UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08979
NAME OF REGISTRANT: Victory Variable Insurance
Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 3435 Stelzer Road
Columbus, Oh 43219
NAME AND ADDRESS OF AGENT FOR SERVICE: George Stevens Citi Fund
Services
3435 Stelzer Road
Columbus, Oh 43219
REGISTRANT'S TELEPHONE NUMBER: 800-362-5365
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
VVI Diversified Stock Fund
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ABB LTD Agenda Number: 932672202
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Security: 000375204
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: ABB
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2006.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Mgmt For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
05 APPROVAL OF THE CREATION OF THE AUTHORIZED SHARE Mgmt For For
CAPITAL, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
6A ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. Mgmt For For
6B LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. Mgmt For For
6C HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. Mgmt For For
6D MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. Mgmt For For
6E MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. Mgmt For For
6F BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. Mgmt For For
6G JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. Mgmt For For
6H HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS DIRECTOR. Mgmt For For
07 APPROVAL OF THE ELECTION OF THE AUDITORS, GROUP Mgmt For For
AUDITORS AND SPECIAL AUDITORS, AS SET FORTH
IN THE NOTICE OF MEETING ENCLOSED HEREWITH.
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AMBAC FINANCIAL GROUP, INC. Agenda Number: 932661944
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Security: 023139108
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: ABK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL A. CALLEN Mgmt For For
JILL M. CONSIDINE Mgmt For For
PHILIP N. DUFF Mgmt For For
ROBERT J. GENADER Mgmt For For
W. GRANT GREGORY Mgmt For For
THOMAS C. THEOBALD Mgmt For For
LAURA S. UNGER Mgmt For For
HENRY D.G. WALLACE Mgmt For For
02 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 932677187
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Security: 026874107
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: AIG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARSHALL A. COHEN Mgmt For For
MARTIN S. FELDSTEIN Mgmt For For
ELLEN V. FUTTER Mgmt For For
STEPHEN L. HAMMERMAN Mgmt For For
RICHARD C. HOLBROOKE Mgmt For For
FRED H. LANGHAMMER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
MORRIS W. OFFIT Mgmt For For
JAMES F. ORR III Mgmt For For
VIRGINIA M. ROMETTY Mgmt For For
MARTIN J. SULLIVAN Mgmt For For
MICHAEL H. SUTTON Mgmt For For
EDMUND S.W. TSE Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Mgmt Against Against
INC. 2007 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shr Against For
STOCK OPTIONS.
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BANK OF AMERICA CORPORATION Agenda Number: 932644481
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Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: BAC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shr Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr Against For
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BEST BUY CO., INC. Agenda Number: 932721738
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Security: 086516101
Meeting Type: Annual
Meeting Date: 27-Jun-2007
Ticker: BBY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JAMES* Mgmt For For
ELLIOT S. KAPLAN* Mgmt For For
MATTHEW H. PAULL* Mgmt For For
JAMES E. PRESS* Mgmt For For
RICHARD M. SCHULZE* Mgmt For For
MARY A. TOLAN* Mgmt For For
HATIM A. TYABJI* Mgmt For For
ROGELIO M. REBOLLEDO** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 1, 2008.
03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Mgmt Against Against
INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES SUBJECT TO
THE PLAN TO 38 MILLION SHARES.
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BROADCOM CORPORATION Agenda Number: 932657678
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Security: 111320107
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: BRCM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. FARINSKY Mgmt For For
MAUREEN E. GRZELAKOWSKI Mgmt For For
NANCY H. HANDEL Mgmt For For
JOHN MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
ALAN E. ROSS Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
WERNER F. WOLFEN Mgmt For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt For For
S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Mgmt For For
OFFICER PERFORMANCE BONUS PLAN UNDER WHICH
INCENTIVE BONUSES, QUALIFYING AS PERFORMACE-BASED
COMPENSATION WITHIN THE MEANING OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF 1986,
AS AMENDED, MAY BE PROVIDED TO CERTAIN EXECUTIVE
OFFICERS.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against Against
S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
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CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 932567425
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Security: 14040H105
Meeting Type: Special
Meeting Date: 22-Aug-2006
Ticker: COF
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN
CAPITAL ONE FINANCIAL CORPORATION AND NORTH
FORK BANCORPORATION, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME, PURSUANT TO WHICH NORTH
FORK WILL MERGE WITH AND INTO CAPITAL ONE.
