UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08397
NAME OF REGISTRANT: The Marsico Investment Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1200 17th Street, Suite 1600
Denver, CO 80202
NAME AND ADDRESS OF AGENT FOR SERVICE: Christopher J. Marsico
1200 17th Street, Suite 1600
Denver, CO 80202
REGISTRANT'S TELEPHONE NUMBER: 303-454-5600
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
MARSICO 21ST CENTURY FUND - 1200
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 933409991
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: MDRX
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS CHOOKASZIAN Mgmt For For
EUGENE V. FIFE Mgmt For For
MARCEL L. "GUS" GAMACHE Mgmt For For
PHILIP D. GREEN Mgmt For For
EDWARD A. KANGAS Mgmt For For
MICHAEL J. KLUGER Mgmt For For
PHILIP M. PEAD Mgmt For For
GLEN E. TULLMAN Mgmt For For
02 APPROVAL OF THE ADOPTION OF THE ALLSCRIPTS HEALTHCARE Mgmt For For
SOLUTIONS, INC. 2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE RESOLUTION TO APPROVE, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY WITH Mgmt 3 Years For
WHICH A NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION SHOULD BE HELD.
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr Against For
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMYRIS,INC Agenda Number: 933402682
--------------------------------------------------------------------------------------------------------------------------
Security: 03236M101
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: AMRS
ISIN: US03236M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMIR KAUL Mgmt For For
CAROLE PIWNICA Mgmt For For
FERNANDO REINACH Mgmt For For
02 ADVISORY VOTE ON A RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
(THE "SAY-ON-PAY VOTE").
03 ADVISORY VOTE ON THE FREQUENCY OF THE SAY-ON-PAY Mgmt 3 Years For
VOTE.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933396182
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. CASHMAN III Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
AJEI S. GOPAL Mgmt For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK BY 150,000,000 SHARES, FROM 150,000,000
SHARES TO 300,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE THIRD AMENDED AND RESTATED ANSYS, INC.
1996 STOCK OPTION AND GRANT PLAN.
04 A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
06 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933382652
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt No vote
JENNIFER S. BANNER Mgmt No vote
K. DAVID BOYER, JR. Mgmt No vote
ANNA R. CABLIK Mgmt No vote
RONALD E. DEAL Mgmt No vote
J.L. GLOVER, JR. Mgmt No vote
JANE P. HELM Mgmt No vote
JOHN P. HOWE III, M.D. Mgmt No vote
KELLY S. KING Mgmt No vote
VALERIA LYNCH LEE Mgmt No vote
J. HOLMES MORRISON Mgmt No vote
NIDO R. QUBEIN Mgmt No vote
THOMAS E. SKAINS Mgmt No vote
THOMAS N. THOMPSON Mgmt No vote
STEPHEN T. WILLIAMS Mgmt No vote
02 TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE Mgmt No vote
PLAN FOR FEDERAL TAX PURPOSES.
03 TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
04 TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S Mgmt No vote
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION
PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY"
VOTE.
05 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt No vote
OF "SAY ON PAY" VOTES.
06 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr No vote
REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS
AND RELATED POLICIES AND PROCEDURES.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr No vote
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702583902
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I Approve the election to fill three vacant positions Mgmt For For
for alternate members of the Board of Directors
of the Company, who will have a term in office
until the AGM that decides regarding the
FY that is to in on 31 DEC 2011, together
with the members of the Board of Directors
elected at the AGM held on 30 APR 2010
II Approve to split the shares issued by the Company, Mgmt For For
in such a way that each one current share
becomes split into two shares, without changing
the share capital
III Approve to increase the share capital of the Mgmt For For
Company, without the issuance of new shares,
for the purpose of capitalizing part of the
profit reserve account
IV.A Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capital increases
approved by the Board of Directors of the
Company
IV.B Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the share split,
in the event the resolution contained in
item II above is approved
IV.C Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capitalization
of part of the profit reserves of the Company,
in the event the resolution contained in item
III above is approved
V Approve to increase the authorized capital limit Mgmt For For
and the corresponding amendment of the
wording of the Main Part of Article 6 of the
Corporate Bylaws of the Company
VI Approve the creation of a Bylaws reserve for Mgmt For For
the purpose of guaranteeing funds for
investments, with the consequent amendment
of the wording of the second Paragraph of
Article 31 of the Corporate Bylaws of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 14 SEP 2010 TO 23 SEP
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702718480
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 09-Dec-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I In accordance with that which is provided for Mgmt For For
in Article 256 of law number 6404.76, to
approve the acquisition, by Ecisa Engenharia,
Comercio E Industria Ltda., from here
onwards Ecisa Engenharia, a subsidiary of the
Company, of shares representative of 50.01%
of the share capital of Cima Empreendimentos
Do Brasil S.A., from here onwards Cima, the
Company that owns the enterprise called Shopping
Center Tijuca, in accordance with the terms
of the agreement for the promise of purchase
and sale of shares entered into by the Company
on November 19, 2010
II To authorize the practice of all the acts necessary Mgmt For For
for the implementation of the resolution contained
in Item I above
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702885661
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I) To increase the share capital of the Company, Mgmt For For
without the issuance of new shares, for
the purpose of capitalizing part of the profit
reserve balance, if the matters submitted
to the annual general meeting are approved
II) To amend the wording of the main part of article Mgmt For For
5 of the corporate bylaws of the Company, for
the purpose of reflecting a. the capital increases
approved by the Board of Directors of the
Company, and b. the capitalization of part
of the profit reserves of the Company, in
the event the matter contained in item iii
above is approved
III) To establish the aggregate amount of the remuneration Mgmt For For
of the managers of the Company for the 2011
fiscal year
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702889063
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 807530 DUE TO AGM MEETING WAS COMPLETED
WITH EGM AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements
II Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933405892
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHARLESWORTH Mgmt For For
MONTGOMERY F. MORAN Mgmt For For
02 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 3 Years For
VOTES.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CITY NATIONAL CORPORATION Agenda Number: 933383692
--------------------------------------------------------------------------------------------------------------------------
Security: 178566105
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: CYN
ISIN: US1785661059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. BLOCH Mgmt For For
BRAM GOLDSMITH Mgmt For For
ASHOK ISRANI Mgmt For For
KENNETH ZIFFREN Mgmt For For
02 PROPOSAL TO RATIFY KPMG LLP AS INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2011.
03 AMENDMENT OF THE 2008 OMNIBUS PLAN. Mgmt For For
04 AMENDMENT OF THE 2010 VARIABLE BONUS PLAN. Mgmt For For
05 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
06 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COLONY FINANCIAL INC Agenda Number: 933395572
--------------------------------------------------------------------------------------------------------------------------
Security: 19624R106
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: CLNY
ISIN: US19624R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. BARRACK, JR. Mgmt For For
RICHARD B. SALTZMAN Mgmt For For
GEORGE G.C. PARKER Mgmt For For
JOHN A. SOMERS Mgmt For For
JOHN L. STEFFENS Mgmt For For
02 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN APPROVED Mgmt For For
BY THE BOARD OF DIRECTORS OF COLONY FINANCIAL.
03 APPROVAL OF AN ADVISORY PROPOSAL REGARDING THE Mgmt For For
COMPENSATION PAID TO COLONY FINANCIAL'S NAMED
CHIEF FINANCIAL OFFICER (THE "SAY ON PAY" PROPOSAL).
04 AN ADVISORY VOTE TO ESTABLISH THE FREQUENCY Mgmt 3 Years For
OF SUBMISSION TO SHAREHOLDERS OF "SAY ON PAY"
PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933390976
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1B ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1C ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS L. MATSON Mgmt For For
1F ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1G ELECTION OF DIRECTOR: DONALD H. RODMAN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON COLUMBIA'S EXECUTIVE COMPENSATION.
03 TO VOTE, IN AN ADVISORY (NON-BINDING) CAPACITY, Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF COLUMBIA'S EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING
2011.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933390320
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt No vote
1B ELECTION OF DIRECTOR: J.B. BREAUX Mgmt No vote
1C ELECTION OF DIRECTOR: P.L. CARTER Mgmt No vote
1D ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt No vote
1E ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt No vote
1F ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt No vote
1G ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt No vote
1H ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt No vote
1I ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt No vote
1J ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt No vote
1K ELECTION OF DIRECTOR: M.J. WARD Mgmt No vote
1L ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt No vote
1M ELECTION OF DIRECTOR: J.S. WHISLER Mgmt No vote
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt No vote
& YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt No vote
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt No vote
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933382056
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1D ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. HASLAM, III Mgmt For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1I ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM B. SANSOM Mgmt For For
1L ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 DETERMINATION OF THE FREQUENCY AT WHICH A VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION SHALL BE HELD AT
THE ANNUAL MEETING OF SHAREHOLDERS
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933348547
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Special
Meeting Date: 20-Dec-2010
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, Mgmt For For
INC. COMMON STOCK TO NEWALLIANCE BANCSHARES,
INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF AUGUST 18,
2010, AND AS AMENDED AS OF SEPTEMBER 27, 2010,
BY AND AMONG NEWALLIANCE BANCSHARES, INC.,
FIRST NIAGARA FINANCIAL GROUP, INC. AND FNFG
MERGER SUB, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE STOCK ISSUANCE.
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933389163
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. BAKER Mgmt For For
G. THOMAS BOWERS Mgmt For For
WILLIAM H. (TONY) JONES Mgmt For For
PETER B. ROBINSON Mgmt For For
02 THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT THE PHASED IN DECLASSIFYING OF
OUR BOARD OF DIRECTORS
03 THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE THE "FAIR PRICE" PROVISION BY
DELETING THE CURRENT TEXT OF ARTICLE EIGHTH
04 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES
AS DESCRIBED IN THIS PROXY STATEMENT
05 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 3 Years For
OF FUTURE VOTES ON EXECUTIVE COMPENSATION
06 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION Agenda Number: 933392526
--------------------------------------------------------------------------------------------------------------------------
Security: 360271100
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: FULT
ISIN: US3602711000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY G. ALBERTSON Mgmt For For
JOE N. BALLARD Mgmt For For
JOHN M. BOND, JR. Mgmt For For
DANA A. CHRYST Mgmt For For
CRAIG A. DALLY Mgmt For For
PATRICK J. FREER Mgmt For For
RUFUS A. FULTON, JR. Mgmt For For
GEORGE W. HODGES Mgmt For For
WILLEM KOOYKER Mgmt For For
DONALD W. LESHER, JR. Mgmt For For
JOHN O. SHIRK Mgmt For For
R. SCOTT SMITH, JR. Mgmt For For
GARY A. STEWART Mgmt For For
E. PHILIP WENGER Mgmt For For
02 APPROVAL OF 2011 DIRECTORS' EQUITY PARTICIPATION Mgmt For For
PLAN.
03 NON-BINDING "SAY ON PAY" RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 NON-BINDING "SAY WHEN ON PAY" RESOLUTION TO Mgmt 1 Year For
APPROVE THE FREQUENCY FOR SHAREHOLDERS TO VOTE
ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP, AS FULTON Mgmt For For
FINANCIAL CORPORATION'S INDEPENDENT AUDITOR
FOR FISCAL YEAR ENDING 12/31/11.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933434437
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt Split 97% For 3% Against Split
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For Split
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For Split
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For Split
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For Split
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For Split
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt Split 85% For 15% Against Split
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For Split
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Split 90% For 10% Against Split
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt Split 72% For 28% Against Split
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Split 99% For 1% Against Split
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Split 98% For 1% Against Split
1% Abstain
--------------------------------------------------------------------------------------------------------------------------
GEVO INC Agenda Number: 933441963
--------------------------------------------------------------------------------------------------------------------------
Security: 374396109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: GEVO
ISIN: US3743961092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GANESH M. KISHORE, PH.D Mgmt For For
PATRICK R. GRUBER, PH.D Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS PRESENTED IN THE PROXY STATEMENT.
4 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 2 Years For
OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS,
AS PRESENTED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933403646
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
02 TO CONSIDER AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT
OF BKD, LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933380115
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For
INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION Mgmt For For
PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED
EFFECTIVE AS OF JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr Against For
08 SPECIAL SHAREOWNER MEETINGS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933410540
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1B ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1C ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
02 TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES
AND (II) INCREASE THE RATIO BY WHICH FULL VALUE
AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933376077
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FLOYD D. LOOP Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE STALK JR. Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG H. BARRATT Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT TO Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
05 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
JEFFERIES GROUP, INC. Agenda Number: 933408076
--------------------------------------------------------------------------------------------------------------------------
Security: 472319102
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: JEF
ISIN: US4723191023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. HANDLER Mgmt For For
BRIAN P. FRIEDMAN Mgmt For For
W. PATRICK CAMPBELL Mgmt For For
IAN M. CUMMING Mgmt For For
RICHARD G. DOOLEY Mgmt For For
ROBERT E. JOYAL Mgmt For For
MICHAEL T. O'KANE Mgmt For For
JOSEPH S. STEINBERG Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 3 Years For
COMPENSATION. THE SHAREHOLDER ADVISORY VOTE
ON THE COMPENSATION OF EXECUTIVES SHOULD OCCUR.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 933419170
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HUGO BAGUE Mgmt For For
1B ELECTION OF DIRECTOR: COLIN DYER Mgmt For For
1C ELECTION OF DIRECTOR: DARRYL HARTLEY-LEONARD Mgmt For For
1D ELECTION OF DIRECTOR: DEANNE JULIUS Mgmt For For
1E ELECTION OF DIRECTOR: MING LU Mgmt For For
1F ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt For For
1G ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1H ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1J ELECTION OF DIRECTOR: ROGER T. STAUBACH Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS C. THEOBALD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY")
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES
("SAY-ON-FREQUENCY")
04 TO APPROVE A PROPOSAL BY OUR BOARD OF DIRECTORS Mgmt For For
TO AMEND THE JONES LANG LASALLE ARTICLES OF
INCORPORATION TO PERMIT THE HOLDERS OF 30%
OF THE OUTSTANDING SHARES OF OUR COMMON STOCK
TO CALL A SPECIAL MEETING OF SHAREHOLDERS
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933394277
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JACOBS Mgmt No vote
PHILIP A. LASKAWY Mgmt No vote
MICHAEL J. TURNER Mgmt No vote
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS LAZARD LTD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011 AND AUTHORIZATION
OF LAZARD LTD'S BOARD OF DIRECTORS, ACTING
BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
OF LAZARD LTD.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933356760
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2000 STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1995 DIRECTORS' Mgmt For For
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933433930
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA INC Agenda Number: 933447434
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HUGH C. MARTIN Mgmt For For
BROOK BYERS Mgmt For For
SUSAN SIEGEL Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING BANK Agenda Number: 933342204
--------------------------------------------------------------------------------------------------------------------------
Security: 70086W109
Meeting Type: Special
Meeting Date: 23-Nov-2010
Ticker: PSTB
ISIN: US70086W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION Mgmt For For
AND SHARE EXCHANGE BETWEEN PARK STERLING BANK
AND PARK STERLING CORPORATION, WHICH PROVIDES
FOR THE REORGANIZATION OF THE BANK INTO A HOLDING
COMPANY STRUCTURE.
02 TO APPROVE THE PARK STERLING BANK 2010 EMPLOYEE Mgmt For For
STOCK OPTION PLAN.
03 TO APPROVE THE PARK STERLING BANK 2010 DIRECTOR Mgmt For For
STOCK OPTION PLAN.
04 TO APPROVE THE PARK STERLING CORPORATION LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933423206
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER C. AYERS* Mgmt For For
JEAN E. DAVIS* Mgmt For For
JEFFREY S. KANE* Mgmt For For
L.M. (BUD) BAKER, JR.$ Mgmt For For
LARRY W. CARROLL$ Mgmt For For
JAMES C. CHERRY# Mgmt For For
THOMAS B. HENSON# Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933303478
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL J. MURPHY Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
TIMOTHY A. WICKS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shr Against For
STRUCTURE
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933435845
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALEX PELLEGRINI Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION PAID TO OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS
04 VOTE TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933455265
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2012.
03 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933373134
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Annual
Meeting Date: 09-Mar-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THOMAS WROE, JR. OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT WROE, MARK
"AGAINST" TO ELECT ROSKAM
1B ELECTION OF ED CONRAD OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT CONRAD, MARK "AGAINST"
TO ELECT ROSKAM
1C ELECTION OF PAUL EDGERLEY OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT EDGERLEY, MARK
"AGAINST" TO ELECT ROSKAM
1D ELECTION OF MICHAEL J. JACOBSON OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT JACOBSON,
MARK "AGAINST" TO ELECT ROSKAM
1E ELECTION OF JOHN LEWIS OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT LEWIS, MARK "AGAINST" TO
ELECT ROSKAM
1F ELECTION OF SETH MEISEL OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT MEISEL, MARK "AGAINST"
TO ELECT ROSKAM
1G ELECTION OF CHARLES W. PEFFER OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT PEFFER, MARK
"AGAINST" TO ELECT ROSKAM
1H ELECTION OF MICHAEL WARD OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT WARD, MARK "AGAINST"
TO ELECT ROSKAM
1I ELECTION OF STEPHEN ZIDE OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT ZIDE, MARK "AGAINST"
TO ELECT ROSKAM
1J ELECTION OF KIRK P. POND OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT POND, MARK "AGAINST"
TO ELECT ROSKAM
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933426288
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Special
Meeting Date: 10-May-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2010 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS AND ANNUAL REPORT FOR FISCAL YEAR
2010 IN THE ENGLISH LANGUAGE.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2009 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS FOR FISCAL YEAR 2009 IN THE ENGLISH
LANGUAGE.
03 PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD Mgmt For For
OF DIRECTORS FROM CERTAIN LIABILITY FOR 2009
AND 2010.
04 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THE SPECIAL MEETING TO REPURCHASE
AS MANY SHARES IN THE CAPITAL OF THE COMPANY
AS IS PERMITTED BY LAW AND THE COMPANY'S ARTICLES
OF ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 5 YEARS FROM THE
DATE OF THE SPECIAL MEETING TO ISSUE ORDINARY
SHARES AND/OR PREFERRED SHARES AND/OR GRANT
RIGHTS TO ACQUIRE OUR SHARES.
06 PROPOSAL TO AMEND OUR ARTICLES OF ASSOCIATION Mgmt For For
AND AUTHORIZE THE CHAIRMAN OF OUR BOARD OF
DIRECTORS AND EACH EMPLOYEE OF LOYENS & LOEFF
N.V. TO EXECUTE THE DEED OF AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE Agenda Number: 933390421
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADAM ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS CLARKE Mgmt For For
CLAYTON DALEY, JR. Mgmt For For
BRUCE DUNCAN Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
STEPHEN QUAZZO Mgmt For For
THOMAS RYDER Mgmt For For
FRITS VAN PAASSCHEN Mgmt For For
KNEELAND YOUNGBLOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 RESOLVED, THAT THE COMPANY STOCKHOLDERS APPROVE, Mgmt For For
ON AN ADVISORY BASIS, THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY
STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1L ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt Split 99% For 1% Against Split
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Split 96% For 4% Against Split
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Split 97% For 3% Against Split
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt Split 97% For 3% Against Split
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Split 57% For 43% Against Split
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt Split 99% For 1% Against Split
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Split 92% For 8% Against Split
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt Split 99% For 1% Against Split
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Split 97% For 3% Against Split
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Split 96% For 4% Against Split
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt Split 99% For 1% Against Split
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt Split 99% For 1% Against Split
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For Split
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt Split 89% For 11% Against Split
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 96% For 4% Against Split
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 85% 1 Year 15% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC Agenda Number: 933449553
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS K. ECK Mgmt For For
CHARLES J. PHILIPPIN Mgmt For For
KENNETH T. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 INCENTIVE AWARD PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ULTRA PETROLEUM CORP. Agenda Number: 933440202
--------------------------------------------------------------------------------------------------------------------------
Security: 903914109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: UPL
ISIN: CA9039141093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF MICHAEL D. WATFORD AS DIRECTOR Mgmt For For
1B ELECTION OF W. CHARLES HELTON AS DIRECTOR Mgmt For For
1C ELECTION OF ROBERT E. RIGNEY AS DIRECTOR Mgmt For For
1D ELECTION OF STEPHEN J. MCDANIEL AS DIRECTOR Mgmt For For
1E ELECTION OF ROGER A. BROWN AS DIRECTOR Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG, LLP, AS AUDITORS Mgmt For For
OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 IF PRESENTED, A SHAREHOLDER PROPOSAL REGARDING Shr Against For
HYDRAULIC FRACTURING WHICH IS OPPOSED BY THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 933339017
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 03-Dec-2010
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROLAND A. HERNANDEZ Mgmt For For
THOMAS D. HYDE Mgmt For For
JEFFREY W. JONES Mgmt For For
ROBERT A. KATZ Mgmt For For
RICHARD D. KINCAID Mgmt For For
JOHN T. REDMOND Mgmt For For
HILARY A. SCHNEIDER Mgmt For For
JOHN F. SORTE Mgmt For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt No vote
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt No vote
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt No vote
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt No vote
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt No vote
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt No vote
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt No vote
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt No vote
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt No vote
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt No vote
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr No vote
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr No vote
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr No vote
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr No vote
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr No vote
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WENDY'S/ARBY'S GROUP, INC. Agenda Number: 933418243
--------------------------------------------------------------------------------------------------------------------------
Security: 950587105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WEN
ISIN: US9505871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
CLIVE CHAJET Mgmt For For
EDWARD P. GARDEN Mgmt For For
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
ROLAND C. SMITH Mgmt For For
RAYMOND S. TROUBH Mgmt For For
JACK G. WASSERMAN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW MAJORITY VOTING IN
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
04 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Mgmt 1 Year For
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933414675
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAURA J. ALBER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
TED W. HALL Mgmt For For
MICHAEL R. LYNCH Mgmt For For
SHARON L. MCCOLLAM Mgmt For For
2 OUR REINCORPORATION FROM CALIFORNIA TO DELAWARE Mgmt For For
3 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS-SONOMA, Mgmt For For
INC. 2001 LONG-TERM INCENTIVE PLAN
4 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
5 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
6 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 29, 2012
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt For For
ALLAN ZEMAN Mgmt For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years *
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
MARSICO EMERGING MARKETS FUND - 1650
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702967665
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements and the accounting
statements accompanied by the independent
auditors report regarding the fiscal
year ending on December 31, 2010
II To decide on the allocation of the result of Mgmt For For
the fiscal year, the distribution
of dividends
III Replacement of Mr. Otavio Lopes Castello Branco Mgmt For For
Neto, Mr. Antonio Carlos De Freitas Valle
and Ms. Angela Regina Rodrigues De Paula Freitas
as members of the board of directors of company
and consequent election of their
replacements, in accordance with a proposal
from the management
IV To set the annual global remuneration of the Mgmt For For
administrators
V To install and elect the members of the finance Mgmt For For
committee and respective substitutes and
set their remuneration
CMMT NOTE: UNDER THE TERMS OF THE APPLICABLE LEGISLATION, Non-Voting
CUMULATIVE VOTING CAN BE ADOPTED FOR ITEM V.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702965433
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the company, as
a function of the capital increases approved
within the authorized capital by
resolutions passed at meetings of the board
of directors held on December 9, 2010,
at 7.00 pm, and December 20, 2010, at 6.00
pm
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING DATE FROM 29 APR 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT POSTPONEMENT OF MEETING DATE FROM 29 APR 2011 Non-Voting
TO 11 MAY 2011
--------------------------------------------------------------------------------------------------------------------------
AREZZO INDUSTRIA E COMERCIO SA Agenda Number: 702975028
--------------------------------------------------------------------------------------------------------------------------
Security: P04508100
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRARZZACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditors report
relating to fiscal year ending December 31,
2010
II Discuss the administrations proposal for allocation Mgmt For For
of net profits for the year ended December
31, 2010, as well as ratify the distributions
of interest on capital and interim dividends
approved by the board of directors of the
company during the fiscal year ended December
31, 2010
III To approve the proposal for the capital budget Mgmt For For
for the year 2011
IV To set the total annual remuneration for the Mgmt For For
members of the board of directors
V To elect Mr. Artur Noemio Grynbaum, as a new Mgmt For For
independent member of the board of directors
of the company, to serve until the annual general
meeting of the company to deliberate on the
financial statements for the fiscal year ending
on December 31, 2012
--------------------------------------------------------------------------------------------------------------------------
ASCENDAS INDIA TRUST Agenda Number: 703144775
--------------------------------------------------------------------------------------------------------------------------
Security: Y0259C104
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: SG1V35936920
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Report of the Trustee-Manager, Mgmt For For
Statement by the Trustee-Manager and Audited
Financial Statements of a-iTrust, for the
financial year ended 31 March 2011,
together with the Auditors' Report thereon
2 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as Independent Auditor of a-iTrust,
to hold office until the conclusion of the
next Annual General Meeting ("AGM") of
a-iTrust and to authorise the directors of
the Trustee-Manager to fix their
remuneration
3 That pursuant to Section 36 of the Singapore Mgmt For For
Business Trusts Act, Cap. 31A, Rule 806 of
the Listing Manual of Singapore Exchange Securities
Limited ("SGX-ST"), and Clause 6.1.1
of the Trust Deed, the Trustee-Manager be
authorised and empowered to: (a) (i)
issue units of a-iTrust ("Units") whether
by way of rights, bonus or otherwise; and/or
(ii) make or grant offers, agreements
or options (collectively, "Instruments") that
might or would require Units to be issued,
including but not limited to the creation
and issue of (as well as adjustments to) securities,
warrants, debentures or other instruments
convertible into Units, at any time and upon
such terms and conditions and for such purposes
and to such persons as the Trustee-Manager
may in its absolute discretion deem fit;
and (b) issue Units in pursuance of any CONTD
CONT CONTD Instrument made or granted by the Trustee-Manager Non-Voting
while this Resolution was in force (notwithstanding
that the authority conferred by this Resolution
may have ceased to be in force at the time
such Units are issued), provided that: (1)
the aggregate number of Units to be issued
pursuant to this Resolution (including
Units to be issued pursuant to Instruments
made or granted under this Resolution)
shall not exceed fifty per cent (50%) of the
total number of issued Units (excluding treasury
Units, if any) calculated in accordance with
subparagraph (2) below, of which the aggregate
number of Units to be issued other than
on a pro rata basis to Unitholders (including
Units to be issued pursuant to Instruments
made or granted under this Resolution),
shall not exceed twenty per cent (20%) of the
total number of issued CONTD
CONT CONTD Units (excluding treasury Units, if any); Non-Voting
(2) subject to such manner of calculation as
may be prescribed by the SGX-ST for the purpose
of determining the aggregate number of Units
that may be issued under sub-paragraph (1)
above, the percentage of issued Units
shall be calculated based on the total number
of issued Units (excluding treasury Units)
at the time this Resolution is passed, after
adjusting for: (a) any new Units arising from
the conversion or exercise of any Instruments
which are outstanding or subsisting at the
time this Resolution is passed; and (b)
any subsequent bonus issue, consolidation
or subdivision of Units; (3) in exercising
the authority conferred by this Resolution,
the Trustee-Manager shall comply with the
provisions of the Listing Manual of the
SGX-ST for the time being in force (unless
CONTD
CONT CONTD such compliance has been waived by the Non-Voting
SGX-ST) and the Trust Deed constituting
a-iTrust (as amended) ("Trust Deed") for the
time being in force (unless otherwise exempted
or waived by The Monetary Authority of Singapore);
(4) unless revoked or varied by the Unitholders
in a general meeting, the authority conferred
by this Resolution shall continue in force
until (i) the conclusion of the next AGM or
(ii) the date by which the next AGM is required
by applicable regulations to be held, whichever
is earlier; (5) where the terms of the
issue of the Instruments provide for adjustment
to the number of Instruments or Units into
which the Instruments may be converted, in
the event of rights or any other events,
the Trustee-Manager is authorised to issue
additional Instruments notwithstanding that
the authority conferred CONTD
CONT CONTD by this Resolution may have ceased to Non-Voting
be in force at the time the Instruments
are issued; and (6) the Trustee-Manager be
and is hereby authorised to complete
and do all such acts and things (including
executing all such documents as may be required)
as the Trustee-Manager may consider expedient
or necessary or in the interests of a-iTrust
to give effect to the authority conferred
by this Resolution
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 702932725
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411801.pdf
1 To consider and approve the 2010 Working Report Mgmt For For
of the Board of Directors of the Bank
2 To consider and approve the 2010 Working Report Mgmt For For
of the Board of Supervisors of the Bank
3 To consider and approve the 2010 Annual Financial Mgmt For For
Statements of the Bank
4 To consider and approve the 2010 Profit Distribution Mgmt For For
Plan of the Bank
5 To consider and approve the 2011 Annual Budget Mgmt For For
of the Bank
6 To consider and approve the re-appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs Limited
Company and PricewaterhouseCoopers Hong Kong
as the Bank's external auditors for 2011
7.1 To consider and approve the election of Mr. Mgmt For For
Zhang Xiangdong as a Non-Executive
Director of the Bank
7.2 To consider and approve the election of Mr. Mgmt For For
Zhang Qi as a Non-Executive Director
of the Bank
8.1 To consider and approve the election of Mr. Mgmt For For
Mei Xingbao as an External Supervisor
of the Bank
8.2 To consider and approve the election of Ms. Mgmt For For
Bao Guoming as an External Supervisor
of the Bank
9 To consider and approve the proposal in relation Mgmt For For
to the delegation of authority for
issue of ordinary financial bonds by shareholders'
meeting to the Board of Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK RAKYAT INDONESIA (PERSERO) TBK, PT Agenda Number: 702961788
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report including board Mgmt For For
of commissioners' report and ratification of
financial report for book year 2010
2 Approval of the financial consolidated partnership Mgmt For For
and environment development program report
3 Approval on utilization of company's net profit Mgmt For For
for book year 2010
4 Determination on salary honorarium, tantiem Mgmt For For
for the board of directors and the board of
commissioners
5 Authorization to the board of directors to appoint Mgmt For For
an independent public accountant to audit company's
books and financial consolidated partnership
and environment development program report
for book year 2011
6 Approval to purchase Bringin Remittance Co Ltd Mgmt For For
from PT AJ Bringin jiwa Sejahtera which is
related to affiliated transaction refer to
Bapepam Regulation no IX E1 point 2.B and were
not a material transaction
7 Change in the board of directors' and commissioners' Mgmt For For
structure
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS Agenda Number: 702933385
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening, election of the presidency of board Mgmt Take No Action
and authorizing them to sign the minutes of
meeting
2 Reading and discussion of the reports of board Mgmt Take No Action
members, auditors and the independent
audit firm
3 Discussion and approval of balance sheet and Mgmt Take No Action
income statements
4 Take a decision for dividend distribution Mgmt Take No Action
5 Release of board members and auditors Mgmt Take No Action
6 Election of board members and determination Mgmt Take No Action
on their attendance fees
7 Election of two auditors and determination on Mgmt Take No Action
their wages
8 Permitting the board members as per items 334 Mgmt Take No Action
and 335 of TCC
9 Informing shareholders about donations Mgmt Take No Action
10 Informing shareholders about given collaterals, Mgmt Take No Action
mortgages, pawns and pledges to the third
parties
11 Approval of the independent audit firm Mgmt Take No Action
12 Wishes Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
BM&FBOVESPA S A - BOLSA DE VALORES MERCADORIAS E FUTUROS Agenda Number: 702851759
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 18-Apr-2011
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To examine, discuss and vote the financial statements Mgmt For For
relating to fiscal year ending December 31,
2010
2 Destination of the year end results of 2010 Mgmt For For
3 To elect the members of the board of directors Mgmt For For
4 To set the remuneration for the members of the Mgmt For For
board of directors, the executive committee
from the 2011 fiscal year
--------------------------------------------------------------------------------------------------------------------------
BM&FBOVESPA S A - BOLSA DE VALORES MERCADORIAS E FUTUROS Agenda Number: 702901910
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
A To adapt the corporate bylaws of BM and Fbovespa Mgmt For For
to the changes in the Novo Mercado listing
regulations, from here onwards the Novo Mercado
regulations, approved at a restricted hearing
by the companies listed in this special
segment, the consolidated version of which,
including such changes, will be opportunely
disclosed by BM and Fbovespa
1.A.1 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: inclusion of sole paragraph in article
1 of the bylaws, in such a way as to provide
that the company, its shareholders, managers
and members of the finance committee subject
themselves to the provisions of the Novo
Mercado regulations
1.A.2 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: inclusion of a sole paragraph in article
20 of the bylaws, in such a way as to provide
that the positions of chairpersons of the board
of directors and CEO or main executive officer
of the company cannot be held by the same person
1.A.3 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: inclusion of a new line, line V, in article
29 of the bylaws, and inclusion of a reference
to this new line in article 70, paragraph
5, line b, new numbering, in such a way as
to provide that it is necessary that the
board of directors take a position in regard
to CONTD
CONT CONTD any public tender offer for the acquisition Non-Voting
of shares that has as its object the acquisition
of shares of the company
1.A.4 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: amendment of article 61 of the bylaws,
new numbering, to provide for an
obligation that the acquirer must, in a public
tender offer for the acquisition of shares,
pay the difference between the offering
price and the amount paid per share acquired
on an exchange in the previous six months
1.A.5 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: amendment of article 63, new numbering,
in such a way as to adapt its wording and
definitions to that which is provided for in
the Novo Mercado regulations, as well as to
provide that, in the event of the delisting
of the company from the Novo Mercado as a result
of a corporate restructuring in which CONTD
CONT CONTD the securities of the resulting company Non-Voting
are not admitted for trading in this segment,
the controlling shareholder must make a public
tender offer for the acquisition of shares
if such admission for trading on the Novo Mercado
does not occur within a period of 120 days
from the date of the general meeting
that approved the mention transaction
1.A.6 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: inclusion of paragraphs 1 and 2 in article
64, new numbering, to govern the responsibility
of the shareholders for making a public
tender offer for the acquisition of shares
issued by the company, in the event of a
delisting from the Novo Mercado in the situations
provided for in the main part of this article
1.A.7 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: new wording of article 65, main part and
paragraphs 1 and 4, to adapt and consolidate
the provisions provided for in articles 64
through 66 of the corporate bylaws that are
in effect, which deal with the obligation
to make a public tender offer for the acquisition
of shares of the CONTD
CONT CONTD company in the event of the company delisting Non-Voting
from the Nov Mercado because of the breach
of obligations contained in the respective
regulations
1.A.8 To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to: Amendment of articles 29, line Q, 59, 60,
61, 62, main part and paragraph 2, 63, paragraph
1, 64, main part, 65, paragraph 3 and 76,
all according to the proposed new numbering,
in such a way as to adapt them to the
definitions contained in the Novo Mercado regulations,
as well as to make adjustments to the wording
1.B To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to adapt the wording of article 5 of the bylaws,
to expressly provide that all the shares
of the company are nominative
1.C To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to amendment of article 16, line g, of the
bylaws, to remove the definition of Novo
Mercado since this term now comes to be defined
in the sole paragraph of article 1 of the bylaws
1.D To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to inclusion of the term group of shareholders
in paragraph 2 of article 18 since said
article 18 provides for the possibility of
suspending not only the rights of shareholders,
but also of a group of shareholders
1.E To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to replacement of the reference to Bovespa
by BM and Fbovesp in the following provisions
of the bylaws, paragraph 3 of article 23, paragraph
1 of article 24, paragraph 1 of article 58,
article 60, article 68, article 70, paragraph
1, line b, and article 76, all according to
the new numbering proposed, because of
the integration process between BM and F and
Bovespa that occurred in 2008
1.F To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to in article 29, line g, inclusion of a reference
to the new line e of article 38, in accordance
with item h below
1.G To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to inclusion, in the main part of article 34,
of a reference to the new sole paragraph
of article 20, in accordance with item a.2
above, which deals with the prohibition against
the positions of chairperson of the
board of directors and CEO or main executive
of the company being held by a single
person
1.H To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to inclusion of a new line, line e, in article
38 so as to clarify that contracting for or
renewing liquidity assistance lines is
within the authority of the executive committee
1.I To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to amendment of article 45 and inclusion of
a new article, article 51, in the corporate
bylaws, to make the risk committee, which
advises the board of directors, a bylaws committee
1.J To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to amendment of article 47, line a, in such
a way as to eliminate the requirement of ratification
by the audit committee, of the choice
of the independent auditing company, since
said company is already appointed by the
committee itself
1.K To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to amendments at articles 69, main part, and
70, paragraphs 4 and 6, new numbering,
to provide for the obligation to make a
public tender offer for the acquisition of
shares by anyone who reaches a shareholder
ownership position in the company equal to
or greater than 30 percent of the share
capital
1.L To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to amendment of article 70 of the corporate
bylaws, new numbering, to establish that,
instead of economic value, the acquiring
shareholder must pay, in the public tender
offer for the acquisition of shares of
the company that comes to be made as a result
of reaching an ownership position equal
to or greater than 30 percent of the share
capital, the price equivalent to the highest
price paid by it on the acquisition of shares
of the company in the six months prior to reaching
said percentage
1.M To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to exclusion of line b, new numbering, from
article 74, article 73 in the new numbering,
since the terms mentioned there are already
defined in the Novo Mercado regulations
1.N To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to inclusion of a sole paragraph in article
73, new numbering, to provide that the
terms that are not defined in the corporate
bylaws must have the meaning contained in
the Novo Mercado regulations
1.O To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to correction of cross references that are
contained in articles 7, main part and paragraph
2, 15, main part and paragraph 1, 29, line
Q, 33, 55, paragraph 5, 58, main part, 60,
61, 70, paragraphs 3, 4 and their lines,
5, lines a and e, and 6, according to the proposed
new numbering
1.P To proceed to the amendment of the corporate Mgmt For For
bylaws of BM and Fbovespa, in accordance
with the wording contained in exhibit I to
the proposal from management, in order
to adjust the numbering of the following provisions,
line f of article 38, and articles 52 through
79, according to the new proposed numbering
2 To proceed to the consolidation of the corporate Mgmt For For
bylaws, in accordance with the amendments
proposed in item 1 of the agenda
3 To approve the amendment of the BM and Fbovesp Mgmt For For
stock option plan approved by the extraordinary
general meeting of may 8, 2008, in accordance
with a proposal from management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 18 APR TO 28 APR 2011.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702885661
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I) To increase the share capital of the Company, Mgmt For For
without the issuance of new shares, for
the purpose of capitalizing part of the profit
reserve balance, if the matters submitted
to the annual general meeting are approved
II) To amend the wording of the main part of article Mgmt For For
5 of the corporate bylaws of the Company, for
the purpose of reflecting a. the capital increases
approved by the Board of Directors of the
Company, and b. the capitalization of part
of the profit reserves of the Company, in
the event the matter contained in item iii
above is approved
III) To establish the aggregate amount of the remuneration Mgmt For For
of the managers of the Company for the 2011
fiscal year
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702889063
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 807530 DUE TO AGM MEETING WAS COMPLETED
WITH EGM AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements
II Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 933377752
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2010, INCLUDING THE REPORT OF THE INDEPENDENT
AUDITORS OF THE COMPANY THEREON.
