UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04015
NAME OF REGISTRANT: Eaton Vance Mutual Funds
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 255 State Street
Boston, MA 02109
NAME AND ADDRESS OF AGENT FOR SERVICE: Alan R. Dynner, Esq.
255 State Street
Boston, MA 02109
REGISTRANT'S TELEPHONE NUMBER: (617) 482-8260
DATE OF FISCAL YEAR END: N/A
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
Eaton Vance Mutual Funds Trust
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Government Obligations Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Government Obligations Fund (the "Fund") is a feeder fund that invests exclusively in shares
of Government Obligations Portfolio (the "Portfolio"), a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number
is 912747 and its file number is 811-08012.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Dividend Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Dividend Income Fund (the "Fund") is a feeder fund that invests exclusively in shares of
Dividend Income Portfolio (the "Portfolio") a master fund registered under the Investment Company Act
of 1940. The proxy voting record of the Portfolio was filed on August 29, 2007 and can be found on
the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 1353812
and its file number is 811-21875.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance High Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance High Income Fund (the "Fund") is a feeder fund that invests exclusively in shares of High
Income Portfolio (the "Portfolio"), a master fund registered under the Investment Company Act of 1940.
The proxy voting record of the Portfolio was filed on August 28, 2007 and can be found on the Securities
and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 921370 and its file
number is 811-08464.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Low Duration Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Low Duration Fund (the "Fund") is a fund of funds that invests exclusively in shares of Investment
Portfolio, Floating Rate Portfolio and Government Obligations Portfolio, each a master fund registered
under the Investment Company Act of 1940. The proxy voting record of the Investment Portfolio was filed
on August 28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Investment Portfolio's CIK number is 0001175711 and its file number is 811-21132. The proxy voting
record of the Floating Rate Portfolio was filed on August 28, 2007 and can be found on the Securities
and Exchange Commission's website (www.sec.gov). The Floating Rate Portfolio's CIK number is 0001116914
and its file number is 811-09987. The proxy voting record of the Government Obligations Portfolio was
filed on August 28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Government Obligations Portfolio's CIK number is 0000912747 and its file number is 811-08012.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance AMT-Free Municipal Bond Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 07/01/06-06/30/07
During the period, the Fund held no securities which required a proxy vote.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Strategic Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 7/1/06-6/30/07
Eaton Vance Strategic Income Fund (the "Fund") is a fund of funds that invests in shares
of Global Macro Portfolio (formerly known as Strategic Income Portfolio), High Income Portfolio, Boston
Income Portfolio, Floating Rate Portfolio, Investment Portfolio and Investment Grade Income Portfolio,
each a master fund registered under the Investment Company Act of 1940. The proxy voting record of the
Global Macro Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange
Commission's website (www.sec.gov). The Global Macro Portfolio's CIK number is 0000918706 and its file
number is 811-08342. The proxy voting record of the High Income Portfolio was filed on August 28, 2007
and can be found on the Securities and Exchange Commission's website (www.sec.gov). The High Income
Portfolio's CIK number is 0000921370 and its file number is 811-08464. The proxy voting record of the
Boston Income Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange
Commission's website (www.sec.gov). The Boston Income Portfolio's CIK number is 0001140882 and its file
number is 811-10391. The proxy voting record of the Floating Rate Portfolio was filed on August 28, 2007
and can be found on the Securities and Exchange Commission's website (www.sec.gov). The Floating Rate
Portfolio's CIK number is 0001116914 and its file number is 811-09987. The proxy voting record of the
Investment Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange Commission's
website (www.sec.gov). The Investment Portfolio's CIK number is 0001175711 and its file number is
811-21132. The proxy voting record of the Investment Grade Income Portfolio was filed on August 28, 2007
and can be found on the Securities and Exchange Commission's website (www.sec.gov). The Investment Grade
Income Portfolio's CIK number is 0001104129 and its file number is 811-09833.
During the period, the Fund held no securities which required a proxy vote.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Growth Fund 1.1, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Growth Fund 1.1 (the "Fund") is a feeder fund that invests exclusively in shares
of Tax-Managed Growth Portfolio (the "Portfolio"), a master fund registered under the Investment Company
Act of 1940. An amended version of the proxy voting record of the Portfolio was filed on August 29, 2007 and can be found
on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 0001002667
and its file number is 811-07409.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Growth Fund 1.2, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Growth Fund 1.2 (the "Fund") is a feeder fund that invests exclusively in shares
of Tax-Managed Growth Portfolio (the "Portfolio"), a master fund registered under the Investment Company
Act of 1940. An amended version of the proxy voting record of the Portfolio was filed on August 29, 2007 and can be found
on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 0001002667
and its file number is 811-07409.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed International Equity Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed International Equity Fund (the "Fund") is a feeder fund that invests exclusively
in shares of Tax-Managed International Equity Portfolio (the "Portfolio"), a master fund registered
under the Investment Company Act of 1940. The proxy voting record of the Portfolio was filed on August
28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov). The
Portfolio's CIK number is 0001140884 and its file number is 811-10389.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Mid-Cap Core Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Mid-Cap Core Fund (the "Fund") is a feeder fund that invests exclusively in shares
of Tax-Managed Mid-Cap Core Portfolio (the "Portfolio"), a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number
is 0001163516 and its file number is 811-10597.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Multi-Cap Growth Fund (formerly Eaton Vance Tax-Managed Multi-Cap Opportunity Fund),
a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Multi-Cap Growth Fund (formerly Eaton Vance Tax-Managed Multi-Cap Opportunity Fund)
(the "Fund") is a feeder fund that invests exclusively in shares of Tax-Managed Multi-Cap Growth Portfolio
(formerly Tax-Managed Multi-Cap Opportunity Portfolio) (the "Portfolio"), a master fund registered under
the Investment Company Act of 1940. The proxy voting record of the Portfolio was filed on August 29,
2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's
CIK number is 0001116071 and its file number is 811-09837.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Small-Cap Growth Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Small-Cap Growth Fund (the "Fund") is a feeder fund that invests exclusively
in shares of Tax-Managed Small-Cap Growth Portfolio (the "Portfolio"), a master fund registered under
the Investment Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28,
2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's
CIK number is 0001122006 and its file number is 811-10065.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Small-Cap Value Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Small-Cap Value Fund (the "Fund") is a feeder fund that invests exclusively in
shares of Tax-Managed Small-Cap Value Portfolio (the "Portfolio"), a master fund registered under the
Investment Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007
and can be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's
CIK number is 0001163515 and its file number is 811-10599.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Value Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Value Fund (the "Fund") is a feeder fund that invests exclusively in shares of
Tax-Managed Value Portfolio (the "Portfolio"), a master fund registered under the Investment Company
Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can be found
on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is
0001140883 and its file number is 811-10387.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Equity Asset Allocation Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax-Managed Equity Asset Allocation Fund (the "Fund") is a fund of funds that invests
exclusively in shares of Tax-Managed Growth Portfolio, Tax-Managed International Equity Portfolio,
Tax-Managed Mid-Cap Core Portfolio, Tax-Managed Multi-Cap Growth Portfolio (formerly Tax-Managed
Multi-Cap Opportunity Portfolio, Tax-Managed Small-Cap Growth Portfolio, Tax-Managed Small-Cap Value
Portfolio and Tax-Managed Value Portfolio, each a master
fund registered under the Investment Company Act of 1940. An amended version of the proxy voting record
of the Tax-Managed
Growth Portfolio was filed on August 29, 2007 and can be found on the Securities and Exchange Commission's
website (www.sec.gov). The Tax-Managed Growth Portfolio's CIK number is 0001002667 and its file number is
811-07409. The proxy voting record of the Tax-Managed International Equity Portfolio was filed on
August 28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov).
The Tax-Managed International Equity Portfolio's CIK number is 0001140884 and its file number is 811-10389.
The proxy voting record of the Tax-Managed Mid-Cap Core Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commission's website (www.sec.gov). The Tax-Managed Mid-Cap Core
Portfolio's CIK number is 0001163516 and its file number is 811-10597. The proxy voting record of the Tax-
Managed Multi-Cap Growth Portfolio was filed on August 29, 2007 and can be found on the Securities
and Exchange Commission's website (www.sec.gov). The Tax-Managed Multi-Cap Growth Portfolio's CIK
number is 0001116071 and its file number is 811-09837. The proxy voting record of the Tax-Managed Small-Cap
Growth Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange Commission's
website (www.sec.gov). The Tax-Managed Small-Cap Growth Portfolio's CIK number is 0001122006 and its file
number is 811-10065. The proxy voting record of the Tax-Managed Small-Cap Value Portfolio was filed on
August 28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov). The
Tax-Managed Small-Cap Value Portfolio's CIK number is 0001163515 and its file number is 811-10599. The proxy
voting record of the Tax-Managed Value Portfolio was filed on August 28, 2007 and can be found on the
Securities and Exchange Commission's website (www.sec.gov). The Tax-Managed Value Portfolio's CIK number
is 0001140883 and its file number is 811-10387.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Cash Management Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Cash Management Fund (the "Fund") is a feeder fund that invests exclusively in shares of
Cash Management Portfolio (the "Portfolio"), a master fund registered under the Investment Company Act
of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can be found on
the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 0000919971
and its file number is 811-08390.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Money Market Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Money Market Fund (the "Fund") is a feeder fund that invests exclusively in shares of Cash
Management Portfolio (the "Portfolio"), a master fund registered under the Investment Company Act of
1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can be found on the
Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 0000919971 and
its file number is 811-08390.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax Free Reserves, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Tax Free Reserves
- --------------------------------------------------------------------------------------------------------------------------
During the period, the Fund held no securities which required a proxy vote.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Diversified Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Diversified Income Fund (the "Fund") is a fund of funds that invests exclusively in shares
of Boston Income Portfolio, Floating Rate Portfolio and Government Obligations Portfolio, each a master
fund registered under the Investment Company Act of 1940. The proxy voting record of the Boston Income
Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange Commission's
website (www.sec.gov). The Boston Income Portfolio's CIK number is 0001140882 and its file number is 811-10391.
The proxy voting record of the Floating Rate Portfolio was filed on August 28, 2007 and can be found
on the Securities and Exchange Commission's website (www.sec.gov). The Floating Rate Portfolio's CIK
number is 0001116914 and its file number is 811-09987. The proxy voting record of the Government Obligations
Portfolio was filed on August 28, 2007 and can be found on the Securities and Exchange Commission's
website (www.sec.gov). The Government Obligations Portfolio's CIK number is 0000912747 and its file number
is 811-08012.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Floating-Rate Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Floating-Rate Fund (the "Fund") is a feeder fund that invests exclusively in shares of Floating
Rate Portfolio (the "Portfolio"), a master fund registered under the Investment Company Act of 1940.
The proxy voting record of the Portfolio was filed on August 28, 2007 and can be found on the Securities
and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number is 0001116914 and its file
number is 811-09987.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Floating-Rate & High Income Fund a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance Floating-Rate & High Income Fund (the "Fund") is a fund that invests exclusively in shares
of Floating Rate Portfolio (the "FR Portfolio"), a master fund registered under the Investment Company
Act of 1940 and High Income Portfolio (the "HI Portfolio"), a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the FR Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commission's website (www.sec.gov). The FR Portfolio's CIK
number is 0001116914 and its file number is 811-09987. The proxy voting record of the HI Portfolio was
filed on August 28, 2007 and can be found on the Securities and Exchange Commission's website (www.sec.gov).
The HI Portfolio's CIK number is 0000921370 and its file number is 811-08464.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance International Equity Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06-06/30/07
Eaton Vance International Equity Fund (the "Fund") is a feeder fund that invests exclusively in shares
of Eaton Vance International Equity Fund (the "Portfolio"), a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can be
found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number
is 0001354067 and its file number is 811-21867.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Emerging Markets Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06 - 06/30/07
Eaton Vance Emerging Markets Income Fund (the "Fund") is a feeder fund that invests exclusively in shares
of Emerging Markets Income Portfolio (the "Portfolio"), a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28,2007 and can
be found on the Securities and Exchange Commission's website (www.sec.gov). The Portfolio's CIK number
is 0001394395 and its file number is 811-22048.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Global Macro Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrants telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06 to 06/30/07
Eaton Vance Global Macro Fund (the Fund) is a feeder fund that invests in shares of Global
Macro Portfolio (formerly Strategic Income Portfolio) (the Portfolio) a master fund registered under the
Investment Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commissions website (www.sec.gov). The Portfolios CIK number is
0000918706 and its file number is 811-08342.
During the period, the Fund held no securities which required a proxy vote.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance International Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrants telephone number including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/06 to 06/30/07
Eaton Vance International Income Fund (the Fund) is a feeder fund that invests in shares
of International Income Portfolio (the Portfolio) a master fund registered under the Investment
Company Act of 1940. The proxy voting record of the Portfolio was filed on August 28, 2007 and can
be found on the Securities and Exchange Commissions website (www.sec.gov). The Portfolios CIK number
is 0001394396 and its file number is 811-22049.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Equity Research Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/1/06- 06/30/07
Eaton Vance Equity Research Fund
- --------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 932647069
- --------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: ABT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.S. AUSTIN Mgmt For For
W.M. DALEY Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
R.A. GONZALEZ Mgmt For For
D.A.L. OWEN Mgmt For For
B. POWELL JR. Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
S.C. SCOTT III Mgmt Withheld Against
W.D. SMITHBURG Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shr For Against
04 SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND Shr Against For
CEO
- --------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 932691377
- --------------------------------------------------------------------------------------------------------------------------
Security: G0070K103
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: ACE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1C ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For
1E ELECTION OF DIRECTOR: DERMOT F. SMURFIT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
AEGON N.V. Agenda Number: 932669370
- --------------------------------------------------------------------------------------------------------------------------
Security: 007924103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: AEG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02 APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS Mgmt Non-votable
2006.
03 APPROVAL OF THE FINAL DIVIDEND 2006. Mgmt Non-votable
04 APPROVAL TO RELEASE THE MEMBERS OF THE EXECUTIVE Mgmt Non-votable
BOARD FROM LIABILITY FOR THEIR DUTIES.
05 APPROVAL TO RELEASE THE MEMBERS OF THE SUPERVISORY Mgmt Non-votable
BOARD FROM LIABILITY FOR THEIR DUTIES.
06 APPROVAL TO APPOINT THE INDEPENDENT AUDITOR. Mgmt Non-votable
07 APPROVAL TO ADOPT THE NEW AEGON N.V. EXECUTIVE Mgmt Non-votable
BOARD REMUNERATION POLICY.
08 APPROVAL TO WITHDRAW 11,600,000 COMMON SHARES, Mgmt Non-votable
REPURCHASED IN 2006.
09 APPROVAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt Non-votable
OF THE COMPANY.
10 APPROVAL TO RE-APPOINT MR. A.R. WYNAENDTS TO Mgmt Non-votable
THE EXECUTIVE BOARD.
11 APPROVAL TO RE-APPOINT MR. L.M. VAN WIJK TO Mgmt Non-votable
THE SUPERVISORY BOARD.
12 APPROVAL TO APPOINT MRS. K.M.H. PEIJS TO THE Mgmt Non-votable
SUPERVISORY BOARD.
13 APPROVAL TO APPOINT MR. A. BURGMANS TO THE SUPERVISORY Mgmt Non-votable
BOARD.
14 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD TO Mgmt Non-votable
ISSUE COMMON SHARES OF THE COMPANY.
15 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD TO Mgmt Non-votable
RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON
ISSUING COMMON SHARES OF THE COMPANY.
16 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD TO Mgmt Non-votable
ISSUE COMMON SHARES RELATED TO INCENTIVE PLANS.
17 APPROVAL TO AUTHORIZE THE EXECUTIVE BOARD TO Mgmt Non-votable
ACQUIRE SHARES OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 932644621
- --------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: AET
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK M. CLARK Mgmt For For
BETSY Z. COHEN Mgmt For For
MOLLY J. COYE, M.D. Mgmt For For
BARBARA H. FRANKLIN Mgmt For For
JEFFREY E. GARTEN Mgmt For For
EARL G. GRAVES Mgmt For For
GERALD GREENWALD Mgmt For For
ELLEN M. HANCOCK Mgmt For For
EDWARD J. LUDWIG Mgmt For For
JOSEPH P. NEWHOUSE Mgmt For For
RONALD A. WILLIAMS Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM
03 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt Against Against
04 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
05 SHAREHOLDER PROPOSAL ON NOMINATING A DIRECTOR Shr Against For
FROM THE EXECUTIVE RETIREE RANKS
- --------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 932706940
- --------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 31-May-2007
Ticker: AMG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. FLOOR Mgmt For For
SEAN M. HEALEY Mgmt For For
HAROLD J. MEYERMAN Mgmt For For
WILLIAM J. NUTT Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
PATRICK T. RYAN Mgmt For For
JIDE J. ZEITLIN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
- --------------------------------------------------------------------------------------------------------------------------
ALCAN INC. Agenda Number: 932641144
- --------------------------------------------------------------------------------------------------------------------------
Security: 013716105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: AL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. BERGER Mgmt For For
L.D. DESAUTELS Mgmt For For
R.B. EVANS Mgmt For For
L.Y. FORTIER Mgmt For For
J.E. GARTEN Mgmt For For
J.-P. JACAMON Mgmt For For
Y. MANSION Mgmt For For
C. MORIN-POSTEL Mgmt For For
H. MUNROE-BLUM Mgmt For For
H.O. RUDING Mgmt For For
G. SCHULMEYER Mgmt For For
P.M. TELLIER Mgmt For For
M.K. WONG Mgmt For For
02 APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS Mgmt For For
LLP
03 AMENDMENTS TO ALCAN EXECUTIVE SHARE OPTION PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 932577995
- --------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Special
Meeting Date: 20-Sep-2006
Ticker: AGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO ALLERGAN S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK ALLERGAN IS AUTHORIZED TO ISSUE FROM
300,000,000 TO 500,000,000.
- --------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 932656082
- --------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: AGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. GALLAGHER Mgmt For For
GAVIN S. HERBERT Mgmt For For
STEPHEN J. RYAN, M.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007
- --------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION Agenda Number: 932686275
- --------------------------------------------------------------------------------------------------------------------------
Security: 020039103
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: AT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT T. FORD Mgmt For For
L.L GELLERSTEDT, III Mgmt For For
EMON A. MAHONY, JR. Mgmt For For
RONALD TOWNSEND Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 932656640
- --------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: ALTR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN P. DAANE. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT W. REED. Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN MCGARITY. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN SHOEMAKER. Mgmt For For
1F ELECTION OF DIRECTOR: SUSAN WANG. Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28,
2007.
- --------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 932652349
- --------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: MO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELIZABETH E. BAILEY Mgmt For For
HAROLD BROWN Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E.R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
GEORGE MUNOZ Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shr For Against
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN Shr Against For
OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND
SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shr Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shr Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 932643629
- --------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 23-Apr-2007
Ticker: AXP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
V.E. JORDAN, JR. Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
S.S. REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Mgmt For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING FOR DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 932677187
- --------------------------------------------------------------------------------------------------------------------------
Security: 026874107
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: AIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARSHALL A. COHEN Mgmt For For
MARTIN S. FELDSTEIN Mgmt For For
ELLEN V. FUTTER Mgmt For For
STEPHEN L. HAMMERMAN Mgmt For For
RICHARD C. HOLBROOKE Mgmt For For
FRED H. LANGHAMMER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
MORRIS W. OFFIT Mgmt For For
JAMES F. ORR III Mgmt For For
VIRGINIA M. ROMETTY Mgmt For For
MARTIN J. SULLIVAN Mgmt For For
MICHAEL H. SUTTON Mgmt For For
EDMUND S.W. TSE Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
FRANK G. ZARB Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Mgmt For For
INC. 2007 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shr For Against
STOCK OPTIONS.
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 932645988
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: AMGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1D ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
03 TO APPROVE THE AMENDMENTS TO THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE AMENDMENTS TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
5A STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). Shr Against For
5B STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
AMVESCAP PLC Agenda Number: 932679597
- --------------------------------------------------------------------------------------------------------------------------
Security: 03235E100
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: AVZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE AND ADOPT THE ACCOUNTS AND THE REPORTS Mgmt For For
OF THE DIRECTORS AND AUDITORS THEREON.
02 TO RECEIVE AND ADOPT THE REPORT OF THE BOARD Mgmt For For
ON REMUNERATION.
03 TO DECLARE A FINAL DIVIDEND. Mgmt For For
04 TO RE-ELECT MR JOSEPH R CANION AS A DIRECTOR Mgmt For For
OF THE COMPANY.
05 TO RE-ELECT MR EDWARD LAWRENCE AS A DIRECTOR Mgmt For For
OF THE COMPANY.
06 TO RE-ELECT MR JAMES ROBERTSON AS A DIRECTOR Mgmt For For
OF THE COMPANY.
07 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
THE REMUNERATION.
08 TO APPROVE THE CHANGE OF NAME (SPECIAL RESOLUTION). Mgmt For For
09 TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES PURSUANT Mgmt For For
TO SECTION 80 OF THE COMPANIES ACT 1985.
10 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS PURSUANT Mgmt For For
TO SECTION 95 OF THE COMPANIES ACT 1985. (SPECIAL
RESOLUTION).
11 TO RENEW THE COMPANY S AUTHORITY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN ORDINARY SHARES (SPECIAL
RESOLUTION).
12 TO APPROVE THE AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION (SPECIAL RESOLUTION).
13 TO APPROVE THE AMENDMENT TO ARTICLE 96.1 OF Mgmt For For
THE ARTICLES OF ASSOCIATION.
- --------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 932631117
- --------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 13-Mar-2007
Ticker: ADI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERALD G. FISHMAN Mgmt For For
JOHN C. HODGSON Mgmt For For
F. GRANT SAVIERS Mgmt For For
PAUL J. SEVERINO Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 3, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shr For Against
STOCK OPTION GRANTS TO SENIOR EXECUTIVES, AS
DESCRIBED IN THE COMPANY S PROXY STATEMENT.
04 SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING Shr For Against
IN DIRECTOR ELECTIONS, AS DESCRIBED IN THE
COMPANY S PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
ANGLO-IRISH BANK CORP PLC Agenda Number: 701128375
- --------------------------------------------------------------------------------------------------------------------------
Security: G03815118
Meeting Type: AGM
Meeting Date: 02-Feb-2007
Ticker:
ISIN: IE00B06H8J93
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and approve the statement of accounts Mgmt For For
for the YE 30 SEP 2006 and the Directors and
the Auditors reports thereon
2. Approve and declare a dividend Mgmt For For
3.A Re-elect Mr. Tom Browne as a Director, who retires Mgmt For For
by rotation in accordance with the Articles
of Association
3.B Re-elect Mr. David Drumm as a Director, who Mgmt For For
retires by rotation in accordance with the
Articles of Association
3.C Re-elect Mr. Gary McGann as a Director, who Mgmt For For
retires by rotation in accordance with the
Articles of Association
3.D Re-elect Mr. Anne Heraty as a Director, who Mgmt For For
retires in accordance with the Articles of
Association
3.E Re-elect Mr. Declan Quilligan as a Director, Mgmt For For
who retires in accordance with the Articles
of Association
3.F Re-elect Mr. Pat Whelan as a Director, who retires Mgmt For For
in accordance with the Articles of Association
4. Authorize the Directors to determine the remuneration Mgmt For For
of the Auditors
S.5 Approve to increase the authorized share capital Mgmt For For
of the Company by the creation of 440,000,000
ordinary shares of EUR 0.16 each so that the
authorized share capital of the Company shall
be EUR 242,000,000, Stg GBP 50,000,000 and
USD 50,000,000 and amend the Clause 4 of the
Memorandum of Association; and amend Article
2 of the Articles of Association of the Company
by deleting in its entirety and substituted
therefore with the specified new Article as
specified
S.6 Authorize the Company and/or any subsidiary Mgmt For For
being a body Corporate as referred to in the
European Communities Public Limited Company
Subsidiaries Regulations 1997 of the Company,
to make market purchases Section 212 of the
Companies Act 1990 the 1990 Act of shares
of any class of the Company on such terms and
conditions and in such manner as the Directors
may from time to time determine in accordance
with and subject to the provisions of the 1990
Act and Article 8(c) of the Articles of Association
of the Company; and the reissue price range
at which any treasury shares Section 209 of
the 1990 Act for the time being held by the
Company may be reissued off market shall be
the price range specified in Article 8 (d)
of the Articles of Association of the Company;
Authority expire the earlier of the date of
the next AGM of the Company or 01 MAY 2008
S.7 Authorize the Directors, for the purposes of Mgmt For For
Section 20 of the Companies Amendment Act
the 1983 Act , to allot and issue relevant
securities pursuant to and in accordance with
Article 8 (a) of the Articles of Association
of the Company; Authority expires the earlier
at the conclusion of the next AGM of the Company
or 01 May 2008 ; and Article 8 (a) and that
Article 8 (a) (ii) be amended by the deletion
of the words 27 APR 2007 and the substitution
therefore of the words 01 MAY 2008
S.8 Authorize the Directors, for the purposes of Mgmt For For
Section 24 of the Companies Amendment Act
1983 the 1983 Act , to allot equity securities
for cash pursuant to and in accordance with
Article 8 (b) of the Articles of Association
of the Company; Authority expires the earlier
at the conclusion of the next AGM of the Company
or 01 MAY 2008
S.9 Authorize the Directors, pursuant to Article Mgmt For For
126 of the Articles of Association of the Company,
to exercise the powers contained in the said
Article so that the Directors may offer to
the holders of ordinary shares in the Company
the right to elect and receive an allotment
of additional ordinary shares, credited as
fully paid, in lieu of cash in respect of all
or part of any dividend or dividends falling
to be declared during the period commencing
on the date of passing of this resolution and
expiring on 01 MAY 2012 or such part of such
dividend or dividends as the Directors may
determine, the authority hereby conferred shall
be in substitution for the previous such authority
passed as the AGM of the Company held on 24
JAN 2003, which is hereby revoked
- --------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 932680463
- --------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: AOC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK G. RYAN Mgmt For For
GREGORY C. CASE Mgmt For For
EDGAR D. JANNOTTA Mgmt For For
JAN KALFF Mgmt For For
LESTER B. KNIGHT Mgmt For For
J. MICHAEL LOSH Mgmt For For
R. EDEN MARTIN Mgmt For For
ANDREW J. MCKENNA Mgmt For For
ROBERT S. MORRISON Mgmt For For
RICHARD B. MYERS Mgmt For For
RICHARD C. NOTEBAERT Mgmt For For
JOHN W. ROGERS, JR. Mgmt For For
GLORIA SANTONA Mgmt For For
CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AON S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 932685071
- --------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: AAPL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt Withheld Against
MILLARD S. DREXLER Mgmt Withheld Against
ALBERT A. GORE, JR. Mgmt Withheld Against
STEVEN P. JOBS Mgmt For For
ARTHUR D. LEVINSON Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
JEROME B. YORK Mgmt Withheld Against
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE 1997 DIRECTOR STOCK Mgmt For For
OPTION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For Against
OPTION DATING POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For Against
PAY FOR PERFORMANCE STANDARD, IF PROPERLY
PRESENTED AT THE MEETING.
08 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
ENVIRONMENTAL REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
09 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For Against
EQUITY RETENTION POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
10 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
ELECTRONIC WASTE TAKE BACK AND RECYCLING,
IF PROPERLY PRESENTED AT THE MEETING.
11 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr For Against
ADVISORY VOTE ON COMPENSATION, IF PROPERLY
PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 932631915
- --------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: AMAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL H. ARMACOST Mgmt For For
ROBERT H. BRUST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
PHILIP V. GERDINE Mgmt For For
THOMAS J. IANNOTTI Mgmt For For
CHARLES Y.S. LIU Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE Mgmt For For
BONUS PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
ASM LITHOGRAPHY HOLDING N.V. Agenda Number: 932635660
- --------------------------------------------------------------------------------------------------------------------------
Security: N07059111
Meeting Type: Annual
Meeting Date: 28-Mar-2007
Ticker: ASML
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 DISCUSSION OF THE ANNUAL REPORT 2006 AND ADOPTION Mgmt Non-votable
OF THE FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ( FY ) 2006, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
04 DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT Mgmt Non-votable
( BOM ) FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2006.
05 DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt Non-votable
BOARD ( SB ) FROM LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FY 2006.
07 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Mgmt Non-votable
OF THE COMPANY.
8A APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt Non-votable
AVAILABLE FOR THE BOM AND AUTHORIZATION OF
THE BOM TO ISSUE THE PERFORMANCE STOCK.
8B APPROVAL OF THE NUMBER OF PERFORMANCE STOCK Mgmt Non-votable
OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION
OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS.
8C APPROVAL OF THE NUMBER OF SHARES, EITHER IN Mgmt Non-votable
STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML
EMPLOYEES AND AUTHORIZATION OF THE BOM TO ISSUE
THE STOCK OR STOCK OPTIONS.
09 NOMINATION FOR APPOINTMENT OF MR. W. T. SIEGLE Mgmt Non-votable
AS MEMBER OF THE SB.
11 REMUNERATION OF THE SB. Mgmt Non-votable
12A PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt Non-votable
18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR)
SHARES IN THE CAPITAL OF THE COMPANY, LIMITED
TO 5% OF THE ISSUED CAPITAL AT THE TIME OF
THE AUTHORIZATION.
12B PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt Non-votable
18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION
WITH ITEM 12A.
12C PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt Non-votable
18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR)
SHARES IN THE CAPITAL OF THE COMPANY, FOR AN
ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE
TIME OF THE AUTHORIZATION, WHICH 5% CAN ONLY
BE USED IN CONNECTION WITH OR ON THE OCCASION
OF MERGERS AND/OR ACQUISITIONS.
12D PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt Non-votable
18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION
WITH ITEM 12C.
13 PROPOSAL TO CANCEL ORDINARY SHARES IN THE SHARE Mgmt Non-votable
CAPITAL OF THE COMPANY (TO BE) REPURCHASED
BY THE COMPANY.
14 PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF Mgmt Non-votable
18 MONTHS TO ACQUIRE ORDINARY SHARES IN THE
COMPANY S CAPITAL.
15 PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES Mgmt Non-votable
IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED
BY THE COMPANY FOLLOWING THE CANCELLATION OF
THE ORDINARY SHARES UNDER ITEM 13.
16 PROPOSAL TO CANCEL ADDITIONAL ORDINARY SHARES Mgmt Non-votable
IN THE SHARE CAPITAL OF THE COMPANY TO BE REPURCHASED
BY THE COMPANY FOLLOWING THE CANCELLATION OF
THE ORDINARY SHARES UNDER ITEM 15.
- --------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 932680437
- --------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: AIZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHEL BAISE Mgmt For For
HOWARD L. CARVER Mgmt For For
JUAN N. CENTO Mgmt For For
ALLEN R. FREEDMAN Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 932646360
- --------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: T
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For
A12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Mgmt For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
B03 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For
C04 STOCKHOLDER PROPOSAL A Shr Against For
C05 STOCKHOLDER PROPOSAL B Shr For Against
C06 STOCKHOLDER PROPOSAL C Shr For Against
C07 STOCKHOLDER PROPOSAL D Shr For Against
C08 STOCKHOLDER PROPOSAL E Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 932666641
- --------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: AVB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYCE BLAIR Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
GILBERT M. MEYER Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
H. JAY SARLES Mgmt For For
ALLAN D. SCHUSTER Mgmt For For
AMY P. WILLIAMS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
AXA Agenda Number: 932690375
- --------------------------------------------------------------------------------------------------------------------------
Security: 054536107
Meeting Type: Special
Meeting Date: 14-May-2007
Ticker: AXA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE COMPANY S FINANCIAL STATEMENTS Mgmt For For
FOR 2006 - PARENT ONLY
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR 2006
O3 EARNINGS APPROPRIATION AND DECLARATION OF A Mgmt For For
DIVIDEND OF EURO 1.06 PER SHARE
O4 APPROVAL OF A NEW REGULATED AGREEMENT (AGREEMENT Mgmt For For
BETWEEN THE AXA AND SCHNEIDER GROUPS)
O5 APPROVAL OF THE PREVIOUSLY AUTHORIZED REGULATED Mgmt For For
AGREEMENTS
O6 RE-APPOINTMENT OF MR. JEAN-RENE FOURTOU TO THE Mgmt For For
SUPERVISORY BOARD
O7 RE-APPOINTMENT OF MR. LEO APOTHEKER TO THE SUPERVISORY Mgmt For For
BOARD
O8 RE-APPOINTMENT OF MR. GERARD MESTRALLET TO THE Mgmt For For
SUPERVISORY BOARD
O9 RE-APPOINTMENT OF MR. EZRA SULEIMAN TO THE SUPERVISORY Mgmt For For
BOARD
O10 APPOINTMENT OF MR. JEAN-MARTIN FOLZ TO THE SUPERVISORY Mgmt For For
BOARD
O11 APPOINTMENT OF MR. GIUSEPPE MUSSARI TO THE SUPERVISORY Mgmt For For
BOARD
O12 DETERMINATION OF THE ANNUAL AMOUNT OF DIRECTORS Mgmt For For
FEES
O13 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD Mgmt Against Against
TO PURCHASE THE COMPANY S SHARES
E14 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt For For
TO INCREASE CAPITAL THROUGH THE CAPITALIZATION
OF RESERVES, RETAINED EARNINGS OR ADDITIONAL
PAID-IN CAPITAL
E15 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt For For
TO INCREASE THE COMPANY S CAPITAL THROUGH THE
ISSUE OF COMMON SHARES OR SECURITIES THAT ENTITLE
THE BEARER TO COMMON SHARES OF THE COMPANY
OR ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED
E16 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt For For
TO INCREASE CAPITAL THROUGH THE ISSUE OF COMMON
SHARES OR SECURITIES THAT ENTITLE THE BEARER
TO SHARE CAPITAL OF THE COMPANY OR ONE OF ITS
SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION
RIGHTS WAIVED
E17 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD, Mgmt For For
IN THE EVENT THAT SHARES OR SECURITIES ARE
ISSUED WITH PREFERENTIAL SUBSCRIPTION RIGHTS,
TO SET THE ISSUE PRICE UNDER THE CONDITIONS
DEFINED BY THE SHAREHOLDERS AND UP TO A MAXIMUM
OF 10% OF THE EQUITY CAPITAL
E18 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD Mgmt For For
TO INCREASE THE AMOUNT OF THE INITIAL ISSUE,
IN THE EVENT THAT SHARES OR SECURITIES ARE
ISSUED WITH PREFERENTIAL SUBSCRIPTION RIGHTS
WAIVED OR MAINTAINED, UNDER THE TERMS SET FORTH
IN THE FIFTEENTH TO THE SEVENTEENTH RESOLUTIONS
E19 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt Against Against
TO ISSUE COMMON SHARES AND SECURITIES WITH
A CLAIM TO THE COMPANY S COMMON SHARES, IN
THE EVENT THAT A PUBLIC EXCHANGE OFFER IS INITIATED
BY THE COMPANY
E20 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt For For
TO INCREASE THE CAPITAL OF THE COMPANY THROUGH
THE ISSUE OF COMMON SHARES AND SECURITIES WITH
A CLAIM TO THE COMPANY S COMMON SHARES IN RETURN
FOR CONTRIBUTIONS IN KIND UP TO A MAXIMUM OF
10% OF THE SHARE CAPITAL
E21 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt Against Against
TO ISSUE COMMON SHARES IN CONNECTION WITH THE
ISSUE OF SECURITIES, BY SUBSIDIARIES OF THE
COMPANY, WITH A CLAIM TO THE COMPANY S COMMON
SHARES
E22 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Mgmt For For
TO ISSUE SECURITIES ENTITLING THEIR BEARERS
TO AN ALLOTMENT OF DEBT INSTRUMENTS AND THAT
DO NOT RESULT IN AN INCREASE OF THE COMPANY
S CAPITAL
E23 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD Mgmt For For
TO RESOLVE TO ISSUE SECURITIES SECURING IMMEDIATE
OR DEFERRED ACCESS TO THE COMPANY S SHARE CAPITAL,
RESERVED FOR EMPLOYEES ENROLLED IN THE EMPLOYEE
SPONSORED COMPANY SAVINGS PLAN
E24 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD Mgmt Against Against
TO FREELY ALLOT SHARES TO EMPLOYEES OF THE
AXA GROUP IN CONNECTION WITH THE EXECUTION
OF THE AMBITION 2012 PLAN
E25 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD Mgmt For For
TO REDUCE CAPITAL THROUGH THE CANCELLATION
OF SHARES
E26 AMENDMENT TO THE BYLAWS RELATING TO THE CONDITIONS Mgmt For For
OF PARTICIPATION IN THE SHAREHOLDERS MEETINGS
E27 AMENDMENT TO THE BYLAWS PERTAINING TO THE TERMS Mgmt For For
AND CONDITIONS GOVERNING THE PROCESS OF NOMINATING
CANDIDATES TO SERVE ON THE SUPERVISORY BOARD
AS THE REPRESENTATIVE OF THE EMPLOYEE SHAREHOLDERS
E28 AUTHORIZATION TO COMPLY WITH ALL FORMAL REQUIREMENTS Mgmt For For
IN CONNECTION WITH THIS MEETING
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932644481
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: BAC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shr Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BANK OF CYPRUS PUBLIC COMPANY LTD, NICOSIA Agenda Number: 701239483
- --------------------------------------------------------------------------------------------------------------------------
Security: M1637D106
Meeting Type: AGM
Meeting Date: 06-Jun-2007
Ticker:
ISIN: CY0000100111
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and consider the Directors report Mgmt For For
and the financial statements of the Company
for the year 2006 and approve the proposed
dividend
2. To elect members of the Board of Directors Mgmt For For
3. To fix the remuneration of the members of the Mgmt For For
Board of Directors
4. To re-appoint the auditors and authorize the Mgmt For For
Board of Directors to fix their Remuneration
S.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr For Against
Instructions and authorization of the Board
of Directors to elaborate and discuss with
Marfin Popular Bank Public Co Ltd the terms
and sectors for a strategic cooperation between
the two banks in order to generate synergies
for the benefit of the shareholders of the
two banks
PLEASE NOTE THERE IS NO SHARE BLOCKING FOR THIS Non-Voting Non-votable
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 932673266
- --------------------------------------------------------------------------------------------------------------------------
Security: 06738E204
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: BCS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS AND AUDITORS REPORTS Mgmt For For
AND THE AUDITED ACCOUNTS FOR THE YEAR ENDED
31ST DECEMBER 2006.
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31ST DECEMBER 2006.
03 THAT MARCUS AGIUS BE RE-ELECTED A DIRECTOR OF Mgmt For For
THE COMPANY.
04 THAT FREDERIK SEEGERS BE RE-ELECTED A DIRECTOR Mgmt For For
OF THE COMPANY.
05 THAT CHRISTOPHER LUCAS BE RE-ELECTED A DIRECTOR Mgmt For For
OF THE COMPANY.
06 THAT STEPHEN RUSSELL BE RE-ELECTED A DIRECTOR Mgmt For For
OF THE COMPANY.
07 THAT RICHARD LEIGH CLIFFORD BE RE-ELECTED A Mgmt For For
DIRECTOR OF THE COMPANY.
08 THAT SIR ANDREW LIKLERMAN BE RE-ELECTED A DIRECTOR Mgmt For For
OF THE COMPANY.
09 THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR OF Mgmt For For
THE COMPANY.
10 THAT NIGEL RUDD BE RE-ELECTED A DIRECTOR OF Mgmt For For
THE COMPANY.
11 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
OF THE COMPANY.
12 TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION Mgmt For For
OF THE AUDITORS.
13 TO AUTHORISE BARCLAYS BANK PLC TO MAKE EU POLITICAL Mgmt For For
DONATIONS.
14 TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Mgmt For For
TO ALLOT SECURITIES.
15 TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Mgmt For For
TO ALLOT SECURITIES FOR CASH OTHER THAN ON
A PRO-RATA BASIS TO SHAREHOLDERS AND TO SELL
TREASURY SHARES.
16 TO RENEW THE COMPANY S AUTHORITY TO PURCHASE Mgmt For For
ITS OWN SHARES.
17 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 932647019
- --------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: BAX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1C ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1D ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF 2007 INCENTIVE PLAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 932721738
- --------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 27-Jun-2007
Ticker: BBY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JAMES* Mgmt For For
ELLIOT S. KAPLAN* Mgmt For For
MATTHEW H. PAULL* Mgmt For For
JAMES E. PRESS* Mgmt For For
RICHARD M. SCHULZE* Mgmt For For
MARY A. TOLAN* Mgmt For For
HATIM A. TYABJI* Mgmt For For
ROGELIO M. REBOLLEDO** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 1, 2008.
03 APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., Mgmt For For
INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES SUBJECT TO
THE PLAN TO 38 MILLION SHARES.
- --------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 932704299
- --------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 31-May-2007
Ticker: BIIB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. MULLEN Mgmt For For
BRUCE R. ROSS Mgmt For For
MARIJN E. DEKKERS Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 932703932
- --------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: BMRN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For For
MICHAEL GREY Mgmt Withheld Against
ELAINE J. HERON Mgmt For For
JOSEPH KLEIN, III Mgmt For For
PIERRE LAPALME Mgmt For For
V. BRYAN LAWLIS Mgmt For For
ALAN J. LEWIS Mgmt For For
RICHARD A. MEIER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
03 PROPOSAL TO INCREASE THE NUMBER OF AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK OF THE COMPANY FROM
150,000,000 TO 250,000,000.
