UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08397
NAME OF REGISTRANT: The Marsico Investment Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1200 17th Street, Suite 1600
Denver, CO 80202
NAME AND ADDRESS OF AGENT FOR SERVICE: Christopher J. Marsico
1200 17th Street, Suite 1600
Denver, CO 80202
REGISTRANT'S TELEPHONE NUMBER: 303-454-5600
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
MARSICO 21ST CENTURY FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt No vote
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr No vote
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr No vote
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED,INC. Agenda Number: 933812770
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN BOHLSEN Mgmt For For
CHINH E. CHU Mgmt For For
AMBASSADOR SUE M. COBB Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
JOHN A. KANAS Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
WILBUR L. ROSS, JR. Mgmt For For
P. OLIVIER SARKOZY Mgmt For For
LANCE N. WEST Mgmt For For
2 TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE THE BANKUNITED, INC. ANNUAL Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 933765046
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For For
MICHAEL GREY Mgmt For For
ELAINE J. HERON Mgmt For For
PIERRE LAPALME Mgmt For For
V. BRYAN LAWLIS Mgmt For For
RICHARD A. MEIER Mgmt For For
ALAN J. LEWIS Mgmt For For
WILLIAM D. YOUNG Mgmt For For
KENNETH M. BATE Mgmt For For
2 TO APPROVE AN AMENDMENT TO BIOMARIN'S 2006 Mgmt For For
SHARE INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN
FROM 23,000,000 TO 31,000,000 AND TO MAKE
CERTAIN OTHER MODIFICATIONS TO SUCH PLAN AS
DISCLOSED IN ITS PROXY STATEMENT.
3 TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt For For
COMPENSATION OF BIOMARIN'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN ITS PROXY
STATEMENT.
4 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BIOMARIN FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933765464
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AL BALDOCCHI Mgmt For For
NEIL FLANZRAICH Mgmt For For
DARLENE FRIEDMAN Mgmt For For
2 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4 A PROPOSAL TO APPROVE THE CHIPOTLE MEXICAN Mgmt For For
GRILL, INC. 2014 CASH INCENTIVE PLAN.
5 A PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS
AND PROVIDE FOR ANNUAL ELECTIONS OF ALL
DIRECTORS.
6 A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE MEETING, TO RESTRICT
CERTAIN TERMS OF EQUITY COMPENSATION
AWARDS.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933750348
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For
1B. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For
2. APPROVAL OF THE CHURCH & DWIGHT CO., INC. Mgmt For For
AMENDED AND RESTATED OMNIBUS EQUITY
COMPENSATION PLAN.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt Split 99% For 1% Abstain Split
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 86% For 14% Against Split
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 98% For 2% Against Split
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 91% For 9% Against Split
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt Split 98% For 2% Against Split
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Split 97% For 3% Against Split
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt Split 96% For 4% Against Split
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt Split 99% For 1% Against Split
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt Split 94% For 5% Against Split
COMPENSATION. 1% Abstain
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt Split 96% For 4% Against Split
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Split 24% For 75% Against Split
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF 1% Abstain
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 25% For 55% Against Split
LOBBYING AND GRASSROOTS LOBBYING 20% Abstain
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Split 3% For 96% Against Split
BOARD INSTITUTE A POLICY TO MAKE IT MORE 1% Abstain
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CITY NATIONAL CORPORATION Agenda Number: 933747707
--------------------------------------------------------------------------------------------------------------------------
Security: 178566105
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CYN
ISIN: US1785661059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KENNETH L. COLEMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: BRUCE ROSENBLUM Mgmt For For
1.3 ELECTION OF DIRECTOR: PETER M. THOMAS Mgmt For For
1.4 ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
WARMUTH
1.5 ELECTION OF DIRECTOR: RUSSELL GOLDSMITH Mgmt For For
1.6 ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT H. TUTTLE Mgmt For For
2. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL AND AMENDMENT OF THE 2008 OMNIBUS Mgmt For For
PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933733594
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Special
Meeting Date: 18-Mar-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COLUMBIA COMMON STOCK IN THE MERGER OF A
TO-BE-FORMED WHOLLY OWNED SUBSIDIARY OF
COLUMBIA WITH AND INTO WEST COAST BANCORP,
AN OREGON CORPORATION, PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER DATED
SEPTEMBER 25, 2012, WHICH WILL RESULT IN
WEST COAST BANCORP BECOMING A WHOLLY OWNED
SUBSIDIARY OF COLUMBIA.
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
COLUMBIA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ISSUANCE OF COLUMBIA COMMON STOCK IN THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 933766480
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID A. DIETZLER Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE J. DRESSEL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. FOLSOM Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK M. GOLDBERG Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS M. HULBERT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELLE M. LANTOW Mgmt For For
1G. ELECTION OF DIRECTOR: S. MAE FUJITA NUMATA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL C. REGIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. Mgmt For For
WEYERHAEUSER
1J. ELECTION OF DIRECTOR: JAMES M. WILL Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
COLUMBIA'S EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
ENDING 2013.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt No vote
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt No vote
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt No vote
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt No vote
5. ELECTION OF DIRECTOR: CARL WARE Mgmt No vote
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt No vote
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt No vote
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt No vote
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt No vote
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 933826527
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt For For
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO APPROVE THE COMPANY'S 2013 DIRECTOR Mgmt For For
DEFERRED COMPENSATION PLAN
4. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
5. MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC Agenda Number: 933759221
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DNKN
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANTHONY DINOVI Mgmt For For
NIGEL TRAVIS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID BY DUNKIN' BRANDS TO ITS
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
DUNKIN' BRANDS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDED DECEMBER 28, 2013
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933814368
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT HOLDERS OF RECORD OF AT LEAST
TWENTY-FIVE PERCENT (25%) OF THE VOTING
POWER OF OUR OUTSTANDING CAPITAL STOCK TO
TAKE ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 933818265
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE Mgmt For For
PAMELA L. COE Mgmt For For
BARRY DILLER Mgmt For For
JONATHAN L. DOLGEN Mgmt For For
CRAIG A. JACOBSON Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
PETER M. KERN Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt For For
JOSE A. TAZON Mgmt For For
2. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
EXPEDIA, INC. 2005 STOCK AND ANNUAL
INCENTIVE PLAN, INCLUDING AN AMENDMENT TO
INCREASE THE NUMBER OF SHARES OF EXPEDIA
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 6,000,000.
3. APPROVAL OF THE EXPEDIA, INC. 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AND THE EXPEDIA, INC.
2013 INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EXPEDIA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933811538
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt No vote
ERSKINE B. BOWLES Mgmt No vote
S.D. DESMOND-HELLMANN Mgmt No vote
DONALD E. GRAHAM Mgmt No vote
REED HASTINGS Mgmt No vote
SHERYL K. SANDBERG Mgmt No vote
PETER A. THIEL Mgmt No vote
MARK ZUCKERBERG Mgmt No vote
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE COMPENSATION OF FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS.
3. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt No vote
WHETHER A NON-BINDING ADVISORY VOTE ON THE
COMPENSATION PROGRAM FOR FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. (FLT) Agenda Number: 933805838
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD F. CLARKE Mgmt For For
RICHARD MACCHIA Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS FLEETCOR'S INDEPENDENT AUDITOR FOR 2013.
3. AMENDMENT TO THE FLEETCOR TECHNOLOGIES, Mgmt For For
INC. 2010 EQUITY COMPENSATION PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
COMMON SHARES AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS Mgmt For For
GUILLERMO MARMOL Mgmt For For
DONA D. YOUNG Mgmt For For
MAXINE CLARK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
FUSION-IO, INC. Agenda Number: 933691316
--------------------------------------------------------------------------------------------------------------------------
Security: 36112J107
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: FIO
ISIN: US36112J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FOREST BASKETT, PH.D Mgmt For For
DANA L. EVAN Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933782181
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOTT Mgmt For For
OIVIND LORENTZEN III Mgmt For For
PHILIP J. RINGO Mgmt For For
MARK A. SCUDDER Mgmt For For
GREGORY S. LEDFORD Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933767317
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt No vote
1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt No vote
1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt No vote
1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt No vote
1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt No vote
1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt No vote
1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt No vote
1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt No vote
1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt No vote
1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt No vote
1K. ELECTION OF DIRECTOR: D.L. REED Mgmt No vote
2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt No vote
OF AUDITORS.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
4. PROPOSAL TO AMEND AND RESTATE THE Mgmt No vote
HALLIBURTON COMPANY STOCK AND INCENTIVE
PLAN.