02 TO ELECT DIRECTORS OF THE COMPANY WHO WILL HOLD Mgmt For For
OFFICE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN THE THIRD SUCCESSIVE YEAR OF
THE YEAR OF THEIR ELECTION AND TO APPROVE THEIR
REMUNERATION.
03 TO APPOINT THE EXTERNAL AUDITORS OF THE COMPANY Mgmt For For
TO PERFORM SUCH SERVICES FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK AG, WIEN Agenda Number: 702971575
--------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: AT0000652011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting
OF POA COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1 Presentation of the approved annual financial Mgmt For For
statements, the management report and
the corporate governance report of the Management
Board as well as the report of the Supervisory
Board for the financial year 2010, and
presentation of the group financial statements
and the group management for the financial
year 2010
2 Resolution on the appropriation of the profit Mgmt For For
3 Grant of discharge to the members of a. the Mgmt For For
Management Board and b. the Supervisory
Board with regard to financial year 2010
4 Resolution on the remuneration of the members Mgmt For For
of the Supervisory Board
5 Appointment of an additional auditor and group Mgmt For For
auditor for the audit of the annual financial
statements and the management report as well
as the group financial statements and the
group management report for the financial year
2012
6 Approval of the acquisition of own shares for Mgmt For For
the purpose of securities trading
7 Authorisation for the acquisition of own shares Mgmt For For
for no designated purpose subject to the
exclusion of trading in own shares as purpose
of the acquisition, and authorisation
to divest acquired shares as consideration
for the acquisition or the financing of the
acquisition of companies, businesses, business
divisions or holdings in one or more corporations
domestically or abroad, hence by other means
than via the stock exchange or a public offering
and by analogous application of the provisions
regarding the exclusion of subscription
rights of the shareholders
8 Approval of the acquisition of own participation Mgmt For For
certificates for the purpose of securities
trading, and the authorisation to divest acquired
participation certificates by other means than
via the stock exchange or a public offering
and by analogous application of the provisions
regarding the exclusion of subscription
rights of the shareholders
9 Authorisation for the acquisition of own participation Mgmt For For
certificates for no designate purpose subject
to the exclusion of trading in own participation
certificates as purpose of the acquisition,
and the authorisation to divest acquired
participation certificates by other means than
via the stock exchange or a public
offering and by analogous application of the
provisions regarding the exclusion of subscription
rights of the shareholders
10 Resolution on amendments of the articles of Mgmt For For
association
--------------------------------------------------------------------------------------------------------------------------
GENOMMA LAB INTERNACIONAL SAB DE CV Agenda Number: 702832797
--------------------------------------------------------------------------------------------------------------------------
Security: P48318102
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: MX01LA010006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and, if deemed appropriate, approval Mgmt For For
of the reports referred to in article 28,
part IV, of the securities market law, including
the presentation of the financial
statements of the company for the fiscal year
that ended on December 31, 2010. Presentation
of the report regarding compliance
with the fiscal obligations of the company,
in accordance with the applicable legal provisions.
Allocation of results. Resolutions in this
regard
II Designation and or ratification of the members Mgmt For For
of the board of directors, secretaries
and chairpersons of the audit and corporate
practices committees
III Determination of compensation for the members Mgmt For For
of the board of directors, secretaries
and members of the committees of the company
IV Discussion and, if deemed appropriate, approval Mgmt For For
of the maximum amount of funds that can
be allocated to the acquisition of shares of
the company, in accordance with the terms
of that which is provided for in article 56,
part IV, of the securities market law
V Discussion and, if deemed appropriate, approval Mgmt For For
to carry out a comparison of the corporate
bylaws of the company
VI Designation of special delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENTING SINGAPORE PLC Agenda Number: 702920352
--------------------------------------------------------------------------------------------------------------------------
Security: G3825Q102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0043620292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To lay before the meeting the Directors' Report Mgmt For For
and Audited Accounts for the financial year
ended 31 December 2010
2 To approve the payment of Directors' fees of Mgmt For For
SGD 608,033 (2009: SGD 492,308) for the financial
year ended 31 December 2010
3 To re-elect Mr. Lim Kok Hoong as Director of Mgmt For For
the Company pursuant to Article 16.4 of the
Articles of Association of the Company
4 To re-elect Mr. Koh Seow Chuan as Director of Mgmt For For
the Company pursuant to Article 16.4 of the
Articles of Association of the Company
5 To re-appoint PricewaterhouseCoopers LLP, Singapore Mgmt For For
as Auditor of the Company and to authorise
the Directors to fix their remuneration
6 That, pursuant to Rule 806 of the Listing Manual Mgmt For For
of the Singapore Exchange Securities Trading
Limited ("SGX-ST"), authority be and is hereby
given to the Directors of the Company to:-
(1) (i) issue shares in the capital of the
Company whether by way of rights, bonus or
otherwise; and/or (ii) make or grant offers,
agreements or options (collectively, "Instruments")
that might or would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such terms
and conditions and for such purposes and
to such persons as the Directors may, in
their absolute discretion deem fit; and (2)
(notwithstanding that the authority conferred
by this resolution may have ceased to be in
force) issue CONTD
CONT CONTD shares in pursuance of any Instrument Non-Voting
made or granted by the Directors whilst this
resolution was in force, provided that: (a)
the aggregate number of shares to be issued
pursuant to this resolution does not exceed
50% of the total number of issued shares in
the capital of the Company, of which the
aggregate number of shares to be issued other
than on a pro-rata basis to shareholders
of the Company does not exceed 20% of the total
number of issued shares in the capital of the
Company; (b) for the purpose of determining
the aggregate number of shares that may be
issued under paragraph (a) above, the percentage
of issued shares shall be based on the total
number of issued shares in the capital
of the Company at the time this resolution
is passed, after adjusting for (i) new shares
arising from the conversion or CONTD
CONT CONTD exercise of any convertible securities, Non-Voting
if applicable, or share options or vesting
of share awards which are outstanding or subsisting
at the time this resolution is passed, and
(ii) any subsequent bonus issue or
consolidation or subdivision of shares;
(c) in exercising the authority conferred
by this resolution, the Company shall comply
with the provisions of the Listing Manual of
the SGX-ST for the time being in force (unless
such compliance has been waived by the
SGX-ST) and the Articles of Association for
the time being of the Company; and (d) unless
revoked or varied by the Company in
general meeting, the authority conferred by
this resolution shall continue in force until
the conclusion of the next annual general meeting
of the Company or the date by which the next
annual general meeting of the Company
is CONTD
CONT CONTD required by law to be held, whichever Non-Voting
is the earlier
7 That: (a) approval be and is hereby given, for Mgmt For For
the purposes of Chapter 9 of the Listing
Manual ("Chapter 9") of the SGX-ST, for the
Company, its subsidiaries and associated
companies that are entities at risk (as the
term is used in Chapter 9), or any of them,
to enter into any of the transactions falling
within the types of interested person transactions
described in the Appendix to the Notice of
this Annual General Meeting ("AGM") dated 2
April 2011 (the "Appendix") with any party
who is of the class of interested persons
described in the Appendix, provided that such
transactions are made on normal commercial
terms and in accordance with the review procedures
for such interested person transactions;
(b) the approval given in paragraph (a) above
(the "Shareholders' Mandate") shall, unless
revoked or CONTD
CONT CONTD varied by the Company in general meeting, Non-Voting
continue in force until the conclusion of
the next annual general meeting of the Company;
and (c) the Directors of the Company be
and are hereby authorised to complete and do
such acts and things (including executing all
such documents as may be required) as they
may consider expedient or necessary or in the
interests of the Company to give effect
to the Shareholders' Mandate and/or this resolution
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S A B DE C V Agenda Number: 702775810
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 18-Feb-2011
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Designation of members of the board of directors Mgmt For For
II Discussion, and if relevant, approval of a proposal Mgmt For For
to pay a dividend in cash in the amount of
MXN 0.17 per share
III Designation of a delegate or delegates to formalize Mgmt For For
and execute, if deemed appropriate, the
resolutions passed by the meeting
IV Preparation, reading and approval of the meeting Mgmt For For
minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S A B DE C V Agenda Number: 702839599
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion and, if deemed appropriate, approval Mgmt Take No Action
of the merger of Ixe Grupo Financiero, S.A.B.
De C.V., from here onwards Ixe, into Grupo
Financiero Banorte, S.A.B. De C.V., from
here onwards the company, and approval of the
financial statements that will serve as the
basis for said merger
II Discussion and, if deemed appropriate, approval Mgmt Take No Action
of the amendment of the corporate by
laws of the company
III Designation of a delegate or delegates to formalize Mgmt Take No Action
and carry out, if deemed appropriate, the
resolutions passed by the meeting
IV Preparation, reading and approval of the meeting Mgmt Take No Action
minutes
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTL GROUP CO LTD Agenda Number: 702995599
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 809546 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110419/LTN20110419543.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
accounts and the reports of the directors and
auditors for the year ended 31 December 2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To re-elect Mr. Hui Lin Chit as an executive Mgmt For For
director
3.ii To re-elect Mr. Chan Henry as an independent Mgmt For For
non-executive director
3.iii To re-elect Ms. Ada Ying Kay Wong as an independent Mgmt For For
non-executive director
3.iv To re-elect Mr. Xu Shui Shen as an executive Mgmt For For
director
3.v To re-elect Mr. Xu Chun Man as an executive Mgmt For For
director
3.vi To re-elect Mr. Sze Wong Kim as an executive Mgmt For For
director
3.vii To re-elect Mr. Hui Ching Chi as an executive Mgmt For For
director
3viii To authorise the board of directors to fix the Mgmt For For
remuneration of the directors
4 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their remuneration
5 To grant a general mandate to the board of directors Mgmt For For
to allot and issue shares
6 To grant a general mandate to the board of directors Mgmt For For
to exercise all powers of the Company to purchase
its own securities
7 To extend the general mandate granted to the Mgmt For For
board of directors pursuant to Resolution No.
5 above by an amount representing the aggregate
nominal amount of shares in the capital of
the Company purchased by the Company pursuant
to the general mandate granted pursuant to
Resolution No. 6 above
8 To approve and adopt the New Share Option Scheme Mgmt For For
and to authorise the Board to do all acts necessary
therefore
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD Agenda Number: 702919638
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/
listedco/listconews/sehk/20110316/LTN20110316321.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the Audited Accounts for the year Mgmt For For
ended 31 December 2010 together with the Reports
of the Directors and Auditor thereon
2 To declare a final dividend of HKD 2.31 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall as Mgmt For For
Director
4 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and to authorise the Directors to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of Hkex, not exceeding
10% of the issued share capital of Hkex as
at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of Hkex, not exceeding 10% (5% where
the shares are to be allotted for cash) of
the issued share capital of Hkex as at the
date of this Resolution, and the discount for
any shares to be issued shall not exceed 5%
7.a To approve the remuneration of HKD 550,000 and Mgmt For For
HKD 385,000 per annum be payable to the
Chairman and each of the other non-executive
Directors respectively
7.b To approve, in addition to the attendance fee Mgmt For For
of HKD 2,500 per meeting, the remuneration
of HKD 100,000 and HKD 70,000 per annum be
payable to the chairman and each of
the other members (excluding executive Director)
of certain Board committees respectively
8 To approve the amendments to the Articles of Mgmt For For
Association relating to Hkex's corporate
communications
9 To approve the amendments to the Articles of Mgmt For For
Association relating to the notice period
for shareholders' nomination of Directors
10 To approve the amendments to the Articles of Mgmt For For
Association relating to minor housekeeping
amendments
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting
IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. Agenda Number: 933429777
--------------------------------------------------------------------------------------------------------------------------
Security: 46579N103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: IVN
ISIN: CA46579N1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. FRIEDLAND Mgmt No vote
PETER MEREDITH Mgmt No vote
DAVID HUBERMAN Mgmt No vote
R. EDWARD FLOOD Mgmt No vote
HOWARD BALLOCH Mgmt No vote
MARKUS FABER Mgmt No vote
DAVID KORBIN Mgmt No vote
LIVIA MAHLER Mgmt No vote
TRACY STEVENSON Mgmt No vote
MICHAEL GORDON Mgmt No vote
DAN WESTBROOK Mgmt No vote
ROBERT HOLLAND III Mgmt No vote
ANDREW HARDING Mgmt No vote
KAY PRIESTLY Mgmt No vote
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED Mgmt No vote
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
AT A REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KOMERCNI BANKA A.S., PRAHA 1 Agenda Number: 702848295
--------------------------------------------------------------------------------------------------------------------------
Security: X45471111
Meeting Type: OGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: CZ0008019106
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Mgmt For For
2 Approval of the gm rules and elections of the Mgmt For For
gm bodies
3 Approval of the board of directors report on Mgmt For For
the bank business activities and on the state
of its assets and liabilities for 2010
4 Discussion about the annual financial statements Mgmt For For
with the proposal for the distribution profit
for the year 2010 and about consolidated statements
5 Supervisory board position on the annual financial Mgmt For For
statement, supervisory board report
6 Audit committee report on the results of its Mgmt For For
activity
7 Approval of the annual financial statements Mgmt For For
8 Decision on the distribution of profit for 2010 Mgmt For For
9 Approval of the consolidated financial statements Mgmt For For
for 2010
10 Changes in the composition of the supervisory Mgmt For For
board
11 Changes in the composition of the audit committee Mgmt For For
12 Decision on the compensation of the members Mgmt For For
of the board of directors
13 Decision on the acquisition of the bank treasury Mgmt For For
stock
14 Appointment of a statutory auditor to make the Mgmt For For
statutory audit
15 Closing Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA Agenda Number: 702960685
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: EGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 To amend the wording of article 12, as well Mgmt For For
as to include line VIII in article 15
of the corporate bylaws of the company, to
create a legal officer position and to reorganize
its powers and responsibilities
2 To elect one full member and two alternate members Mgmt For For
of the board of directors, to replace the resigning
members of the board of directors, for the
rest of the term in office of the members
of the board of directors to be replaced,
which is to end at the annual general meeting
that will resolve on the financial statements
for the fiscal year ending on December 31,
2011
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA Agenda Number: 702961699
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements for the fiscal
year ending December 31, 2010
2 Destination of the year end results of 2010 Mgmt For For
3 To set the global remuneration of the company Mgmt For For
directors
4 To install and elect the members of the finance Mgmt For For
committee
5 To set the total annual remuneration for the Mgmt For For
members of the finance committee
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LOPES BRASIL-CONSULTORIA DE IMOVEIS SA, SAO PAULO Agenda Number: 702745487
--------------------------------------------------------------------------------------------------------------------------
Security: P6413J109
Meeting Type: EGM
Meeting Date: 11-Jan-2011
Ticker:
ISIN: BRLPSBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
770623 DUE TO DELETION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1. To approve the consolidation of the corporate Mgmt No vote
bylaws of the company, as well as the renumbering
of its articles, with the updating of the amount
of the share capital, to approve the removal
of article 50 from the corporate bylaws of
the company, which refers to the already extinct
article 41
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting
OF POA COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LOPES BRASIL-CONSULTORIA DE IMOVEIS SA, SAO PAULO Agenda Number: 702793591
--------------------------------------------------------------------------------------------------------------------------
Security: P6413J109
Meeting Type: EGM
Meeting Date: 03-Mar-2011
Ticker:
ISIN: BRLPSBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To approve the new stock option plan for shares Mgmt For For
issued by the company, from here onwards
the plan, in accordance with the model that
has already been approved by the board
of directors at a meeting held on February
15, 2011, and sent for a resolution by the
shareholders at a general meeting
II To approve the cancellation of the current stock Mgmt For For
option plan, from here onwards the 2006
plan, because of its replacement by the new
plan, with there being maintained, however,
the effectiveness and other terms and conditions
of the options previously granted, as they
were originally contracted for
III To approve that the limit for the total number Mgmt For For
of options granted in accordance with
the 2006 plan and the plan cannot exceed the
maximum and cumulative amount of five
percent of the shares issued by the company
on the date of each one of the grant programs
carried out on the basis of the plan
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt For For
MICHAEL SPENCE Mgmt For For
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
MULTIPLUS SA, SAO PAULO Agenda Number: 702819232
--------------------------------------------------------------------------------------------------------------------------
Security: P69915109
Meeting Type: EGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: BRMPLUACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 794312 DUE POSTPONEMENT OF THE TO BE MEETING
HELD ON 17 MAR TO 18 MAR AND ADDITION OF RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
a To reratify the information contained in the Mgmt For For
minutes of the meeting of the board of directors,
held on March 1, 2010, to correct the amount
of the share capital of the company, which
was incorrectly stated as being BRL 692,348,500.00,
with the correct amount, as a result of the
share capital increase authorized on that date,
being BRL 692,384,500.00, with the consequent
amendment of article 5 of the corporate bylaws
b To consider and vote on the proposal from the Mgmt For For
management of the company regarding the intended
share capital reduction, which is currently
considered to be high, from BRL 692,384,500.00
to BRL 92,370,820.00, with an effective reduction
in the amount of BRL 600,013,680.00, with this
coming to be the share capital, in domestic
currency, without the cancellation of any shares
representative of the share capital of the
company, with the percentage ownership interest
of the shareholders in the share capital of
the company also being kept unchanged, with
the consequent amendment of article 5 of the
corporate bylaws, as a result of the reduction
of the share capital, the shareholders of the
company will receive, as a restitution of capital,
the equivalent of BRL 3.72 per share in domestic
currency
c To amend line XXI of article 23 of the corporate Mgmt For For
bylaws, relative to the exceptions for the
payments, expenses or investments not provided
for in the annual business budget plan or in
the annual development budget plan
--------------------------------------------------------------------------------------------------------------------------
MULTIPLUS SA, SAO PAULO Agenda Number: 702851874
--------------------------------------------------------------------------------------------------------------------------
Security: P69915109
Meeting Type: AGM
Meeting Date: 04-Apr-2011
Ticker:
ISIN: BRMPLUACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
A To examine, discuss and approve the financial Mgmt For For
statements relating to the fiscal year
that ended on December 31, 2010
B Destination of the year end results of 2010 Mgmt For For
C To ratify the approval of the distribution of Mgmt For For
interim dividends paid in advance, in
reference to the fiscal year that ended on
December 31, 2010, in accordance with that
which was resolved on at meetings of the board
of directors of the companies
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION Non-Voting
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 702855240
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: AGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I To receive the accounts of the board of directors, Mgmt For For
to examine, discuss and vote on the financial
statements, for the fiscal year that ended
on December 31, 2010
II To decide on the allocation of net income, including Mgmt For For
the proposed capital budget and the distribution
of dividends
III To set the directors global remuneration Mgmt For For
IV Election of the members of the finance committee Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
P T INDOCEMENT TUNGGAL PRAKARASA TBK Agenda Number: 703018033
--------------------------------------------------------------------------------------------------------------------------
Security: Y7127B135
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: ID1000061302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the company's annual report including Mgmt For For
supervisory report of the board of commissioners
and ratification of the company's consolidated
financial statements for financial
year 2010
2 Appropriation of the company's net profit for Mgmt For For
financial year 2010
3 Appointment of the public accountant firm to Mgmt For For
audit the company's book for financial
year 2011
4 Appointment of the member of the board of commissioners Mgmt For For
and member of the board of directors of
the company
5 Determination of the salary and other allowances Mgmt For For
for the member of the board of directors and
honorarium for the member of the board of commissioners
of the company
--------------------------------------------------------------------------------------------------------------------------
PACIFIC RUBIALES ENERGY CORP. Agenda Number: 933450607
--------------------------------------------------------------------------------------------------------------------------
Security: 69480U206
Meeting Type: Annual and Special
Meeting Date: 31-May-2011
Ticker: PEGFF
ISIN: CA69480U2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 IN RESPECT OF DETERMINATION OF THE NUMBER OF Mgmt For For
DIRECTORS AT TWELVE (12);
02 DIRECTOR
SERAFINO IACONO Mgmt For For
MIGUEL DE LA CAMPA Mgmt For For
RONALD PANTIN Mgmt For For
JOSE FRANCISCO ARATA Mgmt For For
GERMAN EFROMOVICH Mgmt For For
NEIL WOODYER Mgmt For For
AUGUSTO LOPEZ Mgmt For For
MIGUEL RODRIGUEZ Mgmt For For
DONALD FORD Mgmt For For
JOHN ZAOZIRNY Mgmt For For
VICTOR RIVERA Mgmt For For
HERNAN MARTINEZ Mgmt For For
03 IN RESPECT OF RE-APPOINTMENT OF ERNST AND YOUNG Mgmt For For
LLP, AS AUDITORS OF THE CORPORATION AT A REMUNERATION
TO BE FIXED BY THE DIRECTORS;
04 IN RESPECT OF THE APPROVAL OF UNALLOCATED ENTITLEMENTS Mgmt For For
UNDER THE CORPORATION'S STOCK OPTION PLAN,
AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
DATED APRIL 25, 2011.
--------------------------------------------------------------------------------------------------------------------------
PEAK SPORT PRODS CO LTD Agenda Number: 702936658
--------------------------------------------------------------------------------------------------------------------------
Security: G69599101
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: KYG695991011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU
1 To consider and receive the audited consolidated Mgmt For For
financial statements of the Company and the
reports of the directors and auditor for the
year ended 31 December 2010
2 To declare a final dividend of HK10 cents per Mgmt For For
share for the year ended 31 December 2010
3 To re-elect Mr. Xu Zhihua as an executive director Mgmt For For
of the Company
4 To re-elect Ms. Wu Tigao as a non-executive Mgmt For For
director of the Company
5 To re-elect Mr. Wang Mingquan as an independent Mgmt For For
non-executive director of the Company
6 To re-elect Dr. Ouyang Zhonghui as an independent Mgmt For For
non-executive director of the Company
7 To authorize the board of directors to fix the Mgmt For For
respective directors' remuneration
8 To re-appoint KPMG as the auditor of the Company Mgmt For For
and to authorize the board of directors to
fix the auditor's remuneration
9 To give a general mandate to the directors to Mgmt For For
purchase the Company's shares not exceeding
10% of the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
10 To give a general mandate to the directors to Mgmt For For
issue, allot and deal with additional
shares of the Company not exceeding 20% of
the aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
11 To extend the general mandate granted to the Mgmt For For
directors to issue, allot and deal with
additional shares in the capital of the Company
by the aggregate nominal amount of shares
repurchased by the Company
12 To approve the amendments to the terms of the Mgmt For For
share option scheme adopted by the Company
on 8 September 2009
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO. Agenda Number: 933462145
--------------------------------------------------------------------------------------------------------------------------
Security: 718252604
Meeting Type: Consent
Meeting Date: 14-Jun-2011
Ticker: PHI
ISIN: US7182526043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010
CONTAINED IN THE COMPANY'S 2010 ANNUAL REPORT
2A ELECTION OF DIRECTOR: REV. FR. BIENVENIDO F. Mgmt For For
NEBRES, S.J. (INDEPENDENT DIRECTOR)
2B ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS (INDEPENDENT Mgmt For For
DIRECTOR)
2C ELECTION OF DIRECTOR: MR. ALFRED V. TY (INDEPENDENT Mgmt For For
DIRECTOR)
2D ELECTION OF DIRECTOR: MS. HELEN Y. DEE Mgmt For For
2E ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For For
2F ELECTION OF DIRECTOR: MR. TATSU KONO Mgmt For For
2G ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Mgmt For For
2H ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Mgmt For For
2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Mgmt For For
2J ELECTION OF DIRECTOR: MR. OSCAR S. REYES Mgmt For For
2K ELECTION OF DIRECTOR: MS. MA. LOURDES C. RAUSA-CHAN Mgmt For For
2L ELECTION OF DIRECTOR: MR. JUAN B. SANTOS Mgmt For For
2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Mgmt For For
03 APPROVAL OF THE ISSUANCE OF UP TO 29,654,378 Mgmt For For
SHARES OF COMMON STOCK OF PLDT, AT THE ISSUE
PRICE OF PHP2,500 PER SHARE, AS PAYMENT FOR
THE PURCHASE PRICE OF PROPERTIES TO BE ACQUIRED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT BORNEO LUMBUNG ENERGI & METAL TBK, JAKARTA Agenda Number: 703039506
--------------------------------------------------------------------------------------------------------------------------
Security: Y711AR104
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: ID1000117401
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report including ratification Mgmt For For
of financial report and including the board
of commissioners supervisory report for book
year 2010
2 Approval utilization of company net profit for Mgmt For For
book year 2010
3 Authorization to the board of directors to appoint Mgmt For For
of independent public accountant to audit
company's financial report for book year 2011
and determine their honorarium
4 Approval to authorize the board of commissioners Mgmt For For
to determine salaries, allowances and
honorarium of the directors or the company
5 Change the board of directors structure Mgmt For For
6 Reports on utilization fund from initial public Mgmt For For
offering
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 702778931
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: SGM
Meeting Date: 28-Feb-2011
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110202/LTN20110202398.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"1 AND 2". THANK YOU.
1 To re-elect the retiring director, Mr Gregory Mgmt For For
Allan Dogan
2 To confirm, ratify and approve the Agreements Mgmt For For
and the Transactions (both as defined in
the circular to the shareholders of the Company
dated 7 February 2011) and to authorise the
Board of Directors of the Company to take all
such actions as it considers necessary or desirable
to implement and give effect to the Agreements
and the Transactions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 703019819
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110426/LTN20110426426.pdf
1 To receive, consider and, if thought fit, adopt Mgmt For For
the audited financial statements and
the reports of the directors and the auditor
of the Company for the year ended 31 December
2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.A Election of Director: Mr Madhu Rama Chandra Mgmt For For
RAO
3.B Election of Director: Mr KUOK Khoon Loong Edward Mgmt For For
3.C Election of Director: Mr Alexander Reid HAMILTON Mgmt For For
3.D Election of Director: Mr Michael Wing-Nin CHIU Mgmt For For
3.E Election of Director: Professor LI Kwok Cheung Mgmt For For
Arthur
4 To fix the directors' fee (including fees payable Mgmt For For
to members of the audit committee and the
remuneration committee) for the year ending
31 December 2011
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as the auditor of the Company for the ensuing
year and to authorise the directors of the
Company to fix its remuneration
6.A To approve the 20% new issue general mandate Mgmt For For
6.B To approve the 10% share repurchase mandate Mgmt For For
6.C To approve, conditional upon Resolution 6B being Mgmt For For
duly passed, the mandate of additional new
issue by the amount repurchased under Resolution
6B
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933454213
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ACCEPT 2010 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2010 PROFITS
03 TO REVISE INTERNAL RULES AS FOLLOWS: (A) PROCEDURES Mgmt For For
FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES
FOR ENDORSEMENT AND GUARANTEE
04 TO APPROVE THE TRANSFER OF TSMC'S SOLAR BUSINESS Mgmt For For
AND SOLID STATE LIGHTING BUSINESS INTO TWO
NEW TSMC WHOLLY OWNED COMPANIES RESPECTIVELY,
AND TO FURTHER APPROVE THE "SOLAR BUSINESS
TRANSFER PLAN" AND "SOLID STATE LIGHTING BUSINESS
TRANSFER PLAN."
05 DIRECTOR
GREGORY C. CHOW Mgmt For For
KOK-CHOO CHEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 702794860
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: AGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the company's
consolidated financial statements for the fiscal
year ending December 31, 2010
II To decide on the allocation of the result of Mgmt For For
the fiscal year and on the distribution
of dividends
III To decide regarding the election of a new member Mgmt For For
of the board of directors of the company, bearing
in mind the resignation presented by a member
of the board of directors with a term in
office effective until the 2012 annual
general meeting
IV To set the total annual payment for the members Mgmt For For
of the board of directors and directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 702793034
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To decide regarding the ratification, in accordance Mgmt For For
with the terms of paragraph 1 of article
256 of law number 6404.76, of the acquisition
of all of the quotas of the companies Srs
Servicos De Informatica Ltda., Hery
Software Ltda. and Mafipa Servicos E Informatica
Ltda., as well as of 70 percent of the
quotas of the company Totalbanco Consultoria
E Sistemas Ltda.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 702799923
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 21-Mar-2011
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU.
i The updating of the statement of the share capital, Mgmt For For
as a result of the conversion of debentures
into shares issued by the company
ii The split of 100 percent of the common shares Mgmt For For
representative of the entirety of the share
capital of the company, in the proportion of
1 to 5, with it being the case that each share
of the company will come to be represented
by 5 shares after the split, and the consequent
amendment of article 5 of the corporate bylaws
of the company
iii The amendment of the manner of representation Mgmt For For
of the company, with the consequent amendment
of article 30 of the bylaws of the company
iv The amendment of article 3 of the corporate Mgmt For For
bylaws of the company, to adapt the corporate
purpose of the company with the inclusion of
the activity of software and hardware rental
v Amendment of item XXXVIII of article 19 of the Mgmt For For
corporate bylaws of the company to add an exception
to the matter of the authority of the board
of directors in regard to granting collateral
security interests, sureties or endorsements
in contracts with clients
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING FROM 10 MAR TO 21 MAR 2011. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO S A DE C V Agenda Number: 702803380
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: OGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the board of directors Mgmt For For
II Report from the general director Mgmt For For
III Report from the audit and corporate practices Mgmt For For
committees
IV Approval of the financial information to December Mgmt For For
31, 2010
V Report regarding the situation of the share Mgmt For For
repurchase fund
VI Approval of the plan to cancel shares repurchased Mgmt For For
by the company that are currently treasury
shares
VII Amendment of section 5 of the Corporate Bylaw Mgmt For For
VIII Approval of the plan for allocation of results Mgmt For For
for the period from January 1 to December
31, 2010
IX Approval of the plan for the payment of a dividend Mgmt For For
of MXN 0.38 per share and the payment of an
extraordinary dividend of MXN 0.17 per share
X Report regarding the fulfillment of fiscal obligations Mgmt For For
XI Report regarding the personnel share plan Mgmt For For
XII Report from the Wal Mart De Mexico Foundation Mgmt For For
XIII Ratification of the acts of the board of directors Mgmt For For
during 2010
XIV Appointment or ratification of the members of Mgmt For For
the board of directors
XV Appointment or ratification of the chairpersons Mgmt For For
of the audit and corporate practices committees
XVI Approval of the resolutions that are contained Mgmt For For
in the minutes of the general meeting that
is held
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 702936634
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411351.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
fi nancial statements of the Company and the
reports of the directors and auditors of the
Company for the year ended 31 December 2010
2.a To re-elect Ms. Linda Chen as executive director Mgmt For For
of the Company
2.b To re-elect Dr. Allan Zeman as non-executive Mgmt For For
director of the Company
2.c To re-elect Mr. Bruce Rockowitz as independent Mgmt For For
non-executive director of the Company
2.d To authorize the board of directors of the Company Mgmt For For
to fix the respective directors' remuneration
3 To re-appoint Ernst & Young as auditors of the Mgmt For For
Company and to authorize the board of directors
of the Company to fix auditors' remuneration
4 To give a general mandate to the directors of Mgmt For For
the Company to repurchase shares of the
Company not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing of
this resolution
5 To give a general mandate to the directors of Mgmt For For
the Company to allot, issue and deal with new
shares of the Company not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
6 To extend the general mandate granted to the Mgmt For For
directors of the Company to allot, issue
and deal with new shares of the Company by
the aggregate nominal amount of shares repurchased
by the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
MARSICO FLEXIBLE CAPITAL FUND - 1400
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMYRIS,INC Agenda Number: 933402682
--------------------------------------------------------------------------------------------------------------------------
Security: 03236M101
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: AMRS
ISIN: US03236M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMIR KAUL Mgmt For For
CAROLE PIWNICA Mgmt For For
FERNANDO REINACH Mgmt For For
02 ADVISORY VOTE ON A RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
(THE "SAY-ON-PAY VOTE").
03 ADVISORY VOTE ON THE FREQUENCY OF THE SAY-ON-PAY Mgmt 3 Years For
VOTE.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702579179
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: EGM
Meeting Date: 06-Sep-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amend the Articles of the Company, Paragraph Mgmt For For
4 of Article 5 of the Corporate Bylaws, Sole
Paragraph of Article 7 of the Corporate Bylaws,
Paragraph 6 and its subparts of Article 10
of the Corporate Bylaws, as well as the inclusion
of items XV through XXVI for the expansion
of the list of matters subject to the approval
of the Board of Directors of the Company, of
Paragraph 7 and Paragraph 8 of Article
10 of the corporate bylaws, Paragraph 5 and
the main part of Article 11 of the Corporate
Bylaws, Article 13 and its subparts of the
Corporate Bylaws to change the duties of the
manager, amendment of Article 14 and
its subparts of the Corporate Bylaws, to change
the duties of the Manager, exclusion of Article
15, renumbering the other Articles of the
Corporate Bylaws, CONTD
CONT Paragraph 1 and the main part of Article 16 Non-Voting
of the Corporate Bylaws, Article 19 of the
Corporate Bylaws, because of the renumbering
and amend the Articles item I of Article 23,
Paragraph 9, Paragraph 10 Paragraph 12 and
the main part of Article 24, Articles 25,
29, 30, sole Paragraph of Article 31, item
II of Article 32, and Article 40
2 Approve to decide regarding the renumbering Mgmt For For
and consolidation of the Corporate
Bylaws
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702615343
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: EGM
Meeting Date: 30-Sep-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I. Approve to examine and decide regarding the Mgmt For For
protocol and justification of merger of LFG
Business, Edicoes E Participacoes Ltda. by
Anhanguer a Educacional Participacoes S.A
II. Appointment of KPMG Auditors, Independentes, Mgmt For For
with its head office at Rua Dr. Renato Paes
De Barros 33, Sao Paulo, SP, with corporate
taxpayer id number 57.755. 217.0001.29, and
with certified public accountant registration
number 2sp014428.o.6, and registered with the
securities commission under number 4189, as
the specialized Company responsible for the
valuation report, from here onwards the valuation
report
III. Approve to examine and decide regarding the Mgmt For For
valuation report
IV. Approve to examine and decide regarding the Mgmt For For
proposal for the merger, into the Company,
of LFG Business, Edicoes E Participacoes Ltda.,
from here onwards LFG, a limited business Company,
with its head office at Rua Bela Cintra 1149,
tenth floor, suite 102, Sao Paulo, Sp, with
corporate taxpayer id number 09.343.389.0001.42,
with its founding documents filed with the
Sao Paulo board of trade under Company registry
number 35.221.987.028, from here onwards the
merger, with the consequent extinction of LFG
registry number 35.221.987.028, from here onwards
the merger, with the consequent extinction
of LFG
V. Amend the Article 3 of the corporate by laws Mgmt For For
of the Company, in regard to its corporate
purpose, to include the following activities
currently conducted by LFG ;a) conducting courses
in the legal area and preparatory courses for
civil service exams in general, which may be
preparatory courses for civil service exams
in the legal area, which courses may be given
in a traditional classroom setting or through
telepresence at a distance, and which may be
intensive or extensive, which may be through
university extension or as a graduate course
not leading to an academic degree, offered
directly to the consumer public in a traditional
classroom setting or through any data communication
technology system directly to consumers, or
through a network of partners, television signal
receivers or any other data transmission system;
b)offering skills training and management and
professional training courses in preparation
for a legal career, continuing professional
education, university extension, specialization
an d monograph courses; c) providing services
for the promotion and organization of events
and courses; d) developing and broadening the
content of graduates courses offered, as well
as developing new graduate level courses not
leading to an academic degree in the various
fields of knowledge, provided as telepresence
courses at a distance; e) publishing books
and other, related activities; f) advising,
consulting, guidance and operational assistance
ser vices in business management
VI. Authorize the Managers of the Company to do Mgmt For For
all the acts and take all the measures necessary
for the implementation and formalization of
the merger
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645966
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: SGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 As a result of the Company's joining the special Mgmt For For
corporate governance segment of the BM and
Fbovespa S.A., called the Novo Mercado, to
ratify the resolution that approved the conversion
of all of the preferred shares issued by the
Company into common shares, at a ratio of one
preferred share for one common share and, consequently,
the extinction of the units representative
of shares issued by the Company
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645992
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: EGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 The company's joining the special corporate Mgmt For For
governance segment of the Bm and Fbovespa S.A.,
Bolsa De Valores, Mercadorias e Futuros, called
the Novo Mercado
2 If the resolution contained in item I above Mgmt For For
is approved, the conversion of all of the preferred
shares issued by the company into common shares,
at a ratio of one preferred share for one common
share and, consequently, the extinction of
the units representative of shares issued by
the company
3 The reverse split of common shares issued by Mgmt For For
the company, at the ratio of seven shares for
one new share, in such a way as to maintain
the continuity of the trading of shares issued
by the company on the stock exchange
4 If the resolutions in the above items are approved, Mgmt For For
the amendment of the corporate bylaws of the
company, with the objective of adapting them
to the rules of the regulations of the Novo
Mercado of the Bm and Fbovespa
5 Bearing in mind the move of the company to the Mgmt For For
Novo Mercado listing segment of the Bm and
Fbovespa, to ratify the election of the current
members of the board of directors of the company
and to extend their respective terms in office
until the date the annual general meeting that
approves the financial statements of the company
in relation to the fiscal year that ends on
December 31, 2012, is held
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN THE TEXT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702967665
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements and the accounting
statements accompanied by the independent
auditors report regarding the fiscal
year ending on December 31, 2010
II To decide on the allocation of the result of Mgmt For For
the fiscal year, the distribution
of dividends
III Replacement of Mr. Otavio Lopes Castello Branco Mgmt For For
Neto, Mr. Antonio Carlos De Freitas Valle
and Ms. Angela Regina Rodrigues De Paula Freitas
as members of the board of directors of company
and consequent election of their
replacements, in accordance with a proposal
from the management
IV To set the annual global remuneration of the Mgmt For For
administrators
V To install and elect the members of the finance Mgmt For For
committee and respective substitutes and
set their remuneration
CMMT NOTE: UNDER THE TERMS OF THE APPLICABLE LEGISLATION, Non-Voting
CUMULATIVE VOTING CAN BE ADOPTED FOR ITEM V.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702965433
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the company, as
a function of the capital increases approved
within the authorized capital by
resolutions passed at meetings of the board
of directors held on December 9, 2010,
at 7.00 pm, and December 20, 2010, at 6.00
pm
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING DATE FROM 29 APR 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT POSTPONEMENT OF MEETING DATE FROM 29 APR 2011 Non-Voting
TO 11 MAY 2011
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 702877929
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.04.2011. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the Financial Statements of Non-Voting
BASF SE and the BASF Group for the financial
year 2010; presentation of the Management's
analyses of BASF SE and the BASF Group for
the financial year 2010 including the explanatory
reports on the data according to Section 289
(4) and Section 315 (4) of the German Commercial
Code; presentation of the Report of the Supervisory
Board
2. Adoption of a resolution on the appropriation Mgmt For For
of profit
3. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Supervisory
Board
4. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Board
of Executive Directors
5. Election of the auditor for the financial year Mgmt For For
2011
6. By-election to the Supervisory Board: Ms. Anke Mgmt For For
Schaeferkordt
7. Adoption of a resolution on the change of the Mgmt For For
remuneration of the Audit Committee of the
Supervisory Board and the corresponding amendment
of the Statutes
8. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and Styrolution GmbH
9. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and BASF US Verwaltung
GmbH
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933297322
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JIM C. COWART Mgmt For For
ARTHUR E. WEGNER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED
AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933378994
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID T. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702583902
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I Approve the election to fill three vacant positions Mgmt For For
for alternate members of the Board of Directors
of the Company, who will have a term in office
until the AGM that decides regarding the
FY that is to in on 31 DEC 2011, together
with the members of the Board of Directors
elected at the AGM held on 30 APR 2010
II Approve to split the shares issued by the Company, Mgmt For For
in such a way that each one current share
becomes split into two shares, without changing
the share capital
III Approve to increase the share capital of the Mgmt For For
Company, without the issuance of new shares,
for the purpose of capitalizing part of the
profit reserve account
IV.A Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capital increases
approved by the Board of Directors of the
Company
IV.B Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the share split,
in the event the resolution contained in
item II above is approved
IV.C Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capitalization
of part of the profit reserves of the Company,
in the event the resolution contained in item
III above is approved
V Approve to increase the authorized capital limit Mgmt For For
and the corresponding amendment of the
wording of the Main Part of Article 6 of the
Corporate Bylaws of the Company
VI Approve the creation of a Bylaws reserve for Mgmt For For
the purpose of guaranteeing funds for
investments, with the consequent amendment
of the wording of the second Paragraph of
Article 31 of the Corporate Bylaws of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 14 SEP 2010 TO 23 SEP
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CARDICA, INC. Agenda Number: 933338863
--------------------------------------------------------------------------------------------------------------------------
Security: 14141R101
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: CRDC
ISIN: US14141R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.A. HAUSEN, M.D., PH.D Mgmt No vote
KEVIN T. LARKIN Mgmt No vote
RICHARD P. POWERS Mgmt No vote
JEFFREY L. PURVIN Mgmt No vote
JOHN SIMON, PH.D. Mgmt No vote
WILLIAM H. YOUNGER, JR. Mgmt No vote
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt No vote
EQUITY INCENTIVE PLAN (THE "2005 PLAN") TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE 2005 PLAN BY 500,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt No vote
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE COMPANY'S AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM 45,000,000 SHARES
TO 65,000,000 SHARES.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt No vote
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933405866
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT R. BENNETT Mgmt For For
JOHN C. MALONE Mgmt For For
DAVID M. ZASLAV Mgmt For For
02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Mgmt For For
DESCRIBED IN THESE PROXY MATERIALS
05 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Mgmt 3 Years For
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION
IN THE FUTURE
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933382056
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1D ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. HASLAM, III Mgmt For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1I ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM B. SANSOM Mgmt For For
1L ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 DETERMINATION OF THE FREQUENCY AT WHICH A VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION SHALL BE HELD AT
THE ANNUAL MEETING OF SHAREHOLDERS
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933348547
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Special
Meeting Date: 20-Dec-2010
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, Mgmt For For
INC. COMMON STOCK TO NEWALLIANCE BANCSHARES,
INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF AUGUST 18,
2010, AND AS AMENDED AS OF SEPTEMBER 27, 2010,
BY AND AMONG NEWALLIANCE BANCSHARES, INC.,
FIRST NIAGARA FINANCIAL GROUP, INC. AND FNFG
MERGER SUB, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE STOCK ISSUANCE.