- --------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS Agenda Number: 701207412
- --------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: AGM
Meeting Date: 15-May-2007
Ticker:
ISIN: FR0000131104
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting Non-votable
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-votable
YOU.
O.1 Approve the consolidated balance sheet at 31 Mgmt For For
DEC 2006 and the consolidated profit and loss
account for 2006, prepared in accordance with
the International Accounting Standards (IFRS)
adopted by the European Union
O.2 Approve the Bank s balance sheet at 31 DEC 2006 Mgmt For For
and the profit and loss account for the year
then ended, prepared in accordance with French
Accounting Standards and the net income figure
of EUR 5,375,377,317.47
O.3 Approve to appropriation of net income as specified; Mgmt For For
the total dividend of EUR 2,891,923,319.00
to be paid to BNP Paribas shareholders corresponds
to a dividend of EUR 3.10 per share with a
par value of EUR 2.00; authorize the Board
of Directors to credit dividends payable on
shares held in treasury stock to un appropriated
retained earnings the proposed dividend is
eligible for the tax allowance granted to individuals
domiciled for tax purposes in France as provided
for by Article 158-3-2 of the French Tax Code;
authorize the Board of Directors to deduct
from unappropriated retained earnings the amount
necessary to pay the specified dividend on
shares issued on the exercise of Stock Options
prior to the ex-dividend date
O.4 Receive the terms of the Auditors special report Mgmt For For
on transactions and agreements governed by
Article L. 225-38 of the French Commercial
Code and approve the transactions and agreements
entered into during the year, as approved in
advance by the Board of Directors and as specified
O.5 Authorize the Board, in accordance with Article Mgmt For For
L. 225-209 ET SEQ of the French Commercial
Code, to buy back a number of shares representing
up to 10% of the bank s issued capital, i.e.,
a maximum of 93,287,849 shares at 22 JAN 2007;
these shares may be acquired for the purposes
as specified; the shares may be purchased at
any time, unless a public offer is made in
respect of the bank s shares, subject to the
applicable regulations, and by any appropriate
method, including in the form of block purchases
or by means of derivative instruments traded
on a regulated market or over the-counter;
the price at which shares may be acquired under
this authorization may not exceed EUR 105 per
share, representing a maximum purchase price
of EUR 9,795,224,145 based on the bank s issued
capital at 22 JAN 2007; this price may, however,
be adjusted to take into account the effects
of any corporate actions; authorize the Board
of Directors, with the option of delegating
said powers subject to compliance with the
applicable law, to use this authorization and,
in particular, to place orders on the stock
exchange, enter into all agreements regarding
the keeping of share purchase and sale registers,
to carry out all formalities and make all declarations
O.6 Ratify the Board of Directors 08 MAR 2007 appointment Mgmt For For
of Mr. Suzanne Berger Keniston as a Director
authority expires at the close of general
meeting called in 2008 and approve the 2007
financial statements
O.7 Approve to renew Mr. Louis Schweitzer s as a Mgmt For For
Director for a period of 3 years, expiring
at the close of the general meeting to be called
in 20I0 and approve the 2009 financial statements
O.8 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required by the applicable Law
E.9 Amend the 38-month authorization given in the Mgmt For For
15th resolution adopted by the EGM of 18 MAY
2005; the amendment is to provide for the early
termination of the applicable vesting and holding
periods in the event of disability of a beneficiary,
in accordance with Act 1770-2006 of 30 DEC
2006 relating to the promotion of employee
profit-sharing and share ownership
E.10 Amend the 26-month authorization given to the Mgmt For For
Board of Directors in the 22nd resolution adopted
by the EGM of 23 MAY 2006 to increase the bank
s capital via the issue of shares reserved
for Members of the BNP Paribas Corporate Savings
Plan as specified
E.11 Authorize the Board of Directors in accordance Mgmt For For
with Article L.225-209 of the French Commercial
Code, to cancel, on one or several occasions,
some or all of the BNP Paribas shares that
the bank currently holds or that it may acquire
in accordance with the conditions laid down
by the OGM, provided that the number of shares
cancelled in any 24 month period does not exceed
10% of the total number of shares outstanding;
the difference between the purchase price of
the cancelled shares and their par value will
be deducted from additional paid-in capital
and reserves available for distribution, with
an amount corresponding to 10% of the capital
reduction being deducted from the Legal Reserve;
authorize the Board of Directors to implement
this authorization, carry out all acts, formalities
and declarations, including the amendment of
the Articles of Association, and generally,
do all that is necessary, with the option of
delegating said powers subject to compliance
with the applicable law; authority expires
at the end of 18 months ; in addition, authorize
the Board of Directors, in accordance with
Article L. 225-204 of the French Commercial
Code, to reduce BNP Paribas capital by canceling
the 2,638,403 BNP Paribas shares acquired following
the full asset transfer that took place in
connection with the Merger of Societe Centrale
D Investissements into BNP Paribas on 23 MAY
2006; authorize the Board of Directors for
an I8-month period to deduct the difference
between the carrying amount of the cancelled
shares and their par value from additional
paid-in capital and reserves available for
distribution, with an amount corresponding
to 10% of the capital reduction being deducted
from the legal reserve
E.12 Approve the merger in accordance with the specified Non-Voting Non-Votable
terms and conditions, to be carried out by
BNL transferring to BNP Paribas all of its
assets, in return for BNP Paribas assuming
all of BNL s liabilities; authorize the Board
of Directors to carry out a capital increase
in connection with the merger, whereby BNL
shareholders will be granted a total number
of BNP Paribas shares with a par value of EUR
2 each, ranging from 402,735 to 1,539,740 (representing
between EUR 805,470 and EUR 3,079,480) depending
on the number of BNL shares held by third parties
on the merger completion date; these newly-issued
shares will be allocated based on a ratio of
one (1) BNP Paribas share for 27 BNL shares
at the merger completion date, taking into
account the fact that no BNL shares held by
BNP Paribas will be exchanged for the Bank
s own shares, in accordance with Article L.
236-3 of the French Commercial Code; approve
the completion date for said merger, as specified
in the draft merger agreement; as from the
merger completion date - which must be no later
than 31 DEC 2007 - all operations carried out
by BNL will be considered for accounting purposes
as having been performed by BNP Paribas; notes
that the difference between the value of the
transferred net assets at 31 DEC 2006, corresponding
to BNP Paribas share of the underlying net
assets (representing between EUR 4,415 million
and EUR 4,476 million) and the estimated carrying
amount of BNP Paribas interest in BNL as recorded
in BNP Paribas accounts at the merger completion
date, represents a technical merger goodwill
of between EUR 4,536 million and EUR 4,597
million; approve any adjustments to be made
to the above-mentioned technical merger goodwill
based on the actual amount of the net assets
transferred and the carrying amount of BNP
Paribas interest in BNL at the merger completion
date, and approves the allocation of the adjusted
technical merger goodwill as provided for in
the draft merger agreement; approve that, as
from the merger completion date, the new shares
to be issued as consideration for the assets
transferred to BNP Paribas in connection with
the merger will carry the same rights and be
subject to the same legal requirements as existing
shares, and that an application will be made
for them to be listed on the Euro list market
of Euro next Paris (Compartment A); authorize
the Board of Directors to sell all the BNP
Paribas shares corresponding to fractions of
shares as provided for in the draft merger
agreement; approve that the difference between
the amount corresponding to the portion of
the net assets transferred to BNP Paribas held
by shareholders other than BNP Paribas and
BNL at the merger completion date, and the
aggregate par value of the shares remitted
as consideration for said asset transfer (representing
between EUR 14.7 million and EUR 57.4 million)
will be credited to a merger premium account
to which all shareholders shall have equivalent
rights; authorize (i) the adjustment of said
premium at the merger completion date in order
to reflect the definitive value of the net
assets transferred to BNP Paribas and the number
of BNP Paribas shares actually issued, and
(ii) the allocation of the adjusted merger
premium, as provided for in the draft merger
agreement; as a result of the merger of BNL
into BNP Paribas, approves the dissolution
of BNL without liquidation at the merger completion
date, and as from that date the replacement
of BNL by BNP Paribas in relation to all of
BNL s rights and obligations; as a result of
the merger of BNL into BNP Paribas and subject
to the terms and conditions of the draft merger
agreement, authorizes BNP Paribas to take over
BNL s commitments arising from the stock options
awarded to the Employees and Corporate Officers
of BNL and its subsidiaries under the Stock
Option Plans listed in the appendix to the
draft merger agreement; approve the Auditors
special report, resolves to waive in favour
of holders of the above stock options, all
pre-emptive rights to subscribe for the shares
to be issued on exercise of the options; grant
full powers to the Board of Directors to use
this authorization, with the option of delegating
said powers subject to compliance with the
applicable law; this includes (i) placing on
record the number and par value of the shares
to be issued on completion of the merger and,
where appropriate, the exercise of options,
(ii) carrying out the formalities related to
the corresponding capital increases, (iii)
amending the bank s Articles of Association
accordingly, and (iv) more generally, taking
any and all measures and carrying out any and
all formalities appropriate or necessary in
relation to the transaction
E.13 Approve: the terms of the merger agreement and Non-Voting Non-Votable
authorizes the merger of Compagnie Immobiliere
de France into BNP Paribas; the transfer of
Compagnie Immobiliere de France s entire asset
base to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of Compagnie Immobiliere
de France and consequently the merger will
not lead to an increase in BNP Paribas share
capital nor to an exchange of Compagnie Immobiliere
de France shares for BNP Paribas shares, in
accordance with Article L.236-II of the French
Commercial Code; the amount of the assets transferred
by Compagnie Immobiliere de France and the
valuation thereof, as well as the amount of
the technical merger goodwill and its allocation
as provided for in the merger agreement; as
a result of the foregoing and subject to the
conditions precedent provided for in the merger
agreement, Compagnie Immobiliere de France
will be automatically dissolved without liquidation
and BNP Paribas will simply replace Compagnie
Immobiliere de France in relation to all of
its rights and obligations and authorize the
Board of Directors to record the fulfillment
of the conditions precedent set out in the
merger agreement and to take any and all measures
and carry out any and all formalities appropriate
or necessary in relation to the transaction,
with the option of delegating said powers to
the Chief Executive Officer
E.14 Approve; the terms of the merger agreement and Non-Voting Non-votable
authorizes the merger of Societe Immobiliere
du 36 avenue de l Opera into BNP Paribas; the
transfer of Societe Immobiliere du 36 avenue
de l Opera s entire asset base to BNP Paribas;
notes that since the draft merger agreement
was filed with the Paris Commercial Court,
BNP Paribas has held all of the shares making
up the capital of Societe Immobiliere du 36
avenue de l Opera and consequently the merger
will not lead to an increase in BNP Paribas
share capital nor to an exchange of Societe
Immobiliere du 36 avenue de l Opera shares
for BNP Paribas shares, in accordance with
Article L.236- II of the French Commercial
Code; the amount of the assets transferred
by Societe Immobiliere du 36 avenue de l Opera
and the valuation thereof, as well as the amount
of the technical merger goodwill and its allocation
as provided for in the merger agreement; that,
as a result of the foregoing, Societe Immobiliere
du 36 avenue de l Opera is dissolved without
liquidation as from the date of this Meeting
and that BNP Paribas will henceforth simply
replace Societe Immobiliere du 36 avenue de
l Opera in relation to all of its rights and
obligations and authorize the Board of Directors
to take any and all measures and carry out
any and all formalities appropriate or necessary
in relation to the transaction, with the option
of delegating said powers to the Chief Executive
Officer
E.15 Approve: the terms of the merger agreement and Non-voting Non-votable
authorizes the merger of CAPEFI into BNP Paribas;
the transfer of CAPEFI s entire asset base
to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of CAPEFI and consequently
the merger will not lead to an increase in
BNP Paribas share capital nor to an exchange
of CAPEFI shares for BNP Paribas shares, in
accordance with Article L.236- II of the French
Commercial Code; the amount of the assets transferred
by CAPEFI and the valuation thereof, as well
as the amount of the technical merger goodwill
and its allocation as provided for in the merger
agreement; that, as a result of the foregoing,
CAPEFI is dissolved without liquidation as
from the date of this meeting and BNP Paribas
will henceforth simply replace CAPEFI in relation
to all of its rights and obligations; authorize
the Board of Directors to take any and all
measures and carry out any and all formalities
appropriate or necessary in relation to the
transaction, with the option of delegating
said powers to the Chief Executive Officer
E.16 Amend the bank s Articles of Association in Mgmt For For
accordance with Decree No. 2006-1566 of 11
DEC 2006 which amends the terms and conditions
relating to attendance at shareholders meetings
provided for in the Decree of 23 MAR 1967 concerning
commercial Companies; consequently, Article
18 of Section V of the Articles of Association
is amended to read as specified
E.17 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this Meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required the applicable Law
- --------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 932656335
- --------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: BSX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
URSULA M. BURNS Mgmt For For
MARYE ANNE FOX, PH.D. Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
JOHN E. PEPPER Mgmt For For
02 TO AMEND THE CERTIFICATE OF INCORPORATION AND Mgmt For For
BYLAWS TO DECLASSIFY BOARD OF DIRECTORS
03 TO AMEND THE CERTIFICATE OF INCORPORATION AND Mgmt For For
BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE
BOARD OF DIRECTORS FROM 15 TO 20 DIRECTORS
04 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Mgmt For For
BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE
OFFICERS)
05 TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK Shr For Against
RETENTION GUIDELINES
06 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF
- --------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 932673709
- --------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: BTI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RECEIPT OF THE 2006 REPORT AND ACCOUNTS Mgmt For For
O2 APPROVAL OF THE 2006 REMUNERATION REPORT Mgmt For For
O3 DECLARATION OF THE FINAL DIVIDEND FOR 2006 Mgmt For For
O4 REAPPOINTMENT OF THE AUDITORS Mgmt For For
O5 AUTHORITY FOR THE DIRECTORS TO AGREE ON THE Mgmt For For
AUDITORS REMUNERATION
O6A REAPPOINTMENT OF DIRECTORS RETIRING BY ROTATION: Mgmt For For
PAUL ADAMS
O6B REAPPOINTMENT OF DIRECTORS RETIRING BY ROTATION: Mgmt For For
ROBERT LERWILL (A,C,N,R)
O6C REAPPOINTMENT OF DIRECTORS RETIRING BY ROTATION: Mgmt For For
SIR NICHOLAS SCHEELE (A,C,N,R)
O6D REAPPOINTMENT OF DIRECTORS RETIRING BY ROTATION: Mgmt For For
THYS VISSER (C,N)
O7 RENEWAL OF THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
S8 RENEWAL OF THE DIRECTORS AUTHORITY TO DISAPPLY Mgmt For For
PREEMPTION RIGHTS
O9 APPROVAL OF WAIVER OF OFFER OBLIGATION Mgmt For For
S10 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt For For
SHARES
O11 AUTHORITY TO ESTABLISH THE BRITISH AMERICAN Mgmt For For
TOBACCO 2007 LONG TERM INCENTIVE PLAN
O12 APPROVAL OF THE EXTENSION OF THE BRITISH AMERICAN Mgmt For For
TOBACCO SHARESAVE SCHEME
S13 RATIFICATION AND CONFIRMATION OF THE 2006 INTERIM Mgmt For For
DIVIDEND AND MATTERS RELATING THERETO
S14 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 932657678
- --------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: BRCM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. FARINSKY Mgmt For For
MAUREEN E. GRZELAKOWSKI Mgmt Withheld Against
NANCY H. HANDEL Mgmt For For
JOHN MAJOR Mgmt Withheld Against
SCOTT A. MCGREGOR Mgmt For For
ALAN E. ROSS Mgmt Withheld Against
HENRY SAMUELI, PH.D. Mgmt Withheld Against
ROBERT E. SWITZ Mgmt For For
WERNER F. WOLFEN Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against Against
S 1998 EMPLOYEE STOCK PURCHASE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE BROADCOM CORPORATION EXECUTIVE Mgmt For For
OFFICER PERFORMANCE BONUS PLAN UNDER WHICH
INCENTIVE BONUSES, QUALIFYING AS PERFORMACE-BASED
COMPENSATION WITHIN THE MEANING OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF 1986,
AS AMENDED, MAY BE PROVIDED TO CERTAIN EXECUTIVE
OFFICERS.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF BROADCOM Mgmt Against Against
S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
CEPHALON, INC. Agenda Number: 932678329
- --------------------------------------------------------------------------------------------------------------------------
Security: 156708109
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: CEPH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK BALDINO, JR., PHD Mgmt For For
WILLIAM P. EGAN Mgmt For For
MARTYN D. GREENACRE Mgmt For For
VAUGHN M. KAILIAN Mgmt For For
KEVIN E. MOLEY Mgmt For For
CHARLES A. SANDERS, M.D Mgmt For For
GAIL R. WILENSKY, PH.D. Mgmt For For
DENNIS L. WINGER Mgmt For For
02 APPROVAL OF AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION INCREASING THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE
03 APPROVAL OF AMENDMENT TO THE 2004 EQUITY COMPENSATION Mgmt For For
PLAN INCREASING THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
CHUBB CORPORATION Agenda Number: 932655737
- --------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: CB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ZOE BAIRD Mgmt For For
SHEILA P. BURKE Mgmt For For
JAMES I. CASH, JR. Mgmt For For
JOEL J. COHEN Mgmt For For
JOHN D. FINNEGAN Mgmt For For
KLAUS J. MANGOLD Mgmt For For
SIR D.G. SCHOLEY, CBE Mgmt For For
LAWRENCE M. SMALL Mgmt For For
DANIEL E. SOMERS Mgmt For For
KAREN HASTIE WILLIAMS Mgmt For For
ALFRED W. ZOLLAR Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR.
03 TO VOTE ON THE ADOPTION OF AN AMENDMENT TO THE Mgmt For For
CHUBB CORPORATION RESTATED CERTIFICATE OF INCORPORATION.
04 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 932588405
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr For Against
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932641562
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr For Against
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 932682431
- --------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: CMS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MERRIBEL S. AYRES Mgmt For For
JON E. BARFIELD Mgmt For For
RICHARD M. GABRYS Mgmt For For
DAVID W. JOOS Mgmt For For
PHILIP R. LOCHNER, JR. Mgmt For For
MICHAEL T. MONAHAN Mgmt For For
JOSEPH F. PAQUETTE, JR. Mgmt For For
PERCY A. PIERRE Mgmt For For
KENNETH L. WAY Mgmt For For
KENNETH WHIPPLE Mgmt For For
JOHN B. YASINSKY Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 932712210
- --------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: CTSH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAKSHMI NARAYANAN Mgmt For For
JOHN E. KLEIN Mgmt For For
02 TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED 1999 INCENTIVE COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 932664433
- --------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: CL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: J.K. CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: E.M. HANCOCK Mgmt For For
1D ELECTION OF DIRECTOR: D.W. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: R.J. KOGAN Mgmt For For
1F ELECTION OF DIRECTOR: D.E. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: R. MARK Mgmt For For
1H ELECTION OF DIRECTOR: J.P. REINHARD Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 STOCKHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shr For Against
MEETINGS
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 932669546
- --------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CMCSA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shr Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shr For Against
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shr Against For
06 ADOPT A RECAPITALIZATION PLAN Shr For Against
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shr Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932615593
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 28-Dec-2006
Ticker: RIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL AND JUSTIFICATION FOR CONSOLIDATION Mgmt For For
OF CAEMI MINERACAO E METALURGIA S.A. ( CAEMI
), A WHOLLY OWNED SUBSIDIARY OF CVRD, PURSUANT
TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE
LAW
02 TO RATIFY THE APPOINTMENT OF THE EXPERTS TO Mgmt For For
APPRAISE THE VALUE OF THE COMPANY TO BE CONSOLIDATED
03 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For
BY THE EXPERT APPRAISERS
04 THE APPROVAL FOR THE CONSOLIDATION OF CAEMI, Mgmt For For
WITHOUT A CAPITAL INCREASE OR THE ISSUANCE
OF NEW SHARES BY THIS COMPANY
05 TO RATIFY THE ACQUISITION OF THE CONTROL OF Mgmt For For
INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE
256 OF THE BRAZILIAN CORPORATE LAW
06 TO RATIFY THE APPOINTMENT OF A BOARD MEMBER, Mgmt For For
DULY NOMINATED DURING THE BOARD OF DIRECTORS
MEETING HELD ON JUNE 21, 2006, IN ACCORDANCE
WITH SECTION 10 OF ARTICLE 11 OF THE COMPANY
S BY-LAWS
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932676313
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: RIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPRECIATION OF THE MANAGEMENTS REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
O2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET OF THE COMPANY.
O3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
O4 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. Mgmt For For
O5 ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE
OFFICERS AND THE FISCAL COUNCIL.
E1 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------------------------------------------------
CONAFI PRESTITO S.P.A., TORINO Agenda Number: 701240626
- --------------------------------------------------------------------------------------------------------------------------
Security: T304DJ109
Meeting Type: MIX
Meeting Date: 22-May-2007
Ticker:
ISIN: IT0004105653
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
o.1 Approve the balance sheet as of 31 DEC 2006, Mgmt Take no action
resolutions related there to
o.2 Approve to postpone External Auditors Mazars Mgmt Take no action
and Guerard S.pa term of office as per Legislative
Decree 58/1998, resolutions related there to
E.1 Amend some Articles of By-Law also to be in Mgmt Take no action
compliance with new Law provisions, resolutions
related there to
- --------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 932664988
- --------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: COP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Mgmt For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Mgmt For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON Mgmt For For
ROY
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Mgmt For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shr Against For
04 GLOBAL WARMING-RENEWABLES Shr Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shr Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shr Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shr Against For
08 COMMUNITY ACCOUNTABILITY Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 932637905
- --------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: GLW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. CUMMINGS, JR. Mgmt For For
EUGENE C. SIT Mgmt Withheld Against
WILLIAM D. SMITHBURG Mgmt Withheld Against
HANSEL E. TOOKES II Mgmt Withheld Against
WENDELL P. WEEKS Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shr For Against
OF EACH DIRECTOR ANNUALLY.
- --------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION Agenda Number: 932701762
- --------------------------------------------------------------------------------------------------------------------------
Security: 222372104
Meeting Type: Annual
Meeting Date: 13-Jun-2007
Ticker: CFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY G. CISNEROS Mgmt For For
ROBERT J. DONATO Mgmt For For
HARLEY W. SNYDER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
03 TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, URGING OUR BOARD OF DIRECTORS TO
ADOPT A POLICY THAT OUR STOCKHOLDERS BE GIVEN
AN OPPORTUNITY TO RATIFY THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS SET FORTH IN OUR
ANNUAL PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP Agenda Number: 932670373
- --------------------------------------------------------------------------------------------------------------------------
Security: 225401108
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: CS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PRESENTATION AND APPROVAL OF THE ANNUAL REPORT, Mgmt Non-votable
THE PARENT COMPANY S 2006 FINANCIAL STATEMENTS
AND THE GROUP S 2006 CONSOLIDATED FINANCIAL
STATEMENTS
02 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE Mgmt Non-votable
BOARD OF DIRECTORS AND EXECUTIVE BOARD
03 CAPITAL REDUCTION OWING TO COMPLETION OF THE Mgmt Non-votable
SHARE BUY BACK PROGRAM
4A RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt Non-votable
EARNINGS
4B REDUCTION OF SHARE CAPITAL BY REPAYMENT OF PAR Mgmt Non-votable
VALUE TO SHAREHOLDERS
05 APPROVAL OF A FURTHER SHARE BUY BACK PROGRAM Mgmt Non-votable
6A ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt Non-votable
RENEWAL OF AUTHORIZED CAPITAL
6B ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt Non-votable
AMENDMENT OF ART. 7 PARAS. 4 AND 5 (RIGHT TO
ADD AN ITEM TO THE AGENDA)
6C ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt Non-votable
AMENDMENTS AS A RESULT OF ITEM 4.2
7A1 RE-ELECTION TO THE BOARD OF DIRECTORS: NOREEN Mgmt Non-votable
DOYLE
7A2 RE-ELECTION TO THE BOARD OF DIRECTORS: AZIZ Mgmt Non-votable
R.D. SYRIANI
7A3 RE-ELECTION TO THE BOARD OF DIRECTORS: DAVID Mgmt Non-votable
W. SYZ
7A4 RE-ELECTION TO THE BOARD OF DIRECTORS: PETER Mgmt Non-votable
F. WEIBEL
7B ELECTION OF THE PARENT COMPANY S INDEPENDENT Mgmt Non-votable
AUDITORS AND THE GROUP S INDEPENDENT AUDITORS
7C ELECTION OF SPECIAL AUDITORS Mgmt Non-votable
7D IF VOTING TAKES PLACE ON PROPOSALS THAT HAVE Mgmt Non-votable
NOT BEEN SUBMITTED UNTIL THE ANNUAL GENERAL
MEETING ITSELF AS DEFINED IN ART. 700 PARAS.
3 AND 4 OF THE SWISS CODE OF OBLIGATIONS, OR
IN THE CASE OF CONSULTATIVE VOTES, I HEREBY
AUTHORIZE THE INDEPENDENT PROXY TO VOTE IN
FAVOR OF THE PROPOSAL OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 932615377
- --------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: DHI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
RICHARD I. GALLAND Mgmt For For
MICHAEL W. HEWATT Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shr For Against
A MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
03 TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 932680552
- --------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: DHR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN M. RALES Mgmt For For
JOHN T. SCHWIETERS Mgmt For For
ALAN G. SPOON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE AN AMENDMENT TO DANAHER S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF DANAHER
TO A TOTAL OF ONE BILLION (1,000,000,000) SHARES,
$.01 PAR VALUE PER SHARE.
04 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Mgmt Against Against
05 TO APPROVE THE 2007 EXECUTIVE CASH INCENTIVE Mgmt For For
COMPENSATION PLAN.
06 TO APPROVE AN AMENDMENT TO DANAHER S AMENDED Mgmt For For
AND RESTATED EXECUTIVE DEFERRED INCENTIVE PROGRAM.
07 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shr For Against
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES
RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
THROUGH EQUITY COMPENSATION PROGRAMS DURING
THEIR EMPLOYMENT, AND TO REPORT TO SHAREHOLDERS
REGARDING THE POLICY BEFORE DANAHER S 2008
ANNUAL MEETING OF SHAREHOLDERS.
- --------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 932622928
- --------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 28-Feb-2007
Ticker: DE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1B ELECTION OF DIRECTOR: ANTONIO MADERO B. Mgmt For For
1C ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
- --------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 932554593
- --------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 21-Jul-2006
Ticker: DELL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
ALAN (A.G.) LAFLEY Mgmt For For
JUDY C. LEWENT Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
MICHAEL A. MILES Mgmt For For
SAMUEL A. NUNN, JR. Mgmt For For
KEVIN B. ROLLINS Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 GLOBAL HUMAN RIGHTS STANDARD Shr Against For
SH2 DECLARATION OF DIVIDEND Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG Agenda Number: 932688647
- --------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: DB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Mgmt For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Mgmt For For
MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Mgmt For For
SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL Mgmt For For
YEAR, INTERIM ACCOUNT
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Mgmt For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Mgmt For For
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
AS WELL AS FOR THEIR USE
08 AUTHORIZATION TO USE DERIVATIVES WITHIN THE Mgmt For For
FRAMEWORK OF THE PURCHASE OF OWN SHARES
09 ELECTION TO THE SUPERVISORY BOARD Mgmt For For
10 RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION Mgmt For For
ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM
8
11 RESOLUTION ON AN AMENDMENT TO SECTION 14 OF Mgmt For For
THE ARTICLES OF ASSOCIATION CONCERNING THE
REMUNERATION OF THE SUPERVISORY BOARD
12 RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE Mgmt For For
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF SECTION 8 OF Mgmt For For
THE ARTICLES OF ASSOCIATION ON THE REORGANIZATION
OF THE ADVISORY BODIES
14 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Mgmt For For
TO THE ARTICLES OF ASSOCIATION
- --------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 932695250
- --------------------------------------------------------------------------------------------------------------------------
Security: 269246104
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: ETFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. FISHER Mgmt For For
GEORGE A. HAYTER Mgmt For For
R. JARRETT LILIEN Mgmt For For
DONNA L. WEAVER Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 932650903
- --------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: DD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. BROWN Mgmt For For
ROBERT A. BROWN Mgmt For For
BERTRAND P. COLLOMB Mgmt For For
CURTIS J. CRAWFORD Mgmt For For
JOHN T. DILLON Mgmt For For
ELEUTHERE I. DU PONT Mgmt For For
CHARLES O. HOLLIDAY, JR Mgmt For For
LOIS D. JULIBER Mgmt For For
MASAHISA NAITOH Mgmt For For
SEAN O'KEEFE Mgmt For For
WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Mgmt For For
04 ON GENETICALLY MODIFIED FOOD Shr Against For
05 ON PLANT CLOSURE Shr Against For
06 ON REPORT ON PFOA Shr Against For
07 ON COSTS Shr Against For
08 ON GLOBAL WARMING Shr Against For
09 ON CHEMICAL FACILITY SECURITY Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 932713844
- --------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 14-Jun-2007
Ticker: EBAY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIPPE BOURGUIGNON Mgmt For For
THOMAS J. TIERNEY Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL Mgmt For For
EQUITY INCENTIVE PLAN TO FURTHER SATISFY THE
REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE
PURCHASE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 932661475
- --------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ECL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For For
JOEL W. JOHNSON Mgmt For For
BETH M. PRITCHARD Mgmt For For
HANS VAN BYLEN Mgmt For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 932647021
- --------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: EIX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.E. BRYSON Mgmt For For
V.C.L. CHANG Mgmt For For
F.A. CORDOVA Mgmt For For
C.B. CURTIS Mgmt For For
B.M. FREEMAN Mgmt For For
L.G. NOGALES Mgmt For For
R.L. OLSON Mgmt For For
J.M. ROSSER Mgmt For For
R.T. SCHLOSBERG, III Mgmt For For
R.H. SMITH Mgmt For For
T.C. SUTTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Mgmt For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr Against For
STOCK OPTIONS.
- --------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 932661730
- --------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: EMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL W. BROWN Mgmt For For
JOHN R. EGAN Mgmt For For
DAVID N. STROHM Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDED AND RESTATED EMC CORPORATION Mgmt For For
2003 STOCK PLAN TO INCREASE BY 100,000,000.
04 TO APPROVE AN AMENDMENT TO EMC S 1989 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 25,000,000.
05 TO ELIMINATE EMC S CLASSIFIED BOARD STRUCTURE Mgmt For For
AND PROVIDE FOR THE ANNUAL ELECTION OF EACH
DIRECTOR.
06 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC
S PROXY STATEMENT.
07 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO ELECTION OF DIRECTORS BY MAJORITY VOTE,
AS DESCRIBED IN EMC S PROXY STATEMENT.
08 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO SIMPLE MAJORITY VOTE, AS DESCRIBED IN EMC
S PROXY STATEMENT.
09 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PAY-FOR-SUPERIOR PERFORMANCE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932615959
- --------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2007
Ticker: EMR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G Mgmt Withheld Against
W. J. GALVIN Mgmt For For
R. L. RIDGWAY Mgmt For For
R. L. STEPHENSON Mgmt For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 932659381
- --------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: EFX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN L. CLENDENIN Mgmt For For
A. WILLIAM DAHLBERG Mgmt For For
ROBERT D. DALEO Mgmt For For
L. PHILLIP HUMANN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS EQUIFAX S INDEPENDENT AUDITOR FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 932676844
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: XOM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
W.W. GEORGE Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S. REINEMUND Mgmt For For
W.V. SHIPLEY Mgmt For For
J.S. SIMON Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Mgmt For For
03 CUMULATIVE VOTING (PAGE 45) Shr For Against
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shr For Against
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shr For Against
06 DIVIDEND STRATEGY (PAGE 48) Shr Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shr Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shr Against For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shr Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shr For Against
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shr Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shr Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shr Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shr Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. Agenda Number: 932683231
- --------------------------------------------------------------------------------------------------------------------------
Security: 31410H101
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: FD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SARA LEVINSON Mgmt For For
JOSEPH NEUBAUER Mgmt For For
JOSEPH PICHLER Mgmt For For
JOYCE M. ROCHE Mgmt For For
KARL VON DER HEYDEN Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO APPROVE AN AMENDMENT TO FEDERATED S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE THE CORPORATE NAME.
04 TO APPROVE FEDERATED S 1992 INCENTIVE BONUS Mgmt For For
PLAN, AS AMENDED.
05 TO APPROVE THE ISSUANCE OF COMMON STOCK UNDER Mgmt For For
THE DIRECTOR DEFERRED COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 932575105
- --------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: FDX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
STEVEN R. LORANGER Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING Shr Against For
REPORT.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES Agenda Number: 932702865
- --------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: FIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEE A. KENNEDY Mgmt For For
KEITH W. HUGHES Mgmt For For
JAMES K. HUNT Mgmt For For
RICHARD N. MASSEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. Agenda Number: 932570333
- --------------------------------------------------------------------------------------------------------------------------
Security: 338032204
Meeting Type: Special
Meeting Date: 30-Aug-2006
Ticker: FSH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 7, 2006, BY AND
AMONG THERMO ELECTRON CORPORATION, TRUMPET
MERGER CORPORATION AND FISHER.
02 ADJOURNMENT OF THE FISHER SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP. Agenda Number: 932733151
- --------------------------------------------------------------------------------------------------------------------------
Security: 36467W109
Meeting Type: Annual
Meeting Date: 28-Jun-2007
Ticker: GME
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. RICHARD FONTAINE Mgmt For For
JEROME L. DAVIS Mgmt For For
STEPHANIE M. SHERN Mgmt For For
STEVEN R. KOONIN Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED GAMESTOP CORP.
2001 INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
FEBRUARY 2, 2008.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 932654040
- --------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: GD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt For For
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt For For
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt For For
1D ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt For For
1E ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt For For
1G ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt For For
1H ELECTION OF DIRECTOR: J.M. KEANE Mgmt For For
1I ELECTION OF DIRECTOR: D.J. LUCAS Mgmt For For
1J ELECTION OF DIRECTOR: L.L. LYLES Mgmt For For
1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt For For
1L ELECTION OF DIRECTOR: R. WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCEShr For Against
STANDARD
04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shr For Against
BASED STOCK OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932635862
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: GE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
SIR WILLIAM M. CASTELL Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
SUSAN HOCKFIELD Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G.(A.G.) LAFLEY Mgmt For For
ROBERT W. LANE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF KPMG Mgmt For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Mgmt For For
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shr For Against
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Shr For Against
05 ELIMINATE DIVIDEND EQUIVALENTS Shr For Against
06 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
07 GLOBAL WARMING REPORT Shr Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For
09 REPORT ON PAY DIFFERENTIAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 932662085
- --------------------------------------------------------------------------------------------------------------------------
Security: 37247D106
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: GNW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. BORELLI Mgmt For For
MICHAEL D. FRAIZER Mgmt For For
NANCY J. KARCH Mgmt For For
J. ROBERT "BOB" KERREY Mgmt For For
SAIYID T. NAQVI Mgmt For For
JAMES A. PARKE Mgmt For For
JAMES S. RIEPE Mgmt For For
BARRETT A. TOAN Mgmt For For
THOMAS B. WHEELER Mgmt For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 932658098
- --------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: GILD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt Withheld Against
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt For For
S 2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD Mgmt For For
S EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 932665827
- --------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2007
Ticker: GG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A A SPECIAL RESOLUTION AUTHORIZING AND EMPOWERING Mgmt For For
THE DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS
OF THE COMPANY WITHIN THE MINIMUM AND MAXIMUM
NUMBER SET FORTH IN THE ARTICLES AND THE NUMBER
OF DIRECTORS OF THE COMPANY TO BE ELECTED AT
THE ANNUAL MEETING OF SHAREHOLDERS OF THE COMPANY,
AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR;
B DIRECTOR
IAN W. TELFER Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
C. KEVIN MCARTHUR Mgmt For For
JOHN P. BELL Mgmt For For
LAWRENCE I. BELL Mgmt For For
BEVERLEY BRISCOE Mgmt For For
PETER DEY Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
C IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
D A RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY Mgmt For For
S 2005 STOCK OPTION PLAN, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 932673886
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: GOOG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Mgmt Against Against
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER
BY 4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Mgmt For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shr Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM
OF ACCESS TO THE INTERNET.
- --------------------------------------------------------------------------------------------------------------------------
GRAFTON GROUP PLC Agenda Number: 701233619
- --------------------------------------------------------------------------------------------------------------------------
Security: G4035Q189
Meeting Type: AGM
Meeting Date: 11-May-2007
Ticker:
ISIN: IE00B00MZ448
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and approve the financial statement Mgmt For For
for the YE 31 DEC 2006 together with the reports
of the Directors and the Auditors
2.A Approve the election/re-election of Mr. Anthony Mgmt Against Against
E.Collins as a Member of the Remuneration Committee
2.B Approve the election/re-election of Mr. Gillian Mgmt For For
Bowler as a Director as a Member of the Remuneration
Committee
2.C Approve the election/re-election of Mr. Richard Mgmt For For
W. Jewson as a Member of the Remuneration Committee
2.D Approve the election/re-election of Mr. Leo Mgmt For For
J. Martin as a Director of the Company
2.E Approve the election/re-election of Mr. Peter Mgmt For For
S. Wood as a Director of the Company
3. Authorize the Directors to fix the remuneration Mgmt For For
of the Auditors for the YE 31 DEC 2007
S.4 Authorize the Directors, in accordance with Mgmt For For
the powers, provisions and limitations of Article
8 iii of the Articles of Association of the
Company, to allot equity securities for cash
and in respect of sub-paragraph b thereof
up to an aggregate nominal value of EUR 606,000
S.5 Authorize the Directors, subject to the provisions Mgmt For For
of the Companies Arts 1963 to 2006, to make
market purchases from time to time of its own
shares with in the meaning of Section 212
of the Companies Act, 1990 up to a maximum
number of shares equal to 10% of the Company
s issued share capital at the date of the passing
of this resolution, authority expire the earlier
of the next AGM of the Company after the passing
of the resolution or the date 15 months after
date the passing of this resolution ; however
that purchase of shares will be limited to
the maximum price which will not exceed 5%
above the average of the middle market quotations
taken from the Stock Exchange Office List in
Dublin or as the case may be, in London, for
the 10 business days before the purchase is
made and to a minimum price which will not
be less than the par value of the shares at
the time the purchase is made
S.6 Authorize the Directors to make market purchases Mgmt For For
from time to time of its own shares passed
earlier this day Resolution No. 5 , for the
purposes of section 209 of the Companies Act.
1990, the re-issue price range at which any
treasury shares as defined by the said Section
209 for the time being held by the Company
may be re-issued off-market as: a) the maximum
price at which treasury share may be re-issued
off-market shall be an amount equal to 120%
of the appropriate price; and b) the minimum
price at which a treasury share may be re-issued
off-market shall be an amount equal to 95%
of the appropriate price; for the purposes
of this resolution the expressed appropriatiate
price shall mean the average of 10 amounts
resulting from determining as specified in
relation to shares of the class of which such
treasury shores is to be re-issued shall be
appropriate in respect of each of the 10 business
days immediately preceding the day on which
the treasury share is re-issued as determined
from information published in the Irish stock
exchange daily official list reporting the
business done on each of these 10 business
days, if there shall be more than 1 dealing
reported for the day the average of the prices
at which such dealing stock place; if there
shall be only 1 dealing reported for the day,
the price at which such dealing took place
or if there shall not be any dealing reported
for the day, the average of the closing bid
and offer prices for the day and if there shall
be only a bid but not an offer or an offer
but not a bid price reported, or if there
shall not be any bid or offer price reported,
for any particular day then that day shall
not count as one of the said 10 business days
further purpose of determining the appropriate
Price; if means of providing the foregoing
information as to dealings and prices by reference
to which the appropriate price, is to be determined
is altered or is replaced by some other means
then the appropriate price shall be determined
on the basis of the equivalent information
published by the equivalent information published
by the relevant authority in relation to dealings
on the Irish Stock Exchange or its equivalent;
Authority expire the earlier of the close
of business on the day of the next AGM of the
Company on the date 18 months after the date
of the passing of this resolution
S.7 Grant authority for the terms of the contingent Mgmt For For
purchase contract within the meaning of Section.
214 of the Companies Act, 1990 relating to
the A ordinary shares in the capital of the
Company, as specified; Authority expire the
earlier of the close of business on the date
of the next AGM of the Company after the passing
of this resolution, or the date 15 months after
the date of the passing of this resolution ;
the Company may before such expiry make a contract
of purchase which would or might be executed
wholly or partly after the expiry of this authority
- --------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 932669205
- --------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: HAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K.M. BADER Mgmt For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1D ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Mgmt For For
1F ELECTION OF DIRECTOR: K.T DERR Mgmt For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Mgmt For For
1I ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Mgmt For For
1L ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shr Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 932658036
- --------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: HES
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
N.F. BRADY Mgmt Withheld Against
J.B. COLLINS Mgmt For For
T.H. KEAN Mgmt For For
F.A. OLSON Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2007.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD Shr For
OF DIRECTORS TAKE ACTION TO DECLASSIFY THE
BOARD.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 932626394
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: HPQ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For
1D ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M.V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For
1G ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For
1H ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2007
03 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shr For Against
NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS
OF HEWLETT-PACKARD COMPANY
04 STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE Shr Against For
ROLES OF CEO AND CHAIRMAN
05 STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE Shr For Against
POISON PILL TO SHAREHOLDER VOTE
06 STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda Number: 932574937
- --------------------------------------------------------------------------------------------------------------------------
Security: 453258402
Meeting Type: Special
Meeting Date: 07-Sep-2006
Ticker: INCLF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION AUTHORIZING, APPROVING Mgmt Against Against
AND ADOPTING, AMONG OTHER THINGS, THE ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS
ACT INVOLVING THE INDIRECT ACQUISITION BY PHELPS
DODGE CORPORATION OF ALL THE OUTSTANDING COMMON
SHARES OF THE COMPANY, IN THE FORM ATTACHED
AS APPENDIX A TO THE PROXY CIRCULAR AND STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932667009
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932642944
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
S.A. JACKSON Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
J.W. OWENS Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr For Against
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr For Against
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against For
DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
IPSEN Agenda Number: 701243379
- --------------------------------------------------------------------------------------------------------------------------
Security: F5362H107
Meeting Type: AGM
Meeting Date: 06-Jun-2007
Ticker:
ISIN: FR0010259150
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-votable
YOU.
