UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08267
NAME OF REGISTRANT: Kopp Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 7701 France Avenue S
Suite 500
Edina, MN 55435
NAME AND ADDRESS OF AGENT FOR SERVICE: John Flakne
7701 France Avenue S
Suite 500
Edina, MN 55435
REGISTRANT'S TELEPHONE NUMBER: 952-841-0400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
KOPP EMERGING GROWTH FUND
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ADEPT TECHNOLOGY, INC. Agenda Number: 932596743
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Security: 006854202
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: ADEP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BUCHER Mgmt For For
CHARLES H. FINNIE Mgmt For For
A. RICHARD JUELIS Mgmt For For
MICHAEL P. KELLY Mgmt For For
ROBERT J. MAJTELES Mgmt For For
HERBERT J. MARTIN Mgmt For For
CARY R. MOCK Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE 2004 DIRECTOR Mgmt For For
OPTION PLAN.
03 TO RATIFY THE SELECTION OF ARMANINO MCKENNA Mgmt For For
LLP TO SERVE AS THE INDEPENDENT AUDITORS OF
ADEPT FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
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ARRAY BIOPHARMA INC. Agenda Number: 932592062
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Security: 04269X105
Meeting Type: Annual
Meeting Date: 02-Nov-2006
Ticker: ARRY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F.J. BULLOCK, PH.D. Mgmt For For
KEVIN KOCH, PH.D. Mgmt For For
D.E. WILLIAMS, PH.D. Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE ARRAY BIOPHARMA Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN (I) INCREASING
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 450,000 SHARES,
TO AN AGGREGATE OF 1,650,000 SHARES, AND (II)
REMOVING AN ELIGIBILITY REQUIREMENT, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
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BOOKHAM, INC. Agenda Number: 932591325
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Security: 09856E105
Meeting Type: Annual
Meeting Date: 01-Nov-2006
Ticker: BKHM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT LORI HOLLAND AS A CLASS II DIRECTOR Mgmt For For
FOR THE ENSUING THREE YEARS.
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
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CALIPER LIFE SCIENCES, INC. Agenda Number: 932566651
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Security: 130872104
Meeting Type: Annual
Meeting Date: 09-Aug-2006
Ticker: CALP
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
CALIPER COMMON STOCK AND WARRANTS TO PURCHASE
SHARES OF CALIPER COMMON STOCK PURSUANT TO
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF FEBRUARY 10, 2006, BY AND AMONG CALIPER,
XENOGEN CORPORATION, AND CALIPER HOLDINGS,
INC., AS DESCRIBED IN THE ATTACHED JOINT PROXY
STATEMENT-PROSPECTUS.
02 PROPOSAL TO ADJOURN CALIPER S ANNUAL MEETING, Mgmt For For
IF NECESSARY, IF A QUORUM IS PRESENT, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF PROPOSAL NO. 1.
03 PROPOSAL TO APPROVE AN AMENDMENT TO CALIPER Mgmt For For
S RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 70,000,000 SHARES TO 100,000,000
SHARES, WHICH REPRESENTS AN ADDITIONAL 30,000,000
SHARES, AS DESCRIBED IN THE ATTACHED JOINT
PROXY STATEMENT- PROSPECTUS.
04 DIRECTOR
KATHRYN A. TUNSTALL Mgmt For For
E. KEVIN HRUSOVSKY Mgmt For For
05 PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CALIPER FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2006.
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CELL GENESYS, INC. Agenda Number: 932621320
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Security: 150921104
Meeting Type: Special
Meeting Date: 06-Feb-2007
Ticker: CEGE
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE OPTION EXCHANGE PROGRAM PROPOSED Mgmt For For
BY THE BOARD OF DIRECTORS AND DESCRIBED IN
THIS PROXY STATEMENT.