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933389163
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. BAKER Mgmt For For
G. THOMAS BOWERS Mgmt For For
WILLIAM H. (TONY) JONES Mgmt For For
PETER B. ROBINSON Mgmt For For
02 THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT THE PHASED IN DECLASSIFYING OF
OUR BOARD OF DIRECTORS
03 THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE THE "FAIR PRICE" PROVISION BY
DELETING THE CURRENT TEXT OF ARTICLE EIGHTH
04 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES
AS DESCRIBED IN THIS PROXY STATEMENT
05 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 3 Years For
OF FUTURE VOTES ON EXECUTIVE COMPENSATION
06 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933435720
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GEVO INC Agenda Number: 933441963
--------------------------------------------------------------------------------------------------------------------------
Security: 374396109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: GEVO
ISIN: US3743961092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GANESH M. KISHORE, PH.D Mgmt For For
PATRICK R. GRUBER, PH.D Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS PRESENTED IN THE PROXY STATEMENT.
4 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 2 Years For
OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS,
AS PRESENTED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PPTYS LTD Agenda Number: 702628883
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 730796 DUE TO ADDITIONAL RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100916/LTN20100916237.pdf
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Receive the audited financial statements and Mgmt For For
reports of the Directors and Auditors for the
YE 30 JUN 2010
2. Declare a final dividend Mgmt For For
3.A Re-elect Mr. Dominic Chiu Fai Ho as a Director Mgmt For For
3.B Re-elect Mr. Ronnie Chichung Chan as a Director Mgmt For For
3.C Re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.D Re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.E Re-elect Mr. Henry Tze Yin Yiu as a Director Mgmt For For
3.F Re-elect Mr. Hau Cheong Ho as a Director Mgmt For For
3.G Authorize the Board of Directors to fix Directors' Mgmt For For
fees
4. Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5. Authorize the Directors to purchase the Company's Mgmt For For
shares
6. Authorize the Directors to issue additional Mgmt For For
shares
7. Approve the addition of repurchased shares to Mgmt For For
be included under the general mandate in Resolution
no. 6
--------------------------------------------------------------------------------------------------------------------------
KBW, INC. Agenda Number: 933441052
--------------------------------------------------------------------------------------------------------------------------
Security: 482423100
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: KBW
ISIN: US4824231009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW M. SENCHAK Mgmt No vote
CHRISTOPHER M. CONDRON Mgmt No vote
02 ADVISORY RESOLUTION APPROVING THE COMPENSATION Mgmt No vote
OF THE OFFICERS DISCLOSED IN THE PROXY STATEMENT,
OR A "SAY ON PAY" VOTE.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE "SAY Mgmt No vote
ON PAY" VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933383743
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For
1D ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1H ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3A APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE V.
3B APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE VI.
04 RE-APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY Shr Against For
WRITTEN CONSENT.
08 SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND Shr Against For
REPORTING.
--------------------------------------------------------------------------------------------------------------------------
L'OCCITANE INTERNATIONAL SA, LUXEMBOURG Agenda Number: 702599880
--------------------------------------------------------------------------------------------------------------------------
Security: L6071D109
Meeting Type: AGM
Meeting Date: 30-Sep-2010
Ticker:
ISIN: LU0501835309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100907/LTN20100907368.pdf
1 Receive and adopt the statutory accounts and Mgmt Take No Action
audited consolidated financial statements of
the Company and the reports of the Directors
and the Auditors for the YE 31 MAR 2010
2.A Approve and adopt, conditional upon the Listing Mgmt Take No Action
Committee of the Stock Exchange of Hong Kong
Limited granting approval of the listing of,
and permission to deal in, any Shares which
may fall to be issued pursuant to the exercise
of Options to be granted under the Share Option
Plan of the Company, a copy of which has been
produced to this Meeting marked A and signed
by the Chairman of this meeting for the purpose
of identification [the Share Option Plan],
the Share Option Plan; and authorize the Directors
to grant Options to the Eligible Persons under
the Share Option Plan and to allot and issue
Shares upon the exercise of any Options granted
thereunder and pursuant to the terms and conditions
thereof, and to do all such acts, matters and
things as they may in their discretion consider
necessary, expedient or desirable to give effect
to and implement the Share Option Plan
2.B Approve and adopt, conditional upon the Listing Mgmt Take No Action
Committee of The Stock Exchange of Hong Kong
Limited granting approval of the listing of,
and permission to deal in, any Shares which
may fall to be issued pursuant to the allocation
of Free Shares to be granted under the Free
Share Plan of the Company, a copy of which
has been produced to this Meeting marked B
and signed by the Chairman of this meeting
for the purpose of identification [the Free
Share Plan], the Free Share Plan; and authorize
the Directors to grant Free Shares to the Eligible
Persons under the Free Share Plan and to allot
and issue Shares upon the allocation of any
Free Shares granted thereunder and pursuant
to the terms and conditions thereof, and to
do all such acts, matters and things as they
may in their discretion consider necessary,
expedient or desirable to give effect to and
implement the Free Share Plan
3.A Authorize the Directors to allot, issue and Mgmt Take No Action
deal with additional shares not exceeding 20%
of the issued share capital of the Company
3.B Authorize the Directors to repurchase shares Mgmt Take No Action
not exceeding 10% of the issued share capital
of the Company
3.C Approve to extend the authority given to the Mgmt Take No Action
Directors, pursuant to Ordinary Resolution
3[A] to issue shares by adding to the issued
share capital of the Company the number of
shares repurchased under Ordinary Resolution
3[B]
S.1 Authorize the Board of Directors to fix the Mgmt Take No Action
remuneration of the Directors
S.2 Re-appoint PricewaterhouseCoopers as the Auditors Mgmt Take No Action
of the Company and authorize the Company and
the Board of Directors to fix their remuneration
S.3 Grant discharge to the Directors for the exercise Mgmt Take No Action
of their mandate during the FYE 31 MAR 2010
S.4 Grant discharge to the Auditors for the exercise Mgmt Take No Action
of their mandate during the FYE 31 MAR 2010
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702932737
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411558.pdf
CMMT COMMENT HAS BEEN REMOVED Non-Voting
1 To receive and adopt the Audited Consolidated Mgmt For For
Accounts and Reports of the Directors and
the Auditors for the year ended 31 December
2010
2 To declare a final dividend of 52 HK cents per Mgmt For For
share
3.a To re-elect Dr William Fung Kwok Lun as Director Mgmt For For
3.b To re-elect Mr Allan Wong Chi Yun as Director Mgmt For For
3.c To re-elect Mr Benedict Chang Yew Teck as Director Mgmt For For
4 To fix the Director's fees and additional remuneration Mgmt For For
to Non-executive Directors who serve
on the board committees
5 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix
their remuneration
6 To give a general mandate to the Directors to Mgmt For For
repurchase the Company's shares up to 10%
7 To give a general mandate to the Directors to Mgmt For For
issue new shares up to 20% or in the case
of issue of new shares solely for cash and
unrelated to any asset acquisition, up to 10%
8 To authorise the Directors to issue the shares Mgmt For For
repurchased by the Company
9 To approve the Share Subdivision Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE AND REMOVAL OF FOR AND
AGAINST COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933396978
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
DR. CELESTE A. CLARK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2011.
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 933426098
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS (NON-OUTSIDE): EYAL WALDMAN Mgmt For For
1B ELECTION OF DIRECTORS (NON-OUTSIDE): DOV BAHARAV Mgmt For For
1C ELECTION OF DIRECTORS (NON-OUTSIDE): GLENDA Mgmt For For
DORCHAK
1D ELECTION OF DIRECTORS (NON-OUTSIDE): IRWIN FEDERMAN Mgmt For For
1E ELECTION OF DIRECTORS (NON-OUTSIDE): THOMAS Mgmt For For
WEATHERFORD
02 APPROVE A) SALARY INCREASE OF MR. WALDMAN, B) Mgmt For For
CONTRIBUTIONS TO ISRAELI SEVERANCE, PENSION
& EDUCATION FUND, C) CASH BONUS PAID.
03 TO APPROVE THE GRANT TO WALDMAN OF 50,000 RESTRICTED Mgmt For For
STOCK UNITS.
04 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF AN ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
06 APPROVE AMENDMENT TO ARTICLES OF ASSOCIATION Mgmt For For
TO AUTHORIZE BOARD TO APPOINT UP TO THE MAXIMUM
AUTHORIZED NUMBER OF DIRECTORS.
07 APPROVE AMENDMENT TO ARTICLES OF ASSOCIATION Mgmt For For
TO REPLACE PROVISIONS RELATED TO INDEMNIFICATION
OF DIRECTORS & OFFICERS.
08 TO APPROVE AN AMENDMENT TO THE INDEMNIFICATION Mgmt For For
UNDERTAKING BETWEEN THE COMPANY AND EACH OF
OUR DIRECTORS AND OFFICERS.
09 TO RATIFY AND APPROVE THE PURCHASE OF LIABILITY Mgmt For For
INSURANCE FOR DIRECTORS AND OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
10 APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933356760
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2000 STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1995 DIRECTORS' Mgmt For For
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 702461891
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: EGM
Meeting Date: 01-Jul-2010
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I.A Approve the merger of Bradesco Dental S.A., Mgmt For For
an insurance Company with its head office
in the city of Rio De Janeiro, state of Rio
De Janeiro, at Rua Baarao De Itapagipe,
225, part, with corporate taxpayer id number
09.060.348.0001.49, from here onward
Bradesco Dental with an analysis of the protocol
and justification of merger of Bradesco Dental
into the Company, entered into between
the executive officers of the Company and of
Bradesco Dental on 24 MAY 2010, from here
onward protocol
I.B Approve the merger of Bradesco Dental S.A., Mgmt For For
an insurance Company with its head office
in the city of Rio De Janeiro, state of Rio
De Janeiro, at Rua Baarao De Itapagipe,
225, part, with corporate taxpayer id number
09.060.348.0001.49, from here onward
Bradesco Dental with an analysis of the appointment
of Price Waterhousecoopers Auditors independents
as a specialized Company, from here onward
the specialized Company responsible for the
evaluation of the book shareholder
equity of Bradesco Dental and preparation
of the respective book shareholder equity report,
from here onward the valuation report
I.C Approve the merger of Bradesco Dental S.A., Mgmt For For
an insurance Company with its head office
in the city of Rio De Janeiro, state of Rio
De Janeiro, at Rua Baarao De Itapagipe,
225, part, with corporate taxpayer id number
09.060.348.0001.49, from here onward
Bradesco Dental with an analysis of the shareholder
equity valuation report of Bradesco Dental
prepared by the specialized Company
I.D Approve the merger of Bradesco Dental S.A., Mgmt For For
an insurance Company with its head office
in the city of Rio De Janeiro, state of Rio
De Janeiro, at Rua Baarao De Itapagipe,
225, part, with corporate taxpayer id number
09.060.348.0001.49, from here onward
Bradesco Dental with an analysis of the merger
of the entirety of the book shareholder equity
of Bradesco Dental into the Company, in accordance
with the terms and conditions established in
the protocol, without an increase in the
amount of the share capital of the Company,
and with the consequent extinction of Bradesco
Dental
I.E Approve the merger of Bradesco Dental S.A., Mgmt For For
an insurance Company with its head office
in the city of Rio De Janeiro, state of Rio
De Janeiro, at Rua Baarao De Itapagipe,
225, part, with corporate taxpayer id number
09.060.348.0001.49, from here onward
Bradesco Dental with an analysis of; authorize
the Executive Officers of the Company to do
all the acts and take all the measures necessary
for the implementation of the merger of Bradesco
Dental
II Approve to split the shares issued by the Company, Mgmt For For
through which each existing share will
come to be represented by four shares and the
consequent amendment of Articles 5 and 6 of
the corporate bylaws of the Company, in such
a way as to reflect the new number of shares
into which the share capital is divided and
the number of shares that the Company will
be able to increase its share capital on
a decision of the Board of Directors, after
the share split
III Approve to increase the share capital of the Mgmt For For
Company through the capitalization
of a portion of the capital reserve, without
the issuance of shares an the consequent
amendment of Article 5 of the corporate bylaws
of the Company
IV Approve the inclusion of a new paragraph in Mgmt For For
Article 6 of the corporate bylaws of the Company,
to provide for the definition of the criteria
of economic value for the calculation of
the reimbursement amount of the shares to be
paid to the shareholders, in the event
of exercise of the right of withdrawal
V Appointment of the vice president of the Board Mgmt For For
of Directors
VI Elect Jackson Fujji as an member of the Board Mgmt For For
of Directors
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF DIRECTOR NAME. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ODONTOPREV SA, BARUERI, SP Agenda Number: 702855240
--------------------------------------------------------------------------------------------------------------------------
Security: P7344M104
Meeting Type: AGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: BRODPVACNOR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I To receive the accounts of the board of directors, Mgmt For For
to examine, discuss and vote on the financial
statements, for the fiscal year that ended
on December 31, 2010
II To decide on the allocation of net income, including Mgmt For For
the proposed capital budget and the distribution
of dividends
III To set the directors global remuneration Mgmt For For
IV Election of the members of the finance committee Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702605188
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the vote to be cast by the Company, Mgmt For For
in a meeting of owners of the subsidiary
Ogx Petroleo E Gas Ltda. from here onwards
Ogx Ltda. relative to the decision for the
spinoff of Ogx Ltda from here onwards the spinoff,
with the transfer of a portion of its assets
to another subsidiary, Ogx Campos Petroleo
E Gas S.A. from here onwards Ogx Campos, in
which the Company also has 99.99% of the
share capital
2 Election of Eduardo Karrer, Luiz Eduardo Guimaraes Mgmt For For
Carneiro and Paulo Monteiro Barbosa
Filho to the vacant positions on the Board
of Directors of the Company
3 Amendment of Article 5 of the Corporate Bylaws Mgmt For For
of the Company, bearing in mind the exercise
of the right to subscribe to shares resulting
from the stock option program for common
shares issued by the Company, which was
approved at the EGM held on 30 APR 2008,
as it was later consolidated, in such a
way as to reflect the increase of the share
capital and the new number of shares
4 Amend the Article 14 of the Corporate Bylaws Mgmt For For
of the Company and their later consolidation
in such a way as to adapt the names and duties
of the Executive Committee of the Company to
its current composition
5 Approve the extension of the stock option program Mgmt For For
for common shares issued by the Company, in
accordance with the terms of Article 168, paragraph
3, of law number 6404.76, until 31 DEC 2015
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933390344
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER S. HELLMAN Mgmt No vote
ANASTASIA D. KELLY Mgmt No vote
JOHN J. MCMACKIN, JR. Mgmt No vote
HUGH H. ROBERTS Mgmt No vote
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt No vote
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC RUBIALES ENERGY CORP. Agenda Number: 933450607
--------------------------------------------------------------------------------------------------------------------------
Security: 69480U206
Meeting Type: Annual and Special
Meeting Date: 31-May-2011
Ticker: PEGFF
ISIN: CA69480U2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 IN RESPECT OF DETERMINATION OF THE NUMBER OF Mgmt For For
DIRECTORS AT TWELVE (12);
02 DIRECTOR
SERAFINO IACONO Mgmt For For
MIGUEL DE LA CAMPA Mgmt For For
RONALD PANTIN Mgmt For For
JOSE FRANCISCO ARATA Mgmt For For
GERMAN EFROMOVICH Mgmt For For
NEIL WOODYER Mgmt For For
AUGUSTO LOPEZ Mgmt For For
MIGUEL RODRIGUEZ Mgmt For For
DONALD FORD Mgmt For For
JOHN ZAOZIRNY Mgmt For For
VICTOR RIVERA Mgmt For For
HERNAN MARTINEZ Mgmt For For
03 IN RESPECT OF RE-APPOINTMENT OF ERNST AND YOUNG Mgmt For For
LLP, AS AUDITORS OF THE CORPORATION AT A REMUNERATION
TO BE FIXED BY THE DIRECTORS;
04 IN RESPECT OF THE APPROVAL OF UNALLOCATED ENTITLEMENTS Mgmt For For
UNDER THE CORPORATION'S STOCK OPTION PLAN,
AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
DATED APRIL 25, 2011.
--------------------------------------------------------------------------------------------------------------------------
PEAK SPORT PRODS CO LTD Agenda Number: 702936658
--------------------------------------------------------------------------------------------------------------------------
Security: G69599101
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: KYG695991011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU
1 To consider and receive the audited consolidated Mgmt For For
financial statements of the Company and the
reports of the directors and auditor for the
year ended 31 December 2010
2 To declare a final dividend of HK10 cents per Mgmt For For
share for the year ended 31 December 2010
3 To re-elect Mr. Xu Zhihua as an executive director Mgmt For For
of the Company
4 To re-elect Ms. Wu Tigao as a non-executive Mgmt For For
director of the Company
5 To re-elect Mr. Wang Mingquan as an independent Mgmt For For
non-executive director of the Company
6 To re-elect Dr. Ouyang Zhonghui as an independent Mgmt For For
non-executive director of the Company
7 To authorize the board of directors to fix the Mgmt For For
respective directors' remuneration
8 To re-appoint KPMG as the auditor of the Company Mgmt For For
and to authorize the board of directors to
fix the auditor's remuneration
9 To give a general mandate to the directors to Mgmt For For
purchase the Company's shares not exceeding
10% of the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
10 To give a general mandate to the directors to Mgmt For For
issue, allot and deal with additional
shares of the Company not exceeding 20% of
the aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
11 To extend the general mandate granted to the Mgmt For For
directors to issue, allot and deal with
additional shares in the capital of the Company
by the aggregate nominal amount of shares
repurchased by the Company
12 To approve the amendments to the terms of the Mgmt For For
share option scheme adopted by the Company
on 8 September 2009
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST Agenda Number: 933429703
--------------------------------------------------------------------------------------------------------------------------
Security: 70931T103
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: PMT
ISIN: US70931T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOEL S. MARCUS Mgmt For Split
STACEY D. STEWART Mgmt For Split
MARK WEIDMAN Mgmt For Split
02 VOTE TO RATIFY DELOITTE & TOUCHE AS OUR INDEPENDENT Mgmt For Split
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY (NON-BINDING) VOTE FOR THE RESOLUTION Mgmt Split 96% For 4% Abstain Split
APPROVING EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt Split 56% 1 Year 37% 3 Years Split
OF THE EXECUTIVE COMPENSATION VOTE. 7% Abstain
--------------------------------------------------------------------------------------------------------------------------
PHOENIX SATELLITE TELEVISION HOLDINGS LTD, GEORGE TELEVISION Agenda Number: 702967956
--------------------------------------------------------------------------------------------------------------------------
Security: G70645109
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: KYG706451096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110415/LTN20110415756.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
financial statements and the reports of the
Directors of the Company and independent auditor
for the year ended 31 December 2010
2 To declare a final dividend of 3.3 Hong Kong Mgmt For For
cents per share for the year ended 31 December
2010
3.A To re-elect Mr. Wang Ji Yan as executive Director Mgmt For For
and to authorise the Board to fix his remuneration
3.B To re-elect Dr. Lo Ka Shui as independent non-executive Mgmt For For
Director and to authorise the Board to
fix his remuneration
3.C To re-elect Mr. Thaddeus Thomas Beczak as independent Mgmt For For
non-executive Director and to authorise the
Board to fix his remuneration
4 To re-appoint PricewaterhouseCoopers as auditor Mgmt For For
and to authorise the Board to fix their remuneration
5 To grant a general mandate to the Board to allot, Mgmt For For
issue and deal with additional Shares
6 To grant a general mandate to the Board to repurchase Mgmt For For
Shares
7 To increase the maximum nominal amount of share Mgmt For For
capital which the Board is authorised to
allot, issue and deal with pursuant to the
general mandate set out in resolution no.
5 by the aggregate nominal amount of Shares
repurchased pursuant to the general mandate
set out in resolution no. 6
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 702606661
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 01-Nov-2010
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100914/LTN20100914492.pdf
1 Approve the adjustment of remuneration of domestic Mgmt For For
persons of the Company acting as the Independent
Non-executive Directors
2.1 Approve the means of the major asset restructuring, Mgmt For For
object of the transaction and parties to the
transaction
2.2 Approve the transaction price and basis of pricing Mgmt For For
involved in the major asset restructuring
2.3 Approve the vesting of profit or loss arising Mgmt For For
from the relevant assets from the base date
of asset pricing to the completion date
2.4 Approve the contract obligations and default Mgmt For For
liabilities under the transfer of ownership
of the relevant assets
2.5 Approve the validity period of the resolution Mgmt For For
of the major asset restructuring
3 Approve the supplemental agreement to the Share Mgmt For For
Subscription Agreement entered into
between the Company and SDB
4 Approve the profits forecast compensation agreement Mgmt For For
entered into between the Company and SDB
5 Authorize the Board to process matters relating Mgmt For For
to the major asset restructuring
of the Company at the general meeting
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933378223
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
ROBERT MEHRABIAN Mgmt For For
2 PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS Mgmt For For
UNDER THE OMNIBUS INCENTIVE PLAN.
3 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE OMNIBUS INCENTIVE PLAN.
4 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO RECOMMEND THE FREQUENCY OF APPROVING EXECUTIVE Mgmt 1 Year For
COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
7 SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT Shr Against For
OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933435845
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALEX PELLEGRINI Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION PAID TO OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS
04 VOTE TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933373134
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Annual
Meeting Date: 09-Mar-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THOMAS WROE, JR. OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT WROE, MARK
"AGAINST" TO ELECT ROSKAM
1B ELECTION OF ED CONRAD OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT CONRAD, MARK "AGAINST"
TO ELECT ROSKAM
1C ELECTION OF PAUL EDGERLEY OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT EDGERLEY, MARK
"AGAINST" TO ELECT ROSKAM
1D ELECTION OF MICHAEL J. JACOBSON OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT JACOBSON,
MARK "AGAINST" TO ELECT ROSKAM
1E ELECTION OF JOHN LEWIS OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT LEWIS, MARK "AGAINST" TO
ELECT ROSKAM
1F ELECTION OF SETH MEISEL OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT MEISEL, MARK "AGAINST"
TO ELECT ROSKAM
1G ELECTION OF CHARLES W. PEFFER OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT PEFFER, MARK
"AGAINST" TO ELECT ROSKAM
1H ELECTION OF MICHAEL WARD OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT WARD, MARK "AGAINST"
TO ELECT ROSKAM
1I ELECTION OF STEPHEN ZIDE OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT ZIDE, MARK "AGAINST"
TO ELECT ROSKAM
1J ELECTION OF KIRK P. POND OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT POND, MARK "AGAINST"
TO ELECT ROSKAM
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933426288
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Special
Meeting Date: 10-May-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2010 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS AND ANNUAL REPORT FOR FISCAL YEAR
2010 IN THE ENGLISH LANGUAGE.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2009 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS FOR FISCAL YEAR 2009 IN THE ENGLISH
LANGUAGE.
03 PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD Mgmt For For
OF DIRECTORS FROM CERTAIN LIABILITY FOR 2009
AND 2010.
04 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THE SPECIAL MEETING TO REPURCHASE
AS MANY SHARES IN THE CAPITAL OF THE COMPANY
AS IS PERMITTED BY LAW AND THE COMPANY'S ARTICLES
OF ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 5 YEARS FROM THE
DATE OF THE SPECIAL MEETING TO ISSUE ORDINARY
SHARES AND/OR PREFERRED SHARES AND/OR GRANT
RIGHTS TO ACQUIRE OUR SHARES.
06 PROPOSAL TO AMEND OUR ARTICLES OF ASSOCIATION Mgmt For For
AND AUTHORIZE THE CHAIRMAN OF OUR BOARD OF
DIRECTORS AND EACH EMPLOYEE OF LOYENS & LOEFF
N.V. TO EXECUTE THE DEED OF AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 933391055
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN M. ANGELO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL BLAKENHAM Mgmt For For
1C ELECTION OF DIRECTOR: THE DUKE OF DEVONSHIRE Mgmt For For
1D ELECTION OF DIRECTOR: DANIEL MEYER Mgmt For For
1E ELECTION OF DIRECTOR: JAMES MURDOCH Mgmt For For
1F ELECTION OF DIRECTOR: ALLEN QUESTROM Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM F. RUPRECHT Mgmt For For
1H ELECTION OF DIRECTOR: MARSHA SIMMS Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL I. SOVERN Mgmt For For
1J ELECTION OF DIRECTOR: DONALD M. STEWART Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS M. WEIBLING Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011.
03 APPROVE, BY ADVISORY VOTE (NON-BINDING), 2010 Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 RECOMMEND, BY ADVISORY VOTE (NON-BINDING), THE Mgmt 3 Years For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 933411465
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES R. CRISP Mgmt For For
JAMES W. WHALEN Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3A ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3B ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt Split 96% For 4% Against Split
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Split 97% For 3% Against Split
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt Split 98% For 2% Against Split
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt Split 93% For 7% Against Split
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt Split 97% For 3% Against Split
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt Split 98% For 2% Against Split
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Split 94% For 6% Against Split
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt Split 96% For 4% Against Split
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Split 89% For 11% Against Split
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt Split 96% For 4% Against Split
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Split 72% For 28% Against Split
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt Split 81% 1 Year 19% 3 Years Split
04 RATIFICATION OF THE APPOINTMENT OF Mgmt Split 99% For 1% Against Split
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011
FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Split 33% For 67% Against Split
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Split 44% For 56% Against Split
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Split 25% For 75% Against Split
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Split 4% For 91% Against Split
EXECUTIVE COMPENSATION 5% Abstain
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Split 1% For 83% Against Split
CHANGE RISK DISCLOSURE 16% Abstain
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Split 13% For 71% Against Split
CONTRIBUTIONS 16% Abstain
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt Split 99% For 1% Against Split
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Split 96% For 4% Against Split
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Split 97% For 3% Against Split
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt Split 97% For 3% Against Split
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Split 57% For 43% Against Split
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt Split 99% For 1% Against Split
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Split 92% For 8% Against Split
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt Split 99% For 1% Against Split
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Split 97% For 3% Against Split
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Split 96% For 4% Against Split
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt Split 99% For 1% Against Split
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt Split 99% For 1% Against Split
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For Split
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt Split 89% For 11% Against Split
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 96% For 4% Against Split
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 85% 1 Year 15% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933414714
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 703112766
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
3. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
4. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
5. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
6. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
7. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
8. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
9. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
10. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
11. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
12. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding answers by the Company
to questions from shareholders
13. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding exercise of voting
rights at general meetings of shareholders
14. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding claims for damages
against the directors
15. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
sanction imposed on the officers (directors
and executive officers)
16. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of personalized
information of each director and executive
officer of the Company
17. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding individual disclosure
of information of each advisor to the board,
advisor and shayu of the Company
18. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of information
concerning employees who entered the Company
from a ministry or agency of government or
other public organizations
19. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding conditions of employment
for temporary employees
20. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding Retained Earnings
21.1 Shareholders' Proposals: Appoint a Director Shr Against For
21.2 Shareholders' Proposals: Appoint a Director Shr Against For
21.3 Shareholders' Proposals: Appoint a Director Shr Against For
21.4 Shareholders' Proposals: Appoint a Director Shr Against For
21.5 Shareholders' Proposals: Appoint a Director Shr Against For
21.6 Shareholders' Proposals: Appoint a Director Shr Against For
21.7 Shareholders' Proposals: Appoint a Director Shr Against For
21.8 Shareholders' Proposals: Appoint a Director Shr Against For
21.9 Shareholders' Proposals: Appoint a Director Shr Against For
21.10 Shareholders' Proposals: Appoint a Director Shr Against For
21.11 Shareholders' Proposals: Appoint a Director Shr Against For
21.12 Shareholders' Proposals: Appoint a Director Shr Against For
21.13 Shareholders' Proposals: Appoint a Director Shr Against For
21.14 Shareholders' Proposals: Appoint a Director Shr Against For
21.15 Shareholders' Proposals: Appoint a Director Shr Against For
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
MARSICO FOCUS FUND - 1000
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr Against For
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr Against For
OF SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933403622
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON-DISCRIMINATION Shr Against For
POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shr Against For
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda Number: 933331491
--------------------------------------------------------------------------------------------------------------------------
Security: 05545E209
Meeting Type: Annual
Meeting Date: 21-Oct-2010
Ticker: BBL
ISIN: US05545E2090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2010 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON PLC AND BHP BILLITON
LIMITED
02 TO RE-ELECT DR JOHN BUCHANAN AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
03 TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
04 TO RE-ELECT MR KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
05 TO RE-ELECT DR JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
06 TO RE-ELECT MR JACQUES NASSER AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
07 TO ELECT MR MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
08 TO ELECT MS CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
09 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For For
BHP BILLITON PLC
10 TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES Mgmt For For
IN BHP BILLITON PLC
11 TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
12 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For For
PLC
13 TO APPROVE THE 2010 REMUNERATION REPORT Mgmt For For
14 TO APPROVE AMENDMENTS TO THE LONG TERM INCENTIVE Mgmt For For
PLAN
15 TO APPROVE THE GRANT OF AWARDS TO MR MARIUS Mgmt For For
KLOPPERS UNDER THE GIS AND THE LTIP
16 TO APPROVE AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
BHP BILLITON LIMITED
17 TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF BHP BILLITON PLC
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933405892
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHARLESWORTH Mgmt For For
MONTGOMERY F. MORAN Mgmt For For
02 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 3 Years For
VOTES.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt Split 92% For 7% Against Split
1% Abstain
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt Split 99% For 1% Against Split
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt Split 99% For 1% Against Split
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 93% For 6% Against Split
1% Abstain
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 99% For 1% Against Split
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Split 92% For 7% Against Split
1% Abstain
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 93% For 6% Against Split
1% Abstain
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt Split 98% For 2% Against Split
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 98% For 2% Against Split
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt Split 98% For 2% Against Split
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt Split 99% For 1% Against Split
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt Split 98% For 2% Against Split
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt Split 86% For 14% Against Split
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt Split 96% For 4% Against Split
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt Split 97% For 3% Against Split
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 87% 1 Year 13% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt Split 98% For 2% Against Split
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Split 6% For 62% Against Split
NON-PARTISANSHIP. 32% Abstain
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 23% For 40% Against Split
POLITICAL CONTRIBUTIONS. 37% Abstain
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 4% For 76% Against Split
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL 20% Abstain
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Split 43% For 46% Against Split
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL 11% Abstain
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Split 27% For 53% Against Split
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND 20% Abstain
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933400929
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
06 ELECTION OF DIRECTOR: CARL WARE Mgmt For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Mgmt For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933385230
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
02 APPROVING AMENDMENTS TO THE AMENDED REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED
UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933319419
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr Against For
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shr Against For
PLANNING.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933435720
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933387854
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For Split
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt Split 99% For 1% Against Split
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Split 94% For 6% Against Split
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt Split 98% For 2% Against Split
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt Split 99% For 1% Against Split
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt Split 97% For 3% Against Split
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt Split 97% For 3% Against Split
1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For Split
1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt Split 99% For 1% Against Split
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For Split
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For Split
02 SELECTION OF INDEPENDENT AUDITORS. Mgmt Split 99% For 1% Against Split
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 87% For 12% Against Split
1% Abstain
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt Split 59% 1 Year 41% 3 Years Split
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Split 22% For 60% Against Split
RIGHTS POLICY. 18% Abstain
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr Split 37% For 63% Against Split
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION Agenda Number: 933377485
--------------------------------------------------------------------------------------------------------------------------
Security: 382388106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: GR
ISIN: US3823881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROLYN CORVI Mgmt For For
DIANE C. CREEL Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
JAMES W. GRIFFITH Mgmt For For
WILLIAM R. HOLLAND Mgmt For For
JOHN P. JUMPER Mgmt For For
MARSHALL O. LARSEN Mgmt For For
LLOYD W. NEWTON Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2011.
03 APPROVE THE GOODRICH CORPORATION 2011 EQUITY Mgmt For For
COMPENSATION PLAN.
04 ADOPT A RESOLUTION APPROVING, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K IN THE PROXY
STATEMENT.
