For
Remuneration
Policy
20 Elect Christine Scheel Mgmt For For For
21 Elect Rolf Martin Mgmt For For For
Schmitz
22 Cancellation of Mgmt For For For
Conditional Capital
III
23 Increase in Authorised Mgmt For For For
Capital
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Approval of Mgmt For For For
Intra-Company Control
Agreement with
Encavis
GmbH
________________________________________________________________________________
Endeavour Mining Corp
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 11/20/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Helene Cartier Mgmt For For For
1.6 Elect Livia Mahler Mgmt For For For
1.7 Elect Sebastien de Mgmt For For For
Montessus
1.8 Elect Naguib Sawiris Mgmt For Withhold Against
1.9 Elect Tertius Zongo Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Awards
Under the Performance
Share Unit
Plan
4 Amendment to the Mgmt For For For
Performance Share
Unit
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 01/21/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Teranga
Gold
2 Private Placement of Mgmt For For For
Shares to La
Mancha
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael E. Mgmt For For For
Beckett
1.2 Elect James E. Askew Mgmt For For For
1.3 Elect Alison Baker Mgmt For For For
1.4 Elect Sofia Bianchi Mgmt For For For
1.5 Elect Livia Mahler Mgmt For For For
1.6 Elect David J. Mimran Mgmt For For For
1.7 Elect Naguib S. Sawiris Mgmt For For For
1.8 Elect Tertius Zongo Mgmt For For For
1.9 Elect Sebastien de Mgmt For For For
Montessus
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Effect Scheme of Mgmt For For For
Arrangement
2 Reduction in Share Mgmt For For For
Premium
Account
3 Amendment to the Mgmt For For For
Articles of
Association
4 Approval of the Mgmt For For For
Employee Performance
Share Unit
Plan
5 Approval of the Mgmt For For For
Executive Performance
Share Unit Plan
(Non-UK
Participants)
6 Approval of the Mgmt For Against Against
Executive Performance
Share
Plan
7 Approval of the Mgmt For For For
Deferred Share Unit
Plan
________________________________________________________________________________
Endeavour Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
EDV CUSIP G3040R158 05/25/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
________________________________________________________________________________
ENEOS Holdings,Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Sugimori Mgmt For For For
4 Elect Katsuyuki Ota Mgmt For For For
5 Elect Yoshikazu Yokoi Mgmt For For For
6 Elect Junichi Iwase Mgmt For For For
7 Elect Yasushi Yatabe Mgmt For For For
8 Elect Hiroshi Hosoi Mgmt For For For
9 Elect Seiichi Murayama Mgmt For For For
10 Elect Takeshi Saito Mgmt For For For
11 Elect Hiroko Ota Mgmt For For For
12 Elect Yoshiiku Miyata Mgmt For For For
13 Elect Yasumi Kudo Mgmt For For For
14 Elect Shingo Nishimura Mgmt For For For
15 Elect Yuko Mitsuya Mgmt For For For
________________________________________________________________________________
Energix Renewable Energies Limited
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS M4047G115 07/02/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Increase in Authorized Mgmt For For For
Capital
________________________________________________________________________________
Energix Renewable Energies Limited
Ticker Security ID: Meeting Date Meeting Status
ENRG CINS M4047G115 08/27/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Joint D&O Mgmt For For For
Liability Insurance
with Alony Hetz
Group
3 Authorize Framework Mgmt For For For
for D&O Liability
Insurance
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CINS T3643A145 05/12/2021 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Use/Transfer of Mgmt For For For
Reserves
6 Elect Marcella Mgmt For For For
Caradonna as
Effective Statutory
Auditor
7 Elect Roberto Maglio Mgmt For For For
as Alternate
Statutory
Auditor
8 Authority to Mgmt For For For
Repurchase
Shares
9 Remuneration Report Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Michael T. Kerr Mgmt For For For
7 Elect Julie J. Mgmt For For For
Robertson
8 Elect Donald F. Textor Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Omnibus Equity
Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Equinor ASA
Ticker Security ID: Meeting Date Meeting Status
EQNR CINS R2R90P103 05/11/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Meeting Note N/A N/A TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Election of Presiding Mgmt For TNA N/A
Chair
10 Agenda Mgmt For TNA N/A
11 Minutes Mgmt For TNA N/A
12 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
13 Authority to Mgmt For TNA N/A
Distribute Interim
Dividends
14 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding GHG
Reduction
Targets
15 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Climate and
Nature Risk
Report
16 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Cessation
of All Exploration
Activity
17 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Move from
Fossil Fuels to
Renewable
Energy
18 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Barents Sea
Exploration
19 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Renewable
Energy Business
Spin-Off
20 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Divestment
from Overseas
Business
21 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding
Discontinuing Oil and
Gas Exploration and
Multiplying Green
Investments
22 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Overseas
Losses
23 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Nuclear
Energy
24 Corporate Governance Mgmt For TNA N/A
Report
25 Remuneration Policy Mgmt For TNA N/A
26 Remuneration Report Mgmt For TNA N/A
27 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
28 Corporate Assembly Fees Mgmt For TNA N/A
29 Nomination Committee Mgmt For TNA N/A
Fees
30 Authority to Mgmt For TNA N/A
Repurchase Shares
(Share Savings
Plan)
31 Authority to Mgmt For TNA N/A
Repurchase Shares
(Cancellation)
________________________________________________________________________________
Equinox Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
EQX CUSIP 29446Y502 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Ross Beaty Mgmt For For For
2.2 Elect Lenard Boggio Mgmt For For For
2.3 Elect Maryse Belanger Mgmt For For For
2.4 Elect Timothy Breen Mgmt For For For
2.5 Elect Gordon Campbell Mgmt For For For
2.6 Elect Wesley Clark Mgmt For For For
2.7 Elect Sally Eyre Mgmt For For For
2.8 Elect Marshall Koval Mgmt For For For
2.9 Elect Christian Milau Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Articles Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari TAS
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 03/17/2021 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditor's
Report
8 Financial Statements Mgmt For For For
9 Ratification of Mgmt For For For
Co-Option of a
Director
10 Ratification of Board Mgmt For For For
Acts
11 Allocation of Mgmt For For For
Profits/Dividends
12 Election of Mgmt For For For
Independent
Directors; Board Term
Length
13 Directors' Fees Mgmt For Against Against
14 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
15 Appointment of Auditor Mgmt For Against Against
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Charitable Donations Mgmt For Against Against
18 Closing Mgmt For For For
________________________________________________________________________________
Eregli Demir ve Celik Fabrikalari TAS
Ticker Security ID: Meeting Date Meeting Status
EREGL CINS M40710101 07/14/2020 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Presentation of Mgmt For For For
Directors'
Report
7 Presentation of Mgmt For For For
Auditor's
Report
8 Financial Statements Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Election of Directors; Mgmt For For For
Bord Size; Board Term
Length
12 Directors' Fees Mgmt For For For
13 Authority to Carry Out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For For For
15 Presentation of Report Mgmt For For For
on
Guarantees
16 Charitable Donations Mgmt For Against Against
17 Authority to Mgmt For For For
Repurchase
Shares
18 Closing Mgmt For For For
________________________________________________________________________________
Essential Utilities Inc.
Ticker Security ID: Meeting Date Meeting Status
WTRG CUSIP 29670G102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth B. Mgmt For For For
Amato
1.2 Elect Christopher H. Mgmt For For For
Franklin
1.3 Elect Daniel J. Mgmt For For For
Hilferty
1.4 Elect Francis O. Idehen Mgmt For For For
1.5 Elect Edwina Kelly Mgmt For For For
1.6 Elect Ellen T. Ruff Mgmt For For For
1.7 Elect Lee C. Stewart Mgmt For For For
1.8 Elect Christopher C Mgmt For For For
Womack
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Proxy Mgmt For For For
Access Bylaw
Amendment
________________________________________________________________________________
Evolution Mining Limited
Ticker Security ID: Meeting Date Meeting Status
EVN CINS Q3647R147 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt Abstain For Against
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Board Spill Mgmt Against Against For
4 Elect Jason Attew Mgmt For For For
5 Elect Peter A. Smith Mgmt For For For
6 Elect Victoria Binns Mgmt For For For
7 Re-elect James E. Askew Mgmt For For For
8 Re-elect Thomas McKeith Mgmt For For For
9 Re-elect Andrea Hall Mgmt For For For
10 Equity Grant Mgmt For For For
(Executive Chair
Jacob
Klein)
11 Equity Grant (Finance Mgmt For For For
Director and CFO
Lawrence
Conway)
12 Approve Employee Share Mgmt For For For
Option and
Performance Rights
Plan
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/15/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For For For
Izosimov
10 Elect Sir Michael Peat Mgmt For Against Against
11 Elect Stephen T. Odell Mgmt For For For
12 Elect James E. Mgmt For For For
Rutherford
13 Elect Sandra Stash Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2021 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For TNA N/A
Angelakis
1.2 Elect Susan K. Avery Mgmt For TNA N/A
1.3 Elect Angela F. Braly Mgmt For TNA N/A
1.4 Elect Ursula M. Burns Mgmt For TNA N/A
1.5 Elect Kenneth C. Mgmt For TNA N/A
Frazier
1.6 Elect Joseph L. Hooley Mgmt For TNA N/A
1.7 Elect Steven A. Mgmt For TNA N/A
Kandarian
1.8 Elect Douglas R. Mgmt For TNA N/A
Oberhelman
1.9 Elect Samuel J. Mgmt For TNA N/A
Palmisano
1.10 Elect Jeffrey W. Ubben Mgmt For TNA N/A
1.11 Elect Darren W. Woods Mgmt For TNA N/A
1.12 Elect Wan Zulkiflee Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Right to
Call Special
Meetings
6 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Audited
Report on Net Zero
Emissions 2050
Scenario
Analysis
7 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Report on
Climate-related
Activities
8 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Political
Contributions and
Expenditures
Report
9 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2021 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory J. Goff ShrHoldr N/A For N/A
(Dissident
Nominee)
1.2 Elect Kaisa Hietala ShrHoldr N/A Withhold N/A
(Dissident
Nominee)
1.3 Elect Alexander A. ShrHoldr N/A For N/A
Karsner (Dissident
Nominee)
1.4 Elect Anders Runevad ShrHoldr N/A Withhold N/A
(Dissident
Nominee)
1.5 Elect Michael J. ShrHoldr N/A For N/A
Angelakis
1.6 Elect Susan K. Avery ShrHoldr N/A For N/A
1.7 Elect Angela F. Braly ShrHoldr N/A For N/A
1.8 Elect Ursula M. Burns ShrHoldr N/A For N/A
1.9 Elect Kenneth C. ShrHoldr N/A For N/A
Frazier
1.10 Elect Joseph L. Hooley ShrHoldr N/A For N/A
1.11 Elect Jeffrey W. Ubben ShrHoldr N/A For N/A
1.12 Elect Darren W. Woods ShrHoldr N/A For N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Right to
Call Special
Meetings
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Audited
Report on Net Zero
Emissions 2050
Scenario
Analysis
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Report on
Climate-related
Activities
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Political
Contributions and
Expenditures
Report
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
First Majestic Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
FR CUSIP 32076V103 05/27/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Keith Neumeyer Mgmt For For For
2.2 Elect Marjorie Co Mgmt For For For
2.3 Elect Thomas F. Fudge, Mgmt For For For
Jr.
2.4 Elect Ana Lopez Mgmt For For For
2.5 Elect Douglas Penrose Mgmt For For For
2.6 Elect Jean des Rivieres Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Quantum Minerals Ltd.
Ticker Security ID: Meeting Date Meeting Status
FM CUSIP 335934105 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Philip K.R. Mgmt For For For
Pascall
2.2 Elect G. Clive Newall Mgmt For For For
2.3 Elect Kathleen A. Mgmt For For For
Hogenson
2.4 Elect Peter St. George Mgmt For For For
2.5 Elect Andrew B. Adams Mgmt For For For
2.6 Elect Robert . Harding Mgmt For For For
2.7 Elect Simon J. Scott Mgmt For For For
2.8 Elect Joanne K. Warner Mgmt For For For
2.9 Elect C. Kevin McArthur Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Ahearn Mgmt For For For
2 Elect Sharon L. Allen Mgmt For For For
3 Elect Richard D. Mgmt For For For
Chapman
4 Elect George A. Hambro Mgmt For For For
5 Elect Kathryn A. Mgmt For For For
Hollister
6 Elect Molly E. Joseph Mgmt For For For
7 Elect Craig Kennedy Mgmt For For For
8 Elect William J. Post Mgmt For For For
9 Elect Paul H. Stebbins Mgmt For Against Against
10 Elect Michael T. Mgmt For For For
Sweeney
11 Elect Mark Widmar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
Report
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect Eduardo E. Mgmt For For For
Cordeiro
3 Elect Carol A. Davidson Mgmt For For For
4 Elect Mark A. Douglas Mgmt For For For
5 Elect C. Scott Greer Mgmt For For For
6 Elect K'Lynne Johnson Mgmt For For For
7 Elect Dirk A. Mgmt For For For
Kempthorne
8 Elect Paul J. Norris Mgmt For For For
9 Elect Margareth Ovrum Mgmt For For For
10 Elect Robert C. Pallash Mgmt For For For
11 Elect Vincent R. Volpe Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/17/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Business Report Mgmt For For For
and Financial
Statements
2 Distribution of 2020 Mgmt For For For
Profits
3 Amendments of Rules Mgmt For For For
for Election of
Directors
4 Amendments to the Mgmt For For For
Rules of Procedure
for Shareholders'
Meeting
5 Elect CHEN Bao-Lang Mgmt For For For
6 Elect WONG William Mgmt For For For
7 Elect WANG Susan Mgmt For Against Against
8 Elect WANG Wilfred Mgmt For For For
9 Elect WANG Walter Mgmt For Against Against
10 Elect TSAO Mihn Mgmt For For For
11 Elect LIN Keh-Yen Mgmt For For For
12 Elect CHEN Jui-Shih Mgmt For For For
13 Elect HSU Te-Hsiung Mgmt For For For
14 Elect CHIEN Yu-Lang Mgmt For For For
15 Elect TSAY Song-Yueh Mgmt For For For
16 Elect HSU Chia-Hsien Mgmt For For For
17 Elect CHANG Chang-Pang Mgmt For For For
18 Elect CHENG Yu Mgmt For For For
19 Elect LEE Sush-Der Mgmt For For For
20 Releasing the Mgmt For For For
Directors from
Non-competition
Restrictions
________________________________________________________________________________
Fortescue Metals Group Ltd
Ticker Security ID: Meeting Date Meeting Status
FMG CINS Q39360104 11/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re- Elect Andrew Mgmt For For For
Forrest
4 Re- Elect Mark Barnaba Mgmt For For For
5 Re- Elect Penelope Mgmt For For For
(Penny)
Bingham-Hall
6 Re- Elect Jennifer Mgmt For For For
(Jenn)
Morris
7 Equity Grant (MD/CEO Mgmt For For For
Elizabeth
Gaines)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/05/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Harquail Mgmt For For For
1.2 Elect Paul Brink Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis Gignac Mgmt For For For
1.7 Elect Maureen Jensen Mgmt For For For
1.8 Elect Jennifer Maki Mgmt For For For
1.9 Elect Randall Oliphant Mgmt For For For
1.10 Elect Elliott Pew Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregg C. Mgmt For For For
Sengstack
2 Elect David M. Wathen Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Freeport-McMoRan Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David P. Abney Mgmt For For For
2 Elect Richard C. Mgmt For For For
Adkerson
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Lydia H. Kennard Mgmt For Against Against
5 Elect Dustan E. McCoy Mgmt For For For
6 Elect John J. Stephens Mgmt For For For
7 Elect Frances F. Mgmt For For For
Townsend
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mohammad Mgmt For For For
Abu-Ghazaleh
2 Elect Ahmad Mgmt For For For
Abu-Ghazaleh
3 Elect Kristen Mgmt For For For
Colber-Baker
4 Elect Lori Tauber Mgmt For For For
Marcus
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amended and Restated Mgmt For For For
Articles of
Association
________________________________________________________________________________
Fresnillo Plc
Ticker Security ID: Meeting Date Meeting Status
FRES CINS G371E2108 06/24/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect Alejandro Mgmt For For For
Bailleres
Gual
5 Elect Juan Bordes Aznar Mgmt For For For
6 Elect Arturo Manuel Mgmt For For For
Fernandez
Perez
7 Elect Fernando Mgmt For For For
Benjamin Ruiz
Sahagun
8 Elect Eduardo Cepeda Mgmt For For For
Fernandez
9 Elect Charles R. Jacobs Mgmt For For For
10 Elect Barbara Garza Mgmt For For For
Laguera
Gonda
11 Elect Victor Alberto Mgmt For For For
Tiburcio
Celorio
12 Elect Dame Judith Mgmt For For For
Macgregor
13 Elect Georgina Yamilet Mgmt For For For
Kessel
Martinez
14 Elect Guadalupe de la Mgmt For For For
Vega
15 Elect Hector Rangel Mgmt For For For
Domene
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
23 Adoption of New Mgmt For For For
Articles
________________________________________________________________________________
FuelCell Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCEL CUSIP 35952H601 04/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. England Mgmt For For For
2 Elect Jason B. Few Mgmt For For For
3 Elect Chris Groobey Mgmt For For For
4 Elect Matthew F. Mgmt For For For
Hilzinger
5 Elect Natica von Mgmt For For For
Althann
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Increase in Authorized Mgmt For For For
Common
Stock
9 Amendment to the 2018 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
Galp Energia, SGPS, S.A.
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/23/2021 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Co-Option of Mgmt For For For
Andrew R.D.
Brown
4 Accounts and Reports; Mgmt For For For
Remuneration
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of the Mgmt For For For
Supervisory Council
Acts
8 Ratification of Mgmt For For For
Statutory Auditors
Acts
9 Remuneration Policy Mgmt For For For
(Binding)
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Viktor A. Zubkov Mgmt For Abstain Against
15 Elect Timur A. Kulibaev Mgmt For For For
16 Elect Denis V. Manturov Mgmt For Abstain Against
17 Elect Vitaly A. Mgmt For Abstain Against
Markelov
18 Elect Viktor G Martynov Mgmt For For For
19 Elect Vladimir A. Mau Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Alexander V. Mgmt For Abstain Against
Novak
22 Elect Mikhail L. Sereda Mgmt For Abstain Against
23 Elect Nikolai G. Mgmt For Abstain Against
Shulginov
24 Elect Tatyana V. Mgmt For For For
Zobkova
25 Elect Ilya I. Karpov Mgmt For For For
26 Elect Tatyana V. Mgmt For For For
Fisenko
27 Elect Pavel G. Shumov Mgmt For For For
28 Elect Alexey V. Mgmt For For For
Yakovlev
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Genting Plantations Berhad
Ticker Security ID: Meeting Date Meeting Status
GENP CINS Y26930100 06/01/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees for FY Mgmt For For For
2020
3 Directors' Benefits Mgmt For For For
for FY
2021-2022
4 Elect LIM Kok Thay Mgmt For Against Against
5 Elect Abdul Ghani bin Mgmt For Against Against
Abdullah
6 Elect Zaleha binti Mgmt For For For
Zahari
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Glencore plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 04/29/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Cash Distribution Mgmt For For For
(Reduction in Share
Premium
Account)
3 Elect Anthony B. Mgmt For For For
Hayward
4 Elect Ivan Glasenberg Mgmt For For For
5 Elect Peter R. Coates Mgmt For For For
6 Elect Martin J. Gilbert Mgmt For For For
7 Elect Gill Marcus Mgmt For For For
8 Elect Patrice Merrin Mgmt For For For
9 Elect Kalidas V. Mgmt For For For
Madhavpeddi
10 Elect Cynthia B. Mgmt For For For
Carroll
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Adoption of Restricted Mgmt For Against Against
Share
Plan
14 Advisory Vote on Mgmt For For For
Climate Action
Transition
Plan
15 Remuneration Policy Mgmt For Against Against
(Advisory)
16 Remuneration Report Mgmt For For For
(Advisory)
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Christopher Mgmt For For For
(Chris) I.
Griffith
3 Elect Philisiwe G. Mgmt For For For
Sibiya
4 Re-elect Cheryl A. Mgmt For For For
Carolus
5 Re-elect Steven P. Reid Mgmt For For For
6 Re-elect Carmen Letton Mgmt For For For
7 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
8 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
9 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
10 Elect Audit Committee Mgmt For For For
Member (Philisiwe
Sibiya)
11 General Authority to Mgmt For For For
Issue
Shares
12 Authority to Issue Mgmt For For For
Shares for
Cash
13 Remuneration Policy Mgmt For For For
14 Remuneration Mgmt For For For
Implementation
Report
15 Approval of NEDs' Fees Mgmt For For For
16 Approve Financial Mgmt For For For
Assistance (Sections
44 &
45)
17 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gold Fields Limited
Ticker Security ID: Meeting Date Meeting Status
GFI CUSIP 38059T106 08/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-Elect Terence P. Mgmt For For For
Goodlace
3 Re-Elect Nicholas J. Mgmt For For For
Holland
4 Re-Elect Richard Mgmt For For For
(Rick) P.
Menell
5 Re-Elect Yunus G.H. Mgmt For For For
Suleman
6 Elect Audit Committee Mgmt For For For
Member (Yunus G.H.
Suleman)
7 Elect Audit Committee Mgmt For For For
Member (Alhassan
Andani)
8 Elect Audit Committee Mgmt For For For
Member (Peter J.
Bacchus)
9 Elect Audit Committee Mgmt For For For
Member (Richard
(Rick) P.
Menell)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Remuneration Policy Mgmt For For For
13 Remuneration Mgmt For For For
Implementation
Report
14 Approval of NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance
16 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Golden Agri-Resources Limited
Ticker Security ID: Meeting Date Meeting Status
E5H CINS V39076134 04/28/2021 Voted
Meeting Type Country of Trade
Annual Mauritius
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect FOO Meng Kee Mgmt For Against Against
5 Elect Christian Mgmt For For For
Gautier De
Charnace
6 Elect Khemraj Sharma Mgmt For For For
Sewraz
7 Elect Muktar Widjaja Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Related Party Mgmt For For For
Transactions
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Graincorp Limited
Ticker Security ID: Meeting Date Meeting Status
GNC CINS Q42655102 02/11/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Daniel J. Mgmt For For For
Mangelsdorf
4 Equity Grant (MD/CEO Mgmt For For For
Robert Spurway -
FY2020
LTI)
5 Equity Grant (MD/CEO Mgmt For For For
Robert Spurway -
FY2021
LTI)
________________________________________________________________________________
Graphic Packaging Holding Company
Ticker Security ID: Meeting Date Meeting Status
GPK CUSIP 388689101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Carrico Mgmt For For For
1.2 Elect Philip R. Martens Mgmt For For For
1.3 Elect Lynn A. Wentworth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/23/2021 Voted
Meeting Type Country of Trade
Annual Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Mgmt For For For
Repurchase
Shares
4 Election of Directors; Mgmt For For For
Election of Board
Secretary;
Fees
5 Election of Chair of Mgmt For For For
the Audit and
Corporate Governance
Committees
6 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Gruma S.A.B. de C.V.
Ticker Security ID: Meeting Date Meeting Status
GRUMA CINS P4948K121 04/23/2021 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Shares Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Grupo Mexico S.A.
Ticker Security ID: Meeting Date Meeting Status
GMEXICO CINS P49538112 04/30/2021 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Report on Tax Mgmt For For For
Compliance
3 Allocation of Mgmt For Abstain Against
Profits/Dividends
4 Authority to Mgmt For Abstain Against
Repurchase Shares;
Report on
Share
Repurchase Program
5 Ratification of Board, Mgmt For Abstain Against
CEO and Board
Committee
Acts
6 Appointment of Auditor Mgmt For Abstain Against
7 Election of Directors; Mgmt For Abstain Against
Election of Board
Committee
Chairs
and Members
8 Directors' and Mgmt For Abstain Against
Committee Members'
Fees
9 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Guangdong Investment Limited
Ticker Security ID: Meeting Date Meeting Status
0270 CINS Y2929L100 06/22/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WEN Yinheng Mgmt For For For
6 Elect LIANG Yuanjuan Mgmt For For For
7 Elect LAN Runing Mgmt For For For
8 Elect FENG Qingchun Mgmt For For For
9 Elect John CHAN Cho Mgmt For For For
Chak
10 Elect Brian David LI Mgmt For For For
Man
Bun
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Gubre Fabrikalari T.A.S
Ticker Security ID: Meeting Date Meeting Status
GUBRF CINS M5246E108 04/08/2021 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Presentation of Mgmt For For For
Directors'
Reports
6 Presentation of Mgmt For For For
Auditors'
Reports
7 Financial Statements Mgmt For Against Against
8 Ratification of Board Mgmt For Against Against
Acts
9 Allocation of Mgmt For For For
Profits/Dividends
10 Directors' Fees Mgmt For Against Against
11 Election of Directors; Mgmt For Against Against
Board Term
Length
12 Appointment of Auditor Mgmt For Against Against
13 Presentation of Report Mgmt For For For
on Sogut Mining
Field
14 Presentation of Report Mgmt For For For
on
Guarantees
15 Presentation of Report Mgmt For For For
on Competing
Activities
16 Presentation of Report Mgmt For For For
on Charitable
Donations
17 Presentation of Mgmt For For For
Compensation
Policy
18 Authority to Carry out Mgmt For Against Against
Competing Activities
or Related Party
Transactions
19 Wishes Mgmt For For For
20 Closing Mgmt For For For
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Robert A. Malone Mgmt For For For
9 Elect Jeffrey A. Miller Mgmt For For For
10 Elect Bhavesh V. Patel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Harmony Gold Mining Co Ltd
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Boipelo Lekubo Mgmt For For For
2 Re-elect Patrice T. Mgmt For Against Against
Motsepe
3 Re-elect John L. Wetton Mgmt For For For
4 Re-elect Joaquim A. Mgmt For For For
Chissano
5 Re-elect Modise M.J. Mgmt For Against Against
Motloba
6 Re-elect Mavuso Msimang Mgmt For Against Against
7 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(Given
Sibiya)
12 Appointment of Auditor Mgmt For For For
13 Approve Remuneration Mgmt For For For
Policy
14 Approve Remuneration Mgmt For For For
Implementation
Report
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hecla Mining Company
Ticker Security ID: Meeting Date Meeting Status
HL CUSIP 422704106 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Ralbovsky
2 Elect Catherine J. Mgmt For For For
Boggs
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the Mgmt For For For
Deferred Compensation
Plan
________________________________________________________________________________
Hektas Ticaret T.A.S.
Ticker Security ID: Meeting Date Meeting Status
HEKTS CINS M5297Q109 03/24/2021 Take No Action
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Opening; Election of Mgmt For TNA N/A
Presiding
Chair
5 Minutes Mgmt For TNA N/A
6 Presentation of Mgmt For TNA N/A
Directors'
Report
7 Presentation of Mgmt For TNA N/A
Auditors'
Report
8 Financial Statements Mgmt For TNA N/A
9 Ratification of Board Mgmt For TNA N/A
Acts
10 Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Election of Mgmt For TNA N/A
Independent
Directors; Board Term
Length
12 Directors' Fees Mgmt For TNA N/A
13 Authority to Carry out Mgmt For TNA N/A
Competing Activities
or Related Party
Transactions
14 Appointment of Auditor Mgmt For TNA N/A
15 Presentation of Report Mgmt For TNA N/A
on
Guarantees
16 Charitable Donations Mgmt For TNA N/A
17 Amendment to Article 7 Mgmt For TNA N/A
(Increase in
Authorised
Capital)
18 Presentation of Report Mgmt For TNA N/A
on Retirement
Rights
19 Use of Funds from Mgmt For TNA N/A
Capital
Increase
20 Cancellation of Use of Mgmt For TNA N/A
Funds
21 Wishes Mgmt For TNA N/A
22 Closing Mgmt For TNA N/A
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence J. Mgmt For For For
Checki
2 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
3 Elect Joaquin Duato Mgmt For For For
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Marc S. Mgmt For For For
Lipschultz
7 Elect David McManus Mgmt For For For
8 Elect Kevin O. Meyers Mgmt For For For
9 Elect Karyn F. Ovelmen Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2017 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Hitachi Metals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
5486 CINS J20538112 06/18/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kenichi Nishiie Mgmt For For For
3 Elect Makoto Uenoyama Mgmt For For For
4 Elect Koichi Fukuo Mgmt For For For
5 Elect Mitsuaki Mgmt For Against Against
Nishiyama
6 Elect Mamoru Morita Mgmt For For For
________________________________________________________________________________
Hokuto Corporation
Ticker Security ID: Meeting Date Meeting Status
1379 CINS J2224T102 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masayoshi Mizuno Mgmt For Against Against
4 Elect Tomio Takato Mgmt For For For
5 Elect Masahiro Mori Mgmt For For For
6 Elect Katsumi Shigeta Mgmt For For For
7 Elect Satoshi Inatomi Mgmt For For For
8 Elect Haruo Kitamura Mgmt For For For
9 Elect Takako Kotake @ Mgmt For For For
Takako
Saito
10 Elect Jun Ikeda Mgmt For For For
11 Elect Yoshio Kanda as Mgmt For Against Against
Statutory
Auditor
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Anna C. Catalano Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect Manuel J. Mgmt For For For
Fernandez
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLMB CINS W4R00P201 04/22/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratify Fredrik Lundberg Mgmt For For For
17 Ratify Carl Bennet Mgmt For For For
18 Ratify Steewe Mgmt For For For
Bjorklundh
19 Ratify Kenneth Mgmt For For For
Johansson
20 Ratify Lars Josefsson Mgmt For For For
21 Ratify Lars G Josefsson Mgmt For For For
22 Ratify Alice Kempe Mgmt For For For
23 Ratify Louise Lindh Mgmt For For For
24 Ratify Ulf Lundahl Mgmt For For For
25 Ratify Henrik Sjolund Mgmt For For For
(Board Member and
CEO)
26 Ratify Henriette Mgmt For For For
Zeuchner
27 Ratify Tommy Asenbrygg Mgmt For For For
28 Board Size Mgmt For For For
29 Number of Auditors Mgmt For For For
30 Directors' Fees Mgmt For For For
31 Authority to Set Mgmt For For For
Auditor's
Fees
32 Elect Fredrik Lundberg Mgmt For Against Against
33 Elect Carl Bennet Mgmt For Against Against
34 Elect Lars Josefsson Mgmt For For For
35 Elect Lars G. Josefsson Mgmt For For For
36 Elect Alice Kempe Mgmt For For For
37 Elect Louise Lindh Mgmt For For For
38 Elect Ulf Lundahl Mgmt For For For
39 Elect Henrik Sjolund Mgmt For For For
40 Elect Henriette Mgmt For For For
Zeuchner
41 Appointment of Auditor Mgmt For For For
(PricewaterhouseCooper
s)
42 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
43 Remuneration Report Mgmt For For For
44 Amendments to Articles Mgmt For For For
45 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Holmen AB
Ticker Security ID: Meeting Date Meeting Status
HOLMB CINS W4R00P201 09/16/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Hong Kong & China Gas Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0003 CINS Y33370100 06/02/2021 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LEE Ka Shing Mgmt For Against Against
6 Elect POON Chung Kwong Mgmt For For For
7 Elect Peter WONG Wai Mgmt For For For
Yee
8 Elect John HO Hon Ming Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Bonus Share Issuance Mgmt For For For
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Howmet Aerospace, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWM CUSIP 443201108 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Amy E. Alving Mgmt For For For
3 Elect Sharon Barner Mgmt For For For
4 Elect Joseph S. Cantie Mgmt For For For
5 Elect Robert F. Leduc Mgmt For For For
6 Elect David J. Miller Mgmt For For For
7 Elect Jody G. Miller Mgmt For For For
8 Elect Tolga I. Oal Mgmt For For For
9 Elect Nicole W. Mgmt For For For
Piasecki
10 Elect John C. Plant Mgmt For For For
11 Elect Ulrich R. Schmidt Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Huadian Fuxin Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0816 CINS Y3123J107 09/16/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Huadian Fuxin Energy Corporation Limited
Ticker Security ID: Meeting Date Meeting Status
0816 CINS Y3123J107 09/16/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger/Acquisition Mgmt For For For
________________________________________________________________________________
Hydrofarm Holdings Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HYFM CUSIP 44888K209 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William D. Toler Mgmt For For For
2 Elect Patrick Chung Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hyundai Steel Company
Ticker Security ID: Meeting Date Meeting Status
004020 cins Y38383108 03/23/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Won Jin Mgmt For Against Against
4 Elect KIM Sang Yong Mgmt For For For
5 Elect YOO Jung Han Mgmt For For For
6 Election of Audit Mgmt For For For
Committee Member: YOO
Jung
Han
7 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
CHANG Geum
Joo
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/04/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Charter Mgmt For For For
1.2 Elect P. Gordon Mgmt For For For
Stothart
1.3 Elect Ronald P. Gagel Mgmt For For For
1.4 Elect Richard J. Hall Mgmt For For For
1.5 Elect Timothy R. Snider Mgmt For For For
1.6 Elect Deborah J. Mgmt For For For
Starkman
1.7 Elect Anne Marie Mgmt For For For
Toutant
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Share Mgmt For For For
Incentive
Plan
________________________________________________________________________________
ICL Group Ltd
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M53213100 01/05/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Ruth Ralbag as Mgmt For For For
External
Director
3 Renew Management Mgmt For For For
Services Agreement
with Controlling
Shareholder
4 Extend Indemnification Mgmt For For For
and Exemption of
Directors and
Officers
________________________________________________________________________________
ICL Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
ICL CINS M53213100 10/14/2020 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Bridge Mgmt For For For
Supply Agreement with
Tamar
Reservoir
________________________________________________________________________________
Idemitsu Kosan Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Reduce Mgmt For For For
Capital
Reserve
4 Elect Shunichi Kito Mgmt For For For
5 Elect Takashi Mgmt For For For
Matsushita
6 Elect Susumu Nibuya Mgmt For For For
7 Elect Atsuhiko Hirano Mgmt For For For
8 Elect Noriaki Sakai Mgmt For For For
9 Elect Masakazu Idemitsu Mgmt For For For
10 Elect Kazunari Kubohara Mgmt For For For
11 Elect Takeo Kikkawa Mgmt For For For
12 Elect Mitsunobu Mgmt For For For
Koshiba
13 Elect Yumiko Noda Mgmt For For For
14 Elect Maki Kado Mgmt For For For
15 Elect Tsutomu Yoshioka Mgmt For Against Against
as Statutory
Auditor
16 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Iluka Resources
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 10/16/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Demerger and Mgmt For For For
Capital
Reduction
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/26/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Dawn Earp Mgmt For For For
3 Re-elect Fholisani Mgmt For For For
(Sydney)
Mufamadi
4 Re-elect Babalwa Mgmt For Against Against
Ngonyama
5 Re-elect Noluthando Mgmt For For For
(Thandi) D.B.
Orleyn
6 Re-elect Preston E. Mgmt For For For
Speckmann
7 Re-elect Zacharias Mgmt For For For
(Bernard)
Swanepoel
8 Election of Audit Mgmt For For For
Committee Members
(Dawn
Earp)
9 Election of Audit Mgmt For For For
Committee Members
(Peter W.
Davey)
10 Election of Audit Mgmt For For For
Committee Members
(Preston E.
Speckmann)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
15 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
16 Approve NEDs' Fees Mgmt For For For
(Board
Member)
17 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Chair)
20 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Member)
21 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Chair)
22 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Member)
23 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Chair)
24 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Member)
25 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Chair)
26 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Member)
27 Approve NEDs' Fees (Ad Mgmt For For For
Hoc)
28 Approve Financial Mgmt For For For
Assistance
29 Authority to Mgmt For For For
Repurchase
Shares
30 Amendments to Mgmt For Abstain Against
Memorandum of
Association
31 Specific Authority to Mgmt For For For
Repurchase
Shares
32 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Impala Platinum Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/14/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Mgmt For For For
Memorandum of
Incorporation
2 Authority to Mgmt For For For
Repurchase Shares
(Odd-Lot
Holders)
3 Authority to Implement Mgmt For For For
Odd-Lot
Offer
4 Authorization of Legal Mgmt For For For
Formalities
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Imperial Oil Limited
Ticker Security ID: Meeting Date Meeting Status
IMO CUSIP 453038408 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D.W. (David) Mgmt For For For
Cornhill
2 Elect B.W. (Bradley) Mgmt For For For
Corson
3 Elect M.R. (Matthew) Mgmt For For For
Crocker
4 Elect K.T. (Krystyna) Mgmt For For For
Hoeg
5 Elect M.C. (Miranda) Mgmt For For For
Hubbs
6 Elect J.M. (Jack) Mintz Mgmt For For For
7 Elect D.S. (David) Mgmt For For For
Sutherland
8 Appointment of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Net Zero by
2050
Ambition
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/29/2021 Voted
Meeting Type Country of Trade
Ordinary Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the Board of Mgmt For Abstain Against
Directors
2 Reports of the CEO and Mgmt For Abstain Against
Auditor
3 Financial Statements Mgmt For Abstain Against
4 Report on the Mgmt For Abstain Against
Company's Accounting
and Financial
Reporting
Policies
5 Report of the Audit Mgmt For Abstain Against
and Corporate
Governance
Committees
6 Allocation of Mgmt For Abstain Against
Profits/Dividends
7 Authority to Mgmt For Abstain Against
Repurchase
Shares
8 Election of Directors; Mgmt For Abstain Against
Fees
9 Election of Audit and Mgmt For Abstain Against
Corporate Governance
Committee
Chair
10 Election of Meeting Mgmt For For For
Delegates
11 Minutes Mgmt For For For
________________________________________________________________________________
Industrias Penoles S.A.
Ticker Security ID: Meeting Date Meeting Status
PE&OLES CINS P55409141 04/29/2021 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Election of Meeting Mgmt For For For
Delegates
3 Minutes Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Luis Mgmt For For For
Aranguren-Trellez
2 Elect David B. Fischer Mgmt For For For
3 Elect Paul Hanrahan Mgmt For For For
4 Elect Rhonda L. Jordan Mgmt For For For
5 Elect Gregory B. Kenny Mgmt For For For
6 Elect Barbara A. Klein Mgmt For For For
7 Elect Victoria J. Reich Mgmt For For For
8 Elect Stephan B. Tanda Mgmt For For For
9 Elect Jorge A. Uribe Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Elect James Zallie Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Innergex Renewable Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
INE CUSIP 45790B104 05/11/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Lafrance Mgmt For For For
1.2 Elect Ross J. Beaty Mgmt For For For
1.3 Elect Pierre G. Brodeur Mgmt For For For
1.4 Elect Nathalie Mgmt For For For
Francisci
1.5 Elect Richard Gagnon Mgmt For For For
1.6 Elect Michel Letellier Mgmt For For For
1.7 Elect Dalton McGuinty Mgmt For For For
1.8 Elect Monique Mercier Mgmt For For For
1.9 Elect Ouma Sananikone Mgmt For For For
1.10 Elect Louis Veci Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher M. Mgmt For For For
Connor
2 Elect Ahmet Cemal Mgmt For For For
Dorduncu
3 Elect Ilene S. Gordon Mgmt For For For
4 Elect Anders Gustafsson Mgmt For For For
5 Elect Jacqueline C. Mgmt For For For
Hinman
6 Elect Clinton A. Mgmt For For For
Lewis,
Jr.
7 Elect D. G. Macpherson Mgmt For For For
8 Elect Kathryn D. Mgmt For For For
Sullivan
9 Elect Mark S. Sutton Mgmt For For For
10 Elect Anton V. Vincent Mgmt For For For
11 Elect Raymond Guy Young Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
IOI Corporation Bhd
Ticker Security ID: Meeting Date Meeting Status
IOICORP CINS Y41763106 10/30/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rahamat Bivi Mgmt For For For
Binti
Yusoff
2 Elect LEE Yeow Chor Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Directors' Benefits Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Retention of Mgmt For For For
Karownakaran
Karunakaran a/l
Ramasamy as an
Independent
Director
7 Retention of CHEAH Tek Mgmt For For For
Kuang Independent
Director
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 04/18/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Elect Aviad Kaufman Mgmt For For For
5 Elect Amnon Lion Mgmt For For For
6 Elect Yair Caspi Mgmt For For For
7 Elect Tali Bellish Mgmt For For For
Michaud
8 Elect Victor Shohet Mgmt For For For
9 Indemnification of Mgmt For For For
Directors Victor
Shohet
10 Amend Compensation Mgmt For For For
Policy Provisions
Relating to D&O
Liability
Insurance
________________________________________________________________________________
Israel Corp
Ticker Security ID: Meeting Date Meeting Status
ILCO CINS M8785N109 04/29/2021 Voted
Meeting Type Country of Trade
Special Israel
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amend Compensation Mgmt For For For
Policy
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ITM Power
Ticker Security ID: Meeting Date Meeting Status
ITM CINS G4985J102 10/29/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juergen Nowicki Mgmt For For For
2 Elect Katherine L.M. Mgmt For For For
Roe
3 Elect Sir Roger Bone Mgmt For For For
4 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
ITM Power plc
Ticker Security ID: Meeting Date Meeting Status
ITM CINS G4985J102 11/11/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Capital Raising Mgmt For For For
2 Disapplication of Mgmt For For For
Preemptive Rights
(Capital
Raising)
________________________________________________________________________________
ITM Power plc
Ticker Security ID: Meeting Date Meeting Status
ITM CINS G4985J102 11/27/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Itron, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas L. Mgmt For For For
Deitrich
2 Elect Timothy Leyden Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ivanhoe Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVN CUSIP 46579R104 06/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert M. Mgmt For For For
Friedland
2.2 Elect Yufeng Sun Mgmt For For For
2.3 Elect Tadeu Carneiro Mgmt For For For
2.4 Elect Jinghe Chen Mgmt For For For
2.5 Elect William B. Hayden Mgmt For For For
2.6 Elect Martie Janse van Mgmt For For For
Rensburg
2.7 Elect Manfu Ma Mgmt For For For
2.8 Elect Peter G. Meredith Mgmt For For For
2.9 Elect Kgalema P. Mgmt For For For
Motlanthe
2.10 Elect Nunu Ntshingila Mgmt For For For
2.11 Elect Guy de Selliers Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Japfa Ltd
Ticker Security ID: Meeting Date Meeting Status
UD2 CINS Y4288X105 01/26/2021 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Divestiture Mgmt For For For
________________________________________________________________________________
Japfa Ltd
Ticker Security ID: Meeting Date Meeting Status
UD2 CINS Y4288X105 04/15/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Handojo Santosa Mgmt For For For
4 Elect Hendrick Kolonas Mgmt For For For
5 Elect TAN Yong Nang Mgmt For For For
6 Elect Kevin John Mgmt For For For
Monteiro
7 Elect NG Quek Peng Mgmt For For For
8 Elect LIEN Siaou-Sze Mgmt For For For
9 Elect Manu Bhaskaran Mgmt For For For
10 Elect TAN Kian Chew Mgmt For For For
11 Elect CHIA Wee Boon Mgmt For For For
12 Approval of Increase Mgmt For For For
in Directors'
Fees
13 Approval of payment of Mgmt For For For
New Directors'
Fees
14 Approval of Payment of Mgmt For For For
Current Directors'
Fees
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
17 Authority to Grant Mgmt For Against Against
Awards and Issue
Shares under Japfa
Performance Share
Plan
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
JFE Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
5411 CINS J2817M100 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Koji Kakigi Mgmt For For For
4 Elect Yoshihisa Kitano Mgmt For For For
5 Elect Masashi Terahata Mgmt For For For
6 Elect Hajime Oshita Mgmt For For For
7 Elect Toshinori Mgmt For For For
Kobayashi
8 Elect Masami Yamamoto Mgmt For For For
9 Elect Nobumasa Kemori Mgmt For For For
10 Elect Yoshiko Ando Mgmt For For For
11 Elect Nobuya Hara Mgmt For For For
12 Elect Isao Saiki Mgmt For For For
13 Amendment to the Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 06/08/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to the Mgmt For Against Against
Rules for General
Meetings
3 Amendments to the Mgmt For For For
Rules for Board of
Directors
4 Amendments to the Mgmt For For For
Rules for Independent
Directors
5 Directors' Report Mgmt For For For
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' Fees Mgmt For For For
11 Supervisors' Fees Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect ZHENG Gaoqing Mgmt For Against Against
14 Elect WANG Bo Mgmt For For For
15 Elect GAO Jianmin Mgmt For For For
16 Elect LIANG Qing Mgmt For For For
17 Elect LIU Fangyun Mgmt For For For
18 Elect YU Tong Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Elect LIU Erh Fei Mgmt For For For
21 Elect LIU Xike Mgmt For For For
22 Elect ZHU Xingwen Mgmt For Against Against
23 Elect WANG Feng Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Elect GUAN Yongmin Mgmt For For For
26 Elect WU Donghua Mgmt For Against Against
27 Elect ZHANG Jianhua Mgmt For Against Against
________________________________________________________________________________
Jiangxi Copper Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 09/04/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For For For
Corporate
Bonds
________________________________________________________________________________
Jiangxi Copper Co. Ltd
Ticker Security ID: Meeting Date Meeting Status
0358 CINS Y4446C100 12/07/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Consolidated Supply Mgmt For For For
and Services
Agreement
I
3 Consolidated Supply Mgmt For For For
and Services
Agreement
II
4 Land Use Rights Mgmt For For For
Leasing
Agreement
________________________________________________________________________________
KAZ Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 04/29/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Oleg Novachuk Mgmt For For For
4 Elect Andrew Southam Mgmt For For For
5 Elect Michael Mgmt For Against Against
Lynch-Bell
6 Elect Lynda Armstrong Mgmt For For For
7 Elect Alison Baker Mgmt For For For
8 Elect Vladimir Kim Mgmt For For For
9 Elect John MacKenzie Mgmt For For For
10 Elect Charles Watson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
KAZ Minerals Plc
Ticker Security ID: Meeting Date Meeting Status
KAZ CINS G5221U108 05/12/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Delisting Mgmt For For For
2 Adoption of New Mgmt For For For
Articles
3 Authorization of Legal Mgmt For For For
Formalities
4 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
________________________________________________________________________________
KGHM Polska Miedz
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 06/07/2021 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Financial
Statements
8 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
9 Presentation of Mgmt For For For
Management Board
Report
10 Presentation of Mgmt For For For
Management Board
Report (Allocation of
Profits/Dividends)
11 Presentation of Report Mgmt For For For
on
Expenses
12 Presentation of Mgmt For For For
Supervisory Board
Report
13 Presentation of Mgmt For For For
Supervisory Board
Report (Allocation of
Profits/Dividends)
14 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Standing)
15 Presentation of Mgmt For For For
Supervisory Board
Report (Company
Activities)
16 Presentation of Mgmt For For For
Supervisory Board
Report
(Remuneration)
17 Financial Statements Mgmt For For For
18 Financial Statements Mgmt For For For
(Consolidated)
19 Management Board Report Mgmt For For For
20 Allocation of Mgmt For For For
Profits/Dividends
21 Ratification of Mgmt For For For
Management Board
Acts
22 Ratification of Mgmt For For For
Supervisory Board
Acts
23 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
24 Remuneration Report Mgmt For Against Against
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KGHM Polska Miedz S.A.
Ticker Security ID: Meeting Date Meeting Status
KGH CINS X45213109 11/26/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Elect Przemyslaw Mgmt For For For
Darowski
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kinder Morgan, Inc.
Ticker Security ID: Meeting Date Meeting Status
KMI CUSIP 49456B101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Kinder Mgmt For For For
2 Elect Steven J. Kean Mgmt For For For
3 Elect Kimberly A. Dang Mgmt For For For
4 Elect Ted A. Gardner Mgmt For For For
5 Elect Anthony W. Hall, Mgmt For For For
Jr.
6 Elect Gary L. Hultquist Mgmt For For For
7 Elect Ronald L. Kuehn, Mgmt For For For
Jr.
8 Elect Deborah A. Mgmt For For For
Macdonald
9 Elect Michael C. Morgan Mgmt For For For
10 Elect Arthur C. Mgmt For For For
Reichstetter
11 Elect C. Park Shaper Mgmt For For For
12 Elect William A. Smith Mgmt For For For
13 Elect Joel V. Staff Mgmt For For For
14 Elect Robert F. Vagt Mgmt For For For
15 Elect Perry M. Waughtal Mgmt For For For
16 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Atkinson Mgmt For For For
1.2 Elect Kerry D. Dyte Mgmt For For For
1.3 Elect Glenn A. Ives Mgmt For For For
1.4 Elect Ave G. Lethbridge Mgmt For For For
1.5 Elect Elizabeth Mgmt For For For
McGregor
1.6 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.7 Elect Kelly J. Osborne Mgmt For For For
1.8 Elect J. Paul Rollinson Mgmt For For For
1.9 Elect David A. Scott Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kirkland Lake Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
KL CUSIP 49741E100 05/06/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan Gill Mgmt For For For
1.2 Elect Peter Grosskopf Mgmt For For For
1.3 Elect Ingrid J. Hibbard Mgmt For For For
1.4 Elect Arnold Klassen Mgmt For For For
1.5 Elect Elizabeth Mgmt For For For
Lewis-Gray
1.6 Elect Anthony Makuch Mgmt For For For
1.7 Elect Barry P. Olson Mgmt For For For
1.8 Elect Jeff Parr Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Klabin S.A.
Ticker Security ID: Meeting Date Meeting Status
KLBN3 CINS P60933135 01/04/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
5 Merger by Absorption Mgmt For For For
(Riohold Papel e
Celulose S.A.);
Authorization of
Legal
Formalities
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Klabin S.A.
Ticker Security ID: Meeting Date Meeting Status
KLBN3 CINS P60933135 03/24/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Board Size Mgmt For Against Against
7 Request Cumulative Mgmt N/A Against N/A
Voting
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Slate 1(Board of Mgmt For Against Against
Directors'
Slate)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Slate 2 Mgmt N/A Against N/A
(Minority Candidate's
Slate)
12 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
15 Allocate Cumulative Mgmt N/A Against N/A
Votes to Israel
Klabin (Slate
1)
16 Allocate Cumulative Mgmt N/A Against N/A
Votes to Daniel
Miguel Klabin (Slate
1)
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Armando
Klabin (Slate
1)
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Vera Lafer
(Slate1)
19 Allocate Cumulative Mgmt N/A Against N/A
Votes to Francisco
Lafer Pati (Slate
1)
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Horacio
Lafer Piva (Slate
1)
21 Allocate Cumulative Mgmt N/A Against N/A
Votes to Paulo Sergio
Coutinho Galvao
Filho (Slate
1)
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto
Klabin Xavier (Slate
1)
23 Allocate Cumulative Mgmt N/A For N/A
Votes to Celso Lafer
(Slate
1)
24 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto Luiz
Leme Klabin (Slate
1)
25 Allocate Cumulative Mgmt N/A For N/A
Votes to Sergio
Francisco Monteiro de
Carvalho Guimaraes
(Slate
1)
26 Allocate Cumulative Mgmt N/A For N/A
Votes to Camilo
Marcantonio Junior
(Slate
1)
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Allocate Cumulative Mgmt N/A Against N/A
Votes to Israel
Klabin (Slate
2)
29 Allocate Cumulative Mgmt N/A Against N/A
Votes to Daniel
Miguel Klabin (Slate
2)
30 Allocate Cumulative Mgmt N/A For N/A
Votes to Armando
Klabin (Slate
2)
31 Allocate Cumulative Mgmt N/A For N/A
Votes to Vera Lafer
(Slate
2)
32 Allocate Cumulative Mgmt N/A Against N/A
Votes to Francisco
Lafer Pati (Slate
2)
33 Allocate Cumulative Mgmt N/A For N/A
Votes to Horacio
Lafer Piva (Slate
2)
34 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto
Klabin Xavier (Slate
2)
35 Allocate Cumulative Mgmt N/A For N/A
Votes to Celso Lafer
(Slate
2)
36 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto Luiz
Leme Klabin (Slate
2)
37 Allocate Cumulative Mgmt N/A For N/A
Votes to Sergio
Francisco Monteiro de
Carvalho Guimaraes
(Slate
2)
38 Allocate Cumulative Mgmt N/A For N/A
Votes to Camilo
Marcantonio Junior
(Slate
2)
39 Allocate Cumulative Mgmt N/A For N/A
Votes to Heloisa
Belotti Bedicks
(Slate
2)
40 Request Separate Mgmt N/A For N/A
Election for Board
Members (Minority
Shareholders)
41 Request Separate Mgmt N/A For N/A
Election for Board
Members (Preferred
Shareholders)
42 Non-Voting Agenda Item N/A N/A N/A N/A
43 Elect Mauro Gentile Mgmt N/A For N/A
Rodrigues da Cunha as
Board Member
presented by
Preferred
Shareholders
44 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
45 Election of Mgmt For Abstain Against
Supervisory
Council
46 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
47 Elect Louise Barsi as Mgmt N/A For N/A
Supervisory Council
Member Presented by
Preferred
Shareholders
48 Non-Voting Agenda Item N/A N/A N/A N/A
49 Elect Mauricio Aquino Mgmt N/A Against N/A
Halewicz/Geraldo
Afffonso Ferreira
Filho to the
Supervisory Council
Presented by Minority
Shareholders
50 Non-Voting Agenda Item N/A N/A N/A N/A
51 Elect Mauricio Aquino Mgmt N/A For N/A
Halewicz/Michele da
Silva Gonsales to the
Supervisory Council
Presented by Minority
Shareholders
52 Remuneration policy Mgmt For For For
53 Supervisory Council's Mgmt For For For
Fees
________________________________________________________________________________
Klabin S.A.
Ticker Security ID: Meeting Date Meeting Status
KLBN3 CINS P60933135 03/24/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Updated Global Mgmt For For For
Remuneration
Amount
4 Amendments to Articles Mgmt For For For
5 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Klabin S.A.
Ticker Security ID: Meeting Date Meeting Status
KLBN3 CINS P60933135 07/31/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For Against Against
6 Request Cumulative Mgmt N/A Against N/A
Voting
7 Election of Directors Mgmt For Against Against
8 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Proportional Mgmt N/A Against N/A
Allocation of
Cumulative
Votes
11 Allocate Cumulative Mgmt N/A For N/A
Votes to Daniel
Miguel
Klabin
12 Allocate Cumulative Mgmt N/A Against N/A
Votes to Armando
Klabin
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Pedro Oliva
Marcilio de
Sousa
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Jose Luis de
Sales
Freire
15 Allocate Cumulative Mgmt N/A For N/A
Votes to Horacio
Lafer
Piva
16 Allocate Cumulative Mgmt N/A Against N/A
Votes to Israel
Klabin
17 Allocate Cumulative Mgmt N/A For N/A
Votes to Paulo
Sergio Coutinho
Galvao
Filho
18 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto
Klabin Martins
Xavier
19 Allocate Cumulative Mgmt N/A For N/A
Votes to Roberto Luiz
Leme
Klabin
20 Allocate Cumulative Mgmt N/A For N/A
Votes to Camilo
Marcantonio
Junior
21 Allocate Cumulative Mgmt N/A For N/A
Votes to Sergio
Francisco Monteiro de
Carvalho
Guimaraes
22 Allocate Cumulative Mgmt N/A For N/A
Votes to Vera
Lafer
23 Request Separate Mgmt N/A For N/A
Election for Board
Member (Minority
Shareholders)
24 Request Separate Mgmt N/A For N/A
Election for Board
Member (Preferred
Shareholders)
25 Elect Mauro Gentile Mgmt N/A For N/A
Rodrigues da Cunha as
Board Member
Presented by
Preferred
Shareholders
26 Cumulate Common and Mgmt N/A For N/A
Preferred
Shares
27 Election of Mgmt For Abstain Against
Supervisory
Council
28 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
29 Elect Louise Barsi to Mgmt N/A For N/A
the Supervisory
Council Presented by
Preferred
Shareholders
30 Elect Mauricio Aquino Mgmt N/A For N/A
Halewicz to the
Supervisory Council
Presented by Minority
Shareholders
31 Remuneration Policy Mgmt For For For
32 Supervisory Council Mgmt For For For
Fees
________________________________________________________________________________
Klabin S.A.
Ticker Security ID: Meeting Date Meeting Status
KLBN3 CINS P60933135 11/26/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratification of Mgmt For For For
Appointment of
Appraiser
3 Valuation Report Mgmt For For For
4 Merger Agreement Mgmt For For For
5 Merger; Authorization Mgmt For For For
of Legal
Formalities
6 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KOREA ZINC INC
Ticker Security ID: Meeting Date Meeting Status
010130 CINS Y4960Y108 03/24/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Chang Keun Mgmt For Against Against
4 Elect ROH Jin Soo Mgmt For For For
5 Elect BAEK Soon Heum Mgmt For For For
6 Elect KIM Eui Hwan Mgmt For For For
7 Elect KIM Bo Young Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Member: HAN
Chol
Su
9 Directors' Fees Mgmt For For For
________________________________________________________________________________
Kuala Lumpur Kepong Berhad
Ticker Security ID: Meeting Date Meeting Status
KLK CINS Y47153104 02/18/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Oi Hian Mgmt For For For
2 Elect YEOH Eng Khoon Mgmt For Against Against
3 Elect Anne Rodrigues Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Benefits Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Renewal of Authority Mgmt For For For
to Repurchase and
Reissue
Shares
8 Renewal of Mgmt For For For
Shareholders' Mandate
for Related Party
Transactions
9 Dividend Reinvestment Mgmt For For For
Plan
________________________________________________________________________________
Kubota Corporation
Ticker Security ID: Meeting Date Meeting Status
6326 CINS J36662138 03/19/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Masatoshi Kimata Mgmt For For For
3 Elect Yuichi Kitao Mgmt For For For
4 Elect Masato Yoshikawa Mgmt For For For
5 Elect Toshihiko Mgmt For For For
Kurosawa
6 Elect Dai Watanabe Mgmt For For For
7 Elect Yuzuru Matsuda Mgmt For For For
8 Elect Koichi Ina Mgmt For For For
9 Elect Yutaro Shintaku Mgmt For For For
10 Elect Kumi Arakane Mgmt For For For
Kumi
Kameyama
11 Elect Yuri Furusawa as Mgmt For For For
Statutory
Auditor
12 Directors' Fees Mgmt For For For
13 Bonus Mgmt For For For
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 05/14/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mary S. Bomela Mgmt For For For
3 Re-elect Nomalizo Mgmt For For For
(Ntombi) B.
Langa-Royds
4 Re-elect Buyelwa Mgmt For For For
Sonjica
5 Election of Audit Mgmt For For For
Committee Member
(Sango S.
Ntsaluba)
6 Election of Audit Mgmt For For For
Committee Member
(Terence P.
Goodlace)
7 Election of Audit Mgmt For For For
Committee Member
(Mary S.
Bomela)
8 Election of Audit Mgmt For For For
Committee Member
(Michelle
Jenkins)
9 Approve Remuneration Mgmt For For For
Policy
10 Approve Remuneration Mgmt For For For
Implementation
Report
11 Authority to Issue Mgmt For For For
Shares
12 Authorisation of Legal Mgmt For For For
Formalities
13 Authority to Issue Mgmt For For For
Shares for
Cash
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Approve Extension of Mgmt For For For
the Employee Share
Ownership
Scheme
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kumba Iron Ore Limited
Ticker Security ID: Meeting Date Meeting Status
KIO CINS S4341C103 08/07/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Re-elect Mandla S.V. Mgmt For For For
Gantsho
3 Re-elect Seamus French Mgmt For Against Against
4 Re-elect Sango S. Mgmt For Against Against
Ntsaluba
5 Elect Duncan G. Wanblad Mgmt For For For
6 Elect Michelle Jenkins Mgmt For For For
7 Election of Statutory Mgmt For Against Against
Audit Committee
Member (Sango S.