02 TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt Against Against
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
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CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 932651602
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Security: 14040H105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: COF
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. RONALD DIETZ Mgmt For For
LEWIS HAY, III Mgmt For For
MAYO SHATTUCK, III Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
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CATERPILLAR INC. Agenda Number: 932706231
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Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Jun-2007
Ticker: CAT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt For For
WILLIAM A. OSBORN Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
02 RATIFY AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR Shr Against For
04 STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD Shr Against For
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CELANESE CORPORATION Agenda Number: 932568390
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Security: 150870103
Meeting Type: Special
Meeting Date: 14-Aug-2006
Ticker: CE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN G. MCGUINN Mgmt For For
JOHN K. WULFF Mgmt For For
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CELANESE CORPORATION Agenda Number: 932655383
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Security: 150870103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: CE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHINH E. CHU Mgmt For For
MARK C. ROHR Mgmt For For
DAVID N. WEIDMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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CHESAPEAKE ENERGY CORPORATION Agenda Number: 932702245
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Security: 165167107
Meeting Type: Annual
Meeting Date: 08-Jun-2007
Ticker: CHK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK KEATING Mgmt For For
MERRILL A. MILLER, JR. Mgmt For For
FREDERICK B. WHITTEMORE Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt Against Against
PLAN.
03 TO APPROVE AN AMENDMENT TO OUR 2003 STOCK AWARD Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
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CISCO SYSTEMS, INC. Agenda Number: 932588405
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
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CITIGROUP INC. Agenda Number: 932641562
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Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr For Against
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr For Against
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
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CONTINENTAL AIRLINES, INC. Agenda Number: 932701786
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Security: 210795308
Meeting Type: Annual
Meeting Date: 12-Jun-2007
Ticker: CAL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. BARRACK, JR. Mgmt For For
KIRBYJON H. CALDWELL Mgmt For For
LAWRENCE W. KELLNER Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
HENRY L. MEYER III Mgmt For For
OSCAR MUNOZ Mgmt For For
GEORGE G.C. PARKER Mgmt For For
JEFFERY A. SMISEK Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
RONALD B. WOODARD Mgmt For For
CHARLES A. YAMARONE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL RELATED TO POLITICAL ACTIVITIES Shr Against For
04 STOCKHOLDER PROPOSAL RELATED TO PERFORMANCE-BASED Shr Against For
EQUITY COMPENSATION FOR SENIOR OFFICERS
05 PLEASE MARK FOR IF STOCK OWNED BENEFICIALLY Mgmt Against
BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO
ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY
STATEMENT)
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DELL INC. Agenda Number: 932554593
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Security: 24702R101
Meeting Type: Annual
Meeting Date: 21-Jul-2006
Ticker: DELL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
ALAN (A.G.) LAFLEY Mgmt For For
JUDY C. LEWENT Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
MICHAEL A. MILES Mgmt For For
SAMUEL A. NUNN, JR. Mgmt For For
KEVIN B. ROLLINS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 GLOBAL HUMAN RIGHTS STANDARD Shr Against For
SH2 DECLARATION OF DIVIDEND Shr Against For
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E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 932650903
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Security: 263534109
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: DD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. BROWN Mgmt For For
ROBERT A. BROWN Mgmt For For
BERTRAND P. COLLOMB Mgmt For For
CURTIS J. CRAWFORD Mgmt For For
JOHN T. DILLON Mgmt For For
ELEUTHERE I. DU PONT Mgmt For For
CHARLES O. HOLLIDAY, JR Mgmt For For
LOIS D. JULIBER Mgmt For For
MASAHISA NAITOH Mgmt For For
SEAN O'KEEFE Mgmt For For
WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt Against Against
04 ON GENETICALLY MODIFIED FOOD Shr Against For
05 ON PLANT CLOSURE Shr Against For
06 ON REPORT ON PFOA Shr For Against
07 ON COSTS Shr Against For
08 ON GLOBAL WARMING Shr Against For
09 ON CHEMICAL FACILITY SECURITY Shr Against For
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EXELON CORPORATION Agenda Number: 932660562
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Security: 30161N101
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: EXC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For For
1B ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For
1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Mgmt For For
1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For For
1E ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For
1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Mgmt For For
FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING
IN 2008
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr For Against
APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS
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FIRST DATA CORPORATION Agenda Number: 932685285
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Security: 319963104
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: FDC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For
02 ELECTION OF DIRECTOR: HENRY C. DUQUES Mgmt For For
03 ELECTION OF DIRECTOR: RICHARD P. KIPHART Mgmt For For
04 ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
05 THE APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
SHARES ISSUABLE UNDER THE COMPANY S EMPLOYEE
STOCK PURCHASE PLAN BY 12,500,000 SHARES OF
COMPANY COMMON STOCK.