05 SELECT, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933396978
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
DR. CELESTE A. CLARK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2011.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933398403
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt No vote
1B ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt No vote
1C ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1D ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt No vote
1E ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt No vote
1F ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt No vote
1G ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt No vote
1H ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt No vote
1I ELECTION OF DIRECTOR: FELICIA D. THORNTON Mgmt No vote
1J ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt No vote
1K ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt No vote
1L ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt No vote
02 APPROVAL OF THE AMENDMENT TO THE NORDSTROM, Mgmt No vote
INC. EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt For For
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr Against For
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933392057
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt Split 98% For 2% Against Split
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt Split 94% For 6% Against Split
1C ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Split 99% For 1% Against Split
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt Split 99% For 1% Against Split
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Mgmt Split 96% For 4% Against Split
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Mgmt Split 98% For 2% Against Split
1G ELECTION OF DIRECTOR: JOHN B. HESS Mgmt Split 95% For 5% Against Split
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt Split 96% For 4% Against Split
1I ELECTION OF DIRECTOR: PAUL POLMAN Mgmt Split 98% For 2% Against Split
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Split 90% For 10% Against Split
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Split 83% For 17% Against Split
1L ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Split 90% For 10% Against Split
1M ELECTION OF DIRECTOR: PAUL G. STERN Mgmt Split 92% For 8% Against Split
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 98% For 2% Against Split
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 82% For 17% Against Split
1% Abstain
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt Split 58% 3 Years 2% 2 Years Split
COMPENSATION. 39% 1 Year 1% Abstain
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shr Split 53% For 46% Against Split
WRITTEN CONSENT. 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt Split 96% For 4% Against Split
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Split 97% For 3% Against Split
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt Split 98% For 2% Against Split
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt Split 93% For 7% Against Split
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt Split 97% For 3% Against Split
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt Split 98% For 2% Against Split
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Split 94% For 6% Against Split
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt Split 96% For 4% Against Split
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Split 89% For 11% Against Split
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt Split 96% For 4% Against Split
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Split 72% For 28% Against Split
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt Split 81% 1 Year 19% 3 Years Split
04 RATIFICATION OF THE APPOINTMENT OF Mgmt Split 99% For 1% Against Split
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011
FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Split 33% For 67% Against Split
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Split 44% For 56% Against Split
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Split 25% For 75% Against Split
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Split 4% For 91% Against Split
EXECUTIVE COMPENSATION 5% Abstain
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Split 1% For 83% Against Split
CHANGE RISK DISCLOSURE 16% Abstain
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Split 13% For 71% Against Split
CONTRIBUTIONS 16% Abstain
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933408189
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For Split
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt Split 98% For 2% Abstain Split
1C ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt Split 88% For 1% Against Split
11% Abstain
1D ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt Split 99% For 1% Abstain Split
1E ELECTION OF DIRECTOR: J.R. HOPE Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For Split
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For Split
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For Split
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt Split 98% For 2% Abstain Split
1J ELECTION OF DIRECTOR: S.R. ROGEL Mgmt Split 96% For 1% Against Split
3% Abstain
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt Split 85% For 5% Against Split
10% Abstain
1L ELECTION OF DIRECTOR: J.R. YOUNG Mgmt Split 97% For 3% Abstain Split
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Split 98% For 2% Against Split
& TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt Split 96% For 4% Against Split
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt Split 88% 1 Year 1% 2 Years Split
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY 11% 3 Years
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED
AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Split 20% For 80% Against Split
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt No vote
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt No vote
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt No vote
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt No vote
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt No vote
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt No vote
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt No vote
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt No vote
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt No vote
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt No vote
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr No vote
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr No vote
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr No vote
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr No vote
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr No vote
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt For For
ALLAN ZEMAN Mgmt For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years *
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
MARSICO GLOBAL FUND - 1550
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr Against For
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMYRIS,INC Agenda Number: 933402682
--------------------------------------------------------------------------------------------------------------------------
Security: 03236M101
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: AMRS
ISIN: US03236M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMIR KAUL Mgmt For For
CAROLE PIWNICA Mgmt For For
FERNANDO REINACH Mgmt For For
02 ADVISORY VOTE ON A RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
(THE "SAY-ON-PAY VOTE").
03 ADVISORY VOTE ON THE FREQUENCY OF THE SAY-ON-PAY Mgmt 3 Years For
VOTE.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645966
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: SGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 As a result of the Company's joining the special Mgmt For For
corporate governance segment of the BM and
Fbovespa S.A., called the Novo Mercado, to
ratify the resolution that approved the conversion
of all of the preferred shares issued by the
Company into common shares, at a ratio of one
preferred share for one common share and, consequently,
the extinction of the units representative
of shares issued by the Company
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645992
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: EGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 The company's joining the special corporate Mgmt For For
governance segment of the Bm and Fbovespa S.A.,
Bolsa De Valores, Mercadorias e Futuros, called
the Novo Mercado
2 If the resolution contained in item I above Mgmt For For
is approved, the conversion of all of the preferred
shares issued by the company into common shares,
at a ratio of one preferred share for one common
share and, consequently, the extinction of
the units representative of shares issued by
the company
3 The reverse split of common shares issued by Mgmt For For
the company, at the ratio of seven shares for
one new share, in such a way as to maintain
the continuity of the trading of shares issued
by the company on the stock exchange
4 If the resolutions in the above items are approved, Mgmt For For
the amendment of the corporate bylaws of the
company, with the objective of adapting them
to the rules of the regulations of the Novo
Mercado of the Bm and Fbovespa
5 Bearing in mind the move of the company to the Mgmt For For
Novo Mercado listing segment of the Bm and
Fbovespa, to ratify the election of the current
members of the board of directors of the company
and to extend their respective terms in office
until the date the annual general meeting that
approves the financial statements of the company
in relation to the fiscal year that ends on
December 31, 2012, is held
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN THE TEXT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702967665
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements and the accounting
statements accompanied by the independent
auditors report regarding the fiscal
year ending on December 31, 2010
II To decide on the allocation of the result of Mgmt For For
the fiscal year, the distribution
of dividends
III Replacement of Mr. Otavio Lopes Castello Branco Mgmt For For
Neto, Mr. Antonio Carlos De Freitas Valle
and Ms. Angela Regina Rodrigues De Paula Freitas
as members of the board of directors of company
and consequent election of their
replacements, in accordance with a proposal
from the management
IV To set the annual global remuneration of the Mgmt For For
administrators
V To install and elect the members of the finance Mgmt For For
committee and respective substitutes and
set their remuneration
CMMT NOTE: UNDER THE TERMS OF THE APPLICABLE LEGISLATION, Non-Voting
CUMULATIVE VOTING CAN BE ADOPTED FOR ITEM V.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702965433
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the company, as
a function of the capital increases approved
within the authorized capital by
resolutions passed at meetings of the board
of directors held on December 9, 2010,
at 7.00 pm, and December 20, 2010, at 6.00
pm
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING DATE FROM 29 APR 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT POSTPONEMENT OF MEETING DATE FROM 29 APR 2011 Non-Voting
TO 11 MAY 2011
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933396182
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. CASHMAN III Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
AJEI S. GOPAL Mgmt For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK BY 150,000,000 SHARES, FROM 150,000,000
SHARES TO 300,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE THIRD AMENDED AND RESTATED ANSYS, INC.
1996 STOCK OPTION AND GRANT PLAN.
04 A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
06 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702850721
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the year
ended 31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To re elect Alison Carnwath as a Director of Mgmt For For
the Company
4 To re elect Dambisa Moyo as a Director of the Mgmt For For
Company
5 To re elect Marcus Agius as a Director of the Mgmt For For
Company
6 To re elect David Booth as a Director of the Mgmt For For
Company
7 To re elect Sir Richard Broadbent as a Director Mgmt For For
of the Company
8 To re elect Fulvio Conti as a Director of the Mgmt For For
Company
9 To re elect Robert E Diamond Jr as a Director Mgmt For For
of the Company
10 To re-elect Simon Fraser as a Director of the Mgmt For For
Company
11 To re-elect Reuben Jeffery III as a Director Mgmt For For
of the Company
12 To re elect Sir Andrew Likierman as a Director Mgmt For For
of the Company
13 To re-elect Chris Lucas as a Director of the Mgmt For For
Company
14 To re elect Sir Michael Rake as a Director of Mgmt For For
the Company
15 To re-elect Sir John Sunderland as a Director Mgmt For For
of the Company
16 To re appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
17 To authorise the Directors to set the remuneration Mgmt For For
of the Auditors
18 To authorise the Company and its subsidiaries Mgmt For For
to make political donations and incur political
expenditure
19 To authorise the Directors to allot securities Mgmt For For
20 To authorise the Directors to allot equity securities Mgmt For For
for cash other than on a pro rata basis to
shareholders or to sell treasury shares
21 To authorise the Company to purchase its own Mgmt For For
shares
22 To authorise the Directors to call general meetings Mgmt For For
other than an AGM on not less than 14 clear
days notice
23 To approve and adopt the rules of the Barclays Mgmt For For
Group Long Term Incentive Plan
24 To approve and adopt the rules of the Barclays Mgmt For For
Group Share Value Plan
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda Number: 702858450
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting
MEETING IS 21 APR 11 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the financial statements and Non-Voting
annual report for the 2010 financial year with
the report of the supervisory board, the abbreviated
group financial statements and annual report,
and the report pursuant to sections 289(4)
and 315(4) of the German commercial code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 852,109,999.84 as follows: Payment
of a dividend of EUR 1.30 per no-par share
payment of a dividend of EUR 1.32 per preferred
share ex-dividend and payable date: May 13,
2011
3. Ratification of the acts of the board of MDs Mgmt For For
4. Ratification of the acts of the supervisory Mgmt For For
board
5. Appointment of auditors for the 2011 financial Mgmt For For
year: KPMG Ag, Berlin
6. Approval of the adjustment to the remuneration Mgmt For For
system for the board of MDs
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda Number: 702617599
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 21-Oct-2010
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the financial statements for BHP Billiton Mgmt For For
Plc and BHP Billiton Limited for the
YE 30 JUN 2010, together with the Directors'
report and the Auditor's report, as specified
in the annual report
2 Re-elect Dr John Buchanan as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton Limited,
who retires by rotation
3 Re-elect Mr David Crawford as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited has served on the Board for more than
9 years, in accordance with the Board's policy
4 Re-elect Mr Keith Rumble as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton Limited,
who retires by rotation
5 Re-elect Dr John Schubert as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton Limited,
has served on the Board for more than 9 years,
in accordance with the Board's policy
6 Re-elect Mr Jacques Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited, who retires by rotation
7 Appoint Mr Malcolm Broomhead as a Director by Mgmt For For
the Board of BHP Billiton Plc and BHP Billiton
Limited
8 Appoint Ms Carolyn Hewson as a Director by the Mgmt For For
Board of BHP Billiton Plc and BHP Billiton
Limited
9 Re-appoint KPMG Audit Plc as the Auditor of Mgmt For For
BHP Billiton Plc and authorize the Directors
to agree their remuneration
10 Grant authority to allot shares in BHP Billiton Mgmt For For
Plc or to grant rights to subscribe for
or to convert any security into shares in BHP
Billiton Plc 'rights' conferred on the
Directors by Article 9 of BHP Billiton Plc's
Articles of Association in accordance
with Section 551 of the United Kingdom Companies
Act 2006 be renewed for the period ending on
the later of the conclusion of the AGM
of BHP Billiton Plc and the AGM of BHP Billiton
Limited in 2011 provided that this authority
shall allow BHP Billiton Plc before the expiry
of this authority to make offers or agreements
which would or might require shares in BHP
Billiton Plc to be allotted, or rights to be
granted, after such expiry and, notwithstanding
such expiry, the Directors may allot shares
in BHP Billiton Plc, or grant rights, in CONTD.
CONT CONTD. pursuance of such offers or agreements Non-Voting
and for such period the Section 551
amount under the United Kingdom Companies
Act 2006 shall be USD 277,983,328, this authority
is in substitution for all previous authorities
conferred on the Directors in accordance
with Section 551 of the United Kingdom
Companies Act 2006, but without prejudice to
any allotment of shares or grant of rights
already made or offered or agreed to be made
pursuant to such authorities
11 Authorize the Directors, pursuant to Section Mgmt For For
570 of the United Kingdom Companies
Act 2006, to allot equity securities as defined
in Section 560 of the United Kingdom Companies
Act 2006 for cash and/or to allot equity
securities which are held by BHP Billiton
Plc as treasury shares pursuant to the authority
given by Item 10 and the power conferred on
the Directors by Article 9 of BHP Billiton
Plc's Articles of Association as if section
561 of the United Kingdom Companies Act 2006
did not apply to any such allotment, provided
that this power shall be limited to the allotment
of equity securities: a) in connection
with a rights issue or other issue the subject
of an offer or invitation, open for acceptance
for a period fixed by the Directors, to
i) holders of ordinary shares on the register
on a record date CONTD.
CONT CONTD. fixed by the Directors in proportion Non-Voting
as nearly as may be practicable to their
respective holdings and ii) other persons so
entitled by virtue of the rights attaching
to any other equity securities held by them,
but in both cases subject to such exclusions
or other arrangements as the Directors may
consider necessary or expedient to deal with
treasury shares, fractional entitlements
or securities represented by depositary receipts
or having regard to any legal or practical
problems under the laws of, or the
requirements of any regulatory body or stock
exchange in, any territory or otherwise
howsoever; and b) otherwise than pursuant to
this resolution, up to an aggregate nominal
amount of USD 55,778,030; CONTD.
CONT CONTD. Authority shall expire on the later Non-Voting
of the conclusion of the AGM of BHP Billiton
Plc and the AGM of BHP Billiton Limited in
2011 provided that this authority shall
allow BHP Billiton Plc before the expiry of
this authority to make offers or agreements
which would or might require equity securities
to be allotted after such expiry and, notwithstanding
such expiry, the Directors may allot equity
securities in pursuance of such offers or
agreements
12 Authorize BHP Billiton Plc, in accordance with Mgmt For For
Article 6 of its Articles of Association
and Section 701 of the United Kingdom Companies
Act 2006 to make market purchases as defined
in Section 693 of that Act of ordinary shares
of USD 0.50 nominal value each in the capital
of BHP Billiton Plc 'shares' provided that:
a) the maximum aggregate number of shares hereby
authorized to be purchased will be 223,112,120,
representing 10% of BHP Billiton Plc's issued
share capital; b) the minimum price that may
be paid for each share is USD 0.50, being
the nominal value of such a share; c) the maximum
price that may be paid for any share is
not more than 5% above the average of the middle
market quotations for a share taken from the
London Stock Exchange Daily CONTD.
CONT CONTD. Official List for the 5 business days Non-Voting
immediately preceding the date of purchase
of the shares; Authority expire on the later
of the AGM of BHP Billiton Plc and the AGM
of BHP Billiton Limited in 2011 provided
that BHP Billiton Plc may enter into a contract
or contracts for the purchase of shares
before the expiry of this authority which would
or might be completed wholly or partly after
such expiry and may make a purchase of shares
in pursuance of any such contract or
contracts
13 Approve the remuneration report for the YE 30 Mgmt For For
JUN 2010
14 Approve the BHP Billiton Limited Long Term Incentive Mgmt For For
Plan, as amended in the manner as specified
and the BHP Billiton Plc Long Term Incentive
Plan, as amended in the manner as specified
15 Approve the grant of Deferred Shares and Options Mgmt For For
under the BHP Billiton Limited Group
Incentive Scheme and the grant of Performance
Shares under the BHP Billiton Limited Long
Term Incentive Plan to Executive Director,
Mr Marius Kloppers, in the manner as
specified
16 Amend the Constitution of BHP Billiton Limited, Mgmt For For
with effect from the close of the 2010 AGM
of BHP Billiton Limited, in the manner outlined
in the Explanatory Notes and Appendix
2 to this Notice of Meeting and as specified
in the amended Constitution tabled by the Chair
of the meeting and signed for the purposes
of identification
17 Amend the Articles of Association of BHP Billiton Mgmt For For
Plc including certain provisions of the
Memorandum of Association deemed by the United
Kingdom Companies Act 2006 to be incorporated
into the Articles of Association , with effect
from the close of the 2010 AGM of BHP Billiton
Limited, in the manner outlined in the Explanatory
Notes and Appendix 2 to this Notice of Meeting
and as specified in the amended Articles of
Association and the amended Memorandum
of Association tabled by the Chair of the meeting
and signed for the purposes of identification
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN TEXT OF RESOLUTION NUMBER 12. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BR PPTYS S A Agenda Number: 702953250
--------------------------------------------------------------------------------------------------------------------------
Security: P59656101
Meeting Type: AGM
Meeting Date: 25-Apr-2011
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors' accounts, Mgmt For For
to examine, discuss and approve the company's
consolidated financial statements relating
to fiscal year ending December 31, 2010
II To approve the distribution of net profits relating Mgmt For For
to fiscal year ending December 31, 2010
and to pay company dividends
--------------------------------------------------------------------------------------------------------------------------
BR PPTYS S A Agenda Number: 702945633
--------------------------------------------------------------------------------------------------------------------------
Security: P59656101
Meeting Type: EGM
Meeting Date: 04-May-2011
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I.A The consolidation of the corporate bylaws of Mgmt For For
the company to reflect a. the new amount
of the share capital of the company, which
was increased, within the limit of the authorized
capital of the company, as a result of the
exercise of stock purchase options during
2010
I.B The correct numbering of the articles of the Mgmt For For
corporate bylaws of the company
II Establishment of the aggregate annual remuneration Mgmt For For
of the managers
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING FROM 25 APR TO 04 MAY 2011. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702583902
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I Approve the election to fill three vacant positions Mgmt For For
for alternate members of the Board of Directors
of the Company, who will have a term in office
until the AGM that decides regarding the
FY that is to in on 31 DEC 2011, together
with the members of the Board of Directors
elected at the AGM held on 30 APR 2010
II Approve to split the shares issued by the Company, Mgmt For For
in such a way that each one current share
becomes split into two shares, without changing
the share capital
III Approve to increase the share capital of the Mgmt For For
Company, without the issuance of new shares,
for the purpose of capitalizing part of the
profit reserve account
IV.A Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capital increases
approved by the Board of Directors of the
Company
IV.B Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the share split,
in the event the resolution contained in
item II above is approved
IV.C Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capitalization
of part of the profit reserves of the Company,
in the event the resolution contained in item
III above is approved
V Approve to increase the authorized capital limit Mgmt For For
and the corresponding amendment of the
wording of the Main Part of Article 6 of the
Corporate Bylaws of the Company
VI Approve the creation of a Bylaws reserve for Mgmt For For
the purpose of guaranteeing funds for
investments, with the consequent amendment
of the wording of the second Paragraph of
Article 31 of the Corporate Bylaws of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 14 SEP 2010 TO 23 SEP
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702718480
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 09-Dec-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I In accordance with that which is provided for Mgmt For For
in Article 256 of law number 6404.76, to
approve the acquisition, by Ecisa Engenharia,
Comercio E Industria Ltda., from here
onwards Ecisa Engenharia, a subsidiary of the
Company, of shares representative of 50.01%
of the share capital of Cima Empreendimentos
Do Brasil S.A., from here onwards Cima, the
Company that owns the enterprise called Shopping
Center Tijuca, in accordance with the terms
of the agreement for the promise of purchase
and sale of shares entered into by the Company
on November 19, 2010
II To authorize the practice of all the acts necessary Mgmt For For
for the implementation of the resolution contained
in Item I above
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702885661
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I) To increase the share capital of the Company, Mgmt For For
without the issuance of new shares, for
the purpose of capitalizing part of the profit
reserve balance, if the matters submitted
to the annual general meeting are approved
II) To amend the wording of the main part of article Mgmt For For
5 of the corporate bylaws of the Company, for
the purpose of reflecting a. the capital increases
approved by the Board of Directors of the
Company, and b. the capitalization of part
of the profit reserves of the Company, in
the event the matter contained in item iii
above is approved
III) To establish the aggregate amount of the remuneration Mgmt For For
of the managers of the Company for the 2011
fiscal year
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702889063
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 807530 DUE TO AGM MEETING WAS COMPLETED
WITH EGM AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements
II Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933405892
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHARLESWORTH Mgmt For For
MONTGOMERY F. MORAN Mgmt For For
02 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 3 Years For
VOTES.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, GENEVE Agenda Number: 702562124
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 08-Sep-2010
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 729469 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1. Approve the reports of the Auditors, the consolidated Mgmt Take No Action
financial statements of the Group, the financial
statements of the Company and the Directors'
report for the FYE 31 MAR 2010
2. Approve the retained earnings available for Mgmt Take No Action
distribution amounted to CHF 1,600,466,093;
that a dividend of CHF 0.35 be paid per Richemont
share; this is equivalent to CHF 0.350 per
'A' bearer share in the Company and CHF 0.035
per 'B' registered share in the Company; this
represents a total dividend payable of CHF
200,970,000, subject to a waiver by Richemont
Employee Benefits Limited, a wholly owned subsidiary
of the Company, of its entitlement to receive
dividends on an estimated 20 million Richemont
'A' shares held in treasury; the Board of Directors
proposes that the remaining available retained
earnings of the Company at 31 MAR 2010 after
payment of the dividend be carried forward
to the following business year
3. Grant discharge to the Members from their obligations Mgmt Take No Action
in respect of the FYE 31 MAR 2010
4.1 Re-elect Johann Rupert as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.2 Re-elect Dr. Franco Cologni as a Member of the Mgmt Take No Action
Board of Directors to serve for a further term
of 1 year
4.3 Re-elect Lord Douro as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.4 Re-elect Yves-Andre Istel as a Member of the Mgmt Take No Action
Board of Directors to serve for a further term
of 1 year
4.5 Re-elect Richard Lepeu as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.6 Re-elect Ruggero Magnoni as a Member of the Mgmt Take No Action
Board of Directors to serve for a further term
of 1 year
4.7 Re-elect Simon Murray as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.8 Re-elect Alain Dominique Perrin as a Member Mgmt Take No Action
of the Board of Directors to serve for a further
term of 1 year
4.9 Re-elect Norbert Platt as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.10 Re-elect Alan Quasha as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.11 Re-elect Lord Renwick of Clifton as a Member Mgmt Take No Action
of the Board of Directors to serve for a further
term of 1 year
4.12 Re-elect Jan Rupert as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
4.13 Re-elect Prof. Jurgen Schrempp as a Member of Mgmt Take No Action
the Board of Directors to serve for a further
term of 1 year
4.14 Re-elect Martha Wikstrom as a Member of the Mgmt Take No Action
Board of Directors to serve for a further term
of 1 year
4.15 Election of Josua Malherbe as a Member of the Mgmt Take No Action
Board of Directors to serve for a further term
of 1 year
4.16 Election of Dr. Frederick Mostert as a Member Mgmt Take No Action
of the Board of Directors to serve for a further
term of 1 year
4.17 Election of Guillaume Pictet as a Member of Mgmt Take No Action
the Board of Directors to serve for a further
term of 1 year
4.18 Election of Dominique Rochat as a Member of Mgmt Take No Action
the Board of Directors to serve for a further
term of 1 year
4.19 Election of Gary Saage as a Member of the Board Mgmt Take No Action
of Directors to serve for a further term of
1 year
5. Re-appoint PricewaterhouseCoopers as the Auditors Mgmt Take No Action
of the Company for a further term of 1 year
6.1 Amend the Articles 6, 12, 15, 18, 21, 26 and Mgmt Take No Action
28 of the Articles of Incorporation as specified
6.2 Approve that the Company's Articles of Incorporation Mgmt Take No Action
be supplemented with an English translation
(the French version will continue to prevail)
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933434437
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt Split 97% For 3% Against Split
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For Split
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For Split
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For Split
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For Split
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For Split
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt Split 85% For 15% Against Split
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For Split
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Split 90% For 10% Against Split
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt Split 72% For 28% Against Split
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Split 99% For 1% Against Split
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Split 98% For 1% Against Split
1% Abstain
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PPTYS LTD Agenda Number: 702628883
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 730796 DUE TO ADDITIONAL RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100916/LTN20100916237.pdf
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Receive the audited financial statements and Mgmt For For
reports of the Directors and Auditors for the
YE 30 JUN 2010
2. Declare a final dividend Mgmt For For
3.A Re-elect Mr. Dominic Chiu Fai Ho as a Director Mgmt For For
3.B Re-elect Mr. Ronnie Chichung Chan as a Director Mgmt For For
3.C Re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.D Re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.E Re-elect Mr. Henry Tze Yin Yiu as a Director Mgmt For For
3.F Re-elect Mr. Hau Cheong Ho as a Director Mgmt For For
3.G Authorize the Board of Directors to fix Directors' Mgmt For For
fees
4. Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5. Authorize the Directors to purchase the Company's Mgmt For For
shares
6. Authorize the Directors to issue additional Mgmt For For
shares
7. Approve the addition of repurchased shares to Mgmt For For
be included under the general mandate in Resolution
no. 6
--------------------------------------------------------------------------------------------------------------------------
IFM INVESTMENTS LTD Agenda Number: 933342103
--------------------------------------------------------------------------------------------------------------------------
Security: 45172L100
Meeting Type: Annual
Meeting Date: 12-Nov-2010
Ticker: CTC
ISIN: US45172L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2009
2A RE-ELECTION OF DIRECTOR: DONALD ZHANG Mgmt For For
2B RE-ELECTION OF DIRECTOR: LIANG PEI Mgmt For For
2C RE-ELECTION OF DIRECTOR: KEVIN YUNG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 702520582
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: OGM
Meeting Date: 13-Jul-2010
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 14 JUL 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of Changes in the Clear Heritage, State
of Flows of Cash and Memory and Management
report of Industry of Design Textile, Joint-stock
company Inditex, S.A. corresponding to the
Company exercise 2009, Finished on 31 JAN
2010
2 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of the Global Result, State of Changes
in the Clear Heritage Been of Flows of
Cash and Memory and report of Management of
the group consolidated Group Inditex correspondents
to the company exercise 2009, finished
on 31 JAN 2010, as well as of the Social Management
3 Approve the result and distribution of dividends Mgmt For For
4.A Re-elect Mr. Amancio Ortega Gaona to the Board Mgmt For For
of Directors, with the qualification
of Executive Counselor
4.B Re-elect Mr. Pablo Isla Alvarez De Tejera to Mgmt For For
the Board of Directors, with the qualification
of Executive Counselor
4.C Re-elect Mr. Juan Manuel Urgoiti Lopez De Ocana Mgmt For For
to the Board of Directors, with the qualification
of Executive Counselor
5.A Appointment of Mr. Nils Smedegaard Andersen Mgmt For For
as an Counselor, with the qualification
of External Independent Counselor
5.B Appointment of Mr. Emilio Saracho Rodriguez Mgmt For For
De Torres as an Counselor, with the qualification
of External Independent Counselor
6 Amend the Social By-Laws: Articles 12, 21, 31 Mgmt For For
and 32 as specified
7 Amend the regulation of general meeting: Article Mgmt For For
15 (Celebration of the General Meeting)
8 Re-elect the Account Auditors Mgmt For For
9 Authorize the Board of Directors for the derivative Mgmt For For
acquisition of own actions
10 Grant powers for execution of Agreements Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933410540
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1B ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1C ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
02 TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES
AND (II) INCREASE THE RATIO BY WHICH FULL VALUE
AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933376077
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FLOYD D. LOOP Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE STALK JR. Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG H. BARRATT Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT TO Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
05 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 702847534
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 798734 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 798818, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1 Annual report, financial statements and group Mgmt Take No Action
accounts for the year 2010, report of the statutory
auditors
2 Allocation of share premium reserves Mgmt Take No Action
3.1 Appropriation of disposable profit, dissolution Mgmt Take No Action
and distribution of share premium reserves
3.2 Disposal from balance sheet item share premium Mgmt Take No Action
reserves for the purpose of share repurchases
4 Discharge of the members of the board of directors Mgmt Take No Action
and of the executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the Mgmt Take No Action
board of directors
5.1.2 Re-election of Charles Stonehill (3 years) to Mgmt Take No Action
the board of directors
5.2 New election of Heinrich Baumann (3 years) to Mgmt Take No Action
the board of directors
6 The Board of Directors proposes that KPMG AG, Mgmt Take No Action
Zurich, be elected as Statutory Auditors for
another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KUEHNE & NAGEL INTL AG Agenda Number: 702979634
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 750902, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1 Annual report, annual accounts and consolidated Mgmt Take No Action
accounts 2010
2.A Decision about the utilization of available Mgmt Take No Action
earnings: application of profits and assignment
at cash investment
2.B Decision about the utilization of available Mgmt Take No Action
earnings: filling from cash investment reserves
3 Approval of the activities of the board of directors Mgmt Take No Action
and the management
4.A Election of the board of director: Mr. Juergen Mgmt Take No Action
Fitschen
4.B Election of the board of director: Mr. Karl Mgmt Take No Action
Gernandt
4.C Election of the board of director: Mr. Hans-Joerg Mgmt Take No Action
Hager
4.D Election of the board of director: Mr. Klaus-Michael Mgmt Take No Action
Kuehne
4.E Election of the board of director: Mr. Hans Mgmt Take No Action
Lerch
4.F Election of the board of director: Mr. Dr. Wolfgang Mgmt Take No Action
Peiner
4.G Election of the board of director: Mr. Dr. Thomas Mgmt Take No Action
Staehelin
4.H Election of the board of director: Mr. Dr. Joerg Mgmt Take No Action
Wolle
4.I Election of the board of director: Mr. Bernd Mgmt Take No Action
Wrede
4.J Election of the board of director: Mr. Dr. Renato Mgmt Take No Action
Fassbind
5 Elections of the auditors KPMG Ag, Zurich Mgmt Take No Action
6 Ad-hoc Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702580691
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: SGM
Meeting Date: 13-Sep-2010
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100826/LTN20100826449.pdf
1 Approve the Scheme and the Option Offer both Mgmt For For
as defined in the notice convening the
SGM
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702932737
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411558.pdf
CMMT COMMENT HAS BEEN REMOVED Non-Voting
1 To receive and adopt the Audited Consolidated Mgmt For For
Accounts and Reports of the Directors and
the Auditors for the year ended 31 December
2010
2 To declare a final dividend of 52 HK cents per Mgmt For For
share
3.a To re-elect Dr William Fung Kwok Lun as Director Mgmt For For
3.b To re-elect Mr Allan Wong Chi Yun as Director Mgmt For For
3.c To re-elect Mr Benedict Chang Yew Teck as Director Mgmt For For
4 To fix the Director's fees and additional remuneration Mgmt For For
to Non-executive Directors who serve
on the board committees
5 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix
their remuneration
6 To give a general mandate to the Directors to Mgmt For For
repurchase the Company's shares up to 10%
7 To give a general mandate to the Directors to Mgmt For For
issue new shares up to 20% or in the case
of issue of new shares solely for cash and
unrelated to any asset acquisition, up to 10%
8 To authorise the Directors to issue the shares Mgmt For For
repurchased by the Company
9 To approve the Share Subdivision Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE AND REMOVAL OF FOR AND
AGAINST COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LLX LOGISTICA S A Agenda Number: 702965469
--------------------------------------------------------------------------------------------------------------------------
Security: P6398Y105
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRLLXLACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditor's report
relating to fiscal year ending December 31,
2010
II To decide on the allocation of the net profits Mgmt For For
from the fiscal year ended on December 31,
2010
III To elect the members of the board of directors Mgmt For For
IV To set the global remuneration of the company Mgmt For For
administrators
--------------------------------------------------------------------------------------------------------------------------
LLX LOGISTICA S A Agenda Number: 702965926
--------------------------------------------------------------------------------------------------------------------------
Security: P6398Y105
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRLLXLACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Ratification of the cancellation of 126,900 Mgmt For For
shares of the company, which resulted
in the decrease of its share capital in the
amount of BRL 182,339.87, as approved
at the meeting of the board of directors of
March 23, 2011
II Amendment of article 5 of the corporate bylaws Mgmt For For
followed by its consolidation, in such a way
as to reflect recent changes in the share capital
of the company, as a result of the increase
approved by the management within the limit
of the authorized capital and its later reduction,
which occurred because of the exercise
of the right of withdrawal by the shareholders
who dissented from the resolution of the
extraordinary general meeting of October 28,
2010, which approved the spin off from LLX
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt For For
MICHAEL SPENCE Mgmt For For
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702847596
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 799253 DUE TO DELETION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 741313, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the financial Mgmt Take No Action
statements of Nestle S.A. and the consolidated
financial statements of the Nestle group for
2010
1.2 Acceptance of the Compensation Report 2010 (advisory Mgmt Take No Action
vote)
2 Release of the members of the Board of Directors Mgmt Take No Action
and of the Management
3 Appropriation of profits resulting from the Mgmt Take No Action
balance sheet of Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Mgmt Take No Action
Bulcke
4.1.2 Re-election to the Board of Directors: Mr. Andreas Mgmt Take No Action
Koopmann
4.1.3 Re-election to the Board of Directors: Mr. Rolf Mgmt Take No Action
Hanggi
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Mgmt Take No Action
Meyers
4.1.5 Re-election to the Board of Directors: Mrs. Mgmt Take No Action
Naina Lal Kidwai
4.1.6 Re-election to the Board of Directors: Mr. Beat Mgmt Take No Action
Hess
4.2 Election to the Board of Directors: Ms. Ann Mgmt Take No Action
Veneman (for a term of three years)
4.3 Re-election of the statutory auditors: KPMG Mgmt Take No Action
S.A., Geneva branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased Mgmt Take No Action
under the share buy-back programmes, and reduction
of the share capital by CHF 16 500 000
--------------------------------------------------------------------------------------------------------------------------
NOVOZYMES A/S Agenda Number: 702776468
--------------------------------------------------------------------------------------------------------------------------
Security: K7317J117
Meeting Type: AGM
Meeting Date: 02-Mar-2011
Ticker:
ISIN: DK0010272129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE
ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED
IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "6, 7 AND 8.A TO 8.E". THANK YOU.
1 Report of the Board of Directors Non-Voting
2 Approval of the annual report 2010 Mgmt For For
3 Distribution of profit Mgmt For For
4 Approval of general guidelines for remuneration Mgmt For For
of the Board and Executive Management
5 Approval of remuneration of the Board Mgmt For For
6 Election of Chairman: Henrik Gurtler Mgmt For For
7 Election of Vice Chairman: Kurt Anker Nielsen Mgmt For For
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
8.a Election of the Board of Director: Paul Petter Mgmt For For
Aas
8.b Election of the Board of Director: Mathias Uhlen Mgmt For For
8.c Election of the Board of Director: Lena Olving Mgmt For For
8.d Election of the Board of Director: Jorgen Buhl Mgmt For For
Rasmussen
8.e Election of the Board of Director: Mgmt For For
Agnete Raaschou-Nielsen
9 Re-election of PwC as a Auditor Mgmt For For
10.a Proposal from the Board of Directors: Deletion Mgmt For For
of article 2 (Registered office)
10.b Proposal from the Board of Directors: Article Mgmt For For
13.2 (Retirement age for board members)
10.c Proposal from the Board of Directors: Authorization Mgmt For For
to purchase treasury stock
10.d Proposal from the Board of Directors: Authorization Mgmt For For
to meeting chairman
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933356760
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2000 STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1995 DIRECTORS' Mgmt For For
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702605188
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the vote to be cast by the Company, Mgmt For For
in a meeting of owners of the subsidiary
Ogx Petroleo E Gas Ltda. from here onwards
Ogx Ltda. relative to the decision for the
spinoff of Ogx Ltda from here onwards the spinoff,
with the transfer of a portion of its assets
to another subsidiary, Ogx Campos Petroleo
E Gas S.A. from here onwards Ogx Campos, in
which the Company also has 99.99% of the
share capital
2 Election of Eduardo Karrer, Luiz Eduardo Guimaraes Mgmt For For
Carneiro and Paulo Monteiro Barbosa
Filho to the vacant positions on the Board
of Directors of the Company
3 Amendment of Article 5 of the Corporate Bylaws Mgmt For For
of the Company, bearing in mind the exercise
of the right to subscribe to shares resulting
from the stock option program for common
shares issued by the Company, which was
approved at the EGM held on 30 APR 2008,
as it was later consolidated, in such a
way as to reflect the increase of the share
capital and the new number of shares
4 Amend the Article 14 of the Corporate Bylaws Mgmt For For
of the Company and their later consolidation
in such a way as to adapt the names and duties
of the Executive Committee of the Company to
its current composition
5 Approve the extension of the stock option program Mgmt For For
for common shares issued by the Company, in
accordance with the terms of Article 168, paragraph
3, of law number 6404.76, until 31 DEC 2015
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933433930
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PDG RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702631703
--------------------------------------------------------------------------------------------------------------------------
Security: P7649U108
Meeting Type: EGM
Meeting Date: 04-Nov-2010
Ticker:
ISIN: BRPDGRACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Split of all the common shares issued by the Mgmt For For
Company, in such a way that, if it is approved,
for each nominative, book entry common share
with no par value issued by the company,
from here onwards common share, there will
be created and attributed to the owner one
new common share, with the same integral
rights and advantages as the pre-existing common
shares, with it being the case that each
common share will come to be represented by
two common shares after the share split,
with the depositary shares continuing to represent
two common shares after the split
II To amend Article 5 and its paragraphs of the Mgmt For For
corporate bylaws of the Company, as a result
of the share split proposed and of the issuances
carried out by the board of directors to
this date within the authorized capital
III To confirm and ratify all the acts that have Mgmt For For
been done by the management prior to the
date of the general meeting related to the
matters contained in this agenda
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 25TH OCT TO 04TH NOV 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 702606661
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 01-Nov-2010
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100914/LTN20100914492.pdf
1 Approve the adjustment of remuneration of domestic Mgmt For For
persons of the Company acting as the Independent
Non-executive Directors
2.1 Approve the means of the major asset restructuring, Mgmt For For
object of the transaction and parties to the
transaction
2.2 Approve the transaction price and basis of pricing Mgmt For For
involved in the major asset restructuring
2.3 Approve the vesting of profit or loss arising Mgmt For For
from the relevant assets from the base date
of asset pricing to the completion date
2.4 Approve the contract obligations and default Mgmt For For
liabilities under the transfer of ownership
of the relevant assets
2.5 Approve the validity period of the resolution Mgmt For For
of the major asset restructuring
3 Approve the supplemental agreement to the Share Mgmt For For
Subscription Agreement entered into
between the Company and SDB
4 Approve the profits forecast compensation agreement Mgmt For For
entered into between the Company and SDB
5 Authorize the Board to process matters relating Mgmt For For
to the major asset restructuring
of the Company at the general meeting
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933303478
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL J. MURPHY Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
TIMOTHY A. WICKS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shr Against For
STRUCTURE
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933435845
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALEX PELLEGRINI Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION PAID TO OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS
04 VOTE TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933455265
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2012.
03 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933373134
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Annual
Meeting Date: 09-Mar-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THOMAS WROE, JR. OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT WROE, MARK
"AGAINST" TO ELECT ROSKAM
1B ELECTION OF ED CONRAD OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT CONRAD, MARK "AGAINST"
TO ELECT ROSKAM
1C ELECTION OF PAUL EDGERLEY OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT EDGERLEY, MARK
"AGAINST" TO ELECT ROSKAM
1D ELECTION OF MICHAEL J. JACOBSON OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT JACOBSON,
MARK "AGAINST" TO ELECT ROSKAM
1E ELECTION OF JOHN LEWIS OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT LEWIS, MARK "AGAINST" TO
ELECT ROSKAM
1F ELECTION OF SETH MEISEL OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT MEISEL, MARK "AGAINST"
TO ELECT ROSKAM
1G ELECTION OF CHARLES W. PEFFER OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT PEFFER, MARK
"AGAINST" TO ELECT ROSKAM
1H ELECTION OF MICHAEL WARD OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT WARD, MARK "AGAINST"
TO ELECT ROSKAM
1I ELECTION OF STEPHEN ZIDE OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT ZIDE, MARK "AGAINST"
TO ELECT ROSKAM
1J ELECTION OF KIRK P. POND OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT POND, MARK "AGAINST"
TO ELECT ROSKAM
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933426288
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Special
Meeting Date: 10-May-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2010 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS AND ANNUAL REPORT FOR FISCAL YEAR
2010 IN THE ENGLISH LANGUAGE.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2009 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS FOR FISCAL YEAR 2009 IN THE ENGLISH
LANGUAGE.
