Delisting Determination,The Nasdaq Stock Market, LLC,
February 17, 2016, Liquid Holdings Group, Inc. The Nasdaq
Stock Market, Inc. (the Exchange) has determined to remove
from listing the common stock of Liquid Holdings Group, Inc.
(the Company), effective at the opening of the trading
session on February 29, 2016. Based on review of information
provided by the Company, Nasdaq Staff determined that the
Company no longer qualified for listing on the Exchange
pursuant to Listing Rule 5250(c)(1).
The Company was notified of the Staffs
determination on September 21, 2015.  The Company appealed
the determination to a Hearing Panel. On October 26, 2015,
the Company withdrew its request for an appeal.
The Staff determination to delist the Company
became final on October 28, 2015.