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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
November 7, 2006 (November 7, 2006)
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Newcastle Investment Corp.
(Exact Name of Registrant as Specified in Charter)
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Maryland 001-31458 81-0559116
(State or other jurisdiction (Commission File (IRS Employer Identification
of incorporation) Number) No.)
1345 Avenue of the Americas, New York, NY 10105
(Address of Principal Executive Offices) Zip Code)
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(212) 798-6100
Registrant's telephone number, including area code
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Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of Operations and Financial Condition
On November 7, 2006, Newcastle Investment Corp. (the "Company") announced its
results of operations for the quarter ended September 30, 2006. A copy of the
related press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements And Exhibits
(d) Exhibits
99.1 Press Release, dated November 7, 2006, issued by Newcastle
Investment Corp.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Newcastle Investment Corp.
(Registrant)
Date: November 7, 2006 By: /s/ Debra A. Hess
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Name: Debra A. Hess
Title: Chief Financial Officer
EXHIBIT INDEX
Exhibit No. Description
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99.1 Press Release, dated November 7, 2006, issued by Newcastle
Investment Corp.