French Resident Shareowners must complete, sign Non-Voting Non-votable
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
O.1 Receive the reports of the Board of Directors, Mgmt For For
the Chairman of the Board and the Auditors,
the Company s financial statements for the
YE in 2006, as presented, showing income of
EUR 20,446,632.92; approves that there were
no expenses and charges that were not tax-deductible
O.2 Receive the reports of the Board of Directors Mgmt For For
and the Auditors, the consolidated financial
statements for the said FY, showing income
Group Share of EUR 144,497,153.00
O.3 Receive the special report of the Auditors on Mgmt For For
agreements governed by Articles L.225-38 ET
SEQ. of the French Commercial Code and the
agreements referred to therein
O.4 Approve the recommendations of the Board of Mgmt For For
Directors and that the income for the fiscal
year be appropriated as follows: income for
the FY: EUR 20.446,632.92, dividends: EUR 50,414,809.80
by drawing upon the other reserves: EUR 29,968,176.88,
which is decreased from EUR 274,982,780.06
to EUR 245,014,603.18; the shareholders will
receive a net dividend of EUR 0.60 per share,
and will entitle to the 40% deduction provided
by the French Tax Code; this dividend will
be paid on 06 JUNE 2007; in the event that
the Company holds some of its own shares on
such date, the amount of the unpaid dividend
on such shares shall be allocated to the retained
earnings account
O.5 Authorize the Board of Directors to trade in Mgmt Against Against
the Company s shares on the stock market, subject
to the conditions described below: maximum
purchase price: EUR 50.00, maximum number of
shares to be acquired: 10 % of the share capital,
i.e., 8,402,468 shares maximum Funds invested
in the share buybacks: EUR 420,123,400.00;
the number of shares acquired by the Company
with a view to their retention or their subsequent
delivery in payment or exchange as part of
a merger, divestment or capital contribution
cannot exceed 5% of its capital; Authority
expires at the end of 18 months ; it supersedes
the one granted by the shareholders meeting
delegates all powers to the Board of Directors
to take all necessary measures and accomplish
all necessary formalities
E.6 Authorize the Board of Directors to increases Mgmt For For
the capital, on one or more occasions: by issuance,
with preferred subscription rights maintained,
of ordinary shares and or securities giving
access to ordinary shares of the Company, by
way of capitalizing reserves, profits, premiums
or other means, provided that such capitalization
is allowed by law and under the by-laws;.to
be carried out through the issue of bonus shares
or the raise of the par value of the existing
shares; the maximum nominal amount of shares
which may be issued shall not exceed EUR 15,000,000.00;
Authority expires at the end of 26 months ;
the overall nominal amount of the issued shares
set fourth by virtue of the following resolution
shall count against this ceiling; to take all
necessary measures and accomplish all necessary
formalities; this delegation of powers supersedes
any and all earlier delegations to the same
effect
E.7 Authorize the Board of Directors to increases Mgmt For For
the capital, on one or more occasions, in France
or more occasions, in France or Abroad, by
a maximum nominal amount of EUR 15,000,000.00,
by issuance, with cancellation of the preferred
subscription rights, and by way of a public
offering, of ordinary shares and, or securities
giving access to ordinary shares of the Company;
Authority expires at the end of 26 months ;
the overall nominal amount of the issued shares
set forth by virtue of the following resolution
shall count against this ceiling; to take all
necessary measures and accomplish all necessary
formalities; this delegation of powers supersedes
any and all earlier delegations to the same
effect
E.8 Approve the issuances decided in accordance Mgmt For For
of the Resolutions E.6 and E.7, the Board of
Directors may decide to increase the number
of securities to be issued in the event of
a surplus demand
E.9 Authorize the Board of Directors to increase Mgmt Against Against
the share capital, up to 10% of the share capital,
in consideration of the contributions in kind
granted to the Company and comprised of capital
securities or securities giving access to share
capital; Authority expires at the end of 26
months ; to charge the share issuance costs
against the related premiums and deduct from
the premiums the amounts necessary to raise
the legal reverse to one-tenth of the new capital
after each increase; to take all necessary
measures and accomplish all necessary formalities
E.10 Authorize the Board of Directors to increase Mgmt Against Against
the share capital, in favour of employees and
Managers of the Company and the related Companies,
who are Members of a Company Savings Plan;
Authority expires at the end of 26 months
and for a nominal amount that shall not exceed
EUR 15,000,000.00; to take all necessary measures
and accomplish all necessary formalities
E.11 Authorize the Board of Directors to grant, for Mgmt Against Against
free, on one or more occasions, existing or
future shares, in favour of the employees or
the Corporate Officers of the Company and related
companies; they may not represent more than
1% of the share capital; the maximum nominal
amount of capital increases to be carried out
under this delegation of authority shall not
exceed EUR 1,200,000.00; Authority expires
at the end of 38 months ; to take all necessary
measures and accomplish all necessary formalities
E.12 Approve to bring the Articles 10 and 24 of the Mgmt For For
By-laws into conformity with the provisions
of the Decree of 11 DEC 2006; amend the decree
of 23 MAR 1967: Article 10: transmission of
shares and other securities issued by the Company
- identification of the shareholders - exceeding
of the thresholds
E.13 Grant full powers to the bearer of an original, Mgmt For For
a copy or extract of the minutes of this meeting
to carry out all filings, publications and
other formalities prescribed by law
- --------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 932672543
- --------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: JCP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.C. BARRETT Mgmt For For
M.A. BURNS Mgmt For For
M.K. CLARK Mgmt For For
A.M. TALLMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY
2, 2008.
03 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr For Against
TO STOCKHOLDER APPROVAL OF CERTAIN SEVERANCE
AGREEMENTS.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr Against For
TO ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 932660120
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JPM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRANDALL C. BOWLES Mgmt For For
STEPHEN B. BURKE Mgmt For For
JAMES S. CROWN Mgmt For For
JAMES DIMON Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
LABAN P. JACKSON, JR. Mgmt For For
ROBERT I. LIPP Mgmt For For
DAVID C. NOVAK Mgmt For For
LEE R. RAYMOND Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr For Against
05 EXECUTIVE COMPENSATION APPROVAL Shr For Against
06 SEPARATE CHAIRMAN Shr Against For
07 CUMULATIVE VOTING Shr For Against
08 MAJORITY VOTING FOR DIRECTORS Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 SLAVERY APOLOGY REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 932690995
- --------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: JNPR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. CALDERONI Mgmt For For
PRADEEP SINDHU Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA, BRUXELLES Agenda Number: 701188143
- --------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: MIX
Meeting Date: 26-Apr-2007
Ticker:
ISIN: BE0003565737
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED.
A.1 Review the Company and the consolidated annual Non-Voting Non-votable
report of the Board of Directors of KBC Group
N.V. for the FY 2006
A.2 Review the Company and the consolidated control Non-Voting Non-votable
report of the Supervisory Board on the Company
and consolidated annual report of KBC Group
N.V. for the FY 2006
A.3 Review the consolidated annual account of KBC Non-Voting Non-votable
Group N.V. for the FY 2006
A.4 Approve the Company annual account of KBC Group Mgmt Take no action *
N.V. for the year 2006
A.5 Approve the appropriation of profit of KBC Group Mgmt Take no action *
N.V. for the FY 2006
A.6 Grant discharge to the Directors of KBC Group Mgmt Take no action *
N.V. for the performance in 2006
A.7 Grant discharge to the former Supervisory Board Mgmt Take no action *
of Gevaert N.V. for the performance of their
mandate for the period from 01 JAN 2006 through
27 APR 2006
A.8 Grant discharge to the Supervisory Board of Mgmt Take no action *
KBC Group N.V. for the performance of his mandate
for the year 2006
A.9 Grant discharge to the Director of Gevaert N.V. Mgmt Take no action *
for the performance of his mandate from the
period of 01 JAN until 27 APR 2006
A.10 Authorize the Board of Directors of KBC Group Mgmt Take no action *
N.V. and the Boards of Directors of its direct
subsidiaries, with the possibility of further
delegation, to acquire and take in pledge KBC
Group N.V. shares over a period of 18 months;
this authorization to buy back own shares replaces
that granted by the general meeting of 27 APR
2006
A11.a Appoint Mr. A. Bergen as a Director for a period Mgmt Take no action *
of 4 years
A11.b Appoint Mr. F. Donck as a Director for a period Mgmt Take no action *
of 4 years
A11.c Appoint Mr. H. Langohr as a Director for a period Mgmt Take no action *
of 4 years
A11.d Approve permanent appointment Mr. F. Depick Mgmt Take no action *
Ere for a period of 4 years
A11.e Approve permanent appointment of Mr. C. Defrancq Mgmt Take no action *
for a period of 4 years
A11.f Re-appoint Ernst and Young represented by Mr. Mgmt Take no action *
Jean-Pierre Romont and/or Mrs. Danielle Vermaelen
for a period of 3 years
A.12 Questions Non-Voting Non-Votable
e.1 Review of the Management report regarding the Non-Voting Non-Votable
permitted capital
e.2 Approve to cancel, without reducing capital, Mgmt Take no action *
8,229,723 purchased KBC Group shares and consequently
to amend Article 5 of the Articles of Association
E.3 Amend Article 5 of the Articles of Association Mgmt Take no action *
with regards to dematerialization of shares
E.4 Authorize the Management Board to increase the Mgmt Take no action *
capital amount to EUR 200,000,000
E.5 Authorize the Management Board to increase the Mgmt Take no action *
capital amount as specified in Articles 7A/7B
of the Articles of Association for a period
of 3 years starting from 26 APR 2007
E.6 Amend Article 7 of the Articles of Association Mgmt Take no action *
E.7 Amend Article 10bis of the Articles of Association Mgmt Take no action *
E.8 Authorize the Management Board to purchase Company Mgmt Take no action *
s own share for a period of 3 years
E.9 Amend Articles 11bis of the Articles of Association Mgmt Take no action *
E.10 Amend Article 13 of the Articles of Association Mgmt Take no action *
E.11 Amend Article 21 of the Articles of Association Mgmt Take no action *
E.12 Amend Article 24 of the Articles of Association Mgmt Take no action *
E.13 Amend Article 42 of the Articles of Association Mgmt Take no action *
E.14 Grant authority for the implementation of the Mgmt Take no action *
decisions taken, the coordination of the Articles
of Association and the completion of the formalities
relating to the crossroads bank for enterprises
and the tax authorities
- --------------------------------------------------------------------------------------------------------------------------
KENNETH COLE PRODUCTIONS, INC. Agenda Number: 932691579
- --------------------------------------------------------------------------------------------------------------------------
Security: 193294105
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: KCP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH D. COLE Mgmt For For
ROBERT C. GRAYSON Mgmt Withheld Against
DENIS F. KELLY Mgmt For For
MARTIN E. FRANKLIN Mgmt Withheld Against
PHILIP R. PELLER Mgmt For For
02 TO AMEND THE COMPANY S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK BY 20 MILLION SHARES.
03 TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS Mgmt For For
OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 932636648
- --------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 29-Mar-2007
Ticker: KLAC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H. RAYMOND BINGHAM** Mgmt For For
ROBERT T. BOND** Mgmt For For
DAVID C. WANG** Mgmt For For
ROBERT M. CALDERONI* Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2007.
- --------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC Agenda Number: 701214328
- --------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 16-May-2007
Ticker:
ISIN: GB0005603997
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the report and the accounts for the Mgmt For For
YE 31 DEC 2006
2. Declare a final dividend of 3.81p per ordinary Mgmt For For
share
3. Re-elect Mr. R. H. P. Marhkham as a Director, Mgmt For For
who retires in accordance with Article 85
4. Re-elect Mr. C. R. R. Avery as a Director, who Mgmt For For
retires by rotation
5. Re-elect Mr. J. B. Pollock as a Director, who Mgmt For For
retires by rotation
6. Re-elect Dr. R. H. Schmitz as a Director, who Mgmt For For
retires by rotation
7. Re-elect Mr. J. M. Strachan as a Director, who Mgmt For For
retires by rotation
8. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
9. Authorize the Directors to determine the Auditor Mgmt For For
s remuneration
10. Approve the Directors report on remuneration Mgmt For For
as specified
11. Authorize the Directors, pursuant to Section Mgmt For For
80 of the Companies Act 1985, to allot relevant
securities Section 80 of the Act up to an
aggregate nominal amount of GBP 8,165,650 5%
of the issued share capital of the Company
as at 13 MAR 2007 ; Authority expires the
earlier of the next AGM of the Company in 2008
or 30 JUN 2008 ; and the Company may make allotments
during the relevant period which may be exercised
after the relevant period
S.12 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 11, and pursuant to Section 95
of the Companies Act 1985, to allot equity
securities Section 94 of the Act for cash
pursuant to the authority conferred by Resolution
11 and/or where such allotment constitutes
an allotment of equity securities by virtue
of Section 94(3A), dis-applying the statutory
preemption rights Section 89(1) , provided
that this power is limited to the allotment
of equity securities: a) in connection with
a rights issue in favor of shareholders; b)
up to an aggregate nominal amount of GBP 8,165,650
5% of the issued share capital of the Company
as at 31 MAR 2008 ; Authority expires the
earlier of the conclusion of the next AGM of
the Company in 2008 or 30 JUN 2008 ; and the
Directors may allot equity securities after
the expiry of this authority in pursuance of
such an offer or agreement made prior to such
expiry
S.13 Authorize the Company, pursuant to Article 7 Mgmt For For
of the Articles of Association of the Company
and for the purpose of Section 166 of the Companies
Act 1985, to make market purchases of any of
its ordinary shares of up to 653,252,004 ordinary
shares 10% of the issued share capital of
the Company , at a minimum price of 2.5p and
up to 105% of the average middle market quotations
for such shares derived from the London Stock
Exchange Daily Official List, over the previous
5 business days; Authority expires the earlier
of the conclusion of the next AGM of the Company
in 2008 or 30 JUN 2008 ; the Company, before
the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
- --------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 932666615
- --------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: LNC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. AVERY Mgmt For For
WILLIAM H. CUNNINGHAM Mgmt For For
WILLIAM P. PAYNE Mgmt For For
PATRICK S. PITTARD Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
LINCOLN NATIONAL CORPORATION AMENDED AND RESTATED
INCENTIVE COMPENSATION PLAN.
04 TO APPROVE THE LINCOLN NATIONAL CORPORATION Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932644835
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C.'PETE'ALDRIDGE, JR. Mgmt Withheld Against
NOLAN D. ARCHIBALD Mgmt Withheld Against
MARCUS C. BENNETT Mgmt Withheld Against
JAMES O. ELLIS, JR. Mgmt Withheld Against
GWENDOLYN S. KING Mgmt Withheld Against
JAMES M. LOY Mgmt Withheld Against
DOUGLAS H. MCCORKINDALE Mgmt Withheld Against
EUGENE F. MURPHY Mgmt Withheld Against
JOSEPH W. RALSTON Mgmt Withheld Against
FRANK SAVAGE Mgmt Withheld Against
JAMES M. SCHNEIDER Mgmt Withheld Against
ANNE STEVENS Mgmt Withheld Against
ROBERT J. STEVENS Mgmt Withheld Against
JAMES R. UKROPINA Mgmt Withheld Against
DOUGLAS C. YEARLEY Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr For Against
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 932664952
- --------------------------------------------------------------------------------------------------------------------------
Security: 540424207
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: CG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.E. BERMAN Mgmt For For
J.L. BOWER Mgmt For For
C.M. DIKER Mgmt For For
P.J. FRIBOURG Mgmt For For
W.L. HARRIS Mgmt For For
P.A. LASKAWY Mgmt For For
G.R. SCOTT Mgmt For For
A.H. TISCH Mgmt For For
J.S. TISCH Mgmt For For
J.M. TISCH Mgmt For For
02 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE PROPOSED AMENDED AND RESTATED INCENTIVE Mgmt For For
COMPENSATION PLAN FOR EXECUTIVE OFFICERS
04 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
05 SHAREHOLDER PROPOSAL - PRODUCTION, PROMOTION Shr Against For
AND MARKETING OF TOBACCO PRODUCTS
- --------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 932687152
- --------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 25-May-2007
Ticker: LOW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE LOWE S COMPANIES Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS
FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE Shr Against For
OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES.
05 SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT Shr Against For
ON WOOD PROCUREMENT.
06 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shr For Against
OF EACH DIRECTOR.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr For Against
AGREEMENTS.
08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr For Against
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS Agenda Number: 701225066
- --------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 10-May-2007
Ticker:
ISIN: FR0000121014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting Non-votable
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-votable
YOU.
O.1 Receive the Board of the Directors and Statutory Mgmt For For
Auditors reports, approve the consolidated
financial statements for the FYE on 31 DEC
2006
O.2 Approve the financial statements for the FYE Mgmt For For
on 31 DEC 2006, grant final discharge to the
Board of Directors
O.3 Receive the Statutory Auditors special report, Mgmt For For
approve the agreements notified in the report,
covered by the Article L. 225-38 of the Commercial
Law
O.4 Approve the appropriation of the income, setting Mgmt For For
of the final dividend, to be paid 15 MAY 2007
O.5 Approve to renew Mr. Bernard Arnault s mandate Mgmt For For
as a Director, the current one coming to expire
O.6 Approve to renew Mrs. Delphine Arnault-Gancia Mgmt Against Against
s mandate as a Director, the current one coming
to expire
O.7 Approve to renew Mr. Jean Arnault s mandate Mgmt Against Against
as a Director, the current one coming to expire
O.8 Approve to renew Mr. M. Nicholas Clive-Worms Mgmt Against Against
mandate as a Director, the current one coming
to expire
O.9 Approve to renew Mr. M. Patrick Houel s mandate Mgmt Against Against
as a Director, the current one coming to expire
O.10 Approve to renew Mr. M. Felix G. Rohatyn s mandate Mgmt Against Against
as a Director, the current one coming to expire
O.11 Approve to renew Mr. M. Hubert Vedrine s mandate Mgmt For For
as a Director, the current one coming to expire
O.12 Approve to renew Mr. M. Kilian Hennessy s mandate Mgmt For For
as a Director, the current one coming to expire
O.13 Authorize the Board of Directors to purchase Mgmt For For
Company shares within the limit of 10% of the
capital
E.14 Authorize the Board of Directors to decrease Mgmt For For
the capital, in 1 or several times, by cancellation
of purchased shares within the limit of 10%
of the capital
E.15 Authorize the Board of Directors to increase Mgmt For For
the capital, in 1 or several times and at any
moment, either by issuance of ordinary shares
or investment securities, giving access to
the capital or right to a debt security, or
by a debt compensation, or by incorporation
of earnings, premiums and reserves, with the
maintainance of the shareholders preferential
rights of subscription, setting of a maximum
nominal amount of the capital
E.16 Authorize the Board of Directors to decrease Mgmt For For
the capital, in 1 or several times, and at
any time, by issuance of ordinary shares or
investment securities, giving access to the
capital or right to a debt security, with cancellation
of shareholders preferential right of subscription,
setting of a maximum nominal amount of the
capital
E.17 Authorize the Board of Directions to decrease Mgmt Against Against
the capital, in 1 or several times, by issuance
of ordinary shares or investment securities,
giving access to the capital or right to a
debt security in order to remunerate contributions
in kind, within the limit of 10% of the capital
E.18 Authorize the Board of Directors to decrease Mgmt Against Against
the capital, in 1 or several times, and at
any time, by issuance of ordinary shares or
investment securities, giving access to the
capital or right to a debt security, reserved
for Credit Institutions or Company supervised
by Insurance Law, with cancellation of shareholders
preferential right of subscription, setting
of a maximum nominal amount of the capital
E.19 Approve to increase the number of shares to Mgmt Against Against
be issued in case of excess requests
E.20 Authorize the Board of Directors for 1 or several Mgmt For For
capital increase(s) in cash reserved for the
Company Staff Employees and related Companies,
Members of a Corporate Saving Plan, within
the limit of 3% of the capital
E.21 Amend the Article 23 Ident 1 of By-laws about Mgmt For For
general meetings to comply with the laws
- --------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 932652274
- --------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 14-May-2007
Ticker: MKL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. ALFRED BROADDUS, JR. Mgmt For For
DOUGLAS C. EBY Mgmt For For
LESLIE A. GRANDIS Mgmt Withheld Against
STEWART M. KASEN Mgmt For For
ALAN I. KIRSHNER Mgmt For For
LEMUEL E. LEWIS Mgmt For For
ANTHONY F. MARKEL Mgmt For For
STEVEN A. MARKEL Mgmt For For
JAY M. WEINBERG Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS AS THE
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE COMPANY S AMENDED EMPLOYEE STOCK Mgmt For For
PURCHASE AND BONUS PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 932646500
- --------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: MAR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1E ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1F ELECTION OF DIRECTOR: FLORETTA DUKES MCKENZIE Mgmt For For
1G ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM J. SHAW Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 932691531
- --------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: MLM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARCUS C. BENNETT Mgmt Withheld Against
LAREE E. PEREZ Mgmt Withheld Against
DENNIS L. REDIKER Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 932703540
- --------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: MA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY J. KARCH Mgmt For For
EDWARD SUNING TIAN Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED MASTERCARD Mgmt For For
INCORPORATED 2006 LONG TERM INCENTIVE PLAN
03 APPROVAL OF THE AMENDMENT OF SECTION 4.3 OF Mgmt For For
MASTERCARD INCORPORATED S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
- --------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 932687518
- --------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: MAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. DOLAN Mgmt For For
ROBERT A. ECKERT Mgmt For For
DR. FRANCES FERGUSSON Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
DOMINIC NG Mgmt For For
DR. ANDREA L. RICH Mgmt For For
RONALD L. SARGENT Mgmt For For
DEAN A. SCARBOROUGH Mgmt For For
CHRISTOPHER A. SINCLAIR Mgmt For For
G. CRAIG SULLIVAN Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY Mgmt Against Against
VOTING STANDARD AND STOCKHOLDER APPROVAL OF
AMENDMENT TO THE CERTIFICATE OF INCORPORATION
ELIMINATING CUMULATIVE VOTING.
04 APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE Mgmt For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For
OF THE TOP FIVE MEMBERS OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shr Against For
CEO AND CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shr Against For
BY THE BOARD OF DIRECTORS.
08 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCEShr For Against
- --------------------------------------------------------------------------------------------------------------------------
MBIA INC. Agenda Number: 932656121
- --------------------------------------------------------------------------------------------------------------------------
Security: 55262C100
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: MBI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID C. CLAPP Mgmt For For
GARY C. DUNTON Mgmt For For
CLAIRE L. GAUDIANI Mgmt For For
DANIEL P. KEARNEY Mgmt For For
LAURENCE H. MEYER Mgmt For For
DAVID M. MOFFETT Mgmt For For
DEBRA J. PERRY Mgmt For For
JOHN A. ROLLS Mgmt For For
RICHARD H. WALKER Mgmt For For
JEFFERY W. YABUKI Mgmt For For
02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932567906
- --------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 24-Aug-2006
Ticker: MDT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
ROBERT C. POZEN Mgmt For For
GORDON M. SPRENGER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr For Against
ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
- --------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION Agenda Number: 932646031
- --------------------------------------------------------------------------------------------------------------------------
Security: 58551A108
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: MEL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JARED L. COHON Mgmt For For
IRA J. GUMBERG Mgmt For For
ROBERT P. KELLY Mgmt For For
DAVID S. SHAPIRA Mgmt For For
JOHN P. SURMA Mgmt Withheld Against
02 PROPOSAL TO AMEND THE BY-LAWS OF MELLON FINANCIAL Mgmt For For
CORPORATION.
03 PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS Mgmt For For
TO MELLON FINANCIAL CORPORATION LONG TERM PROFIT
INCENTIVE PLAN (2004).
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION Agenda Number: 932694361
- --------------------------------------------------------------------------------------------------------------------------
Security: 58551A108
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: MEL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt Against Against
AND PLAN OF MERGER, DATED AS OF DECEMBER 3,
2006, AND AMENDED AND RESTATED AS OF FEBRUARY
23, 2007, AND FURTHER AMENDED AND RESTATED
AS OF MARCH 30, 2007, BY AND BETWEEN MELLON
FINANCIAL CORPORATION, THE BANK OF NEW YORK
COMPANY, INC. AND THE BANK OF NEW YORK MELLON
CORPORATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE VOTING POWER REPRESENTED BY THE OUTSTANDING
VOTING SHARES OF NEWCO, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE MELLON SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. Agenda Number: 932643910
- --------------------------------------------------------------------------------------------------------------------------
Security: 552715104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: WFR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN MARREN Mgmt Withheld Against
WILLIAM E. STEVENS Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 APPROVAL OF AMENDMENT TO 2001 PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 932562083
- --------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2006
Ticker: MCHP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 Mgmt For For
EQUITY INCENTIVE PLAN THAT WILL REMOVE THE
30% LIMITATION ON THE NUMBER OF SHARES THAT
CAN BE GRANTED AS RESTRICTED STOCK UNITS SO
THAT WE CAN CONTINUE GRANTING RESTRICTED STOCK
UNITS INSTEAD OF STOCK OPTIONS AS OUR PRIMARY
EQUITY COMPENSATION INCENTIVE.
03 PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT Mgmt For For
INCENTIVE COMPENSATION PLAN TO REPLACE OUR
EXISTING PLAN AS IT APPLIES TO EXECUTIVE OFFICERS
IN ORDER TO ENHANCE OUR ABILITY TO OBTAIN TAX
DEDUCTIONS FOR PERFORMANCE-BASED COMPENSATION
UNDER 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 932591173
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 14-Nov-2006
Ticker: MSFT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For
1D ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1H ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shr Against For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION Agenda Number: 932666627
- --------------------------------------------------------------------------------------------------------------------------
Security: 60467R100
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: MIR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS W. CASON Mgmt For For
A.D. (PETE) CORRELL Mgmt For For
TERRY G. DALLAS Mgmt For For
THOMAS H. JOHNSON Mgmt For For
JOHN T. MILLER Mgmt For For
EDWARD R. MULLER Mgmt For For
ROBERT C. MURRAY Mgmt For For
JOHN M. QUAIN Mgmt For For
WILLIAM L. THACKER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPEDENT Mgmt For For
AUDITOR FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC. Agenda Number: 932650852
- --------------------------------------------------------------------------------------------------------------------------
Security: 60935Y109
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: MGI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JESS T. HAY Mgmt For For
LINDA JOHNSON RICE Mgmt For For
ALBERT M. TEPLIN Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932613462
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 17-Jan-2007
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK V. ATLEE III Mgmt For For
ARTHUR H. HARPER Mgmt For For
GWENDOLYN S. KING Mgmt For For
SHARON R. LONG, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF SHAREOWNER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 932648819
- --------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: MCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BASIL L. ANDERSON Mgmt For For
RAYMOND W MCDANIEL, JR. Mgmt For For
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY Mgmt For For
S CORPORATION KEY EMPLOYEES STOCK INCENTIVE
PLAN.
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
IV STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR Shr Against For
ANNUALLY.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA, MONTREAL QC Agenda Number: 701132019
- --------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: SGM
Meeting Date: 07-Mar-2007
Ticker:
ISIN: CA6330671034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Elect Mr. Lawrence S. Bloomberg as a Director Mgmt For For
1.2 Elect Mr. Pierre Bourgie as a Director Mgmt For For
1.3 Elect Mr. Andre Caille as a Director Mgmt For For
1.4 Elect Mr. Gerard Coulombe as a Director Mgmt For For
1.5 Elect Mr. Bernard Cyr as a Director Mgmt For For
1.6 Elect Ms. Shirley A. Dawe as a Director Mgmt For For
1.7 Elect Mr. Nicole Diamond-Gelinas as a Director Mgmt For For
1.8 Elect Mr. Jean Douville as a Director Mgmt For For
1.9 Elect Mr. Marcel Dutil as a Director Mgmt For For
1.10 Elect Mr. Jean Gaulin as a Director Mgmt For For
1.11 Elect Mr. Paul Gobeil as a Director Mgmt For For
1.12 Elect Mr. Real Raymond as a Director Mgmt For For
1.13 Elect Ms. Roseann Runte as a Director Mgmt For For
1.14 Elect Mr. Marc P. Tellier as a Director Mgmt For For
1.15 Elect Mr. Louis Vachon as a Director Mgmt For For
2. Appoint the Auditor Mgmt For For
3. Amend Section 4.5 of By-Law I of the Bank Mgmt For For
4. Amend Section 1 of By-Law II of the Bank Mgmt For For
5. Amend the Bank s Stock Option Plan-increase Mgmt For For
in the number of reserved shares
6. Amend the Bank s Stock Option Plan and procedures Mgmt For For
for the Stock Option Plan
7. Amend the Bank s Stock Option Plan-conditional Mgmt For For
expiration dates
8. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr For Against
Approve the shareholder proposal No.1
9. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.2
10. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.3
11. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.4
12. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.5
13. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.6
14. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.7
15. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.8
16. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.9
17. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the shareholder proposal No.10
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF GREECE S.A. Agenda Number: 932723756
- --------------------------------------------------------------------------------------------------------------------------
Security: 633643408
Meeting Type: Annual
Meeting Date: 25-May-2007
Ticker: NBG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 SUBMISSION FOR APPROVAL OF THE BOARD AND THE Mgmt Non-votable
AUDITORS REPORTS ON THE ANNUAL FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR 2006.
02 SUBMISSION FOR APPROVAL OF THE ANNUAL FINANCIAL Mgmt Non-votable
STATEMENTS. APPROVAL OF THE DISTRIBUTION OF
PROFITS AND PAYMENT OF DIVIDEND.
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Non-votable
AND THE AUDITORS FROM ANY LIABILITY FOR INDEMNITY.
04 APPROVAL OF THE REMUNERATIONS OF BOARD & NON-EXECUTIVE Mgmt Non-votable
MEMBERS. APPROVAL OF THE CEO & DEPUTY CEO S
CONTRACTS AND REMUNERATIONS.
05 APPROVAL OF THE MEMBERS OF THE BOARD, GENERAL Mgmt Non-votable
MANAGERS AND MANAGERS PARTICIPATION IN THE
BOARD OR IN THE MANAGEMENT.
06 APPROVAL OF OWN SHARES BUY-BACK PROGRAMME IN Mgmt Non-votable
ACCORDANCE WITH ARTICLE 16, PAR. 5 ET SEQ.
OF COMPANIES ACT 2190/1920.
07 AMENDMENT OF ARTICLES 4 AND 39 OF THE ARTICLES Mgmt Non-votable
OF ASSOCIATION DUE TO THE SHARE CAPITAL INCREASE.
AMENDMENT OF ARTICLE 18 & 24.
08 APPROVAL OF A STOCK OPTIONS PROGRAMME ENABLING Mgmt Non-votable
THE EXECUTIVE MEMBERS OF THE BOARD, MANAGEMENT
OFFICERS AND STAFF.
09 DISTRIBUTION TO THE STAFF, OF BONUS SHARES TO Mgmt Non-votable
DERIVE FROM THE BANK S SHARE CAPITAL INCREASE.
AMENDMENT OF ARTICLES 4 AND 39.
10 APPROVAL OF THE SPIN-OFF OF THE BANK S WAREHOUSING Mgmt Non-votable
BUSINESS THROUGH ITS FULLY OWNED SUBSIDIARY
NBG VENTURE CAPITAL S.A.
11 RATIFICATION OF THE ELECTION OF BOD MEMBERS Mgmt Non-votable
IN REPLACEMENT OF RESIGNED MEMBERS AND OF A
DECEASED MEMBER OF THE BOD.
12 ELECTION OF A NEW BOD AND DETERMINATION OF INDEPENDENT, Mgmt Non-votable
NON-EXECUTIVE MEMBERS THEREON.
13 ELECTION OF REGULAR AND SUBSTITUTE CERTIFIED Mgmt Non-votable
AUDITORS, AND DETERMINATION OF THEIR REMUNERATION.
14 ANNOUNCEMENTS AND OTHER BUSINESS. *NOTE* VOTING Mgmt Non-votable
CUT-OFF DATE: MAY 16, 2007 AT 9:00 A.M. EDT.
- --------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 932643706
- --------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: NCR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD P. BOYKIN* Mgmt For For
LINDA FAYNE LEVINSON* Mgmt For For
VICTOR L. LUND* Mgmt For For
GARY DAICHENDT** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 932646651
- --------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: NSRGY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2006 ANNUAL REPORT, OF THE ACCOUNTS Mgmt Non-votable
OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS
OF THE NESTLE GROUP.*
02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Non-votable
AND OF THE MANAGEMENT.
03 APPROVAL OF THE APPROPRIATION OF PROFITS RESULTING Mgmt Non-votable
FROM THE BALANCE SHEET OF NESTLE S.A., AS SET
FORTH IN THE INVITATION
04 CAPITAL REDUCTION AND CONSEQUENT AMENDMENT TO Mgmt Non-votable
ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, AS
SET FORTH IN THE INVITATION.
5A RE-ELECTION OF MR. PETER BRABECK-LETMATHE, TO Mgmt Non-votable
THE BOARD OF DIRECTORS FOR A TERM OF FIVE (5)
YEARS.
5B RE-ELECTION MR. EDWARD GEORGE (LORD GEORGE), Mgmt Non-votable
TO THE BOARD OF DIRECTORS FOR A TERM OF FOUR
(4) YEARS.
06 MARK THE FOR BOX AT RIGHT IF YOU WISH TO GIVE Mgmt Non-votable
A PROXY TO THE INDEPENDENT REPRESENTATIVE,
MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED
IN THE COMPANY S INVITATION).
- --------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 932573911
- --------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 18-Sep-2006
Ticker: NKE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JEANNE P. JACKSON Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS Shr Against For
REPORT.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NORTHWESTERN CORPORATION Agenda Number: 932563388
- --------------------------------------------------------------------------------------------------------------------------
Security: 668074305
Meeting Type: Annual
Meeting Date: 02-Aug-2006
Ticker: NWEC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 25, 2006, AMONG BABCOCK &
BROWN INFRASTRUCTURE LIMITED AND THE COMPANY,
AS THE SAME MAY BE AMENDED FROM TIME TO TIME.
02 DIRECTOR
STEPHEN P. ADIK Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
JON S. FOSSEL Mgmt For For
MICHAEL J. HANSON Mgmt For For
JULIA L. JOHNSON Mgmt For For
PHILIP L. MASLOWE Mgmt For For
D. LOUIS PEOPLES Mgmt For For
03 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR FISCAL YEAR ENDED DECEMBER 31, 2006.
04 ANY PROPOSAL TO ADJOURN THE ANNUAL MEETING TO Mgmt For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 932630696
- --------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 06-Mar-2007
Ticker: NVS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt Non-votable
STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2006.
02 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS Mgmt Non-votable
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Mgmt Non-votable
AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND
4A ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Non-votable
OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM
4B ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Mgmt Non-votable
OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM
4C ELECTION TO THE BOARD OF DIRECTORS: ELECTION Mgmt Non-votable
OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF
OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING
ON THE DAY OF THE AGM IN 2010
05 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Mgmt Non-votable
06 VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Non-votable
AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS
ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN
ACCORDANCE WITH THE PROPOSALS OF THE BOARD
OF DIRECTORS. MARKING THE BOX FOR IS A VOTE
FOR THE PROPOSALS OF THE BOARD. MARKING THE
BOX AGAINST OR ABSTAIN IS A VOTE TO ABSTAIN
- --------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 932646550
- --------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: NRG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID CRANE Mgmt For For
STEPHEN L. CROPPER Mgmt For For
MAUREEN MISKOVIC Mgmt For For
THOMAS H. WEIDEMEYER Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 932714822
- --------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 21-Jun-2007
Ticker: NVDA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. GAITHER Mgmt Withheld Against
JEN-HSUN HUANG Mgmt For For
A. BROOKE SEAWELL Mgmt For For
02 TO APPROVE THE NVIDIA CORPORATION 2007 EQUITY Mgmt Against Against
INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 27, 2008.
- --------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 932652135
- --------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: OXY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Mgmt Against Against
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: R. CHAD DREIER Mgmt Against Against
1F ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Mgmt Against Against
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt Against Against
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt Against Against
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt Against Against
PLAN.
04 SCIENTIFIC REPORT ON GLOBAL WARMING. Shr Against For
05 ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION. Shr For Against
06 PERFORMANCE-BASED STOCK OPTIONS. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 932696098
- --------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: OMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. WREN Mgmt For For
BRUCE CRAWFORD Mgmt For For
ROBERT CHARLES CLARK Mgmt For For
LEONARD S. COLEMAN, JR. Mgmt For For
ERROL M. COOK Mgmt For For
SUSAN S. DENISON Mgmt For For
MICHAEL A. HENNING Mgmt For For
JOHN R. MURPHY Mgmt For For
JOHN R. PURCELL Mgmt For For
LINDA JOHNSON RICE Mgmt For For
GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITORS FOR 2007
03 APPROVAL OF THE 2007 INCENTIVE AWARD PLAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 932579747
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 09-Oct-2006
Ticker: ORCL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt Withheld Against
JEFFREY S. BERG Mgmt For For
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2007.
04 PROPOSAL FOR THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED 1993 DIRECTORS STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 932579709
- --------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 05-Oct-2006
Ticker: PAYX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1 B ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For For
1 C ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1 D ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1 E ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1 F ELECTION OF DIRECTOR: JONATHAN J. JUDGE Mgmt For For
1 G ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 932655345
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: PEP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1B ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1C ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1I ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1J ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Mgmt For For
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shr Against For
(PROXY STATEMENT P. 44)
- --------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 932651880
- --------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: PRU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERIC K. BECKER Mgmt For For
GORDON M. BETHUNE Mgmt For For
GASTON CAPERTON Mgmt For For
GILBERT F. CASELLAS Mgmt For For
JAMES G. CULLEN Mgmt For For
WILLIAM H. GRAY III Mgmt For For
JON F. HANSON Mgmt For For
CONSTANCE J. HORNER Mgmt For For
KARL J. KRAPEK Mgmt For For
CHRISTINE A. POON Mgmt For For
ARTHUR F. RYAN Mgmt For For
JAMES A. UNRUH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 932640990
- --------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: PEG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST H. DREW* Mgmt For For
WILLIAM V. HICKEY** Mgmt For For
RALPH IZZO** Mgmt For For
RICHARD J. SWIFT** Mgmt For For
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
500 MILLION TO 1 BILLION SHARES.
03 APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION Mgmt For For
PLAN FOR OUTSIDE DIRECTORS.
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CLASSIFICATION OF THE BOARD OF
DIRECTORS, IF ELIMINATION OF CUMULATIVE VOTING
PURSUANT TO PROPOSAL 5 IS APPROVED.
05 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION
OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL
4 IS APPROVED.
06 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE PRE-EMPTIVE RIGHTS.
07 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 932659874
- --------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 11-May-2007
Ticker: RAI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN D. FEINSTEIN* Mgmt For For
SUSAN M. IVEY* Mgmt For For
NEIL R. WITHINGTON* Mgmt For For
JOHN T. CHAIN, JR** Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 400,000,000 TO
800,000,000
03 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. Agenda Number: 932669192
- --------------------------------------------------------------------------------------------------------------------------
Security: 786514208
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: SWY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Mgmt For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Mgmt For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Mgmt For For
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Mgmt For For
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
02 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND INCENTIVE Mgmt For For
AWARD PLAN.
03 APPROVAL OF AMENDED AND RESTATED CAPITAL PERFORMANCE Mgmt For For
BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES
OF SAFEWAY INC.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
05 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr For Against
06 STOCKHOLDER PROPOSAL REQUESTING THAT AN INDEPENDENT Shr Against For
DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
07 STOCKHOLDER PROPOSAL REQUESTING THE LABELING Shr Against For
OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shr Against For
ISSUE A SUSTAINABILITY REPORT.
09 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shr Against For
ISSUE A REPORT ON CONTROLLED-ATMOSPHERE KILLING.
- --------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION Agenda Number: 932675208
- --------------------------------------------------------------------------------------------------------------------------
Security: 80004C101
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: SNDK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ELI HARARI Mgmt Withheld Against
IRWIN FEDERMAN Mgmt Withheld Against
STEVEN J. GOMO Mgmt Withheld Against
EDDY W. HARTENSTEIN Mgmt Withheld Against
CATHERINE P. LEGO Mgmt Withheld Against
MICHAEL E. MARKS Mgmt Withheld Against
DR. JAMES D. MEINDL Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 30, 2007.
03 TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shr For Against
PERFORMANCE-VESTING SHARES.
