UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08267
NAME OF REGISTRANT: Kopp Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 7701 France Avenue S
Suite 500
Edina, MN 55435
NAME AND ADDRESS OF AGENT FOR SERVICE: John Flakne
7701 France Avenue S
Suite 500
Edina, MN 55435
REGISTRANT'S TELEPHONE NUMBER: 952-841-0400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2005 - 06/30/2006
KOPP EMERGING GROWTH FUND
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ADC TELECOMMUNICATIONS, INC. Agenda Number: 932432747
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Security: 000886309
Meeting Type: Annual
Meeting Date: 07-Mar-2006
Ticker: ADCT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BLANCHARD III Mgmt For For
LOIS M. MARTIN Mgmt For For
JOHN E. REHFELD Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS ADC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ADC S FISCAL YEAR
ENDING OCTOBER 31, 2006.
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ADEPT TECHNOLOGY, INC. Agenda Number: 932404863
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Security: 006854202
Meeting Type: Annual
Meeting Date: 03-Nov-2005
Ticker: ADEO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BUCHER Mgmt For For
MICHAEL P. KELLY Mgmt For For
CARY R. MOCK Mgmt For For
ROBERT J. MAJTELES Mgmt For For
A. RICHARD JUELIS Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE 2003 STOCK OPTION Mgmt For For
PLAN.
03 TO APPROVE THE 2005 EQUITY INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE AMENDMENT OF ADEPT S ARTICLES Mgmt For For
OF INCORPORATION (OR THE CERTIFICATE OF INCORPORATION
IF THE REINCORPORATION PROPOSAL IS APPROVED)
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CAPITAL STOCK FROM 15,000,000 TO 20,000,000,
INCLUDING THE INCREASE OF THE AUTHORIZED COMMON
STOCK OF ADEPT FROM 14,000,000 TO 19,000,000.
05 TO APPROVE THE REINCORPORATION OF ADEPT FROM Mgmt For For
CALIFORNIA TO DELAWARE.
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ARRAY BIOPHARMA INC. Agenda Number: 932400586
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Security: 04269X105
Meeting Type: Annual
Meeting Date: 26-Oct-2005
Ticker: ARRY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.H. CARUTHERS, PH.D. Mgmt For For
ROBERT E. CONWAY Mgmt For For
KYLE A. LEFKOFF Mgmt For For
02 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA FOR PAYMENT OF EXECUTIVE INCENTIVE
COMPENSATION.
03 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS Mgmt For For
FOR THE FISCAL YEAR ENDING JUNE 30, 2006.
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ARTHROCARE CORPORATION Agenda Number: 932368740
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Security: 043136100
Meeting Type: Annual
Meeting Date: 21-Jul-2005
Ticker: ARTC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL A. BAKER Mgmt For For
BARBARA D. BOYAN, PHD Mgmt For For
DAVID F. FITZGERALD Mgmt For For
JAMES G. FOSTER Mgmt For For
TORD B. LENDAU Mgmt For For
JERRY P. WIDMAN Mgmt For For
PETER L. WILSON Mgmt For For
02 TO APPROVE THE POTENTIAL ISSUANCE IN EXCESS Mgmt For For
OF AN AGGREGATE OF 4,200,000 SHARES OF THE
COMPANY S COMMON STOCK TO THE FORMER SECURITY
HOLDERS OF OPUS MEDICAL, INC. IN ORDER TO SATISFY
NASDAQ MARKETPLACE RULE 4350(I)(1)(C)(II),
AS MAY BE AMENDED WHICH REQUIRES STOCKHOLDER
APPROVAL FOR ANY POTENTIAL ISSUANCE OF COMMON
STOCK, AS DESCRIBED IN THE STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE 2005 FISCAL YEAR.
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ARTHROCARE CORPORATION Agenda Number: 932501213
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Security: 043136100
Meeting Type: Annual
Meeting Date: 25-May-2006
Ticker: ARTC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL A. BAKER Mgmt For For
BARBARA D. BOYAN, PHD Mgmt For For
DAVID F. FITZGERALD Mgmt For For
JAMES G. FOSTER Mgmt For For
TORD B. LENDAU Mgmt For For
JERRY P. WIDMAN Mgmt For For
PETER L. WILSON Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S 2003 INCENTIVE STOCK PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 1,250,000
SHARES AND TO INCREASE THE MAXIMUM NUMBER OF
SHARES WITH RESPECT TO ONE OR MORE AWARDS THAT
MAY BE GRANTED TO A PARTICIPANT UNDER THE 2003
INCENTIVE STOCK PLAN DURING A CALENDAR YEAR
BY 150,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL
YEAR.
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BROOKS AUTOMATION, INC. Agenda Number: 932399795
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Security: 114340102
Meeting Type: Special
Meeting Date: 26-Oct-2005
Ticker: BRKS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF BROOKS Mgmt For For
AUTOMATION, INC. ( BROOKS ) COMMON STOCK PURSUANT
TO THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 11, 2005, AS AMENDED ON AUGUST 29,
2005, AMONG BROOKS, MT. HOOD CORPORATION AND
HELIX TECHNOLOGY CORPORATION (THE MERGER AGREEMENT
).
02 TO APPROVE A PROPOSAL TO AMEND BROOKS CERTIFICATE Mgmt For For
OF INCORPORATION IF THE MERGER GOVERNED BY
THE MERGER AGREEMENT IS CONSUMMATED TO INCREASE
BROOKS AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 SHARES TO 125,000,000 SHARES.
03 TO PERMIT BROOKS BOARD OF DIRECTORS OR ITS Mgmt For For
CHAIRMAN, IN ITS OR HIS DISCRETION, TO ADJOURN
OR POSTPONE THE SPECIAL MEETING IF NECESSARY
FOR FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY
SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE
THE PREVIOUS TWO PROPOSALS.
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CALIPER LIFE SCIENCES, INC. Agenda Number: 932407299
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Security: 130872104
Meeting Type: Annual
Meeting Date: 16-Nov-2005
Ticker: CALP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL L. KISNER, M.D. Mgmt For For
ALLAN L. COMSTOCK Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CALIPER FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2005
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CARDIODYNAMICS INTERNATIONAL CORPORA Agenda Number: 932369196
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Security: 141597104
Meeting Type: Annual
Meeting Date: 21-Jul-2005
Ticker: CDIC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CONNIE R. CURRAN Mgmt For For
RICHARD O. MARTIN Mgmt For For
JAMES C. GILSTRAP Mgmt For For
B. LYNNE PARSHALL Mgmt For For
ROBERT W. KEITH Mgmt For For
MICHAEL K. PERRY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN Mgmt For For
P.C. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30,
2005.
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CELL GENESYS, INC. Agenda Number: 932517305
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Security: 150921104
Meeting Type: Annual
Meeting Date: 20-Jun-2006
Ticker: CEGE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. SHERWIN, MD Mgmt For For
DAVID W. CARTER Mgmt For For
NANCY M. CROWELL Mgmt For For
JAMES M. GOWER Mgmt For For
JOHN T. POTTS, JR., MD Mgmt For For
THOMAS E. SHENK, PHD Mgmt For For
EUGENE L. STEP Mgmt For For
INDER M. VERMA, PHD Mgmt For For
DENNIS L. WINGER Mgmt For For
02 TO AMEND THE COMPANY S 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK BY WHICH THE TOTAL NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
AUTOMATICALLY INCREASES EACH YEAR FROM 100,000
SHARES TO 300,000 SHARES, EFFECTIVE IMMEDIATELY
UPON STOCKHOLDER APPROVAL.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
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CENTILLIUM COMMUNICATIONS, INC. Agenda Number: 932527469
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Security: 152319109
Meeting Type: Annual
Meeting Date: 21-Jun-2006
Ticker: CTLM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERE DRUMMOND Mgmt For For
FARAJ AALAEI Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CENTILLIUM COMMUNICATIONS,
INC. FOR THE YEAR ENDING DECEMBER 31, 2006.
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CEPHEID Agenda Number: 932459818
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Security: 15670R107
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: CPHD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN L. BISHOP Mgmt For For
THOMAS D. BROWN Mgmt For For
DEAN O. MORTON Mgmt For For
02 TO APPROVE THE 2006 EQUITY INCENTIVE PLAN, WHICH Mgmt Against Against
WILL REPLACE OUR CURRENT 1997 STOCK OPTION
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF CEPHEID FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
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CURAGEN CORPORATION Agenda Number: 932474567
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Security: 23126R101
Meeting Type: Annual
Meeting Date: 03-May-2006
Ticker: CRGN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F.M. ARMSTRONG, MB, CHB Mgmt For For
V.T. DEVITA, JR., M.D. Mgmt For For
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CUTERA, INC. Agenda Number: 932529259
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Security: 232109108
Meeting Type: Annual
Meeting Date: 19-Jun-2006
Ticker: CUTR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY J. O'SHEA Mgmt For For
DAVID B. APFELBERG Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
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CYBEROPTICS CORPORATION Agenda Number: 932483770
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Security: 232517102
Meeting Type: Annual
Meeting Date: 15-May-2006
Ticker: CYBE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN K. CASE Mgmt For For
ALEX B. CIMOCHOWSKI Mgmt For For
KATHLEEN P. IVERSON Mgmt For For
ERWIN A. KELEN Mgmt For For
IRENE M. QUALTERS Mgmt For For
MICHAEL M. SELZER, JR. Mgmt For For
02 AMENDMENT TO EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
03 AMENDMENT TO STOCK OPTION PLAN FOR NON-EMPLOYEE Mgmt For For
DIRECTORS
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DEPOMED, INC. Agenda Number: 932514690
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Security: 249908104
Meeting Type: Annual
Meeting Date: 09-Jun-2006
Ticker: DEPO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. FARA, PH.D. Mgmt For For
G. STEVEN BURRILL Mgmt For For
GERALD T. PROEHL Mgmt For For
JOHN W. SHELL, PH.D. Mgmt For For
CRAIG R. SMITH, M.D. Mgmt For For
PETER D. STAPLE Mgmt For For
JULIAN N. STERN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
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DEXCOM INC Agenda Number: 932512747
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Security: 252131107
Meeting Type: Annual
Meeting Date: 15-May-2006
Ticker: DXCM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KIM D. BLICKENSTAFF Mgmt For For
TERRANCE H. GREGG Mgmt For For
02 TO AMEND THE 2005 EQUITY INCENTIVE PLAN REGARDING Mgmt For For
ANNUAL DIRECTOR OPTION GRANTS.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
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DIGIMARC CORPORATION Agenda Number: 932469566
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Security: 253807101
Meeting Type: Annual
Meeting Date: 02-May-2006
Ticker: DMRC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JIM ROTH Mgmt For For
WILLIAM J. MILLER Mgmt For For
L.G. (BUZZ) WATERHOUSE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF DIGIMARC CORPORATION
FOR THE YEAR ENDING DECEMBER 31, 2006.
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E-Z-EM, INC. Agenda Number: 932399149
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Security: 269305405
Meeting Type: Annual
Meeting Date: 19-Oct-2005
Ticker: EZEM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID P. MEYERS Mgmt For For
HOWARD S. STERN Mgmt For For
GEORGE P. WARD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF E-Z-EM, INC. FOR THE FISCAL YEAR ENDING
JUNE 3, 2006 (PROPOSAL NO. 2).
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ENTERASYS NETWORKS, INC. Agenda Number: 932397296
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Security: 293637104
Meeting Type: Special
Meeting Date: 24-Oct-2005
Ticker: ETS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A PROPOSAL TO AMEND THE ENTERASYS Mgmt For For
NETWORKS, INC. ( ENTERASYS ) CERTIFICATE OF
INCORPORATION TO EFFECT A ONE-FOR- EIGHT REVERSE
SPLIT OF THE ENTERASYS COMMON STOCK, PAR VALUE
$0.01 PER SHARE ( COMMON STOCK ), AND TO REDUCE
THE NUMBER OF SHARES OF COMMON STOCK ENTERASYS
IS AUTHORIZED TO ISSUE TO 60,000,000 SHARES;
02 TO PERMIT THE ENTERASYS BOARD OF DIRECTORS OR Mgmt For For
ITS CHAIRMAN, IN ITS OR HIS DISCRETION, TO
ADJOURN OR POSTPONE THE SPECIAL MEETING IF
NECESSARY FOR FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY
SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE
THE PREVIOUS PROPOSAL;
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EPICOR SOFTWARE CORPORATION Agenda Number: 932521289
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Security: 29426L108
Meeting Type: Annual
Meeting Date: 30-May-2006
Ticker: EPIC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
L. GEORGE KLAUS Mgmt For For
MICHAEL KELLY Mgmt For For
THOMAS F. KELLY Mgmt For For
HAROLD D. COPPERMAN Mgmt For For
ROBERT H. SMITH Mgmt For For
02 APPOINTMENT OF MCGLADREY & PULLEN, LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS - TO RATIFY THE APPOINTMENT OF
MCGLADREY & PULLEN, LLP AS INDEPENDENT ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2006.