06 THE APPROVAL OF THE 2006 NON-EMPLOYEE DIRECTOR Mgmt For For
EQUITY COMPENSATION PLAN AND THE ALLOCATION
OF 1,500,000 SHARES OF COMPANY COMMON STOCK
TO THE PLAN.
07 THE APPROVAL OF AMENDMENTS TO THE COMPANY S Mgmt For For
2002 LONG-TERM INCENTIVE PLAN.
08 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2007.
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FORD MOTOR COMPANY Agenda Number: 932669128
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Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: F
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R.H. BOND Mgmt For For
STEPHEN G. BUTLER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
EDSEL B. FORD II Mgmt For For
WILLIAM CLAY FORD, JR. Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
RICHARD A. MANOOGIAN Mgmt For For
ELLEN R. MARRAM Mgmt For For
ALAN MULALLY Mgmt For For
HOMER A. NEAL Mgmt For For
JORMA OLLILA Mgmt For For
JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 RELATING TO DISCLOSURE OF OFFICER COMPENSATION. Shr Against For
04 RELATING TO ADOPTION OF GOALS TO REDUCE GREENHOUSE Shr Against For
GASES.
05 RELATING TO ALLOWING HOLDERS OF 10% OF COMMON Shr Against For
STOCK TO CALL SPECIAL MEETINGS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL COMPANY STOCK HAVE
ONE VOTE PER SHARE.
07 RELATING TO PUBLISHING A REPORT ON GLOBAL WARMING/COOLING.Shr Against For
08 RELATING TO THE COMPANY REMOVING REFERENCES Shr Against For
TO SEXUAL ORIENTATION FROM EQUAL EMPLOYMENT
POLICIES.
09 RELATING TO ADOPTION OF A POLICY THAT 75% OF Shr Against For
EQUITY GRANTS BE PERFORMANCE-BASED.
10 RELATING TO THE COMPANY REPORTING ON RISING Shr Against For
HEALTH CARE EXPENSES.
- --------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 932619553
- --------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: BEN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL H. ARMACOST Mgmt For For
CHARLES CROCKER Mgmt For For
JOSEPH R. HARDIMAN Mgmt For For
ROBERT D. JOFFE Mgmt For For
CHARLES B. JOHNSON Mgmt For For
GREGORY E. JOHNSON Mgmt For For
RUPERT H. JOHNSON, JR. Mgmt For For
THOMAS H. KEAN Mgmt For For
CHUTTA RATNATHICAM Mgmt For For
PETER M. SACERDOTE Mgmt For For
LAURA STEIN Mgmt For For
ANNE M. TATLOCK Mgmt For For
LOUIS E. WOODWORTH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2007.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK
INVESTMENT PLAN, INCLUDING AN INCREASE OF 4,000,000
SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932635862
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: GE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
SIR WILLIAM M. CASTELL Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
SUSAN HOCKFIELD Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G.(A.G.) LAFLEY Mgmt For For
ROBERT W. LANE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF KPMG Mgmt For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Mgmt For For
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shr Against For
02 CURB OVER-EXTENDED DIRECTORS Shr Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Shr Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shr Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
07 GLOBAL WARMING REPORT Shr Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For
09 REPORT ON PAY DIFFERENTIAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 932573086
- --------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: GIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL DANOS Mgmt For For
WILLIAM T. ESREY Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
JUDITH RICHARDS HOPE Mgmt For For
HEIDI G. MILLER Mgmt For For
H. OCHOA-BRILLEMBOURG Mgmt For For
STEVE ODLAND Mgmt For For
KENDALL J. POWELL Mgmt For For
MICHAEL D. ROSE Mgmt For For
ROBERT L. RYAN Mgmt For For
STEPHEN W. SANGER Mgmt For For
A. MICHAEL SPENCE Mgmt For For
DOROTHY A. TERRELL Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Mgmt For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Mgmt Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shr Against For
ENGINEERED FOOD PRODUCTS.
