UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08267
NAME OF REGISTRANT: Kopp Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 7701 France Avenue S
Suite 500
Edina, MN 55435
NAME AND ADDRESS OF AGENT FOR SERVICE: John Flakne
7701 France Avenue S
Suite 500
Edina, MN 55435
REGISTRANT'S TELEPHONE NUMBER: 952-841-0400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2004 - 06/30/2005
KOPP EMERGING GROWTH FUND
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ADC TELECOMMUNICATIONS, INC. Agenda Number: 932255791
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Security: 000886101
Meeting Type: Annual
Meeting Date: 01-Mar-2005
Ticker: ADCT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. CASTLE, PH.D.* Mgmt For For
MICKEY P. FORET* Mgmt For For
J. KEVIN GILLIGAN* Mgmt For For
JOHN D. WUNSCH* Mgmt For For
LOIS M. MARTIN** Mgmt For For
JOHN E. REHFELD** Mgmt For For
WILLIAM R. SPIVEY*** Mgmt For For
02 PROPOSAL BY A SHAREOWNER REQUESTING THE BOARD Shr Against For
TO REDEEM ADC S SHAREOWNER RIGHTS PLAN UNLESS
THE PLAN IS APPROVED BY ADC S SHAREOWNERS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS ADC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ADC S FISCAL YEAR
ENDING OCTOBER 31, 2005.
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ADEPT TECHNOLOGY, INC. Agenda Number: 932230763
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Security: 006854103
Meeting Type: Annual
Meeting Date: 04-Nov-2004
Ticker: ADTK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BUCHER Mgmt For For
RONALD E.F. CODD Mgmt For For
MICHAEL P. KELLY Mgmt For For
CARY R. MOCK Mgmt For For
ROBERT J. MAJTELES Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE 2003 STOCK OPTION Mgmt For For
PLAN.
03 TO APPROVE THE 2004 DIRECTOR OPTION PLAN. Mgmt For For
04 TO APPROVE THE CERTIFICATE OF AMENDMENT TO ADEPT Mgmt For For
S AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO EFFECT A REVERSE STOCK SPLIT AT A RATIO
TO BE DETERMINED BY THE BOARD OF DIRECTORS,
WITHIN A RANGE FROM ONE-FOR-FOUR TO ONE-FOR-SEVEN.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO SERVE AS THE INDEPENDENT AUDITORS OF ADEPT
FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
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ANADIGICS, INC. Agenda Number: 932307893
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Security: 032515108
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: ANAD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
HARRY REIN Mgmt For For
DENNIS STRIGL Mgmt For For
II APPROVAL OF AMENDMENT AND RESTATEMENT OF THE Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
III ADOPTION OF THE 2005 LONG TERM INCENTIVE AND Mgmt For For
SHARE AWARD PLAN
IV APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS
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APPLIED MICRO CIRCUITS CORPORATION Agenda Number: 932207144
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Security: 03822W109
Meeting Type: Annual
Meeting Date: 01-Sep-2004
Ticker: AMCC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. RICKEY Mgmt For For
ROGER A. SMULLEN, SR. Mgmt For For
CESAR CESARATTO Mgmt For For
FRANKLIN P. JOHNSON, JR Mgmt For For
L. WAYNE PRICE Mgmt For For
ARTHUR B. STABENOW Mgmt For For
HARVEY P. WHITE Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING MARCH 31, 2005.
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ARRAY BIOPHARMA INC. Agenda Number: 932228097
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Security: 04269X105
Meeting Type: Annual
Meeting Date: 28-Oct-2004
Ticker: ARRY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. SNITMAN, PH.D Mgmt For For
GIL J. VAN LUNSEN Mgmt For For
JOHN L. ZABRISKIE, PH.D Mgmt For For
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ARTESYN TECHNOLOGIES, INC. Agenda Number: 932316804
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Security: 043127109
Meeting Type: Annual
Meeting Date: 02-Jun-2005
Ticker: ATSN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD S. CROFT, III Mgmt For For
LAWRENCE J. MATTHEWS Mgmt For For
JOSEPH M. O'DONNELL Mgmt For For
STEPHEN A. OLLENDORFF Mgmt For For
PHILLIP A. O'REILLY Mgmt For For
BERT SAGER Mgmt For For
A. EUGENE SAPP, JR. Mgmt For For
RONALD D. SCHMIDT Mgmt For For
LEWIS SOLOMON Mgmt For For
JOHN M. STEEL Mgmt For For
02 TO RATIFY THE SELECTION OF THE FIRM OF ERNST Mgmt For For
& YOUNG LLP AS AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 30, 2005.
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BIOSITE INCORPORATED Agenda Number: 932352468
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Security: 090945106
Meeting Type: Annual
Meeting Date: 17-Jun-2005
Ticker: BSTE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY DEMARIA, M.D. Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY S 1996 STOCK INCENTIVE PLAN TO
INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE.
03 TO APPROVE THE AMENDMENT OF THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES AND THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
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BROOKS AUTOMATION, INC. Agenda Number: 932254167
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Security: 114340102
Meeting Type: Annual
Meeting Date: 17-Feb-2005
Ticker: BRKS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. THERRIEN Mgmt For For
ROGER D. EMERICK Mgmt For For
AMIN J. KHOURY Mgmt For For
JOSEPH R. MARTIN Mgmt For For
EDWARD C. GRADY Mgmt For For
A. CLINTON ALLEN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
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CAPTARIS, INC. Agenda Number: 932318389
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Security: 14071N104
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: CAPA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK E. SIEFERTSON* Mgmt For For
BRUCE L. CROCKETT** Mgmt For For
ROBERT L. LOVELY** Mgmt For For
PATRICK J. SWANICK** Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
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CARDIODYNAMICS INTERNATIONAL CORPORA Agenda Number: 932197949
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Security: 141597104
Meeting Type: Annual
Meeting Date: 15-Jul-2004
Ticker: CDIC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CONNIE R. CURRAN Mgmt For For
PETER C. FARRELL Mgmt For For
JAMES C. GILSTRAP Mgmt For For
RICHARD O. MARTIN Mgmt For For
RONALD A. MATRICARIA Mgmt For For
RONALD L. MERRIMAN Mgmt For For
MICHAEL K. PERRY Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2004.
03 TO ADOPT THE CARDIODYNAMICS INTERNATIONAL CORPORATION Mgmt For For
2004 STOCK INCENTIVE PLAN.
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CELL GENESYS, INC. Agenda Number: 932286556
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Security: 150921104
Meeting Type: Annual
Meeting Date: 03-May-2005
Ticker: CEGE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. SHERWIN, MD Mgmt For For
DAVID W. CARTER Mgmt For For
NANCY M. CROWELL Mgmt For For
JAMES M. GOWER Mgmt For For
JOHN T. POTTS, JR., MD Mgmt For For
THOMAS E. SHENK, PHD Mgmt For For
EUGENE L. STEP Mgmt For For
INDER M. VERMA, PHD Mgmt For For
DENNIS L. WINGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 TO AMEND THE COMPANY S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S COMMON STOCK FROM 75,000,000
SHARES TO 150,000,000 SHARES.
04 TO APPROVE THE COMPANY S 2005 EQUITY INCENTIVE Mgmt For For
PLAN.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
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CENTILLIUM COMMUNICATIONS, INC. Agenda Number: 932344877
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Security: 152319109
Meeting Type: Annual
Meeting Date: 14-Jun-2005
Ticker: CTLM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KAMRAN ELAHIAN Mgmt For For
LIP-BU TAN Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CENTILLIUM COMMUNICATIONS,
INC. FOR THE YEAR ENDING DECEMBER 31, 2005.
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CEPHEID Agenda Number: 932291684
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Security: 15670R107
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: CPHD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. EASTON Mgmt For For
HOLLINGS C. RENTON Mgmt For For
MITCHELL D. MROZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF CEPHEID FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
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CONEXANT SYSTEMS, INC. Agenda Number: 932254725
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Security: 207142100
Meeting Type: Annual
Meeting Date: 23-Feb-2005
Ticker: CNXT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S.J. BILODEAU Mgmt For For
D.S. MERCER Mgmt For For
G. ZOCCO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF AUDITORS Mgmt For For
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CURAGEN CORPORATION Agenda Number: 932292232
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Security: 23126R101
Meeting Type: Annual
Meeting Date: 04-May-2005
Ticker: CRGN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. FORSGREN Mgmt For For
R.E. PATRICELLI, J.D. Mgmt For For
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CYBEROPTICS CORPORATION Agenda Number: 932311804
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Security: 232517102
Meeting Type: Annual
Meeting Date: 16-May-2005
Ticker: CYBE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN K. CASE Mgmt For For
ALEX B. CIMOCHOWSKI Mgmt For For
KATHLEEN P. IVERSON Mgmt For For
ERWIN A. KELEN Mgmt For For
IRENE M. QUALTERS Mgmt For For
MICHAEL M. SELZER, JR. Mgmt For For
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DEPOMED, INC. Agenda Number: 932323392
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Security: 249908104
Meeting Type: Annual
Meeting Date: 26-May-2005
Ticker: DEPO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. FARA, PH.D. Mgmt For For
G. STEVEN BURRILL Mgmt For For
GERALD T. PROEHL Mgmt For For
JOHN W. SHELL, PH.D. Mgmt For For
CRAIG R. SMITH, M.D. Mgmt For For
PETER D. STAPLE Mgmt For For
JULIAN N. STERN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
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DIGIMARC CORPORATION Agenda Number: 932318428
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Security: 253807101
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: DMRC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE DAVIS Mgmt For For
BRIAN GROSSI Mgmt For For
JAMES RICHARDSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF DIGIMARC CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2005.
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EMS TECHNOLOGIES, INC. Agenda Number: 932333444
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Security: 26873N108
Meeting Type: Annual
Meeting Date: 20-May-2005
Ticker: ELMG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERMANN BUERGER Mgmt For For
ALFRED G. HANSEN Mgmt For For
JOHN R. KREICK Mgmt For For
JOHN B. MOWELL Mgmt For For
NORMAN E. THAGARD Mgmt For For
JOHN L. WOODWARD, JR. Mgmt For For
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ENDOCARDIAL SOLUTIONS, INC. Agenda Number: 932249584
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Security: 292962107
Meeting Type: Special
Meeting Date: 13-Jan-2005
Ticker: ECSI
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF SEPTEMBER 29,
2004, AMONG ST. JUDE MEDICAL, INC., DRAGONFLY
MERGER CORP. AND ENDOCARDIAL SOLUTIONS, INC.,
AND TO APPROVE THE MERGER OF ENDOCARDIAL WITH
DRAGONFLY MERGER CORP., A WHOLLY OWNED SUBSIDIARY
OF ST. JUDE MEDICAL, INC.