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FINISAR CORPORATION Agenda Number: 932396674
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Security: 31787A101
Meeting Type: Annual
Meeting Date: 14-Oct-2005
Ticker: FNSR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRY S. RAWLS Mgmt For For
DOMINIQUE TREMPONT Mgmt For For
02 TO CONSIDER AND VOTE UPON AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 1999 STOCK OPTION PLAN.
03 TO CONSIDER, APPROVE AND RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 30, 2006.
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GEN-PROBE INCORPORATED Agenda Number: 932493175
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Security: 36866T103
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: GPRO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BROWN Mgmt For For
HENRY L. NORDHOFF Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2003 INCENTIVE Mgmt For For
AWARD PLAN OF THE COMPANY TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
BY 3,000,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
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HARVARD BIOSCIENCE, INC. Agenda Number: 932490256
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Security: 416906105
Meeting Type: Annual
Meeting Date: 18-May-2006
Ticker: HBIO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHANE GRAZIANO Mgmt For For
EARL R. LEWIS Mgmt For For
GEORGE UVEGES Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE HARVARD BIOSCIENCE, Mgmt For For
INC. AMENDED AND RESTATED 2000 STOCK OPTION
AND INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY
2,000,000.
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HYPERION SOLUTIONS CORPORATION Agenda Number: 932406057
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Security: 44914M104
Meeting Type: Annual
Meeting Date: 16-Nov-2005
Ticker: HYSL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GODFREY SULLIVAN Mgmt For For
JOHN RICCITIELLO Mgmt For For
GARY GREENFIELD Mgmt For For
02 TO APPROVE AMENDMENT OF THE COMPANY S 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
03 TO APPROVE A NEW 2005 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2006.
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INKINE PHARMACEUTICAL COMPANY, INC. Agenda Number: 932392676
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Security: 457214104
Meeting Type: Special
Meeting Date: 30-Sep-2005
Ticker: INKP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE MERGER AGREEMENT AMONG SALIX Mgmt For For
PHARMACEUTICALS, LTD., INKINE AND METAL ACQUISITION
CORP., A WHOLLY OWNED SUBSIDIARY OF SALIX.
02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Mgmt For For
PERMIT FURTHER SOLICITATION OF PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE MEETING TO ADOPT THE MERGER
AGREEMENT.
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LECROY CORPORATION Agenda Number: 932401792
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Security: 52324W109
Meeting Type: Annual
Meeting Date: 26-Oct-2005
Ticker: LCRY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES A. DICKINSON Mgmt For For
NORMAN R. ROBERTSON Mgmt For For
02 TO APPROVE AMENDMENTS TO LECROY CORPORATION Mgmt For For
S 1998 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN
(AS SET FORTH IN THE PROXY STATEMENT).
03 TO APPROVE AMENDMENTS TO LECROY CORPORATION Mgmt For For
S 2003 STOCK INCENTIVE PLAN (AS SET FORTH IN
THE PROXY STATEMENT).
04 TO APPROVE AMENDMENTS TO LECROY CORPORATION Mgmt For For
S AMENDED AND RESTATED 1995 EMPLOYEE STOCK
PURCHASE PLAN (AS SET FORTH IN THE PROXY STATEMENT).
05 TO APPROVE LECROY CORPORATION S EXECUTIVE INCENTIVE Mgmt For For
PLAN (AS SET FORTH IN THE PROXY STATEMENT).
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MAPINFO CORPORATION Agenda Number: 932429992
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Security: 565105103
Meeting Type: Annual
Meeting Date: 16-Feb-2006
Ticker: MAPS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK P. CATTINI Mgmt For For
JOHN C. CAVALIER Mgmt For For
JONI KAHN Mgmt For For
THOMAS L. MASSIE Mgmt For For
SIMON J. OREBI GANN Mgmt For For
ROBERT P. SCHECHTER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 2005 Mgmt For For
STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY S 1993 Mgmt For For
DIRECTOR STOCK OPTION PLAN, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
04 RATIFICATION OF APPOINTMENT OF REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR FISCAL 2006.
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MEDAREX, INC. Agenda Number: 932483100
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Security: 583916101
Meeting Type: Annual
Meeting Date: 18-May-2006
Ticker: MEDX
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. DONALD L. DRAKEMAN Mgmt For For
DR. RONALD J. SALDARINI Mgmt For For
MR. CHARLES R. SCHALLER Mgmt For For
02 THE APPROVAL OF AN AMENDMENT TO MEDAREX S 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN BY 5,500,000 SHARES.
03 THE RATIFICATION OF THE SELECTION BY THE BOARD Mgmt For For
OF ERNST & YOUNG LLP AS MEDAREX S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
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MINDSPEED TECHNOLOGIES, INC. Agenda Number: 932435731
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Security: 602682106
Meeting Type: Annual
Meeting Date: 07-Mar-2006
Ticker: MSPD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D. DECKER Mgmt For For
R. HALIM Mgmt For For
02 RATIFICATION OF APPOINTMENT OF REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
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MRO SOFTWARE, INC. Agenda Number: 932435630
- --------------------------------------------------------------------------------------------------------------------------
Security: 55347W105
Meeting Type: Special
Meeting Date: 14-Mar-2006
Ticker: MROI
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. DANIELS Mgmt For For
JOHN A. MCMULLEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE THEREUNDER BY AN
ADDITIONAL 500,000 SHARES.
03 TO RATIFY THE APPOINTMENT TO PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR ENDING SEPTEMBER 30, 2006.
- --------------------------------------------------------------------------------------------------------------------------
NEOSE TECHNOLOGIES, INC. Agenda Number: 932476573
- --------------------------------------------------------------------------------------------------------------------------
Security: 640522108
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: NTEC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BOYD CLARKE Mgmt For For
BRIAN H. DOVEY Mgmt For For
L. PATRICK GAGE Mgmt For For
WILLIAM F. HAMILTON Mgmt For For
D.J. MACMASTER, JR. Mgmt For For
H. STEWART PARKER Mgmt For For
MARK H. RACHESKY Mgmt For For
LOWELL E. SEARS Mgmt For For
GEORGE J. VERGIS Mgmt For For
ELIZABETH H.S. WYATT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
03 PROPOSAL TO APPROVE AN AMENDMENT OF OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
BY THE COMPANY FROM 50 MILLION SHARES TO 75
MILLION SHARES.
- --------------------------------------------------------------------------------------------------------------------------
NETWORK EQUIPMENT TECHNOLOGIES, INC. Agenda Number: 932375733
- --------------------------------------------------------------------------------------------------------------------------
Security: 641208103
Meeting Type: Annual
Meeting Date: 09-Aug-2005
Ticker: NWK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK D. D'ALESSIO Mgmt For For
C. NICHOLAS KEATING, JR Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1993 Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 932371329
- --------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 27-Jul-2005
Ticker: NUVA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARDA M. MINOCHERHOMJEE Mgmt For For
ROBERT J. HUNT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2005.
- --------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 932510553
- --------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 24-May-2006
Ticker: NUVA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P.C. FARRELL, PH.D., AM Mgmt For For
LESLEY H. HOWE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. Agenda Number: 932405295
- --------------------------------------------------------------------------------------------------------------------------
Security: 68375Q106
Meeting Type: Annual
Meeting Date: 10-Nov-2005
Ticker: OPLK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHIEH CHANG Mgmt For For
HERBERT CHANG Mgmt For For
02 TO RATIFY SELECTION OF BURR, PILGER & MAYER Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL
YEAR ENDING JUNE 30, 2006.
- --------------------------------------------------------------------------------------------------------------------------
PHASE FORWARD INCORPORATED Agenda Number: 932472537
- --------------------------------------------------------------------------------------------------------------------------
Security: 71721R406
Meeting Type: Annual
Meeting Date: 03-May-2006
Ticker: PFWD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT K WEILER Mgmt For For
PAUL A. BLEICHER Mgmt For For
AXEL BICHARA Mgmt For For
JAMES I. CASH, JR. Mgmt For For
RICHARD A. D'AMORE Mgmt For For
GARY E. HAROIAN Mgmt For For
DENNIS R. SHAUGHNESSY Mgmt For For
EVE E. SLATER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 TO APPROVE AN AMENDMENT TO THE 2004 STOCK OPTION Mgmt For For
AND INCENTIVE PLAN TO INCREASE TO 3,500,000
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER, AN INCREASE OF 2,000,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
PLX TECHNOLOGY, INC. Agenda Number: 932501631
- --------------------------------------------------------------------------------------------------------------------------
Security: 693417107
Meeting Type: Annual
Meeting Date: 24-May-2006
Ticker: PLXT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. SALAMEH Mgmt For For
D. JAMES GUZY Mgmt For For
JOHN H. HART Mgmt For For
ROBERT H. SMITH Mgmt For For
THOMAS RIORDAN Mgmt For For
PATRICK VERDERICO Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S 1999 STOCK INCENTIVE PLAN
TO (I) INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 5,000,000 SHARES
TO 5,800,000 SHARES, (II) PROVIDE FOR THE GRANT
OF RESTRICTED STOCK UNITS, AND (III) ADOPT
A LIMIT ON THE MAXIMUM NUMBER OF SHARES, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY AND APPROVE THE APPOINTMENT OF BDO Mgmt For For
SEIDMAN LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda Number: 932519462
- --------------------------------------------------------------------------------------------------------------------------
Security: 69344F106
Meeting Type: Annual
Meeting Date: 01-Jun-2006
Ticker: PMCS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BAILEY Mgmt For For
RICHARD BELLUZZO Mgmt For For
JAMES DILLER, SR. Mgmt For For
MICHAEL FARESE Mgmt For For
JONATHAN JUDGE Mgmt For For
WILLIAM KURTZ Mgmt For For
FRANK MARSHALL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE 2006 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
QUICKLOGIC CORPORATION Agenda Number: 932460962
- --------------------------------------------------------------------------------------------------------------------------
Security: 74837P108
Meeting Type: Annual
Meeting Date: 25-Apr-2006
Ticker: QUIK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. CALLAHAN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS QUICKLOGIC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda Number: 932492818
- --------------------------------------------------------------------------------------------------------------------------
Security: 74838J101
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: QDEL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31,
2006.
02 DIRECTOR
THOMAS D. BROWN Mgmt For For
RODNEY F. DAMMEYER Mgmt For For
D.S. HARRINGTON, M.D. Mgmt For For
CAREN L. MASON Mgmt For For
M.L. POLAN, MD,PHD,MPH Mgmt For For
MARK A. PULIDO Mgmt For For
JACK W. SCHULER Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
RAE SYSTEMS INC. Agenda Number: 932500300
- --------------------------------------------------------------------------------------------------------------------------
Security: 75061P102
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: RAE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. HSI Mgmt For For
JAMES W. POWER Mgmt For For
A. MARVIN STRAIT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
- --------------------------------------------------------------------------------------------------------------------------
REDBACK NETWORKS INC. Agenda Number: 932483302
- --------------------------------------------------------------------------------------------------------------------------
Security: 757209507
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: RBAK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN A. DENUCCIO Mgmt For For
PAUL GIORDANO Mgmt For For
ROY D. BEHREN Mgmt For For
JOHN L. DREW Mgmt For For
DAVID C. FRIEZO Mgmt For For
MARTIN A. KAPLAN Mgmt For For
WILLIAM H. KURTZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS REDBACK S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
03 TO APPROVE AN AMENDMENT TO THE 1999 STOCK INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE UNDER THE PLAN BY 3,000,000 SHARES
IN 2006 AND BY 3,000,000 SHARES IN 2007 AND
TO ALLOW AWARDS GRANTED THEREUNDER TO CONTINUE
TO QUALIFY AS PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
- --------------------------------------------------------------------------------------------------------------------------
RF MONOLITHICS, INC. Agenda Number: 932424411
- --------------------------------------------------------------------------------------------------------------------------
Security: 74955F106
Meeting Type: Annual
Meeting Date: 18-Jan-2006
Ticker: RFMI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. KIRK Mgmt For For
MICHAEL R. BERNIQUE Mgmt For For
DEAN C. CAMPBELL Mgmt For For
FRANCIS J. HUGHES, JR. Mgmt For For
02 TO AMEND OUR 1997 EQUITY INCENTIVE PLAN TO INCREASE Mgmt For For
THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 400,000
SHARES.