03 PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD Mgmt For For
OF DIRECTORS FROM CERTAIN LIABILITY FOR 2009
AND 2010.
04 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THE SPECIAL MEETING TO REPURCHASE
AS MANY SHARES IN THE CAPITAL OF THE COMPANY
AS IS PERMITTED BY LAW AND THE COMPANY'S ARTICLES
OF ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 5 YEARS FROM THE
DATE OF THE SPECIAL MEETING TO ISSUE ORDINARY
SHARES AND/OR PREFERRED SHARES AND/OR GRANT
RIGHTS TO ACQUIRE OUR SHARES.
06 PROPOSAL TO AMEND OUR ARTICLES OF ASSOCIATION Mgmt For For
AND AUTHORIZE THE CHAIRMAN OF OUR BOARD OF
DIRECTORS AND EACH EMPLOYEE OF LOYENS & LOEFF
N.V. TO EXECUTE THE DEED OF AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE Agenda Number: 933390421
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADAM ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS CLARKE Mgmt For For
CLAYTON DALEY, JR. Mgmt For For
BRUCE DUNCAN Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
STEPHEN QUAZZO Mgmt For For
THOMAS RYDER Mgmt For For
FRITS VAN PAASSCHEN Mgmt For For
KNEELAND YOUNGBLOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 RESOLVED, THAT THE COMPANY STOCKHOLDERS APPROVE, Mgmt For For
ON AN ADVISORY BASIS, THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY
STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1L ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt Split 99% For 1% Against Split
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Split 96% For 4% Against Split
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Split 97% For 3% Against Split
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt Split 97% For 3% Against Split
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Split 57% For 43% Against Split
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt Split 99% For 1% Against Split
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Split 92% For 8% Against Split
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt Split 99% For 1% Against Split
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Split 97% For 3% Against Split
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Split 96% For 4% Against Split
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt Split 99% For 1% Against Split
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt Split 99% For 1% Against Split
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For Split
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt Split 89% For 11% Against Split
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 96% For 4% Against Split
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 85% 1 Year 15% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 703112766
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
3. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
4. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
5. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
6. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
7. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
8. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
9. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
10. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
11. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
12. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding answers by the Company
to questions from shareholders
13. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding exercise of voting
rights at general meetings of shareholders
14. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding claims for damages
against the directors
15. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
sanction imposed on the officers (directors
and executive officers)
16. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of personalized
information of each director and executive
officer of the Company
17. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding individual disclosure
of information of each advisor to the board,
advisor and shayu of the Company
18. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of information
concerning employees who entered the Company
from a ministry or agency of government or
other public organizations
19. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding conditions of employment
for temporary employees
20. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding Retained Earnings
21.1 Shareholders' Proposals: Appoint a Director Shr Against For
21.2 Shareholders' Proposals: Appoint a Director Shr Against For
21.3 Shareholders' Proposals: Appoint a Director Shr Against For
21.4 Shareholders' Proposals: Appoint a Director Shr Against For
21.5 Shareholders' Proposals: Appoint a Director Shr Against For
21.6 Shareholders' Proposals: Appoint a Director Shr Against For
21.7 Shareholders' Proposals: Appoint a Director Shr Against For
21.8 Shareholders' Proposals: Appoint a Director Shr Against For
21.9 Shareholders' Proposals: Appoint a Director Shr Against For
21.10 Shareholders' Proposals: Appoint a Director Shr Against For
21.11 Shareholders' Proposals: Appoint a Director Shr Against For
21.12 Shareholders' Proposals: Appoint a Director Shr Against For
21.13 Shareholders' Proposals: Appoint a Director Shr Against For
21.14 Shareholders' Proposals: Appoint a Director Shr Against For
21.15 Shareholders' Proposals: Appoint a Director Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ULTRA PETROLEUM CORP. Agenda Number: 933440202
--------------------------------------------------------------------------------------------------------------------------
Security: 903914109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: UPL
ISIN: CA9039141093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF MICHAEL D. WATFORD AS DIRECTOR Mgmt For For
1B ELECTION OF W. CHARLES HELTON AS DIRECTOR Mgmt For For
1C ELECTION OF ROBERT E. RIGNEY AS DIRECTOR Mgmt For For
1D ELECTION OF STEPHEN J. MCDANIEL AS DIRECTOR Mgmt For For
1E ELECTION OF ROGER A. BROWN AS DIRECTOR Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG, LLP, AS AUDITORS Mgmt For For
OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 IF PRESENTED, A SHAREHOLDER PROPOSAL REGARDING Shr Against For
HYDRAULIC FRACTURING WHICH IS OPPOSED BY THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt No vote
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt No vote
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt No vote
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt No vote
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt No vote
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt No vote
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt No vote
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt No vote
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt No vote
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt No vote
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr No vote
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr No vote
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr No vote
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr No vote
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr No vote
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 702936634
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411351.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
fi nancial statements of the Company and the
reports of the directors and auditors of the
Company for the year ended 31 December 2010
2.a To re-elect Ms. Linda Chen as executive director Mgmt For For
of the Company
2.b To re-elect Dr. Allan Zeman as non-executive Mgmt For For
director of the Company
2.c To re-elect Mr. Bruce Rockowitz as independent Mgmt For For
non-executive director of the Company
2.d To authorize the board of directors of the Company Mgmt For For
to fix the respective directors' remuneration
3 To re-appoint Ernst & Young as auditors of the Mgmt For For
Company and to authorize the board of directors
of the Company to fix auditors' remuneration
4 To give a general mandate to the directors of Mgmt For For
the Company to repurchase shares of the
Company not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing of
this resolution
5 To give a general mandate to the directors of Mgmt For For
the Company to allot, issue and deal with new
shares of the Company not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
6 To extend the general mandate granted to the Mgmt For For
directors of the Company to allot, issue
and deal with new shares of the Company by
the aggregate nominal amount of shares repurchased
by the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
MARSICO GROWTH FUND - 1100
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr Against For
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933403622
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON-DISCRIMINATION Shr Against For
POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shr Against For
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC Agenda Number: 933331491
--------------------------------------------------------------------------------------------------------------------------
Security: 05545E209
Meeting Type: Annual
Meeting Date: 21-Oct-2010
Ticker: BBL
ISIN: US05545E2090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2010 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON PLC AND BHP BILLITON
LIMITED
02 TO RE-ELECT DR JOHN BUCHANAN AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
03 TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
04 TO RE-ELECT MR KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
05 TO RE-ELECT DR JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
06 TO RE-ELECT MR JACQUES NASSER AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
07 TO ELECT MR MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC AND BHP BILLITON LIMITED
08 TO ELECT MS CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC AND BHP BILLITON LIMITED
09 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For For
BHP BILLITON PLC
10 TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES Mgmt For For
IN BHP BILLITON PLC
11 TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
12 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For For
PLC
13 TO APPROVE THE 2010 REMUNERATION REPORT Mgmt For For
14 TO APPROVE AMENDMENTS TO THE LONG TERM INCENTIVE Mgmt For For
PLAN
15 TO APPROVE THE GRANT OF AWARDS TO MR MARIUS Mgmt For For
KLOPPERS UNDER THE GIS AND THE LTIP
16 TO APPROVE AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
BHP BILLITON LIMITED
17 TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF BHP BILLITON PLC
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933387311
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY H. HANDEL Mgmt No vote
EDDY W. HARTENSTEIN Mgmt No vote
MARIA KLAWE, PH.D. Mgmt No vote
JOHN E. MAJOR Mgmt No vote
SCOTT A. MCGREGOR Mgmt No vote
WILLIAM T. MORROW Mgmt No vote
HENRY SAMUELI, PH.D. Mgmt No vote
JOHN A.C. SWAINSON Mgmt No vote
ROBERT E. SWITZ Mgmt No vote
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt No vote
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT.
03 TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON Mgmt No vote
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt Split 92% For 7% Against Split
1% Abstain
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt Split 99% For 1% Against Split
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt Split 99% For 1% Against Split
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 93% For 6% Against Split
1% Abstain
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 99% For 1% Against Split
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Split 92% For 7% Against Split
1% Abstain
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 93% For 6% Against Split
1% Abstain
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt Split 98% For 2% Against Split
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 98% For 2% Against Split
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt Split 98% For 2% Against Split
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt Split 99% For 1% Against Split
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt Split 98% For 2% Against Split
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt Split 86% For 14% Against Split
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt Split 96% For 4% Against Split
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt Split 97% For 3% Against Split
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 87% 1 Year 13% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt Split 98% For 2% Against Split
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Split 6% For 62% Against Split
NON-PARTISANSHIP. 32% Abstain
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 23% For 40% Against Split
POLITICAL CONTRIBUTIONS. 37% Abstain
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 4% For 76% Against Split
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL 20% Abstain
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Split 43% For 46% Against Split
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL 11% Abstain
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Split 27% For 53% Against Split
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND 20% Abstain
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES INC Agenda Number: 933422444
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
H. R. SANDERS, JR. Mgmt For For
ROBERT J. GRANT Mgmt For For
2 RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 NON-BINDING ADVISORY VOTE TO APPROVE THE FREQUENCY Mgmt 3 Years For
OF THE SHAREHOLDER VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933400929
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
06 ELECTION OF DIRECTOR: CARL WARE Mgmt For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Mgmt For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933405741
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS
OF TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S
SHARES TO CALL A SPECIAL MEETING OF SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK Mgmt For For
INCENTIVE PLAN AND MATERIAL TERMS OF PLAN PERFORMANCE
GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933385230
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
02 APPROVING AMENDMENTS TO THE AMENDED REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED
UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933398516
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE A. ALCORN Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL CONCERNING ACCELERATED Shr Against For
VESTING OF EXECUTIVE OFFICER STOCK AWARDS UPON
A CHANGE OF CONTROL, IF PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL Shr Against For
CONTRIBUTIONS, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933319419
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr Against For
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shr Against For
PLANNING.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933435720
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933387854
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For Split
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt Split 99% For 1% Against Split
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Split 94% For 6% Against Split
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt Split 98% For 2% Against Split
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt Split 99% For 1% Against Split
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt Split 97% For 3% Against Split
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt Split 97% For 3% Against Split
1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For Split
1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt Split 99% For 1% Against Split
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For Split
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For Split
02 SELECTION OF INDEPENDENT AUDITORS. Mgmt Split 99% For 1% Against Split
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 87% For 12% Against Split
1% Abstain
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt Split 59% 1 Year 41% 3 Years Split
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Split 22% For 60% Against Split
RIGHTS POLICY. 18% Abstain
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr Split 37% For 63% Against Split
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702932737
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411558.pdf
CMMT COMMENT HAS BEEN REMOVED Non-Voting
1 To receive and adopt the Audited Consolidated Mgmt For For
Accounts and Reports of the Directors and
the Auditors for the year ended 31 December
2010
2 To declare a final dividend of 52 HK cents per Mgmt For For
share
3.a To re-elect Dr William Fung Kwok Lun as Director Mgmt For For
3.b To re-elect Mr Allan Wong Chi Yun as Director Mgmt For For
3.c To re-elect Mr Benedict Chang Yew Teck as Director Mgmt For For
4 To fix the Director's fees and additional remuneration Mgmt For For
to Non-executive Directors who serve
on the board committees
5 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix
their remuneration
6 To give a general mandate to the Directors to Mgmt For For
repurchase the Company's shares up to 10%
7 To give a general mandate to the Directors to Mgmt For For
issue new shares up to 20% or in the case
of issue of new shares solely for cash and
unrelated to any asset acquisition, up to 10%
8 To authorise the Directors to issue the shares Mgmt For For
repurchased by the Company
9 To approve the Share Subdivision Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE AND REMOVAL OF FOR AND
AGAINST COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933396978
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
DR. CELESTE A. CLARK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2011.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933398403
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt No vote
1B ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt No vote
1C ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1D ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt No vote
1E ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt No vote
1F ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt No vote
1G ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt No vote
1H ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt No vote
1I ELECTION OF DIRECTOR: FELICIA D. THORNTON Mgmt No vote
1J ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt No vote
1K ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt No vote
1L ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt No vote
02 APPROVAL OF THE AMENDMENT TO THE NORDSTROM, Mgmt No vote
INC. EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt For For
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933378223
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
ROBERT MEHRABIAN Mgmt For For
2 PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS Mgmt For For
UNDER THE OMNIBUS INCENTIVE PLAN.
3 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE OMNIBUS INCENTIVE PLAN.
4 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO RECOMMEND THE FREQUENCY OF APPROVING EXECUTIVE Mgmt 1 Year For
COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
7 SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT Shr Against For
OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933384086
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For Split
OSCAR BERNARDES Mgmt For Split
NANCE K. DICCIANI Mgmt For Split
EDWARD G. GALANTE Mgmt For Split
CLAIRE W. GARGALLI Mgmt For Split
IRA D. HALL Mgmt For Split
RAYMOND W. LEBOEUF Mgmt For Split
LARRY D. MCVAY Mgmt For Split
WAYNE T. SMITH Mgmt For Split
ROBERT L. WOOD Mgmt For Split
2 APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, Mgmt Split 96% For 4% Against Split
THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT.
3 RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, Mgmt Split 79% 1 Year 21% 3 Years Split
THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S Mgmt Split 97% For 2% Against Split
SECTION 162(M) PLAN. 1% Abstain
5 TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. Mgmt Split 95% For 5% Against Split
LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE
DIRECTORS AS ELIGIBLE PARTICIPANTS.
6 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 99% For 1% Against Split
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr Against For
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933455265
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2012.
03 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933368044
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1F ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1G ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1H ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1I ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1J ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN
05 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN INCREASE IN NUMBER OF AUTHORIZED SHARES
UNDER THE PLAN
06 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2011
07 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933392057
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt Split 98% For 2% Against Split
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt Split 94% For 6% Against Split
1C ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Split 99% For 1% Against Split
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt Split 99% For 1% Against Split
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Mgmt Split 96% For 4% Against Split
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Mgmt Split 98% For 2% Against Split
1G ELECTION OF DIRECTOR: JOHN B. HESS Mgmt Split 95% For 5% Against Split
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt Split 96% For 4% Against Split
1I ELECTION OF DIRECTOR: PAUL POLMAN Mgmt Split 98% For 2% Against Split
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Split 90% For 10% Against Split
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Split 83% For 17% Against Split
1L ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Split 90% For 10% Against Split
1M ELECTION OF DIRECTOR: PAUL G. STERN Mgmt Split 92% For 8% Against Split
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 98% For 2% Against Split
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 82% For 17% Against Split
1% Abstain
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt Split 58% 3 Years 2% 2 Years Split
COMPENSATION. 39% 1 Year 1% Abstain
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shr Split 53% For 46% Against Split
WRITTEN CONSENT. 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933333394
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AERIN LAUDER Mgmt For For
WILLIAM P. LAUDER Mgmt For For
L.F. DE ROTHSCHILD Mgmt For For
RICHARD D. PARSONS Mgmt For For
RICHARD F. ZANNINO Mgmt For For
02 APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
FISCAL 2002 SHARE INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt Split 96% For 4% Against Split
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Split 97% For 3% Against Split
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt Split 98% For 2% Against Split
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt Split 93% For 7% Against Split
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt Split 97% For 3% Against Split
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt Split 98% For 2% Against Split
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Split 94% For 6% Against Split
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt Split 96% For 4% Against Split
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Split 89% For 11% Against Split
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt Split 96% For 4% Against Split
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Split 72% For 28% Against Split
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt Split 81% 1 Year 19% 3 Years Split
04 RATIFICATION OF THE APPOINTMENT OF Mgmt Split 99% For 1% Against Split
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011
FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Split 33% For 67% Against Split
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Split 44% For 56% Against Split
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Split 25% For 75% Against Split
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Split 4% For 91% Against Split
EXECUTIVE COMPENSATION 5% Abstain
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Split 1% For 83% Against Split
CHANGE RISK DISCLOSURE 16% Abstain
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Split 13% For 71% Against Split
CONTRIBUTIONS 16% Abstain
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt Split 99% For 1% Against Split
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Split 96% For 4% Against Split
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Split 97% For 3% Against Split
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt Split 97% For 3% Against Split
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Split 57% For 43% Against Split
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt Split 99% For 1% Against Split
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Split 92% For 8% Against Split
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt Split 99% For 1% Against Split
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Split 97% For 3% Against Split
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Split 96% For 4% Against Split
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt Split 99% For 1% Against Split
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt Split 99% For 1% Against Split
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For Split
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt Split 89% For 11% Against Split
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 96% For 4% Against Split
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 85% 1 Year 15% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933412316
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: J. THOMAS PRESBY Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2012.
3 APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 THE FREQUENCY OF STOCKHOLDER VOTES TO APPROVE Mgmt 1 Year For
THE COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933411124
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt Split 99% For 1% Against Split
1B ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt Split 96% For 4% Against Split
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt Split 96% For 4% Against Split
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Split 95% For 5% Against Split
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Mgmt Split 95% For 5% Against Split
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt Split 88% For 12% Against Split
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt Split 95% For 5% Against Split
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: FRED HASSAN Mgmt Split 99% For 1% Against Split
1J ELECTION OF DIRECTOR: MICHAEL A. MILES Mgmt Split 80% For 20% Against Split
1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt Split 84% For 16% Against Split
1L ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt Split 99% For 1% Against Split
1M ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt Split 97% For 3% Against Split
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt Split 99% For 1% Against Split
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 81% For 18% Against Split
1% Abstain
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt Split 66% 3 Years 33% 1 Year Split
ADVISORY VOTE ON EXECUTIVE COMPENSATION. 1% Abstain
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For Split
CERTIFICATE OF INCORPORATION TO REMOVE ABSOLUTE
MAJORITY VOTE PROVISIONS IN THE FORM ATTACHED
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
B.
06 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shr Split 65% For 35% Against Split
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933408189
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For Split
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt Split 98% For 2% Abstain Split
1C ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt Split 88% For 1% Against Split
11% Abstain
1D ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt Split 99% For 1% Abstain Split
1E ELECTION OF DIRECTOR: J.R. HOPE Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For Split
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For Split
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For Split
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt Split 98% For 2% Abstain Split
1J ELECTION OF DIRECTOR: S.R. ROGEL Mgmt Split 96% For 1% Against Split
3% Abstain
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt Split 85% For 5% Against Split
10% Abstain
1L ELECTION OF DIRECTOR: J.R. YOUNG Mgmt Split 97% For 3% Abstain Split
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Split 98% For 2% Against Split
& TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt Split 96% For 4% Against Split
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt Split 88% 1 Year 1% 2 Years Split
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY 11% 3 Years
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For Split
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED
AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Split 20% For 80% Against Split
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt No vote
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt No vote
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt No vote
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt No vote
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt No vote
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt No vote
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt No vote
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt No vote
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt No vote
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt No vote
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt No vote
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt No vote
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt No vote
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr No vote
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr No vote
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr No vote
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr No vote
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr No vote
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt For For
ALLAN ZEMAN Mgmt For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years *
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 933405525
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1B ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID GRISSOM Mgmt For For
1D ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For For
1G ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 Mgmt For For
OF PROXY)
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION (PAGE 23 OF PROXY)
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES
(PAGE 24 OF PROXY)
05 PROPOSAL APPROVING AMENDMENT TO COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO PERMIT SHAREHOLDERS
TO CALL SPECIAL MEETINGS (PAGE 25 OF PROXY)
MARSICO INTERNATIONAL OPPORTUNITIES FUND - 1350
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 702856040
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Submission of the audited financial statements Non-Voting
of Adidas Ag and the approved consolidated
financial statements 31 December 2010, the
annual report for Adidas Ag and the consolidated
management report
2. Resolution on the appropriation of profits Mgmt For For
3. Resolution on the approval of the executive Mgmt For For
board for the fiscal year 2010
4. Resolution on the approval of the supervisory Mgmt For For
board for fiscal year 2010
5. Resolution on the cancellation of the authorized Mgmt For For
capital in accordance with section 3 of the
statute on the establishment of a new authorized
capital and the authorization to exclude subscription
rights and the corresponding amendment
6. Appointment of the auditor and group auditor Mgmt For For
for the fiscal year 2011 and the auditors for
any audit review of the interim financial report
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645966
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: SGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 As a result of the Company's joining the special Mgmt For For
corporate governance segment of the BM and
Fbovespa S.A., called the Novo Mercado, to
ratify the resolution that approved the conversion
of all of the preferred shares issued by the
Company into common shares, at a ratio of one
preferred share for one common share and, consequently,
the extinction of the units representative
of shares issued by the Company
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702645992
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L123
Meeting Type: EGM
Meeting Date: 29-Oct-2010
Ticker:
ISIN: BRAEDUCDAM18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 The company's joining the special corporate Mgmt For For
governance segment of the Bm and Fbovespa S.A.,
Bolsa De Valores, Mercadorias e Futuros, called
the Novo Mercado
2 If the resolution contained in item I above Mgmt For For
is approved, the conversion of all of the preferred
shares issued by the company into common shares,
at a ratio of one preferred share for one common
share and, consequently, the extinction of
the units representative of shares issued by
the company
3 The reverse split of common shares issued by Mgmt For For
the company, at the ratio of seven shares for
one new share, in such a way as to maintain
the continuity of the trading of shares issued
by the company on the stock exchange
4 If the resolutions in the above items are approved, Mgmt For For
the amendment of the corporate bylaws of the
company, with the objective of adapting them
to the rules of the regulations of the Novo
Mercado of the Bm and Fbovespa
5 Bearing in mind the move of the company to the Mgmt For For
Novo Mercado listing segment of the Bm and
Fbovespa, to ratify the election of the current
members of the board of directors of the company
and to extend their respective terms in office
until the date the annual general meeting that
approves the financial statements of the company
in relation to the fiscal year that ends on
December 31, 2012, is held
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN THE TEXT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702967665
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements and the accounting
statements accompanied by the independent
auditors report regarding the fiscal
year ending on December 31, 2010
II To decide on the allocation of the result of Mgmt For For
the fiscal year, the distribution
of dividends
III Replacement of Mr. Otavio Lopes Castello Branco Mgmt For For
Neto, Mr. Antonio Carlos De Freitas Valle
and Ms. Angela Regina Rodrigues De Paula Freitas
as members of the board of directors of company
and consequent election of their
replacements, in accordance with a proposal
from the management
IV To set the annual global remuneration of the Mgmt For For
administrators
V To install and elect the members of the finance Mgmt For For
committee and respective substitutes and
set their remuneration
CMMT NOTE: UNDER THE TERMS OF THE APPLICABLE LEGISLATION, Non-Voting
CUMULATIVE VOTING CAN BE ADOPTED FOR ITEM V.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, SP Agenda Number: 702965433
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the company, as
a function of the capital increases approved
within the authorized capital by
resolutions passed at meetings of the board
of directors held on December 9, 2010,
at 7.00 pm, and December 20, 2010, at 6.00 pm
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting
OF MEETING DATE FROM 29 APR 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT POSTPONEMENT OF MEETING DATE FROM 29 APR 2011 Non-Voting
TO 11 MAY 2011
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 702901681
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE
REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
A.1 Proposal to replace the words "the last Tuesday Mgmt Take No Action
of April" in the first paragraph of Article
24 with the words "the last Wednesday of April"
A.2 Proposal to add the following new paragraph Mgmt Take No Action
at the end of Article 22:"The Company is authorised
to deviate from the provisions of Article 520ter,
indents 1 and 2, of the Companies Code, in
respect of any persons falling within the scope
of such provisions."
A.3a Entry into force of the modifications to the Mgmt Take No Action
Articles of Association resulting from the
law on the exercise of certain rights of shareholders
in listed companies: Proposal to resolve (i)
that the modifications to the Articles of Association
provided for in items 3 (b) to 3 (g) shall
(a) be made under the condition precedent that
a law implementing Directive 2007/36/EC on
the exercise of certain rights of shareholders
in listed companies (the ''Law'') is published
in the Belgian State Gazette and (b) enter
into force on the date, if any, on which the
Law (as may be amended, supplemented or implemented
by any law or regulation) provides that such
modifications enter into force and, in case
the Law (as may be amended, supplemented or
implemented by any law or regulation) does
not provide such a date, such modifications
will enter into force on the date on which
the Law enters into force; and (ii) that the
provisions of the articles of association that
are the object of modification by items 3 (b)
to 3 (g) below (a) will remain in force until
the corresponding modifications to the articles
of association enter into force and (b) will
be, for these purposes, set out at the end
of the articles of association as transitional
provisions; it being understood that the above
proposed resolution shall not be submitted
to the vote of the Extraordinary General Meeting
of Shareholders in the event that the Law is
published before the Extraordinary General
Meeting which will effectively deliberate upon
this item
A.3.b Modification to Article 24 - Meetings: Proposal Mgmt Take No Action
to delete the words ''The Body convening a
meeting shall designate the places where the
certified statement of blocking of dematerialised
shares is to be deposited'' in the third paragraph
of Article 24 and to add the following paragraph
at the end of Article 24: ''Working days shall
mean all days of the week with the exception
of Saturdays, Sundays and legal public holidays
in Belgium.''
A.3.c Modification to Article 25 - Admission to Shareholders' Mgmt Take No Action
Meetings: Proposal to replace Article 25 as
follows: ''a) Conditions of admission to Shareholders'
Meetings: In order to have the right to participate
in and vote at the Meeting, shareholders must:
(i) have the ownership of their shares recorded
in their name, as at midnight Central European
Time on the fourteenth (14th) calendar day
preceding the date of the Meeting (the ''record
date''): - through registration in the register
of the registered shares of the company, for
holders of registered shares; or- through book-entry
in the accounts of an authorised account holder
or clearing organisation, for holders of dematerialised
shares. Holders of bearer shares must first
convert their bearer shares into registered
or dematerialized shares; and (ii) notify the
company (or the person designated by the company)
by returning a signed original paper form or,
if permitted by the company in the notice convening
the Shareholders Meeting, by sending a form
electronically (in which case the form shall
be signed by means of an electronic signature
in accordance with applicable Belgian law),
at the latest on the sixth (6th) calendar day
preceding the day of the Meeting, of their
intention to participate in the Meeting, indicating
the number of shares in respect of which they
intend to do so. In addition, the holders of
dematerialised shares must, at the latest on
the same day, provide the company (or the person
designated by the company), or arrange for
the company (or the person designated by the
company) to be provided, with an original certificate
issued by an authorised account holder or a
clearing organisation certifying the number
of shares owned on the record date by the relevant
shareholder and for which it has notified its
intention to participate in the Meeting. An
issuer of certificates relating to registered
shares must notify its capacity of issuer to
the company, which will record such capacity
in the register of such shares. An issuer which
refrains from notifying this capacity to the
company can only vote at a Shareholders' Meeting
if the written notification indicating its
intention to participate in that Shareholders''
Meeting specifies its capacity of issuer. An
issuer of certificates linked to dematerialised
shares must notify its capacity of issuer to
the company before exercising any vote, at
the latest through the written notification
indicating its intention to participate in
the Shareholders' Meeting, failing which such
shares cannot participate in voting. b) Proxies
and powers of attorney: Any shareholder with
the right to vote may either personally participate
in the Meeting or give a proxy to another person,
who need not be a shareholder, to represent
it at a Shareholders' Meeting. A shareholder
may designate, for a given meeting, only one
person as proxy holder, except in circumstances
where Belgian law allows the designation of
multiple proxy holders. The appointment of
a proxy holder may take place in paper form
or electronically (in which case the form shall
be signed by means of an electronic signature
in accordance with applicable Belgian law),
through a form which shall be made available
by the company. The signed original paper form
or electronic form must be received by the
company at the latest on the sixth (6th) calendar
day preceding the date of the Meeting. Any
appointment of a proxy holder shall comply
with relevant requirements of applicable Belgian
law in terms of conflicting interests, record
keeping and any other applicable requirement.
c) Formalities for admission: Prior to the
Meeting, the shareholders or their proxies
are required to sign an attendance sheet, indicating
their first name, last name, and place of residence
or corporate denomination and registered office,
as well as the number of shares in respect
of which they are participating in the Meeting.
Representatives of legal entities must provide
the documents evidencing their capacity as
bodies or special proxy holders. The natural
persons, shareholders, bodies or proxy holders
who take part in the Shareholders' Meeting
must be able to prove their identity. d) Other
securities: The holders of profit sharing certificates,
non-voting shares, bonds, subscription rights
or other securities issued by the company,
as well as the holders of certificates issued
with the assistance of the company and representing
securities issued by the latter, may participate
in the Shareholders' Meeting insofar as the
law entitles them to do so, and, as the case
may be, gives them the right to participate
in voting. If they propose to participate,
they are subject to the same formalities concerning
admission and access, and forms and filing
of proxies, as those imposed on the shareholders.''
A.3.d Modification to Article 26 BIS - Vote by correspondence: Mgmt Take No Action
Proposal to rename Article 26BIS''''Remote
Voting Before The Shareholders' Meeting''
and to replace it as follows: ''Any shareholder
may vote remotely before the Meeting, by sending
a paper form or, if permitted by the company
in the notice convening the Shareholders' Meeting,
by sending a form electronically (in which
case the form shall be signed by means of an
electronic signature in accordance with applicable
Belgian law), through a form which shall be
made available by the company.The original
signed paper form must be received by the company
at the latest on the sixth (6th) calendar day
preceding the date of the Meeting. Voting through
the sending of the signed electronic form may
occur until the calendar day before the date
of the Meeting. The company may also organise
a remote vote before the Meeting through other
electronic communication methods, such as,
among others, through one or several Web sites.
It shall specify the practical terms of any
such remote vote in the convening notice. The
company will ensure that, when arranging remote
electronic voting before the Shareholders'
Meeting, either through the sending of an electronic
form or through other electronic communication
methods, the company is able, through the system
used, to control the identity and capacity
as shareholder of each person casting a vote
electronically. Shareholders voting remotely,
must, in order for their vote to be taken into
account for the calculation of the quorum and
voting majority, comply with the conditions
set out in Article25.''
A.3.e Modification to Article 28 - Deliberations: Mgmt Take No Action
Proposal to rename Article 28 ''Agenda And
Deliberations'' and to replace the first paragraph
with the following paragraphs: ''The Shareholders'
Meeting may deliberate only the business on
its agenda. One or more shareholders representing
at least 3% of the capital of the company may
request for items to be added to the agenda
and submit resolution proposals in relation
to existing agenda items or new items to be
added to the agenda provided that they prove
holding of such shareholding as at the date
of their request by, as far as registered shares
are concerned, a certificate evidencing the
registration of the shares in the register
of shares of the company or, as far as dematerialised
shares are concerned, by a certificate issued
by an authorised account holder or a clearing
organisation certifying the book-entry of the
shares in one or several accounts held by such
account holder or clearing organisation. Such
right shall not be available in relation to
a second extraordinary Shareholders' Meeting
that is convened for lack of a quorum at the
first extraordinary Shareholders' Meeting.The
new agenda items and/or resolution proposals
should be received by the company in signed
original paper form or electronically (in which
case the form shall be signed by means of an
electronic signature in accordance with applicable
Belgian law), at the latest on the twentysecond
(22nd) calendar day preceding the date of the
Shareholders' Meeting and the company shall
publish a revised agenda at the latest on the
fifteenth (15th) calendar day preceding the
date of the Meeting. The handling of such new
agenda items and/or resolution proposals during
the Meeting is subject to the relevant shareholder(s)
having satisfied, with respect to shares representing
at least 3% of the capital, the conditions
set forth in Article 25, a), (i) and (ii).''
A.3.f Modification to Article 30 - Adjournments: Proposal Mgmt Take No Action
to replace the second and third paragraphs
of Article 30 as follows: ''Such adjournment
cancels all decisions taken during the Meeting.
The Shareholders' Meeting shall be held again
within five (5) weeks and with the same agenda.
Shareholders wishing to participate in such
Meeting shall fulfil the admission conditions
set out in Article 25 a). To this effect, a
record date shall be set on the fourteenth
(14th) calendar day at midnight Central European
Time preceding the date of the second Meeting.''
A.3.g Modification to Article 36 BIS: Proposal to Mgmt Take No Action
delete Article 36 BIS
A.4.a Issuance of 215,000 subscription rights and Non-Voting
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Special report by the Board of Directors
on the issuance of subscription rights and
the exclusion of the preference right of the
existing shareholders in favour of specific
persons, drawn up in accordance with Articles
583, 596 and 598 of the Companies Code
A.4.b Issuance of 215,000 subscription rights and Non-Voting
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Special report by the statutory auditor
on the exclusion of the preference right of
the existing shareholders in favour of specific
persons, drawn up in accordance with Articles
596 and 598 of the Companies Code
A.4.c Issuance of 215,000 subscription rights and Mgmt Take No Action
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Proposed resolution: excluding the
preference right of the existing shareholders
in relation to the issuance of subscription
rights in favour of all current Directors of
the Company, as identified in the report referred
under item (a) above
A.4.d Issuance of 215,000 subscription rights and Mgmt Take No Action
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Issuance of subscription rights: Proposed
resolution: approving the issuance of 215,000
subscription rights and determining their terms
and conditions (as such terms and conditions
are appended to the report referred under item
(a) above). The main provisions of these terms
and conditions can be summarised as follows:
each subscription right confers the right to
subscribe in cash to one ordinary share in
the Company, with the same rights (including
dividend rights) as the existing shares. Each
subscription right is granted for no consideration.
Its exercise price equals the average price
of the Company share on Euronext Brussels over
the 30 calendar days preceding the issuance
of the subscription rights by the Shareholders'
Meeting. All subscription rights have a term
of five years as from their issuance and become
exercisable as follows: a first third may be
exercised from 1 January 2013 up to and including
25 April 2016, a second third may be exercised
from 1 January 2014 up to and including 25
April 2016 and the last third may be exercised
from 1 January 2015 up to and including 25
April 2016. At the end of the exercise period,
the subscription rights that have not been
exercised automatically become null and void
A.4.e Issuance of 215,000 subscription rights and Mgmt Take No Action
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Conditional capital increase: Proposed
resolution: increasing the capital of the Company,
under the condition precedent and to the extent
of the exercise of the subscription rights,
for a maximum amount equal to the number of
subscription rights issued multiplied by their
exercise price and allocation of the issuance
premium to an account not available for distribution
A.4.f Issuance of 215,000 subscription rights and Mgmt Take No Action
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Express approval pursuant to Article
554, indent 7, of the Companies Code: Proposed
resolution: expressly approving the granting
of the above-mentioned subscription rights
to any Director of the Company who is independent
within the meaning of Article 526ter of the
Companies Code
A.4.g Issuance of 215,000 subscription rights and Mgmt Take No Action
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Powers: Proposed resolution: granting
powers to two Directors acting jointly to have
recorded by notarial deed the exercise of the
subscription rights, the corresponding increase
of the capital, the number of new shares issued,
the resulting modification to the articles
of association and the allocation of the issuance
premium to an account not available for distribution
B.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2010
B.2 Report by the statutory auditor on the accounting Non-Voting
year ended on 31 December 2010
B.3 Communication of the consolidated annual accounts Non-Voting
relating to the accounting year ended on 31
December 2010, as well as the management report
by the Board of Directors and the report by
the statutory auditor on the consolidated annual
accounts
B.4 Approval of the statutory annual accounts: Proposed Mgmt Take No Action
resolution: approving the statutory annual
accounts relating to the accounting year ended
on 31 December 2010, including the following
allocation of the result: Profit of the accounting
year: EUR 53,198, Profit carried forward from
the preceding accounting year: EUR 7,018,197,
Result to be allocated: EUR 7,071,395, Deduction
for the unavailable reserve: - EUR 68, Gross
dividend for the shares (*): EUR 1,275,707,
Balance of carried forward profit: EUR 5,795,620,
(*) On a per share basis, this represents a
gross dividend of EUR 0.8, giving right to
a dividend net of Belgian withholding tax of
EUR 0.6 per share (in case of 25% Belgian withholding
tax), of EUR 0.68 per share (in case of 15%
Belgian withholding tax) and of EUR 0.8 per
share (in case of exemption from Belgian withholding
tax). Such amount may fluctuate depending on
the number of own shares held by the Company
on the dividend payment date. The dividend
will be payable as from 02 May 2011
B.5 Discharge to the Directors: Proposed resolution: Mgmt Take No Action
granting discharge to the Directors for the
performance of their duties during the accounting
year ended on 31 December 2010
B.6 Discharge to the statutory auditor: Proposed Mgmt Take No Action
resolution: granting discharge to the statutory
auditor for the performance of his duties during
the accounting year ended on 31 December 2010.
B.7 Acknowledgment of the end of the mandate as Non-Voting
director of Mr. Arnoud de Pret, Mr. Jean-Luc
Dehaene and Mr. August Busch IV.
B.8.a Appointment of directors: Proposed resolution: Mgmt Take No Action
renewing the appointment as director of Mr.
St fan Descheemaeker, for a period of four
years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2014
B.8.b Proposed resolution: appointing as director Mgmt Take No Action
Mr. Paul Cornet de Ways Ruart, for a period
of four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. Mr. Paul Cornet
is a Belgian citizen. He is a Commercial Engineer
Cum Laude from the Catholic University of Louvain
(1991) and holds an MBA with Dean's Honour
from the University of Chicago (1996) with
concentration in Finance. He is currently working
for Yahoo! EMEA where he is Chief of Staff
and Senior Financial Director responsible for
Corporate Development and Audience. Before
Yahoo!, Mr. Cornet was the Director of Strategy
for Orange (UK mobile operator) and spent seven
years with McKinsey&Company in London and Palo
Alto (CA). He is also on the Boards of EPS,
Rayvax, Sparflex and several venture capital
backed technology companies
B.8.c Proposed resolution: renewing the appointment Mgmt Take No Action
as independent director of Mr. Kees Storm,
for a period of two years ending after the
shareholders' meeting which will be asked to
approve the accounts for the year 2012. The
renewal of the mandate for only two years is
in line with the Company's Corporate Governance
Charter which provides that the term of office
of directors shall end immediately after the
shareholders' meeting following their 70th
birthday. Mr. Storm complies with the functional,
family and financial criteria of independence
as provided for in Article 526ter of the Companies
Code and in the Company's Corporate Governance
Charter, except for the requirement not to
have been a non-executive director of the company
for more than three successive terms (Article
526ter, par. 1, 2 ). Except when legally required
to apply the definition of Article 526ter,
par. 1, 2 , the Board proposes to consider
that Mr. Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the contribution
of Mr. Storm to the functioning of the Board
has not been influenced by the length of his
tenure. Mr. Storm has acquired a superior understanding
of the Company's business, its underlying strategy
and specific culture, in particular in his
capacity of Chairman of the Audit Committee,
and in light of his particular experience,
reputation and background it is in the Company's
best interests to renew him as an independent
director for an additional term of 2 years.