Ntsaluba)
8 Election of Statutory Mgmt For For For
Audit Committee
Member (Terence P.
Goodlace)
9 Election of Statutory Mgmt For For For
Audit Committee
Member (Mary S.
Bomela)
10 Election of Statutory Mgmt For For For
Audit Committee
Member (Michelle
Jenkins)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 Authority to Issue Mgmt For For For
Shares
14 Authorisation of Legal Mgmt For For For
Formalities
15 Authority to Issue Mgmt For For For
Shares for
Cash
16 Approve NEDs' Fees Mgmt For For For
17 Approve Financial Mgmt For For For
Assistance (Sections
44 and
45)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Kumiai Chemical Industry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4996 CINS J36834117 01/28/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshitomo Koike Mgmt For Against Against
5 Elect Makoto Takagi Mgmt For For For
6 Elect Hajime Takahashi Mgmt For For For
7 Elect Testuo Okawa Mgmt For For For
8 Elect Teruhiko Ikawa Mgmt For For For
9 Elect Reinosuke Ida Mgmt For For For
10 Elect Tadahisa Nishio Mgmt For For For
11 Elect Kanji Ikeda Mgmt For For For
12 Elect Toshiharu Uchidoi Mgmt For For For
13 Elect Kazuhiro So Mgmt For Against Against
14 Elect Ryuji Sukegawa Mgmt For Against Against
15 Adoption of Restricted Mgmt For For For
Stock
Plan
16 Retirement and Special Mgmt For Against Against
Allowances for
Directors
________________________________________________________________________________
Kunlun Energy Company Limited
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 10/27/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps Mgmt For For For
for the 2020
Continuing Connected
Transactions
4 New Master Agreement Mgmt For For For
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 03/12/2021 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Equity Transfer Mgmt For For For
Agreement
________________________________________________________________________________
Kunlun Energy Company Ltd
Ticker Security ID: Meeting Date Meeting Status
0135 CINS G5320C108 05/26/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Special Dividend Mgmt For For For
6 Elect FU Bin Mgmt For Against Against
7 Elect QIAN Zhijia Mgmt For For For
8 Elect Zhou Yuanhong Mgmt For For For
9 Elect Miao Yong Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Kurita Water Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
6370 CINS J37221116 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michiya Kadota Mgmt For For For
4 Elect Hirohiko Ejiri Mgmt For For For
5 Elect Yoshio Yamada Mgmt For For For
6 Elect Yasuo Suzuki Mgmt For For For
7 Elect Shuji Shirode Mgmt For For For
8 Elect Ryoko Sugiyama Mgmt For For For
9 Elect Keiko Tanaka Mgmt For For For
10 Elect Kenichiro Kamai Mgmt For For For
11 Elect Tetsuya Nagasawa Mgmt For For For
as Alternate
Statutory
Auditor
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Lee & Man Paper Manufacturing Limited
Ticker Security ID: Meeting Date Meeting Status
2314 CINS G5427W130 04/30/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect POON Chung Kwong Mgmt For For For
6 Elect Tony WONG Kai Mgmt For For For
Tung
7 Elect Peter A. Davies Mgmt For For For
8 Elect David CHAU Shing Mgmt For Against Against
Yim
9 Directors' Fees for Mgmt For Against Against
2020
10 Directors' Fees for Mgmt For Against Against
2021
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Brunner Mgmt For For For
1.2 Elect Randy A. Wood Mgmt For For For
2 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Nicholas Mgmt For For For
Grasberger,
III
2 Elect Ozey K. Horton, Mgmt For For For
Jr.
3 Elect William Bradley Mgmt For For For
Southern
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lundin Energy AB
Ticker Security ID: Meeting Date Meeting Status
LUNE CINS W64566107 03/30/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Peggy Mgmt For For For
Bruzelius
16 Ratification of C. Mgmt For For For
Ashley
Heppenstall
17 Ratification of Ian H. Mgmt For For For
Lundin
18 Ratification of Lukas Mgmt For For For
H.
Lundin
19 Ratification of Grace Mgmt For For For
Reksten
Skaugen
20 Ratification of Mgmt For For For
Torstein
Sanness
21 Ratification of Alex Mgmt For For For
Schneiter
(CEO)
22 Ratification of Jakob Mgmt For For For
Thomasen
23 Ratification of Mgmt For For For
Cecilia
Vieweg
24 Remuneration Report Mgmt For For For
25 Board Size Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Directors' Fees Mgmt For For For
29 Elect Peggy Bruzelius Mgmt For For For
30 Elect Ashley Mgmt For For For
Heppenstall
31 Elect Ian H. Lundin Mgmt For For For
32 Elect Lukas H. Lundin Mgmt For For For
33 Elect Grace Reksten Mgmt For For For
Skaugen
34 Elect Torstein Sanness Mgmt For For For
35 Elect Alex Schneiter Mgmt For For For
36 Elect Jakob Thomasen Mgmt For For For
37 Elect Cecilia Vieweg Mgmt For For For
38 Elect Adam I. Lundin Mgmt For For For
39 Elect Ian H. Lundin as Mgmt For For For
Chair
40 Authority to Set Mgmt For For For
Auditor's
Fees
41 Appointment of Auditor Mgmt For For For
42 Approval of LTIP 2021 Mgmt For For For
43 Authority to Issue Mgmt For For For
Shares (2021
Long-term
Performance-based
Incentive
Plan)
44 Authorisation of Mgmt For For For
Extraordinary Awards
to Alex
Schneiter
45 Authority to Issue Mgmt For Against Against
Shares w/ or w/o
Preemptive
Rights
46 Authority to Mgmt For For For
Repurchase
Shares
47 Shareholder Proposal Mgmt For For For
Regarding Alignment
of Legal Defense
Strategy with Human
Rights
Policy
48 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Legal
Costs
49 Financial Statements ShrHoldr Against For Against
and Allocation of
Profits/Dividends
50 Non-Voting Agenda Item N/A N/A N/A N/A
51 Non-Voting Meeting Note N/A N/A N/A N/A
52 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lundin Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
LUG CUSIP 550371108 06/24/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carmel Daniele Mgmt For For For
1.2 Elect Gillian Davidson Mgmt For For For
1.3 Elect Ian Gibbs Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Ashley Mgmt For For For
Heppenstall
1.6 Elect Ron F. Hochstein Mgmt For For For
1.7 Elect Craig Jones Mgmt For For For
1.8 Elect Lukas H. Lundin Mgmt For For For
1.9 Elect Paul McRae Mgmt For For For
1.10 Elect Bob Thiele Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of By-Law No. Mgmt For For For
1A
________________________________________________________________________________
Lundin Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
LUN CUSIP 550372106 05/07/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald K. Charter Mgmt For For For
1.2 Elect C. Ashley Mgmt For For For
Heppenstall
1.3 Elect Marie Inkster Mgmt For For For
1.4 Elect Peter C. Jones Mgmt For For For
1.5 Elect Jack O. Lundin Mgmt For For For
1.6 Elect Lukas H. Lundin Mgmt For For For
1.7 Elect Dale C. Peniuk Mgmt For For For
1.8 Elect Karen P. Mgmt For For For
Poniachik
1.9 Elect Catherine J.G. Mgmt For For For
Stefan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amended and Restated Mgmt For For For
By-law No.
1
________________________________________________________________________________
Maanshan Iron & Steel Company Limited
Ticker Security ID: Meeting Date Meeting Status
0323 CINS Y5361G109 06/29/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors', Mgmt For For For
Supervisors', and
Senior Managements'
Fees
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chadwick C. Mgmt For For For
Deaton
2 Elect Marcela E. Mgmt For For For
Donadio
3 Elect Jason B. Few Mgmt For For For
4 Elect M. Elise Hyland Mgmt For For For
5 Elect Holli C. Ladhani Mgmt For For For
6 Elect Brent J. Smolik Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect Jonathan Z. Cohen Mgmt For For For
3 Elect Michael J. Mgmt For For For
Hennigan
4 Elect Frank M. Semple Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of the 2021 Mgmt For For For
Incentive
Compensation
Plan
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Repeal of Classified Mgmt For For For
Board
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
Maruha Nichiro Corporation
Ticker Security ID: Meeting Date Meeting Status
1333 CINS J40015109 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shigeru Ito Mgmt For Against Against
4 Elect Masaru Ikemi Mgmt For For For
5 Elect Osamu Momiyama Mgmt For For For
6 Elect Sadahiko Hanzawa Mgmt For For For
7 Elect Shinichiro Takeda Mgmt For For For
8 Elect Yoshiro Nakabe Mgmt For For For
9 Elect Somuku Iimura Mgmt For For For
10 Elect Sonoko Hatchoji Mgmt For For For
11 Elect Yoshito Kaneyama Mgmt For For For
12 Elect Katsue Okuda Mgmt For Against Against
________________________________________________________________________________
Mayr-Melnhof Karton AG
Ticker Security ID: Meeting Date Meeting Status
MMK CINS A42818103 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Supervisory Board Mgmt For For For
Members'
Fees
8 Appointment of Auditor Mgmt For For For
9 Remuneration Report Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For For For
(Slate)
________________________________________________________________________________
Merdeka Copper Gold Tbk
Ticker Security ID: Meeting Date Meeting Status
MDKA CINS Y60132100 05/25/2021 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase
Shares
3 Approval to Transfer Mgmt For For For
the Result of Shares
Buyback
4 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/29/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Arnell Mgmt For For For
1.2 Elect James Bertram Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect Paul Dobson Mgmt For For For
1.5 Elect John Floren Mgmt For For For
1.6 Elect Maureen Howe Mgmt For For For
1.7 Elect Robert Kostelnik Mgmt For For For
1.8 Elect Leslie O'Donoghue Mgmt For For For
1.9 Elect Kevin Rodgers Mgmt For For For
1.10 Elect Margaret Walker Mgmt For For For
1.11 Elect Benita Warmbold Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Metsa Board Corporation
Ticker Security ID: Meeting Date Meeting Status
METSB CINS X5327R109 03/25/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Minority
Dividend
14 Ratification of Board Mgmt For For For
and CEO
Acts
15 Remuneration Report Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Board Size Mgmt For For For
18 Election of Directors Mgmt For Against Against
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Appointment of Auditor Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/12/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Directors' Report Mgmt For For For
5 Capital Expenditure Mgmt For For For
Budget
6 Allocation of Mgmt For For For
Profits/Dividends
7 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
8 Supervisory Council Mgmt For For For
Size
9 Elect Dorival Antonio Mgmt For For For
Bianchi
10 Elect Franklin Mgmt For For For
Saldanha Neiva
Filho
11 Elect Luiz Manoel Mgmt For Against Against
Gomes
Junior
12 Request Separate Mgmt N/A Abstain N/A
Election for
Supervisory Council
Member
13 Remuneration Policy Mgmt For Against Against
14 Request Establishment Mgmt N/A For N/A
of Supervisory
Council
________________________________________________________________________________
Minerva SA
Ticker Security ID: Meeting Date Meeting Status
BEEF3 CINS P6831V106 04/12/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article Mgmt For For For
5 (Reconciliation of
Share
Capital)
4 Consolidation of Mgmt For For For
Articles
5 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 05/19/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Financial Statements Mgmt For For For
(Consolidated)
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Sergey V. Mgmt For Abstain Against
Barbashev
8 Elect Sergey L. Mgmt For Abstain Against
Batekhin
9 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
10 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
11 Elect Sergey N. Volk Mgmt For Abstain Against
12 Elect Marianna A. Mgmt For Abstain Against
Zakharova
13 Elect Stanislav Mgmt For Abstain Against
Luchitsky
14 Elect Roger Munnings Mgmt For Abstain Against
15 Elect Gareth Penny Mgmt For For For
16 Elect Maxim V. Mgmt For Abstain Against
Poletayev
17 Elect Vyacheslav Mgmt For Abstain Against
Solomin
18 Elect Evgeny A. Mgmt For For For
Schwartz
19 Elect Robert W. Edwards Mgmt For For For
20 Elect Alexey S. Mgmt For For For
Dzybalov
21 Elect Anna V. Masalova Mgmt For For For
22 Elect Georgiy E. Mgmt For For For
Svanidze
23 Elect Vladimir N. Mgmt For For For
Shilkov
24 Elect Elena A. Yanevich Mgmt For For For
25 Appointment of Auditor Mgmt For For For
(RAS)
26 Appointment of Auditor Mgmt For For For
(IFRS)
27 Directors' Fees Mgmt For Against Against
28 Audit Commission Fees Mgmt For For For
29 Indemnification of Mgmt For For For
Directors/Officers
30 D&O Insurance Mgmt For For For
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 12/10/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2020)
________________________________________________________________________________
Mitsubishi Materials Corporation
Ticker Security ID: Meeting Date Meeting Status
5711 CINS J44024107 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Mgmt For For For
Absorption-Type
Company Split
Agreement
3 Elect Akira Takeuchi Mgmt For For For
4 Elect Naoki Ono Mgmt For For For
5 Elect Nobuhiro Mgmt For For For
Takayanagi
6 Elect Yoshikazu Yasui Mgmt For For For
7 Elect Mariko Tokuno Mgmt For For For
8 Elect Hiroshi Watanabe Mgmt For For For
9 Elect Hikaru Sugi Mgmt For For For
10 Elect Hiroshi Sato Mgmt For For For
11 Elect Tatsuo Mgmt For Against Against
Wakabayashi
12 Elect Koji Igarashi Mgmt For For For
________________________________________________________________________________
MOL Hungarian Oil And Gas Plc
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5S32S129 04/15/2021 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Presentation of Mgmt For For For
Directors'
Report
8 Presentation of Mgmt For For For
Auditor's
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Corporate Governance Mgmt For For For
Declaration
13 Ratification of Board Mgmt For For For
Acts
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Presentation of Mgmt For Against Against
Information on Share
Repurchase; Authority
to Repurchase and
Reissue
Shares
16 Elect Oszkar Vilagi to Mgmt For For For
Board of
Directors
17 Election of Mgmt For For For
Supervisory Board
Members; Election of
Audit Committee
Members
18 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Mondi plc
Ticker Security ID: Meeting Date Meeting Status
MNDI CINS G6258S107 05/06/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Svein Richard Mgmt For For For
Brandtz?g
5 Elect Susan M. Clark Mgmt For For For
6 Elect Michael Powell Mgmt For For For
7 Elect Angela Strank Mgmt For For For
8 Elect Tanya Fratto Mgmt For For For
9 Elect Enoch Godongwana Mgmt For For For
10 Elect Andrew King Mgmt For For For
11 Elect Dominique Mgmt For For For
Reiniche
12 Elect Philip Yea Mgmt For For For
13 Elect Stephen Young Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 Adoption of New Mgmt For For For
Articles
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mowi ASA
Ticker Security ID: Meeting Date Meeting Status
MOWI CINS R4S04H101 06/09/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
6 Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Accounts and Reports Mgmt For TNA N/A
9 Corporate Governance Mgmt For TNA N/A
Report
10 Remuneration Policy Mgmt For TNA N/A
(Advisory)
11 Remuneration Mgmt For TNA N/A
Guidelines for
Allocation of Options
(Binding)
12 Directors' Fees Mgmt For TNA N/A
13 Nomination Committee Mgmt For TNA N/A
Fees
14 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
15 Elect Ole Eirik Leroy Mgmt For TNA N/A
16 Elect Kristian Melhuus Mgmt For TNA N/A
17 Elect Lisbet N?ro Mgmt For TNA N/A
18 Elect Nicholays Mgmt For TNA N/A
Gheysens
19 Elect Kathrine Mgmt For TNA N/A
Fredriksen as a
Deputy Board
Member
20 Elect Merete Haugli to Mgmt For TNA N/A
the Nominating
Committee
21 Elect Ann Kristin Mgmt For TNA N/A
Brautaset to the
Nominating
Committee
22 Authority to Mgmt For TNA N/A
Distribute
Dividend
23 Authority to Mgmt For TNA N/A
Repurchase
Shares
24 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
25 Authority to Issue Mgmt For TNA N/A
Convertible Debt
Instruments
26 Non-Voting Meeting Note N/A N/A TNA N/A
27 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
National Atomic Company Kazatomprom JSC
Ticker Security ID: Meeting Date Meeting Status
KZAP CINS 63253R201 05/19/2021 Voted
Meeting Type Country of Trade
Annual Kazakhstan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend Policy Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Presentation of Mgmt For For For
Information on
Shareholder
Appeals
5 Presentation of Mgmt For For For
Directors'
Fees
6 Amendments to Articles Mgmt For Abstain Against
7 Approval of Regulation Mgmt For Abstain Against
on Directors'
Fees
8 Election of Directors; Mgmt For Abstain Against
Board Size;
Directors'
Fees
________________________________________________________________________________
National Atomic Company Kazatomprom JSC
Ticker Security ID: Meeting Date Meeting Status
KZAP CINS 63253R201 06/22/2021 Voted
Meeting Type Country of Trade
Special Kazakhstan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Changes to Board Mgmt For For For
Composition
________________________________________________________________________________
Navigator Company S.A.
Ticker Security ID: Meeting Date Meeting Status
NVG CINS X67182109 05/11/2021 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Individual Accounts Mgmt For For For
and
Reports
4 Consolidated Accounts Mgmt For For For
and Reports;
Remuneration
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
and Supervisory
Bodies'
Acts
7 Remuneration Policy Mgmt For Against Against
8 Authority to Mgmt For For For
Repurchase and
Reissue Shares and
Bonds
9 Cancellation of Shares Mgmt For For For
10 Transfer of Reserves Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Navigator Company SA
Ticker Security ID: Meeting Date Meeting Status
NVG CINS X67182109 11/24/2020 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Special Dividend Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Neoen S.A.
Ticker Security ID: Meeting Date Meeting Status
NEOEN CINS F6517R107 05/25/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Profits Mgmt For For For
10 2020 Remuneration Mgmt For For For
Report
11 2020 Remuneration of Mgmt For For For
Xavier Barbaro, Chair
and
CEO
12 2020 Remuneration of Mgmt For For For
Romain Desrousseaux,
Deputy
CEO
13 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
14 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
15 2021 Remuneration Mgmt For For For
Policy (Deputy
CEO)
16 Elect Bpifrance Mgmt For Against Against
Investissement
17 Elect Helen Lee Mgmt For For For
Bouygues
18 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
19 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
20 Greenshoe Mgmt For Against Against
21 Employee Stock Mgmt For For For
Purchase
Plan
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 03/30/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Articles Mgmt For For For
21 Accounts and Reports Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
New Fortress Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
NFE CUSIP 644393100 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Grain Mgmt For For For
1.2 Elect C. William Mgmt For For For
Griffin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Newcrest Mining
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 11/11/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sally-Anne G. Mgmt For For For
Layman
3 Re- Elect Roger J. Mgmt For For For
Higgins
4 Re- Elect Gerard M. Mgmt For For For
Bond
5 Equity Grant (MD/CEO Mgmt For For For
Sandeep
Biswas)
6 Equity Grant (FD/CFO Mgmt For For For
Gerard
Bond)
7 Remuneration Report Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
10 Amendments to Mgmt For For For
Constitution
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Newmont Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick G. Mgmt For For For
Awuah,
Jr.
2 Elect Gregory H. Boyce Mgmt For For For
3 Elect Bruce R. Brook Mgmt For For For
4 Elect Maura J. Clark Mgmt For For For
5 Elect Matthew Coon Come Mgmt For For For
6 Elect Jose Manuel Mgmt For For For
Madero
7 Elect Rene Medori Mgmt For For For
8 Elect Jane Nelson Mgmt For For For
9 Elect Thomas Palmer Mgmt For For For
10 Elect Julio M. Quintana Mgmt For For For
11 Elect Susan N. Story Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect James L. Camaren Mgmt For For For
3 Elect Kenneth B. Dunn Mgmt For For For
4 Elect Naren K. Mgmt For For For
Gursahaney
5 Elect Kirk S. Hachigian Mgmt For For For
6 Elect Amy B. Lane Mgmt For For For
7 Elect David L. Porges Mgmt For For For
8 Elect James L. Robo Mgmt For For For
9 Elect Rudy E. Schupp Mgmt For For For
10 Elect John L. Skolds Mgmt For For For
11 Elect Lynn M. Utter Mgmt For For For
12 Elect Darryl L. Wilson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Long Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
NH Foods Ltd.
Ticker Security ID: Meeting Date Meeting Status
2282 CINS J4929Q102 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihide Hata Mgmt For For For
3 Elect Tetsuhiro Kito Mgmt For For For
4 Elect Nobuhisa Ikawa Mgmt For For For
5 Elect Fumio Maeda Mgmt For For For
6 Elect Yasuko Kono Mgmt For For For
7 Elect Atsushi Iwasaki Mgmt For For For
8 Elect Hideo Arase Mgmt For For For
9 Elect Masahito Kataoka Mgmt For For For
10 Elect Sadanori Miyagai Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 05/25/2021 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Supplemental Agreement Mgmt For For For
to the Recovered
Paper
and Recycled Pulp
Agreement
________________________________________________________________________________
Nine Dragons Paper (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 07/27/2020 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Recovered Paper and Mgmt For For For
Recycled Pulp
Agreement
________________________________________________________________________________
Nine Dragons Paper (Holdings) Ltd.
Ticker Security ID: Meeting Date Meeting Status
2689 CINS G65318100 12/07/2020 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEUNG Yan Mgmt For Against Against
6 Elect ZHANG Cheng Fei Mgmt For Against Against
7 Elect LAU Chun Shun Mgmt For Against Against
8 Elect Maria TAM Wai Chu Mgmt For Against Against
9 Elect CHEN Kefu Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Nippon Paper Industries Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3863 CINS J28583169 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fumio Manoshiro Mgmt For For For
4 Elect Toru Nozawa Mgmt For For For
5 Elect Kazumori Mgmt For For For
Fukushima
6 Elect Atsushi Oharu Mgmt For For For
7 Elect Masanobu Iizuka Mgmt For For For
8 Elect Tomoyasu Itakura Mgmt For For For
9 Elect Makoto Fujioka Mgmt For For For
10 Elect Yoko Hatta Mgmt For For For
11 Elect Yutaka Kunigo Mgmt For For For
12 Elect Tomoyoshi Mgmt For Against Against
Nishimoto as
Statutory
Auditor
________________________________________________________________________________
Nippon Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
5401 CINS J55678106 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kosei Shindo Mgmt For For For
4 Elect Eiji Hashimoto Mgmt For For For
5 Elect Shinichi Nakamura Mgmt For For For
6 Elect Akio Migita Mgmt For For For
7 Elect Shuhei Onoyama Mgmt For For For
8 Elect Naoki Sato Mgmt For For For
9 Elect Takahiro Mori Mgmt For For For
10 Elect Tadashi Imai Mgmt For For For
11 Elect Noriko Iki Mgmt For For For
12 Elect Tetsuro Tomita Mgmt For For For
13 Elect Masato Kitera Mgmt For For For
________________________________________________________________________________
Nippon Suisan Kaisha, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1332 CINS J56042104 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Shingo Hamada Mgmt For For For
3 Elect Seiji Takahashi Mgmt For For For
4 Elect Shinya Yamamoto Mgmt For For For
5 Elect Koji Umeda Mgmt For For For
6 Elect Shinya Yamashita Mgmt For For For
7 Elect Mikito Nagai Mgmt For For For
8 Elect Yuko Yasuda Mgmt For For For
9 Elect Tokio Matsuo Mgmt For For For
10 Elect Masahiro Yamamoto Mgmt For For For
11 Elect Tadashi Kanki Mgmt For For For
12 Trust Type Equity Plan Mgmt For For For
________________________________________________________________________________
NiSource Inc.
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Altabef Mgmt For For For
2 Elect Theodore H. Mgmt For For For
Bunting,
Jr.
3 Elect Eric L. Butler Mgmt For For For
4 Elect Aristides S. Mgmt For For For
Candris
5 Elect Wayne S. DeVeydt Mgmt For For For
6 Elect Joseph Hamrock Mgmt For For For
7 Elect Deborah Ann Mgmt For For For
Henretta
8 Elect Deborah Hersman Mgmt For For For
9 Elect Michael E. Mgmt For For For
Jesanis
10 Elect Kevin T. Kabat Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Elect Lloyd M. Yates Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
NISSHIN SEIFUN GROUP INC.
Ticker Security ID: Meeting Date Meeting Status
2002 CINS J57633109 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nobuki Kemmoku Mgmt For Against Against
4 Elect Akira Mori Mgmt For For For
5 Elect Koichi Iwasaki Mgmt For For For
6 Elect Satoshi Odaka Mgmt For For For
7 Elect Takao Yamada Mgmt For For For
8 Elect Yuji Koike Mgmt For For For
9 Elect Akio Mimura Mgmt For For For
10 Elect Kazuhiko Fushiya Mgmt For For For
11 Elect Motoo Nagai Mgmt For For For
12 Elect Naoto Masujima Mgmt For For For
13 Elect Sho Ouchi Mgmt For Against Against
14 Elect Tetsuo Kawawa Mgmt For For For
15 Elect Satoshi Ito Mgmt For For For
16 Elect Mieko Tomita Mgmt For For For
17 Renewal of Shareholder Mgmt For Against Against
Rights
Plan
________________________________________________________________________________
Noble Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 10/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Chevron Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Nordex SE
Ticker Security ID: Meeting Date Meeting Status
NDX1 CINS D5736K135 05/05/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Elect Connie Hedegaard Mgmt For For For
11 Elect Jan Klatten Mgmt For Against Against
12 Elect Juan Muro-Lara Mgmt For For For
Girod
13 Elect Rafael Mateo Mgmt For For For
Alcala
14 Elect Martin Rey Mgmt For Against Against
15 Elect Wolfgang Ziebart Mgmt For For For
16 Supervisory Board Mgmt For For For
Remuneration
Policy
17 Management Board Mgmt For For For
Remuneration
Policy
18 Increase in Authorised Mgmt For For For
Capital
I
19 Increase in Authorised Mgmt For For For
Capital
III
20 Amendments to Mgmt For For For
Previously Approved
Authorised Capital
Authority and
Conditional Capital
Authority
21 Stock Option Plan; Mgmt For For For
Increase in
Conditional
Capital
22 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Nordex Energy
B.V.
23 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Nordex Germany
GmbH
24 Amendments to Articles Mgmt For For For
25 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Norsk Hydro
Ticker Security ID: Meeting Date Meeting Status
NHY CINS R61115102 05/06/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Notice of Meeting; Mgmt For TNA N/A
Agenda
6 Minutes Mgmt For TNA N/A
7 Accounts and Reports; Mgmt For TNA N/A
Report of the Board
of Directors;
Allocation of Profits
and
Dividends
8 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Remuneration Policy Mgmt For TNA N/A
11 Corporate Assembly Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Non-Voting Meeting Note N/A N/A TNA N/A
14 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 06/30/2021 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval Of The Share Mgmt For For For
Acquisitions
Scheme
2 Revocation of Proposal Mgmt For For For
1.00
3 Authority to Mgmt For For For
Repurchase
Shares
4 Authority to Mgmt For For For
Repurchase Shares
(ESOP
Repurchase)
5 Approval of Northam Mgmt For For For
Scheme
6 Revocation of Proposal Mgmt For For For
5.00
7 Approval of Financial Mgmt For For For
Assistance (Sections
44 and
45)
8 Authority to Issue Mgmt For For For
Shares (BEE SPV
Subscriptions)
9 Authority to Mgmt For For For
Repurchase Shares
(BEE Trust
Repurchases)
10 Authority to Mgmt For For For
Repurchase Shares
(Zambezi Shareholder
Repurchase)
11 Amendment to the Mgmt For For For
Northam Platinum
Limited Share
Incentive Plan
2011
12 Approval of HDP SPV Mgmt For For For
Subscription
13 Approval of Northam Mgmt For For For
Zambezi Ordinary
Share
Subscription
14 Authority to Issue Mgmt For For For
Shares (HDP SPV and
BEE
SPV)
________________________________________________________________________________
Northam Platinum Ltd
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 11/27/2020 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Khomotso B. Mgmt For Against Against
Mosehla
2 Re-elect Carnegie Mgmt For Against Against
(Kelello)
Chabedi
3 Re-elect Hester H. Mgmt For For For
Hickey
4 Re-elect Temba I. Mvusi Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member
(Hester
Hickey)
7 Elect Audit and Risk Mgmt For For For
Committee Member
(David
Brown)
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Yoza
Jekwa)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Jean
Nel)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Approve NEDs' Fees Mgmt For For For
13 Approve Financial Mgmt For For For
Assistance
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
NOV Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 62955J103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Novagold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
NG CUSIP 66987E206 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Mgmt For For For
Dorward-King
2 Elect Sharon Dowdall Mgmt For For For
3 Elect Diane Garrett Mgmt For For For
4 Elect Thomas Kaplan Mgmt For For For
5 Elect Gregory Lang Mgmt For For For
6 Elect Igor Levental Mgmt For For For
7 Elect Kalidas Mgmt For For For
Madhavpeddi
8 Elect Clynton Nauman Mgmt For For For
9 Elect Ethan Schutt Mgmt For For For
10 Elect Anthony Walsh Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of Amendment Mgmt For For For
and Restatement of
the
Company's Articles
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profit
3 Dividends Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Arnaud Le Foll Mgmt For Abstain Against
8 Elect Robert Castaigne Mgmt For For For
9 Elect Dominique Marion Mgmt For Abstain Against
10 Elect Tatyana A. Mgmt For For For
Mitrova
11 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
12 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
13 Elect Viktor P. Orlov Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Olga V. Belyaeva Mgmt For For For
16 Elect Anna V. Mgmt For For For
Merzlyakova
17 Elect Igor A. Ryaskov Mgmt For For For
18 Elect Nikolay K. Mgmt For For For
Shulikin
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Commission's Fees Mgmt For Abstain Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2020)
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect Christopher J. Mgmt For For For
Kearney
1.3 Elect Laurette T. Mgmt For For For
Koellner
1.4 Elect Joseph D. Rupp Mgmt For For For
1.5 Elect Leon J. Topalian Mgmt For For For
1.6 Elect John H. Walker Mgmt For For For
1.7 Elect Nadja Y. West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nufarm Limited
Ticker Security ID: Meeting Date Meeting Status
NUF CINS Q7007B105 12/18/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Report Mgmt For For For
4 Re-elect Gordon Davis Mgmt For For For
5 Elect John Gillam Mgmt For For For
6 Re-elect Peter Margin Mgmt For For For
7 Re-elect Marie McDonald Mgmt For For For
8 Adopt New Constitution Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Adopt Proportional Mgmt For For For
Takeover
Provisions
11 Remuneration Report Mgmt For For For
12 Elect Lynne Saint Mgmt For For For
________________________________________________________________________________
Nutrien Ltd.
Ticker Security ID: Meeting Date Meeting Status
NTR CUSIP 67077M108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Maura J. Clark Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Miranda C. Hubbs Mgmt For For For
1.5 Elect Raj S. Kushwaha Mgmt For For For
1.6 Elect Alice D. Laberge Mgmt For For For
1.7 Elect Consuelo E. Mgmt For For For
Madere
1.8 Elect Charles V. Magro Mgmt For Withhold Against
1.9 Elect Keith G. Martell Mgmt For For For
1.10 Elect Aaron W. Regent Mgmt For For For
1.11 Elect Mayo M. Schmidt Mgmt For For For
1.12 Elect Nelson Luiz Mgmt For For For
Costa
Silva
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen I. Chazen Mgmt For For For
2 Elect Andrew Gould Mgmt For For For
3 Elect Carlos M. Mgmt For For For
Gutierrez
4 Elect Vicki A. Hollub Mgmt For For For
5 Elect Gary Hu Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Jack B. Moore Mgmt For For For
9 Elect Margarita Mgmt For For For
Palau-Hernandez
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Robert M. Shearer Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OCI N.V.
Ticker Security ID: Meeting Date Meeting Status
OCI CINS N6667A111 05/25/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Remuneration Report Mgmt For For For
6 Accounts and Reports; Mgmt For For For
Allocation of Profits
and
Dividends
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 ESG & Sustainability Mgmt For For For
Committee Chair
Fees
9 Ratification of Mgmt For For For
Executive Directors'
Acts
10 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For Against Against
Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase
Shares
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Oil Search Limited
Ticker Security ID: Meeting Date Meeting Status
OSH CINS Y64695110 04/30/2021 Voted
Meeting Type Country of Trade
Annual Papua New Guinea
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Elect Musje Werror Mgmt For For For
4 Re-elect Richard J. Lee Mgmt For For For
5 Re-elect Eileen J. Mgmt For For For
Doyle
6 Re-elect Susan M. Mgmt For For For
Cunningham
7 Re-elect Bakheet S. Al Mgmt For For For
Katheeri
8 Board Size Mgmt N/A For N/A
9 Elect Michael Utsler Mgmt For For For
10 Equity Grant (MD Mgmt N/A For N/A
Keiran
Wulff)
11 Equity Grant (NEDs Mgmt N/A For N/A
Musje Werror &
Michael
Utsler)
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Paris-aligned
Capital Expenditure
and
Operations
________________________________________________________________________________
Oji Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
3861 CINS J6031N109 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Susumu Yajima Mgmt For For For
3 Elect Masatoshi Kaku Mgmt For For For
4 Elect Yoshiki Koseki Mgmt For For For
5 Elect Hiroyuki Isono Mgmt For For For
6 Elect Fumio Shindo Mgmt For For For
7 Elect Kazuhiko Kamada Mgmt For For For
8 Elect Koichi Ishida Mgmt For For For
9 Elect Shigeki Aoki Mgmt For For For
10 Elect Michihiro Nara Mgmt For For For
11 Elect Toshihisa Takata Mgmt For For For
12 Elect Sachiko Ai Mgmt For For For
13 Elect Seiko Nagai Mgmt For For For
14 Elect Tomihiro Mgmt For For For
Yamashita
15 Elect Hidero Chimori Mgmt For For For
16 Elect Noriko Sekiguchi Mgmt For For For
17 Directors' Fees Mgmt For For For
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 06/02/2021 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Supervisory Board Mgmt For For For
Members'
Fees
9 Appointment of Auditor Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Long-Term Incentive Mgmt For For For
Plan
2021
12 Share Part of Annual Mgmt For For For
Bonus
2021
13 Elect Saeed Mohamed Al Mgmt For For For
Mazrouei as
Supervisory Board
Member
14 Authority to Reissue Mgmt For For For
Treasury
Shares
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 09/29/2020 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Appointment of Auditor Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Long-Term Incentive Mgmt For For For
Plan
2020
13 Share Part of Annual Mgmt For For For
Bonus
2020
14 Elect Gertrude Mgmt For For For
Tumpel-Gugerell
15 Elect Wolfgang C.G. Mgmt For Abstain Against
Berndt
16 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brian L. Derksen Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect John W. Gibson Mgmt For For For
4 Elect Mark W. Helderman Mgmt For For For
5 Elect Randall J. Larson Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Eduardo A. Mgmt For For For
Rodriguez
10 Elect Gerald B. Smith Mgmt For For For
11 Elect Terry K. Spencer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Origin Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ORG CINS Q71610101 10/20/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Maxine N. Mgmt For For For
Brenner
4 Remuneration Report Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Free, Prior
and Informed
Consent
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Industry
Association COVID-19
Advocacy
Activities
________________________________________________________________________________
Origin Enterprises plc
Ticker Security ID: Meeting Date Meeting Status
OIZ CINS G68097107 01/28/2021 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Migration of Mgmt For For For
Electronic
Settlement
3 Adoption of New Mgmt For For For
Articles
(Migration)
4 Authority to Implement Mgmt For For For
the
Migration
________________________________________________________________________________
Ormat Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORA CUSIP 686688102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Isaac Angel Mgmt For For For
2 Elect Albertus Bruggink Mgmt For For For
3 Elect Dan Falk Mgmt For For For
4 Elect David Granot Mgmt For For For
5 Elect Mike Nikkel Mgmt For For For
6 Elect Dafna Sharir Mgmt For For For
7 Elect Stanley B. Stern Mgmt For For For
8 Elect Hidetake Mgmt For For For
Takahashi
9 Elect Byron G. Wong Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Orsted A/S
Ticker Security ID: Meeting Date Meeting Status
ORSTED CINS K7653Q105 03/01/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Ratification of Board Mgmt For For For
and Management
Acts
10 Allocation of Mgmt For For For
Profits/Dividends
11 Authority to Mgmt For For For
Repurchase
Shares
12 Amendments to Mgmt For For For
Remuneration Policy
(Indemnification
Scheme)
13 Amendments to Mgmt For For For
Remuneration Policy
(Travel
Compensation)
14 Amendments to Articles Mgmt For For For
(Virtual
Meetings)
15 Authorization of Legal Mgmt For For For
Formalities
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Board Size Mgmt For For For
18 Elect Thomas Thune Mgmt For For For
Andersen as
Chair
19 Elect Lene Mgmt For For For
Skole-Sorensen as
Vice-Chair
20 Elect Lynda Armstrong Mgmt For For For
21 Elect Jorgen Kildahl Mgmt For For For
22 Elect Peter Korsholm Mgmt For For For
23 Elect Dieter Wemmer Mgmt For For For
24 Elect Julia King Mgmt For For For
25 Elect Henrik Poulsen Mgmt For For For
26 Directors' Fees Mgmt For For For
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Osisko Gold Royalties Ltd
Ticker Security ID: Meeting Date Meeting Status
OR CUSIP 68827L101 05/12/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Baird Mgmt For For For
1.2 Elect Christopher C. Mgmt For For For
Curfman
1.3 Elect Joanne Ferstman Mgmt For For For
1.4 Elect William Murray Mgmt For For For
John
1.5 Elect Pierre Labbe Mgmt For For For
1.6 Elect Candace MacGibbon Mgmt For For For
1.7 Elect Charles E. Page Mgmt For For For
1.8 Elect Sean Roosen Mgmt For For For
1.9 Elect Sandeep Singh Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of Mgmt For For For
Unallocated Rights
and Entitlements
Under the Employee
Share Purchase
Plan
4 Amendment to Mgmt For For For
Restricted Share Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
OZ Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
OZL CINS Q7161P122 04/01/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Peter Wasow Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Andrew Cole -
LTIP)
5 Equity Grant (MD/CEO Mgmt For For For
Andrew Cole -
STIP)
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 08/25/2020 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Election of Directors Mgmt For Against Against
and/or Commissioners
(Slate)
6 Use of Proceed Mgmt For For For
________________________________________________________________________________
P.T. Indah Kiat Pulp & Paper Terbuka
Ticker Security ID: Meeting Date Meeting Status
INKP CINS Y71278116 08/25/2020 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Duane C. Mgmt For For For
Farrington
3 Elect Donna A. Harman Mgmt For For For
4 Elect Mark W. Kowlzan Mgmt For For For
5 Elect Robert C. Lyons Mgmt For For For
6 Elect Thomas P. Maurer Mgmt For For For
7 Elect Samuel Mencoff Mgmt For For For
8 Elect Roger B. Porter Mgmt For For For
9 Elect Thomas S. Mgmt For For For
Souleles
10 Elect Paul T. Stecko Mgmt For For For
11 Elect James D. Woodrum Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAAS CUSIP 697900108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Mgmt For For For
Carroll
1.2 Elect Neil de Gelder Mgmt For For For
1.3 Elect Charles A. Mgmt For For For
Jeannes
1.4 Elect Jennifer Maki Mgmt For For For
1.5 Elect Walter T. Mgmt For For For
Segsworth
1.6 Elect Kathleen Sendall Mgmt For For For
1.7 Elect Michael Steinmann Mgmt For For For
1.8 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 05/21/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexander A. Mgmt For Abstain Against
Shevelev
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Anna A. Lvova Mgmt For Abstain Against
6 Elect Agnes A. Ritter Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For Abstain Against
8 Elect Alun D. Bowen Mgmt For Abstain Against
9 Elect Sakari V. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Allocation of Mgmt For For For
Profits/Dividends
(FY2020)
13 Interim Dividend 1Q2021 Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 08/28/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends (H1 Mgmt For For For
2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/27/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2020)
________________________________________________________________________________
Pembina Pipeline Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 706327103 05/07/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall J. Mgmt For For For
Findlay
1.2 Elect Anne-Marie N. Mgmt For For For
Ainsworth
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Michael H. Dilger Mgmt For For For
1.5 Elect Robert G. Gwin Mgmt For For For
1.6 Elect Maureen E. Howe Mgmt For For For
1.7 Elect Gordon J. Kerr Mgmt For For For
1.8 Elect David M.B. Mgmt For For For
LeGresley
1.9 Elect Leslie A. Mgmt For For For
O'Donoghue
1.10 Elect Bruce D. Rubin Mgmt For For For
1.11 Elect Henry W. Sykes Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 06/28/2021 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Special Dividend Mgmt For For For
2 Share Consolidation Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
6 Authority to Mgmt For For For
Repurchase
Shares
7 Adoption of New Mgmt For For For
Articles
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pennon Group plc
Ticker Security ID: Meeting Date Meeting Status
PNN CINS G8295T213 07/31/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Elect Gill Rider Mgmt For For For
6 Elect Neil Cooper Mgmt For For For
7 Elect Paul Boote Mgmt For For For
8 Elect Jon Butterworth Mgmt For For For
9 Elect Susan J. Davy Mgmt For For For
10 Elect Iain Evans Mgmt For For For
11 Elect Claire Ighodaro Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
19 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
20 WaterShare Share Mgmt For For For
Dividend
________________________________________________________________________________
Pentair plc
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP G7S00T104 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mona Abutaleb Mgmt For For For
Stephenson
2 Elect Glynis A. Bryan Mgmt For For For
3 Elect T. Michael Glenn Mgmt For For For
4 Elect Theodore L. Mgmt For For For
Harris
5 Elect Gregory E. Knight Mgmt For For For
6 Elect David A. Jones Mgmt For For For
7 Elect Michael T. Mgmt For For For
Speetzen
8 Elect John L. Stauch Mgmt For For For
9 Elect Billie I. Mgmt For For For
Williamson
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Approval of the Mgmt For For For
Employee Stock
Purchase and Bonus
Plan
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Set Price Mgmt For For For
Range for Re-Issuance
of Treasury
Shares
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Declare Mgmt For For For
Interim
Dividends
7 Appointment of Mgmt For For For
International and
Domestic Auditor and
Authority to Set
Fees
8 Authority to Give Mgmt For For For
Guarantees
9 Authority to Issue Mgmt For For For
Debt Financing
Instruments
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 09/28/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Divestiture Mgmt For For For
3 Elect Huang Yongzhang Mgmt For For For
________________________________________________________________________________
PetroChina Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
0857 CINS Y6883Q104 11/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 New Comprehensive Mgmt For For For
Agreement
4 Elect LV Bo as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Dismissal of Director Mgmt For Against Against
Roberto da Cunha
Castello
Branco
2 Request Cumulative Mgmt For For For
Voting
3 Election of Directors Mgmt For For For
4 Approve Technical Vote Mgmt For Against Against
Requirements
5 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Bacellar Leal
Ferreira
6 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Joaquim
Silva e
Luna
7 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Ruy Flaks
Schneider
8 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Marcio
Andrade
Weber
9 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Murilo
Marroquim de
Souza
10 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Sonia Julia
Sulzbeck
Villalobos
11 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Cynthia
Santana
Silveira
12 Allocate Cumulative Mgmt N/A For N/A
Votes to Ana Silvia
Corso
Matte
13 Allocate Cumulative Mgmt N/A For N/A
Votes to Leonardo
Pietro
Antonelli
14 Allocate Cumulative Mgmt N/A For N/A
Votes to Marcelo
Gasparino da
Silva
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Pedro
Rodrigues Galvao de
Medeiros
16 Elect Eduardo Bacellar Mgmt For For For
Leal Ferreira as
Board
Chair
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 04/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Mgmt For Abstain Against
Supervisory
Council
4 Approve Recasting of Mgmt For Against Against
Votes for Amended
Supervisory Council
Slate
5 Elect Patricia Valente Mgmt For For For
Stierli to the
Supervisory Council
Presented by Minority
Shareholders
6 Remuneration Policy Mgmt For For For
7 Instructions if Mgmt For Against Against
Meeting is Held on
Second
Call
8 Merger by Absorption Mgmt For For For
(CDMPI)
9 Instructions if Mgmt For For For
Meeting is Held on
Second
Call
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 07/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amend Nomination Policy Mgmt For For For
2 Amendments to Mgmt For For For
Articles;
Consolidation of
Articles
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 07/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Capital Expenditure Mgmt For For For
Budget
3 Allocation of Mgmt For For For
Profits/Dividends
4 Board Size Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
(ADR
Holders)
6 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Slate
7 Approve Technical Vote Mgmt N/A Abstain N/A
Requirements
8 Elect Marcelo Mesquita Mgmt N/A For N/A
de Siqueira Filho as
Board Member
Presented by Minority
Shareholders (ADR
Holders)
9 Elect Eduardo Bacellar Mgmt For For For
Leal Ferreira as
Board
Chair
10 Supervisory Council Mgmt For For For
Size
11 Election of Mgmt For Abstain Against
Supervisory
Council
12 Approve Recasting of Mgmt N/A Against N/A
Votes for Amended
Supervisory Council
Slate
13 Elect Marcelo Mgmt N/A For N/A
Gasparino da Silva to
the Supervisory
Council Presented by
Minority
Shareholders
14 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CUSIP 71654V408 11/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Petronas Dagangan Berhad
Ticker Security ID: Meeting Date Meeting Status
PETDAG CINS Y6885A107 04/28/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect TANG Saw Hua Mgmt For For For
2 Elect Ahmad Adly Alias Mgmt For For For
3 Elect Md. Arif Mahmood Mgmt For For For
4 Elect Anuar Ahmad Mgmt For For For
5 Elect Nuraini Ismail Mgmt For Against Against
6 Directors' Fees and Mgmt For For For
Allowance
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Lisa Davis Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Greenhouse
Gas Reduction
Targets
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor Antoshin Mgmt N/A Abstain N/A
6 Elect Irina G. Bokova Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A Abstain N/A
Jr.
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Xavier Rolet Mgmt N/A For N/A
16 Elect Marcus J. Rhodes Mgmt N/A For N/A
17 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
18 Elect Sergey Sereda Mgmt N/A Abstain N/A
19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A
20 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
21 Elect Andrey V. Mgmt N/A For N/A
Sharonov
22 Directors' Fees Mgmt For For For
23 Elect Lusine F. Mgmt For For For
Agabekyan
24 Elect Ekaterina V. Mgmt For For For
Viktorova
25 Elect Olga Yu. Lizunova Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/22/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1Q2021)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2020)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 12/14/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
Pilgrim's Pride Corporation
Ticker Security ID: Meeting Date Meeting Status
PPC CUSIP 72147K108 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilberto Tomazoni Mgmt For For For
1.2 Elect Wallim Cruz de Mgmt For For For
Vasconcellos
Junior
1.3 Elect Vincent Trius Mgmt For For For
1.4 Elect Andre Noguiera Mgmt For For For
de
Souza
1.5 Elect Farha Aslam Mgmt For For For
1.6 Elect Joanita Karoleski Mgmt For For For
1.7 Elect Michael L. Cooper Mgmt For For For
1.8 Elect Arquimedes A. Mgmt For For For
Celis
1.9 Elect Ajay Menon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Certificate of
Incorporation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reduction of Water
Pollution
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Linking Executive
Compensation to ESG
Metrics
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 01/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Parsley
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Edison C. Mgmt For For For
Buchanan
3 Elect Matthew Gallagher Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/24/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt For Abstain Against
Alekperov
5 Elect Victor V. Mgmt For Abstain Against
Blazheev
6 Elect Toby T. Gati Mgmt For For For
7 Elect Ravil U. Maganov Mgmt For Abstain Against
8 Elect Roger Munnings Mgmt For For For
9 Elect Boris N. Mgmt For For For
Porfiriev
10 Elect Pavel Teplukhin Mgmt For For For
11 Elect Leonid A. Fedun Mgmt For Abstain Against
12 Elect Lyubov N. Khoba Mgmt For Abstain Against
13 Elect Sergei D. Mgmt For For For
Shatalov
14 Elect Wolfgang Schussel Mgmt For For For
15 Appointment of CEO Mgmt For For For
16 Directors' Fees Mgmt For For For
(FY2020)
17 Directors' Fees Mgmt For For For
(FY2021)
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 D&O Insurance Mgmt For For For
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2020)
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Alexander V. Mgmt N/A Abstain N/A
Agaryov
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
11 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
12 Elect Valery N. Egorov Mgmt N/A For N/A
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheyev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveyev
16 Elect Georgy R. Mgmt N/A For N/A
Mukhamadeyev
17 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
18 Elect Valentina V. Mgmt For Against Against
Musikhina
19 Elect Tamara F. Oleynik Mgmt For Against Against
20 Elect Lyudmila A. Mgmt For Against Against
Prishchepova
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Fanil A. Mgmt For Abstain Against
Agliullin
7 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
8 Elect Laszlo Gerecs Mgmt For For For
9 Elect Larisa Y. Mgmt For Abstain Against
Glukhova
10 Elect Yuri L. Levin Mgmt For Abstain Against
11 Elect Nail U. Maganov Mgmt For Abstain Against
12 Elect Albert I. Nafigin Mgmt For Abstain Against
13 Elect Rafail S. Mgmt For Abstain Against
Nurmukhametov
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Nurislam Z. Mgmt For Abstain Against
Subayev
16 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
17 Elect Rustam K. Mgmt For Abstain Against
Khalimov
18 Elect Rais S. Khisamov Mgmt For Abstain Against
19 Elect Rene F. Steiner Mgmt For For For
20 Elect Marsel F. Mgmt For For For
Abdullin
21 Elect Ksenia G. Mgmt For For For
Borzunova
22 Elect Ilnur I. Mgmt For For For
Gabidullin
23 Elect Guzel R. Mgmt For For For
Gilfanova
24 Elect Tatyana G. Mgmt For For For
Malakhova
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Ramil S. Mgmt For For For
Khairullin
27 Elect Ravil A. Mgmt For For For
Sharifullin
28 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 05/27/2021 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Coverage of Losses Mgmt For For For
17 Dividends Mgmt For For For
18 Ratification of Mgmt For For For
Management Board
Acts
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Amendments to Mgmt For For For
Articles/ Uniform
Text of
Articles
21 Remuneration Report Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/26/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
7 Elect Konstantin Mgmt For For For
Yanakov
8 Elect Giacomo Baizini Mgmt For For For
9 Elect Tracey Kerr Mgmt For For For
10 Elect Italia Boninelli Mgmt For For For
11 Elect Victor Flores Mgmt For For For
12 Elect Andrea Abt Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/12/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect CHOI Jeong Woo Mgmt For For For
5 Elect KIM Hag Dong Mgmt For For For
6 Elect CHON Jung Son Mgmt For Against Against
7 Elect JEONG Tak Mgmt For For For
8 Elect CHUNG Chang Hwa Mgmt For For For
9 Elect YOO Young Sook Mgmt For For For
10 Elect KWON Tae Kyun Mgmt For For For
11 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Sung
Jin
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
PotlatchDeltic Corporation
Ticker Security ID: Meeting Date Meeting Status
PCH CUSIP 737630103 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William L. Mgmt For For For
Driscoll
2 Elect D. Mark Leland Mgmt For For For
3 Elect Lenore M. Mgmt For For For
Sullivan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PPB CINS Y70879104 05/11/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Directors' Benefits Mgmt For For For
4 Elect ONG Hung Hock Mgmt For For For
5 Elect SOH Chin Teck Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Retention of Ahmad Mgmt For For For
Sufian bin Abdul
Rashid as Independent
Director
8 Retention of SOH Chin Mgmt For For For
Teck as Independent
Director
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions with
PGEO Group Sdn
Bhd
11 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Press Metal Aluminium Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
PMETAL CINS Y7079E103 04/06/2021 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Press Metal Aluminium Holdings Berhad
Ticker Security ID: Meeting Date Meeting Status
PMETAL CINS Y7079E103 06/29/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees and Mgmt For For For
Benefits
2 Elect KOON Poh Kong Mgmt For Against Against
3 Elect Alina Binti Mgmt For For For
Mohamad
Faiz
4 Elect Susan Yuen Su Min Mgmt For For For
5 Elect YAU Ah Lan @ Mgmt For For For
Fara Yvonne
Chia
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Related Party Mgmt For For For
Transactions
9 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
10 Gratuity payment to Mgmt For Against Against
Abdul bin Rahman
Ahmad
11 Gratuity payment to Mgmt For Against Against
TAN Heng
Kui
12 Gratuity payment to Mgmt For Against Against
LOO Lean
Hock
13 Amendments to Mgmt For For For
Constitution
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/04/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Richard O'Brien Mgmt For For For
2.2 Elect Jacques Perron Mgmt For For For
2.3 Elect George Paspalas Mgmt For For For
2.4 Elect David Smith Mgmt For For For
2.5 Elect Faheem Tejani Mgmt For For For
2.6 Elect Jeane Hull Mgmt For For For
2.7 Elect Thomas Mgmt For For For
Peregoodoff
2.8 Elect Maryse Mgmt For For For
Saint-Laurent
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Advance Mgmt For For For
Notice
Policy
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 04/29/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt N/A Abstain N/A
7 Elect Thomas Veraszto Mgmt N/A For N/A
8 Elect Nikolai Gagarin Mgmt N/A Abstain N/A
9 Elect Jane Zavalishina Mgmt N/A For N/A
10 Elect Sergey Kravchenko Mgmt N/A For N/A
11 Elect Joachim Limberg Mgmt N/A For N/A
12 Elect Vladimir Lisin Mgmt N/A Abstain N/A
13 Elect Marjan Oudeman Mgmt N/A For N/A
14 Elect Karen Sarkisov Mgmt N/A Abstain N/A
15 Elect Stanislav Mgmt N/A For N/A
Shekshnya
16 Elect Benedict Mgmt N/A For N/A
Sciortino
17 Appointment of CEO and Mgmt For For For
Management Board
Chair
18 Directors' Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/11/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
1Q2021
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/25/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/18/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
3Q2020
3 Membership in Mgmt For For For
Tsentrisiskaniya
Central
Association of
Organizations for
Engineering
Construction
Survey
________________________________________________________________________________
Rayonier Inc.
Ticker Security ID: Meeting Date Meeting Status
RYN CUSIP 754907103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dod Fraser Mgmt For For For
2 Elect Keith E. Bass Mgmt For For For
3 Elect Scott R. Jones Mgmt For For For
4 Elect V. Larkin Martin Mgmt For For For
5 Elect Meridee A. Moore Mgmt For For For
6 Elect Ann C. Nelson Mgmt For For For
7 Elect David L. Nunes Mgmt For For For
8 Elect Matthew J Rivers Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Wiltshere
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect James D. Hoffman Mgmt For For For
6 Elect Mark V. Kaminski Mgmt For For For
7 Elect Karla R. Lewis Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For Against Against
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Renewable Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGI CUSIP 75972A301 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Borel Mgmt For For For
2 Elect Cynthia J. Warner Mgmt For For For
3 Elect Walter Z. Berger Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Rengo Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
3941 CINS J64382104 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Kiyoshi Otsubo Mgmt For Against Against
3 Elect Yosuke Kawamoto Mgmt For For For
4 Elect Moriaki Maeda Mgmt For For For
5 Elect Yasuhiro Baba Mgmt For For For
6 Elect Shigechika Ishida Mgmt For For For
7 Elect Ichiro Hasegawa Mgmt For For For
8 Elect Yoshio Sato Mgmt For For For
9 Elect Masayuki Oku Mgmt For For For
10 Elect Shinya Sakai Mgmt For For For
11 Elect Kaoru Tamaoka Mgmt For For For
12 Directors' Fees Mgmt For For For
________________________________________________________________________________
Repsol, S.A.