03 TO RATIFY SELECTION OF MCGLADREY & PULLEN LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE NEXT FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
RITA MEDICAL SYSTEMS, INC. Agenda Number: 932521885
- --------------------------------------------------------------------------------------------------------------------------
Security: 76774E103
Meeting Type: Annual
Meeting Date: 07-Jun-2006
Ticker: RITA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH DEVIVO Mgmt For For
RANDY LINDHOLM Mgmt For For
02 AMENDMENT TO THE 2005 STOCK AND INCENTIVE PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK ISSUABLE UNDER THE PLAN BY AN ADDITIONAL
500,000 SHARES, TO AN AGGREGATE OF 5,876,746
SHARES.
03 RATIFICATION OF THE SELECTION STONEFIELD JOSEPHSON, Mgmt For For
INC. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
- --------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 932524235
- --------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 15-Jun-2006
Ticker: SLXP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. CHAPPELL Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
RICHARD A. FRANCO, SR. Mgmt For For
WILLIAM HARRAL III Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE 2005 STOCK PLAN Mgmt Against Against
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
SANGAMO BIOSCIENCES, INC. Agenda Number: 932520845
- --------------------------------------------------------------------------------------------------------------------------
Security: 800677106
Meeting Type: Annual
Meeting Date: 07-Jun-2006
Ticker: SGMO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD O. LANPHIER, II Mgmt For For
WILLIAM G. GERBER, M.D. Mgmt For For
JOHN W. LARSON Mgmt For For
MARGARET A. LIU, M.D. Mgmt For For
STEVEN J. MENTO, PH.D. Mgmt For For
H. WARD WOLFF Mgmt For For
MICHAEL C. WOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
SONOSITE, INC. Agenda Number: 932457775
- --------------------------------------------------------------------------------------------------------------------------
Security: 83568G104
Meeting Type: Annual
Meeting Date: 25-Apr-2006
Ticker: SONO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KIRBY L. CRAMER Mgmt For For
CARMEN L. DIERSEN Mgmt For For
KEVIN M. GOODWIN Mgmt For For
EDWARD V. FRITZKY Mgmt For For
S.R. GOLDSTEIN, M.D. Mgmt For For
PAUL V. HAACK Mgmt For For
ROBERT G. HAUSER, M.D. Mgmt For For
W.G. PARZYBOK, JR. Mgmt For For
JEFFREY PFEFFER, PH.D. Mgmt For For
JACQUES SOUQUET, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
STRATEX NETWORKS, INC. Agenda Number: 932371773
- --------------------------------------------------------------------------------------------------------------------------
Security: 86279T109
Meeting Type: Annual
Meeting Date: 09-Aug-2005
Ticker: STXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. ALBERDING Mgmt For For
JAMES D. MEINDL Mgmt For For
CHARLES D. KISSNER Mgmt For For
WILLIAM A. HASLER Mgmt For For
EDWARD F. THOMPSON Mgmt For For
V. FRANK MENDICINO Mgmt For For
02 AMENDMENT AND RESTATEMENT OF STRATEX NETWORKS, Mgmt For For
INC. 1999 EMPLOYEE STOCK PURCHASE PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SUPERCONDUCTOR TECHNOLOGIES INC. Agenda Number: 932495472
- --------------------------------------------------------------------------------------------------------------------------
Security: 867931305
Meeting Type: Annual
Meeting Date: 24-May-2006
Ticker: SCON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNN J. DAVIS Mgmt For For
DENNIS J. HOROWITZ Mgmt For For
MARTIN A KAPLAN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
SYMYX TECHNOLOGIES, INC. Agenda Number: 932491715
- --------------------------------------------------------------------------------------------------------------------------
Security: 87155S108
Meeting Type: Annual
Meeting Date: 25-May-2006
Ticker: SMMX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS R. BARUCH Mgmt For For
SAMUEL D. COLELLA Mgmt For For
MARTIN S. GERSTEL Mgmt For For
02 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
TRANSGENOMIC, INC. Agenda Number: 932375365
- --------------------------------------------------------------------------------------------------------------------------
Security: 89365K206
Meeting Type: Annual
Meeting Date: 13-Jul-2005
Ticker: TBIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY L. SKLAR Mgmt For For
GREGORY T. SLOMA Mgmt For For
02 AUDITORS. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2005.
03 TO AUTHORIZE THE COMPANY TO ISSUE AN UNLIMITED Mgmt For For
NUMBER OF SHARES UNDER ITS $7.5 MILLION CONVERTIBLE
REVOLVING CREDIT LINE WITH LAURUS MASTER FUND,
LTD. AND ASSOCIATED WARRANTS, WHICH MAY EXCEED
20% OF THE SHARES OUTSTANDING ON THE DATE THE
COMPANY ENTERED INTO THE REVOLVING CREDIT LINE.
- --------------------------------------------------------------------------------------------------------------------------
TRANSGENOMIC, INC. Agenda Number: 932405966
- --------------------------------------------------------------------------------------------------------------------------
Security: 89365K206
Meeting Type: Special
Meeting Date: 26-Oct-2005
Ticker: TBIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AUTHORIZE THE COMPANY TO ISSUE A NUMBER OF Mgmt For For
SHARES OF ITS COMMON STOCK IN CONNECTION WITH
A PRIVATE PLACEMENT TO CERTAIN INSTITUTIONAL
INVESTORS THAT EXCEEDS 20% OF THE SHARES OF
COMMON STOCK OUTSTANDING ON THE DATE THE COMPANY
ENTERED INTO THE SECURITIES PURCHASE AGREEMENTS
RELATING TO SUCH PRIVATE PLACEMENT.
02 TO AUTHORIZE AN AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000
TO 100,000,000.
- --------------------------------------------------------------------------------------------------------------------------
TRIKON TECHNOLOGIES, INC. Agenda Number: 932414814
- --------------------------------------------------------------------------------------------------------------------------
Security: 896187408
Meeting Type: Special
Meeting Date: 01-Dec-2005
Ticker: TRKN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE MERGER AGREEMENT DATED Mgmt For For
AS OF MARCH 14, 2005 AMONG TRIKON TECHNOLOGIES,
INC., AVIZA TECHNOLOGY, INC., NEW ATHLETICS,
INC., BASEBALL ACQUISITION CORP. I AND BASEBALL
ACQUISITION CORP. II AND APPROVE THE MERGER
OF BASEBALL ACUISITION CORP. I WITH AND INTO
TRIKON.
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF NEW ATHLETICS,
INC.
2A PROPOSAL TO APPROVE THE CALSSIFIED BOARD OF Mgmt Abstain Against
DIRECTORS OF NEW ATHLETICS, INC. CONSISTING
OF THREE CLASSES WITH EACH CLASS COMING UP
FOR ELECTION EVERY THREE YEARS.
2B PROPOSAL TO APPROVE RESTRICTIONS ON THE ABILITY Mgmt Abstain Against
TO REMOVE DIRECTORS OF NEW ATHLETICS.
2C PROPOSAL TO APPROVE RESTRICTION ON THE ABILITY Mgmt Abstain Against
OF NEW ATHLETICS TO HOLD ITS FIRST ANNUAL MEETING
PRIOR TO THE 13-MONTH ANNIVERSARY OF THE EFFECTIVE
TIME OF THE MERGER TRANSACTION.
2D PROPOSAL TO APPROVE RESTRICTIONS ON THE ABILITY Mgmt Abstain Against
OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
2E PROPOSAL TO APPROVE RESTRICTIONS ON THE ABILITY Mgmt Abstain Against
TO AMEND THE BYLAWS AND CERTAIN PROVISIONS
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF NEW ATHLETICS, INC.
03 PROPOSAL TO APPROVE THE NEW ATHLETICS 2004 STOCK Mgmt Abstain Against
PLAN.
04 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO Mgmt Abstain Against
THE TRIKON BOARD OF DIRECTORS TO ADJOUR OR
POSTPONE THE TRIKON SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
TUT SYSTEMS, INC. Agenda Number: 932509916
- --------------------------------------------------------------------------------------------------------------------------
Security: 901103101
Meeting Type: Annual
Meeting Date: 25-May-2006
Ticker: TUTS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A THE ELECTION OF DIRECTOR: NEAL DOUGLAS Mgmt For For
1B THE ELECTION OF DIRECTOR: STEVEN LEVY Mgmt For For
2 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
THE APPOINTMENT BY THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2006 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
VENTANA MEDICAL SYSTEMS, INC. Agenda Number: 932488097
- --------------------------------------------------------------------------------------------------------------------------
Security: 92276H106
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: VMSI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
02 DIRECTOR
MARK MILLER Mgmt For For
JAMES WEERSING Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
VERILINK CORPORATION Agenda Number: 932408140
- --------------------------------------------------------------------------------------------------------------------------
Security: 923432108
Meeting Type: Annual
Meeting Date: 30-Nov-2005
Ticker: VRLK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEIGH S. BELDEN Mgmt For For
STEVEN C. TAYLOR Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF EHRHARDT KEEFE STEINER & HOTTMAN PC AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2006 FISCAL YEAR.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY Mgmt For For
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK FROM 40,000,000 TO 60,000,000
SHARES.
04 PROPOSAL TO APPROVE THE POTENTIAL ISSUANCE OF Mgmt For For
SHARES OF COMMON STOCK (I) UPON THE CONVERSION
OF CONVERTIBLE NOTES AND THE EXERCISE OF WARRANTS
ISSUED AND ISSUABLE PURSUANT TO A PRIVATE FINANCING
COMPLETED IN MARCH 2005 AND (II) IN SATISFACTION
OF CERTAIN PRINCIPAL AND INTEREST PAYMENT OBLIGATIONS
UNDER SUCH CONVERTIBLE NOTES.
- --------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 932493707
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 26-May-2006
Ticker: VRSN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHELLE GUTHRIE Mgmt For For
ROGER H. MOORE Mgmt For For
EDWARD A. MUELLER Mgmt For For
WILLIAM A. ROPER, JR. Mgmt For For
02 PROPOSAL TO APPROVE OUR 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
VISUAL NETWORKS, INC. Agenda Number: 932414193
- --------------------------------------------------------------------------------------------------------------------------
Security: 928444108
Meeting Type: Special
Meeting Date: 08-Dec-2005
Ticker: VNWK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF THE COMPANY S COMMON Mgmt For For
STOCK UPON CONVERSION OF THE COMPANY S 5% SENIOR
SECURED CONVERTIBLE NOTES DUE DECEMBER 31,
2007.
02 TO GRANT DISCRETIONARY AUTHORITY TO THE PROXY Mgmt For For
HOLDERS TO ADJOURN THE SPECIAL MEETING TO ANOTHER
TIME OR PLACE FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
BE BROUGHT BEFORE THE SPECIAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL
MEETING INCLUDING POTENTIAL ADJOURNMENTS FOR
THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
VITAL IMAGES, INC. Agenda Number: 932465239
- --------------------------------------------------------------------------------------------------------------------------
Security: 92846N104
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: VTAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS M. PIHL Mgmt For For
JAY D. MILLER Mgmt For For
JAMES B. HICKEY, JR. Mgmt For For
GREGORY PEET Mgmt For For
RICHARD W. PERKINS Mgmt For For
MICHAEL W. VANNIER, MD Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
02 APPROVAL OF THE VITAL IMAGES, INC. 2006 LONG Mgmt For For
TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION Agenda Number: 932424384
- --------------------------------------------------------------------------------------------------------------------------
Security: 928497106
Meeting Type: Annual
Meeting Date: 24-Jan-2006
Ticker: VTSS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VINCENT CHAN Mgmt For For
JAMES A. COLE Mgmt For For
ALEX DALY Mgmt For For
MOSHE GAVRIELOV Mgmt For For
JOHN C. LEWIS Mgmt For For
EDWARD ROGAS, JR. Mgmt For For
LOUIS R. TOMASETTA Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1991 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2006.