5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933736766
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROGER HOLTBACK Mgmt For For
1.2 ELECTION OF DIRECTOR: JEAN-PAUL MONTUPET Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt No vote
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt No vote
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt No vote
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt No vote
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Against For
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933767228
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt Split 96% For 4% Against Split
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt Split 98% For 1% Against Split
1% Abstain
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt Split 98% For 1% Against Split
1% Abstain
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt Split 97% For 2% Against Split
1% Abstain
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt Split 98% For 1% Against Split
1% Abstain
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt Split 95% For 4% Against Split
1% Abstain
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt Split 97% For 2% Against Split
1% Abstain
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt Split 96% For 3% Against Split
1% Abstain
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt Split 96% For 3% Against Split
1% Abstain
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt Split 90% For 9% Against Split
1% Abstain
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt Split 98% For 1% Against Split
1% Abstain
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt Split 98% For 1% Against Split
1% Abstain
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt Split 98% For 1% Against Split
1% Abstain
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt Split 97% For 2% Against Split
1% Abstain
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Split 99% For 1% Against Split
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt Split 85% For 14% Against Split
AS DISCLOSED IN THE PROXY STATEMENT 1% Abstain
(NON-BINDING ADVISORY RESOLUTION)
4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Split 68% For 31% Against Split
COMPENSATION PLAN TO INCREASE SHARES 1% Abstain
AVAILABLE FOR GRANT
5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt Split 96% For 3% Against Split
COMPENSATION PLAN TO PROVIDE FOR QUALIFYING 1% Abstain
PERFORMANCE-BASED LONG-TERM INCENTIVE
AWARDS UNDER SECTION 162(M)
6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt Split 96% For 3% Against Split
FORMULA GOVERNING ANNUAL INCENTIVE 1% Abstain
COMPENSATION FOR CERTAIN OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 933771277
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW R. LANE Mgmt For For
LEONARD M. ANTHONY Mgmt For For
RHYS J. BEST Mgmt For For
PETER C. BOYLAN, III Mgmt For For
HENRY CORNELL Mgmt For For
C.A.S. CRAMPTON Mgmt For For
JOHN F.X. DALY Mgmt For For
CRAIG KETCHUM Mgmt For For
GERARD P. KRANS Mgmt For For
CORNELIS A. LINSE Mgmt For For
JOHN A. PERKINS Mgmt For For
H.B. WEHRLE, III Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933792904
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2012 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2013, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2012.
3A. ELECTION OF EXECUTIVE DIRECTOR: DAVID L. Mgmt For For
CALHOUN
3B. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
A. ATTWOOD, JR.
3C. ELECTION OF NON-EXECUTIVE DIRECTOR: RICHARD Mgmt For For
J. BRESSLER
3D. ELECTION OF NON-EXECUTIVE DIRECTOR: PATRICK Mgmt For For
HEALY
3E. ELECTION OF NON-EXECUTIVE DIRECTOR: KAREN Mgmt For For
M. HOGUET
3F. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
M. KILTS
3G. ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
ALEXANDER NAVAB
3H. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
POZEN
3I. ELECTION OF NON-EXECUTIVE DIRECTOR: VIVEK Mgmt For For
RANADIVE
3J. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
REID
3K. ELECTION OF NON-EXECUTIVE DIRECTOR: JAVIER Mgmt For For
G. TERUEL
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
6. TO APPROVE THE AMENDED AND RESTATED NIELSEN Mgmt For For
HOLDINGS 2010 STOCK INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL
NOVEMBER 7, 2014 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF TENDER OFFERS FOR A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN 110%
OF THE MOST RECENTLY AVAILABLE PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR
SHARES ARE TRADED.
8. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORP Agenda Number: 933667290
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 09-Aug-2012
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK A. BENNACK, JR. Mgmt For For
JOEL L. FLEISHMAN Mgmt For For
STEVEN P. MURPHY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 30, 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AND OUR COMPENSATION PHILOSOPHY,
POLICIES AND PRACTICES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
4. APPROVAL OF OUR AMENDED AND RESTATED Mgmt For For
EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 933663418
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2012
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARYE ANNE FOX Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
RED HAT'S 2004 LONG-TERM INCENTIVE PLAN.
5. TO APPROVE A STOCKHOLDER PROPOSAL DESCRIBED Shr Against For
IN THE PROXY STATEMENT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933781747
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MICHAEL Mgmt For For
BALMUTH
1B. ELECTION OF CLASS II DIRECTOR: K. GUNNAR Mgmt For For
BJORKLUND
1C. ELECTION OF CLASS II DIRECTOR: SHARON D. Mgmt For For
GARRETT
1D. ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
BUSH
1E. ELECTION OF CLASS III DIRECTOR: NORMAN A. Mgmt For For
FERBER
1F. ELECTION OF CLASS III DIRECTOR: GREGORY L. Mgmt For For
QUESNEL
2. APPROVAL OF CERTAIN PROVISIONS OF 2008 Mgmt For For
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933734851
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Special
Meeting Date: 20-Mar-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO INCREASE
THE AUTHORIZED SHARE CAPITAL OF THE COMPANY
FROM 405,000,000 TO 1,605,000,000.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933825979
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STRATTON SCLAVOS Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.3 ELECTION OF DIRECTOR: SHIRLEY YOUNG Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFIED STRUCTURE OF THE BOARD OF
DIRECTORS.
3. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2014.
5. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TESLA MOTORS, INC. Agenda Number: 933800117
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRAD BUSS Mgmt For For
IRA EHRENPREIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TESLA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933747745
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933729355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MERVIN DUNN Mgmt For For
MICHAEL GRAFF Mgmt For For
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013
4. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Abstain *
PROPERLY PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933787535
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1F. ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, VERISIGN, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933689979
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LINDA CHEN Mgmt For For
MARC D. SCHORR Mgmt For For
J. EDWARD (TED) VIRTUE Mgmt For For
ELAINE P. WYNN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED ANNUAL Mgmt For For
PERFORMANCE BASED INCENTIVE PLAN.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr Against For
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
MARSICO EMERGING MARKETS FUND
--------------------------------------------------------------------------------------------------------------------------
AFRICAN MINERALS LIMITED Agenda Number: 933667048
--------------------------------------------------------------------------------------------------------------------------
Security: G0114P100
Meeting Type: Annual
Meeting Date: 02-Aug-2012
Ticker: AMLZF
ISIN: BMG0114P1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RECEIVE AND ADOPT THE DIRECTORS' REPORT, Mgmt No vote
THE FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2011, AS APPROVED BY THE DIRECTORS
02 APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt No vote
FOR THE YEAR ENDED 31 DECEMBER 2011
03 APPROVE THE REAPPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS INDEPENDENT AUDITORS TO THE COMPANY
AND AUTHORISE THE DIRECTORS TO SET THEIR
REMUNERATION
04 SET THE MAXIMUM NUMBER OF DIRECTORS OF THE Mgmt No vote
COMPANY AT FIFTEEN, AND AUTHORISE THE
DIRECTORS TO FILL ANY CASUAL VACANCIES AS
AND WHEN THEY DEEM FIT
05 RE-ELECT FRANK TIMIS, WHO RETIRED BY Mgmt No vote
ROTATION, AS A DIRECTOR OF THE COMPANY
06 RE-ELECT GIBRIL BANGURA, WHO RETIRED BY Mgmt No vote
ROTATION, AS A DIRECTOR OF THE COMPANY
07 RE-ELECT DERMOT COUGHLAN, WHO RETIRED BY Mgmt No vote
ROTATION, AS A DIRECTOR OF THE COMPANY
08 RE-ELECT CUI JURONG, WHO WAS APPOINTED AS A Mgmt No vote
DIRECTOR BY THE BOARD, AS A DIRECTOR OF THE
COMPANY
09 AMEND THE BYE-LAWS OF THE COMPANY BY THE Mgmt No vote
INSERTION OF NEW BYE-LAW 157 AS SET OUT ON
THE SCHEDULE ATTACHED TO THE NOTICE OF
ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 704026803
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 13-Sep-2012
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examination, discussion and approval of the Mgmt For For
proposal for a new company stock option
plan, from here onwards the 2012 plan, to
replace the currently existing plans
2 Examination, discussion and approval of the Mgmt For For
proposal for the first grant program for
company stock options connected to the 2012
plan
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 703952033
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: AGM
Meeting Date: 19-Jul-2012
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors Report Mgmt For For
and the Audited Financial Statements for
the year ended 31 March 2012 together with
the Auditors' Report thereon
2 To declare a final one tier tax-exempt Mgmt For For
dividend of SGD0.03 per share for the year
ended 31 March 2012
3 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Dr Seek Ngee Huat
4 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Mr Tham Kui Seng
5 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Mr Ming Zhi Mei
6 To re-appoint Mr Paul Cheng Ming Fun, Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Chapter 50, as Director of the Company
to hold office from the date of this Annual
General Meeting until the next Annual
General Meeting of the Company
7 To re-appoint Mr Yoichiro Furuse, pursuant Mgmt For For
to Section 153(6) of the Companies Act,
Chapter 50, as Director of the Company to
hold office from the date of this Annual
General Meeting until the next Annual
General Meeting of the Company
8 To approve the Directors fees of USD Mgmt For For
1,500,000 for the financial year ending 31
March 2013 (2012: USD 1,300,000)
9 To re-appoint Messrs KPMG LLP as the Mgmt For For
Company's Auditors and to authorise the
Directors to fix their remuneration
10 Authority to issue shares Mgmt For For
11 Authority to issue shares under the GLP Mgmt For For
Performance Share Plan and GLP Restricted
Share Plan
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 703952045
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: EGM
Meeting Date: 19-Jul-2012
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Adoption of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 933683092
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPOINT KPMG AS THE INDEPENDENT AUDITOR Mgmt No vote
OF THE COMPANY FOR THE FISCAL YEAR ENDING
MARCH 31, 2013 AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX SUCH
INDEPENDENT AUDITOR'S REMUNERATION.