Ticker Security ID: Meeting Date Meeting Status
REP CINS E8471S130 03/25/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Appointment of Auditor Mgmt For For For
7 Special Dividend Mgmt For For For
8 Authority to Reduce Mgmt For For For
Share Capital and
Cancel Treasury
Shares
9 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
10 Elect Manuel Manrique Mgmt For For For
Cecilia
11 Elect Mariano Marzo Mgmt For For For
Carpio
12 Elect Isabel Mgmt For For For
Torremocha
Ferrezuelo
13 Elect Luis Suarez de Mgmt For For For
Lezo
Mantilla
14 Ratify Co-Option and Mgmt For For For
Elect Rene
Dahan
15 Elect Aurora Cata Sala Mgmt For For For
16 Amendments to Articles Mgmt For For For
(Remote
Attendance)
17 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
18 Remuneration Report Mgmt For For For
(Advisory)
19 Remuneration Policy Mgmt For For For
(Binding)
20 Authorisation of Legal Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CINS G75754104 04/09/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(UK
Advisory)
4 Remuneration Report Mgmt For Against Against
(AUS
Advisory)
5 Elect Megan E. Clark Mgmt For For For
6 Elect Hinda Gharbi Mgmt For For For
7 Elect Simon P. Henry Mgmt For For For
8 Elect Sam H. Laidlaw Mgmt For For For
9 Elect Simon McKeon Mgmt For For For
10 Elect Jennifer Nason Mgmt For For For
11 Elect Jakob Stausholm Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect Ngaire Woods Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Global Employee Share Mgmt For For For
Plan
18 UK Share Plan Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/01/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Pavel V. Buchnev Mgmt For For For
11 Elect Alexey Kulagin Mgmt For For For
12 Elect Sergey I. Poma Mgmt For For For
13 Elect Zakhar B. Mgmt For For For
Sabantsev
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/18/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Jane H. Lute Mgmt For For For
4 Elect Ben Van Beurden Mgmt For For For
5 Elect Dick Boer Mgmt For For For
6 Elect Neil A.P. Carson Mgmt For For For
7 Elect Ann F. Godbehere Mgmt For For For
8 Elect Euleen Y.K. GOH Mgmt For For For
9 Elect Catherine J. Mgmt For For For
Hughes
10 Elect Martina Mgmt For For For
Hund-Mejean
11 Elect Andrew Mackenzie Mgmt For For For
12 Elect Abraham Schot Mgmt For For For
13 Elect Jessica Uhl Mgmt For For For
14 Elect Gerrit Zalm Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Approval of the Energy Mgmt For For For
Transition
Strategy
21 Shareholder Proposal ShrHoldr Against Against For
Regarding GHG
Reduction
Targets
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fabiana Chubbs Mgmt For For For
2 Elect C. Kevin McArthur Mgmt For For For
3 Elect Sybil E. Veenman Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/30/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect Hussain A. Mgmt For For For
Al-Qahtani
4 Elect Mohammed Y. Mgmt For For For
Al-Qahtani
5 Elect Ziad T. Mgmt For For For
Al-Murshed
6 Elect S.M. Al-Hereagi Mgmt For For For
7 Elect Yahya A.Abushal Mgmt For For For
8 Elect HAN Deok Soo Mgmt For Against Against
9 Elect LEE Jae Hoon Mgmt For Against Against
10 Elect SHIN Mi Nam Mgmt For For For
11 Elect Janice LEE Jung Mgmt For Against Against
Soon
12 Elect LEE Jeon Hwan Mgmt For Against Against
13 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
HWANG In
Tae
14 Election of Audit Mgmt For Against Against
Committee Member: LEE
Jae
Hoon
15 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
16 Election of Audit Mgmt For Against Against
Committee Member: LEE
Jeon
Hwan
17 Directors' Fees Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sakata Seed Corporation
Ticker Security ID: Meeting Date Meeting Status
1377 CINS J66704107 08/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jumpei Tsushima Mgmt For For For
4 Elect Yasunori Numata Mgmt For For For
5 Elect Akinori Bo Mgmt For For For
________________________________________________________________________________
Santos Limited
Ticker Security ID: Meeting Date Meeting Status
STO CINS Q82869118 04/15/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Keith W. Mgmt For For For
Spence
4 Re-elect Vanessa A. Mgmt For For For
Guthrie
5 Remuneration Report Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Kevin
Gallagher)
7 Renew Proportional Mgmt For For For
Takeover
Provisions
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Paris-aligned
Capital Expenditure
and
Operations
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Saracen Mineral Holdings
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 10/06/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Sally Langer Mgmt For For For
3 Re-elect Roric Smith Mgmt For For For
4 Re-elect Samantha J. Mgmt For For For
Tough
5 Remuneration Report Mgmt N/A For N/A
6 Approve Long Term Mgmt N/A For N/A
Incentive
Plan
7 Equity Grant (MD Mgmt For For For
Raleigh
Finlayson)
8 Equity Grant (NED Mgmt For For For
Sally
Langer)
9 Approve Termination Mgmt For For For
Benefits
________________________________________________________________________________
Saracen Mineral Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
SAR CINS Q8309T109 01/15/2021 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Northern Star Mgmt For For For
Transaction
________________________________________________________________________________
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de la Mgmt For For For
Chevardiere
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Olivier Le Peuch Mgmt For For For
4 Elect Tatiana A. Mgmt For For For
Mitrova
5 Elect Maria Mor?us Mgmt For For For
Hanssen
6 Elect Mark G. Papa Mgmt For For For
7 Elect Henri Seydoux Mgmt For For For
8 Elect Jeffrey W. Sheets Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Accounts and Reports; Mgmt For For For
Approval of
Dividend
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Seaboard Corporation
Ticker Security ID: Meeting Date Meeting Status
SEB CUSIP 811543107 04/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ellen S. Bresky Mgmt For Withhold Against
1.2 Elect David A. Adamsen Mgmt For For For
1.3 Elect Douglas W. Baena Mgmt For For For
1.4 Elect Paul M. Squires Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Compliance
with California
Proposition
12
________________________________________________________________________________
Severn Trent plc
Ticker Security ID: Meeting Date Meeting Status
SVT CINS G8056D159 07/15/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Kevin S. Beeston Mgmt For For For
5 Elect James Bowling Mgmt For For For
6 Elect John Coghlan Mgmt For For For
7 Elect Olivia Garfield Mgmt For For For
8 Elect Christine Hodgson Mgmt For For For
9 Elect Sharmila Mgmt For For For
Nebhrajani
10 Elect Dominique Mgmt For For For
Reiniche
11 Elect Philip Remnant Mgmt For For For
12 Elect Angela Strank Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V120 03/09/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Listing and Trading on Mgmt For For For
the Main Board of the
Stock Exchange of
Hong Kong
Limited
3 Board Authorization Mgmt For For For
4 Designation of Persons Mgmt For Abstain Against
Authorized by the
Board
5 Articles of Association Mgmt For For For
6 Validity Period Mgmt For For For
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V120 03/09/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Listing and Trading on Mgmt For For For
the Main Board of the
Stock Exchange of
Hong Kong
Limited
3 Board Authorization Mgmt For For For
4 Designation of Persons Mgmt For Abstain Against
Authorized by the
Board
5 Articles of Association Mgmt For For For
6 Validity Period Mgmt For For For
________________________________________________________________________________
Shandong Chenming Paper Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
1812 CINS Y7682V120 06/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Independent Directors' Mgmt For For For
Report
6 Annual Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Commencement of the Mgmt For Abstain Against
Factoring Business in
Respect of Accounts
Receivable
12 Line of Credit Mgmt For Abstain Against
13 Adjustment of Mgmt For Abstain Against
Guarantees
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831125 01/21/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change in Company's Mgmt For For For
Registered
Capital
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831125 06/10/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Independent Mgmt For For For
Non-Executive
Directors'
Report
5 2020 Accounts and Mgmt For For For
Reports
6 2020 Annual Report and Mgmt For For For
Its
Summary
7 2020 Allocation of Mgmt For For For
Dividends
8 Provision for Asset Mgmt For For For
Impairment in
2020
9 Re-appointment of Mgmt For For For
Auditor for
2021
10 Re-appointment of Mgmt For For For
Internal Control
Auditor for
2021
11 2020 Internal Control Mgmt For For For
Self-Assessment
Report
12 2020 Social Mgmt For For For
Responsibility
Report
13 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
14 General Mandate to Mgmt For Against Against
Issue H
Shares
15 Approval to Provide Mgmt For For For
Guarantee Quota to a
Hongkong
Subsidiary
16 Change of the Mgmt For For For
Company's Registered
Capital
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shandong Gold Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600547 CINS Y76831125 12/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration for Mgmt For For For
Directors, Advisors,
Supervisors, and
Management
Personnel
3 Signing of the Mgmt For For For
"Comprehensive
Service Framework
Agreement" regarding
Related Party
Agreements
4 Elect LI Guohong Mgmt For For For
5 Elect WANG Lijun Mgmt For For For
6 Elect WANG Xiaoling Mgmt For For For
7 Elect LIU Qin Mgmt For For For
8 Elect WANG Shuhai Mgmt For For For
9 Elect TANG Qi Mgmt For For For
10 Elect WANG Yunmin Mgmt For For For
11 Elect LIU Huaijing Mgmt For For For
12 Elect ZHAO Feng Mgmt For For For
13 Elect LI Xiaoping Mgmt For Against Against
14 Elect LUAN Bo Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sibanye Stillwater Limited
Ticker Security ID: Meeting Date Meeting Status
SSW CINS S7627K103 05/25/2021 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Sindiswa (Sindi) Mgmt For For For
V.
Zilwa
3 Re-elect Richard Mgmt For For For
(Rick) P.
Menell
4 Re-elect Keith A. Mgmt For For For
Rayner
5 Re-elect Jeremiah Mgmt For For For
(Jerry) S.
Vilakazi
6 Election of Audit Mgmt For For For
Committee Member and
Chair (Keith A.
Rayner)
7 Election of Audit Mgmt For For For
Committee Member
(Timothy J.
Cumming)
8 Election of Audit Mgmt For For For
Committee Member
(Savannah
Danson)
9 Election of Audit Mgmt For For For
Committee Member
(Richard
Menell)
10 Election of Audit Mgmt For For For
Committee Member
(Nkosemntu G.
Nika)
11 Election of Audit Mgmt For For For
Committee Member
(Susan (Sue) C. van
der
Merwe)
12 Election of Audit Mgmt For For For
Committee Member
(Sindiswa V. Zilwa)
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve Remuneration Mgmt For For For
Policy
16 Approve Remuneration Mgmt For Against Against
Implementation
Report
17 Approve NEDs' Fees Mgmt For For For
18 Approve Investment Mgmt For For For
Committee Members'
Fees
19 Approve NEDs' Fees Mgmt For For For
(Per Diem
Allowance)
20 Approve Financial Mgmt For For For
Assistance (Section
44 and
45)
21 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Sibanye Stillwater Limited
Ticker Security ID: Meeting Date Meeting Status
SSW CINS S7627K103 12/01/2020 Voted
Meeting Type Country of Trade
Ordinary South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Implement Mgmt For For For
Odd-Lot
Offer
2 Authorization of Legal Mgmt For For For
Formalities
3 Amendments to Mgmt For For For
Memorandum of
Incorporation
4 Authority to Mgmt For For For
Repurchase Shares
(Odd-Lot
Holders)
5 Authority to Mgmt For For For
Repurchase Shares
(Specific
Holders)
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 03/17/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts Mgmt For For For
4 Management Reports Mgmt For For For
5 Report on Mgmt For For For
Non-Financial
Information
6 Ratification of Board Mgmt For For For
Acts
7 Allocation of Losses Mgmt For For For
8 Ratify Co-Option and Mgmt For For For
Elect Tim
Dawidowsky
9 Elect Mariel von Mgmt For For For
Schumann
10 Elect Klaus Rosenfeld Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Remuneration Policy Mgmt For For For
13 Long-Term Incentive Mgmt For For For
Plan
2021-2023
14 Authorisation of Legal Mgmt For For For
Formalities
15 Remuneration Report Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens Gamesa Renewable Energy SA
Ticker Security ID: Meeting Date Meeting Status
SGRE CINS E8T87A100 07/22/2020 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts Mgmt For For For
2 Management Report Mgmt For For For
3 Report on Mgmt For For For
Non-Financial
Information
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratify Co-Option and Mgmt For For For
Elect Andreas C.
Hoffmann
7 Ratify Co-Option and Mgmt For For For
Elect Tim Oliver
Holt
8 Ratify Co-Option and Mgmt For For For
Elect Harald von
Heynitz
9 Ratify Co-Option and Mgmt For For For
Elect Maria
Ferraro
10 Ratify Co-Option and Mgmt For For For
Elect Andreas
Nauen
11 Board Size Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
14 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
15 Authority to Issue Mgmt For For For
Debt
Instruments
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments
17 Amendments to Mgmt For For For
Remuneration
Policy
18 Amendments to General Mgmt For For For
Meeting Regulations
(Right to
Information)
19 Amendments to General Mgmt For For For
Meeting Regulations
(Proxy
Representation)
20 Amendments to General Mgmt For For For
Meeting Regulations
(Technical
Amendments)
21 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
22 Authorisation of Legal Mgmt For For For
Formalities
23 Remuneration Report Mgmt For For For
(Advisory)
24 Non-Voting Meeting Note N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sinofert Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
0297 CINS G8403G103 06/07/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect QIN Hengde Mgmt For For For
6 Elect Edward KO Ming Mgmt For For For
Tung
7 Elect Aloysius TSE Hau Mgmt For For For
Yin
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SJW Group
Ticker Security ID: Meeting Date Meeting Status
SJW CUSIP 784305104 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katharine Mgmt For For For
Armstrong
2 Elect Walter J. Bishop Mgmt For For For
3 Elect Carl Guardino Mgmt For For For
4 Elect Mary Ann Hanley Mgmt For For For
5 Elect Heather Hunt Mgmt For For For
6 Elect Gregory P. Landis Mgmt For For For
7 Elect Debra Man Mgmt For For For
8 Elect Daniel B. More Mgmt For For For
9 Elect Eric W. Thornburg Mgmt For For For
10 Elect Carol P. Wallace Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SK Holdings Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
034730 CINS Y8T642129 03/29/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHO Dae Sik Mgmt For Against Against
4 Elect KIM Seon Hee Mgmt For Against Against
5 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member: LEE
Chan
Keun
6 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/26/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Jung Gwan Mgmt For Against Against
3 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
CHOI Woo
Seok
4 Share Option Grant Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 04/29/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Request Separate Mgmt N/A Abstain N/A
Election for Board
Members
5 Elect Eduardo Silva Mgmt For For For
Logemann
6 Elect Jorge Luiz Silva Mgmt For For For
Logemann
7 Elect Fernando de Mgmt For For For
Castro
Reinach
8 Elect Osvaldo Burgos Mgmt For For For
Schirmer
9 Elect Andre Souto Mgmt For For For
Maior
Pessoa
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Proportional Mgmt N/A For N/A
Allocation of
Cumulative
Votes
12 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Eduardo
Silva
Logemann
13 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Jorge Luiz
Silva
Logemann
14 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Fernando
Castro
Reinach
15 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Osvaldo
Burgos
Schirme
16 Allocate Cumulative Mgmt N/A Abstain N/A
Votes to Andre Souto
Maior
Pessoa
17 Remuneration Policy Mgmt For Against Against
18 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 06/21/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
(Terra Santa Agro
S.A)
4 Ratification of Mgmt For For For
Appointment of
Appraiser
5 Valuation Report Mgmt For For For
6 Merger (Terra Santa Mgmt For For For
Agro
S.A)
7 Increase in Share Mgmt For For For
Capital
8 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Slc Agricola S.A.
Ticker Security ID: Meeting Date Meeting Status
SLCE3 CINS P8711D107 07/30/2020 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 02/05/2021 Voted
Meeting Type Country of Trade
Special Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Migration of Mgmt For For For
Electronic
Settlement
3 Adoption of New Mgmt For For For
Articles
(Migration)
4 Authority to Implement Mgmt For For For
the
Migration
________________________________________________________________________________
Smurfit Kappa Group Plc
Ticker Security ID: Meeting Date Meeting Status
SKG CINS G8248F104 04/30/2021 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Remuneration Policy Mgmt For For For
(Binding)
5 Final Dividend Mgmt For For For
6 Elect Kaisa Hietala Mgmt For For For
7 Elect Irial Finan Mgmt For For For
8 Elect Anthony Smurfit Mgmt For For For
9 Elect Ken Bowles Mgmt For For For
10 Elect Anne Anderson Mgmt For For For
11 Elect Frits Beurskens Mgmt For For For
12 Elect Carol Fairweather Mgmt For For For
13 Elect James A. Lawrence Mgmt For For For
14 Elect Lourdes Melgar Mgmt For For For
15 Elect John Moloney Mgmt For For For
16 Elect Jorgen Buhl Mgmt For For For
Rasmussen
17 Elect Gonzalo Restrepo Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
22 Authority to Mgmt For For For
Repurchase
Shares
23 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
24 Amendment to Mgmt For For For
Performance Share
Plan
25 Non-Voting Meeting Note N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 02/02/2021 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Article 2 Mgmt For For For
4 Amendments to Article Mgmt For Against Against
12
5 Amendments to Articles Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Snam S.p.A.
Ticker Security ID: Meeting Date Meeting Status
SRG CINS T8578N103 04/28/2021 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
6 Remuneration Policy Mgmt For For For
(Binding)
7 Remuneration Report Mgmt For For For
(Advisory)
8 Amendment to the Mgmt For For For
2020-2022 Long-Term
Incentive
Plan
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 01/22/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
2 Authorize the Board to Mgmt For For For
Set Terms and
Conditions for Share
Issuance
3 Amendments to Articles Mgmt For Abstain Against
4 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Appointment of Risk Mgmt For For For
Rating
Agency
4 Appointment of Account Mgmt For For For
Inspectors
5 Investment Policy Mgmt For For For
6 Finance Policy Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors and Mgmt For Against Against
Committees'
Fees
9 Transaction of Other Mgmt N/A Against N/A
Business
________________________________________________________________________________
Sociedad Quimica Y Minera de Chile S.A.
Ticker Security ID: Meeting Date Meeting Status
SQM-A CUSIP 833635105 09/29/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
________________________________________________________________________________
SolarEdge Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEDG CUSIP 83417M104 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nadav Zafrir Mgmt For For For
2 Elect Avery More Mgmt For For For
3 Elect Zivi Lando Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
South32 Limited
Ticker Security ID: Meeting Date Meeting Status
S32 CINS Q86668102 10/29/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Frank C. Mgmt For For For
Cooper
4 Re-elect Xiaoling Liu Mgmt For For For
5 Re-elect Ntombifuthi Mgmt For For For
(Futhi) T.
Mtoba
6 Re-elect Karen J. Wood Mgmt For For For
7 Elect Guy Lansdown Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Equity Grant (MD/CEO Mgmt For For For
Graham
Kerr)
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Vicente Mgmt For For For
Artiztegui
Andreve
1.4 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.5 Elect Leonardo Mgmt For For For
Contreras Lerdo de
Tejada
1.6 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.7 Elect Rafael Mac Mgmt For For For
Gregor
Anciola
1.8 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.9 Elect Gilberto Mgmt For For For
Perezalonso
Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 07/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Vicente Mgmt For For For
Artiztegui
Andreve
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Enrique Castillo Mgmt For Withhold Against
Sanchez
Mejorada
1.6 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.7 Elect Rafael Mac Mgmt For For For
Gregor
Anciola
1.8 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.9 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.10 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SSAB AB
Ticker Security ID: Meeting Date Meeting Status
SSABA CINS W8615U108 04/14/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Accounts and Reports Mgmt For For For
15 Allocation of Mgmt For For For
Profits/Dividends
16 Ratification of Bo Mgmt For For For
Annvik
17 Ratification of Petra Mgmt For For For
Einarsson
18 Ratification of Marika Mgmt For For For
Fredriksson
19 Ratification of Marie Mgmt For For For
Gronborg
20 Ratification of Bengt Mgmt For For For
Kjell
21 Ratification of Pasi Mgmt For For For
Laine
22 Ratification of Martin Mgmt For For For
Lindqvist
23 Ratification of Mgmt For For For
Annareetta
Lumme-Timonen
24 Ratification of Matti Mgmt For For For
Lievonen
25 Ratification of Sture Mgmt For For For
Bergvall
26 Ratification of Tomas Mgmt For For For
Karlsson
27 Ratification of Mgmt For For For
Patrick
Sjoholm
28 Ratification of Mikael Mgmt For For For
Henriksson
29 Ratification of Tomas Mgmt For For For
Jansson
30 Ratification of Tomas Mgmt For For For
Westman
31 Board Size Mgmt For For For
32 Directors' Fees Mgmt For For For
33 Authority to Set Mgmt For For For
Auditor's
Fees
34 Elect Bo Annvik Mgmt For For For
35 Elect Petra Einarsson Mgmt For For For
36 Elect Marie Gronborg Mgmt For For For
37 Elect Bengt Kjell Mgmt For For For
38 Elect Pasi Laine Mgmt For For For
39 Elect Martin Lindqvist Mgmt For For For
40 Elect Annareetta Mgmt For For For
Lumme-Timonen
41 Elect Lennart Evrell Mgmt For For For
42 Elect Bengt Kjell as Mgmt For For For
Chair
43 Number of Auditors Mgmt For For For
44 Appointment of Auditor Mgmt For For For
45 Remuneration Report Mgmt For For For
46 Amendments to Articles Mgmt For For For
47 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
48 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A.E. Michael Mgmt For For For
Anglin
1.2 Elect Rodney P. Antal Mgmt For For For
1.3 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.4 Elect Brian R. Booth Mgmt For For For
1.5 Elect Edward C. Dowling Mgmt For For For
1.6 Elect Simon Fish Mgmt For For For
1.7 Elect Alan P. Krusi Mgmt For For For
1.8 Elect Beverlee F. Park Mgmt For For For
1.9 Elect Grace Kay Mgmt For For For
Priestly
1.10 Elect Elizabeth A. Mgmt For For For
Wademan
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the Share Mgmt For For For
Compensation
Plan
________________________________________________________________________________
SSR Mining Inc.
Ticker Security ID: Meeting Date Meeting Status
SSRM CUSIP 784730103 07/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares for Mgmt For For For
Acquisition of
Alacer
2 Board Size Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Sheree Bargabos Mgmt For For For
1.3 Elect Keith E. Busse Mgmt For For For
1.4 Elect Frank D. Byrne Mgmt For For For
1.5 Elect Kenneth W. Cornew Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Steven A. Mgmt For For For
Sonnenberg
1.11 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stella-Jones Inc.
Ticker Security ID: Meeting Date Meeting Status
SJ CUSIP 85853F105 05/03/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Coallier Mgmt For For For
1.2 Elect Anne Giardini Mgmt For For For
1.3 Elect Rhodri J Harries Mgmt For For For
1.4 Elect Karen Laflamme Mgmt For For For
1.5 Elect Katherine A. Mgmt For For For
Lehman
1.6 Elect James A. Manzi, Mgmt For For For
Jr.
1.7 Elect Douglas W. Muzyka Mgmt For For For
1.8 Elect Simon Pelletier Mgmt For For For
1.9 Elect Eric Vachon Mgmt For For For
1.10 Elect Mary L. Webster Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stora Enso Oyj
Ticker Security ID: Meeting Date Meeting Status
STERV CINS X8T9CM113 03/19/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Demand Minority ShrHoldr N/A Abstain N/A
Dividend
16 Ratification of Board Mgmt For For For
and CEO
Acts
17 Remuneration Report Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Director's Fees Mgmt For For For
20 Board Size Mgmt For For For
21 Election of Directors Mgmt For For For
22 Authority to Set Mgmt For For For
Auditor's
Fees
23 Appointment of Auditor Mgmt For For For
24 Authority to Mgmt For For For
Repurchase
Shares
25 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Suedzucker AG
Ticker Security ID: Meeting Date Meeting Status
SZU CINS D82781101 07/16/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Approval of Mgmt For For For
Profit-and-Loss
Transfer Agreement
with Freiberger
Holding
GmbH
________________________________________________________________________________
Suez
Ticker Security ID: Meeting Date Meeting Status
SEV CINS F6327G101 06/30/2021 Voted
Meeting Type Country of Trade
Ordinary France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Co-Option of Bertrand
Meunier
9 Ratification of Mgmt For For For
Co-Option of Jacques
Richier
10 Ratification of Mgmt For For For
Co-Option of Anthony
R.
Coscia
11 Ratification of Mgmt For For For
Co-Option of Phillipe
Petitcolin
12 Special Auditors Mgmt For For For
Report on Regulated
Agreements
13 2020 Remuneration Mgmt For For For
Report
14 2020 Remuneration of Mgmt For For For
Jean-Louis Chaussade,
Chair (Until May 12,
2020)
15 2020 Remuneration of Mgmt For For For
Philippe Varin, Chair
(Since May 12,
2020)
16 2020 Remuneration of Mgmt For Against Against
Bertrand Camus,
CEO
17 2021 Remuneration Mgmt For For For
Policy
(Chair)
18 2021 Remuneration Mgmt For For For
Policy
(CEO)
19 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
20 Authorisation of Legal Mgmt For For For
Formalities
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Forestry Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1911 CINS J77454122 03/30/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Akira Ichikawa Mgmt For Against Against
4 Elect Toshiro Mgmt For For For
Mitsuyoshi
5 Elect Shigeru Sasabe Mgmt For For For
6 Elect Tatsuru Sato Mgmt For For For
7 Elect Tatsumi Kawata Mgmt For For For
8 Elect Atsushi Kawamura Mgmt For For For
9 Elect Junko Hirakawa Mgmt For For For
10 Elect Izumi Yamashita Mgmt For For For
11 Elect Mitsue Kurihara Mgmt For For For
12 Bonus Mgmt For For For
________________________________________________________________________________
Sumitomo Metal Mining Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
5713 CINS J77712180 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshiaki Nakazato Mgmt For For For
5 Elect Akira Nozaki Mgmt For For For
6 Elect Nobuhiro Mgmt For For For
Matsumoto
7 Elect Toru Higo Mgmt For For For
8 Elect Takahiro Kanayama Mgmt For For For
9 Elect Kazuhisa Nakano Mgmt For For For
10 Elect Taeko Ishii Mgmt For For For
11 Elect Manabu Kinoshita Mgmt For For For
12 Elect Koji Imai Mgmt For Against Against
13 Elect Shoji Wakamatsu Mgmt For For For
14 Elect Kazuhiro Mishina Mgmt For For For
as Alternate
Statutory
Auditor
15 Bonus Mgmt For For For
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224107 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia M. Mgmt For For For
Bedient
1.2 Elect John D. Gass Mgmt For For For
1.3 Elect Russell K. Mgmt For For For
Girling
1.4 Elect Jean Paul Gladu Mgmt For For For
1.5 Elect Dennis M. Houston Mgmt For For For
1.6 Elect Mark S. Little Mgmt For For For
1.7 Elect Brian P. Mgmt For For For
MacDonald
1.8 Elect Maureen McCaw Mgmt For For For
1.9 Elect Lorraine Mgmt For For For
Mitchelmore
1.10 Elect Eira M. Thomas Mgmt For For For
1.11 Elect Michael M. Wilson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Amendment to Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunPower Corporation
Ticker Security ID: Meeting Date Meeting Status
SPWR CUSIP 867652406 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Francois Badoual Mgmt For For For
1.2 Elect Denis Toulouse Mgmt For For For
1.3 Elect Pat Wood, III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 04/27/2021 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Reports Mgmt For For For
3 Financial Statements Mgmt For For For
4 Absorption of Losses Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Request Establishment Mgmt N/A Abstain N/A
of Supervisory
Council
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 04/27/2021 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
(Novo Mercado
Regulations)
3 Authorization of Legal Mgmt For For For
Formalities
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suzano S.A.
Ticker Security ID: Meeting Date Meeting Status
SUZB3 CINS P8T20U187 12/28/2020 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Agreements Mgmt For For For
3 Ratification of Mgmt For For For
Appointment of
Appraiser
4 Valuation Reports Mgmt For For For
5 Mergers by Absorption Mgmt For For For
6 Authorization of Legal Mgmt For For For
Formalities
7 Instructions if Mgmt N/A For N/A
Meeting is Held on
Second
Call
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Svenska Cellulosa AB
Ticker Security ID: Meeting Date Meeting Status
SCAB CINS W90152120 04/15/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Charlotte Mgmt For For For
Bengtsson
15 Ratify Par Boman Mgmt For For For
16 Ratify Lennart Evrell Mgmt For For For
17 Ratify Annemarie Mgmt For For For
Gardshol
18 Ratify Ulf Larsson Mgmt For For For
19 Ratify Martin Lindqvist Mgmt For For For
20 Ratify Lotta Lyra Mgmt For For For
21 Ratify Bert Nordberg Mgmt For For For
22 Ratify Anders Sundstrom Mgmt For For For
23 Ratify Barbara M. Mgmt For For For
Thoralfsson
24 Ratify Roger Bostrom Mgmt For For For
25 Ratify Hans Wentjarv Mgmt For For For
26 Ratify Johanna Viklund Mgmt For For For
Linden
27 Ratify Per Andersson Mgmt For For For
28 Ratify Maria Jonsson Mgmt For For For
29 Ratify Stefan Lundkvist Mgmt For For For
30 Ratify Ulf Larsson Mgmt For For For
(CEO)
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Board Size Mgmt For For For
33 Number of Auditors Mgmt For For For
34 Directors' Fees Mgmt For For For
35 Authority to Set Mgmt For For For
Auditor's
Fees
36 Elect Charlotte Mgmt For For For
Bengtsson
37 Elect Par Boman Mgmt For For For
38 Elect Lennart Evrell Mgmt For For For
39 Elect Annemarie Mgmt For For For
Gardshol
40 Elect Ulf Larsson Mgmt For For For
41 Elect Martin Lindqvist Mgmt For For For
42 Elect Bert Nordberg Mgmt For For For
43 Elect Anders Sundstrom Mgmt For For For
44 Elect Barbara Milian Mgmt For For For
Thoralfsson
45 Elect Carina Hakansson Mgmt For For For
46 Elect Par Boman as Mgmt For For For
Chair
47 Appointment of Auditor Mgmt For For For
48 Remuneration Report Mgmt For For For
49 Amendments to Articles Mgmt For For For
50 Non-Voting Meeting Note N/A N/A N/A N/A
51 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taiwan Fertilizer Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1722 CINS Y84171100 06/29/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Elect HUANG Yao-Hsing Mgmt For For For
6 Elect HU Jong-I Mgmt For For For
7 Elect FAN Mei-Ling Mgmt For For For
8 Elect TAI Ko-Yuan Mgmt For For For
9 Elect HSU Min-Lin Mgmt For For For
10 Elect TSAO Chi-Hung Mgmt For For For
11 Elect LIN Su-Ming Mgmt For For For
12 Elect HO Yen-Sheng Mgmt For For For
13 Elect WENG Ming-Jang Mgmt For For For
14 Release of Non-compete Mgmt For For For
Restrictions for
Council of
Agriculture Executive
Yuan
15 Release of Non-compete Mgmt For For For
Restrictions for TSAO
Chi-Hung
16 Release of Non-compete Mgmt For For For
Restrictions for LIN
Su-Ming
17 Release of Non-compete Mgmt For For For
Restrictions for WENG
Ming-Jang
________________________________________________________________________________
Taki Chemical Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
4025 CINS J81367104 03/30/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Takamoto Taki Mgmt For Against Against
4 Elect Shigenori Matsui Mgmt For For For
5 Elect Hiroshi Nishikura Mgmt For For For
6 Elect Hisamori Kanaji Mgmt For For For
7 Elect Takahisa Masaki Mgmt For For For
8 Elect Hiroyuki Izutsu Mgmt For For For
9 Elect Katsuhiko Taki Mgmt For For For
10 Elect Nariyuki Yasufuku Mgmt For For For
11 Elect Hiroaki Tamura Mgmt For For For
12 Elect Tatsuo Iwaki Mgmt For For For
13 Elect Makoto Sakaguchi Mgmt For For For
14 Elect Shozo Shigeta Mgmt For For For
15 Elect Masahiko Mgmt For Against Against
Shimoyama as
Alternate Audit
Committee
Director
16 Non-Audit Committee Mgmt For For For
Directors
Fees
17 Audit Committee Mgmt For For For
Directors
Fees
18 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Targa Resources Corp.
Ticker Security ID: Meeting Date Meeting Status
TRGP CUSIP 87612G101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Beth A. Bowman Mgmt For For For
2 Elect Lindsey M. Mgmt For For For
Cooksen
3 Elect Robert B. Evans Mgmt For For For
4 Elect Joe Bob Perkins Mgmt For For For
5 Elect Ershel C. Redd, Mgmt For For For
Jr.
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
TC Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
TRP CUSIP 87807B107 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephan Cretier Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Culbert
1.3 Elect Susan C. Jones Mgmt For For For
1.4 Elect Randy Limbacher Mgmt For For For
1.5 Elect John E. Lowe Mgmt For For For
1.6 Elect David MacNaughton Mgmt For For For
1.7 Elect Francois L. Mgmt For For For
Poirier
1.8 Elect Una Power Mgmt For For For
1.9 Elect Mary Pat Salomone Mgmt For For For
1.10 Elect Indira V. Mgmt For For For
Samarasekera
1.11 Elect D. Michael G. Mgmt For For For
Stewart
1.12 Elect Siim A. Vanaselja Mgmt For For For
1.13 Elect Thierry Vandal Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to By-Law Mgmt For For For
No.
1
________________________________________________________________________________
Teck Resources Limited
Ticker Security ID: Meeting Date Meeting Status
TECK CUSIP 878742303 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M.M. Ashar Mgmt For For For
2 Elect Q. Chong Mgmt For For For
3 Elect E.C. Dowling Mgmt For For For
4 Elect E. Fukuda Mgmt For For For
5 Elect T. Higo Mgmt For For For
6 Elect N.B. Keevil III Mgmt For For For
7 Elect D.R. Lindsay Mgmt For For For
8 Elect S.A. Murray Mgmt For For For
9 Elect T.L. McVicar Mgmt For For For
10 Elect K.W. Pickering Mgmt For For For
11 Elect U.M. Power Mgmt For For For
12 Elect T.R. Snider Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amend Bylaws Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditor
Report
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For Against Against
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Remuneration Report Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Terna Energy S.A.
Ticker Security ID: Meeting Date Meeting Status
TENERGY CINS X8979G108 10/20/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Cancellation of Mgmt For For For
Shares/Authority to
Reduce Share
Capital
2 Authority to Mgmt For For For
Repurchase
Shares
3 Amendments to Article Mgmt For For For
10.1
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Terna Energy SA
Ticker Security ID: Meeting Date Meeting Status
TENERGY CINS X8979G108 06/23/2021 Voted
Meeting Type Country of Trade
Ordinary Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Remuneration Report Mgmt For Against Against
10 Presentation of Audit Mgmt For For For
Committee's
Report
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Elect Georgios Mgmt For For For
Peristeris
13 Elect Emmanouil Mgmt For For For
Maragoudakis
14 Elect Georgios Spyrou Mgmt For For For
15 Elect Aristotelis Mgmt For For For
Spiliotis
16 Elect Michael Gourzis Mgmt For For For
17 Elect Nikolaos Mgmt For For For
Voutichtis
18 Elect Georgios Mergos Mgmt For For For
19 Elect Marina Mgmt For For For
Sarkisian-Ochanesoglou
20 Elect Andreas Tapratzis Mgmt For For For
21 Elect Sofia Mgmt For For For
Kounenaki-Efraimoglou
22 Elect Tatiana Mgmt For For For
Karapanagioti
23 Election of Audit Mgmt For For For
Committee
Members
24 Amendments to Article Mgmt For For For
10 (Board
Composition)
25 Amendments to Mgmt For Against Against
Remuneration
Policy
26 Approval of Mgmt For For For
Suitability
Policy
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Terna Energy SA
Ticker Security ID: Meeting Date Meeting Status
TENERGY CINS X8979G108 09/01/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
through Private
Placement
2 Amendments to Article Mgmt For For For
5.1
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Terna Energy SA
Ticker Security ID: Meeting Date Meeting Status
TENERGY CINS X8979G108 12/16/2020 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Special Dividend Mgmt For For For
3 Equity Grant to Mgmt For Against Against
Executive Board
Members and Senior
Executives
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2020 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For Against Against
(Slate)
6 Authorization of Mgmt For For For
Additional Directors'
Compensation for FY
2020
7 Authorization of Mgmt For For For
Directors'
Compensation for FY
2021
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
The Andersons, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANDE CUSIP 034164103 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick E. Bowe Mgmt For For For
1.2 Elect Michael J. Mgmt For For For
Anderson,
Sr.
1.3 Elect Gerard M. Mgmt For For For
Anderson
1.4 Elect Gary A. Douglas Mgmt For For For
1.5 Elect Stephen F. Dowdle Mgmt For For For
1.6 Elect Pamela S. Mgmt For For For
Hershberger
1.7 Elect Catherine M. Mgmt For For For
Kilbane
1.8 Elect Robert J. King, Mgmt For For For
Jr.
1.9 Elect Ross W. Manire Mgmt For For For
1.10 Elect John T. Stout, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Mosaic Company
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl K. Beebe Mgmt For For For
2 Elect Oscar de Paula Mgmt For For For
Bernardes
Neto
3 Elect Gregory L. Ebel Mgmt For For For
4 Elect Timothy S. Gitzel Mgmt For For For
5 Elect Denise C. Johnson Mgmt For For For
6 Elect Emery N. Koenig Mgmt For For For
7 Elect James C. O'Rourke Mgmt For For For
8 Elect David T. Seaton Mgmt For For For
9 Elect Steven M. Seibert Mgmt For For For
10 Elect Luciano Siani Mgmt For For For
Pires
11 Elect Gretchen Watkins Mgmt For For For
12 Elect Kelvin R. Mgmt For For For
Westbrook
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janaki Akella Mgmt For For For
2 Elect Juanita Powell Mgmt For For For
Baranco
3 Elect Henry A. Clark Mgmt For For For
III
4 Elect Anthony F. Mgmt For For For
Earley,
Jr.
5 Elect Thomas A. Fanning Mgmt For For For
6 Elect David J. Grain Mgmt For For For
7 Elect Colette D Mgmt For For For
Honorable
8 Elect Donald M. James Mgmt For For For
9 Elect John D. Johns Mgmt For For For
10 Elect Dale E. Klein Mgmt For For For
11 Elect Ernest J. Moniz Mgmt For For For
12 Elect William G. Mgmt For For For
Smith,
Jr.
13 Elect E. Jenner Wood Mgmt For For For
III
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of the 2021 Mgmt For For For
Equity and Incentive
Compensation
Plan
16 Ratification of Auditor Mgmt For For For
17 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
The Williams Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Armstrong Mgmt For For For
2 Elect Stephen W. Mgmt For For For
Bergstrom
3 Elect Nancy K. Buese Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Charles I. Cogut Mgmt For For For
6 Elect Michael A. Creel Mgmt For For For
7 Elect Stacey H. Dore Mgmt For For For
8 Elect Vicki L. Fuller Mgmt For For For
9 Elect Peter A. Ragauss Mgmt For For For
10 Elect Rose M. Robeson Mgmt For For For
11 Elect Scott D. Mgmt For For For
Sheffield
12 Elect Murray D. Smith Mgmt For For For
13 Elect William H. Spence Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
thyssenkrupp AG
Ticker Security ID: Meeting Date Meeting Status
TKA CINS D8398Q119 02/05/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For Against Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
(Length of
Term)
10 Elect Verena Volpert Mgmt For For For
as Supervisory Board
Member
11 Management Board Mgmt For For For
Remuneration
Policy
12 Supervisory Board Mgmt For For For
Remuneration
Policy
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
TOKYO GAS CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
9531 CINS J87000113 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Michiaki Hirose Mgmt For For For
5 Elect Takashi Uchida Mgmt For For For
6 Elect Isao Nakajima Mgmt For For For
7 Elect Hitoshi Saito Mgmt For For For
8 Elect Kazunori Takami Mgmt For For For
9 Elect Junko Edahiro Mgmt For For For
10 Elect Mami Indo Mgmt For For For
11 Elect Sawako Nohara Mgmt For For For
12 Elect Hiromichi Ono Mgmt For For For
13 Absorption-type Split Mgmt For For For
Agreement
________________________________________________________________________________
Total SE
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/28/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Consolidated Accounts Mgmt For For For
and
Reports
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Special Auditors Mgmt For For For
Report on Regulated
Agreements
12 Elect Patrick Pouyanne Mgmt For For For
13 Elect Anne-Marie Idrac Mgmt For For For
14 Elect Jacques Mgmt For For For
Aschenbroich
15 Elect R. Glenn Hubbard Mgmt For For For
16 2020 Remuneration Mgmt For For For
Report
17 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
18 2020 Remuneration of Mgmt For For For
Patrick Pouyanne,
Chair and
CEO
19 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
20 Shareholder Approval Mgmt For For For
of Decarbonisation
Ambition
21 Change of Company Name Mgmt For For For
22 Authority to Issue Mgmt For For For
Performance
Shares
23 Employee Stock Mgmt For For For
Purchase
Plan
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cynthia T. Mgmt For For For
Jamison
1.2 Elect Joy Brown Mgmt For For For
1.3 Elect Ricardo Cardenas Mgmt For For For
1.4 Elect Denise L. Jackson Mgmt For For For
1.5 Elect Thomas A. Mgmt For For For
Kingsbury
1.6 Elect Ramkumar Krishnan Mgmt For For For
1.7 Elect Edna K. Morris Mgmt For For For
1.8 Elect Mark J. Weikel Mgmt For For For
1.9 Elect Harry A. Lawton Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
TransAlta Renewables Inc.
Ticker Security ID: Meeting Date Meeting Status
RNW CUSIP 893463109 05/18/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W. Mgmt For For For
Drinkwater
1.2 Elect Brett M. Gellner Mgmt For For For
1.3 Elect Allen R. Hagerman Mgmt For For For
1.4 Elect Georganne Hodges Mgmt For For For
1.5 Elect Kerry O'Reilly Mgmt For For For
Wilks
1.6 Elect Todd J Stack Mgmt For For For
1.7 Elect Paul H.E. Taylor Mgmt For For For
1.8 Elect Susan M. Ward Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John H. Tyson Mgmt For For For
2 Elect Les R. Baledge Mgmt For For For
3 Elect Gaurdie E. Mgmt For For For
Banister,
Jr.
4 Elect Dean Banks Mgmt For For For
5 Elect Mike D. Beebe Mgmt For For For
6 Elect Maria Claudia Mgmt For For For
Borras
7 Elect David J. Bronczek Mgmt For For For
8 Elect Mikel A. Durham Mgmt For For For
9 Elect Jonathan D. Mgmt For For For
Mariner
10 Elect Kevin M. McNamara Mgmt For For For
11 Elect Cheryl S. Miller Mgmt For For For
12 Elect Jeffrey K. Mgmt For For For
Schomburger
13 Elect Robert Thurber Mgmt For For For
14 Elect Barbara A. Tyson Mgmt For For For
15 Elect Noel White Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights Due Diligence
Process
Report
19 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
United Tractors
Ticker Security ID: Meeting Date Meeting Status
UNTR CINS Y7146Y140 04/09/2021 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Election of Directors Mgmt For Against Against
and Commissioners
(Slate)
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Amendments to Articles Mgmt For Against Against
________________________________________________________________________________
United Utilities Group PLC
Ticker Security ID: Meeting Date Meeting Status
UU CINS G92755100 07/24/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Remuneration Report Mgmt For For For
(Advisory)
4 Elect David Higgins Mgmt For For For
5 Elect Steven L. Mogford Mgmt For For For
6 Elect Mark S. Clare Mgmt For For For
7 Elect Brian M. May Mgmt For For For
8 Elect Stephen A. Carter Mgmt For For For
9 Elect Alison Goligher Mgmt For For For
10 Elect Paulette Rowe Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
18 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 03/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Articles Mgmt For For For
(Alternate
Directors)
3 Amendments to Article Mgmt For For For
11 (Board
Size)
4 Amendments to Article Mgmt For For For
11 (Board
Independence)
5 Amendments to Article Mgmt For For For
11 (Election of Chair
and Vice Chair of the
Board)
6 Amendments to Article Mgmt For For For
11 (Lead Independent
Director)
7 Amendments to Article Mgmt For For For
11 (Election of
Directors)
8 Amendments to Article Mgmt For Against Against
11 (Election
Method)
9 Amendments to Article Mgmt For For For
11 (Editorial
Changes)
10 Amendments to Article Mgmt For For For
12 (Board
Meetings)
11 Amendments to Articles Mgmt For For For
(Board and Management
Duties)
12 Amendments to Article Mgmt For For For
15 (Board
Committees)
13 Amendments to Article Mgmt For For For
23 (Management Board
Term)
14 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Request Cumulative Mgmt Against Against For
Voting
5 Elect Jose Luciano Mgmt For For For
Duarte
Penido
6 Elect Fernando Jorge Mgmt For For For
Buso
Gomes
7 Elect Clinton J. Dines Mgmt For For For
8 Elect Eduardo de Mgmt For For For
Oliveira Rodrigues
Filho
9 Elect Elaine Mgmt For For For
Dorward-King
10 Elect Jose Mauricio Mgmt For For For
Pereira
Coelho
11 Elect Ken Yasuhara Mgmt For Abstain Against
12 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
13 Elect Maria Fernanda Mgmt For For For
dos Santos
Teixeira
14 Elect Murilo Cesar Mgmt For Abstain Against
Lemos dos Santos
Passos
15 Elect Roger Allan Mgmt For For For
Downey
16 Elect Sandra Maria Mgmt For For For
Guerra de
Azevedo
17 Elect Marcelo Mgmt For For For
Gasparino da
Silva
18 Elect Mauro Gentile Mgmt For For For
Rodrigues da
Cunha
19 Elect Rachel de Mgmt For Abstain Against
Oliveira
Maia
20 Elect Roberto da Cunha Mgmt For Abstain Against
Castello
Branco
21 Proportional Mgmt For Against Against
Allocation of
Cumulative
Votes
22 Allocate Cumulative Mgmt For For For
Votes to Jose Luciano
Duarte
Penido
23 Allocate Cumulative Mgmt For For For
Votes to Fernando
Jorge Buso
Gomes
24 Allocate Cumulative Mgmt For For For
Votes to Clinton J.
Dines
25 Allocate Cumulative Mgmt For For For
Votes to Eduardo de
Oliveira Rodrigues
Filho
26 Allocate Cumulative Mgmt For For For
Votes to Elaine
Dorward-King
27 Allocate Cumulative Mgmt For For For
Votes to Jose
Mauricio Pereira
Coelho
28 Allocate Cumulative Mgmt For Abstain Against
Votes to Ken
Yasuhara
29 Allocate Cumulative Mgmt For For For
Votes to Manuel Lino
S. De
Sousa-Oliveira
30 Allocate Cumulative Mgmt For For For
Votes to Maria
Fernanda dos Santos
Teixeira
31 Allocate Cumulative Mgmt For Against Against
Votes to Murilo Cesar
Lemos dos Santos
Passos
32 Allocate Cumulative Mgmt For For For
Votes to Roger Allan
Downey
33 Allocate Cumulative Mgmt For For For
Votes to Sandra Maria
Guerra de
Azevedo
34 Allocate Cumulative Mgmt For For For
Votes to Marcelo
Gasparino da
Silva
35 Allocate Cumulative Mgmt For For For
Votes to Mauro
Gentile Rodrigues da
Cunha
36 Allocate Cumulative Mgmt For Abstain Against
Votes to Rachel de
Oliveira
Maia
37 Allocate Cumulative Mgmt For Abstain Against
Votes to Roberto da
Cunha Castello
Branco
38 Elect Jose Luciano Mgmt For For For
Duarte Penido as
Board
Chair
39 Elect Roberto da Cunha Mgmt N/A Against N/A
Castello Branco as
Board
Chair
40 Elect Fernando Jorge Mgmt For For For
Buso Gomes as Board
Vice
Chair
41 Elect Mauro Gentile Mgmt N/A Against N/A
Rodrigues da Cunha as
Board Vice
Chair
42 Elect Cristina Fontes Mgmt For For For
Doherty
43 Elect Marcus Vinicius Mgmt For For For
Dias
Severini
44 Elect Marcelo Amaral Mgmt For Against Against
Moraes
45 Elect Raphael Manhaes Mgmt For For For
Martins
46 Remuneration Policy Mgmt For For For
47 Approval of Long Term Mgmt For For For
Incentive
Plan
48 Merger Agreements Mgmt For For For
(CPFL and
Valesul)
49 Ratification of Mgmt For For For
Appointment of
Appraiser
(Macso)
50 Valuation Reports Mgmt For For For
(CPFL and
Valesul)
51 Mergers by Absorption Mgmt For For For
(CPFL and
Valesul)
52 Spin-off and Merger Mgmt For For For
Agreement
(MRB)
53 Ratification of Mgmt For For For
Appointment of
Appraiser
(Macso)
54 Valuation Report (MRB) Mgmt For For For
55 Spin-off and Merger of Mgmt For For For
Spun-off Portion
(MBR)
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Eric D. Mullins Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Philip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Mgmt For For For
Profusek
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Veolia Environnement
Ticker Security ID: Meeting Date Meeting Status
VIE CINS F9686M107 04/22/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Non Tax-Deductible Mgmt For For For
Expenses
12 Allocation of Mgmt For For For
Profits/Dividends
13 Special Auditors Mgmt For For For
Report on Regulated
Agreements
14 Elect Olivier Mareuse Mgmt For For For
15 Elect Marion Guillou Mgmt For For For
16 Elect Pierre-Andre de Mgmt For For For
Chalendar
17 Amendment to the 2018 Mgmt For For For
Plan (Chair and
CEO)
18 Amendment to the 2019 Mgmt For For For
Plan (Chair and
CEO)
19 Amendment to the 2020 Mgmt For For For
Plan (Chair and
CEO)
20 2020 Remuneration of Mgmt For For For
Antoine Frerot, Chair
and
CEO
21 2020 Remuneration Mgmt For For For
Report
22 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
23 2021 Remuneration Mgmt For For For
Policy (Non-Executive
Directors)
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Authority to Issue Mgmt For For For
Shares and/or
Convertible Debt w/
Preemptive
Rights
26 Authority to Increase Mgmt For For For
Capital in Case of
Exchange Offers (Suez
OPA)
27 Greenshoe Mgmt For For For
28 Employee Stock Mgmt For For For
Purchase
Plan
29 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
30 Authority to Issue Mgmt For For For
Performance
Shares
31 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
32 Amendments to Articles Mgmt For For For
Regarding Board of
Directors
33 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Verbio Vereinigte Bioenergie AG
Ticker Security ID: Meeting Date Meeting Status
VBK CINS D86145105 01/29/2021 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Management Board Mgmt For Against Against
Remuneration
Policy
11 Supervisory Board Mgmt For For For
Remuneration
Policy
12 Amendments to Articles Mgmt For For For
(Evidence of
Shareholding)
13 Amendments to Articles Mgmt For For For
(Attendance and
Exercise of Voting
Rights)
14 Elect Alexander von Mgmt For Against Against
Witzleben
15 Elect Ulrike Kramer Mgmt For For For
16 Elect Klaus Niemann Mgmt For For For
17 Elect Christian Doll Mgmt For For For
as a Substitute
Member
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Verbund AG
Ticker Security ID: Meeting Date Meeting Status
VER CINS A91460104 04/20/2021 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vestas Wind Systems A/S
Ticker Security ID: Meeting Date Meeting Status
VWS CINS K9773J128 04/08/2021 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Remuneration Report Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Elect Anders Runevad Mgmt For For For
13 Elect Bert Nordberg Mgmt For For For
14 Elect Bruce Grant Mgmt For For For
15 Elect Eva Merete Mgmt For For For
Sofelde
Berneke
16 Elect Helle Mgmt For For For
Thorning-Schmidt
17 Elect Karl-Henrik Mgmt For For For
Sundstrom
18 Elect Lars Josefsson Mgmt For For For
19 Elect Kentaro Hosomi Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Amendments to Mgmt For For For
Remuneration
Policy
22 Amendments to Articles Mgmt For For For
regarding the
Denomination of
Shares
23 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
24 Amendments to Articles Mgmt For For For
Regarding Virtual
meetings
25 Amendments to Articles Mgmt For For For
Regarding Electronic
Communication
26 Special Dividend Mgmt For For For
27 Authority to Mgmt For For For
Repurchase
Shares
28 Authorization of Legal Mgmt For For For
Formalities
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Village Farms International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VFF CUSIP 92707Y108 06/10/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Mgmt For For For
DeGiglio
1.2 Elect John P. Henry Mgmt For For For
1.3 Elect David Holewinski Mgmt For For For
1.4 Elect John R. McLernon Mgmt For Withhold Against
1.5 Elect Stephen C. Mgmt For Withhold Against
Ruffini
1.6 Elect Christopher C. Mgmt For Withhold Against
Woodward
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Share-Based Mgmt For For For
Compensation Plan
Renewal
4 Amendment to the Mgmt For For For
Equity
Plan
________________________________________________________________________________
Voestalpine AG
Ticker Security ID: Meeting Date Meeting Status
VOE CINS A9101Y103 07/01/2020 Voted
Meeting Type Country of Trade
Ordinary Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratify Herbert Mgmt For For For
Eibensteiner
5 Ratify Franz Mgmt For For For
Kainersdorfer
6 Ratify Robert Ottel Mgmt For For For
7 Ratify Franz Rotter Mgmt For For For
8 Ratify Peter Schwab Mgmt For For For
9 Ratify Hubert Zajicek Mgmt For For For
10 Ratify Wolfgang Eder Mgmt For For For
11 Ratify Joachim Mgmt For For For
Lemppenau
12 Ratify Heinrich Mgmt For For For
Schaller
13 Ratify Franz Mgmt For For For
Gasselsberger
14 Ratify Wolfgang Eder Mgmt For For For
15 Ratify Ingrid Jorg Mgmt For For For
16 Ratify Florian Khol Mgmt For For For
17 Ratify Maria Kubitschek Mgmt For For For
18 Ratify Elisabeth Mgmt For For For
Stadler
19 Ratify Hans-Peter Hagen Mgmt For For For
20 Ratify Michael Mgmt For For For
Kutschera
21 Ratify Helga Nowotny Mgmt For For For
22 Ratify Josef Peischer Mgmt For For For
23 Ratify Josef Gritz Mgmt For For For
24 Ratify Friedrich Mgmt For For For
Hofstatter
25 Ratify Sandra Fritz Mgmt For For For
26 Ratify Hans-Karl Mgmt For For For
Schaller
27 Ratify Gerhard Mgmt For For For
Schreidreiter
28 Appointment of Auditor Mgmt For For For
29 Management Board Mgmt For Against Against
Remuneration
Policy
30 Supervisory Board Mgmt For Against Against
Remuneration
Policy
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Voltalia
Ticker Security ID: Meeting Date Meeting Status
VLTSA CINS F98177128 05/19/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
10 Consolidated Accounts Mgmt For For For
and
Reports
11 Allocation of Losses Mgmt For For For
12 Related Party Mgmt For For For
Transactions
(CREADEV)
13 Related Party Mgmt For For For
Transactions
(FGD)
14 Related Party Mgmt For For For
Transactions (The
Green
Option)
15 Elect Laurence Mulliez Mgmt For For For
16 Elect The Green Option Mgmt For For For
17 Elect Creadev Mgmt For For For
18 Resignation of Evelyne Mgmt For For For
Tall
19 2020 Remuneration of Mgmt For For For
Laurence Mulliez,
Chair
20 2020 Remuneration of Mgmt For For For
Sebastien Clerc,
CEO
21 2020 Remuneration Mgmt For For For
Report
22 2021 Remuneration Mgmt For For For
Policy (Corporate
Officers)
23 2021 Remuneration Mgmt For Against Against
Policy
(Chair)
24 2021 Remuneration Mgmt For For For
Policy
(CEO)
25 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Elect Andre-Paul Mgmt For Against Against
Leclercq
28 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive
Rights
29 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
30 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement
31 Authority to Set Mgmt For Against Against
Offering Price of
Shares
32 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights for
Qualified
Investors
33 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights for
Qualified
Investors
34 Greenshoe Mgmt For Against Against
35 Authority to Increase Mgmt For Against Against
Capital in Case of
Exchange
Offers
36 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions In
Kind
37 Global Ceiling on Mgmt For For For
Capital
Increases
38 Authority to Grant Mgmt For Against Against
Stock
Options
39 Authority to Issue Mgmt For Against Against
Restricted
Shares
40 Global Ceiling on Mgmt For For For
Equity Compensation
Plans
41 Employee Stock Mgmt For For For
Purchase
Plan
42 Amendment to Article Mgmt For For For
Regarding Annual
General
Meetings
43 Amendments to Articles Mgmt For For For
Regarding the
Adoption of French
"Societe a Mission"
Status
________________________________________________________________________________
Watts Water Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTS CUSIP 942749102 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L. Mgmt For For For
Conway
1.2 Elect Michael J. Dubose Mgmt For For For
1.3 Elect David A. Dunbar Mgmt For For For
1.4 Elect Louise K. Goeser Mgmt For For For
1.5 Elect Jes Munk Hansen Mgmt For For For
1.6 Elect W. Craig Kissel Mgmt For For For
1.7 Elect Joseph T. Noonan Mgmt For For For
1.8 Elect Robert J. Mgmt For For For
Pagano,
Jr.
1.9 Elect Merilee Raines Mgmt For For For
1.10 Elect Joseph W. Mgmt For For For
Reitmeier
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP 952845105 01/19/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
West Fraser Timber Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFG CUSIP 952845105 04/20/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Hank Ketcham Mgmt For For For
1.2 Elect Reid Carter Mgmt For For For
1.3 Elect Raymond Ferris Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Ellis Ketcham Mgmt For For For
Johnson
1.6 Elect Brian G. Kenning Mgmt For For For
1.7 Elect Marian Lawson Mgmt For For For
1.8 Elect Colleen M. Mgmt For For For
McMorrow
1.9 Elect Gerald J. Miller Mgmt For For For
1.10 Elect Robert L. Mgmt For For For
Phillips
1.11 Elect Janice Rennie Mgmt For For For
1.12 Elect Gillian D. Mgmt For For For
Winckler
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Westrock Company
Ticker Security ID: Meeting Date Meeting Status
WRK CUSIP 96145D105 01/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen F. Arnold Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Bernlohr
3 Elect J. Powell Brown Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Russell M. Currey Mgmt For For For
6 Elect Suzan F. Harrison Mgmt For For For
7 Elect John A. Luke Mgmt For For For
8 Elect Gracia C. Martore Mgmt For For For
9 Elect James E. Nevels Mgmt For For For
10 Elect Steven C. Mgmt For For For
Voorhees
11 Elect Bettina M. Whyte Mgmt For For For
12 Elect Alan D. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2020 Mgmt For For For
Incentive Stock
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Weyerhaeuser Company
Ticker Security ID: Meeting Date Meeting Status
WY CUSIP 962166104 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Emmert Mgmt For For For
2 Elect Rick R. Holley Mgmt For For For
3 Elect Sara Mgmt For For For
Grootwassink
Lewis
4 Elect Deidra C. Mgmt For For For
Merriwether
5 Elect Al Monaco Mgmt For For For
6 Elect Nicole W. Mgmt For For For
Piasecki
7 Elect Lawrence A. Mgmt For For For
Selzer
8 Elect Devin W. Mgmt For For For
Stockfish
9 Elect Kim Williams Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wheaton Precious Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Glenn Ives Mgmt For For For
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect Eduardo Luna Mgmt For For For
1.9 Elect Marilyn Mgmt For For For
Schonberner
1.10 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wilmar International Limited
Ticker Security ID: Meeting Date Meeting Status
F34 CINS Y9586L109 04/15/2021 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LIM Siong Guan Mgmt For For For
5 Elect KUOK Khoon Hong Mgmt For Against Against
6 Elect PUA Seck Guan Mgmt For For For
7 Elect Kishore Mahbubani Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Grant Mgmt For Against Against
Options and Issue
Shares under the
Wilmar Executive
Share Option Scheme
2019
11 Related Party Mgmt For Against Against
Transactions
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 04/15/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Christopher Mgmt For For For
M.
Haynes
4 Re-elect Richard J. Mgmt For For For
Goyder
5 Re-elect Gene T. Mgmt For For For
Tilbrook
6 Remuneration Report Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Peter
Coleman)
8 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding
Facilitating
Nonbinding
Proposals
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Paris-aligned
Capital Expenditure
and
Operations
10 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Woongjin Coway Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
021240 CINS Y1786S109 03/31/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For Against Against
2 Accounts and Reports Mgmt For For For
________________________________________________________________________________
Xylem Inc.
Ticker Security ID: Meeting Date Meeting Status
XYL CUSIP 98419M100 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeanne Mgmt For For For
Beliveau-Dunn
2 Elect Patrick K. Decker Mgmt For For For
3 Elect Robert F. Friel Mgmt For For For
4 Elect Jorge M. Gomez Mgmt For For For
5 Elect Victoria D. Mgmt For Against Against
Harker
6 Elect Steven R. Mgmt For For For
Loranger
7 Elect Surya N. Mgmt For For For
Mohapatra
8 Elect Jerome A. Mgmt For For For
Peribere
9 Elect Markos I. Mgmt For For For
Tambakeras
10 Elect Lila Tretikov Mgmt For For For
11 Elect Uday Yadav Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Yamana Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
YRI CUSIP 98462Y100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Begeman Mgmt For For For
1.2 Elect Christiane Mgmt For For For
Bergevin
1.3 Elect Alexander Mgmt For For For
Davidson
1.4 Elect Richard Graff Mgmt For For For
1.5 Elect Kimberly Keating Mgmt For For For
1.6 Elect Peter Marrone Mgmt For For For
1.7 Elect Daniel Racine Mgmt For For For
1.8 Elect Jane Sadowsky Mgmt For For For
1.9 Elect Dino Titaro Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 02/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Provision of Materials Mgmt For For For
Supply
Agreement
3 Mutual Provision of Mgmt For For For
Labor and Services
Agreement
4 Provision of Insurance Mgmt For For For
Fund Administrative
Services
Agreement
5 Provision of Products, Mgmt For For For
Materials and Assets
Leasing
Agreement
6 Bulk Commodities Sale Mgmt For For For
and Purchase
Agreement
7 Entrusted Management Mgmt For For For
Agreement
8 Finance Lease Agreement Mgmt For For For
9 Glencore Framework Mgmt For For For
Coal Sales
Agreement
10 Glencore Framework Mgmt For For For
Coal Purchase
Agreement
11 HVO Services Contract Mgmt For For For
12 HVO Sales Contract Mgmt For For For
13 Authority to Give Mgmt For Against Against
Guarantees
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/18/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' and Mgmt For For For
Supervisors'
Fees
7 Liability Insurance Mgmt For For For
8 Appointment of Mgmt For For For
Auditors and
Authority to Set
Fees
9 Authority to Give Mgmt For Against Against
Guarantees
10 Approval of Domestic Mgmt For For For
and Overseas
Financing
Businesses
11 Amendments to Articles Mgmt For For For
12 Authority to Issue H Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 06/18/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Mgmt For For For
Repurchase H
Shares
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 09/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
of
Association
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yanzhou Coal Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
1171 CINS Y97417102 12/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Equity Interests and Mgmt For For For
Assets Transfer
Agreement
3 Supplemental Mgmt For For For
Authorization for
Domestic and Overseas
Debt Financing
Activities
4 Increase 2020-2024 Mgmt For For For
Cash Dividend
Ratio
5 Capital Increase Mgmt For For For
Agreement
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/06/2021 Take No Action
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting; Mgmt For TNA N/A
Agenda
6 Election of Presiding Mgmt For TNA N/A
Chair;
Minutes
7 Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits
and
Dividends
8 Remuneration Guidelines Mgmt For TNA N/A
9 Corporate Governance Mgmt For TNA N/A
Report
10 Authority to Set Mgmt For TNA N/A
Auditor's
Fees
11 Directors' Fees Mgmt For TNA N/A
12 Nomination Committee Mgmt For TNA N/A
Fees
13 Cancellation of Shares Mgmt For TNA N/A
14 Authority to Mgmt For TNA N/A
Repurchase
Shares
15 Amendments to Articles Mgmt For TNA N/A
16 Non-Voting Meeting Note N/A N/A TNA N/A
17 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Yara International ASA.