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CIENA CORPORATION Agenda Number: 932626851
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Security: 171779309
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: CIEN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWTON W. FITT Mgmt For For
PATRICK H NETTLES PH.D. Mgmt For For
MICHAEL J. ROWNY Mgmt For For
02 RATIFICATION OF THE ELECTION BY THE BOARD OF Mgmt For For
DIRECTORS OF BRUCE L. CLAFLIN AS A CLASS III
DIRECTOR IN ACCORDANCE WITH CIENA S PRINCIPLES
OF CORPORATE GOVERNANCE.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIENA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
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E-Z-EM, INC. Agenda Number: 932587299
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Security: 269305405
Meeting Type: Annual
Meeting Date: 18-Oct-2006
Ticker: EZEM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. KATZ Mgmt For For
ANTHONY A. LOMBARDO Mgmt For For
JAMES H. THRALL, MD Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE E Z EM, INC. Mgmt For For
2004 STOCK AND INCENTIVE AWARD PLAN TO INCREASE
BY 700,000 SHARES THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF E Z EM, INC. FOR THE FISCAL YEAR ENDING
JUNE 2, 2007.
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FINISAR CORPORATION Agenda Number: 932578656
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Security: 31787A101
Meeting Type: Annual
Meeting Date: 28-Sep-2006
Ticker: FNSR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. FERGUSON Mgmt For For
LARRY D. MITCHELL Mgmt For For
02 TO CONSIDER AND VOTE UPON AN AMENDMENT TO OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION WHICH
WILL EFFECT A REVERSE STOCK SPLIT OF THE COMMON
STOCK OF FINISAR CORPORATION AT A RATIO OF
NOT LESS THAN ONE-FOR-TWO AND NOT MORE THAN
ONE-FOR-EIGHT AT ANY TIME PRIOR TO THE 2007
ANNUAL MEETING OF STOCKHOLDERS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING APRIL 30, 2007.
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IRIS INTERNATIONAL, INC. Agenda Number: 932563035
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Security: 46270W105
Meeting Type: Annual
Meeting Date: 04-Aug-2006
Ticker: IRIS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. WILLIAMS Mgmt For For
STEVEN M. BESBECK Mgmt For For
MICHAEL D. MATTE Mgmt For For
RICHARD G. NADEAU PH.D. Mgmt For For
STEPHEN E. WASSERMAN Mgmt For For
THOMAS H. ADAMS, PH.D. Mgmt For For
CESAR GARCIA Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2006.
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MINDSPEED TECHNOLOGIES, INC. Agenda Number: 932626457
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Security: 602682106
Meeting Type: Annual
Meeting Date: 05-Mar-2007
Ticker: MSPD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. BEALL Mgmt For For
DONALD H. GIPS Mgmt For For
JERRE L. STEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT TO 2003 LONG-TERM INCENTIVES Mgmt For For
PLAN.
04 APPROVAL OF AMENDMENT TO DIRECTORS STOCK PLAN. Mgmt For For
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OPLINK COMMUNICATIONS, INC. Agenda Number: 932593038
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Security: 68375Q403
Meeting Type: Annual
Meeting Date: 08-Nov-2006
Ticker: OPLK
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JESSE W. JACK Mgmt For For
LEONARD J. LEBLANC Mgmt For For
02 TO RATIFY SELECTION OF BURR, PILGER & MAYER Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL
YEAR ENDING JUNE 30, 2007.
03 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Mgmt For For
OF INCORPORATION REDUCING THE NUMBER OF SHARES
OF CAPITAL STOCK THE COMPANY IS AUTHORIZED
TO ISSUE FROM 420,000,000 SHARES TO 39,000,000
SHARES.