2. TO ADOPT THE COMPANY'S CONSOLIDATED AND Mgmt No vote
UNCONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED MARCH 31, 2012 AUDITED BY
KPMG (MAURITIUS).
3. TO RE-ELECT FREDERIC LALONDE AS A DIRECTOR Mgmt No vote
ON THE BOARD OF DIRECTORS OF THE COMPANY.
4. TO RE-ELECT ADITYA TIM GULERI AS A DIRECTOR Mgmt No vote
ON THE BOARD OF DIRECTORS OF THE COMPANY.
5. TO RE-ELECT MOHAMMAD AKHTAR JANALLY AS A Mgmt No vote
DIRECTOR ON THE BOARD OF DIRECTORS OF THE
COMPANY.
6. TO RE-ELECT RANODEB ROY AS A DIRECTOR ON Mgmt No vote
THE BOARD OF DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
MR. PRICE GROUP LIMITED Agenda Number: 703991352
--------------------------------------------------------------------------------------------------------------------------
Security: S5256M101
Meeting Type: AGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: ZAE000026951
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Adoption of the Annual Financial Statements Mgmt For For
O.2.1 Re-election of Director retiring by Mgmt For For
rotation: Mr LJ Chiappini
O.2.2 Re-election of Director retiring by Mgmt For For
rotation: Mr NG Payne
O.2.3 Re-election of Director retiring by Mgmt For For
rotation: Mrs RM Motanyane
O.3 Re-election of retiring Director Ms D Mgmt For For
Naidoo
O.4 Resolved that, as recommended by the Audit Mgmt For For
and Compliance Committee, Ernst and Young
Inc. be re-elected as the independent
registered auditor of the company and that
Ms MI Delport be appointed as the
designated registered auditor to hold
office for the ensuing year
O.5.1 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr MR Johnston
O.5.2 Election of member of the Audit and Mgmt For For
Compliance Committee: Ms D Naidoo
O.5.3 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr MJD Ruck
O.5.4 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr WJ Swain
O.6 Non-binding advisory vote on the Mgmt For For
Remuneration Policy of the Company
CMMT PLEASE NOTE THAT THE RESOLUTIONS 7 TO 9 Non-Voting
PERTAINS TO MR. PRICE GENERAL STAFF TRUST
O.7 Amendment to allow tor variable vesting Mgmt For For
periods
O.8 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.9 Amendment to prevent vesting in the event Mgmt For For
of poor performance
CMMT PLEASE NOTE THAT THE RESOLUTIONS 10 TO 12 Non-Voting
PERTAINS TO MR. PRICE SENIOR MANAGEMENT
SHARE TRUST
O.10 Amendment to allow for variable vesting Mgmt For For
periods
O.11 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.12 Amendment to prevent vesting in the event Mgmt For For
of poor performance
CMMT PLEASE NOTE THAT THE RESOLUTIONS 13 TO 18 Non-Voting
PERTAINS TO MR. PRICE EXECUTIVE SHARE TRUST
O.13 Amendment to allow for variable vesting Mgmt For For
periods
O.14 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.15 Amendment to prevent vesting in the event Mgmt For For
of poor performance
O.16 Amendment to extend the period of exercise Mgmt For For
for vested options from 90 days to five
years
O.17 Amendment to allow the Board to amend the Mgmt For For
performance criteria determining strike
price discounts
O.18 Amendment to Increase the maximum Mgmt For For
allocation of shares to 3 000 000
CMMT PLEASE NOTE THAT THE RESOLUTIONS 19 TO 27 Non-Voting
PERTAINS TO MR. PRICE EXECUTIVE DIRECTOR
SHARE TRUST
O.19 Amendment to allow for variable vesting Mgmt For For
O.20 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.21 Amendment to prevent the vesting in event Mgmt For For
of poor performance
O.22 Amendment to extend the period of exercise Mgmt For For
for vested options from 90 days to five
years
O.23 Amendment to Increase the maximum Mgmt For For
allocation of shares to 3 000 000
S.1.1 To approve the remuneration of Mgmt For For
non-executive Directors, namely:
Independent non-executive Chairman of the
Company R1 000 000
S.1.2 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Honorary
Chairman of the Company R431 000
S.1.3 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Lead
Director of the Company R325 000
S.1.4 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Other
Director of the Company R202 000
S.1.5 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Audit and Compliance Committee R182
000
S.1.6 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Audit and Compliance Committee R102 000
S.1.7 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Risk and Sustainability Committee R85
000
S.1.8 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Remuneration and Nominations
Committee R107 000
S.1.9 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Remuneration and Nominations Committee
R68 000
S1.10 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Social and Ethics Committee R107 000
S1.11 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Social and Ethics Committee R68 000
S.2 Adoption of the amended Memorandum of Mgmt For For
Incorporation
S.3 To enable the Company or any consolidated Mgmt For For
entity of the Company to acquire the
Company's issued ordinary shares
S.4 To enable the provision of financial Mgmt For For
assistance to related or inter-related
Companies or Corporations
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 703986767
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 31-Aug-2012
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of annual financial statements Mgmt For For
O.2 Confirmation and approval of payment of Mgmt For For
dividends
O.3 Re-appointment of PricewaterhouseCoopers Mgmt For For
Inc. as auditor
O.4.1 To elect the following director: Prof R C C Mgmt For For
Jafta
O.4.2 To elect the following director: Prof D Mgmt For For
Meyer
O.4.3 To elect the following director: Mr L P Mgmt For For
Retief
O.4.4 To elect the following director: Mr N P van Mgmt For For
Heerden
O.4.5 To elect the following director: Prof H S S Mgmt For For
Willemse
O.5.1 Appointment of the following audit Mgmt For For
committee member: Adv F-A du Plessis
O.5.2 Appointment of the following audit Mgmt For For
committee member: Prof R C C Jafta
O.5.3 Appointment of the following audit Mgmt For For
committee member: Mr B J van der Ross
O.5.4 Appointment of the following audit Mgmt For For
committee member: Mr J J M van Zyl
O.6 To endorse the company's remuneration Mgmt For For
policy
O.7 Approval of general authority placing Mgmt For For
unissued shares under the control of the
directors
O.8 Approval of issue of shares for cash Mgmt For For
O.9 Approval of amendments to the trust deed of Mgmt For For
the Naspers share incentive scheme
O.10 Authorisation to implement all resolutions Mgmt For For
adopted at the annual general meeting
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S.1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2013
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2014
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
S.2 Approve generally the provision of Mgmt For For
financial assistance
S.3 General authority for the company or its Mgmt For For
subsidiaries to acquire N ordinary shares
in the company
S.4 General authority for the company or its Mgmt For For
subsidiaries to acquire A ordinary shares
in the company
S.5 Approval of new memorandum of incorporation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OJSC MAGNIT Agenda Number: 933684513
--------------------------------------------------------------------------------------------------------------------------
Security: 55953Q103
Meeting Type: Special
Meeting Date: 14-Sep-2012
Ticker: MGJCL
ISIN: US55953Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PAYMENT OF DIVIDENDS ON SHARES OF OJSC Mgmt For For
"MAGNIT" ACCORDING TO THE RESULTS OF 6
MONTHS OF 2012 FINANCIAL YEAR
MARSICO FLEXIBLE CAPITAL FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt No vote
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr No vote
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr No vote
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933700519
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1.4 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1.5 ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1.6 ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1.7 ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED,INC. Agenda Number: 933812770
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN BOHLSEN Mgmt For For
CHINH E. CHU Mgmt For For
AMBASSADOR SUE M. COBB Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
JOHN A. KANAS Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
WILBUR L. ROSS, JR. Mgmt For For
P. OLIVIER SARKOZY Mgmt For For
LANCE N. WEST Mgmt For For
2 TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE THE BANKUNITED, INC. ANNUAL Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC Agenda Number: 933742884
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID HUMPHREY Mgmt For For
ELIZABETH A. SMITH Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, EXECUTIVE COMPENSATION.