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 11/17/2020 Take No Action
Meeting Type Country of Trade
Special Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Opening of Meeting Mgmt For TNA N/A
6 Election of Presiding Mgmt For TNA N/A
Chair
7 Additional Dividend Mgmt For TNA N/A
8 Non-Voting Meeting Note N/A N/A TNA N/A
9 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/19/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 2020 Group Financial Mgmt For Against Against
Services
Agreement
4 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
5 Amendments to Articles Mgmt For For For
of
Association
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 01/29/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 2020 Group Financial Mgmt For Against Against
Services
Agreement
5 2020 Parent Group Mgmt For Against Against
Financial Services
Agreement
6 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For Against Against
Domestic and/or H
Shares w/o Preemptive
Rights
8 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 06/07/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to H Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Zhaojin Mining Industry Company Limited
Ticker Security ID: Meeting Date Meeting Status
1818 CINS Y988A6104 09/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Corporate
Bonds
2 Authority to Issue Mgmt For For For
Medium-term
Notes
3 Authority to Issue Mgmt For For For
Perpetual Medium-term
Notes
4 Amendments to Article Mgmt For For For
3.5
5 Board Authorization to Mgmt For For For
Handle Matters
Necessary for the
Article
Amendment
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 01/11/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted A Share Mgmt For For For
Incentive
Scheme for 2020
(Revised
Draft)
3 Administrative Mgmt For For For
Measures
for
Implementation of
Appraisal for the
Restricted A Share
Incentive Scheme for
2020
4 Board Authorization Mgmt For For For
regarding Restricted
A Share
Incentive
Scheme for 2020
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
3 Authority to Issue Mgmt For For For
Debt
Instruments
4 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
5 Authority to Give Mgmt For For For
Guarantees
6 Directors' Report Mgmt For For For
7 Independent Directors' Mgmt For For For
Report
8 Supervisors' Report Mgmt For For For
9 Accounts and Reports Mgmt For For For
10 Annual Report Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Directors' and Mgmt For For For
Supervisors'
Fees
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 07/20/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Satisfaction of the Mgmt For For For
Conditions for the
Public Issuance of
A-share Convertible
Corporate
Bonds
3 Type of securities to Mgmt For For For
be
issued
4 Size of the issuance Mgmt For For For
5 Par value and issue Mgmt For For For
price
6 Term of the A Share Mgmt For For For
Convertible Corporate
Bonds
7 Coupon rate of the A Mgmt For For For
Share Convertible
Corporate
Bonds
8 Timing and method of Mgmt For For For
repayment of
principal and
interest
payment
9 Conversion period Mgmt For For For
10 Determination and Mgmt For For For
adjustment of the
conversion
price
11 Terms of downward Mgmt For For For
adjustment to
conversion
price
12 Method for determining Mgmt For For For
the number of A
Shares for conversion
and treatment for
remaining balance of
the A Share
Convertible Corporate
Bonds which is
insufficient to be
converted into one A
Share
13 Terms of redemption Mgmt For For For
14 Terms of sale back Mgmt For For For
15 Entitlement to Mgmt For For For
dividend in the year
of
conversion
16 Method of the issuance Mgmt For For For
and target
subscribers
17 Subscription Mgmt For For For
arrangement for the
existing A
Shareholders
18 Relevant matters of Mgmt For For For
bondholders
meetings
19 Use of proceeds Mgmt For For For
20 Rating Mgmt For For For
21 Management and deposit Mgmt For For For
for proceeds
raised
22 Guarantee and security Mgmt For For For
23 Validity period of the Mgmt For For For
resolution of the
issuance
24 Plan of the Public Mgmt For For For
Issuance of A Share
Convertible Corporate
Bonds
25 Feasibility Report on Mgmt For For For
the Use of
Proceeds
26 Specific report on the Mgmt For For For
use of proceeds
previously raised of
the Company (as at 31
December
2019)
27 Specific report on the Mgmt For For For
use of proceeds
previously raised of
the Company (as at 31
March
2020)
28 Recovery Measures for Mgmt For For For
Dilutive
Impact
29 Profit Distribution Mgmt For For For
and Return Plan (Year
2020-2022)
30 Formulation of Rules Mgmt For For For
for A Share
Convertible Corporate
Bondholders
Meeting
31 Possible connected Mgmt For For For
transactions of
subscriptions
of
A Share Convertible
Corporate Bonds under
the public
issuance
32 Board Authority to Mgmt For For For
Handle All Matters
Relating to the
Public Issuance of A
share Convertible
Corporate
Bonds
33 Authority to Give Mgmt For For For
Guarantees
34 Authority to Give Mgmt For For For
Guarantees
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 07/20/2020 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type of securities to Mgmt For For For
be
issued
3 Size of the issuance Mgmt For For For
4 Par value and issue Mgmt For For For
price
5 Term of the A Share Mgmt For For For
Convertible Corporate
Bonds
6 Coupon rate of the A Mgmt For For For
Share Convertible
Corporate
Bonds
7 Timing and method of Mgmt For For For
repayment of
principal and
interest
payment
8 Conversion period Mgmt For For For
9 Determination and Mgmt For For For
adjustment of the
conversion
price
10 Terms of downward Mgmt For For For
adjustment to
conversion
price
11 Method for determining Mgmt For For For
the number of A
Shares for conversion
and treatment for
remaining balance of
the A Share
Convertible Corporate
Bonds which is
insufficient to be
converted into one A
Share
12 Terms of redemption Mgmt For For For
13 Terms of sale back Mgmt For For For
14 Entitlement to Mgmt For For For
dividend in the year
of
conversion
15 Method of the issuance Mgmt For For For
and target
subscribers
16 Subscription Mgmt For For For
arrangement for the
existing A
Shareholders
17 Relevant matters of Mgmt For For For
bondholders
meetings
18 Use of proceeds Mgmt For For For
19 Rating Mgmt For For For
20 Management and deposit Mgmt For For For
for proceeds
raised
21 Guarantee and security Mgmt For For For
22 Validity period of the Mgmt For For For
resolution of the
issuance
23 Plan of Public Mgmt For For For
Issuance of A share
Convertible Corporate
Bonds
24 Board Authority to Mgmt For For For
Handle all Matters
Relating to the
Public Issuance of A
Share
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Zijin Mining Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2899 CINS Y9892H107 12/29/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Restricted A Share Mgmt For For For
Incentive
Scheme for 2020
(Revised
Draft)
3 Administrative Mgmt For For For
Measures
for
Implementation of
Appraisal for the
Restricted A Share
Incentive Scheme for
2020
4 Board Authorization Mgmt For For For
regarding Restricted
A Share
Incentive
Scheme for 2020
5 Amendment to Mgmt For For For
Remuneration and
Assessment Proposal
of Directors and
Supervisors
6 Elect BO Shaochuan Mgmt For For For
7 Par value and size of Mgmt For For For
the
issuance
8 Coupon rates or their Mgmt For For For
determination
methods
9 Term and types of the Mgmt For For For
bonds
10 Use of proceeds Mgmt For For For
11 Method of the Mgmt For For For
issuance, targets of
the issuance and
placement to existing
shareholders
12 Guarantee arrangement Mgmt For For For
13 Redemption or Mgmt For For For
sell-back
provisions
14 Credit standing of the Mgmt For For For
Company and
safeguarding measures
for
repayment
15 Underwriting Mgmt For For For
16 Listing arrangement Mgmt For For For
17 Validity period of the Mgmt For For For
resolution
18 Board Authorization Mgmt For For For
regarding Shelf
Offering of Corporate
Bonds
19 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Oil Refiners ETF
________________________________________________________________________________
Ampol Limited
Ticker Security ID: Meeting Date Meeting Status
ALD CINS Q03608124 05/13/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Mark P. Mgmt For For For
Chellew
4 Elect Michael (Mike) Mgmt For For For
F.
Ihlein
5 Elect Gary Smith Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Matthew
Halliday)
________________________________________________________________________________
Cosmo Energy Holdings Company Limited
Ticker Security ID: Meeting Date Meeting Status
5021 CINS J08906109 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiroshi Kiriyama Mgmt For Against Against
4 Elect Takayuki Uematsu Mgmt For For For
5 Elect Shigeru Yamada Mgmt For For For
6 Elect Yoshimitsu Sunano Mgmt For For For
7 Elect Abdulla Mohamed Mgmt For For For
Shadid
8 Elect Ali Al Dhaheri Mgmt For For For
9 Elect Ryuko Inoue Mgmt For For For
10 Elect Yasuko Takayama Mgmt For For For
11 Elect Keiichi Asai Mgmt For For For
12 Elect Kazuko Takahara Mgmt For For For
as Alternate Audit
Committee
Director
________________________________________________________________________________
ENEOS Holdings,Inc.
Ticker Security ID: Meeting Date Meeting Status
5020 CINS J29699105 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tsutomu Sugimori Mgmt For For For
4 Elect Katsuyuki Ota Mgmt For For For
5 Elect Yoshikazu Yokoi Mgmt For For For
6 Elect Junichi Iwase Mgmt For For For
7 Elect Yasushi Yatabe Mgmt For For For
8 Elect Hiroshi Hosoi Mgmt For For For
9 Elect Seiichi Murayama Mgmt For For For
10 Elect Takeshi Saito Mgmt For For For
11 Elect Hiroko Ota Mgmt For For For
12 Elect Yoshiiku Miyata Mgmt For For For
13 Elect Yasumi Kudo Mgmt For For For
14 Elect Shingo Nishimura Mgmt For For For
15 Elect Yuko Mitsuya Mgmt For For For
________________________________________________________________________________
Formosa Petrochemicals Corp.
Ticker Security ID: Meeting Date Meeting Status
6505 CINS Y2608S103 06/17/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Business Report Mgmt For For For
and Financial
Statements
2 Distribution of 2020 Mgmt For For For
Profits
3 Amendments of Rules Mgmt For For For
for Election of
Directors
4 Amendments to the Mgmt For For For
Rules of Procedure
for Shareholders'
Meeting
5 Elect CHEN Bao-Lang Mgmt For For For
6 Elect WONG William Mgmt For For For
7 Elect WANG Susan Mgmt For Against Against
8 Elect WANG Wilfred Mgmt For For For
9 Elect WANG Walter Mgmt For Against Against
10 Elect TSAO Mihn Mgmt For For For
11 Elect LIN Keh-Yen Mgmt For For For
12 Elect CHEN Jui-Shih Mgmt For For For
13 Elect HSU Te-Hsiung Mgmt For For For
14 Elect CHIEN Yu-Lang Mgmt For For For
15 Elect TSAY Song-Yueh Mgmt For For For
16 Elect HSU Chia-Hsien Mgmt For For For
17 Elect CHANG Chang-Pang Mgmt For For For
18 Elect CHENG Yu Mgmt For For For
19 Elect LEE Sush-Der Mgmt For For For
20 Releasing the Mgmt For For For
Directors from
Non-competition
Restrictions
________________________________________________________________________________
Galp Energia, SGPS, S.A.
Ticker Security ID: Meeting Date Meeting Status
GALP CINS X3078L108 04/23/2021 Voted
Meeting Type Country of Trade
Annual Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Ratify Co-Option of Mgmt For For For
Andrew R.D.
Brown
4 Accounts and Reports; Mgmt For For For
Remuneration
Report
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Board Mgmt For For For
Acts
7 Ratification of the Mgmt For For For
Supervisory Council
Acts
8 Ratification of Mgmt For For For
Statutory Auditors
Acts
9 Remuneration Policy Mgmt For For For
(Binding)
10 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Grupa Lotos SA
Ticker Security ID: Meeting Date Meeting Status
LTS CINS X32440103 06/30/2021 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Election of Presiding Mgmt For For For
Chair
6 Compliance with Rules Mgmt For For For
of
Convocation
7 Agenda Mgmt For For For
8 Presentation of Mgmt For For For
Financial
Statements
9 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
10 Presentation of Mgmt For For For
Management Board
Report
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Mgmt For For For
Management Board
Report
(Expenses)
13 Financial Statements Mgmt For For For
14 Financial Statements Mgmt For For For
(Consolidated)
15 Management Board Report Mgmt For For For
16 Coverage of Loss Mgmt For For For
17 Ratification of Mgmt For For For
Management
Acts
18 Ratification of Mgmt For For For
Supervisory Board
Acts
19 Amendments to Articles Mgmt For For For
20 Remuneration Report Mgmt For For For
21 Land Property Purchase Mgmt For For For
22 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
the Supervisory Board
Composition
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HollyFrontier Corporation
Ticker Security ID: Meeting Date Meeting Status
HFC CUSIP 436106108 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne-Marie N. Mgmt For For For
Ainsworth
2 Elect Anna C. Catalano Mgmt For For For
3 Elect Leldon E. Echols Mgmt For For For
4 Elect Manuel J. Mgmt For For For
Fernandez
5 Elect Michael C. Mgmt For For For
Jennings
6 Elect R. Craig Knocke Mgmt For For For
7 Elect Robert J. Mgmt For For For
Kostelnik
8 Elect James H. Lee Mgmt For For For
9 Elect Franklin Myers Mgmt For For For
10 Elect Michael E. Rose Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
HYUNDAI HEAVY INDUSTRIES HOLDINGS CO.,LTD.
Ticker Security ID: Meeting Date Meeting Status
267250 CINS Y3R3C9109 03/25/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KWON Oh Gap Mgmt For Against Against
4 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
HWANG Yun
Sung
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Idemitsu Kosan Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
5019 CINS J2388K103 06/23/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Reduce Mgmt For For For
Capital
Reserve
4 Elect Shunichi Kito Mgmt For For For
5 Elect Takashi Mgmt For For For
Matsushita
6 Elect Susumu Nibuya Mgmt For For For
7 Elect Atsuhiko Hirano Mgmt For For For
8 Elect Noriaki Sakai Mgmt For For For
9 Elect Masakazu Idemitsu Mgmt For For For
10 Elect Kazunari Kubohara Mgmt For For For
11 Elect Takeo Kikkawa Mgmt For For For
12 Elect Mitsunobu Mgmt For For For
Koshiba
13 Elect Yumiko Noda Mgmt For For For
14 Elect Maki Kado Mgmt For For For
15 Elect Tsutomu Yoshioka Mgmt For Against Against
as Statutory
Auditor
16 Elect Junko Kai as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect Jonathan Z. Cohen Mgmt For For For
3 Elect Michael J. Mgmt For For For
Hennigan
4 Elect Frank M. Semple Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Approval of the 2021 Mgmt For For For
Incentive
Compensation
Plan
8 Elimination of Mgmt For For For
Supermajority
Requirement
9 Repeal of Classified Mgmt For For For
Board
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation in the
Event of a Change in
Control
________________________________________________________________________________
MOL Hungarian Oil And Gas Plc
Ticker Security ID: Meeting Date Meeting Status
MOL CINS X5S32S129 04/15/2021 Voted
Meeting Type Country of Trade
Annual Hungary
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Presentation of Mgmt For For For
Directors'
Report
8 Presentation of Mgmt For For For
Auditor's
Report
9 Presentation of Mgmt For For For
Supervisory Board
Report
10 Financial Statements Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Corporate Governance Mgmt For For For
Declaration
13 Ratification of Board Mgmt For For For
Acts
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Presentation of Mgmt For Against Against
Information on Share
Repurchase; Authority
to Repurchase and
Reissue
Shares
16 Elect Oszkar Vilagi to Mgmt For For For
Board of
Directors
17 Election of Mgmt For For For
Supervisory Board
Members; Election of
Audit Committee
Members
18 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Neste Corporation
Ticker Security ID: Meeting Date Meeting Status
NESTE CINS X5688A109 03/30/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Directors' Fees Mgmt For For For
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Amendments to Articles Mgmt For For For
21 Accounts and Reports Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 06/02/2021 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Supervisory Board Mgmt For For For
Members'
Fees
9 Appointment of Auditor Mgmt For For For
10 Remuneration Report Mgmt For For For
11 Long-Term Incentive Mgmt For For For
Plan
2021
12 Share Part of Annual Mgmt For For For
Bonus
2021
13 Elect Saeed Mohamed Al Mgmt For For For
Mazrouei as
Supervisory Board
Member
14 Authority to Reissue Mgmt For For For
Treasury
Shares
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 09/29/2020 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Supervisory Board Mgmt For For For
Members'
Fees
10 Appointment of Auditor Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Long-Term Incentive Mgmt For For For
Plan
2020
13 Share Part of Annual Mgmt For For For
Bonus
2020
14 Elect Gertrude Mgmt For For For
Tumpel-Gugerell
15 Elect Wolfgang C.G. Mgmt For Abstain Against
Berndt
16 Increase in Authorised Mgmt For For For
Capital
________________________________________________________________________________
PBF Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PBF CUSIP 69318G106 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Nimbley Mgmt For For For
2 Elect E. Spencer Mgmt For For For
Abraham
3 Elect Wayne A. Budd Mgmt For For For
4 Elect Karen Davis Mgmt For For For
5 Elect S. Eugene Edwards Mgmt For For For
6 Elect William E. Hantke Mgmt For For For
7 Elect Robert J. Lavinia Mgmt For For For
8 Elect Kimberly S. Lubel Mgmt For For For
9 Elect George E. Ogden Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julie L. Bushman Mgmt For For For
2 Elect Lisa Davis Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Greenhouse
Gas Reduction
Targets
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Polski Koncern Naftowy Orlen S.A.
Ticker Security ID: Meeting Date Meeting Status
PKN CINS X6922W204 05/27/2021 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Election of Scrutiny Mgmt For For For
Commission
8 Presentation of Mgmt For For For
Management Board
Report
9 Presentation of Mgmt For For For
Financial
Statements
10 Presentation of Mgmt For For For
Financial Statements
(Consolidated)
11 Presentation of Mgmt For For For
Supervisory Board
Report
12 Presentation of Report Mgmt For For For
on Selected
Operational
Expenses
13 Management Board Report Mgmt For For For
14 Financial Statements Mgmt For For For
15 Financial Statements Mgmt For For For
(Consolidated)
16 Coverage of Losses Mgmt For For For
17 Dividends Mgmt For For For
18 Ratification of Mgmt For For For
Management Board
Acts
19 Ratification of Mgmt For For For
Supervisory Board
Acts
20 Amendments to Mgmt For For For
Articles/ Uniform
Text of
Articles
21 Remuneration Report Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
S-Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
010950 CINS Y80710109 03/30/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect Hussain A. Mgmt For For For
Al-Qahtani
4 Elect Mohammed Y. Mgmt For For For
Al-Qahtani
5 Elect Ziad T. Mgmt For For For
Al-Murshed
6 Elect S.M. Al-Hereagi Mgmt For For For
7 Elect Yahya A.Abushal Mgmt For For For
8 Elect HAN Deok Soo Mgmt For Against Against
9 Elect LEE Jae Hoon Mgmt For Against Against
10 Elect SHIN Mi Nam Mgmt For For For
11 Elect Janice LEE Jung Mgmt For Against Against
Soon
12 Elect LEE Jeon Hwan Mgmt For Against Against
13 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member:
HWANG In
Tae
14 Election of Audit Mgmt For Against Against
Committee Member: LEE
Jae
Hoon
15 Election of Audit Mgmt For For For
Committee Member:
SHIN Mi
Nam
16 Election of Audit Mgmt For Against Against
Committee Member: LEE
Jeon
Hwan
17 Directors' Fees Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
SK Innovation Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/26/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect KIM Jung Gwan Mgmt For Against Against
3 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
CHOI Woo
Seok
4 Share Option Grant Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Tupras Turkiye Petrol Rafinerileri A.S
Ticker Security ID: Meeting Date Meeting Status
TUPRS CINS M8966X108 03/31/2021 Voted
Meeting Type Country of Trade
Annual Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Presentation of Mgmt For For For
Auditors'
Report
6 Financial Statements Mgmt For For For
7 Ratification of Board Mgmt For For For
Acts
8 Allocation of Mgmt For For For
Profits/Dividends
9 Amendments to Articles Mgmt For For For
10 Election of Directors; Mgmt For Against Against
Board Size; Board
Term
Length
11 Compensation Policy Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor Mgmt For Against Against
14 Charitable Donations Mgmt For For For
15 Presentation of Report Mgmt For Against Against
on
Guarantees
16 Authority to Carry out Mgmt For For For
Competing Activities
or Related Party
Transactions
17 Wishes Mgmt For Against Against
18 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Paulett Mgmt For For For
Eberhart
2 Elect Joseph W. Gorder Mgmt For For For
3 Elect Kimberly S. Mgmt For For For
Greene
4 Elect Deborah P. Mgmt For For For
Majoras
5 Elect Eric D. Mullins Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Philip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Mgmt For For For
Profusek
9 Elect Stephen M. Waters Mgmt For For For
10 Elect Randall J. Mgmt For For For
Weisenburger
11 Elect Rayford Wilkins Mgmt For For For
Jr.
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Z Energy Limited
Ticker Security ID: Meeting Date Meeting Status
ZEL CINS Q9898K103 06/17/2021 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorise Board to Set Mgmt N/A For N/A
Auditor's
Fees
2 Re-elect Abigail Mgmt N/A For N/A
(Abby) K.
Foote
3 Re-elect Andrew (Mark) Mgmt N/A For N/A
Cross
Fund Name : VanEck Vectors Oil Services ETF
________________________________________________________________________________
Baker Hughes Company
Ticker Security ID: Meeting Date Meeting Status
BKR CUSIP 05722G100 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Geoffrey Mgmt For For For
Beattie
1.2 Elect Gregory D. Mgmt For For For
Brenneman
1.3 Elect Cynthia B. Mgmt For For For
Carroll
1.4 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
1.5 Elect Nelda J. Connors Mgmt For For For
1.6 Elect Gregory L. Ebel Mgmt For For For
1.7 Elect Lynn L. Elsenhans Mgmt For For For
1.8 Elect John G. Rice Mgmt For For For
1.9 Elect Lorenzo Simonelli Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Cactus, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHD CUSIP 127203107 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Y. Mgmt For For For
McGovern
1.2 Elect John (Andy) Mgmt For For For
O'Donnell
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ChampionX Corporation
Ticker Security ID: Meeting Date Meeting Status
CHX CUSIP 03755L104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sivasankaran Mgmt For For For
Somasundaram
1.2 Elect Stephen K. Wagner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2018 Mgmt For For For
Equity and Cash
Incentive
Plan
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kwaku Temeng Mgmt For For For
2 Elect Lawrence Bruno Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kwaku Temeng Mgmt For For For
2 Elect Lawrence Bruno Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Cancellation of Mgmt For For For
Repurchased
Shares
6 Authority to Mgmt For For For
Repurchase
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Remuneration Report Mgmt For For For
________________________________________________________________________________
DMC Global Inc.
Ticker Security ID: Meeting Date Meeting Status
BOOM CUSIP 23291C103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Aldous Mgmt For For For
1.2 Elect Andrea E. Bertone Mgmt For For For
1.3 Elect Robert A. Cohen Mgmt For For For
1.4 Elect Ruth I. Dreessen Mgmt For For For
1.5 Elect Richard P. Graff Mgmt For For For
1.6 Elect Michael A. Kelly Mgmt For Withhold Against
1.7 Elect Kevin T. Longe Mgmt For For For
1.8 Elect Clifton Peter Mgmt For For For
Rose
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven L. Newman Mgmt For For For
2 Elect Amy B. Schwetz Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2017 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Abdulaziz F. Mgmt For For For
Alkhayyal
2 Elect William E. Mgmt For For For
Albrecht
3 Elect M. Katherine Mgmt For For For
Banks
4 Elect Alan M. Bennett Mgmt For For For
5 Elect Milton Carroll Mgmt For For For
6 Elect Murry S. Gerber Mgmt For For For
7 Elect Patricia Mgmt For For For
Hemingway
Hall
8 Elect Robert A. Malone Mgmt For For For
9 Elect Jeffrey A. Miller Mgmt For For For
10 Elect Bhavesh V. Patel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
14 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Helix Energy Solutions Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HLX CUSIP 42330P107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Amerino Gatti Mgmt For For For
1.2 Elect Owen Kratz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Delaney M. Mgmt For For For
Bellinger
2 Elect Kevin Cramton Mgmt For For For
3 Elect Randy A. Foutch Mgmt For For For
4 Elect Hans Helmerich Mgmt For For For
5 Elect John W. Lindsay Mgmt For For For
6 Elect Jose R. Mas Mgmt For For For
7 Elect Thomas A. Petrie Mgmt For For For
8 Elect Donald F. Mgmt For For For
Robillard,
Jr.
9 Elect Edward B. Rust, Mgmt For For For
Jr.
10 Elect Mary M. Mgmt For For For
VanDeWeghe
11 Elect John D. Zeglis Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Liberty Oilfield Services Inc
Ticker Security ID: Meeting Date Meeting Status
LBRT CUSIP 53115L104 11/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition of the Mgmt For For For
OneStim
Business
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Liberty Oilfield Services Inc.
Ticker Security ID: Meeting Date Meeting Status
LBRT CUSIP 53115L104 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ken Babcock Mgmt For For For
1.2 Elect Brett Staffieri Mgmt For For For
1.3 Elect Christopher A Mgmt For For For
Wright
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F137 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tanya S. Beder Mgmt For For For
1.2 Elect Anthony R. Chase Mgmt For For For
1.3 Elect James R. Crane Mgmt For For For
1.4 Elect John P. Kotts Mgmt For Withhold Against
1.5 Elect Michael C. Linn Mgmt For For For
1.6 Elect Anthony G. Mgmt For For For
Petrello
1.7 Elect John Yearwood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Plan
________________________________________________________________________________
NexTier Oilfield Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
NEX CUSIP 65290C105 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert W. Mgmt For For For
Drummond
2 Elect Stuart M. Mgmt For For For
Brightman
3 Elect Gary M. Halverson Mgmt For For For
4 Elect Patrick M. Murray Mgmt For For For
5 Elect Amy H. Nelson Mgmt For For For
6 Elect Mel G. Riggs Mgmt For For For
7 Elect Michael Roemer Mgmt For For For
8 Elect James C. Stewart Mgmt For For For
9 Elect Scott Wille Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For Against Against
Equity and Incentive
Award
Plan
________________________________________________________________________________
NOV Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 62955J103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clay C. Williams Mgmt For For For
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Marcela E. Mgmt For For For
Donadio
4 Elect Ben A. Guill Mgmt For For For
5 Elect James T. Hackett Mgmt For For For
6 Elect David D. Harrison Mgmt For For For
7 Elect Eric L. Mattson Mgmt For For For
8 Elect Melody B. Meyer Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karen H. Beachy Mgmt For For For
2 Elect Deanna L. Goodwin Mgmt For For For
3 Elect Kavitha Velusamy Mgmt For For For
4 Elect Steven A. Webster Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E. Joseph Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Equity Participation
Plan
________________________________________________________________________________
Patterson-UTI Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTEN CUSIP 703481101 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tiffany J. Thom Mgmt For For For
Cepak
1.2 Elect Michael W. Conlon Mgmt For For For
1.3 Elect William A Mgmt For For For
Hendricks,
Jr.
1.4 Elect Curtis W. Huff Mgmt For For For
1.5 Elect Terry H. Hunt Mgmt For For For
1.6 Elect Janeen S. Judah Mgmt For For For
2 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ProPetro Holding Corp
Ticker Security ID: Meeting Date Meeting Status
PUMP CUSIP 74347M108 10/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip A. Gobe Mgmt For For For
1.2 Elect Spencer D. Mgmt For Withhold Against
Armour,
III
1.3 Elect Mark S. Berg Mgmt For For For
1.4 Elect Anthony J. Best Mgmt For For For
1.5 Elect Michele Vion Mgmt For For For
Choka
1.6 Elect Alan E. Douglas Mgmt For For For
1.7 Elect Jack B. Moore Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2020 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ProPetro Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
PUMP CUSIP 74347M108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip A. Gobe Mgmt For For For
1.2 Elect Spencer D. Mgmt For Withhold Against
Armour,
III
1.3 Elect Mark S. Berg Mgmt For For For
1.4 Elect Anthony J. Best Mgmt For For For
1.5 Elect Michele Vion Mgmt For For For
Choka
1.6 Elect Alan E. Douglas Mgmt For For For
1.7 Elect G. Larry Lawrence Mgmt For For For
1.8 Elect Jack B. Moore Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPC, Inc.
Ticker Security ID: Meeting Date Meeting Status
RES CUSIP 749660106 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary W. Rollins Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Hubbell
1.3 Elect Harry J. Cynkus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger Limited
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick de la Mgmt For For For
Chevardiere
2 Elect Miguel M. Mgmt For For For
Galuccio
3 Elect Olivier Le Peuch Mgmt For For For
4 Elect Tatiana A. Mgmt For For For
Mitrova
5 Elect Maria Mor?us Mgmt For For For
Hanssen
6 Elect Mark G. Papa Mgmt For For For
7 Elect Henri Seydoux Mgmt For For For
8 Elect Jeffrey W. Sheets Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Accounts and Reports; Mgmt For For For
Approval of
Dividend
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2017 Mgmt For For For
Omnibus Stock
Incentive
Plan
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Select Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTTR CUSIP 81617J301 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David C. Baldwin Mgmt For For For
2 Elect Richard A. Mgmt For For For
Burnett
3 Elect Robert V. Delaney Mgmt For For For
4 Elect John Schmitz Mgmt For For For
5 Elect Troy W. Thacker Mgmt For For For
6 Elect David A. Trice Mgmt For For For
7 Elect Douglas J. Wall Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TechnipFMC plc
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP G87110105 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas J. Mgmt For For For
Pferdehirt
2 Elect Eleazar de Mgmt For For For
Carvalho
Filho
3 Elect Claire S. Farley Mgmt For For For
4 Elect Peter Mellbye Mgmt For For For
5 Elect John C.G. O'Leary Mgmt For For For
6 Elect Margareth Ovrum Mgmt For For For
7 Elect Kay G. Priestly Mgmt For For For
8 Elect John Yearwood Mgmt For For For
9 Elect Sophie Zurquiyah Mgmt For Against Against
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Remuneration Report Mgmt For For For
12 Remuneration Policy Mgmt For Against Against
13 U.K. Annual Accounts Mgmt For For For
and
Reports
14 Ratification of U.S. Mgmt For For For
Auditor
15 Re-appointment of U.K Mgmt For For For
Statutory
Auditor
16 U.K. Statutory Auditor Mgmt For For For
Fees
17 Authority to Mgmt For For For
Repurchase Shares
Off-Market
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditor
Report
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For Against Against
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Remuneration Report Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Transocean Ltd.
Ticker Security ID: Meeting Date Meeting Status
RIG CUSIP H8817H100 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Losses Mgmt For For For
4 Renewal of Authorized Mgmt For For For
Capital
5 Elect Glyn A. Barker Mgmt For For For
6 Elect Vanessa C.L. Mgmt For For For
Chang
7 Elect Frederico Fleury Mgmt For For For
Curado
8 Elect Chadwick C. Mgmt For For For
Deaton
9 Elect Vincent J. Mgmt For For For
Intrieri
10 Elect Samuel J. Mgmt For For For
Merksamer
11 Elect Frederik W. Mohn Mgmt For For For
12 Elect Edward R. Muller Mgmt For For For
13 Elect Margareth Ovrum Mgmt For For For
14 Elect Diane de Saint Mgmt For For For
Victor
15 Elect Jeremy D. Thigpen Mgmt For For For
16 Elect Chadwick C. Mgmt For For For
Deaton as
Chair
17 Elect Glyn A. Barker Mgmt For For For
18 Elect Vanessa C.L. Mgmt For For For
Chang
19 Elect Samuel J. Mgmt For For For
Merksamer
20 Appointment of Mgmt For For For
Independent
Proxy
21 Appointment of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
23 Board Compensation Mgmt For For For
(Binding)
24 Executive Compensation Mgmt For For For
(Binding)
25 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
U.S. Silica Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SLCA CUSIP 90346E103 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Bernard Mgmt For For For
2 Elect Diane K. Duren Mgmt For For For
3 Elect William J. Kacal Mgmt For For For
4 Elect Charles W. Shaver Mgmt For For For
5 Elect Bryan A. Shinn Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Amendment to the 2011 Mgmt For For For
Incentive
Compensation
Plan
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
Fund Name : VanEck Vectors Pharmaceutical ETF
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Richard A. Mgmt For For For
Gonzalez
1.3 Elect Rebecca B. Mgmt For For For
Roberts
1.4 Elect Glenn F. Tilton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Incentive Stock
Program
5 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Amarin Corporation plc
Ticker Security ID: Meeting Date Meeting Status
AMRN CUSIP 023111206 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick J. Mgmt For For For
O'Sullivan
2 Elect David Stack Mgmt For Against Against
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amarin Corporation plc
Ticker Security ID: Meeting Date Meeting Status
AMRN CUSIP 023111206 07/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lars G. Ekman Mgmt For For For
2 Elect Joseph Zakrzewski Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2020 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For Against Against
10 Elect Dennis M. Nally Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Leif Johansson Mgmt For For For
6 Elect Pascal Soriot Mgmt For For For
7 Elect Marc Dunoyer Mgmt For For For
8 Elect Philip Broadley Mgmt For For For
9 Elect Euan Ashley Mgmt For For For
10 Elect Michel Demare Mgmt For For For
11 Elect Deborah DiSanzo Mgmt For For For
12 Elect Diana Layfield Mgmt For For For
13 Elect Sheri McCoy Mgmt For For For
14 Elect Tony SK MOK Mgmt For For For
15 Elect Nazneen Rahman Mgmt For For For
16 Elect Marcus Wallenberg Mgmt For For For
17 Remuneration Report Mgmt For For For
(Advisory)
18 Remuneration Policy Mgmt For Against Against
(Binding)
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
23 Authority to Mgmt For For For
Repurchase
Shares
24 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
25 AstraZeneca Mgmt For Against Against
Performance Share
Plan
2020
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Alexion Transaction Mgmt For For For
________________________________________________________________________________
Bausch Health Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
BHC CUSIP 071734107 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard U. De Mgmt For For For
Schutter
2 Elect David Robert Hale Mgmt For For For
3 Elect Brett M. Icahn Mgmt For For For
4 Elect Argeris N. Mgmt For For For
Karabelas
5 Elect Sarah B. Kavanagh Mgmt For For For
6 Elect Steven D. Miller Mgmt For For For
7 Elect Joseph C. Papa Mgmt For For For
8 Elect John A. Paulson Mgmt For For For
9 Elect Robert N. Power Mgmt For For For
10 Elect Russel C. Mgmt For For For
Robertson
11 Elect Thomas W. Ross, Mgmt For For For
Sr.
12 Elect Andrew C. von Mgmt For For For
Eschenbach
13 Elect Amy B. Wechsler Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Michael W. Bonney Mgmt For For For
3 Elect Giovanni Caforio Mgmt For For For
4 Elect Julia A. Haller Mgmt For For For
5 Elect Paula A. Price Mgmt For For For
6 Elect Derica W. Rice Mgmt For For For
7 Elect Theodore R. Mgmt For For For
Samuels,
II
8 Elect Gerald Storch Mgmt For For For
9 Elect Karen H. Vousden Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2021 Mgmt For For For
Stock Award and
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Catalent Inc.
Ticker Security ID: Meeting Date Meeting Status
CTLT CUSIP 148806102 10/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Madhavan Mgmt For For For
Balachandran
2 Elect J. Martin Carroll Mgmt For For For
3 Elect Rolf Classon Mgmt For For For
4 Elect John J. Greisch Mgmt For For For
5 Elect Christa Kreuzburg Mgmt For For For
6 Elect Gregory T. Lucier Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Elanco Animal Health Incorporated
Ticker Security ID: Meeting Date Meeting Status
ELAN CUSIP 28414H103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William F. Doyle Mgmt For For For
2 Elect Art A. Garcia Mgmt For For For
3 Elect Denise Mgmt For For For
Scots-Knight
4 Elect Jeffrey N. Mgmt For For For
Simmons
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2018 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Baicker Mgmt For For For
2 Elect J. Erik Fyrwald Mgmt For For For
3 Elect Jamere Jackson Mgmt For For For
4 Elect Gabrielle Mgmt For For For
Sulzberger
5 Elect Jackson P. Tai Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Bonus
Deferral
Policy
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Jonathan R. Mgmt For For For
Symonds
4 Elect Emma N. Walmsley Mgmt For For For
5 Elect Charles A. Mgmt For For For
Bancroft
6 Elect Manvinder S. Mgmt For For For
Banga
7 Elect Hal V. Barron Mgmt For For For
8 Elect Vivienne Cox Mgmt For For For
9 Elect Lynn L. Elsenhans Mgmt For For For
10 Elect Laurie H. Mgmt For For For
Glimcher
11 Elect Jesse Goodman Mgmt For For For
12 Elect Iain J. Mackay Mgmt For For For
13 Elect Urs Rohner Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
20 Authority to Mgmt For For For
Repurchase
Shares
21 Approve exemption from Mgmt For For For
statement of the
senior statutory
auditor's name in
published auditors'
reports
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
GW Pharmaceuticals plc
Ticker Security ID: Meeting Date Meeting Status
GWPH CUSIP 36197T103 04/23/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
(Merger)
2 Amendment to Articles Mgmt For For For
and General
Authorization to
Carry Scheme into
Effect
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Jazz Pharmaceuticals Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
JAZZ CUSIP G50871105 07/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce C. Cozadd Mgmt For For For
2 Elect Heather Ann Mgmt For For For
McSharry
3 Elect Anne O'Riordan Mgmt For For For
4 Elect Rick E. Mgmt For For For
Winningham
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2007 Mgmt For Against Against
Non-Employee
Directors Stock Award
Plan
8 Reduction in Share Mgmt For For For
Premium
Account
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary C. Beckerle Mgmt For For For
2 Elect D. Scott Davis Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jennifer A. Mgmt For For For
Doudna
5 Elect Alex Gorsky Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Hubert Joly Mgmt For For For
8 Elect Mark B. McClellan Mgmt For For For
9 Elect Anne Mulcahy Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Mark A. Mgmt For For For
Weinberger
13 Elect Nadja Y. West Mgmt For For For
14 Elect Ronald A. Mgmt For For For
Williams
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Impact
Audit
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Bonus
Deferral
Policy
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Maria Martinez Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For Against Against
10 Elect Brian S. Tyler Mgmt For For For
11 Elect Kenneth E. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Mary Ellen Coe Mgmt For For For
3 Elect Pamela J. Craig Mgmt For For For
4 Elect Kenneth C. Mgmt For For For
Frazier
5 Elect Thomas H. Glocer Mgmt For For For
6 Elect Risa Mgmt For For For
Lavizzo-Mourey
7 Elect Stephen L. Mayo Mgmt For For For
8 Elect Paul B. Rothman Mgmt For For For
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Christine E. Mgmt For For For
Seidman
11 Elect Inge G. Thulin Mgmt For For For
12 Elect Kathy J. Warden Mgmt For For For
13 Elect Peter C. Wendell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CUSIP 66987V109 03/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Cancellation of Shares Mgmt For For For
and Reduction in
Share
Capital
5 Authority to Mgmt For For For
Repurchase
Shares
6 Board Compensation Mgmt For For For
7 Executive Compensation Mgmt For For For
8 Compensation Report Mgmt For For For
9 Elect Jorg Reinhardt Mgmt For For For
as Board
Chair
10 Elect Nancy C. Andrews Mgmt For For For
11 Elect Ton Buchner Mgmt For For For
12 Elect Patrice Bula Mgmt For For For
13 Elect Elizabeth Doherty Mgmt For For For
14 Elect Ann M. Fudge Mgmt For For For
15 Elect Bridgette P. Mgmt For For For
Heller
16 Elect Frans van Houten Mgmt For For For
17 Elect Simon Moroney Mgmt For For For
18 Elect Andreas von Mgmt For For For
Planta
19 Elect Charles L. Mgmt For For For
Sawyers
20 Elect Enrico Vanni Mgmt For For For
21 Elect William T. Mgmt For For For
Winters
22 Elect Patrice Bula as Mgmt For For For
Compensation
Committee
Member
23 Elect Bridgette P. Mgmt For For For
Heller as
Compensation
Committee
Member
24 Elect Enrico Vanni as Mgmt For For For
Compensation
Committee
Member
25 Elect William T. Mgmt For For For
Winters as
Compensation
Committee
Member
26 Elect Simon Moroney as Mgmt For For For
Compensation
Committee
Member
27 Appointment of Auditor Mgmt For For For
28 Appointment of Mgmt For For For
Independent
Proxy
29 Amendments to Articles Mgmt For For For
(Term of
Office)
30 Additional or Amended Mgmt For Against Against
Proposals
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Buck Mgmt For For For
2 Elect Alex N. Blanco Mgmt For For For
3 Elect Jody H. Feragen Mgmt For For For
4 Elect Robert C. Frenzel Mgmt For For For
5 Elect Francis J. Mgmt For For For
Malecha
6 Elect Ellen A. Rudnick Mgmt For For For
7 Elect Neil A. Mgmt For For For
Schrimsher
8 Elect Mark S. Walchirk Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perrigo Company plc
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP G97822103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Orlando D. Mgmt For For For
Ashford
3 Elect Rolf A. Classon Mgmt For For For
4 Elect Katherine C. Mgmt For For For
Doyle
5 Elect Adriana Mgmt For For For
Karaboutis
6 Elect Murray S. Kessler Mgmt For For For
7 Elect Jeffrey B. Mgmt For For For
Kindler
8 Elect Erica L. Mann Mgmt For For For
9 Elect Donal O'Connor Mgmt For For For
10 Elect Geoffrey M. Mgmt For For For
Parker
11 Elect Theodore R. Mgmt For For For
Samuels,
II
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald E. Mgmt For For For
Blaylock
2 Elect Albert Bourla Mgmt For For For
3 Elect Susan Mgmt For For For
Desmond-Hellmann
4 Elect Joseph J. Mgmt For For For
Echevarria
5 Elect Scott Gottlieb Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Dan R. Littman Mgmt For For For
9 Elect Shantanu Narayen Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect James Quincey Mgmt For For For
12 Elect James C. Smith Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Access to COVID-19
Products
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Co-Option of Gilles
Schnepp
5 Elect Fabienne Mgmt For For For
Lecorvaisier
6 Elect Melanie G Lee Mgmt For For For
7 Elect Barbara Lavernos Mgmt For For For
8 2020 Remuneration Mgmt For For For
Report
9 2020 Remuneration of Mgmt For For For
Serge Weinberg,
Chair
10 2020 Remuneration of Mgmt For For For
Paul Hudson,
CEO
11 2021 Remuneration Mgmt For For For
Policy
(Board)
12 2021 Remuneration Mgmt For For For
Policy
(Chair)
13 2021 Remuneration Mgmt For For For
Policy
(CEO)
14 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
19 Authority to Issue Mgmt For For For
Debt
Instruments
20 Greenshoe Mgmt For For For
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
22 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
23 Employee Stock Mgmt For For For
Purchase
Plan
24 Authority to Issue Mgmt For For For
Performance
Shares
25 Amendments to Articles Mgmt For For For
Regarding Written
Consultations
26 Amendments to Articles Mgmt For For For
to Comply with
"PACTE"
Law
27 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Takeda Pharmaceutical Company Limited
Ticker Security ID: Meeting Date Meeting Status
4502 CUSIP 874060205 06/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Christophe Weber Mgmt For For For
4 Elect Masato Iwasaki Mgmt For For For
5 Elect Andrew Plump Mgmt For For For
6 Elect Constantine Mgmt For For For
Saroukos
7 Elect Masahiro Sakane Mgmt For For For
8 Elect Olivier Bohuon Mgmt For For For
9 Elect Jean-Luc Butel Mgmt For For For
10 Elect Ian T. Clark Mgmt For Against Against
11 Elect Yoshiaki Fujimori Mgmt For For For
12 Elect Steven Gillis Mgmt For For For
13 Elect Shiro Kuniya Mgmt For For For
14 Elect Toshiyuki Shiga Mgmt For For For
15 Elect Masami Iijima as Mgmt For For For
Audit Committee
Director
16 Bonus Mgmt For For For
________________________________________________________________________________
Zoetis Inc.
Ticker Security ID: Meeting Date Meeting Status
ZTS CUSIP 98978V103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sanjay Khosla Mgmt For For For
2 Elect Antoinette R. Mgmt For For For
Leatherberry
3 Elect Willie M. Reed Mgmt For For For
4 Elect Linda Rhodes Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
Fund Name : VanEck Vectors Preferred Securities ex Financials ETF
________________________________________________________________________________
Alabama Power Company
Ticker Security ID: Meeting Date Meeting Status
ALP-PQ CUSIP 010392462 04/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angus R. Cooper Mgmt For For For
2 Elect Mark. A Mgmt For For For
Crosswhite
3 Elect O.B. Grayson Mgmt For For For
Hall
Jr.
4 Elect Anthony A. Joseph Mgmt For Against Against
5 Elect Robert D. Powers Mgmt For For For
6 Elect Catherine J. Mgmt For For For
Randall
7 Elect R. Mitchell Mgmt For For For
Shackleford
8 Elect Selwyn M. Vickers Mgmt For For For
9 Elect Phillip M. Webb Mgmt For For For
________________________________________________________________________________
Blueknight Energy Partners LP
Ticker Security ID: Meeting Date Meeting Status
BKEP CUSIP 09625U109 11/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reincorporation from Mgmt For For For
California to
Maryland
________________________________________________________________________________
Qurate Retail, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRTEA CUSIP 74915M100 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard N. Barton Mgmt For Withhold Against
1.2 Elect Michael A. George Mgmt For For For
1.3 Elect Gregory B. Maffei Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stanley Black & Decker, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWK CUSIP 854502101 05/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elimination of Mgmt For For For
Business Combination
Supermajority
Requirements
Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF
________________________________________________________________________________
AMG Advanced Metallurgical Group N.V.
Ticker Security ID: Meeting Date Meeting Status
AMG CINS N04897109 05/06/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Remuneration Report Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Mgmt For For For
Management Board
Acts
11 Ratification of Mgmt For For For
Supervisory Board
Acts
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Heinz Mgmt For For For
Schimmelbusch to the
Management
Board
14 Elect Eric Jackson to Mgmt For For For
the Management
Board
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Elect Willem Van Mgmt For For For
Hassel to the
Supervisory
Board
17 Elect Herb D. Depp to Mgmt For For For
the Supervisory
Board
18 Elect Warmolt Prins to Mgmt For For For
the Supervisory
Board
19 Management Board Mgmt For For For
Remuneration
Policy
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Suppress Mgmt For For For
Preemptive
Rights
23 Authority to Mgmt For For For
Repurchase
Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AXT, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXTI CUSIP 00246W103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jesse Chen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2015 Mgmt For For For
Equity
Incentive Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
China Molybdenum Company Limited
Ticker Security ID: Meeting Date Meeting Status
3993 CINS Y1503Z113 05/21/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Budget Report 2021 Mgmt For For For
3 Financial Report and Mgmt For For For
Financial Statements
2020
4 Appointment of Auditor Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Annual Report Mgmt For For For
9 Purchase of Structured Mgmt For For For
Deposit with Internal
Idle
Fund
10 Purchase of Wealth Mgmt For For For
Management
Products
11 Authority to Give Mgmt For For For
Guarantees to
Wholly-owned
Subsidiaries
12 Authority to Give Mgmt For For For
Supply Chain
Financing Guarantee
by IXM to
Suppliers
13 Authority to Give Mgmt For For For
Guarantees For Joint
Venture
14 Authority to Issue Mgmt For For For
Debt Financing
Instruments
15 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
16 Elect SUN Ruiwen Mgmt For For For
17 Elect LI Chaochun Mgmt For For For
18 Elect YUAN Honglin Mgmt For Against Against
19 Elect GUO YiMing Mgmt For For For
20 Elect CHENG Yunlei Mgmt For For For
21 Elect Gerry WANG Mgmt For For For
Yougui
22 Elect YAN Ye Mgmt For For For
23 Elect Li Shuhua Mgmt For For For
24 Elect ZHANG Zhenhao Mgmt For For For
25 Elect KOU Youmin Mgmt For Against Against
26 Remunerations of Mgmt For For For
Directors and
Supervisors
27 Amendments to Articles Mgmt For For For
of Association and
Other Internal
Management
Systems
28 Forfeiture of Mgmt For For For
Uncollected Dividend
for the Year
2013
29 Board Authorization to Mgmt For For For
Distribute Interim
and Quarterly
Dividend
2021
30 Authority to Issue A Mgmt For Against Against
and/or H Shares w/o
Preemptive
Rights
31 Authority to Mgmt For For For
Repurchase H
Shares
32 2021 First Phase Mgmt For Against Against
Employee Share
Ownership Plan
(Draft) and its
Summary
33 Administrative Mgmt For Against Against
measures for 2021
First Phase Employee
Share Ownership
Plan
34 Board Authorisation to Mgmt For Against Against
Handle Matters
Related to the 2021
First Phase Employee
Share Ownership
Plan
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y1500E105 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Annual Report And Mgmt For For For
Its
Summary
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Work Report Of Mgmt For For For
Independent
Directors
5 2020 Annual Accounts Mgmt For For For
6 2021 Financial Budget Mgmt For For For
Report
7 2021 Investment Plan Mgmt For Abstain Against
8 2020 Profit Mgmt For For For
Distribution
Plan
9 Implementing Results Mgmt For For For
Of 2020 Continuing
Connected
Transactions And
Estimation Of 2021
Continuing Connected
Transactions
10 The Rare Earth Ore Mgmt For For For
Supply Contract With
A
Company
11 2021 Application For Mgmt For For For
Comprehensive Credit
Line
12 Provision Of Guarantee Mgmt For For For
Quota To Controlled
Subsidiaries
13 Reappointment Of Audit Mgmt For For For
Firm
14 Acquisition Of A Mgmt For For For
Company
15 By-election of QU Mgmt For For For
Yedong As a
Director
16 By-election of DU Ying Mgmt For For For
As an Independent
Director
________________________________________________________________________________
China Northern Rare Earth (Group) High-Tech Co.Ltd
Ticker Security ID: Meeting Date Meeting Status
600111 CINS Y1500E105 12/24/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adjustment of the Mgmt For For For
Companys Business
Scope and Amendments
to the Companys
Articles of
Association
2 Adjustment of the Mgmt For Abstain Against
Management Measures
on Financing
Guarantee for
Controlled
Subsidiaries
________________________________________________________________________________
Eramet S.A.
Ticker Security ID: Meeting Date Meeting Status
ERA CINS F3145H130 05/28/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts Mgmt For For For
and
Reports
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Allocation of Losses Mgmt For For For
10 Elect Jean-Philippe Mgmt For For For
Vollmer
11 Elect Christine Mgmt For For For
Coignard
12 Elect Catherine Ronge Mgmt For For For
13 Elect Alilat Mgmt For For For
Antseleve-Oyima
14 Elect Christel Bories Mgmt For For For
15 2021 Remuneration Mgmt For For For
Policy (Board of
Directors)
16 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
17 2020 Remuneration Mgmt For For For
Report
18 2020 Remuneration of Mgmt For Against Against
Christel Bories,
Chair and
CEO
19 Amendment to Article Mgmt For For For
Regarding Lead
Director
20 Appointment of Auditor Mgmt For For For
(KPMG); Non Renewal
of Alternate Auditor
(Salustro
Reydel)
21 Appointment of Auditor Mgmt For For For
(Grant Thornton); Non
Renewal of Alternate
Auditor
(Auditex)
22 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
23 Authority to Issue Mgmt For For For
Performance
Shares
24 Amendment to Article Mgmt For For For
Regarding Corporate
Mission
25 Authorisation of Legal Mgmt For For For
Formalities
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Galaxy Resources Limited
Ticker Security ID: Meeting Date Meeting Status
GXY CINS Q39596194 05/20/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Florencia Mgmt For Against Against
Heredia
4 Ratify Placement of Mgmt For For For
Securities
5 Equity Grant (Chair Mgmt For For For
Martin
Rowley)
6 Equity Grant (NED John Mgmt For For For
Turner)
7 Equity Grant (NED Mgmt For For For
Peter
Bacchus)
8 Equity Grant (NED Alan Mgmt For For For
Fitzpatrick)
9 Equity Grant (NED Mgmt For For For
Florencia
Heredia)
10 Equity Grant Mgmt For For For
(Executive Director
Anthony
Tse)
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 03/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For Against Against
3 Method and Timing of Mgmt For Against Against
Issuance
4 Target Subscribers Mgmt For Against Against
5 Issuance Size Mgmt For Against Against
6 Pricing Method Mgmt For Against Against
7 Accumulated Profits Mgmt For Against Against
before the
Issuance
8 Use of Proceeds Mgmt For Against Against
9 Valid Period of the Mgmt For Against Against
Resolution
10 Listing Market Mgmt For Against Against
11 Board Authority to Mgmt For Against Against
Handle Matters
Related to the
Issuance of H
Shares
12 Approval of Bank Line Mgmt For Against Against
of Credit and
Authority to Give
Guarantees
13 Authority to Give Mgmt For Against Against
Guarantees to
Controlled
Subsidiaries
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 03/17/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Type and Nominal Value Mgmt For Against Against
3 Method and Timing of Mgmt For Against Against
Issuance
4 Target Subscribers Mgmt For Against Against
5 Issuance Size Mgmt For Against Against
6 Pricing Method Mgmt For Against Against
7 Accumulated Profits Mgmt For Against Against
before the
Issuance
8 Use of Proceeds Mgmt For Against Against
9 Valid Period of the Mgmt For Against Against
Resolution
10 Listing Market Mgmt For Against Against
11 Board Authority to Mgmt For Against Against
Handle Matters
Related to the
Issuance of H
Shares
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 04/30/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Change of the Mgmt For For For
Company's Registered
Capital and Business
Cope, and Amendments
to the Company's
Articles of
Association
3 Capital Increase in a Mgmt For Abstain Against
Wholly-owned
Subsidiary
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 06/04/2021 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2021 Employee Stock Mgmt For For For
Options Plan (Draft)
and Its
Summary
3 Management Measures Mgmt For For For
for 2021 Employee
Stock Options
Plan
4 Board Authorisation to Mgmt For For For
Handle Matters
Related to 2021
Employee Stock
Options
Plan
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 06/04/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Directors' Report Mgmt For For For
3 2020 Supervisors' Mgmt For For For
Report
4 2020 Annual Report and Mgmt For For For
Its Summary and
Performance
Announcement
5 2020 Accounts and Mgmt For For For
Reports
6 Re-appointment of Mgmt For Against Against
Auditor for
2021
7 Approval of Mgmt For For For
Remuneration for
Directors
8 Approval of Mgmt For For For
Remuneration for
Supervisors
9 2020 Allocation of Mgmt For For For
Dividends
10 Approval to Increase Mgmt For For For
Capital in a
Wholly-Owned
Subsidiary
11 General Authorisation Mgmt For Against Against
to Issue Additional A
Shares or H
Shares
12 General Authorisation Mgmt For For For
to Issue Domestic and
Overseas Debt
Financing
Instruments
13 Approval for the Mgmt For For For
Company and
Subsidiaries to
Launch Foreign
Exchange Hedge
Business
14 2021 Estimated Related Mgmt For For For
Party
Transactions
15 Approval to Provide Mgmt For For For
Guarantees to
Controlled
Subsidiaries
16 2021 Employee Stock Mgmt For For For
Options Plan (Draft)
and Its
Summary
17 Management Measures Mgmt For For For
for 2021 Employee
Stock Options
Plan
18 Board Authorisation to Mgmt For For For
Handle Matters
Related to 2021
Employee Stock
Options
Plan
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Proposed Increase In Mgmt For For For
Continuing Connected
Transactions in
2021
3 Connected Transaction Mgmt For For For
Regarding Possible
Offer for Bacanora
Lithium Plc by A
Wholly-Owned
Subsidiary
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 10/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Wealth Management and Mgmt For For For
Investment
3 Project Investment Mgmt For For For
Regarding High-end
Polymer Lithium
Battery R&D and
Production Base
Construction
4 Authority to Give Mgmt For For For
Guarantees
5 Related Party Mgmt For For For
Transactions
6 Elect SHEN Haibo Mgmt For For For
________________________________________________________________________________
Ganfeng Lithium Co Ltd
Ticker Security ID: Meeting Date Meeting Status
002460 CINS Y2690M105 12/03/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of Capital Mgmt For For For
Increase and Employee
Ownership Plan in A
Subsidiary
________________________________________________________________________________
Iluka Resources
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 10/16/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Demerger and Mgmt For For For
Capital
Reduction
________________________________________________________________________________
Iluka Resources Limited
Ticker Security ID: Meeting Date Meeting Status
ILU CINS Q4875J104 04/29/2021 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andrea Sutton Mgmt For For For
3 Re-elect Robert J. Cole Mgmt For For For
4 Remuneration Report Mgmt For For For
5 Equity Grant (MD/CEO Mgmt For For For
Tom
O'Leary)
________________________________________________________________________________
Jinduicheng Molybdenum Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
601958 CINS Y44498106 05/07/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For Abstain Against
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 Mgmt For For For
2020 Annual Accounts
and 2021 Financial
Budget
5 Allocation of Mgmt For For For
Profits/Dividends
6 2021 Continuing Mgmt For For For
Connected
Transactions
Plan
7 2021 Technical Mgmt For For For
Transformation
Measures and
Investment Plan for
Equipment
Replacement
8 Appointment Of 2021 Mgmt For For For
Financial Audit Firm
And Internal Control
Audit
Firm
9 Amendments to The Mgmt For For For
Company S Articles of
Association
10 Amendments to The Mgmt For For For
Rules of Procedure
Governing
Shareholders General
Meetings
11 Amendments to The Mgmt For For For
Company S Rules of
Procedure Governing
the Board
Meetings
12 Amendments to The Mgmt For For For
Company S Rules of
Procedure Governing
Meetings of The
Supervisory
Committee
________________________________________________________________________________
Jupiter Mines Limited
Ticker Security ID: Meeting Date Meeting Status
JMS CINS Q5135L102 02/19/2021 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reduction in Share Mgmt For For For
Capital Pursuant to
Demerger
________________________________________________________________________________
Jupiter Mines Limited
Ticker Security ID: Meeting Date Meeting Status
JMS CINS Q5135L102 07/08/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A Against N/A
3 Elect Hans-Jurgen Mende Mgmt For For For
________________________________________________________________________________
Lithium Americas Corp.
Ticker Security ID: Meeting Date Meeting Status
LAC CUSIP 53680Q207 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect George Ireland Mgmt For For For
2.2 Elect Jonathan Evans Mgmt For For For
2.3 Elect John A. Mgmt For For For
Kanellitsas
2.4 Elect Franco Mignacco Mgmt For For For
2.5 Elect WANG Xiaoshen Mgmt For Withhold Against
2.6 Elect Fabiana Chubbs Mgmt For For For
2.7 Elect Yuan Gao Mgmt For For For
2.8 Elect Kelvin P. M. Mgmt For For For
Dushnisky
2.9 Elect Jinhee Magie Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Livent Corporation
Ticker Security ID: Meeting Date Meeting Status
LTHM CUSIP 53814L108 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Mgmt For For For
Brondeau
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect Robert C. Pallash Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Lynas Corporation Ltd.