02 TO APPROVE ADJOURNMENTS OF THE SPECIAL MEETING Mgmt For For
OF STOCKHOLDERS OF ENDOCARDIAL SOLUTIONS, INC.
IF DEEMED NECESSARY TO FACILITATE THE APPROVAL
OF THE MERGER PROPOSAL, INCLUDING TO PERMIT
THE SOLICITATION OF ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL
(PROPOSAL 1).
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ENTERASYS NETWORKS, INC. Agenda Number: 932321437
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Security: 293637104
Meeting Type: Annual
Meeting Date: 08-Jun-2005
Ticker: ETS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK ASLETT Mgmt For For
PAUL R. DUNCAN Mgmt For For
MICHAEL GALLAGHER Mgmt For For
EDWIN A. HUSTON Mgmt For For
WILLIAM K. O'BRIEN Mgmt For For
BRUCE J. RYAN Mgmt For For
JAMES SIMS Mgmt For For
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EPICOR SOFTWARE CORPORATION Agenda Number: 932315725
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Security: 29426L108
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: EPIC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L. GEORGE KLAUS Mgmt For For
DONALD R. DIXON Mgmt For For
THOMAS F. KELLY Mgmt For For
HAROLD D. COPPERMAN Mgmt For For
ROBERT H. SMITH Mgmt For For
02 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Mgmt For For
PLAN UNDER WHICH A TOTAL OF 3,000,000 SHARES
OF COMPANY COMMON STOCK ARE RESERVED FOR FUTURE
ISSUANCE AS OPTIONS, RESTRICTED STOCK OR STOCK
APPRECIATION RIGHTS TO EMPLOYEES, OFFICERS,
DIRECTORS AND CONSULTANTS OF THE COMPANY.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2005.
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FINISAR CORPORATION Agenda Number: 932310333
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Security: 31787A101
Meeting Type: Annual
Meeting Date: 06-May-2005
Ticker: FNSR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK H. LEVINSON Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000
TO 750,000,000.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 1999 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 3,750,000 SHARES
TO 13,750,000 SHARES.
04 TO CONSIDER, APPROVE AND RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 30, 2005.
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GEN-PROBE INCORPORATED Agenda Number: 932315624
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Security: 36866T103
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: GPRO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND V. DITTAMORE Mgmt For For
ABRAHAM D. SOFAER Mgmt For For
PHILLIP M. SCHNEIDER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
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HARVARD BIOSCIENCE, INC. Agenda Number: 932325699
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Security: 416906105
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: HBIO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID GREEN Mgmt For For
JOHN F. KENNEDY Mgmt For For
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HYPERION SOLUTIONS CORPORATION Agenda Number: 932228059
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Security: 44914M104
Meeting Type: Annual
Meeting Date: 10-Nov-2004
Ticker: HYSL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY AUTRY Mgmt For For
TERRY CARLITZ Mgmt For For
YORGEN EDHOLM Mgmt For For
02 TO APPROVE A NEW 2004 EQUITY INCENTIVE PLAN. Mgmt For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
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INKINE PHARMACEUTICAL COMPANY, INC. Agenda Number: 932348370
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Security: 457214104
Meeting Type: Annual
Meeting Date: 08-Jun-2005
Ticker: INKP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L.S. JACOB, MD, PHD Mgmt For For
ROBERT F. APPLE Mgmt For For
WILLIAM HARRAL III Mgmt For For
JOHN R. LEONE Mgmt For For
STEVEN B. RATOFF Mgmt For For
NORMAN D. SCHELLENGER Mgmt For For
THOMAS P. STAGNARO Mgmt For For
02 APPROVAL OF THE ADOPTION OF THE INKINE PHARMACEUTICAL Mgmt For For
COMPANY, INC. LONG TERM INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP, AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2005.
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LARSCOM INCORPORATED Agenda Number: 932204679
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Security: 51729Y207
Meeting Type: Special
Meeting Date: 27-Jul-2004
Ticker: LARS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF APRIL 28, 2004, BY AND
AMONG LARSCOM INCORPORATED, VERILINK CORPORATION
AND SRI ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY
OF VERILINK, AND TO APPROVE THE PROPOSED MERGER
OF SRI ACQUISITION CORP. WITH AND INTO LARSCOM
INCORPORATED.
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LECROY CORPORATION Agenda Number: 932227386
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Security: 52324W109
Meeting Type: Annual
Meeting Date: 27-Oct-2004
Ticker: LCRY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. ANDERSON Mgmt For For
WALTER O. LECROY, JR. Mgmt For For
THOMAS H. RESLEWIC Mgmt For For
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LIGHTBRIDGE, INC. Agenda Number: 932343003
- --------------------------------------------------------------------------------------------------------------------------
Security: 532226107
Meeting Type: Special
Meeting Date: 20-Jun-2005
Ticker: LTBG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. DONAHUE Mgmt For For
KEVIN C. MELIA Mgmt For For
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MACROVISION CORPORATION Agenda Number: 932318947
- --------------------------------------------------------------------------------------------------------------------------
Security: 555904101
Meeting Type: Annual
Meeting Date: 24-May-2005
Ticker: MVSN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN O. RYAN Mgmt For For
WILLIAM A. KREPICK Mgmt For For
DONNA S. BIRKS Mgmt For For
WILLIAM N. STIRLEN Mgmt For For
THOMAS WERTHEIMER Mgmt For For
STEVEN G. BLANK Mgmt For For
02 TO APPROVE THE AMENDMENT OF OUR 2000 EQUITY Mgmt For For
INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT OF OUR 1996 DIRECTORS Mgmt For For
STOCK OPTION PLAN.
04 TO APPROVE THE AMENDMENT OF OUR 1996 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS MACROVISION Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
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MAPINFO CORPORATION Agenda Number: 932253204
- --------------------------------------------------------------------------------------------------------------------------
Security: 565105103
Meeting Type: Annual
Meeting Date: 17-Feb-2005
Ticker: MAPS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK P. CATTINI Mgmt For For
JOHN C. CAVALIER Mgmt For For
JONI KAHN Mgmt For For
THOMAS L. MASSIE Mgmt For For
SIMON J. OREBI GANN Mgmt For For
ROBERT P. SCHECHTER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 1993 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
03 APPROVAL AND ADOPTION OF THE COMPANY S 2005 Mgmt For For
STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR FISCAL 2005.
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MEDAREX, INC. Agenda Number: 932285174
- --------------------------------------------------------------------------------------------------------------------------
Security: 583916101
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: MEDX
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. MICHAEL A APPELBAUM Mgmt For For
DR. PATRICIA M. DANZON Mgmt For For
02 THE APPROVAL OF OUR 2005 EQUITY INCENTIVE PLAN. Mgmt For For
03 THE RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
MINDSPEED TECHNOLOGIES, INC. Agenda Number: 932252997
- --------------------------------------------------------------------------------------------------------------------------
Security: 602682106
Meeting Type: Annual
Meeting Date: 24-Feb-2005
Ticker: MSPD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. LOUIE Mgmt For For
T. MADDEN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 APPROVAL OF 2003 LONG TERM INCENTIVES PLAN. Mgmt For For
04 APPROVAL OF INCREASE IN AUTHORIZED SHARES UNDER Mgmt For For
2003 LONG TERM INCENTIVES PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 932285186
- --------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 09-May-2005
Ticker: MKSI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BERTUCCI Mgmt For For
ROBERT R. ANDERSON Mgmt For For
02 TO APPROVE THE COMPANY S SECOND RESTATED BY-LAWS. Mgmt For For
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
MOBILITY ELECTRONICS, INC. Agenda Number: 932318858
- --------------------------------------------------------------------------------------------------------------------------
Security: 60741U101
Meeting Type: Annual
Meeting Date: 24-May-2005
Ticker: MOBE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY R. HARRIS Mgmt For For
WILLIAM O. HUNT Mgmt For For
02 THE RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
MRO SOFTWARE, INC. Agenda Number: 932260122
- --------------------------------------------------------------------------------------------------------------------------
Security: 55347W105
Meeting Type: Annual
Meeting Date: 08-Mar-2005
Ticker: MROI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN E. DRAPEAU, JR. Mgmt For For
RICHARD P. FISHMAN Mgmt For For
DAVID N. CAMPBELL Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED 1999 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER
BY AN ADDITIONAL 1,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Mgmt For For
OF PRICEWATERHOUSECOOPERS L.L.P. AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
NEOSE TECHNOLOGIES, INC. Agenda Number: 932302576
- --------------------------------------------------------------------------------------------------------------------------
Security: 640522108
Meeting Type: Annual
Meeting Date: 03-May-2005
Ticker: NTEC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BOYD CLARKE Mgmt For For
BRIAN H. DOVEY Mgmt For For
L. PATRICK GAGE Mgmt For For
WILLIAM F. HAMILTON Mgmt For For
D.J. MACMASTER, JR. Mgmt For For
H. STEWART PARKER Mgmt For For
MARK H. RACHESKY Mgmt For For
LOWELL E. SEARS Mgmt For For
ELIZABETH H.S. WYATT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2005.
03 PROPOSAL TO APPROVE AND ADOPT AN AMENDMENT TO Mgmt For For
THE NEOSE TECHNOLOGIES, INC. 2004 EQUITY INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE
UNDER THE PLAN BY 500,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
NETWORK EQUIPMENT TECHNOLOGIES, INC. Agenda Number: 932205861
- --------------------------------------------------------------------------------------------------------------------------
Security: 641208103
Meeting Type: Annual
Meeting Date: 10-Aug-2004
Ticker: NWK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DIXON R. DOLL Mgmt For For
PETER SOMMERER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 25, 2005.
- --------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. Agenda Number: 932230686
- --------------------------------------------------------------------------------------------------------------------------
Security: 68375Q106
Meeting Type: Annual
Meeting Date: 11-Nov-2004
Ticker: OPLK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH Y. LIU Mgmt For For
02 TO APPROVE PROPOSED AMENDMENTS TO OUR AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT OF OUR COMMON
STOCK PURSUANT TO WHICH ANY WHOLE NUMBER OF
OUTSTANDING SHARES BETWEEN AND INCLUDING THREE
(3) AND TEN (10) SHARES WOULD BE COMBINED INTO
ONE SHARE OF OUR COMMON STOCK AND TO AUTHORIZE
THE BOARD TO SELECT ONE SUCH AMENDMENT.
03 TO RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL
YEAR ENDING JUNE 30, 2005.