- --------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 932658098
- --------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: GILD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt Against Against
S 2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt For For
S EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 932669205
- --------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: HAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K.M. BADER Mgmt For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1D ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Mgmt For For
1F ELECTION OF DIRECTOR: K.T DERR Mgmt For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Mgmt For For
1I ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For
1L ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932667009
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932642944
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
S.A. JACKSON Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
J.W. OWENS Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr Against For
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against For
DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 932557931
- --------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 26-Jul-2006
Ticker: MCK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WAYNE A. BUDD Mgmt For For
ALTON F. IRBY III Mgmt For For
DAVID M. LAWRENCE, M.D. Mgmt For For
JAMES V. NAPIER Mgmt For For
02 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL Shr Against For
ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932567906
- --------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 24-Aug-2006
Ticker: MDT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
ROBERT C. POZEN Mgmt For For
GORDON M. SPRENGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr For Against
ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 932591173
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: MSFT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For
1D ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1H ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shr Against For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC. Agenda Number: 932567235
- --------------------------------------------------------------------------------------------------------------------------
Security: 659424105
Meeting Type: Annual
Meeting Date: 22-Aug-2006
Ticker: NFB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 12, 2006 BETWEEN
CAPITAL ONE FINANCIAL CORPORATION AND NORTH
FORK BANCORPORATION, INC. AS IT MAY BE AMENDED
FROM TIME TO TIME, PURSUANT TO WHICH NORTH
FORK WILL MERGE WITH AND INTO CAPITAL ONE.
02 TO ADJOURN OR POSTPONE THE NORTH FORK ANNUAL Mgmt Against Against
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
03 DIRECTOR
JOSIAH AUSTIN Mgmt For For
KAREN GARRISON Mgmt For For
JOHN ADAM KANAS Mgmt For For
RAYMOND A. NIELSEN Mgmt For For
A. ROBERT TOWBIN Mgmt For For
04 RATIFICATION OF OUR APPOINTMENT OF KPMG LLP Mgmt For For
AS NORTH FORK S INDEPENDENT AUDITORS FOR 2006.
- --------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 932630696
- --------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 06-Mar-2007
Ticker: NVS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt For For
STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2006.
02 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS Mgmt For For
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Mgmt For For
AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND
4A ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt For For
OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM
4B ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt For For
OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM
4C ELECTION TO THE BOARD OF DIRECTORS: ELECTION Mgmt For For
OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF
OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING
ON THE DAY OF THE AGM IN 2010
05 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Mgmt For For
06 VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For
AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS
ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN
ACCORDANCE WITH THE PROPOSALS OF THE BOARD
OF DIRECTORS. MARKING THE BOX FOR IS A VOTE
FOR THE PROPOSALS OF THE BOARD. MARKING THE
BOX AGAINST OR ABSTAIN IS A VOTE TO ABSTAIN
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 932579747
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 09-Oct-2006
Ticker: ORCL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY S. BERG Mgmt For For
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2007.
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Mgmt Against Against
RESTATED 1993 DIRECTORS STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 932661413
- --------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: BTU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. COLEY Mgmt For For
IRL F. ENGELHARDT Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 932641637
- --------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: PFE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS A. AUSIELLO Mgmt For For
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
JEFFREY B. KINDLER Mgmt For For
GEORGE A. LORCH Mgmt For For
DANA G. MEAD Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE FEASIBILITY OF AMENDING PFIZER S CORPORATE
POLICY ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shr Against For
FOR DIRECTOR NOMINEES.
- --------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 932640851
- --------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: PPG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES G. BERGES Mgmt For For
ERROLL B. DAVIS, JR. Mgmt For For
VICTORIA F. HAYNES Mgmt For For
02 PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO IMPLEMENT A MAJORITY VOTE STANDARD Mgmt For For
FOR THE ELECTION OF DIRECTORS IN UNCONTESTED
ELECTIONS, RETAINING A PLURALITY VOTE STANDARD
IN CONTESTED ELECTIONS.