- --------------------------------------------------------------------------------------------------------------------------
WJ COMMUNICATIONS, INC. Agenda Number: 932372559
- --------------------------------------------------------------------------------------------------------------------------
Security: 929284107
Meeting Type: Annual
Meeting Date: 20-Jul-2005
Ticker: WJCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. FARESE PHD Mgmt For For
W. DEXTER PAINE, III Mgmt For For
LIANE J. PELLETIER Mgmt For For
BRUCE W. DIAMOND Mgmt For For
DAG F. WITTUSEN Mgmt For For
JACK G. LEVIN Mgmt For For
MICHAEL E. HOLMSTROM Mgmt For For
CATHERINE P. LEGO Mgmt For For
JAN LOEBER Mgmt For For
02 TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY Mgmt For For
S INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 932403215
- --------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Annual
Meeting Date: 10-Nov-2005
Ticker: ZIGO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE G. BANUCCI Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
PAUL F. FORMAN Mgmt For For
SAMUEL H. FULLER Mgmt For For
SEYMOUR E. LIEBMAN Mgmt For For
ROBERT G. MCKELVEY Mgmt For For
J. BRUCE ROBINSON Mgmt For For
ROBERT B. TAYLOR Mgmt For For
CAROL P. WALLACE Mgmt For For
BRUCE W. WORSTER Mgmt For For
CARL A. ZANONI Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ZYMOGENETICS, INC. Agenda Number: 932521986
- --------------------------------------------------------------------------------------------------------------------------
Security: 98985T109
Meeting Type: Annual
Meeting Date: 15-Jun-2006
Ticker: ZGEN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH A HEMBERGER PHD* Mgmt For For
DAVID I. HIRSH, PH.D.** Mgmt For For
DAVID H. MACCALLUM** Mgmt For For
KURT ANKER NIELSEN** Mgmt For For
02 APPROVAL OF 2001 STOCK INCENTIVE PLAN Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
KOPP TOTAL QUALITY MANAGEMENT FUND
- --------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 932463893
- --------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 09-May-2006
Ticker: MMM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LINDA G. ALVARADO Mgmt For For
EDWARD M. LIDDY Mgmt For For
ROBERT S. MORRISON Mgmt For For
AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO AUTHORIZE THE ANNUAL ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
05 STOCKHOLDER PROPOSAL REGARDING 3M S ANIMAL WELFARE Shr Against For
POLICY
06 STOCKHOLDER PROPOSAL REGARDING 3M S BUSINESS Shr Against For
OPERATIONS IN CHINA
- --------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 932463348
- --------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 01-May-2006
Ticker: AFL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL P. AMOS Mgmt For For
JOHN SHELBY AMOS II Mgmt For For
MICHAEL H. ARMACOST Mgmt For For
KRISS CLONINGER III Mgmt For For
JOE FRANK HARRIS Mgmt For For
ELIZABETH J. HUDSON Mgmt For For
KENNETH S. JANKE SR. Mgmt For For
DOUGLAS W. JOHNSON Mgmt For For
ROBERT B. JOHNSON Mgmt For For
CHARLES B. KNAPP Mgmt For For
HIDEFUMI MATSUI Mgmt For For
E. STEPHEN PURDOM, M.D. Mgmt For For
B.K. RIMER, DR. PH Mgmt For For
MARVIN R. SCHUSTER Mgmt For For
DAVID GARY THOMPSON Mgmt For For
TOHRU TONOIKE Mgmt For For
ROBERT L. WRIGHT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932423116
- --------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 26-Jan-2006
Ticker: APD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARIO L. BAEZA Mgmt For For
EDWARD E. HAGENLOCKER Mgmt For For
TERRENCE MURRAY Mgmt For For
CHARLES H. NOSKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS: RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2006.
03 AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN: Mgmt For For
APPROVAL OF AMENDMENTS TO THE LONG-TERM INCENTIVE
PLAN.
04 APPROVE ANNUAL INCENTIVE PLAN TERMS: APPROVE Mgmt For For
ANNUAL INCENTIVE PLAN TERMS TO ALLOW DEDUCTIBILITY.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 932456014
- --------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 24-Apr-2006
Ticker: AXP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
P.R. DOLAN Mgmt For For
V.E. JORDAN, JR. Mgmt Withheld Against
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt Withheld Against
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 A SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shr Against For
04 A SHAREHOLDER PROPOSAL RELATING TO MAJORITY Shr Against For
VOTING FOR DIRECTORS.
05 A SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shr Against For
S EMPLOYMENT POLICIES.
06 A SHAREHOLDER PROPOSAL RELATING TO REIMBURSEMENT Shr Against For
OF EXPENSES FOR CERTAIN SHAREHOLDER-NOMINATED
DIRECTOR CANDIDATES.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 932375000
- --------------------------------------------------------------------------------------------------------------------------
Security: 026874107
Meeting Type: Annual
Meeting Date: 11-Aug-2005
Ticker: AIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. AIDINOFF Mgmt For For
P. CHIA Mgmt For For
M. COHEN Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
S. HAMMERMAN Mgmt For For
C. HILLS Mgmt For For
R. HOLBROOKE Mgmt For For
D. KANAK Mgmt For For
G. MILES, JR. Mgmt For For
M. OFFIT Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 932483857
- --------------------------------------------------------------------------------------------------------------------------
Security: 026874107
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: AIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PEI-YUAN CHIA Mgmt For For
MARSHALL A. COHEN Mgmt For For
MARTIN S. FELDSTEIN Mgmt For For
ELLEN V. FUTTER Mgmt For For
STEPHEN L. HAMMERMAN Mgmt For For
RICHARD C. HOLBROOKE Mgmt For For
FRED H. LANGHAMMER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
MORRIS W. OFFIT Mgmt For For
JAMES F. ORR III Mgmt For For
MARTIN J. SULLIVAN Mgmt For For
MICHAEL H. SUTTON Mgmt For For
EDMUND S.W. TSE Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 ADOPTION OF AN EXECUTIVE INCENTIVE PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 932455872
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 10-May-2006
Ticker: AMGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. FREDERICK W. GLUCK Mgmt For For
ADM. J. PAUL REASON Mgmt For For
DR. DONALD B. RICE Mgmt For For
MR. LEONARD D SCHAEFFER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2006.
3A STOCKHOLDER PROPOSAL #1 (STOCK RETENTION GUIDELINES). Shr Against For
3B STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION). Shr Against For
3C STOCKHOLDER PROPOSAL #3 (SHAREHOLDER RIGHTS Shr For Against
PLANS).
3D STOCKHOLDER PROPOSAL #4 (ANIMAL WELFARE POLICY). Shr Against For
3E STOCKHOLDER PROPOSAL #5 (MAJORITY ELECTIONS). Shr Against For
3F STOCKHOLDER PROPOSAL #6 (CORPORATE POLITICAL Shr For For
CONTRIBUTIONS).
- --------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 932463704
- --------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: APC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. ALLISON, JR. Mgmt For For
JOHN W. PODUSKA, SR. Mgmt For For
02 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda Number: 932445643
- --------------------------------------------------------------------------------------------------------------------------
Security: 035229103
Meeting Type: Annual
Meeting Date: 26-Apr-2006
Ticker: BUD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. FORESE Mgmt For For
VERNON R. LOUCKS, JR. Mgmt For For
VILMA S. MARTINEZ Mgmt For For
WILLIAM PORTER PAYNE Mgmt For For
EDWARD E. WHITACRE, JR. Mgmt For For
02 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
03 APPROVAL OF 2006 RESTRICTED STOCK PLAN FOR NON-EMPLOYEE Mgmt For For
DIRECTORS
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM
- --------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 932441518
- --------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 22-Mar-2006
Ticker: AMAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL H. ARMACOST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
PHILIP V. GERDINE Mgmt For For
THOMAS J. IANNOTTI Mgmt For For
CHARLES Y.S. LIU Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2006.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932453866
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2006
Ticker: BAC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM BARNET, III Mgmt For For
FRANK P. BRAMBLE, SR. Mgmt For For
JOHN T. COLLINS Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
TOMMY R. FRANKS Mgmt For For
PAUL FULTON Mgmt For For
CHARLES K. GIFFORD Mgmt For For
W. STEVEN JONES Mgmt For For
KENNETH D. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
THOMAS M. RYAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
ROBERT L. TILLMAN Mgmt For For
JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2006.
03 ADOPT AN AMENDMENT TO THE 2003 KEY ASSOCIATE Mgmt For For
STOCK PLAN.
04 STOCKHOLDER PROPOSAL- POLITICAL CONTRIBUTIONS Shr Against For
05 STOCKHOLDER PROPOSAL- MAJORITY VOTING IN DIRECTOR Shr For Against
ELECTIONS
06 STOCKHOLDER PROPOSAL- INDEPENDENT BOARD CHAIRMAN Shr Against For
07 STOCKHOLDER PROPOSAL- EQUAL EMPLOYMENT OPPORTUNITY Shr Against For
POLICY
- --------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 932455620
- --------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 09-May-2006
Ticker: BAX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER E. BOOMER Mgmt For For
J.R. GAVIN III, MD PHD Mgmt For For
PETER S. HELLMAN Mgmt For For
K.J. STORM Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND ARTICLE SIXTH OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS
04 PROPOSAL TO AMEND ARTICLE FIFTH OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REDUCING THE MINIMUM
AND MAXIMUM NUMBER OF DIRECTORS
05 PROPOSAL RELATING TO THE REDEMPTION OF THE SHAREHOLDER Shr For Against
RIGHTS PLAN
- --------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. Agenda Number: 932452371
- --------------------------------------------------------------------------------------------------------------------------
Security: 081437105
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: BMS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. BOLTON Mgmt For For
BARBARA L. JOHNSON Mgmt For For
PAUL S. PEERCY Mgmt For For
GENE C. WULF Mgmt For For
02 TO ACT UPON A PROPOSAL TO APPROVE THE 2007 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 932537232
- --------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 21-Jun-2006
Ticker: BBY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRADBURY H. ANDERSON Mgmt For For
KATHY J. HIGGINS VICTOR Mgmt For For
ALLEN U. LENZMEIER Mgmt For For
FRANK D. TRESTMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 932446087
- --------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Special
Meeting Date: 31-Mar-2006
Ticker: BSX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT AN AMENDMENT TO THE COMPANY S SECOND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK OF THE COMPANY FROM 1,200,000,000
TO 2,000,000,000.
02 TO APPROVE OF THE ISSUANCE OF SHARES OF COMMON Mgmt For For
STOCK OF THE COMPANY TO THE SHAREHOLDERS OF
GUIDANT CORPORATION PURSUANT TO THE TERMS OF
THE MERGER AGREEMENT, DATED AS OF JANUARY 25,
2006, BETWEEN THE COMPANY, GALAXY MERGER SUB,
INC. AND GUIDANT CORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 932485825
- --------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 09-May-2006
Ticker: BSX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. ABELE Mgmt For For
JOEL L. FLEISHMAN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
UWE E. REINHARDT Mgmt For For
02A ELECTION OF DIRECTOR: NANCY-ANN DEPARLE Mgmt For For
02B ELECTION OF DIRECTOR: KRISTINA M. JOHNSON, PH.D. Mgmt For For
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
04 TO APPROVE THE BOSTON SCIENTIFIC CORPORATION Mgmt For For
2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN.
