UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08507
ICM SERIES TRUST
Two Portland Square
Portland, Maine 04101
207-879-1900
Margaret Gallardo-Cortez, Esq.
Forum Administrative Services, LLC
Two Portland Square
Portland, Maine 04101
Date of fiscal year end: December 31, 2005
Date of reporting period: July 1, 2004 - June 30, 2005
PROXY LOG - VOTES FOR AND AGAINST
- --------------------------------------------------------------------------------
MATTER PROPOSED DID FUND HOW FOR/AGAINST
SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT
- -------- ------ ----- -------- -------- -------- -------- ----- -----------
Softbrands, SFBD 83402A107 7/28/2004 1. Elect Board of Directors Management Yes For For
Inc. 2. To approve amendments to amended Management Yes Against Against
and restated articles of
incorporation to increase
authorized shares to 125,000,000.
McKesson MCK 58155Q103 7/28/2004 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify the appointment of Deloitte Management Yes For For
& Touche
Viewpoint VWPT 92672P108 8/5/2004 1. Elect Board of Directors Management Yes For For
Corporation 2. To increase the number of Management Yes Against Against
authorized shares of common stock
3. Ratify the appointment of Management Yes For For
PricewaterhouseCoopers
Encore Wire WIRE 292562105 7/20/2004 1. To increase the number of Management Yes For For
Corporation authorized shares of common stock
H.J. Heinz HNZ 423074103 9/8/2004 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify the appointment of auditors Management Yes For For
Activcard ACTI 00506J107 8/9/2004 1. Elect Board of Directors Management Yes For For
Corp. 2. Adoption of 2004 Equity Incentive Management Yes For For
Plan
3. Ratify the appointment of Deloitte Management Yes For For
& Touche
Agilysys, Inc. AGYS 00847J105 7/28/2004 1. Elect Board of Directors Management Yes For For
2. Approval of amendment of Agilysys, Management Yes Against Against
Inc. amended code of regulations
3. Approval of amended and restated Management Yes For For
Agilysys 2000 Stock Incentive
PC Mall, Inc. MALL 69323K100 8/24/2004 1. Elect Board of Directors Management Yes For For
2. Ratify the appointment of Management Yes For For
PricewaterhouseCoopers
Catalina POS 148867104 8/19/2004 1. Elect Board of Directors Management Yes For For
Marketing 2. Amendment the Company's stock Management Yes Against Against
Corporation award plan to provide for the
award of restricted stock
3. Proposal to allow awards to Management Yes Against Against
employees of non-corporate
subsidiaries
4. Adoption of the company's 2004 Management Yes For For
employee payroll deduction stock
purchase plan
5. Ratify the appointment of Management Yes For For
PricewaterhouseCoopers
The Korea XKFDX 500634100 10/6/2004 1. Elect Board of Directors Management Yes For For
Fund Inc. 2. To terminate agreement between Shareholder Yes For Against
Fund & Deutsche Management
Americas
Capstone CPST 14067D102 9/10/2004 1. Elect Board of Directors Management Yes For For
Turbine 2. Approve Company's 2000 Equity Management Yes Against Against
Corporation incentive plan to add 2, 380,000
shares
Measurement MSS 583421102 9/8/2004 1. Elect Board of Directors Management Yes For For
Specialties 2. Ratify the appointment of Grant Management Yes For For
Thornton LLP
Procter & PG 742718109 10/12/2004 1. Elect Board of Directors Management Yes For For
Gamble Company 2. Ratify the appointment of Management Yes For For
independent public accounting firm
3. Approve amendment to increase the Management Yes Against Against
number of shares of common stock
4. Approve amendment to provide for Management Yes For Against
the annual election of directors
5. Shareholder Proposal 1 - in-home Shareholder Yes Against For
food studies for pet nutrition
Oracle ORCL 683389X105 10/29/2004 1. Elect Board of Directors Management Yes For For
Corporation 2. Approve adoption of the fiscal Management Yes Against Against
year 2005 executive bonus plan
3. Ratify the appointment Ernst & Management Yes For For
Young
4. Approve amended and restated 2000 Management Yes Against Against
long-term equity incentive plan
5. Stockholder proposal for the Shareholder Yes Against For
"China business principipals for
rights of workers in China"
Automatic ADP 53015103 11/9/2004 1. Elect Board of Directors Management Yes For For
Data 2. Ratify the appointment of Deloitte Management Yes For For
Processing & Touche, LLP
Magnetek, Inc. MAG 559424106 10/27/2004 1. Elect Board of Directors Management Yes For For
2. Adopt 2004 stock incentive plan Management Yes Against Against
for employees
3. Adopt amendment to the 1997 Management Yes Against Against
non-employee director stock
option
Applera ABI/ 38020103 10/21/2004 1. Elect Board of Directors Management Yes For For
Corporation CRA 2. Ratify the appointment of Management Yes For For
PricewaterhouseCoopers LLP
3. Approval of amendments to Applera Management Yes Against Against
1999 employee stock purchase plan
4. Approval of the Applera Corp./ Management Yes Against Against
Applied Biosystems Group 1999
stock incentive plan
5. Approval of the Applera Corp/ Management Yes Against Against
Celera Genomics 1999 stock
incentive plan
Covista CVST 223574104 10/28/2004 1. Elect Board of Directors Management Yes For For
Communications, 2. Adoption of the company's audit Management Yes For For
Inc. committee charter
3. Ratify the appointment of Management Yes For For
Deloitte & Touche, LLP
4. The transaction of such other Management Yes Abstain Abstain
business as may come before the
meeting
Moldflow MFLO 608507109 11/18/2004 1. Elect Board of Directors Management Yes For For
Corporation
Tommy Hilfiger TOM G8915Z102 11/1/2004 1. Elect Board of Directors Management Yes Withold Against
Corporation 2. Ratify the appointment of Management Yes Against Against
PricewaterhouseCoopers LLP.
Prime Medical PMSI 74156D108 11/9/2004 1. Proposal to adopt Merger between Management Yes For For
Services, Inc. Company and Heathtronics Surgical
Service
Hyperion HYSL 44914M104 11/10/2004 1. Elect Board of Directors Management Yes For For
Solutions Corp. 2. Approve 2004 Equity Incentive Plan Management Yes For For
3. Ratify the appointment of Management Yes For For
PricewaterhouseCoopers LLP
Neopharm NEOL Missed voting date
The Rouse RSE 779273101 11/9/2004 1. Proposal to adopt merger between Management Yes For For
Company Company and Red Acquisition LLC
2. Approve adjourment of meeting if Management Yes Abstain Against
necessary to solicit add'l proxies
in favor of merger.