04 PROPOSAL TO ELIMINATE CUMULATIVE VOTING IN ALL Mgmt For For
ELECTIONS OF DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATED TO FUTURE SEVERANCE Shr For Against
AGREEMENTS WITH SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 932620380
- --------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: SI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 TO CONSIDER AND VOTE UPON APPROPRIATION OF THE Mgmt For For
NET INCOME OF SIEMENS AG TO PAY A DIVIDEND.
04 TO RATIFY THE ACTS OF THE MANAGING BOARD. Mgmt Against Against
05 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. Mgmt Against Against
06 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS.
07 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Mgmt For For
THE ACQUISITION AND USE OF SIEMENS SHARES AND
THE EXCLUSION OF SHAREHOLDERS PREEMPTIVE AND
TENDER RIGHTS.
08 TO CONSIDER AND VOTE UPON AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO MODERNIZE
THEM.
09 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Mgmt For For
ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION.
- --------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION Agenda Number: 932671945
- --------------------------------------------------------------------------------------------------------------------------
Security: 852061100
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: S
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KEITH J. BANE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: V. JANET HILL Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT
NEXTEL FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Mgmt Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shr For Against
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N.V. Agenda Number: 932683813
- --------------------------------------------------------------------------------------------------------------------------
Security: 861012102
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: STM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT OUR STATUTORY ANNUAL ACCOUNTS FOR THE Mgmt For For
2006 FINANCIAL YEAR, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO DISTRIBUTE A DIVIDEND IN CASH OF US $0.30 Mgmt For For
PER ORDINARY SHARE, IN LINE WITH OUR DIVIDEND
POLICY AS COMMUNICATED.
03 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGING Mgmt For For
BOARD FOR HIS MANAGEMENT DURING THE 2006 FINANCIAL
YEAR.
04 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD FOR THEIR SUPERVISION DURING THE 2006
FINANCIAL YEAR.
5A TO APPOINT MR. ALESSANDRO OVI AS A MEMBER OF Mgmt For For
OUR SUPERVISORY BOARD FOR A THREE-YEAR TERM
EFFECTIVE AS OF OUR 2007 AGM.
5B TO APPOINT MR. RAY BINGHAM AS A MEMBER OF OUR Mgmt For For
SUPERVISORY BOARD FOR A THREE-YEAR TERM EFFECTIVE
AS OF OUR 2007 AGM.
06 TO APPROVE THE MODIFICATION TO THE THREE YEAR Mgmt Against Against
STOCK-BASED COMPENSATION PLAN.
07 TO APPROVE THE DELEGATION TO OUR SUPERVISORY Mgmt For For
BOARD OF THE POWER TO GRANT MR. C. BOZOTTI
UP TO A MAXIMUM NUMBER OF 100,000 ORDINARY
SHARES.
08 TO DESIGNATE OUR SUPERVISORY BOARD AS THE CORPORATE Mgmt For For
BODY AUTHORIZED TO RESOLVE UPON ISSUANCE OF
ANY NUMBER OF SHARES AS COMPRISED IN THE AUTHORIZED
SHARE CAPITAL.
09 TO AUTHORIZE OUR MANAGING BOARD TO ACQUIRE FOR Mgmt For For
A CONSIDERATION ON A STOCK EXCHANGE.