- --------------------------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. Agenda Number: 932258569
- --------------------------------------------------------------------------------------------------------------------------
Security: 72764Y100
Meeting Type: Annual
Meeting Date: 03-Mar-2005
Ticker: TUTR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH E. DUFFY Mgmt For For
THOMAS G. HUDSON Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 31, 2005
- --------------------------------------------------------------------------------------------------------------------------
PLEXUS CORP. Agenda Number: 932250145
- --------------------------------------------------------------------------------------------------------------------------
Security: 729132100
Meeting Type: Annual
Meeting Date: 09-Feb-2005
Ticker: PLXS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALF R. BOER Mgmt For For
STEPHEN P. CORTINOVIS Mgmt For For
DAVID J. DRURY Mgmt For For
DEAN A. FOATE Mgmt For For
JOHN L. NUSSBAUM Mgmt For For
THOMAS J. PROSSER Mgmt For For
CHARLES M. STROTHER Mgmt For For
02 APPROVAL OF THE PLEXUS CORP. 2005 EQUITY INCENTIVE Mgmt For For
PLAN.
03 APPROVAL OF THE PLEXUS CORP. 2005 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda Number: 932327530
- --------------------------------------------------------------------------------------------------------------------------
Security: 69344F106
Meeting Type: Annual
Meeting Date: 25-May-2005
Ticker: PMCS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BAILEY Mgmt For For
RICHARD BELLUZZO Mgmt For For
JAMES DILLER Mgmt For For
JONATHAN JUDGE Mgmt For For
WILLIAM KURTZ Mgmt For For
FRANK MARSHALL Mgmt For For
LEWIS WILKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE 2005 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
PROXIM CORPORATION Agenda Number: 932224998
- --------------------------------------------------------------------------------------------------------------------------
Security: 744283102
Meeting Type: Annual
Meeting Date: 21-Oct-2004
Ticker: PROX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE COMPANY S ABILITY TO ISSUE AN Mgmt For For
AGGREGATE OF 164,000,000 SHARES OF COMMON STOCK
AND 400,000 OF SERIES C PREFERRED STOCK TO
THE INVESTORS UPON THE INVESTORS SURRENDER
OF ALL OF THEIR SERIES A CONVERTIBLE PREFERRED
STOCK, ALL OF THEIR SERIES B CONVERTIBLE PREFERRED
STOCK AND THEIR WARRANTS TO PURCHASE AN AGGREGATE
OF 42,133,464 SHARES OF COMMON STOCK.
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A ONE-FOR-TEN REVERSE SPLIT OF THE OUTSTANDING
SHARES OF PROXIM S COMMON STOCK.
03 DIRECTOR
FRANCO PLASTINA Mgmt For For
MICHAEL P. RESSNER Mgmt For For
KENNETH E. WESTRICK Mgmt For For
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------------------------
QUICKLOGIC CORPORATION Agenda Number: 932294820
- --------------------------------------------------------------------------------------------------------------------------
Security: 74837P108
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: QUIK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. THOMAS HART Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS QUICKLOGIC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda Number: 932325930
- --------------------------------------------------------------------------------------------------------------------------
Security: 74838J101
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: QDEL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS D. BROWN Mgmt For For
THOMAS A. GLAZE Mgmt For For
DOUGLAS S HARRINGTON MD Mgmt For For
CAREN L. MASON Mgmt For For
M.L. POLAN MD, PHD,MPH Mgmt Withheld Against
MARK A. PULIDO Mgmt For For
FAYE WALTLETON Mgmt Withheld Against
02 TO APPROVE THE PROPOSED AMENDMENT OF THE QUIDEL Mgmt For For
CORPORATION 1983 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE BY 250,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
REDBACK NETWORKS INC. Agenda Number: 932301295
- --------------------------------------------------------------------------------------------------------------------------
Security: 757209507
Meeting Type: Annual
Meeting Date: 06-May-2005
Ticker: RBAK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN A. DENUCCIO Mgmt For For
PAUL GIORDANO Mgmt For For
ROY D. BEHREN Mgmt For For
JOHN L. DREW Mgmt For For
DAVID C. FRIEZO Mgmt For For
MARTIN A. KAPLAN Mgmt For For
WILLIAM H. KURTZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS REDBACK S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE 1999 STOCK INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN BY 3,099,196 SHARES
IN 2005 AND BY 1,611,582 SHARES IN 2006.
04 TO APPROVE AN AMENDMENT TO THE 1999 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE UNDER THE
PLAN BY 1,500,000.
- --------------------------------------------------------------------------------------------------------------------------
REMEC, INC. Agenda Number: 932330107
- --------------------------------------------------------------------------------------------------------------------------
Security: 759543101
Meeting Type: Special
Meeting Date: 18-May-2005
Ticker: REMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE SALE OF REMEC DEFENSE & SPACE PURSUANT Mgmt For For
TO THE MERGER AGREEMENT
02 APPROVE THE RECLASSIFICATION OF REMEC, INC. Mgmt For For
S COMMON STOCK BY AUTHORIZING THE CERTIFICATE
OF AMENDMENT TO REMEC, INC. S RESTATED ARTICLES
OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
RF MONOLITHICS, INC. Agenda Number: 932247768
- --------------------------------------------------------------------------------------------------------------------------
Security: 74955F106
Meeting Type: Annual
Meeting Date: 19-Jan-2005
Ticker: RFMI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. KIRK Mgmt For For
MICHAEL R. BERNIQUE Mgmt For For
CORNELIUS C. BOND, JR. Mgmt For For
DEAN C. CAMPBELL Mgmt For For
FRANCIS J. HUGHES, JR. Mgmt For For
02 TO RATIFY SELECTION OF MCGLADREY & PULLEN, LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE NEXT FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
SANGAMO BIOSCIENCES, INC. Agenda Number: 932340893
- --------------------------------------------------------------------------------------------------------------------------
Security: 800677106
Meeting Type: Annual
Meeting Date: 06-Jun-2005
Ticker: SGMO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD O. LANPHIER, II Mgmt For For
WILLIAM G. GERBER, M.D. Mgmt For For
JON E.M. JACOBY Mgmt For For
JOHN W. LARSON Mgmt For For
MARGARET A. LIU, M.D. Mgmt For For
STEVEN J. MENTO, PH.D. Mgmt For For
MICHAEL C. WOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932257834
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Annual
Meeting Date: 28-Feb-2005
Ticker: SANM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NEIL R. BONKE Mgmt For For
ALAIN COUDER Mgmt For For
RANDY W. FURR Mgmt For For
MARIO M. ROSATI Mgmt For For
A. EUGENE SAPP, JR. Mgmt For For
WAYNE SHORTRIDGE Mgmt For For
PETER J. SIMONE Mgmt For For
JURE SOLA Mgmt For For
JACQUELYN M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING OCTOBER
1, 2005.
- --------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 932273511
- --------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: SWKS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. ALDRICH Mgmt For For
MOIZ M. BEGUWALA Mgmt For For
DWIGHT W. DECKER Mgmt For For
DAVID P. MCGLADE Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S 2005 Mgmt For For
LONG-TERM INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 Mgmt For For
DIRECTORS STOCK OPTION PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2005.
- --------------------------------------------------------------------------------------------------------------------------
SONOSITE, INC. Agenda Number: 932277230
- --------------------------------------------------------------------------------------------------------------------------
Security: 83568G104
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: SONO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KIRBY L. CRAMER Mgmt For For
KEVIN M. GOODWIN Mgmt For For
EDWARD V. FRITZKY Mgmt For For
S.R. GOLDSTEIN, M.D. Mgmt For For
ROBERT G. HAUSER, M.D. Mgmt For For
W.G. PARZYBOK, JR. Mgmt For For
JEFFREY PFEFFER, PH.D. Mgmt For For
R.S. SCHNEIDER, PH.D. Mgmt For For
JACQUES SOUQUET, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Mgmt For For
04 APPROVAL OF THE 2005 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
- --------------------------------------------------------------------------------------------------------------------------
STRATEX NETWORKS, INC. Agenda Number: 932201990
- --------------------------------------------------------------------------------------------------------------------------
Security: 86279T109
Meeting Type: Annual
Meeting Date: 16-Aug-2004
Ticker: STXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. ALBERDING Mgmt For For
JOHN W. COMBS Mgmt For For
WILLIAM A. HASLER Mgmt For For
CHARLES D. KISSNER Mgmt For For
JAMES D. MEINDL Mgmt For For
V. FRANK MENDICINO Mgmt For For
EDWARD F. THOMPSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SUPERCONDUCTOR TECHNOLOGIES INC. Agenda Number: 932326932
- --------------------------------------------------------------------------------------------------------------------------
Security: 867931107
Meeting Type: Annual
Meeting Date: 25-May-2005
Ticker: SCON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY A. QUIRAM Mgmt For For
CHARLES E. SHALVOY Mgmt For For
02 TO APPROVE AN INCREASE IN THE SHARES OF THE Mgmt For For
COMPANY S AUTHORIZED COMMON STOCK FROM ONE
HUNDRED TWENTY-FIVE MILLION (125,000,000) SHARES
TO TWO HUNDRED FIFTY MILLION (250,000,000)
SHARES.
03 TO APPROVE A REVERSE SPLIT RANGING FROM ONE-FOR-TWO Mgmt For For
TO ONE-FOR-TEN.
04 TO APPROVE AMENDMENTS TO THE COMPANY S 2003 Mgmt For For
EQUITY INCENTIVE PLAN.
05 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
SYMYX TECHNOLOGIES, INC. Agenda Number: 932310080
- --------------------------------------------------------------------------------------------------------------------------
Security: 87155S108
Meeting Type: Annual
Meeting Date: 26-May-2005
Ticker: SMMX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH J. NUSSBACHER Mgmt For For
MARIO M. ROSATI Mgmt For For
PETER G. SCHULTZ Mgmt For For
02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S 1997 PLAN TO ADOPT A LIMIT ON
THE MAXIMUM NUMBER OF SHARES WITH RESPECT TO
WHICH STOCK OPTIONS AND RESTRICTED STOCK MAY
BE GRANTED TO ANY INDIVIDUAL UNDER THE 1997
STOCK PLAN, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
03 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 932223415
- --------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 19-Oct-2004
Ticker: SYNA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FEDERICO FAGGIN Mgmt For For
W. RONALD VAN DELL Mgmt For For
02 PROPOSAL TO APPROVE THE 2001 INCENTIVE COMPENSATION Mgmt For For
PLAN FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE OF 1986, AS AMENDED.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING JUNE 25, 2005.
