UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-21758
Clipper Funds Trust
__________________________________________________________
(Exact name of registrant as specified in charter)
CLIPPER FUNDS TRUST
2949 East Elvira Road, Suite 101
Tucson, Arizona 85756
__________________________________________________________
(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code:
(800) 432-2504
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2018-06/30/2019
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned,thereunto duly authorized.
Clipper Funds Trust
__________________________________________________________
(Registrant)
Person signing this Report on Behalf of reporting Registrant:
Name: Kenneth C Eich
Title: Principal Executive Officer
Phone: (520) 806-7600
Signature, Place, and Date of Signing:
Kenneth C Eich, Arizona August 28, 2019
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21758
Reporting Period: 07/01/2018 - 06/30/2019
Clipper Funds Trust
================================= Clipper Fund =================================
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 11, 2019 Meeting Type: Annual
Record Date: JAN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Barth For For Management
1b Elect Director Julie L. Bushman For For Management
1c Elect Director Peter H. Carlin For For Management
1d Elect Director Raymond L. Conner For For Management
1e Elect Director Douglas G. Del Grosso For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Frederick A. Henderson For For Management
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALIBABA GROUP HOLDING LTD.
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 31, 2018 Meeting Type: Annual
Record Date: AUG 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph C. Tsai as Director For For Management
1.2 Elect J. Michael Evans as Director For For Management
1.3 Elect Eric Xiandong Jing as Director For For Management
1.4 Elect Borje E. Ekholm as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director John L. Hennessy For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Alan R. Mulally For For Management
1.8 Elect Director Sundar Pichai For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Adopt a Policy Prohibiting Inequitable Against Against Shareholder
Employment Practices
6 Establish Societal Risk Oversight Against Against Shareholder
Committee
7 Report on Sexual Harassment Policies Against Against Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Report on Gender Pay Gap Against Against Shareholder
10 Employ Advisors to Explore Against Against Shareholder
Alternatives to Maximize Value
11 Approve Nomination of Employee Against Against Shareholder
Representative Director
12 Adopt Simple Majority Vote Against Against Shareholder
13 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
14 Report on Human Rights Risk Assessment Against Against Shareholder
15 Adopt Compensation Clawback Policy Against Against Shareholder
16 Report on Policies and Risks Related Against Against Shareholder
to Content Governance
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Food Waste Against Against Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Prohibit Sales of Facial Recognition Against Against Shareholder
Technology to Government Agencies
7 Report on Impact of Government Use of Against Against Shareholder
Facial Recognition Technologies
8 Report on Products Promoting Hate Against Against Shareholder
Speech
9 Require Independent Board Chairman Against Against Shareholder
10 Report on Sexual Harassment Against Against Shareholder
11 Report on Climate Change Against Against Shareholder
12 Disclose a Board of Directors' Against Against Shareholder
Qualification Matrix
13 Report on Gender Pay Gap Against Against Shareholder
14 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
15 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Peter Chernin For For Management
1d Elect Director Ralph de la Vega For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Stephen J. Squeri For For Management
1i Elect Director Daniel L. Vasella For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adjust Executive Compensation Metrics Against Against Shareholder
for Share Buybacks
6 Report on Gender Pay Gap Against Against Shareholder
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APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director Rene R. Joyce For For Management
6 Elect Director John E. Lowe For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Gender Pay Gap Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Proxy Access Right Against Against Shareholder
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BERKSHIRE HATHAWAY INC.