- --------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda Number: 932636484
- --------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: SLB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
D. PRIMAT Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Mgmt For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
SHIRE PLC Agenda Number: 932659076
- --------------------------------------------------------------------------------------------------------------------------
Security: 82481R106
Meeting Type: Special
Meeting Date: 16-Apr-2007
Ticker: SHPGY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ACQUISITION BY THE COMPANY OF Mgmt For For
NEW RIVER PHARMACEUTICALS, INC. AND APPROVE
THE INCREASE IN THE BORROWING LIMITS OF THE
COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
SHIRE PLC Agenda Number: 932728047
- --------------------------------------------------------------------------------------------------------------------------
Security: 82481R106
Meeting Type: Annual
Meeting Date: 20-Jun-2007
Ticker: SHPGY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2006.
O2 TO RE-ELECT DR JAMES HENRY CAVANAUGH AS A DIRECTOR. Mgmt For For
O3 TO RE-ELECT DR BARRY JOHN PRICE AS A DIRECTOR. Mgmt For For
O4 TO ELECT MS KATHLEEN ANNE NEALON AS A DIRECTOR. Mgmt For For
O5 TO ELECT DR JEFFREY MARC LEIDEN AS A DIRECTOR. Mgmt For For
O6 TO RE-ELECT MR MATTHEW WILLIAM EMMENS AS A DIRECTOR. Mgmt For For
O7 TO RE-ELECT MR DAVID JOHN KAPPLER AS A DIRECTOR. Mgmt For For
O8 TO RE-ELECT MR PATRICK LANGLOIS AS A DIRECTOR. Mgmt For For
O9 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
OF THE COMPANY.
O10 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS.
O11 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2006.
O12 TO AUTHORISE THE ALLOTMENT OF SHARES. Mgmt For For
S13 TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS.
S14 TO AUTHORISE MARKET PURCHASES. Mgmt For For
S15 TO AUTHORISE DONATIONS TO EU POLITICAL ORGANISATIONS Mgmt For For
AND THE INCURRING OF EU POLITICAL EXPENDITURE.
S16 TO APPROVE THE RULES OF THE 2007 SHIRE PLC EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AND TO AUTHORISE THE DIRECTORS
TO MAKE MODIFICATIONS AND TO ESTABLISH FURTHER
PLANS.
- --------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 932640712
- --------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: SLAB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. TED ENLOE III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF SILICON LABORATORIES INC. FOR THE FISCAL
YEAR ENDING DECEMBER 29, 2007.
- --------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 932667186
- --------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: SPG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BIRCH BAYH Mgmt For For
MELVYN E. BERGSTEIN Mgmt For For
LINDA WALKER BYNOE Mgmt For For
KAREN N. HORN Mgmt For For
REUBEN S. LEIBOWITZ Mgmt For For
J. ALBERT SMITH, JR. Mgmt For For
PIETER S. VAN DEN BERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
TO LINK PAY TO PERFORMANCE.
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING AN ADVISORY STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
05 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING STOCKHOLDER APPROVAL OF FUTURE SEVERANCE
AGREEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 932704035
- --------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 11-Jun-2007
Ticker: SPLS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
ARTHUR M. BLANK Mgmt Withheld Against
MARY ELIZABETH BURTON Mgmt For For
GARY L. CRITTENDEN Mgmt For For
ROWLAND T. MORIARTY Mgmt For For
ROBERT C. NAKASONE Mgmt For For
RONALD L. SARGENT Mgmt For For
MARTIN TRUST Mgmt For For
VIJAY VISHWANATH Mgmt For For
PAUL F. WALSH Mgmt For For
02 TO APPROVE AN AMENDMENT TO STAPLES BY-LAWS Mgmt Against Against
TO CHANGE THE VOTING STANDARD FOR ELECTION
OF DIRECTORS IN UNCONTESTED ELECTIONS FROM
PLURALITY TO MAJORITY.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
04 TO ACT ON A SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTING.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 932647083
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: STT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
P. COYM Mgmt For For
N. DAREHSHORI Mgmt For For
A. FAWCETT Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
M. MISKOVIC Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda Number: 932586350
- --------------------------------------------------------------------------------------------------------------------------
Security: 866810104
Meeting Type: Annual
Meeting Date: 02-Nov-2006
Ticker: SUNW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT G. MCNEALY Mgmt For For
JAMES L. BARKSDALE Mgmt For For
STEPHEN M. BENNETT Mgmt For For
ROBERT J. FINOCCHIO, JR Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
M. KENNETH OSHMAN Mgmt For For
JONATHAN I. SCHWARTZ Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
03 APPROVAL OF SUN S SECTION 162(M) EXECUTIVE OFFICER Mgmt For For
PERFORMANCE- BASED BONUS PLAN.
04 CONSIDERATION OF A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING, REGARDING
THE LEADERSHIP DEVELOPMENT AND COMPENSATION
COMMITTEE.
- --------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 932676503
- --------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: TGT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CALVIN DARDEN Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
GREGG W. STEINHAFEL Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM Mgmt For For
INCENTIVE PLAN.
04 COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt Against Against
THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE
A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS.
05 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
TECK COMINCO LTD Agenda Number: 701179106
- --------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: MIX
Meeting Date: 25-Apr-2007
Ticker:
ISIN: CA8787422044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Elect the Directors, as specified Mgmt For For
2. Appoint PricewaterhouseCoopers LLP as the Auditors Mgmt For For
and authorize the Directors to fix the Auditors
remuneration
3. Amend the Articles of the Company to subdivide Mgmt For For
the outstanding class A common shares and class
B subordinate voting shares on a 2-for-1 basis
- --------------------------------------------------------------------------------------------------------------------------
TELLABS, INC. Agenda Number: 932642538
- --------------------------------------------------------------------------------------------------------------------------
Security: 879664100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: TLAB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BIRCK Mgmt For For
FRED A. KREHBIEL Mgmt For For
KRISH A. PRABHU Mgmt For For
LINDA BECK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 932662124
- --------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: TIN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD M. CARLTON Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
KENNETH M. JASTROW, II Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 TO AMEND ARTICLE III, SECTION 2 OF OUR BY-LAWS Mgmt Against Against
TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY
THE MAJORITY VOTE OF OUR STOCKHOLDERS.
03 TO AMEND ARTICLE V OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
04 TO AMEND ARTICLE VI, SECTION 3 OF OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
APPOINTED TO FILL VACANCIES OR NEWLY CREATED
DIRECTORSHIPS WILL BE SUBJECT TO ELECTION AT
THE NEXT ANNUAL MEETING.
05 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 932684803
- --------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: TER
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWIN J. GILLIS Mgmt For For
PAUL J. TUFANO Mgmt For For
PATRICIA S. WOLPERT Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED PURSUANT TO THE PLAN BY 5,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt Against Against
BY-LAWS TO ADOPT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 932638399
- --------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: TXN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.R. ADAMS. Mgmt For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Mgmt For For
1C ELECTION OF DIRECTOR: D.A. CARP. Mgmt Against Against
1D ELECTION OF DIRECTOR: C.S. COX. Mgmt For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Mgmt For For
1F ELECTION OF DIRECTOR: D.R. GOODE. Mgmt For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Mgmt For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Mgmt For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Mgmt Against Against
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Mgmt For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Mgmt Against Against
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 932659420
- --------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: ALL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. ANDRESS Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1D ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Mgmt For For
1I ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1K ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1L ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
03 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932640762
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. SCOTT Mgmt For For
MR. VAUGHAN Mgmt For For
02 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE Shr For Against
MAJORITY VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr For Against
VOTING.
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shr For Against
COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932692761
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN
MELLON FINANCIAL CORPORATION, THE BANK OF NEW
YORK COMPANY, INC. AND THE BANK OF NEW YORK
MELLON CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt Against Against
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR
DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF
THE BY-LAWS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 932651676
- --------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2007
Ticker: BA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD D. NANULA Mgmt For For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Mgmt For For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES. Shr Against For
04 DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. Shr Against For
05 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shr Against For
06 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
07 SEPARATE THE ROLES OF CEO AND CHAIRMAN. Shr Against For
08 SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. Shr Against For
09 ADVISORY VOTE ON COMPENSATION DISCUSSION AND Shr For Against
ANALYSIS.
10 ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. Shr For Against
11 RECOUP UNEARNED MANAGEMENT BONUSES. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED Agenda Number: 932682405
- --------------------------------------------------------------------------------------------------------------------------
Security: 163072101
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: CAKE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS L. GREGORY Mgmt Withheld Against
DAVID R. KLOCK Mgmt For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 1, 2008.
- --------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 932640065
- --------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: KO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1G ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1H ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1I ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1J ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1K ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF Mgmt For For
THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION Shr Against For
05 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON THE COMPENSATION COMMITTEE REPORT
06 SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL Shr Against For
TESTING
07 SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT Shr Against For
ON EXTRACTION OF WATER IN INDIA
08 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I Agenda Number: 932662631
- --------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: HIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAMANI AYER Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
TREVOR FETTER Mgmt For For
EDWARD J. KELLY, III Mgmt For For
PAUL G. KIRK, JR. Mgmt For For
THOMAS M. MARRA Mgmt For For
GAIL J. MCGOVERN Mgmt For For
MICHAEL G. MORRIS Mgmt For For
ROBERT W. SELANDER Mgmt For For
CHARLES B. STRAUSS Mgmt For For
H. PATRICK SWYGERT Mgmt For For
DAVID K. ZWIENER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007
- --------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 932724556
- --------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 28-Jun-2007
Ticker: KR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REUBEN V. ANDERSON Mgmt For For
JOHN L. CLENDENIN Mgmt For For
DAVID B. DILLON Mgmt For For
DAVID B. LEWIS Mgmt For For
DON W. MCGEORGE Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
JORGE P. MONTOYA Mgmt For For
CLYDE R. MOORE Mgmt For For
SUSAN M. PHILLIPS Mgmt For For
STEVEN R. ROGEL Mgmt For For
JAMES A. RUNDE Mgmt For For
RONALD L. SARGENT Mgmt For For
02 APPROVAL OF KROGER CASH BONUS PLAN. Mgmt For For
03 RULES OF CONDUCT FOR SHAREHOLDER MEETINGS; MEETINGS Mgmt For For
OUTSIDE OF CINCINNATI.
04 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Mgmt For For
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shr Against For
TO RECOMMEND THE PREPARATION OF CLIMATE CHANGE
REPORT.
- --------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 932647122
- --------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: MHP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PEDRO ASPE Mgmt Withheld Against
ROBERT P. MCGRAW Mgmt Withheld Against
H. OCHOA-BRILLEMBOURG Mgmt Withheld Against
EDWARD B. RUST, JR. Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL REQUESTING THE ANNUAL ELECTION Shr For Against
OF EACH DIRECTOR.
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF Shr For Against
A SIMPLE MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL REQUESTING PUBLIC DISCLOSURE Shr Against For
OF CORPORATE POLICIES AND PROCEDURES REGARDING
POLITICAL CONTRIBUTIONS AND THE AMOUNT OF SUCH
CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN Agenda Number: 932651842
- --------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: PNC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. BERNDT Mgmt For For
MR. BUNCH Mgmt For For
MR. CHELLGREN Mgmt For For
MR. CLAY Mgmt For For
MR. DAVIDSON Mgmt For For
MS. JAMES Mgmt For For
MR. KELSON Mgmt For For
MR. LINDSAY Mgmt For For
MR. MASSARO Mgmt For For
MS. PEPPER Mgmt For For
MR. ROHR Mgmt For For
MR. SHEPARD Mgmt For For
MS. STEFFES Mgmt For For
MR. STRIGL Mgmt For For
MR. THIEKE Mgmt For For
MR. USHER Mgmt For For
MR. WALLS Mgmt For For
MR. WEHMEIER Mgmt For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Mgmt For For
INC. 1996 EXECUTIVE INCENTIVE AWARD PLAN, AS
AMENDED AND RESTATED.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For
OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 932647110
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: RYL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
DANIEL T. BANE Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt Withheld Against
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt Withheld Against
CHARLOTTE ST. MARTIN Mgmt Withheld Against
PAUL J. VARELLO Mgmt Withheld Against
02 APPROVAL OF THE RYLAND GROUP, INC. 2007 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE STUDENT LOAN CORPORATION Agenda Number: 932667869
- --------------------------------------------------------------------------------------------------------------------------
Security: 863902102
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: STU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BILL BECKMANN Mgmt Withheld Against
GLENDA GLOVER Mgmt For For
MICHAEL REARDON Mgmt Withheld Against
YASMINE ANAVI Mgmt Withheld Against
LORETTA MOSEMAN Mgmt Withheld Against
II RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 932651359
- --------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: TRV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN L. BELLER Mgmt For For
JOHN H. DASBURG Mgmt For For
JANET M. DOLAN Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
JAY S. FISHMAN Mgmt For For
LAWRENCE G. GRAEV Mgmt For For
PATRICIA L. HIGGINS Mgmt For For
THOMAS R. HODGSON Mgmt For For
C.L. KILLINGSWORTH, JR. Mgmt For For
ROBERT I. LIPP Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
GLEN D. NELSON, MD Mgmt For For
LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES Mgmt Against Against
OF INCORPORATION TO REQUIRE A MAJORITY VOTE
FOR THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932624910
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: DIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
JUDITH L. ESTRIN Mgmt For For
ROBERT A. IGER Mgmt For For
STEVEN P. JOBS Mgmt For For
FRED H. LANGHAMMER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
JOHN E. PEPPER, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt For For
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO GREENMAIL.
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shr For Against
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
- --------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 932659886
- --------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: WU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DINYAR S. DEVITRE Mgmt For For
BETSY D. HOLDEN Mgmt For For
CHRISTINA A. GOLD Mgmt For For
02 APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN
03 APPROVAL OF THE WESTERN UNION COMPANY SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN
04 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 932676654
- --------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: WMB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHLEEN B. COOPER. Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY. Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES M. LILLIS. Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM G. LOWRIE. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
FOR 2007.
03 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 932571284
- --------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Special
Meeting Date: 30-Aug-2006
Ticker: TMO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF THERMO Mgmt For For
COMMON STOCK IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 7, 2006, BY AND AMONG THERMO,
TRUMPET MERGER CORPORATION AND FISHER SCIENTIFIC
INTERNATIONAL INC.
02 TO AMEND THE AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF THERMO, TO INCREASE THE
AUTHORIZED NUMBER OF SHARES OF THERMO COMMON
STOCK FROM 350,000,000 TO 1.2 BILLION AND TO
CHANGE THE NAME OF THERMO ELECTRON CORPORATION
UPON COMPLETION OF THE MERGER TO THERMO FISHER
SCIENTIFIC INC.
- --------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 932689485
- --------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: TMO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTORS: MARIJN E. DEKKERS Mgmt For For
02 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Mgmt For For
INC. 2007 EMPLOYEES STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 932680350
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317105
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: TWX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
JEFFREY L. BEWKES Mgmt For For
STEPHEN F. BOLLENBACH Mgmt For For
FRANK J. CAUFIELD Mgmt For For
ROBERT C. CLARK Mgmt For For
MATHIAS DOPFNER Mgmt For For
JESSICA P. EINHORN Mgmt For For
REUBEN MARK Mgmt For For
MICHAEL A. MILES Mgmt For For
KENNETH J. NOVACK Mgmt For For
RICHARD D. PARSONS Mgmt For For
FRANCIS T. VINCENT, JR. Mgmt For For
DEBORAH C. WRIGHT Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shr Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER
RIGHTS PLAN HAS BEEN ADOPTED.
- --------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. Agenda Number: 932654064
- --------------------------------------------------------------------------------------------------------------------------
Security: G90078109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: RIG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT L. LONG Mgmt For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Mgmt For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
TRAVIS PERKINS PLC Agenda Number: 701206763
- --------------------------------------------------------------------------------------------------------------------------
Security: G90202105
Meeting Type: AGM
Meeting Date: 15-May-2007
Ticker:
ISIN: GB0007739609
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Company s annual accounts for the Mgmt For For
FYE 31 DEC 2006, together with the Directors
report, Director s remuneration report, the
Auditor s report on those accounts and on the
auditable part of the Director s remuneration
report
2. Declare a final dividend for the FYE 31 DEC Mgmt For For
2006 of 25.3 pence per ordinary share, payable
to shareholders on the register at the close
of business on 20 APR 2007
3. Appoint, pursuant to Article 71 of the Company Mgmt For For
s Articles of Association, Mr. Stephen Carter
as a Non-Executive Director by the Board on
24 APR 2007
4. Re-appoint Mr. John Carter as a Director, who Mgmt For For
retires by rotation pursuant to Article 76
of the Company s Articles of Association
5. Re-appoint Mr. John Coleman as a Non-Executive Mgmt For For
Director, who retires by rotation pursuant
to Article 76 of the Company s Articles of
Association
6. Re-appoint Mr. Michael Dearden as a Non-Executive Mgmt For For
Director, who retires by rotation pursuant
to Article 76 of the Company s Articles of
Association
7. Re-appoint Deloitte & Touche LLP, Chartered Mgmt For For
Accountants, as the Auditors of the Company
to hold office until the conclusion of next
general meeting of the Company and authorize
the Directors to fix their remuneration
8. Approve the Directors remuneration report for Mgmt For For
the FYE 31 DEC 2006, as specified
9. Amend the rules of the Travis Perkins share Mgmt For For
Matching Scheme the Matching Scheme , as specified,
and which is included in the draft produced
to this meeting which, for the purpose of identification,
is initialed by the Chairman and authorize
the Directors (a) to do all such acts and things
may consider appropriate to implement the Matching
Scheme, (b) establish further plans based on
the Matching Scheme, as amended, but modified
to take account of local tax exchange control
or securities laws in overseas territories,
provided that any shares made available under
such further plans Shall be treated as counting
against the limits on individual or over all
participation in the Performance Share Plan
10. Approve the rules of the Travis Perkins 2007 Mgmt For For
Performance Share Plan (the performance Share
Plan , the principal terms of which are summarized
in the letter from the Chairman to shareholders
dated 5 MAR 2007 and which are included in
the draft produced to this meeting which. for
the purpose of identification is initialed
by the Chairman and authorize the Directors
to (a) do all such other ads and things as
they may consider appropriate to Implement
the Performance Share Plan; and (b) establish
further plans based on the Performance share
plan but modified to take account of local
tax exchange control or securities laws in
overseas territories, provided that any shares
made available under such further plans Shall
be treated as counting against the limits on
individual or over all participation in the
performance share plan
11. Authorize the Director, to allot relevant Mgmt For For
securities by Article 4(8) of the Company s
Articles of Association; Authority expires
at the end of the next AGM of the Company ;
and for that period the Section 80 amount is
GBP 1,288,449.20
S.12 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 11, and in substitution for all
existing unexercised authorities, to allot
equity securities wholly for cash on a non-prescriptive
basis by article 4(c) of the Company s Articles
of Association and amount being GBP 610,557.54
Authority expires earlier of the conclusion
of the next AGM of the Company or 15 months
S.13 Amend the Company s Article of Association, Mgmt For For
as specified
S.14 Authorize the Company, unconditionally to make Mgmt For For
1 or more to make market purchases Section
163(3) of the Companies Act 1985 of up to
12,211,550 ordinary shares of 10% each in the
capital of the Company, at a minimum price
of 10pence and not more than 105% above the
average market value for such shares derived
from the London Stock Exchange Daily Official
List, over the previous 5 business days; Authority
expires the earlier of the conclusion of the
next AGM of the Company or 15 months ; the
Company, before the expiry, may make a contract
to purchase ordinary shares which will or may
be executed wholly or partly after such expiry
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 932658529
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt Non-votable
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt Non-votable
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Non-votable
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt Non-votable
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt Non-votable
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt Non-votable
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt Non-votable
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt Non-votable
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt Non-votable
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt Non-votable
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt Non-votable
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 932634377
- --------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: UTX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
GEORGE DAVID Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Mgmt For For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shr Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shr Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shr Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO Shr For Against
RATIFY EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932703564
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 29-May-2007
Ticker: UNH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. BALLARD, JR. Mgmt For For
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
ROBERT J. DARRETTA Mgmt For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Mgmt For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Mgmt For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shr For Against
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY Shr For Against
RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr For Against
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP
S BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 932647401
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: VZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES R. BARKER Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shr Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shr For Against
05 COMPENSATION CONSULTANT DISCLOSURE Shr For Against
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
07 LIMIT SERVICE ON OUTSIDE BOARDS Shr Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shr Against For
09 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 932700479
- --------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: VNO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. KOGOD Mgmt For For
DAVID MANDELBAUM Mgmt For For
RICHARD R. WEST Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR TRUSTEES.
- --------------------------------------------------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION Agenda Number: 932676868
- --------------------------------------------------------------------------------------------------------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: BER
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. ROBERT BERKLEY, JR. Mgmt For For
MARK E. BROCKBANK Mgmt For For
RONALD E. BLAYLOCK Mgmt For For
MARY C. FARRELL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR W. R. BERKLEY CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932569835
- --------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Special
Meeting Date: 31-Aug-2006
Ticker: WB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA Mgmt For For
COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION
WITH AND INTO A WHOLLY-OWNED SUBSIDIARY OF
WACHOVIA, PURSUANT TO AN AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2006, BY AND
AMONG WACHOVIA, GOLDEN WEST, AND SUCH WHOLLY-OWNED
SUBSIDIARY OF WACHOVIA.
02 TO APPROVE THE AMENDED AND RESTATED WACHOVIA Mgmt For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932640801
- --------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: WB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST S. RADY*** Mgmt For For
JERRY GITT** Mgmt For For
JOHN T. CASTEEN, III* Mgmt For For
MARYELLEN C. HERRINGER* Mgmt For For
JOSEPH NEUBAUER* Mgmt For For
TIMOTHY D. PROCTOR* Mgmt For For
VAN L. RICHEY* Mgmt For For
DONA DAVIS YOUNG* Mgmt For For
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt Against Against
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shr For Against
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shr Against For
OF DIRECTOR NOMINEES.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shr Against For
CONTRIBUTIONS.
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING Shr Against For
THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
- --------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 932700669
- --------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 01-Jun-2007
Ticker: WMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: DAVID D. GLASS Mgmt For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: JACK C. SHEWMAKER Mgmt Against Against
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 CHARITABLE CONTRIBUTIONS REPORT Shr Against For
04 UNIVERSAL HEALTH CARE POLICY Shr Against For
05 PAY-FOR-SUPERIOR-PERFORMANCE Shr For Against
06 EQUITY COMPENSATION GLASS CEILING Shr Against For
07 COMPENSATION DISPARITY Shr Against For
08 BUSINESS SOCIAL RESPONSIBILITY REPORT Shr Against For
09 EXECUTIVE COMPENSATION VOTE Shr For Against
10 POLITICAL CONTRIBUTIONS REPORT Shr Against For
11 SOCIAL AND REPUTATION IMPACT REPORT Shr Against For
12 CUMULATIVE VOTING Shr For Against
13 QUALIFICATIONS FOR DIRECTOR NOMINEES Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 932608752
- --------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 10-Jan-2007
Ticker: WAG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
ALAN G. MCNALLY Mgmt For For
CORDELL REED Mgmt For For
JEFFREY A. REIN Mgmt For For
NANCY M. SCHLICHTING Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JAMES A. SKINNER Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
CHARLES R. WALGREEN III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Mgmt For For
CO. RESTRICTED PERFORMANCE SHARE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932643643
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Mgmt Against Against
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt Against Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr For Against
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shr For Against
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shr Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
- --------------------------------------------------------------------------------------------------------------------------
WESTERN REFINING, INC. Agenda Number: 932689269
- --------------------------------------------------------------------------------------------------------------------------
Security: 959319104
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: WNR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFF A. STEVENS Mgmt Withheld Against
RALPH A. SCHMIDT Mgmt Withheld Against
WILLIAM D. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2007
- --------------------------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED Agenda Number: 932650597
- --------------------------------------------------------------------------------------------------------------------------
Security: G96655108
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: WSH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE. Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY. Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH A. CALIFANO JR. Mgmt For For
1D ELECTION OF DIRECTOR: ANNA C. CATALANO. Mgmt For For
1E ELECTION OF DIRECTOR: ERIC G. FRIBERG. Mgmt For For
1F ELECTION OF DIRECTOR: SIR ROY GARDNER. Mgmt For For
1G ELECTION OF DIRECTOR: SIR JEREMY HANLEY. Mgmt For For
1H ELECTION OF DIRECTOR: WENDY E. LANE. Mgmt For For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN. Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI. Mgmt For For
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS. Mgmt For For
02 REAPPOINTMENT AND REMUNERATION OF DELOITTE & Mgmt For For
TOUCHE AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION Agenda Number: 932658202
- --------------------------------------------------------------------------------------------------------------------------
Security: 97381W104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: WIN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S.E. "SANDY" BEALL, III Mgmt For For
DENNIS E. FOSTER Mgmt For For
FRANCIS X. FRANTZ Mgmt For For
JEFFERY R. GARDNER Mgmt For For
JEFFREY T. HINSON Mgmt For For
JUDY K. JONES Mgmt For For
WILLIAM A. MONTGOMERY Mgmt For For
FRANK E. REED Mgmt For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Mgmt For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WYETH Agenda Number: 932650434
- --------------------------------------------------------------------------------------------------------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: WYE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, Mgmt For For
PH.D.
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Mgmt For For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Mgmt For For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Mgmt For For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shr Against For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
08 RECOUPMENT OF INCENTIVE BONUSES Shr For Against
09 INTERLOCKING DIRECTORSHIPS Shr Against For
10 PROPOSAL WITHDRAWN. NON-VOTABLE REQUIRED Mgmt Abstain
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shr For Against
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 932648578
- --------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2007
Ticker: ZMH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
02 AUDITOR RATIFICATION Mgmt For For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shr For Against
VOTE
- --------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 932657123
- --------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ZION
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER B. PORTER Mgmt For For
L.E. SIMMONS Mgmt For For
STEVEN C. WHEELWRIGHT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Mgmt For For
AUDITORS FOR FISCAL 2007.
03 TO TRANSACT ANY OTHER SUCH BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES, ZUERICH Agenda Number: 701118742
- --------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 03-Apr-2007
Ticker:
ISIN: CH0011075394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Votable
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Registration Take no action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
- --------------------------------------------------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES, ZUERICH Agenda Number: 701155029
- --------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 03-Apr-2007
Ticker:
ISIN: CH0011075394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting Non-Votable
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting Non-Votable
MEETING NOTICE SENT UNDER MEETING 352659, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, the annual financial Mgmt Take no action
statements and the consolidated financial statements
for 2006
2. Approve the appropriation of available earnings Mgmt Take no action
of Zurich Financial Services for 2006
3. Approve to release the Members of the Board Mgmt Take no action
of Directors and the Group Executive Committee
4. Approve to increase the contingent share capital Mgmt Take no action
and to change the Articles of Incorporation
Article 5ter Paragraph 2A
5.1.1 Re-elect Mr. Armin Meyer to the Board of Directors Mgmt Take no action
5.1.2 Re-elect Mr. Rolf Watter to the Board of Directors Mgmt Take no action
5.2 Re-elect the Statutory Auditors and the Group Mgmt Take no action
Auditors
PLEASE NOTE THAT VOTING RIGHT IS GRANTED TO Non-Voting Non-Votable
NOMINEE SHARES (REGISTRATION) BY THIS ISSUER
COMPANY. HOWEVER; THE ISSUER GIVES (OR LIMITS
THE) VOTING RIGHT UP TO 200,000 SHARES IN THE
ABSENCE OF A NOMINEE CONTRACT. THANK YOU.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Structured Emerging Markets Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/1/06- 06/30/07
Eaton Vance Structured Emerging Markets Fund
- --------------------------------------------------------------------------------------------------------------------------
A.F.P. PROVIDA S.A. Agenda Number: 932679713
- --------------------------------------------------------------------------------------------------------------------------
Security: 00709P108
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: PVD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT AND BALANCE SHEET Mgmt For
FOR FISCAL YEAR 2006, AND REVIEW OF THE EXTERNAL
AUDITORS REPORT.
02 DISTRIBUTION OF PROFITS AND DIVIDENDS. Mgmt For
04 ELECTION OF THE BOARD OF DIRECTORS, IF IT IS Mgmt For
NEEDED, AND DECISION OF THE BOARD S FEES.
05 DECISION OF THE BOARD OF DIRECTORS COMMITTEE Mgmt For
S FEES AND ITS BUDGET.
06 DESIGNATION OF AN EXTERNAL AUDITING COMPANY. Mgmt For
07 DESIGNATION OF A RISK RATING FIRM. Mgmt For
09 REPORT ON TRANSACTIONS WITH RELATED COMPANIES Mgmt For
AS REFERRED TO IN ART. 44 OF LAW 18.046 ON
STOCK CORPORATION.
10 DESIGNATION OF THE NEWSPAPER WHERE THE NOTICE Mgmt For
OF SHAREHOLDERS MEETINGS WILL BE PUBLISHED.
11 OTHER MATTERS OF CORPORATE INTEREST, NOT SPECIFICALLY Mgmt For
RESERVED TO EXTRAORDINARY SHAREHOLDERS MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
BANCO MACRO S.A. Agenda Number: 932673898
- --------------------------------------------------------------------------------------------------------------------------
Security: 05961W105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: BMA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINT TWO SHAREHOLDERS TO SIGN THE MINUTES Mgmt For
OF THE SHAREHOLDERS MEETING.
02 EVALUATE THE DOCUMENTATION PROVIDED FOR IN SECTION Mgmt For
234, SUBSECTION 1 OF LAW NO. 19550, FOR THE
FISCAL YEAR ENDED DECEMBER 31ST 2006.
03 EVALUATE BOTH THE MANAGEMENT OF THE BOARD OF Mgmt For
DIRECTORS AND THE SUPERVISORY COMMITTEE.
04 EVALUATE THE DISTRIBUTION OF CASH DIVIDENDS, Mgmt For
SUBJECT TO THE AUTHORIZATION OF BANCO CENTRAL
DE LA REPUBLICA ARGENTINA. APPLICATION OF RETAINED
EARNINGS FOR THE FISCAL YEAR 2006.
05 EVALUATE THE REMUNERATIONS OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS FOR THE FISCAL YEAR
ENDED DECEMBER 31ST 2006.
06 EVALUATE THE REMUNERATIONS OF THE MEMBERS OF Mgmt For
THE SUPERVISORY COMMITTEE.
07 EVALUATE THE REMUNERATION OF THE INDEPENDENT Mgmt For
AUDITOR FOR THE FISCAL YEAR ENDED 12/31/2006.
08 APPOINT FOUR REGULAR DIRECTORS WHO SHALL HOLD Mgmt For
OFFICE FOR THREE FISCAL YEARS. CHANGE THE NUMBER
OF ALTERNATE DIRECTORS AND DESIGNATE TWO ALTERNATE
DIRECTORS.
09 DETERMINE THE NUMBER OF MEMBERS WHO SHALL FORM Mgmt For
THE SUPERVISORY COMMITTEE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
10 APPOINT THE INDEPENDENT AUDITOR FOR THE FISCAL Mgmt For
YEAR THAT SHALL END 12/31/2007.
11 DEFINE THE AUDITING COMMITTEE S BUDGET. DELEGATION Mgmt For
TO THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
BANCO MACRO S.A. Agenda Number: 932722398
- --------------------------------------------------------------------------------------------------------------------------
Security: 05961W105
Meeting Type: Annual
Meeting Date: 04-Jun-2007
Ticker: BMA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINT OF TWO SHAREHOLDERS TO SIGN THE MINUTES Mgmt For
OF THE SHAREHOLDERS MEETING.
02 EVALUATE THE PRELIMINARY MERGER AGREEMENT PURSUANT Mgmt For
TO WHICH NUEVO BANCO SUQUIA S.A. SHALL BE MERGED
WITH AND INTO BANCO MACRO S.A., DATED MARCH
14, 2007.
03 EVALUATE THE EXCHANGE RELATIONSHIP BETWEEN THE Mgmt For
SHARES OF BOTH MERGING COMPANIES.
04 CAPITAL INCREASE FROM AR$ 683,943,437 TO AR$ Mgmt Against
683,978,973 THROUGH THE ISSUANCE OF 35,536
CLASS B ORDINARY BOOK-ENTRY SHARES OF PAR VALUE
AR$ 1 EACH, ENTITLED TO ONE VOTE PER SHARE.
05 GRANT TO THE BOARD ALL NECESSARY POWERS AND Mgmt For
AUTHORITY FOR IT TO MAKE ALL THE AMENDMENTS
AND CHANGES EVENTUALLY SUGGESTED BY THE CONTROLLING
ENTITIES AND/OR AUTHORITIES.
06 EVALUATE THE AUTHORIZATION TO INCREASE THE MAXIMUM Mgmt For
AMOUNT OF OUTSTANDING BONDS INITIALLY ESTABLISHED
IN US $400,000,000 BY THE GENERAL SHAREHOLDERS
MEETING HELD ON SEPTEMBER 1, 2006.
07 DELEGATE THE NECESSARY POWERS TO THE BOARD OF Mgmt For
DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
08 AUTHORIZE THE BOARD TO SUB-DELEGATE TO ONE OR Mgmt For
MORE OF ITS MEMBERS, OR TO THE PERSON SUCH
MEMBERS MAY DEEM APROPRIATE, THE EXERCISE OF
THE POWER LISTED IN PARAGRAPH 7) ABOVE.
- --------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 932673836
- --------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Special
Meeting Date: 24-Apr-2007
Ticker: SAN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1 MODIFY ARTICLE ONE OF THE BANK S BYLAWS. TO Mgmt For
THE EXISTING LEGAL AND BUSINESS NAMES THAT
CAN BE USED BY THE BANK.
E2 APPROVE THE ISSUANCE OF A PLEDGE OVER THE BANK Mgmt For
S SHARES IN THE COMPANY ADMINISTRADOR FINANCIERO
DE TRANSANTIAGO S.A. TO GUARANTEE THIS COMPANY
S OBLIGATIONS.
E3 ADOPT ALL MEASURES NEEDED TO PUT INTO EFFECT Mgmt For
THE RESOLUTIONS APPROVED IN THE EXTRAORDINARY
SHAREHOLDERS MEETING.
O1 SUBMIT FOR APPROVAL THE ANNUAL REPORT, BALANCE Mgmt For
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS
OF THE BANK, THE INDEPENDENT REPORT OF THE
EXTERNAL AUDITORS.
O2 ALLOCATION OF 2006 EARNINGS. Mgmt For
O3 DESIGNATION OF EXTERNAL AUDITORS. Mgmt For
O4 NOMINATION OF THE NEW BOARD MEMBER. Mgmt For
O5 DETERMINE THE BOARD OF DIRECTOR S REMUNERATION. Mgmt For
O6 AUDIT COMMITTEE S REPORT AND APPROVAL OF THE Mgmt For
AUDIT COMMITTEE S BUDGET.
O7 GIVE ACCOUNT OF ALL OPERATIONS SUBJECT TO ARTICLE Mgmt For
44 OF LAW 18,046 AND (RELATED PARTY TRANSACTIONS).
O8 DISCUSS ANY MATTER OF INTEREST THAT CORRESPONDS Mgmt For
TO BE DISCUSSED IN AN ORDINARY SHAREHOLDERS
MEETING ACCORDING TO CURRENT LAWS AND THE BANK
S BYLAWS.
- --------------------------------------------------------------------------------------------------------------------------
BBVA BANCO FRANCES, S.A. Agenda Number: 932660853
- --------------------------------------------------------------------------------------------------------------------------
Security: 07329M100
Meeting Type: Special
Meeting Date: 26-Apr-2007
Ticker: BFR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Mgmt For
SIGN THE MINUTES OF THE SHAREHOLDERS MEETING.
02 APPROVAL OF THE DIRECTORS REPORT, ANNUAL FINANCIAL Mgmt For
STATEMENTS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 APPROVAL OF THE PERFORMANCE OF THE BOARD OF Mgmt For
DIRECTORS AND SUPERVISORY COMMITTEE S.
04 CONSIDERATION OF THE EARNINGS/LOSSES FOR FISCAL Mgmt For
YEAR NR. 132 ENDED DECEMBER 31, 2006.
05 CONSIDERATION OF COMPENSATION TO BE RECEIVED Mgmt For
BY THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2006.
06 CONSIDERATION OF COMPENSATION TO BE RECEIVED Mgmt For
BY THE SUPERVISORY COMMITTEE FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2006.
07 ESTABLISHMENT OF THE NUMBER OF DIRECTORS AND, Mgmt For
IF NECESSARY, ENSUING ELECTION OF NEW DIRECTORS,
FOR A THREE-YEAR PERIOD.
08 ELECTION OF THREE PERMANENT AND THREE ALTERNATE Mgmt For
SYNDICS (SINDICOS) TO BE MEMBERS OF THE SUPERVISORY
COMMITTEE.
09 APPROVAL OF INDEPENDENT ACCOUNTANT S COMPENSATION Mgmt For
FOR AUDITING THE ANNUAL FINANCIAL STATEMENTS
FOR FISCAL YEAR NR. 132 ENDED DECEMBER 31,
2006. APPOINTMENT OF AN INDEPENDENT ACCOUNTANT
TO AUDIT THE ANNUAL FINANCIAL STATEMENTS FOR
THE PRESENT FISCAL YEAR.
10 BUDGET FOR ADVISORY SERVICES OF THE AUDIT COMMITTEE. Mgmt For
11 AMENDMENT TO THE TERMS AND CONDITIONS OF THE Mgmt For
GLOBAL PROGRAM OF NEGOTIABLE OBLIGATIONS.
- --------------------------------------------------------------------------------------------------------------------------
COMPANIA ANONIMA NAC. TEL. DE VENEZU Agenda Number: 932602940
- --------------------------------------------------------------------------------------------------------------------------
Security: 204421101
Meeting Type: Special
Meeting Date: 27-Nov-2006
Ticker: VNT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL OF THE PAYMENT OF A DIVIDEND FOR Mgmt For
2006 OF BS. 307.14 PER SHARE REPRESENTING US$
1.00 PER ADS (CONVENIENCE US$ CONVERSION AT
THE CURRENT OFFICIAL EXCHANGE RATE OF BS. 2,150
PER US$) PAYABLE ON DECEMBER 13, 2006, TO SHAREHOLDERS
OF RECORD AS OF DECEMBER 6, 2006.
- --------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A Agenda Number: 932642021
- --------------------------------------------------------------------------------------------------------------------------
Security: 204448104
Meeting Type: Annual
Meeting Date: 28-Mar-2007
Ticker: BVN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Mgmt For For
PROFIT AND LOSS STATEMENT AND OTHER FINANCIAL
STATEMENTS OF THE YEAR ENDED DECEMBER 31, 2006.
02 DELEGATION TO THE AUDIT COMMITTEE OF THE DESIGNATION Mgmt For For
OF THE EXTERNAL AUDITORS FOR THE YEAR 2007.
03 DISTRIBUTION OF DIVIDENDS. Mgmt For For
04 RATIFICATION OF THE AGREEMENTS ADOPTED BY THE Mgmt For For
GENERAL SHAREHOLDERS MEETING HELD ON DECEMBER
4, 2006.
- --------------------------------------------------------------------------------------------------------------------------
CTC MEDIA INC Agenda Number: 932691214
- --------------------------------------------------------------------------------------------------------------------------
Security: 12642X106
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: CTCM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VAGAN ABGARYAN Mgmt For For
KAJ GRADEVIK Mgmt For For
WERNER KLATTEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1997 Mgmt Against Against
STOCK OPTION/STOCK ISSUANCE PLAN TO EXTEND
THE TERMINATION DATE OF THE 1997 STOCK OPTION/STOCK
ISSUANCE PLAN BY UP TO ONE YEAR.
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLC AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 932699575
- --------------------------------------------------------------------------------------------------------------------------
Security: 22943F100
Meeting Type: Annual
Meeting Date: 15-Jun-2007
Ticker: CTRP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT A DISTRIBUTION OF 30% OF THE COMPANY S Mgmt For
NET INCOME FOR 2007 (AS DETERMINED IN ACCORDANCE
WITH THE GENERALLY ACCEPTED ACCOUNTING PRINCIPLES
IN THE UNITED STATES AND REPORTED IN THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2007) TO THE
SHAREHOLDERS OF THE COMPANY, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
O2 THAT THE COMPANY S 2007 SHARE INCENTIVE PLAN, Mgmt Against
UNDER WHICH, SUBJECT TO OTHER PROVISIONS OF
THE PLAN, THE MAXIMUM AGGREGATE NUMBER OF SHARES
(CAPITALIZED TERMS HEREIN WILL HAVE THE MEANINGS
DEFINED IN THE PLAN UNLESS STATED OTHERWISE)
WHICH MAY BE ISSUED PURSUANT TO ALL AWARDS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
ECI TELECOM LTD. Agenda Number: 932633096
- --------------------------------------------------------------------------------------------------------------------------
Security: 268258100
Meeting Type: Special
Meeting Date: 22-Mar-2007
Ticker: ECIL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO ARTICLE 69 OF THE Mgmt For For
COMPANY S ARTICLES OF ASSOCIATION, RELATING
TO INDEMNIFICATION OF DIRECTORS AND OTHER OFFICE
HOLDERS.
1A I DO NOT HAVE A PERSONAL INTEREST IN PROPOSAL Mgmt For For
1. (IF YOU DO NOT HAVE A PERSONAL INTEREST,
MARK THE FOR BOX. IF YOU HAVE A PERSONAL
INTEREST, MARK THE AGAINST BOX.)