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STRATEX NETWORKS, INC. Agenda Number: 932565697
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Security: 86279T109
Meeting Type: Annual
Meeting Date: 15-Aug-2006
Ticker: STXN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. ALBERDING Mgmt For For
CHARLES D. KISSNER Mgmt For For
EDWARD F. THOMPSON Mgmt For For
JAMES D. MEINDL Mgmt For For
WILLIAM A. HASLER Mgmt For For
V. FRANK MENDICINO Mgmt For For
THOMAS H. WAECHTER Mgmt For For
CLIFFORD H. HIGGERSON Mgmt For For
02 APPROVAL OF THE STRATEX NETWORKS, INC. 2006 Mgmt For For
STOCK EQUITY PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
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STRATEX NETWORKS, INC. Agenda Number: 932621685
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Security: 86279T109
Meeting Type: Special
Meeting Date: 25-Jan-2007
Ticker: STXN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE FORMATION, CONTRIBUTION AND MERGER AGREEMENT,
DATED AS OF SEPTEMBER 5, 2006, BETWEEN STRATEX
NETWORKS, INC., AND HARRIS CORPORATION, AS
AMENDED AND RESTATED AS OF DECEMBER 18, 2006,
AND APPROVE THE MERGER, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT/PROSPECTUS.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING OF THE STRATEX STOCKHOLDERS,
INCLUDING FOR THE PURPOSE OF SOLICITING ADDITIONAL
PROXIES, IN THE DISCRETION OF THE PROXIES OR
EITHER OF THEM.
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TRANSGENOMIC, INC. Agenda Number: 932544883
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Security: 89365K206
Meeting Type: Annual
Meeting Date: 12-Jul-2006
Ticker: TBIO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY J. DUMAN Mgmt For For
ROLAND J. SANTONI Mgmt For For
02 AUDITORS. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2006.
03 APPROVAL OF 2006 EQUITY INCENTIVE PLAN. APPROVAL Mgmt For For
OF THE ADOPTION OF THE 2006 EQUITY INCENTIVE
PLAN.
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TUT SYSTEMS, INC. Agenda Number: 932629186
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Security: 901103101
Meeting Type: Special
Meeting Date: 06-Mar-2007
Ticker: TUTS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF DECEMBER 20, 2006, AMONG MOTOROLA, INC.,
MOTOROLA GTG SUBSIDIARY V CORP., A WHOLLY-OWNED
SUBSIDIARY OF MOTOROLA, AND TUT SYSTEMS, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Mgmt For For
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
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WJ COMMUNICATIONS, INC. Agenda Number: 932557171
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Security: 929284107
Meeting Type: Annual
Meeting Date: 20-Jul-2006
Ticker: WJCI
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. DEXTER PAINE, III Mgmt For For
BRUCE W. DIAMOND Mgmt For For
HERALD Y. CHEN Mgmt For For
PATRICE M. DANIELS Mgmt For For
MICHAEL E. HOLMSTROM Mgmt For For
CATHERINE P. LEGO Mgmt For For
JACK G. LEVIN Mgmt For For
LIANE J. PELLETIER Mgmt For For
ROBERT WHELTON Mgmt For For
02 TO APPROVE THE INCREASE IN THE NUMBER OF SHARES Mgmt For For
AUTHORIZED FOR ISSUANCE UNDER THE 2000 NON-EMPLOYEE
DIRECTOR STOCK PLAN.
03 TO APPROVE THE INCREASE IN THE NUMBER OF SHARES Mgmt For For
AUTHORIZED FOR ISSUANCE UNDER THE 2001 EMPLOYEE
STOCK PURCHASE PLAN.
04 TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
KOPP TOTAL QUALITY MANAGEMENT FUND
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932615365
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Security: 009158106
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: APD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM L. DAVIS III Mgmt For For
W. DOUGLAS FORD Mgmt For For
EVERT HENKES Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2007.
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APPLIED MATERIALS, INC. Agenda Number: 932631915
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Security: 038222105
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: AMAT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL H. ARMACOST Mgmt For For
ROBERT H. BRUST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
PHILIP V. GERDINE Mgmt For For
THOMAS J. IANNOTTI Mgmt For For
CHARLES Y.S. LIU Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE Mgmt For For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
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CARDINAL HEALTH, INC. Agenda Number: 932592973
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Security: 14149Y108
Meeting Type: Annual
Meeting Date: 08-Nov-2006
Ticker: CAH
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. FINN Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2007.