- --------------------------------------------------------------------------------------------------------------------------
TRIKON TECHNOLOGIES, INC. Agenda Number: 932212121
- --------------------------------------------------------------------------------------------------------------------------
Security: 896187408
Meeting Type: Annual
Meeting Date: 07-Sep-2004
Ticker: TRKN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER D. DOBSON Mgmt For For
NIGEL WHEELER Mgmt For For
JOHN MACNEIL Mgmt For For
ROBERT R. ANDERSON Mgmt For For
RICHARD M. CONN Mgmt For For
WILLIAM W.R. ELDER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG AS Mgmt For For
THE COMPANY S INDEPENDENT PUBLIC AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE THE TRIKON TECHNOLOGIES, INC. 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 TO CONSIDER A STOCKHOLDER PROPOSAL IF PROPERLY Shr Abstain Against
PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
TRIPATH IMAGING, INC. Agenda Number: 932321235
- --------------------------------------------------------------------------------------------------------------------------
Security: 896942109
Meeting Type: Annual
Meeting Date: 24-May-2005
Ticker: TPTH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.D. COCHRANE, JR. Mgmt For For
ROBERT L. SULLIVAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
TUT SYSTEMS, INC. Agenda Number: 932368978
- --------------------------------------------------------------------------------------------------------------------------
Security: 901103101
Meeting Type: Annual
Meeting Date: 23-Jun-2005
Ticker: TUTS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
AN INCREASE BY 500,000 OF THE MAXIMUM NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE ISSUED
UNDER THE 1999 NONSTATUTORY STOCK OPTION PLAN.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
AN INCREASE BY 500,000 OF THE MAXIMUM NUMBER
OF SHARES OF COMMON STOCK THAT MAY BE ISSUED
UNDER THE 1998 STOCK PLAN.
03 DIRECTOR
CLIFFORD H. HIGGERSON Mgmt For For
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT BY THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
05 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL
MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE ANNUAL MEETING TO APPROVE
THE ABOVE PROPOSALS.
- --------------------------------------------------------------------------------------------------------------------------
VENTANA MEDICAL SYSTEMS, INC. Agenda Number: 932309176
- --------------------------------------------------------------------------------------------------------------------------
Security: 92276H106
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: VMSI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
02 DIRECTOR
THOMAS BROWN Mgmt For For
THOMAS GROGAN, M.D. Mgmt For For
JOHN PATIENCE Mgmt For For
JACK SCHULER Mgmt For For
03 TO AMEND VENTANA S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE AUTHORIZED COMMON SHARES FROM
50,000,000 TO 100,000,000.
04 TO AMEND THE 2001 OUTSIDE DIRECTOR STOCK OPTION Mgmt For For
PLAN.
05 TO APPROVE THE 2005 EQUITY INCENTIVE PLAN. Mgmt For For
06 TO APPROVE THE 2005 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
VERILINK CORPORATION Agenda Number: 932234052
- --------------------------------------------------------------------------------------------------------------------------
Security: 923432108
Meeting Type: Annual
Meeting Date: 17-Nov-2004
Ticker: VRLK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD ORINGER Mgmt For For
JOHN A. MCGUIRE Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 932326045
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 26-May-2005
Ticker: VRSN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT G. KRIENS Mgmt For For
LEN J. LAUER Mgmt For For
STRATTON D. SCLAVOS Mgmt For For
02 PROPOSAL TO AMEND THE 1998 DIRECTORS STOCK OPTION Mgmt For For
PLAN TO INCREASE THE SIZE OF INITIAL OPTION
GRANTS AND ANNUAL OPTION GRANTS TO NON-EMPLOYEE
DIRECTORS TO 50,000 SHARES AND 25,000 SHARES,
RESPECTIVELY.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
VERITY, INC. Agenda Number: 932214202
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343C106
Meeting Type: Annual
Meeting Date: 30-Sep-2004
Ticker: VRTY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KARL C. POWELL, JR. Mgmt For For
GARY J. SBONA Mgmt For For
JOHN G. SCHWARZ Mgmt For For
02 TO AMEND THE COMPANY S 1995 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO PROVIDE FOR THE RESERVATION OF 2,000,000
ADDITIONAL SHARES OF COMMON STOCK FOR ISSUANCE
THEREUNDER.
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS OF VERITY, INC. FOR ITS FISCAL YEAR
ENDING MAY 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
VISUAL NETWORKS, INC. Agenda Number: 932329510
- --------------------------------------------------------------------------------------------------------------------------
Security: 928444108
Meeting Type: Annual
Meeting Date: 01-Jun-2005
Ticker: VNWK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD L. GLOTZBACH Mgmt For For
EDWARD H. KENNEDY Mgmt For For
PETER J. MINIHANE Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS VISUAL NETWORKS INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
VITAL IMAGES, INC. Agenda Number: 932324407
- --------------------------------------------------------------------------------------------------------------------------
Security: 92846N104
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: VTAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS M. PIHL Mgmt For For
JAY D. MILLER Mgmt For For
V.J. ARGIRO, PH.D. Mgmt For For
JAMES B. HICKEY, JR. Mgmt For For
RICHARD W. PERKINS Mgmt For For
M.W. VANNIER, M.D. Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 1997 STOCK OPTION Mgmt For For
AND INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES SUBJECT TO AWARDS THAT MAY BE GRANTED.
03 APPROVAL OF AMENDMENT TO THE 1997 DIRECTOR STOCK Mgmt For For
OPTION PLAN TO INCREASE THE NUMBER OF SHARES
SUBJECT TO AUTOMATIC OPTION GRANTS TO NON-EMPLOYEE
DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION Agenda Number: 932247807
- --------------------------------------------------------------------------------------------------------------------------
Security: 928497106
Meeting Type: Annual
Meeting Date: 24-Jan-2005
Ticker: VTSS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VINCENT CHAN Mgmt For For
JAMES A. COLE Mgmt For For
ALEX DALY Mgmt For For
JOHN C. LEWIS Mgmt For For
LOUIS R. TOMASETTA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Mgmt For For
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2005.
- --------------------------------------------------------------------------------------------------------------------------
WJ COMMUNICATIONS, INC. Agenda Number: 932200380
- --------------------------------------------------------------------------------------------------------------------------
Security: 929284107
Meeting Type: Annual
Meeting Date: 22-Jul-2004
Ticker: WJCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. FARESE PHD Mgmt For For
W. DEXTER PAINE, III Mgmt For For
WRAY T. THORN Mgmt For For
LIANE J. PELLETIER Mgmt For For
BRUCE W. DIAMOND Mgmt For For
STAVRO E. PRODROMOU PHD Mgmt For For
DAG F. WITTUSEN Mgmt For For
JACK G. LEVIN Mgmt For For
MICHAEL E. HOLMSTROM Mgmt For For
02 TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY Mgmt For For
S INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 932229722
- --------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Annual
Meeting Date: 11-Nov-2004
Ticker: ZIGO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE G. BANUCCI Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
PAUL F. FORMAN Mgmt For For
SAMUEL H. FULLER Mgmt For For
SEYMOUR E. LIEBMAN Mgmt For For
ROBERT G. MCKELVEY Mgmt For For
J. BRUCE ROBINSON Mgmt For For
ROBERT B. TAYLOR Mgmt For For
BRUCE W. WORSTER Mgmt For For
CARL A. ZANONI Mgmt For For
KOPP TOTAL QUALITY MANAGEMENT FUND
- --------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 932286873
- --------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2005
Ticker: MMM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VANCE D. COFFMAN Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
LOUIS W. SULLIVAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL OF THE 2005 MANAGEMENT STOCK OWNERSHIP Mgmt For For
PROGRAM
04 STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shr Against For
05 STOCKHOLDER PROPOSAL RELATING TO OPERATIONS Shr Against For
IN CHINA
- --------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 932252543
- --------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 01-Mar-2005
Ticker: A
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HEIDI KUNZ Mgmt No vote
DAVID M. LAWRENCE, M.D. Mgmt No vote
A. BARRY RAND Mgmt No vote
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE Mgmt No vote
S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 THE APPROVAL OF THE AMENDED AND RESTATED AGILENT Mgmt No vote
TECHNOLOGIES, INC. PERFORMANCE-BASED COMPENSATION
PLAN FOR COVERED EMPLOYEES.
- --------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932244851
- --------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2005
Ticker: APD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. DONAHUE Mgmt No vote
URSULA F. FAIRBAIRN Mgmt No vote
JOHN P. JONES III Mgmt No vote
LAWRENCE S. SMITH Mgmt No vote
02 APPOINTMENT OF AUDITORS. RATIFICATION OF APPOINTMENT Mgmt No vote
OF KPMG LLP, AS INDEPENDENT AUDITORS FOR FISCAL
YEAR 2005.
- --------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda Number: 932268851
- --------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 22-Apr-2005
Ticker: AA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH T. GORMAN Mgmt For For
KLAUS KLEINFELD Mgmt For For
02 PROPOSAL TO APPROVE THE INDEPENDENT AUDITOR Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 932273484
- --------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 27-Apr-2005
Ticker: AXP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
W.G. BOWEN Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shr Against For
04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shr Against For
REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 932287990
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: AMGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. DAVID BALTIMORE Mgmt For For
MS. JUDITH C. PELHAM Mgmt For For
MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2005.
03A STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) Shr Against For
03B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) Shr Against For
03C STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 932284778
- --------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: APC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BUTLER, JR. Mgmt No vote
PRESTON M. GEREN III Mgmt No vote
JOHN R. GORDON Mgmt No vote
02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK Mgmt No vote
INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Mgmt No vote
04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL GIVING Shr No vote
- --------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 932258595
- --------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2005
Ticker: ADI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN L. DOYLE Mgmt No vote
CHRISTINE KING Mgmt No vote
RAY STATA Mgmt No vote
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt No vote
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2005.
03 SHAREHOLDER PROPOSAL TO ESTABLISH A POLICY OF Shr No vote
EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT
THE COSTS OF ALL STOCK OPTIONS ISSUED BY THE
COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda Number: 932267657
- --------------------------------------------------------------------------------------------------------------------------
Security: 035229103
Meeting Type: Annual
Meeting Date: 27-Apr-2005
Ticker: BUD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. JACOB Mgmt For For
CHARLES F. KNIGHT Mgmt For For
JOYCE M. ROCHE Mgmt For For
HENRY HUGH SHELTON Mgmt For For
PATRICK T. STOKES Mgmt For For
02 APPROVE THE OFFICER BONUS PLAN, AS AMENDED Mgmt For For
03 APPROVE THE 1998 INCENTIVE STOCK PLAN, AS AMENDED Mgmt For For
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM
- --------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 932263623
- --------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 23-Mar-2005
Ticker: AMAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL H. ARMACOST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
HERBERT M. DWIGHT, JR. Mgmt For For
PHILIP V. GERDINE Mgmt For For
PAUL R. LOW Mgmt For For
DAN MAYDAN Mgmt For For
STEVEN L. MILLER Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2005.
