SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
AMENDMENT NO. 1 TO FORM 12b-25
NOTIFICATION OF LATE FILING
Commission File No. 333-119655
| | Form 10-K | | Form 20-F | | Form 11-K |X| Form 10-Q | | Form NSAR
For the period ended: September 30, 2007
| | Transition Report on Form 10-K
| | Transition Report on Form 20-F
| | Transition Report on Form 11-K
| | Transition Report on Form 10-Q
| | Transition Report on Form NSAR
For the transition period ended:
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Read attached Instruction Sheet Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification related to a portion of the filing checked above,
identify
the item(s) to which notification relates:
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Part I-Registrant Information
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Full name of Registrant: TriView Global Fund, LLC
Former name if Applicable:
Address of Principal Executive
Office (Street and Number): 505 Brookfield Drive
City, State and Zip Code: Dover, DE 19901
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Part II-Rule 12b-25(b) and (c)
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If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed.(Check box if appropriate.)
(a) The reasons described in detail in Part III of this form could
not be eliminated without unreasonable effort or expense;
| |
(b) The subject annual report, semi-annual report, transition
report of Forms 10-K, 10-KSB, 20-F, 11-K or Form N-SAR, or portion
thereof will be filed on or before the 15th calendar day following
the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q, 10-QSB, or portion thereof will be
filed on or before the fifth calendar day following the prescribed
due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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Part III-Narrative
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State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
10-QSB, N-SAR or the transition report portion thereof could not be filed
within the prescribed time period.
On November 14, 2007, the Registrant reported on Form 12b25 that it required
additional time to complete the review of its third quarter 2007 financial
statements, and that it could not complete this review by the due date of the
subject report without unreasonable effort or expense. An automatic extension
pursuant to Rule 12b25 was granted for the Registrant to file the third
quarter 2007 Form 10-Q (the "Quarterly Report") within five calendar days. As
of the expiration of that extension, on November 19, 2007, the Registrant is
still not able to complete the review of its financial statements and requests
a further extension of time to file the Quarterly Report until November 21,
2007.
The Registrant affirms that (1), it has not made any offers or sales of its
registered securities to non-affiliates of the Registrant since inception and,
accordingly, has not raised the minimum to commence business, (2) it will not
make any offers or sales of its securities until the Quarterly Report is
filed, and (3) there are no disagreements with the independent certifying
accountants as of the date of filing of this Amended Form 12b25.
The cause of this delay is that the Registrant has again recently changed the
accountant responsible for initial preparation of the financial statements
and, because it has not commenced business, its resources are limited. The
Registrant expects that future statements will be prepared on time and will
not be subject to these extenuating circumstances.
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Part IV-Other Information
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(1) Name and telephone number of person to contact in regard to this
notification:
Michael Pacult 260 833-1306
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed?
|X| Yes | | No
If the answer is no, identify report(s)
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by
the earnings statements to be included in the subject report or portion
thereof?
|X| Yes | | No
If so: attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
The results for the nine months and three months ended September 30, 2006
will be restated to be consistent with a change in accounting whereby
organizational costs are expensed as incurred and offering expenses are
are expensed as incurred after the initial effective date of November 3,
2005.
TriView Global Fund, LLC
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Name of Registrant as Specified in Charter
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Registrant: TriView Global Fund, LLC
By TriView Capital Management, Inc.
Its Managing Member
By: /s/ Michael Pacult
Mr. Michael Pacult
Sole Director, Sole Shareholder,
President, and Treasurer of the
Managing Member
Date: November 20, 2007
INSTRUCTION: The form may be signed by an executive officer of the registrant
or by any other duly authorized representative. The name and title of the
person signing the form shall be typed or printed beneath the signature. If
the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the
representative's authority to sign on behalf of the registrant shall be filed
with the form.
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).
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