- --------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 932399567
- --------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 02-Nov-2005
Ticker: CAH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. MICHAEL LOSH Mgmt For For
JOHN B. MCCOY Mgmt For For
MICHAEL D. O'HALLERAN Mgmt For For
JEAN G. SPAULDING, M.D. Mgmt For For
MATTHEW D. WALTER Mgmt For For
02 PROPOSAL TO ADOPT THE CARDINAL HEALTH, INC. Mgmt For For
2005 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE COMPANY Mgmt For For
S RESTATED CODE OF REGULATIONS TO PROVIDE FOR
THE ANNUAL ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 932517379
- --------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 14-Jun-2006
Ticker: CAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. GOODE Mgmt For For
JAMES W. OWENS Mgmt For For
CHARLES D. POWELL Mgmt For For
JOSHUA I. SMITH Mgmt For For
02 AMEND ARTICLES OF INCORPORATION Mgmt For For
03 APPROVE LONG-TERM INCENTIVE PLAN Mgmt For For
04 APPROVE SHORT-TERM INCENTIVE PLAN Mgmt For For
05 RATIFY AUDITORS Mgmt For For
06 STOCKHOLDER PROPOSAL - DECLASSIFY BOARD Shr For Against
07 STOCKHOLDER PROPOSAL - SEPARATE CEO & CHAIR Shr Against For
08 STOCKHOLDER PROPOSAL - MAJORITY VOTE STANDARD Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 932399062
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2005
Ticker: CSCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
JAMES C. MORGAN Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2005 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 29, 2006.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS MORE
FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THAT THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2006,
AS MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PREPARE A REPORT TO SHAREHOLDERS
DESCRIBING THE PROGRESS TOWARD DEVELOPMENT
AND IMPLEMENTATION OF A COMPANY HUMAN RIGHTS
POLICY AND THE PLAN FOR IMPLEMENTATION WITH
PARTNERS AND RESELLERS BY MAY 31, 2006, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932447750
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 18-Apr-2006
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. MICHAEL ARMSTRONG Mgmt For For
ALAIN J.P. BELDA Mgmt For For
GEORGE DAVID Mgmt For For
KENNETH T. DERR Mgmt For For
JOHN M. DEUTCH Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
KLAUS KLEINFELD Mgmt For For
ANDREW N. LIVERIS Mgmt For For
DUDLEY C. MECUM Mgmt For For
ANNE MULCAHY Mgmt For For
RICHARD D. PARSONS Mgmt For For
CHARLES PRINCE Mgmt For For
JUDITH RODIN Mgmt For For
ROBERT E. RUBIN Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
04 PROPOSAL TO AMEND ARTICLE EIGHTH OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
05 PROPOSAL TO AMEND ARTICLE NINTH OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
06 STOCKHOLDER PROPOSAL REQUESTING NO FUTURE NEW Shr Against For
STOCK OPTION GRANTS AND NO RENEWAL OR REPRICING
OF CURRENT STOCK OPTIONS.
7 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
9 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shr For Against
OF A POLICY REGARDING PERFORMANCE-BASED EQUITY
COMPENSATION FOR SENIOR EXECUTIVES.
10 STOCKHOLDER PROPOSAL REGARDING REIMBURSEMENT Shr Against For
OF EXPENSES INCURRED BY A STOCKHOLDER IN A
CONTESTED ELECTION OF DIRECTORS.
11 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
12 STOCKHOLDER PROPOSAL REQUESTING THE RECOUPMENT Shr Against For
OF MANAGEMENT BONUSES IN THE EVENT OF A RESTATEMENT
OF EARNINGS.
- --------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 932400081
- --------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 02-Nov-2005
Ticker: COH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH ELLIS Mgmt For For
LEW FRANKFORT Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
KEITH MONDA Mgmt For For
MICHAEL MURPHY Mgmt For For
02 AMENDMENT OF THE COACH, INC. PERFORMANCE-BASED Mgmt For For
ANNUAL INCENTIVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION Agenda Number: 932371949
- --------------------------------------------------------------------------------------------------------------------------
Security: 205363104
Meeting Type: Annual
Meeting Date: 01-Aug-2005
Ticker: CSC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING W. BAILEY, II Mgmt For For
DAVID J. BARRAM Mgmt For For
STEPHEN L. BAUM Mgmt For For
RODNEY F. CHASE Mgmt For For
VAN B. HONEYCUTT Mgmt For For
LEON J. LEVEL Mgmt For For
F. WARREN MCFARLAN Mgmt For For
THOMAS H. PATRICK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 932476383
- --------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 10-May-2006
Ticker: COP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. ARMITAGE Mgmt For For
RICHARD H. AUCHINLECK Mgmt For For
HARALD J. NORVIK Mgmt For For
WILLIAM K. REILLY Mgmt For For
VICTORIA J. TSCHINKEL Mgmt For For
KATHRYN C. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
03 DRILLING IN SENSITIVE AREAS Shr Against For
04 DIRECTOR ELECTION VOTE STANDARD Shr Against For
05 SHAREHOLDER APPROVAL OF FUTURE EXTRAORDINARY Shr Against For
RETIREMENT BENEFITS FOR SENIOR EXECUTIVES
06 ENVIRONMENTAL ACCOUNTABILITY TO COMMUNITIES Shr Against For
07 EQUITABLE COMPENSATION OF NON-EMPLOYEE DIRECTORS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 932445768
- --------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: GLW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. FLAWS Mgmt For For
JAMES R. HOUGHTON Mgmt For For
JAMES J. O'CONNOR Mgmt For For
DEBORAH D. RIEMAN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
PADMASREE WARRIOR Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 2002 WORLDWIDE Mgmt For For
EMPLOYEE SHARE PURCHASE PLAN.
03 APPROVAL OF THE ADOPTION OF THE 2006 VARIABLE Mgmt For For
COMPENSATION PLAN.
04 APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
06 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shr For Against
OF EACH DIRECTOR ANNUALLY.
- --------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda Number: 932513965
- --------------------------------------------------------------------------------------------------------------------------
Security: 222372104
Meeting Type: Annual
Meeting Date: 14-Jun-2006
Ticker: CFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN BROWN Mgmt For For
JEFFREY M. CUNNINGHAM Mgmt For For
MARTIN R. MELONE Mgmt For For
ROBERT T. PARRY Mgmt For For
02 TO APPROVE THE ADOPTION OF THE COMPANY S 2006 Mgmt For For
EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
04 TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, URGING OUR BOARD OF DIRECTORS TO
ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN
AN OPPORTUNITY TO ANNUALLY APPROVE THE REPORT
OF OUR COMPENSATION COMMITTEE.
- --------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 932362243
- --------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 15-Jul-2005
Ticker: DELL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
MICHAEL A. MILES Mgmt For For
SAMUEL A. NUNN, JR. Mgmt For For
KEVIN B. ROLLINS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 MAJORITY VOTING FOR DIRECTORS Shr Against For
SH2 EXPENSING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 932453032
- --------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 28-Apr-2006
Ticker: D
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER W. BROWN Mgmt For For
RONALD J. CALISE Mgmt For For
THOS. E. CAPPS Mgmt For For
GEORGE A. DAVIDSON, JR. Mgmt For For
THOMAS F. FARRELL, II Mgmt For For
JOHN W. HARRIS Mgmt For For
ROBERT S. JEPSON, JR. Mgmt For For
MARK J. KINGTON Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
MARGARET A. MCKENNA Mgmt For For
FRANK S. ROYAL Mgmt For For
S. DALLAS SIMMONS Mgmt For For
DAVID A. WOLLARD Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR THE 2006 FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - MAJORITY VOTE STANDARD Shr Against For
04 SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT Shr Against For
05 SHAREHOLDER PROPOSAL - RETIREMENT BENEFITS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda Number: 932454654
- --------------------------------------------------------------------------------------------------------------------------
Security: 277461109
Meeting Type: Annual
Meeting Date: 10-May-2006
Ticker: EK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTHA LAYNE COLLINS Mgmt For For
TIMOTHY M. DONAHUE Mgmt For For
DELANO E. LEWIS Mgmt For For
ANTONIO M. PEREZ Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING RECOUPMENT OF Shr Against For
EXECUTIVE BONUSES IN THE EVENT OF A RESTATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 932449730
- --------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 26-Apr-2006
Ticker: ETN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER M. CONNOR Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
DEBORAH. L. MCCOY Mgmt For For
GARY L. TOOKER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 932514323
- --------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-Jun-2006
Ticker: EBAY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. FORD, JR. Mgmt For For
DAWN G. LEPORE Mgmt For For
PIERRE M. OMIDYAR Mgmt For For
R.T. SCHLOSBERG, III Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE BY 30,000,000 THE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 932443803
- --------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 24-Apr-2006
Ticker: LLY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.S. FELDSTEIN Mgmt For For
J.E. FYRWALD Mgmt For For
E.R. MARRAM Mgmt For For
S. TAUREL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2006.
03 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shr Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
04 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shr Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
05 PROPOSAL BY SHAREHOLDERS ON ANNUAL ELECTION Shr For Against
OF EACH DIRECTOR.
06 PROPOSAL BY SHAREHOLDERS ON ELECTION OF DIRECTORS Shr Against For
BY MAJORITY VOTE.
- --------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932425728
- --------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 07-Feb-2006
Ticker: EMR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. A. BUSCH III Mgmt For For
A. F. GOLDEN Mgmt For For
V. R. LOUCKS, JR. Mgmt For For
J. B. MENZER Mgmt For For
02 APPROVAL OF THE EMERSON ELECTRIC CO. 2006 INCENTIVE Mgmt For For
SHARES PLAN.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 THE STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS Shr Against For
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 932467500
- --------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 12-May-2006
Ticker: ETR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.S. BATEMAN Mgmt For For
W.F. BLOUNT Mgmt For For
S.D. DEBREE Mgmt For For
G.W. EDWARDS Mgmt For For
A.M. HERMAN Mgmt For For
D.C. HINTZ Mgmt For For
J.W. LEONARD Mgmt For For
S.L. LEVENICK Mgmt For For
R. V.D. LUFT Mgmt For For
J.R. NICHOLS Mgmt For For
W.A. PERCY, II Mgmt For For
W.J. TAUZIN Mgmt For For
S.V. WILKINSON Mgmt For For
02 APPROVAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT
WITH RESPECT TO THE REMOVAL OF DIRECTORS.
03 APPROVAL OF 2007 EQUITY OWNERSHIP AND LONG TERM Mgmt For For
CASH INCENTIVE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
2006.
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY ELECTION Shr Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 932485700
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2006
Ticker: XOM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
W.W. GEORGE Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt Withheld Against
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
H.A. MCKINNELL, JR. Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
W.V. SHIPLEY Mgmt For For
J.S. SIMON Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 32) Mgmt For For
03 CUMULATIVE VOTING (PAGE 34) Shr For Against
04 MAJORITY VOTE (PAGE 35) Shr For Against
05 INDUSTRY EXPERIENCE (PAGE 37) Shr Against For
06 DIRECTOR QUALIFICATIONS (PAGE 38) Shr For Against
07 DIRECTOR COMPENSATION (PAGE 40) Shr Against For
08 BOARD CHAIRMAN AND CEO (PAGE 41) Shr Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 43) Shr Against For
10 EXECUTIVE COMPENSATION CRITERIA (PAGE 45) Shr Against For
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 47) Shr Against For
12 CORPORATE SPONSORSHIPS REPORT (PAGE 49) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 50) Shr Against For
14 BIODIVERSITY IMPACT REPORT (PAGE 52) Shr Against For
15 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 53) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 932388615
- --------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 26-Sep-2005
Ticker: FDX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENT TO INCENTIVE STOCK PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER
THE PLAN.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
REPORT.
06 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda Number: 932465431
- --------------------------------------------------------------------------------------------------------------------------
Security: 319963104
Meeting Type: Annual
Meeting Date: 10-May-2006
Ticker: FDC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL P. BURNHAM Mgmt For For
JACK M. GREENBERG Mgmt For For
COURTNEY F. JONES Mgmt For For
CHARLES T. RUSSELL Mgmt For For
02 THE RATIFICATION OF THE ELECTION OF DAVID A. Mgmt For For
COULTER AS A DIRECTOR.
03 THE RATIFICATION OF THE ELECTION OF HENRY C. Mgmt For For
DUQUES AS A DIRECTOR.
04 THE RATIFICATION OF THE ELECTION OF PETER B. Mgmt For For
ELLWOOD AS A DIRECTOR.