4. TO RECOMMEND, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF HOLDING FUTURE
VOTES REGARDING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 704026803
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 13-Sep-2012
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examination, discussion and approval of the Mgmt For For
proposal for a new company stock option
plan, from here onwards the 2012 plan, to
replace the currently existing plans
2 Examination, discussion and approval of the Mgmt For For
proposal for the first grant program for
company stock options connected to the 2012
plan
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt Split 99% For 1% Abstain Split
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 86% For 14% Against Split
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 98% For 2% Against Split
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 91% For 9% Against Split
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt Split 98% For 2% Against Split
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Split 97% For 3% Against Split
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt Split 96% For 4% Against Split
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt Split 99% For 1% Against Split
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt Split 94% For 5% Against Split
COMPENSATION. 1% Abstain
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt Split 96% For 4% Against Split
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Split 24% For 75% Against Split
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF 1% Abstain
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 25% For 55% Against Split
LOBBYING AND GRASSROOTS LOBBYING 20% Abstain
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Split 3% For 96% Against Split
BOARD INSTITUTE A POLICY TO MAKE IT MORE 1% Abstain
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt No vote
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt No vote
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt No vote
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt No vote
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt No vote
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt No vote
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr No vote
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt No vote
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt No vote
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt No vote
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt No vote
5. ELECTION OF DIRECTOR: CARL WARE Mgmt No vote
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt No vote
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt No vote
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt No vote
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt No vote
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI Agenda Number: 704500215
--------------------------------------------------------------------------------------------------------------------------
Security: P40612106
Meeting Type: EGM
Meeting Date: 20-May-2013
Ticker:
ISIN: MXCFFU000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 190396 DUE TO POSTPONEMENT OF
MEETING DATE FROM 23 APR 2013 TO 20 MAY
2013 AND CHANGE IN RECORD DATE FROM 15 APR
2013 TO 10 MAY 2013. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
I.i Presentation, discussion, and as the case Mgmt For For
may be, approval of the draft of amendment
to clauses ninth, tenth, eleventh and
thirtieth of the trust and any other
applicable term, so the trust's investments
are approved by: the trust's administrator
up to an amount not exceeding USD
250,000,000.00 (two hundred fifty million
dollars), or 5% (five percent) of the value
of the trust property, for the real estate
property, whichever the lesser is
I.ii Presentation, discussion, and as the case Mgmt For For
may be, approval of the draft of amendment
to clauses ninth, tenth, eleventh and
thirtieth of the trust and any other
applicable term, so the trust's investments
are approved by: the technical committee
for investments exceeding USD
250,000,000.00 (two hundred fifty million
dollars) or 5% (five percent) of the value
of the trust property, for the real estate
property, whichever the lesser is and up to
20% (twenty percent) of the value of the
trust property
I.iii Presentation, discussion, and as the case Mgmt For For
may be, approval of the draft of amendment
to clauses ninth, tenth, eleventh and
thirtieth of the trust and any other
applicable term, so the trust's investments
are approved by: the holders' meeting for
investments exceeding 20% (twenty percent)
of the value of the trust property
II Presentation, discussion, and as the case Mgmt For For
may be, approval of the draft to amend the
applicable clauses of the trust, so the
control trust holds 10% (ten percent) of
the CBFIS outstanding, may have a
significant influence in the trust's
decision making
III Designation of special delegates to the Mgmt For For
holders' general extraordinary meeting
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933814368
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT HOLDERS OF RECORD OF AT LEAST
TWENTY-FIVE PERCENT (25%) OF THE VOTING
POWER OF OUR OUTSTANDING CAPITAL STOCK TO
TAKE ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS Mgmt For For
GUILLERMO MARMOL Mgmt For For
DONA D. YOUNG Mgmt For For
MAXINE CLARK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 703952033
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: AGM
Meeting Date: 19-Jul-2012
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors Report Mgmt For For
and the Audited Financial Statements for
the year ended 31 March 2012 together with
the Auditors' Report thereon
2 To declare a final one tier tax-exempt Mgmt For For
dividend of SGD0.03 per share for the year
ended 31 March 2012
3 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Dr Seek Ngee Huat
4 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Mr Tham Kui Seng
5 To re-elect the following Director, who Mgmt For For
will retire by rotation pursuant to Article
91 of the Articles of Association of the
Company and who, being eligible, offers
himself for re-election: Mr Ming Zhi Mei
6 To re-appoint Mr Paul Cheng Ming Fun, Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Chapter 50, as Director of the Company
to hold office from the date of this Annual
General Meeting until the next Annual
General Meeting of the Company
7 To re-appoint Mr Yoichiro Furuse, pursuant Mgmt For For
to Section 153(6) of the Companies Act,
Chapter 50, as Director of the Company to
hold office from the date of this Annual
General Meeting until the next Annual
General Meeting of the Company
8 To approve the Directors fees of USD Mgmt For For
1,500,000 for the financial year ending 31
March 2013 (2012: USD 1,300,000)
9 To re-appoint Messrs KPMG LLP as the Mgmt For For
Company's Auditors and to authorise the
Directors to fix their remuneration
10 Authority to issue shares Mgmt For For
11 Authority to issue shares under the GLP Mgmt For For
Performance Share Plan and GLP Restricted
Share Plan
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 703952045
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: EGM
Meeting Date: 19-Jul-2012
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Adoption of the Share Purchase Mgmt For For
Mandate
--------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE Agenda Number: 704165883
--------------------------------------------------------------------------------------------------------------------------
Security: Y27187106
Meeting Type: EGM
Meeting Date: 03-Dec-2012
Ticker:
ISIN: SG2C26962630
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Proposed Sale of Properties to a Real Mgmt For For
Estate Investment Trust in Japan
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 933727072
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 11-Mar-2013
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID R. LAVANCE, JR. Mgmt For For
ROBERT A. CASCELLA Mgmt For For
GLENN P. MUIR Mgmt For For
SALLY W. CRAWFORD Mgmt For For
NANCY L. LEAMING Mgmt For For
LAWRENCE M. LEVY Mgmt For For
CHRISTIANA STAMOULIS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
WAYNE WILSON Mgmt For For
2. TO APPROVE THE HOLOGIC, INC. AMENDED AND Mgmt For For
RESTATED 2008 EQUITY INCENTIVE PLAN.
3. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933668545
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL (THE "TRACKING STOCK PROPOSAL") Mgmt For For
TO AMEND AND RESTATE OUR CERTIFICATE OF
INCORPORATION TO CREATE A NEW TRACKING
STOCK TO BE DESIGNATED THE LIBERTY VENTURES
COMMON STOCK AND TO MAKE CERTAIN CONFORMING
CHANGES TO OUR EXISTING LIBERTY INTERACTIVE
COMMON STOCK.
2. A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF Mgmt For For
THE ANNUAL MEETING BY LIBERTY INTERACTIVE
CORPORATION TO PERMIT FURTHER SOLICITATION
OF PROXIES, IF NECESSARY OR APPROPRIATE, IF
SUFFICIENT VOTES ARE NOT REPRESENTED AT THE
ANNUAL MEETING TO APPROVE THE TRACKING
STOCK PROPOSAL.
3. DIRECTOR
MICHAEL A. GEORGE Mgmt For For
GREGORY B. MAFFEI Mgmt For For
M. LAVOY ROBISON Mgmt For For
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTL, INC Agenda Number: 933759625
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1G. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1I. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY
5 SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT Shr Against For
ON GENDER EQUALITY IN THE COMPANY'S SUPPLY
CHAIN
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 933771277
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW R. LANE Mgmt For For
LEONARD M. ANTHONY Mgmt For For
RHYS J. BEST Mgmt For For
PETER C. BOYLAN, III Mgmt For For
HENRY CORNELL Mgmt For For
C.A.S. CRAMPTON Mgmt For For
JOHN F.X. DALY Mgmt For For
CRAIG KETCHUM Mgmt For For
GERARD P. KRANS Mgmt For For
CORNELIS A. LINSE Mgmt For For
JOHN A. PERKINS Mgmt For For
H.B. WEHRLE, III Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE INC. Agenda Number: 933726804
--------------------------------------------------------------------------------------------------------------------------
Security: 63888U108
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: NGVC
ISIN: US63888U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD HALLE Mgmt For For
ELIZABETH ISLEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
SEPTEMBER 30, 2013.
3. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933686618
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013
AND TO AUTHORIZE, IN A BINDING VOTE, THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD Agenda Number: 704438262
--------------------------------------------------------------------------------------------------------------------------
Security: Y85830126
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: HK0000139300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0418/LTN20130418691.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0418/LTN20130418654.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the Audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To elect Director: Mr. Raymond Or Ching Fai Mgmt For For
4.i To re-elect retiring Director: Dr. Norman Mgmt For For
Leung Nai Pang
4.ii To re-elect retiring Director: Mr. Mark Lee Mgmt For For
Po On
4.iii To re-elect retiring Director: Mr. Edward Mgmt For For
Cheng Wai Sun
5 To approve an increase in Director's fee Mgmt For For
6 To re-appoint Auditor and authorise Mgmt For For
Directors to fix its remuneration
7 To give a general mandate to Directors to Mgmt For For
issue additional shares
8 To give a general mandate to Directors to Mgmt For For
repurchase issued shares
9 To extend the authority given to the Mgmt For For
Directors under Resolution (7) to shares
repurchased under the authority under
Resolution (8)
10 To extend the book close period from 30 Mgmt For For
days to 60 days
--------------------------------------------------------------------------------------------------------------------------
TESLA MOTORS, INC. Agenda Number: 933800117
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRAD BUSS Mgmt For For
IRA EHRENPREIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TESLA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933729355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MERVIN DUNN Mgmt For For
MICHAEL GRAFF Mgmt For For
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013
4. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Abstain *
PROPERLY PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr Against For
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
MARSICO FOCUS FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt Split 99% For 1% Against Split
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt Split 93% For 7% Against Split
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Split 85% For 15% Against Split
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt Split 99% For 1% Against Split
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt Split 99% For 1% Against Split
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt Split 96% For 4% Against Split
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt Split 99% For 1% Against Split
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt Split 90% 1 Year 10% 3 Years Split
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt Split 99% For 1% Against Split
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Split 2% For 97% Against Split
TO RESTRICTING SERVICE ON OTHER BOARDS BY 1% Abstain
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933759740
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1C EXCLUSION OF THE PREFERENCE RIGHT IN Mgmt For For
RELATION TO THE ISSUANCE OF SUBSCRIPTION
RIGHTS
A1D ISSUANCE OF SUBSCRIPTION RIGHTS Mgmt For For
A1E CONDITIONAL CAPITAL INCREASE Mgmt For For
A1F EXPRESS APPROVAL PURSUANT TO ARTICLE 554, Mgmt For For
INDENT 7, OF THE COMPANIES CODE
A1G POWERS Mgmt For For
4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
5 DISCHARGE TO THE DIRECTORS Mgmt For For
6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
7 APPOINTMENT OF DIRECTORS Mgmt For For
8 APPOINTMENT OF STATUTORY AUDITOR AND Mgmt For For
REMUNERATION
9A APPROVING THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR 2012
9B CONFIRMING THE GRANTS OF STOCK OPTIONS AND Mgmt For For
RESTRICTED STOCK UNITS TO EXECUTIVES
10 APPROVAL OF INCREASED FIXED ANNUAL FEE OF Mgmt For For
DIRECTORS
11A CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt For For
THE EMTN PROGRAMME
11B CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt For For
THE SENIOR FACILITIES AGREEMENT
C1 FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt No vote
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr No vote
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr No vote
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt Split 99% For 1% Against Split
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Split 89% For 11% Against Split
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt Split 98% For 1% Against Split
1% Abstain
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Split 96% For 4% Against Split
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Split 97% For 3% Against Split
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Split 96% For 4% Against Split
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt Split 99% For 1% Against Split
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt Split 99% For 1% Against Split
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Split 97% For 3% Against Split
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Split 96% For 4% Against Split
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 96% For 3% Against Split
OF OUR NAMED EXECUTIVE OFFICERS. 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933765464
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AL BALDOCCHI Mgmt For For
NEIL FLANZRAICH Mgmt For For
DARLENE FRIEDMAN Mgmt For For
2 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4 A PROPOSAL TO APPROVE THE CHIPOTLE MEXICAN Mgmt For For
GRILL, INC. 2014 CASH INCENTIVE PLAN.
5 A PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS
AND PROVIDE FOR ANNUAL ELECTIONS OF ALL
DIRECTORS.
6 A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE MEETING, TO RESTRICT
CERTAIN TERMS OF EQUITY COMPENSATION
AWARDS.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt Split 99% For 1% Abstain Split
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 86% For 14% Against Split
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 98% For 2% Against Split
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 91% For 9% Against Split
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt Split 98% For 2% Against Split
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Split 97% For 3% Against Split
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt Split 96% For 4% Against Split
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt Split 99% For 1% Against Split
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt Split 94% For 5% Against Split
COMPENSATION. 1% Abstain
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt Split 96% For 4% Against Split
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Split 24% For 75% Against Split
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF 1% Abstain
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 25% For 55% Against Split
LOBBYING AND GRASSROOTS LOBBYING 20% Abstain
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Split 3% For 96% Against Split
BOARD INSTITUTE A POLICY TO MAKE IT MORE 1% Abstain
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt No vote
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt No vote
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt No vote
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt No vote
5. ELECTION OF DIRECTOR: CARL WARE Mgmt No vote
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt No vote
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt No vote
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt No vote
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt No vote
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933814368
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT HOLDERS OF RECORD OF AT LEAST
TWENTY-FIVE PERCENT (25%) OF THE VOTING
POWER OF OUR OUTSTANDING CAPITAL STOCK TO
TAKE ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt No vote
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt No vote
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt No vote
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt No vote
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr Against For
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr Against For
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933689979
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LINDA CHEN Mgmt For For
MARC D. SCHORR Mgmt For For
J. EDWARD (TED) VIRTUE Mgmt For For
ELAINE P. WYNN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED ANNUAL Mgmt For For
PERFORMANCE BASED INCENTIVE PLAN.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
MARSICO GLOBAL FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt For For
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt For For
of the Company
B.9.b Confirming the grants of stock options and Mgmt For For
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933700519
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1.4 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1.5 ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1.6 ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1.7 ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt Split 99% For 1% Against Split
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Split 89% For 11% Against Split
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt Split 98% For 1% Against Split
1% Abstain
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Split 96% For 4% Against Split
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Split 97% For 3% Against Split
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Split 96% For 4% Against Split
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt Split 99% For 1% Against Split
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt Split 99% For 1% Against Split
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Split 97% For 3% Against Split
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Split 96% For 4% Against Split
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 96% For 3% Against Split
OF OUR NAMED EXECUTIVE OFFICERS. 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704068584
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 01-Nov-2012
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2012, together with the
reports of the Directors and Auditors
thereon
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2012 of 16.20 pence for each
ordinary share in the capital of the
Company
3 To reappoint Tracy Clarke as a Director Mgmt For For
4 To reappoint Jeremy Darroch as a Director Mgmt For For
5 To reappoint David F. DeVoe as a Director Mgmt For For
6 To reappoint Nicholas Ferguson as a Mgmt For For
Director
7 To reappoint Martin Gilbert as a Director Mgmt For For
8 To reappoint Andrew Griffith as a Director Mgmt For For
9 To reappoint Andrew Higginson as a Director Mgmt For For
10 To reappoint Thomas Mockridge as a Director Mgmt For For
11 To reappoint James Murdoch as a Director Mgmt For For
12 To reappoint Matthieu Pigasse as a Director Mgmt For For
13 To reappoint Daniel Rimer as a Director Mgmt For For
14 To reappoint Arthur Siskind as a Director Mgmt For For
15 To reappoint Lord Wilson of Dinton as a Mgmt For For
Director
16 To reappoint Deloitte LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to agree their remuneration
17 To approve the report on Directors' Mgmt For For
remuneration for the year ended 30 June
2012
18 That, in accordance with sections 366 and Mgmt For For
367 of the Companies Act 2006, the Company
and all companies that are subsidiaries of
the Company at the time at which this
Resolution is passed or at any time during
the period for which this Resolution has
effect are generally and unconditionally
authorised to: (a) make political donations
to political parties or independent
election candidates, not exceeding GBP
100,000 in total; (b) make political
donations to political organisations other
than political parties, not exceeding GBP
100,000 in total; and (c) incur political
expenditure, not exceeding GBP 100,000 in
total, (as such terms are defined in the
Companies Act 2006) during the period
beginning with the date of the passing of
this Resolution and ending on 31 December
2013 or, if sooner, the conclusion of the
annual general meeting of the Company to be
held in 2013, provided that the authorised
sum referred to in paragraphs (a), (b) and
(c) above may be comprised of one or more
amounts in different currencies which, for
the purposes of calculating the said sum,
shall be converted into pounds sterling at
the exchange rate published in the London
edition of the Financial Times on the day
on which the relevant donation is made or
expenditure incurred (or the first business
day thereafter) or, if earlier, on the day
in which the Company enters into any
contract or undertaking in relation to the
same
19 That the Directors be generally and Mgmt For For
unconditionally authorised pursuant to and
in accordance with section 551 of the
Companies Act 2006 to exercise all the
powers of the Company to allot shares in
the Company and to grant rights to
subscribe for, or to convert any security