Microsoft MSFT 594918104 11/9/2004 1. Elect Board of Directors Management No
Corporation 2. Adopt Amendments to 2001 Stock Management No
Plan and the 1991 Stock Option
Plan
3. Adopt Amendments to Stock Plans Management No
for non-employee directors,
consultants and advisors
4. Approval of Material Terms of the Management No
performance criteria for awards
under the 2001 stock plan
5. Ratify the appointment of Management No
Deloitte & Touche LLP
Criticare CMD 226901106 12/3/2004 1. Elect Board of Directors Management Yes For For
Systems, Inc. 2. Ratify the appointment of BDO Management Yes For For
Seidman, LLP
Sonus SONS 835916107 12/9/2004 1. Elect Board of Directors Management Yes For For
Newtworks, Inc.
Craftmade CRFT 22413E104 11/30/2004 1. Elect Board of Directors Management Yes For For
International, 2. Ratify the appointment of Management Yes For For
Inc. PricewaterhouseCoopers LLP.
Commonwealth CMIN 203004106 12/8/2004 1. Proposal to adopt Merger between Management Yes For For
Industries, Company, IMCO Recycling and Silver
Inc. Fox Acquisition
2. Consider proposal to permit Management Yes For For
further solicitation of proxies if
necessary
LTX Corporation LTXX 502392103 12/8/2004 1. Elect Board of Directors Management No
2. Approve the LTX Corporation 2004 Management No
Stock Plan.
Danka Business DANKY 236277109 12/7/2004 1. Re-elect Todd L. Mavis as a Management Yes For For
Systems Director
2. Re-elect Erik Vonk as a Director Management Yes For For
3. Re-elect P. Lang Lowrey, III as a Management Yes Against Against
Director
4. Re-elect Michael B. Gifford as a Management Yes For For
Director
5. Re-appoint auditors and authorize Management Yes For For
Board to fix their remuneration
6. Authorize Board of Directors to Management Yes For For
allot equity securities
7. Empower Board to allot equity Management Yes For For
securities without providing
certain pre-emptive rights.
8. Authorize Board to allot equity Management Yes For For
securities relating to
convertible participating shares
9. Empower Board to allot equity Management Yes For For
securities without providing
certain pre-emptive rights
relating to convertible
participating shares
10. Approve Director's remuneration Management Yes Against Against
report for the year ending
March 31, 2004
CMGI, Inc. CMGI 125750109 12/8/2004 1. Elect Board of Directors Management Yes For For
2. Approve Company's 2004 Stock
Incentive Plan Management Yes For For
3. Authorize Board to effect a
1-for-5 reverse Stock Split,
without further approval Management Yes For For
4. Authorize Board to effect a
1-for-10 reverse Stock Split,
without further approval Management Yes Against Against
5. Authorize Board to effect a
1-for-15 reverse Stock Split,
without further approval Management Yes Against Against
6. Authorize Board to effect a
1-for-20 reverse Stock Split,
without further approval Management Yes Against Against
7. Ratify appointment of KPMG LLP Management Yes For For
Sycamore SCMR 871206108 12/20/2004 1. Elect Board of Directors Management Yes For For
Networks, Inc. 2. Ratify the appointment of
PricewaterhouseCoopers LLP Management Yes For For
Treasury FCSXX 316175884 1/19/2005 1. Elect Board of Directors Management Yes For For
Portfolio- 2. Amend trust allowing board members
Class IIII to authorize fund mergers without
shareholders Management Yes Against Against
The Shaw SGR 820280105 1/24/2005 1. Elect Board of Directors Management Yes Against Against
Group, Inc. 2. Ratify the appointment of Ernst &
Young LLP Management Yes Against Against
3. Approve an increase in max number
of restricted shares in employee
compensation plan Management Yes Against Against
4. Proxies are authorized to vote
upon other business as may
properly come before meeting Management Yes Against Against
Tweeter Home TWTR 901167106 1/25/2005 1. Elect Board of Directors Management Yes For For
Entertainment 2. Ratify the appointment of Deloitte
Group & Touche LLP Management Yes For For
Emerson EMR 291011104 2/1/2005 1. Elect Board of Directors Management Yes For For
Electric Co. 2. Approal restricted stock plan for
non-mangement directors Management Yes For For
3. Reapproval of performance measures
under the incentive plan Management Yes For For
4. Ratification of independent
auditors Management Yes For For
5. Stockholder proposal on sexual
orientation Shareholder Yes Against For
Woodhead WDHD 979438108 2/3/2005 1. Elect Board of Directors Management Yes For For
Industries 2. Ratify the appointment of Ernst &
Young LLP Management Yes For For
Activcard ACTI 00506J107 2/7/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify the appointment of BDO
Seidman Management Yes For For
Lucent LU 549463107 2/16/2005 1. Elect Board of Directors Management Yes For For
Technologies 2. Directors proposal to approve a
Inc. reverse stock split in one of four
ratios Management Yes Against Against
3. Shareholder proposal regarding
publication of political action
contributions Shareholders Yes Against For
4. Shareholder proposal regarding
performance-based compensation
awards Shareholder Yes For Against
5. Shareholder proposal to amend
company's audit services
pre-approval policy Shareholder Yes Against For
6. Shareholder proposal to require
shareholder approval of future
golden parachutes Shareholder Yes For Against
Synovis Life SYNO 87162G105 2/22/2005 1. Elect Board of Directors Management Yes For For
Technologies,
Inc.
Varian VSEA 922207105 2/24/2005 1. Elect Board of Directors Management Yes For For
Semiconductor 2. Approve amendment to Omnibus plan
Equip. Assoc to increase number of shares
reserved for issuance Management Yes For For
3. Approve amendment to Omnibus plan
to increase number of shares
available for grant Management Yes For For
4. Approve amendment to the Omnibus
plan that an option term may not
be longer than 8 years Management Yes For For
5. Approve amendment that non-
employee directors receives stock
option grant Management Yes For For
6. Ratify the appointment of
PricewaterhouseCoopers LLP Management Yes For For
Brooks BRKS 114340102 2/17/2005 1. Elect Board of Directors Management Yes For For
Automation,
Inc.