Ticker Security ID: Meeting Date Meeting Status
LYC CINS Q5683J210 11/26/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect John S. Mgmt For For For
Humphrey
4 Re-elect Grant B. Mgmt For For For
Murdoch
5 Elect Vanessa A. Mgmt For For For
Guthrie
6 Renew Performance Mgmt For For For
Rights
Plan
7 Equity Grant (MD/CEO Mgmt For For For
Amanda
Lacaze)
8 Change in Company Name Mgmt For For For
and Amendments to
Constitution
________________________________________________________________________________
MP Materials Corp.
Ticker Security ID: Meeting Date Meeting Status
MP CUSIP 553368101 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Litinsky Mgmt For For For
1.2 Elect Andrew A. Mgmt For For For
McKnight
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Orocobre Ltd
Ticker Security ID: Meeting Date Meeting Status
ORE CINS Q7142R106 11/13/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Robert Hubbard Mgmt For For For
3 Relect Masaharu Mgmt For For For
Katayama
4 STI Performance Rights Mgmt For For For
5 LTI Performance Rights Mgmt For For For
6 Ratify Placement of Mgmt For For For
Shares (April 2020
Placement)
7 Ratify Placement of Mgmt For For For
Shares (September
2020
Placement)
8 Remuneration Report Mgmt For For For
________________________________________________________________________________
Pilbara Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
PLS CINS Q7539C100 11/17/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sally-Anne Mgmt For For For
Layman
4 Re-elect Steve Mgmt For For For
Scudamore
5 Amendments to Employee Mgmt N/A For N/A
Award
Plan
6 Equity Grant (MD/CEO Mgmt For For For
Ken Brinsden - FY2021
LTI)
7 Equity Grant (MD/CEO Mgmt For For For
Ken Brinsden -
Employee Salary
Sacrifice
Scheme)
8 Equity Grant (MD/CEO Mgmt For For For
Ken Brinsden - FY2020
STI)
9 Equity Grant (Chair Mgmt N/A For N/A
Anthony
Kiernan)
10 Equity Grant (NED Mgmt N/A For N/A
Stephen
Scudamore)
11 Equity Grant (NED Mgmt N/A For N/A
Nicholas
Cernotta)
12 Equity Grant (NED Mgmt N/A For N/A
Sally-Anne
Layman)
13 Approve Termination Mgmt For For For
Payments
14 Section 195 Approval Mgmt N/A For N/A
________________________________________________________________________________
Shenghe Resources Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600392 CINS Y8817A106 05/28/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Directors' Report Mgmt For For For
2 2020 Supervisors' Mgmt For For For
Report
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Accounts and Mgmt For For For
Reports
5 2020 Allocation of Mgmt For For For
Dividends
6 Actual Amount of 2020 Mgmt For For For
Related Party
Transactions and 2021
Estimated Related
Party
Transactions
7 Related Party Mgmt For For For
Transactions
regarding 2021
Additional Asset
Trust Fees and
Approval to Sign
Supplemental
Agreement
8 Approval of 2020 Mgmt For For For
Directors and
Supervisors'
Fees
9 Approval of 2021 Mgmt For For For
Estimated Guarantee
Quota
10 2020 Internal Control Mgmt For For For
Assessment
Report
11 2020 Internal Control Mgmt For For For
Audit
Report
12 2020 Report on Deposit Mgmt For For For
and Use of Previously
Raised
Funds
13 Approval of Asset Mgmt For For For
Losses and Provision
for Goodwill
Impairment
________________________________________________________________________________
Shenghe Resources Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600392 CINS Y8817A106 09/18/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Give Mgmt For For For
Guarantees
3 Connected Transaction Mgmt For For For
Regarding Transfer of
Equities in Two
Controlled
Subsidiaries
4 Connected Transaction Mgmt For For For
Regarding the Debt
Repayment Agreement
to be Signed by
Controlled
Subsidiaries
5 Purchase Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
________________________________________________________________________________
Shenghe Resources Holding Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
600392 CINS Y8817A106 11/13/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ZHANG Jinsong Mgmt For For For
2 2020 Estimated Mgmt For For For
Additional Continuing
Connected
Transactions
________________________________________________________________________________
Toho Titanium Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
5727 CINS J85366102 06/17/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yasuji Yamao Mgmt For For For
3 Elect Shigeo Ampo Mgmt For For For
4 Elect Hiroshi Matsubara Mgmt For For For
5 Elect Norio Yuki Mgmt For For For
6 Elect Kazuaki Komamiya Mgmt For For For
7 Elect Ryuichi Nagai Mgmt For For For
8 Elect Yoichi Hayashi Mgmt For For For
9 Elect Yasuhiko Ikubo Mgmt For For For
10 Elect Kimiharu Okura Mgmt For For For
11 Elect Naomi Harada as Mgmt For For For
Audit Committee
Director
________________________________________________________________________________
Tronox Holdings plc
Ticker Security ID: Meeting Date Meeting Status
TROX CUSIP G9087Q102 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ilan Kaufthal Mgmt For For For
2 Elect Mutlaq Mgmt For For For
Al-Morished
3 Elect Vanessa A. Mgmt For For For
Guthrie
4 Elect Peter B. Johnston Mgmt For For For
5 Elect Ginger M. Jones Mgmt For For For
6 Elect Stephen J. Jones Mgmt For For For
7 Elect Moazzam Khan Mgmt For For For
8 Elect Sipho A. Nkosi Mgmt For For For
9 Elect John Romano Mgmt For For For
10 Elect Jean-Francois Mgmt For For For
Turgeon
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Accounts and Reports Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Re-Appointment of Mgmt For For For
Statutory
Auditor
16 Authority to Set Mgmt For For For
Statutory Auditor's
Fees
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 03/05/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Projected Mgmt For For For
Connected
Transactions with
Fujian Province Yejin
(Holdings) Co., Ltd.
and its
Subsidiaries
2 2021 Projected Mgmt For For For
Connected
Transactions with
Jiangxi Jutong
Industry Co.,
Ltd.
3 2021 Projected Mgmt For For For
Connected
Transactions with
China Tungsten And
Hightech Materials
Co., Ltd. and its
Subsidiaries
4 2021 Projected Mgmt For For For
Connected
Transactions with
Japan Joint Materials
Company and TMA
Corporation
5 2021 Projected Mgmt For For For
Connected
Transactions with
Suzhou Aichi Gauss
Motor Co.,
Ltd.
6 2021 Projected Mgmt For For For
Connected
Transactions with
Fujian Province
Changting Qiandong
Rare-Earth Co.,
Ltd.
7 2021 Projected Mgmt For For For
Connected
Transactions with
Jiangxi Province
Ganbei Tungsten Co.,
Ltd.
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 04/22/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2020 Work Report Of Mgmt For For For
The Board Of
Directors
3 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
4 2020 Annual Accounts Mgmt For For For
And 2021 Financial
Budget
Report
5 2020 Annual Report And Mgmt For For For
Its
Summary
6 2020 Profit Mgmt For For For
Distribution
Plan
7 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
8 2021 Provision of Mgmt For For For
Guarantee for
Controlled
Subsidiary
9 Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its
Wholly-owned
Subsidiary
10 The Above Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its
Wholly-owned
Subsidiary
11 The Above Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its 2nd
Wholly-owned
Subsidiary
12 The Above Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its 3rd
Wholly-owned
Subsidiary
13 A 2nd Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its
Wholly-owned
Subsidiary
14 The 2nd Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its
Wholly-owned
Subsidiary
15 The 2nd Controlled Mgmt For For For
Subsidiary's
Provision of
Guarantee for the
Financing of its 2nd
Wholly-owned
Subsidiary
16 Reappointment Of Audit Mgmt For For For
Firm
17 Amendments to the Mgmt For For For
Company's Articles of
Association
18 Amendments To The Mgmt For For For
Rules Of Procedure
Governing The Board
Meetings
19 Amendments to the Mgmt For For For
Rules of Procedure
Governing Meetings of
the Supervisory
Committee
20 Repurchase and Mgmt For For For
Cancellation of Some
Locked Restricted
Stocks Granted to
Plan Participants
Under the 2020
Restricted Stock
Incentive
Plan
21 Purchase of Liability Mgmt For For For
Insurance for
Directors,
Supervisors and
Senior
Management
22 Approve Entrusted Mgmt For For For
Management
23 Elect HUANG Changgeng Mgmt For For For
24 Elect WANG Dan Mgmt For For For
25 Elect YOSHIDA Satoshi Mgmt For For For
26 Elect HOU Xiaoliang Mgmt For For For
27 Elect ZHOU Min Mgmt For For For
28 Elect WU Gaochao Mgmt For For For
29 Elect HONG Maochun Mgmt For For For
30 Elect YE Xiaojie Mgmt For For For
31 Elect CHENG Wenwen Mgmt For For For
32 Elect XU Jisong Mgmt For For For
33 Elect YU Mu Mgmt For For For
34 Elect Yoshitake Fukaya Mgmt For Against Against
35 Elect CHEN Guanghong Mgmt For For For
36 Elect XIE Xiaotong Mgmt For Against Against
37 Elect NIE Xinsen Mgmt For Against Against
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 06/16/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding Waiver of
the Preemptive Rights
for Capital Increase
in a
Subsidiary
2 Amendments To The Mgmt For For For
Articles Of
Association
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 07/15/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Adjustment of Mgmt For For For
Estimated Continuing
Connected
Transactions with A
Company and Companies
Directly or
Indirectly Controlled
by
It
2 2020 Adjustment of Mgmt For For For
Estimated Continuing
Connected
Transactions with
Another Company and
Companies Directly or
Indirectly Controlled
by
It
3 2020 Adjustment of Mgmt For For For
Estimated Continuing
Connected
Transactions with Two
Companies
4 2020 Adjustment of Mgmt For For For
Estimated Continuing
Connected
Transactions with A
Joint-stock
Company
5 2020 Adjustment of Mgmt For For For
Estimated Continuing
Connected
Transactions with
Three
Companies
6 Continuing Connected Mgmt For For For
Transaction Framework
Agreement to Be
Signed With A
Company
7 Continuing Connected Mgmt For For For
Transaction Framework
Agreement to Be
Signed with Another
Company
8 Continuing Connected Mgmt For For For
Transaction Framework
Agreement to Be
Signed with A 3rd
Company
9 Continuing Connected Mgmt For For For
Transaction Framework
Agreement to Be
Signed with A 4th
Company
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Spin-off Listing of Mgmt For For For
the Subsidiary's IPO
Shares on the Star
Market of
SSE
2 Preplan for the Mgmt For For For
Spin-off Listing of
the Subsidiary on the
Star Market of
SSE
3 The Spin-off Listing Mgmt For For For
of the Subsidiary is
in Compliance with
the Several Issues
Concerning the
Regulation of
Domestic Spin-off
Listing of
Subordinate Companies
of Listed
Companies
4 The Spin-off Listing Mgmt For For For
of the Subsidiary on
the Star Market of
SSE is for the Rights
and Interest of
Shareholders and
Creditors
5 Statement on Mgmt For For For
Maintaining
Independence and
Sustainable
Profitability
6 The Above Subsidiary Mgmt For For For
is Capable of
Conducting
Law-based Operation
7 The Spin-off Listing Mgmt For For For
of a Subsidiary is in
Compliance with
Relevant Laws and
Regulations
8 Statement on the Mgmt For For For
Compliance and
Completeness of the
Legal Procedures of
the Spin-off and the
Validity of the Legal
Documents
Submitted
9 Purpose, Commercial Mgmt For For For
Reasonability,
Necessity
and
Feasibility Analysis
of the Spin-off
Listing
10 Full Authorization to Mgmt For For For
the Board and Its
Authorized
Persons to Handle
Matters Regarding the
Spin-off
Listing
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/09/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Management Mgmt For For For
Measures For The
Implementation Of
2020 Restricted Stock
Incentive
Plan
3 Authorization to the Mgmt For For For
Board to Handle
Matters Regarding
2020 Restricted Stock
Incentive
Plan
4 The Framework Mgmt For For For
Agreement On
Connected
Transactions To Be
Signed
5 Amendments To The Mgmt For Abstain Against
Implementing Plan For
Annual
Remuneration
________________________________________________________________________________
Xiamen Tungsten
Ticker Security ID: Meeting Date Meeting Status
600549 CINS Y6454T107 12/25/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Connected Transaction Mgmt For For For
Regarding
Participation in
Setting Up a New
Material
Fund
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 04/19/2021 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2020 Work Report Of Mgmt For For For
The Board Of
Directors
2 2020 Work Report Of Mgmt For For For
The Supervisory
Committee
3 2020 Annual Report And Mgmt For For For
Its
Summary
4 2020 Annual Accounts Mgmt For For For
5 2020 Audit Connected Mgmt For For For
Transactions
6 2021 Estimated Mgmt For For For
Continuing Connected
Transactions
7 2020 Profit Mgmt For For For
Distribution
Plan
8 2020 Remuneration For Mgmt For For For
Directors,
Supervisors And
Senior
Management
9 Reappointment Of 2021 Mgmt For For For
Audit
Firm
10 Authorization of 2021 Mgmt For For For
Financing Credit Line
to the Company and
its
Subsidiaries
11 Authorization for 2021 Mgmt For Against Against
Guarantee Quota
Between the Company
and its Subsidiaries
and Among
Subsidiaries
12 2021 Issuance of Mgmt For Abstain Against
Non-financial
Enterprise Debt
Financing Instruments
by the Company and
Subsidiaries
13 Quota for 2021 Forward Mgmt For For For
Foreign Exchange
Settlement and Sale
Business and Currency
Swap Business and
Foreign Exchange
Options of the
Company and its
Subsidiaries
14 2020 Work Report Of Mgmt For For For
Independent
Directors
15 Amendments to the Mgmt For For For
Company's Articles of
Association
16 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedural Governing
Shareholder Meetings
and Other Systems:
Work Rules for the
General
Manager
17 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedural Governing
Shareholder Meetings
and Other Systems:
Work System for the
Board
Secretary
18 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedural Governing
Shareholder Meetings
and Other Systems:
Registration and
Management System for
Persons with Insider
Information
19 Amendments to the Mgmt For Abstain Against
Company's Rules of
Procedural Governing
Shareholder Meetings
and Other Systems:
Investors Relations
Management
Measures
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 05/17/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2021 Restricted Stock Mgmt For For For
Incentive Plan
(Draft) And Its
Summary
2 Appraisal Measures for Mgmt For For For
the Implementation of
the 2021 Restricted
Stock Incentive
Plan
3 Authorization To the Mgmt For For For
Board To Handle
Matters Regarding the
2021 Restricted Stock
Incentive
Plan
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 06/08/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Mgmt For For For
Related Party
Transaction regarding
Cash Acquisition of
Assets
2 Approval to Sign Mgmt For For For
Conditional Equity
Transfer Contract
with a Transaction
Counterparty
3 Approval to Sign Mgmt For For For
Conditional Voting
Right Proxy Agreement
with Zhejiang Huayou
Holding Group Co.,
Limited
4 Approval of External Mgmt For For For
Investment to
Establish a Joint
Venture Company and
Provision of
Guarantees
5 Board Authorisation to Mgmt For For For
Handle Matters
Related to the
Transaction
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 06/28/2021 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 The Company's Mgmt For For For
Eligibility for
Public Issuance of
Convertible Corporate
Bonds
2 Type of Securities to Mgmt For For For
Be
Issued
3 Issuing Scale Mgmt For For For
4 Par Value and Issue Mgmt For For For
Price
5 Bond Duration Mgmt For For For
6 Interest Rate of the Mgmt For For For
Bond
7 Time Limit and Method Mgmt For For For
for Repaying the
Principal and
Interest
8 Conversion Period Mgmt For For For
9 Determination and Mgmt For For For
Adjustment to the
Conversion
Price
10 Provisions on Downward Mgmt For For For
Adjustment of
Conversion
Price
11 Determining Method for Mgmt For For For
the Number of
Converted
Shares
12 Redemption Clauses Mgmt For For For
13 Resale Clauses Mgmt For For For
14 Attribution of Related Mgmt For For For
Dividends for
Conversion
Years
15 Issuing Targets and Mgmt For For For
Method
16 Arrangement for Mgmt For For For
Placing to Original
Shareholders
17 Matters Regarding the Mgmt For For For
Meetings of
Bondholders
18 Purpose of the Raised Mgmt For For For
Funds
19 Guarantee Matters Mgmt For For For
20 Rating Matters Mgmt For For For
21 Management and Deposit Mgmt For For For
of Raised
Funds
22 The Valid Period of Mgmt For For For
the Issuing
Plan
23 Preplan For Public Mgmt For For For
Issuance Of
Convertible Corporate
Bonds
24 Feasibility Analysis Mgmt For For For
Report on the Use of
Funds to Be Raised
from the Public
Issuance of
Convertible Corporate
Bonds
25 Report On The Use Of Mgmt For For For
Previously Raised
Funds
26 Diluted Immediate Mgmt For For For
Return After the
Public Issuance of
Convertible Corporate
Bonds, Filling
Measures and Relevant
Commitments
27 Shareholder Return Mgmt For For For
Plan For The Next
Three Years From 2021
To
2023
28 Rules Governing the Mgmt For For For
Meetings of
Bondholders of the
Company's Convertible
Bonds
29 Full Authorization to Mgmt For For For
the Board and Its
Authorized Persons to
Handle Matters
Regarding the Public
Issuance of
Convertible Corporate
Bonds
30 Investment In Mgmt For For For
Construction Of A
Project
________________________________________________________________________________
Zhejiang Huayou Cobalt Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
603799 CINS Y9898D100 07/30/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report On The Use Of Mgmt For For For
Previously Raised
Funds
Fund Name : VanEck Vectors Retail ETF
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Keith B. Mgmt For For For
Alexander
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Promotion
Data
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Packaging
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ornella Barra Mgmt For For For
2 Elect Steven H. Collis Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Richard W. Mgmt For For For
Gochnauer
5 Elect Lon R. Greenberg Mgmt For For For
6 Elect Jane E. Henney Mgmt For For For
7 Elect Kathleen Hyle Mgmt For For For
8 Elect Michael J. Long Mgmt For For For
9 Elect Henry W. McGee Mgmt For Against Against
10 Elect Dennis M. Nally Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas H. Brooks Mgmt For For For
2 Elect Linda A. Mgmt For For For
Goodspeed
3 Elect Earl G. Graves, Mgmt For For For
Jr.
4 Elect Enderson Mgmt For For For
Guimaraes
5 Elect Michael M. Mgmt For For For
Calbert
6 Elect D. Bryan Jordan Mgmt For For For
7 Elect Gale V. King Mgmt For For For
8 Elect George R. Mgmt For For For
Mrkonic,
Jr.
9 Elect William C. Mgmt For For For
Rhodes,
III
10 Elect Jill Ann Soltau Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the 2020 Mgmt For For For
Omnibus Incentive
Award
Plan
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Corie S. Barry Mgmt For For For
2 Elect Lisa M. Caputo Mgmt For For For
3 Elect J. Patrick Doyle Mgmt For For For
4 Elect David W. Kenny Mgmt For For For
5 Elect Mario J. Marte Mgmt For For For
6 Elect Karen A. Mgmt For For For
McLoughlin
7 Elect Thomas L. Millner Mgmt For For For
8 Elect Claudia Fan Munce Mgmt For For For
9 Elect Richelle P. Mgmt For For For
Parham
10 Elect Steven E. Rendle Mgmt For For For
11 Elect Eugene A. Woods Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carrie S. Cox Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Bruce L. Downey Mgmt For For For
4 Elect Sheri H. Edison Mgmt For For For
5 Elect David C. Evans Mgmt For For For
6 Elect Patricia Mgmt For For For
Hemingway
Hall
7 Elect Akhil Johri Mgmt For For For
8 Elect Michael Kaufmann Mgmt For For For
9 Elect Gregory B. Kenny Mgmt For For For
10 Elect Nancy Killefer Mgmt For For For
11 Elect J. Michael Losh Mgmt For For For
12 Elect Dean A. Mgmt For For For
Scarborough
13 Elect John H. Weiland Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Reduce Ownership Mgmt For For For
Threshold for
Shareholders to Call
Special
Meetings
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect Kenneth D. Denman Mgmt For For For
1.3 Elect Richard A. Mgmt For Withhold Against
Galanti
1.4 Elect W. Craig Jelinek Mgmt For For For
1.5 Elect Sally Jewell Mgmt For For For
1.6 Elect Charles T. Munger Mgmt For For For
1.7 Elect Jeffrey S. Raikes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Dollar General Corporation
Ticker Security ID: Meeting Date Meeting Status
DG CUSIP 256677105 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren F. Bryant Mgmt For For For
2 Elect Michael M. Mgmt For For For
Calbert
3 Elect Patricia D. Mgmt For For For
Fili-Krushel
4 Elect Timothy I. Mgmt For For For
McGuire
5 Elect William C. Mgmt For For For
Rhodes,
III
6 Elect Debra A. Sandler Mgmt For For For
7 Elect Ralph E. Santana Mgmt For For For
8 Elect Todd J. Vasos Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Stock Incentive
Plan
12 Charter Amendment to Mgmt For Abstain Against
Allow Shareholders to
Call Special
Meetings
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold S. Barron Mgmt For For For
2 Elect Gregory M. Mgmt For For For
Bridgeford
3 Elect Thomas W. Dickson Mgmt For For For
4 Elect Lemuel E. Lewis Mgmt For For For
5 Elect Jeffrey G. Naylor Mgmt For For For
6 Elect Winnie Park Mgmt For For For
7 Elect Bob Sasser Mgmt For For For
8 Elect Stephanie P. Mgmt For For For
Stahl
9 Elect Carrie A. Wheeler Mgmt For For For
10 Elect Thomas E. Whiddon Mgmt For For For
11 Elect Michael A Mgmt For For For
Witynski
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
JD.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
JD CUSIP 47215P106 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of the Mgmt For For For
Company's Dual
Foreign
Name
2 Amended And Restated Mgmt For For For
Memorandum of
Association and
Articles of
Association
________________________________________________________________________________
L Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LB CUSIP 501797104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia S. Mgmt For For For
Bellinger
2 Elect Donna A. James Mgmt For For For
3 Elect Francis A. Hondal Mgmt For For For
4 Elect Danielle Lee Mgmt For For For
5 Elect Andrew Meslow Mgmt For For For
6 Elect Michael G. Morris Mgmt For For For
7 Elect Sarah E. Nash Mgmt For Against Against
8 Elect Robert Mgmt For For For
Schottenstein
9 Elect Anne Sheehan Mgmt For For For
10 Elect Stephen D. Mgmt For For For
Steinour
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David H. Mgmt For For For
Batchelder
1.3 Elect Angela F. Braly Mgmt For For For
1.4 Elect Sandra B. Cochran Mgmt For For For
1.5 Elect Laurie Z. Douglas Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Dreiling
1.7 Elect Marvin R. Ellison Mgmt For For For
1.8 Elect Daniel J. Mgmt For For For
Heinrich
1.9 Elect Brian C. Rogers Mgmt For For For
1.10 Elect Bertram L. Scott Mgmt For For For
1.11 Elect Mary Beth West Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Lululemon Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Calvin McDonald Mgmt For For For
2 Elect Martha A. Morfitt Mgmt For For For
3 Elect Emily White Mgmt For For For
4 Elect Kourtney Gibson Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dominic J. Caruso Mgmt For For For
2 Elect N. Anthony Coles Mgmt For For For
3 Elect M. Christine Mgmt For For For
Jacobs
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Marie L. Knowles Mgmt For For For
6 Elect Bradley E. Lerman Mgmt For For For
7 Elect Maria Martinez Mgmt For For For
8 Elect Edward A. Mueller Mgmt For For For
9 Elect Susan R. Salka Mgmt For Against Against
10 Elect Brian S. Tyler Mgmt For For For
11 Elect Kenneth E. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
O'Reilly Automotive, Inc.
Ticker Security ID: Meeting Date Meeting Status
ORLY CUSIP 67103H107 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. O'Reilly Mgmt For For For
2 Elect Larry P. O'Reilly Mgmt For For For
3 Elect Greg Henslee Mgmt For For For
4 Elect Jay D. Burchfield Mgmt For For For
5 Elect Thomas T. Mgmt For For For
Hendrickson
6 Elect John R. Murphy Mgmt For For For
7 Elect Dana M. Perlman Mgmt For For For
8 Elect Maria A. Sastre Mgmt For For For
9 Elect Andrea M. Weiss Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect K. Gunnar Mgmt For For For
Bjorklund
2 Elect Michael J. Bush Mgmt For For For
3 Elect Sharon D. Garrett Mgmt For For For
4 Elect Michael J. Mgmt For For For
Hartshorn
5 Elect Stephen D. Mgmt For For For
Milligan
6 Elect Patricia H. Mgmt For For For
Mueller
7 Elect George P. Orban Mgmt For For For
8 Elect Gregory L. Mgmt For For For
Quesnel
9 Elect Larree M. Renda Mgmt For For For
10 Elect Barbara Rentler Mgmt For For For
11 Elect Doniel N. Sutton Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Reporting
on Required Retention
of Shares Until
Normal Retirement
Age
________________________________________________________________________________
Sysco Corp.
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect John Cassaday Mgmt For For For
3 Elect Joshua D. Frank Mgmt For For For
4 Elect Larry C. Mgmt For For For
Glasscock
5 Elect Bradley M. Mgmt For For For
Halverson
6 Elect John M. Hinshaw Mgmt For For For
7 Elect Kevin P. Hourican Mgmt For For For
8 Elect Hans-Joachim Mgmt For For For
Koerber
9 Elect Stephanie A. Mgmt For For For
Lundquist
10 Elect Nelson Peltz Mgmt For For For
11 Elect Edward D. Shirley Mgmt For For For
12 Elect Sheila G. Talton Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect George S. Barrett Mgmt For For For
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Robert L. Edwards Mgmt For For For
5 Elect Melanie L. Healey Mgmt For For For
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Christine A. Mgmt For For For
Leahy
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Mary E. Minnick Mgmt For For For
10 Elect Derica W. Rice Mgmt For For For
11 Elect Kenneth L. Mgmt For For For
Salazar
12 Elect Dmitri L. Mgmt For For For
Stockton
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
The Gap, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Fisher Mgmt For For For
2 Elect Robert J. Fisher Mgmt For Against Against
3 Elect William S. Fisher Mgmt For For For
4 Elect Tracy Gardner Mgmt For For For
5 Elect Isabella D. Goren Mgmt For For For
6 Elect Bob L. Martin Mgmt For For For
7 Elect Amy E. Miles Mgmt For For For
8 Elect Jorge P. Montoya Mgmt For For For
9 Elect Chris O'Neill Mgmt For For For
10 Elect Mayo A. Shattuck Mgmt For For For
III
11 Elect Elizabeth A. Mgmt For For For
Smith
12 Elect Salaam Coleman Mgmt For For For
Smith
13 Elect Sonia Syngal Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
17 Amendment to the 2016 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerard J. Arpey Mgmt For For For
2 Elect Ari Bousbib Mgmt For For For
3 Elect Jeffery H. Boyd Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Helena B. Foulkes Mgmt For For For
8 Elect Linda R. Gooden Mgmt For For For
9 Elect Wayne M. Hewett Mgmt For For For
10 Elect Manuel Kadre Mgmt For For For
11 Elect Stephanie C. Mgmt For For For
Linnartz
12 Elect Craig A. Menear Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Prison
Labor
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nora A. Aufreiter Mgmt For For For
2 Elect Kevin M. Brown Mgmt For For For
3 Elect Anne Gates Mgmt For For For
4 Elect Karen M. Hoguet Mgmt For For For
5 Elect W. Rodney Mgmt For For For
McMullen
6 Elect Clyde R. Moore Mgmt For For For
7 Elect Ronald L. Sargent Mgmt For For For
8 Elect Judith Amanda Mgmt For For For
Sourry
Knox
9 Elect Mark S. Sutton Mgmt For For For
10 Elect Ashok Vemuri Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Packaging
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Rosemary T. Mgmt For For For
Berkery
5 Elect David T. Ching Mgmt For For For
6 Elect C. Kim Goodwin Mgmt For For For
7 Elect Ernie Herrman Mgmt For For For
8 Elect Michael F. Hines Mgmt For For For
9 Elect Amy B. Lane Mgmt For For For
10 Elect Carol Meyrowitz Mgmt For For For
11 Elect Jackwyn L. Mgmt For For For
Nemerov
12 Elect John F. O'Brien Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Animal
Welfare
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Employee
Salary Considerations
When Setting
Executive
Compensation
________________________________________________________________________________
Walgreens Boots Alliance, Inc.
Ticker Security ID: Meeting Date Meeting Status
WBA CUSIP 931427108 01/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Janice M. Babiak Mgmt For For For
3 Elect David J. Brailer Mgmt For For For
4 Elect William C. Foote Mgmt For For For
5 Elect Ginger L. Graham Mgmt For For For
6 Elect Valerie B. Mgmt For For For
Jarrett
7 Elect John A. Lederer Mgmt For For For
8 Elect Dominic P. Murphy Mgmt For For For
9 Elect Stefano Pessina Mgmt For For For
10 Elect Nancy M. Mgmt For For For
Schlichting
11 Elect James A. Skinner Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 2021 Walgreens Boots Mgmt For For For
Alliance, Inc.
Omnibus Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Health
Risks of Tobacco
Sales During
COVID-19
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas Horton Mgmt For For For
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect Randall L. Mgmt For For For
Stephenson
11 Elect S. Robson Walton Mgmt For For For
12 Elect Steuart Walton Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Refrigerants
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Alignment of Racial
Justice Goals with
Starting
Pay
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
a Pandemic Workforce
Advisory
Council
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Wayfair Inc.
Ticker Security ID: Meeting Date Meeting Status
W CUSIP 94419L101 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Niraj Shah Mgmt For For For
2 Elect Steven Conine Mgmt For For For
3 Elect Michael Choe Mgmt For For For
4 Elect Andrea Jung Mgmt For For For
5 Elect Michael A. Kumin Mgmt For Abstain Against
6 Elect Jeffrey G. Naylor Mgmt For For For
7 Elect Anke Schaferkordt Mgmt For For For
8 Elect Michael E. Sneed Mgmt For For For
9 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Russia ETF
________________________________________________________________________________
Evraz Plc
Ticker Security ID: Meeting Date Meeting Status
EVR CINS G33090104 06/15/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Alexander G. Mgmt For For For
Abramov
4 Elect Alexander Frolov Mgmt For For For
5 Elect Eugene Shvidler Mgmt For For For
6 Elect Eugene Tenenbaum Mgmt For For For
7 Elect James Karl Gruber Mgmt For For For
8 Elect Deborah Gudgeon Mgmt For For For
9 Elect Alexander Mgmt For For For
Izosimov
10 Elect Sir Michael Peat Mgmt For Against Against
11 Elect Stephen T. Odell Mgmt For For For
12 Elect James E. Mgmt For For For
Rutherford
13 Elect Sandra Stash Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Gazprom
Ticker Security ID: Meeting Date Meeting Status
GAZP CINS 368287207 06/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Profits Mgmt For For For
4 Dividends Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Audit Commission Fees Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Board of Mgmt For For For
Directors
Regulations
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Viktor A. Zubkov Mgmt For Abstain Against
15 Elect Timur A. Kulibaev Mgmt For For For
16 Elect Denis V. Manturov Mgmt For Abstain Against
17 Elect Vitaly A. Mgmt For Abstain Against
Markelov
18 Elect Viktor G Martynov Mgmt For For For
19 Elect Vladimir A. Mau Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Alexander V. Mgmt For Abstain Against
Novak
22 Elect Mikhail L. Sereda Mgmt For Abstain Against
23 Elect Nikolai G. Mgmt For Abstain Against
Shulginov
24 Elect Tatyana V. Mgmt For For For
Zobkova
25 Elect Ilya I. Karpov Mgmt For For For
26 Elect Tatyana V. Mgmt For For For
Fisenko
27 Elect Pavel G. Shumov Mgmt For For For
28 Elect Alexey V. Mgmt For For For
Yakovlev
29 Non-Voting Meeting Note N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Inter Rao Ues JSC
Ticker Security ID: Meeting Date Meeting Status
IRAO CINS X39961101 05/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Board of Mgmt For For For
Directors'
Regulations
5 Directors' Fees Mgmt For For For
6 Audit Commission's Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Boris I. Ayuyev Mgmt For Abstain Against
9 Elect Andrey E. Bugrov Mgmt For For For
10 Elect Anatoly A. Mgmt For Abstain Against
Gavrilenko
11 Elect Boris Y. Mgmt For Abstain Against
Kovalchuk
12 Elect Alexander Lokshin Mgmt For Abstain Against
13 Elect Vladimir D. Mgmt For For For
Milovidov
14 Elect Andrey E. Murov Mgmt For Abstain Against
15 Elect Ronald Pollett Mgmt For Abstain Against
16 Elect Elena Mgmt For For For
Sapozhnikova
17 Elect Igor Sechin Mgmt For Abstain Against
18 Elect Dmitry E. Mgmt For Abstain Against
Shugayev
19 Elect Gennady Bukayev Mgmt For For For
20 Elect Tatiana B. Mgmt For For For
Zaltsman
21 Elect Svetlana N. Mgmt For For For
Kovaleva
22 Elect Igor V. Mgmt For For For
Feoktistov
23 Elect Yekaterina A. Mgmt For For For
Snigireva
24 Appointment of Auditor Mgmt For For For
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Irkutsk Electronetwork Company
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Losses Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Vera I. Bardikova Mgmt N/A Abstain N/A
7 Elect Alexander Mgmt N/A Abstain N/A
Zakharov
8 Elect Natalya G. Mgmt N/A Abstain N/A
Kovaleva
9 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
10 Elect Anna A. Mgmt N/A Abstain N/A
Malevinskaya
11 Elect Maksim V. Mgmt N/A Abstain N/A
Matveyev
12 Elect Anna N. Makhotina Mgmt N/A Abstain N/A
13 Elect Yulia V. Rafeeva Mgmt N/A Abstain N/A
14 Elect Sergey V. Khadeev Mgmt N/A Abstain N/A
15 Elect Dmitry S. Shumeev Mgmt N/A Abstain N/A
16 Elect Vera P. Mgmt For For For
Aleynikova
17 Elect Yulia G. Mgmt For For For
Zelentsova
18 Elect Vladimir S. Mgmt For For For
Uvarov
________________________________________________________________________________
Irkutsk Electronetwork Company
Ticker Security ID: Meeting Date Meeting Status
IESK CINS X4037W110 07/31/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Aleksandr Y. Mgmt N/A For N/A
Arhipchenko
7 Elect Vera I. Bardikova Mgmt N/A Abstain N/A
8 Elect Alexander Mgmt N/A Abstain N/A
Zakharov
9 Elect Natalya G. Mgmt N/A Abstain N/A
Kovaleva
10 Elect Efim S. Kuimov Mgmt N/A Abstain N/A
11 Elect Andrey V. Lymarev Mgmt N/A Abstain N/A
12 Elect Anna A. Mgmt N/A Abstain N/A
Malevinskaya
13 Elect Maksim V. Mgmt N/A Abstain N/A
Matveyev
14 Elect Anna N. Makhotina Mgmt N/A Abstain N/A
15 Elect Yulia V. Rafeeva Mgmt For Abstain Against
16 Elect Vera P. Mgmt For For For
Aleynikova
17 Elect Yulia G. Mgmt For For For
Zelentsova
18 Elect Vladimir S. Mgmt For For For
Uvarov
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC Moscow Exchange MICEX-RTS
Ticker Security ID: Meeting Date Meeting Status
MOEX CINS X6983N101 04/28/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Ramon Adarraga Mgmt For For For
5 Elect Paul Bodart Mgmt For For For
6 Elect Oleg V. Viyugin Mgmt For Abstain Against
7 Elect Maria V. Gordon Mgmt For For For
8 Elect Valery P. Mgmt For Abstain Against
Goreglyad
9 Elect Dmitriy Eremeev Mgmt For For For
10 Elect Bella I. Zlatkis Mgmt For Abstain Against
11 Elect Alexander Mgmt For Abstain Against
Izosimov
12 Elect Maxim Krasnykh Mgmt For For For
13 Elect Vadim Kulik Mgmt For Abstain Against
14 Elect Sergey P. Lykov Mgmt For Abstain Against
15 Elect Oskar Hartmann Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For Against Against
18 Amendments to Board of Mgmt For For For
Directors
Regulations
19 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
20 Directors' Fees Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSC VTB Bank
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 09/24/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Additional Dividends Mgmt For For For
(Type 1 Preference
Shares)
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Audit Commission's Fees Mgmt For For For
11 Board Size Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Elect Matthias Warnig Mgmt For Abstain Against
15 Elect Yuri D. Mgmt For Abstain Against
Grigorenko
16 Elect Yves-Thibault de Mgmt For Abstain Against
Silguy
17 Elect Mikhail M. Mgmt For Abstain Against
Zadornov
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Elect Israfail Aidy Mgmt For For For
oglu
Mammadov
20 Elect Alexei V. Mgmt For Abstain Against
Moiseyev
21 Elect Igor N. Repin Mgmt For For For
22 Elect Maxim G. Mgmt For Abstain Against
Reshetnikov
23 Elect Valery V. Mgmt For Abstain Against
Sidorenko
24 Elect Alexander K. Mgmt For Abstain Against
Sokolov
25 Audit Commission Size Mgmt For For For
26 Election of Audit Mgmt For For For
Commission
27 Appointment of Auditor Mgmt For For For
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Amendments to Board Mgmt For For For
Regulations
31 Non-Voting Agenda Item N/A N/A N/A N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Amendments to Audit Mgmt For For For
Commission
Regulations
34 Approve Membership in Mgmt For For For
Big Data
Association
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 06/10/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Alexander S. Mgmt N/A Abstain N/A
Vinokurov
6 Elect Timothy Demchenko Mgmt N/A Abstain N/A
7 Elect Jan Dunning Mgmt N/A Abstain N/A
8 Elect Sergey M. Mgmt N/A Abstain N/A
Zakharov
9 Elect Walter Hans Koch Mgmt N/A For N/A
10 Elect Evgeniy V. Mgmt N/A For N/A
Kuznetsov
11 Elect Alexey P. Makhnev Mgmt N/A Abstain N/A
12 Elect Gregor William Mgmt N/A Abstain N/A
Mowat
13 Elect Charles Emmitt Mgmt N/A Abstain N/A
Ryan
14 Elect James Pat Simmons Mgmt N/A Abstain N/A
15 Appointment of Auditor Mgmt For For For
(RAS)
16 Appointment of Auditor Mgmt For Against Against
(IFRS)
17 Amendments to Articles Mgmt For For For
18 Amendments to General Mgmt For For For
Meeting
Regulations
19 Amendments to Board of Mgmt For For For
Directors
Regulations
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Magnit PJSC
Ticker Security ID: Meeting Date Meeting Status
MGNT CINS 55953Q202 12/24/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2020)
2 Amendments to Articles Mgmt For For For
3 Amendments to Mgmt For For For
Management Board
Regulations
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mail.ru Group Ltd
Ticker Security ID: Meeting Date Meeting Status
MAIL CINS 560317208 06/11/2021 Voted
Meeting Type Country of Trade
Annual Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Dmitry Grishin Mgmt For Against Against
3 Elect Dmitry Sergeev Mgmt For For For
4 Elect Vladimir Mgmt For For For
Gabrielyan
5 Elect Alexandra Buriko Mgmt For For For
6 Elect Uliana Antonova Mgmt For For For
7 Elect Mark R. Sorour Mgmt For For For
8 Elect Charles St. Mgmt For For For
Leger
Searle
9 Elect Jaco van der Mgmt For Against Against
Merwe
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 05/19/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Financial Statements Mgmt For For For
(Consolidated)
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Sergey V. Mgmt For Abstain Against
Barbashev
8 Elect Sergey L. Mgmt For Abstain Against
Batekhin
9 Elect Alexey V. Mgmt For Abstain Against
Bashkirov
10 Elect Sergey B. Mgmt For Abstain Against
Bratukhin
11 Elect Sergey N. Volk Mgmt For Abstain Against
12 Elect Marianna A. Mgmt For Abstain Against
Zakharova
13 Elect Stanislav Mgmt For Abstain Against
Luchitsky
14 Elect Roger Munnings Mgmt For Abstain Against
15 Elect Gareth Penny Mgmt For For For
16 Elect Maxim V. Mgmt For Abstain Against
Poletayev
17 Elect Vyacheslav Mgmt For Abstain Against
Solomin
18 Elect Evgeny A. Mgmt For For For
Schwartz
19 Elect Robert W. Edwards Mgmt For For For
20 Elect Alexey S. Mgmt For For For
Dzybalov
21 Elect Anna V. Masalova Mgmt For For For
22 Elect Georgiy E. Mgmt For For For
Svanidze
23 Elect Vladimir N. Mgmt For For For
Shilkov
24 Elect Elena A. Yanevich Mgmt For For For
25 Appointment of Auditor Mgmt For For For
(RAS)
26 Appointment of Auditor Mgmt For For For
(IFRS)
27 Directors' Fees Mgmt For Against Against
28 Audit Commission Fees Mgmt For For For
29 Indemnification of Mgmt For For For
Directors/Officers
30 D&O Insurance Mgmt For For For
________________________________________________________________________________
Mining and Metallurgical Co Norilsk Nickel
Ticker Security ID: Meeting Date Meeting Status
GMKN CINS 55315J102 12/10/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2020)
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 02/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger by Absorption Mgmt For For For
of STV LLC into the
Company
2 Merger by Absorption Mgmt For For For
of Stream LLC into
the
Company
3 Merger by Absorption Mgmt For For For
of Oblachny Retail
LLC into the
Company
4 Merger by Absorption Mgmt For For For
of Oblachny Retail
Plus LLC into the
Company
5 Merger by Absorption Mgmt For For For
of MCN-Balashikha LLC
into the
Company
6 Merger by Absorption Mgmt For For For
of NPO PROGTECH JSC
into the
Company
7 Amendments to Articles Mgmt For For For
(Merger with STV
LLC)
8 Amendments to Articles Mgmt For For For
(Merger with Stream
LLC)
9 Amendments to Articles Mgmt For For For
(Merger with Oblachny
Retail
LLC)
10 Amendments to Articles Mgmt For For For
(Merger with Oblachny
Retail
Plus LLC)
11 Amendments to Articles Mgmt For For For
(Merger with
MCN-Balashikha
LLC)
12 Amendments to Articles Mgmt For For For
(Merger with NPO
PROGTECH
JSC)
13 Participation in the Mgmt For For For
All-Russian
Association of
Employers Union of
Builders of
Communications and
Information
Technologies s
StroySvyazTelecom
14 Participation in the Mgmt For For For
Interregional
Industrial
Association of
Employers Union of
InfoComm Design
Engineers
ProjektSvyazTelecom
15 Amendments to Board of Mgmt For For For
Directors
Regulations
16 Amendments to Mgmt For For For
Management Board
Regulations
17 Amendments to CEO Mgmt For For For
Regulations
18 Amendments to Audit Mgmt For For For
Commission
Regulations
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS 607409109 02/15/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Absorption Mgmt For For For
of STV LLC into the
Company
3 Merger by Absorption Mgmt For For For
of Stream LLC into
the
Company
4 Merger by Absorption Mgmt For For For
of Oblachny Retail
LLC into the
Company
5 Merger by Absorption Mgmt For For For
of Oblachny Retail
Plus LLC into the
Company
6 Merger by Absorption Mgmt For For For
of MCN-Balashikha LLC
into the
Company
7 Merger by Absorption Mgmt For For For
of NPO PROGTECH JSC
into the
Company
8 Amendments to Articles Mgmt For For For
(Merger with STV
LLC)
9 Amendments to Articles Mgmt For For For
(Merger with Stream
LLC)
10 Amendments to Articles Mgmt For For For
(Merger with Oblachny
Retail
LLC)
11 Amendments to Articles Mgmt For For For
(Merger with Oblachny
Retail
Plus LLC)
12 Amendments to Articles Mgmt For For For
(Merger with
MCN-Balashikha
LLC)
13 Amendments to Articles Mgmt For For For
(Merger with NPO
PROGTECH
JSC)
14 Participation in the Mgmt For For For
All-Russian
Association of
Employers Union of
Builders of
Communications and
Information
Technologies s
StroySvyazTelecom
15 Participation in the Mgmt For For For
Interregional
Industrial
Association of
Employers Union of
InfoComm Design
Engineers
ProjektSvyazTelecom
16 Amendments to Board of Mgmt For For For
Directors
Regulations
17 Amendments to Mgmt For For For
Management Board
Regulations
18 Amendments to CEO Mgmt For For For
Regulations
19 Amendments to Audit Mgmt For For For
Commission
Regulations
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3.1 Elect Felix V. Mgmt For Withhold Against
Evtushenkov
3.2 Elect Artem I. Zasursky Mgmt For Withhold Against
3.3 Elect Vyacheslav K. Mgmt For Withhold Against
Nikolaev
3.4 Elect Regina von Mgmt For For For
Flemming
3.5 Elect Shaygan Kheradpir Mgmt For For For
3.6 Elect Thomas Holtrop Mgmt For Withhold Against
3.7 Elect Nadia Shouraboura Mgmt For For For
3.8 Elect Konstantin L. Mgmt For For For
Ernst
3.9 Elect Valentin B. Mgmt For For For
Yumashev
4 Elect Irina R. Mgmt For For For
Borisenkova
5 Elect Evgeniy Madorskiy Mgmt For For For
6 Elect Natalia A. Mgmt For For For
Mikheyeva
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS 607409109 06/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
6 Elect Artem I. Zasursky Mgmt For Abstain Against
7 Elect Vyacheslav K. Mgmt For Abstain Against
Nikolaev
8 Elect Regina von Mgmt For For For
Flemming
9 Elect Shaygan Kheradpir Mgmt For For For
10 Elect Thomas Holtrop Mgmt For Abstain Against
11 Elect Nadia Shouraboura Mgmt For For For
12 Elect Konstantin L. Mgmt For For For
Ernst
13 Elect Valentin B. Mgmt For For For
Yumashev
14 Elect Irina R. Mgmt For For For
Borisenkova
15 Elect Evgeniy Madorskiy Mgmt For For For
16 Elect Natalia A. Mgmt For For For
Mikheyeva
17 Appointment of Auditor Mgmt For For For
18 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CUSIP 607409109 09/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Participation in Mgmt For For For
Non-Commercial
Organizations
3 Amendments to Board of Mgmt For For For
Directors
Regulations
4 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Mobile Telesystems PJSC
Ticker Security ID: Meeting Date Meeting Status
MTSS CINS 607409109 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Participation in Mgmt For For For
Non-Commercial
Organizations
3 Amendments to Board of Mgmt For For For
Directors
Regulations
4 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 04/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profit
3 Dividends Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Arnaud Le Foll Mgmt For Abstain Against
8 Elect Robert Castaigne Mgmt For For For
9 Elect Dominique Marion Mgmt For Abstain Against
10 Elect Tatyana A. Mgmt For For For
Mitrova
11 Elect Leonid V. Mgmt For Abstain Against
Mikhelson
12 Elect Alexander Y. Mgmt For Abstain Against
Natalenko
13 Elect Viktor P. Orlov Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect Olga V. Belyaeva Mgmt For For For
16 Elect Anna V. Mgmt For For For
Merzlyakova
17 Elect Igor A. Ryaskov Mgmt For For For
18 Elect Nikolay K. Mgmt For For For
Shulikin
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Audit Commission's Fees Mgmt For Abstain Against
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Novatek OAO
Ticker Security ID: Meeting Date Meeting Status
NVTK CINS 669888109 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2020)
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 05/21/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For Abstain Against
Mordashov
3 Elect Alexander A. Mgmt For Abstain Against
Shevelev
4 Elect Alexey G. Mgmt For Abstain Against
Kulichenko
5 Elect Anna A. Lvova Mgmt For Abstain Against
6 Elect Agnes A. Ritter Mgmt For Abstain Against
7 Elect Philip J. Dayer Mgmt For Abstain Against
8 Elect Alun D. Bowen Mgmt For Abstain Against
9 Elect Sakari V. Mgmt For For For
Tamminen
10 Elect Vladimir A. Mau Mgmt For For For
11 Elect Alexander A. Mgmt For For For
Auzan
12 Allocation of Mgmt For For For
Profits/Dividends
(FY2020)
13 Interim Dividend 1Q2021 Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 08/28/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends (H1 Mgmt For For For
2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO Severstal
Ticker Security ID: Meeting Date Meeting Status
CHMF CINS 818150302 11/27/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(3Q2020)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 05/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Igor Antoshin Mgmt N/A Abstain N/A
6 Elect Irina G. Bokova Mgmt N/A For N/A
7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A
8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A
9 Elect Sven Ombudstvedt Mgmt N/A For N/A
10 Elect Roman V. Osipov Mgmt N/A Abstain N/A
11 Elect Nataliya Mgmt N/A For N/A
Pashkevich
12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A
13 Elect James B. Rogers, Mgmt N/A Abstain N/A
Jr.
14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A
15 Elect Xavier Rolet Mgmt N/A For N/A
16 Elect Marcus J. Rhodes Mgmt N/A For N/A
17 Elect Mikhail K. Mgmt N/A Abstain N/A
Rybnikov
18 Elect Sergey Sereda Mgmt N/A Abstain N/A
19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A
20 Elect Alexander F. Mgmt N/A Abstain N/A
Sharabaiko
21 Elect Andrey V. Mgmt N/A For N/A
Sharonov
22 Directors' Fees Mgmt For For For
23 Elect Lusine F. Mgmt For For For
Agabekyan
24 Elect Ekaterina V. Mgmt For For For
Viktorova
25 Elect Olga Yu. Lizunova Mgmt For For For
26 Appointment of Auditor Mgmt For For For
27 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 06/22/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1Q2021)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividend Mgmt For For For
(1H2020)
________________________________________________________________________________
PhosAgro PJSC
Ticker Security ID: Meeting Date Meeting Status
PHOR CINS 71922G209 12/14/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earnings/Dividends
________________________________________________________________________________
PJSC ALROSA
Ticker Security ID: Meeting Date Meeting Status
ALRS CINS X0085A109 06/16/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Directors' Fees Mgmt For Against Against
8 Audit Commission Fees Mgmt For Against Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Maria V. Gordon Mgmt For For For
11 Elect Evgeniya V. Mgmt For Abstain Against
Grigoryeva
12 Elect Igor K. Danilenko Mgmt For For For
13 Elect Kirill A. Mgmt For Abstain Against
Dmitriev
14 Elect Andrey I. Donets Mgmt For Abstain Against
15 Elect Vasily V. Efimov Mgmt For Abstain Against
16 Elect Sergey S. Ivanov Mgmt For Abstain Against
17 Elect Dmitry V. Konov Mgmt For For For
18 Elect Sergei V. Mgmt For Abstain Against
Mestnikov
19 Elect Aleksey V. Mgmt For Abstain Against
Moiseyev
20 Elect Aysen S. Nikolaev Mgmt For Abstain Against
21 Elect Alexey P. Noskov Mgmt For For For
22 Elect Vladimir V. Mgmt For Abstain Against
Rashevsky
23 Elect Anton G. Siluanov Mgmt For Abstain Against
24 Elect Alexander V. Mgmt For Abstain Against
Cherepanov
25 Elect Pavel N. Mgmt For For For
Bagynanov
26 Elect Nikita V. Mgmt For For For
Kozhemyakin
27 Elect Alexander V. Mgmt For For For
Markin
28 Elect Maria A. Mgmt For For For
Turukhina
29 Elect Niyurguyana V. Mgmt For For For
Romanova
30 Appointment of Auditor Mgmt For For For
31 Amendments to Board Mgmt For For For
Regulations
32 Amendments to Mgmt For For For
Management Board
Regulations
33 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
34 Amendments to Mgmt For For For
Corporate Governance
Code
35 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 06/24/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Vagit Y. Mgmt For Abstain Against
Alekperov
5 Elect Victor V. Mgmt For Abstain Against
Blazheev
6 Elect Toby T. Gati Mgmt For For For
7 Elect Ravil U. Maganov Mgmt For Abstain Against
8 Elect Roger Munnings Mgmt For For For
9 Elect Boris N. Mgmt For For For
Porfiriev
10 Elect Pavel Teplukhin Mgmt For For For
11 Elect Leonid A. Fedun Mgmt For Abstain Against
12 Elect Lyubov N. Khoba Mgmt For Abstain Against
13 Elect Sergei D. Mgmt For For For
Shatalov
14 Elect Wolfgang Schussel Mgmt For For For
15 Appointment of CEO Mgmt For For For
16 Directors' Fees Mgmt For For For
(FY2020)
17 Directors' Fees Mgmt For For For
(FY2021)
18 Appointment of Auditor Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 D&O Insurance Mgmt For For For
________________________________________________________________________________
PJSC Lukoil
Ticker Security ID: Meeting Date Meeting Status
LKOH CINS 69343P105 12/03/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(3Q2020)
2 Directors' Fees Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Polyus
Ticker Security ID: Meeting Date Meeting Status
PLZL CINS 73181M117 05/27/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Maria V. Gordon Mgmt For For For
6 Elect Pavel S. Grachev Mgmt For Abstain Against
7 Elect Edward C. Dowling Mgmt For For For
8 Elect Said S. Kerimov Mgmt For Abstain Against
9 Elect Sergei Nossoff Mgmt For Abstain Against
10 Elect Vladimir A. Polin Mgmt For Abstain Against
11 Elect Kent Potter Mgmt For For For
12 Elect Mikhail B. Mgmt For Abstain Against
Stiskin
13 Elect William H. Mgmt For For For
Champion
14 Appointment of Auditor Mgmt For For For
(RAS)
15 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
PJSC Polyus
Ticker Security ID: Meeting Date Meeting Status
PLZL CINS 73181M117 08/18/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Maria V. Gordon Mgmt For For For
6 Elect Pavel S. Grachev Mgmt For Abstain Against
7 Elect Edward C. Dowling Mgmt For For For
8 Elect Said S. Kerimov Mgmt For Abstain Against
9 Elect Sergei Nossoff Mgmt For Abstain Against
10 Elect Vladimir A. Polin Mgmt For Abstain Against
11 Elect Kent Potter Mgmt For For For
12 Elect Mikhail B. Mgmt For Abstain Against
Stiskin
13 Elect William Champion Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Indemnification of Mgmt For For For
Directors/Officers
16 Amendments to Board Mgmt For Abstain Against
Regulations
17 Amendments to Board Mgmt For Abstain Against
Remuneration
Regulations
________________________________________________________________________________
PJSC Polyus
Ticker Security ID: Meeting Date Meeting Status
PLZL CINS 73181M117 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
(1H2020)
________________________________________________________________________________
PJSC Rostelecom
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS X7367F102 06/28/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Financial Statements Mgmt For For For
3 Coverage of Loss Mgmt For For For
4 Allocation of Retained Mgmt For For For
Earnings
5 Dividends Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Kirill A. Mgmt For Abstain Against
Dmitriev
8 Elect Anton A. Mgmt For Abstain Against
Zlatopolsky
9 Elect Sergei B. Ivanov Mgmt For Abstain Against
10 Elect Andrey L. Kostin Mgmt For Abstain Against
11 Elect Mikhail E. Mgmt For Abstain Against
Oseevsky
12 Elect Vadim V. Semenov Mgmt For Abstain Against
13 Elect Anton A. Ustinov Mgmt For Abstain Against
14 Elect Nikolay V. Mgmt For Abstain Against
Tsekhomsky
15 Elect Dmitry N. Mgmt For Abstain Against
Chernyshenko
16 Elect Elena V. Shmeleva Mgmt For For For
17 Elect Aleksei A. Mgmt For Abstain Against
Yakovitskiy
18 Elect Igor V. Belikov Mgmt For For For
19 Elect Pavel V. Buchnev Mgmt For For For
20 Elect Valentina F. Mgmt For For For
Veremyanina
21 Elect Andrei N. Mgmt For For For
Kantsurov
22 Elect Mikhail P. Mgmt For For For
Krasnov
23 Elect Andrey G. Mgmt For For For
Semenyuk
24 Elect Anna V. Mgmt For For For
Chizhikova
25 Appointment of Auditor Mgmt For For For
26 Directors' Fees Mgmt For For For
27 Audit Commission Fees Mgmt For For For
28 Amendments to Articles Mgmt For For For
29 Related Party Mgmt For For For
Transactions (Loan
Agreement with VTB
Bank)
30 Related Party Mgmt For For For
Transactions (Loan
Agreement with
Sberbank)
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Rostelecom
Ticker Security ID: Meeting Date Meeting Status
RTKM CINS 778529107 08/07/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Coverage of Loss Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Kirill A. Mgmt For Abstain Against
Dmitriev
9 Elect Anton A. Mgmt For Abstain Against
Zlatopolsky
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Alexei Ivanchenko Mgmt For Abstain Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Mikhail E. Mgmt For Abstain Against
Oseevsky
14 Elect Vadim V. Semenov Mgmt For Abstain Against
15 Elect Anton A. Ustinov Mgmt For Abstain Against
16 Elect Dmitry N. Mgmt For Abstain Against
Chernyshenko
17 Elect Elena V, Shmeleva Mgmt For For For
18 Elect Aleksei A. Mgmt For Abstain Against
Yakovitskiy
19 Elect Igor V. Belikov Mgmt For For For
20 Elect Pavel V. Buchnev Mgmt For For For
21 Elect Valentina F. Mgmt For For For
Veremyanina
22 Elect Anton P. Dmitriev Mgmt For For For
23 Elect Andrei N. Mgmt For For For
Kantsurov
24 Elect Mikhail P. Mgmt For For For
Krasnov
25 Elect Anna V. Mgmt For For For
Chizhikova
26 Appointment of Auditor Mgmt For For For
27 Directors' Fees Mgmt For For For
28 Audit Commission Fees Mgmt For For For
29 Amendments to Articles Mgmt For For For
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Surgutneftegas
Ticker Security ID: Meeting Date Meeting Status
SNGS CINS 868861204 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Audit Commission Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Alexander V. Mgmt N/A Abstain N/A
Agaryov
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Alexander N. Mgmt N/A Abstain N/A
Bulanov
11 Elect Ivan K. Mgmt N/A Abstain N/A
Dinichenko
12 Elect Valery N. Egorov Mgmt N/A For N/A
13 Elect Vladimir P. Mgmt N/A Abstain N/A
Erokhin
14 Elect Viktor M. Mgmt N/A Abstain N/A
Krivosheyev
15 Elect Nikolay I. Mgmt N/A Abstain N/A
Matveyev
16 Elect Georgy R. Mgmt N/A For N/A
Mukhamadeyev
17 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A
18 Elect Valentina V. Mgmt For Against Against
Musikhina
19 Elect Tamara F. Oleynik Mgmt For Against Against
20 Elect Lyudmila A. Mgmt For Against Against
Prishchepova
21 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 06/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Fanil A. Mgmt For Abstain Against
Agliullin
7 Elect Radik R. Mgmt For Abstain Against
Gaizatullin
8 Elect Laszlo Gerecs Mgmt For For For
9 Elect Larisa Y. Mgmt For Abstain Against
Glukhova
10 Elect Yuri L. Levin Mgmt For Abstain Against
11 Elect Nail U. Maganov Mgmt For Abstain Against
12 Elect Albert I. Nafigin Mgmt For Abstain Against
13 Elect Rafail S. Mgmt For Abstain Against
Nurmukhametov
14 Elect Valery Y. Sorokin Mgmt For Abstain Against
15 Elect Nurislam Z. Mgmt For Abstain Against
Subayev
16 Elect Shafagat F. Mgmt For Abstain Against
Takhautdinov
17 Elect Rustam K. Mgmt For Abstain Against
Khalimov
18 Elect Rais S. Khisamov Mgmt For Abstain Against
19 Elect Rene F. Steiner Mgmt For For For
20 Elect Marsel F. Mgmt For For For
Abdullin
21 Elect Ksenia G. Mgmt For For For
Borzunova
22 Elect Ilnur I. Mgmt For For For
Gabidullin
23 Elect Guzel R. Mgmt For For For
Gilfanova
24 Elect Tatyana G. Mgmt For For For
Malakhova
25 Elect Liliya R. Mgmt For For For
Rakhimzyanova
26 Elect Ramil S. Mgmt For For For
Khairullin
27 Elect Ravil A. Mgmt For For For
Sharifullin
28 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Tatneft
Ticker Security ID: Meeting Date Meeting Status
TATN CINS 876629205 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Polymetal International Plc
Ticker Security ID: Meeting Date Meeting Status
POLY CINS G7179S101 04/26/2021 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect Ian D. Cockerill Mgmt For For For
5 Elect Vitaly N. Nesis Mgmt For For For
6 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
7 Elect Konstantin Mgmt For For For
Yanakov
8 Elect Giacomo Baizini Mgmt For For For
9 Elect Tracey Kerr Mgmt For For For
10 Elect Italia Boninelli Mgmt For For For
11 Elect Victor Flores Mgmt For For For
12 Elect Andrea Abt Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 04/29/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Oleg Bagrin Mgmt N/A Abstain N/A
7 Elect Thomas Veraszto Mgmt N/A For N/A
8 Elect Nikolai Gagarin Mgmt N/A Abstain N/A
9 Elect Jane Zavalishina Mgmt N/A For N/A
10 Elect Sergey Kravchenko Mgmt N/A For N/A
11 Elect Joachim Limberg Mgmt N/A For N/A
12 Elect Vladimir Lisin Mgmt N/A Abstain N/A
13 Elect Marjan Oudeman Mgmt N/A For N/A
14 Elect Karen Sarkisov Mgmt N/A Abstain N/A
15 Elect Stanislav Mgmt N/A For N/A
Shekshnya
16 Elect Benedict Mgmt N/A For N/A
Sciortino
17 Appointment of CEO and Mgmt For For For
Management Board
Chair
18 Directors' Fees Mgmt For For For
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 06/11/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
1Q2021
3 Amendments to Articles Mgmt For For For
4 Amendments to Mgmt For For For
Management Board
Regulations
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 09/25/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint Stock Company Novolipetsk Steel
Ticker Security ID: Meeting Date Meeting Status
NLMK CINS 67011E204 12/18/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Dividends Mgmt For For For
3Q2020
3 Membership in Mgmt For For For
Tsentrisiskaniya
Central
Association of
Organizations for
Engineering
Construction
Survey
________________________________________________________________________________
Rosneft Oil Co.