- --------------------------------------------------------------------------------------------------------------------------
AT&T CORP. Agenda Number: 932363411
- --------------------------------------------------------------------------------------------------------------------------
Security: 001957505
Meeting Type: Annual
Meeting Date: 30-Jun-2005
Ticker: T
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Mgmt For For
MERGER SUB
01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Mgmt For For
PROXIES IN FAVOR OF ITEM 1
02 DIRECTOR
W.F. ALDINGER Mgmt For For
K.T. DERR Mgmt For For
D.W. DORMAN Mgmt For For
M.K. EICKHOFF-SMITH Mgmt For For
H.L. HENKEL Mgmt For For
F.C. HERRINGER Mgmt For For
J.C. MADONNA Mgmt For For
D.F. MCHENRY Mgmt For For
T.L. WHITE Mgmt For For
03 RATIFICATION OF AUDITORS Mgmt For For
04 NO FUTURE STOCK OPTIONS Shr Abstain Against
05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shr Abstain Against
06 EXECUTIVE COMPENSATION Shr Abstain Against
07 POISON PILL Shr Abstain Against
08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shr Abstain Against
09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shr Abstain Against
- --------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 932274234
- --------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 03-May-2005
Ticker: BAX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BLAKE E. DEVITT Mgmt For For
JOSEPH B. MARTIN MD PHD Mgmt For For
ROBERT L. PARKINSON, JR Mgmt For For
THOMAS T. STALLKAMP Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shr Against For
ELECTION OF DIRECTORS.
04 PROPOSAL RELATING TO RESTRICTIONS ON SERVICES Shr Against For
PERFORMED BY THE INDEPENDENT AUDITORS.
05 PROPOSAL RELATING TO THE ANNUAL ELECTION OF Mgmt Abstain
DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. Agenda Number: 932279614
- --------------------------------------------------------------------------------------------------------------------------
Security: 081437105
Meeting Type: Annual
Meeting Date: 05-May-2005
Ticker: BMS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD N. PERRY Mgmt For For
WILLIAM J. SCHOLLE Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
PHILIP G. WEAVER Mgmt For For
02 TO ACT UPON A PROPOSAL TO AMEND AND REAPPROVE Mgmt For For
THE 1997 EXECUTIVE OFFICER PERFORMANCE PLAN.
03 TO VOTE UPON RATIFICATION OF THE APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP, AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 932349132
- --------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 23-Jun-2005
Ticker: BBY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JAMES Mgmt For For
ELLIOT S. KAPLAN Mgmt For For
MATTHEW H. PAULL Mgmt For For
RICHARD M. SCHULZE Mgmt For For
MARY A. TOLAN Mgmt For For
HATIM A. TYABJI Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 932238884
- --------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 08-Dec-2004
Ticker: CAH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE H. CONRADES Mgmt No vote
ROBERT L. GERBIG Mgmt No vote
RICHARD C. NOTEBAERT Mgmt No vote
02 PROPOSAL TO AMEND THE COMPANY S PERFORMANCE-BASED Mgmt No vote
INCENTIVE COMPENSATION PLAN AND APPROVE THE
MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER
SUCH PLAN, AS AMENDED.
03 PROPOSAL FROM A SHAREHOLDER ON ANNUAL ELECTION Shr No vote
OF DIRECTORS, IF PRESENTED PROPERLY.
- --------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 932269512
- --------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Apr-2005
Ticker: CAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. FRANK BLOUNT Mgmt For For
JOHN R. BRAZIL Mgmt For For
EUGENE V. FIFE Mgmt For For
GAIL D. FOSLER Mgmt For For
PETER A. MAGOWAN Mgmt For For
02 RATIFY AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr Against For
04 STOCKHOLDER PROPOSAL - CODE OF CONDUCT Shr Against For
05 STOCKHOLDER PROPOSAL - GLOBAL PANDEMICS Shr Against For
06 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION Agenda Number: 932270452
- --------------------------------------------------------------------------------------------------------------------------
Security: 151313103
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: CD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MYRA J. BIBLOWIT Mgmt For For
LEONARD S. COLEMAN Mgmt For For
CHERYL D. MILLS Mgmt For For
RT. HON. BRIAN MULRONEY Mgmt For For
ROBERT E. NEDERLANDER Mgmt For For
RONALD L. NELSON Mgmt For For
ROBERT W. PITTMAN Mgmt For For
PAULINE D.E. RICHARDS Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
ROBERT F. SMITH Mgmt For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 TO APPROVE AN AMENDMENT TO THE CENDANT AMENDED Mgmt For For
AND RESTATED 1999 NON-EMPLOYEE DIRECTORS DEFERRED
COMPENSATION PLAN.
04 TO APPROVE THE CENDANT 2005 UK SHARE INCENTIVE Mgmt For For
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shr Against For
OFFICER COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932272608
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
KLAUS KLEINFELD Mgmt For For
DUDLEY C. MECUM Mgmt For For
ANNE MULCAHY Mgmt For For
RICHARD D. PARSONS Mgmt For For
CHARLES PRINCE Mgmt For For
JUDITH RODIN Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
SANFORD I. WEILL Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
CITIGROUP 1999 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shr Against For
COMPENSATION, NO FUTURE STOCK OPTION GRANTS
AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL
WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS
GRANTED.
08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF Shr Against For
DIRECTOR NOMINEES BY A MAJORITY OF VOTES CAST.
09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shr Against For
PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION
TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shr Against For
MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN
BE SUBJECT TO A SHAREHOLDER VOTE.
- --------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 932265829
- --------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: GLW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN SEELY BROWN Mgmt For For
GORDON GUND Mgmt For For
JOHN M. HENNESSY Mgmt For For
H. ONNO RUDING Mgmt For For
02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Mgmt For For
EQUITY PARTICIPATION PROGRAM.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 932284641
- --------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 22-Apr-2005
Ticker: D
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
THOMAS F. FARRELL, II Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
MARK J. KINGTON Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
KENNETH A. RANDALL Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE DIRECTORS Mgmt For For
COMPENSATION PLAN.
03 APPROVE THE ADOPTION OF THE 2005 INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR THE 2005 FINANCIAL STATEMENTS.
05 SHAREHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 932272684
- --------------------------------------------------------------------------------------------------------------------------
Security: 264399106
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: DUK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER AGNELLI* Mgmt For For
G. ALEX BERNHARDT, SR.* Mgmt For For
DENNIS R. HENDRIX* Mgmt For For
A. MAX LENNON** Mgmt For For
02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION
OF DUKE ENERGY S BOARD OF DIRECTORS.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For
ENERGY S INDEPENDENT AUDITORS FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 932281683
- --------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2005
Ticker: DD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.J.P. BELDA Mgmt For For
R.H. BROWN Mgmt For For
C.J. CRAWFORD Mgmt For For
J.T. DILLON Mgmt For For
L.C. DUEMLING Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
L.D. JULIBER Mgmt For For
M. NAITOH Mgmt For For
W.K. REILLY Mgmt For For
H.R. SHARP, III Mgmt For For
C.M. VEST Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON GOVERNMENT SERVICE Shr Against For
04 ON INTERNATIONAL WORKPLACE STANDARDS Shr Against For
05 ON EXECUTIVE COMPENSATION Shr Against For
06 ON ANIMAL TESTING Shr Against For
07 ON GENETICALLY MODIFIED FOOD Shr Against For
08 ON PERFORMANCE-BASED OPTIONS Shr Against For
09 ON DISCLOSURE OF PFOA COSTS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 932301132
- --------------------------------------------------------------------------------------------------------------------------
Security: 277461109
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: EK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD S. BRADDOCK Mgmt For For
DANIEL A. CARP Mgmt For For
DURK I. JAGER Mgmt For For
DEBRA L. LEE Mgmt For For
ANTONIO M. PEREZ Mgmt For For
MICHAEL J. HAWLEY Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS.
03 APPROVAL OF THE 2005 OMNIBUS LONG-TERM COMPENSATION Mgmt For For
PLAN.
04 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF Mgmt For For
MATERIAL TERMS OF, THE EXECUTIVE COMPENSATION
FOR EXCELLENCE AND LEADERSHIP PLAN.
05 APPROVAL OF AMENDMENT TO SECTION 5 OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING THE
ELECTION OF DIRECTORS.
06 APPROVAL OF AMENDMENT TO SECTION 7 OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING CERTAIN
DISPOSITIONS OF THE COMPANY.
07 APPROVAL OF AMENDMENT TO SECTION 8 OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
PROVISION REGARDING LOANS.
- --------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 932271884
- --------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2005
Ticker: ETN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NED C. LAUTENBACH Mgmt For For
JOHN R. MILLER Mgmt For For
GREGORY R. PAGE Mgmt For For
VICTOR A. PELSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 932343128
- --------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 23-Jun-2005
Ticker: EBAY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
ROBERT C. KAGLE Mgmt For For
02 TO APPROVE OUR EBAY INCENTIVE PLAN IN ORDER Mgmt For For
TO QUALIFY IT UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF COMMON STOCK FROM 1,790,000,000
TO 3,580,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2005.
05 STOCKHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTINGShr Against For
SHARES TO SENIOR EXECUTIVES.
06 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shr Against For
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932245726
- --------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2005
Ticker: EMR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR Mgmt No vote
C.A. PETERS Mgmt No vote
D.C. FARRELL Mgmt No vote
J.W. PRUEHER Mgmt No vote
R.B. HORTON Mgmt No vote
02 APPROVAL OF THE EMERSON ELECTRIC CO. RESTRICTED Mgmt No vote
STOCK PLAN FOR NON-MANAGEMENT DIRECTORS
03 REAPPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt No vote
EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN
04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt No vote
05 THE STOCKHOLDER PROPOSAL ON SEXUAL ORIENTATION Shr No vote
DESCRIBED IN THE PROXY STATEMENT
- --------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 932293575
- --------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 13-May-2005
Ticker: ETR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.S. BATEMAN Mgmt For For
W.F. BLOUNT Mgmt For For
S.D. DEBREE Mgmt For For
C.P. DEMING Mgmt For For
A.M. HERMAN Mgmt For For
D.C. HINTZ Mgmt For For
J.W. LEONARD Mgmt For For
R. V.D. LUFT Mgmt For For
K.A. MURPHY Mgmt For For
J.R. NICHOLS Mgmt For For
W.A. PERCY, II Mgmt For For
D.H. REILLEY Mgmt For For
S.V. WILKINSON Mgmt For For
02 RATIFICATION OF EXTERNAL AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr Against For
OF BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY ELECTION Shr Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST Agenda Number: 932299995
- --------------------------------------------------------------------------------------------------------------------------
Security: 294741103
Meeting Type: Annual
Meeting Date: 24-May-2005
Ticker: EOP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARILYN A. ALEXANDER Mgmt For For
THOMAS E. DOBROWSKI Mgmt For For
WILLIAM M. GOODYEAR Mgmt For For
JAMES D. HARPER, JR. Mgmt For For
RICHARD D. KINCAID Mgmt For For
DAVID K. MCKOWN Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
STEPHEN I. SADOVE Mgmt For For
SALLY SUSMAN Mgmt For For
J.H.W.R. VAN DER VLIST Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 932295442
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2005
Ticker: XOM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
W.W. GEORGE Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt For For
L.R. RAYMOND Mgmt For For
W.V. SHIPLEY Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Mgmt For For
03 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
04 BOARD COMPENSATION (PAGE 31). Shr Against For
05 INDUSTRY EXPERIENCE (PAGE 32). Shr Against For
06 ACEH SECURITY REPORT (PAGE 33). Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 34). Shr Against For
08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shr Against For
09 CLIMATE SCIENCE REPORT (PAGE 37). Shr Against For
10 KYOTO COMPLIANCE REPORT (PAGE 40). Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda Number: 932283500
- --------------------------------------------------------------------------------------------------------------------------
Security: 319963104
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: FDC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALISON DAVIS Mgmt For For
JAMES D. ROBINSON III Mgmt For For
BERNARD L. SCHWARTZ Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
02 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE
STOCK PURCHASE PLAN BY 6,000,000 SHARES OF
THE COMPANY S COMMON STOCK.