Sunterra SNRR 86787D208 2/25/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Approval of Sunterra Corporation
2005 Incentive Plan Management Yes For For
Agilent A 00846U101 3/1/2005 1. Elect Board of Directors Management Yes For For
Technologies 2. Ratify the appointment of
Inc. PricewaterhouseCoopers, LLP Management Yes For For
3. Approval of amended performance-
based compensation plan for
covered employees Management Yes For For
Photon Dynamics PHTN 719364101 3/7/2005 1. Elect Board of Directors Management Yes For For
2. Approve 2005 Equity Incentive Plan Management Yes For For
3. Approve 2005 Employee Stock Management Yes For For
Purchase Plan
4. Approve 2005 Non-Employee Management Yes For For
Directors' Stock Option Plan
5. Ratify the appointment of Ernst & Management Yes For For
Young LLP
Indevus IDEV 454072109 3/9/2005 1. Elect Board of Directors Management Yes For For
Pharmaceuticals 2. Approve amendment to restated
certificate of incorporation Management Yes For For
3. Approve amendment to 1995 stock
purchase plan Management Yes Against Against
4. Ratify appointment of
Pricewaterhousecoopers LLP Management Yes For For
Analog ADI 32654105 3/8/2005 1. Elect Board of Directors Management Yes For For
Devices, Inc. 2. Ratify the appointment of Ernst &
Young Management Yes For For
3. To establish a policy of expensing
the costs of stock options issued
by the company Shareholder Yes For Against
I-Many Inc. IMNY 44973Q103 3/30/2005 1. Proposal to adopt merger between
Selectica, Inc., Indigo Merger
Corp & I-Many, Inc. Management Yes Against Against
Hewlett-Packard HPQ 428236103 3/16/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify the appointment of Ernst &
Young Management Yes For For
3. Approve amendment to HP Company
2000 Employee Stock Purchase Plan Management Yes For For
Analogic ALOG 032657207 4/4/2005 1. Elect Board of Directors Management Yes For For
Corporation
Western Silver 959531104 4/4/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. To Set number of directors at
seven (7) Management Yes For For
3. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
4. Authorize directors to fix the
remuneration of the auditors Management Yes For For
5. Approve Amended and Restated 2005
Stock Option Plan Management Yes For For
6. Delete certain "pre-existing
company provisions" from the
company's notice of articles Management Yes For For
7. Amend the company's notice of
articles to change the authorized
capital Management Yes For For
8. To consider to pass a special
resolution adopting new articles Management Yes For For
9. Authorize additonal equity private
placements in accordance with
Toronto Stock Exch. Management Yes For For
The Bank of BK 64057102 4/12/2005 1. Elect Board of Directors Management Yes For For
New York, Inc. 2. Ratify auditors Management Yes For For
3. Shareholder proposal with respect
to cumulative voting Shareholder Yes Against For
4. Shareholder proposal with respect
to executive compensation Shareholder Yes Against For
Caterpillar CAT 149123101 4/13/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Ratify auditors Management Yes For For
3. Stockholder proposal - Rights Plan Shareholder Yes Against For
4. Stockholder proposal - Code of
Conduct Shareholder Yes Against For
5. Stockholder proposal - Global
Pandemics Shareholder Yes Against For
6. Stockholder proposal - Director
Election Shareholder Yes Against For
BP P.L.C. BP 055622104 4/14/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Ernst &
Young and authorize board to set
their remuneration Management Yes For For
3. To give authority to allot shares
up to a specified amount Management Yes For For
4. Special Resolution: To allot a
number of shares for cash without
making offer to shareholders Management Yes For For
5. Special Resolution: To give
authority for the purchase of its
own shares by the company Management Yes For For
6. To approve the directors'
remuneration report Management Yes For For
7. To approve the renewal of
executive directors' incentive
plan Management Yes For For
8. To receive the directors' annual
report and the accounts Management Yes For For
The Progressive PGR 743315103 4/15/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Proposal to approve amendments to
the company's code of regulations Management Yes For For
3. Ratify appointment of
PricewaterhouseCoopers, LLC Management Yes For For
Citigroup Inc. C 172967101 4/19/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of KPMG LLP Management Yes For For
3. Proposal to approve the amended
and restated citigroup 1999 stock
incentive plan Management Yes Against Against
4. Proposal requesting a curb on
executive compensation Shareholder Yes For Against
5. Proposal requesting a report on
political contributions Shareholder Yes Against For
6. Proposal requesting that the
chairman of the board have no
management duties titles or resp. Shareholders Yes For Against
7. Proposal that ceo compensation be
limited Shareholder Yes Against For
8. Proposal requesting election of
director nominees by a majority
of votes cast Shareholder Yes Against For
9. Proposal requesting an amendment
prohibiting the payment of non-
deductible compensation Shareholder Yes Against For
10.Proposal requesting that a simple
majority vote apply on each issue
by shareholders Shareholder Yes Against For
The Coca-Cola COKE 191216100 4/19/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of Ernst &
Young Management Yes For For
3. Proposal regarding an independent
delegation of inquiry to colombia Shareholder Yes Against For
4. Proposal regarding restricted
stock Shareholder Yes Against For
5. Proposal regarding severance
agreements Shareholder Yes Against For
Mellon MEL 58551A108 4/19/2005 1. Elect Board of Directors Management Yes For For
Financial 2. Ratify appointment of KPMG LLP Management Yes For For
Corporation
Progress PRGS 743312100 4/21/2005 1. Elect Board of Directors Management Yes For For
Software 2. To fix the number of Directors
Corporation constituting the full board of
directors of the company at 6 Management Yes For For
Brookline BRKL 11373M107 4/21/2005 1. Elect Board of Directors Management Yes For For
Bancorp, Inc. 2. Approval of the Company's Annual
Senior Executive Officer incentive
compensation plan Management Yes For For
3. Ratify appointment of KPMG LLP Management Yes For For
Wyeth WYE 983024100 4/21/2005 1. Elect Board of Directors Management Yes For For
2. Ratify independent registered
public accountants firm Management Yes For For
3. Adopt 2005 Stock Incentive Plan Management Yes For For
4. Reimportation of perscription
drugs Shareholder Yes Against For
5. Separate the roles of Chairman &
CEO Shareholder Yes Against For
6. Disclosure of Political
Contributions Shareholder Yes Against For
7. Discontinue promoting Premarin and
protection of mares Shareholder Yes Against For
Gehl Company GEHL 368483103 4/22/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
Bellsouth BLS 079860102 4/25/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of independent
registered public accounting firm Management Yes For For
3. Shareholder proposal re:
Disclosure of political
contributions Shareholder Yes Against For
International IBM 459200101 4/26/2005 1. Elect Board of Directors Management Yes For For
Business 2. Ratify appointment of independent
Machines Corp. registered public accounting firm Management Yes For For
3. Stockholder proposal on -
cumulative voting Shareholder Yes Against For
4. Stockholder proposal on - pension
and retirement medical Shareholder Yes Against For
5. Stockholder proposal on -
executive compensation Shareholder Yes Against For
6. Stockholder proposal on -
expensing stock options Shareholder Yes Against For
7. Stockholder proposal on -
disclosure of executive
compensation Shareholder Yes Against For
8. Stockholder proposal on -
offshoring Shareholder Yes Against For
Sypris SYPR 871655106 4/26/2005 1. Elect Board of Directors Management Yes For For
Solutions
Inc.