into, shares in the Company (Rights) up to
a maximum nominal amount of GBP 273,000,000
(being approximately 33% of the issued
ordinary share capital of the Company),
provided that this authority shall expire
at the conclusion of the annual general
meeting of the Company to be held in 2013,
save that the Company shall be entitled to
make offers or agreements before the expiry
of this authority which would or might
require shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot shares
and grant Rights pursuant to any such
offers or agreements as if this authority
had not expired; and all unexercised
authorities previously granted to the
Directors to allot shares and grant Rights
be and are hereby revoked
20 That, (a) subject to the passing of Mgmt For For
Resolution 19 set out above, the Directors
be empowered pursuant to section 570 and
section 573 of the Companies Act 2006 to
allot equity securities, within the meaning
of section 560 of that Act, for cash
pursuant to the authority conferred by
Resolution 18, as if section 561 (1) of
that Act did not apply to any such
allotment, provided that this power shall
be limited to: (i) the allotment of equity
securities in connection with a rights
issue; and (ii) the allotment to any person
or persons (otherwise than in connection
with a rights issue) of equity securities
up to an aggregate nominal amount of GBP
41,000,000 (being approximately 5% of the
issued ordinary share capital of the
Company); (b) the power given by this
resolution shall expire upon the expiry of
the authority conferred by Resolution 18
set out above, save that the Directors
shall be entitled to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offers or agreements as if the power
conferred hereby had not expired; and (c)
for the purposes of this Resolution,
"rights issue" means a rights issue, open
offer or other offer of equity securities
open for acceptance for a period fixed by
the Directors to holders of equity
securities on the register on a fixed
record date where the equity securities
respectively attributable to the interests
of such holders are proportionate (as
nearly as may be practicable) to their
respective holdings of such equity
securities or in accordance with the rights
attached thereto (but subject to such
exclusions or other arrangements as the
Directors may deem necessary or expedient
in relation to treasury shares, fractional
entitlements or legal or practical problems
under the laws of, or the requirements, of
any recognised body or any stock exchange
in, any territory or by virtue of shares
being represented by depositary receipts or
any other matter)
21 That until the conclusion of the annual Mgmt For For
general meeting of the Company in 2013, a
general meeting of the Company, other than
an annual general meeting of the Company,
may be called on not less than 14 clear
days' notice
22 That, subject to and conditional on the Mgmt For For
passing of Resolutions 23 and 24 set out
below, the Company be and is hereby
generally and unconditionally authorised
for the purpose of section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of section 693(4) of
the Companies Act 2006) of its ordinary
shares of GBP 0.50 each on such terms and
in such manner as the Directors may from
time to time determine provided that: (a)
the maximum number of ordinary shares
authorised to be purchased is 248,313,994
(representing approximately 14.99% of the
Company's issued share capital as at 17
September 2012); (b) the minimum price
(excluding expenses) which may be paid for
each ordinary share is GBP 0.50; (c) the
maximum price (excluding expenses) which
may be paid for each ordinary share is the
higher of: (i) 105% of the average of the
middle market quotations for an ordinary
share in the Company as derived from the
London Stock Exchange Daily Official List
for the five business days immediately
preceding the day on which such share is
contracted to be purchased; and (ii) the
amount stipulated by Article 5(1) of the EU
Buyback and Stabilisation Regulation (being
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share on the trading venue where
the purchase is carried out); (d) the
authority hereby conferred shall, unless
previously varied, revoked or renewed,
expire on the date on which the annual
general meeting of the Company is held in
2013 or, if earlier, when the Company has
repurchased such number of ordinary shares
as shall result in the aggregate total
payment by the Company to shareholders of
GBP 500,000,000 pursuant to market
purchases made under this authority and
off-market purchases made pursuant to the
authority granted by Resolution 23; and (e)
the Company may, before the expiry of the
authority granted by this resolution, enter
into a contract to purchase ordinary shares
which will or may be executed wholly or
partly after the expiry of such authority
23 That, subject to and conditional upon the Mgmt For For
passing of Resolution 22 set out above and
Resolution 24 set out below, the terms of
the agreement between the Company, BSkyB
Holdco Inc., News Corporation and News UK
Nominees Limited dated 25 July 2012 (a copy
of which has been produced to the meeting
and made available at the Company's
registered office for not less than 15 days
ending with the date of this meeting)
pursuant to which the Company may make
off-market purchases (as defined by section
693(2) of the Companies Act 2006) of its
ordinary shares of GBP 0.50 each from BSkyB
Holdco Inc. (as beneficial owner) and News
UK Nominees Limited (as legal owner), be
and are hereby approved and authorised for
the purposes of section 694 of the
Companies Act 2006 and that: (a) the
Company be and is hereby authorised to make
such off-market purchases from News UK
Nominees Limited, provided that this
authority shall expire on the date on which
the annual general meeting of the Company
is held in 2013 or, if earlier, when the
Company has repurchased such number of
ordinary shares as shall result in the
aggregate total payment by the Company to
shareholders of GBP 500,000,000 pursuant to
off-market purchases made pursuant to this
authority and market purchases made under
the authority granted by Resolution 22; and
(b) the Company may, before expiry of the
authority granted by this resolution enter
into a contract to purchase ordinary shares
which will be executed wholly or partly
after the expiry of such authority
24 That subject to and conditional upon the Mgmt For For
passing of Resolutions 22 and 23 set out
above, the agreement between the Company,
BSkyB Holdco Inc., News Corporation and
News UK Nominees Limited dated 25 July 2012
(a copy of which has been produced to the
meeting) pursuant to which the Company may
make off-market purchases (as defined by
section 693(2) of the Companies Act 2006)
of its ordinary shares of GBP 0.50 each
from BSkyB Holdco Inc. (as beneficial
owner) and News UK Nominees Limited (as
legal owner), be and is hereby approved and
that the Directors be and are hereby
authorised to take all such steps as may be
necessary or desirable in relation thereto
and to carry the same into effect
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt Split 99% For 1% Abstain Split
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 86% For 14% Against Split
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 98% For 2% Against Split
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 91% For 9% Against Split
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt Split 98% For 2% Against Split
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Split 97% For 3% Against Split
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt Split 96% For 4% Against Split
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt Split 99% For 1% Against Split
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt Split 94% For 5% Against Split
COMPENSATION. 1% Abstain
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt Split 96% For 4% Against Split
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Split 24% For 75% Against Split
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF 1% Abstain
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 25% For 55% Against Split
LOBBYING AND GRASSROOTS LOBBYING 20% Abstain
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Split 3% For 96% Against Split
BOARD INSTITUTE A POLICY TO MAKE IT MORE 1% Abstain
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt No vote
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt No vote
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt No vote
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt No vote
5. ELECTION OF DIRECTOR: CARL WARE Mgmt No vote
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt No vote
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt No vote
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt No vote
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt No vote
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FUSION-IO, INC. Agenda Number: 933691316
--------------------------------------------------------------------------------------------------------------------------
Security: 36112J107
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: FIO
ISIN: US36112J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FOREST BASKETT, PH.D Mgmt For For
DANA L. EVAN Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HERMES INTERNATIONAL SA, PARIS Agenda Number: 704450890
--------------------------------------------------------------------------------------------------------------------------
Security: F48051100
Meeting Type: MIX
Meeting Date: 04-Jun-2013
Ticker:
ISIN: FR0000052292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301446.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0517/201305171302283.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Discharge of duties to the Management Board Mgmt For For
O.4 Allocation of income - Dividend Mgmt For For
distribution
O.5 Approval of the regulated agreements and Mgmt For For
commitments
O.6 Renewal of term of Mrs. Julie Guerrand as Mgmt For For
Supervisory Board member for a three-year
period
O.7 Renewal of term of Mrs. Florence Woerth as Mgmt For For
Supervisory Board member for a three-year
period
O.8 Renewal of term of Mr. Charles-Eric Bauer Mgmt For For
as Supervisory Board member for a
three-year period
O.9 Appointment of Mrs. Dominique Senequier as Mgmt For For
Supervisory Board member for a three-year
period
O.10 Attendance allowances and remuneration of Mgmt For For
the Supervisory Board
O.11 Authorization to be granted to the Mgmt For For
Management Board to trade in Company's
shares
O.12 Powers to carry out all legal formalities Mgmt For For
E.13 Authorization to cancel all or part of the Mgmt For For
shares repurchased by the Company (Article
L.225-209) - General cancellation program
E.14 Delegation of authority to the Management Mgmt For For
Board to increase capital by incorporation
of reserves, profits and/or premiums and
allocation of free shares and/or increasing
the nominal value of existing shares
E.15 Delegation of authority to the Management Mgmt For For
Board to increase share capital by issuing
shares or any securities giving access to
capital while maintaining preferential
subscription rights
E.16 Delegation of authority to the Management Mgmt For For
Board to decide to increase share capital
by issuing shares or any securities giving
access to capital with cancellation of
preferential subscription rights but with
powers to implement a priority period
E.17 Delegation of authority to the Management Mgmt For For
Board to carry out capital increases in
favor of members of a company savings plan
with cancellation of preferential
subscription rights
E.18 Authorization to the Management Board to Mgmt For For
grant share purchase options
E.19 Authorization to the Management Board to Mgmt For For
allocate free ordinary shares of the
Company
E.20 Amendment to the bylaws to allow temporary Mgmt For For
appointment by the partner of Mr. Axel
Dumas as third manager
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 703950673
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 17-Jul-2012
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 100419 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 JULY 2012. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of Industria
de Diseno Textil, S.A. (INDITEX, S.A.) for
fiscal year 2011, ended 31st January 2012
2 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Statement of
Comprehensive Income, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of the
consolidated group (Inditex Group) for
fiscal year 2011, ended 31st January 2012
and of the management of the company
3 Distribution of the income or loss of the Mgmt For For
fiscal year and distribution of dividends
4 Re-election of Gartler, S.L. to the Board Mgmt For For
of Directors as proprietary director
5 Ratification and appointment of a director Mgmt For For
as proprietary director
6 Appointment of Auditors for the Company and Mgmt For For
its Group for fiscal years 2012 through
2014, both inclusive
7 Motion to amend the Articles of Mgmt For For
Association: clause 15 (the General
Meeting), clause 17 (Notice. Universal
General Meetings), clause 20
(Representation at the General Meeting),
clause 23 (Passing of Resolutions), clause
28 (Convening and quorum of Board Meetings.