03 THE APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For
SENIOR EXECUTIVE INCENTIVE PLAN.
04 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR 2005.
05 SHAREHOLDER PROPOSAL ON JOB LOSS AND DISLOCATION Shr Against For
IMPACT STATEMENT.
06 SHAREHOLDER PROPOSAL ON DIRECTOR LIABILITY. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 932272595
- --------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: FHN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIMON F. COOPER Mgmt For For
JAMES A. HASLAM, III Mgmt For For
MARY F. SAMMONS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda Number: 932292167
- --------------------------------------------------------------------------------------------------------------------------
Security: 302571104
Meeting Type: Annual
Meeting Date: 20-May-2005
Ticker: FPL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
H. JESSE ARNELLE Mgmt For For
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
LEWIS HAY, III Mgmt For For
RUDY E. SCHUPP Mgmt For For
MICHAEL H. THAMAN Mgmt For For
HANSEL E. TOOKES II Mgmt For For
PAUL R. TREGURTHA Mgmt For For
FRANK G. ZARB Mgmt For For
B RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932264916
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2005
Ticker: GE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
WILLIAM M. CASTELL Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Mgmt For For
01 CUMULATIVE VOTING Shr Against For
02 REPORT ON NUCLEAR RISK Shr Against For
03 REPORT ON PCB CLEANUP COSTS Shr Against For
04 CURB OVER-EXTENDED DIRECTORS Shr Against For
05 REPORT ON SUSTAINABILITY Shr Against For
06 DISCLOSE POLITICAL CONTRIBUTIONS Shr Against For
07 ANIMAL TESTING Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 932290226
- --------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 18-May-2005
Ticker: HAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.L. CRANDALL Mgmt For For
K.T. DERR Mgmt For For
S.M. GILLIS Mgmt For For
W.R. HOWELL Mgmt For For
R.L. HUNT Mgmt For For
D.J. LESAR Mgmt For For
J.L. MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS. Shr Against For
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shr Against For
THRESHOLD.
- --------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 932287053
- --------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 30-Apr-2005
Ticker: HDI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE H. CONRADES Mgmt For For
SARA L. LEVINSON Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE Mgmt For For
SHORT TERM INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
HCA INC. Agenda Number: 932316727
- --------------------------------------------------------------------------------------------------------------------------
Security: 404119109
Meeting Type: Annual
Meeting Date: 26-May-2005
Ticker: HCA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. MICHAEL ARMSTRONG Mgmt For For
M.H. AVERHOFF, M.D. Mgmt For For
JACK O. BOVENDER, JR. Mgmt For For
RICHARD M. BRACKEN Mgmt For For
MARTIN FELDSTEIN Mgmt For For
T.F. FRIST, JR., M.D. Mgmt For For
FREDERICK W. GLUCK Mgmt For For
GLENDA A. HATCHETT Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
T. MICHAEL LONG Mgmt For For
JOHN H. MCARTHUR Mgmt For For
KENT C. NELSON Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
HAROLD T. SHAPIRO Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS HCA S INDEPENDENT Mgmt For For
AUDITOR, AS DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE HCA 2005 EQUITY INCENTIVE PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION Agenda Number: 932268976
- --------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: HSY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. BOSCIA Mgmt For For
R.H. CAMPBELL Mgmt For For
R.F. CAVANAUGH Mgmt For For
G.P. COUGHLAN Mgmt For For
H. EDELMAN Mgmt For For
B.G. HILL Mgmt For For
R.H. LENNY Mgmt For For
M.J. MCDONALD Mgmt For For
M.J. TOULANTIS Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2005.
03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Mgmt For For
TO INCREASE AUTHORIZED NUMBER OF SHARES.
04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Mgmt For For
TO CHANGE THE COMPANY S NAME TO THE HERSHEY
COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 932257151
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 16-Mar-2005
Ticker: HPQ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
T.J. PERKINS Mgmt For For
R.L. RYAN Mgmt For For
L.S. SALHANY Mgmt For For
R.P. WAYMAN Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2005
03 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Mgmt For For
COMPANY 2000 EMPLOYEE STOCK PURCHASE PLAN
- --------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED Agenda Number: 932325776
- --------------------------------------------------------------------------------------------------------------------------
Security: G4776G101
Meeting Type: Annual
Meeting Date: 01-Jun-2005
Ticker: IR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.C. BERZIN Mgmt For For
H.L. HENKEL Mgmt For For
H.W. LICHTENBERGER Mgmt For For
T.L. WHITE Mgmt For For
02 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Mgmt For For
TO ELIMINATE THE CLASSIFICATION OF THE BOARD
OF DIRECTORS.
03 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Mgmt For For
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Mgmt For For
OF BOARD OF DIRECTORS TO FIX THE AUDITORS
REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932286796
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 18-May-2005
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG R. BARRETT Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
E. JOHN P. BROWNE Mgmt For For
D. JAMES GUZY Mgmt For For
REED E. HUNDT Mgmt For For
PAUL S. OTELLINI Mgmt For For
DAVID S. POTTRUCK Mgmt For For
JANE E. SHAW Mgmt For For
JOHN L. THORNTON Mgmt For For
DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE Mgmt For For
OFFICER INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932265576
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
C. GHOSN Mgmt For For
C.F. KNIGHT Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 24)
03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shr Against For
25)
04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shr Against For
MEDICAL (PAGE 25)
05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shr Against For
(PAGE 27)
06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shr Against For
(PAGE 28)
07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shr Against For
COMPENSATION (PAGE 29)
08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 932230383
- --------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 09-Dec-2004
Ticker: INTU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN M. BENNETT Mgmt For For
CHRISTOPHER W. BRODY Mgmt For For
WILLIAM V. CAMPBELL Mgmt For For
SCOTT D. COOK Mgmt For For
L. JOHN DOERR Mgmt For For
DONNA L. DUBINSKY Mgmt For For
MICHAEL R. HALLMAN Mgmt For For
DENNIS D. POWELL Mgmt For For
STRATTON D. SCLAVOS Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2005.
03 APPROVE OUR 2005 EQUITY INCENTIVE PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 932272507
- --------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: JNJ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
MICHAEL M. E. JOHNS Mgmt For For
ANN D. JORDAN Mgmt For For
ARNOLD G. LANGBO Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
LEO F. MULLIN Mgmt For For
CHRISTINE A. POON Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 932240803
- --------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 26-Jan-2005
Ticker: JCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATALIE A. BLACK Mgmt No vote
ROBERT A. CORNOG Mgmt No vote
WILLIAM H. LACY Mgmt No vote
STEPHEN A. ROELL Mgmt No vote
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt No vote
AUDITORS FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION Agenda Number: 932276771
- --------------------------------------------------------------------------------------------------------------------------
Security: 49337W100
Meeting Type: Annual
Meeting Date: 20-May-2005
Ticker: KSE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT B. CATELL Mgmt For For
ANDREA S. CHRISTENSEN Mgmt For For
ROBERT J. FANI Mgmt For For
ALAN H. FISHMAN Mgmt For For
JAMES R. JONES Mgmt For For
JAMES L.LAROCCA Mgmt For For
GLORIA C. LARSON Mgmt For For
STEPHEN W. MCKESSY Mgmt For For
EDWARD D. MILLER Mgmt For For
VIKKI L. PRYOR Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED ACCOUNTANTS.
- --------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. Agenda Number: 932288093
- --------------------------------------------------------------------------------------------------------------------------
Security: 499040103
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: KRI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK A. ERNST Mgmt For For
VASANT PRABHU Mgmt For For
P. ANTHONY RIDDER Mgmt For For
JOHN E. WARNOCK Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
03 APPROVE THE MATERIAL TERMS OF THE ANNUAL INCENTIVE Mgmt For For
PLAN
04 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
EMPLOYEE STOCK OPTION PLAN
05 APPROVE THE AMENDMENT OF THE EMPLOYEE STOCK Mgmt For For
OPTION PLAN
06 SHAREHOLDER PROPOSAL RELATING TO SEPARATING Shr Against For
THE POSITIONS OF CHAIRMAN AND CEO
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932286417
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C."PETE"ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
MARCUS C. BENNETT Mgmt For For
JAMES O. ELLIS, JR. Mgmt For For
GWENDOLYN S. KING Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt For For
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Mgmt For For
INCENTIVE AWARD PLAN
04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr Against For
06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shr Against For
OTHER GROUPS
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr Against For
AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 932286784
- --------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 06-May-2005
Ticker: MAR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.W. MARRIOTT, JR. Mgmt For For
DEBRA L. LEE Mgmt For For
GEORGE MUNOZ Mgmt For For
WILLIAM J. SHAW Mgmt For For
02 RATIFY APPOINTMENT OF ERNST AND YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVE AN INCREASE OF 5 MILLION SHARES OF THE Mgmt For For
COMPANY S CLASS A COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE 2002 INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shr Against For
OF DIRECTORS AND ESTABLISH ANNUAL ELECTION
OF ALL DIRECTORS.
05 SHAREHOLDER PROPOSAL TO REQUIRE ELECTION OF Shr Against For
DIRECTORS BY A MAJORITY OF VOTES CAST AT AN
ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 932268205
- --------------------------------------------------------------------------------------------------------------------------
Security: 589331107
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: MRK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROCHELLE B. LAZARUS Mgmt For For
WILLIAM G. BOWEN Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
THOMAS E. SHENK Mgmt For For
ANNE M. TATLOCK Mgmt For For
SAMUEL O. THIER Mgmt For For
WENDELL P. WEEKS Mgmt For For
PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005
03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shr Against For
AWARDS.