Merck & Co. MRK 589331107 4/26/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of independent
registered public accounting firm Management Yes For For
3. Proposal concerning stock option
awards Shareholder Yes For Against
4. Proposal concerning subjecting
non-deductible executive
compensation to shareholder vote Shareholder Yes For Against
5. Proposal concerning elimination of
animal-based test methods Shareholder Yes Against For
6. Proposal concerning separating the
roles of bard chair and CEO Shareholder Yes For Against
7. Proposal concerning availability
of company products to Canadian
wholesalers Shareholders Yes Against For
8. Proposal concerning use of
shareholder resources for
political purposes Shareholder Yes For Against
9. Proposal concerning a report
related to the global HIV/AIDS-
TB-Malaria pandemics Shareholder Yes Against For
General GE 369604103 4/27/2005 A. Elect Board of Directors Management Yes For For
Electric B. Ratify selction of independent
Company auditor Management Yes For For
1. Cumulative Voting Shareholder Yes Against For
2. Report on Nuclear Risk Shareholder Yes Against For
3. Report on PCB Cleanup Costs Shareholder Yes Against For
4. Curb over-extended Directors Shareholder Yes Against For
5. Report on sustainability Shareholder Yes Against For
6. Disclose Political Contributions Shareholder Yes Against For
7. Animal Testing Shareholder Yes Against For
Bank of BAC 060505104 4/27/2005 1. Elect Board of Directors Management Yes For For
America 2. Ratify independent public
Corporation accountants Management Yes For For
3. Stockholder proposal - political
contributions Shareholder Yes Against For
4. Stockholder proposal - Nomination
of Directors Shareholder Yes Against For
Olin OLN 680665205 4/28/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Proposal to approve amended and
restated 1997 Stock Plan for
non-enployee directors Management Yes For For
3. Proposal to approve the Olin
Senior Management incentive
compensation plan, as amended Management Yes For For
4. Ratification of appointment of
independent auditors Management Yes For For
Kimberly-Clark KMB 494368103 4/28/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify independent public
accountants Management Yes For For
3. Shareholder proposal regarding
adoption of global human rights
standards Shareholder Yes For Against
A.M. Castle CAS 148411101 4/28/2005 1. Elect Board of Directors Management Yes For For
& Co. 2. Ratify appointment of Deloitte &
Touche LLP Management Yes For For
Pfizer Inc. PFE 717081103 4/28/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of KPMG LLP Management Yes For For
3. Shareholder proposal relating to
term limits for directors Shareholder Yes Against For
4. Shareholder Proposal requesting a
report on increasing access to
Pfizer products Shareholder Yes Against For
5. Shareholder Proposal relating to
importation of prescription drugs Shareholder Yes Against For
6. Shareholder Proposal relating to
political contributions Shareholder Yes Against For
7. Shareholder Proposal relating to
product availability in Canada Shareholder Yes Against For
8. Shareholder Proposal relating to
the separation of the roles of
Chair and CEO and access to
pharmaceutical products Shareholder Yes Against For
SBC SBC 78387G103 4/26/2005 1. Elect Board of Directors Management Yes For For
Communications 2. Ratify appointment of Independent
Inc. Auditors Management Yes For For
3. Approval of stock purchase and
deferral plan Management Yes For For
4. Stockholder Proposal A Shareholder Yes Against For
5. Stockholder Proposal B Shareholder Yes Against For
6. Stockholder Proposal C Shareholder Yes Against For
7. Stockholder Proposal D Shareholder Yes Against For
InfoUSA Inc. IUSA 456818301 4/29/2005 1. Elect Board of Directors Management Yes For For
2. Proposal to approe an amendment to
the 1997 Stock Option Plan Management Yes Against Against
Motorola Inc. MOT 620076109 5/2/2005 1. Elect Board of Directors Management Yes For For
2. Shareholder proposal re: non-
deductible executive compensation Shareholder Yes Against For
3. Shareholder proposal re: director
election by majority vote Shareholder Yes Against For
Manulife MFC 56501R106 5/5/2005 1. Elect Board of Directors Management Yes For For
Financial Corp. 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
3. Shareholder Proposal 1 Shareholder Yes Against For
4. Shareholder Proposal 2 Shareholder Yes Against For
5. Shareholder Proposal 3 Shareholder Yes Against For
6. Shareholder Proposal 4 Shareholder Yes Against For
7. Shareholder Proposal 5 Shareholder Yes Against For
8. Shareholder Proposal 6 Shareholder Yes Against For
Temple-Inland TIN 879868107 5/9/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
Technitrol Inc. TNL 878555101 5/18/2005 1. Elect Board of Directors Management Yes Against Against
2. Proposal to increase the number of
shares authorized for issuance
under the Board of Directors Stock
Plan Management Yes Against Against
Wausau-Mosinee WPP 943315101 4/21/2005 1. Elect Board of Directors Management Yes For For
Paper Corp. 2. Amendment to restated articles of
incorporation of change name to
"Wausau Paper Corp." Management Yes For For
Brookline
Bancorp, Inc. BRKL 11373M107 4/21/2005 1. Elect Board of Directors Management Yes For For
2. Approval of Company's Annual
Senior Executive Officer incentive
compensation plan Management Yes For For
3. Ratify appointment of KPMG LLP Management Yes For For
Crompton CK 227116100 4/26/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Approval of the 2005 Crompton Corp
short-term incentive plan Management Yes For For
3. Ratify appointment of KPMG LLP Management Yes For For
Maytag MYG 578592107 5/12/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
3. Amend bylaws to change the
election of directors to an annual
basis to a classified basis Management Yes For For
4. Proposal concerning the
classification of the board of
directors Shareholder Yes Abstain Against
5. Proposal concerning adoption of
"poison pill" provisions Shareholder Yes For Against
6. Proposal concerning a committee to
report on outsourcing/offshore
manufacturing Shareholder Yes Abstain Against
7. Proposal concerning a code of
conduct based on international
labor organization standards Shareholder Yes Abstain Against
Infousa Inc. IUSAPE 456818301 4/29/2005 1. Elect Board of Directors Management Yes For For
2. Amendment to the Infousa 1997
stock option plan increasing the
number of shares available Management Yes Against Against
Westaff, Inc. WSTF 957070105 5/18/2005 1.Elect Board of Directors Management Yes Withold Against
Stover
State Street STT 857477103 4/20/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
Goodyear Tire & GT 382550101 4/26/2005 1. Elect Board of Directors Management Yes For For
Rubber Company 2. Amend Code to permit Goodyear to
notify shareholders of meetings
electronically Management Yes For For
3. Amend Code of Regulations to
provide for the annual election of
directors Management Yes For For
4. Approve the adoption of the
Goodyear 2005 performance plan Management Yes For For
5. Ratify appointment of