03 SHAREHOLDER PROPOSAL REGARDING SEVERANCE ARRANGEMENTS. Shr For Against
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr For Against
STOCK OPTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SUBMISSION OF Shr Against For
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
REPORT FOR AN ANNUAL SHAREHOLDER ADVISORY VOTE.
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CENDANT CORPORATION Agenda Number: 932572565
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Security: 151313103
Meeting Type: Annual
Meeting Date: 29-Aug-2006
Ticker: CD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.R. SILVERMAN* Mgmt For For
M.J. BIBLOWIT* Mgmt For For
J.E. BUCKMAN* Mgmt For For
L.S. COLEMAN* Mgmt For For
M.L. EDELMAN* Mgmt For For
G. HERRERA* Mgmt For For
S.P. HOLMES* Mgmt For For
L.T. BLOUIN MACBAIN* Mgmt For For
C.D. MILLS* Mgmt For For
B. MULRONEY* Mgmt For For
R.E. NEDERLANDER* Mgmt For For
R.L. NELSON* Mgmt For For
R.W. PITTMAN* Mgmt Withheld Against
P.D.E. RICHARDS* Mgmt For For
S.Z. ROSENBERG* Mgmt Withheld Against
R.F. SMITH* Mgmt For For
R.L. NELSON** Mgmt For For
L.S. COLEMAN** Mgmt For For
M.L. EDELMAN** Mgmt For For
S.Z. ROSENBERG** Mgmt Withheld Against
F. ROBERT SALERNO** Mgmt For For
S.E. SWEENEY** Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE AUDITORS OF THE COMPANY S FINANCIAL
STATEMENTS.
03 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO EFFECT A ONE-FOR-TEN REVERSE STOCK SPLIT
OF ITS COMMON STOCK.
04 TO CONSIDER AND APPROVE THE COMPANY S PROPOSAL Mgmt For For
TO AMEND ITS AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO CHANGE THE NAME OF THE
COMPANY TO AVIS BUDGET GROUP, INC .
05 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
06 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECREASE THE NUMBER OF AUTHORIZED SHARES
OF THE COMPANY S COMMON STOCK TO 250 MILLION
SHARES.
07 TO CONSIDER AND VOTE UPON STOCKHOLDER PROPOSAL Shr Against For
REGARDING NON-EMPLOYEE DIRECTOR COMPENSATION.
08 TO CONSIDER AND VOTE UPON STOCKHOLDER PROPOSAL Shr Against For
REGARDING SEVERANCE AGREEMENTS.
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CISCO SYSTEMS, INC. Agenda Number: 932588405
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
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CITIGROUP INC. Agenda Number: 932641562
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Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt Against Against
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt Against Against
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr For Against
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
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COACH, INC. Agenda Number: 932588962
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Security: 189754104
Meeting Type: Annual
Meeting Date: 02-Nov-2006
Ticker: COH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
KEITH MONDA Mgmt For For
MICHAEL MURPHY Mgmt Withheld Against
JIDE ZEITLIN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION Agenda Number: 932562007
- --------------------------------------------------------------------------------------------------------------------------
Security: 205363104
Meeting Type: Annual
Meeting Date: 31-Jul-2006
Ticker: CSC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING W. BAILEY, II Mgmt For For
DAVID J. BARRAM Mgmt For For
STEPHEN L. BAUM Mgmt For For
RODNEY F. CHASE Mgmt For For
VAN B. HONEYCUTT Mgmt For For
F. WARREN MCFARLAN Mgmt For For
THOMAS H. PATRICK Mgmt For For
02 APPROVAL OF 2006 NON-EMPLOYEE DIRECTOR INCENTIVE Mgmt For For
PLAN
03 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING BOARD INCLUSIVENESS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. Agenda Number: 932602522
- --------------------------------------------------------------------------------------------------------------------------
Security: 210371100
Meeting Type: Annual
Meeting Date: 08-Dec-2006
Ticker: CEG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS L. BECKER Mgmt For For
EDWARD A. CROOKE Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
MICHAEL D. SULLIVAN Mgmt Withheld Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
03 SHAREHOLDER PROPOSAL. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 932554593
- --------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 21-Jul-2006
Ticker: DELL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
ALAN (A.G.) LAFLEY Mgmt For For
JUDY C. LEWENT Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
MICHAEL A. MILES Mgmt For For
SAMUEL A. NUNN, JR. Mgmt For For
KEVIN B. ROLLINS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 GLOBAL HUMAN RIGHTS STANDARD Shr For Against
SH2 DECLARATION OF DIVIDEND Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 932655597
- --------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: D
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER W. BROWN Mgmt No vote
GEORGE A. DAVIDSON, JR. Mgmt No vote
THOMAS F. FARRELL, II Mgmt No vote
JOHN W. HARRIS Mgmt No vote
ROBERT S. JEPSON, JR. Mgmt No vote
MARK J. KINGTON Mgmt No vote
BENJAMIN J. LAMBERT III Mgmt No vote
MARGARET A. MCKENNA Mgmt No vote
FRANK S. ROYAL Mgmt No vote
DAVID A. WOLLARD Mgmt No vote
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt No vote
FOR THE 2007 FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT. Shr No vote