Moreover, Mr. Storm expressly stated and the
Board is of the opinion that he does not have
any relationship with any company which could
compromise his independence
B.8.d Proposed resolution: renewing the appointment Mgmt Take No Action
as independent director of Mr. Peter Harf,
for a period of four years ending after the
shareholders' meeting which will be asked to
approve the accounts for the year 2014. Mr.
Harf complies with the functional, family and
financial criteria of independence as provided
for in Article 526ter of the Companies Code
and in the Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article 526ter,
par. 1, 2 ). Except when legally required to
apply the definition of Article 526ter, par.
1, 2 , the Board proposes to consider that
Mr. Harf continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the contribution
of Mr. Harf to the functioning of the Board
has not been influenced by the length of his
tenure. Mr. Harf has acquired a superior understanding
of the Company's business, its underlying strategy
and specific culture, in particular in his
capacity of Chairman of the Board, and in light
of his particular experience, reputation and
background it is in the Company's best interests
to renew him as an independent director for
an additional term of 4 years. Moreover, Mr.
Harf expressly stated and the Board is of the
opinion that he does not have any relationship
with any company which could compromise his
independence
B.8.e Proposed resolution: appointing as independent Mgmt Take No Action
director Mr. Olivier Goudet, for a period of
four years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2014. Mr. Olivier Goudet is a
French citizen. He is Executive Vice President
and Chief Financial Officer of Mars, Incorporated.
He joined Mars in 1990, serving on the finance
team of the French business. After six years,
he left Mars to join the VALEO Group, where
he held several senior executive positions.
In 1998, he returned to Mars, where he became
Chief Financial Officer in 2004. In 2008, his
role was broadened to the position of Executive
Vice President and CFO. Mr. Goudet is also
a director of the Wm. Wrigley Jr. Company,
Mars' gum and confections subsidiary, where
Berkshire Hathaway is a minority investor.
He holds a degree in engineering from l'Ecole
Centrale de Paris and graduated from the ESSEC
Business School in Paris with a major in finance.
Mr. Goudet complies with the functional, family
and financial criteria of independence as provided
for in Article 526ter of the Companies Code
and in the Company's Corporate Governance Charter.
Moreover, Mr. Goudet expressly stated and the
Board is of the opinion that he does not have
any relationship with any company which could
compromise his independence
B.9.a Proposed resolution: approving the Remuneration Mgmt Take No Action
report for the financial year 2010 as set out
in the 2010 annual report, including the executive
remuneration policy. Such policy provides for
the possibility of granting variable compensation
in the form of shares that are immediately
vested, subject to a five-year blocking period.
In addition, the executive remuneration policy
provides that the Company may also grant matching
shares (in the form of restricted stock units)
and stock options, the value of which can exceed
25% of the annual remuneration and which vest
after a period of five years but without being
subject to a specific performance test. Special
forfeiture rules apply to matching shares and
stock options in case of termination of service
before the end of the five-year vesting period.
The 2010 annual report and remuneration report
containing the executive remuneration policy,
can be reviewed as indicated at the end of
this notice
B.9.b Proposed resolution: confirming the specified Mgmt Take No Action
grants of stock options and restricted stock
units to executives: a) Confirmation, for US
law purposes, of two new programs launched
in November 2010 under the Company's Long Term
Incentive Stock Options Plan, allowing for
the offer, over a period of 10 years, of (i)
stock options on a maximum of 5,000,000 ordinary
shares of the Company and (ii) stock options
on a maximum of 5,000,000 American Depositary
Shares (ADSs) of the Company, all of which
can be granted to employees of the Company
and/or its majority owned subsidiaries in the
form of Incentive Stock Options (ISOs) pursuant
to Sections 421 and 422 of the US Internal
Revenue Code of 1986, as amended. Each stock
option gives the recipient the right to purchase
one existing share in the Company listed on
Euronext Brussels or one existing American
Depositary Share of the Company traded on the
New York Stock Exchange. The exercise price
of each stock option corresponds to the fair
value of the Company share or of the ADS at
the time of granting of the options. b) Confirmation
of three specific Long Term Restricted Stock
Unit Programs i. a program allowing for the
offer of restricted stock units to certain
employees in certain specific circumstances
at the discretion of the Chief Executive Officer
of Anheuser-Busch InBev e.g. to compensate
for assignments of expatriates to certain specific
countries. Each restricted stock unit will
vest only after a five-year vesting period
without performance test. In case of termination
of service before the vesting date, special
forfeiture rules apply. Confirmation of the
hardship grant of approximately 120,000 restricted
stock units under the Program in 2010 to employees
of the Company and/or its majority owned subsidiaries.
ii. a program allowing for the exceptional
offer of restricted stock units to certain
employees at the discretion of the Remuneration
Committee of Anheuser-Busch InBev as a long-term
retention incentive for key employees of the
Company. The first half of the restricted stock
units vest after five years and the other half
vest only after a ten-year period. No performance
test is applied. In case of termination of
service before the vesting date, special forfeiture
rules apply. Confirmation of the grant of approximately
320,000 restricted stock units under the Program
in 2010 to employees of the Company and/or
its majority owned subsidiaries. iii. a program
allowing certain employees to purchase Company
shares at a discount aimed as a long-term retention
incentive for highpotential employees of the
Company and/or its majority owned subsidiaries,
who are at a mid-manager level. The voluntary
investment in Company shares leads to the grant
of 3 matching shares for each share invested.
The discount and matching shares are granted
in the form of restricted stock units which
vest after 5 years. In case of termination
before the vesting date, special forfeiture
rules apply
B10.a Approval of change of control provisions relating Mgmt Take No Action
to the Updated EMTN Programme: Proposed resolution:
approving, in accordance with Article 556 of
the Companies Code, (i) Condition 7.5 of the
Terms & Conditions (Change of Control Put)
of the EUR 15,000,000,000 updated Euro Medium
Term Note Programme dated 18 October 2010 of
the Company and Brandbrew SA (the "Issuers")
and Deutsche Bank AG., London Branch acting
as Arranger (the "Updated EMTN Programme"),
which may be applicable in the case of notes
issued under the Updated EMTN Programme and
(ii) any other provision in the Updated EMTN
Programme granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Terms
& Conditions of the Updated EMTN Programme)
(*). (*) Pursuant to the Updated EMTN Programme,
(a) "Change of Control" means "any person or
group of persons acting in concert (in each
case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". If a Change of Control Put is specified
in the applicable Final Terms of the notes,
Condition 7.5 of the Terms & Conditions of
the Updated EMTN Programme grants, to any noteholder,
in essence, the right to request the redemption
of his notes at the redemption amount specified
in the Final Terms of the notes, together,
if appropriate, with interest accrued upon
the occurrence of a Change of Control and a
related downgrade in the notes to sub-investment
grade
B10.b Approval of change of control provisions relating Mgmt Take No Action
to the US Dollar notes: Proposed resolution:
approving, in accordance with Article 556 of
the Companies Code, (i) the Change of Control
clause of the USD 3,250,000,000 notes issued
on 29 and 26 March 2010, consisting of USD
1,000,000,000 2.50% notes due 2013, USD 750,000,000
3.625% notes due 2015, USD 1,000,000,000 5.00%
notes due 2020 and USD 500,000,000 Floating
Rate Notes due 2013 (the "Unregistered Notes
issued in March 2010"), (ii) the Change of
Control clause of the USD 3,250,000,000 registered
notes issued in September 2010, consisting
of USD 1,000,000,000 2.50% notes due 2013,
USD 750,000,000 3.625% notes due 2015, USD
1,000,000,000 5.00% notes due 2020 and USD
500,000,000 Floating Rate Notes due 2013, issued
in exchange for corresponding amounts of the
corresponding unregistered notes issued in
March 2010, in accordance with a US Form F-4
Registration Statement pursuant to an exchange
offer launched by Anheuser-Busch InBev Worldwide
Inc. in the U.S. on 5 August 2010 and expired
on 2 September 2010 (the "Registered Notes
issued in September 2010"), (iii) the Change
of Control clause of the USD 8,000,000,000
registered notes issued in March 2011, consisting
of USD 1,250,000,000 7.20% notes due 2014,
USD 2,500,000,000 7.75% notes due 2019 and
USD 1,250,000,000 8.20% notes due 2039, USD
1,550,000,000 5.375% notes due 2014, USD 1,000,000,000
6.875% notes due 2019 and USD 450,000,000 8.00%
notes due 2039, each issued in exchange for
corresponding amounts of the corresponding
unregistered notes issued in January 2009 and
of the corresponding unregistered notes issued
in May 2009, in accordance with a US Form F-4
Registration Statement pursuant to an exchange
offer launched by Anheuser-Busch InBev Worldwide
Inc. in the U.S. on 11 February 2011 and expired
on 14 March 2011 (the "Registered Notes issued
in March 2011"), whereby each of the Unregistered
Notes issued in March 2010, the Registered
Notes issued in September 2010 and the Registered
Notes issued in March 2011 are issued by Anheuser-Busch
InBev Worldwide Inc. (with an unconditional
and irrevocable guarantee as to payment of
principal and interest from the Company) and
(iv) any other provision applicable to the
Unregistered Notes issued in March 2010, the
Registered Notes issued in September 2010 and
the Registered Notes issued in March 2011 granting
rights to third parties which could affect
the Company's assets or could impose an obligation
on the Company where in each case the exercise
of those rights is dependent on the launch
of a public take-over bid over the shares of
the Company or on a "Change of Control" (as
defined in the Offering Memorandum with respect
to the unregistered notes, as the case may
be, and in the Registration Statement with
respect to the registered notes) (*). (*) (a)
"Change of Control" means "any person or group
of persons acting in concert (in each case
other than Stichting Anheuser-Busch InBev or
any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
B10.c Approval of change of control provisions relating Mgmt Take No Action
to the notes issued under Anheuser-Busch InBev's
Shelf Registration Statement filed in the United
States on Form F-3: Proposed resolution: approving,
in accordance with Article 556 of the Companies
Code, (i) the Change of Control clause of the
Brazilian real ("BRL") 750,000,000 9.750% registered
notes issued on 17 November 2010 by Anheuser-Busch
InBev Worldwide Inc. under Anheuser-Busch InBev's
Shelf Registration Statement filed on Form
F-3 on 21 September 2010 (with an unconditional
and irrevocable guarantee as to payment of
principal and interest from the Company) and
(ii) any other provision applicable to the
registered notes granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Prospectus
Supplement dated 9 November 2010 to the Prospectus
dated 21 September 2010). (a) "Change of Control"
means "any person or group of persons acting
in concert (in each case other than Stichting
Anheuser-Busch InBev or any existing direct
or indirect certificate holder or certificate
holders of Stichting Anheuser-Busch InBev)
gaining Control of the Company provided that
a Change of Control shall not be deemed to
have occurred if all or substantially all of
the shareholders of the relevant person or
group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
B10.d Approval of change of control provisions relating Mgmt Take No Action
to the CAD Dollar notes issued via a Canadian
Private Placement: Proposed resolution: approving,
in accordance with Article 556 of the Companies
Code, (i) the Change of Control clause of the
CAD 600,000,000 3.65% notes due 2016 issued
on 8 December 2010 via a Canadian Private Placement
by Anheuser-Busch InBev Worldwide Inc. (with
an unconditional and irrevocable guarantee
as to payment of principal and interest from
the Company) and (ii) any other provision applicable
to the notes granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Offering
Memorandum dated 8 December 2010).
AB_INBEV_form_vote_110426_EN.doc
(a) "Change of Control" means "any person or
group of persons acting in concert (in each
case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
C Proposed resolution: granting powers to Mr. Mgmt Take No Action
Benoit Loore, VP Legal Corporate, with power
to substitute and without prejudice to other
delegations of powers to the extent applicable,
for (i) the acknowledgment of the realisation
of the condition precedent referred to under
A.3 (a) above, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of the
restated articles of association and their
filings with the clerk's office of the Commercial
Court of Brussels, (iii) the filing with the
same clerk's office of the resolutions referred
under item B.10 above and (iv) any other filings
and publication formalities in relation to
the above resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting
IN THE TEXT OF THE RESOLUTION C.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARM HLDGS PLC Agenda Number: 702851280
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and accounts Mgmt For For
for the financial year ended 31 December
2010
2 To declare a final dividend of 1.74 pence per Mgmt For For
share in respect of the financial year
ended 31 December 2010
3 To approve the directors' remuneration report Mgmt For For
as set out on pages 60 to 71 of the annual
report and accounts for the financial year
ended 31 December 2010
4 To elect Larry Hirst as a director Mgmt For For
5 To elect Janice Roberts as a director Mgmt For For
6 To elect Andy Green as a director Mgmt For For
7 To re-elect Doug Dunn as a director Mgmt For For
8 To re-elect Warren East as a director Mgmt For For
9 To re-elect Tudor Brown as a director Mgmt For For
10 To re-elect Mike Inglis as a director Mgmt For For
11 To re-elect Mike Muller as a director Mgmt For For
12 To re-elect Kathleen O'Donovan as a director Mgmt For For
13 To re-elect Philip Rowley as a director Mgmt For For
14 To re-elect Tim Score as a director Mgmt For For
15 To re-elect Simon Segars as a director Mgmt For For
16 To re-elect Young Sohn as a director Mgmt For For
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
18 To authorise the directors to fix the remuneration Mgmt For For
of the auditors
19 That the directors be generally and unconditionally Mgmt For For
authorised pursuant to and in accordance
with Section 551 of the Companies Act 2006
to exercise all the powers of the Company
to allot shares or grant rights to subscribe
for or to convert any security into shares:
(i) up to a nominal amount of GBP 221,939;
(ii) comprising equity securities (as defined
in Section 560(1) of the Companies Act 2006)
up to a further nominal amount of GBP 221,939
of ordinary issued share capital in connection
with an offer by way of a rights issue, such
authorities to apply in substitution for all
previous authorities pursuant to Section 551
of the Companies Act 2006 and to expire at
the end of the next AGM or on 30 June 2012,
whichever is the earlier but, in each case,
so that the CONTD
CONT CONTD Company may make offers and enter into Non-Voting
agreements during the relevant period which
would, or might, require shares to be allotted
or rights to subscribe for or to convert
any security into shares to be granted after
the authorities end. For the purposes of this
resolution, "rights issue" means an offer to:
(a) ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (b) people who are holders
of other equity securities if this is required
by the rights of those securities or, if the
directors consider it necessary, as permitted
by the rights of those securities, to subscribe
further securities by means of the issue of
a renounceable letter (or CONTD
CONT CONTD other negotiable document) which may be Non-Voting
traded for a period before payment for
the securities is due, but subject in both
cases to such exclusions or other
arrangements as the directors may deem necessary
or expedient in relation to treasury
shares, fractional entitlements, record
dates or legal, regulatory or practical problems
in, or under the laws of, any territory
20 That subject to the passing of resolution 19 Mgmt For For
above, the directors be empowered
to allot equity securities (as defined in Section
560(1) of the Companies Act 2006) wholly
for cash: (i) pursuant to the authority given
by paragraph (i) of resolution 19 above or
where the allotment constitutes an allotment
of equity securities by virtue of Section 560(3)
of the Companies Act 2006, in each case:
(I) In connection with a pre-emptive offer;
and (II) otherwise than in connection with
a pre-emptive offer, up to an aggregate
nominal amount of GBP 33,627; and (ii) pursuant
to the authority given by paragraph (ii)
of resolution 19 above n connection with a
rights issue, as if Section 561 (1) of the
Companies Act 2006 did not apply to any such
allotment; such power to expire at
the end of the next Annual General Meeting
or CONTD
CONT CONTD on 30 June 2012, whichever is the earlier Non-Voting
but so that the Company may make offers and
enter into agreements during this period which
would, or might, require equity securities
to be allotted after the power ends. For the
purposes of this resolution: (a) "pre-emptive
offer" means an offer of equity securities
open for acceptance for a period fixed by the
directors to (I) holders (other than the
Company) on the register on a record date fixed
by the directors of ordinary shares in proportion
to their respective holdings and (II) other
persons so entitled by virtue of the rights
attaching to any other securities held by
them, but subject in both cases to such exclusions
or other arrangements as the directors may
deem necessary or expedient in relation
to treasury shares, CONTD
CONT CONTD fractional entitlements, record dates Non-Voting
or legal, regulatory or practical problems
in, or under the laws of, any territory; (b)
"rights issue" has the same meaning as in
resolution 19 above; (c) references to an allotment
of equity securities shall include a sale
of treasury shares; and (d) the nominal
amount of any securities shall be taken to
be, in the case of rights to subscribe for
or convert any securities into shares of the
Company, the nominal amount of such shares
which may be allotted pursuant to such rights
21 That the Company be and is hereby unconditionally Mgmt For For
and generally authorised for the purpose
of Section 693 of the Companies Act 2006 to
make market purchases (as defined in
Section 693 of that Act) of ordinary shares
of 0.05 pence each in the capital of the Company
provided that: (a) the maximum number
of shares which may be purchased is 134,508,636;
(b) the minimum price which may be paid for
each share is 0.05 pence; (c) the maximum price
(excluding expenses) which may be paid
for any ordinary share is an amount equal
to 105% of the average of the closing mid market
price of the Company's ordinary shares as derived
from the Daily Official List of the London
Stock Exchange plc for the five business
CONTD
CONT CONTD days immediately preceding the day on Non-Voting
which such share is contracted to be purchased;
and (d) this authority shall expire at the
conclusion of the AGM of the Company held
in 2012 or, if earlier, on 30 June 2012 (except
in relation to the purchase of shares the
contract for which was concluded before
the expiry of such authority and which might
be executed wholly or partly after such
expiry) unless such authority is renewed prior
to such time
22 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 702821136
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening Non-Voting
2 Overview of the Company's business, financial Non-Voting
situation and sustainability
3 Discussion of the Annual Report 2010, including Mgmt For For
ASML's corporate governance chapter, and
the Remuneration Report 2010, and adoption
of the financial statements for the financial
year 2010, as prepared in accordance with Dutch
law
4 Discharge of the members of the Board of Management Mgmt For For
from liability for their responsibilities
in the financial year 2010
5 Discharge of the members of the Supervisory Mgmt For For
Board from liability for their responsibilities
in the financial year 2010
6 Clarification of the reserves and dividend policy Non-Voting
7 Proposal to adopt a dividend of EUR 0.40 per Mgmt For For
ordinary share of EUR 0.09
8 Proposal to amend the Articles of Association Mgmt For For
of the Company
9 Approval of the number of stock options, respectively Mgmt For For
shares, for employees
10.1 Composition of the Supervisory Board: Nomination Mgmt For For
by the Supervisory Board of Messrs. W.T. Siegle
for re-appointment as member of the Supervisory
Board, effective April 20, 2011
10.2 Composition of the Supervisory Board: Nomination Mgmt For For
by the Supervisory Board of J.W.B. Westerburgen
for re-appointment as member of the Supervisory
Board, effective April 20, 2011
11 Composition of the Supervisory Board in 2012: Non-Voting
Notification that Mr. O. Bilous will retire
by rotation in 2012; Notification that Mr.
F.W. Frohlich will retire by rotation in
2012; Notification that Mr. A.P.M. van der
Poel will retire by rotation in 2012
12 Remuneration of the Supervisory Board Mgmt For For
13.a Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to issue shares
or rights to subscribe for shares in the capital
of the Company, subject to approval of the
Supervisory Board, limited to 5% of the issued
share capital at the time of the authorization
13.b Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011 to restrict or
exclude the pre-emption rights accruing to
shareholders in connection with the issue
of shares or rights to subscribe for shares
as described under a., subject to approval
of the Supervisory Board
13.c Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to issue shares
or rights to subscribe for shares in the capital
of the Company, subject to approval of the
Supervisory Board, for an additional 5% of
the issued share capital at the time of the
authorization, which 5% can only be used
in connection with or on the occasion of mergers
and/or acquisitions
13.d Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to restrict
or exclude the pre-emption rights accruing
to shareholders in connection with the issue
of shares or rights to subscribe for shares
as described under c., subject to approval
of the Supervisory Board
14 Proposal to authorize the Board of Management Mgmt For For
for a period of 18 months from April 20, 2011
to acquire - subject to the approval of the
Supervisory Board - such a number of ordinary
shares in the Company's share capital as
permitted within the limits of the law
and the current Articles of Association
of the Company, taking into account the possibility
to cancel the re-purchased shares, for valuable
consideration, on Euronext Amsterdam by
NYSE Euronext ("Euronext Amsterdam") or the
Nasdaq Stock Market LLC ("Nasdaq"),
or otherwise, at a price between, on the one
hand, an amount equal to the nominal value
of the shares and, on the other hand, an amount
equal to 110% of the market price of these
shares on CONTD
CONT CONTD Euronext Amsterdam or Nasdaq; the market Non-Voting
price being the average of the highest price
on each of the five days of trading prior to
the date of acquisition, as shown in
the Official Price List of Euronext Amsterdam
or as reported on Nasdaq
15 Proposal to cancel ordinary shares in the share Mgmt For For
capital of the Company repurchased or
to be repurchased by the Company. The number
of ordinary shares that will be cancelled
shall be determined by the Board of Management,
but shall not exceed 10% of the issued share
capital of the Company as of April 20,
2011
16 Proposal to cancel additional ordinary shares Mgmt For For
in the share capital of the Company repurchased
by the Company following the cancellation of
the ordinary shares under item 15. The number
of ordinary shares that will be cancelled
shall be determined by the Board of Management,
but shall not exceed 10% of the issued share
capital of the Company as of April 20, 2011,
reduced with the number of ordinary shares
cancelled pursuant to item 15
17 Any other business Non-Voting
18 Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 702786104
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: AGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 11 MAR 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Examination and approval of the annual financial Mgmt For For
statements (balance sheet, income statement,
statement of changes in net equity, cash flow
statement and annual report) and the management
report for Banco Bilbao Vizcaya Argentaria,
S.A. and its consolidated Group. Application
of earnings; dividend payout. Approval of
corporate management. All these refer to the
year ending 31st December 2010
2.1 Adoption of the following resolution on the Mgmt For For
ratification and re-election of members to
the Board of Directors: Re-election of Mr Tomas
Alfaro Drake Pursuant to paragraph 2
of article 34 of the Company bylaws, determination
of the number of directors at whatever number
there are at this moment, in compliance
with the resolutions adopted under this agenda
item, which will be reported to the General
Meeting for all due effects
2.2 Adoption of the following resolution on the Mgmt For For
ratification and re-election of members to
the Board of Directors: Re-election of Mr Juan
Carlos Alvarez Mezquiriz Pursuant to paragraph
2 of article 34 of the Company bylaws,
determination of the number of directors
at whatever number there are at this moment,
in compliance with the resolutions adopted
under this agenda item, which will be reported
to the General Meeting for all due effects
2.3 Adoption of the following resolution on the Mgmt For For
ratification and re-election of members to
the Board of Directors: Re-election of Mr Carlos
Loring Martinez de Irujo Pursuant to paragraph
2 of article 34 of the Company bylaws,
determination of the number of directors
at whatever number there are at this moment,
in compliance with the resolutions adopted
under this agenda item, which will be reported
to the General Meeting for all due effects
2.4 Adoption of the following resolution on the Mgmt For For
ratification and re-election of members to
the Board of Directors: Re-election of Ms Susana
Rodriguez Vidarte Pursuant to paragraph 2 of
article 34 of the Company bylaws, determination
of the number of directors at whatever number
there are at this moment, in compliance
with the resolutions adopted under this agenda
item, which will be reported to the General
Meeting for all due effects
2.5 Adoption of the following resolution on the Mgmt For For
ratification and re-election of members to
the Board of Directors: Ratification and re-election
of Mr Jose Luis Palao Garcia-Suelto Pursuant
to paragraph 2 of article 34 of the Company
bylaws, determination of the number of directors
at whatever number there are at this moment,
in compliance with the resolutions adopted
under this agenda item, which will be reported
to the General Meeting for all due effects
3 Examination and approval of the common merger Mgmt For For
plan for Banco Bilbao Vizcaya Argentaria, S.A.
(absorbing company) and Finanzia Banco de Credito,
S.A. (Unipersonal) (absorbed company); approval
of the balance-sheet of Banco Bilbao Vizcaya
Argentaria, S.A. for the year ending 31st December
2010 as merger balance sheet, verified by the
Company Auditors. Approval of the merger between
the companies Banco Bilbao Vizcaya Argentaria,
S.A. (absorbing company) and Finanzia Banco
de Credito, S.A. (Unipersonal) (absorbed company).
All this will be in compliance with the provisions
of the aforementioned merger plan. Applicability
of the special tax scheme established under
chapter VIII of title VII of the Corporation
Tax Act (Consolidated Text) to the merger
4 Conferral of authority on the board of directors, Mgmt For For
pursuant to article 297.1.b) of the
Capital Companies Act, to increase share capital,
during five years, up to a maximum amount corresponding
to 50% of the Company's share capital on
the date of the authorisation, on one or several
occasions, to the amount that the board decides,
by issuing new ordinary or preferred shares
with or without voting rights or shares
of any other kind permitted by law, including
redeemable shares; envisaging the possibility
of incomplete subscription pursuant
to article 311 of the Capital Companies Act;
and conferring authority to amend article
5 of the corporate bylaws. Likewise, confer
authority, under the terms and conditions of
article 506 of the Capital Companies
Act, to exclude pre-emptive subscription rights
over said share issues. This CONTD
CONT CONTD authority will be limited to 20% of the Non-Voting
Company's share capital
5 Approve two share capital increases chargeable Mgmt For For
to reserves in order to comply with the shareholder
remuneration schedule for 2011: Increase the
share capital by the amount to be determined
according to the terms of the resolution,
by issuance of new ordinary shares each with
a nominal value of forty nine euro-cents
(0.49EUR), with no issue premium, of the same
class and series as the shares currently outstanding,
to be charged to voluntary reserves
coming from undistributed earnings. Express
recognition of possibly incomplete subscription.
Conferral of authority on the board of directors
to establish the conditions of the increase
insofar as this is not established by this
General Meeting; to take the measures necessary
for its implementation; to adapt
the wording of article 5 of the Company Bylaws
to the new figure for CONTD
CONT CONTD share capital, and to grant any public Non-Voting
and/or private documents that may be necessary
in order to make the increase. Request the
competent Spanish and non-Spanish authorities
to allow trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia stock exchanges,
under the continuous market system (Sistema
de Interconexion Bursatil), and trading on
the non-Spanish exchanges on which the Banco
Bilbao Vizcaya Argentaria, S.A. shares are
already listed, in the form required
by each one
6 Conferral of authority to the board of directors Mgmt For For
to issue any kind of debt instruments of
any class or kind, including exchangeable debt,
not convertible into equity, or
any other analogous securities representing
or creating debt, up to a maximum nominal
amount of 250,000,000,000EUR.- (two hundred
and fifty billion euros), within a five year
period, repealing the unavailed part of
the authority conferred by the AGM held on
18th March 2006, whose amount was raised by
resolutions of the AGMs held on 16th March
2007, 14th March 2008 and 13th March 2009,
whilst maintaining the authority in force
for the part availed
7 Approval of a variable scheme of remuneration Mgmt For For
with BBVA shares for the Group's management,
including executive directors and members of
the senior management
8 Extension of the scheme of remuneration with Mgmt For For
deferred delivery of shares for non-executive
directors of Banco Bilbao Vizcaya Argentaria,
S.A. adopted by the AGM, 18th March 2006
9 Re-election of the firm to audit the accounts Mgmt For For
of Banco Bilbao Vizcaya Argentaria,
S.A. and its consolidated Group in 2011
10 Adoption of the amendment to the following articles Mgmt For For
in the Company Bylaws: Article 1 Name, Article
6 Increase or reduction in capital, Article
9 Calls on shares, Article 13 ter Preference
shares, Article 15 Rights of Shareholders,
Article 16 Obligations of the shareholders,
Article 19 Classes of Meetings, Article 20
Convening of meetings: The authority responsible,
Article 21 Form and content of the convening
notice, Article 22 Place of Meeting, Article
24 Proxies (to allow the shareholder to be
represented by any person), Article 28 Matters
to be considered by Meetings, Article 30
Powers of the Meeting, Article 31 Adopting
resolutions, Article 32 Minutes of Meetings,
Chapter Four: The Board Committees, Article
48 Audit Committee, Article 51 Financial
year, Article 52 Preparation of the Annual
Accounts, Article 53 CONTD
CONT CONTD Allocation of results, Article 54 Grounds Non-Voting
of dissolution, Article 56 Liquidation phase,
and suppression of the Additional Provisions:
First, Second and Third, for their adaptation
to the amendments brought in under the consolidated
text of the Capital Companies Act, adopted
by Legislative Royal Decree 1/2010, 2nd July
and to Act 12/2010, 30th June, amending Act
19/1988, 12th July, on the auditing of accounts,
Act 24/1988, 28th July, on securities exchanges,
and the consolidated text of the Companies
Act adopted under Legislative Royal Decree
1564/1989, 22nd December, and to bring in certain
technical enhancements
11 Adoption of the amendment of the following articles Mgmt For For
of the General Meeting Regulations: Article
2 Types of General Meetings, Article 3 Powers
of the General Meeting, Article 4 Convening
the Meeting, Article 5 Notice of meeting,
Article 9, Proxies at the General Meeting (to
allow the shareholder to be represented by
any person), Article 10 Form of proxy, Article
11 Place and procedures, Article 18 Conducting
the General Meeting and Article 20 Adopting
resolutions, for its adaptation to the amendments
brought in under the consolidated text of
the Capital Companies Act, adopted by Legislative
Royal Decree 1/2010, 2nd July and for their
adaptation to the Company Bylaws, and to bring
in certain technical enhancements
12 Conferral of authority on the Board of Directors, Mgmt For For
which may in turn delegate said authority,
to formalise, correct, interpret and implement
the resolutions adopted by the AGM
13 Consultative vote on the Report on the BBVA Mgmt For For
Board of Directors remuneration policy
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting
IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702850721
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the year
ended 31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To re elect Alison Carnwath as a Director of Mgmt For For
the Company
4 To re elect Dambisa Moyo as a Director of the Mgmt For For
Company
5 To re elect Marcus Agius as a Director of the Mgmt For For
Company
6 To re elect David Booth as a Director of the Mgmt For For
Company
7 To re elect Sir Richard Broadbent as a Director Mgmt For For
of the Company
8 To re elect Fulvio Conti as a Director of the Mgmt For For
Company
9 To re elect Robert E Diamond Jr as a Director Mgmt For For
of the Company
10 To re-elect Simon Fraser as a Director of the Mgmt For For
Company
11 To re-elect Reuben Jeffery III as a Director Mgmt For For
of the Company
12 To re elect Sir Andrew Likierman as a Director Mgmt For For
of the Company
13 To re-elect Chris Lucas as a Director of the Mgmt For For
Company
14 To re elect Sir Michael Rake as a Director of Mgmt For For
the Company
15 To re-elect Sir John Sunderland as a Director Mgmt For For
of the Company
16 To re appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
17 To authorise the Directors to set the remuneration Mgmt For For
of the Auditors
18 To authorise the Company and its subsidiaries Mgmt For For
to make political donations and incur political
expenditure
19 To authorise the Directors to allot securities Mgmt For For
20 To authorise the Directors to allot equity securities Mgmt For For
for cash other than on a pro rata basis to
shareholders or to sell treasury shares
21 To authorise the Company to purchase its own Mgmt For For
shares
22 To authorise the Directors to call general meetings Mgmt For For
other than an AGM on not less than 14 clear
days notice
23 To approve and adopt the rules of the Barclays Mgmt For For
Group Long Term Incentive Plan
24 To approve and adopt the rules of the Barclays Mgmt For For
Group Share Value Plan
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 702877929
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.04.2011. Non-Voting
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the Financial Statements of Non-Voting
BASF SE and the BASF Group for the financial
year 2010; presentation of the Management's
analyses of BASF SE and the BASF Group for
the financial year 2010 including the explanatory
reports on the data according to Section 289
(4) and Section 315 (4) of the German Commercial
Code; presentation of the Report of the Supervisory
Board
2. Adoption of a resolution on the appropriation Mgmt For For
of profit
3. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Supervisory
Board
4. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Board
of Executive Directors
5. Election of the auditor for the financial year Mgmt For For
2011
6. By-election to the Supervisory Board: Ms. Anke Mgmt For For
Schaeferkordt
7. Adoption of a resolution on the change of the Mgmt For For
remuneration of the Audit Committee of the
Supervisory Board and the corresponding amendment
of the Statutes
8. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and Styrolution GmbH
9. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and BASF US Verwaltung
GmbH
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702583902
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I Approve the election to fill three vacant positions Mgmt For For
for alternate members of the Board of Directors
of the Company, who will have a term in office
until the AGM that decides regarding the
FY that is to in on 31 DEC 2011, together
with the members of the Board of Directors
elected at the AGM held on 30 APR 2010
II Approve to split the shares issued by the Company, Mgmt For For
in such a way that each one current share
becomes split into two shares, without changing
the share capital
III Approve to increase the share capital of the Mgmt For For
Company, without the issuance of new shares,
for the purpose of capitalizing part of the
profit reserve account
IV.A Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capital increases
approved by the Board of Directors of the
Company
IV.B Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the share split,
in the event the resolution contained in
item II above is approved
IV.C Amend the wording of the Main Part of Article Mgmt For For
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capitalization
of part of the profit reserves of the Company,
in the event the resolution contained in item
III above is approved
V Approve to increase the authorized capital limit Mgmt For For
and the corresponding amendment of the
wording of the Main Part of Article 6 of the
Corporate Bylaws of the Company
VI Approve the creation of a Bylaws reserve for Mgmt For For
the purpose of guaranteeing funds for
investments, with the consequent amendment
of the wording of the second Paragraph of
Article 31 of the Corporate Bylaws of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 14 SEP 2010 TO 23 SEP
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702718480
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 09-Dec-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I In accordance with that which is provided for Mgmt For For
in Article 256 of law number 6404.76, to
approve the acquisition, by Ecisa Engenharia,
Comercio E Industria Ltda., from here
onwards Ecisa Engenharia, a subsidiary of the
Company, of shares representative of 50.01%
of the share capital of Cima Empreendimentos
Do Brasil S.A., from here onwards Cima, the
Company that owns the enterprise called Shopping
Center Tijuca, in accordance with the terms
of the agreement for the promise of purchase
and sale of shares entered into by the Company
on November 19, 2010
II To authorize the practice of all the acts necessary Mgmt For For
for the implementation of the resolution contained
in Item I above
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702885661
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I) To increase the share capital of the Company, Mgmt For For
without the issuance of new shares, for
the purpose of capitalizing part of the profit
reserve balance, if the matters submitted
to the annual general meeting are approved
II) To amend the wording of the main part of article Mgmt For For
5 of the corporate bylaws of the Company, for
the purpose of reflecting a. the capital increases
approved by the Board of Directors of the
Company, and b. the capitalization of part
of the profit reserves of the Company, in
the event the matter contained in item iii
above is approved
III) To establish the aggregate amount of the remuneration Mgmt For For
of the managers of the Company for the 2011
fiscal year
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702889063
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 807530 DUE TO AGM MEETING WAS COMPLETED
WITH EGM AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements
II Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 933397235
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. ARMELLINO Mgmt For For
A. CHARLES BAILLIE Mgmt For For
HUGH J. BOLTON Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
HON. DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
DAVID G.A. MCLEAN Mgmt For For
CLAUDE MONGEAU Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION DISCLOSED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION
IS SET OUT ON P. 6 OF THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 702814078
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Issuance of Share Options as Stock Options without Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM HONG KONG LTD Agenda Number: 703031574
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 24-May-2011
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411083.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and consider the financial statements Mgmt For For
and the Reports of the Directors and
of the Independent Auditor for the year ended
31 December 2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3ai To re-elect Mr. Lu Yimin as a Director Mgmt For For
3aii To re-elect Mr. Li Fushen as a Director Mgmt For For
3aiii To re-elect Mr. Cesareo Alierta Izuel as a Director Mgmt For For
3aiv To re-elect Mr. Wong Wai Ming as a Director; Mgmt For For
and
3av To re-elect Mr. Cai Hongbin as a Director Mgmt For For
3b To authorize the Board of Directors to fix the Mgmt For For
remuneration of the Directors for the year
ending 31 December 2011
4 To re-appoint Messrs. PricewaterhouseCoopers Mgmt For For
as auditor, and to authorise the Board of Directors
to fix their remuneration for the year ending
31 December 2011
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company not
exceeding 10% of the aggregate nominal amount
of the existing issued share capital
6 To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the existing
issued share capital
7 To extend the general mandate granted to the Mgmt For For
Directors to issue, allot and deal with
shares by the number of shares repurchased
8 To consider and approve the proposed amendments Mgmt For For
to Articles of Association for the relevant
provisions in relation to using electronic
means and the Company's website for communications
with shareholders
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt Split 92% For 7% Against Split
1% Abstain
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt Split 99% For 1% Against Split
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt Split 99% For 1% Against Split
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 93% For 6% Against Split
1% Abstain
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 99% For 1% Against Split
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt Split 99% For 1% Against Split
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Split 92% For 7% Against Split
1% Abstain
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt Split 99% For 1% Against Split
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 93% For 6% Against Split
1% Abstain
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt Split 99% For 1% Against Split
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt Split 98% For 2% Against Split
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 98% For 2% Against Split
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt Split 98% For 2% Against Split
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt Split 99% For 1% Against Split
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt Split 98% For 2% Against Split
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt Split 86% For 14% Against Split
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt Split 96% For 4% Against Split
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt Split 97% For 3% Against Split
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 87% 1 Year 13% 3 Years Split
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt Split 98% For 2% Against Split
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Split 6% For 62% Against Split
NON-PARTISANSHIP. 32% Abstain
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 23% For 40% Against Split
POLITICAL CONTRIBUTIONS. 37% Abstain
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 4% For 76% Against Split
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL 20% Abstain
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Split 43% For 46% Against Split
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL 11% Abstain
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Split 27% For 53% Against Split
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND 20% Abstain
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702697282
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20101103/LTN20101103035.pdf
CMMT PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY Non-Voting
VOTING SERVICES ON THIS ISSUE. THIS NOTICE
IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT
EOC WILL TAKE NO ACTION.