PricewaterhouseCoopers Management Yes For For
6. Shareholder proposal - re:
executive compensation Shareholder Yes Against For
Wells Fargo WFC 949746101 4/26/2005 1. Elect Board of Directors Management Yes For For
& Company 2. Approve the Company's amended and
restated long-term incentive
compensation plan Management Yes For For
3. Ratify appointment of KPMG LLP Management Yes For For
4. Stockholder proposal regarding
payday lending Shareholder Yes Against For
5. Stockholder proposal regarding
executive compensation and
predatory lending Shareholder Yes Against For
6. Stockholder proposal regarding
performance shares Shareholder Yes Against For
7. Stockholder proposal regarding
chief exective officer Shareholder Yes Against For
8. Stockholder proposal regarding
separation of board chair and ceo
positions Shareholder Yes Against For
Cendant CD 151313103 4/26/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Deloitte &
Touche LLP Management Yes For For
3. Approve Cendant amended and
restated 1999 non-employee
directors deferred comp. plan Management Yes For For
4. Approve the Cendant 2005 UK share
incentive plan Management Yes For For
5. Stockholder proposal regarding
chief executive officer
compensation Shareholder Yes Against For
6. Stockholder proposal regarding
severance agreements Shareholder Yes Against For
Russell RML 782352108 4/27/2005 1. Elect Board of Directors Management Yes For For
Corporation
Stanley Works SWK 854616109 4/27/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Ernst &
Young Management Yes For For
3. Proposal urging Board of Directors
to require that all members be
elected annually Shareholder Yes Against For
4. Proposal regarding provision of
non-audit services by independent
auditors Shareholder Yes Against For
Johnson JNJ 478160104 4/28/2005 1. Elect Board of Directors Management Yes For For
& Johnson 2. Approval of 2005 Long-term
incentive plan Management Yes For For
3. Ratify appointment of
PricewaterhouseCoopers Management Yes For For
AES Corporation AES 00130H105 4/28/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of independent
auditors Management Yes For For
Freescale FSL 35687M206 4/29/2005 1. Elect Board of Directors Management Yes For For
Semiconductor, 2. Approve amendments to our amended
Inc. and restated certificate of
incorporation Management Yes For For
3. Approve amendments to our amended
and restated by-laws Management Yes For For
4. Approve our Omnibus incentive plan
of 2005 Management Yes For For
5. Ratify appointment of KPMG Management Yes For For
Lamson & LMS 513696104 4/29/2005 1. Elect Board of Directors Management Yes Against Against
Sessions Co.
Kellogg K 487836108 4/29/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of independent
auditors Management Yes For For
3. Report on impacts of genetically
engineered food Shareholder Yes Against For
4. Appointment of investment banker Shareholder Yes Against For
Strategic SDIX 862700101 5/3/2005 1. Elect Board of Directors Management Yes For For
Diagnostics
Inc.
Raytheon RTN 755111507 5/4/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify independent auditors Management Yes For For
3. Amendment to certificate of
incorporation to declassify the
board of directors Management Yes For For
4. Amendments to 2001 Stock Plan Management Yes For For
5. Amendments to 1997 nonemployee
directors restricted stock plan Management Yes For For
6. Macbride principles Shareholder Yes Against For
7. Majority voting for directors Shareholder Yes Against For
8. Elect retiree as director Shareholder Yes Against For
Encore Wire WIRE 292562105 5/3/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
ChevronTexaco CVX 166764100 4/27/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of independent
registered public accounting firm Management Yes For For
3. Director's Compensation Shareholder Yes Against For
4. Executive Severance Agreements Shareholder Yes Against For
5. Stock Option Expensing Shareholder Yes Against For
6. Animal Testing Shareholder Yes Against For
7. Oil & Gas Drilling in protected/
sensitive areas Shareholder Yes Against For
8. Report on Ecuador Shareholder Yes Against For
Aquila, Inc. ILA 03840P102 5/4/2005 1. Elect Board of Directors Management Yes For For
Pepsico Inc. PEP 713448108 5/4/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of auditors Management Yes For For
3. Shareholder proposal Shareholder Yes Against For
PMA Capital PMACA 693419202 5/5/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Deloitte &
Touche Management Yes For For
Maxwell MXWL 577767106 5/5/2005 1. Elect Board of Directors Management Yes For For
Technologies, 2. Ratify appointment of McGladrey &
Inc. Pullen Management Yes For For
3. Approval of 2004 Employee stock
purchase plan Management Yes For For
4. Approval of 2005 Omnibus equity
incentive plan Management Yes For For
Union UPN 907818108 5/5/2005 1. Elect Board of Directors Management Yes For For
Pacific 2. Adopt the Union Pacific
Corporation Corporation executive incentive
plan Management Yes For For
3. Ratify appointment of Deloitte &
Touche Management Yes For For
4. Shareholder proposal regarding a
restricted share grant Shareholder Yes Against For
Schering-Plough SGP 806605101 4/26/2005 1. Elect Board of Directors Management No
Corporation 2. Ratify independent auditors Management No
3. Shareholder proposal on annual
election of directors Shareholder No
4. Shareholder proposal on animal
testing Shareholder No
Freescale FSL 35687M206 4/29/2005 1. Elect Board of Directors Management Yes For For
Semiconductor, 2. Approve amendments to our amended
Inc. and restated certificate of
incorporation Management Yes For For
3. Approve amendments to our amended
and restated by-laws Management Yes For For
4. Approve our omnibus incentive plan
of 2005 Management Yes For For
5. Ratify appointment of KPMG, LLC Management Yes For For
Neose NTEC 640522108 5/3/2005 1. Elect Board of Directors Management Yes For For
Technologies, 2. Ratify appointment of KPMG LLC Management Yes For For
Inc. 3. Approve/adopt amendment to the
2004 equity incentive plan to
increase number of shares Management Yes Abstain Against
Verizon VZ 92343V104 5/5/2005 1. Elect Board of Directors Management Yes For For
Communications 2. Ratify public accounting firm Management Yes For For
Inc. 3. Cumulative Voting Shareholder Yes Against For
4. Majority vote for election of
directors Shareholder Yes Against For
5. Board composition Shareholder Yes Against For
6. Separate Chairman and CEO Shareholder Yes Against For
7. Directors' liability Shareholder Yes Against For
8. Report on political contribtuions Shareholder Yes Against For
Illinois Tool ITW 452308109 5/6/2005 1. Elect Board of Directors Management Yes For For
Works Inc. 2. Ratify appointment of Deloitte &
Touche LLP Management Yes For For
3. Proposal requiring implementation
of certain business principles for
workers in China Shareholders Yes Against For
4. Proposal requiring a majority vote
for election of directors Shareholder Yes Against For
Trinity TRN 896522109 5/9/2005 1. Elect Board of Directors Management Yes For For
Industries,
Inc.