05 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932446241
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 26-Apr-2006
Ticker: GE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
SIR WILLIAM M. CASTELL Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
ROBERT W. LANE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Mgmt For For
01 CUMULATIVE VOTING Shr For Against
02 CURB OVER-EXTENDED DIRECTORS Shr Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Shr Against For
05 DIRECTOR ELECTION MAJORITY VOTE STANDARD Shr Against For
06 REPORT ON GLOBAL WARMING SCIENCE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 932505689
- --------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: HAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.M. BENNETT Mgmt For For
J.R. BOYD Mgmt For For
R.L. CRANDALL Mgmt For For
K.T DERR Mgmt For For
S.M. GILLIS Mgmt For For
W.R. HOWELL Mgmt For For
R.L. HUNT Mgmt For For
D.J. LESAR Mgmt For For
J.L.MARTIN Mgmt For For
J.A. PRECOURT Mgmt For For
D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL TO AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
04 PROPOSAL ON SEVERANCE AGREEMENTS. Mgmt For For
05 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For
06 PROPOSAL ON DIRECTOR ELECTION VOTE THRESHOLD. Shr Against For
07 PROPOSAL ON POISON PILL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 932472373
- --------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 01-May-2006
Ticker: HDI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY L. BLEUSTEIN Mgmt For For
DONALD A. JAMES Mgmt For For
JAMES A. NORLING Mgmt For For
JAMES L. ZIEMER Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
HCA INC. Agenda Number: 932494824
- --------------------------------------------------------------------------------------------------------------------------
Security: 404119109
Meeting Type: Annual
Meeting Date: 25-May-2006
Ticker: HCA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. MICHAEL ARMSTRONG Mgmt Withheld Against
M.H. AVERHOFF, M.D. Mgmt For For
JACK O. BOVENDER, JR. Mgmt For For
RICHARD M. BRACKEN Mgmt For For
MARTIN FELDSTEIN Mgmt For For
T.F. FRIST, JR., M.D. Mgmt For For
FREDERICK W. GLUCK Mgmt For For
GLENDA A. HATCHETT Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
T. MICHAEL LONG Mgmt For For
JOHN H. MCARTHUR Mgmt For For
KENT C. NELSON Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
HAROLD T. SHAPIRO Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS HCA S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DESCRIBED
IN THE PROXY STATEMENT
03 APPROVAL OF SHAREHOLDER PROPOSAL NO. 1, AS DESCRIBED Shr For Against
IN THE PROXY STATEMENT
04 APPROVAL OF SHAREHOLDER PROPOSAL NO. 2, AS DESCRIBED Shr Against For
IN THE PROXY STATEMENT
- --------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED Agenda Number: 932509625
- --------------------------------------------------------------------------------------------------------------------------
Security: G4776G101
Meeting Type: Annual
Meeting Date: 07-Jun-2006
Ticker: IR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T.E. MARTIN Mgmt For For
P. NACHTIGAL Mgmt For For
R.J. SWIFT Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Mgmt For For
OF BOARD OF DIRECTORS TO FIX THE AUDITORS
REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932456204
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1C ELECTION OF DIRECTOR: E. JOHN P. BROWNE Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 AMENDMENT OF THE SECOND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION ( CERTIFICATE OF INCORPORATION
) TO REPEAL ARTICLE 10 (THE FAIR PRICE PROVISION
)
03 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Mgmt For For
TO REPEAL ARTICLE 7 AND ARTICLE 12 (THE SUPERMAJORITY
VOTE PROVISIONS )
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
05 APPROVAL OF THE 2006 EQUITY INCENTIVE PLAN Mgmt For For
06 APPROVAL OF THE 2006 STOCK PURCHASE PLAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932448904
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2006
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
S.A. JACKSON Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
J.W. OWENS Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
C.M. VEST Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. (PAGE 26)
03 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE Shr For Against
27)
04 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL (PAGE 27)
05 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For
(PAGE 29)
06 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shr Against For
COMPENSATION (PAGE 29)
07 STOCKHOLDER PROPOSAL ON: OFFSHORING (PAGE 30) Shr Against For
08 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shr Against For
(PAGE 32)
09 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shr Against For
(PAGE 33)
10 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against For
DIRECTORS (PAGE 34)
11 STOCKHOLDER PROPOSAL ON: SIMPLE MAJORITY VOTE Shr For Against
(PAGE 35)
- --------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 932409813
- --------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 16-Dec-2005
Ticker: INTU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN M. BENNETT Mgmt For For
CHRISTOPHER W. BRODY Mgmt For For
WILLIAM V. CAMPBELL Mgmt For For
SCOTT D. COOK Mgmt For For
L. JOHN DOERR Mgmt For For
DONNA L. DUBINSKY Mgmt For For
MICHAEL R. HALLMAN Mgmt For For
DENNIS D. POWELL Mgmt For For
STRATTON D. SCLAVOS Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2006.
03 APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 932450531
- --------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: JNJ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
MICHAEL M. E. JOHNS Mgmt For For
ANN D. JORDAN Mgmt For For
ARNOLD G. LANGBO Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
LEO F. MULLIN Mgmt For For
CHRISTINE A. POON Mgmt For For
CHARLES PRINCE Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
04 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
05 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shr Against For
DIRECTOR NOMINEES
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 932420944
- --------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 25-Jan-2006
Ticker: JCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS W. ARCHER Mgmt For For
JOHN M. BARTH Mgmt For For
PAUL A. BRUNNER Mgmt For For
SOUTHWOOD J. MORCOTT Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2006.
03 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For
AND LONG-TERM INCENTIVE PERFORMANCE PLAN (ALTIPP).
- --------------------------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. Agenda Number: 932533169
- --------------------------------------------------------------------------------------------------------------------------
Security: 499040103
Meeting Type: Annual
Meeting Date: 26-Jun-2006
Ticker: KRI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 12, 2006, BETWEEN KNIGHT RIDDER
AND THE MCCLATCHY COMPANY, AND THE MERGER CONTEMPLATED
THEREBY.
02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt For For
2006 ANNUAL MEETING OF SHAREHOLDERS OF KNIGHT
RIDDER, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE ANNUAL MEETING TO APPROVE
THE FIRST PROPOSAL DESCRIBED ABOVE.
03 DIRECTOR
RONALD D. MC CRAY Mgmt For For
PATRICIA MITCHELL Mgmt For For
M. KENNETH OSHMAN Mgmt For For
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP. Mgmt For For
05 APPROVE THE SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLICY FOR FUTURE SALES OR DISPOSITIONS OF
KNIGHT RIDDER NEWSPAPERS.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932459010
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C."PETE"ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
MARCUS C. BENNETT Mgmt For For
JAMES O. ELLIS, JR. Mgmt For For
GWENDOLYN S. KING Mgmt For For
JAMES M. LOY Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 MANAGEMENT PROPOSAL-ADOPTION OF PERFORMANCE Mgmt For For
GOALS WITHIN THE 2006 MANAGEMENT INCENTIVE
COMPENSATION PLAN
04 MANAGEMENT PROPOSAL-APPROVAL OF AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CHARTER
05 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
06 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr For Against
07 STOCKHOLDER PROPOSAL BY THE SISTERS OF ST. FRANCIS Shr Against For
OF PHILADELPHIA AND OTHER GROUPS
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr Against For
AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 932463689
- --------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 28-Apr-2006
Ticker: MAR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD S. BRADDOCK Mgmt For For
FLORETTA DUKES MCKENZIE Mgmt For For
LAWRENCE M. SMALL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PRINCIPAL INDEPENDENT AUDITOR.
03 APPROVAL OF AMENDMENTS TO THE CHARTER TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL
ELECTION OF ALL DIRECTORS.
04 SHAREHOLDER PROPOSAL TO REQUIRE ELECTION OF Shr For For
DIRECTORS BY A MAJORITY OF VOTES CAST AT AN
ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda Number: 932399757
- --------------------------------------------------------------------------------------------------------------------------
Security: 55262L100
Meeting Type: Special
Meeting Date: 03-Nov-2005
Ticker: KRB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER WITH BANK OF AMERICA Mgmt For For
CORPORATION
02 APPROVAL OF PROPOSAL TO ADJOURN THE MBNA SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- --------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932380075
- --------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2005
Ticker: MDT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHIRLEY A. JACKSON, PHD Mgmt For For
DENISE M. O'LEARY Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2005 EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE MEDTRONIC, INC. 1998 OUTSIDE Mgmt For For
DIRECTOR STOCK COMPENSATION PLAN (AS AMENDED
AND RESTATED).
- --------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda Number: 932447279
- --------------------------------------------------------------------------------------------------------------------------
Security: 590188108
Meeting Type: Annual
Meeting Date: 28-Apr-2006
Ticker: MER
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERTO CRIBIORE Mgmt For For
AULANA L. PETERS Mgmt For For
CHARLES O. ROSSOTTI Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 INSTITUTE CUMULATIVE VOTING Shr For Against
04 SUBMIT DIRECTOR COMPENSATION TO SHAREHOLDERS Shr Against For
FOR ANNUAL APPROVAL
05 SUBMIT MANAGEMENT DEVELOPMENT AND COMPENSATION Shr Against For
COMMITTEE REPORT TO SHAREHOLDERS FOR ANNUAL
APPROVAL
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 932397981
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 09-Nov-2005
Ticker: MSFT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. GATES III Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
DINA DUBLON Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
JON A. SHIRLEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932422582
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 17-Jan-2006
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HUGH GRANT Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF PERFORMANCE GOAL UNDER SECTION 162(M) Mgmt For For
OF THE INTERNAL REVENUE CODE
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr Against For
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 932451610
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Annual
Meeting Date: 01-May-2006
Ticker: MOT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E. ZANDER Mgmt For For
1B ELECTION OF DIRECTOR: H.L. FULLER Mgmt For For
1C ELECTION OF DIRECTOR: J. LEWENT Mgmt For For
1D ELECTION OF DIRECTOR: T. MEREDITH Mgmt For For
1E ELECTION OF DIRECTOR: N. NEGROPONTE Mgmt For For
1F ELECTION OF DIRECTOR: I. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S. SCOTT III Mgmt For For
1H ELECTION OF DIRECTOR: R. SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: J. STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: D. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: J. WHITE Mgmt For For
1L ELECTION OF DIRECTOR: M. WHITE Mgmt For For
02 ADOPTION OF THE MOTOROLA OMNIBUS INCENTIVE PLAN Mgmt For For
OF 2006
03 SHAREHOLDER PROPOSAL RE: REDEEM OR VOTE POISON Shr For Against
PILL
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932389732
- --------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Annual
Meeting Date: 30-Sep-2005
Ticker: NSM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN L. HALLA Mgmt For For
STEVEN R. APPLETON Mgmt For For
GARY P. ARNOLD Mgmt For For
RICHARD J. DANZIG Mgmt For For
ROBERT J. FRANKENBERG Mgmt For For
E. FLOYD KVAMME Mgmt For For
MODESTO A. MAIDIQUE Mgmt For For
EDWARD R. MCCRACKEN Mgmt For For
02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Mgmt For For
03 TO APPROVE THE AMENDED AND RESTATED DIRECTOR Mgmt For For
STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 932459058
- --------------------------------------------------------------------------------------------------------------------------
Security: G65422100
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: NE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. DAY Mgmt For For
JULIE H. EDWARDS Mgmt For For
MARC E. LELAND Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2006.
03 MEMBER (SHAREHOLDER) PROPOSAL TO SEPARATE THE Shr For Against
POSITIONS OF CHAIRMAN/CHIEF EXECUTIVE OFFICER.
- --------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 932487639
- --------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 23-May-2006
Ticker: JWN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHYLLIS J. CAMPBELL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
JEANNE P. JACKSON Mgmt For For
ROBERT G. MILLER Mgmt For For
BLAKE W. NORDSTROM Mgmt For For
ERIK B. NORDSTROM Mgmt For For
PETER E. NORDSTROM Mgmt For For
PHILIP G. SATRE Mgmt For For
ALISON A. WINTER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 932449615
- --------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 18-Apr-2006
Ticker: NTRS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUANE L. BURNHAM Mgmt For For
LINDA WALKER BYNOE Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ARTHUR L. KELLY Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
WILLIAM A. OSBORN Mgmt For For
JOHN W. ROWE Mgmt For For
HAROLD B. SMITH Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
03 APPROVAL OF AN AMENDMENT TO THE CORPORATION Mgmt Against Against
S RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE CUMULATIVE VOTING TO ALLOW FOR ADOPTION
OF A MAJORITY VOTE STANDARD IN THE ELECTION
OF DIRECTORS.