Ticker Security ID: Meeting Date Meeting Status
ROSN CINS 67812M207 06/01/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Olga A. Mgmt For For For
Andrianova
10 Elect Pavel V. Buchnev Mgmt For For For
11 Elect Alexey Kulagin Mgmt For For For
12 Elect Sergey I. Poma Mgmt For For For
13 Elect Zakhar B. Mgmt For For For
Sabantsev
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 04/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Elect Esko Tapani Aho Mgmt For For For
7 Elect Natalie A. Mgmt For For For
Braginsky
Mounier
8 Elect Herman O. Gref Mgmt For Abstain Against
9 Elect Bella I. Zlatkis Mgmt For Abstain Against
10 Elect Sergey M. Mgmt For Abstain Against
Ignatyev
11 Elect Michael Kovalchuk Mgmt For For For
12 Elect Vladimir V. Mgmt For Abstain Against
Kolichev
13 Elect Nikolay N. Mgmt For For For
Kudryavtsev
14 Elect Aleksandr P. Mgmt For For For
Kuleshov
15 Elect Gennady G. Mgmt For For For
Melikyan
16 Elect Maksim S. Mgmt For Abstain Against
Oreshkin
17 Elect Anton G. Siluanov Mgmt For Abstain Against
18 Elect Dmitry N. Mgmt For Abstain Against
Chernishenko
19 Elect Nadya Wells Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 D&O Insurance Mgmt For For For
22 Directors' Fees Mgmt For For For
23 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sberbank
Ticker Security ID: Meeting Date Meeting Status
SBER CINS 80585Y308 09/25/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Esko Tapani Aho Mgmt For For For
7 Elect Leonid B. Mgmt For For For
Boguslavskiy
8 Elect Herman O. Gref Mgmt For Abstain Against
9 Elect Bella I. Zlatkis Mgmt For Abstain Against
10 Elect Sergey M. Mgmt For Abstain Against
Ignatyev
11 Elect Michael Kovalchuk Mgmt For For For
12 Elect Vladimir V. Mgmt For Abstain Against
Kolichev
13 Elect Nikolay N. Mgmt For For For
Kudryavtsev
14 Elect Aleksander Mgmt For For For
Kuleshov
15 Elect Gennady G. Mgmt For For For
Melikyan
16 Elect Maksim S. Mgmt For Abstain Against
Oreshkin
17 Elect Anton G. Siluanov Mgmt For Abstain Against
18 Elect Dmitry N. Mgmt For Abstain Against
Chernishenko
19 Elect Nadya Wells Mgmt For For For
20 D&O Insurance Mgmt For For For
21 Amendments to Articles Mgmt For For For
________________________________________________________________________________
VEON Ltd.
Ticker Security ID: Meeting Date Meeting Status
VEON CUSIP 91822M106 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2 Adoption of New By-Laws Mgmt For For For
3 Elect Hans-Holger Mgmt For For For
Albrecht
4 Elect Leonid Mgmt For For For
Boguslavsky
5 Elect Mikhail M. Mgmt For Against Against
Fridman
6 Elect Gennady Gazin Mgmt For For For
7 Elect Amos Genish Mgmt For For For
8 Elect Yaroslav Glazunov Mgmt For Against Against
9 Elect Andrei Gusev Mgmt For Against Against
10 Elect Sergi Herrero Mgmt For Against Against
11 Elect Gunnar Holt Mgmt For For For
12 Elect Stephen Pusey Mgmt For For For
13 Elect Irene Shvakman Mgmt For For For
14 Elect Robert-Jan van Mgmt For For For
de
Kraats
15 Shareholder Proposal Mgmt Against For Against
to elect Additional
Candidate Vasily V.
Sidorov
16 Declaration of Mgmt N/A For N/A
Material
Interest
________________________________________________________________________________
VTB Bank PJSC
Ticker Security ID: Meeting Date Meeting Status
VTBR CINS 46630Q202 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Additional Dividends Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Audit Commission's Fees Mgmt For For For
11 Board Size Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Tatiana V. Mgmt For For For
Bakalchuk
14 Elect Matthias Warnig Mgmt For Abstain Against
15 Elect Yuri D. Mgmt For Abstain Against
Grigorenko
16 Elect Yves-Thibault de Mgmt For For For
Silguy
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Elect Israfail Aidy Mgmt For For For
Oglu
Mammadov
19 Elect Alexei V. Mgmt For Abstain Against
Moiseyev
20 Elect Miikhail A. Mgmt For Abstain Against
Motorin
21 Elect Igor N. Repin Mgmt For For For
22 Elect Maxim G. Mgmt For Abstain Against
Reshetnikov
23 Elect Valery V. Mgmt For Abstain Against
Sidorenko
24 Audit Commission Size Mgmt For For For
25 Election of Audit Mgmt For For For
Commission
26 Appointment of Auditor Mgmt For For For
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
X5 Retail Group N.V.
Ticker Security ID: Meeting Date Meeting Status
FIVE CINS 98387E205 05/12/2021 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Remuneration Report Mgmt For Against Against
(Advisory)
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Final Dividend Mgmt For For For
7 Ratification of Mgmt For For For
Management
Acts
8 Ratification of Board Mgmt For For For
Acts
9 Elect Igor Shekhterman Mgmt For For For
to the Management
Board
10 Management Board Mgmt For For For
Remuneration
Policy
11 Elect Stephan DuCharme Mgmt For Against Against
12 Elect Mikhail M. Mgmt For For For
Fridman
13 Elect Richard Brasher Mgmt For For For
14 Elect Alexander Mgmt For For For
Tynkovan
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Appointment of Auditor Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of the Merger Mgmt For For For
of Yandex.Market B.V.
into Yandex
N.V.
2 Accounts and Reports Mgmt For For For
3 Ratification of Board Mgmt For For For
Acts
4 Elect John Boynton Mgmt For For For
5 Elect Esther Dyson Mgmt For For For
6 Elect Ilya A. Mgmt For For For
Strebulaev
7 Elect Alexander Mgmt For For For
Moldovan
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Exclude Mgmt For For For
Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 10/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Arkady Volozh Mgmt For For For
4 Elect Mikhail Parakhin Mgmt For For For
5 Authority to Cancel Mgmt For For For
Shares
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Exclude Mgmt For For For
Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
Fund Name : VanEck Vectors Russia Small-Cap ETF
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 06/28/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Losses Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Amendments to Mgmt For Abstain Against
Regulations on Audit
Commission
Remuneration
8 Audit Commission Fees Mgmt For Against Against
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect Igor A. Kamenskoy Mgmt For Abstain Against
11 Elect Yaroslav I. Mgmt For Abstain Against
Kuzminov
12 Elect Maksim S. Mgmt For Abstain Against
Liksutov
13 Elect Timur I. Maksimov Mgmt For Abstain Against
14 Elect Roman V. Pakhomov Mgmt For Abstain Against
15 Elect Dmitry N. Peskov Mgmt For Abstain Against
16 Elect Mikhail I. Mgmt For Abstain Against
Poluboyarinov
17 Elect Vitaly G. Mgmt For Abstain Against
Savelyev
18 Elect Yuriy B. Slyusar Mgmt For Abstain Against
19 Elect Sergey V. Mgmt For Abstain Against
Chemezov
20 Elect Maksut I. Mgmt For Abstain Against
Shadayev
21 Elect Ekaterina S. Mgmt For For For
Nikitina
22 Elect Mikhail V. Mgmt For For For
Sorokin
23 Elect Aleksander V. Mgmt For For For
Tikhonov
24 Elect Sergey I. Mgmt For For For
Ubugunov
25 Elect Andrey V. Mgmt For For For
Kholopov
26 Appointment of Auditor Mgmt For For For
(IFRS)
27 Appointment of Auditor Mgmt For For For
(RAS)
28 Related Party Mgmt For Abstain Against
Transactions
29 Related Party Mgmt For Abstain Against
Transactions
30 Related Party Mgmt For Abstain Against
Transactions
31 Related Party Mgmt For Abstain Against
Transactions
32 Related Party Mgmt For Abstain Against
Transactions
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 07/27/2020 Take No Action
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Annual Report Mgmt For TNA N/A
3 Financial Statements Mgmt For TNA N/A
4 Allocation of Profits Mgmt For TNA N/A
5 Dividends Mgmt For TNA N/A
6 Directors' Fees (Base Mgmt For TNA N/A
Fee
FY2019/20)
7 Directors' Fees Mgmt For TNA N/A
(Variable Fee); Early
Termination of LTI
Plan
8 Audit Commission's Fees Mgmt For TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Elect Evgeniy I. Mgmt N/A TNA N/A
Ditrich
11 Elect Igor A. Kamenskoy Mgmt N/A TNA N/A
12 Elect Yaroslav I. Mgmt N/A TNA N/A
Kuzminov
13 Elect Maksim S. Mgmt N/A TNA N/A
Liksutov
14 Elect Peter L. O'Brien Mgmt N/A TNA N/A
15 Elect Roman V. Pakhomov Mgmt N/A TNA N/A
16 Elect Dmitry N. Peskov Mgmt N/A TNA N/A
17 Elect Mikhail I. Mgmt N/A TNA N/A
Poluboyarinov
18 Elect Vitaly G. Mgmt N/A TNA N/A
Savelyev
19 Elect Yuriy B. Slyusar Mgmt N/A TNA N/A
20 Elect Sergey V. Mgmt N/A TNA N/A
Chemezov
21 Elect Maksut I. Mgmt N/A TNA N/A
Shadayev
22 Elect Igor V. Belikov Mgmt For TNA N/A
23 Elect Ekaterina S. Mgmt For TNA N/A
Nikitina
24 Elect Mikhail V. Mgmt For TNA N/A
Sorokin
25 Elect Sergey I. Mgmt For TNA N/A
Ubugunov
26 Elect Vasily P. Mgmt For TNA N/A
Shipilov
27 Appointment of Auditor Mgmt For TNA N/A
(RAS)
28 Appointment of Auditor Mgmt For TNA N/A
(IFRS)
29 Membership in Mgmt For TNA N/A
International
Congress of
Industrialists and
Entrepreneurs
(ICIE)
30 Membership in Russian Mgmt For TNA N/A
Association of Air
Transport
Operators
31 Membership in National Mgmt For TNA N/A
Technology Transfer
Association
32 Related Party Mgmt For TNA N/A
Transactions (Rossiya
Airlines)
I
33 Related Party Mgmt For TNA N/A
Transactions (Rossiya
Airlines)
II
34 Related Party Mgmt For TNA N/A
Transactions (Rossiya
Airlines)
III
35 Related Party Mgmt For TNA N/A
Transactions
(Aeromar)
36 Related Party Mgmt For TNA N/A
Transactions (Pobeda
Airlines)
37 Related Party Mgmt For TNA N/A
Transaction
(VEB-leasing and PJSC
Irkut
Corporation)
________________________________________________________________________________
Aeroflot
Ticker Security ID: Meeting Date Meeting Status
AFLT CINS X00096101 09/11/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorised Mgmt For For For
Capital
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Bank Of Moscow
Ticker Security ID: Meeting Date Meeting Status
CBOM CINS X1757A104 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Board Size Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Roman I. Avdeyev Mgmt For Abstain Against
9 Elect Andrew Gazitua Mgmt For For For
10 Elect Thomas Grasse Mgmt For Abstain Against
11 Elect Lord Peter Mgmt For For For
Daresbury
12 Elect Andreas Klingen Mgmt For For For
13 Elect Sergey Y. Mgmt For Abstain Against
Menzhinskiy
14 Elect William F. Owens Mgmt For For For
15 Elect Ilkka Salonen Mgmt For For For
16 Elect Alexey A. Mgmt For Abstain Against
Stepanenko
17 Elect Vladimir A. Mgmt For Abstain Against
Chubar
18 Directors' Fees; D&O Mgmt For For For
Insurance
19 Elect Evgeny O. Gudkov Mgmt For For For
20 Elect Aleksandra A. Mgmt For For For
Vastyanova
21 Elect Vyacheslav Y. Mgmt For For For
Osipov
22 Amendments to Mgmt For For For
Management Board
Regulations
23 Membership in the Mgmt For For For
United Nations
Environment Programme
Finance
Initiative
24 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Credit Bank Of Moscow
Ticker Security ID: Meeting Date Meeting Status
CBOM CINS X1757A104 07/24/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Detsky Mir JSC
Ticker Security ID: Meeting Date Meeting Status
DSKY CINS X1810L113 09/18/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
(2Q2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Detsky Mir PJSC
Ticker Security ID: Meeting Date Meeting Status
DSKY CINS X1810L113 03/12/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Early Termination of Mgmt For For For
Board
Powers
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Andrey A. Mgmt N/A For N/A
Anishenko
5 Elect Pavel S. Mgmt N/A Abstain N/A
Boyarinov
6 Elect Maria V. Gordon Mgmt N/A For N/A
7 Elect Pavel S. Grachev Mgmt N/A Abstain N/A
8 Elect Maria S. Davydova Mgmt N/A Abstain N/A
9 Elect Dmitry Klenov Mgmt N/A Abstain N/A
10 Elect Vladimir G. Mgmt N/A Abstain N/A
Klimanov
11 Elect Stanislav V. Mgmt N/A For N/A
Kotomkin
12 Elect Tony Maher Mgmt N/A Abstain N/A
13 Elect Mikhail B. Mgmt N/A Abstain N/A
Stiskin
14 Elect Foss Michael Mgmt N/A For N/A
15 Elect Alexander V. Mgmt N/A For N/A
Shevchuk
16 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
________________________________________________________________________________
Detsky Mir PJSC
Ticker Security ID: Meeting Date Meeting Status
DSKY CINS X1810L113 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Andrey A. Mgmt For For For
Anishenko
7 Elect Maria V. Gordon Mgmt For For For
8 Elect Pavel S. Grachev Mgmt For Abstain Against
9 Elect Dmitry Klenov Mgmt For Abstain Against
10 Elect Vladimir G. Mgmt For Abstain Against
Klimanov
11 Elect Tony Maher Mgmt For Abstain Against
12 Elect David Ronnberg Mgmt For For For
13 Elect Mikhail B. Mgmt For Abstain Against
Stiskin
14 Elect Michael Foss Mgmt For For For
15 Elect Alexander V. Mgmt For For For
Shevchuk
16 Amendments to Articles Mgmt For For For
17 Elect Yury E. Vikulin Mgmt For For For
18 Elect Nadezhda V. Mgmt For For For
Voskresenskaya
19 Elect Arkadi Suprunov Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Amendments to Mgmt For For For
Regulations on Board
Remuneration
________________________________________________________________________________
Detskymir PJSC
Ticker Security ID: Meeting Date Meeting Status
DSKY CINS X1810L113 12/17/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividends Mgmt For For For
3Q2020
2 Board Size Mgmt For For For
3 Amendments to Articles Mgmt For Against Against
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Energetiki I Elektrifikacii Mosenergo
Ticker Security ID: Meeting Date Meeting Status
MSNG CINS X55075109 06/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
7 Elect Aleksandr A. Mgmt N/A Abstain N/A
Butko
8 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
9 Elect Aleksandr S. Mgmt N/A Abstain N/A
Ivannikov
10 Elect Konstantin V. Mgmt N/A For N/A
Komissarov
11 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
12 Elect Denis V. Kulikov Mgmt N/A For N/A
13 Elect Vitaliy A. Mgmt N/A Abstain N/A
Markelov
14 Elect Elena V. Mgmt N/A Abstain N/A
Mikhailova
15 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
16 Elect Alexey A. Mgmt N/A Abstain N/A
Sobitsky
17 Elect Aleksandr A. Mgmt N/A Abstain N/A
Soloviev
18 Elect Gennady N. Sukhov Mgmt N/A Abstain N/A
19 Elect Andrey N. Mgmt N/A Abstain N/A
Tabelsky
20 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A
21 Elect Andrey V. Khorev Mgmt N/A Abstain N/A
22 Elect Aleksey V. Mgmt N/A For N/A
Chernikov
23 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
24 Appointment of Auditor Mgmt For For For
25 Directors' Fees Mgmt For Against Against
26 Audit Commission Fees Mgmt For For For
27 Amendments to Articles Mgmt For Against Against
28 Amendments to Board of Mgmt For For For
Directors
Regulations
29 Elect Anatoly A. Mgmt For For For
Kotlyar
30 Elect Vitaly V. Mgmt For For For
Kudryashov
31 Elect Yury A. Mgmt For For For
Linovitsky
32 Elect Margarita I. Mgmt For For For
Mironova
33 Elect Nadezhda N. Mgmt For For For
Shafir
34 Related Party Mgmt For For For
Transactions
(I)
35 Related Party Mgmt For For For
Transactions
(II)
________________________________________________________________________________
Etalon Group Plc
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 03/22/2021 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Capital
2 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
________________________________________________________________________________
Etalon Group Plc
Ticker Security ID: Meeting Date Meeting Status
ETLN CINS 29760G103 10/23/2020 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For Against Against
Auditor's
Fees
________________________________________________________________________________
Eurasia Mining plc
Ticker Security ID: Meeting Date Meeting Status
EUA CINS G31402103 04/28/2021 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Eurasia Mining plc
Ticker Security ID: Meeting Date Meeting Status
EUA CINS G31402103 06/28/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Elect Anthony J. Mgmt For For For
Nieuwenhuys
5 Elect Tamerlan Abdikeev Mgmt For For For
6 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
7 Adoption of New Mgmt For For For
Articles
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
GlobalTrans Investment Plc
Ticker Security ID: Meeting Date Meeting Status
GLTR CINS 37949E204 04/29/2021 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Terminate the Powers Mgmt For For For
of the
Board
5 Elect John Carroll Mgmt For For For
Colley
6 Elect Johann Franz Mgmt For For For
Durrer
7 Elect Alexander Eliseev Mgmt For For For
8 Elect Andrey Gomon Mgmt For For For
9 Elect Vasilis P. Mgmt For For For
Hadjivassiliou
10 Elect Sergey Maltsev Mgmt For Against Against
11 Elect Elia Nicolaou Mgmt For For For
12 Elect George Mgmt For For For
Papaioannou
13 Elect Melina Pyrgou Mgmt For For For
14 Elect Konstantin Mgmt For For For
Shirokov
15 Elect Alexander Mgmt For For For
Storozhev
16 Elect Alexander Tarasov Mgmt For For For
17 Elect Michael Thomaides Mgmt For For For
18 Elect Marios Tofaros Mgmt For Against Against
19 Elect Sergey Tolmachev Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
GDRs
________________________________________________________________________________
HeadHunter Group PLC
Ticker Security ID: Meeting Date Meeting Status
HHR CUSIP 42207L106 11/02/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Valentin Mashkov Mgmt For For For
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
HeadHunter Group PLC
Ticker Security ID: Meeting Date Meeting Status
HHR CINS 42207L106 11/02/2020 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Elect Valentin Mashkov Mgmt For For For
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Highland Gold Mining
Ticker Security ID: Meeting Date Meeting Status
HGM CINS G4472X101 07/31/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Colin Belshaw Mgmt For For For
4 Elect John Mann Mgmt For For For
5 Elect Deborah Gudgeon Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Adoption of New Mgmt For Against Against
Articles
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lenta IPJSC
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 06/10/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Alexey A. Mgmt For For For
Mordashov
3 Elect Tomas Korganas Mgmt For For For
4 Elect Roman Vasilkov Mgmt For For For
5 Elect Vladimir Sorokin Mgmt For For For
6 Elect Rud Pedersen Mgmt For For For
7 Elect Alexey G. Mgmt For For For
Kulichenko
8 Elect Stephen R. Mgmt For For For
Johnson
9 Elect Julia Solovieva Mgmt For For For
10 Elect Michael Mgmt For For For
Lynch-Bell
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
Lenta PLC
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 07/22/2020 Voted
Meeting Type Country of Trade
Annual Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexey A. Mgmt For For For
Mordashov
2 Elect Michael Mgmt For Against Against
Lynch-Bell
3 Elect Julia Solovieva Mgmt For For For
4 Elect Tomas Korganas Mgmt For For For
5 Elect Roman Vasilkov Mgmt For For For
6 Elect Stephen R. Mgmt For For For
Johnson
7 Elect Alexey G. Mgmt For For For
Kulichenko
8 Elect Rud Pedersen Mgmt For For For
9 Elect Herman Tinga Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Lenta PLC
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 07/22/2020 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Transfer of Domicile Mgmt For For For
2 Appointment of Auditor Mgmt For For For
(Transfer of
Domicile)
3 Approve Filing of Mgmt For For For
Application (Transfer
of
Domicile)
4 Interim Accounts and Mgmt For For For
Reports (Transfer of
Domicile)
5 Change of Company Name Mgmt For For For
(Transfer of
Domicile)
6 Approval of Prospectus Mgmt For For For
(Transfer of
Domicile)
7 Authorisation of Legal Mgmt For For For
Formalities (Transfer
of
Domicile)
________________________________________________________________________________
Lenta PLC
Ticker Security ID: Meeting Date Meeting Status
LNTA CINS 52634T200 11/23/2020 Voted
Meeting Type Country of Trade
Special Cyprus
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Denomination of Par Mgmt For For For
Value in Russian
Rubles
2 Conversion of Mgmt For For For
Authorised Share
Capital to Russian
Rubles
3 Conversion of Issued Mgmt For For For
Share Capital to
Russian
Rubles
4 Adoption of Russian Law Mgmt For For For
5 Adoption of New Charter Mgmt For Abstain Against
6 Re-issuance of the Mgmt For For For
Company's Issued
Share
Capital
7 Change in Place of Mgmt For For For
Residence
8 Appointment of Mgmt For For For
Registrar
9 Appointment of CEO Mgmt For For For
10 Authorisation for Mgmt For For For
Executives to
Represent the
Company
11 Authorisation for the Mgmt For For For
Directors and/or
Secretary to Take All
Necessary
Actions
________________________________________________________________________________
LSR Group OJSC
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS X32441101 04/29/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Dmitry V. Mgmt For Abstain Against
Goncharov
8 Elect Igor M. Levit Mgmt For Abstain Against
9 Elect Aleksey P. Mgmt For For For
Makhnev
10 Elect Andrey Y. Mgmt For Abstain Against
Molchanov
11 Elect Egor A. Molchanov Mgmt For Abstain Against
12 Elect Natalia V. Mgmt For For For
Nikiforova
13 Elect Alexander I. Mgmt For Abstain Against
Pogorelskiy
14 Elect Vitaly G. Mgmt For For For
Podolsky
15 Elect Alexander M. Mgmt For For For
Prisyazhnyuk
16 Elect Natalia S. Mgmt For For For
Klevtsova
17 Elect Denis G. Sinyugin Mgmt For For For
18 Elect Ludmila V. Mgmt For For For
Fradina
19 Appointment of Auditor Mgmt For For For
(RAS)
20 Appointment of Auditor Mgmt For For For
(IFRS)
________________________________________________________________________________
LSR Group OJSC
Ticker Security ID: Meeting Date Meeting Status
LSRG CINS X32441101 09/30/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
M.Video Company
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 11/09/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Retained Mgmt For For For
Earning/Dividends
2 Amendments to Articles Mgmt For For For
3 Amendments to General Mgmt For For For
Meeting
Regulations
4 Amendments to Board Mgmt For For For
Regulations
5 Amendments to Mgmt For For For
Management
Regulations
6 Amendments to CEO Mgmt For For For
Regulations
7 Amendments to Audit Mgmt For For For
Commission
Regulations
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mechel PJSC
Ticker Security ID: Meeting Date Meeting Status
MTLR CINS X8487H101 06/25/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Igor V. Zyuzin Mgmt For Abstain Against
5 Elect Oleg V. Korzhov Mgmt For Abstain Against
6 Elect Georgiy G. Petrov Mgmt For For For
7 Elect Yuriy N. Malyshev Mgmt For Abstain Against
8 Elect Irina N. Ipeeva Mgmt For Abstain Against
9 Elect Alexandr N. Mgmt For For For
Kotsky
10 Elect Alexander D. Mgmt For For For
Orischin
11 Elect Aleksandr N. Mgmt For For For
Shokhin
12 Elect Victor A. Mgmt For Abstain Against
Trigubko
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novorosiski Morskoy Port
Ticker Security ID: Meeting Date Meeting Status
NMTP CINS X5904U103 06/30/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Audit Commission's Fees Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect Sergey A. Mgmt N/A Abstain N/A
Andronov
10 Elect Maxim S. Mgmt N/A Abstain N/A
Grishanin
11 Elect Sergey G. Kireev Mgmt N/A Abstain N/A
12 Elect Mikhail S. Popov Mgmt N/A Abstain N/A
13 Elect Vyacheslav M. Mgmt N/A Abstain N/A
Skvortsov
14 Elect Roman V. Fedotov Mgmt N/A Abstain N/A
15 Elect Rashid R. Mgmt N/A Abstain N/A
Sharipov
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Elect Aleksandr R. Mgmt For N/A N/A
Amiryants
18 Elect Viktor V. Mgmt For For For
Borodaenko
19 Elect Andrey A. Kuzmin Mgmt For For For
20 Elect Sergey V. Serdyuk Mgmt For For For
21 Elect Natalya V. Shepel Mgmt For For For
22 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PAO Sovcomflot
Ticker Security ID: Meeting Date Meeting Status
FLOT CINS X6234X106 06/15/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Allocation of Retained Mgmt For For For
Earnings
6 Dividends Mgmt For For For
7 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
8 Directors' Fees Mgmt For For For
9 Audit Commission Fees Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Olga K. Dergunova Mgmt For Abstain Against
12 Elect Mikhail E. Mgmt For For For
Kuznetsov
13 Elect Alexey V. Moiseev Mgmt For Abstain Against
14 Elect Nikolay R. Mgmt For Abstain Against
Podguzov
15 Elect Alexandr I. Mgmt For Abstain Against
Poshivay
16 Elect Alexey L. Sadikov Mgmt For Abstain Against
17 Elect Pavel Y. Sorokin Mgmt For Abstain Against
18 Elect Igor V. Mgmt For Abstain Against
Tonkovidov
19 Elect Sergey O. Frank Mgmt For Abstain Against
20 Elect Walid Chammah Mgmt For For For
21 Elect Andrey V. Mgmt For Abstain Against
Sharonov
22 Elect Zakhariy T. Mgmt For For For
Dzhioev
23 Elect Nikita V. Mgmt For For For
Kozhemyakin
24 Elect Alexandr V. Mgmt For For For
Tikhonov
25 Appointment of Auditor Mgmt For For For
26 Amendments to Articles Mgmt For Abstain Against
27 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS X6561F108 04/15/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Frank Detlef Mgmt N/A For N/A
Wende
4 Elect Andrey Y. Mgmt N/A Abstain N/A
Kaplunov
5 Elect Andrey I. Komarov Mgmt N/A Abstain N/A
6 Elect Sergey V. Mgmt N/A For N/A
Kravchenko
7 Elect Yaroslav I. Mgmt N/A For N/A
Kuzminov
8 Elect Aleksandr D. Mgmt N/A Abstain N/A
Pumpyansky
9 Elect Dmitry A. Mgmt N/A Abstain N/A
Pumpyansky
10 Elect Mikhail Y. Mgmt N/A Abstain N/A
Khodorovsky
11 Elect Natalia A. Mgmt N/A For N/A
Chervonenko
12 Elect Anatoly B. Mgmt N/A For N/A
Chubais
13 Elect Alexander G. Mgmt N/A Abstain N/A
Shiryaev
14 Elect Alexander N. Mgmt N/A Abstain N/A
Shokhin
15 Appointment of Auditor Mgmt For Abstain Against
16 Amendments to Articles Mgmt For Abstain Against
17 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
18 Amendments to Board Mgmt For Abstain Against
Regulations
19 Amendments to Mgmt For Abstain Against
Management Board
Regulations
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PAO TMK
Ticker Security ID: Meeting Date Meeting Status
TRMK CINS X6561F108 11/26/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 06/30/2021 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Amendment to Long-Term Mgmt For For For
Incentive
Plan
5 Bespoke Share Option Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Mgmt For For For
Auditor's
Fees
8 Elect Malay Mukherjee Mgmt For For For
9 Elect Denis Alexandrov Mgmt For For For
10 Elect Mikhail Irzhevsky Mgmt For For For
11 Elect James W. Mgmt For For For
Cameron,
Jr.
12 Elect Charlotte Mgmt For For For
Philipps
13 Elect Maxim Kharin Mgmt For For For
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (Rights
Issue)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
19 Discussion on Serious Mgmt For For For
Loss of
Capital
________________________________________________________________________________
Petropavlovsk Plc
Ticker Security ID: Meeting Date Meeting Status
POG CINS G7053A101 08/10/2020 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Damien
Hackett
(Prosperity)
2 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Michael
Kavanagh
(Prosperity)
3 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Harry
Kenyon-Slaney
(Prosperity)
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Pavel
Maslovskiy
(Prosperity)
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Timothy
McCutcheon
(Prosperity)
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Vitaly
Zarkhin
(Prosperity)
7 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Election of Paul A.
Bushell
(Everest)
8 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Election of Ivan
Kulakov
(Everest)
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of James W.
Cameron, Jr., if
Previously Removed
(Everest)
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Charlotte
Philipps, if
Previously Removed
(Everest)
11 Shareholder Proposal ShrHoldr N/A For N/A
Regarding the
Election of Maksim
Kharin, if Previously
Removed
(Everest)
12 Shareholder Proposal ShrHoldr For For For
Regarding the
Election of Katia
Ray, if Previously
Removed
(Everest)
13 Shareholder Proposal ShrHoldr For For For
Regarding the Removal
of Peter Hambro
(Everest)
14 Shareholder Proposal ShrHoldr For For For
Regarding the Removal
of Alya Samokhvalova
(Everest)
15 Shareholder Proposal ShrHoldr For For For
Regarding the Removal
of Angelica Phillips
(Everest)
16 Shareholder Proposal ShrHoldr For For For
Regarding the Removal
of Jonathan Eric
Martin Smith
(Everest)
17 Shareholder Proposal ShrHoldr For For For
Regarding the Removal
of Martin Smith
(Everest)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Shareholder Proposal ShrHoldr Against Against For
Regarding the Removal
of Any Person
Appointed as a
Director Since July
9, 2020, Excluding
Those Persons
Referred to in
Proposals 7 to 12
(Everest)
20 Commissioning of ShrHoldr Against Against For
Independent Forensic
Investigation
(Everest)
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 01/20/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transactions Mgmt For Abstain Against
2 Major Transactions Mgmt For Abstain Against
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 03/26/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transactions Mgmt For Abstain Against
2 Major Transactions Mgmt For Abstain Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 05/05/2021 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Major Transactions Mgmt For Abstain Against
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 06/23/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Oleg V. Mgmt For Abstain Against
Andriyankin
5 Elect Oleg V. Vyugin Mgmt For Abstain Against
6 Elect Alla G. Gryaznova Mgmt For For For
7 Elect Mikhail S. Mgmt For Abstain Against
Gutseriev
8 Elect Said M. Gutseriev Mgmt For Abstain Against
9 Elect Avet V. Mirakyan Mgmt For Abstain Against
10 Elect Ilya S. Mgmt For Abstain Against
Mikhailenko
11 Elect Aleksandr I. Mgmt For For For
Myakenkiy
12 Elect Sergey P. Nazarov Mgmt For For For
13 Elect Svetlana A. Mgmt For Abstain Against
Sagaydak
14 Elect Bilan A. Uzhakhov Mgmt For Abstain Against
15 Elect Andrey A. Mgmt For For For
Gorokhov
16 Elect Alexey L. Mgmt For For For
Rozhkovsky
17 Elect Stanislav A. Mgmt For For For
Turbanov
18 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
PJSC Safmar Financial investment
Ticker Security ID: Meeting Date Meeting Status
SFIN CINS X23955119 10/07/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Seligdar
Ticker Security ID: Meeting Date Meeting Status
SELG CINS X7771F102 06/15/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Board Size Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Nikolay P. Mgmt N/A For N/A
Abramov
8 Elect Alexandr E. Mgmt N/A Abstain N/A
Ammosov
9 Elect Konstantin A. Mgmt N/A Abstain N/A
Beirit
10 Elect Oleg M. Mgmt N/A For N/A
Berezovsky
11 Elect Kirill S. Mgmt N/A For N/A
Kuznetsov
12 Elect Gennady A. Launer Mgmt N/A Abstain N/A
13 Elect Sergey V. Ryzhov Mgmt N/A Abstain N/A
14 Elect Valery O. Mgmt N/A Abstain N/A
Suleimanov
15 Elect Sergey M. Mgmt N/A Abstain N/A
Tatarinov
16 Elect Alexandr A. Mgmt N/A Abstain N/A
Khrushch
17 Elect Vladimir I. Mgmt N/A For N/A
Shchedrov
18 Elect Viktor B. Yun Mgmt N/A Abstain N/A
19 Elect Elena I. Dontsova Mgmt For For For
20 Elect Vasily P. Mgmt For For For
Koshelev
21 Elect Galina V. Okuneva Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Directors' Fees Mgmt For For For
24 Related Party Mgmt For For For
Transactions (AO
Seligdar
Gold)
25 Related Party Mgmt For For For
Transactions (OOO
Ryabinovoe)
26 Related Party Mgmt For For For
Transactions (AO
Lunnoe)
27 Related Party Mgmt For For For
Transactions (OOO
Artel Starateley
Poisk)
28 Related Party Mgmt For For For
Transactions (OOO
Artel Starateley
Sininda-1)
29 Related Party Mgmt For For For
Transactions (OOO
OGK)
30 Related Party Mgmt For For For
Transactions (PJSC
Rusolovo)
31 Related Party Mgmt For For For
Transactions (OOO
Nirungan)
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 06/10/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Georgy L. Mgmt For For For
Abdushelishvili
5 Elect Anna G. Belova Mgmt For For For
6 Elect David Bryson Mgmt For Abstain Against
7 Elect Oleg V. Vyugin Mgmt For Abstain Against
8 Elect Sascha Fehlemann Mgmt For Abstain Against
9 Elect Uwe Fip Mgmt For Abstain Against
10 Elect Reiner Hartmann Mgmt For Abstain Against
11 Elect Klaus-Dieter Mgmt For Abstain Against
Maubach
12 Elect Maxim G. Shirokov Mgmt For Abstain Against
13 Appointment of Auditor Mgmt For For For
14 Amendments to Articles Mgmt For Abstain Against
15 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
16 Amendments to Board of Mgmt For Abstain Against
Directors
Regulations
17 Amendments to Mgmt For Abstain Against
Regulations on
Directors'
Fees
18 Directors' Fees Mgmt For Against Against
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PJSC Unipro
Ticker Security ID: Meeting Date Meeting Status
UPRO CINS X2156X109 12/07/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(3Q2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint-Stock Company M.Video
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 05/07/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Andreas Blase Mgmt For Abstain Against
4 Elect Said M. Gutseriev Mgmt For Abstain Against
5 Elect Ekaterina Mgmt For For For
Lapshina
6 Elect Avet V. Mirakyan Mgmt For Abstain Against
7 Elect Vladimir V. Mgmt For For For
Preobrazhenskiy
8 Elect Alexander Mgmt For Abstain Against
Tynkovan
9 Elect Enrique Angel Mgmt For Abstain Against
Fernandez
Aisa
10 Elect John Browett Mgmt For For For
11 Elect Riccardo Orcel Mgmt For Abstain Against
12 Elect Evgeny V. Bezlik Mgmt For For For
13 Elect Andrey A. Mgmt For For For
Gorokhov
14 Elect Aleksey L. Mgmt For For For
Rozhkovsky
15 Audit Commission's Fees Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Amendments to Mgmt For For For
Regulations on
Directors'
Fees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Public Joint-Stock Company M.Video
Ticker Security ID: Meeting Date Meeting Status
MVID CINS X5596G107 12/28/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Mgmt For For For
Consolidated
Financial
Statements
2 Adoption of Standalone Mgmt For For For
Financial
Statements
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Alexey Marey Mgmt For For For
6 Elect Elena Titova Mgmt For For For
7 Elect Marcus J. Rhodes Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Executive Directors' Mgmt For For For
Fees
10 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrey Protopopov Mgmt For Abstain Against
2 Elect Nadiya Cherkasova Mgmt For Abstain Against
3 Elect Sergey Solonin Mgmt For Abstain Against
4 Elect Tatiana Zharkova Mgmt For Abstain Against
________________________________________________________________________________
QIWI plc
Ticker Security ID: Meeting Date Meeting Status
QIWI CUSIP 74735M108 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5.1 Elect Alexey Marey Mgmt For For For
5.2 Elect Elena Titova Mgmt For For For
5.3 Elect Marcus J. Rhodes Mgmt For For For
6 Elect Boris Kim Mgmt For Abstain Against
7 Elect Nadiya Cherkasova Mgmt For Abstain Against
8 Elect Sergey Solonin Mgmt For Abstain Against
9 Elect Tatiana Zharkova Mgmt For Abstain Against
10 Directors' Fees Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Disapplication of Mgmt For For For
Shareholders
Pre-Emption
Rights
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 05/18/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Marat Atnashev Mgmt For For For
7 Elect Andrei V. Davidov Mgmt For Abstain Against
8 Elect Aleksey A. Ivanov Mgmt For Abstain Against
9 Elect Nikolay V. Ivanov Mgmt For Abstain Against
10 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
11 Elect Ilya M. Lifshits Mgmt For Abstain Against
12 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
13 Elect Eric Stoyell Mgmt For Abstain Against
14 Elect Alexander V. Mgmt For Abstain Against
Frolov
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 09/25/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Interim Dividend Mgmt For For For
(1H2020)
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 10/27/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Abstain Against
3 Early Termination of Mgmt For For For
Board
Powers
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Marat Atnashev Mgmt For For For
6 Elect Andrei V. Davidov Mgmt For Abstain Against
7 Elect Aleksey A. Ivanov Mgmt For Abstain Against
8 Elect Nikolay V. Ivanov Mgmt For Abstain Against
9 Elect Aleksander V. Mgmt For Abstain Against
Kuznetsov
10 Elect Ilya M. Lifshits Mgmt For Abstain Against
11 Elect Olga A. Mgmt For Abstain Against
Pokrovskaja
12 Elect Eric Stoyell Mgmt For Abstain Against
13 Elect Alexander V. Mgmt For Abstain Against
Frolov
________________________________________________________________________________
Raspadskaya PJSC
Ticker Security ID: Meeting Date Meeting Status
RASP CINS X7457E106 12/18/2020 Voted
Meeting Type Country of Trade
Special Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition (Related Mgmt For For For
Party
Transaction)
2 Acquisition (Major Mgmt For For For
Transaction)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
RPC United Wagon Company
Ticker Security ID: Meeting Date Meeting Status
UWGN CINS X7346Y107 07/31/2020 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For Abstain Against
3 Financial Statements Mgmt For Against Against
4 Allocation of Mgmt For For For
Profits/Dividends
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Andrey R. Bokarev Mgmt N/A For N/A
7 Elect Vladimir V. Mgmt N/A Abstain N/A
Varivonchik
8 Elect Mikhail A. Mgmt N/A Abstain N/A
Motorin
9 Elect Alexander K. Mgmt N/A Abstain N/A
Sokolov
10 Elect Mikhail V. Mgmt N/A Abstain N/A
Khabarov
11 Elect Rakhman I. Mgmt N/A For N/A
Khalilov
12 Elect Timofey V. Mgmt N/A Abstain N/A
Khryapov
13 Elect Sergey V. Chagai Mgmt N/A Abstain N/A
14 Elect Grigory P. Mgmt N/A Against N/A
Stekolshikov
15 Appointment of Auditor Mgmt For Abstain Against
16 Amendments to Articles Mgmt For Abstain Against
17 Amendments to General Mgmt For Abstain Against
Meeting
Regulations
18 Amendments to Board Mgmt For Abstain Against
Regulations
19 Amendments to Mgmt For Abstain Against
Regulations on Board
Incentivisation
20 Directors' Fees Mgmt For Abstain Against
21 Withdrowal from the Mgmt For For For
Russian Union of
Industrialists and
Entrepreneurs
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sistema PJSFC
Ticker Security ID: Meeting Date Meeting Status
AFKS CINS 48122U204 06/26/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Anna G. Belova Mgmt For Abstain Against
6 Elect Vladimir P. Mgmt For Abstain Against
Evtushenkov
7 Elect Felix V. Mgmt For Abstain Against
Evtushenkov
8 Elect Ron Sommer Mgmt For Abstain Against
9 Elect Yaroslav I. Mgmt For For For
Kuzminov
10 Elect Roger Munnings Mgmt For Abstain Against
11 Elect Vladimir S. Mgmt For Abstain Against
Chirakhov
12 Elect Anatoly B. Mgmt For For For
Chubais
13 Elect Mikhail V. Mgmt For Abstain Against
Shamolin
14 Elect Etienne Schneider Mgmt For For For
15 Elect Alexander N. Mgmt For For For
Shokhin
16 Elect David Mgmt For Abstain Against
Iakobachvili
17 Appointment of Auditor Mgmt For For For
(RAS)
18 Appointment of Auditor Mgmt For For For
(IFRS)
19 Amendments to Mgmt For For For
Regulations on Board
Remuneration
________________________________________________________________________________
Summit Ascent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0102 CINS G8565U130 04/20/2021 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Loan Agreement Mgmt For For For
________________________________________________________________________________
Summit Ascent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0102 CINS G8565U130 05/28/2021 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect LO Kai Bong Mgmt For For For
5 Elect U Chio Ieong Mgmt For Against Against
6 Elect LI Chak Hung Mgmt For For For
7 Elect David CHUA Ming Mgmt For For For
Huat
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Mgmt For For For
Repurchase
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Termination of Mgmt For Against Against
Existing Share Option
Scheme and the
Adoption of New Share
Option
Scheme
________________________________________________________________________________
Territorial Generating Company No.1
Ticker Security ID: Meeting Date Meeting Status
TGKA CINS X89840106 06/18/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Parviz F. Mgmt N/A Abstain N/A
Abdushukurov
6 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
7 Elect Dmitri P. Mgmt N/A Abstain N/A
Borovikov
8 Elect Vadim E. Mgmt N/A Abstain N/A
Vederchik
9 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
10 Elect Alexander S. Mgmt N/A Abstain N/A
Ivannikov
11 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
12 Elect Vitaliy A. Mgmt N/A Abstain N/A
Markelov
13 Elect Mario D. Mgmt N/A Abstain N/A
Matsidovsky
14 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
15 Elect Gennady N. Sukhov Mgmt N/A Abstain N/A
16 Elect Denis V. Fedorov Mgmt N/A Abstain N/A
17 Elect Andrey V. Khorev Mgmt N/A Abstain N/A
18 Elect Alexandr A. Mgmt N/A Abstain N/A
Chuvaev
19 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A
20 Amendments to Articles Mgmt For For For
21 Amendments to Board of Mgmt For For For
Directors
Regulations
22 Appointment of Auditor Mgmt For For For
23 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
VNV Global AB
Ticker Security ID: Meeting Date Meeting Status
VNV CINS W98223105 01/13/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Amendments to Articles Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Shares Pursuant to
Long-Term Incentive
Program
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VNV Global AB
Ticker Security ID: Meeting Date Meeting Status
VNV CINS W98223105 05/04/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Lars O Mgmt For For For
Gronstedt
16 Ratification of Josh Mgmt For For For
Blachman
17 Ratification of Per Mgmt For For For
Brilioth (CEO and
board
member)
18 Ratification of Mgmt For For For
Victoria
Grace
19 Ratification of Ylva Mgmt For For For
Lindquist
20 Ratification of Keith Mgmt For For For
Richman
21 Board Size Mgmt For For For
22 Number of Auditors Mgmt For For For
23 Directors' Fees Mgmt For For For
24 Authority to Set Mgmt For For For
Auditor's
Fees
25 Elect Lars O. Gronstedt Mgmt For For For
26 Elect Josh Blachman Mgmt For Against Against
27 Elect Per Brilioth Mgmt For For For
28 Elect Victoria Grace Mgmt For Against Against
29 Elect Ylva Lindquist Mgmt For For For
30 Elect Keith Richman Mgmt For Against Against
31 Elect Lars O Gronstedt Mgmt For For For
as
Chair
32 Appointment of Auditor Mgmt For For For
33 Approval of Nominating Mgmt For For For
Committee
Guidelines
34 Remuneration Report Mgmt For For For
35 Long-Term Incentive Mgmt For For For
Plan
2021
36 Amendments to Articles Mgmt For For For
(LTIP
2021)
37 Authority to Issue Mgmt For For For
Shares Pursuant to
LTIP
2021
38 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
39 Authority to Mgmt For For For
Repurchase
Shares
40 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Wholesale Generation Co.-2
Ticker Security ID: Meeting Date Meeting Status
OGKB CINS X7762E106 06/18/2021 Voted
Meeting Type Country of Trade
Annual Russian Federation
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Elect Nikolay D. Mgmt N/A Abstain N/A
Rogalev
6 Elect Nikita Y. Osin Mgmt N/A Abstain N/A
7 Elect Mikhail V. Mgmt N/A Abstain N/A
Fyodorov
8 Elect Roman E. Abdullin Mgmt N/A Abstain N/A
9 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A
10 Elect Irina Y. Mgmt N/A Abstain N/A
Korobkina
11 Elect Aleksandr V. Mgmt N/A Abstain N/A
Rogov
12 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A
13 Elect Yevgeny N. Mgmt N/A Abstain N/A
Zemlyanoy
14 Elect Albert F. Mgmt N/A Abstain N/A
Bikmurzin
15 Elect Artyom V. Mgmt N/A Abstain N/A
Semikolenov
16 Elect Zaurbek I. Mgmt N/A Abstain N/A
Jambulatov
17 Elect Valery G. Mgmt N/A For N/A
Pyatnitsev
18 Elect Elena V. Mgmt N/A Abstain N/A
Khimichuk
19 Elect Oleg R. Fyodorov Mgmt N/A For N/A
20 Amendments to Articles Mgmt For For For
21 Amendments to Internal Mgmt For For For
Regulations
22 Appointment of Auditor Mgmt For For For
23 Directors' Fees Mgmt For Against Against
24 Non-Voting Meeting Note N/A N/A N/A N/A
Fund Name : VanEck Vectors Semiconductor ETF
_________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 04/07/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xilinx Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 03/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ray Stata Mgmt For For For
2 Elect Vincent Roche Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect Anantha P. Mgmt For Against Against
Chandrakasan
5 Elect Bruce R. Evans Mgmt For For For
6 Elect Edward H. Frank Mgmt For For For
7 Elect Laurie H. Mgmt For For For
Glimcher
8 Elect Karen M. Golz Mgmt For For For
9 Elect Mark M. Little Mgmt For For For
10 Elect Kenton J. Mgmt For For For
Sicchitano
11 Elect Susie Wee Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Analog Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADI CUSIP 032654105 10/08/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Applied Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rani Borkar Mgmt For For For
2 Elect Judy Bruner Mgmt For For For
3 Elect Eric Chen Mgmt For For For
4 Elect Aart J. de Geus Mgmt For For For
5 Elect Gary E. Dickerson Mgmt For For For
6 Elect Thomas J. Mgmt For For For
Iannotti
7 Elect Alexander A. Mgmt For For For
Karsner
8 Elect Adrianna C. Ma Mgmt For For For
9 Elect Yvonne McGill Mgmt For For For
10 Elect Scott A. McGregor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Approval of the Mgmt For For For
Employees Stock
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CUSIP N07059210 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Long-Term Incentive Mgmt For For For
Plan; Authority to
Issue
Shares
7 Management Board Mgmt For For For
Remuneration
Policy
8 Supervisory Board Mgmt For For For
Remuneration
Policy
9 Elect Birgit Conix to Mgmt For For For
the Supervisory
Board
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights in Connection
with Mergers and
Acquisitions
14 Authority to Suppress Mgmt For For For
Preemptive Rights in
Connection with
Mergers and
Acquisitions
15 Authority to Mgmt For For For
Repurchase
Shares
16 Authority to Mgmt For For For
Repurchase Additional
Shares
17 Authority to Cancel Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Broadcom Inc.
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP 11135F101 04/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Diane M. Bryant Mgmt For For For
2 Elect Gayla J. Delly Mgmt For For For
3 Elect Raul J. Fernandez Mgmt For For For
4 Elect Eddy W. Mgmt For For For
Hartenstein
5 Elect Check Kian Low Mgmt For For For
6 Elect Justine F. Page Mgmt For For For
7 Elect Dr. Henry S. Mgmt For For For
Samueli
8 Elect Hock E. Tan Mgmt For For For
9 Elect Harry L. You Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark W. Adams Mgmt For Against Against
2 Elect Ita M. Brennan Mgmt For For For
3 Elect Lewis Chew Mgmt For For For
4 Elect Julia Liuson Mgmt For For For
5 Elect James D. Plummer Mgmt For For For
6 Elect Alberto Mgmt For For For
Sangiovanni-Vincentell
i
7 Elect John B. Shoven Mgmt For For For
8 Elect Young K. Sohn Mgmt For For For
9 Elect Lip-Bu Tan Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick P. Mgmt For For For
Gelsinger
2 Elect James J. Goetz Mgmt For For For
3 Elect Alyssa Henry Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Dion J. Weisler Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Racism in Company
Culture
________________________________________________________________________________
KLA Corp.
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect Jeneanne Hanley Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Marie E. Myers Mgmt For For For
8 Elect Kiran M. Patel Mgmt For For For
9 Elect Victor Peng Mgmt For For For
10 Elect Robert A. Rango Mgmt For For For
11 Elect Richard P. Mgmt For For For
Wallace
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Lam Research Corp.
Ticker Security ID: Meeting Date Meeting Status
LRCX CUSIP 512807108 11/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sohail U. Ahmed Mgmt For For For
1.2 Elect Timothy M. Archer Mgmt For For For
1.3 Elect Eric K. Brandt Mgmt For For For
1.4 Elect Michael R. Cannon Mgmt For For For
1.5 Elect Catherine P. Lego Mgmt For For For
1.6 Elect Bethany J. Mayer Mgmt For For For
1.7 Elect Abhijit Y. Mgmt For For For
Talwalkar
1.8 Elect Lih-Shyng (Rick Mgmt For For For
L.)
Tsai
1.9 Elect Leslie F. Varon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 04/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elimination of Mgmt For For For
Supermajority
Requirement
2 Inphi Transaction Mgmt For For For
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Tudor Mgmt For For For
Brown
2 Elect Brad W. Buss Mgmt For For For
3 Elect Edward H. Frank Mgmt For For For
4 Elect Richard S. Hill Mgmt For For For
5 Elect Bethany J. Mayer Mgmt For For For
6 Elect Matthew J. Murphy Mgmt For For For
7 Elect Michael G. Mgmt For For For
Strachan
8 Elect Robert E. Switz Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 10/08/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Maxim Integrated Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
MXIM CUSIP 57772K101 11/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William P. Mgmt For For For
Sullivan
2 Elect Tunc Doluca Mgmt For For For
3 Elect Tracy C. Accardi Mgmt For For For
4 Elect James R. Bergman Mgmt For For For
5 Elect Joseph R. Bronson Mgmt For For For
6 Elect Robert E. Grady Mgmt For For For
7 Elect Mercedes Johnson Mgmt For For For
8 Elect William D. Mgmt For For For
Watkins
9 Elect MaryAnn Wright Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For Against Against
4 Elect Esther L. Johnson Mgmt For Against Against
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Micron Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 01/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Beyer Mgmt For For For
2 Elect Lynn A. Dugle Mgmt For For For
3 Elect Steven J. Gomo Mgmt For For For
4 Elect Mary Pat McCarthy Mgmt For For For
5 Elect Sanjay Mehrotra Mgmt For For For
6 Elect Robert E. Switz Mgmt For For For
7 Elect MaryAnn Wright Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect John O. Dabiri Mgmt For For For
4 Elect Persis S. Drell Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Stephen C. Neal Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Aarti Shah Mgmt For For For
13 Elect Mark A. Stevens Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Kurt Sievers Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Annette K. Mgmt For For For
Clayton
6 Elect Anthony Foxx Mgmt For For For
7 Elect Kenneth A. Mgmt For For For
Goldman
8 Elect Josef Kaeser Mgmt For For For
9 Elect Lena Olving Mgmt For For For
10 Elect Peter Smitham Mgmt For For For
11 Elect Julie Southern Mgmt For For For
12 Elect Jasmin Staiblin Mgmt For For For
13 Elect Gregory L. Summe Mgmt For For For
14 Elect Karl-Henrik Mgmt For For For
Sundstrom
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Cancel Mgmt For For For
Repurchased
Shares
19 Directors' Fees Mgmt For For For
20 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ON Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
ON CUSIP 682189105 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Atsushi Abe Mgmt For For For
2 Elect Alan Campbell Mgmt For For For
3 Elect Susan K. Carter Mgmt For For For
4 Elect Thomas L. Mgmt For For For
Deitrich
5 Elect Gilles Delfassy Mgmt For For For
6 Elect Hassaine S. Mgmt For For For
El-Khoury
7 Elect Bruce E. Kiddoo Mgmt For For For
8 Elect Paul A. Mgmt For For For
Mascarenas
9 Elect Gregory L. Waters Mgmt For For For
10 Elect Christine Y. Yan Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase
Plan
14 Amendment to the Stock Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Qorvo, Inc.
Ticker Security ID: Meeting Date Meeting Status
QRVO CUSIP 74736K101 08/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph G. Quinsey Mgmt For For For
1.2 Elect Robert A. Mgmt For For For
Bruggeworth
1.3 Elect Jeffery Gardner Mgmt For For For
1.4 Elect John R. Harding Mgmt For For For
1.5 Elect David H.Y. Ho Mgmt For For For
1.6 Elect Roderick D. Mgmt For For For
Nelson
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect Susan L. Spradley Mgmt For For For
1.9 Elect Walter H. Mgmt For For For
Wilkinson,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sylvia Acevedo Mgmt For For For
2 Elect Mark Fields Mgmt For For For
3 Elect Jeffrey W. Mgmt For For For
Henderson
4 Elect Gregory N. Mgmt For For For
Johnson
5 Elect Ann M. Livermore Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Mark D. Mgmt For For For
McLaughlin
8 Elect Jamie S. Miller Mgmt For For For
9 Elect Steven M. Mgmt For For For
Mollenkopf
10 Elect Clark T. Randt, Mgmt For For For
Jr.
11 Elect Irene B. Mgmt For For For
Rosenfeld
12 Elect Neil Smit Mgmt For For For
13 Elect Jean-Pascal Mgmt For For For
Tricoire
14 Elect Anthony J. Mgmt For For For
Vinciquerra
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Skyworks Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWKS CUSIP 83088M102 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan S. Batey Mgmt For For For
2 Elect Kevin L. Beebe Mgmt For Against Against
3 Elect Timothy R. Furey Mgmt For For For
4 Elect Liam K. Griffin Mgmt For For For
5 Elect Christine King Mgmt For For For
6 Elect David P. McGlade Mgmt For For For
7 Elect Robert A. Mgmt For For For
Schriesheim
8 Elect Kimberly S. Mgmt For For For
Stevenson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Amendment to the 2015 Mgmt For For For
Long-Term Incentive
Plan
12 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
STMicroelectronics N.V.
Ticker Security ID: Meeting Date Meeting Status
STM CUSIP 861012102 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For Against Against
2 Management Board Mgmt For For For
Remuneration
Policy
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Elect Jean-Marc Chery Mgmt For For For
to the Management
Board
8 Equity Grant (CEO) Mgmt For For For
9 Equity Grant (Senior Mgmt For For For
Management)
10 Elect Nicolas Dufourcq Mgmt For Against Against
to the Supervisory
Board
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Mgmt For For For
Procedural Rules:
Election of
Directors
3 Adoption of Employee Mgmt For For For
Restricted Stock
Plan
4.1 Elect Mark LIU Mgmt For For For
4.2 Elect Che-Chia WEI Mgmt For For For
4.3 Elect Fan-Cheng TSENG Mgmt For For For
4.4 Elect Ming-Hsin KUNG Mgmt For For For
4.5 Elect Peter L. Bonfield Mgmt For For For
4.6 Elect Kok-Choo CHEN Mgmt For For For
4.7 Elect Michael R. Mgmt For For For
Splinter
4.8 Elect Moshe Mgmt For For For
N.Gavrielov
4.9 Elect Yancey HAI Mgmt For For For
4.10 Elect L. Rafael Reif Mgmt For For For
________________________________________________________________________________
Teradyne, Inc.
Ticker Security ID: Meeting Date Meeting Status
TER CUSIP 880770102 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Bradley
2 Elect Edwin J. Gillis Mgmt For For For
3 Elect Timothy E. Mgmt For For For
Guertin
4 Elect Peter Herweck Mgmt For For For
5 Elect Mark E. Jagiela Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Marilyn Matz Mgmt For For For
8 Elect Paul J. Tufano Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Elimination of Mgmt For For For
Supermajority
Requirement
11 Permit Shareholders to Mgmt For For For
Act by Written
Consent
12 Amendment to 1996 Mgmt For For For
Employee Stock
Purchase
Plan
13 Amendment to the 2006 Mgmt For For For
Equity and Cash
Compensation
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark A. Blinn Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Janet F. Clark Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Martin S. Mgmt For For For
Craighead
6 Elect Jean M. Hobby Mgmt For For For
7 Elect Michael D. Hsu Mgmt For For For
8 Elect Ronald Kirk Mgmt For For For
9 Elect Pamela H. Patsley Mgmt For For For
10 Elect Robert E. Sanchez Mgmt For For For
11 Elect Richard K. Mgmt For For For
Templeton
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Universal Display Corporation
Ticker Security ID: Meeting Date Meeting Status
OLED CUSIP 91347P105 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven V. Mgmt For For For
Abramson
2 Elect Cynthia J. Mgmt For For For
Comparin
3 Elect Richard C. Elias Mgmt For For For
4 Elect Elizabeth H. Mgmt For For For
Gemmill
5 Elect C. Keith Hartley Mgmt For For For
6 Elect Celia M. Joseph Mgmt For For For
7 Elect Lawrence Lacerte Mgmt For For For
8 Elect Sidney D. Mgmt For Against Against
Rosenblatt
9 Elect Sherwin I. Mgmt For For For
Seligsohn
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 04/07/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 AMD Transaction Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Xilinx, Inc.