04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shr Against For
EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE
05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION Shr Against For
OF ANIMAL-BASED TEST METHODS
06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shr Against For
ROLES OF BOARD CHAIR AND CEO
07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY Shr Against For
OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS
08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shr Against For
RESOURCES FOR POLITICAL PURPOSES
09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shr Against For
TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
- --------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda Number: 932273410
- --------------------------------------------------------------------------------------------------------------------------
Security: 590188108
Meeting Type: Annual
Meeting Date: 22-Apr-2005
Ticker: MER
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
HEINZ-JOACHIM NEUBURGER Mgmt For For
E. STANLEY O'NEAL Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVE THE DIRECTOR STOCK UNIT PLAN. Mgmt For For
04 INSTITUTE CUMULATIVE VOTING. Shr Against For
05 LIMIT CHIEF EXECUTIVE OFFICER COMPENSATION. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 932281354
- --------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: MET
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHERYL W. GRISE Mgmt For For
JAMES R. HOUGHTON Mgmt For For
HELENE L. KAPLAN Mgmt For For
SYLVIA M. MATHEWS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2005
03 SHAREHOLDER PROPOSAL TO ESTABLISH A BOARD COMMITTEE Shr Against For
TO REVIEW SALES PRACTICES
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932242732
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 20-Jan-2005
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BACHMANN Mgmt No vote
WILLIAM U. PARFET Mgmt No vote
GEORGE H. POSTE Mgmt No vote
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Mgmt No vote
03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Mgmt No vote
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr No vote
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr No vote
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shr No vote
07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shr No vote
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 932270983
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Annual
Meeting Date: 02-May-2005
Ticker: MOT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ZANDER Mgmt For For
H.L. FULLER Mgmt For For
J. LEWENT Mgmt For For
W. MASSEY Mgmt For For
T. MEREDITH Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
S. SCOTT III Mgmt For For
R. SOMMER Mgmt For For
J. STENGEL Mgmt For For
D. WARNER III Mgmt For For
J. WHITE Mgmt For For
02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shr Against For
COMPENSATION
03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shr Against For
MAJORITY VOTE
- --------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 932281304
- --------------------------------------------------------------------------------------------------------------------------
Security: G65422100
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: NE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWRENCE J. CHAZEN Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
WILLIAM A. SEARS* Mgmt For For
02 APPROVAL OF ADOPTION OF SPECIAL RESOLUTION OF Mgmt For For
MEMBERS TO AMEND ARTICLES OF ASSOCIATION TO
INCREASE DIRECTOR RETIREMENT AGE.
03 APPROVAL OF THE PROPOSAL REGARDING THE AMENDED Mgmt For For
AND RESTATED NOBLE CORPORATION 1992 NONQUALIFIED
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
04 APPROVAL OF THE PROPOSAL TO AMEND THE NOBLE Mgmt For For
CORPORATION EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
05 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 932310977
- --------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 24-May-2005
Ticker: JWN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P.J. CAMPBELL Mgmt For For
E. HERNANDEZ, JR. Mgmt For For
J.P. JACKSON Mgmt For For
R.G. MILLER Mgmt For For
B.W. NORDSTROM Mgmt For For
B.A. NORDSTROM Mgmt For For
J.N. NORDSTROM Mgmt For For
A.E. OSBORNE, JR. PH.D. Mgmt For For
A.A. WINTER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 932274587
- --------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: NTRS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUANE L. BURNHAM Mgmt For For
SUSAN CROWN Mgmt For For
ROBERT A. HELMAN Mgmt For For
DIPAK C. JAIN Mgmt For For
ARTHUR L. KELLY Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
WILLIAM A. OSBORN Mgmt For For
JOHN W. ROWE Mgmt For For
HAROLD B. SMITH Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 932280427
- --------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: NUE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. BROWNING Mgmt For For
VICTORIA F. HAYNES Mgmt For For
THOMAS A. WALTERMIRE Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2005
03 APPROVE THE AMENDMENT TO NUCOR S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING ITS AUTHORIZED
COMMON STOCK FROM 200,000,000 SHARES TO 400,000,000
SHARES
04 APPROVE THE 2005 STOCK OPTION AND AWARD PLAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 932284754
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2005
Ticker: PEP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
R.L. HUNT Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
S.S REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt For For
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
S.D. TRUJILLO Mgmt For For
D. VASELLA Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 932269423
- --------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2005
Ticker: PFE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shr Against For
FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INCREASING ACCESS TO PFIZER PRODUCTS.
05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shr Against For
OF PRESCRIPTION DRUGS.
06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shr Against For
07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shr Against For
IN CANADA.
08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shr Against For
OF THE ROLES OF CHAIR AND CEO AND ACCESS TO
PHARMACEUTICAL PRODUCTS.
- --------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 932287875
- --------------------------------------------------------------------------------------------------------------------------
Security: 724479100
Meeting Type: Annual
Meeting Date: 09-May-2005
Ticker: PBI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. CRITELLI Mgmt For For
MICHAEL I. ROTH Mgmt For For
ROBERT E. WEISSMAN Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda Number: 932279777
- --------------------------------------------------------------------------------------------------------------------------
Security: 743263105
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: PGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. MCCOY Mgmt For For
J. MULLIN,III Mgmt For For
C. SALADRIGAS Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS PROGRESS ENERGY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 932297509
- --------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 10-May-2005
Ticker: DGX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. BUEHLER Mgmt For For
ROSANNE HAGGERTY Mgmt For For
GARY M. PFEIFFER Mgmt For For
DANIEL C. STANZIONE PHD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2005.
03 PROPOSAL TO APPROVE THE AMENDED EMPLOYEE LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE AMENDED DIRECTOR LONG-TERM Mgmt For For
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. Agenda Number: 932265362
- --------------------------------------------------------------------------------------------------------------------------
Security: 812387108
Meeting Type: Special
Meeting Date: 24-Mar-2005
Ticker: S
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF NOVEMBER 16, 2004 BY AND AMONG
KMART HOLDING CORPORATION, SEARS, ROEBUCK AND
CO., SEARS HOLDINGS CORPORATION, KMART ACQUISITION
CORP. AND SEARS ACQUISITION CORP.
- --------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION Agenda Number: 932244255
- --------------------------------------------------------------------------------------------------------------------------
Security: 834182107
Meeting Type: Annual
Meeting Date: 13-Jan-2005
Ticker: SLR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. HASLER Mgmt No vote
MICHAEL R. CANNON Mgmt No vote
RICHARD A. D'AMORE Mgmt No vote
H. PAULETT EBERHART Mgmt No vote
HEINZ FRIDRICH Mgmt No vote
WILLIAM R. GRABER Mgmt No vote
DR. PAUL R. LOW Mgmt No vote
C. WESLEY M. SCOTT Mgmt No vote
CYRIL YANSOUNI Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt No vote
INDEPENDENT AUDITOR OF THE COMPANY FOR THE
FISCAL YEAR ENDING AUGUST 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 932310941
- --------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 18-May-2005
Ticker: LUV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLLEEN C. BARRETT Mgmt For For
GARY C. KELLY Mgmt For For
JOHN T. MONTFORD Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 932301702
- --------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 11-May-2005
Ticker: STJ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. RICHARD R. DEVENUTI Mgmt For For
MR. STUART M. ESSIG Mgmt For For
MR. T.H. GARRETT, III Mgmt For For
MS. WENDY L. YARNO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2005.
03 SHAREHOLDER PROPOSAL TO LIMIT THE COMPANY S Shr Against For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS TO
AUDIT AND AUDIT-RELATED WORK.
- --------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 932337884
- --------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 13-Jun-2005
Ticker: SPLS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENDA C. BARNES Mgmt For For
MARY ELIZABETH BURTON Mgmt For For
RICHARD J. CURRIE Mgmt For For
ROWLAND T. MORIARTY Mgmt For For
02 TO APPROVE STAPLES AMENDED AND RESTATED 2004 Mgmt For For
STOCK INCENTIVE PLAN INCREASING THE TOTAL NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
04 TO ACT ON A SHAREHOLDER PROPOSAL ON REDEEM OR Shr Against For
VOTE POISON PILL.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932248873
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 09-Feb-2005
Ticker: SBUX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA BASS-CL 3 Mgmt No vote
MELLODY HOBSON-CL 3 Mgmt No vote
OLDEN LEE-CL 3 Mgmt No vote
HOWARD SCHULTZ-CL 3 Mgmt No vote
02 PROPOSAL TO APPROVE THE STARBUCKS CORPORATION Mgmt No vote
2005 EQUITY INCENTIVE PLAN, INCLUDING THE RESERVATION
OF AN ADDITIONAL 24,000,000 SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 2, 2005.
04 PROPOSAL TO REQUIRE THE BOARD OF DIRECTORS OF Shr No vote
THE COMPANY TO ESTABLISH A POLICY AND GOAL
OF PURCHASING ALL OR SUBSTANTIALLY ALL OF ITS
COFFEE AS FAIR TRADE CERTIFIED (TM) COFFEE
BY 2010, IF PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 932276719
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-Apr-2005
Ticker: STT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
T. CASNER Mgmt For For
N. DAREHSHORI Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
- --------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 932274551
- --------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: STI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS C FARNSWORTH JR* Mgmt For For
PATRICIA C. FRIST* Mgmt For For
BLAKE P. GARRETT, JR.* Mgmt For For
L. PHILLIP HUMANN* Mgmt For For
M. DOUGLAS IVESTER* Mgmt For For
KAREN HASTIE WILLIAMS* Mgmt For For
PHAIL WYNN, JR.** Mgmt For For
THOMAS M GARROTT III*** Mgmt For For
E. NEVILLE ISDELL*** Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2005.
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
MANAGEMENT INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC.
PERFORMANCE UNIT PLAN.
- --------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 932296850
- --------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 18-May-2005
Ticker: TGT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROXANNE S. AUSTIN Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932268863
- --------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 21-Apr-2005
Ticker: TXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
C.S. COX Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
P.H. PATSLEY Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Mgmt For For
STOCK PURCHASE PLAN.
04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS
2000 LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 932272519
- --------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 17-May-2005
Ticker: ALL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F. DUANE ACKERMAN Mgmt For For
JAMES G. ANDRESS Mgmt For For
EDWARD A. BRENNAN Mgmt For For
W. JAMES FARRELL Mgmt For For
JACK M. GREENBERG Mgmt For For
RONALD T. LEMAY Mgmt For For
EDWARD M. LIDDY Mgmt For For
J. CHRISTOPHER REYES Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JOSHUA I. SMITH Mgmt For For
JUDITH A. SPRIESER Mgmt For For
MARY ALICE TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2005.
03 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE BLACK & DECKER CORPORATION Agenda Number: 932266237
- --------------------------------------------------------------------------------------------------------------------------
Security: 091797100
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: BDK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
N.D. ARCHIBALD Mgmt For For
N.R. AUGUSTINE Mgmt For For
B.L. BOWLES Mgmt For For
M.A. BURNS Mgmt For For
K.B. CLARK Mgmt For For
M.A. FERNANDEZ Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
A. LUISO Mgmt For For
M.H. WILLES Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AMEND AND RE-APPROVE THE PERFORMANCE-BASED GOALS Mgmt For For
UNDER THE BLACK & DECKER PERFORMANCE EQUITY
PLAN.