02 SUBJECT TO APPROVAL OF PROPOSAL 1, TO APPROVE Mgmt For For
AN AMENDMENT TO THE TERMS OF DIRECTORS INDEMNIFICATION.
2A I DO NOT HAVE A PERSONAL INTEREST IN PROPOSAL Mgmt For For
2. (IF YOU DO NOT HAVE A PERSONAL INTEREST,
MARK THE FOR BOX. IF YOU HAVE A PERSONAL
INTEREST, MARK THE AGAINST BOX.)
03 TO APPROVE A CONSULTANCY AGREEMENT WITH NIEL Mgmt For For
RANSOM, ONE OF THE COMPANY S DIRECTORS.
04 TO APPROVE A REGISTRATION RIGHTS AGREEMENT IN Mgmt For For
CONNECTION WITH SHARES HELD BY THE COMPANY
S TWO LARGEST SHAREHOLDERS.
4A I DO NOT HAVE A PERSONAL INTEREST IN PROPOSAL Mgmt For For
4. (IF YOU DO NOT HAVE A PERSONAL INTEREST,
MARK THE FOR BOX. IF YOU HAVE A PERSONAL
INTEREST, MARK THE AGAINST BOX.
- --------------------------------------------------------------------------------------------------------------------------
EMPRESA NACIONAL DE ELECTRICIDAD S.A Agenda Number: 932657034
- --------------------------------------------------------------------------------------------------------------------------
Security: 29244T101
Meeting Type: Special
Meeting Date: 24-Apr-2007
Ticker: EOC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS, Mgmt For For
AND REPORT OF THE INDEPENDENT ACCOUNTANTS AND
INSPECTORS OF ACCOUNTS.
02 APPROVAL OF THE DISTRIBUTION OF PROFITS AND Mgmt For For
DIVIDENDS.
04 APPROVAL OF THE INVESTING AND FINANCIAL POLICIES Mgmt For For
PROPOSED BY THE BOARD OF DIRECTORS.
05 ELECTION OF THE BOARD OF DIRECTORS. Mgmt For For
06 FIXING OF THE COMPENSATION OF THE BOARD OF DIRECTORS. Mgmt For For
07 FIXING OF THE COMPENSATION OF THE COMMITTEE Mgmt For For
OF DIRECTORS AND THE AUDIT COMMITTEE AND APPROVAL
OF THEIR BUDGETS.
09 APPROVAL OF THE APPOINTMENT OF EXTERNAL AUDITORS. Mgmt For For
10A APPROVAL OF THE ELECTION OF TWO ACCOUNT INSPECTORS Mgmt For For
AND TWO ALTERNATES AS PROPOSED AT THE MEETING.
10B APPROVAL OF COMPENSATION OF ACCOUNT INSPECTORS Mgmt For For
AND THEIR ALTERNATES AS PROPOSED AT THE MEETING.
S1 APPROVAL TO AMEND ARTICLE 32 OF THE COMPANY Mgmt For For
S BYLAWS, RELATING TO THE POWERS OF THE CHIEF
EXECUTIVE OFFICER.
S2 APPROVAL TO AMEND ARTICLE 5 AND THE FIRST TRANSITORY Mgmt For For
CLAUSE OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------------------------------------------------
ENERSIS S.A. Agenda Number: 932654696
- --------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: ENI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF ENERSIS ANNUAL REPORT, BALANCE Mgmt For For
SHEET, FINANCIAL STATEMENTS AND REPORT FROM
THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS
FOR THE YEAR ENDED ON DECEMBER 31, 2006.
O2 PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND Mgmt For For
PAYMENTS.
O3 SETTING OF DIRECTORS REMUNERATION. Mgmt For For
O4 SETTING OF COMPENSATION FOR DIRECTORS COMMITTEE Mgmt For For
AND AUDIT COMMITTEE AND BUDGET DETERMINATIONS
FOR 2007.
O6 APPOINTMENT OF INDEPENDENT EXTERNAL AUDITORS. Mgmt For For
O7 APPOINTMENT OF TWO ACCOUNT INSPECTORS, INCLUDING Mgmt For For
TWO DEPUTIES, AND SETTING OF THEIR COMPENSATION.
O8 APPOINTMENT OF PRIVATE RATING AGENCIES. Mgmt For For
O9 APPROVAL OF THE COMPANY S INVESTMENTS AND FINANCE Mgmt For For
POLICY.
O14 OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION Mgmt For For
OF AGREEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED Agenda Number: 932584851
- --------------------------------------------------------------------------------------------------------------------------
Security: 34415V109
Meeting Type: Annual
Meeting Date: 20-Oct-2006
Ticker: FMCN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THE DIRECTOR: DAVID FENG YU. Mgmt For For
1B ELECTION OF THE DIRECTOR: CHARLES CHAO. Mgmt For For
1C ELECTION OF THE DIRECTOR: DAQING QI. Mgmt For For
02 APPROVAL TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS Mgmt For For
TO THIRTEEN (13), AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
03 APPROVAL OF THE 2006 EMPLOYEE SHARE OPTION PLAN Mgmt For For
AND THE AUTHORIZATION OF OFFICERS TO ALLOT,
ISSUE OR DELIVER SHARES PURSUANT TO THE 2006
EMPLOYEE SHARE OPTION PLAN, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
04 APPROVAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A. Agenda Number: 932586893
- --------------------------------------------------------------------------------------------------------------------------
Security: 399909100
Meeting Type: Special
Meeting Date: 11-Oct-2006
Ticker: GGAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For
MEETING MINUTES.
2A CONSIDERATION OF THE CAPITAL INCREASE OF OUR Mgmt For
CONTROLLED COMPANY BANCO DE GALICIA Y BUENOS
AIRES S.A. TO BE DEALT AT ITS NEXT SHAREHOLDERS
MEETING.
2B CONSIDERATION OF THE POSITION TO BE ADOPTED Mgmt For
BY GRUPO FINANCIERO GALICIA S.A. APPROVAL OF
THE SUBSCRIPTION BY GRUPO FINANCIERO GALICIA
S.A. WITH NEGOTIABLE OBLIGATIONS ISSUED BY
BANCO DE GALICIA Y BUENOS AIRES S.A.
- --------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA S.A. Agenda Number: 932681934
- --------------------------------------------------------------------------------------------------------------------------
Security: 399909100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: GGAL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE Mgmt For For
MINUTES.
02 CONSIDERATION OF THE BUSINESS STATE OF AFFAIRS Mgmt For For
OF BANCO DE GALICIA Y BUENOS AIRES S.A.
03 CONSIDERATION OF THE BALANCE SHEET, FINANCIAL Mgmt For For
STATEMENTS, INCOME STATEMENT, AND OTHER DOCUMENTS.
04 TREATMENT TO BE GIVEN TO THE FISCAL YEAR S RESULTS. Mgmt For For
ABSORPTION OF THE NEGATIVE RESULTS CHARGED
TO UNAPPROPRIATED RETAINED EARNINGS OF PS.18,913,451.01.
05 EVALUATION AND APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
AND SUPERVISORY SYNDIC COMMITTEE S PERFORMANCE.
06 DETERMINATION OF THE SUPERVISORY SYNDIC COMMITTEE Mgmt For For
S COMPENSATION.
07 PURSUANT TO THE FOURTH PARAGRAPH OF SECTION Mgmt For For
261, OF THE LAW OF COMMERCIAL COMPANIES, REVIEW
OF THE COMPENSATION.
08 GRANTING OF AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt Against Against
TO MAKE ADVANCE PAYMENTS OF DIRECTORS FEES
TO DIRECTORS.
09 DETERMINATION OF THE NUMBER OF DIRECTORS AND Mgmt For For
ALTERNATE DIRECTORS.
10 ELECTION OF THREE SYNDICS AND THREE ALTERNATE Mgmt For For
SYNDICS FOR A PERIOD OF ONE YEAR.
11 DETERMINATION OF THE COMPENSATION CORRESPONDING Mgmt For For
TO THE INDEPENDENT AUDITORS.
12 APPOINTMENT OF INDEPENDENT ACCOUNTANTS - BOTH Mgmt For For
PERMANENT AND SUBSTITUTE - TO CERTIFY THE FINANCIAL
STATEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
MASISA S.A. Agenda Number: 932684308
- --------------------------------------------------------------------------------------------------------------------------
Security: 574800108
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: MYS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO (I) REVIEW MASISA S OPERATING AND FINANCIAL Mgmt For
RESULTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2006, (II) EXAMINE THE EXTERNAL AUDIT REPORT
PREPARED BY PRICEWATERHOUSECOOPERS, (III) APPROVE
MASISA S ANNUAL REPORT, AND (IV) APPROVE BALANCE
SHEET AND INDIVIDUAL AND CONSOLIDATED FINANCIAL
STATEMENTS.
B TO APPROVE THE ANNUAL COMPENSATION OF MASISA Mgmt For
S BOARD OF DIRECTORS.
C TO APPROVE THE ANNUAL COMPENSATION AND EXPENSE Mgmt For
BUDGET FOR THE DIRECTORS COMMITTEE.
D TO APPROVE THE RECOMMENDATION OF THE BOARD OF Mgmt For
DIRECTORS FOR MASISA S EXTERNAL AUDITORS AND
RISK CLASSIFICATION AGENCIES.
E TO (I) RATIFY THE DISTRIBUTION OF MASISA S NET Mgmt For
INCOME EARNED DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2006, (II) PRESENT MASISA S DIVIDEND
POLICY, AND (III) PRESENT MASISA S SAFETY MEASURES
AND PROCEDURES FOR THE DISTRIBUTION OF SUCH
DIVIDENDS.
F TO PRESENT THE AGREEMENTS ADOPTED BY THE BOARD Mgmt For
OF DIRECTORS IN ACCORDANCE WITH ARTICLE 44
OF THE PUBLICLY-HELD CORPORATIONS LAW OF CHILE.
G TO SELECT AN APPROPRIATE NEWSPAPER IN WHICH Mgmt For
NOTICES OF FUTURE MASISA SHAREHOLDERS MEETINGS.
H TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For
COME BEFORE THE ORDINARY SHAREHOLDERS MEETING,
INCLUDING, BUT NOT LIMITED TO, THE ANNUAL COMPENSATION
AND EXPENSE BUDGET FOR MASISA S AUDIT AND COMPENSATION
COMMITTEES.
- --------------------------------------------------------------------------------------------------------------------------
MECHEL OPEN JOINT STOCK COMPANY Agenda Number: 932739329
- --------------------------------------------------------------------------------------------------------------------------
Security: 583840103
Meeting Type: Annual
Meeting Date: 29-Jun-2007
Ticker: MTL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT OF MECHEL OPEN Mgmt For
JOINT STOCK COMPANY FOR 2006
02 TO APPROVE THE ANNUAL FINANCIAL STATEMENTS INCLUSIVE Mgmt For
OF THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNT)
OF THE COMPANY FOR 2006
03 TO APPROVE DISTRIBUTION OF THE COMPANY S PROFIT, Mgmt For
INCLUDING PAYMENT (DECLARATION) OF DIVIDEND,
BASED ON THE FINANCIAL YEAR RESULTS
4A ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: A. DAVID
JOHNSON
4B ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: ALEX POLEVOY
4C ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: ALEXANDER
E. YEVTUSHENKO
4D ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: IGOR V.
ZYUZIN
4E ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: ALEXEY
G. IVANUSHKIN
4F ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: SERAFIM
V. KOLPAKOV
4G ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: VLADIMIR
A. POLIN
4H ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: VALENTIN
V. PROSKURNYA
4I ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY: ROGER I.
GALE
5A ELECTION OF THE PERSON TO MEMBERS OF THE AUDIT Mgmt For
COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY:
YAROSLAV A. MARKOV
5B ELECTION OF THE PERSON TO MEMBERS OF THE AUDIT Mgmt For
COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY:
NATALYA G. MIKHAYLOVA
5C ELECTION OF THE PERSON TO MEMBERS OF THE AUDIT Mgmt For
COMMISSION OF MECHEL OPEN JOINT STOCK COMPANY:
LYUDMILA E. RADISHEVSKAYA
06 APPROVAL OF THE CLOSED JOINT STOCK COMPANY, Mgmt For
BDO UNICON, TO BE THE AUDITOR OF THE COMPANY
- --------------------------------------------------------------------------------------------------------------------------
MERCANTIL SERVICIOS FINANCIEROS, C.A Agenda Number: 932587201
- --------------------------------------------------------------------------------------------------------------------------
Security: 587339102
Meeting Type: Annual
Meeting Date: 28-Sep-2006
Ticker: MSVFY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSIDER THE REPORT PRESENTED BY THE BOARD OF Mgmt For For
DIRECTORS AND THE COMPANY S AUDITED FINANCIAL
STATEMENTS AT JUNE 30, 2006, IN LIGHT OF THE
STATUTORY AUDITORS REPORT.
- --------------------------------------------------------------------------------------------------------------------------
MSYSTEMS LTD. Agenda Number: 932593305
- --------------------------------------------------------------------------------------------------------------------------
Security: M7061C100
Meeting Type: Special
Meeting Date: 08-Nov-2006
Ticker: FLSH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 30, 2006, AMONG MSYSTEMS LTD.,
SANDISK CORPORATION AND PROJECT DESERT LTD.
AND APPROVAL OF THE MERGER OF PROJECT DESERT
INTO MSYSTEMS UNDER THE PROVISIONS OF THE ISRAELI
COMPANIES LAW, SO THAT MSYSTEMS WILL BECOME
A WHOLLY OWNED SUBSIDIARY OF SANDISK
02 APPROVAL OF THE PAYMENT TO MR. GURION MELTZER, Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS OF MSYSTEMS
SINCE SEPTEMBER 2006, OF COMPENSATION IN THE
AMOUNT OF US$ 10,000 PER MONTH, IN CONSIDERATION
FOR HIS SERVICES AS CHAIRMAN OF THE BOARD
03 APPROVAL OF THE PAYMENT TO MR. YOSSI BEN-SHALOM, Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS OF MSYSTEMS
WHO HAS BEEN PROVIDING CONSULTING SERVICES
TO MSYSTEMS SINCE OCTOBER 2005, OF COMPENSATION
IN THE AMOUNT OF NIS 12,500 PER MONTH
04 APPROVAL OF THE GRANT TO MR. YOSSI BEN-SHALOM, Mgmt For For
AS ADDITIONAL COMPENSATION FOR THE CONSULTING
SERVICES PROVIDED BY HIM TO MSYSTEMS, OF OPTIONS
TO PURCHASE 10,000 ORDINARY SHARES OF MSYSTEMS
05 APPROVAL OF THE PAYMENT TO MS. ZEHAVA SIMON, Mgmt For For
A MEMBER OF THE BOARD OF DIRECTORS OF MSYSTEMS
OF COMPENSATION IN THE AMOUNT OF US$30,000
FOR SUCH SERVICES, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
NESS TECHNOLOGIES INC Agenda Number: 932715165
- --------------------------------------------------------------------------------------------------------------------------
Security: 64104X108
Meeting Type: Annual
Meeting Date: 13-Jun-2007
Ticker: NSTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AHARON FOGEL Mgmt For For
SACHI GERLITZ Mgmt For For
DR. HENRY KRESSEL Mgmt For For
MORRIS WOLFSON Mgmt For For
DR. SATYAM C. CHERUKURI Mgmt For For
DAN S. SUESSKIND Mgmt For For
DR. KENNETH A. PICKAR Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KOST FORER GABBAY Mgmt For For
& KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE 2007 STOCK OPTION PLAN. Mgmt Against Against
- --------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 932735650
- --------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Annual
Meeting Date: 29-Jun-2007
Ticker: OGZPY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE ANNUAL REPORT OF OAO GAZPROM FOR Mgmt For
2006.
02 APPROVE THE ANNUAL ACCOUNTING STATEMENTS, INCLUDING Mgmt For
THE PROFIT AND LOSS REPORT OF THE COMPANY BASED
ON THE RESULTS OF 2006.
03 APPROVE THE DISTRIBUTION OF PROFIT OF THE COMPANY Mgmt For
BASED ON THE RESULTS OF 2006.
04 APPROVE THE AMOUNT OF, PERIOD AND FORM OF PAYMENT Mgmt For
OF ANNUAL DIVIDENDS ON THE COMPANY S SHARES
THAT HAVE BEEN PROPOSED BY THE BOARD OF DIRECTORS
OF THE COMPANY.
05 PAY REMUNERATION TO MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND AUDIT COMMISSION OF THE COMPANY
IN THE AMOUNTS RECOMMENDED BY THE BOARD OF
DIRECTORS OF THE COMPANY.
06 APPROVE CLOSED JOINT STOCK COMPANY PRICEWATERHOUSECOOPERS Mgmt For
AUDIT AS THE COMPANY S EXTERNAL AUDITOR.
07 APPROVE THE CHANGES TO THE CHARTER OF OAO GAZPROM. Mgmt For
08 REGARDING THE APPROVAL OF INTERESTED-PARTY TRANSACTIONS Mgmt For
IN CONNECTION WITH THE IMPLEMENTATION OF THE
NORD STREAM PROJECT.
9A AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) FOR THE RECEIPT BY OAO GAZPROM OF CASH
IN A MAXIMUM SUM OF 500 MILLION U.S. DOLLARS
OR ITS EQUIVALENT IN RUBLES OR EUROS FOR A
PERIOD OF UP TO AND INCLUDING 10 YEARS, WITH
INTEREST FOR USING THE LOANS TO BE PAID AT
A RATE NOT EXCEEDING 8.5% PER ANNUM IN THE
CASE OF LOANS IN U.S. DOLLARS/EUROS AND AT
A RATE NOT EXCEEDING 10% PER ANNUM IN THE CASE
OF LOANS IN RUBLES.
9B AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For
FOR THE RECEIPT BY OAO GAZPROM OF CASH IN A
MAXIMUM SUM OF 1 BILLION U.S. DOLLARS OR ITS
EQUIVALENT IN RUBLES OR EUROS FOR A PERIOD
NOT IN EXCESS OF 365 DAYS, WITH INTEREST FOR
USING THE LOANS TO BE PAID AT A RATE NOT EXCEEDING
7% PER ANNUM IN THE CASE OF LOANS IN U.S. DOLLARS/EUROS
AND AT A RATE NOT EXCEEDING 7.5% PER ANNUM
IN THE CASE OF LOANS IN RUBLES.
9C AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH AB GAZPROMBANK (ZAO)
WILL, UPON THE TERMS AND CONDITIONS ANNOUNCED
BY IT, ACCEPT AND CREDIT CASH TRANSFERRED TO
ACCOUNTS OPENED IN OAO GAZPROM S NAME AND CONDUCT
OPERATIONS THROUGH THE ACCOUNTS IN ACCORDANCE
WITH OAO GAZPROM S INSTRUCTIONS, AS WELL AS
AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK
(ZAO), ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
9D AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For
PURSUANT TO WHICH SBERBANK WILL, UPON THE TERMS
AND CONDITIONS ANNOUNCED BY IT, ACCEPT AND
CREDIT CASH TRANSFERRED TO ACCOUNTS OPENED
IN OAO GAZPROM S NAME AND CONDUCT OPERATIONS
THROUGH THE ACCOUNTS IN ACCORDANCE WITH OAO
GAZPROM S INSTRUCTIONS.
9E AGREEMENT BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH AB GAZPROMBANK (ZAO)
UNDERTAKES, AS MAY BE INSTRUCTED BY OAO GAZPROM
AND FOR A FEE OF NOT MORE THAN 0.5% PER ANNUM,
TO OPEN ON A MONTHLY BASIS IN FAVOR OF AK UZTRANSGAZ,
IN CONNECTION WITH PAYMENTS FOR ITS SERVICES
RELATED TO NATURAL GAS TRANSPORTATION ACROSS
THE TERRITORY OF THE REPUBLIC OF UZBEKISTAN,
CERTAIN DOCUMENTARY IRREVOCABLE UNPAID LETTERS
OF CREDIT, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
9F AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH AB GAZPROMBANK (ZAO)
WILL PROVIDE SERVICES TO OAO GAZPROM MAKING
USE OF THE BANK-CLIENT ELECTRONIC PAYMENTS
SYSTEM, INCLUDING, WITHOUT LIMITATION, RECEIPT
FROM OAO GAZPROM OF ELECTRONIC PAYMENT DOCUMENTS
FOR EXECUTING EXPENSE OPERATIONS THROUGH ACCOUNTS,
PROVISION OF ELECTRONIC STATEMENTS OF ACCOUNT
AND CONDUCT OF OTHER ELECTRONIC DOCUMENT PROCESSING,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9G AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For
PURSUANT TO WHICH SBERBANK WILL PROVIDE SERVICES
TO OAO GAZPROM MAKING USE OF THE CLIENT-SBERBANK
ELECTRONIC PAYMENTS SYSTEM, INCLUDING, WITHOUT
LIMITATION, RECEIPT FROM OAO GAZPROM OF ELECTRONIC
PAYMENT DOCUMENTS FOR EXECUTING EXPENSE OPERATIONS
THROUGH ACCOUNTS, PROVISION OF ELECTRONIC STATEMENTS
OF ACCOUNT AND CONDUCT OF OTHER ELECTRONIC
DOCUMENT PROCESSING, AND OAO GAZPROM WILL PAY
FOR THE SERVICES PROVIDED AT SUCH TARIFFS OF
SBERBANK AS MAY BE IN EFFECT AT THE TIME THE
SERVICES ARE PROVIDED.
9H FOREIGN CURRENCY PURCHASE/SALE TRANSACTIONS Mgmt For
BETWEEN OAO GAZPROM AND AB GAZPROMBANK (ZAO),
TO BE ENTERED INTO UNDER THE GENERAL AGREEMENT
ON THE CONDUCT OF CONVERSION OPERATIONS BETWEEN
OAO GAZPROM AND AB GAZPROMBANK (ZAO) DATED
AS OF SEPTEMBER 12, 2006, NO. 3446, IN A MAXIMUM
SUM OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES, EUROS OR OTHER FOREIGN CURRENCY
FOR EACH TRANSACTION.
9I AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH THE BANK WILL ISSUE
GUARANTEES TO THE RUSSIAN FEDERATION S CUSTOMS
AUTHORITIES WITH RESPECT TO THE OBLIGATIONS
OF THE COMPANY AS A CUSTOMS BROKER TO PAY CUSTOMS
PAYMENTS AND EVENTUAL INTEREST AND PENALTIES,
IN A MAXIMUM SUM OF 50 MILLION RUBLES AND FOR
A PERIOD OF NOT MORE THAN 14 MONTHS, WITH THE
BANK TO BE PAID A FEE AT A RATE OF NOT MORE
THAN 1% PER ANNUM OF THE AMOUNT OF THE GUARANTEE.
9J AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH OAO GAZPROM WILL ISSUE
SURETYSHIPS TO SECURE PERFORMANCE BY GAS TRANSPORTATION
AND GAS PRODUCTION COMPANIES WITH A 100% PARTICIPATION
BY OAO GAZPROM IN THEIR CHARTER CAPITALS OF
THEIR OBLIGATIONS TO AB GAZPROMBANK (ZAO) WITH
RESPECT TO THE BANK S GUARANTEES ISSUED TO
THE RUSSIAN FEDERATION S TAX AUTHORITIES IN
CONNECTION WITH THE SUBSIDIARY COMPANIES CHALLENGING
SUCH TAX AUTHORITIES CLAIMS IN COURTS, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9K AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL ISSUE SURETYSHIPS
TO SECURE PERFORMANCE BY GAS TRANSPORTATION
AND GAS PRODUCTION COMPANIES WITH A 100% PARTICIPATION
BY OAO GAZPROM IN THEIR CHARTER CAPITALS OF
THEIR OBLIGATIONS TO SBERBANK WITH RESPECT
TO THE BANK S GUARANTEES ISSUED TO THE RUSSIAN
FEDERATION S TAX AUTHORITIES IN CONNECTION
WITH THE SUBSIDIARY COMPANIES CHALLENGING SUCH
TAX AUTHORITIES CLAIMS IN COURTS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
9L AGREEMENTS BETWEEN OAO GAZPROM AND AB GAZPROMBANK Mgmt For
(ZAO) PURSUANT TO WHICH AB GAZPROMBANK (ZAO)
WILL BE ENTITLED, IN THE EVENT OF FAILURE BY
GAS TRANSPORTATION AND GAS PRODUCTION COMPANIES
WITH A 100% PARTICIPATION BY OAO GAZPROM IN
THEIR CHARTER CAPITALS TO PERFORM THEIR OBLIGATIONS
TO AB GAZPROMBANK (ZAO) WITH RESPECT TO THE
BANK S GUARANTEES ISSUED TO THE RUSSIAN FEDERATION
S TAX AUTHORITIES IN CONNECTION WITH THE SUBSIDIARY
COMPANIES CHALLENGING SUCH TAX AUTHORITIES
CLAIMS IN COURTS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 932743164
- --------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 29-Jun-2007
Ticker: OGZPY
ISIN: US3682872078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
9M AGREEMENTS BETWEEN OAO GAZPROM AND OAO SEVERNEFTEGAZPROM Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL EXTEND LONG-TERM
LOANS TO OAO SEVERNEFTEGAZPROM IN AN AGGREGATE
MAXIMUM SUM OF 2.42 BILLION RUBLES FOR THE
PERFORMANCE BY IT IN 2007-2009 OF GEOLOGICAL
EXPLORATION WORK IN A LICENSE AREA.
9N AGREEMENTS BETWEEN OAO GAZPROM AND OAO SEVERNEFTEGAZPROM Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL EXTEND LONG-TERM
LOANS TO OAO SEVERNEFTEGAZPROM IN AN AGGREGATE
MAXIMUM SUM OF 19.95 BILLION RUBLES FOR THE
DEVELOPMENT OF THE YUZHNO-RUSSKOYE (SOUTHERN
RUSSIAN) GAS AND OIL FIELD.
9O AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL DELIVER
AND OOO MEZHREGIONGAZ WILL ACCEPT (OFF-TAKE)
GAS IN AN AMOUNT OF NOT MORE THAN 300 BILLION
CUBIC METERS, DELIVERABLE MONTHLY, AND WILL
PAY FOR GAS A MAXIMUM SUM OF 450 BILLION RUBLES.
9P AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ Mgmt For
PURSUANT TO WHICH OOO MEZHREGIONGAZ UNDERTAKES,
AS MAY BE INSTRUCTED BY OAO GAZPROM AND FOR
A FEE OF NOT MORE THAN 318 MILLION RUBLES,
IN ITS OWN NAME, BUT FOR OAO GAZPROM S ACCOUNT,
TO ACCEPT AND, THROUGH OOO MEZHREGIONGAZ S
ELECTRONIC TRADING SITE, SELL GAS PRODUCED
BY OAO GAZPROM AND ITS AFFILIATES, IN AN AMOUNT
OF NOT MORE THAN 15 BILLION CUBIC METERS FOR
A MAXIMUM SUM OF 32 BILLION RUBLES.
9Q AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ Mgmt For
PURSUANT TO WHICH OOO MEZHREGIONGAZ WILL DELIVER
AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) IN 2008
GAS PURCHASED BY OOO MEZHREGIONGAZ FROM AGREEMENTS
BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ PURSUANT
TO WHICH OOO MEZHREGIONGAZ WILL DELIVER AND
OAO GAZPROM WILL ACCEPT (OFF-TAKE) IN 2008
GAS PURCHASED BY OOO MEZHREGIONGAZ FROM INDEPENDENT
ENTITIES IN AN AMOUNT OF NOT MORE THAN 18 BILLION
CUBIC METERS FOR A MAXIMUM SUM OF 50 BILLION
RUBLES.
9R AGREEMENTS BETWEEN OAO GAZPROM AND ZAO NORTHGAS Mgmt For
PURSUANT TO WHICH ZAO NORTHGAS WILL DELIVER
AND OAO GAZPROM WILL ACCEPT (OFF-TAKE) GAS
IN AN AMOUNT OF NOT MORE THAN 4.5 BILLION CUBIC
METERS, DELIVERABLE MONTHLY, AND WILL PAY FOR
GAS A MAXIMUM SUM OF 3.6 BILLION RUBLES.
9S AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL DELIVER
AND OAO NOVATEK WILL ACCEPT (OFF TAKE) IN 2008
GAS IN AN AMOUNT OF NOT MORE THAN 1.6 BILLION
CUBIC METERS AND WILL PAY FOR GAS A MAXIMUM
SUM OF 1.473 BILLION RUBLES.
9T AGREEMENTS BETWEEN OAO GAZPROM AND OAO TOMSKGAZPROM Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 3
BILLION CUBIC METERS AND OAO TOMSKGAZPROM WILL
PAY FOR THE SERVICES RELATED TO ARRANGING FOR
THE TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES
A MAXIMUM SUM OF 1 BILLION RUBLES.
9U AGREEMENTS BETWEEN OAO GAZPROM AND OOO MEZHREGIONGAZ Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 40
BILLION CUBIC METERS ACROSS THE TERRITORY OF
THE RUSSIAN FEDERATION, CIS COUNTRIES AND BALTIC
STATES AND OOO MEZHREGIONGAZ WILL PAY FOR THE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM
OF 35 BILLION RUBLES.
9V AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For
NEFT PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 800
MILLION CUBIC METERS AND OAO GAZPROM NEFT WILL
PAY FOR THE SERVICES RELATED TO ARRANGING FOR
THE TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES
A MAXIMUM SUM OF 500 MILLION RUBLES.
9W AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT OF NOT MORE THAN 45
BILLION CUBIC METERS AND OAO NOVATEK WILL PAY
FOR THE SERVICES RELATED TO ARRANGING FOR THE
TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES
A MAXIMUM SUM OF 26.7 BILLION RUBLES.
9X AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK Mgmt For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE OFF-TAKING
FROM UNDERGROUND GAS STORAGE FACILITIES OF
GAS OWNED BY OAO NOVATEK IN AN AMOUNT OF NOT
MORE THAN 2.5 BILLION CUBIC METERS AND OAO
NOVATEK WILL PAY FOR THE SERVICES RELATED TO
ARRANGING FOR THE OFF-TAKING OF GAS A MAXIMUM
SUM OF 46.8 MILLION RUBLES.
9Y AGREEMENTS BETWEEN OAO GAZPROM AND A/S LATVIJAS Mgmt For
GAZE PURSUANT TO WHICH OAO GAZPROM WILL SELL
AND A/S LATVIJAS GAZE WILL PURCHASE GAS IN
AN AMOUNT OF NOT MORE THAN 920 MILLION CUBIC
METERS FOR A MAXIMUM SUM OF 172 MILLION EUROS.
9Z AGREEMENTS BETWEEN OAO GAZPROM AND AB LIETUVOS Mgmt For
DUJOS PURSUANT TO WHICH OAO GAZPROM WILL SELL
AND AB LIETUVOS DUJOS WILL PURCHASE GAS IN
AN AMOUNT OF NOT MORE THAN 1.655 BILLION CUBIC
METERS FOR A MAXIMUM SUM OF 216 MILLION EUROS.
9AA AGREEMENTS BETWEEN OAO GAZPROM AND UAB KAUNO Mgmt For
TERMOFIKACIJOS ELEKTRINE PURSUANT TO WHICH
OAO GAZPROM WILL SELL AND UAB KAUNO TERMOFIKACIJOS
ELEKTRINE WILL PURCHASE GAS IN AN AMOUNT OF
NOT MORE THAN 326 MILLION CUBIC METERS FOR
A MAXIMUM SUM OF 30 MILLION EUROS.
9AB AGREEMENTS BETWEEN OAO GAZPROM AND MOLDOVAGAZ Mgmt For
S.A. PURSUANT TO WHICH OAO GAZPROM WILL DELIVER
AND MOLDOVAGAZ S.A. WILL ACCEPT (OFF-TAKE)
IN 2008 GAS IN AN AMOUNT OF NOT MORE THAN 3.9
BILLION CUBIC METERS AND WILL PAY FOR GAS A
MAXIMUM SUM OF 702 MILLION U.S. DOLLARS.
9AC AGREEMENTS BETWEEN OAO GAZPROM AND MOLDOVAGAZ Mgmt For
S.A. PURSUANT TO WHICH IN 2008 MOLDOVAGAZ S.A.
WILL PROVIDE SERVICES RELATED TO THE TRANSPORTATION
OF GAS IN TRANSIT ACROSS THE TERRITORY OF THE
REPUBLIC OF MOLDOVA IN AN AMOUNT OF NOT MORE
THAN 23.6 BILLION CUBIC METERS AND OAO GAZPROM
WILL PAY FOR THE SERVICES RELATED TO THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES A MAXIMUM SUM
OF 59 MILLION U.S. DOLLARS.
11A ELECTION OF MEMBER OF AUDIT COMMISSION: ARKHIPOV Mgmt For
DMITRIY ALEKSANDROVICH.
11B ELECTION OF MEMBER OF AUDIT COMMISSION: ASKINADZE Mgmt For
DENIS ARKADYEVICH.
11C ELECTION OF MEMBER OF AUDIT COMMISSION: BIKULOV Mgmt For
VADIM KASYMOVICH.
- --------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 932743176
- --------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 29-Jun-2007
Ticker: OGZPY
ISIN: US3682872078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
11D ELECTION OF MEMBER OF AUDIT COMMISSION: ISHUTIN Mgmt For
RAFAEL VLADIMIROVICH.
11E ELECTION OF MEMBER OF AUDIT COMMISSION: KOBZEV Mgmt For
ANDREY NIKOLAEVICH.
11F ELECTION OF MEMBER OF AUDIT COMMISSION: LOBANOVA Mgmt For
NINA VLADISLAVOVNA.
11G ELECTION OF MEMBER OF AUDIT COMMISSION: NOSOV Mgmt For
YURII STANISLAVOVICH.
11H ELECTION OF MEMBER OF AUDIT COMMISSION: OSELEDKO Mgmt For
VIKTORIYA VLADIMIROVNA.
11I ELECTION OF MEMBER OF AUDIT COMMISSION: SINYOV Mgmt For
VLADISLAV MIKHAILOVICH.
11J ELECTION OF MEMBER OF AUDIT COMMISSION: FOMIN Mgmt For
ANDREY SERGEEVICH.
11K ELECTION OF MEMBER OF AUDIT COMMISSION: SHUBIN Mgmt For
YURI IVANOVICH.
- --------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 932745586
- --------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 29-Jun-2007
Ticker: OGZPY
ISIN: US3682872078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
10A ELECTION OF DIRECTOR: AKIMOV ANDREI IGOREVICH Mgmt For
10B ELECTION OF DIRECTOR: ANANENKOV ALEKSANDR GEORGIEVICH Mgmt For
10C ELECTION OF DIRECTOR: BERGMANN BURCKHARD Mgmt For
10D ELECTION OF DIRECTOR: GAZIZULLIN FARIT RAFIKOVICH Mgmt For
10E ELECTION OF DIRECTOR: GREF GERMAN OSKAROVICH Mgmt For
10F ELECTION OF DIRECTOR: KARPEL ELENA EVGENIEVNA Mgmt For
10G ELECTION OF DIRECTOR: MEDVEDEV DMITRIY ANATOLIEVICH Mgmt For
10H ELECTION OF DIRECTOR: MEDVEDEV YURII MITROFANOVICH Mgmt For
10I ELECTION OF DIRECTOR: MILLER ALEKSEI BORISOVICH Mgmt For
10J ELECTION OF DIRECTOR: NIKOLAEV VIKTOR VASILIEVICH Mgmt For
10K ELECTION OF DIRECTOR: OGANESYAN SERGEY ARAMOVICH Mgmt For
10L ELECTION OF DIRECTOR: POTYOMKIN ALEKSANDR IVANOVICH Mgmt For
10M ELECTION OF DIRECTOR: SEREDA MIKHAIL LEONIDOVICH Mgmt For
10N ELECTION OF DIRECTOR: FEDOROV BORIS GRIGORIEVICH Mgmt For
10O ELECTION OF DIRECTOR: FORESMAN ROBERT MARK Mgmt For
10P ELECTION OF DIRECTOR: KHRISTENKO VIKTOR BORISOVICH Mgmt For
10Q ELECTION OF DIRECTOR: SHOKHIN ALEKSANDR NIKOLAEVICH Mgmt For
10R ELECTION OF DIRECTOR: YUSUFOV IGOR KHANUKOVICH Mgmt For
10S ELECTION OF DIRECTOR: YASIN EVGENII GRIGORIEVICH Mgmt For
- --------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 932759105
- --------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 29-Jun-2007
Ticker: OGZPY
ISIN: US3682872078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
10A ELECTION OF DIRECTOR: AKIMOV ANDREI IGOREVICH Mgmt Non-votable
10B ELECTION OF DIRECTOR: ANANENKOV ALEKSANDR GEORGIEVICH Mgmt Non-votable
10C ELECTION OF DIRECTOR: BERGMANN BURCKHARD Mgmt Non-votable
10D ELECTION OF DIRECTOR: GAZIZULLIN FARIT RAFIKOVICH Mgmt Non-votable
10E ELECTION OF DIRECTOR: GREF GERMAN OSKAROVICH Mgmt Non-votable
10F ELECTION OF DIRECTOR: KARPEL ELENA EVGENIEVNA Mgmt Non-votable
10G ELECTION OF DIRECTOR: MEDVEDEV DMITRIY ANATOLIEVICH Mgmt Non-votable
10H ELECTION OF DIRECTOR: MEDVEDEV YURII MITROFANOVICH Mgmt Non-votable
10I ELECTION OF DIRECTOR: MILLER ALEKSEI BORISOVICH Mgmt Non-votable
10J ELECTION OF DIRECTOR: NIKOLAEV VIKTOR VASILIEVICH Mgmt Non-votable
10K ELECTION OF DIRECTOR: OGANESYAN SERGEY ARAMOVICH Mgmt Non-votable
10L ELECTION OF DIRECTOR: POTYOMKIN ALEKSANDR IVANOVICH Mgmt Non-votable
10M ELECTION OF DIRECTOR: SEREDA MIKHAIL LEONIDOVICH Mgmt Non-votable
10N ELECTION OF DIRECTOR: FEDOROV BORIS GRIGORIEVICH Mgmt Non-votable
10O ELECTION OF DIRECTOR: FORESMAN ROBERT MARK Mgmt Non-votable
10P ELECTION OF DIRECTOR: KHRISTENKO VIKTOR BORISOVICH Mgmt Non-votable
10Q ELECTION OF DIRECTOR: SHOKHIN ALEKSANDR NIKOLAEVICH Mgmt Non-votable
10R ELECTION OF DIRECTOR: YUSUFOV IGOR KHANUKOVICH Mgmt Non-votable
10S ELECTION OF DIRECTOR: YASIN EVGENII GRIGORIEVICH Mgmt Non-votable
- --------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 932734189
- --------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Annual
Meeting Date: 28-Jun-2007
Ticker: LUKOY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT OF OAO LUKOIL Mgmt For
FOR 2006, INCLUDING: THE NET PROFIT OF OAO
LUKOIL FOR DISTRIBUTION FOR 2006 WAS EQUAL
TO 55,129,760,000 ROUBLES; TO DISTRIBUTE 32,321,404,000
ROUBLES TO THE PAYMENT OF DIVIDENDS FOR 2006.
TO PAY DIVIDENDS FOR THE 2006 FINANCIAL YEAR
IN THE AMOUNT OF 38 ROUBLES PER ORDINARY SHARE.
TO SET THE TERM OF PAYMENT OF DIVIDENDS AS
JULY TO DECEMBER 2007. PAYMENT OF DIVIDENDS
SHALL BE MADE IN CASH FROM THE ACCOUNT OF OAO
LUKOIL .
3A TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES
NO.4): BULAVINA, LYUDMILA MIKHAILOVNA
3B TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES
NO.4): KONDRATIEV, PAVEL GENNADIEVICH
3C TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO LUKOIL ON 3 FEBRUARY 2007 (MINUTES
NO.4): NIKITENKO, VLADIMIR NIKOLAEVICH
4A TO PAY REMUNERATION AND REIMBURSE EXPENSES TO Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT
COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX
1.
4B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT
COMMISSION OF OAO LUKOIL ACCORDING TO APPENDIX
2. TO INVALIDATE THE AMOUNTS OF REMUNERATION
OF MEMBERS OF THE BOARD OF DIRECTORS AND THE
AUDIT COMMISSION OF OAO LUKOIL ESTABLISHED
BY DECISION OF THE ANNUAL GENERAL SHAREHOLDERS
MEETING OF OAO LUKOIL OF 24 JUNE 2004 (MINUTES
NO. I) ON THE COMPLETION OF PAYMENTS OF REMUNERATION
TO MEMBERS OF THE BOARD OF DIRECTORS AND AUDIT
COMMISSION ELECTED AT THE ANNUAL GENERAL SHAREHOLDERS
MEETING ON 28 JUNE 2006.
05 TO APPROVE THE INDEPENDENT AUDITOR OF OAO LUKOIL Mgmt For
- CLOSED JOINT STOCK COMPANY KPMG.
06 TO DETERMINE THE NUMBER OF AUTHORISED SHARES Mgmt For
OF OAO LUKOIL AS EIGHTY-FIVE MILLION (85,000,000)
ORDINARY REGISTERED SHARES, WITH A PAR VALUE
OF TWO AND A HALF (2.5) KOPECKS EACH, AND THE
RIGHTS DEFINED BY THE COMPANY CHARTER FOR THIS
TYPE OF SHARES.