Ticker Security ID: Meeting Date Meeting Status
XLNX CUSIP 983919101 08/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Segers Mgmt For For For
2 Elect Raman Chitkara Mgmt For For For
3 Elect Saar Gillai Mgmt For For For
4 Elect Ronald S. Jankov Mgmt For For For
5 Elect Mary L. Krakauer Mgmt For For For
6 Elect Thomas H. Lee Mgmt For For For
7 Elect Jon A. Olson Mgmt For For For
8 Elect Victor Peng Mgmt For For For
9 Elect Elizabeth W. Mgmt For For For
Vanderslice
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Social Sentiment ETF
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alphabet Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOGL CUSIP 02079K305 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry Page Mgmt For For For
2 Elect Sergey Brin Mgmt For For For
3 Elect Sundar Pichai Mgmt For For For
4 Elect John L. Hennessy Mgmt For For For
5 Elect Frances H. Arnold Mgmt For For For
6 Elect L. John Doerr Mgmt For Against Against
7 Elect Roger W. Mgmt For For For
Ferguson,
Jr.
8 Elect Ann Mather Mgmt For Against Against
9 Elect Alan R. Mulally Mgmt For For For
10 Elect K. Ram Shriram Mgmt For For For
11 Elect Robin L. Mgmt For For For
Washington
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For Against Against
Stock
Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Human
Rights/Civil Rights
Expertise on
Board
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability and
Diversity
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Government Takedown
Requests
18 Shareholder Proposal ShrHoldr Against For Against
Regarding
Third-Party Review
and Report on
Whistleblower
Policies
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
Disclosure
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Keith B. Mgmt For For For
Alexander
3 Elect Jamie S. Gorelick Mgmt For For For
4 Elect Daniel P. Mgmt For For For
Huttenlocher
5 Elect Judith A. McGrath Mgmt For For For
6 Elect Indra K. Nooyi Mgmt For For For
7 Elect Jonathan J. Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Elect Wendell P. Weeks Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Customer Due
Diligence
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Promotion
Data
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Plastic
Packaging
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Hourly
Associate
Representation on the
Board
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Anticompetitive
Practices
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
23 Shareholder Proposal ShrHoldr Against For Against
Regarding the Human
Rights Impacts of
Facial Recognition
Technology
________________________________________________________________________________
American Airlines Group Inc.
Ticker Security ID: Meeting Date Meeting Status
AAL CUSIP 02376R102 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Jeffrey D. Mgmt For For For
Benjamin
3 Elect Adriane M. Brown Mgmt For For For
4 Elect John T. Cahill Mgmt For For For
5 Elect Michael J. Embler Mgmt For For For
6 Elect Matthew J. Hart Mgmt For For For
7 Elect Susan D. Kronick Mgmt For For For
8 Elect Martin H. Nesbitt Mgmt For For For
9 Elect Denise M. O'Leary Mgmt For For For
10 Elect W. Douglas Parker Mgmt For For For
11 Elect Ray M. Robinson Mgmt For For For
12 Elect Douglas M. Mgmt For For For
Steenland
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect D. Mark Bristow Mgmt For For For
1.2 Elect Gustavo A. Mgmt For For For
Cisneros
1.3 Elect Christopher L. Mgmt For For For
Coleman
1.4 Elect J. Michael Evans Mgmt For For For
1.5 Elect Brian L. Mgmt For For For
Greenspun
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Anne Kabagambe Mgmt For For For
1.8 Elect Andrew J. Quinn Mgmt For For For
1.9 Elect Loreto Silva Mgmt For For For
Rojas
1.10 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Stated Capital Mgmt For For For
Reduction
________________________________________________________________________________
Beyond Meat, Inc.
Ticker Security ID: Meeting Date Meeting Status
BYND CUSIP 08862E109 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally Grimes Mgmt For For For
1.2 Elect Muktesh Pant Mgmt For For For
1.3 Elect Ned Segal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Cloudflare, Inc.
Ticker Security ID: Meeting Date Meeting Status
NET CUSIP 18915M107 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maria S. Eitel Mgmt For For For
1.2 Elect Matthew Prince Mgmt For For For
1.3 Elect Katrin Suder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CRISPR Therapeutics AG
Ticker Security ID: Meeting Date Meeting Status
CRSP CUSIP H17182108 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Elect Rodger Novak Mgmt For For For
5 Elect Samarth Kulkarni Mgmt For For For
6 Elect Ali Behbahani Mgmt For Against Against
7 Elect Bradley J. Bolzon Mgmt For For For
8 Elect Simeon J. George Mgmt For For For
9 Elect John T. Greene Mgmt For For For
10 Elect Katherine A. High Mgmt For For For
11 Elect Douglas A. Treco Mgmt For For For
12 Elect H. Edward Mgmt For For For
Fleming
Jr.
13 Elect Ali Behbahani Mgmt For Against Against
14 Elect Simeon J. George Mgmt For For For
15 Elect John T. Greene Mgmt For For For
16 Board Compensation Mgmt For For For
(Fixed)
17 Board Compensation Mgmt For Against Against
(variable)
18 Executive Compensation Mgmt For For For
(Fixed)
19 Executive Compensation Mgmt For For For
(Short-Term
Variable)
20 Executive Compensation Mgmt For For For
(Long-Term
Variable)
21 Increase in Mgmt For Against Against
Conditional Share
Capital For Employee
Benefit
Plans
22 Approval of Increasing Mgmt For For For
the Maximum Size of
the
Board
23 Increase in Authorised Mgmt For Against Against
Capital
24 Election of Mgmt For For For
Independent Voting
Rights
Representative
25 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CrowdStrike Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRWD CUSIP 22788C105 06/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roxanne S. Austin Mgmt For For For
1.2 Elect Sameer K. Gandhi Mgmt For For For
1.3 Elect Gerhard Watzinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Amendment to the 2019 Mgmt For Against Against
Employee Stock
Purchase
Plan
________________________________________________________________________________
CVS Health Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect Alecia A. Mgmt For For For
DeCoudreaux
4 Elect Nancy-Ann M. Mgmt For For For
DeParle
5 Elect David W. Dorman Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Anne M. Finucane Mgmt For For For
8 Elect Edward J. Ludwig Mgmt For For For
9 Elect Karen S. Lynch Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Millon
11 Elect Mary L. Schapiro Mgmt For For For
12 Elect William C. Weldon Mgmt For For For
13 Elect Tony L. White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
________________________________________________________________________________
Dropbox, Inc.
Ticker Security ID: Meeting Date Meeting Status
DBX CUSIP 26210C104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew W. Houston Mgmt For For For
1.2 Elect Donald W. Blair Mgmt For For For
1.3 Elect Lisa Campbell Mgmt For For For
1.4 Elect Paul E. Jacobs Mgmt For For For
1.5 Elect Robert J. Mylod Mgmt For For For
Jr.
1.6 Elect Karen Peacock Mgmt For For For
1.7 Elect Michael Seibel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Enphase Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENPH CUSIP 29355A107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Badrinarayanan Mgmt For For For
Kothandaraman
1.2 Elect Joseph Malchow Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase in Authorized Mgmt For For For
Common
Stock
4 Approval of the 2021 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Etsy, Inc.
Ticker Security ID: Meeting Date Meeting Status
ETSY CUSIP 29786A106 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary S. Briggs Mgmt For For For
2 Elect Edith Cooper Mgmt For For For
3 Elect Melissa Reiff Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2021 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For TNA N/A
Angelakis
1.2 Elect Susan K. Avery Mgmt For TNA N/A
1.3 Elect Angela F. Braly Mgmt For TNA N/A
1.4 Elect Ursula M. Burns Mgmt For TNA N/A
1.5 Elect Kenneth C. Mgmt For TNA N/A
Frazier
1.6 Elect Joseph L. Hooley Mgmt For TNA N/A
1.7 Elect Steven A. Mgmt For TNA N/A
Kandarian
1.8 Elect Douglas R. Mgmt For TNA N/A
Oberhelman
1.9 Elect Samuel J. Mgmt For TNA N/A
Palmisano
1.10 Elect Jeffrey W. Ubben Mgmt For TNA N/A
1.11 Elect Darren W. Woods Mgmt For TNA N/A
1.12 Elect Wan Zulkiflee Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Right to
Call Special
Meetings
6 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Audited
Report on Net Zero
Emissions 2050
Scenario
Analysis
7 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Report on
Climate-related
Activities
8 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Political
Contributions and
Expenditures
Report
9 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr Against TNA N/A
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/26/2021 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory J. Goff ShrHoldr N/A For N/A
(Dissident
Nominee)
1.2 Elect Kaisa Hietala ShrHoldr N/A Withhold N/A
(Dissident
Nominee)
1.3 Elect Alexander A. ShrHoldr N/A For N/A
Karsner (Dissident
Nominee)
1.4 Elect Anders Runevad ShrHoldr N/A Withhold N/A
(Dissident
Nominee)
1.5 Elect Michael J. ShrHoldr N/A For N/A
Angelakis
1.6 Elect Susan K. Avery ShrHoldr N/A For N/A
1.7 Elect Angela F. Braly ShrHoldr N/A For N/A
1.8 Elect Ursula M. Burns ShrHoldr N/A For N/A
1.9 Elect Kenneth C. ShrHoldr N/A For N/A
Frazier
1.10 Elect Joseph L. Hooley ShrHoldr N/A For N/A
1.11 Elect Jeffrey W. Ubben ShrHoldr N/A For N/A
1.12 Elect Darren W. Woods ShrHoldr N/A For N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive
Compensation
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Right to
Call Special
Meetings
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Audited
Report on Net Zero
Emissions 2050
Scenario
Analysis
7 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Report on
Climate-related
Activities
8 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Political
Contributions and
Expenditures
Report
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Lobbying
Report
10 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peggy Alford Mgmt For Withhold Against
1.2 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.3 Elect Andrew W. Houston Mgmt For For For
1.4 Elect Nancy Killefer Mgmt For For For
1.5 Elect Robert M. Kimmitt Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Tracey T. Travis Mgmt For For For
1.9 Elect Mark Zuckerberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For Against Against
Director Compensation
Policy
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Online Child
Exploitation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights/Civil Rights
Expertise on
Board
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Reducing False and
Divisive
Information
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kimberly A. Mgmt For For For
Casiano
2 Elect Anthony F. Mgmt For For For
Earley,
Jr.
3 Elect Alexandra Ford Mgmt For For For
English
4 Elect James D Farley, Mgmt For For For
Jr.
5 Elect Henry Ford III Mgmt For For For
6 Elect William Clay Mgmt For For For
Ford,
Jr.
7 Elect William W. Mgmt For For For
Helman
IV
8 Elect Jon M. Huntsman, Mgmt For For For
Jr.
9 Elect William E. Mgmt For For For
Kennard
10 Elect Beth E. Mooney Mgmt For For For
11 Elect John L. Thornton Mgmt For For For
12 Elect John B. Veihmeyer Mgmt For For For
13 Elect Lynn M. Vojvodich Mgmt For For For
14 Elect John S. Weinberg Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sebastien Bazin Mgmt For For For
2 Elect Ashton B. Carter Mgmt For For For
3 Elect H. Lawrence Mgmt For For For
Culp,
Jr.
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Edward P. Garden Mgmt For For For
6 Elect Thomas W. Horton Mgmt For For For
7 Elect Risa Mgmt For For For
Lavizzo-Mourey
8 Elect Catherine Lesjak Mgmt For For For
9 Elect Paula Rosput Mgmt For For For
Reynolds
10 Elect Leslie F. Seidman Mgmt For For For
11 Elect James S. Tisch Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Reverse Stock Split Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Double
Board
Nominees
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr For For For
Regarding Climate
Action 100+ Net Zero
Indicator
________________________________________________________________________________
General Motors Company
Ticker Security ID: Meeting Date Meeting Status
GM CUSIP 37045V100 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary T. Barra Mgmt For For For
2 Elect Wesley G. Bush Mgmt For For For
3 Elect Linda R. Gooden Mgmt For For For
4 Elect Joseph Jimenez Mgmt For For For
5 Elect Jane L. Mendillo Mgmt For For For
6 Elect Judith A. Miscik Mgmt For For For
7 Elect Patricia F. Russo Mgmt For For For
8 Elect Thomas M. Schoewe Mgmt For For For
9 Elect Carol M. Mgmt For For For
Stephenson
10 Elect Mark A. Tatum Mgmt For For For
11 Elect Devin N. Wenig Mgmt For For For
12 Elect Margaret C. Mgmt For For For
Whitman
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Net Zero
Company Benchmark
Executive
Remuneration
Indicator
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jacqueline K. Mgmt For For For
Barton
2 Elect Jeffrey A. Mgmt For For For
Bluestone
3 Elect Sandra J. Horning Mgmt For For For
4 Elect Kelly A. Kramer Mgmt For For For
5 Elect Kevin E. Lofton Mgmt For For For
6 Elect Harish Manwani Mgmt For For For
7 Elect Daniel P. O'Day Mgmt For For For
8 Elect Javier J. Mgmt For For For
Rodriguez
9 Elect Anthony Welters Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
________________________________________________________________________________
Hyatt Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
H CUSIP 448579102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan D. Kronick Mgmt For For For
1.2 Elect Mackey J. Mgmt For For For
McDonald
1.3 Elect Jason Pritzker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patrick P. Mgmt For For For
Gelsinger
2 Elect James J. Goetz Mgmt For For For
3 Elect Alyssa Henry Mgmt For For For
4 Elect Omar Ishrak Mgmt For For For
5 Elect Risa Mgmt For For For
Lavizzo-Mourey
6 Elect Tsu-Jae King Liu Mgmt For For For
7 Elect Gregory D. Smith Mgmt For For For
8 Elect Dion J. Weisler Mgmt For For For
9 Elect Frank D. Yeary Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Median
Gender and Racial Pay
Equity
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Racism in Company
Culture
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda B. Bammann Mgmt For For For
2 Elect Stephen B. Burke Mgmt For For For
3 Elect Todd A. Combs Mgmt For For For
4 Elect James S. Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Mellody Hobson Mgmt For For For
8 Elect Michael A. Neal Mgmt For For For
9 Elect Phebe N. Mgmt For For For
Novakovic
10 Elect Virginia M. Mgmt For For For
Rometty
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Reducing
Ownership Threshold
Required to Act by
Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Racial
Equity
Audit
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political
Expenditures and
Values
Congruency
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chadwick C. Mgmt For For For
Deaton
2 Elect Marcela E. Mgmt For For For
Donadio
3 Elect Jason B. Few Mgmt For For For
4 Elect M. Elise Hyland Mgmt For For For
5 Elect Holli C. Ladhani Mgmt For For For
6 Elect Brent J. Smolik Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Corley Mgmt For For For
2 Elect Alistair Darling Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Hironori Kamezawa Mgmt For For For
8 Elect Shelley B. Mgmt For For For
Leibowitz
9 Elect Stephen J. Luczo Mgmt For For For
10 Elect Judith A. Miscik Mgmt For For For
11 Elect Dennis M. Nally Mgmt For For For
12 Elect Mary L. Schapiro Mgmt For For For
13 Elect Perry M. Traquina Mgmt For For For
14 Elect Rayford Wilkins Mgmt For For For
Jr.
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to the Mgmt For For For
Equity Incentive
Compensation
Plan
________________________________________________________________________________
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard N. Barton Mgmt For Abstain Against
2 Elect Rodolphe Belmer Mgmt For Abstain Against
3 Elect Bradford L. Smith Mgmt For Abstain Against
4 Elect Anne M. Sweeney Mgmt For Abstain Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Improvement
of Executive
Compensation
Program
________________________________________________________________________________
Novavax, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVAX CUSIP 670002401 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Douglas
2 Elect Margaret G. Mgmt For For For
McGlynn
3 Elect David M. Mott Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
6 Ratification of April Mgmt For Against Against
2020 Equity
Grants
7 Ratification of June Mgmt For Against Against
2020 Equity
Grants
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect John O. Dabiri Mgmt For For For
4 Elect Persis S. Drell Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Stephen C. Neal Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Aarti Shah Mgmt For For For
13 Elect Mark A. Stevens Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
PayPal Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PYPL CUSIP 70450Y103 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney C. Adkins Mgmt For For For
2 Elect Jonathan Mgmt For For For
Christodoro
3 Elect John J. Donahoe Mgmt For For For
II
4 Elect David W. Dorman Mgmt For For For
5 Elect Belinda J. Mgmt For For For
Johnson
6 Elect Gail J. McGovern Mgmt For For For
7 Elect Deborah M. Mgmt For For For
Messemer
8 Elect David M. Moffett Mgmt For For For
9 Elect Ann M. Sarnoff Mgmt For For For
10 Elect Daniel H. Mgmt For For For
Schulman
11 Elect Frank D. Yeary Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Racism in Company
Culture
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect John M. Jacquemin Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For For For
Long Term Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Pinterest, Inc.
Ticker Security ID: Meeting Date Meeting Status
PINS CUSIP 72352L106 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fredric G. Mgmt For For For
Reynolds
2 Elect Evan Sharp Mgmt For For For
3 Elect Andrea Wishom Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Roku, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROKU CUSIP 77543R102 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ravi Ahuja Mgmt For For For
2 Elect Mai Fyfield Mgmt For For For
3 Elect Laurie Simon Mgmt For For For
Hodrick
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc R. Benioff Mgmt For For For
2 Elect Craig A. Conway Mgmt For For For
3 Elect Parker Harris Mgmt For For For
4 Elect Alan G. Mgmt For For For
Hassenfeld
5 Elect Neelie Kroes Mgmt For For For
6 Elect Colin L. Powell Mgmt For For For
7 Elect Sanford R. Mgmt For Against Against
Robertson
8 Elect John V. Roos Mgmt For For For
9 Elect Robin L. Mgmt For For For
Washington
10 Elect Maynard G. Webb Mgmt For For For
11 Elect Susan D. Wojcicki Mgmt For For For
12 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For Against Against
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Becoming a
Public Benefit
Corporation
________________________________________________________________________________
Sarepta Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRPT CUSIP 803607100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Barry Mgmt For For For
2 Elect M. Kathleen Mgmt For For For
Behrens
3 Elect Claude Nicaise Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shopify Inc.
Ticker Security ID: Meeting Date Meeting Status
SHOP CUSIP 82509L107 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tobias Lutke Mgmt For For For
2 Elect Robert G. Ashe Mgmt For For For
3 Elect Gail Goodman Mgmt For For For
4 Elect Colleen M. Mgmt For For For
Johnston
5 Elect Jeremy Levine Mgmt For For For
6 Elect John Phillips Mgmt For Withhold Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendment of Stock Mgmt For Against Against
Option
Plan
9 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Simon Property Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glyn F. Aeppel Mgmt For For For
2 Elect Larry C. Mgmt For For For
Glasscock
3 Elect Karen N. Horn Mgmt For For For
4 Elect Allan B. Hubbard Mgmt For For For
5 Elect Reuben S. Mgmt For For For
Leibowitz
6 Elect Gary M. Rodkin Mgmt For For For
7 Elect Stefan M. Selig Mgmt For For For
8 Elect Daniel C. Smith Mgmt For For For
9 Elect J. Albert Smith, Mgmt For For For
Jr.
10 Elect Marta R. Stewart Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Square, Inc.
Ticker Security ID: Meeting Date Meeting Status
SQ CUSIP 852234103 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randy Garutti Mgmt For For For
1.2 Elect Mary Meeker Mgmt For For For
1.3 Elect Lawrence Summers Mgmt For For For
1.4 Elect Darren Walker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Baker,
Jr.
2 Elect George S. Barrett Mgmt For For For
3 Elect Brian C. Cornell Mgmt For For For
4 Elect Robert L. Edwards Mgmt For For For
5 Elect Melanie L. Healey Mgmt For For For
6 Elect Donald R. Knauss Mgmt For For For
7 Elect Christine A. Mgmt For For For
Leahy
8 Elect Monica C. Lozano Mgmt For For For
9 Elect Mary E. Minnick Mgmt For For For
10 Elect Derica W. Rice Mgmt For For For
11 Elect Kenneth L. Mgmt For For For
Salazar
12 Elect Dmitri L. Mgmt For For For
Stockton
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Teladoc Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
TDOC CUSIP 87918A105 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Bischoff
2 Elect Karen L. Daniel Mgmt For For For
3 Elect Sandra Fenwick Mgmt For For For
4 Elect William H. Frist Mgmt For For For
5 Elect Jason Gorevic Mgmt For For For
6 Elect Catherine A. Mgmt For For For
Jacobson
7 Elect Thomas G. Mgmt For For For
McKinley
8 Elect Kenneth H. Paulus Mgmt For For For
9 Elect David L. Shedlarz Mgmt For For For
10 Elect Mark Douglas Mgmt For For For
Smith
11 Elect David B. Snow, Mgmt For For For
Jr.
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Trade Desk, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTD CUSIP 88339J105 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Pickles Mgmt For For For
1.2 Elect Gokul Rajaram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Twitter, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWTR CUSIP 90184L102 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jesse A. Cohn Mgmt For For For
2 Elect Martha Lane Fox Mgmt For For For
3 Elect Fei-Fei Li Mgmt For For For
4 Elect David Rosenblatt Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Report on
Net Zero
Benchmark
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights/Civil Rights
Expertise on
Board
________________________________________________________________________________
Uber Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBER CUSIP 90353T100 05/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald D. Sugar Mgmt For For For
2 Elect Revathi Advaithi Mgmt For For For
3 Elect Ursula M. Burns Mgmt For For For
4 Elect Robert A. Eckert Mgmt For For For
5 Elect Amanda Ginsberg Mgmt For For For
6 Elect Dara Kosorowshahi Mgmt For For For
7 Elect Wan Ling Martello Mgmt For For For
8 Elect Yasir bin Othman Mgmt For For For
Al-Rumayyan
9 Elect John A. Thain Mgmt For For For
10 Elect David Trujillo Mgmt For For For
11 Elect Alexander R. Mgmt For For For
Wynaendts
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
United Airlines Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UAL CUSIP 910047109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn Corvi Mgmt For For For
2 Elect Barnaby "Barney" Mgmt For For For
M.
Harford
3 Elect Michele J. Hooper Mgmt For For For
4 Elect Walter Isaacson Mgmt For For For
5 Elect James A.C. Mgmt For For For
Kennedy
6 Elect J. Scott Kirby Mgmt For For For
7 Elect Edward M. Philip Mgmt For For For
8 Elect Edward L. Shapiro Mgmt For For For
9 Elect David J. Vitale Mgmt For For For
10 Elect Laysha Ward Mgmt For For For
11 Elect James M. Mgmt For For For
Whitehurst
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Approval of 2021 Mgmt For For For
Incentive
Compensation
Plan
15 Amendment to Articles Mgmt For For For
to Preserve Certain
Tax
Benefits
16 Approval of Tax Mgmt For For For
Benefits Preservation
Plan
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Unity Software Inc.
Ticker Security ID: Meeting Date Meeting Status
U CUSIP 91332U101 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roelof F. Botha Mgmt For Withhold Against
1.2 Elect David Helgason Mgmt For Withhold Against
1.3 Elect John Riccitiello Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Walmart Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Conde Mgmt For For For
2 Elect Timothy P. Flynn Mgmt For For For
3 Elect Sarah Friar Mgmt For For For
4 Elect Carla A. Harris Mgmt For For For
5 Elect Thomas Horton Mgmt For For For
6 Elect Marissa A. Mayer Mgmt For For For
7 Elect C. Douglas Mgmt For For For
McMillon
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S Mgmt For For For
Reinemund
10 Elect Randall L. Mgmt For For For
Stephenson
11 Elect S. Robson Walton Mgmt For For For
12 Elect Steuart Walton Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Refrigerants
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Alignment of Racial
Justice Goals with
Starting
Pay
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Creation of
a Pandemic Workforce
Advisory
Council
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Purpose of
Corporation
________________________________________________________________________________
Zoom Video Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZM CUSIP 98980L101 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan C. Mgmt For For For
Chadwick
1.2 Elect Kimberly L. Mgmt For For For
Hammonds
1.3 Elect Daniel Scheinman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Zynga Inc.
Ticker Security ID: Meeting Date Meeting Status
ZNGA CUSIP 98986T108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Pincus Mgmt For For For
2 Elect Frank D. Gibeau Mgmt For For For
3 Elect Regina E. Dugan Mgmt For For For
4 Elect William "Bing" Mgmt For Against Against
Gordon
5 Elect Louis J. Mgmt For For For
Lavigne,
Jr.
6 Elect Carol G. Mills Mgmt For For For
7 Elect Janice M. Roberts Mgmt For For For
8 Elect Ellen F. Siminoff Mgmt For For For
9 Elect Noel B. Watson, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
Fund Name : VanEck Vectors Steel ETF
________________________________________________________________________________
Allegheny Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
ATI CUSIP 01741R102 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert J. Mgmt For For For
Carlisle
2 Elect David P. Hess Mgmt For For For
3 Elect Marianne Kah Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L203 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Approve Distribution Mgmt For For For
of Dividends and the
Remuneration of the
Members of the Board
of
Directors
4 Allocation of profits Mgmt For For For
5 Management Board Mgmt For For For
Remuneration
Policy
6 Remuneration Report Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Ratification of Board Mgmt For Against Against
Acts
9 Elect Karyn Ovelmen to Mgmt For For For
the Board of
Directors
10 Elect Tye W. Burt to Mgmt For Against Against
the Board of
Directors
11 Elect Clarissa de Mgmt For For For
Araujo Lins to the
Board of
Directors
12 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
13 Appointment of Auditor Mgmt For For For
14 Equity Compensation Mgmt For For For
Plans
15 Cancellation of Shares Mgmt For For For
________________________________________________________________________________
Carpenter Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CRS CUSIP 144285103 10/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven E. Karol Mgmt For For For
1.2 Elect Gregory A. Pratt Mgmt For For For
1.3 Elect Tony R. Thene Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Stock-Based Incentive
Compensation
Plan
________________________________________________________________________________
Cleveland-Cliffs Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 185899101 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. Lourenco Mgmt For For For
Goncalves
1.2 Elect Douglas C. Taylor Mgmt For For For
1.3 Elect John T. Baldwin Mgmt For For For
1.4 Elect Robert P. Mgmt For For For
Fisher,
Jr.
1.5 Elect William K. Gerber Mgmt For For For
1.6 Elect Susan M. Green Mgmt For For For
1.7 Elect M. Ann Harlan Mgmt For For For
1.8 Elect Ralph S. Mgmt For For For
Michael,
III
1.9 Elect Janet L. Miller Mgmt For For For
1.10 Elect Eric M. Rychel Mgmt For For For
1.11 Elect Gabriel Stoliar Mgmt For For For
1.12 Elect Arlene M. Yocum Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Approval of the 2021 Mgmt For For For
Non-Employee
Directors'
Compensation
Plan
4 Approval of the 2021 Mgmt For For For
Equity and Incentive
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Commercial Metals Company
Ticker Security ID: Meeting Date Meeting Status
CMC CUSIP 201723103 01/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vicki L. Mgmt For For For
Avril-Groves
1.2 Elect Barbara R. Smith Mgmt For For For
1.3 Elect Joseph C. Mgmt For For For
Winkler
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gibraltar Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROCK CUSIP 374689107 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark G. Barberio Mgmt For For For
2 Elect William T. Bosway Mgmt For For For
3 Elect Craig A. Hindman Mgmt For For For
4 Elect Gwendolyn G. Mgmt For For For
Mizell
5 Elect William P. Mgmt For For For
Montague
6 Elect Linda K. Myers Mgmt For For For
7 Elect James B. Nish Mgmt For For For
8 Elect Atlee Valentine Mgmt For For For
Pope
9 Elect Manish H. Shah Mgmt For For For
10 Increase in Authorized Mgmt For For For
Common
Stock
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Dempsey
1.2 Elect Christopher J. Mgmt For For For
Kearney
1.3 Elect Laurette T. Mgmt For For For
Koellner
1.4 Elect Joseph D. Rupp Mgmt For For For
1.5 Elect Leon J. Topalian Mgmt For For For
1.6 Elect John H. Walker Mgmt For For For
1.7 Elect Nadja Y. West Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect CHOI Jeong Woo Mgmt For For For
4 Elect KIM Hag Dong Mgmt For For For
5 Elect CHON Jung Son Mgmt For Against Against
6 Elect JEONG Tak Mgmt For For For
7 Elect CHUNG Chang Hwa Mgmt For For For
8 Elect YOO Young Sook Mgmt For For For
9 Elect KWON Tae Kyun Mgmt For For For
10 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: KIM
Sung
Jin
11 Directors' Fees Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah J. Anderson Mgmt For For For
2 Elect Lisa L. Baldwin Mgmt For For For
3 Elect Karen W. Colonias Mgmt For For For
4 Elect John G. Figueroa Mgmt For For For
5 Elect James D. Hoffman Mgmt For For For
6 Elect Mark V. Kaminski Mgmt For For For
7 Elect Karla R. Lewis Mgmt For For For
8 Elect Robert A. McEvoy Mgmt For For For
9 Elect Andrew G. Mgmt For For For
Sharkey
III
10 Elect Douglas W. Mgmt For Against Against
Stotlar
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rio Tinto plc
Ticker Security ID: Meeting Date Meeting Status
RIO CUSIP 767204100 04/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Policy Mgmt For For For
(Binding)
3 Remuneration Report Mgmt For Against Against
(UK
Advisory)
4 Remuneration Report Mgmt For Against Against
(AUS
Advisory)
5 Elect Megan E. Clark Mgmt For For For
6 Elect Hinda Gharbi Mgmt For For For
7 Elect Simon P. Henry Mgmt For For For
8 Elect Sam H. Laidlaw Mgmt For For For
9 Elect Simon McKeon Mgmt For For For
10 Elect Jennifer Nason Mgmt For For For
11 Elect Jakob Stausholm Mgmt For For For
12 Elect Simon R. Thompson Mgmt For For For
13 Elect Ngaire Woods Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Global Employee Share Mgmt For For For
Plan
18 UK Share Plan Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Mgmt For For For
Repurchase
Shares
22 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Ryerson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
RYI CUSIP 783754104 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eva M. Kalawski Mgmt For For For
1.2 Elect Mary Ann Sigler Mgmt For For For
1.3 Elect Court D. Mgmt For For For
Carruthers
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Schnitzer Steel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCHN CUSIP 806882106 01/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glenda J. Minor Mgmt For For For
1.2 Elect Michael W. Mgmt For For For
Sutherlin
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Sheree Bargabos Mgmt For For For
1.3 Elect Keith E. Busse Mgmt For For For
1.4 Elect Frank D. Byrne Mgmt For For For
1.5 Elect Kenneth W. Cornew Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect James C. Mgmt For For For
Marcuccilli
1.8 Elect Bradley S. Seaman Mgmt For For For
1.9 Elect Gabriel L. Mgmt For For For
Shaheen
1.10 Elect Steven A. Mgmt For For For
Sonnenberg
1.11 Elect Richard P. Mgmt For For For
Teets,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SunCoke Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
SXC CUSIP 86722A103 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph M. Della Mgmt For For For
Ratta
2 Elect Susan R. Landahl Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Board Mgmt For For For
and Auditor
Report
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For Against Against
Acts
6 Election of Directors Mgmt For Against Against
(Slate)
7 Directors' Fees Mgmt For For For
8 Remuneration Report Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authorisation of Mgmt For For For
Electronic
Communication
________________________________________________________________________________
Ternium S.A.
Ticker Security ID: Meeting Date Meeting Status
TX CUSIP 880890108 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of Mgmt For For For
Consolidated
Financial
Statements
2 Approval of 2020 Mgmt For For For
Reports
3 Allocation of Profits Mgmt For For For
and
Dividends
4 Ratification of Board Mgmt For For For
Acts
5 Election of Directors Mgmt For Against Against
(Slate)
6 Authorization of Mgmt For For For
Additional Directors'
Compensation for FY
2020
7 Authorization of Mgmt For For For
Directors'
Compensation for FY
2021
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Mgmt For For For
Repurchase
Shares
10 Appointment of Mgmt For For For
Attorney-in-Fact
________________________________________________________________________________
TimkenSteel Corporation
Ticker Security ID: Meeting Date Meeting Status
TMST CUSIP 887399103 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terry L. Dunlap Mgmt For For For
1.2 Elect Ronald A. Rice Mgmt For For For
1.3 Elect Michael S. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2020 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
United States Steel Corporation
Ticker Security ID: Meeting Date Meeting Status
X CUSIP 912909108 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tracy A. Atkinson Mgmt For For For
2 Elect David B. Burritt Mgmt For For For
3 Elect John J. Engel Mgmt For For For
4 Elect John V. Faraci Mgmt For For For
5 Elect Murry S. Gerber Mgmt For For For
6 Elect Jeh C. Johnson Mgmt For For For
7 Elect Paul A. Mgmt For For For
Mascarenas
8 Elect Michael H. Mgmt For For For
McGarry
9 Elect Eugene B. Mgmt For Abstain Against
Sperling
10 Elect David S. Mgmt For For For
Sutherland
11 Elect Patricia A. Mgmt For For For
Tracey
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2016 Mgmt For For For
Omnibus Incentive
Compensation
Plan
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 03/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Amendments to Articles Mgmt For For For
(Alternate
Directors)
3 Amendments to Article Mgmt For For For
11 (Board
Size)
4 Amendments to Article Mgmt For For For
11 (Board
Independence)
5 Amendments to Article Mgmt For For For
11 (Election of Chair
and Vice Chair of the
Board)
6 Amendments to Article Mgmt For For For
11 (Lead Independent
Director)
7 Amendments to Article Mgmt For For For
11 (Election of
Directors)
8 Amendments to Article Mgmt For Against Against
11 (Election
Method)
9 Amendments to Article Mgmt For For For
11 (Editorial
Changes)
10 Amendments to Article Mgmt For For For
12 (Board
Meetings)
11 Amendments to Articles Mgmt For For For
(Board and Management
Duties)
12 Amendments to Article Mgmt For For For
15 (Board
Committees)
13 Amendments to Article Mgmt For For For
23 (Management Board
Term)
14 Consolidation of Mgmt For For For
Articles
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE3 CUSIP 91912E105 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Board Size Mgmt For For For
4 Request Cumulative Mgmt Against Against For
Voting
5 Elect Jose Luciano Mgmt For For For
Duarte
Penido
6 Elect Fernando Jorge Mgmt For For For
Buso
Gomes
7 Elect Clinton J. Dines Mgmt For For For
8 Elect Eduardo de Mgmt For For For
Oliveira Rodrigues
Filho
9 Elect Elaine Mgmt For For For
Dorward-King
10 Elect Jose Mauricio Mgmt For For For
Pereira
Coelho
11 Elect Ken Yasuhara Mgmt For Abstain Against
12 Elect Manuel Lino S. Mgmt For For For
De
Sousa-Oliveira
13 Elect Maria Fernanda Mgmt For For For
dos Santos
Teixeira
14 Elect Murilo Cesar Mgmt For Abstain Against
Lemos dos Santos
Passos
15 Elect Roger Allan Mgmt For For For
Downey
16 Elect Sandra Maria Mgmt For For For
Guerra de
Azevedo
17 Elect Marcelo Mgmt For For For
Gasparino da
Silva
18 Elect Mauro Gentile Mgmt For For For
Rodrigues da
Cunha
19 Elect Rachel de Mgmt For Abstain Against
Oliveira
Maia
20 Elect Roberto da Cunha Mgmt For Abstain Against
Castello
Branco
21 Proportional Mgmt For Against Against
Allocation of
Cumulative
Votes
22 Allocate Cumulative Mgmt For For For
Votes to Jose Luciano
Duarte
Penido
23 Allocate Cumulative Mgmt For For For
Votes to Fernando
Jorge Buso
Gomes
24 Allocate Cumulative Mgmt For For For
Votes to Clinton J.
Dines
25 Allocate Cumulative Mgmt For For For
Votes to Eduardo de
Oliveira Rodrigues
Filho
26 Allocate Cumulative Mgmt For For For
Votes to Elaine
Dorward-King
27 Allocate Cumulative Mgmt For For For
Votes to Jose
Mauricio Pereira
Coelho
28 Allocate Cumulative Mgmt For Abstain Against
Votes to Ken
Yasuhara
29 Allocate Cumulative Mgmt For For For
Votes to Manuel Lino
S. De
Sousa-Oliveira
30 Allocate Cumulative Mgmt For For For
Votes to Maria
Fernanda dos Santos
Teixeira
31 Allocate Cumulative Mgmt For Against Against
Votes to Murilo Cesar
Lemos dos Santos
Passos
32 Allocate Cumulative Mgmt For For For
Votes to Roger Allan
Downey
33 Allocate Cumulative Mgmt For For For
Votes to Sandra Maria
Guerra de
Azevedo
34 Allocate Cumulative Mgmt For For For
Votes to Marcelo
Gasparino da
Silva
35 Allocate Cumulative Mgmt For For For
Votes to Mauro
Gentile Rodrigues da
Cunha
36 Allocate Cumulative Mgmt For Abstain Against
Votes to Rachel de
Oliveira
Maia
37 Allocate Cumulative Mgmt For Abstain Against
Votes to Roberto da
Cunha Castello
Branco
38 Elect Jose Luciano Mgmt For For For
Duarte Penido as
Board
Chair
39 Elect Roberto da Cunha Mgmt N/A Against N/A
Castello Branco as
Board
Chair
40 Elect Fernando Jorge Mgmt For For For
Buso Gomes as Board
Vice
Chair
41 Elect Mauro Gentile Mgmt N/A Against N/A
Rodrigues da Cunha as
Board Vice
Chair
42 Elect Cristina Fontes Mgmt For For For
Doherty
43 Elect Marcus Vinicius Mgmt For For For
Dias
Severini
44 Elect Marcelo Amaral Mgmt For Against Against
Moraes
45 Elect Raphael Manhaes Mgmt For For For
Martins
46 Remuneration Policy Mgmt For For For
47 Approval of Long Term Mgmt For For For
Incentive
Plan
48 Merger Agreements Mgmt For For For
(CPFL and
Valesul)
49 Ratification of Mgmt For For For
Appointment of
Appraiser
(Macso)
50 Valuation Reports Mgmt For For For
(CPFL and
Valesul)
51 Mergers by Absorption Mgmt For For For
(CPFL and
Valesul)
52 Spin-off and Merger Mgmt For For For
Agreement
(MRB)
53 Ratification of Mgmt For For For
Appointment of
Appraiser
(Macso)
54 Valuation Report (MRB) Mgmt For For For
55 Spin-off and Merger of Mgmt For For For
Spun-off Portion
(MBR)
________________________________________________________________________________
Vedanta Limited
Ticker Security ID: Meeting Date Meeting Status
VEDL CUSIP 92242Y100 09/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(Standalone)
2 Accounts and Reports Mgmt For For For
(Consolidated)
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect G.R. Arun Kumar Mgmt For For For
5 Elect Anil Kumar Mgmt For For For
Agarwal
6 Elect Priya Agarwal Mgmt For For For
7 Appointment of G.R. Mgmt For For For
Arun Kumar
(Whole-Time Director,
designated as CFO);
Approval of
Remuneration
8 Approve Remuneration Mgmt For For For
Paid to Srinivasan
Venkatakrishnan
(CEO)
9 Authority to Set Cost Mgmt For For For
Auditor's
Remuneration
________________________________________________________________________________
Warrior Met Coal, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 93627C101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen D. Mgmt For For For
Williams
1.2 Elect Ana B. Amicarella Mgmt For For For
1.3 Elect J. Brett Harvey Mgmt For For For
1.4 Elect Walter J. Mgmt For For For
Scheller,
III
1.5 Elect Alan H. Mgmt For Withhold Against
Schumacher
1.6 Elect Gareth N. Turner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Worthington Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
WOR CUSIP 981811102 09/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Endres Mgmt For For For
1.2 Elect Ozey K. Horton, Mgmt For For For
Jr.
1.3 Elect Peter Karmanos, Mgmt For For For
Jr.
1.4 Elect Carl A. Nelson, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Stock Option
Plan
4 Ratification of Auditor Mgmt For For For
Fund Name : VanEck Vectors Unconventional Oil & Gas ETF
________________________________________________________________________________
Antero Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
AR CUSIP 03674X106 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Howard Mgmt For For For
Keenan,
Jr.
1.2 Elect Jacqueline C. Mgmt For For For
Mutschler
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
APA Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 03743Q108 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Annell R. Bay Mgmt For For For
2 Elect John J. Mgmt For For For
Christmann
IV
3 Elect Juliet S. Ellis Mgmt For For For
4 Elect Chansoo Joung Mgmt For For For
5 Elect John E. Lowe Mgmt For For For
6 Elect Lamar McKay Mgmt For For For
7 Elect William C. Mgmt For For For
Montgomery
8 Elect Amy H. Nelson Mgmt For For For
9 Elect Daniel W. Rabun Mgmt For For For
10 Elect Peter A. Ragauss Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Charter Amendment to
Remove Pass-Through
Voting
Provision
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CUSIP 00208D408 03/31/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Ratification of Mgmt For For For
Appointment of
Appraiser
________________________________________________________________________________
ARC Resources Ltd.
Ticker Security ID: Meeting Date Meeting Status
ARX CUSIP 00208D408 06/22/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Farhad Ahrabi Mgmt For For For
1.2 Elect David R. Collyer Mgmt For For For
1.3 Elect Susan C. Jones Mgmt For For For
1.4 Elect Harold N. Kvisle Mgmt For For For
1.5 Elect William J. McAdam Mgmt For For For
1.6 Elect Michael Mgmt For For For
McAllister
1.7 Elect Kathleen M. Mgmt For For For
O'Neill
1.8 Elect Marty Proctor Mgmt For For For
1.9 Elect M. Jacqueline Mgmt For For For
Sheppard
1.10 Elect Leontine van Mgmt For For For
Leeuwen-Atkins
1.11 Elect Terry M. Anderson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy M. Ables Mgmt For For For
1.2 Elect Rhys J. Best Mgmt For Withhold Against
1.3 Elect Robert S. Boswell Mgmt For For For
1.4 Elect Amanda M. Brock Mgmt For For For
1.5 Elect Peter B. Delaney Mgmt For For For
1.6 Elect Dan O. Dinges Mgmt For For For
1.7 Elect W. Matt Ralls Mgmt For Withhold Against
1.8 Elect Marcus A. Watts Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2.1 Elect Keith M. Casey Mgmt For For For
2.2 Elect Canning FOK Kin Mgmt For Withhold Against
Ning
2.3 Elect Jane E. Kinney Mgmt For For For
2.4 Elect Harold N. Kvisle Mgmt For For For
2.5 Elect Eva L Kwok Mgmt For For For
2.6 Elect Keith A. MacPhail Mgmt For For For
2.7 Elect Richard J. Mgmt For For For
Marcogliese
2.8 Elect Claude Mongeau Mgmt For For For
2.9 Elect Alexander J. Mgmt For For For
Pourbaix
2.10 Elect Wayne E. Shaw Mgmt For For For
2.11 Elect Frank J. Sixt Mgmt For Withhold Against
2.12 Elect Rhonda I. Zygocki Mgmt For For For
3 Shareholder Rights Mgmt For For For
Plan
Renewal
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cenovus Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CVE CUSIP 15135U109 12/15/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Issuance for Mgmt For For For
Merger with Husky
Energy
________________________________________________________________________________
Cimarex Energy Co.
Ticker Security ID: Meeting Date Meeting Status
XEC CUSIP 171798101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Hogenson Mgmt For For For
2 Elect Lisa A. Stewart Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2019 Mgmt For For For
Equity Incentive
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CNX Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 12653C108 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Palmer Mgmt For For For
Clarkson
2 Elect Nicholas J. Mgmt For For For
Deluliis
3 Elect Maureen Mgmt For For For
Lally-Green
4 Elect Bernard Lanigan, Mgmt For For For
Jr.
5 Elect Ian McGuire Mgmt For For For
6 Elect William N. Mgmt For For For
Thorndike,
Jr.
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 01/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Mgmt For For For
ConocoPhillips
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 01/15/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Concho
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles E. Bunch Mgmt For For For
2 Elect Caroline Maury Mgmt For For For
Devine
3 Elect John V. Faraci Mgmt For For For
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Jeffrey A. Mgmt For For For
Joerres
7 Elect Ryan M. Lance Mgmt For For For
8 Elect Timothy A. Leach Mgmt For For For
9 Elect William H. Mgmt For For For
McRaven
10 Elect Sharmila Mulligan Mgmt For For For
11 Elect Eric D. Mullins Mgmt For For For
12 Elect Arjun N. Murti Mgmt For For For
13 Elect Robert A. Niblock Mgmt For For For
14 Elect David T. Seaton Mgmt For For For
15 Elect R. A. Walker Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Greenhouse
Gas Reduction
Targets
________________________________________________________________________________
Continental Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLR CUSIP 212015101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William B. Berry Mgmt For For For
1.2 Elect Harold G. Hamm Mgmt For For For
1.3 Elect Shelly Lambertz Mgmt For For For
1.4 Elect Lon McCain Mgmt For For For
1.5 Elect John T. McNabb II Mgmt For For For
1.6 Elect Mark Monroe Mgmt For For For
1.7 Elect Timothy G. Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Crescent Point Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
CPG CUSIP 22576C101 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Craig Bryksa Mgmt For For For
2.2 Elect Laura A. Cillis Mgmt For For For
2.3 Elect James E. Craddock Mgmt For For For
2.4 Elect John P. Dielwart Mgmt For For For
2.5 Elect Ted Goldthorpe Mgmt For For For
2.6 Elect Mike Jackson Mgmt For For For
2.7 Elect Jennifer F. Koury Mgmt For For For
2.8 Elect Francois Langlois Mgmt For For For
2.9 Elect Barbara Munroe Mgmt For For For
2.10 Elect Myron Stadnyk Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara M. Mgmt For For For
Baumann
1.2 Elect John E. Mgmt For For For
Bethancourt
1.3 Elect Ann G. Fox Mgmt For For For
1.4 Elect David A. Hager Mgmt For For For
1.5 Elect Kelt Kindick Mgmt For For For
1.6 Elect John Krenicki, Mgmt For For For
Jr.
1.7 Elect Karl F. Kurz Mgmt For For For
1.8 Elect Robert A. Mgmt For For For
Mosbacher,
Jr.
1.9 Elect Richard E. Mgmt For For For
Muncrief
1.10 Elect Duane C. Radtke Mgmt For For For
1.11 Elect Valerie M. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 12/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
WPX
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Diamondback Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FANG CUSIP 25278X109 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven E. West Mgmt For For For
2 Elect Travis D. Stice Mgmt For For For
3 Elect Vincent K. Brooks Mgmt For For For
4 Elect Michael P. Cross Mgmt For For For
5 Elect David L. Houston Mgmt For For For
6 Elect Stephanie K. Mgmt For For For
Mains
7 Elect Mark L. Plaumann Mgmt For For For
8 Elect Melanie M. Trent Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Increase in Authorized Mgmt For For For
Common
Stock
11 Amendment to the Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enerplus Corporation
Ticker Security ID: Meeting Date Meeting Status
ERF CUSIP 292766102 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Judith D. Buie Mgmt For For For
1.2 Elect Karen E. Mgmt For For For
Clarke-Whistler
1.3 Elect Ian C. Dundas Mgmt For For For
1.4 Elect Hilary A. Foulkes Mgmt For For For
1.5 Elect Robert B. Hodgins Mgmt For For For
1.6 Elect Susan M. Mgmt For For For
MacKenzie
1.7 Elect Elliott Pew Mgmt For For For
1.8 Elect Jeffrey W. Sheets Mgmt For For For
1.9 Elect Sheldon B. Mgmt For For For
Steeves
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet F. Clark Mgmt For For For
2 Elect Charles R. Crisp Mgmt For For For
3 Elect Robert P. Daniels Mgmt For For For
4 Elect James C. Day Mgmt For For For
5 Elect C. Christopher Mgmt For For For
Gaut
6 Elect Michael T. Kerr Mgmt For For For
7 Elect Julie J. Mgmt For For For
Robertson
8 Elect Donald F. Textor Mgmt For For For
9 Elect William R. Thomas Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the 2021 Mgmt For For For
Omnibus Equity
Compensation
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lydia I. Beebe Mgmt For For For
2 Elect Philip G. Behrman Mgmt For For For
3 Elect Lee M. Canaan Mgmt For For For
4 Elect Janet L. Carrig Mgmt For For For
5 Elect Dr. Kathryn J. Mgmt For For For
Jackson
6 Elect John F. McCartney Mgmt For For For
7 Elect James T. Mgmt For For For
McManus,
II
8 Elect Anita M. Powers Mgmt For For For
9 Elect Daniel J. Rice IV Mgmt For For For
10 Elect Toby Z. Rice Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Thorington
12 Elect Hallie A. Mgmt For For For
Vanderhider
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Corporation
Ticker Security ID: Meeting Date Meeting Status
EQT CUSIP 26884L109 07/23/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Common
Stock
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terrence J. Mgmt For For For
Checki
2 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
3 Elect Joaquin Duato Mgmt For For For
4 Elect John B. Hess Mgmt For For For
5 Elect Edith E. Holiday Mgmt For For For
6 Elect Marc S. Mgmt For For For
Lipschultz
7 Elect David McManus Mgmt For For For
8 Elect Kevin O. Meyers Mgmt For For For
9 Elect Karyn F. Ovelmen Mgmt For For For
10 Elect James H. Quigley Mgmt For For For
11 Elect William G. Mgmt For For For
Schrader
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2017 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Husky Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
HSE CUSIP 448055103 12/15/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition by Cenovus Mgmt For For For
Energy
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chadwick C. Mgmt For For For
Deaton
2 Elect Marcela E. Mgmt For For For
Donadio
3 Elect Jason B. Few Mgmt For For For
4 Elect M. Elise Hyland Mgmt For For For
5 Elect Holli C. Ladhani Mgmt For For For
6 Elect Brent J. Smolik Mgmt For For For
7 Elect Lee M. Tillman Mgmt For For For
8 Elect J. Kent Wells Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Mgmt For For For
Byerley
2 Elect Monika U. Ehrman Mgmt For For For
3 Elect Julia P. Mgmt For For For
Forrester
Rogers
4 Elect James R. Howard Mgmt For For For
5 Elect Kenneth L. Mgmt For For For
Stewart
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Jay Collins Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Lawrence R. Mgmt For For For
Dickerson
5 Elect Roger W. Jenkins Mgmt For For For
6 Elect Elisabeth W. Mgmt For For For
Keller
7 Elect James V. Kelley Mgmt For For For
8 Elect R. Madison Murphy Mgmt For For For
9 Elect Jeffrey W. Nolan Mgmt For For For
10 Elect Robert N. Ryan, Mgmt For For For
Jr.
11 Elect Neal E. Schmale Mgmt For For For
12 Elect Laura A. Sugg Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of the 2021 Mgmt For For For
Stock Plan for
Non-Employee
Directors
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Fuel Gas Company
Ticker Security ID: Meeting Date Meeting Status
NFG CUSIP 636180101 03/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David H. Anderson Mgmt For For For
1.2 Elect David P. Bauer Mgmt For For For
1.3 Elect Barbara M. Mgmt For For For
Baumann
1.4 Elect Rebecca Ranich Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
NBL CUSIP 655044105 10/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Chevron Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen I. Chazen Mgmt For For For
2 Elect Andrew Gould Mgmt For For For
3 Elect Carlos M. Mgmt For For For
Gutierrez
4 Elect Vicki A. Hollub Mgmt For For For
5 Elect Gary Hu Mgmt For For For
6 Elect William R. Klesse Mgmt For For For
7 Elect Andrew N. Langham Mgmt For For For
8 Elect Jack B. Moore Mgmt For For For
9 Elect Margarita Mgmt For For For
Palau-Hernandez
10 Elect Avedick B. Mgmt For For For
Poladian
11 Elect Robert M. Shearer Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ovintiv Inc.
Ticker Security ID: Meeting Date Meeting Status
OVV CUSIP 69047Q102 04/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter A. Dea Mgmt For For For
2 Elect Meg A. Gentle Mgmt For For For
3 Elect Howard J. Mayson Mgmt For For For
4 Elect Lee A. McIntire Mgmt For For For
5 Elect Katherine L. Mgmt For For For
Minyard
6 Elect Steven W. Nance Mgmt For For For
7 Elect Suzanne P. Mgmt For For For
Nimocks
8 Elect Thomas G. Ricks Mgmt For For For
9 Elect Brian G. Shaw Mgmt For For For
10 Elect Douglas J. Mgmt For For For
Suttles
11 Elect Bruce G. Waterman Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Parsley Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
PE CUSIP 701877102 01/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Pioneer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
PDC Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCE CUSIP 69327R101 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barton R. Mgmt For For For
Brookman
1.2 Elect Mark E. Ellis Mgmt For For For
1.3 Elect Paul J. Korus Mgmt For For For
1.4 Elect David C. Parke Mgmt For For For
1.5 Elect Lynn A. Peterson Mgmt For Withhold Against
1.6 Elect Carlos Sabater Mgmt For For For
1.7 Elect Diana L. Sands Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 01/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Stock Issuance for Mgmt For For For
Merger with
Parsley
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A.R. Alameddine Mgmt For For For
2 Elect Edison C. Mgmt For For For
Buchanan
3 Elect Matthew Gallagher Mgmt For For For
4 Elect Phillip A. Gobe Mgmt For For For
5 Elect Larry R. Grillot Mgmt For For For
6 Elect Stacy P. Methvin Mgmt For For For
7 Elect Royce W. Mitchell Mgmt For For For
8 Elect Frank A. Risch Mgmt For For For
9 Elect Scott D. Mgmt For For For
Sheffield
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Phoebe A. Wood Mgmt For For For
12 Elect Michael D. Mgmt For For For
Wortley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
PrairieSky Royalty Ltd.
Ticker Security ID: Meeting Date Meeting Status
PSK CUSIP 739721108 04/20/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M. Estey Mgmt For For For
1.2 Elect P. Jane Gavan Mgmt For For For
1.3 Elect Margaret A. Mgmt For For For
McKenzie
1.4 Elect Andrew M. Philips Mgmt For For For
1.5 Elect Robert E. Robotti Mgmt For For For
1.6 Elect Myron M. Stadnyk Mgmt For For For
1.7 Elect Sheldon B. Mgmt For For For
Steeves
1.8 Elect Grant A. Zawalsky Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Range Resources Corporation
Ticker Security ID: Meeting Date Meeting Status
RRC CUSIP 75281A109 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brenda A. Cline Mgmt For For For
2 Elect Margaret K. Mgmt For For For
Dorman
3 Elect James M. Funk Mgmt For For For
4 Elect Steven D. Gray Mgmt For For For
5 Elect Gregory G. Mgmt For For For
Maxwell
6 Elect Steffen E. Palko Mgmt For For For
7 Elect Jeffrey L. Mgmt For For For
Ventura
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2019 Mgmt For For For
Equity-Based
Compensation
Plan
________________________________________________________________________________
Seven Generations Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
VII CUSIP 81783Q105 03/31/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Tourmaline Oil Corp.
Ticker Security ID: Meeting Date Meeting Status
TOU CUSIP 89156V106 06/02/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael L. Rose Mgmt For For For
1.2 Elect Brian G. Robinson Mgmt For Withhold Against
1.3 Elect Jill T. Angevine Mgmt For For For
1.4 Elect William D. Mgmt For For For
Armstrong
1.5 Elect Lee A. Baker Mgmt For For For
1.6 Elect John W. Elick Mgmt For For For
1.7 Elect Andrew B. Mgmt For For For
MacDonald
1.8 Elect Lucy M. Miller Mgmt For For For
1.9 Elect Janet L. Weiss Mgmt For For For
1.10 Elect Ronald C. Wigham Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CUSIP 96467A200 02/18/2021 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Stock for Mgmt For For For
Acquisition of TORC
Oil &
Gas
2 Increasing the Maximum Mgmt For For For
Board
Size
________________________________________________________________________________
Whitecap Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
WCP CUSIP 96467A200 04/21/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Mary-Jo Case Mgmt For For For
2.2 Elect Heather J. Mgmt For For For
Culbert
2.3 Elect Grant B. Mgmt For For For
Fagerheim
2.4 Elect Gregory S. Mgmt For For For
Fletcher
2.5 Elect Daryl H. Gilbert Mgmt For For For
2.6 Elect Glenn A. McNamara Mgmt For For For
2.7 Elect Stephen C. Mgmt For For For
Nikiforuk
2.8 Elect Kenneth Stickland Mgmt For For For
2.9 Elect Bradley J. Wall Mgmt For For For
2.10 Elect Grant A. Zawalsky Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Mgmt For For For
Authorized Preferred
Shares
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
WPX Energy Inc
Ticker Security ID: Meeting Date Meeting Status
WPX CUSIP 98212B103 12/30/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Devon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
Fund Name : VanEck Vectors Uranium+Nuclear Energy ETF
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan A. Bertsch Mgmt For For For
2 Elect Gerhard F. Mgmt For For For
Burbach
3 Elect Rex D. Geveden Mgmt For For For
4 Elect James M. Jaska Mgmt For For For
5 Elect Kenneth J. Krieg Mgmt For For For
6 Elect Leland D. Melvin Mgmt For For For
7 Elect Robert L. Mgmt For For For
Nardelli
8 Elect Barbara A. Niland Mgmt For For For
9 Elect John M. Mgmt For For For
Richardson
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cameco Corporation
Ticker Security ID: Meeting Date Meeting Status
CCO CUSIP 13321L108 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leontine Atkins Mgmt For For For
1.2 Elect Ian D. Bruce Mgmt For For For
1.3 Elect Daniel Camus Mgmt For For For
1.4 Elect Donald H.F. Mgmt For For For
Deranger
1.5 Elect Catherine A. Mgmt For For For
Gignac
1.6 Elect Timothy S. Gitzel Mgmt For For For
1.7 Elect Jim Gowans Mgmt For For For
1.8 Elect Kathryn Jackson Mgmt For For For
1.9 Elect Donald B. Kayne Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Canadian Resident Mgmt Against Against For
Status
________________________________________________________________________________
Cez, A.S.
Ticker Security ID: Meeting Date Meeting Status
CEZ CINS X2337V121 06/28/2021 Voted
Meeting Type Country of Trade
Annual Czech Republic
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Financial Statements Mgmt For For For
7 Financial Statements Mgmt For For For
(Consolidated)
8 Financial Statements Mgmt For For For
(CEZ Korporatni
sluzby
s.r.o.)
9 Allocation of Mgmt For For For
Profits/Dividends
10 Appointment of Ernst & Mgmt For For For
Young
11 Appointment of Deloitte Mgmt For For For
12 Donations Budget Mgmt For For For
13 Changes to Supervisory Mgmt For Abstain Against
Board
Composition
14 Changes to Audit Mgmt For Abstain Against
Committee
Composition
15 Remuneration Report Mgmt For For For
________________________________________________________________________________
CGN Power Co Ltd.