04 CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
RELATING TO CHARITABLE CONTRIBUTIONS, IF IT
IS PROPERLY PRESENTED AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 932467978
- --------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: NUE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLAYTON C. DALEY, JR. Mgmt For For
HARVEY B. GANTT Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2006
03 APPROVE THE AMENDMENT TO NUCOR S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING ITS AUTHORIZED
COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000
SHARES
04 STOCKHOLDER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 932392501
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 10-Oct-2005
Ticker: ORCL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY S. BERG Mgmt For For
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JOSEPH A. GRUNDFEST Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2006 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 932461142
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 03-May-2006
Ticker: PEP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.F. AKERS Mgmt For For
R.E. ALLEN Mgmt For For
D. DUBLON Mgmt For For
V.J. DZAU Mgmt For For
R.L. HUNT Mgmt For For
A. IBARGUEN Mgmt For For
A.C. MARTINEZ Mgmt For For
I.K. NOOYI Mgmt For For
S.S REINEMUND Mgmt For For
S.P. ROCKEFELLER Mgmt For For
J.J. SCHIRO Mgmt For For
F.A. THOMAS Mgmt For For
C.M. TRUDELL Mgmt For For
D. VASELLA Mgmt For For
M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
03 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
(PROXY STATEMENT P. 23)
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
(PROXY STATEMENT P. 24)
- --------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 932449526
- --------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: PFE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
GEORGE A. LORCH Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 MANAGEMENT PROPOSAL TO AMEND COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTE REQUIREMENTS AND FAIR PRICE PROVISION.
04 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shr Against For
FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL REQUESTING REPORTING ON Shr Against For
PHARMACEUTICAL PRICE RESTRAINT.
06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING.
07 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shr Against For
ROLES OF CHAIRMAN AND CEO.
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
09 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE FEASIBILITY OF AMENDING PFIZER S CORPORATE
POLICY ON LABORATORY ANIMAL CARE AND USE.
10 SHAREHOLDER PROPOSAL REQUESTING JUSTIFICATION Shr Against For
FOR FINANCIAL CONTRIBUTIONS WHICH ADVANCE ANIMAL-BASED
TESTING METHODOLOGIES.
- --------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 932461750
- --------------------------------------------------------------------------------------------------------------------------
Security: 724479100
Meeting Type: Annual
Meeting Date: 08-May-2006
Ticker: PBI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANNE SUTHERLAND FUCHS Mgmt For For
JAMES H. KEYES Mgmt For For
DAVID L. SHEDLARZ Mgmt For For
DAVID B. SNOW, JR. Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
03 APPROVAL OF AMENDED AND RESTATED KEY EMPLOYEES Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE PITNEY BOWES 1998 U.K. S.A.Y.E. Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 932472210
- --------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: DGX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JENNE K. BRITELL, PH.D. Mgmt For For
GAIL R. WILENSKY, PH.D. Mgmt For For
JOHN B. ZIEGLER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CHARTER Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK TO 600 MILLION.
04 PROPOSAL TO APPROVE THE AMENDED EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 932396181
- --------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 27-Oct-2005
Ticker: SLE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B. BARNES Mgmt For For
J.T. BATTENBERG III Mgmt For For
C. COKER Mgmt For For
J. CROWN Mgmt For For
W. DAVIS Mgmt For For
L. KOELLNER Mgmt For For
C. VAN LEDE Mgmt For For
I. PROSSER Mgmt For For
R. RIDGWAY Mgmt For For
R. THOMAS Mgmt For For
J. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS SARA LEE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2006.
03 TO VOTE ON APPROVAL OF THE 2005 INTERNATIONAL Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
SARA LEE S CODE OF CONDUCT.
05 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
SARA LEE S SEVERANCE ARRANGEMENTS.
06 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
SARA LEE S RIGHTS AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 932452422
- --------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: SRE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES G. BROCKSMITH, JR Mgmt For For
DONALD E. FELSINGER Mgmt For For
WILLIAM D. JONES Mgmt For For
WILLIAM G. OUCHI Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 ARTICLES AMENDMENT FOR THE ANNUAL ELECTION OF Mgmt For For
ALL DIRECTORS
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr For Against
STOCK OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 932469605
- --------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: SPG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BIRCH BAYH Mgmt For For
MELVYN E. BERGSTEIN Mgmt For For
LINDA WALKER BYNOE Mgmt For For
KAREN N. HORN Mgmt For For
REUBEN S. LEIBOWITZ Mgmt For For
J. ALBERT SMITH, JR. Mgmt For For
PIETER S. VAN DEN BERG Mgmt For For
02 APPROVAL OF PROPOSED AMENDMENT TO STOCK INCENTIVE Mgmt For For
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION Agenda Number: 932421338
- --------------------------------------------------------------------------------------------------------------------------
Security: 834182107
Meeting Type: Annual
Meeting Date: 12-Jan-2006
Ticker: SLR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. HASLER Mgmt For For
MICHAEL R. CANNON Mgmt For For
RICHARD A. D'AMORE Mgmt For For
H. PAULETT EBERHART Mgmt For For
HEINZ FRIDRICH Mgmt For For
WILLIAM R. GRABER Mgmt For For
DR. PAUL R. LOW Mgmt For For
C. WESLEY M. SCOTT Mgmt For For
CYRIL YANSOUNI Mgmt For For
02 TO AUTHORIZE THE BOARD OF DIRECTORS TO AMEND Mgmt For For
AND RESTATE THE CERTIFICATE OF INCORPORATION
OF THE COMPANY TO EFFECT A REVERSE STOCK SPLIT
AT ONE OF THREE RATIOS.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST
31, 2006.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 932487704
- --------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: LUV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLLEEN C. BARRETT Mgmt For For
GARY C. KELLY Mgmt For For
JOHN T. MONTFORD Mgmt For For
WILLIAM H. CUNNINGHAM Mgmt For For
LOUIS E. CALDERA Mgmt For For
NANCY B. LOEFFLER Mgmt For For
DAVID W. BIEGLER Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AS ADOPTED BY THE BOARD
OF DIRECTORS OF THE COMPANY.
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2006.
04 TAKE ACTION ON A SHAREHOLDER PROPOSAL, IF THE Shr Against For
PROPOSAL IS PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION Agenda Number: 932451773
- --------------------------------------------------------------------------------------------------------------------------
Security: 852061100
Meeting Type: Annual
Meeting Date: 18-Apr-2006
Ticker: S
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH J. BANE Mgmt For For
GORDON M. BETHUNE Mgmt For For
TIMOTHY M. DONAHUE Mgmt For For
FRANK M. DRENDEL Mgmt For For
GARY D. FORSEE Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
V. JANET HILL Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
WILLIAM E. KENNARD Mgmt For For
LINDA KOCH LORIMER Mgmt For For
STEPHANIE M. SHERN Mgmt For For
WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT
NEXTEL FOR 2006.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY VOTING. Shr Against For
04 SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE VOTING. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 932514070
- --------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 06-Jun-2006
Ticker: SPLS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
ROBERT C. NAKASONE Mgmt For For
RONALD L. SARGENT Mgmt For For
STEPHEN F SCHUCKENBROCK Mgmt For For
02 TO APPROVE AN AMENDMENT TO STAPLES BY-LAWS Mgmt For For
PROVIDING FOR THE ANNUAL ELECTION OF DIRECTORS.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
04 TO ACT ON A SHAREHOLDER PROPOSAL ON DIRECTOR Shr Against For
ELECTION MAJORITY VOTE STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932423142
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 08-Feb-2006
Ticker: SBUX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD P. BEHAR* Mgmt For For
JAMES G. SHENNAN, JR.* Mgmt For For
MYRON E. ULLMAN, III* Mgmt For For
CRAIG E. WEATHERUP* Mgmt For For
JAMES L. DONALD** Mgmt For For
JAVIER G. TERUEL** Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 1, 2006.
03 COMPANY PROPOSAL TO AMEND THE COMPANY S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL
ELECTIONS, WHEREBY ALL DIRECTORS WOULD STAND
FOR RE-ELECTION ANNUALLY, RATHER THAN SERVE
STAGGERED THREE-YEAR TERMS AS IS THE CURRENT
PRACTICE.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 932448649
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-Apr-2006
Ticker: STT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
N. DAREHSHORI Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2006.
03 TO APPROVE THE 2006 EQUITY INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE MATERIAL TERMS OF THE 2006 RESTATED Mgmt For For
SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN.
05 TO VOTE ON A SHAREHOLDER PROPOSAL TO REQUEST Shr For Against
THE DIRECTORS TO REDEEM THE OUTSTANDING RIGHTS
UNDER THE COMPANY S RIGHTS AGREEMENT, AND TO
REQUIRE SHAREHOLDER RATIFICATION OF ANY FUTURE
RIGHTS AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 932467043
- --------------------------------------------------------------------------------------------------------------------------
Security: 87161C105
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: SNV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD Y. BRADLEY Mgmt For For
FRANK W. BRUMLEY Mgmt For For
ELIZABETH W. CAMP Mgmt For For
T. MICHAEL GOODRICH Mgmt For For
JOHN P. ILLGES, III Mgmt For For
J. NEAL PURCELL Mgmt For For
WILLIAM B. TURNER, JR. Mgmt For For
02 TO AMEND SYNOVUS ARTICLES OF INCORPORATION Mgmt For For
AND BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS.
03 TO APPROVE THE SYNOVUS FINANCIAL CORP. EXECUTIVE Mgmt For For
CASH BONUS PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS Mgmt For For
INDEPENDENT AUDITOR FOR THE YEAR 2006.
05 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shr Against For
DIRECTOR ELECTION BY MAJORITY VOTE.
- --------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 932480952
- --------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: TGT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. KOVACEVICH Mgmt For For
GEORGE W. TAMKE Mgmt For For
SOLOMON D. TRUJILLO Mgmt For For
ROBERT J. ULRICH Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932446328
- --------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 20-Apr-2006
Ticker: TXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.R. ADAMS Mgmt For For
D.L. BOREN Mgmt For For
D.A. CARP Mgmt For For
C.S. COX Mgmt For For
T.J. ENGIBOUS Mgmt For For
G.W. FRONTERHOUSE Mgmt For For
D.R. GOODE Mgmt For For
P.H. PATSLEY Mgmt For For
W.R. SANDERS Mgmt For For
R.J. SIMMONS Mgmt For For
R.K. TEMPLETON Mgmt For For
C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 932460277
- --------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 16-May-2006
Ticker: ALL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F. DUANE ACKERMAN Mgmt For For
JAMES G. ANDRESS Mgmt For For
W. JAMES FARRELL Mgmt For For
JACK M. GREENBERG Mgmt For For
RONALD T. LEMAY Mgmt For For
EDWARD M. LIDDY Mgmt For For
J. CHRISTOPHER REYES Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JOSHUA I. SMITH Mgmt For For
JUDITH A. SPRIESER Mgmt For For
MARY ALICE TAYLOR Mgmt Withheld Against
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2006.
03 APPROVAL OF THE AMENDED AND RESTATED 2001 EQUITY Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE 2006 EQUITY COMPENSATION PLAN Mgmt For For
FOR NON-EMPLOYEE DIRECTORS.
05 PROVIDE FOR DIRECTOR ELECTION MAJORITY VOTE Shr For Against
STANDARD.
06 PROVIDE FOR SIMPLE MAJORITY VOTE. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
THE BLACK & DECKER CORPORATION Agenda Number: 932447180
- --------------------------------------------------------------------------------------------------------------------------
Security: 091797100
Meeting Type: Annual
Meeting Date: 20-Apr-2006
Ticker: BDK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
N.D. ARCHIBALD Mgmt For For
N.R. AUGUSTINE Mgmt For For
B.L. BOWLES Mgmt For For
G.W. BUCKLEY Mgmt For For
M.A. BURNS Mgmt For For
K.B. CLARK Mgmt For For
M.A. FERNANDEZ Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
A. LUISO Mgmt For For
R.L. RYAN Mgmt For For
M.H. WILLES Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 932457232
- --------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 01-May-2006
Ticker: BA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. BIGGS Mgmt For For
JOHN E. BRYSON Mgmt For For
LINDA Z. COOK Mgmt For For
WILLIAM M. DALEY Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
JOHN F. MCDONNELL Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
RICHARD D. NANULA Mgmt For For
ROZANNE L. RIDGWAY Mgmt For For
MIKE S. ZAFIROVSKI Mgmt For For
02 ADOPT MANAGEMENT PROPOSAL TO APPROVE THE BOEING Mgmt For For
COMPANY ELECTED OFFICER ANNUAL INCENTIVE PLAN.
