================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
----------
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 6, 2006
----------
EMBREX, INC.
(Exact name of registrant as specified in its charter)
----------
North Carolina 000-19495 56-1469825
(State or other jurisdiction (Commission File Number) (I.R.S. Employer
of incorporation) Identification Number)
1040 SWABIA COURT, DURHAM, NORTH CAROLINA 27703
(Address of principal executive offices)
----------
(919) 941-5185
(Registrant's telephone number, including area code)
----------
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
================================================================================
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On November 6, 2006, Embrex, Inc. (the "Company"), issued a press
release announcing results for the third quarter ended September 30, 2006. A
copy of the Company's press release is attached as Exhibit 99.1 hereto and is
incorporated herein by reference.
The information in this Current Report on Form 8-K shall not be deemed
to be "filed" for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended, or otherwise subject to the liabilities of that section.
Furthermore, the information in this Current Report on Form 8-K shall not be
deemed to be incorporated by reference into the filings of the Company under the
Securities Act of 1933, as amended.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits.
--------
Exhibit No. Description of Exhibit
- ----------- -------------------------------------------------
99.1 Embrex, Inc. Press Release dated November 6, 2006
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
EMBREX, INC.
By: /s/ Randall L. Marcuson
------------------------
Name: Randall L. Marcuson
Dated: November 6, 2006 Title: President and
Chief Executive Officer
3
EXHIBIT INDEX
Exhibit No. Description of Exhibit
- ----------- -------------------------------------------------
99.1 Embrex, Inc. Press Release dated November 6, 2006
4