04 SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT. Shr No vote
- --------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 932636369
- --------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 16-Apr-2007
Ticker: LLY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. BISCHOFF Mgmt For For
J.M. COOK Mgmt For For
F.G. PRENDERGAST Mgmt For For
K.P. SEIFERT Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2007.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
04 REAPPROVE PERFORMANCE GOALS FOR THE COMPANY Mgmt For For
S STOCK PLANS.
05 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shr Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shr Against For
OF ANIMAL RESEARCH.
07 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shr Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
08 PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES Shr For Against
OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND
THE BYLAWS.
09 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shr For Against
MAJORITY VOTE STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932615959
- --------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2007
Ticker: EMR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G Mgmt For For
W. J. GALVIN Mgmt For For
R. L. RIDGWAY Mgmt Withheld Against
R. L. STEPHENSON Mgmt For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 932575105
- --------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: FDX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
STEVEN R. LORANGER Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING Shr Against For
REPORT.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
HCA INC. Agenda Number: 932595878
- --------------------------------------------------------------------------------------------------------------------------
Security: 404119109
Meeting Type: Special
Meeting Date: 16-Nov-2006
Ticker: HCA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED JULY 24, 2006 BY AND AMONG HERCULES HOLDING
II, LLC, HERCULES ACQUISITION CORPORATION,
AND HCA INC., AS DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO ADOPT THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932642944
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
S.A. JACKSON Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
J.W. OWENS Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr For Against
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr For Against
DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 932601861
- --------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 15-Dec-2006
Ticker: INTU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN M. BENNETT Mgmt For For
CHRISTOPHER W. BRODY Mgmt For For
WILLIAM V. CAMPBELL Mgmt For For
SCOTT D. COOK Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
MICHAEL R. HALLMAN Mgmt For For
DENNIS D. POWELL Mgmt For For
STRATTON D. SCLAVOS Mgmt Withheld Against
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
03 APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE Mgmt For For
PLAN.
04 APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 932614274
- --------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 24-Jan-2007
Ticker: JCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. BARNETT Mgmt For For
EUGENIO C. REYES-RETANA Mgmt For For
JEFFREY A. JOERRES Mgmt For For
RICHARD F. TEERLINK Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
03 APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932567906
- --------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 24-Aug-2006
Ticker: MDT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt Withheld Against
ROBERT C. POZEN Mgmt For For
GORDON M. SPRENGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr Against For
ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 932591173
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: MSFT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1H ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shr Against For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932613462
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 17-Jan-2007
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK V. ATLEE III Mgmt For For
ARTHUR H. HARPER Mgmt For For
GWENDOLYN S. KING Mgmt Withheld Against
SHARON R. LONG, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF SHAREOWNER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932580170
- --------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Annual
Meeting Date: 06-Oct-2006
Ticker: NSM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01A ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
01B ELECTION OF DIRECTOR: STEVEN R. APPLETON Mgmt For For
01C ELECTION OF DIRECTOR: GARY P. ARNOLD Mgmt For For
01D ELECTION OF DIRECTOR: RICHARD J. DANZIG Mgmt For For
01E ELECTION OF DIRECTOR: JOHN T. DICKSON Mgmt For For
01F ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
01G ELECTION OF DIRECTOR: E. FLOYD KVAMME Mgmt For For
01H ELECTION OF DIRECTOR: MODESTO A. MAIDIQUE Mgmt For For
01I ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 932579747
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 09-Oct-2006
Ticker: ORCL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt Withheld Against
JEFFREY S. BERG Mgmt For For
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2007.