2. Ratify appointment of Ernst &
Young Management Yes For For
Whiting WLL 966387102 5/10/2005 1. Elect Board of Directors Management Yes For For
Petroleum 2. Ratify appointment of Deloitte &
Corporation Touche Management Yes For For
3M Company MMM 88579Y101 5/10/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of
PricewaterhouseCoopers Management Yes For For
3. Approval of 2005 Management Stock
Ownership Program Management Yes For For
4. Stockholder proposal relating to
animal testing Shareholder Yes Against For
5. Stockholder proposal relating to
operations in China Shareholder Yes Against For
Progress PGN 743263105 5/11/2005 1. Elect Board of Directors Management Yes For For
Energy, Inc. 2. Ratify appointment of Deloitte &
Touche Management Yes For For
Denbury DNR 247916208 5/11/2005 1. Elect Board of Directors Management Yes For For
Resources, Inc. 2. Proposal to extend the term of our
employee stock purchase plan Management Yes For For
United USTR 913004107 5/11/2005 1. Elect Board of Directors Management Yes For For
Stationers Inc. 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
3. Approval of the amended and
restated management incentive plan Management Yes For For
Ford Motor F 345370860 5/12/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of public
accounting firm Management Yes For For
3. Disclosure of officers'
compensation Shareholder Yes Against For
4. Company reporting on cafe lobbying
efforts Shareholder Yes Against For
5. Limiting certain compensation for
named executives Shareholder Yes Against For
6. Tying executive compensation to a
reduction of lifetime product
greenhouse gas emissions Shareholder Yes Against For
7. Consideration of recapitalization
plan to provide that all company
stock have 1 vote per share Shareholder Yes Against For
8. Establishing a committee of the
Board of Directors to evaluate
any conflict of interest Shareholder Yes Against For
Gillette G 375766102 5/12/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of public
accounting firm Management Yes For For
Dow Chemical DOW 260543103 5/12/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of public
accounting firm Management Yes For For
3. Stockholder proposal on certain
toxic substances Shareholder Yes Against For
Gevity HR, Inc. GVHR 374393106 5/12/2005 1. Elect Board of Directors Management Yes For For
2. 2005 Equity incentive plan Management Yes Against Against
3. Executive incentive compensation
plan Management Yes Against Against
Praecis PRCS 739421105 5/12/2005 1. Elect Board of Directors Management Yes For For
Pharmaceuticals 2. Ratify appointment of Ernst &
Inc. Young LLP Management Yes For For
Broadwing BWNG 11161E101 5/13/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of KPMG LLP Management Yes For For
Playtex PYX 72813P100 5/16/2005 1. Elect Board of Directors Management Yes For For
Products Inc. 2. Ratify appointment of KPMG LLP Management Yes For For
3. Approval of the Company's
incentive bonus plan Management Yes For For
4. Approval of the Company's Stock
Award Plan Management Yes Against Against
Airtran AAI 00949P108 5/17/2005 1. Elect Board of Directors Management Yes For For
Holdings, Inc. 2. Amend Company's 2002 Long-Term
incentive compensation plan Management Yes For For
Intel INTC 458140100 5/18/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of public
accounting firm Management Yes For For
3. Approval of amendment and
extension of the 2004 equity
incentive plan Management Yes For For
4. Approval of amendment and
extension of the executive officer
incentive plan Management Yes For For
Polyone POL 73179P106 5/19/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Proposal to approve the Polyone
Corporation Senior Executive
Annual Incentive Plan Management Yes For For
3. Proposal to approve the 2005
Equity and Performance Incentive
Plan Management Yes For For
Railpower RLPPF 750758104 5/6/2005 1. Elect Chief Executive Officer Management Yes For For
Technologies 2. Elect Board of Directors Management Yes For For
Corp. 3. Ratify appointment of KPMG Management Yes For For
4. Approve the amendment and
restatement of the Stock Option
Plan Management Yes For For
Eastman EK 277461109 5/11/2005 1. Elect Board of Directors Management Yes For For
Kodak Company 2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
3. Approval of the 2005 Omnibus long-
term compensation plan. Management Yes Against Against
4. Approval of amendment to executive
compensation for excellence and
leadership plan Management Yes Against Against
5. Approval of amendment to Section 5
regarding the election of
directors Management Yes For For
6. Approval of amendment to Section 7
regarding certain dispositions of
the company Management Yes For For
7. Approval of amendment to Section 8
to remove the provision regarding
loans Management Yes For For
Cray Inc. CRAYE 225223106 5/11/2005 1. Elect Board of Directors Management Yes For For
2. Approval of the Amendments to our
2001 Employee Stock Purchase Plan Management Yes Against Against
Aleris ARS 014477103 5/19/2005 1. Elect Board of Directors Management Yes For For
International 2. Ratify appointment of Ernst &
Inc. Young LLP Management Yes For For
Xerox XRX 984121103 5/19/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of independent
public accounting firm Management Yes For For
Mentor MENT 587200106 5/19/2005 1. Elect Board of Directors Management Yes For For
Graphics
Corporation
Constellation CEG 210371100 5/20/2005 1. Elect Board of Directors Management Yes For For
Energy Group, 2. Ratify appointment of
Inc. PricewaterhouseCoopers LLP Management Yes For For
Allmerica AFC 019754100 5/17/2005 1. Elect Board of Directors Management Yes For For
Financial 2. Ratify appointment of
Corporation PricewaterhouseCoopers LLP Management Yes For For
E.Piphany, Inc. EPNY 26881V100 5/19/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Ernst &
Young LLP Management Yes For For
Dynegy Inc. DYN 26816Q101 5/19/2005 1. Elect Board of Directors Management Yes For For
2. Proposal to change Dynegy's State
of Incorporation from Illinois
to Delaware Management Yes For For
3. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
4. Proposal regarding recoupment of
senior executive compensation Shareholder Yes Against For
EMS ELMG 26873N108 5/20/2005 1. Elect Board of Directors Management Yes Against Against
Technologies,
Inc.