04 RE-APPROVE THE PERFORMANCE-BASED GOALS UNDER Mgmt For For
THE BLACK & DECKER EXECUTIVE ANNUAL INCENTIVE
PLAN.
05 STOCKHOLDER PROPOSAL # 1 Shr Against For
06 STOCKHOLDER PROPOSAL # 2 Shr Against For
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THE BOEING COMPANY Agenda Number: 932284843
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Security: 097023105
Meeting Type: Annual
Meeting Date: 02-May-2005
Ticker: BA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. DUBERSTEIN Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
LEWIS E. PLATT Mgmt For For
MIKE S. ZAFIROVSKI Mgmt For For
02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr Against For
07 ADOPT SIMPLE MAJORITY VOTE. Shr Against For
08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shr Against For
09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
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THE DOW CHEMICAL COMPANY Agenda Number: 932286809
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Security: 260543103
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: DOW
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JACQUELINE K. BARTON Mgmt For For
ANTHONY J. CARBONE Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
ANDREW N. LIVERIS Mgmt For For
HAROLD T. SHAPIRO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL ON CERTAIN TOXIC SUBSTANCES. Shr Against For
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THE GILLETTE COMPANY Agenda Number: 932287849
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Security: 375766102
Meeting Type: Annual
Meeting Date: 12-May-2005
Ticker: G
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL B. GIFFORD Mgmt For For
RAY J. GROVES Mgmt For For
FRED H. LANGHAMMER Mgmt For For
MARJORIE M. YANG Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
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THE HOME DEPOT, INC. Agenda Number: 932306079
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Security: 437076102
Meeting Type: Annual
Meeting Date: 26-May-2005
Ticker: HD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
RICHARD H. BROWN Mgmt For For
JOHN L. CLENDENIN Mgmt For For
BERRY R. COX Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
MILLEDGE A. HART, III Mgmt For For
BONNIE G. HILL Mgmt For For
LABAN P. JACKSON, JR. Mgmt For For
LAWRENCE R. JOHNSTON Mgmt For For
KENNETH G. LANGONE Mgmt For For
ROBERT L. NARDELLI Mgmt For For
THOMAS J. RIDGE Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2005.
03 COMPANY PROPOSAL TO AMEND THE SIXTH ARTICLE Mgmt For For
OF THE COMPANY S CERTIFICATE OF INCORPORATION.
04 COMPANY PROPOSAL TO APPROVE THE HOME DEPOT, Mgmt For For
INC. 2005 OMNIBUS STOCK INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT DISCLOSURE.
06 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING. Shr Against For
07 STOCKHOLDER PROPOSAL REGARDING NONDEDUCTIBLE Shr Against For
COMPENSATION.
08 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE Shr Against For
AGREEMENTS.
09 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARES.
10 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr Against For
OPTIONS.
11 STOCKHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP. Shr Against For
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THE PNC FINANCIAL SERVICES GROUP, IN Agenda Number: 932289071
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Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: PNC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MR. KELSON Mgmt For For
MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt For For
MR. USHER Mgmt For For
MR. WASHINGTON Mgmt For For
MR. WEHMEIER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
FOR 2005.
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THE PROGRESSIVE CORPORATION Agenda Number: 932271048
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Security: 743315103
Meeting Type: Annual
Meeting Date: 15-Apr-2005
Ticker: PGR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES A. DAVIS Mgmt For For
BERNADINE P. HEALY, MD Mgmt For For
JEFFREY D. KELLY Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY Mgmt For For
S CODE OF REGULATIONS TO PROVIDE THAT AN INDIVIDUAL
ELECTED BY THE DIRECTORS TO FILL A VACANCY
ON THE BOARD WILL SERVE FOR A TERM ENDING AT
THE NEXT SHAREHOLDERS MEETING AT WHICH AN ELECTION
OF DIRECTORS WILL OCCUR.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
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THE SOUTHERN COMPANY Agenda Number: 932308819
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Security: 842587107
Meeting Type: Annual
Meeting Date: 25-May-2005
Ticker: SO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.P. AMOS Mgmt For For
D.J. BERN Mgmt For For
F.S. BLAKE Mgmt For For
T.F. CHAPMAN Mgmt For For
B.S. GORDON Mgmt For For
D.M. JAMES Mgmt For For
Z.T. PATE Mgmt For For
J.N. PURCELL Mgmt For For
D.M. RATCLIFFE Mgmt For For
G.J. ST. PE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS INDEPENDENT AUDITORS FOR 2005
03 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shr Against For
REPORT
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THE WALT DISNEY COMPANY Agenda Number: 932252567
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Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Feb-2005
Ticker: DIS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt No vote
JOHN S. CHEN Mgmt No vote
MICHAEL D. EISNER Mgmt No vote
JUDITH L. ESTRIN Mgmt No vote
ROBERT A. IGER Mgmt No vote
FRED H. LANGHAMMER Mgmt No vote
AYLWIN B. LEWIS Mgmt No vote
MONICA C. LOZANO Mgmt No vote
ROBERT W. MATSCHULLAT Mgmt No vote
GEORGE J. MITCHELL Mgmt No vote
LEO J. O'DONOVAN, S.J. Mgmt No vote
GARY L. WILSON Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2005.
03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Mgmt No vote
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO GREENMAIL.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO CHINA LABOR STANDARDS.
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THE WILLIAMS COMPANIES, INC. Agenda Number: 932313581
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Security: 969457100
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: WMB
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUANITA H. HINSHAW Mgmt For For
FRANK T. MACINNIS Mgmt For For
STEVEN J. MALCOLM Mgmt For For
JANICE D. STONEY Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
FOR 2005.
03 STOCKHOLDER PROPOSAL ON MAJORITY VOTING ON DIRECTOR Shr Against For
NOMINEES.
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TIME WARNER INC. Agenda Number: 932306120
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Security: 887317105
Meeting Type: Annual
Meeting Date: 20-May-2005
Ticker: TWX
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
STEPHEN M. CASE Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
JESSICA P. EINHORN Mgmt For For
MILES R. GILBURNE Mgmt For For
CARLA A. HILLS Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
R.E. TURNER Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shr Against For
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UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932303491
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Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-May-2005
Ticker: UNH
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS H. KEAN Mgmt For For
ROBERT L. RYAN Mgmt For For
WILLIAM G. SPEARS Mgmt For For
GAIL R. WILENSKY, PH.D. Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
03 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shr Against For
SHARES.
04 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-BASED Shr Against For
OPTIONS.
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VERIZON COMMUNICATIONS INC. Agenda Number: 932280249
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Security: 92343V104
Meeting Type: Annual
Meeting Date: 05-May-2005
Ticker: VZ
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.R. BARKER Mgmt For For
R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
J.R. STAFFORD Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shr Against For
04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shr Against For
05 BOARD COMPOSITION Shr Against For
06 SEPARATE CHAIRMAN AND CEO Shr Against For
07 DIRECTORS LIABILITY Shr Against For
08 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
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WAL-MART STORES, INC. Agenda Number: 932316070
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Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2005
Ticker: WMT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
M. MICHELE BURNS Mgmt For For
DOUGLAS N. DAFT Mgmt For For
DAVID D. GLASS Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
JOHN D. OPIE Mgmt For For
J. PAUL REASON Mgmt For For
H. LEE SCOTT, JR. Mgmt For For
JACK C. SHEWMAKER Mgmt For For
JOSE H. VILLARREAL Mgmt For For
JOHN T. WALTON Mgmt For For
S. ROBSON WALTON Mgmt For For
CHRISTOPHER J. WILLIAMS Mgmt For For
LINDA S. WOLF Mgmt For For
02 APPROVAL OF THE WAL-MART STORES, INC. STOCK Mgmt For For
INCENTIVE PLAN OF 2005, AS AMENDED
03 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
04 A SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For
COMPENSATION FRAMEWORK
05 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
06 A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION Shr Against For
REPORT
07 A SHAREHOLDER PROPOSAL REGARDING A POLITICAL Shr Against For
CONTRIBUTIONS REPORT
08 A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT Shr Against For
OPPORTUNITY REPORT
09 A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR Shr Against For
ELECTION MAJORITY VOTE STANDARD
10 A SHAREHOLDER PROPOSAL REGARDING BOARD INDEPENDENCE Shr Against For
11 A SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-VESTING Shr Against For
SHARES
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WALGREEN CO. Agenda Number: 932233896
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Security: 931422109
Meeting Type: Annual
Meeting Date: 12-Jan-2005
Ticker: WAG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt No vote
WILLIAM C. FOOTE Mgmt No vote
JAMES J. HOWARD Mgmt No vote
ALAN G. MCNALLY Mgmt No vote
CORDELL REED Mgmt No vote
JEFFREY A. REIN Mgmt No vote
DAVID Y. SCHWARTZ Mgmt No vote
JOHN B. SCHWEMM Mgmt No vote
MARILOU M. VON FERSTEL Mgmt No vote
CHARLES R. WALGREEN III Mgmt No vote
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 SHAREHOLDER PROPOSAL TO AMEND THE BY-LAWS TO Shr No vote
SEPARATE THE POSITIONS OF CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER.
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WELLS FARGO & COMPANY Agenda Number: 932269055
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Security: 949746101
Meeting Type: Annual
Meeting Date: 26-Apr-2005
Ticker: WFC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. BLANCHARD III Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
REATHA CLARK KING Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt For For
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2005.
04 STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND PREDATORY LENDING.
06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE SHARES. Shr Against For
07 STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE Shr Against For
OFFICER COMPENSATION.
08 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIR AND CEO POSITIONS.
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WHIRLPOOL CORPORATION Agenda Number: 932270248
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Security: 963320106
Meeting Type: Annual
Meeting Date: 19-Apr-2005
Ticker: WHR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERMAN CAIN Mgmt No vote
JEFF M. FETTIG Mgmt No vote
MILES L. MARSH Mgmt No vote
PAUL G. STERN Mgmt No vote
MICHAEL D. WHITE Mgmt No vote
02 TO APPROVE THE WHIRLPOOL CORPORATION NONEMPLOYEE Mgmt No vote
DIRECTOR EQUITY PLAN
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XEROX CORPORATION Agenda Number: 932290353
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Security: 984121103
Meeting Type: Annual
Meeting Date: 19-May-2005
Ticker: XRX
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GLENN A. BRITT Mgmt For For
RICHARD J. HARRINGTON Mgmt For For
WILLIAM CURT HUNTER Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
HILMAR KOPPER Mgmt For For
RALPH S. LARSEN Mgmt For For
ROBERT A. MCDONALD Mgmt For For
ANNE M. MULCAHY Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
ANN N. REESE Mgmt For For
STEPHEN ROBERT Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
An * in the For/Against management field indicates management position unknown
since information regarding non-U.S. issuers is not readily available.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kopp Funds, Inc.
By (Signature) /s/ John P. Flakne
Name John P. Flakne
Title President, CFO
Date 08/11/2005