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED 1993 DIRECTORS STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE, INC. Agenda Number: 932569479
- --------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 22-Aug-2006
Ticker: PSA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT DATED AS OF Mgmt For For
MARCH 6, 2006, BY AND AMONG PUBLIC STORAGE,
INC., SHURGARD STORAGE CENTERS, INC. AND ASKL
SUB LLC AND THE TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE ISSUANCE OF PUBLIC STORAGE COMMON
STOCK.
02 DIRECTOR
B. WAYNE HUGHES Mgmt For For
RONALD L. HAVNER, JR. Mgmt For For
HARVEY LENKIN Mgmt For For
ROBERT J. ABERNETHY Mgmt For For
DANN V. ANGELOFF Mgmt For For
WILLIAM C. BAKER Mgmt For For
JOHN T. EVANS Mgmt For For
URI P. HARKHAM Mgmt For For
B. WAYNE HUGHES, JR. Mgmt For For
DANIEL C. STATON Mgmt For For
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT THE ACCOUNTS OF PUBLIC STORAGE,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2006.
04 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Mgmt For For
THE ANNUAL MEETING IF NECESSARY.
- --------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 932586386
- --------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 26-Oct-2006
Ticker: SLE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B. BARNES Mgmt For For
J.T. BATTENBERG III Mgmt For For
C. BEGLEY Mgmt For For
C. CARROLL Mgmt For For
V. COLBERT Mgmt For For
J. CROWN Mgmt For For
W. DAVIS Mgmt Withheld Against
L. KOELLNER Mgmt For For
C. VAN LEDE Mgmt Withheld Against
I. PROSSER Mgmt For For
R. RIDGWAY Mgmt Withheld Against
J. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS SARA LEE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2007.
03 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
CHAIRMAN AND CEO POSITIONS.
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
THE COMPENSATION DISCUSSION AND ANALYSIS.
- --------------------------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION Agenda Number: 932612143
- --------------------------------------------------------------------------------------------------------------------------
Security: 834182107
Meeting Type: Annual
Meeting Date: 10-Jan-2007
Ticker: SLR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. HASLER Mgmt Withheld Against
MICHAEL R. CANNON Mgmt For For
RICHARD A. D'AMORE Mgmt For For
H. PAULETT EBERHART Mgmt For For
HEINZ FRIDRICH Mgmt For For
WILLIAM R. GRABER Mgmt For For
DR. PAUL R. LOW Mgmt For For
C. WESLEY M. SCOTT Mgmt For For
CYRIL YANSOUNI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932625619
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 21-Mar-2007
Ticker: SBUX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD SCHULTZ Mgmt For For
BARBARA BASS Mgmt Withheld Against
HOWARD P. BEHAR Mgmt For For
WILLIAM W. BRADLEY Mgmt For For
JAMES L. DONALD Mgmt For For
MELLODY HOBSON Mgmt For For
OLDEN LEE Mgmt Withheld Against
JAMES G. SHENNAN, JR. Mgmt For For
JAVIER G. TERUEL Mgmt For For
MYRON E. ULLMAN, III Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 COMPANY PROPOSAL TO APPROVE THE MATERIAL TERMS Mgmt For For
OF THE COMPANY S EXECUTIVE MANAGEMENT BONUS
PLAN.