Prospect Street PHY 743586406 5/20/2005 1. Elect Board of Directors Management Yes For For
High Income
Port-Common
U.S. Physical
Therapy Inc. USPH 90337L108 5/25/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Grant
Thornton LLP Management Yes For For
U.S.I. USIH 90333H101 5/25/2005 1. Elect Board of Directors Management Yes For For
Holdings 2. Approval of amended and restated
Corporation certificate of incorporation Management Yes For For
Foot Locker, FL 344849104 5/25/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Ratify appointment of independent
accountants Management Yes For For
Exxon Mobil XOM 30231G102 5/25/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of Independent
Auditors Management Yes For For
3. Political Contributions Shareholder Yes Against For
4. Board Compensation Shareholder Yes Against For
5. Industry Experience Shareholder Yes Against For
6. ACEH Security Report Shareholder Yes Against For
7. Amendment of EEO Policy Shareholder Yes Against For
8. BioDiversity Impact Report Shareholder Yes Against For
9. Climate Science Report Shareholder Yes Against For
10. Kyoto Compliance Report Shareholder Yes Against For
Safeway Inc. SWY 786514208 5/25/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Deloitte &
Touche LLP Management Yes For For
3. Proposal requesting Cumulative
Voting Shareholder Yes For Against
4. Proposal requesting the sale of
Safeway to the highest bidder Shareholder Yes For Against
5. Proposal requesting an
independent director as chairman
of the board Shareholder Yes For Against
6. Proposal requesting that the
Company issue an annual
sustainability report Shareholder Yes Against For
7. Proposal requesting that 50% of
each director's compensation be
paid in restricted in stock Shareholder Yes For Against
8. Proposal requesting majority vote
for election of directors Shareholder Yes For Against
9. Proposal requesting independent
Board committees Shareholder Yes For Against
10. Proposal requesting an office of
the Board of Directors Shareholder Yes For Against
Southern SO 842587107 5/25/2005 1. Elect Board of Directors Management Yes For For
Company 2. Ratify appointment of Deloitte &
Touche LLP Management Yes For For
3. Stockholder Proposal on political
contributions report Shareholder Yes Against For
Rewards IRN 761557107 5/25/2005 1. Elect Board of Directors Management Yes Against Against
Network Inc.
4Kids KDE 350865101 5/26/2005 1. Elect Board of Directors Management Yes For For
Entertainment, 2. Ratify appointment of Deloitte &
Inc. Touche LLP Management Yes For For
3. Proposal to approve thd 4Kids
2005 long-term incentive
compensation plan Management Yes Against Against
Captiva CPTV 14073T109 5/26/2005 1. Elect Board of Directors Management Yes For For
Software 2. Approve an increase in the number
Corporation of common stock for issuance
under stock opt. Plan Management Yes For For
3. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
Chiquita CQB 170032809 5/26/2005 1. Elect Board of Directors Management Yes For For
Brands 2. Ratify appointment of Ernst &
International Young LLP Management Yes For For
Duquesne DQE 266233105 5/26/2005 1. Elect Board of Directors Management Yes For For
Light 2. Ratify appointment of Deloitte &
Holdings, Inc. Touche LLP Management Yes For For
Quanta PWR 74762E102 5/26/2005 1. Elect Board of Directors Management Yes For For
Services, Inc. 2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
GSI Lumonics GSLI 36229U102 5/26/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
3. Resolution regarding electing
director nominees Management Yes For For
4. Approval of the adoption of the
Company's shareholder rights plan Management Yes Against Against
5. Approval of the amendment to the
change the company name to GSI
Group, Inc. Management Yes For For
6. Approval of the amendment to the
company's by-law number 1 Management Yes Against Against
Citizens First CTZN 17461R106 5/26/2005 1. Elect Board of Directors Management Yes For For
Bancorp, Inc. 2. Ratify appointment of BDO
Seidman, LLP Management Yes For For
Viacom Inc. VIA 925524100 5/26/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
3. Approval of the amended and
restated Viacom Senior Executive
short-term incentive plan Management Yes Against Against
4. Approval of the Viacom, Inc. 2005
RSU Plan for outside directors Management Yes Against Against
Epix EPIX 26881Q101 6/2/2005 1. Elect Board of Directors Management Yes Against Against
Pharmaceuticals, 2. Proposal to approve amendment of
Inc. the 1992 Incentive Plan Management Yes Against Against
3. Proposal to approve amendment of
the 1996 Director Stock Option Management Yes Against Against
4. Ratify appointment of Ernst &
Young LLP Management Yes For For
Genitope GTOP 37229P507 6/3/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
Teletech TTEC 879939106 5/24/2005 1. Elect Board of Directors Management Yes For For
Holdings, Inc. 2. Amendment to Teletech Holdings,
Inc. Employee Stock Purchase Plan Management Yes For For
3. Ratify appointment of Ernst &
Young LLP Management Yes For For
4. Shareholder Proposal Shareholder Yes Against For
Healthtronics, HTRN 42222L107 5/26/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Amend the Healthtronics 2004
Equity Incentive Plan Management Yes For For
Steven Madden, SHOO 556269108 5/27/2005 1. Elect Board of Directors Management Yes For For
LTD 2. Ratify appointment of Eisner LLP Management Yes For For
3. Approval of the issuance of
shares to Mr. Schmertz("for") and
Mr. Chen("against") Management Yes Against Against
4. Approval of the issuance of
shares to Mr. Schmertz("against")
and Mr. Chen("for") Management Yes Against Against
Maxygen, Inc. MAXY 577776107 6/7/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of Ernst &
Young LLP Management Yes For For
Newpark NR 651718504 6/8/2005 1. Elect Board of Directors Management Yes For For
Resources, Inc. 2. Ratify appointment of Ernst &
Young LLP Management Yes For For
Global Power GEG 37941P108 6/9/2005 1. Elect Board of Directors Management Yes For For
Equipment Group, 2. Ratify appointment of
Inc PricewaterhouseCoopers LLP Management Yes For For
Vivus VVUS 928551100 6/15/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of KPMG LLP Management Yes For For
3. To transact such other business
in their discretion as may
properly come before the meeting Management Yes For For
Isolagen Inc. ILE 46488N103 6/23/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of BDO
Seidman, LLP Management Yes For For
3. Approve the adoption of the
Isolagen, Inc. 2005 Equity
Incentive Plan Management Yes Against Against
4. Amend the Company's Certficate of
Incorporation to increase number
of common shares Management Yes Against Against
Segue SEGU 815807102 6/6/2005 1. Elect Board of Directors Management Yes For For
Software, 2. Approve amendment to the restated
Inc. certificate of incorporation Management Yes For For
3. Ratify appointment of Grant
Thornton LLP Management Yes For For
Lightbridge, LTBG 532226107 6/20/2005 1. Elect Board of Directors Management Yes For For
Inc.