07 TO APPROVE AMENDMENTS AND ADDENDA TO THE CHARTER Mgmt For
OF OPEN JOINT STOCK COMPANY OIL COMPANY LUKOIL
, PURSUANT TO THE APPENDIX.
08 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For
THE PROCEDURE FOR PREPARING AND HOLDING THE
GENERAL SHAREHOLDERS MEETING OF OAO LUKOIL
, PURSUANT TO THE APPENDIX.
9A TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS Mgmt For
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX: SUPPLEMENTAL AGREEMENT TO LOAN CONTRACT
NO. 0610016 OF 10 JANUARY 2006 BETWEEN OAO
LUKOIL AND OOO LUKOIL-VOLGOGRADNEFTEPERERABOTKA.
9B TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS Mgmt For
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX: SUPPLEMENTAL AGREEMENT TO OIL SUPPLY
CONTRACT NO. 801/2006/0610579 OF 29 JUNE 2006
BETWEEN OAO LUKOIL AND OOO LUKOIL-VOLGOGRADNEFTEPERERABOTKA.
9C TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS Mgmt For
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN
OAO LUKOIL AND OOO NARYANMARNEFTEGAZ.
9D TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS Mgmt For
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX: SHAREHOLDER LOAN AGREEMENT BETWEEN
OAO LUKOIL AND OOO NARYANMARNEFTEGAZ.
9E TO APPROVE THE FOLLOWING INTERESTED-PARTY TRANSACTIONS Mgmt For
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX: POLICY (CONTRACT) ON INSURING THE
LIABILITY OF DIRECTORS, OFFICERS AND CORPORATIONS
BETWEEN OAO LUKOIL AND OAO KAPITAL STRAKHOVANIE.
10 TO APPROVE MEMBERSHIP OF OAO LUKOIL IN THE Mgmt For
RUSSIAN NATIONAL ASSOCIATION SWIFT.
- --------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 932759117
- --------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Consent
Meeting Date: 28-Jun-2007
Ticker: LUKOY
ISIN: US6778621044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : ALEKPEROV, VAGIT YUSUFOVICH
2B TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : BELIKOV, IGOR VYACHESLAVOVICH
2C TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : BEREZHNOI, MIKHAIL PAVLOVICH
2D TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : WALLETTE (JR.), DONALD EVERT
2E TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : GRAYFER, VALERY ISAAKOVICH
2F TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : KUTAFIN, OLEG EMELYANOVICH
2G TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : MAGANOV, RAVIL ULFATOVICH
2H TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : MATZKE, RICHARD HERMAN
2I TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : MIKHAILOV, SERGEI ANATOLIEVICH
2J TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : TSVETKOV, NIKOLAI ALEXANDROVICH
2K TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : SHERKUNOV, IGOR VLADIMIROVICH
2L TO ELECT MEMBER OF THE BOARD OF DIRECTORS OF Mgmt Non-votable
OAO LUKOIL : SHOKHIN, ALEXANDER NIKOLAEVICH
- --------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA Agenda Number: 932730561
- --------------------------------------------------------------------------------------------------------------------------
Security: 68370R109
Meeting Type: Consent
Meeting Date: 29-Jun-2007
Ticker: VIP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT Mgmt For
PREPARED IN ACCORDANCE WITH RUSSIAN LAW.
02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Mgmt For
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY
ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA,
LLC.
03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Mgmt For
COMMON REGISTERED SHARES BASED ON 2006 RESULTS
IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR
A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL
COMMON REGISTERED SHARES IN THE AGGREGATE)
WITHIN 60 DAYS FROM THE DATE OF ADOPTION OF
THE RELEVANT DECISION, AND TO PAY IN CASH ANNUAL
DIVIDENDS TO HOLDERS OF PREFERRED REGISTERED
SHARES OF TYPE A BASED ON 2006 RESULTS IN THE
AMOUNT OF 0.1 KOPECK PER PREFERRED SHARE WITHIN
60 DAYS FROM THE DATE OF THE ADOPTION OF THIS
DECISION, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Mgmt For
COMMISSION: ALEXANDER GERSH, HALVOR BRU AND
NIGEL ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Mgmt For
AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS
AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR
OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE
WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS BASED ON 2007 RESULTS.
07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Mgmt For
STOCK COMPANY VIMPEL-COMMUNICATIONS.
- --------------------------------------------------------------------------------------------------------------------------
PATNI COMPUTER SYSTEMS Agenda Number: 932736791
- --------------------------------------------------------------------------------------------------------------------------
Security: 703248203
Meeting Type: Annual
Meeting Date: 21-Jun-2007
Ticker: PTI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED BALANCE Mgmt For For
SHEET AS AT 31 DECEMBER 2006 AND THE PROFIT
& LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
THEREON.
O2 TO DECLARE DIVIDEND ON EQUITY SHARES FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2006.
O3 TO APPOINT A DIRECTOR IN PLACE OF DR. MICHAEL Mgmt For For
A. CUSUMANO, WHO RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF MR. LOUIS Mgmt For For
THEODOOR VAN DEN BOOG, WHO RETIRES BY ROTATION
AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT.
O5 TO APPOINT AUDITORS TO HOLD OFFICE FROM CONCLUSION Mgmt For For
OF THIS MEETING TO THE CONCLUSION OF NEXT ANNUAL
GENERAL MEETING AND TO FIX THEIR REMUNERATION.
S6 APPOINTMENT OF BRANCH AUDITORS. Mgmt For For
S7 APPOINTMENT UNDER SECTION 314 OF THE COMPANIES Mgmt For For
ACT, 1956.
- --------------------------------------------------------------------------------------------------------------------------
PETROBRAS ENERGIA PARTICIPACIONES S. Agenda Number: 932646916
- --------------------------------------------------------------------------------------------------------------------------
Security: 71646M102
Meeting Type: Annual
Meeting Date: 30-Mar-2007
Ticker: PZE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSIDERATION OF THE ANNUAL REPORT AND SUMMARY Mgmt For For
OF EVENTS, INVENTORY, GENERAL BALANCE SHEET,
STATEMENT OF INCOME, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOW,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.*
02 ALLOCATION OF PROFITS FOR THE YEAR. Mgmt For For
03 DETERMINATION OF THE NUMBER AND ELECTION OF Mgmt For For
REGULAR AND ALTERNATE DIRECTORS.
04 ELECTION OF THE REGULAR AND ALTERNATE MEMBERS Mgmt For For
OF THE STATUTORY SYNDIC COMMITTEE.
05 CONSIDERATION OF THE COMPENSATION OF DIRECTORS Mgmt For For
AND STATUTORY SYNDIC COMMITTEE S MEMBERS.
06 CONSIDERATION OF THE COMPENSATION OF THE CERTIFIED Mgmt For For
PUBLIC ACCOUNTANT WHO AUDITED THE GENERAL BALANCE
SHEET AS OF DECEMBER 31, 2006 AND APPOINTMENT
OF THE CERTIFIED PUBLIC ACCOUNTANT WHO WILL
PERFORM AS INDEPENDENT AUDITOR FOR THE NEW
FISCAL YEAR.
07 CONSIDERATION OF THE AUDIT COMMITTEE S BUDGET. Mgmt For For
08 APPOINTMENT OF TWO (2) SHAREHOLDERS TO SIGN Mgmt For For
THE MINUTES.
- --------------------------------------------------------------------------------------------------------------------------
SATYAM COMPUTER SERVICES LIMITED Agenda Number: 932569722
- --------------------------------------------------------------------------------------------------------------------------
Security: 804098101
Meeting Type: Annual
Meeting Date: 21-Aug-2006
Ticker: SAY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AUDITED BALANCE SHEET, THE AUDITED Mgmt Non-votable
PROFIT AND LOSS ACCOUNT, THE AUDITORS REPORT
AND THE DIRECTORS REPORT.
02 APPROVAL TO DECLARE FINAL DIVIDEND ON EQUITY Mgmt Non-votable
SHARES.
03 APPROVAL TO RE-APPOINT MR. VINOD K DHAM, AS Mgmt Non-votable
DIRECTOR.
04 APPROVAL TO APPOINT M/S. PRICE WATERHOUSE AS Mgmt Non-votable
AUDITORS OF THE COMPANY.
O5 APPROVAL TO APPOINT PROF. RAMMOHAN RAO MENDU, Mgmt Non-votable
AS DIRECTOR.
S6 APPROVAL TO APPOINT MR. RAM MOHAN RAO MYNAMPATI Mgmt Non-votable
(RAM MYNAMPATI) AS DIRECTOR.
S7 APPROVAL FOR THE PAYMENT OF REMUNERATION TO Mgmt Non-votable
PROF. KRISHNA G PALEPU, NON-EXECUTIVE DIRECTOR.
O8 APPROVAL FOR THE INCREASE OF THE AUTHORISED Mgmt Non-votable
SHARE CAPITAL OF THE COMPANY AND THE ALTERATION
OF THE MEMORANDUM OF ASSOCIATION.
O9 APPROVAL FOR THE ISSUANCE AND ALLOTMENT OF BONUS Mgmt Non-votable
SHARES BY THE COMPANY.
S10 APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE Mgmt Non-votable
OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND
DIRECTORS RESTRICTED STOCK UNITS.
S11 APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE Mgmt Non-votable
OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND
DIRECTORS OF THE SUBSIDIARY COMPANIES WHETHER
IN INDIA OR OVERSEAS RESTRICTED STOCK UNITS.
- --------------------------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda Number: 932727641
- --------------------------------------------------------------------------------------------------------------------------
Security: G81477104
Meeting Type: Annual
Meeting Date: 29-Jun-2007
Ticker: SINA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HURST LIN Mgmt For For
TER FUNG TSAO Mgmt For For
SONG-YI ZHANG Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ZHONG TIAN CPAS LIMITED COMPANY AS THE INDEPENDENT
AUDITORS OF THE COMPANY
03 APPROVAL OF THE 2007 SHARE INCENTIVE PLAN Mgmt Against Against
- --------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S Agenda Number: 932690060
- --------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: SQM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, Mgmt For
ANNUAL REPORT, REPORT OF THE ACCOUNTING INSPECTORS
AND REPORT OF THE EXTERNAL AUDITORS FOR THE
BUSINESS YEAR ENDED DECEMBER 31, 2006.
02 APPOINTMENT OF THE EXTERNAL AUDITORS AND ACCOUNTING Mgmt For
INSPECTORS OF THE COMPANY FOR THE BUSINESS
YEAR 2007.
03 OPERATIONS REFERRED TO IN ARTICLE 44 OF LAW Mgmt For
N 18,046 ( LAW OF CORPORATIONS OF CHILE).
04 INVESTMENT AND FINANCING POLICIES. Mgmt For
05 NET INCOME FOR THE YEAR 2006, DEFINITIVE DIVIDEND Mgmt For
DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS.
06 EXPENSES OF THE BOARD OF DIRECTORS FOR THE BUSINESS Mgmt For
YEAR 2006.
07 COMPENSATION FOR THE MEMBERS OF THE BOARD. Mgmt For
08 ISSUES RELATED TO THE AUDIT AND DIRECTORS COMMITTEES. Mgmt For
09 OTHER MATTERS OF INTEREST OF THE COMPANY OR Mgmt For
THAT MAY CORRESPOND IN ACCORDANCE WITH THE
LAW.
- --------------------------------------------------------------------------------------------------------------------------
SOHU.COM INC. Agenda Number: 932712107
- --------------------------------------------------------------------------------------------------------------------------
Security: 83408W103
Meeting Type: Annual
Meeting Date: 08-Jun-2007
Ticker: SOHU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
DR. CHARLES ZHANG Mgmt For For
MR. CHARLES HUANG Mgmt For For
DR. DAVE QI Mgmt For For
MR. SHI WANG Mgmt For For
DR. ZHONGHAN DENG Mgmt For For
II RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ZHONG TIAN CPAS LIMITED COMPANY AS INDEPENDENT
AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 932665271
- --------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: PCU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt For For
J.F. COLLAZO GONZALEZ Mgmt For For
X.G. DE QUEVEDO TOPETE Mgmt For For
OSCAR GONZALEZ ROCHA Mgmt For For
J.E. GONZALEZ FELIX Mgmt For For
HAROLD S. HANDELSMAN Mgmt For For
GERMAN L. MOTA-VELASCO Mgmt For For
GENARO L. MOTA-VELASCO Mgmt For For
ARMANDO ORTEGA GOMEZ Mgmt For For
JUAN REBOLLEDO GOUT Mgmt For For
L.M. PALOMINO BONILLA Mgmt For For
G.P. CIFUENTES Mgmt For For
CARLOS RUIZ SACRISTAN Mgmt For For
02 APPROVE AN AMENDMENT TO OUR BY-LAWS PROPOSING Mgmt For For
TO ELIMINATE THE PROVISIONS THAT HAVE BEEN
MADE EXTRANEOUS OR INCONSISTENT WITH OUR AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, AS A RESULT OF THE ELIMINATION
OF OUR CLASS A COMMON STOCK.
03 RATIFY THE AUDIT COMMITTEE S SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
S.C. AS INDEPENDENT ACCOUNTANTS FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
SYNERON MEDICAL LTD. Agenda Number: 932580207
- --------------------------------------------------------------------------------------------------------------------------
Security: M87245102
Meeting Type: Annual
Meeting Date: 28-Sep-2006
Ticker: ELOS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-ELECTION OF DIRECTOR, MR. BUTLER, WHOSE CURRENT Mgmt For For
TERM EXPIRES AT THE MEETING
02 RE-ELECTION OF DIRECTOR, MS. KRINDEL, WHOSE Mgmt For For
CURRENT TERM EXPIRES AT THE MEETING
03 RE-APPOINTMENT OF INDEPENDENT AUDITORS FOR THE Mgmt For For
2006 FISCAL YEAR AND AN ADDITIONAL PERIOD UNTIL
THE NEXT ANNUAL GENERAL MEETING
04 AUTHORIZE THE BOARD OF DIRECTORS AND THE AUDIT Mgmt For For
COMMITTEE TO FIX THE INDEPENDENT AUDITORS
REMUNERATION FOR AUDITING SERVICES AND FOR
ADDITIONAL SERVICES
05 APPROVE THE INCREASE IN SCOPE OF SERVICE OF Mgmt For For
DR. ECKHOUSE AND THE TERMS OF AN OPTION GRANT
TO DR. ECKHOUSE IN ACCORDANCE WITH THE ISRAELI
COMPANIES LAW 1999 REQUIREMENT FOR APPROVAL
OF RELATED PARTIES TRANSACTIONS
06 APPROVE THE OPTION GRANT TO DR. KREINDEL IN Mgmt For For
ACCORDANCE WITH THE ISRAELI COMPANIES LAW 1999
REQUIREMENT FOR RELATED TRANSACTIONS
07 APPROVE THE OPTION GRANT TO MR. BUTLER IN ACCORDANCE Mgmt For For
WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT
FOR RELATED TRANSACTIONS
08 APPROVE THE OPTION GRANT TO MS. KRINDEL IN ACCORDANCE Mgmt For For
WITH THE ISRAELI COMPANIES LAW 1999 REQUIREMENT
FOR RELATED TRANSACTIONS
09 UPDATE OF THE D&O INSURANCE COVERAGE Mgmt For For
10 AMEND THE COMPANY S ARTICLES OF ASSOCIATION Mgmt For For
TO ALLOW ADDITIONAL REIMBURSEMENT OF EXPENSES
AND TO AMEND THE COMPANY S UNDERTAKINGS PURSUANT
TO THE AMENDMENTS TO THE ISRAELI COMPANIES
LAW 1999, WHICH ALLOWS SUCH ADDITIONAL REIMBURSEMENTS
- --------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA, S.A. Agenda Number: 932673913
- --------------------------------------------------------------------------------------------------------------------------
Security: 879273209
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: TEO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINT TWO SHAREHOLDERS TO APPROVE AND SIGN Mgmt For For
THE MINUTES.
02 REVIEW OF THE DOCUMENTS PROVIDED FOR IN LAW Mgmt For For
NO 19,550 AND THE LISTING REGULATIONS AND OF
THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE
REQUIRED BY THE U.S. SECURITIES & EXCHANGE
COMMISSION REGULATION FOR THE 18TH FISCAL YEAR
ENDED ON DECEMBER 31, 2006.
03 CONSIDERATION OF THE RETAINED EARNINGS AS OF Mgmt For For
DECEMBER 31, 2006.
04 REVIEW OF THE PERFORMANCE OF THE BOARD OF DIRECTORS Mgmt For For
AND THE SUPERVISORY COMMITTEE ACTING DURING
THE 18TH FISCAL YEAR.
05 REVIEW OF THE BOARD OF DIRECTOR S COMPENSATION Mgmt For For
FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2006.
06 AUTHORIZATION OF THE BOARD OF DIRECTORS TO MAKE Mgmt For For
ADVANCE PAYMENTS OF FEES FOR UP TO P$2,000,000
PAYABLE TO DIRECTORS.
07 DETERMINATION OF THE FEES PAYABLE TO THE SUPERVISORY Mgmt For For
COMMITTEE ACTING DURING THE 18TH FISCAL YEAR.
08 ELECTION OF THE REGULAR AND ALTERNATE DIRECTORS Mgmt For For
FOR THE 19TH FISCAL YEAR.
09 ELECTION OF THE REGULAR AND ALTERNATE MEMBERS Mgmt For For
OF THE SUPERVISORY COMMITTEE FOR THE 19TH FISCAL
YEAR.
10 APPOINTMENT OF THE INDEPENDENT AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE 19TH FISCAL YEAR.
11 CONSIDERATION OF THE BUDGET TO BE ASSIGNED TO Mgmt For For
THE AUDIT COMMITTEE FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 932724380
- --------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 06-Jun-2007
Ticker: TS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CONSIDERATION OF THE BOARD S AND INDEPENDENT Mgmt For For
AUDITOR S REPORTS. APPROVAL OF THE COMPANY
S CONSOLIDATED FINANCIAL STATEMENTS.
A2 CONSIDERATION OF THE BOARD OF DIRECTORS AND Mgmt For For
INDEPENDENT AUDITORS REPORTS ON THE COMPANY
S ANNUAL ACCOUNTS. APPROVAL OF THE COMPANY
S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2006.
A3 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Mgmt For For
PAYMENT.
A4 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
A5 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
A6 COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS.
A7 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE Mgmt For For
THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS.
A8 APPOINTMENT OF THE INDEPENDENT AUDITORS AND Mgmt For For
APPROVAL OF THEIR FEES.
E1 THE RENEWAL OF THE VALIDITY PERIOD OF THE COMPANY Mgmt For For
S AUTHORIZED SHARE CAPITAL TO ISSUE SHARES
FROM TIME TO TIME WITHIN THE LIMITS. THE WAIVER
OF ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS PROVIDED FOR BY LAW AND
THE AUTHORIZATION TO THE BOARD TO SUPPRESS
ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS.
- --------------------------------------------------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 932610086
- --------------------------------------------------------------------------------------------------------------------------
Security: 893870204
Meeting Type: Special
Meeting Date: 21-Dec-2006
Ticker: TGS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Mgmt For
SIGN THE MEETING MINUTES.
02 CONSIDERATION OF THE ACTIONS CARRIED OUT BY Mgmt For
THE RESIGNING DIRECTORS APPOINTED BY THE SHAREHOLDERS
MEETING HELD ON MARCH 20, 2006.
03 APPOINTMENT OF A REGULAR DIRECTOR. Mgmt For
04 CONSIDERATION OF A GLOBAL PROGRAM TO BE CREATED Mgmt For
FOR THE ISSUE OF UNSECURED NON-CONVERTIBLE
DEBT NOTES, DENOMINATED IN US DOLLARS OR ANY
OTHER CURRENCY, IN DIFFERENT CLASSES OR SERIES,
IN A MAXIMUM AGGREGATE AMOUNT OF US$650,000,000,
OR ITS EQUIVALENT IN OTHER CURRENCIES UNDER
PROVISIONS OF LAW 23,574 AS AMENDED, AND OTHER
APPLICABLE REGULATIONS, AS FULLY DESCRIBED
IN THE NOTICE.
05 DELEGATION TO THE BOARD OF DIRECTORS TO SET Mgmt For
UP THE PROGRAM S REMAINING TERMS AND CONDITIONS
THAT ARE NOT EXPRESSLY ESTABLISHED BY THE SHAREHOLDERS
MEETING AS WELL AS THE ISSUANCE TERMS AND
CONDITIONS FOR EACH CLASS AND/OR SERIES OF
THE NOTES, AS FULLY DESCRIBED IN THE NOTICE.
- --------------------------------------------------------------------------------------------------------------------------
TRANSPORTADORA DE GAS DEL SUR S.A. Agenda Number: 932640368
- --------------------------------------------------------------------------------------------------------------------------
Security: 893870204
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: TGS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND Mgmt For
SIGN THE MEETING MINUTES.
02 CONSIDERATION OF THE ANNUAL REPORT, INVENTORY, Mgmt For
FINANCIAL STATEMENTS, INFORMATION REVIEW, INFORMATION
REQUIRED BY SECTION 68 OF THE BUENOS AIRES
STOCK EXCHANGE REGULATIONS, AUDITOR S REPORT
AND STATUTORY AUDIT COMMITTEE S REPORT, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 CONSIDERATION OF THE ALLOCATION OF THE FISCAL Mgmt For
YEAR NET INCOME.
04 CONSIDERATION OF THE ACTIONS CARRIED OUT BY Mgmt For
THE BOARD OF DIRECTORS AND THE STATUTORY AUDIT
COMMITTEE DURING THE FISCAL YEAR ENDED DECEMBER
31, 2006.
05 APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE Mgmt For
DIRECTORS, AND STATUTORY AUDIT COMMITTEE MEMBERS
AND DETERMINATION OF THEIR TERM OF OFFICE.
06 APPOINTMENT OF AN INDEPENDENT ACCOUNTANT TO Mgmt For
CERTIFY THE FINANCIAL STATEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS Agenda Number: 932603017
- --------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Special
Meeting Date: 05-Dec-2006
Ticker: WBD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 1. TO ANNOUNCE DIVIDENDS PAYMENT UPON 9M Y2006 Mgmt For
FINANCIAL RESULTS ON ALLOCATED COMMON NOMINAL
SHARES OF WBD FOODS OJSC, IN THE DIVIDEND AMOUNT
OF 7 (SEVEN) RUBLES 86 KOPECKS PER 1 COMMON
NOMINAL SHARE. 2. TO SET THE FOLLOWING TERMS
AND CONDITIONS OF DIVIDENDS PAYMENT, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO REVISE THE AMOUNT OF REMUNERATION PAID TO Mgmt For
WBD FOODS OJSC BOARD OF DIRECTORS MEMBERS (EXCEPT
FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS),
APPROVED BY THE GENERAL SHAREHOLDERS MEETING
(MINUTES AS OF 29.06.2004 ? 22-06), ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS Agenda Number: 932743607
- --------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Annual
Meeting Date: 27-Jun-2007
Ticker: WBD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Mgmt Non-votable
COMMISSION: LIMONOVA, OLGA MIKHAILOVNA
1B ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Mgmt Non-votable
COMMISSION: MUKHIN, MIKHAIL MIKHAILOVICH
1C ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Mgmt Non-votable
COMMISSION: NOVGORODOVA, MARINA ALEXANDROVNA
1D ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Mgmt Non-votable
COMMISSION: SONTSEVA, EVGENIYA SOLOMONOVNA
1E ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Mgmt Non-votable
COMMISSION: TYUSINA, IRINA ANATOLIEVNA
2A APPROVAL OF WBD FOODS OJSC ANNUAL REPORT. BE Mgmt Non-votable
IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT
PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING
TO RUSSIAN STANDARDS FOR 2006, BE APPROVED.
3A APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS, Mgmt Non-votable
INCLUDING THE INCOME STATEMENT (PROFIT AND
LOSS ACCOUNTS) OF WBD FOODS OJSC. BE IT RESOLVED
THAT THE ANNUAL FINANCIAL STATEMENTS FOR (Y2006),
INCLUDING THE INCOME STATEMENT (PROFIT AND
LOSS ACCOUNTS) OF WBD FOODS OJSC, BE APPROVED.
4A DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Mgmt Non-votable
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC.
THE PART OF NET PROFIT REFLECTED IN Y2006 FINANCIAL
STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS,
IN THE AMOUNT OF 10 852 382 RUR 65 KOP. BE
TRANSFERRED TO THE RESERVE FUND.
4B DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Mgmt Non-votable
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC.
UPON Y2006 FINANCIAL YEAR RESULTS DIVIDENDS
PAYMENT ON WBD FOODS ORDINARY NOMINAL SHARES
BE ANNOUNCED, IN THE DIVIDEND AMOUNT OF 3 (THREE)
RUBLES 18 KOPECKS PER 1 ORDINARY NOMINAL SHARE.
4C DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Mgmt Non-votable
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC.
THAT THE FOLLOWING TERMS AND CONDITIONS OF
DIVIDENDS PAYMENT (ANNOUNCEMENT) BE SET: 4.3.1.
METHOD OF DIVIDENDS PAYMENT CASH; 4.3.2. TERM
OF DIVIDEND PAYMENT: TERM OF DIVIDEND SHOULD
NOT EXCEED 60 DAYS FROM THE DATE OF GSM APPROVAL
OF DIVIDENDS PAYMENT; 4.3.3. PROCEDURE OF DIVIDENDS
PAYMENT, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
05 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS OJSC Mgmt Non-votable
AUDITOR FOR 2007.
6A ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: BRANIS, ALEXANDER MARKOVICH
6B ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: MAZALOV, IVAN NIKOLAEVICH
6C ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: FIL KIN ROMAN ALEXEEVICH
6D ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: STATSENKO, SERGEY OLEGOVICH
6E ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: IVASHKOVSKY, SERGEY STANISLAVOVICH
6F ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: DE SELLIERS, GUY
6G ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH
6H ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: O NEILL, MICHAEL
6I ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: ORLOV, ALEXANDER SERGEEVICH
6J ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH
6K ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: TUTELYAN, VIKTOR ALEKSANDROVICH
6L ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: SHERBAK, VLADIMIR NIKOLAEVICH
6M ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH
6N ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: LAKOBACHVILI, DAVID
6O ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: YASIN, EVGENY GRIGORIEVICH
6P ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: TIPTON, E. LINWOOD (TIP)
6Q ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH
6R ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: NOTKIN, BORIS ISAEVICH
6S ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: SKOPINOV, VICTOR GRIGORIEVICH
6T ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt Non-votable
OF DIRECTORS: VINCENT, JACQUES
7A ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION LESHKINA, IRINA NIKOLAEVNA
7B ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: LVANOVA, OLGA SERGEEVNA
7C ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: KOLESNKOVA, NATALYA NILKOLAEVNA
7D ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA
7E ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH
7F ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA
7G ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Mgmt Non-votable
COMMISSION: GAVRILENKO, LASYA MIKHAILOVNA
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance Tax-Managed Dividend Income Fund, a series of Eaton Vance Mutual Funds Trust
(Exact name of registrant as specified in charter)
255 State Street, Boston, Massachusetts, 02109
(Address of principal executive offices)(Zip code)
Alan R. Dynner, Esq.
255 State Street, Boston, Massachusetts, 02109
(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 10/31
Date of reporting period:07/01/06-06/30/07
Eaton Vance Tax Managed Dividend Income Fund
- --------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 701178988
- --------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: OGM
Meeting Date: 02-May-2007
Ticker:
ISIN: DE0008404005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting Non-votable
DEPENDING ON SOME SUBCUSTODIANS PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the approved annual financial Non-Voting Non-votable
statements and the approved consolidated financial
statements as of and for the FYE 31 DEC 2006,
and of the Management reports for Allianz SE
and for the group as well as the report of
the Supervisory Board for the FY 2006
2. Appropriation of Net Earnings Mgmt For For
3. Approval of the actions of the Members of the Mgmt For For
Board of Management of Allianz AG and of the
Members of the Board of Management of Allianz
SE
4. Approval of the Actions of the Members of the Mgmt For For
Supervisory Board of Allianz AG and of the
Members of the Supervisory Board of Allianz
SE
5.1 Elect Dr. Wulf H. Bernotat, Essen as a Member Mgmt For For
to the Supervisory Board
5.2 Elect Dr. Gerhard Cromme, Essen as a Member Mgmt For For
of the Supervisory Board
5.3 Elect Dr. Franz B. Humer, Basel as a Member Mgmt For For
of the Supervisory Board
5.4 Elect Prof. Dr. Renate Kocher, Konstanz as a Mgmt For For
Member of the Supervisory Board
5.5 Elect Mr. Igor Landau, Paris, France as a Member Mgmt For For
of the Supervisory Board
5.6 Elect Dr. Henning Schulte-Noelle, Munich as Mgmt For For
a Member of the Supervisory Board
5.7 Elect Dr. Jurgen Than, Hofheim a. Ts., as a Mgmt For For
substitute Member for the shareholder representatives
of the Supervisory Board of Allianz SE
5.8 Elect Mr. Jean-Jacques Cette, Gentilly, France Mgmt For For
as a Member of the Supervisory Board
5.9 Elect Mr. Claudia Eggert-Lehmann, Hagen as a Mgmt For For
Member of the Supervisory Board
5.10 Elect Mr. Godfrey Robert Hayward, Ashford, Kent, Mgmt For For
UK as a Member of the Supervisory Board
5.11 Elect Mr. Peter Kossubek, Bayerbach as a Member Mgmt For For
of the Supervisory Board
5.12 Elect Mr. Jorg Reinbrecht, Berlin as a Member Mgmt For For
of the Supervisory Board
5.13 Elect Mr. Rolf Zimmermann, Frankfurt am Main Mgmt For For
as a Member of the Supervisory Board
5.14 Elect Mr. Claudine Lutz, Strasbourg, France, Mgmt For For
employee assurance Generales de France S.A.,
France, as substitute member for Mr. Jean-Jacques
Cette
5.15 Elect Mr. Christian Hohn, Munich, employee and Mgmt For For
works council member released of normal duties
Dresdner Bank AG, as substitute member for
Mr. Claudia Eggert-Lehmann
5.16 Elect Mr. Evan Hall, Bristol, United Kingdom, Mgmt For For
employee Allianz Cornhill Insurance Plc, United
Kingdom, as substitute member for Mr. Godfrey
Robert Hayward
5.17 Elect Mr. Marlene Wendler, Karlsruhe, employee Mgmt For For
Allianz Private Krankenversicherungs-Aktiengesellschaft,
as substitute member for Mr. Peter Kossubek
5.18 Elect Mr. Frank Lehmhagen, Neu Wulmstorf, employee Mgmt For For
Vereinte Dienstleistungsgewerkschaft ver.di,
as substitute member for Mr. Jorg Reinbrecht
5.19 Elect Mr. Heinz Konig, Dobel, employee and works Mgmt For For
council member released of normal duties Allianz
Beratungs-und Vetriebs-AG, as substitute member
for Mr. Rolf Zimmermann
6. Remuneration of the first Supervisory Board Mgmt For For
of Allianz SE
7. Consent to the conveyance of information to Mgmt For For
shareholders by remote data transmission and
corresponding amendment to the statutes
8. Authorization to acquire treasury shares for Mgmt For For
trading purposes
9. Authorization to acquire and utilize treasury Mgmt Against Against
shares for other purposes
- --------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 932652349
- --------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: MO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELIZABETH E. BAILEY Mgmt For For
HAROLD BROWN Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E.R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
GEORGE MUNOZ Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shr For Against
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN Shr Against For
OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND
SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shr Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shr Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 932646360
- --------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: T
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For
A12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Mgmt For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
B03 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For
C04 STOCKHOLDER PROPOSAL A Shr Against For
C05 STOCKHOLDER PROPOSAL B Shr For Against
C06 STOCKHOLDER PROPOSAL C Shr For Against
C07 STOCKHOLDER PROPOSAL D Shr For Against
C08 STOCKHOLDER PROPOSAL E Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 932644481
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: BAC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shr Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BASF AKTIENGESELLSCHAFT Agenda Number: 701173940
- --------------------------------------------------------------------------------------------------------------------------
Security: D06216101
Meeting Type: AGM
Meeting Date: 26-Apr-2007
Ticker:
ISIN: DE0005151005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting Non-votable
MEETING IS APRIL 05, 2007 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU
1. Presentation of the financial statements of Non-Voting Non-votable
BASF Aktiengesellschaft and the BASF group
consolidated financial statements for 2006;
presentation of the report of the Supervisory
Board.
2. Approve the adoption of a resolution on the Mgmt For For
appropriation of profit.
3. Approve the adoption of a resolution giving Mgmt For For
formal approval to the actions of the Supervisory
Board.
4. Approve the adoption of a resolution giving Mgmt For For
formal approval to the actions of the Board
of Executive Directors.
5. Election of an auditor for the financial year Mgmt For For
2007.
6. Approve the authorization to buy back shares Mgmt For For
and put them to further use including the authorization
to redeem bought-back shares and reduce capital.
7. Approve the conversion of BASF Aktiengesellschaft Mgmt For For
into a European company (Societas Europaea,
SE).
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting Non-votable
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda Number: 932551511
- --------------------------------------------------------------------------------------------------------------------------
Security: 079860102
Meeting Type: Special
Meeting Date: 21-Jul-2006
Ticker: BLS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF
AT&T INC.
- --------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS Agenda Number: 701207412
- --------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: AGM
Meeting Date: 15-May-2007
Ticker:
ISIN: FR0000131104
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting Non-votable
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-votable
YOU.
O.1 Approve the consolidated balance sheet at 31 Mgmt For For
DEC 2006 and the consolidated profit and loss
account for 2006, prepared in accordance with
the International Accounting Standards (IFRS)
adopted by the European Union
O.2 Approve the Bank s balance sheet at 31 DEC 2006 Mgmt For For
and the profit and loss account for the year
then ended, prepared in accordance with French
Accounting Standards and the net income figure
of EUR 5,375,377,317.47
O.3 Approve to appropriation of net income as specified; Mgmt For For
the total dividend of EUR 2,891,923,319.00
to be paid to BNP Paribas shareholders corresponds
to a dividend of EUR 3.10 per share with a
par value of EUR 2.00; authorize the Board
of Directors to credit dividends payable on
shares held in treasury stock to un appropriated
retained earnings the proposed dividend is
eligible for the tax allowance granted to individuals
domiciled for tax purposes in France as provided
for by Article 158-3-2 of the French Tax Code;
authorize the Board of Directors to deduct
from unappropriated retained earnings the amount
necessary to pay the specified dividend on
shares issued on the exercise of Stock Options
prior to the ex-dividend date
O.4 Receive the terms of the Auditors special report Mgmt For For
on transactions and agreements governed by
Article L. 225-38 of the French Commercial
Code and approve the transactions and agreements
entered into during the year, as approved in
advance by the Board of Directors and as specified
O.5 Authorize the Board, in accordance with Article Mgmt For For
L. 225-209 ET SEQ of the French Commercial
Code, to buy back a number of shares representing
up to 10% of the bank s issued capital, i.e.,
a maximum of 93,287,849 shares at 22 JAN 2007;
these shares may be acquired for the purposes
as specified; the shares may be purchased at
any time, unless a public offer is made in
respect of the bank s shares, subject to the
applicable regulations, and by any appropriate
method, including in the form of block purchases
or by means of derivative instruments traded
on a regulated market or over the-counter;
the price at which shares may be acquired under
this authorization may not exceed EUR 105 per
share, representing a maximum purchase price
of EUR 9,795,224,145 based on the bank s issued
capital at 22 JAN 2007; this price may, however,
be adjusted to take into account the effects
of any corporate actions; authorize the Board
of Directors, with the option of delegating
said powers subject to compliance with the
applicable law, to use this authorization and,
in particular, to place orders on the stock
exchange, enter into all agreements regarding
the keeping of share purchase and sale registers,
to carry out all formalities and make all declarations
O.6 Ratify the Board of Directors 08 MAR 2007 appointment Mgmt For For
of Mr. Suzanne Berger Keniston as a Director
authority expires at the close of general
meeting called in 2008 and approve the 2007
financial statements
O.7 Approve to renew Mr. Louis Schweitzer s as a Mgmt For For
Director for a period of 3 years, expiring
at the close of the general meeting to be called
in 20I0 and approve the 2009 financial statements
O.8 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required by the applicable Law
E.9 Amend the 38-month authorization given in the Mgmt For For
15th resolution adopted by the EGM of 18 MAY
2005; the amendment is to provide for the early
termination of the applicable vesting and holding
periods in the event of disability of a beneficiary,
in accordance with Act 1770-2006 of 30 DEC
2006 relating to the promotion of employee
profit-sharing and share ownership
E.10 Amend the 26-month authorization given to the Mgmt For For
Board of Directors in the 22nd resolution adopted
by the EGM of 23 MAY 2006 to increase the bank
s capital via the issue of shares reserved
for Members of the BNP Paribas Corporate Savings
Plan as specified
E.11 Authorize the Board of Directors in accordance Mgmt For For
with Article L.225-209 of the French Commercial
Code, to cancel, on one or several occasions,
some or all of the BNP Paribas shares that
the bank currently holds or that it may acquire
in accordance with the conditions laid down
by the OGM, provided that the number of shares
cancelled in any 24 month period does not exceed
10% of the total number of shares outstanding;
the difference between the purchase price of
the cancelled shares and their par value will
be deducted from additional paid-in capital
and reserves available for distribution, with
an amount corresponding to 10% of the capital
reduction being deducted from the Legal Reserve;
authorize the Board of Directors to implement
this authorization, carry out all acts, formalities
and declarations, including the amendment of
the Articles of Association, and generally,
do all that is necessary, with the option of
delegating said powers subject to compliance
with the applicable law; authority expires
at the end of 18 months ; in addition, authorize
the Board of Directors, in accordance with
Article L. 225-204 of the French Commercial
Code, to reduce BNP Paribas capital by canceling
the 2,638,403 BNP Paribas shares acquired following
the full asset transfer that took place in
connection with the Merger of Societe Centrale
D Investissements into BNP Paribas on 23 MAY
2006; authorize the Board of Directors for
an I8-month period to deduct the difference
between the carrying amount of the cancelled
shares and their par value from additional
paid-in capital and reserves available for
distribution, with an amount corresponding
to 10% of the capital reduction being deducted
from the legal reserve
E.12 Approve the merger in accordance with the specified Mgmt Abstain Against
terms and conditions, to be carried out by
BNL transferring to BNP Paribas all of its
assets, in return for BNP Paribas assuming
all of BNL s liabilities; authorize the Board
of Directors to carry out a capital increase
in connection with the merger, whereby BNL
shareholders will be granted a total number
of BNP Paribas shares with a par value of EUR
2 each, ranging from 402,735 to 1,539,740 (representing
between EUR 805,470 and EUR 3,079,480) depending
on the number of BNL shares held by third parties
on the merger completion date; these newly-issued
shares will be allocated based on a ratio of
one (1) BNP Paribas share for 27 BNL shares
at the merger completion date, taking into
account the fact that no BNL shares held by
BNP Paribas will be exchanged for the Bank
s own shares, in accordance with Article L.