Passing of resolutions), clause 31 (Audit
and Control Committee), clause 32
(Nomination and Remuneration Committee),
clause 40 (Depositing of the accounts) and
clause 42 (Procedure as to liquidation)
8 Motion to amend the General Meeting of Mgmt For For
Shareholders' Regulations: section 4 (The
General Meeting), section 6 (Powers of the
General Meeting), section 8 (Notice),
section 9 (Information available from
notice), section 10 (Right to information
prior to the General Meeting), section 12
(Proxies), section 13 (Proxy solicitation),
section 20 (Speeches and questions by
shareholders), section 22 (Voting of the
proposed resolutions), section 28
(Publicity of the resolutions) and motion
to introduce section 10bis (Electronic
Forum of Shareholders)
9 Authorization to the Board of Directors for Mgmt For For
the derivative acquisition of treasury
stock, superseding the authorization
approved by the Annual General Meeting held
in 2010
10 Approval of the corporate web page Mgmt For For
(www.inditex.com)
11 Consultative vote of the Annual report on Mgmt For For
Directors' compensation
12 Information provided to the Annual General Non-Voting
Meeting of Shareholders about the amendment
of the Board of Directors' Regulations
13 Granting of powers for the implementation Mgmt For For
of resolutions
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704182966
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the interim balance sheet as Mgmt For For
at September 30th, 2012
2 To resolve on the proposal for the partial Mgmt For For
distribution of free reserves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 18 DEC 2012 TO
12 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN Agenda Number: 704029885
--------------------------------------------------------------------------------------------------------------------------
Security: D6424C104
Meeting Type: AGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: DE000KD88880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 20.09.2012, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.09.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2011/2012
financial year with the report of the
Supervisory Board, the group financial
statements and group annual report as well
as the report by the Board of MDs pursuant
to Sections 289(4) and 315(4) of the German
Commercial Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 135,000,000 as
follows: Payment of a dividend of EUR 1.50
per no-par share EUR 2,215,591.50 shall be
carried forward Ex-dividend and payable
date: October 12, 2012
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2012/2013 Mgmt For For
financial year: Ernst & Young GmbH, Munich
6.a Election to the Supervisory Board: Mgmt For For
Antoinette Aris
6.b Election to the Supervisory Board: Mgmt For For
Catherine Muehlemann
6.c Election to the Supervisory Board: Paul Mgmt For For
Stodden
6.d Election to the Supervisory Board: Torsten Mgmt For For
Winkler
7. Approval of the control and profit transfer Mgmt For For
agreement with the company's wholly owned
subsidiary Kabel Deutschland Vertrieb und
Service GmbH, effective upon its entry into
the commercial register
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933810928
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT BENSOUSSAN Mgmt For For
WILLIAM H. GLENN Mgmt For For
THOMAS G. STEMBERG Mgmt For For
DENNIS J. WILSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2014.
--------------------------------------------------------------------------------------------------------------------------
LUXOTTICA GROUP S.P.A. Agenda Number: 933766048
--------------------------------------------------------------------------------------------------------------------------
Security: 55068R202
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: LUX
ISIN: US55068R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. THE ALLOCATION OF NET INCOME AND THE Mgmt For For
DISTRIBUTION OF DIVIDENDS.
3. THE APPROVAL OF THE INCENTIVE COMPENSATION Mgmt For For
PLAN 'PERFORMANCE SHARES PLAN 2013-2017' IN
ACCORDANCE WITH ARTICLE 114-BIS OF
LEGISLATIVE DECREE NO. 58/1998.
4. AN ADVISORY VOTE ON THE FIRST SECTION OF Mgmt For For
THE COMPANY'S REMUNERATION REPORT IN
ACCORDANCE WITH ARTICLE 123-TER, PARAGRAPH
6 OF LEGISLATIVE DECREE NO. 58/1998.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt Take No Action
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt Take No Action
(advisory vote)
2 Release of the members of the Board of Mgmt Take No Action
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt Take No Action
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt Take No Action
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt Take No Action
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt Take No Action
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Mgmt Take No Action
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Mgmt Take No Action
Directors
5.C Abstain Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933695174
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY M. COHEN Mgmt For For
DAVID T. GIBBONS Mgmt For For
RAN GOTTFRIED Mgmt For For
ELLEN R. HOFFING Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRICESMART, INC Agenda Number: 933716815
--------------------------------------------------------------------------------------------------------------------------
Security: 741511109
Meeting Type: Annual
Meeting Date: 22-Jan-2013
Ticker: PSMT
ISIN: US7415111092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHERRY S. BAHRAMBEYGUI Mgmt For For
GONZALO BARRUTIETA Mgmt For For
KATHERINE L. HENSLEY Mgmt For For
LEON C. JANKS Mgmt For For
JOSE LUIS LAPARTE Mgmt For For
MITCHELL G. LYNN Mgmt For For
ROBERT E. PRICE Mgmt For For
EDGAR ZURCHER Mgmt For For
2. TO APPROVE THE PRICESMART, INC. 2013 EQUITY Mgmt For For
INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 704332701
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the directors' report and the audited Mgmt For For
financial statements for the year ended 31
December 2012 be received
2 That the directors' remuneration report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Ian Davis be elected as a director of Mgmt For For
the Company
4 That Jasmin Staiblin be elected as a Mgmt For For
director of the Company
5 That John Rishton be re-elected as a Mgmt For For
director of the Company
6 That Dame Helen Alexander be re-elected as Mgmt For For
a director of the Company
7 That Lewis Booth CBE be re-elected as a Mgmt For For
director of the Company
8 That Sir Frank Chapman be re-elected as a Mgmt For For
director of the Company
9 That Iain Conn be re-elected as a director Mgmt For For
of the Company
10 That James Guyette be re-elected as a Mgmt For For
director of the Company
11 That John McAdam be re-elected as a Mgmt For For
director of the Company
12 That Mark Morris be re-elected as a Mgmt For For
director of the Company
13 That John Neill CBE be re-elected as a Mgmt For For
director of the Company
14 That Colin Smith CBE be re-elected as a Mgmt For For
director of the Company
15 That KPMG Audit Plc be reappointed as the Mgmt For For
Company's auditor to hold office until the
conclusion of the next general meeting at
which financial statements are laid before
the Company
16 That the directors be authorised to agree Mgmt For For
the auditor's remuneration
17 That, the directors be and are hereby Mgmt For For
authorised: a)on one or more occasions, to
capitalise such sums as they may determine
from time to time but not exceeding the
aggregate nominal sum of GBP 500 million
standing to the credit of the Company's
merger reserve, capital redemption reserve
and/or such other reserves as the Company
may legally use in paying up in full at
par, up to 500 billion non-cumulative
redeemable preference shares in the capital
of the Company with a nominal value of 0.1
pence each (C Shares) from time to time
having the rights and being subject to the
restrictions contained in the Articles of
Association (the Articles) of the Company
from time to time or any other terms and
conditions approved by the directors from
time to time; b) pursuant to Section 551 of
the Companies Act 2006 (the Act), to CONTD
CONT CONTD exercise all powers of the Company to Non-Voting
allot and issue C Shares credited as fully
paid up to an aggregate nominal amount of
GBP 500 million to the holders of ordinary
shares of 20 pence each in the capital of
the Company on the register of members of
the Company on any dates determined by the
directors from time to time and on the
basis of the number of C Shares for every
ordinary share held as may be determined by
the directors from time to time; and
provided that the authority conferred by
this resolution shall expire at the end of
the 2014 AGM of the Company or 15 months
after the date on which this resolution is
passed (whichever is the earlier) and so
that such authority shall be additional to,
and without prejudice to, the unexercised
portion of any other authorities and powers
granted to the directors, and CONTD
CONT CONTD any resolution passed prior to the Non-Voting
date of passing of this resolution; and c)
to do all acts and things they may consider
necessary or desirable to give effect to
this resolution and to satisfy any
entitlement to C Shares howsoever arising
18 That the Company and any company which is Mgmt For For
or becomes a subsidiary of the Company
during the period to which this resolution
is effective be and is hereby authorised
to: a)make donations to political parties
and/or independent election candidates; b)
make donations to political organisations
other than political parties; and c) incur
political expenditure during the period
commencing on the date of this resolution
and ending on the date of the 2014 AGM or
15 months after the date on which this
resolution is passed (whichever is the
earlier), provided that in each case any
such donations and expenditure made by the
Company or by any such subsidiary shall not
exceed GBP 25,000 per company and the
aggregate of those made by the Company and
any such subsidiary shall not exceed GBP
50,000. For the purposes of this
resolution, CONTD
CONT CONTD the terms 'political donation', Non-Voting
'political parties', 'independent election
candidates', 'political organisation' and
'political expenditure' have the meanings
given by Part 14 of the Act
19 That: a) the first Section 551 amount as Mgmt For For
defined in article 12 of the Articles shall
be GBP 124,821,118; and b)the second
Section 551 amount as defined in article 12
of the Articles shall be GBP 249,642,235;
and c) the prescribed period as defined in
article 12 of the Articles for which the
authorities conferred by this resolution
are given shall be a period expiring
(unless previously renewed, varied or
revoked by the Company in general meeting)
at the end of the 2014 AGM of the Company