1 To approve the Non-exempt Continuing Connected Mgmt For For
Transactions
2 To approve the Proposed Caps for each category Mgmt For For
of the Non-exempt Continuing Connected Transactions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702926998
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110407/LTN20110407065.pdf
A1 To receive and consider the audited Statement Mgmt For For
of Accounts together with the Report of the
Directors and Independent Auditors' Report
thereon for the year ended 31 December 2010
A2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
A3I To re-elect Mr. Wang Yilin as Non-executive Mgmt For For
Director
A3II To re-elect Mr. Li Fanrong as Executive Director Mgmt For For
A3III To re-elect Mr. Lawrence J. Lau as Independent Mgmt For For
Non-executive Director
A3IV To re-elect Mr. Wang Tao as Independent Non-executive Mgmt For For
Director
A3V To authorise the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A4 To re-appoint the Company's independent auditors Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of
the Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares in the capital of the Company not exceeding
20% of the share capital of the Company
in issue as at the date of passing of this
resolution
B3 To extend the general mandate granted to the Mgmt For For
Directors to allot, issue and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share capital
of the Company in issue as at the date of
passing of this resolution
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE AND CHANGE IN DIRECTOR
NAME FOR RESOLUTION NO. A3.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CRITERIA CAIXACORP SA, BARCELONA Agenda Number: 702971828
--------------------------------------------------------------------------------------------------------------------------
Security: E3641N103
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: ES0140609019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 13 MAY 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Review and, where appropriate, approval of the Mgmt For For
individual and consolidated financial statements
and their respective management reports for
the year ending December 31, 2010
2 Review and, where appropriate, approval of the Mgmt For For
Board of Directors' management during the year
3 Review and, where appropriate, approval of the Mgmt For For
proposed distribution of profit for the
year ending December 31, 2010
4.1 For the purpose of conforming to the shareholder Mgmt For For
retribution scheme, review and, where appropriate,
approval of a capital increase in an amount
to be determined in accordance with the
terms of the resolution, through the issue
of new ordinary shares with a face value of
one (1) euro each, of the same class and
series as the shares currently in circulation,
charged to reserves from retained earnings,
offering shareholders the choice of selling
their free subscription rights to the Company
or selling them on the market. Allocation
to restricted reserves. Delegation of powers
to the Board of Directors, which may
in turn delegate powers to the Executive Committee,
to establish the conditions of the capital
increase in any matters not stipulated
by this General Meeting, to conduct any tasks
necessary CONTD
CONT CONTD for its completion, to adapt the text Non-Voting
of articles 5 and 6.1 of the Company's
by-laws to the new share capital amount and
to execute any public or private documents
as needed to carry out the capital increase
all in accordance with article 297.1.a)
of the Corporate Enterprise Act (Ley de
Sociedades de Capital). Submit a request
to the pertinent organizations to permit
the listing of the newly-issued shares for
trading on the Madrid, Barcelona, Bilbao
and Valencia stock exchanges through Spain's
Continuous Market
4.2 For the purpose of conforming to the shareholder Mgmt For For
retribution scheme, review and, where appropriate,
approval of a second capital increase in an
amount to be determined in accordance with
the terms of the resolution through the
issue of new ordinary shares with a face
value of one (1) euro each, of the same class
and series as the shares currently in circulation,
charged to reserves from retained earnings,
offering shareholders the choice of selling
their free subscription rights to the Company
or selling them on the market. Allocation
to restricted reserves. Delegation of powers
to the Board of Directors, which may
in turn delegate powers to the Executive Committee,
to establish the conditions of the capital
increase in any matters not stipulated
by this General Meeting, to conduct any tasks
necessary CONTD
CONT CONTD for its completion, to adapt the text Non-Voting
of articles 5 and 6.1 of the Company's
by-laws to the new share capital amount and
to execute any public or private documents
as needed to carry out the capital increase
all in accordance with article 297.1.a)
of the Corporate Enterprise Act (Ley de
Sociedades de Capital). Submit a request
to the pertinent organizations to permit
the listing of the newly-issued shares for
trading on the Madrid, Barcelona, Bilbao
and Valencia stock exchanges through Spain's
Continuous Market
5 For the purpose of conforming to the shareholder Mgmt For For
retribution scheme, review and, where appropriate,
approval of a third capital increase in an
amount to be determined in accordance with
the terms of the resolution through the
issue of new ordinary shares with a face
value of one (1) euro each, of the same class
and series as the shares currently in circulation,
charged to reserves from retained earnings,
offering shareholders the choice of selling
their free subscription rights to the Company
or selling them on the market. Allocation
to restricted reserves. Delegation of powers
to the Board of Directors, which may
in turn delegate powers to the Executive Committee,
to establish the conditions of the capital
increase in any matters not stipulated
by this General Meeting, to conduct any tasks
necessary CONTD
CONT CONTD for its completion, to adapt the text Non-Voting
of articles 5 and 6.1 of the Company's
by-laws to the new share capital amount and
to execute any public or private documents
as needed to carry out the capital increase
all in accordance with article 297.1.a)
of the Corporate Enterprise Act (Ley de
Sociedades de Capital). Submit a request
to the pertinent organizations to permit
the listing of the newly-issued shares for
trading on the Madrid, Barcelona, Bilbao
and Valencia stock exchanges through Spain's
Continuous Market
6 Modification, where appropriate, of corporate Mgmt For For
by-laws, to adapt them to recent regulatory
changes: article 4 ("Registered offices"),
article 8 ("Co-ownership and in rem
rights over shares"), article 10 ("Capital
calls and default by shareholders"), article
11 ("Capital increase"), article 13 ("Capital
reduction"), article 15 ("Convertible and exchangeable
bonds"), article 18 ("Types of General
Meetings"), article 19 ("Call for General
Meeting"), article 20 ("Venue and time"),
article 21 ("Quorum for the General Meeting"),
article 34 ("Board of Directors' Remuneration"),
article 40 ("Audit and Control Committee"),
article 44 ("Management Report") and article
49 ("Liquidation")
7 Modification, where appropriate, of articles Mgmt For For
of the Company's by-laws, based on the need
to update and improve their wording, clarifying
and completing certain concepts and introducing
modifications advisable in light of the
Company's ordinary transactions: article
14 ("Issue of debentures and other securities"),
article 17 ("General Meeting"), article 24
("Appointing proxies and voting through means
of remote communication"), article 31 ("Duties
of the Board of Directors"), article 32
("Composition of the Board of Directors"),
article 45 ("Auditors"), and the inclusion
of a new paragraph on dividends in kind in
section 4 of article 46 ("Approval of the Annual
Accounts")
8.a Approve, where applicable, the Company's participation Mgmt For For
in the reorganisation of "la Caixa" Group
and, for such purpose, the review and approval,
where applicable, of: A swap between the
Company and Caixa d'Estalvis i Pensions de
Barcelona, by which the Company would transfer
to Caixa d'Estalvis i Pensions de Barcelona
assets of its current business (stakes in certain
companies along with ancillary assets),
while Caixa d'Estalvis i Pensions de Barcelona
would give the Company 73,568,047 shares in
Microbank de "la Caixa", S.A
8.b Approve, where applicable, the Company's participation Mgmt For For
in the reorganisation of "la Caixa" Group
and, for such purpose, the review and approval,
where applicable, of: A capital increase
with a nominal value of EUR374,403,908,
via the issue and circulation of 374,403,908
new shares with a nominal value of one (1)
euro each, and a share premium of EUR4.46 per
share (that is a total premium of EUR1,669,841,429.68),
with disapplication of pre-emption rights,
to be fully subscribed by the Company's majoritary
shareholder, Caixa d'Estalvis i Pensions de
Barcelona, through the contribution of 20,129,073
shares of Microbank de "la Caixa", S.A.
A revised version of articles 5 and 6.1 of
the by-laws that adapts them to the new share
capital amount. Delegation of powers
to the Board CONTD
CONT CONTD of Directors, which may in turn delegate Non-Voting
powers to the Executive Committee, to
establish the conditions of the capital increase
in any matters not stipulated by the General
Meeting, to conduct any tasks necessary for
its execution, and to deliver any public or
private documents as needed to carry out the
capital increase, in accordance with article
297.1.a) of the Corporate Enterprise
Act (Ley de Sociedades de Capital)
8.c Approve, where applicable, the Company's participation Mgmt For For
in the reorganisation of "la Caixa" Group
and, for such purpose, the review and approval,
where applicable, of: The Merger of the
Company (absorbing company) by way of the
absorption of Microbank de "la Caixa", S.A.
(absorbed company, wholly owned by the Company
at the time of the Merger), with the dissolution
of the absorbed company and the transfer
en bloc of all its assets and liabilities
to the absorbing company as stipulated in
the terms of the Merger project filed in
the Barcelona Companies Registry, approved
by these companies' respective Boards
of Directors, whose minimum references are
included at the end of this call notice. Review
and approval, where appropriate, of the
Merger project and, as the Merger balance
sheet, of the Company's balance sheet as
at CONTD
CONT CONTD 31 December, 2010. Information, where Non-Voting
appropriate, on important modifications
of the assets or liabilities of the Company
and/or of Microbank de "la Caixa", S.A. between
the date of the Merger project and that of
the Annual General Meeting being called
in this document. Submission of the Merger
to the tax regime set out in Chapter VIII of
Title VII of the Spanish Corporate Income
Tax Act, passed by Royal Legislative Decree
4/2004, on March 5. Modification of the Company's
by-laws: - Article 1 ("Company name") in
order, on the one hand, to include, as the
Company's new company name, "CaixaBank,
S.A.", and, on the other, a reference to the
fact that Caixa d'Estalvis i Pensions
de Barcelona will be carrying out its financial
activity indirectly, via the Company,
thereby modifying the article's title. - Article
2 CONTD
CONT CONTD ("Corporate object"), in order to include Non-Voting
in the corporate object the traditional activities
of banking institutions. - Article 6 ("The
shares"), to include the comments required
to comply with the nominative principle
affecting shares in banking institutions.
- Article 26 ("Chairman and secretary
of the General Meeting"), in order to reflect
the possible existence of several
Vice-Secretaries, thereby facilitating the
adaptation to the organisational structure
of la "Caixa" Group. - Article 35 ("Appointment
of positions on the Board of Directors"),
on the one hand in order to reflect in the
by-laws the Chairman of the Board's duties
in a similar way to which they are reflected
in the by-laws of Caixa d'Estalvis i Pensions
de Barcelona, and on the other in
order to include the possibility of naming
various Vice-Secretaries
9 Spinning off from the Company (spun-off company) Mgmt For For
into a newly created entity (beneficiary company,
wholly owned by the Company at the time of
the Spin-off) the assets and liabilities
relating to the microcredit business that
the Company is acquiring from Microbank de
"la Caixa", S.A. as a result of its merger
by absorption of the latter, in accordance
with the terms of the Spin-off project filed
in the Barcelona Companies Registry, approved
by the Company's Board of Directors, and
the minimum references to which are included
at the end of this meeting call notice. Review
and approval, where appropriate, of the Spin-off
project and, as the Spin-off balance sheet,
of the Company's balance sheet as at 31 December,
2010. Information, where appropriate,
on important modifications CONTD
CONT CONTD of the assets or liabilities of the Company Non-Voting
and/or of Microbank de "la Caixa", S.A. between
the date of the Spin-off project and that of
the Annual General Meeting being called in
this document. Submission of the Spin-off to
the tax regime set out in Chapter VIII of
Title VII of the Spanish Corporate Income
Tax Act, passed by Royal Decree 4/2004, on
March 5
10 Review and approval, where appropriate, of the Mgmt For For
modification of the preamble to the Regulation
of the General Shareholders' meeting and its
articles 3 ("Types of General Meeting"),
5 ("Call to General Meeting"), 10 ("General
Meeting attendance by proxy"), 11 ("General
Meeting Organization"), 12 ("Quorum
for the General Meeting") and 13 ("Chairman,
Secretary, and Head Table"), and also the
introduction of a new article 7 bis ("Online
forum for shareholders"). Review and approval,
where appropriate, of the new revised text
of the Regulation of the Company's General
Shareholder's Meeting
11 Information on the amendments to the following Mgmt For For
articles of the Company's Regulation of
the Board of Directors agreed by the Board
of Directors: 1 ("Origin and duties"),
13 ("Audit and Control Committee"), 15 ("Meetings
of the Board of Directors"), 16 ("Procedures
for meetings"), 17 ("Appointment of Directors"),
19 ("Term of office"), 23 ("Board of Directors'
remuneration"), 26 ("Duty not to compete"),
27 ("Conflicts of interest"), 29 ("Use of
non-public information"), 31 ("Indirect
transactions"), 32 ("Board members' informational
duties"), 34 ("Shareholder relations") and
elimination of 38 ("Effective date")
12 Authorisation to the Board of Directors so that, Mgmt For For
in accordance with the provisions in
article 297.1b) of the Corporate Enterprise
Act, it can increase capital on one
or several occasions and at any time during
a period of five years, and via monetary contributions
and for a maximum nominal amount of EUR1,681,444,918.5,
all this under the terms and conditions that
the Board deems most suitable, and revoking
the authorisation in effect to date for
the unused part. Delegation of powers to exercise
pre-emption rights in accordance with Article
506 of the Corporate Enterprise Act
13 Delegation of powers to the Board to issue securities Mgmt For For
that can be converted into and/or swapped
for shares of the Company, warrants, or other
similar securities that can give the right
to purchase shares in the Company for a
combined amount of up to EUR4 billion; as well
the power to increase the Company's share
capital by whatever amount necessary, and to
exclude, where appropriate, the right to
preferential subscription. Revocation of the
authorisation in effect to date for
the unused part
14 Delegation in the Board of Directors of the Mgmt For For
powers to issue fixed income securities
or similar debt instruments for a combined
total of up to EUR51 billion. Revocation
of the authorisation in effect to date for
the unused part
15.1 Determination of the number of members on the Mgmt For For
Board of Directors, within the limits stipulated
by the by-laws. Resignation, re-election and
appointment of directors: Determination of
the number of Board members in eighteen (18)
15.2 Determination of the number of members on the Mgmt For For
Board of Directors, within the limits stipulated
by the by-laws. Resignation, re-election and
appointment of directors : Appointment of Juan
Jose Lopez Burniol
16 Authorisation for the Company to buy its own Mgmt For For
shares by virtue of the provisions
in article 146 of the Corporate Enterprise
Act. Revoke of the unused portion of the
authorization currently in force
17 Authorisation to the members of the Board in Mgmt For For
accordance with article 230 of the Corporate
Enterprise Act
18 Reappointment of the Auditors of the Accounts Mgmt For For
of the Company and its consolidated
group for 2012
19 Advisory vote on the annual report on Directors' Mgmt For For
remuneration policy
20 Authorization and delegation of powers to the Mgmt For For
Board of Directors to interpret,
amend, add to, execute and carry out the resolutions
adopted at the Annual General Meeting, to
replace the powers granted by the Annual
General Meeting, and to concede powers
to incorporate and register said resolutions
in a notarized instrument and to amend them,
if appropriate
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 703132679
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt Take No Action
2. Approve Purchase of Own Shares Mgmt Take No Action
3.1 Appoint a Director Mgmt Take No Action
3.2 Appoint a Director Mgmt Take No Action
3.3 Appoint a Director Mgmt Take No Action
4. Appoint a Corporate Auditor Mgmt Take No Action
5. Appoint a Substitute Corporate Auditor Mgmt Take No Action
6. Approve Payment of Bonuses to Corporate Officers Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 703157102
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 25-Jun-2011
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Adopt Restriction to the Mgmt For For
Rights for Odd-Lot Shares
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 703031512
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3. Approve Retirement Allowance for Retiring Directors Mgmt For For
and Corporate Auditors, and Payment of Accrued
Benefits associated with Abolition of Retirement
Benefit System for Current Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENTING SINGAPORE PLC Agenda Number: 702920352
--------------------------------------------------------------------------------------------------------------------------
Security: G3825Q102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0043620292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To lay before the meeting the Directors' Report Mgmt For For
and Audited Accounts for the financial year
ended 31 December 2010
2 To approve the payment of Directors' fees of Mgmt For For
SGD 608,033 (2009: SGD 492,308) for the financial
year ended 31 December 2010
3 To re-elect Mr. Lim Kok Hoong as Director of Mgmt For For
the Company pursuant to Article 16.4 of the
Articles of Association of the Company
4 To re-elect Mr. Koh Seow Chuan as Director of Mgmt For For
the Company pursuant to Article 16.4 of the
Articles of Association of the Company
5 To re-appoint PricewaterhouseCoopers LLP, Singapore Mgmt For For
as Auditor of the Company and to authorise
the Directors to fix their remuneration
6 That, pursuant to Rule 806 of the Listing Manual Mgmt For For
of the Singapore Exchange Securities Trading
Limited ("SGX-ST"), authority be and is hereby
given to the Directors of the Company to:-
(1) (i) issue shares in the capital of the
Company whether by way of rights, bonus or
otherwise; and/or (ii) make or grant offers,
agreements or options (collectively, "Instruments")
that might or would require shares to be issued,
including but not limited to the creation
and issue of (as well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such terms
and conditions and for such purposes and
to such persons as the Directors may, in
their absolute discretion deem fit; and (2)
(notwithstanding that the authority conferred
by this resolution may have ceased to be in
force) issue CONTD
CONT CONTD shares in pursuance of any Instrument Non-Voting
made or granted by the Directors whilst this
resolution was in force, provided that: (a)
the aggregate number of shares to be issued
pursuant to this resolution does not exceed
50% of the total number of issued shares in
the capital of the Company, of which the
aggregate number of shares to be issued other
than on a pro-rata basis to shareholders
of the Company does not exceed 20% of the total
number of issued shares in the capital of the
Company; (b) for the purpose of determining
the aggregate number of shares that may be
issued under paragraph (a) above, the percentage
of issued shares shall be based on the total
number of issued shares in the capital
of the Company at the time this resolution
is passed, after adjusting for (i) new shares
arising from the conversion or CONTD
CONT CONTD exercise of any convertible securities, Non-Voting
if applicable, or share options or vesting
of share awards which are outstanding or subsisting
at the time this resolution is passed, and
(ii) any subsequent bonus issue or
consolidation or subdivision of shares;
(c) in exercising the authority conferred
by this resolution, the Company shall comply
with the provisions of the Listing Manual of
the SGX-ST for the time being in force (unless
such compliance has been waived by the
SGX-ST) and the Articles of Association for
the time being of the Company; and (d) unless
revoked or varied by the Company in
general meeting, the authority conferred by
this resolution shall continue in force until
the conclusion of the next annual general meeting
of the Company or the date by which the next
annual general meeting of the Company
is CONTD
CONT CONTD required by law to be held, whichever Non-Voting
is the earlier
7 That: (a) approval be and is hereby given, for Mgmt For For
the purposes of Chapter 9 of the Listing
Manual ("Chapter 9") of the SGX-ST, for the
Company, its subsidiaries and associated
companies that are entities at risk (as the
term is used in Chapter 9), or any of them,
to enter into any of the transactions falling
within the types of interested person transactions
described in the Appendix to the Notice of
this Annual General Meeting ("AGM") dated 2
April 2011 (the "Appendix") with any party
who is of the class of interested persons
described in the Appendix, provided that such
transactions are made on normal commercial
terms and in accordance with the review procedures
for such interested person transactions;
(b) the approval given in paragraph (a) above
(the "Shareholders' Mandate") shall, unless
revoked or CONTD
CONT CONTD varied by the Company in general meeting, Non-Voting
continue in force until the conclusion of
the next annual general meeting of the Company;
and (c) the Directors of the Company be
and are hereby authorised to complete and do
such acts and things (including executing all
such documents as may be required) as they
may consider expedient or necessary or in the
interests of the Company to give effect
to the Shareholders' Mandate and/or this resolution
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PPTYS LTD Agenda Number: 702628883
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 730796 DUE TO ADDITIONAL RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100916/LTN20100916237.pdf
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Receive the audited financial statements and Mgmt For For
reports of the Directors and Auditors for the
YE 30 JUN 2010
2. Declare a final dividend Mgmt For For
3.A Re-elect Mr. Dominic Chiu Fai Ho as a Director Mgmt For For
3.B Re-elect Mr. Ronnie Chichung Chan as a Director Mgmt For For
3.C Re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.D Re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.E Re-elect Mr. Henry Tze Yin Yiu as a Director Mgmt For For
3.F Re-elect Mr. Hau Cheong Ho as a Director Mgmt For For
3.G Authorize the Board of Directors to fix Directors' Mgmt For For
fees
4. Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5. Authorize the Directors to purchase the Company's Mgmt For For
shares
6. Authorize the Directors to issue additional Mgmt For For
shares
7. Approve the addition of repurchased shares to Mgmt For For
be included under the general mandate in Resolution
no. 6
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 703112590
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Allow Use of Electronic Systems Mgmt For For
for Public Notifications, Clarify the Maximum
Size of Board to 15 and other
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
6. Amend the Compensation to be received by Directors Mgmt For For
and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD Agenda Number: 702919638
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/
listedco/listconews/sehk/20110316/LTN20110316321.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the Audited Accounts for the year Mgmt For For
ended 31 December 2010 together with the Reports
of the Directors and Auditor thereon
2 To declare a final dividend of HKD 2.31 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall as Mgmt For For
Director
4 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and to authorise the Directors to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of Hkex, not exceeding
10% of the issued share capital of Hkex as
at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of Hkex, not exceeding 10% (5% where
the shares are to be allotted for cash) of
the issued share capital of Hkex as at the
date of this Resolution, and the discount for
any shares to be issued shall not exceed 5%
7.a To approve the remuneration of HKD 550,000 and Mgmt For For
HKD 385,000 per annum be payable to the
Chairman and each of the other non-executive
Directors respectively
7.b To approve, in addition to the attendance fee Mgmt For For
of HKD 2,500 per meeting, the remuneration
of HKD 100,000 and HKD 70,000 per annum be
payable to the chairman and each of
the other members (excluding executive Director)
of certain Board committees respectively
8 To approve the amendments to the Articles of Mgmt For For
Association relating to Hkex's corporate
communications
9 To approve the amendments to the Articles of Mgmt For For
Association relating to the notice period
for shareholders' nomination of Directors
10 To approve the amendments to the Articles of Mgmt For For
Association relating to minor housekeeping
amendments
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting
IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 702520582
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: OGM
Meeting Date: 13-Jul-2010
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 14 JUL 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of Changes in the Clear Heritage, State
of Flows of Cash and Memory and Management
report of Industry of Design Textile, Joint-stock
company Inditex, S.A. corresponding to the
Company exercise 2009, Finished on 31 JAN
2010
2 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of the Global Result, State of Changes
in the Clear Heritage Been of Flows of
Cash and Memory and report of Management of
the group consolidated Group Inditex correspondents
to the company exercise 2009, finished
on 31 JAN 2010, as well as of the Social Management
3 Approve the result and distribution of dividends Mgmt For For
4.A Re-elect Mr. Amancio Ortega Gaona to the Board Mgmt For For
of Directors, with the qualification
of Executive Counselor
4.B Re-elect Mr. Pablo Isla Alvarez De Tejera to Mgmt For For
the Board of Directors, with the qualification
of Executive Counselor
4.C Re-elect Mr. Juan Manuel Urgoiti Lopez De Ocana Mgmt For For
to the Board of Directors, with the qualification
of Executive Counselor
5.A Appointment of Mr. Nils Smedegaard Andersen Mgmt For For
as an Counselor, with the qualification
of External Independent Counselor
5.B Appointment of Mr. Emilio Saracho Rodriguez Mgmt For For
De Torres as an Counselor, with the qualification
of External Independent Counselor
6 Amend the Social By-Laws: Articles 12, 21, 31 Mgmt For For
and 32 as specified
7 Amend the regulation of general meeting: Article Mgmt For For
15 (Celebration of the General Meeting)
8 Re-elect the Account Auditors Mgmt For For
9 Authorize the Board of Directors for the derivative Mgmt For For
acquisition of own actions
10 Grant powers for execution of Agreements Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 702847534
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 798734 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 798818, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1 Annual report, financial statements and group Mgmt Take No Action
accounts for the year 2010, report of the statutory
auditors
2 Allocation of share premium reserves Mgmt Take No Action
3.1 Appropriation of disposable profit, dissolution Mgmt Take No Action
and distribution of share premium reserves
3.2 Disposal from balance sheet item share premium Mgmt Take No Action
reserves for the purpose of share repurchases
4 Discharge of the members of the board of directors Mgmt Take No Action
and of the executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the Mgmt Take No Action
board of directors
5.1.2 Re-election of Charles Stonehill (3 years) to Mgmt Take No Action
the board of directors
5.2 New election of Heinrich Baumann (3 years) to Mgmt Take No Action
the board of directors
6 The Board of Directors proposes that KPMG AG, Mgmt Take No Action
Zurich, be elected as Statutory Auditors for
another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 703112742
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Giving the Board of Directors the Authority Mgmt For For
to Issue Stock Acquisition Rights as Stock-Based
Remuneration to Employees of the Company and
Directors of Major Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702580691
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: SGM
Meeting Date: 13-Sep-2010
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100826/LTN20100826449.pdf
1 Approve the Scheme and the Option Offer both Mgmt For For
as defined in the notice convening the
SGM
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702932737
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411558.pdf
CMMT COMMENT HAS BEEN REMOVED Non-Voting
1 To receive and adopt the Audited Consolidated Mgmt For For
Accounts and Reports of the Directors and
the Auditors for the year ended 31 December
2010
2 To declare a final dividend of 52 HK cents per Mgmt For For
share
3.a To re-elect Dr William Fung Kwok Lun as Director Mgmt For For
3.b To re-elect Mr Allan Wong Chi Yun as Director Mgmt For For
3.c To re-elect Mr Benedict Chang Yew Teck as Director Mgmt For For
4 To fix the Director's fees and additional remuneration Mgmt For For
to Non-executive Directors who serve
on the board committees
5 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix
their remuneration
6 To give a general mandate to the Directors to Mgmt For For
repurchase the Company's shares up to 10%
7 To give a general mandate to the Directors to Mgmt For For
issue new shares up to 20% or in the case
of issue of new shares solely for cash and
unrelated to any asset acquisition, up to 10%
8 To authorise the Directors to issue the shares Mgmt For For
repurchased by the Company
9 To approve the Share Subdivision Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE AND REMOVAL OF FOR AND
AGAINST COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933433396
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JAGJEET S. BINDRA. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT
AS A FOR VOTE FOR THE ALTERNATE NOMINEE JACQUES
AIGRAIN)
1C RE-ELECTION OF DIRECTOR: MILTON CARROLL. (PLEASE Mgmt For For
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE RUDY VAN
DER MEER)
1E RE-ELECTION OF DIRECTOR: RUDY VAN DER MEER. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT
AS A FOR VOTE FOR THE ALTERNATE NOMINEE MILTON
CARROLL)
2A ELECTION OF CLASS II DIRECTOR: ROBIN BUCHANAN. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT
AS A FOR VOTE FOR THE ALTERNATE NOMINEE ROBERT
G. GWIN)
3A ELECTION OF CLASS III DIRECTOR: JACQUES AIGRAIN. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT
AS A FOR VOTE FOR THE ALTERNATE NOMINEE JAGJEET
S. BINDRA)
04 ADOPTION OF ANNUAL ACCOUNTS FOR 2010 Mgmt For For
05 DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE Mgmt For For
MANAGEMENT BOARD
06 DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
07 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
08 APPROVAL OF COMPENSATION OF THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
09 AMENDMENT TO ARTICLES OF ASSOCIATION Mgmt For For
10 APPROVAL OF PROPOSED DIVIDEND IN RESPECT OF Mgmt For For
THE 2010 FISCAL YEAR
11 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
12 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION
13 ELECTION OF CLASS II DIRECTOR: ROBERT G. GWIN. Mgmt For For
(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT
AS A FOR VOTE FOR THE ALTERNATE NOMINEE ROBIN
BUCHANAN)
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 703112615
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt For For
MICHAEL SPENCE Mgmt For For
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 702555662
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 27-Aug-2010
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the annual financial statements Mgmt For For
2 Approve the confirmation of dividends Mgmt For For
3 Approve the Non-Executive Directors remuneration Mgmt For For
4 Re-appoint PricewaterhouseCoopers Inc as the Mgmt For For
Auditors
5 Appointment of Professor D. Meyer as a Director Mgmt For For
6.1 Re-elect Mr. T. Vosloo as a Director Mgmt For For
6.2 Re-elect Mr. N.P. Van Heerden as a Director Mgmt For For
6.3 Re-elect Mr. H.S.S. Willemse as a Director Mgmt For For
6.4 Re-elect Mr. L.N. Jonker as a Director Mgmt For For
7 Grant authority for placing unissued shares Mgmt For For
under the control of the Directors
8 Approve the issue of shares for cash Mgmt For For
9 Amend the trust deed of the Naspers Share Incentive Mgmt For For
Scheme prescribed by Schedule 14 of the
JSE Listings Requirements
10 Grant special authority for the Board of Directors Mgmt For For
of Naspers to allot issue and make application
to the JSE for the listing of Naspers N ordinary
shares to the Naspers group share based incentive
schemes
S.1 Authorize the Company or its subsidiaries to Mgmt For For
acquire N ordinary shares in the Company
S.2 Authorize the Company or its subsidiaries to Mgmt For For
acquire A ordinary shares in the Company
11 Grant authority to implement all resolutions Mgmt For For
adopted at the AGM
0 Transact such other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702847596
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 741313, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the financial Mgmt Take No Action
statements of Nestle S.A. and the consolidated
financial statements of the Nestle group for
2010
1.2 Acceptance of the Compensation Report 2010 (advisory Mgmt Take No Action
vote)
2 Release of the members of the Board of Directors Mgmt Take No Action
and of the Management
3 Appropriation of profits resulting from the Mgmt Take No Action
balance sheet of Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Mgmt Take No Action
Bulcke
4.1.2 Re-election to the Board of Directors: Mr. Andreas Mgmt Take No Action
Koopmann
4.1.3 Re-election to the Board of Directors: Mr. Rolf Mgmt Take No Action
Hanggi
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Mgmt Take No Action
Meyers
4.1.5 Re-election to the Board of Directors: Mrs. Mgmt Take No Action
Naina Lal Kidwai
4.1.6 Re-election to the Board of Directors: Mr. Beat Mgmt Take No Action
Hess
4.2 Election to the Board of Directors: Ms. Ann Mgmt Take No Action
Veneman (for a term of three years)
4.3 Re-election of the statutory auditors: KPMG Mgmt Take No Action
S.A., Geneva branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased Mgmt Take No Action
under the share buy-back programmes, and reduction
of the share capital by CHF 16 500 000
--------------------------------------------------------------------------------------------------------------------------
NOBLE GROUP LTD Agenda Number: 702584168
--------------------------------------------------------------------------------------------------------------------------
Security: G6542T119
Meeting Type: SGM
Meeting Date: 17-Sep-2010
Ticker:
ISIN: BMG6542T1190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Authorize the Directors of the Company to allot Mgmt For For
and issue up to 6,177,231 new ordinary shares
of HKD 0.25 each in the capital of the Company
to Mr. Ricardo Leiman, an Executive Director
of the Company, or to such person as he may
direct, credited as fully-paid, for the
purposes of satisfying part of the remuneration
and bonus payable to such Executive Director
--------------------------------------------------------------------------------------------------------------------------
NOVO-NORDISK A S Agenda Number: 702814030
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 23-Mar-2011
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE
ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED
IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
2 Adoption of the audited Annual Report 2010 Mgmt For For
3.1 Approval of remuneration of the Board of Directors Mgmt For For
for 2010
3.2 Approval of remuneration level of the Board Mgmt For For
of Directors for 2011
4 A resolution to distribute the profit Mgmt For For
5.1.a Election of Sten Scheibye as a member to the Mgmt For For
Board of Directors
5.1.b Election of Goran A Ando as a member to the Mgmt For For
Board of Directors
5.1.c Election of Bruno Angelici as a member to the Mgmt For For
Board of Directors
5.1.d Election of Henrik Gurtler as a member to the Mgmt For For
Board of Directors
5.1.e Election of Thomas Paul Koestler as a member Mgmt For For
to the Board of Directors
5.1.f Election of Kurt Anker Nielsen as a member to Mgmt For For
the Board of Directors
5.1.g Election of Hannu Ryopponen as a member to the Mgmt For For
Board of Directors
5.1.h Election of Jorgen Wedel as a member to the Mgmt For For
Board of Directors
5.2 The Board of Directors proposes election of Mgmt For For
Sten Scheibye as chairman
5.3 The Board of Directors proposes election of Mgmt For For
Goran A Ando as vice chairman
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Reduction of the Company's B share capital from Mgmt For For
DKK 492,512,800 to DKK 472,512,800
7.2 Authorisation of the Board of Directors to acquire Mgmt For For
own shares up to a holding limit of 10% of
the share capital
7.3.1 Amendments to the Articles of Asociation: Article Mgmt For For
2 (deletion of article regarding location
of registered office)
7.3.2 Amendments to the Articles of Asociation: Article Mgmt For For
7.5 (new article 6.5) (removal of the
requirement to advertise the notice calling
a general meeting in two daily newspapers)
7.3.3 Amendments to the Articles of Asociation: Article Mgmt For For
11.2 (new article 10.2) (introduction of
age limit for nomination of candidates to the
Board of Directors)
7.4 Adoption of Remuneration Principles and consequential Mgmt For For
amendment of article 15 (new article 14)
--------------------------------------------------------------------------------------------------------------------------
NOVOZYMES A/S Agenda Number: 702776468
--------------------------------------------------------------------------------------------------------------------------
Security: K7317J117
Meeting Type: AGM
Meeting Date: 02-Mar-2011
Ticker:
ISIN: DK0010272129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE
ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED
IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "6, 7 AND 8.A TO 8.E". THANK YOU.
1 Report of the Board of Directors Non-Voting
2 Approval of the annual report 2010 Mgmt For For
3 Distribution of profit Mgmt For For
4 Approval of general guidelines for remuneration Mgmt For For
of the Board and Executive Management
5 Approval of remuneration of the Board Mgmt For For
6 Election of Chairman: Henrik Gurtler Mgmt For For
7 Election of Vice Chairman: Kurt Anker Nielsen Mgmt For For
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
8.a Election of the Board of Director: Paul Petter Mgmt For For
Aas
8.b Election of the Board of Director: Mathias Uhlen Mgmt For For
8.c Election of the Board of Director: Lena Olving Mgmt For For
8.d Election of the Board of Director: Jorgen Buhl Mgmt For For
Rasmussen
8.e Election of the Board of Director: Mgmt For For
Agnete Raaschou-Nielsen
9 Re-election of PwC as a Auditor Mgmt For For
10.a Proposal from the Board of Directors: Deletion Mgmt For For
of article 2 (Registered office)
10.b Proposal from the Board of Directors: Article Mgmt For For
13.2 (Retirement age for board members)
10.c Proposal from the Board of Directors: Authorization Mgmt For For
to purchase treasury stock
10.d Proposal from the Board of Directors: Authorization Mgmt For For
to meeting chairman
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702605188
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the vote to be cast by the Company, Mgmt For For
in a meeting of owners of the subsidiary
Ogx Petroleo E Gas Ltda. from here onwards
Ogx Ltda. relative to the decision for the
spinoff of Ogx Ltda from here onwards the spinoff,
with the transfer of a portion of its assets
to another subsidiary, Ogx Campos Petroleo
E Gas S.A. from here onwards Ogx Campos, in
which the Company also has 99.99% of the
share capital
2 Election of Eduardo Karrer, Luiz Eduardo Guimaraes Mgmt For For
Carneiro and Paulo Monteiro Barbosa
Filho to the vacant positions on the Board
of Directors of the Company
3 Amendment of Article 5 of the Corporate Bylaws Mgmt For For
of the Company, bearing in mind the exercise
of the right to subscribe to shares resulting
from the stock option program for common
shares issued by the Company, which was
approved at the EGM held on 30 APR 2008,
as it was later consolidated, in such a
way as to reflect the increase of the share
capital and the new number of shares
4 Amend the Article 14 of the Corporate Bylaws Mgmt For For
of the Company and their later consolidation
in such a way as to adapt the names and duties
of the Executive Committee of the Company to
its current composition
5 Approve the extension of the stock option program Mgmt For For
for common shares issued by the Company, in
accordance with the terms of Article 168, paragraph
3, of law number 6404.76, until 31 DEC 2015
--------------------------------------------------------------------------------------------------------------------------
PACIFIC RUBIALES ENERGY CORP. Agenda Number: 933450607
--------------------------------------------------------------------------------------------------------------------------
Security: 69480U206
Meeting Type: Annual and Special
Meeting Date: 31-May-2011
Ticker: PEGFF
ISIN: CA69480U2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 IN RESPECT OF DETERMINATION OF THE NUMBER OF Mgmt For For
DIRECTORS AT TWELVE (12);
02 DIRECTOR
SERAFINO IACONO Mgmt For For
MIGUEL DE LA CAMPA Mgmt For For
RONALD PANTIN Mgmt For For
JOSE FRANCISCO ARATA Mgmt For For
GERMAN EFROMOVICH Mgmt For For
NEIL WOODYER Mgmt For For
AUGUSTO LOPEZ Mgmt For For
MIGUEL RODRIGUEZ Mgmt For For
DONALD FORD Mgmt For For
JOHN ZAOZIRNY Mgmt For For
VICTOR RIVERA Mgmt For For
HERNAN MARTINEZ Mgmt For For
03 IN RESPECT OF RE-APPOINTMENT OF ERNST AND YOUNG Mgmt For For
LLP, AS AUDITORS OF THE CORPORATION AT A REMUNERATION
TO BE FIXED BY THE DIRECTORS;
04 IN RESPECT OF THE APPROVAL OF UNALLOCATED ENTITLEMENTS Mgmt For For
UNDER THE CORPORATION'S STOCK OPTION PLAN,
AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
DATED APRIL 25, 2011.