236-3 of the French Commercial Code; approve
the completion date for said merger, as specified
in the draft merger agreement; as from the
merger completion date - which must be no later
than 31 DEC 2007 - all operations carried out
by BNL will be considered for accounting purposes
as having been performed by BNP Paribas; notes
that the difference between the value of the
transferred net assets at 31 DEC 2006, corresponding
to BNP Paribas share of the underlying net
assets (representing between EUR 4,415 million
and EUR 4,476 million) and the estimated carrying
amount of BNP Paribas interest in BNL as recorded
in BNP Paribas accounts at the merger completion
date, represents a technical merger goodwill
of between EUR 4,536 million and EUR 4,597
million; approve any adjustments to be made
to the above-mentioned technical merger goodwill
based on the actual amount of the net assets
transferred and the carrying amount of BNP
Paribas interest in BNL at the merger completion
date, and approves the allocation of the adjusted
technical merger goodwill as provided for in
the draft merger agreement; approve that, as
from the merger completion date, the new shares
to be issued as consideration for the assets
transferred to BNP Paribas in connection with
the merger will carry the same rights and be
subject to the same legal requirements as existing
shares, and that an application will be made
for them to be listed on the Euro list market
of Euro next Paris (Compartment A); authorize
the Board of Directors to sell all the BNP
Paribas shares corresponding to fractions of
shares as provided for in the draft merger
agreement; approve that the difference between
the amount corresponding to the portion of
the net assets transferred to BNP Paribas held
by shareholders other than BNP Paribas and
BNL at the merger completion date, and the
aggregate par value of the shares remitted
as consideration for said asset transfer (representing
between EUR 14.7 million and EUR 57.4 million)
will be credited to a merger premium account
to which all shareholders shall have equivalent
rights; authorize (i) the adjustment of said
premium at the merger completion date in order
to reflect the definitive value of the net
assets transferred to BNP Paribas and the number
of BNP Paribas shares actually issued, and
(ii) the allocation of the adjusted merger
premium, as provided for in the draft merger
agreement; as a result of the merger of BNL
into BNP Paribas, approves the dissolution
of BNL without liquidation at the merger completion
date, and as from that date the replacement
of BNL by BNP Paribas in relation to all of
BNL s rights and obligations; as a result of
the merger of BNL into BNP Paribas and subject
to the terms and conditions of the draft merger
agreement, authorizes BNP Paribas to take over
BNL s commitments arising from the stock options
awarded to the Employees and Corporate Officers
of BNL and its subsidiaries under the Stock
Option Plans listed in the appendix to the
draft merger agreement; approve the Auditors
special report, resolves to waive in favour
of holders of the above stock options, all
pre-emptive rights to subscribe for the shares
to be issued on exercise of the options; grant
full powers to the Board of Directors to use
this authorization, with the option of delegating
said powers subject to compliance with the
applicable law; this includes (i) placing on
record the number and par value of the shares
to be issued on completion of the merger and,
where appropriate, the exercise of options,
(ii) carrying out the formalities related to
the corresponding capital increases, (iii)
amending the bank s Articles of Association
accordingly, and (iv) more generally, taking
any and all measures and carrying out any and
all formalities appropriate or necessary in
relation to the transaction
E.13 Approve: the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of Compagnie Immobiliere
de France into BNP Paribas; the transfer of
Compagnie Immobiliere de France s entire asset
base to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of Compagnie Immobiliere
de France and consequently the merger will
not lead to an increase in BNP Paribas share
capital nor to an exchange of Compagnie Immobiliere
de France shares for BNP Paribas shares, in
accordance with Article L.236-II of the French
Commercial Code; the amount of the assets transferred
by Compagnie Immobiliere de France and the
valuation thereof, as well as the amount of
the technical merger goodwill and its allocation
as provided for in the merger agreement; as
a result of the foregoing and subject to the
conditions precedent provided for in the merger
agreement, Compagnie Immobiliere de France
will be automatically dissolved without liquidation
and BNP Paribas will simply replace Compagnie
Immobiliere de France in relation to all of
its rights and obligations and authorize the
Board of Directors to record the fulfillment
of the conditions precedent set out in the
merger agreement and to take any and all measures
and carry out any and all formalities appropriate
or necessary in relation to the transaction,
with the option of delegating said powers to
the Chief Executive Officer
E.14 Approve; the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of Societe Immobiliere
du 36 avenue de l Opera into BNP Paribas; the
transfer of Societe Immobiliere du 36 avenue
de l Opera s entire asset base to BNP Paribas;
notes that since the draft merger agreement
was filed with the Paris Commercial Court,
BNP Paribas has held all of the shares making
up the capital of Societe Immobiliere du 36
avenue de l Opera and consequently the merger
will not lead to an increase in BNP Paribas
share capital nor to an exchange of Societe
Immobiliere du 36 avenue de l Opera shares
for BNP Paribas shares, in accordance with
Article L.236- II of the French Commercial
Code; the amount of the assets transferred
by Societe Immobiliere du 36 avenue de l Opera
and the valuation thereof, as well as the amount
of the technical merger goodwill and its allocation
as provided for in the merger agreement; that,
as a result of the foregoing, Societe Immobiliere
du 36 avenue de l Opera is dissolved without
liquidation as from the date of this Meeting
and that BNP Paribas will henceforth simply
replace Societe Immobiliere du 36 avenue de
l Opera in relation to all of its rights and
obligations and authorize the Board of Directors
to take any and all measures and carry out
any and all formalities appropriate or necessary
in relation to the transaction, with the option
of delegating said powers to the Chief Executive
Officer
E.15 Approve: the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of CAPEFI into BNP Paribas;
the transfer of CAPEFI s entire asset base
to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of CAPEFI and consequently
the merger will not lead to an increase in
BNP Paribas share capital nor to an exchange
of CAPEFI shares for BNP Paribas shares, in
accordance with Article L.236- II of the French
Commercial Code; the amount of the assets transferred
by CAPEFI and the valuation thereof, as well
as the amount of the technical merger goodwill
and its allocation as provided for in the merger
agreement; that, as a result of the foregoing,
CAPEFI is dissolved without liquidation as
from the date of this meeting and BNP Paribas
will henceforth simply replace CAPEFI in relation
to all of its rights and obligations; authorize
the Board of Directors to take any and all
measures and carry out any and all formalities
appropriate or necessary in relation to the
transaction, with the option of delegating
said powers to the Chief Executive Officer
E.16 Amend the bank s Articles of Association in Mgmt For For
accordance with Decree No. 2006-1566 of 11
DEC 2006 which amends the terms and conditions
relating to attendance at shareholders meetings
provided for in the Decree of 23 MAR 1967 concerning
commercial Companies; consequently, Article
18 of Section V of the Articles of Association
is amended to read as specified
E.17 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this Meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required the applicable Law
- --------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 932674698
- --------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: BXP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORTIMER B. ZUCKERMAN Mgmt Withheld Against
CAROL B. EINIGER Mgmt Withheld Against
RICHARD E. SALOMON Mgmt Withheld Against
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Mgmt For For
THE SECOND AMENDMENT AND RESTATEMENT OF THE
BOSTON PROPERTIES, INC. 1997 STOCK OPTION AND
INCENTIVE PLAN.
03 TO RATIFY THE AUDIT COMITTEE S APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BOSTON PROPERTIES,
INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
04 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING THE ANNUAL ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING ENERGY EFFICIENCY, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 932640837
- --------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: BP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND Mgmt For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For
03 DIRECTOR
DR D C ALLEN Mgmt For For
LORD BROWNE Mgmt For For
MR A BURGMANS Mgmt For For
SIR WILLIAM CASTELL Mgmt For For
MR I C CONN Mgmt For For
MR E B DAVIS, JR Mgmt For For
MR D J FLINT Mgmt For For
DR B E GROTE Mgmt For For
DR A B HAYWARD Mgmt For For
MR A G INGLIS Mgmt For For
DR D S JULIUS Mgmt For For
SIR TOM MCKILLOP Mgmt For For
MR J A MANZONI Mgmt For For
DR W E MASSEY Mgmt For For
SIR IAN PROSSER Mgmt For For
MR P D SUTHERLAND Mgmt For For
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Mgmt For For
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Mgmt For For
AMOUNT
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
- --------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 701183179
- --------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 26-Apr-2007
Ticker:
ISIN: GB0002875804
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts and the reports of the Mgmt For For
Directors and the Auditors YE 31 DEC 2006
2. Approve the remuneration report of the Directors Mgmt For For
YE 31 DEC 2006
3. Declare a final dividend of 40.2p per ordinary Mgmt For For
share in respect of the YE 31 DEC 2006, payable
on 03 MAY 2007 to shareholders on the register
at the close of business on 09 MAR 2007
4. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Company s Auditors
5. Authorize the Directors to agree the Auditors Mgmt For For
remuneration
6.a Re-appoint Mr. Paul Adams as a Director Mgmt For For
6.b Re-appoint Mr. Robert Lerwill as a Director Mgmt For For
6.c Re-appoint Sir Nicholas Scheele as a Director Mgmt For For
6.d Re-appoint Mr. Thys Visser as a Director Mgmt For For
7. Authorize the Directors, in accordance with Mgmt For For
Section 80 of the Companies Act 1985, to allot
relevant securities Section 80(2) of that
Act up to an aggregate nominal amount of GBP
171,871,064; Authority expires at the conclusion
of the next AGM of the Company ; and the Directors
may allot relevant securities after the expiry
of this authority in pursuance of such an offer
or agreement made prior to such expiry
S.8 Authorize the Directors, pursuant to Section Mgmt For For
95(1) of the Companies Act 1985, to allot equity
securities Section 94 of that Act for cash,
disapplying the statutory pre-emption rights
Section 89(1) of the Act , provided that this
power is limited to the allotment of equity
securities: i) in connection with a rights
issue, open offer or other pre-emptive offering
in favor of ordinary shareholders of 25p each
of the Company; ii) up to an aggregate nominal
amount of GBP 25,780,659; Authority expires
at the conclusion of the next AGM of the Company ;
and Directors may allot equity securities after
the expiry of this authority in pursuance of
such an offer or agreement made prior to such
expiry
9. Approve, the waiver granted by the Panel on Mgmt For For
takeovers and mergers of the obligations which
may otherwise arise, pursuant to Rule 9 of
the City Code on takeovers and mergers for
R & R as specified to make a general offer
to the shareholders of the Company for all
the issued ordinary shares of 25p each in the
capital of the Company as a result of any market
purchases of ordinary shares by the Company
pursuant to the authority granted by Resolution
10
S.10 Authorize the Company, to make market purchases Mgmt For For
Section 163(3) of the Companies Act 1985
up to 206.2 million of ordinary shares of 25
pence each in the capital of the Company, at
a minimum price of 25p and an amount equal
to 105% of the average middle market quotations
for such shares derived from the London Stock
Exchange Daily Official List, over the previous
5 business days; Authority expires at the
conclusion of the next AGM of the Company ;
and the Company may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
11. Approve, the British American Tobacco 2007 Long Mgmt For For
Term Incentive Plan, as specified and authorize
the Directors of the Company to do all such
acts and things as they may consider appropriate
to bring the same into effect
12. Approve that the British American Tobacco Sharesave Mgmt For For
Scheme the Sharesave Scheme , as specified,
be extended for a further period of 10 years
and the amendments to the Sharesave Scheme,
as specified and authorize the Directors of
the Company to do all such acts and things
as they may consider appropriate to bring the
same into effect
S.13 Ratify, the entry in the audited accounts of Mgmt For For
the Company for YE 31 DEC 2006, whereby distributable
profits of the Company were appropriated to
the payment of the interim dividend on the
Company s ordinary shares of 15.7p per ordinary
share paid on 13 SEP 2006 to the shareholders
to register at the close of business on 04
AUG 2006 the Interim Dividend ; any claims
which are Company may have in respect of the
payment of the Interim Dividend on the Company
s ordinary shares against its shareholders
who appeared on the register of shareholders
on the relevant record date be released with
effect from 13 SEP 2006 and a deed of release
in favor of such shareholders be entered in
to by the Company in the form of the deed as
specified; any distribution involved in the
giving of any such release in relation to the
Interim Dividend be made out of the profits
appropriated to the Interim Dividend as aforesaid
by reference to a record date identical to
the record date for the Interim Dividend; and
any and all claims which the Company may have
against its Directors both past and present
arising out of the payment of the Interim Dividend
or the invalid repurchases by the Company of
its own shares carried out between 22 SEP 2006
and 04 DEC 2006 inclusive be released and
that a deed release in favor of the Company
s Directors be entered into by the Company
in the form of the deed as specified
S.14 Adopt the new Articles of Association as specified, Mgmt For For
in substitution for and to the exclusion of
the existing Articles of Association of the
Company
- --------------------------------------------------------------------------------------------------------------------------
CAIRN ENERGY PLC, EDINBURGH Agenda Number: 701152542
- --------------------------------------------------------------------------------------------------------------------------
Security: G64399101
Meeting Type: EGM
Meeting Date: 22-Mar-2007
Ticker:
ISIN: GB0032399312
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approve: the sub-division of ordinary shares, Mgmt For For
reclassification of 1 in every 2 intermediate
shares as a B share, further share capital
sub-division and consolidation, off market
contingent buy back authority and approval;
to alter the Articles of Association, amendments
to the authorities granted at the 2006 AGM
to allot shares and sell treasury shares and
authority for market purchases
- --------------------------------------------------------------------------------------------------------------------------
CAIRN ENERGY PLC, EDINBURGH Agenda Number: 701217401
- --------------------------------------------------------------------------------------------------------------------------
Security: G17528236
Meeting Type: AGM
Meeting Date: 17-May-2007
Ticker:
ISIN: GB00B1RZDL64
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts for the YE 31 Mgmt For For
DEC 2006
2. Approve the Directors remuneration report contained Mgmt For For
in the reports and accounts
3. Re-appoint Ernst & Young LLP as the Auditors Mgmt For For
and authorize the Directors to fix their remuneration
4. Elect Mr. Jann Brown as a Director Mgmt For For
5. Elect Mr. Simon Thomson as a Director Mgmt For For
6. Re-elect Mr. Malcolm Thoms as a Director Mgmt For For
7. Re-elect Mr. Mark Tyndall as a Director Mgmt For For
8. Re-elect Mr. Hamish Grossart as a Director Mgmt For For
9. Re-elect Mr. Ed Story as a Director Mgmt For For
10. Authorize the Company the Issue of Equity or Mgmt For For
Equity-Linked Securities with pre-emptive rights
up to aggregate nominal amount of GBP 2,674,197.85
S.11 Authorize the Company the Issue of Equity or Mgmt For For
Equity-Linked Securities without pre-emptive
rights up to aggregate nominal amount of GBP
401,169.80
S.12 Authorize the Company to make market purchase Mgmt For For
of 19,543,989 ordinary shares
S.13 Approve the contract under which the Company Mgmt For For
will purchase all of the deferred share capital
of the Company and authorize the Company pursuant
to Section 164 of the Companies Act 1985
S.14 Amend Articles of Association of the Company Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 932649126
- --------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: CNI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. ARMELLINO Mgmt For For
A. CHARLES BAILLIE Mgmt For For
HUGH J. BOLTON Mgmt For For
J.V. RAYMOND CYR Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
JAMES K. GRAY Mgmt For For
E. HUNTER HARRISON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
ROBERT H. LEE Mgmt For For
DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
DAVID G.A. MCLEAN Mgmt For For
ROBERT PACE Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 RESOLUTION APPROVING AMENDMENTS TO MANAGEMENT Mgmt For For
LONG-TERM INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CEZ A.S., PRAHA Agenda Number: 701178522
- --------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: OGM
Meeting Date: 23-Apr-2007
Ticker:
ISIN: CZ0005112300
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Opening, Elect the Chairman of the general meeting Mgmt Take no action
minutes clerk, scrutinizers, and the minutes
verifying cleark
2. Approve the report on the business activities Mgmt Take no action
of the Company and on its equity of 2006
3. Approve the report of the Supervisory Board Mgmt Take no action
4. Approve the resolution about dissolution social Mgmt Take no action
fund and bonus fund
5. Approve the decision on changes in the Articles Mgmt Take no action
of Association
6. Approval the financial statement of Cez A. S Mgmt Take no action
and consolidated financial statement of Cez
Group in 2006
7. Approve the resolution on the distribution of Mgmt Take no action
profit, including the resolution on the payment
of dividends and royalties
8. Approve the renewal of control system of proceedings Mgmt Take no action
in power station Dukovany - scale M3 - M5
9. Approve the volume of funds allocated for sponsoring Mgmt Take no action
grants
10. Approve the resolution about acquisition of Mgmt Take no action
own shares
11. Elect co-opted members of the Supervisory Board Mgmt Take no action
of the Company
12. Approval the agreements on discharge of an office Mgmt Take no action
and performance of Members of the Company s
Board
13. Close meeting Mgmt Take no action
- --------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 932647007
- --------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CVX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: S. GINN Mgmt For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For
1K ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1N ELECTION OF DIRECTOR: C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shr Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shr Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shr For Against
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER Shr Against For
RIGHTS PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932641562
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr For Against
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY Agenda Number: 932674674
- --------------------------------------------------------------------------------------------------------------------------
Security: 17453B101
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: CZN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN Q. ABERNATHY Mgmt For For
LEROY T. BARNES, JR. Mgmt For For
MICHAEL T. DUGAN Mgmt For For
JERI B. FINARD Mgmt For For
LAWTON WEHLE FITT Mgmt For For
WILLIAM M. KRAUS Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
BRADLEY E. SINGER Mgmt For For
DAVID H. WARD Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
02 TO ADOPT THE 2008 CITIZENS INCENTIVE PLAN. Mgmt For For
03 TO ADOPT AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2000 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 701132374
- --------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 16-Feb-2007
Ticker:
ISIN: GB0005331532
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and adopt the financial statements of Mgmt For For
the Company for the FYE 30 SEP 2006 and the
reports of the Directors and the Auditors thereon
2. Approve the Directors remuneration report for Mgmt For For
the FYE 30 SEP 2006
3. Declare a final dividend of 6.7 pence per share Mgmt For For
on each of the Company s ordinary shares for
the FYE 30 SEP 2006; subject to passing of
this resolution, the final dividend will be
paid on 05 MAR 2007 to shareholders on the
register at the close of business on 09 FEB
2007
4. Elect Mr. Richard Cousins as a Director Mgmt For For
5. Elect Sir Ian Robinson as a Director Mgmt For For
6. Elect Mr. Gary Green as a Director Mgmt For For
7. Re-elect Mr. Andrew Martin as a Director, who Mgmt For For
retires by rotation
8. Re-appoint Deloitte & Touche LLP as the Auditors Mgmt For For
of the Company
9. Authorize the Directors to determine the Auditors Mgmt For For
remuneration
10. Authorize the Company and any Company, which Mgmt For For
is or becomes a subsidiary of the Company during
the period to which this resolution relates,
to make donations to EU political organizations
and incur EU political expenditure provided
that any such donations and expenditure made
by the Company together with those made by
any subsidiary Company while it is a subsidiary
of the Company shall not exceed in aggregate
GBP 125,000 during that period; Authority
expires at the next AGM
11. Authorize the Directors to allot relevant securities Mgmt For For
pursuant to Article 11 of the Company s Articles
of Association and Section 80 of the Companies
Act 1985 the Act up to a maximum nominal
amount of GBP 68,700,000; this represents 687
million ordinary shares of 10 pence each in
the capital of the Company which is approximately
one- third of the Company s issued share capital
as at 13 DEC 2006; the Company does not currently
hold any shares as treasury shares; Authority
expires the earlier of the conclusion of the
next AGM of the Company to be held in 2008
or 15 MAY 2008 ; whilst the Directors have
no current plans to utilize this authority
they consider its renewal appropriate in order
to retain maximum flexibility to take advantage
of business opportunities as they arise
s.12 Approve, subject to the passing of Resolution Mgmt For For
11 above, to renew the power conferred on the
Directors by Article 12 of the Company s Articles
of Association to issue equity securities of
the Company for cash without application of
the pre-emption rights pursuant to Article
12 of the Company s Articles of Association
and Section 89 of the Companies Act 1985; other
than in connection with a rights, scrip dividend,
or other similar issue, up to maximum nominal
amount of GBP 10,300,000 the section 89 amount ;
this represent 103 million ordinary shares
of 10 pence each in the capital of the Company,
which is approximately 5 % of the Company s
issued ordinary share capital as at 13 DEC
2006; Authority expires the earlier of the
conclusion of the AGM of the Company to be
held in 2008 or 15 MAY 2008 ; whilst the Directors
have no current plans to utilize this authority
they consider its renewal appropriate in order
to retain maximum flexibility to take advantage
of business opportunities as they arise
s.13 Authorize the Company, pursuant to Article 58 Mgmt For For
of the Company s Articles of Association and
in accordance with Section 166 of the Companies
Act 1985, to make market purchases Section
163 of that Act of up to 206 million ordinary
shares of 10 pence each in the capital of the
Company, at a minimum price of 10 pence and
the maximum price exclusive of expenses which
may be paid for each ordinary share which is
the higher of 105% of the average of the middle
market quotations for such shares derived from
the London Stock Exchange Daily Official List,
over the previous 5 business days and an amount
equal to the higher of the price of the last
independent trade and an amount equal to the
higher of the price of the last independent
trade and the highest current independent bid
as derived form the London Stock Exchange Trading
System SETS ; Authority expires the earlier
of the conclusion of the next AGM of the Company
or 15 AUG 2008 ; the Company, before the expiry,
may make a contract to purchase ordinary shares
which will or may be executed wholly or partly
after such expiry
- --------------------------------------------------------------------------------------------------------------------------
DANSKE BANK AS Agenda Number: 701138011
- --------------------------------------------------------------------------------------------------------------------------
Security: K22272114
Meeting Type: OGM
Meeting Date: 06-Mar-2007
Ticker:
ISIN: DK0010274414
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK YOU.
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting Non-votable
1. Adopt the annual report; grant discharge the Mgmt For For
Board of Directors and the Executive Board
from their obligations and approve the allocation
of profits or for the cover of losses according
to the adopted annual report and to pay a dividend
of DKK 7.75 for each share of DKK 10
2.1 Re-elect Mr. Jorgen Nue Moller as a Member of Mgmt For For
the Board of Directors, who retires in according
to Article 15 of the Articles of Association
2.2 Re-elect Mr. Eivind Kolding as a Member of the Mgmt For For
Board of Directors, who retires in according
to Article 15 of the Articles of Association
2.3 Re-elect Mr. Peter Hojland as a Member of the Mgmt For For
Board of Directors, who retires in according
to Article 15 of the Articles of Association
2.4 Re-elect Mr. Niels Chr. Nielsen as a Member Mgmt For For
of the Board of Directors, who retires in according
to Article 15 of the Articles of Association
2.5 Re-elect Mr. Majken Schultz as a Member of the Mgmt For For
Board of Directors, who retires in according
to Article 15 of the Articles of Association
3 Re-appoint Grant Thornton, Statsautoriseret Mgmt For For
Revisionsaktieselskab and KPMG C. Jespersen,
Statsautoriseret Revisionsinteressentskab as
the Auditors, who retires according to Article
21 of the Articles of Association
4. Authorize the Board of Directors to allow Danske Mgmt For For
Bank to acquire own shares by way of ownership
or pledge up to an aggregate nominal value
of 10% of the share capital in accordance with
Section 48 of the Danish Companies Act; Authority
expires at the conclusion of the next AGM ;
if the shares are acquired in ownership, the
purchase price must not diverge from the price
quoted on the Copenhagen Stock Exchange at
the time of acquisition by more than 10%
5. Amend Article 1.2 and create a new Article 23; Mgmt For For
adopt the following new secondary names: Sampo
Pankki Oyj A/S Danske Bank A/S , AB Sampo
bankas A/S Danske Bank A/S , AS Sampo Pank
A/S Danske Bank A/S , AS Sampo Banka A/S Danske
Bank A/S , Profibank ZAO A/S Danske Bank A/S ,
Sampo Fund Management Ltd. A/S Danske Bank
A/S ; approve to revoke Article 2.2 and the
current Article 23 on the Mortgage division;
amend the Articles 4.4, 6.7, 7.2, 11.2, 11.3
as specified; and approve to revoke the current
Article 20.2 and replace it with the new Articles
as specified
6. Any other business Non-Voting Non-votable
- --------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY Agenda Number: 932691226
- --------------------------------------------------------------------------------------------------------------------------
Security: 242370104
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: DF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN J. BERNON Mgmt For For
GREGG L. ENGLES Mgmt For For
RONALD KIRK Mgmt For For
02 APPROVAL OF A NEW EQUITY INCENTIVE PLAN. Mgmt Against Against
03 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITOR.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr For Against
THE CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF
THE BOARD ROLES.
- --------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 701188573
- --------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 24-May-2007
Ticker:
ISIN: DE0005140008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting Non-votable
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the established annual financial Non-Voting Non-votable
statements and the management report for the
2006 FY, with the report of the Supervisory
Board, presentation of the approved consolidated
financial statements with the related management
report [according to U. S. GAAP] for the 2006
FY
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 2,099,072,036 as follows: Payment
of a dividend of EUR 4 per entitled share,
Ex-dividend and payable date: 25 MAY 2007
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors for the 2006 FY
4. Ratification of the acts of Management of the Mgmt For For
Supervisory Board for the 2006 FY
5. Appointment of the Auditors for the 2007 FY: Mgmt For For
KPMG, Frankfurt
6. Authorization to acquire own shares for trading Mgmt For For
purposes the Company shall be authorized to
acquire and sell own shares, at prices not
differing more than 10% from the market price
of the shares, on or before 31 OCT 2008, the
trading portfolio of shares to be acquired
for such purpose shall not exceed 5% of the
share capital at the end of each day
7. Authorization to acquire own shares for purposes Mgmt For For
other than trading the Company shall be authorized
to acquire own shares of up to 10% of its share
capital, at prices neither more than 15% above,
nor more than 20% below, the market price of
the shares, on or before 31 OCT 2008, the Board
of Managing Directors shall be authorized to
dispose of the shares in a manner other than
the Stock Exchange or a rights offering, insofar
as they are used for acquisition purposes,
the shares may also be sold at a price not
materially below their market price, or retired
8. Authorization to use derivatives for the acquisition Mgmt For For
of own shares In connection with Item 7, the
Company may also acquire own shares using call
or put options
9. Elections to the Supervisory Board Mgmt For For
10. Ratification of the resolution of the AGM of Mgmt For For
01 JUN 2006, in respect of the elections to
the Supervisory Board
11. Amendment to the Articles of Association in Mgmt For For
respect of the Supervisory Board remuneration
As of the 2007 FY, the fixed annual remuneration
shall be increased from EUR 30,000 to EUR 60,000,
the dividend linked remuneration shall be adjusted
to EUR 100 per EUR 0.01 of the dividend in
excess of EUR 1 per share, and the performance
linked remuneration to EUR 1 00 per EUR 0.01
of the average earnings per share over the
past 3 years, the Supervisory Board Chairman
shall receive four times the basic remuneration
[but no more than that] , and the Deputy Chairman
one and one half times such remuneration, the
remuneration for Committee Members shall be
increased to 100% of the basic remuneration
above, 200% for Committee Chairmen
12. Amendment to the Articles of Association as Mgmt For For
per Section 30b(3) of the Securities Trading
Act The company shall be authorized to transmit
information to shareholders by electronic means
13. Amendment to the Articles of Association in Mgmt For For
respect of Advisory Committees, the current,
Uniform Advisory Committee shall be divided
into regional committees
14. Creation of new authorized capital, and the Mgmt For For
corresponding amendment to the Articles of
Association, the Board of Managing Directors
shall be authorized, with the consent of the
Supervisory Board, to increase the share capital
by up to EUR 85,000,000 through the issue of
new shares against cash payment, on or before
30 APR 2012, Subscription rights shall be excluded
for residual amounts, for the granting of such
rights to holders of option or conversion rights,
and for the issue of shares at a price not
materially below their market price, entitled
to vote are those shareholders who are entered
in the Company's share register and give notice
of their intention to attend the meeting on
or before 21 MAY 2007, if you wish us to exercise
your voting right on your behalf, please send
us your instructions by 8 a.m. Frankfurt time
on 18 MAY 2007, at the latest
PLEASE NOTE THAT THIS IS A REVISION DUE TO THE Non-Voting Non-votable
MEETING BEING REVISED AS AN ISSUER PAY MEETING.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS.THANK YOU.
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting Non-votable
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
- --------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 932672834
- --------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: DO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES S. TISCH Mgmt Withheld Against
LAWRENCE R. DICKERSON Mgmt Withheld Against
ALAN R. BATKIN Mgmt For For
JOHN R. BOLTON Mgmt For For
CHARLES L. FABRIKANT Mgmt Withheld Against
PAUL G. GAFFNEY II Mgmt For For
HERBERT C. HOFMANN Mgmt Withheld Against
ARTHUR L. REBELL Mgmt Withheld Against
RAYMOND S. TROUBH Mgmt For For
02 TO APPROVE OUR AMENDED AND RESTATED INCENTIVE Mgmt For For
COMPENSATION PLAN FOR EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda Number: 701168874
- --------------------------------------------------------------------------------------------------------------------------
Security: D24909109
Meeting Type: OGM
Meeting Date: 03-May-2007
Ticker:
ISIN: DE0007614406
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting Non-votable
MEETING IS 12 APR 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1 Presentation of the financial statements and Non-Voting Non-votable
annual report for the 2006 FY with the report
of the Supervisory Board, the Group financial
statements and the Group annual report
2 Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 2,209,650,851.15 as follows:
payment of a dividend of EUR 3.35 per entitled
share; ex-dividend and payable date: 04 MAY
07
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Renewal of the authorization to acquire own Mgmt For For
shares; the Board of Managing Directors shall
be authorized to acquire shares of the Company
of up to 10% of its share capital, on or before
03 NOV 2008; the shares may be acquired through
the stock exchange at a price neither more
than 10% above nor more than 20% below the
market price of the shares, by way of a public
repurchase offer to all shareholders or by
means of a public offer for the exchange of
liquid shares which are admitted to trading
on an organized market at a price not differing
more than 20% from the market price of the
shares, and by using derivatives in the form
of call or put options if the exercise price
is neither more than 10% above nor more than
20% below the market price of the shares; the
Board of Managing Directors shall be authorized
to dispose of the shares in a manner other
than the stock exchange or an offer to all
shareholders if the shares are sold at a price
not materially below their market price, to
use the shares in connection with mergers and
acquisitions or for satisfying existing convertible
or option rights, to offer the shares to executives
and employees of the Company and its affiliates,
and to retire the shares
6. Appointment of the Auditors for the 2007 FY: Mgmt For For
PricewaterhouseCoopers AG, Duesseldorf
- --------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 932647021
- --------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: EIX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.E. BRYSON Mgmt For For
V.C.L. CHANG Mgmt For For
F.A. CORDOVA Mgmt For For
C.B. CURTIS Mgmt For For
B.M. FREEMAN Mgmt For For
L.G. NOGALES Mgmt For For
R.L. OLSON Mgmt For For
J.M. ROSSER Mgmt For For
R.T. SCHLOSBERG, III Mgmt For For
R.H. SMITH Mgmt For For
T.C. SUTTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Mgmt For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr Against For
STOCK OPTIONS.
- --------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932615959
- --------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2007
Ticker: EMR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G Mgmt Withheld Against
W. J. GALVIN Mgmt For For
R. L. RIDGWAY Mgmt For For
R. L. STEPHENSON Mgmt For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 932690957
- --------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: EQR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
STEPHEN O. EVANS Mgmt For For
BOONE A. KNOX Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
DESIREE G. ROGERS Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL: ADOPTION OF A MAJORITY Shr Against For
VOTE STANDARD FOR THE ELECTION OF TRUSTEES.
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 932676844
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: XOM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
W.W. GEORGE Mgmt For For
J.R. HOUGHTON Mgmt For For
W.R. HOWELL Mgmt For For
R.C. KING Mgmt For For
P.E. LIPPINCOTT Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S. REINEMUND Mgmt For For
W.V. SHIPLEY Mgmt For For
J.S. SIMON Mgmt For For
R.W. TILLERSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Mgmt For For
03 CUMULATIVE VOTING (PAGE 45) Shr For Against
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shr For Against
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shr For Against
06 DIVIDEND STRATEGY (PAGE 48) Shr Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shr Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shr Against For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shr Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shr For Against
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shr Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shr Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shr Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shr Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shr Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 932665081
- --------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: FE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL T. ADDISON Mgmt Withheld Against
ANTHONY J. ALEXANDER Mgmt Withheld Against
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt Withheld Against
WILLIAM T. COTTLE Mgmt Withheld Against
ROBERT B. HEISLER, JR. Mgmt Withheld Against
ERNEST J. NOVAK, JR. Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt Withheld Against
WES M. TAYLOR Mgmt Withheld Against
JESSE T. WILLIAMS, SR. Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL Shr For Against
05 SHAREHOLDER PROPOSAL Shr For Against
06 SHAREHOLDER PROPOSAL Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO Agenda Number: 701148024
- --------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 28-Mar-2007
Ticker:
ISIN: FI0009007132
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK YOU.
MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR ADP CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED IN ORDER FOR ADP
TO LODGE YOUR VOTE.
1.1 Approve to adopt the accounts Mgmt For For
1.2 Approve the actions on profit or loss to pay Mgmt For For
a dividend of EUR 1.26 per share
1.3 Grant discharge from liability Mgmt For For
1.4 Approve the remuneration of the Board Members Mgmt For For
1.5 Approve the remuneration of the Auditors Mgmt Against Against
1.6 Approve the number of the Board Members Mgmt For For
1.7 Elect the Board Mgmt For For
1.8 Elect the Auditors Mgmt For For
1.9 Approve the remuneration of Supervisory Board Mgmt For For
1.10 Approve the number of Supervisory Board Members Mgmt For For
1.11 Elect the Supervisory Board Mgmt For For
2. Amend or delete Paragraphs 3, 4, 9, 11, 18 and Mgmt For For
19-32 of Articles of Association
3. Authorize the Board to decide to repurchase Mgmt For For
Company s own shares
4. Approve the proposal by the state of Finland Mgmt Against Against
to appoint a Nomination Committee
5. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve to abolish Supervisory Board
- --------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 932632525
- --------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Special
Meeting Date: 14-Mar-2007
Ticker: FCX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORANMgmt For For
COPPER & GOLD INC. CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF FREEPORT-MCMORAN CAPITAL STOCK TO 750,000,000,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF CLASS B COMMON STOCK TO 700,000,000, ALL
AS MORE FULLY DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS DATED FEBRUARY 12, 2007.
02 APPROVAL OF THE PROPOSED ISSUANCE OF SHARES Mgmt For For
OF FREEPORT-MCMORAN COMMON STOCK IN CONNECTION
WITH THE TRANSACTION CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER 18,
2006, AMONG FREEPORT-MCMORAN, PHELPS DODGE
CORPORATION AND PANTHER ACQUISITION CORPORATION.
03 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF EACH OF PROPOSAL 1 AND
PROPOSAL 2.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932635862
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: GE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
SIR WILLIAM M. CASTELL Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
SUSAN HOCKFIELD Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G.(A.G.) LAFLEY Mgmt For For
ROBERT W. LANE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF KPMG Mgmt For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Mgmt For For
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shr For Against
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Shr For Against
05 ELIMINATE DIVIDEND EQUIVALENTS Shr For Against
06 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
07 GLOBAL WARMING REPORT Shr Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For
09 REPORT ON PAY DIFFERENTIAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 932647780
- --------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: GSK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND Mgmt For For
THE FINANCIAL STATEMENTS
O2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
O3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR Mgmt For For
O4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR Mgmt For For
O5 TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR Mgmt For For
O6 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Mgmt For For
O7 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Mgmt For For
O8 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
O9 RE-APPOINTMENT OF AUDITORS Mgmt For For
O10 REMUNERATION OF AUDITORS Mgmt For For
S11 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Mgmt For For
EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL
EXPENDITURE
S12 AUTHORITY TO ALLOT SHARES Mgmt For For
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt For For
SHARES (SPECIAL RESOLUTION)
S15 AMENDMENT OF THE ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
- --------------------------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION Agenda Number: 932705912
- --------------------------------------------------------------------------------------------------------------------------
Security: G3930E101
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: GSF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD R. MULLER Mgmt For For
JOHN L. WHITMIRE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 932685033
- --------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: HMA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
JOSEPH V. VUMBACCO Mgmt For For
KENT P. DAUTEN Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
WILLIAM E. MAYBERRY, MD Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 932676894
- --------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: HST
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For
1B ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt Against Against
1C ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1E ELECTION OF DIRECTOR: JUDITH A. MCHALE Mgmt For For
1F ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO Agenda Number: 701150550
- --------------------------------------------------------------------------------------------------------------------------
Security: E6164R104
Meeting Type: OGM
Meeting Date: 28-Mar-2007
Ticker:
ISIN: ES0144580018
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Examination and approval, if applicable, of Mgmt For For
the individual Annual Financial Statements
(Balance Sheet, Profit and Loss Statement and
Notes) of IBERDROLA, S.A. and of the consolidated
financial statements of IBERDROLA, S.A. and
its controlled Companies for the fiscal year
ended on December 31, 2006.
2. Examination and approval, if applicable, of Mgmt For For
the proposals for the allocation of profits/losses
and the distribution of dividends for the fiscal
year ended on December 31, 2006.
3. Examination and approval, if applicable, of Mgmt For For
the individual Management Report of IBERDROLA,
S.A. and of the consolidated Management Report
of IBERDROLA, S.A. and its controlled Companies.
4. Examination and approval, if applicable, of Mgmt For For
the management and actions of the Board of
Directors during the above-mentioned fiscal
year ended on December 31, 2006.
5.a Approve to ratify the appointment as Director Mgmt For For
of Mr. igo V ctor de Oriol Ibarra.
5.b Approve to ratify the appointment as Director Mgmt For For
of Ms. In s Macho Stadler.
5.c Approve to ratify the appointment as Director Mgmt For For
of Mr. Braulio Medel C mara.
5.d Approve to ratify the appointment as Director Mgmt For For
of Mr. Jos Carlos Pla Royo.
6.a Approve to re-elect Mr. Jos Orbegozo Arroyo Mgmt For For
as Director.
6.b Approve to re-elect Mr. Lucas Mar a de Oriol Mgmt For For
L pez-Montenegro as Director.
6.c Approve to re-elect Mr. Mariano de Ybarra y Mgmt For For
Zubir a as Director.
6.d Approve to re-elect Mr. Xabier de Irala Est Mgmt For For
vez as Director.
6.e Approve to re-elect Mr. igo V ctor de Oriol Mgmt For For
Ibarra as Director.
6.f Approve to re-elect Ms. In s Macho Stadler as Mgmt For For
Director.
6.g Approve to re-elect Mr. Braulio Medel C mara Mgmt For For
as Director.
7.a Approve to appoint Mr. Nicol s Osuna Garc a Mgmt For For
as Director.
8. Approve the reduction of the par value of the Mgmt For For
shares from three (3) euros to seventy-five
euro cents (0.75) per share, by splitting the
number of outstanding shares at a rate of 4
new shares per each old share, without changing
the amount of the capital stock; ensuing amendment
of Article 5 of the By-Laws (as to the number
and par value of the shares that represent
the capital stock) and delegation to the Board
of Directors of all such powers as may be required,
with the express power of delegation, to execute
this resolution after the full execution, if
applicable, of the resolution included in item
sixteen below.
9. Approve the authorization to the Board of Directors, Mgmt For For
with the express power of delegation, for the
derivative acquisition of the Companys own
shares by the Company itself and/or by its
controlled Companies, pursuant to applicable
law, for which purpose the authorization granted
by the shareholders at the General Shareholders;
Meeting of March 30, 2006 is hereby deprived
of effect to the extent of the unused amount.
10. Approve the delegation to the Board of Directors, Mgmt For For
with the express power of substitution, for
a term of five years, of the power to issue:
a) bonds or simple debentures and other fixed-income
securities of a like nature (other than notes),
as well as preferred stock, up to a maximum
amount of 20,000 million euros, and b) notes
up to a maximum amount, independently of the
foregoing, of 4,000 million euros; and authorization
for the Company to guarantee, within the limits
set forth above, new issuances of securities
by controlled Companies, for which purpose
the delegation approved by the shareholders
at the General Shareholders; Meeting held on
March 30, 2006 is hereby deprived of effect
to the extent of the unused amount.
11. Approve the authorization to the Board of Directors, Mgmt For For
with the express power of delegation, to apply
for the listing on and delisting from Spanish
or foreign, official or unofficial, organized
or other secondary markets of the shares, debentures,
bonds, notes, preferred stock or any other
securities issued or to be issued, and to adopt
such resolutions as may be necessary to ensure
the continued listing of the shares, debentures
or other securities of the Company that may
then be outstanding, for which purpose the
authorization granted by the shareholders at
the General Shareholders; Meeting of March
30, 2006 is hereby deprived of effect.
12. Approve the authorization to the Board of Directors, Mgmt For For
with the express power of delegation, to create
and fund Associations and Foundations, pursuant
to applicable legal provisions, for which purpose
the authorization granted by the shareholders
at the General Shareholders; Meeting of March
30, 2006 is hereby deprived of effect to the
extent of the unused amount.
13. Amendment of the By-Laws in order to (a) align Non-Voting Non-votable
the contents thereof with the recommendations
introduced by the Uniform Good Governance Code,
which was approved, as the sole document for
purposes of corporate good governance recommendations,
by the National Securities Market Commission
Comisi n Nacional del Mercado de Valores
(CNMV) on May 22, 2006, and (b) update the
By-Laws in order to complete and clarify regulations
on certain matters, and approval, if applicable,
of a new restated text of such By-Laws:
13.a Approve the amendment of Articles 5, 6, 11, Mgmt For For
12, 13, 14 and 15 of Title I of the By-Laws.
13.b Approve the Amendment of Articles 16, 17, 18, Mgmt For For
19, 20, 21, 22, 23, 24, 25, 27, 28, 29, 32,
33, 34, 36, 37, 38, 39, 40, 43, 44, 45, 46,
47, inclusion of a new text for Article 48,
renumbering of the current Article 48 as Article
49 and amendment thereof, deletion of the text
of the current Article 49, amendment of Articles
50, 51, 52, 53 and of the heading for Chapter
II, as well as the heading for Section 5 of
Chapter II of Title II of the By-Laws.
13.c Approve the amendment of Articles 57, 58, 59, Mgmt For For
60, 62 and 63 of Title IV of the By-Laws.
13.d Approve the insertion of a new Title V, relating Mgmt For For
to Final Provisions, into the By-Laws, consisting
of a Sole Final Provision.
13.e In view of all the foregoing amendments and Mgmt For For
on the basis thereof, approval of a new restated
text of the By-Laws.
14. Approve the amendment of the Regulations for Mgmt For For
the General Shareholders; Meeting in order
to (a) align the contents thereof with the
recommendations introduced by the Uniform Good
Governance Code and (b) update such Regulations
for the purpose of completing and clarifying
the provisions governing certain matters, and
approval, if applicable, of a new restated
text of the Regulations for the General Shareholders
Meeting.
15. Information on the amendment and approval of Mgmt For For
a new restated text of the Regulations of the
Board of Directors prepared in accordance with
the provisions of Section 115 of the Securities
Market Law, in order to (a) align such Regulations
with the recommendations introduced by the
Uniform Good Governance Code and (b) update
them to complete and clarify the specific measures
designed to guarantee the best management of
the Company.