Viewpoint VWPT 92672P108 6/22/2005 1. Elect Board of Directors Management Yes For For
Corporation 2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
York YRK 986670107 5/26/2005 1. Elect Board of Directors Management Yes For For
International 2. Ratify appointment of KPMG LLP Management Yes For For
Corporation
Pegasystems PEGA 705573103 6/2/2005 1. Elect Board of Directors Management Yes Against Against
Inc. 2a. Proposal to amend the provision
regarding the purposes of the
company Management Yes Against Against
2b. Declassify the Board of
Directors and provide for the
annual election of Directors Management Yes Against Against
2c. Eliminate the provision relating
to filling vacancies on the
Board of Directors Management Yes Against Against
2d. Proposal to amend the provision
regarding Director removal Management Yes Against Against
2e. Eliminate the supermajority vote
requirement to amend certain
provisions in Article VI Management Yes Against Against
2f. Eliminate the provision
regarding effectiveness of
certain provisions Management Yes Against Against
2g. Eliminate the provision
regarding indemnification of
Directors and Officers Management Yes Against Against
2h. Eliminate the provision
regarding intercompany
transactions Management Yes Against Against
2i. Amend the provision regarding
the limitation of Director
liability Management Yes Against Against
3a. Change the quorum requirement
for stockholder meetings Management Yes Against Against
3b. Change vote requirements for
stockholder action Management Yes Against Against
3c. Change the requirements for
Director removal Management Yes Against Against
3d. Amend Article VI of the by-laws
regarding amendment of the
by-laws Management Yes Against Against
4. Ratify the selection of Deloitte
& Touche LLP as independent
auditors for the fiscal year Management Yes For For
Biogen IDEC BIIB 09062X103 6/3/2005 1. Elect Board of Directors Management Yes For For
Inc. 2. Ratify appointment of
PricewaterhouseCoopers LLP Management Yes For For
3. Approve 2005 Omnibus Equity Plan Management Yes For For
4. Amendment and Restatement of
Employee Stock Purchase Plan Management Yes For For
Wal-mart WMT 931142103 6/3/2005 1. Elect Board of Directors Management Yes Against Against
2. Approval of incentive plan Management Yes For For
3. Ratification of independent
accountants Shareholder Yes For Against
4. A shareholder proposal regarding
an executive compensation Shareholder Yes For Against
5. A shareholder proposal regarding
a "Sustainability" report Shareholder Yes For Against
6. A shareholder proposal regarding
an equity compensation Shareholder Yes For Against
7. A shareholder proposal regarding
political contributions Shareholder Yes For Against
8. A shareholder proposal regarding
equal employment opportunity
report Shareholder Yes For Against
9. A shareholder proposal regarding
a Director Election Majority
Vote Standard Shareholder Yes For Against
10. A shareholder proposal regarding
Board Independence Shareholder Yes For Against
11. A sharegolder proposal regarding
"Performance-Vesting Shares" Shareholder Yes For Against
General Motors GM.TO 6/7/2005 1. Elect Board of Directors Management Yes Against Against
Corporation 2. Ratify selection of independent
accountants Management Yes For For
3. Eliminate awarding, repricing, or
renewing stock options Shareholder Yes For Against
4. Adopt cumulative voting Shareholder Yes For Against
5. Request report on greenhouse gas
emissions Shareholder Yes For Against
6. Request stockholder approval for
future golden parachutes Shareholder Yes For Against
7. Apply simple majority vote on
items subject to stockholder vote Shareholder Yes For Against
Devon DVN 25179M103 6/8/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of KPMG LLP Management Yes For For
3. Adoption of the Devon Energy
Corp. long term incentive plan Management Yes For For
4. Revised Director election vote
standard Management Yes Against For
Magnum Hunter MHR 55972F203 6/6/2005 1. Approve agreement and plan of
Resources merger Management Yes For For
2. To transact such other business
before meeting or any adjournment
thereof Management Yes For For
MS Emerging MSF 61744G107 6/21/2005 1. Elect Board of Directors Management Yes For For
Markets Fund
Inc.
The Thai Fund, TTF 882904105 6/21/2005 1. Elect Board of Directors Management Yes For For
Inc.
Hollis-Eden HEPH 435902101 6/17/2005 1. Elect Board of Directors Management Yes For For
Pharmaceuticals 2. Amend and restatement of stock
option plan into equity incentive
plan Management Yes Against Against
3. Non- Employee Director's Equity
incentive plan Management Yes Against Against
4. Ratify the selection of BDO
Seidman LLP Management Yes For For
Vicor VICR 925815102 6/23/2005 1. Elect Board of Directors Management Yes For For
Maxygen, Inc. 577776107 6/7/2005 1. Elect Board of Directors Management Yes For For
2. Ratify the selection of Ernst &
Young LLP Management Yes For For
Neopharm NEOL 640919106 6/16/2005 1. Elect Board of Directors Management Yes For For
2. Ratify appointment of KPMG LLP Management Yes For For
Nortel NT.TO 656568102 1. Elect Board of Directors Management Yes For For
Networks 2. Ratify the selection of Deloitte
Corporation & Touche LLP as independent
auditors for the fiscal year Management Yes For For
3. Adoption of Nortel U.S. Stock
Purchase Plan, Global Stock,
Savings and Retirement Plan Management Yes Against Against
4. Nortel Stock Incentive Plan Shareholder Yes Against Against
5. Shareholder Proposal No. 1 Shareholder Yes Against For
6. Shareholder Proposal No. 2 Shareholder Yes Against For
7. Shareholder Proposal No. 3 Shareholder Yes Against For
8. Shareholder Proposal No. 4 Shareholder Yes Against For
9. Shareholder Proposal No. 5 Shareholder Yes Against For
10. Shareholder Proposal No. 6 Shareholder Yes Against For
11. Shareholder Proposal No. 7 Shareholder Yes Against For
12. Shareholder Proposal No. 8 Shareholder Yes Against For
13. Shareholder Proposal No. 9 Shareholder Yes Against For
14. Shareholder Proposal No. 10 Shareholder Yes Against For
15. Shareholder Proposal No. 11 Shareholder Yes Against For
Ballard BLDP 05858H104 6/23/2005 1. Elect Board of Directors Management Yes For For
Power Systems 2. Ratify appointment of KPMG LLP Management Yes For For
Inc.
Ariad ARIA 04033A100 6/15/2005 1. Elect Board of Directors Management Yes For For
Pharmaceuticals 2. Ratify the selection of Deloitte
Inc. & Touche LLP as independent
auditors for the fiscal year Management Yes For For
Cherokee CHRK 164450108 6/28/2005 1. Elect Board of Directors Management Yes Against Against
International 2. Ratify the selection of Deloitte
Corp. & Touche LLP as independent
auditors for the fiscal year Management Yes For For
Crompton Corp. CK 227116100 7/1/2005 1. Approval of the Issuance of
Crompton Corporation common Stock Management Yes For For
2. Approval of Amend. To Crompton
Corp.'s certificate of
incorporation Management Yes For For
Parallel PLLL 699157103 6/21/2005 1. Elect Board of Directors Management Yes For For
Petroleum 2. Ratify the selection of BDO
Corporation Seidman, LLP Management Yes For For
Sirna RNAI 829669100 6/14/2005 1. Elect Board of Directors Management Yes For For
Therapeutics, 2. Approve the company's 2005
Inc. Performance incentive Management Yes Against Against
3. Ratification of Ernst & Young LLP Management Yes For For
4. Ratification of warrant exchange Management Yes For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
ICM Series Trust
By: /s/ Warren J. Isabelle
-----------------------------
Warren J. Isabelle, President
Date: August 29, 2005
-----------------------------