03 ADOPT MANAGEMENT PROPOSAL TO APPROVE AMENDMENT Mgmt For For
OF THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
04 ADOPT MANAGEMENT PROPOSAL TO ELIMINATE CERTAIN Mgmt For For
SUPERMAJORITY VOTE REQUIREMENTS.
05 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS.
06 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
07 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
08 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shr Against For
09 ADOPT MAJORITY VOTING FOR DIRECTOR ELECTIONS. Shr Against For
10 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 932461318
- --------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 11-May-2006
Ticker: DOW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JACQUELINE K. BARTON Mgmt For For
JAMES A. BELL Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
ANDREW N. LIVERIS Mgmt For For
GEOFFERY E. MERSZEI Mgmt For For
J. PEDRO REINHARD Mgmt For For
RUTH G. SHAW Mgmt For For
PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For
04 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shr Against For
SEED.
05 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shr Against For
TO RESPIRATORY PROBLEMS.
06 STOCKHOLDER PROPOSAL ON SECURITY OF CHEMICAL Shr Against For
FACILITIES.
- --------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 932446354
- --------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 18-Apr-2006
Ticker: HSY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. BOSCIA Mgmt For For
R.H. CAMPBELL Mgmt For For
R.F. CAVANAUGH Mgmt For For
G.P. COUGHLAN Mgmt For For
H. EDELMAN Mgmt For For
B.G. HILL Mgmt For For
A.F. KELLY, JR. Mgmt For For
R.H. LENNY Mgmt For For
M.J. MCDONALD Mgmt For For
M.J. TOULANTIS Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2006
03 STOCKHOLDER PROPOSAL REGARDING COCOA SUPPLY Shr Against For
REPORT
- --------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 932490307
- --------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 25-May-2006
Ticker: HD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
JOHN L. CLENDENIN Mgmt Withheld Against
CLAUDIO X. GONZALEZ Mgmt For For
MILLEDGE A. HART, III Mgmt For For
BONNIE G. HILL Mgmt Withheld Against
LABAN P. JACKSON, JR. Mgmt For For
LAWRENCE R. JOHNSTON Mgmt For For
KENNETH G. LANGONE Mgmt For For
ANGELO R. MOZILO Mgmt For For
ROBERT L. NARDELLI Mgmt For For
THOMAS J. RIDGE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2006.
03 SHAREHOLDER PROPOSAL REGARDING COMMITTEE REPORT. Shr Against For
04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT DISCLOSURE.
05 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND Shr Against For
CEO.
06 SHAREHOLDER PROPOSAL REGARDING METHOD OF VOTING Shr For Against
FOR DIRECTORS.
07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. Shr For Against
08 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shr Against For
09 SHAREHOLDER PROPOSAL REGARDING GOVERNING DOCUMENTS. Shr Against For
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda Number: 932458892
- --------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 25-Apr-2006
Ticker: PNC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. COOPER Mgmt For For
MR. DAVIDSON Mgmt For For
MS. JAMES Mgmt For For
MR. KELSON Mgmt For For
MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MR. O'BRIEN Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt For For
MR. USHER Mgmt For For
MR. WALLS Mgmt For For
MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Mgmt For For
INC. 2006 INCENTIVE AWARD PLAN.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS
FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932357191
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Special
Meeting Date: 12-Jul-2005
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 27, 2005, AMONG
THE PROCTER & GAMBLE COMPANY, AQUARIUM ACQUISITION
CORP., A WHOLLY-OWNED SUBSIDIARY OF PROCTER
& GAMBLE, AND THE GILLETTE COMPANY, AND APPROVE
THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK
IN THE MERGER.
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE
THE ISSUANCE OF PROCTER & GAMBLE COMMON STOCK
IN THE MERGER.
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932387889
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 11-Oct-2005
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE L. BYRNES Mgmt For For
SCOTT D. COOK Mgmt For For
CHARLES R. LEE Mgmt For For
W. JAMES MCNERNEY, JR. Mgmt For For
ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION Mgmt For For
AND CODE OF REGULATIONS TO ELIMINATE REFERENCES
TO THE EXECUTIVE COMMITTEE
04 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS
05 SHAREHOLDER PROPOSAL NO. 1 - COMPLIANCE WITH Shr Against For
ANIMAL TESTING POLICY
06 SHAREHOLDER PROPOSAL NO. 2 - SELL THE COMPANY Shr Against For
07 SHAREHOLDER PROPOSAL NO. 3 - POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 932446657
- --------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 21-Apr-2006
Ticker: PGR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. HARDIS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
NORMAN S. MATTHEWS Mgmt For For
BRADLEY T. SHEARES, PHD Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Mgmt For For
S AMENDED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED COMMON SHARES FROM
600,000,000 TO 900,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 932490282
- --------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 24-May-2006
Ticker: SO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.P. BARANCO Mgmt For For
D.J. BERN Mgmt For For
F.S. BLAKE Mgmt For For
T.F. CHAPMAN Mgmt For For
D.M. JAMES Mgmt For For
Z.T. PATE Mgmt For For
J.N. PURCELL Mgmt For For
D.M. RATCLIFFE Mgmt For For
W.G. SMITH, JR. Mgmt For For
G.J. ST. PE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2006
03 APPROVAL OF THE SOUTHERN COMPANY OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932429170
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 10-Mar-2006
Ticker: DIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
JUDITH L. ESTRIN Mgmt For For
ROBERT A. IGER Mgmt For For
FRED H. LANGHAMMER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
GEORGE J. MITCHELL Mgmt For For
LEO J. O'DONOVAN, S.J. Mgmt For For
JOHN E. PEPPER, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
GARY L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2006.
03 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO GREENMAIL.
04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO CHINA LABOR STANDARDS.
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 932481574
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317105
Meeting Type: Annual
Meeting Date: 19-May-2006
Ticker: TWX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
JESSICA P. EINHORN Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 APPROVAL OF TIME WARNER INC. 2006 STOCK INCENTIVE Mgmt For For
PLAN.
04 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING CODE OF VENDOR Shr Against For
CONDUCT.
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932481447
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-May-2006
Ticker: UNH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. JOHNSON Mgmt Withheld Against
DOUGLAS W. LEATHERDALE Mgmt Withheld Against
WILLIAM W. MCGUIRE, MD Mgmt Withheld Against
MARY O. MUNDINGER, PHD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2006.
03 SHAREHOLDER PROPOSAL CONCERNING DIRECTOR ELECTION Shr Against For
MAJORITY VOTE STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 932460809
- --------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 27-Apr-2006
Ticker: VLO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRY D. CHOATE Mgmt For For
WILLIAM R. KLESSE Mgmt For For
DONALD L. NICKLES Mgmt For For
SUSAN KAUFMAN PURCELL Mgmt For For
02 RATIFICATION OF KPMG LLP AS AUDITORS FOR 2006. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 932454313
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 04-May-2006
Ticker: VZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.R. BARKER Mgmt For For
R.L. CARRION Mgmt Withheld Against
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
J. NEUBAUER Mgmt For For
D.T. NICOLAISEN Mgmt For For
T.H. O'BRIEN Mgmt For For
C. OTIS, JR. Mgmt For For
H.B. PRICE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt Withheld Against
J.R. STAFFORD Mgmt Withheld Against
R.D. STOREY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
ACCOUNTING FIRM
03 CUMULATIVE VOTING Shr For Against
04 MAJORITY VOTE REQUIRED FOR ELECTION OF DIRECTORS Shr For Against
05 COMPOSITION OF BOARD OF DIRECTORS Shr For Against
06 DIRECTORS ON COMMON BOARDS Shr For Against
07 SEPARATE CHAIRMAN AND CEO Shr Against For
08 PERFORMANCE-BASED EQUITY COMPENSATION Shr For Against
09 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 932506059
- --------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2006
Ticker: WMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AIDA M. ALVAREZ Mgmt For For
JAMES W. BREYER Mgmt For For
M. MICHELE BURNS Mgmt For For
JAMES I. CASH, JR. Mgmt For For
DOUGLAS N. DAFT Mgmt For For
DAVID D. GLASS Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
H. LEE SCOTT, JR. Mgmt For For
JACK C. SHEWMAKER Mgmt Withheld Against
JIM C. WALTON Mgmt For For
S. ROBSON WALTON Mgmt For For
CHRISTOPHER J. WILLIAMS Mgmt For For
LINDA S. WOLF Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 A SHAREHOLDER PROPOSAL REGARDING HUMANE POULTRY Shr Against For
SLAUGHTER
04 A SHAREHOLDER PROPOSAL REGARDING A POLITICAL Shr Against For
CONTRIBUTIONS REPORT
05 A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR Shr For Against
ELECTION MAJORITY VOTE STANDARD
06 A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
07 A SHAREHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For
DISPARITY
08 A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION Shr Against For
GLASS CEILING REPORT
- --------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 932418165
- --------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 11-Jan-2006
Ticker: WAG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JOHN B. SCHWEMM Mgmt For For
JAMES A. SKINNER Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Mgmt For For
CO. EXECUTIVE STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932450618
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2006
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LLOYD H. DEAN Mgmt For For
SUSAN E. ENGEL Mgmt For For
ENRIQUE HERNANDEZ, JR. Mgmt For For
ROBERT L. JOSS Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
PHILIP J. QUIGLEY Mgmt For For
DONALD B. RICE Mgmt For For
JUDITH M. RUNSTAD Mgmt For For
STEPHEN W. SANGER Mgmt For For
SUSAN G. SWENSON Mgmt For For
MICHAEL W. WRIGHT Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2006.
03 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION Shr Against For
BY-LAW AMENDMENT.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIR AND CEO POSITIONS.
05 STOCKHOLDER PROPOSAL REGARDING DIRECTOR COMPENSATION. Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
- --------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 932449665
- --------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 20-Apr-2006
Ticker: WY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD F. HASKAYNE Mgmt For For
DONALD F. MAZANKOWSKI Mgmt For For
NICOLE W. PIASECKI Mgmt For For
02 SHAREHOLDER PROPOSAL ON DIRECTOR ELECTION BY Shr Against For
MAJORITY
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
04 SHAREHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr Against For
05 SHAREHOLDER PROPOSAL ON FOREST STEWARDSHIP COUNCIL Shr Against For
(FSC) CERTIFICATION
06 SHAREHOLDER PROPOSAL ON AN INDEPENDENT CHAIRMAN Shr Against For
07 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 932458931
- --------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 18-Apr-2006
Ticker: WHR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY T. DICAMILLO Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
ARNOLD G. LANGBO Mgmt For For
DAVID L. SWIFT Mgmt For For
MICHAEL A. TODMAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 932469198
- --------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 17-May-2006
Ticker: XEL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. CONEY BURGESS Mgmt For For
FREDRIC W. CORRIGAN Mgmt For For
RICHARD K. DAVIS Mgmt For For
ROGER R. HEMMINGHAUS Mgmt For For
A. BARRY HIRSCHFELD Mgmt For For
RICHARD C. KELLY Mgmt For For
DOUGLAS W. LEATHERDALE Mgmt For For
ALBERT F. MORENO Mgmt For For
DR. MARGARET R. PRESKA Mgmt For For
A. PATRICIA SAMPSON Mgmt For For
RICHARD H. TRULY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS XCEL ENERGY INC S PRINCIPAL ACCOUNTANTS
FOR 2006.
03 SHAREHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shr Against For
CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE
OFFICER.
- --------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 932486118
- --------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 24-May-2006
Ticker: XRX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GLENN A. BRITT Mgmt For For
RICHARD J. HARRINGTON Mgmt For For
WILLIAM CURT HUNTER Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
HILMAR KOPPER Mgmt For For
RALPH S. LARSEN Mgmt For For
ROBERT A. MCDONALD Mgmt For For
ANNE M. MULCAHY Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
ANN N. REESE Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006.
03 SHAREHOLDER PROPOSAL RELATING TO ELECTION OF Shr Against For
DIRECTORS BY MAJORITY VOTE.
04 SHAREHOLDER PROPOSAL RELATING TO SENIOR EXECUTIVE Shr Against For
BONUSES.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kopp Funds, Inc.
By (Signature) /s/ Lee Kopp
Name Lee Kopp
Title President
Date 08/18/2006