16. Approve the increase in capital stock in the Mgmt For For
nominal amount of 790,132,239 euros, through
the issuance and flotation of 263,377,413 new
common shares with a par value of (3) euros
each and an issue premium to be determined
by the Board of Directors, with the express
power of delegation, pursuant to the provisions
of Section 159.1.c) in fine of the Companies
Law, not later than the date of execution of
the resolution which, in any event, will be
within (i) the Minimum Issue Premium that results
from deducting three euros (the par value of
the Iberdrola shares) from the minimum issue
price (which is equal to the net equity value
per share resulting from the consolidated financial
statements prepared by the Board of Directors
of Iberdrola and audited by the external auditor
plus one euro cent) and (ii) a maximum of 29.75
euros per share. The new shares will be subscribed
for and paid up in full through non-monetary
contributions consisting of common shares of
Scottish Power Plc. Exclusion of pre-emptive
rights and express provision for the possibility
of incomplete subscription. If appropriate,
election of the tax system established in Chapter
VIII of Title VII and Additional Provision
Two of the Restated Text of the Corporate Tax
Law Ley del Impuesto sobre Sociedades approved
by Legislative Royal Decree 4/2004 of March
5. Delegation of powers to the Board of Directors,
with the express power of delegation, to set
the conditions for the increase regarding all
matters not contemplated by the shareholders
at the General Shareholders; Meeting, carry
out the actions required for execution thereof,
amend the text of Article 5 of the By-Laws
to adjust it to the new amount of the capital
stock, execute all such public or private documents
as may be required to carry out the increase
and, in connection with the non-monetary contribution
of shares of Scottish Power Plc, elect, if
appropriate, the special tax system established
in Chapter VIII of Title VII and Additional
Provision Two of the Restated Corporate Tax
Law Ley del Impuesto sobre Sociedades , approved
by Legislative Royal Decree 4/2004. Application
to the appropriate authorities for inclusion
of the new shares on the accounting records
of the Sociedad de Gesti n de los Sistemas
de Registro, Compensaci n y Liquidaci n de
Valores, S.A.U. (IBERCLEAR) and for admission
to listing of such shares on the Madrid, Barcelona,
Bilbao and Valencia Stock Exchanges, through
the Automated Quotation System Sistema de
Interconexi n Burs til (Continuous Market)
in accordance with the requirements of each.
17. Approve the issuance of simple loan notes obligaciones Mgmt For For
simples in a minimum nominal amount of 20
million pounds sterling (29.51 million euros)
and a maximum nominal amount of 750 million
pounds sterling (1,106.63 million euros).
Delegation of powers to the Board of Directors,
with the express power of delegation, to set
the terms and conditions of the issuance of
loan notes and to execute all such public or
private documents as may be required to carry
out such issuance.
18. Approve the authorization, within the framework Mgmt For For
of the Scottish Power Plc transaction, of (i)
the continuity, following completion thereof,
of the plans established for the Scottish Power
group employees, whereunder there are remaining
rights to acquire shares of Scottish Power
Plc following the transaction, for the sole
purpose of managing such remaining rights in
accordance with the rules set forth in the
respective plans, and of (ii) the delivery
of IBERDROLA, S.A. shares under the terms established
in the Scottish Power Plc transaction, in connection
with the Scottish Power Plc shares to be issued
following completion of the Scottish Power
Plc transaction to the holders of such remaining
rights as a result of the settlement thereof.
Delegation to the Board of Directors, with
the express power of substitution, of the power
to execute this resolution.
19. Approve the increase in capital stock for monetary Mgmt For For
consideration, by a nominal amount of 34,947,798
euros, through the issuance and flotation of
11,649,266 new common shares with a par value
of three (3) euros each (or of 46,597,064 new
common shares with a par value of seventy-five
euro cents (0.75) each, in the event that the
increase is carried out following execution
of the resolution contemplated in item eight
on the agenda) and an issue premium to be determined,
pursuant to the provisions of Section 159.1.c)
in fine of the Companies Law, by the Board
of Directors, with express powers of delegation,
on the date of execution of the resolution.
The purpose of the increase in capital stock
is to fulfill the commitments assumed by IBERDROLA,
S.A. within the framework of the Scottish Power
Plc transaction regarding maintenance in the
future of the policy of Scottish Power Plc
to compensate its employees in shares, thus
allowing the Board of Directors to implement,
develop and execute one or more plans for the
employees of the Scottish Power Plc group (following
completion of the Scottish Power Plc transaction)
and to extend them to all of the employees
of the new IBERDROLA Group, consisting of the
delivery to such employees or the acquisition
by them of options on shares of IBERDROLA,
S.A., the allocation of compensation rights
linked to the value of the IBERDROLA, S.A.
shares, payable in cash or in shares, and the
acquisition and/or delivery of shares of IBERDROLA,
S.A. Exclusion of pre-emptive rights and express
provision for the possibility of incomplete
subscription. Amendment of Article 5 of the
By-Laws regarding the amount of capital stock
as a result.
20. Approve the delegation of powers to formalize Mgmt For For
and execute all resolutions adopted by the
shareholders at the General Shareholders Meeting,
for conversion thereof into a public instrument,
and for the interpretation, correction and
supplementation thereof or further elaboration
thereon until the required registrations are
made.
Shareholders who participate in any form at Non-Voting Non-votable
this ordinary general Meeting, whether directly,
by proxy, or by long distance voting, shall
be entitled to receive an ATTENDANCE PREMIUM
of 0.02 euros gross per share. Please be advised
that additional information concerning IBERDROLA,
S.A. can also be viewed on the company s website:
http://www.iberdrola.com/webcorp/gc/en/html/home/index.htm
- --------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 701118792
- --------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2007
Ticker:
ISIN: GB0004544929
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the financial statements and the statutory Mgmt For For
reports
2. Approve the Directors remuneration report Mgmt For For
3. Declare a final dividend of 43.5 pence per ordinary Mgmt For For
share
4. Re-elect Mr. Anthony G.L. Alexander as a Director Mgmt For For
5. Elect Dr. Ken M. Burnett as a Director Mgmt For For
6. Re-elect Mr. David Cresswell as a Director Mgmt For For
7. Elect Mr. Charles F. Knott as a Director Mgmt For For
8. Re-elect Mr. Iain J.G. Napier as a Director Mgmt For For
9. Re-elect Dr. Frank A. Rogerson as a Director Mgmt For For
10. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company
11. Authorize the Board to fix the remuneration Mgmt For For
of the Auditors
12. Authorize the Company to make EU Political Organization Mgmt For For
donations up to GBP 25,000 and incur EU Political
expenditure up to GBP 25,000
13. Authorize Imperial Tobacco Limited to make EU Mgmt For For
Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
14. Authorize Imperial Tobacco International Limited Mgmt For For
to make EU Political Organization donations
up to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
15. Authorize Van Nelle Tabak Nederland B.V. to Mgmt For For
make EU Political Organization donations up
to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
16. Authorize Imperial Tobacco Polska S.A. to make Mgmt For For
EU Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
17. Authorize Reemtsma Cigarettenfabriken GmbH to Mgmt For For
make EU Political Organization donations up
to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
18. Authorize Ets L. Lacroix Fils NV/SA to make Mgmt For For
EU Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
19. Grant authority to issue equity or equity-linked Mgmt For For
securities with pre-emptive rights up to an
aggregate nominal amount of GBP 24,300,000
S.20 Grant authority, subject to the passing of Resolution Mgmt For For
19, to issue equity or equity-linked securities
without pre-emptive rights up to an aggregate
nominal amount of GBP 3,645,000
S.21 Grant authority for the market purchase of 72,900,000 Mgmt For For
ordinary shares
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda Number: 932642944
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: IBM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. BLACK Mgmt For For
K.I. CHENAULT Mgmt For For
J. DORMANN Mgmt For For
M.L. ESKEW Mgmt For For
S.A. JACKSON Mgmt For For
M. MAKIHARA Mgmt For For
L.A. NOTO Mgmt For For
J.W. OWENS Mgmt For For
S.J. PALMISANO Mgmt For For
J.E. SPERO Mgmt For For
S. TAUREL Mgmt For For
L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR
SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION
OUTSIDE THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE
OF SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Mgmt For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shr For Against
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr For Against
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shr Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shr Against For
DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 932672543
- --------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: JCP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.C. BARRETT Mgmt For For
M.A. BURNS Mgmt For For
M.K. CLARK Mgmt For For
A.M. TALLMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE FISCAL YEAR ENDING FEBRUARY
2, 2008.
03 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr For Against
TO STOCKHOLDER APPROVAL OF CERTAIN SEVERANCE
AGREEMENTS.
04 TO CONSIDER A STOCKHOLDER PROPOSAL RELATING Shr Against For
TO ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 932642514
- --------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: JNJ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
MICHAEL M.E. JOHNS Mgmt For For
ARNOLD G. LANGBO Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
LEO F. MULLIN Mgmt For For
CHRISTINE A. POON Mgmt For For
CHARLES PRINCE Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shr Against For
DIRECTOR NOMINEES
04 PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 932660120
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JPM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRANDALL C. BOWLES Mgmt For For
STEPHEN B. BURKE Mgmt For For
JAMES S. CROWN Mgmt For For
JAMES DIMON Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
LABAN P. JACKSON, JR. Mgmt For For
ROBERT I. LIPP Mgmt For For
DAVID C. NOVAK Mgmt For For
LEE R. RAYMOND Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr For Against
05 EXECUTIVE COMPENSATION APPROVAL Shr For Against
06 SEPARATE CHAIRMAN Shr Against For
07 CUMULATIVE VOTING Shr For Against
08 MAJORITY VOTING FOR DIRECTORS Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 SLAVERY APOLOGY REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 932640091
- --------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: KMB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1B ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1C ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE CLASSIFIED
BOARD OF DIRECTORS AND TO MAKE CERTAIN TECHNICAL
CHANGES
04 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
VOTING
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shr Against For
HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL
LABOR CONVENTIONS
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE FEASIBILITY OF PHASING OUT USE OF NON-FSC
CERTIFIED FIBER
- --------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda Number: 701231627
- --------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 31-May-2007
Ticker:
ISIN: GB0033195214
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve and adopt the financial statements and Mgmt For For
the statutory reports
2. Approve the Directors remuneration report Mgmt For For
3. Declare the final Dividend of 6.8 pence per Mgmt For For
ordinary share
4. Elect Mr. M. Daniel Bernard as a Director Mgmt For For
5. Elect Mrs. Janis Kong as a Director Mgmt For For
6. Re-elect Mr. Phil Bentley as a Director Mgmt For For
7. Re-elect Mr. John Nelson as a Director Mgmt For For
8. Re-elect Mr. Michael Hepher as a Director Mgmt For For
9. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors and authorize the Board to determine
their remuneration
10. Grant authority to issue the equity or equity-linked Mgmt For For
securities with pre-emptive rights up to an
aggregate nominal amount of GBP 104,267,996
11. Authorize the Company to make EU Political Organization Mgmt For For
Donations and to incur EU Political Expenditure
up to GBP 75,000
S.12 Grant authority to issue the equity or equity-linked Mgmt For For
securities without pre-emptive rights up to
a nominal value of 5% of the issued share capital
of the Company
S.13 Grant authority to purchase 235,920,341 ordinary Mgmt For For
shares for market purchase
- --------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 932666615
- --------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: LNC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. AVERY Mgmt For For
WILLIAM H. CUNNINGHAM Mgmt For For
WILLIAM P. PAYNE Mgmt For For
PATRICK S. PITTARD Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
LINCOLN NATIONAL CORPORATION AMENDED AND RESTATED
INCENTIVE COMPENSATION PLAN.
04 TO APPROVE THE LINCOLN NATIONAL CORPORATION Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 932645003
- --------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: MRO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Mgmt For For
F. BOLDEN, JR.
1B ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Mgmt For For
R. LEE
1C ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DENNIS Mgmt For For
H. REILLEY
1D ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: JOHN Mgmt For For
W. SNOW
1E ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: THOMAS Mgmt For For
J. USHER
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2007.
03 APPROVAL OF 2007 INCENTIVE COMPENSATION PLAN. Mgmt For For
04 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISION.
05 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
- --------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 932674511
- --------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: MCD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD A. BRENNAN Mgmt For For
1B ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
02 APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL RELATING TO LABELING OF Shr Against For
GENETICALLY MODIFIED PRODUCTS
04 SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 932641497
- --------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: NOK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Mgmt For For
SHEETS.
02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Mgmt For For
03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION.
05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt For For
MEMBERS OF THE BOARD.
06 APPROVAL OF THE COMPOSITION OF THE BOARD OF Mgmt For For
DIRECTORS.
07 DIRECTOR
GEORG EHRNROOTH Mgmt For For
LALITA D. GUPTE Mgmt For For
DANIEL R. HESSE Mgmt For For
DR. BENGT HOLMSTROM Mgmt For For
DR. HENNING KAGERMANN Mgmt For For
OLLI-PEKKA KALLASVUO Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
DAME MARJORIE SCARDINO Mgmt For For
KEIJO SUILA Mgmt For For
VESA VAINIO Mgmt For For
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt For For
AUDITOR.
09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
OY AS THE AUDITORS FOR FISCAL YEAR 2007.
10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Mgmt For For
PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE Mgmt For For
PREMIUM.
12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Mgmt For For
RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Mgmt For For
THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING
TO SHARES.
14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Mgmt For For
SHARES.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Mgmt Abstain
S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION
ON YOUR BEHALF ONLY UPON ITEM 15 *NOTE* VOTING
OPTIONS FOR PROPS 5-6, 8-9 ARE FOR OR ABSTAIN
- --------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 932660106
- --------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: NUE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL R. DIMICCO Mgmt For For
J.D. HLAVACEK, PH.D. Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007
03 STOCKHOLDER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 932641637
- --------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: PFE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS A. AUSIELLO Mgmt For For
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
W. DON CORNWELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
WILLIAM R. HOWELL Mgmt For For
JEFFREY B. KINDLER Mgmt For For
GEORGE A. LORCH Mgmt For For
DANA G. MEAD Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING.
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE FEASIBILITY OF AMENDING PFIZER S CORPORATE
POLICY ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shr Against For
FOR DIRECTOR NOMINEES.
- --------------------------------------------------------------------------------------------------------------------------
RWE AG Agenda Number: 701157617
- --------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: OGM
Meeting Date: 18-Apr-2007
Ticker:
ISIN: DE0007037129
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting Non-votable
MEETING IS 28 MAR 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the approved financial statements Non-Voting Non-votable
of RWEA Aktiengesellsehaft and the Group for
the FYE 31 DEC 2006 with the combined review
of operations of RWE Aktiengesellsehaft and
the Group, the proposal for the appropriation
of distributable profit, and the Supervisory
Board Report for fiscal 2006
2. Appropriation of distributable profit Mgmt For For
3. Approval of the Acts of the Executive Board Mgmt For For
for fiscal 2006
4. Approval of the Acts of the Supervisory Board Mgmt For For
for fiscal 2006
5. Appointment of Pricewaterhousecoopers AG, as Mgmt For For
the Auditors for fiscal 2007
6. Authorization to implement share buybacks Mgmt For For
7. Amendment of Article 3 of the Articles of Incorporation Mgmt For For
[FY, announcements, venue]
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting Non-votable
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
- --------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 932667186
- --------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: SPG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BIRCH BAYH Mgmt For For
MELVYN E. BERGSTEIN Mgmt For For
LINDA WALKER BYNOE Mgmt For For
KAREN N. HORN Mgmt For For
REUBEN S. LEIBOWITZ Mgmt For For
J. ALBERT SMITH, JR. Mgmt For For
PIETER S. VAN DEN BERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
TO LINK PAY TO PERFORMANCE.
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING AN ADVISORY STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
05 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING STOCKHOLDER APPROVAL OF FUTURE SEVERANCE
AGREEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 932665271
- --------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: PCU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EMILIO CARRILLO GAMBOA Mgmt Withheld Against
ALFREDO CASAR PEREZ Mgmt Withheld Against
J.F. COLLAZO GONZALEZ Mgmt Withheld Against
X.G. DE QUEVEDO TOPETE Mgmt Withheld Against
OSCAR GONZALEZ ROCHA Mgmt Withheld Against
J.E. GONZALEZ FELIX Mgmt Withheld Against
HAROLD S. HANDELSMAN Mgmt For For
GERMAN L. MOTA-VELASCO Mgmt Withheld Against
GENARO L. MOTA-VELASCO Mgmt Withheld Against
ARMANDO ORTEGA GOMEZ Mgmt Withheld Against
JUAN REBOLLEDO GOUT Mgmt Withheld Against
L.M. PALOMINO BONILLA Mgmt For For
G.P. CIFUENTES Mgmt For For
CARLOS RUIZ SACRISTAN Mgmt For For
02 APPROVE AN AMENDMENT TO OUR BY-LAWS PROPOSING Mgmt For For
TO ELIMINATE THE PROVISIONS THAT HAVE BEEN
MADE EXTRANEOUS OR INCONSISTENT WITH OUR AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, AS A RESULT OF THE ELIMINATION
OF OUR CLASS A COMMON STOCK.
03 RATIFY THE AUDIT COMMITTEE S SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
S.C. AS INDEPENDENT ACCOUNTANTS FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 932695820
- --------------------------------------------------------------------------------------------------------------------------
Security: 85771P102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: STO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 ELECTION OF A CHAIR OF THE MEETING Mgmt For For
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES Mgmt For For
TOGETHER WITH THE CHAIR OF THE MEETING
05 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Mgmt For For
STATOIL ASA AND THE STATOIL GROUP FOR 2006,
INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR
THE DISTRIBUTION OF THE DIVIDEND
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Mgmt For For
S AUDITOR
08 DECLARATION OF STIPULATION OF SALARY AND OTHER Mgmt For For
REMUNERATION FOR TOP MANAGEMENT
09 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Mgmt For For
MARKET FOR SUBSEQUENT ANNULMENT
10 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Mgmt For For
MARKET IN ORDER TO CONTINUE IMPLEMENTATION
OF THE SHARE SAVING PLAN FOR EMPLOYEES
- --------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 701188179
- --------------------------------------------------------------------------------------------------------------------------
Security: R8412T102
Meeting Type: OGM
Meeting Date: 15-May-2007
Ticker:
ISIN: NO0010096985
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting Non-votable
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS.
IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1. Opening of the general meeting by the Chair Non-Voting Non-votable
of the Corporate Assembly
2. Approve the registration of attending shareholders Non-Voting Non-votable
and proxies
3. Elect the Chair of the meeting Mgmt For For
4. Elect a person to co-sign the minutes together Mgmt For For
with the Chair of the meeting
5. Approve the notice and the agenda Mgmt For For
6. Approve the annual reports and accounts for Mgmt For For
Statoil ASA and the Statoil Group for 2006,
including the Board of Directors and the distribution
of the dividend
7. Approve to determine the remuneration for the Mgmt For For
Companys Auditor
8. Declare the stipulation of salary and other Mgmt For For
remuneration for Top Management
9. Grant authority to acquire Statoil shares in Mgmt For For
the market for subsequent annulment
10. Grant authority to acquire Statoil shares in Mgmt For For
the market in order to continue implementation
of the Share Saving Plan for Employees
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting Non-votable
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting Non-votable
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB Agenda Number: 701179500
- --------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 24-Apr-2007
Ticker:
ISIN: SE0000193120
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED.
PLEASE NOTE THAT IT IS NOT POSSIBLE TO VOTE Non-Voting Non-votable
ABSTAIN FOR THE RESOLUTIONS OF THIS MEETING.
THANK YOU.
1. Opening of the meeting Non-Voting Non-votable
2. Elect Mr. Sven Unger as the Chairman of the Mgmt For For
meeting
3. Approve the list of voters Mgmt For For
4. Approve the agenda Mgmt For For
5. Elect the persons to countersign the minutes Mgmt For For
6. Approve to determine whether the meeting has Mgmt For For
been duly called
7. Approve the annual accounts and the Auditors Non-Voting Non-votable
report, as well as the consolidated annual
accounts and the Auditors report for the Group,
for 2006; in connection with this: past year
s work by the Board and its committees; a speech
by the Group Chief Executive, and any questions
from shareholders to the Board and Senior Management
of the Bank; audit work during 2006
8. Adopt the income statement and the balance sheet, Mgmt For For
as well as the consolidated income statement
and consolidated balance sheet
9. Approve to release from liability for the Members Mgmt For For
of the Board and the Group Chief Executive
for the period referred to in the financial
reports
10. Approve the allocation of the Bank s profits Mgmt For For
in accordance with the adopted balance sheet
and also concerning the record day dividend
of SEK 8 per share
11. Authorize the Board to decide on the purchase Mgmt For For
of a maximum of 40 million of the Bank s own
Class A and/or B shares during the period until
the AGM in 2008; the Board notes that the earning
capacity of the Bank remains good and that
a stable equity situation can be foreseen;
hence a new authorization by the meeting for
the Board to resolve on the acquisition of
its own shares is justified, in order to adjust
the Bank s capital structure and increase earnings
per share over time
12. Authorize the Bank, in order to facilitate its Mgmt For For
securities operations, to acquire its own ordinary
Class A and/or Class B shares for the Bank
s trading book during the period until the
AGM in 2008 pursuant to Chapter 4, Section
5 of the Swedish Securities Operations Act
1991:981 , on condition that its own shares
in the trading book shall not at any time exceed
2% of all shares in the Bank; the aggregated
holding of own shares must at no time exceed
10% of the total number of shares in the Bank
13. Authorize the Board, pursuant to Chapter 11, Mgmt For For
Section 11 of the Swedish Companies Act 2005:551 ,
to raise loans during the period until the
AGM in 2008 as specified
14. Approve to reduce the share capital by SEK 92,260,960 Mgmt For For
through cancellation without repayment of 20,732,800
shares held by the Bank; the purpose of the
reduction of share capital is that the amount
should be allocated to a fund which can be
used in accordance with AGM resolutions; after
the consent of the Finansinspektionen the
Swedish Financial Supervisory Authority , the
Bank s share capital can be reduced without
the permission of a court of law, if the Bank
takes measures so that neither its restricted
capital nor its share capital decreases as
a result of the reduction
15. Approve, by means of a bonus issue, to increase Mgmt For For
the Bank s share capital by SEK 94,244,919.30
by means of transfer of SEK 94,244,919.30 from
its unrestricted share capital without the
issuing of new shares
16. Approve to determine the number of Members of Mgmt For For
the Board be set at 13
17. Approve to determine the fees for the Members Mgmt For For
of the Board: to raise the Board s fee by SEK
595,000 to SEK 6,975,000; a fee of SEK 1,200,000
for the Chairman; a total fee of SEK 4,000,000
for the other Members of the Board, with the
Vice Chairman receiving SEK 600,000 and the
remaining Members SEK 400,000 each; for Committee
work, a total fee of SEK 1,775,000 SEK 200,000
to each Member of the Credit Committee, SEK
75,000 to each Member of the Remuneration Committee,
SEK 150,000 to the Chairman of the Audit Committee,
and SEK 100,000 to the remaining Members of
the Audit Committee ; Members who are employees
of the Bank receive no fee; remuneration to
the previously appointed auditors is proposed
to be on approved account
18. Re-elect Ms. Pirkko Alitalo, Mr. Jon Fredrik Mgmt Against Against
Baksaas, Ms. Ulrika Boethius, Mr. Par Boman,
Mr. Tommy Bylund, Mr. Goran Ennerfelt, Mr.
Lars O Gronstedt, Ms. Sigrun Hjelmquist, Mr.
Hans Larsson, Mr. Fredrik Lundberg, Mr. Sverker
Martin-Lof, Mr. Anders Nyren and Ms. Bente
Rathe as the Board Members; appoint Mr. Lars
O Gronstedt as the Chairman of the Board
19. Approve the guidelines for the remuneration Mgmt For For
and the other terms of employment for the Senior
Management of the Bank as specified
20. Approve the Nomination Committee for the AGM Mgmt For For
in 2008 as specified
21. Appoint the Auditors in foundations and their Mgmt For For
associated management
22. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve to allocate SEK 100 million of the
profits for 2006 to an institute, mainly funded
by the private sector, named The Institute
for Integration and Growth in Landskrona
23. Closing of the meeting Non-Voting Non-Votable
- --------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB Agenda Number: 701180402
- --------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 24-Apr-2007
Ticker:
ISIN: SE0000667925
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED.
PLEASE NOTE THAT IT IS NOT POSSIBLE TO VOTE Non-Voting Non-votable
ABSTAIN FOR THE RESOLUTIONS OF THIS MEETING.
THANK YOU.
1. Elect Mr. Sven Unger as a Chairman at the meeting Mgmt For For
2. Elect 2 persons to check the meeting minutes Mgmt For For
along with the Chairperson
3. Approve the voting register Mgmt For For
4. Adopt the agenda Mgmt For For
5. Approve to confirm that the meeting has been Mgmt For For
duly and properly convened
6. Receive the annual report and the Auditor s Non-Voting Non-votable
report, consolidated financial statements and
the Group Auditor s report for 2006; speech
by President Mr. Anders Igel in connection
herewith and a description of the Board of
Directors work during 2006
7. Adopt the income statement, balance sheet, consolidated Mgmt For For
income statement and consolidated balance sheet
8. Approve the dividend of SEK 6.30 per share be Mgmt For For
distributed to the shareholders and that 27
APR 2007 be set as the record date for the
dividend; if the AGM adopts this, it is estimated
that disbursement from VPC AB will take place
on 03 MAY 2007
9. Grant discharge the Members of the Board of Mgmt For For
Directors and the President from personal liability
for the administration of the Company in 2006
10. Approve the number of Board Members at seven Mgmt For For
and no Deputes
11. Approve the remuneration to the Board of Directors Mgmt For For
until the next AGM would be SEK 900,000 to
the Chairman, SEK 400,000 to each other Board
Member elected by the AGM; the Chairman of
the Board s Audit Committee would receive remuneration
of SEK 150,000 and other Members of the Audit
Committee would receive SEK 100,000 each and
the Chairman of the Board s Remuneration Committee
would receive SEK 40,000 and other Members
of the Remuneration Committee would receive
SEK 20,000 each
12. Re-elect Messrs. Maija-Liisa Friman, Conny Karlsson, Mgmt For For
Lars G. Nordstrom, Timo Peltola, Jon Risfelt,
Caroline Sundewall and Tom Von Weymarn; and
the election will be preceded by information
from the Chairperson concerning positions held
in other Companies by the candidates
13. Elect Mr. Tom Von Weymarn as the Chairman of Mgmt For For
the Board of Director s
14. Elect Messrs.Jonas Iversen, Swedish state, Mgmt For For
Markku Tapio Finnish state , K.G. Lindvall
Robur , Lennart Ribohn SEB as the Nomination
Committee
15. Approve the guidelines for remuneration of the Mgmt For For
Executive Management as specified
16. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
to oblige the Board of Directors to employ
at least 1customerombudsman
17. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
that AGM take place at the same time in both
Stockholm and Helsinki
18. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr For Against
that also the shareholders with few and medium
number of shares shall be represented in the
Nomination Committee
19. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
that the instructions for the Nomination Committee
should clearly state that the Committee in
its work should aim at increased equality between
men and women
20. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
that the AGM authorize and instructs the Management
and Board of Directors of TeliaSonera to enlist
the good offices of the Swedish Ambassador
to the United States and the United States
Ambassador to Sweden to assist them in crafting
a settlement with Murray Swanson and the Sonera
US Management Team that fairly respects and
recognizes their contributions to TeliaSonera
and that is consistent with TeliaSonera s Shared
Values and Business Ethics as well as all applicable
organization for cooperation and development
guidelines closing of the AGM
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE STANLEY WORKS Agenda Number: 932655674
- --------------------------------------------------------------------------------------------------------------------------
Security: 854616109
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: SWK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN G. BREEN Mgmt Withheld Against
VIRGIS W. COLBERT Mgmt Withheld Against
JOHN F. LUNDGREN Mgmt Withheld Against
02 TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR 2007.
03 TO VOTE ON A SHAREHOLDER PROPOSAL URGING THE Shr For Against
BOARD OF DIRECTORS TO TAKE THE NECESSARY STEPS
TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF
DIRECTORS BE ELECTED ANNUALLY.
- --------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 932651359
- --------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: TRV
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN L. BELLER Mgmt For For
JOHN H. DASBURG Mgmt For For
JANET M. DOLAN Mgmt For For
KENNETH M. DUBERSTEIN Mgmt For For
JAY S. FISHMAN Mgmt For For
LAWRENCE G. GRAEV Mgmt For For
PATRICIA L. HIGGINS Mgmt For For
THOMAS R. HODGSON Mgmt For For
C.L. KILLINGSWORTH, JR. Mgmt For For
ROBERT I. LIPP Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
GLEN D. NELSON, MD Mgmt For For
LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES Mgmt Against Against
OF INCORPORATION TO REQUIRE A MAJORITY VOTE
FOR THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 701115544
- --------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 19-Jan-2007
Ticker:
ISIN: DE0007500001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting Non-Voting
MEETING IS 29 DEC 2006, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the adopted financial statements Non-Voting Non-Voting
of ThyssenKrupp AG and the consolidated financial
statements for the period ended 30 SEP 2006,
including the management report on ThyssenKrupp
AG and the Group for the 2005/2006 FY and the
report by the Supervisory Board
2. Resolution on the appropriation of the distributable Mgmt Take no action
profit of EUR 547,768,971 as follows: payment
of a dividend of EUR 1 per entitled share EUR
33,279,927 shall be allocated to the other
revenue reserves EUR 25,724,452 shall be carried
forward, ex-dividend and payable date 22 JAN
2007
3. Resolution on the ratification of the acts of Mgmt Take no action
the Members of the Executive Board
4. Resolution on the ratification of the acts of Mgmt Take no action
the Members of the Supervisory Board
5. Appointment of the Auditors for the 2006/2007 Mgmt Take no action
FY: KPMG Deutsche Treuhand-Gesellschaft AG,
Berlin and Frankfurt
6. Renewal of the authorization to acquire own Mgmt Take no action
share; the Company shall be authorized to acquire
own shares of up to 10% of its share capital,
at a price differing neither more than 5% from
the market price of the shares if they are
acquired through the stock exchange, not more
than 10%; if they are acquired by way of a
repurchase offer, on or before 18 JUL 2008;
the Board of Managing Directors shall be authorized
to dispose of the shares in a manner other
than the stock exchange or an offer to all
shareholders if the shares are sold at a price
not materially below their market price, to
use the shares in connection with mergers and
acquisitions or for satisfying existing convertible
rights and to retire the shares
7. Resolution on the creation of authorized capital Mgmt Take no action
and the correspondent amendment to the Articles
of Association; the Board of Managing Directors
shall be authorized, with the consent of the
Supervisory Board, to increase the Company's
share capital by up to EUR 500,000,000 through
the issue of up to 195,312,500 new bearer no-par
shares against payment in cash and/or kind,
on or before 18 JAN 2012; shareholders shall
be granted subscription rights except for a
capital increase of up to 10% of the Company's
share capital against payment in cash if the
new shares are issued at a price not materially
below their market price, for a capital increase
against payment in kind, for the granting of
such right sot other bondholders, and for residual
amounts
8. Amendments to the Articles of Association in Mgmt Take no action
respect of the Supervisory Board including
the Supervisory Board comprising 20 Members
of which 10 are elected by the shareholders
meeting and 10 pursuant to the regulations
of the one-third Participation Act
9. Resolution on the remuneration for Members of Mgmt Take no action
the Supervisory Board as of the 2006/2007 FY,
each member of the Supervisory Board shall
receive a fixed annual remuneration of EUR
50,000 a variable remuneration of EUR 300 for
every EUR 0.01 of the dividend payment per
share in excess of EUR 0.10, and an additional
variable remuneration of EUR 2,000 for every
EUR 100,000,000 of the earnings per share in
excess of EUR 100,000,000; the Chairman shall
receive thrice, the Deputy Chairman twice,
this amount; Members of a Supervisory Board
committee shall receive an additional 25%.,
the Chairman of such committee an additional
50% of this amount
10. Amendment to the Articles of Association as Mgmt Take no action
follows: Section 3(1), regarding announcements
of the Company being published in the electronic
federal gazette; Section 3(2), regarding the
use of electronic means of communication for
information concerning shareholders
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting Non-Votable
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
- --------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 932691769
- --------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 11-May-2007
Ticker: TOT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Mgmt For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt For For
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST Mgmt Against Against
AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE Mgmt Against Against
RUDDER AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK Mgmt Against Against
AS A DIRECTOR
O9 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Mgmt Against Against
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O10 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Mgmt Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O11 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Mgmt Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O12 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Mgmt For For
COMPENSATION
E13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS
TO CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
E14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Mgmt Against Against
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS
TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
E15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL UNDER THE
CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF
THE FRENCH LABOR CODE
E16 AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE Mgmt For For
OPTIONS FOR THE COMPANY S STOCK TO CERTAIN
EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT
OF THE COMPANY OR OF OTHER GROUP COMPANIES
E17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES
E18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE Mgmt For For
COMPANY S ARTICLES OF ASSOCIATION WITH REGARD
TO THE METHODS THAT MAY BE USED TO PARTICIPATE
IN BOARD OF DIRECTORS MEETINGS
E19 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Mgmt For For
OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES
FROM THE DECREE OF DECEMBER 11, 2006 RELATING
TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING
SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE
IN ANY FORM WHATSOEVER IN A GENERAL MEETING
OF THE COMPANY
E20 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Mgmt For For
OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING
TO ELECTRONIC SIGNATURES IN THE EVENT OF A
VOTE CAST VIA TELECOMMUNICATION
A NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER Mgmt For
DIRECTOR
B AUTHORIZATION TO GRANT RESTRICTED SHARES OF Mgmt For
THE COMPANY TO GROUP EMPLOYEES
C AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE Mgmt For
COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF
DELETING THE STATUTORY CLAUSE LIMITING VOTING
RIGHTS
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 932658529
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt Non-votable
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt Non-votable
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Non-votable
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt Non-votable
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt Non-votable
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt Non-votable
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt Non-votable
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt Non-votable
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt Non-votable
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt Non-votable
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt Non-votable
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT, PARIS Agenda Number: 701204620
- --------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 10-May-2007
Ticker:
ISIN: FR0000124141
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting Non-votable
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
O.1 Receive the report of the Chairman of the Board Mgmt For For
of Directors on the work of the Board and on
the Internal Audit procedures, the Management
report of the Board of Directors and the report
of the Auditors; Approval the Company s financial
statements for the FY 2006
O.2 Approval of the consolidated financial statements Mgmt For For
for the FY drawn up in accordance with the
provision of Articles L. 233-16 ET SEQ of the
French Commercial Code as specified
O.3 Approval of the charges and expenses covered Mgmt For For
by the Articles 39-4 of the French General
Tax Code amounted to EUR 2,415,732.00
O.4 Approve the recommendations of the Board of Mgmt For For
Directors and resolves that the income for
the FY be appropriated as follows: earnings
for the FY: EUR 414,945,460.00, prior retained
earnings: EUR 732,650,010.00, total: EUR 1,147,595,470.00,
allocation: legal reserve: EUR 20,747,273.00,
dividends: EUR 417,240,854.00, retained earnings:
EUR 709,607,342.00, the shareholders will receive
a net dividend of EUR 1.05 per share for 397,372,242
shares, and will entitle to the 40% deduction
provided by the French Tax Code, this dividend
will be paid on 15 MAY 2007, in the event that
the Company holds some of its own shares on
such date, the amount of the unpaid dividend
on such shares shall be allocated to the retained
earnings account, as required by Law
O.5 Approval, of the agreements and commitments Mgmt Against Against
in accordance with the Article L.225-40 of
the Commercial Law and the special report of
the Auditors on agreements and Commitments
Governed by Article L. 225-38 of the France
Commercial Code
O.6 Appoint Mr. Paolo Scaroni as a Director, to Mgmt For For
replace Mr. Arthur Laffer, for the remainder
of Mr. Arthur Laffer s until the shareholders
meeting called to approve the financial statements
for the FY 2008
O.7 Ratify the nomination of Mr. Augustin De Romanet Mgmt Against Against
De Beaune, as a Member of the Board of Directors,
done by this one in its meeting of the 29 MAR
2007, as a substitute of Mr. Francis Mayer
O.8 Appoint the Company KPMG SA, Member of the Compagnie Mgmt For For
Regionale De Versailles , as the permanent
Statutory Auditor
O.9 Appoint Mr. Philippe Mathis, of the Compagnie Mgmt For For
Regionale De Paris, as the substitute Statutory
Auditor
O.10 Authorize the Board of Directors to trade in Mgmt Against Against
the Company s shares on the stock market, subject
to the conditions described below: maximum
purchase price: EUR 90.00, maximum number of
shares to be acquired: 10% of the number of
shares comprising the Company capital, i.e,
412,626,550 shares, the number of shares acquired
by the Company with a view to their retention
or their subsequent delivery in payment or
exchange as part of a merger, divestment or
capital contribution cannot exceed 5% of its
capital, maximum funds invested in the share
buybacks: EUR 1,500,000,000.00, this authorization
is given for an 18-month period, it supersedes
the fraction unused of any and all effect,
to take all necessary measures and accomplish
all necessary formalities
E.11 Authorize the Board of Directors its authority Mgmt For For
to decide on a share capital increase, on 1
or more occasions, by way of issuing shares
and securities giving access to the capital
in favour of Members of 1 or more Company Savings
Plans, this delegation is given for a 26-month
period and for a maximum amount that shall
not exceed 1% of the share capital, the maximum
nominal amount of capital increases to be carriedout
by virtue of the present resolution shall count
against the overall ceiling provided for in
Resolution 17 approved by the EGM of 11 MAY
2006 or in an earlier resolution to the same
effect, to take all necessary measures and
accomplish all necessary formalities, this
delegation of powers supersedes the fraction
unused of any and all earlier delegations to
the same effect
E.12 Authorize the Board of Directors with necessary Mgmt For For
powers to increase the share capital, on 1
or more occasions, by issuing shares for a
total number of shares which shall not exceed
2% of the share capital, the maximum nominal
amount of capital increases which may be carried
out by virtue of the present delegation shall
count against the overall ceiling set forth
in the Resolution 17, approved by the EGM of
11 MAY 2006 or against the overall ceiling
set forth in any later resolution to the same
effect, the shareholders meeting decides to
cancel the shareholders preferential subscription
rights in favour of any Company held by a credit
institution which will implement a structured
offer of shares in favour of employees and
corporate officers of companies related to
the Company, located outside France, the purpose
is to subscribe the issuers shares as this
subscription will allow the employees and corporate
officers to benefit from the same employee
shareholding formula as the ones of veolia
environment group, this authorization is granted
for an 18-month period
E.13 Authorize the Board of Directors to grant, for Mgmt Against Against
free, on one or more occasions, existing or
future shares, in favour of the employees or
the corporate officers of the company and related
companies, they may not represent more than
0.5% of the share capital
E.14 Amend the Paragraph 3 of the Article 22 of the Mgmt For For
By-laws
E.15 Authorize the Board of Directors to issue in Mgmt Against Against
one or several times, Company shares equity
warrants and their free allocation to all of
the company shareholders
E.16 Authorize the Board of Directors to carry out Mgmt Against Against
the authorizations and delegations which were
granted to it in the Resolution 10, 11, 12
and 13 of this meeting and of the Resolutions
17, 18, 19, 20, 22, 24 and 26 voted by the
EGM of the 11 MAY 2006
O.E17 Power for formalities Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 932647401
- --------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: VZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES R. BARKER Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shr Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shr For Against
05 COMPENSATION CONSULTANT DISCLOSURE Shr For Against
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
07 LIMIT SERVICE ON OUTSIDE BOARDS Shr Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shr Against For
09 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 932651537
- --------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: VFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD E. CRUTCHFIELD Mgmt For For
GEORGE FELLOWS Mgmt For For
DANIEL R. HESSE Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
VF S 1996 STOCK COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VF S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29,
2007.
- --------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932569835
- --------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Special
Meeting Date: 31-Aug-2006
Ticker: WB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA Mgmt For For
COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION
WITH AND INTO A WHOLLY-OWNED SUBSIDIARY OF
WACHOVIA, PURSUANT TO AN AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2006, BY AND
AMONG WACHOVIA, GOLDEN WEST, AND SUCH WHOLLY-OWNED
SUBSIDIARY OF WACHOVIA.
02 TO APPROVE THE AMENDED AND RESTATED WACHOVIA Mgmt For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932640801
- --------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: WB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST S. RADY*** Mgmt For For
JERRY GITT** Mgmt For For
JOHN T. CASTEEN, III* Mgmt For For
MARYELLEN C. HERRINGER* Mgmt For For
JOSEPH NEUBAUER* Mgmt For For
TIMOTHY D. PROCTOR* Mgmt For For
VAN L. RICHEY* Mgmt For For
DONA DAVIS YOUNG* Mgmt For For
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt Against Against
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shr For Against
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shr Against For
OF DIRECTOR NOMINEES.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shr Against For
CONTRIBUTIONS.
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING Shr Against For
THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932643643
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Mgmt Against Against
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt Against Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr For Against
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shr For Against
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shr Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
- --------------------------------------------------------------------------------------------------------------------------
WYETH Agenda Number: 932650434
- --------------------------------------------------------------------------------------------------------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: WYE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, Mgmt For For
PH.D.
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Mgmt For For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Mgmt For For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Mgmt For For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shr Against For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
08 RECOUPMENT OF INCENTIVE BONUSES Shr For Against
09 INTERLOCKING DIRECTORSHIPS Shr Against For
10 PROPOSAL WITHDRAWN. NON-VOTABLE REQUIRED Mgmt Abstain
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shr For Against
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shr For Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Mutual Funds Trust
By (Signature) /s/ Thomas E. Faust
Name Thomas E. Faust
Title President
Date 08/29/2007