Ticker Security ID: Meeting Date Meeting Status
1816 CINS Y1300C101 08/05/2020 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Yang Changli Mgmt For For For
5 Elect GAO Ligang Mgmt For For For
6 Elect Jiang Dajin Mgmt For For For
7 Elect SHI Bing Mgmt For For For
8 Elect WANG Wei Mgmt For For For
9 Elect Gu Jian Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Li Fuyou Mgmt For For For
12 Elect Yang Jiayi Mgmt For For For
13 Elect Xia Ceming Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Elect CHEN Sui as Mgmt For For For
Supervisor
16 Elect HU Yaoqi as Mgmt For Against Against
Supervisor
17 Elect ZHANG Baishan as Mgmt For For For
Supervisor
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Yang Changli Mgmt For For For
20 Gao Ligang Mgmt For For For
21 Jiang Dajin Mgmt For For For
22 Shi Bing Mgmt For For For
23 Wang Wei Mgmt For For For
24 Gu Jian Mgmt For For For
25 Li Fuyou Mgmt For For For
26 Yang Jiayi Mgmt For For For
27 Xia Ceming Mgmt For For For
28 Chen Sui Mgmt For For For
29 Hu Yaoqi Mgmt For For For
30 Zhang Baishan Mgmt For For For
31 Zhu Hui Mgmt For For For
32 Wang Hongxin Mgmt For For For
33 Amendments to Mgmt For Against Against
Procedural Rules of
General
Meetings
34 Amendments to Mgmt For For For
Procedural Rules of
Board of
Directors
________________________________________________________________________________
Dominion Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bennett Mgmt For For For
2 Elect Robert M. Blue Mgmt For For For
3 Elect Helen E. Dragas Mgmt For For For
4 Elect James O. Ellis, Mgmt For For For
Jr.
5 Elect D. Maybank Hagood Mgmt For For For
6 Elect Ronald W. Jibson Mgmt For For For
7 Elect Mark J. Kington Mgmt For For For
8 Elect Joseph M. Rigby Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman,
Jr.
11 Elect Susan N. Story Mgmt For For For
12 Elect Michael E. Mgmt For For For
Szymanczyk
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy
Access Bylaw
Amendment
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C204 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Browning
1.2 Elect Annette K. Mgmt For For For
Clayton
1.3 Elect Theodore F. Mgmt For For For
Craver,
Jr.
1.4 Elect Robert M. Davis Mgmt For For For
1.5 Elect Caroline D. Dorsa Mgmt For For For
1.6 Elect W. Roy Dunbar Mgmt For For For
1.7 Elect Nicholas C. Mgmt For For For
Fanandakis
1.8 Elect Lynn J. Good Mgmt For For For
1.9 Elect John T. Herron Mgmt For For For
1.10 Elect E. Marie McKee Mgmt For For For
1.11 Elect Michael J. Mgmt For For For
Pacilio
1.12 Elect Thomas E. Skains Mgmt For For For
1.13 Elect William E. Mgmt For For For
Webster,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Electricite de France
Ticker Security ID: Meeting Date Meeting Status
EDF CINS F2940H113 05/06/2021 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Accounts and Reports; Mgmt For For For
Non Tax-Deductible
Expenses
9 Consolidated Accounts Mgmt For For For
and
Reports
10 Allocation of Mgmt For For For
Profits/Dividends
11 Shareholder Proposal ShrHoldr Against Against For
(A) Regarding
Distribution of
Dividends
12 Interim Scrip Dividend Mgmt For For For
13 Related Party Mgmt For For For
Transactions (French
State)
14 Special Auditors Mgmt For For For
Report on Regulated
Agreements
(Previously
Approved)
15 2020 Remuneration of Mgmt For For For
Jean-Bernard Levy,
Chair and
CEO
16 2020 Remuneration Mgmt For For For
Report
17 2021 Remuneration Mgmt For For For
Policy (Chair and
CEO)
18 2021 Remuneration Mgmt For For For
Policy
(Board)
19 2021 Directors' Fees Mgmt For For For
20 Elect Marie-Christine Mgmt For For For
Lepetit
21 Elect Colette Lewiner Mgmt For Against Against
22 Elect Michele Rousseau Mgmt For For For
23 Elect Francois Delattre Mgmt For For For
24 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
25 Employee Stock Mgmt For For For
Purchase
Plan
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Authorisation of Legal Mgmt For For For
Formalities
28 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Endesa SA
Ticker Security ID: Meeting Date Meeting Status
ELE CINS E41222113 04/30/2021 Voted
Meeting Type Country of Trade
Ordinary Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts Mgmt For For For
3 Management Reports Mgmt For For For
4 Report on Mgmt For For For
Non-Financial
Information
5 Ratification of Board Mgmt For For For
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Amendments to Articles Mgmt For For For
(Remote-Only
Attendance)
8 Amendments to Articles Mgmt For For For
(Remote
Attendance)
9 Amendments to Articles Mgmt For For For
(Compensation)
10 Amendments to Articles Mgmt For For For
(Board
Meetings)
11 Amendments to General Mgmt For For For
Meeting Regulations
(Remote-Only
Meeting)
12 Amendments to General Mgmt For For For
Meeting Regulations
(Remote
Attendance)
13 Board Size Mgmt For For For
14 Remuneration Report Mgmt For For For
(Advisory)
15 Remuneration Policy Mgmt For For For
(Binding)
16 Strategic Incentive Mgmt For For For
Plan
2021-2023
17 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Energy Fuels Inc.
Ticker Security ID: Meeting Date Meeting Status
EFR CUSIP 292671708 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Birks Bovaird Mgmt For For For
2 Elect Mark S. Chalmers Mgmt For For For
3 Elect Benjamin Mgmt For For For
Eshleman
III
4 Elect Barbara A. Filas Mgmt For For For
5 Elect Bruce D. Hansen Mgmt For For For
6 Elect Dennis L. Higgs Mgmt For For For
7 Elect Robert W. Mgmt For For For
Kirkwood
8 Elect Alex G. Morrison Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Amendment to the Mgmt For For For
Equity Incentive
Plan
11 Approval of the Mgmt For For For
Shareholder Rights
Plan
12 Amendments to By-Laws Mgmt For For For
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John R. Burbank Mgmt For For For
2 Elect P.J. Condon Mgmt For For For
3 Elect Leo P. Denault Mgmt For For For
4 Elect Kirkland H. Mgmt For For For
Donald
5 Elect Brian W. Ellis Mgmt For For For
6 Elect Philip L. Mgmt For For For
Frederickson
7 Elect Alexis M. Herman Mgmt For For For
8 Elect M. Elise Hyland Mgmt For For For
9 Elect Stuart L. Mgmt For For For
Levenick
10 Elect Blanche L. Mgmt For For For
Lincoln
11 Elect Karen A. Puckett Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Authorization of Mgmt For For For
Preferred
Stock
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect Laurie Brlas Mgmt For For For
4 Elect Marjorie Rodgers Mgmt For For For
Cheshire
5 Elect Christopher M. Mgmt For For For
Crane
6 Elect Yves C. de Mgmt For For For
Balmann
7 Elect Linda P. Jojo Mgmt For For For
8 Elect Paul L. Joskow Mgmt For For For
9 Elect Robert J. Lawless Mgmt For For For
10 Elect John M. Mgmt For For For
Richardson
11 Elect Mayo A. Shattuck Mgmt For For For
III
12 Elect John F. Young Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Child Labor
Linked to Electric
Vehicles
________________________________________________________________________________
Fortum Oyj
Ticker Security ID: Meeting Date Meeting Status
FORTUM CINS X2978Z118 04/28/2021 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Allocation of Mgmt For For For
Profits/Dividends
13 Ratification of Board Mgmt For For For
and CEO
Acts
14 Remuneration Report Mgmt For Against Against
15 Directors' Fees Mgmt For For For
16 Board Size Mgmt For For For
17 Election of Directors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Issue Mgmt For For For
Treasury
Shares
22 Charitable Donations Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hokuriku Electric Power Co.
Ticker Security ID: Meeting Date Meeting Status
9505 CINS J22050108 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yutaka Kanai Mgmt For Against Against
4 Elect Koji Matsuda Mgmt For For For
5 Elect Nobuhiko Ishiguro Mgmt For For For
6 Elect Kazuhisa Mizutani Mgmt For For For
7 Elect Seisho Shiotani Mgmt For For For
8 Elect Wataru Hirata Mgmt For For For
9 Elect Tatsuo Kawada Mgmt For Against Against
10 Elect Shigeo Takagi Mgmt For For For
11 Elect Tateki Ataka Mgmt For For For
12 Elect Masahiro Hayashi Mgmt For Against Against
as Statutory
Auditor
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from Nuclear
Power
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Amendment
of Articles Regarding
Director
Liabilities
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Unlimited
Liability in the
Event of a Nuclear
Accident
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Disclosure of
Director
Remuneration
________________________________________________________________________________
KEPCO Engineering & Construction Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
052690 CINS Y4611U109 01/12/2021 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KO Young Hee Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y7076A104 03/29/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Elect CHOI Su Mi Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Corporate Auditors' Mgmt For For For
Fees
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y7076A104 06/22/2021 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of CEO: KIM Mgmt For For For
Hong
Yeon
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
KEPCO Plant Service & Engineering Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
051600 CINS Y7076A104 09/15/2020 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect BONG Seok Keun Mgmt For For For
3 Elect LEE Geon Gu Mgmt For Against Against
4 Elect LEE Jin Ho Mgmt For Against Against
5 Elect KOO Neung Mo Mgmt For Against Against
6 Elect HWANG In Ok Mgmt For Against Against
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 03/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect KIM Tae Ok Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 05/28/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JEONG Seung Il Mgmt For For For
as
President
2 Elect PARK Heon Kyu Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member:
PARK Hyo
Sung
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 09/14/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect PARK Hyung Duk Mgmt For For For
2 Elect LIM Hyun Seung Mgmt For For For
3 Elect LEE Hyun Bin Mgmt For For For
4 Election of Audit Mgmt For For For
Committee Member: NOH
Geum
Sun
5 Election of Audit Mgmt For For For
Committee Member:
JUNG Yeon
Gil
________________________________________________________________________________
Korea Electric Power Corporation
Ticker Security ID: Meeting Date Meeting Status
015760 CUSIP 500631106 11/09/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect LEE Jong Hwan Mgmt For For For
2 Elect CHOI Young Ho Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member:
CHOI Young
Ho
________________________________________________________________________________
Kyushu Electric Power Company, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9508 CINS J38468104 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michiaki Uriu Mgmt For For For
4 Elect Kazuhiro Ikebe Mgmt For For For
5 Elect Ichiro Fujii Mgmt For For For
6 Elect Makoto Toyoma Mgmt For For For
7 Elect Naoyuki Toyoshima Mgmt For For For
8 Elect Yoshio Ogura Mgmt For For For
9 Elect Yasuji Akiyama Mgmt For For For
10 Elect Junichi Fujimoto Mgmt For For For
11 Elect Yoshifumi Mgmt For For For
Kuriyama
12 Elect Sakie Mgmt For For For
Tachibana-Fukushima
13 Elect Junji Tsuda Mgmt For Against Against
14 Elect Yasuaki Endo as Mgmt For Against Against
Audit Committee
Director
15 Amendment to the Mgmt For For For
Performance-Linked
Equity Compensation
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding SDGs and
Nuclear
Exit
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Safety
Declaration
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Exiting
Nuclear Power and
Pursuing Renewable
Energy
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Seismic
Standards
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishing
Seismic Safety
Committee
________________________________________________________________________________
National Atomic Company Kazatomprom JSC
Ticker Security ID: Meeting Date Meeting Status
KZAP CINS 63253R201 05/19/2021 Voted
Meeting Type Country of Trade
Annual Kazakhstan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend Policy Mgmt For Abstain Against
3 Allocation of Mgmt For For For
Profits/Dividends
4 Presentation of Mgmt For For For
Information on
Shareholder
Appeals
5 Presentation of Mgmt For For For
Directors'
Fees
6 Amendments to Articles Mgmt For Abstain Against
7 Approval of Regulation Mgmt For Abstain Against
on Directors'
Fees
8 Election of Directors; Mgmt For Abstain Against
Board Size;
Directors'
Fees
________________________________________________________________________________
National Atomic Company Kazatomprom JSC
Ticker Security ID: Meeting Date Meeting Status
KZAP CINS 63253R201 06/22/2021 Voted
Meeting Type Country of Trade
Special Kazakhstan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Changes to Board Mgmt For For For
Composition
________________________________________________________________________________
NexGen Energy Ltd.
Ticker Security ID: Meeting Date Meeting Status
NXE CUSIP 65340P106 06/10/2021 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Leigh Curyer Mgmt For For For
2.2 Elect Christopher Mgmt For For For
McFadden
2.3 Elect Richard Patricio Mgmt For For For
2.4 Elect Trevor Thiele Mgmt For For For
2.5 Elect Warren Gilman Mgmt For For For
2.6 Elect Sybil E. Veenman Mgmt For For For
2.7 Elect Karri Howlett Mgmt For For For
2.8 Elect Brad Wall Mgmt For For For
2.9 Elect Donald J. Roberts Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cheryl F. Mgmt For For For
Campbell
2 Elect Kerry W. Cooper Mgmt For For For
3 Elect Arno Harris Mgmt For For For
4 Elect Michael R. Niggli Mgmt For For For
5 Elect Oluwadara J. Mgmt For For For
Treseder
6 Elect Benjamin F. Mgmt For For For
Wilson
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Pinnacle West Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
PNW CUSIP 723484101 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Glynis A. Bryan Mgmt For For For
1.2 Elect Denis A. Cortese Mgmt For For For
1.3 Elect Richard P. Fox Mgmt For For For
1.4 Elect Jeffrey B. Mgmt For For For
Guldner
1.5 Elect Dale E. Klein Mgmt For For For
1.6 Elect Kathryn L. Munro Mgmt For For For
1.7 Elect Bruce J. Mgmt For For For
Nordstrom
1.8 Elect Paula J. Sims Mgmt For For For
1.9 Elect William H. Spence Mgmt For For For
1.10 Elect James E. Mgmt For For For
Trevathan,
Jr.
1.11 Elect David P. Wagener Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 02/12/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PNM Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNM CUSIP 69349H107 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicky A. Bailey Mgmt For For For
2 Elect Norman P. Becker Mgmt For For For
3 Elect Patricia K. Mgmt For For For
Collawn
4 Elect E. Renae Conley Mgmt For For For
5 Elect Alan J. Fohrer Mgmt For For For
6 Elect Sidney M. Mgmt For For For
Gutierrez
7 Elect James A. Hughes Mgmt For For For
8 Elect Maureen T. Mgmt For For For
Mullarkey
9 Elect Donald K. Schwanz Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate-related
Activities
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Izzo Mgmt For For For
2 Elect Shirley Ann Mgmt For For For
Jackson
3 Elect Willie A. Deese Mgmt For For For
4 Elect David Lilley Mgmt For For For
5 Elect Barry H. Mgmt For For For
Ostrowsky
6 Elect Scott G. Mgmt For For For
Stephenson
7 Elect Laura A. Sugg Mgmt For For For
8 Elect John P. Surma Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Approval of the 2021 Mgmt For For For
Equity Compensation
Plan for Outside
Directors
14 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
The Kansai Electric Power Company, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9503 CINS J30169106 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Sadayuki Mgmt For For For
Sakakibara
4 Elect Takamune Okihara Mgmt For For For
5 Elect Tetsuya Kobayashi Mgmt For For For
6 Elect Shigeo Sasaki Mgmt For For For
7 Elect Atsuko Kaga Mgmt For For For
8 Elect Hiroshi Tomono Mgmt For For For
9 Elect Kazuko Takamatsu Mgmt For For For
10 Elect Fumio Naito Mgmt For For For
11 Elect Takashi Morimoto Mgmt For For For
12 Elect Toyokazu Misono Mgmt For For For
13 Elect Koji Inada Mgmt For For For
14 Elect Nozomu Mori Mgmt For For For
15 Elect Yasushi Sugimoto Mgmt For For For
16 Elect Yasuji Shimamoto Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization and
Engagement in
Renewable
Energy
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Disclosure
of Shareholder
Meeting
Minutes
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Corporate
Social
Responsibility
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Human Resources
and Transmission of
Technology
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Withdrawal
from
Coal
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Distribution of
Dividends
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Removal of
Takashi
Morimoto
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Disclosure of
Compensation
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Fuel
26 Shareholder Proposal ShrHoldr Against Against For
Regarding Evacuation
Plans
27 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Decision Review
Committee
28 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization and
Zero-Carbon
Committee
29 Shareholder Proposal ShrHoldr Against Against For
Regarding Building
Trust With
Society
30 Shareholder Proposal ShrHoldr Against Against For
Regarding Alternative
Energy
Sources
31 Shareholder Proposal ShrHoldr Against Against For
Regarding Separation
of Business
Activities
32 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Plant
Operations
33 Shareholder Proposal ShrHoldr Against Against For
Regarding Fostering a
Culture of
Safety
34 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Re-Employing
Government
Employees
35 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Compensation Paid
to Post-Retirement
Staff
36 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Size
and
Independence
37 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Disclosure of
Director
Remuneration
38 Shareholder Proposal ShrHoldr Against Against For
Regarding Individual
Disclosure of
Executive Officer
Remuneration
39 Shareholder Proposal ShrHoldr Against Against For
Regarding
Denuclearization
40 Shareholder Proposal ShrHoldr Against Against For
Regarding
Decarbonization of
Power Generation
Business
________________________________________________________________________________
Tokyo Electric Power Company Holdings, Incorporated
Ticker Security ID: Meeting Date Meeting Status
9501 CINS J86914108 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshimitsu Mgmt For For For
Kobayashi
3 Elect Hideko Kunii Mgmt For For For
4 Elect Hideo Takaura Mgmt For For For
5 Elect Shigeo Oyagi Mgmt For For For
6 Elect Shoichiro Onishi Mgmt For For For
7 Elect Asa Shinkawa Mgmt For For For
8 Elect Tomoaki Mgmt For For For
Kobayakawa
9 Elect Seiichi Fubasami Mgmt For For For
10 Elect Seiji Moriya Mgmt For For For
11 Elect Nobuhide Akimoto Mgmt For For For
12 Elect Shigenori Makino Mgmt For For For
13 Elect Shigehiro Yoshino Mgmt For For For
14 Elect Yoshihito Mgmt For For For
Morishita
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Contaminated Water
Consultative
Committee
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Cancellation of
Restarting Operations
at the
Kashiwazaki-Kariwa
Nuclear Power
Station
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Compensation for the
Fukushima Daiichi
Nuclear Power Station
Incident
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Health
Management of
Accident Settlement
Workers
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Information
Related to the
Fukushima Daiichi
Nuclear Power Station
Accident
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Cancellation of Power
Purchase
Agreements
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Use of
Hydroelectric Power
Stations
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Individual
Compensation
Disclosure
________________________________________________________________________________
Uranium Participation Corporation
Ticker Security ID: Meeting Date Meeting Status
U CUSIP 917017105 08/27/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul J. Bennett Mgmt For For For
1.2 Elect Thomas Hayslett Mgmt For For For
1.3 Elect Jeff Kennedy Mgmt For Withhold Against
1.4 Elect Garth A.C. MacRae Mgmt For For For
1.5 Elect Ganpat Mani Mgmt For For For
1.6 Elect Dorothy Sanford Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
Fund Name : Vaneck Vectors Video Gaming and eSports ETF
________________________________________________________________________________
Activision Blizzard, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATVI CUSIP 00507V109 06/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reveta Bowers Mgmt For For For
2 Elect Robert J. Corti Mgmt For For For
3 Elect Hendrik Hartong Mgmt For For For
III
4 Elect Brian G. Kelly Mgmt For For For
5 Elect Robert A. Kotick Mgmt For For For
6 Elect Barry Meyer Mgmt For For For
7 Elect Robert J. Morgado Mgmt For For For
8 Elect Peter Nolan Mgmt For For For
9 Elect Dawn Mgmt For For For
Tarnofsky-Ostroff
10 Elect Casey Wasserman Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 04/07/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Xilinx Transaction Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Advanced Micro Devices, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMD CUSIP 007903107 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Caldwell Mgmt For For For
2 Elect Nora M. Denzel Mgmt For For For
3 Elect D. Mark Durcan Mgmt For For For
4 Elect Michael P. Mgmt For For For
Gregoire
5 Elect Joseph A. Mgmt For For For
Householder
6 Elect John W. Marren Mgmt For For For
7 Elect Lisa T. Su Mgmt For For For
8 Elect Abhijit Y. Mgmt For For For
Talwalkar
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bandai Namco Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
7832 CINS Y0606D102 06/21/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mitsuaki Taguchi Mgmt For For For
4 Elect Masaru Kawaguchi Mgmt For For For
5 Elect Shuji Otsu Mgmt For For For
6 Elect Yuji Asako Mgmt For For For
7 Elect Yasuo Miyakawa Mgmt For For For
8 Elect Satoshi Kono Mgmt For For For
9 Elect Makoto Asanuma Mgmt For For For
10 Elect Hiroshi Kawasaki Mgmt For For For
11 Elect Koichi Kawana Mgmt For For For
12 Elect Satoko Kuwabara Mgmt For For For
13 Elect Mikiharu Noma Mgmt For For For
14 Elect Toshio Shimada Mgmt For For For
15 Performance Linked Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
CAPCOM CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
9697 CINS J05187109 06/22/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kenzo Tsujimoto Mgmt For For For
4 Elect Haruhiro Mgmt For For For
Tsujimoto
5 Elect Satoshi Miyazaki Mgmt For For For
6 Elect Yoichi Egawa Mgmt For For For
7 Elect Kenkichi Nomura Mgmt For For For
8 Elect Toru Muranaka Mgmt For For For
9 Elect Yutaka Mizukoshi Mgmt For For For
10 Elect Wataru Kotani Mgmt For For For
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 05/25/2021 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Presiding Mgmt For For For
Chair
7 Compliance with Rules Mgmt For For For
of
Convocation
8 Agenda Mgmt For For For
9 Presentation of Mgmt For For For
Accounts and
Reports
10 Financial Statements Mgmt For For For
11 Financial Statements Mgmt For For For
(Consolidated)
12 Management Board Report Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Adam Kicinski Mgmt For For For
15 Ratify Marcin Iwinski Mgmt For For For
16 Ratify Piotr Mgmt For For For
Nielubowicz
17 Ratify Adam Badowski Mgmt For For For
18 Ratify Michal Mgmt For For For
Nowakowski
19 Ratify Piotr Karwowski Mgmt For For For
20 Ratify Katarzyna Szwarc Mgmt For For For
21 Ratify Piotr Pagowski Mgmt For For For
22 Ratify Michal Bien Mgmt For For For
23 Ratify Krzysztof Kilian Mgmt For For For
24 Ratify Maciej Mgmt For For For
Nielubowicz
25 Remuneration Report Mgmt For For For
26 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
27 Amendments to Articles Mgmt For For For
28 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Change to
Supervisory Board
Fees
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 07/28/2020 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Presentation of Mgmt For For For
Accounts and
Reports
7 Financial Statements Mgmt For For For
8 Financial Statements Mgmt For For For
(Consolidated)
9 Management Board Report Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratify Adam Kicinski Mgmt For For For
12 Ratify Marcin Iwinski Mgmt For For For
13 Ratify Piotr Mgmt For For For
Nielubowicz
14 Ratify Adam Badowski Mgmt For For For
15 Ratify Michal Mgmt For For For
Nowakowski
16 Ratify Piotr Karwowski Mgmt For For For
17 Ratify Oleg Klapovskiy Mgmt For For For
18 Ratify Katarzyna Szwarc Mgmt For For For
19 Ratify Piotr Pagowski Mgmt For For For
20 Ratify Michal Bien Mgmt For For For
21 Ratify Krzysztof Kilian Mgmt For For For
22 Ratify Maciej Mgmt For For For
Nielubowicz
23 Remuneration Policy Mgmt For Against Against
24 Amendments to the Mgmt For For For
Incentive Plan
2016-2021
25 Authority to Mgmt For For For
Repurchase Shares to
Service Incentive
Plan
2016-2021
26 Long-Term Incentive Mgmt For Against Against
Plan
2020-2025
27 Issuance of Warrants Mgmt For Against Against
w/o Preemptive
Rights
28 Dissolution of Reserve Mgmt For For For
Capital
29 Non-Voting Agenda Item N/A N/A N/A N/A
30 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
CD Projekt SA
Ticker Security ID: Meeting Date Meeting Status
CDR CINS X0957E106 09/22/2020 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chair
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Amendments to the Mgmt For For For
Long-Term Incentive
Plan
2020-2025
7 Issuance of Warrants Mgmt For For For
w/o Preemptive
Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Embracer Group AB
Ticker Security ID: Meeting Date Meeting Status
EMBRACB CINS W2504N101 02/26/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Embracer Group AB
Ticker Security ID: Meeting Date Meeting Status
EMBRACB CINS W2504N101 09/16/2020 Take No Action
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Non-Voting Agenda Item N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 Non-Voting Agenda Item N/A N/A TNA N/A
9 Non-Voting Agenda Item N/A N/A TNA N/A
10 Non-Voting Agenda Item N/A N/A TNA N/A
11 Non-Voting Agenda Item N/A N/A TNA N/A
12 Accounts and Reports Mgmt For TNA N/A
13 Allocation of Mgmt For TNA N/A
Profits/Dividends
14 Ratification of Board Mgmt For TNA N/A
and CEO
Acts
15 Board Size; Number of Mgmt For TNA N/A
Auditors
16 Directors and Mgmt For TNA N/A
Auditors'
Fees
17 Election of Directors Mgmt For TNA N/A
18 Amendments to Articles Mgmt For TNA N/A
19 Authority to Issue Mgmt For TNA N/A
Shares w/ or w/o
Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A TNA N/A
________________________________________________________________________________
Embracer Group AB
Ticker Security ID: Meeting Date Meeting Status
EMBRACB CINS W2504N101 11/16/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Kingsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
3888 CINS G5264Y108 05/26/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LAU Chi Ping Mgmt For Against Against
6 Elect WONG Shun Tak Mgmt For For For
7 Elect David TANG Yuen Mgmt For For For
Kwan
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Konami Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
9766 CINS J3600L101 06/24/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Kagemasa Kozuki Mgmt For For For
4 Elect Kimihiko Higashio Mgmt For For For
5 Elect Hideki Hayakawa Mgmt For For For
6 Elect Katsunori Okita Mgmt For For For
7 Elect Yoshihiro Mgmt For For For
Matsuura
8 Elect Akira Gemma Mgmt For For For
9 Elect Kaori Yamaguchi Mgmt For For For
10 Elect Kimito Kubo Mgmt For For For
11 Non-Audit Committee Mgmt For For For
Directors'
Fees
12 Audit Committee Mgmt For For For
Directors'
Fees
________________________________________________________________________________
Micro-Star International Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2377 CINS Y6037M108 06/11/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Elect HSU Hsiang Mgmt For For For
5 Elect HUANG Chin-Ching Mgmt For For For
6 Elect YU Hsien-Neng Mgmt For For For
7 Elect LIN Wen-Tung Mgmt For For For
8 Elect KUO Hsu-Kuang Mgmt For For For
9 Elect LIAO Chun-Keng Mgmt For For For
10 Elect HUNG Yu-Sheng Mgmt For For For
11 Elect CHEN Te-Ling Mgmt For For For
12 Elect HSU Jun-Shyan Mgmt For For For
13 Elect HSU Kao-Shan Mgmt For For For
14 Elect LIU Cheng-Yi Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
NCsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
036570 CINS Y6258Y104 03/25/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KIM Taek Jin Mgmt For For For
4 Election of Mgmt For Against Against
Independent Director
to Become Audit
Committee Member:
HWANG Chan
Hyun
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
NetEase, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 06/23/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For Against Against
4 Elect Joseph Tong Mgmt For For For
5 Elect FENG Lun Mgmt For For For
6 Elect LEUNG Man Kit Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Amendment to Articles Mgmt For For For
________________________________________________________________________________
NetEase, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTES CUSIP 64110W102 09/25/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Lei Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For Against Against
4 Elect Joseph Tong Mgmt For For For
5 Elect FENG Lun Mgmt For For For
6 Elect LEUNG Man Kit Mgmt For Against Against
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Netmarble Corporation
Ticker Security ID: Meeting Date Meeting Status
251270 CINS Y6S5CG100 03/26/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For Against Against
4 Amendments to Mgmt For For For
Executive Officer
Retirement Allowance
Policy
________________________________________________________________________________
NEXON Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3659 CINS J4914X104 03/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Owen Mahoney Mgmt For Against Against
2 Elect Shiro Uemura Mgmt For For For
3 Elect Patrick Soderlund Mgmt For For For
4 Elect Kevin Mayer Mgmt For For For
5 Non-Audit Committee Mgmt For For For
Directors'
Fees
6 Equity Compensation Mgmt For For For
Plan for Non-Audit
Committee
Directors
7 Equity Compensation Mgmt For Against Against
Plan for Audit
Committee
Directors
8 Equity Compensation Mgmt For Against Against
Plan for the
Company's
employees
________________________________________________________________________________
Nintendo Co Ltd
Ticker Security ID: Meeting Date Meeting Status
7974 CINS J51699106 06/29/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Shuntaro Furukawa Mgmt For For For
4 Elect Shigeru Miyamoto Mgmt For For For
5 Elect Shinya Takahashi Mgmt For For For
6 Elect Ko Shiota Mgmt For For For
7 Elect Satoru Shibata Mgmt For For For
8 Elect Chris Meledandri Mgmt For For For
________________________________________________________________________________
NVIDIA Corporation
Ticker Security ID: Meeting Date Meeting Status
NVDA CUSIP 67066G104 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert K. Burgess Mgmt For For For
2 Elect Tench Coxe Mgmt For For For
3 Elect John O. Dabiri Mgmt For For For
4 Elect Persis S. Drell Mgmt For For For
5 Elect Jen-Hsun Huang Mgmt For For For
6 Elect Dawn Hudson Mgmt For For For
7 Elect Harvey C. Jones Mgmt For For For
8 Elect Michael G. Mgmt For For For
McCaffery
9 Elect Stephen C. Neal Mgmt For For For
10 Elect Mark L. Perry Mgmt For For For
11 Elect A. Brooke Seawell Mgmt For For For
12 Elect Aarti Shah Mgmt For For For
13 Elect Mark A. Stevens Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
SQUARE ENIX HOLDINGS CO., LTD.
Ticker Security ID: Meeting Date Meeting Status
9684 CINS J7659R109 06/25/2021 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yosuke Matsuda Mgmt For For For
3 Elect Yukihiro Yamamura Mgmt For For For
4 Elect Yuji Nishiura Mgmt For For For
5 Elect Masato Ogawa Mgmt For For For
6 Elect Mitsuko Okamoto Mgmt For For For
7 Elect Abdullah Aldawood Mgmt For For For
8 Adoption of Restricted Mgmt For For For
Stock
Plan
________________________________________________________________________________
Stillfront Group AB
Ticker Security ID: Meeting Date Meeting Status
SF CINS W87819145 05/11/2021 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratify Jan Samuelson Mgmt For For For
15 Ratify Erik Forsberg Mgmt For For For
16 Ratify Katarina G. Mgmt For For For
Bonde
17 Ratify Birgitta Mgmt For For For
Henriksson
18 Ratify Ulrika Viklund Mgmt For For For
19 Ratify Kai Wawrzinek Mgmt For For For
20 Ratify Jorgen Larsson Mgmt For For For
(CEO)
21 Remuneration Report Mgmt For For For
22 Board Size Mgmt For For For
23 Chair Fees Mgmt For Against Against
24 Director Fees Mgmt For Against Against
25 Audit Committee Chair Mgmt For Against Against
Fees
26 Audit Committee Member Mgmt For Against Against
Fees
27 Remuneration Committee Mgmt For Against Against
Chair
Fees
28 Remuneration Committee Mgmt For Against Against
Member
Fees
29 Authority to Set Mgmt For For For
Auditor's
Fees
30 Elect Jan Samuelson Mgmt For For For
31 Elect Erik Forsberg Mgmt For For For
32 Elect Katarina Bonde Mgmt For For For
33 Elect Birgitta Mgmt For For For
Henriksson
34 Elect Ulrika Viklund Mgmt For For For
35 Elect Kai Wawrzinek Mgmt For For For
36 Elect Jan Samuelson as Mgmt For For For
Chair
37 Appointment of Auditor Mgmt For For For
38 Approval of Nominating Mgmt For For For
Committee
Guidelines
39 Remuneration Policy Mgmt For For For
40 Adoption of Mgmt For For For
Share-Based
Incentives (LTIP
2021/2025)
41 Warrant Plan Mgmt For For For
42 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
43 Private Placement Mgmt For For For
(Imperia Online
JSC)
44 Private Placement Mgmt For For For
(Playa Games
GmbH)
45 Private Placement Mgmt For For For
(Storm8,
Inc.)
46 Private Placement Mgmt For For For
(Candywriter
LLC)
47 Amendments to Articles Mgmt For For For
48 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Stillfront Group AB
Ticker Security ID: Meeting Date Meeting Status
SF CINS W87819145 06/17/2021 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue and Mgmt For For For
Transfer Warrants
(Series
2021/2025)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Stillfront Group AB
Ticker Security ID: Meeting Date Meeting Status
SF CINS W87819103 12/17/2020 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Long-Term Incentive Mgmt For For For
Program
12 Share Split Mgmt For For For
13 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For Against Against
7 Elect Paul Viera Mgmt For For For
8 Elect Roland A. Mgmt For For For
Hernandez
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Siu Shun Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
9 Authority to Mgmt For For For
Repurchase
Shares
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Tencent Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
700 CINS G87572163 05/20/2021 Voted
Meeting Type Country of Trade
Special Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adopt the Share Option Mgmt For Against Against
Plan of a
Subsidiary
________________________________________________________________________________
Ubisoft Entertainment SA
Ticker Security ID: Meeting Date Meeting Status
UBI CINS F9396N106 07/02/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Losses Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Special Auditors Mgmt For For For
Report on Regulated
Agreements
8 Remuneration Report Mgmt For For For
9 Remuneration of Yves Mgmt For For For
Guillemot, Chair and
CEO
10 Remuneration of Claude Mgmt For For For
Guillemot, Deputy
CEO
11 Remuneration of Michel Mgmt For For For
Guillemot, Deputy
CEO
12 Remuneration of Gerard Mgmt For For For
Guillemot, Deputy
CEO
13 Remuneration of Mgmt For For For
Christian Guillemot,
Deputy
CEO
14 Remuneration Policy Mgmt For For For
(Chair and
CEO)
15 Remuneration Policy Mgmt For For For
(Deputy
CEOs)
16 Remuneration Policy Mgmt For For For
(Board of
Directors)
17 Elect Yves Guillemot Mgmt For For For
18 Elect Gerard Guillemot Mgmt For For For
19 Elect Florence Naviner Mgmt For For For
20 Elect John Parkes Mgmt For For For
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
23 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
24 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
25 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/o
Preemptive
Rights
26 Authority to Issue Mgmt For For For
Shares and
Convertible Debt
Through Private
Placement
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
28 Employee Stock Mgmt For For For
Purchase
Plan
29 Stock Purchase Plan Mgmt For For For
for Overseas
Employees
30 Employee Stock Mgmt For For For
Purchase Plan
(Custodian
Institutions)
31 Authority to Grant Mgmt For For For
Stock Options
(Employees)
32 Authority to Grant Mgmt For Against Against
Stock Options
(Corporate
Officers)
33 Global Ceiling on Mgmt For For For
Capital Increases and
Debt
Issuances
34 Amendments to Articles Mgmt For For For
Regarding Employee
Representatives
35 Amendments to Articles Mgmt For For For
Regarding CEO and
Deputy CEO Age
Limits
36 Amendments to Articles Mgmt For For For
(Bundled)
37 Textual References Mgmt For For For
Applicable In Case of
Regulation
Updates
38 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Unity Software Inc.
Ticker Security ID: Meeting Date Meeting Status
U CUSIP 91332U101 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roelof F. Botha Mgmt For Withhold Against
1.2 Elect David Helgason Mgmt For Withhold Against
1.3 Elect John Riccitiello Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zynga Inc.
Ticker Security ID: Meeting Date Meeting Status
ZNGA CUSIP 98986T108 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark Pincus Mgmt For For For
2 Elect Frank D. Gibeau Mgmt For For For
3 Elect Regina E. Dugan Mgmt For For For
4 Elect William "Bing" Mgmt For Against Against
Gordon
5 Elect Louis J. Mgmt For For For
Lavigne,
Jr.
6 Elect Carol G. Mills Mgmt For For For
7 Elect Janice M. Roberts Mgmt For For For
8 Elect Ellen F. Siminoff Mgmt For For For
9 Elect Noel B. Watson, Mgmt For For For
Jr.
10 Advisory Vote on Mgmt For Against Against
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special
Meetings
Fund Name : VanEck Vectors Vietnam ETF
________________________________________________________________________________
Baoviet Holdings
Ticker Security ID: Meeting Date Meeting Status
BVH CINS Y0704L105 06/29/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report Mgmt For For For
5 Business Plan Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Directors' Report Mgmt For For For
8 Supervisors' Report Mgmt For For For
9 Directors' and Mgmt For Against Against
Supervisors'
Fees
10 Directors' and Mgmt For Against Against
Supervisors' Fees for
2021
11 Allocation of Mgmt For For For
Profits/Dividends
12 Profits/Dividends Mgmt For For For
Allocation Plan
2021
13 Adoption of New Mgmt For Against Against
Company
Charter
14 Adoption of Internal Mgmt For Against Against
Regulations on
Corporate
Governance
15 Adoption of Mgmt For Against Against
Operational
Regulations of the
Board of
Directors
16 Adoption of Mgmt For Against Against
Operational
Regulations of the
Supervisory
Board
17 Announcement of Mgmt For For For
Election
18 Transaction of Other Mgmt For Against Against
Business
19 Election of Directors Mgmt For Against Against
20 Election of Supervisors Mgmt For Against Against
________________________________________________________________________________
BH Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
090460 CINS Y0886Q104 03/26/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Business Purpose Mgmt For For For
3 Amendments Regarding Mgmt For For For
Changes in Commercial
Act
4 Convertible Bonds and Mgmt For Against Against
Bonds with
Warrants
5 Elect SONG Young Joong Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Corporate Auditors' Mgmt For For For
Fees
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dreamtech Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
192650 CINS Y2109R117 03/26/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Share Option Grant Mgmt For For For
________________________________________________________________________________
Eclat Textile Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
1476 CINS Y2237Y109 06/18/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural Rules for
Shareholder
Meetings
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Elect HUNG Cheng-Hai Mgmt For For For
6 Elect WANG Li-Chen Mgmt For For For
7 Elect CHEN Kun-Tang Mgmt For For For
8 Election of Mgmt For Abstain Against
Representative of
Xin-xin Limited
Company
9 Elect WANG Shu-Wen Mgmt For For For
10 Elect YEH Shou-Chun Mgmt For For For
11 Elect LUO Jen-Chieh Mgmt For For For
12 Elect HSIEH Kuo-Sung Mgmt For For For
13 Elect WANG Ya-Kang Mgmt For For For
14 Elect YU Cheng-Ping Mgmt For For For
15 Elect LIU Nai-Ming Mgmt For For For
16 Elect LAI Chiu-Chun Mgmt For For For
17 Release of Non-compete Mgmt For For For
Restrictions
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Feng Tay Enterprises Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9910 CINS Y24815105 06/18/2021 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Mgmt For For For
Procedural Rules for
Election of
Directors
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect WANG Chien-Hung Mgmt For N/A N/A
7 Elect WANG Chien-Jung Mgmt For Abstain Against
8 Elect CHEN Chao-Chi Mgmt For Abstain Against
9 Elect CHEN Hui-Ling Mgmt For Abstain Against
10 Elect Peter Dale Mgmt For Abstain Against
Nickerson
11 Elect TSAI Justin Mgmt For Abstain Against
12 Elect CHEN Shih-Jung Mgmt For Abstain Against
13 Elect LU Tsung-Ta Mgmt For Abstain Against
14 Elect ZHONG Yi-Hua Mgmt For Abstain Against
15 Elect WANG Li-Chuan Mgmt For Abstain Against
16 Elect HUANG Hao-Chien Mgmt For For For
17 Elect LIN Zhong-Yi Mgmt For For For
18 Elect LU You-Sheng Mgmt For For For
19 Elect LI Xue-Cheng Mgmt For For For
20 Release of Non-compete Mgmt For For For
Restrictions
________________________________________________________________________________
Hansae Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
105630 CINS Y30637105 03/30/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
3 Elect KIM Ik Hwan Mgmt For For For
4 Elect KIM Dong Nyung Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hoa Phat Group Jsc
Ticker Security ID: Meeting Date Meeting Status
HPG CINS Y3231H100 04/22/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report and Mgmt For For For
Business
Plan
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits Mgmt For For For
8 Allocation of Dividends Mgmt For For For
9 Dividends Plan for 2021 Mgmt For For For
10 Approval to Implement Mgmt For For For
Hoa Phat Dung Quat 2
Project
11 Private Placement and Mgmt For Against Against
Waiver of Public
Offering of
Shares
12 Amendments to Company Mgmt For For For
Charter and Internal
Regulation on
Corporate
Governance
13 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
14 Adoption of Mgmt For For For
Operational
Regulations of the
Supervisory
Board
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
JAKS Resources Bhd
Ticker Security ID: Meeting Date Meeting Status
JAKS CINS Y4255M108 06/29/2021 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect ANG Lam Poah Mgmt For For For
2 Elect ANG Lam Aik Mgmt For Against Against
3 Elect Hussin bin Haji Mgmt For For For
Ismail
4 Directors' Fees Mgmt For For For
5 Directors' Meeting Mgmt For For For
Allowance
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Retention of Hussin Mgmt For For For
bin Haji Ismail as
Independent
Director
9 Retention of LIEW Jee Mgmt For Against Against
Min @ CHONG Jee Min
as Independent
Director
10 Retention of Azman bin Mgmt For Against Against
Mahmood as
Independent
Director
11 Grant of Options to Mgmt For Against Against
Abd Karim bin Shaikh
Munisar
12 Grant of Options to Mgmt For Against Against
Khor Hun
Nee
________________________________________________________________________________
JAKS Resources Bhd
Ticker Security ID: Meeting Date Meeting Status
JAKS CINS Y4255M108 09/15/2020 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Razali Merican Mgmt For For For
bin Naina
Merican
2 Elect Azman bin Mahmood Mgmt For Against Against
3 Elect Khor Hun Nee Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Directors' Meeting Mgmt For For For
Allowance
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
8 Retention of Hussin Mgmt For For For
bin Haji Ismail as
Independent
Director
9 Retention of LIEW Jee Mgmt For Against Against
Min CHONG Jee Min as
Independent
Director
10 Retention of Azman bin Mgmt For Against Against
Mahmood as
Independent
Director
________________________________________________________________________________
JAKS Resources Bhd
Ticker Security ID: Meeting Date Meeting Status
JAKS CINS Y4255M108 09/24/2020 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Rights Issue and Mgmt For For For
Warrants
Issue
________________________________________________________________________________
Joint Stock Commercial Bank for Foreign Trade of Vietnam
Ticker Security ID: Meeting Date Meeting Status
VCB CINS Y444A7106 04/23/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Supervisors' Report Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Directors' and Mgmt For Against Against
Supervisors'
Fees
9 Appointment of Auditor Mgmt For Against Against
10 Amendments to Company Mgmt For Against Against
Charter and
Regulations
11 Increase in Authorized Mgmt For Against Against
Capital
12 Resignation of Mgmt For For For
Supervisors
13 Resignation of Director Mgmt For For For
14 Election of Directors Mgmt For Against Against
15 Election of Supervisors Mgmt For Against Against
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
KH Vatec
Ticker Security ID: Meeting Date Meeting Status
060720 CINS Y4757K105 03/31/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Elect NAM Kwang Hee Mgmt For For For
3 Elect KIM Jong Se Mgmt For Against Against
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For For For
Fees
6 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Mani Inc
Ticker Security ID: Meeting Date Meeting Status
7730 CINS J39673108 11/25/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Toshihide Takai Mgmt For For For
3 Elect Masahiko Saito Mgmt For For For
4 Elect Kazuo Takahashi Mgmt For For For
5 Elect Michio Morikawa Mgmt For For For
6 Elect Michiharu Matsuda Mgmt For For For
7 Elect Tatsushi Yano Mgmt For For For
8 Elect Yukiko Moriyama Mgmt For For For
________________________________________________________________________________
Masan Group Corp
Ticker Security ID: Meeting Date Meeting Status
MSN CINS Y5825M106 04/01/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Business Plan Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Dividends Plan for 2021 Mgmt For For For
9 Appointment of Auditor Mgmt For Abstain Against
10 Change In Mgmt For For For
Organizational
Structure
11 Removal of Supervisory Mgmt For For For
Board
12 Adoption of New Mgmt For For For
Company
Charter
13 Adoption of New Mgmt For For For
Internal Regulations
on Corporate
Governance
14 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For Against Against
17 Directors' Fees Mgmt For For For
18 Issuance of Shares to Mgmt For Against Against
Employees Under
ESOP
19 Related Party Mgmt For For For
Transactions
20 Investment Transactions Mgmt For For For
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Transaction of Other Mgmt For Against Against
Business
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MCNEX CO.,LTD
Ticker Security ID: Meeting Date Meeting Status
097520 CINS Y5S05U100 03/23/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect MIN Dong Wook Mgmt For For For
4 Elect SEO Bo Hong Mgmt For For For
5 Elect LEE Sang Oh Mgmt For For For
6 Election of Mgmt For For For
Independent Director
to Become Audit
Committee Member: LEE
Eun
Yeong
7 Election of Audit Mgmt For For For
Committee Member: LEE
Kyung
Hwan
8 Election of Audit Mgmt For For For
Committee Member: LEE
Sang
Oh
9 Transfer of Listing Mgmt For For For
10 Directors' Fees Mgmt For For For
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 03/09/2021 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Authority to Issue Mgmt For For For
Shares to Convert
Global Convertible
Bonds
5 Amendments to Shares Mgmt For For For
Issuance
Plan
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 04/27/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Business Plan Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
9 Directors' Fees Mgmt For For For
10 Amendments to Company Mgmt For For For
Charter
11 Amendments to Internal Mgmt For For For
Regulations on
Corporate
Governance
12 Approve Employee Stock Mgmt For For For
Ownership
Plan
13 Authority to Issue Mgmt For For For
Convertible Dividend
Preference Shares and
Convertible
Redeemable Preference
Shares
14 Amendments to Bonds Mgmt For For For
Issuance
Plan
15 Approval of Board Size Mgmt For For For
and Election of
Additional
Director
16 Transaction of Other Mgmt For Against Against
Business
17 Election of Directors Mgmt For Against Against
________________________________________________________________________________
No Va Land Investment Group Corp.
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 09/18/2020 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Removal/Resignation of Mgmt For For For
Director
5 Elect an Independent Mgmt For Abstain Against
Director
6 Issuance of Shares w/ Mgmt For For For
Preemptive
Rights
7 Amendment to Terms of Mgmt For For For
Debt
Instruments
8 Amendments to Articles Mgmt For For For
________________________________________________________________________________
No Va Land Investment Group Corporation
Ticker Security ID: Meeting Date Meeting Status
NVL CINS Y6372L103 10/23/2020 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approve Nominee List Mgmt Abstain Abstain For
5 Elect NGUYEN My Hanh Mgmt For For For
6 Authorization of Board Mgmt Abstain Abstain For
Chair
7 Implementation of Mgmt Abstain Abstain For
Resolution
8 Transaction of Other Mgmt Abstain Against Against
Business
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrovietnam Power Corp.
Ticker Security ID: Meeting Date Meeting Status
POW CINS Y6827C104 12/22/2020 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Amendments to Company Mgmt For Against Against
Charter
6 Transaction of Other Mgmt For Against Against
Business
7 Approve Nominee List Mgmt For For For
8 Election of Director Mgmt For Against Against
9 Election of Supervisor Mgmt For Against Against
________________________________________________________________________________
PetroVietnam Power Corporation
Ticker Security ID: Meeting Date Meeting Status
POW CINS Y6827C104 05/27/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report and Mgmt For For For
Business
Plan
5 Accounts and Reports Mgmt For For For
6 Directors' Report Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Adoption of New Mgmt For For For
Company
Charter
11 Resignation of Mgmt For For For
Directors
12 Approval to Appoint Mgmt For For For
Additional
Director
13 Transaction of Other Mgmt For Against Against
Business
14 Election of Directors Mgmt For Against Against
________________________________________________________________________________
Seojin System Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
178320 CINS Y7T39S100 03/30/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Election of Corporate Mgmt For For For
Auditor
4 Directors' Fees Mgmt For Against Against
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
SSI Securities Corporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 01/06/2021 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to the Mgmt For For For
Employee Stock
Ownership
Plan
5 Amendment to Terms of Mgmt For For For
Debt
Instruments
________________________________________________________________________________
SSI Securities Corporation
Ticker Security ID: Meeting Date Meeting Status
SSI CINS Y7398S106 05/22/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Results and Mgmt For For For
Business
Plan
5 Directors' Report Mgmt For For For
6 Directors' and Audit Mgmt For For For
Committee's
Reports
7 Accounts and Reports Mgmt For For For
and Business
Plan
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
11 Amendments to Company Mgmt For For For
Charter and Internal
Regulations on
Corporate
Governance
12 Issuance of Shares To Mgmt For For For
Existing Shareholders
From Owner's
Equity
13 Approve Employee Stock Mgmt For Against Against
Ownership Plan
2021
14 Additional Shares Mgmt For For For
Offering to Existing
Shareholders
15 Private Placement Mgmt For For For
16 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Synopex Inc
Ticker Security ID: Meeting Date Meeting Status
025320 CINS Y8349E113 03/31/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For Against Against
2 Directors' Fees Mgmt For Against Against
3 Corporate Auditors' Mgmt For For For
Fees
4 Financial Statements Mgmt For For For
and Allocation of
Profits/Dividends
________________________________________________________________________________
Thanh Thanh Cong - Bien Hoa Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 10/28/2020 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report Mgmt For For For
5 Directors' Report Mgmt For For For
6 Internal Audit Mgmt For For For
Committee's
Report
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Business Plan Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Thanh Thanh Cong Tay Ninh JSC
Ticker Security ID: Meeting Date Meeting Status
SBT CINS Y09690101 09/03/2020 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Board Size Mgmt For Abstain Against
5 Statement of Election Mgmt For Abstain Against
of
Directors
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Mgmt For Abstain Against
Procedural Rules for
Corporate
Governance
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
UTI Inc
Ticker Security ID: Meeting Date Meeting Status
179900 CINS Y9314E112 03/29/2021 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Financial Statements Mgmt For Against Against
and Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For Against Against
4 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
VFMVN Diamond ETF
Ticker Security ID: Meeting Date Meeting Status
FUEVFVND CINS Y93674110 04/28/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Business Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Business Plan Mgmt For For For
7 Appointment of Auditor Mgmt For Abstain Against
8 Directors' Fees Mgmt For For For
9 Change in Company's Mgmt For For For
Name
10 Adoption of New Mgmt For For For
Company
Charter
11 Change of Term of the Mgmt For For For
Board of
Directors
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Viet Nam Electrical Equipment Joint Stock Corp.
Ticker Security ID: Meeting Date Meeting Status
GEX CINS Y93687104 06/18/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Business Report and Mgmt For For For
Business
Plan
5 Directors' Report Mgmt For For For
6 Audit Committee's Mgmt For For For
Report
7 Accounts and Reports Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Major Business Targets Mgmt For For For
for
2021
10 Appointment of Auditor Mgmt For Abstain Against
11 Issuance of Shares to Mgmt For For For
Distribute Stock
Dividends
12 Related Party Mgmt For For For
Transactions
13 Change of Company Name Mgmt For For For
14 Amendments to Company Mgmt For For For
Charter and Internal
Regulations on
Corporate Governance;
Adoption of
Operational
Regulations of the
Board of
Directors
15 Implementation of Mgmt For For For
Shares Issuance Plan
2020
16 Approve Transfer of Mgmt For For For
Shares
17 Elect NGUYEN Hoa Cuong Mgmt For For For
18 Elect NGUYEN Van Tuan Mgmt For For For
19 Elect NGUYEN Trong Tieu Mgmt For For For
20 Elect LUONG Thanh Tung Mgmt For For For
21 Elect NGUYEN Trong Hien Mgmt For For For
22 Elect VO Anh Linh Mgmt For For For
23 Elect DAU Minh Lam Mgmt For For For
24 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Viet Nam Electrical Equipment Joint Stock Corp.
Ticker Security ID: Meeting Date Meeting Status
GEX CINS Y93687104 11/16/2020 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approve Employee Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Viet Nam Electrical Equipment Joint Stock Corp.
Ticker Security ID: Meeting Date Meeting Status
GEX CINS Y93687104 12/29/2020 Voted
Meeting Type Country of Trade
Special Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Issuance of Shares Mgmt For For For
with Preemptive
Rights
5 Adjustment to Mgmt For For For
Directors'
Fees
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
VietJet Aviation JSC
Ticker Security ID: Meeting Date Meeting Status
VJC CINS Y9368Y105 05/24/2021 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Company Mgmt For For For
Charter
4 Change in Business Mgmt For For For
Scope
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
VietJet Aviation JSC
Ticker Security ID: Meeting Date Meeting Status
VJC CINS Y9368Y105 06/29/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Meeting Mgmt For For For
Presidium Members and
Chair
4 Approve Vote Counting Mgmt For For For
Committee
5 Approve Meeting Mgmt For For For
Secretariat
6 Approve Meeting Agenda Mgmt For For For
7 Approve Meeting Mgmt For For For
Regulations
8 Accounts and Reports Mgmt For For For
9 Ratification of Board Mgmt For For For
Acts
10 Directors' and Mgmt For For For
Supervisors'
Fees
11 Appointment of Auditor Mgmt For Abstain Against
12 Allocation of Mgmt For For For
Profits/Dividends
13 Dismissal of Mgmt For For For
Supervisory
Board
14 Increase in Authorized Mgmt For Against Against
Capital
15 Authority to Issue Mgmt For Against Against
Shares Under
ESOP
16 Approve Meeting Mgmt For For For
Minutes and Meeting
Resolutions
17 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vietnam Dairy Products JSC
Ticker Security ID: Meeting Date Meeting Status
VNM CINS Y9365V104 04/26/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Meeting Agenda Mgmt For For For
4 Approve Members of Mgmt For For For
Vote Counting
Committee
5 Accounts and Reports Mgmt For For For
6 Directors' Report Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Business Plan Mgmt For For For
9 Dividends Plan for 2021 Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
11 Directors' Fees Mgmt For For For
12 Amendments to Company Mgmt For For For
Charter
13 Amendments to Internal Mgmt For For For
Regulations on
Corporate
Governance
14 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
15 Resignation of Mgmt For For For
Director - NGUYEN Ba
Duong
16 Resignation of Mgmt For For For
Director - NGUYEN Thi
Tham
17 Elect TIEU Yen Trinh Mgmt For For For
18 Elect HOANG Ngoc Thach Mgmt For Against Against
19 Transaction of Other Mgmt For Against Against
Business
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 01/07/2021 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Director Mgmt For For For
5 Approve Election Mgmt For For For
Regulations
6 Elect Sanjay Vinayak Mgmt For For For
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 06/01/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Accounts and Reports Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For Abstain Against
11 Amendments to Company Mgmt For For For
Charter
12 Adoption of Internal Mgmt For For For
Regulations on
Corporate
Governance
13 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
14 Adoption of Mgmt For For For
Operational
Regulations of the
Supervisory
Board
15 Resignation of Director Mgmt For For For
16 Approval of the Mgmt For For For
Election of
Director
17 Transaction of Other Mgmt For Against Against
Business
18 Elect NGUYEN The Anh Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vincom Retail JSC
Ticker Security ID: Meeting Date Meeting Status
VRE CINS Y937HV109 06/23/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Accounts and Reports Mgmt For For For
7 Supervisors' Report Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For Abstain Against
11 Amendments to Company Mgmt For For For
Charter
12 Adoption of Internal Mgmt For For For
Regulations on
Corporate
Governance
13 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
14 Adoption of Mgmt For For For
Operational
Regulations of the
Supervisory
Board
15 Resignation of Director Mgmt For For For
16 Approval of the Mgmt For For For
Election of
Director
17 Transaction of Other Mgmt For Against Against
Business
18 Elect NGUYEN The Anh Mgmt For For For
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 04/06/2021 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Mgmt For For For
Supervisor
5 Approve Election Policy Mgmt For For For
6 Authority to Issue Mgmt For For For
International
Bonds
7 Listing of the Mgmt For For For
International Bonds
on Singapore Stock
Exchange
8 Implementation of Mgmt For For For
Bonds Issuance
Plan
9 Elect NGUYEN Hong Mai Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vingroup JSC
Ticker Security ID: Meeting Date Meeting Status
VIC CINS Y9375L104 06/24/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Business Report and Mgmt For For For
Business
Plan
6 Supervisors' Report Mgmt For For For
7 Financial and Capital Mgmt For For For
Usage
Report
8 Allocation of Mgmt For For For
Profits/Dividends
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Appointment of Auditor Mgmt For Abstain Against
11 Amendments to Company Mgmt For For For
Charter
12 Adoption of Internal Mgmt For For For
Regulations on
Corporate
Governance
13 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
14 Adoption of Mgmt For For For
Operational
Regulations of the
Supervisory
Board
15 Change in Business Mgmt For For For
Scope
16 Transaction of Other Mgmt For Against Against
Business
17 Elect PHAM Nhat Vuong Mgmt For For For
18 Elect PHAM Thuy Hang Mgmt For For For
19 Elect PHAM Thu Huong Mgmt For For For
20 Elect NGUYEN Dieu Linh Mgmt For For For
21 Elect NGUYEN Viet Quang Mgmt For For For
22 Elect Park Woncheol Mgmt For For For
23 Elect ADIL Ahmad Mgmt For For For
24 Elect CHIN Michael Mgmt For For For
Jaewuk
25 Elect RONALDO Mgmt For For For
Dy-Liascco
Ibasco
________________________________________________________________________________
Vinhomes Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
VHM CINS Y937JX103 06/25/2021 Voted
Meeting Type Country of Trade
Annual Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Business Report and Mgmt For For For
Business
Plan
5 Supervisors' Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Directors' and Mgmt For For For
Supervisors'
Fees
9 Change in Business Mgmt Abstain Abstain For
Scope
10 Amendments to Company Mgmt For For For
Charter
11 Adoption of Internal Mgmt For For For
Regulations on
Corporate
Governance
12 Adoption of Mgmt For For For
Operational
Regulations of the
Board of
Directors
13 Adoption of Mgmt For For For
Operational
Regulations of the
Supervisory
Board
14 Appointment of Auditor Mgmt For Abstain Against
15 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Vinhomes Joint Stock Company
Ticker Security ID: Meeting Date Meeting Status
VHM CINS Y937JX103 07/13/2020 Voted
Meeting Type Country of Trade
Other Vietnam
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Investment in Ha Long Mgmt For For For
Xanh Urban Complex
Project
6 Approve Partnership Mgmt For For For
with Vingroup
JSC
7 Approve Partnership Mgmt For For For
Contract
8 Implementation of Mgmt For For For
Project
9 Resignation of Director Mgmt For For For
10 Approve Election Mgmt For For For
Regulations
11 Elect Ashish Mgmt For For For
Jaiprakash
Shastry
12 Elect Richard HOANG D. Mgmt For For For
Quan
13 Elect PHAM Thieu Hoa Mgmt For For For
14 Elect TRAN Kien Cuong Mgmt For For For
Pursuant to the requirements of the Investment Company Act of 1940,the
registrant has duly caused this report to be signed on its behalf by the
undersigned,thereunto duly authorised.
Registrant:VanEck Vectors ETF Trust
By: /s/Jan F. van Eck
Name: Jan F. van Eck
Title: Chief Executive Officer
Date: August 30, 2021