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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 15, 2006
COLLECTORS UNIVERSE, INC.
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(Exact name of registrant as specified in its charter)
Delaware 0-27887 33-0846191
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
921 E. Alton Avenue, Santa Ana, California 92705
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (949) 567-1234
N/A
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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ITEM 5.02 DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF
DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS
On September 14, 2006, Collectors Universe, Inc. issued a press
release announcing that Nancy Robey, a well-known luxury marketer, will be
joining the Company as Chief Marketing Officer effective November 1, 2006. A
copy of that press release is attached hereto as Exhibit 99.1 to, and by this
reference is incorporated into this Current Report on Form 8-K.
In accordance with General Instruction B-2 of Form 8-K, the
information in this Current Report on Form 8-K, including Exhibit 99.1 hereto,
is being furnished and shall not be deemed "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise subject to the
liabilities of that Section, nor shall such information be deemed incorporated
by reference in any filing under the Securities Act of 1933, as amended.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits.
Exhibit No. Description
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99.1 Press release of Collectors Universe, Inc. issued
September 14, 2006, announcing that Nancy Robey, a
well-known luxury marketer, will be joining the
Company as Chief Marketing Officer effective November
1, 2006.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this Current Report to be signed on its behalf by
the undersigned, hereunto duly authorized.
COLLECTORS UNIVERSE, INC.
Dated: September 15, 2006 By: /s/ JOSEPH J. WALLACE
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Joseph J. Wallace,
Chief Financial Officer
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EXHIBIT INDEX
Exhibit No. Description
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99.1 Press release of Collectors Universe, Inc. issued September 14,
2006, announcing that Nancy Robey, a well-known luxury marketer,
will be joining the Company as Chief Marketing Officer effective
November 1, 2006.
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