03 COMPANY PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE AND TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2007.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 932647083
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: STT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
P. COYM Mgmt For For
N. DAREHSHORI Mgmt For For
A. FAWCETT Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
M. MISKOVIC Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 932655422
- --------------------------------------------------------------------------------------------------------------------------
Security: 87161C105
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: SNV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL P. AMOS Mgmt For For
RICHARD E. ANTHONY Mgmt For For
JAMES H. BLANCHARD Mgmt Withheld Against
RICHARD Y. BRADLEY Mgmt For For
FRANK W. BRUMLEY Mgmt Withheld Against
ELIZABETH W. CAMP Mgmt Withheld Against
GARDINER W. GARRARD, JR Mgmt Withheld Against
T. MICHAEL GOODRICH Mgmt For For
FREDERICK L. GREEN, III Mgmt Withheld Against
V. NATHANIEL HANSFORD Mgmt For For
ALFRED W. JONES, III Mgmt For For
MASON H. LAMPTON Mgmt Withheld Against
ELIZABETH C. OGIE Mgmt For For
H. LYNN PAGE Mgmt Withheld Against
J. NEAL PURCELL Mgmt For For
MELVIN T. STITH Mgmt Withheld Against
WILLIAM B. TURNER, JR. Mgmt For For
JAMES D. YANCEY Mgmt For For
02 TO APPROVE THE SYNOVUS FINANCIAL CORP. 2007 Mgmt For For
OMNIBUS PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS Mgmt For For
INDEPENDENT AUDITOR FOR THE YEAR 2007.
04 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shr Against For
DIRECTOR ELECTION BY MAJORITY VOTE.
- --------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932638399
- --------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: TXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For For
1C ELECTION OF DIRECTOR: D.A. CARP. Mgmt Against Against
1D ELECTION OF DIRECTOR: C.S. COX. Mgmt For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For
1F ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
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THE HERSHEY COMPANY Agenda Number: 932642401
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Security: 427866108
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: HSY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. BOSCIA Mgmt For For
R.H. CAMPBELL Mgmt For For
R.F. CAVANAUGH Mgmt For For
G.P. COUGHLAN Mgmt For For
H. EDELMAN Mgmt For For
B.G. HILL Mgmt Withheld Against
A.F. KELLY, JR. Mgmt For For
R.H. LENNY Mgmt For For
M.J. MCDONALD Mgmt For For
M.J. TOULANTIS Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Mgmt For For
COMPENSATION PLAN.
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THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103
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Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For
OPTIONS
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THE PROGRESSIVE CORPORATION Agenda Number: 932641524
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Security: 743315103
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: PGR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ABBY F. KOHNSTAMM Mgmt For For
PETER B. LEWIS Mgmt For For
P.H. NETTLES, PH.D. Mgmt For For
GLENN M. RENWICK Mgmt For For
DONALD B. SHACKELFORD Mgmt For For
02 PROPOSAL TO APPROVE THE PROGRESSIVE CORPORATION Mgmt For For
2007 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE PROGRESSIVE Mgmt For For
CORPORATION 2003 INCENTIVE PLAN TO MODIFY THE
DEFINITION OF THE TERM PERFORMANCE GOALS
SET FORTH THEREIN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
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THE WALT DISNEY COMPANY Agenda Number: 932624910
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Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: DIS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
JUDITH L. ESTRIN Mgmt For For
ROBERT A. IGER Mgmt For For
STEVEN P. JOBS Mgmt For For
FRED H. LANGHAMMER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
JOHN E. PEPPER, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt For For
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO GREENMAIL.
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shr Against For
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
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WALGREEN CO. Agenda Number: 932608752
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Security: 931422109
Meeting Type: Annual
Meeting Date: 10-Jan-2007
Ticker: WAG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
NANCY M. SCHLICHTING Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JAMES A. SKINNER Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Mgmt For For
CO. RESTRICTED PERFORMANCE SHARE PLAN.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kopp Funds, Inc.
By (Signature) /s/ Lee Kopp
Name Lee Kopp
Title President
Date 08/28/2007