10 TO AMEND OUR ARTICLES OF ASSOCIATION, ALL AS Mgmt For For
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932571032
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 13-Sep-2006
Ticker: SYMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DAVID ROUX Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE OF 40,000,000 IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION
OF THE SHARE POOL AVAILABLE UNDER THE PLAN
TO REFLECT A RATIO-BASED POOL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932638399
- --------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: TXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For For
1C ELECTION OF DIRECTOR: D.A. CARP. Mgmt For For
1D ELECTION OF DIRECTOR: C.S. COX. Mgmt For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For
1F ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 932657399
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: SCHW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ALDINGER III Mgmt For For
DONALD G. FISHER Mgmt For For
PAULA A. SNEED Mgmt For For
02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shr For Against
FOR MAJORITY VOTING
- --------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 932680499
- --------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: HD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1D ELECTION OF DIRECTOR: JOHN L. CLENDENIN Mgmt For For
1E ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Mgmt For For
1F ELECTION OF DIRECTOR: MILLEDGE A. HART, III Mgmt For For
1G ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD Mgmt For For
1J ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON Mgmt For For
1K ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008
03 SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION Shr For Against
04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT DISCLOSURE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shr For Against
COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES Shr For Against
07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shr Against For
08 SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shr Against For
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shr Against For
PERFORMANCE
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shr Against For
11 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND Shr Against For
CEO
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For
OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 932659886
- --------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: WU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DINYAR S. DEVITRE Mgmt For For
BETSY D. HOLDEN Mgmt For For
CHRISTINA A. GOLD Mgmt For For
02 APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM Mgmt Against Against
INCENTIVE PLAN
03 APPROVAL OF THE WESTERN UNION COMPANY SENIOR Mgmt Against Against
EXECUTIVE ANNUAL INCENTIVE PLAN
04 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 932682962
- --------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: TIF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM R. CHANEY Mgmt For For
1D ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: J. THOMAS PRESBY Mgmt For For
1H ELECTION OF DIRECTOR: JAMES E. QUINN Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 932680350
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317105
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: TWX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
JEFFREY L. BEWKES Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
MATHIAS DOPFNER Mgmt For For
JESSICA P. EINHORN Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shr Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER
RIGHTS PLAN HAS BEEN ADOPTED.
- --------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC. Agenda Number: 932628968
- --------------------------------------------------------------------------------------------------------------------------
Security: 889478103
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: TOL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ZVI BARZILAY Mgmt For For
EDWARD G. BOEHNE Mgmt For For
RICHARD J. BRAEMER Mgmt For For
CARL B. MARBACH Mgmt Withheld Against
02 THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK Mgmt Against Against
INCENTIVE PLAN FOR EMPLOYEES (2007).
03 THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK Mgmt Against Against
INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS (2007).
04 THE APPROVAL OF ERNST & YOUNG LLP AS THE COMPANY Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. Agenda Number: 932654064
- --------------------------------------------------------------------------------------------------------------------------
Security: G90078109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: RIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT L. LONG Mgmt For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Mgmt For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 932648504
- --------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: UPS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BURNS Mgmt For For
D. SCOTT DAVIS Mgmt For For
STUART E. EIZENSTAT Mgmt For For
MICHAEL L. ESKEW Mgmt For For
JAMES P. KELLY Mgmt For For
ANN M. LIVERMORE Mgmt For For
VICTOR A. PELSON Mgmt For For
JOHN W. THOMPSON Mgmt For For
CAROL B. TOME Mgmt For For
BEN VERWAAYEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS UPS S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
USG CORPORATION Agenda Number: 932664786
- --------------------------------------------------------------------------------------------------------------------------
Security: 903293405
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: USG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWRENCE M. CRUTCHER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
STEVEN F. LEER Mgmt For For
JUDITH A. SPRIESER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
- --------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 932647045
- --------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: WMI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Mgmt For For
1C PROPOSAL TO ELECT: PATRICK W. GROSS Mgmt For For
1D PROPOSAL TO ELECT: THOMAS I. MORGAN Mgmt For For
1E PROPOSAL TO ELECT: JOHN C. POPE Mgmt For For
1F PROPOSAL TO ELECT: W. ROBERT REUM Mgmt For For
1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Mgmt For For
1H PROPOSAL TO ELECT: DAVID P. STEINER Mgmt For For
1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 932642615
- --------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: WY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. ROGEL Mgmt For For
DEBRA A. CAFARO Mgmt For For
RICHARD H. SINKFIELD Mgmt For For
D. MICHAEL STEUERT Mgmt For For
JAMES N. SULLIVAN Mgmt For For
KIM WILLIAMS Mgmt For For
02 SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shr Against For
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr For Against
04 SHAREHOLDER PROPOSAL ON WOOD SUPPLY Shr Against For
05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 932716674
- --------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 12-Jun-2007
Ticker: YHOO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Mgmt For For
1B ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Mgmt For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Mgmt For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Mgmt For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Mgmt For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Mgmt Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE.Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shr Against For
ON HUMAN RIGHTS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Victory Variable Insurance Funds
By (Signature) /s/ David C Brown
Name David C Brown
Title President
Date 08/22/2007