Ticker: BRK/A Security ID: 084670108
Meeting Date: MAY 04, 2019 Meeting Type: Annual
Record Date: MAR 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffet For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
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CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard D. Fairbank For For Management
1B Elect Director Aparna Chennapragada For For Management
1C Elect Director Ann Fritz Hackett For For Management
1D Elect Director Peter Thomas Killalea For For Management
1E Elect Director Cornelis Petrus For For Management
Adrianus Joseph "Eli" Leenaars
1F Elect Director Pierre E. Leroy For For Management
1G Elect Director Francois Locoh-Donou For For Management
1H Elect Director Peter E. Raskind For For Management
1I Elect Director Mayo A. Shattuck, III For For Management
1J Elect Director Bradford H. Warner For For Management
1K Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
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FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For For Management
Desmond-Hellmann
1.5 Elect Director Sheryl K. Sandberg For For Management
1.6 Elect Director Peter A. Thiel For For Management
1.7 Elect Director Jeffrey D. Zients For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Require Independent Board Chairman Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Disclose Board Diversity and Against Against Shareholder
Qualifications Matrix
9 Report on Content Governance Against Against Shareholder
10 Report on Global Median Gender Pay Gap Against Against Shareholder
11 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
12 Study Strategic Alternatives Including Against Against Shareholder
Sale of Assets
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FERGUSON PLC
Ticker: FERG LN Security ID: G3408R113
Meeting Date: NOV 29, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Re-elect John Martin as Director For For Management
8 Re-elect Kevin Murphy as Director For For Management
9 Re-elect Alan Murray as Director For For Management
10 Re-elect Michael Powell as Director For For Management
11 Re-elect Darren Shapland as Director For For Management
12 Re-elect Dr Nadia Shouraboura as For For Management
Director
13 Re-elect Jacqueline Simmonds as For For Management
Director
14 Approve Increase in the Maximum For For Management
Aggregate Remuneration Payable to
Non-executive Directors
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
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FERGUSON PLC
Ticker: FERG LN Security ID: G3408R113
Meeting Date: APR 29, 2019 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of a New Jersey For For Management
Incorporated and UK Tax-resident
Holding Company
2 Approve Cancellation of Share Premium For For Management
Account
3 Approve Delisting of Ordinary Shares For For Management
from the Official List
4 Approve Change of Company Name to For For Management
Ferguson Holdings Limited; Amend
Memorandum of Association
5 Adopt New Articles of Association For For Management
6 Approve Employee Share Purchase Plan, For For Management
International Sharesave Plan and Long
Term Incentive Plan
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FERGUSON PLC
Ticker: FERG LN Security ID: G3408R113
Meeting Date: APR 29, 2019 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
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GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien M. Bazin For For Management
2 Elect Director H. Lawrence Culp, Jr. For For Management
3 Elect Director Francisco D'Souza For For Management
4 Elect Director Edward P. Garden For For Management
5 Elect Director Thomas W. Horton For For Management
6 Elect Director Risa Lavizzo-Mourey For For Management
7 Elect Director Catherine Lesjak For For Management
8 Elect Director Paula Rosput Reynolds For For Management
9 Elect Director Leslie F. Seidman For For Management
10 Elect Director James S. Tisch For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Approve Reduction in Minimum Size of For For Management
Board
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
15 Provide for Cumulative Voting Against Against Shareholder
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director Todd A. Combs For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Mellody Hobson For For Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Michael A. Neal For For Management
1k Elect Director Lee R. Raymond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Gender Pay Gap Against Against Shareholder
5 Amend Proxy Access Right Against Against Shareholder
6 Provide for Cumulative Voting Against Against Shareholder
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LAFARGEHOLCIM LTD.
Ticker: LHN FP Security ID: H4768E105
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4 Approve Creation of CHF 80 Million For For Management
Pool of Capital with Preemptive Rights
for Optional Dividend
5.1.1 Reelect Beat Hess as Director and For For Management
Board Chairmann
5.1.2 Reelect Paul Desmarais as Director For For Management
5.1.3 Reelect Oscar Fanjul as Director For For Management
5.1.4 Reelect Patrick Kron as Director For For Management
5.1.5 Reelect Adrian Loader as Director For For Management
5.1.6 Reelect Juerg Oleas as Director For For Management
5.1.7 Reelect Hanne Sorensen as Director For For Management
5.1.8 Reelect Dieter Spaelti as Director For For Management
5.2.1 Elect Colin Hall as Director For For Management
5.2.2 Elect Naina Lal Kidwai as Director For For Management
5.2.3 Elect Claudia Ramirez as Director For For Management
5.3.1 Reappoint Paul Desmarais as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Oscar Fanjul as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Reappoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4.1 Ratify Deloitte AG as Auditors For For Management
5.4.2 Designate Thomas Ris as Independent For For Management
Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.1 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 40
Million
7 Approve CHF 20.6 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
8 Transact Other Business (Voting) For For Management
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MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 13, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Bruce Connell For For Management
1b Elect Director Thomas S. Gayner For For Management
1c Elect Director Stewart M. Kasen For For Management
1d Elect Director Alan I. Kirshner For For Management
1e Elect Director Diane Leopold For For Management
1f Elect Director Lemuel E. Lewis For For Management
1g Elect Director Anthony F. Markel For For Management
1h Elect Director Steven A. Markel For For Management
1i Elect Director Darrell D. Martin For For Management
1j Elect Director Michael O'Reilly For For Management
1k Elect Director Michael J. Schewel For For Management
1l Elect Director Richard R. Whitt, III For For Management
1m Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
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NASPERS LTD.