--------------------------------------------------------------------------------------------------------------------------
PANDORA A /S Agenda Number: 702846861
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: AGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY
WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS IN Non-Voting
DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 The Board of Directors' report on the Company's Mgmt For For
activities during the past financial year
2 Adoption of the annual report Mgmt For For
3.1 Proposal by the Board of Directors for approval Mgmt For For
of remuneration for 2010
3.2 Proposal by the Board of Directors for approval Mgmt For For
of remuneration level for 2011
4 Proposed distribution of profit as recorded Mgmt For For
in the adopted annual report, including the
proposed amount of any dividend to be distributed
or proposal to cover any loss
5 Resolution on the discharge from liability of Mgmt For For
the Board of Directors and the Executive Management
6.1 Proposal by the Board of Directors: Proposal Mgmt For For
to adopt the Company's remuneration policy
6.2 Proposal by the Board of Directors: Proposal Mgmt For For
to approve changes to the Company's existing
incentive payment guidelines
7.1 Re-election Allan Leighton as a member to the Mgmt For For
Board of Directors
7.2 Re-election Torben Ballegaard Sorensen as a Mgmt For For
member to the Board of Directors
7.3 Re-election Andrea Alvey Sorensen as a member Mgmt For For
to the Board of Directors
7.4 Re-election Marcello V. Bottoli as a member Mgmt For For
to the Board of Directors
7.5 Re-election Sten Daugaard as a member to the Mgmt For For
Board of Directors
7.6 Re-election Christian Frigast as a member to Mgmt For For
the Board of Directors
7.7 Re-election Erik Danquard Jensen as a member Mgmt For For
to the Board of Directors
7.8 Re-election Nikolaj Vejlsgaard as a member to Mgmt For For
the Board of Directors
8 The Board of Directors proposes re-election Mgmt For For
of Ernst & Young P/S
9 Miscellaneous Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PDG RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702631703
--------------------------------------------------------------------------------------------------------------------------
Security: P7649U108
Meeting Type: EGM
Meeting Date: 04-Nov-2010
Ticker:
ISIN: BRPDGRACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Split of all the common shares issued by the Mgmt For For
Company, in such a way that, if it is approved,
for each nominative, book entry common share
with no par value issued by the company,
from here onwards common share, there will
be created and attributed to the owner one
new common share, with the same integral
rights and advantages as the pre-existing common
shares, with it being the case that each
common share will come to be represented by
two common shares after the share split,
with the depositary shares continuing to represent
two common shares after the split
II To amend Article 5 and its paragraphs of the Mgmt For For
corporate bylaws of the Company, as a result
of the share split proposed and of the issuances
carried out by the board of directors to
this date within the authorized capital
III To confirm and ratify all the acts that have Mgmt For For
been done by the management prior to the
date of the general meeting related to the
matters contained in this agenda
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE FROM 25TH OCT TO 04TH NOV 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 702630179
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 10-Nov-2010
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK: https://balo.journal-officiel.
gouv.fr/pdf/2010/0920/201009201005328.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2010/
1020/201010201005592.pdf
O.1 Approval of the Parent Company financial statements Mgmt For For
for the financial year ended 30 JUN 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year ended 30 JUN 2010
O.3 Allocation of the net result for the financial Mgmt For For
year ended 30 JUN 2010 and setting of the dividend
O.4 Approval of regulated agreements referred to Mgmt For For
in Article L. 225-38 et seq. of the French
Commercial Code
O.5 Renewal of the Directorship of Mr. Francois Mgmt For For
Gerard
O.6 Appointment of Ms. Susan Murray as a Director Mgmt For For
O.7 Renew appointment of Mazars as Auditor Mgmt For For
O.8 Renew appointment of Patrick de Cambourg as Mgmt For For
Alternate Auditor
O.9 Setting of the annual amount of Directors' fees Mgmt For For
allocated to members of the Board of Directors
O.10 Authorization to be granted to the Board of Mgmt For For
Directors to trade in the Company's shares
E.11 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide on an allocation
of performance-related shares to Employees
of the Company and to Employees and Corporate
Officers of the Companies of the Group
E.12 Delegation of authority to be granted to the Mgmt For For
Board of Directors to issue share warrants
in the event of a public offer on the Company's
shares
E.13 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide on share capital
increases through the issue of shares or securities
granting access to the share capital, reserved
for members of saving plans with cancellation
of preferential subscription rights in favour
of the members of such saving plans
E.14 Amendment of the Company bylaws relating to Mgmt For For
the right of the Board of Directors to appoint
censors
E.15 Amendment of the Company bylaws relating to Mgmt For For
the terms and conditions applicable to the
attendance and vote at the General Shareholders'
Meeting
E.16 Powers to carry out the necessary legal formalities Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF NAMES IN RESOLUTIONS 7 AND 8 AND RECEIPT
OF ADDITIONAL LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 702606661
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 01-Nov-2010
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/
listedco/listconews/sehk/20100914/LTN20100914492.pdf
1 Approve the adjustment of remuneration of domestic Mgmt For For
persons of the Company acting as the Independent
Non-executive Directors
2.1 Approve the means of the major asset restructuring, Mgmt For For
object of the transaction and parties to the
transaction
2.2 Approve the transaction price and basis of pricing Mgmt For For
involved in the major asset restructuring
2.3 Approve the vesting of profit or loss arising Mgmt For For
from the relevant assets from the base date
of asset pricing to the completion date
2.4 Approve the contract obligations and default Mgmt For For
liabilities under the transfer of ownership
of the relevant assets
2.5 Approve the validity period of the resolution Mgmt For For
of the major asset restructuring
3 Approve the supplemental agreement to the Share Mgmt For For
Subscription Agreement entered into
between the Company and SDB
4 Approve the profits forecast compensation agreement Mgmt For For
entered into between the Company and SDB
5 Authorize the Board to process matters relating Mgmt For For
to the major asset restructuring
of the Company at the general meeting
--------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA, PARIS Agenda Number: 703016065
--------------------------------------------------------------------------------------------------------------------------
Security: F7607Z165
Meeting Type: MIX
Meeting Date: 07-Jun-2011
Ticker:
ISIN: FR0000130577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINKS: https://balo.journal-
officiel.gouv.fr/pdf/2011/0422/201104221101423.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/
0513/201105131101925.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Discharge of duties to the Executive Board Mgmt For For
O.5 Discharge of duties to the Supervisory Board Mgmt For For
members
O.6 Setting the amount of attendance allowances Mgmt For For
allocated to Supervisory Board members
O.7 Regulated Agreement between the Company and Mgmt For For
one of its shareholders holding more than
10% of the voting rights
O.8 Renewal of Mr. Simon Badinter's term as Supervisory Mgmt For For
Board member
O.9 Renewal of term of the company Mazars as principal Mgmt For For
Statutory Auditor
O.10 Authorization to be granted to the Executive Mgmt For For
Board to allow the Company to trade its
own shares
E.11 Authorization to be granted to the Executive Mgmt For For
Board to reduce capital by cancellation
of treasury shares
E.12 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to issue shares
or securities, while maintaining preferential
subscription rights
E.13 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to issue shares
or securities with cancellation of preferential
subscription rights, by way of a public
offer
E.14 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to issue shares
or securities with cancellation of preferential
subscription rights, through private investment
E.15 Authorization to be granted to the Executive Mgmt For For
Board to issue shares, equity securities
within the limit of 10% and with the right
to set the issue price
E.16 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to increase share
capital by incorporation of reserves, profits,
premiums or other amounts
E.17 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to issue shares
or securities providing access to the capital
of the Company in case of public offer initiated
by the Company
E.18 Delegation of authority to be granted to the Mgmt For For
Executive Board to carry out the issuance of
shares or securities, in consideration for
in-kind contributions granted to the Company
within the limit of 10% of share capital
E.19 Authorization to be granted to the Executive Mgmt For For
Board to increase the number of issuable securities
in case of capital increase with or without
preferential subscription rights within the
limit of 15% of the issuance - on granting
E.20 Authorization to be granted to the Executive Mgmt For For
Board to increase share capital by issuing
equity securities or securities providing access
to the capital of the Company with cancellation
of preferential subscription rights in favor
of members of a company savings plan
E.21 Delegation of authority to be granted to the Mgmt For For
Executive Board to decide to increase share
capital with cancellation of shareholders'
preferential subscription rights in
favor of specific categories of beneficiaries
E.22 Authorization to be granted to the Executive Mgmt For For
Board to carry out free allocation
of shares to employees and corporate officers
E.23 Overall limitation of capital increase authorizations Mgmt For For
E.24 Right to use authorizations granted by the General Mgmt For For
Meeting in case of public offer involving
the Company
E.25 Amendment of Article 10 II of the Statutes: Mgmt For For
age limit of Executive Board members
E.26 Amendment of Article 20 of the Statutes: shareholder's Mgmt For For
representation at the General Meeting
O.27 Powers Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting
OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933301121
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 13-Jul-2010
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BALSILLIE Mgmt For For
MIKE LAZARIDIS Mgmt For For
JAMES ESTILL Mgmt For For
DAVID KERR Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt For For
BARBARA STYMIEST Mgmt For For
ANTONIO VIANA-BAPTISTA Mgmt For For
JOHN WETMORE Mgmt For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859553
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: CRT
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting
OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE
BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU
CHOOSE TO VOTE ABSTAIN FOR THIS MEETING
THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER
OR ISSUERS AGENT.
1 Implement the Scheme of Arrangement Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859565
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Director's report and financial Mgmt For For
statements for the year ended December 31,
2010
2 To approve the Director's remuneration report Mgmt For For
for the year ended December 31, 2010
3 To re-elect Sir Simon Robertson as a director Mgmt For For
of the Company
4 To re-elect John Rishton as a director of the Mgmt For For
Company
5 To re-elect Helen Alexander CBE a director of Mgmt For For
the Company
6 To re-elect Peter Byrom as a director of the Mgmt For For
Company
7 To re-elect Iain Conn as a director of the Company Mgmt For For
8 To re-elect Peter Gregson as a director of the Mgmt For For
Company
9 To re-elect James Guyette as a director of the Mgmt For For
Company
10 To re-elect John McAdam as a director of the Mgmt For For
Company
11 To re-elect John Neill CBE as a director of Mgmt For For
the Company
12 To re-elect Andrew Shilston as a director of Mgmt For For
the Company
13 To re-elect Colin Smith as a director of the Mgmt For For
Company
14 To re-elect Ian Strachan as a director of the Mgmt For For
Company
15 To re-elect Mike Terrett as a director of the Mgmt For For
Company
16 To re-appoint the auditors Mgmt For For
17 To authorise the directors to agree the auditor's Mgmt For For
remuneration
18 To approve payment to shareholders Mgmt For For
19 To authorise political donation and political Mgmt For For
expenditure
20 To approve the Rolls-Royce plc Share Purchase Mgmt For For
Plan
21 To approve the Rolls-Royce UK Share Save Plan Mgmt For For
22 To approve the Rolls-Royce International Share Mgmt For For
Save Plan
23 To adopt amended Articles of Association Mgmt For For
24 To authorise the directors to call general meetings Mgmt For For
on not less than 14 clear day's notice
25 To authorise the directors to allot shares (s.551) Mgmt For For
26 To disapply pre-emption rights (s.561) Mgmt For For
27 To authorise the Company to purchase its own Mgmt For For
ordinary shares
28 To implement the Scheme of Arrangement Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 702853981
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 21-Apr-2011
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 794804 DUE TO DELETION OF A RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST".
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
O.1 Approval of 2010 parent company financial statements Mgmt For For
O.2 Approval of 2010 consolidated financial statements Mgmt For For
O.3 Appropriation of profit for the year, dividend Mgmt For For
and dividend reinvestment option
O.4 Approval of the report on regulated agreements Mgmt For For
signed in 2010 and previous years
O.5 Ratification of the co-optation of Mr. Anand Mgmt For For
Mahindra and his appointment as a member of
the Supervisory Board
O.6 Appointment of Ms. Betsy Atkins as a member Mgmt For For
of the Supervisory Board
O.7 Appointment of Mr. Jeong H. Kim as a member Mgmt For For
of the Supervisory Board
O.8 Appointment of Ms. Dominique Senequier as a Mgmt For For
member of the Supervisory Board
O.9 Determination of the amount of attendance fees Mgmt For For
awarded to the members of the Supervisory Board
O.10 Authorization to trade in the Company's shares: Mgmt For For
maximum purchase price EUR 150
E.11 Statutory changes: the statutory age limit for Mgmt For For
members of the Supervisory Board is replaced
by a restriction to two years (renewable) of
the period of appointment of members aged over
70
E.12 Statutory changes: possibility of appointing Mgmt For For
a third non-voting member
E.13 Statutory changes: division by two of the par Mgmt For For
value of the Company's shares
E.14 Authorization to (i) increase the capital by Mgmt For For
a maximum of EUR 800 million by issuing common
shares or securities convertible, redeemable,
exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries,
subject to preemptive subscription rights;
or (ii) issue securities providing for the
attribution of debt securities, subject to
preemptive subscription rights
E.15 Authorization to increase the Company's capital Mgmt For For
by capitalizing reserves, earnings or additional
paid-in capital
E.16 Authorization to (i) increase the capital by Mgmt For For
a maximum of EUR 217 million, by issuing common
shares or securities convertible, redeemable,
exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries;
or (ii) issue securities providing for the
attribution of debt securities; in both cases,
by means of public offerings and subject to
the waiver by existing shareholders of their
preemptive subscription rights
E.17 Authorization to increase the amount of an initial Mgmt For For
share issue, with or without preemptive subscription
rights, determined pursuant to the fourteenth
and sixteenth resolutions respectively where
an issue is oversubscribed
E.18 Option to use the authorization to increase Mgmt For For
the capital without preemptive subscription
rights in payment for shares in the case of
a public exchange offer or share equivalents
relating to the shares of other companies
E.19 Authorization, through an offering governed Mgmt For For
by article L.411-2 II of the French Monetary
and Financial Code, in all cases without preemptive
subscription rights, at a price set by the
Management Board in accordance with procedures
approved by shareholders at this Meeting to
(i) increase the capital by a maximum of EUR
108 million (i.e. 5% of share capital), by
issuing common shares or securities of the
Company or one of its subsidiaries or (ii)
to issue convertible debt securities
E.20 Authorization given to the Management Board Mgmt For For
to grant options to purchase new or existing
shares to employees and corporate officers
of the Company and its affiliates
E.21 Authorization given to the Management Board Mgmt For For
to grant free share allocations (based on existing
shares or shares to be issued), subject where
applicable to performance criteria, to employees
and corporate officers of the Company and its
affiliates
E.22 Authorization to issue shares to employees who Mgmt For For
are members of the Employee Stock Purchase
Plan
E.23 Authorization to carry out a share issue restricted Mgmt For For
to employees of the foreign companies in the
Group
E.24 Authorization given to the Management Board Mgmt For For
to cancel, where applicable, company shares
purchased in accordance with the conditions
determined by the Shareholders' Meeting, up
to a maximum of 10% of capital
E.25 Powers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED, HAMILTON Agenda Number: 702591846
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: AGM
Meeting Date: 24-Sep-2010
Ticker:
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID 735476 DUE TO PAST RECORD DATE. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1 Re-elect John Fredriksen as a Director of the Mgmt Take No Action
Company
2 Re-elect Tor Olav Troeim as a Director of the Mgmt Take No Action
Company
3 Re-elect Kate Blankenship as a Director of the Mgmt Take No Action
Company
4 Re-elect Kjell E. Jacobsen as a Director of Mgmt Take No Action
the Company
5 Re-elect Kathrine Fredriksen as a Director of Mgmt Take No Action
the Company
6 Re-appoint PricewaterhouseCoopers, as the Auditors Mgmt Take No Action
and authorize the Directors to determine their
remuneration
7 Approve the remuneration of the Company's Board Mgmt Take No Action
of Directors of a total amount of fees not
to exceed USD 650,000 for the YE 31 DEC 2010
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933373134
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Annual
Meeting Date: 09-Mar-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THOMAS WROE, JR. OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT WROE, MARK
"AGAINST" TO ELECT ROSKAM
1B ELECTION OF ED CONRAD OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT CONRAD, MARK "AGAINST"
TO ELECT ROSKAM
1C ELECTION OF PAUL EDGERLEY OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT EDGERLEY, MARK
"AGAINST" TO ELECT ROSKAM
1D ELECTION OF MICHAEL J. JACOBSON OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT JACOBSON,
MARK "AGAINST" TO ELECT ROSKAM
1E ELECTION OF JOHN LEWIS OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT LEWIS, MARK "AGAINST" TO
ELECT ROSKAM
1F ELECTION OF SETH MEISEL OR MARC ROSKAM FOR DIRECTOR, Mgmt For For
MARK "FOR" TO ELECT MEISEL, MARK "AGAINST"
TO ELECT ROSKAM
1G ELECTION OF CHARLES W. PEFFER OR MARC ROSKAM Mgmt For For
FOR DIRECTOR, MARK "FOR" TO ELECT PEFFER, MARK
"AGAINST" TO ELECT ROSKAM
1H ELECTION OF MICHAEL WARD OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT WARD, MARK "AGAINST"
TO ELECT ROSKAM
1I ELECTION OF STEPHEN ZIDE OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT ZIDE, MARK "AGAINST"
TO ELECT ROSKAM
1J ELECTION OF KIRK P. POND OR MARC ROSKAM FOR Mgmt For For
DIRECTOR, MARK "FOR" TO ELECT POND, MARK "AGAINST"
TO ELECT ROSKAM
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V. Agenda Number: 933426288
--------------------------------------------------------------------------------------------------------------------------
Security: N7902X106
Meeting Type: Special
Meeting Date: 10-May-2011
Ticker: ST
ISIN: NL0009324904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2010 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS AND ANNUAL REPORT FOR FISCAL YEAR
2010 IN THE ENGLISH LANGUAGE.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR FISCAL YEAR 2009 AND TO AUTHORIZE
THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL
ACCOUNTS FOR FISCAL YEAR 2009 IN THE ENGLISH
LANGUAGE.
03 PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD Mgmt For For
OF DIRECTORS FROM CERTAIN LIABILITY FOR 2009
AND 2010.
04 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THE SPECIAL MEETING TO REPURCHASE
AS MANY SHARES IN THE CAPITAL OF THE COMPANY
AS IS PERMITTED BY LAW AND THE COMPANY'S ARTICLES
OF ASSOCIATION.
05 PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD Mgmt For For
OF DIRECTORS FOR A PERIOD OF 5 YEARS FROM THE
DATE OF THE SPECIAL MEETING TO ISSUE ORDINARY
SHARES AND/OR PREFERRED SHARES AND/OR GRANT
RIGHTS TO ACQUIRE OUR SHARES.
06 PROPOSAL TO AMEND OUR ARTICLES OF ASSOCIATION Mgmt For For
AND AUTHORIZE THE CHAIRMAN OF OUR BOARD OF
DIRECTORS AND EACH EMPLOYEE OF LOYENS & LOEFF
N.V. TO EXECUTE THE DEED OF AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702738545
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Non-Voting
Board, the corporate Governance Report and
the Compensation Report as well as the Compliance
Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Non-Voting
Statements of Siemens AG and the approved Consolidated
Financial Statements, together with the Combined
Management's Discussion and Analysis of Siemens
AG and the Siemens Group, including the Explanatory
Report on the information required pursuant
to section 289 (4) and (5) and section 315
(4) of the German Code (HGB) as of September
30, 2010
3. To resolve on the allocation of net income of Mgmt For For
siemens AG to pay a dividend
4. To ratify the acts of the members of the Managing Mgmt For For
Board
5. To ratify the acts of the members of the Supervisory Mgmt For For
Board
6. To resolve on the approval of the compensation Mgmt For For
system for Managing Board members
7. To resolve on the appointment of independent Mgmt For For
auditors for the audit of the Annual Financial
Statements and the Consolidated Financial Statements
and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase Mgmt For For
and use Siemens shares and to exclude shareholders'
subscription and tender rights
9. To resolve on the authorization to use derivatives Mgmt For For
in connection with the repurchase of Siemens
shares pursuant to section 71 (1), no. 8, of
the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Mgmt For For
Capital 2011 reserved for the issuance to employees
with shareholders' subscription rights excluded,
and related amendments to the Articles of Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and the related amendments
to the Articles of Association
12. To resolve on the approval of a profit-and-loss Mgmt For For
transfer agreement between Siemens AG and a
subsidiary
13. To resolve on the authorization of the managing Mgmt For For
Board to issue convertible bonds and/or warrant
bonds and exclude shareholders' subscription
rights, and to resolve on the creation of a
Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Resolution on an amendment to section 2 of
the Articles of Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To re-elect Mr S P Bertamini, an executive director Mgmt For For
5 To re-elect Mr J S Bindra, an executive director Mgmt For For
6 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt For For
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt For For
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt For For
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt For For
11 To re-elected Mr R H P Markham, a non-executive Mgmt For For
director
12 To re-elect Ms R Markland, a non-executive director Mgmt For For
13 To re-elect Mr R H Meddings, an executive director Mgmt For For
14 To re-elect Mr J G H Paynter, a non-executive Mgmt For For
director
15 To re-elect Mr J W Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive director Mgmt For For
17 To re-elect Mr P A Sands, an executive director Mgmt For For
18 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt For For
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt For For
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt For For
fees
22 To authorise the Company and its subsidiaries Mgmt For For
to make political donations
23 To authorise the board to allot shares Mgmt For For
24 To extend the authority to allot shares Mgmt For For
25 To approve the 2011 Standard Chartered Share Mgmt For For
Plan
26 To disapply pre-emption rights Mgmt For For
27 To authorise the Company to buy back its ordinary Mgmt For For
shares
28 To authorise the Company to buy back its preference Mgmt For For
shares
29 To authorise the Company to call a general meeting Mgmt For For
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 703143381
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 933389062
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: TCK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
I. ABE Mgmt For For
M.M. ASHAR Mgmt For For
J.B. AUNE Mgmt For For
J.H. BENNETT Mgmt For For
H.J. BOLTON Mgmt For For
F.P. CHEE Mgmt For For
J.L. COCKWELL Mgmt For For
N.B. KEEVIL Mgmt For For
N.B. KEEVIL III Mgmt For For
T. KURIYAMA Mgmt For For
D.R. LINDSAY Mgmt For For
J.G. RENNIE Mgmt For For
W.S.R. SEYFFERT Mgmt For For
C.M. THOMPSON Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 702506607
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 02-Jul-2010
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the accounts and reports of the Directors Mgmt For For
and the Auditors for the FYE 27 FEB 2010
2 Approve the Directors' remuneration report for Mgmt For For
the FYE 27 FEB 2010
3 Declare the final dividend of 9.16 pence per Mgmt For For
share recommended by the Directors
4 Re-elect Ken Hydon as a Director Mgmt For For
5 Re-elect Tim Mason as a Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe, CMG as a Director Mgmt For For
7 Re-elect David Potts as a Director Mgmt For For
8 Re-elect David Reid as a Director Mgmt For For
9 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company, to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
10 Approve the remuneration of PricewaterhouseCoopers Mgmt For For
LLP be determined by the Directors
11 Authorize the Directors, in place of the equivalent Mgmt For For
authority given to the Directors at the
last AGM (but without prejudice to the continuing
authority of the Directors to allot relevant
securities pursuant to an offer or
agreement made by the Company before the expiry
of the authority pursuant to which such offer
or agreement was made), in accordance with
Section 551 of the Companies Act 2006 (the
Act) to allot: (i) shares in the Company or
grant rights to subscribe for or to convert
any securities into shares in the Company
up to a maximum aggregate nominal amount of
GBP 133,688,202; CONTD..
CONT ..CONTD and in addition (ii) equity securities Non-Voting
of the Company (within the meaning of Section
560 of the Act) in connection with an offer
of such securities by way of a rights
issue up to an aggregate nominal amount of
GBP 133,688,202, Authority shall expire on
the date of the next AGM of the Company
after the passing of this resolution ; and
the Board may allot equity securities in pursuance
of such an offer or agreement as if the authority
conferred had not expired
S.12 Authorize the Directors, subject to and conditional Mgmt For For
on the passing of Resolution 11, pursuant
to Section 570 of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash pursuant to the authority
given by Resolution 11 as if sub-Section 1
of Section 561 of the Act did not apply
to any such allotment provided that this power
shall be limited: (i) to the allotment
of equity securities in connection with an
offer of such securities by way of a rights
issue (as defined in Resolution 11; and (ii)
to the allotment (otherwise than pursuant to
sub-Paragraph (i) above) of equity securities
up to an aggregate nominal value of GBP
20,053,230; CONTD..
CONT ..CONTD Authority shall expire on the date Non-Voting
of the next AGM of the Company after the
passing of this resolution and the Board may
allot equity securities in pursuance
of such an offer or agreement as if the power
conferred hereby had not expired
S.13 Authorize the Company, to make market purchases Mgmt For For
(within the meaning of Section 693(4)
of the Act) of Ordinary Shares of 5p each in
the capital of the Company ("Shares") on
such terms as the Directors think fit, and
where such Shares are held as treasury shares,
the Company may use them for the purposes
set out in Section 727 of the Act, including
for the purpose of its Employee Share Schemes,
provided that: a) the maximum number of Shares
which may be purchased is 802,129,223 Shares;
b) the minimum price, exclusive of any expenses,
which may be paid for each Share is 5p; c)
the maximum price, exclusive of any expenses,
which may be paid for each Share is an amount
equal to the higher of: (i) 105% of the
average of the middle market quotations
of a Share as derived from the London Stock
Exchange CONTD
CONT CONTD Daily Official List for the five business Non-Voting
days immediately preceding the day on which
the share is contracted to be purchased; and
(ii) the amount stipulated by Article 5(1)
of the Buy-back and Stabilization Regulation
2003; Authority will expire at the close of
the next AGM of the Company (except in relation
to the purchase of Shares, the contract for
which was concluded before the expiry
of this authority and which will or may be
executed wholly or partly after such expiry)
; the Company may make a contract to purchase
Shares under this authority before the expiry
of the authority which will or may be executed
wholly or partly after the expiry of the authority,
and may make a purchase of Shares in pursuance
of any such contract
14 Authorize, in accordance with Section 366 of Mgmt For For
the Act, the Company and all Companies
that are its subsidiaries at any time during
the period for which this resolution has
effect to: (a) make donations to political
parties and/or independent election candidates;
(b) make political donations to political
organizations, other than political parties;
(c) incur political expenditure, during the
period beginning with the date of the passing
of this resolution and ending on the date
of the Company's next AGM, such that the aggregate
of all expenditure under paragraphs (a), (b)
and (c) shall not exceed GBP 100,000 in total
15 Authorize the Directors: (a) to renew and continue Mgmt For For
The Tesco PLC Share Incentive Plan (formerly
the Tesco All Employee Share Ownership Plan)
(SIP) as summarized in Appendix 1 to this
document and to do all acts and things necessary
to carry this into effect; and (b) to adopt
similar plans for overseas employees
subject to such modifications as may be necessary
or desirable to take account of overseas
tax, exchange controls or securities laws
provided that any Ordinary Shares made available
under such further plans are treated as
counting against any limits on individual or
overall participation in the SIP
S.16 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of
the Company's Memorandum of Association which,
by virtue of Section 28 of the Act, are
treated as provisions of the Company's Articles
of Association; and (ii) the Articles of Association
produced to the meeting and signed by the Chairman
of the meeting for the purpose of identification
be adopted as the Articles of Association
of the Company in substitution for, and
to exclusion of the existing Articles of Association
S.17 Approve a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG Agenda Number: 703028856
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1 Annual report Mgmt Take No Action
2 Discharge of the board of directors Mgmt Take No Action
3 Resolution for the appropriation of net profit Mgmt Take No Action
4 Nomination of the auditor: Pricewaterhouse Coopers Mgmt Take No Action
Ltd
5 Ad-hoc Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 702730905
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 21-Jan-2011
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting
MEETING IS 31 DEC 2010, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU
1. Presentation of the adopted financial statements Non-Voting
of ThyssenKrupp AG and the consolidated financial
statements for the period ended September 30,
2010, the management reports on ThyssenKrupp
AG and the Group for the 2009/2010 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board on
the information pursuant to para 289. 4 and
para 315. 4 German Commercial Code (HGB)
2. Resolution on the disposition of unappropriated Mgmt For For
net income
3. Resolution on the ratification of the acts of Mgmt For For
the members of the Executive Board
4. Resolution on the ratification of the acts of Mgmt For For
the members of the Supervisory Board
5. Resolution on the approval of the new system Mgmt For For
of compensation for the members of the Executive
Board
6. Resolution on the election of a Supervisory Mgmt For For
Board member Dr. -Ing. Ekkehard D. Schulz
7. Resolution on the election of KPMG AG, Berlin Mgmt For For
as the auditors for the 2010/2011 financial
year
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 703112766
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
3. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
4. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
5. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
6. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
7. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
8. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
9. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
10. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
11. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
12. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding answers by the Company
to questions from shareholders
13. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding exercise of voting
rights at general meetings of shareholders
14. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding claims for damages
against the directors
15. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
sanction imposed on the officers (directors
and executive officers)
16. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of personalized
information of each director and executive
officer of the Company
17. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding individual disclosure
of information of each advisor to the board,
advisor and shayu of the Company
18. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of information
concerning employees who entered the Company
from a ministry or agency of government or
other public organizations
19. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding conditions of employment
for temporary employees
20. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding Retained Earnings
21.1 Shareholders' Proposals: Appoint a Director Shr Against For
21.2 Shareholders' Proposals: Appoint a Director Shr Against For
21.3 Shareholders' Proposals: Appoint a Director Shr Against For
21.4 Shareholders' Proposals: Appoint a Director Shr Against For
21.5 Shareholders' Proposals: Appoint a Director Shr Against For
21.6 Shareholders' Proposals: Appoint a Director Shr Against For
21.7 Shareholders' Proposals: Appoint a Director Shr Against For
21.8 Shareholders' Proposals: Appoint a Director Shr Against For
21.9 Shareholders' Proposals: Appoint a Director Shr Against For
21.10 Shareholders' Proposals: Appoint a Director Shr Against For
21.11 Shareholders' Proposals: Appoint a Director Shr Against For
21.12 Shareholders' Proposals: Appoint a Director Shr Against For
21.13 Shareholders' Proposals: Appoint a Director Shr Against For
21.14 Shareholders' Proposals: Appoint a Director Shr Against For
21.15 Shareholders' Proposals: Appoint a Director Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC Agenda Number: 702932028
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the annual accounts and Mgmt For For
associated reports
2 To declare a final dividend of 4.0p per ordinary Mgmt For For
share
3 To receive and approve the Directors' Remuneration Mgmt For For
Report
4 To elect Tutu Agyare as a Director Mgmt For For
5 To re-elect David Bamford as a Director Mgmt For For
6 To re-elect Graham Martin as a Director Mgmt For For
7 To re-elect Steven McTiernan as a Director Mgmt For For
8 To re-elect Pat Plunkett as a Director Mgmt For For
9 To re-appoint Deloitte LLP as auditors and authorise Mgmt For For
the Directors to determine their remuneration
10 To renew Directors' authority to allot shares Mgmt For For
11 To dis-apply statutory pre-emption rights Mgmt For For
12 To authorise the Company to hold general meetings Mgmt For For
on no less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC Agenda Number: 702981348
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: OGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To amend the rules of the Tullow Oil 2005 Performance Mgmt For For
Share Plan
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 702936634
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/
listedco/listconews/sehk/20110411/LTN20110411351.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
fi nancial statements of the Company and the
reports of the directors and auditors of the
Company for the year ended 31 December 2010
2.a To re-elect Ms. Linda Chen as executive director Mgmt For For
of the Company
2.b To re-elect Dr. Allan Zeman as non-executive Mgmt For For
director of the Company
2.c To re-elect Mr. Bruce Rockowitz as independent Mgmt For For
non-executive director of the Company
2.d To authorize the board of directors of the Company Mgmt For For
to fix the respective directors' remuneration
3 To re-appoint Ernst & Young as auditors of the Mgmt For For
Company and to authorize the board of directors
of the Company to fix auditors' remuneration
4 To give a general mandate to the directors of Mgmt For For
the Company to repurchase shares of the
Company not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing of
this resolution
5 To give a general mandate to the directors of Mgmt For For
the Company to allot, issue and deal with new
shares of the Company not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
6 To extend the general mandate granted to the Mgmt For For
directors of the Company to allot, issue
and deal with new shares of the Company by
the aggregate nominal amount of shares repurchased
by the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC Agenda Number: 702882906
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider and, if thought fit, Mgmt For For
adopt the Annual Report and Financial
Statements of the Company, and the reports
of the directors and auditors thereon,
for the year ended 31 December 2010
2 To declare a final dividend of USD 0.20 per Mgmt For For
Ordinary Share in respect of the year ended
31 December 2010
3 To receive and consider and, if thought fit, Mgmt For For
to approve the directors' Remuneration
Report (on pages 119 to 129 of the Annual Report)
for the year ended 31 December 2010
4 To re-elect Mick Davis as a director Mgmt For For
5 To re-elect Dr Con Fauconnier as a director Mgmt For For
6 To re-elect Ivan Glasenberg as a director Mgmt For For
7 To re-elect Peter Hooley as a director Mgmt For For
8 To re-elect Claude Lamoureux as a director Mgmt For For
9 To re-elect Trevor Reid as a director Mgmt For For
10 To re-elect Sir Steve Robson as a director Mgmt For For
11 To re-elect David Rough as a director Mgmt For For
12 To re-elect Ian Strachan as a director Mgmt For For
13 To re-elect Santiago Zaldumbide as a director Mgmt For For
14 To elect Sir John Bond as a director Mgmt For For
15 To elect Aristotelis Mistakidis as a director Mgmt For For
16 To elect Tor Peterson as a director Mgmt For For
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
to the Company to hold office until the
conclusion of the next general meeting at which
accounts are laid before the Company and
to authorise the directors to determine the
remuneration of the auditors
18 That the directors be generally and unconditionally Mgmt For For
authorised pursuant to section 551 of the
Companies Act 2006 to: (i) allot shares in
the Company, and to grant rights to subscribe
for or to convert any security into shares
in the Company: (A) up to an aggregate nominal
amount of USD 494,115,346; and (B) comprising
equity securities (as defined in section 560
of the Companies Act 2006) up to an aggregate
nominal amount of USD 988,230,692 (including
within such limit any shares issued or
rights granted under paragraph (A) above)
in connection with an offer by way of a rights
issue: (I) to holders of ordinary shares
in proportion (as nearly as may be practicable)
to their existing holdings; and (II) to people
who are holders of other equity securities
if this is required by the rights of those
securities or, if the CONTD
CONT CONTD directors consider it necessary, as permitted Non-Voting
by the rights of those securities, and so
that the directors may impose any limits or
restrictions and make any arrangements which
they consider necessary or appropriate to
deal with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under, the laws of, any territory
or any other matter; for a period expiring
(unless previously renewed, varied or revoked
by the Company in a general meeting) at the
end of the next Annual General Meeting of
the Company after the date on which this resolution
is passed; and (ii) make an offer or agreement
which would or might require shares to
be allotted, or rights to subscribe for or
convert any security into shares to be
granted, after expiry of this authority and
the directors may CONTD
CONT CONTD allot shares and grant rights in pursuance Non-Voting
of that offer or agreement as if this authority
had not expired. (b) That, subject to paragraph
(c) below, all existing authorities given
to the directors to allot shares in the Company,
and to grant rights to subscribe for or to
convert any security into shares in the Company
be revoked by this resolution. (c) That paragraph
(b) above shall be without prejudice to the
continuing authority of the directors to allot
shares, or grant rights to subscribe for or
convert any securities into shares, pursuant
to an offer or agreement made by the Company
before the expiry of the authority pursuant
to which such offer or agreement was made
19 That, subject to the passing of resolution 18 Mgmt For For
in the Notice of Annual General Meeting, the
directors be generally empowered pursuant to
section 570 and section 573 of the Companies
Act 2006 to allot equity securities (as defined
in section 560 of the Companies Act 2006)
for cash, pursuant to the authority conferred
by resolution 18 in the Notice of Annual General
Meeting as if section 561(1) of the Companies
Act 2006 did not apply to the allotment. This
power: (a) expires (unless previously renewed,
varied or revoked by the Company in a
general meeting) at the end of the next Annual
General Meeting of the Company after the
date on which this resolution is passed, but
the Company may make an offer or agreement
which would or might require equity securities
to be allotted after expiry of this power and
the directors may CONTD
CONT CONTD allot equity securities in pursuance of Non-Voting
that offer or agreement as if this power
had not expired; and (b) shall be limited to
the allotment of equity securities in
connection with an offer of equity securities
(but in the case of the authority granted
under resolution 18 (a)(i)(B), by way of a
rights issue only): (i) to the ordinary shareholders
in proportion (as nearly as may be practicable)
to their existing holdings; and (ii) to people
who hold other equity securities, if this
is required by the rights of those securities
or, if the directors consider it necessary,
as permitted by the rights of those securities,
and so that the directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or appropriate
to deal with treasury shares, fractional entitlements,
record dates, CONTD
CONT CONTD legal, regulatory or practical problems Non-Voting
in, or under the laws of, any territory or
any other matter; and (c) in the case of the
authority granted under resolution 18 (a)(i)(A)
shall be limited to the allotment of equity
securities for cash otherwise than pursuant
to paragraph (b) above up to an aggregate
nominal amount of USD 74,117,301. This power
applies in relation to a sale of shares which
is an allotment of equity securities by virtue
of section 560(3) of the Act as if the
first paragraph of this resolution the words
"pursuant to the authority conferred by resolution
18 in the Notice of Annual General Meeting"
were omitted
20 That any Extraordinary General Meeting of the Mgmt For For
Company (asdefined in the Company's Articles
of Association as a general meeting other than
an Annual General Meeting) may be called
on not less than 20 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
YAMADA DENKI CO.,LTD. Agenda Number: 703104846
--------------------------------------------------------------------------------------------------------------------------
Security: J95534103
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3939000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Marsico Investment Fund
By (Signature) /s/ Christopher J. Marsico
Name Christopher J. Marsico
Title Executive Vice President and Chief Operating Officer
Date 08/30/2011