Ticker: NPN SJ Security ID: S53435103
Meeting Date: AUG 24, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2018
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with
Brendan Deegan as the Individual
Registered Auditor
4 Re-elect Mark Sorour as Director For For Management
5.1 Re-elect Craig Enenstein as Director For For Management
5.2 Re-elect Don Eriksson as Director For For Management
5.3 Re-elect Hendrik du Toit as Director For For Management
5.4 Re-elect Guijin Liu as Director For For Management
5.5 Re-elect Roberto Oliveira de Lima as For For Management
Director
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Ben van der Ross as Member of For For Management
the Audit Committee
6.3 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation of the For For Management
Remuneration Policy
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
11 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social and Ethics For For Management
Committee Chairman
1.12 Approve Fees of the Social and Ethics For For Management
Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Repurchase of A Ordinary For For Management
Shares
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QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky B. Gregg For For Management
1.2 Elect Director Timothy L. Main For For Management
1.3 Elect Director Denise M. Morrison For For Management
1.4 Elect Director Gary M. Pfeiffer For For Management
1.5 Elect Director Timothy M. Ring For For Management
1.6 Elect Director Stephen H. Rusckowski For For Management
1.7 Elect Director Daniel C. Stanzione For For Management
1.8 Elect Director Helen I. Torley For For Management
1.9 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For For Management
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SAFRAN SA
Ticker: SAF FP Security ID: F4035A557
Meeting Date: NOV 27, 2018 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Approve Merger by Absorption of Zodiac For For Management
Aerospace by Safran
3 Amend Article 10 of Bylaws Re: Voting For For Management
Rights
4 Authorize Filing of Required For For Management
Documents/Other Formalities
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THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 09, 2019 Meeting Type: Annual
Record Date: FEB 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Linda Z. Cook For For Management
1c Elect Director Joseph J. Echevarria For For Management
1d Elect Director Edward P. Garden For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Edmund F. "Ted" Kelly For For Management
1h Elect Director Jennifer B. Morgan For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Charles W. Scharf For For Management
1k Elect Director Samuel C. Scott, III For For Management
1l Elect Director Alfred "Al" W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Less than For For Management
Unanimous Written Consent
5 Approve Omnibus Stock Plan For For Management
6 Report on Gender Pay Gap Against Against Shareholder
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U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Marc N. Casper For For Management
1e Elect Director Andrew Cecere For For Management
1f Elect Director Arthur D. Collins, Jr. For For Management
1g Elect Director Kimberly J. Harris For For Management
1h Elect Director Roland A. Hernandez For For Management
1i Elect Director Doreen Woo Ho For For Management
1j Elect Director Olivia F. Kirtley For For Management
1k Elect Director Karen S. Lynch For For Management
1l Elect Director Richard P. McKenney For For Management
1m Elect Director Yusuf I. Mehdi For For Management
1n Elect Director David B. O'Maley For For Management
1o Elect Director O'dell M. Owens For For Management
1p Elect Director Craig D. Schnuck For For Management
1q Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2019 Meeting Type: Annual
Record Date: FEB 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Diane M. Bryant For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jean-Pierre Garnier For For Management
1e Elect Director Gregory J. Hayes For For Management
1f Elect Director Christopher J. Kearney For For Management
1g Elect Director Ellen J. Kullman For For Management
1h Elect Director Marshall O. Larsen For For Management
1i Elect Director Harold W. McGraw, III For For Management
1j Elect Director Margaret L. O'Sullivan For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Fredric G. Reynolds For For Management
1m Elect Director Brian C. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
5 Ratify The Reduced Ownership Threshold For For Management
to Call a Special Meeting
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WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Elizabeth A. "Betsy" For For Management
Duke
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Donald M. James For For Management
1g Elect Director Maria R. Morris For For Management
1h Elect Director Juan A. Pujadas For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director C. Allen Parker For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against Against Shareholder
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WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Albert J. Neupaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
========== END NPX REPORT