or 15 months after the date on which this
resolution is passed (whichever is the
earlier)
20 That, subject to the passing of Resolution Mgmt For For
19, the Section 561 amount as defined in
article 12 of the Articles shall be GBP
18,723,167 and the prescribed period for
which the authority conferred by this
resolution is given shall be a period
expiring (unless previously renewed, varied
or revoked by the Company in general
meeting) at the end of the 2014 AGM of the
Company or 15 months after the date on
which this resolution is passed (whichever
is the earlier)
21 That the Company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
Section 693(4) of the Act) of its ordinary
shares, subject to the following
conditions: a)the maximum aggregate number
of ordinary shares authorised to be
purchased is 187,231,677; b)the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 20 pence
(being the nominal value of an ordinary
share); c) the maximum price (exclusive of
expenses) which may be paid for each
ordinary share is the higher of: i) an
amount equal to 105 per cent of the average
of the middle market quotations for the
ordinary shares as derived from the London
Stock Exchange Daily Official List for the
five business days immediately preceding
the day on which an ordinary share is
contracted to be CONTD
CONT CONTD purchased; and ii) an amount equal to Non-Voting
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; d)this
authority shall expire at the end of the
2014 AGM of the Company or 15 months from
the date of this resolution (whichever is
the earlier); and e) a contract to purchase
shares under this authority may be made
prior to the expiry of this authority, and
concluded, in whole or in part, after the
expiry of this authority
22 That with immediate effect, the amended Mgmt For For
Articles of Association of the Company
produced to the meeting and initialed by
the Chairman for the purpose of
identification (the New Articles) be
approved and adopted as the Articles of
Association of the Company, in substitution
for the existing Articles of Association
(the Existing Articles)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 9. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 933792889
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRITS VAN PAASSCHEN Mgmt For For
BRUCE W. DUNCAN Mgmt For For
ADAM M. ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS E. CLARKE Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
AYLWIN B. LEWIS Mgmt For For
STEPHEN R. QUAZZO Mgmt For For
THOMAS O. RYDER Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE STARWOOD'S 2013 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TESLA MOTORS, INC. Agenda Number: 933800117
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRAD BUSS Mgmt For For
IRA EHRENPREIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TESLA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
MARSICO GROWTH FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt Split 99% For 1% Against Split
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt Split 93% For 7% Against Split
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Split 85% For 15% Against Split
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt Split 99% For 1% Against Split
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt Split 99% For 1% Against Split
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt Split 96% For 4% Against Split
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt Split 99% For 1% Against Split
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt Split 90% 1 Year 10% 3 Years Split
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt Split 99% For 1% Against Split
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Split 2% For 97% Against Split
TO RESTRICTING SERVICE ON OTHER BOARDS BY 1% Abstain
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933777457
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BY-LAWS TO REDUCE THE
OWNERSHIP THRESHOLD REQUIRED TO CALL A
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt No vote
TIMOTHY COOK Mgmt No vote
MILLARD DREXLER Mgmt No vote
AL GORE Mgmt No vote
ROBERT IGER Mgmt No vote
ANDREA JUNG Mgmt No vote
ARTHUR LEVINSON Mgmt No vote
RONALD SUGAR Mgmt No vote
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt No vote
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt No vote
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr No vote
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr No vote
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933700519
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1.4 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1.5 ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1.6 ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1.7 ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933814243
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 PERFORMANCE-BASED MANAGEMENT
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE BIOGEN IDEC
INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
6. SHAREHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A SHARE RETENTION POLICY.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt Split 99% For 1% Against Split
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Split 89% For 11% Against Split
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt Split 98% For 1% Against Split
1% Abstain
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Split 96% For 4% Against Split
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Split 97% For 3% Against Split
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Split 96% For 4% Against Split
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt Split 99% For 1% Against Split
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt Split 99% For 1% Against Split
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Split 97% For 3% Against Split
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Split 96% For 4% Against Split
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 96% For 3% Against Split
OF OUR NAMED EXECUTIVE OFFICERS. 1% Abstain
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933765464
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AL BALDOCCHI Mgmt For For
NEIL FLANZRAICH Mgmt For For
DARLENE FRIEDMAN Mgmt For For
2 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4 A PROPOSAL TO APPROVE THE CHIPOTLE MEXICAN Mgmt For For
GRILL, INC. 2014 CASH INCENTIVE PLAN.
5 A PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS
AND PROVIDE FOR ANNUAL ELECTIONS OF ALL
DIRECTORS.
6 A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE MEETING, TO RESTRICT
CERTAIN TERMS OF EQUITY COMPENSATION
AWARDS.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt Split 99% For 1% Abstain Split
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Split 99% For 1% Against Split
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Split 86% For 14% Against Split
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Split 98% For 2% Against Split
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Split 91% For 9% Against Split
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt Split 98% For 2% Against Split
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Split 97% For 3% Against Split
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Split 97% For 3% Against Split
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt Split 96% For 4% Against Split
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt Split 99% For 1% Against Split
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt Split 94% For 5% Against Split
COMPENSATION. 1% Abstain
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt Split 96% For 4% Against Split
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Split 24% For 75% Against Split
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF 1% Abstain
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Split 25% For 55% Against Split
LOBBYING AND GRASSROOTS LOBBYING 20% Abstain
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Split 3% For 96% Against Split
BOARD INSTITUTE A POLICY TO MAKE IT MORE 1% Abstain
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 933667478
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Special
Meeting Date: 10-Aug-2012
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE ISSUANCE OF SHARES OF COMMON STOCK Mgmt No vote
PURSUANT TO THE TERMS AND CONDITIONS OF A
REORGANIZATION AND PURCHASE AND SALE
AGREEMENT, DATED AS OF MARCH 27, 2012 (THE
AGREEMENT ), IN ACCORDANCE WITH SECTION
312.03(B) OF THE NEW YORK STOCK EXCHANGE
LISTED COMPANY MANUAL AND THE REQUIREMENTS
OF THE AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt No vote
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt No vote
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt No vote
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt No vote
5. ELECTION OF DIRECTOR: CARL WARE Mgmt No vote
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt No vote
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt No vote
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt No vote
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt No vote
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933814368
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT HOLDERS OF RECORD OF AT LEAST
TWENTY-FIVE PERCENT (25%) OF THE VOTING
POWER OF OUR OUTSTANDING CAPITAL STOCK TO
TAKE ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS Mgmt For For
GUILLERMO MARMOL Mgmt For For
DONA D. YOUNG Mgmt For For
MAXINE CLARK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933742125
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: AMAL M. JOHNSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC H. HALVORSON Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL, INC. Agenda Number: 933820498
--------------------------------------------------------------------------------------------------------------------------
Security: 530555101
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: LBTYA
ISIN: US5305551013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF ORDINARY SHARES Mgmt For For
BY LIBERTY GLOBAL CORPORATION LIMITED TO
LIBERTY GLOBAL, INC. AND VIRGIN MEDIA INC.
STOCKHOLDERS ON THE TERMS AND CONDITIONS
SET OUT IN THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 5, 2013, AMONG
LIBERTY GLOBAL, INC., CERTAIN OF ITS
SUBSIDIARIES AND VIRGIN MEDIA INC., AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 5, 2013, AMONG LIBERTY
GLOBAL, INC., CERTAIN OF ITS SUBSIDIARIES
AND VIRGIN MEDIA INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
3. TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO
PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO EITHER APPROVE
THE ISSUANCE OF ORDINARY SHARES IN PROPOSAL
1 OR THE ADOPTION OF THE AGREEMENT AND PLAN
OF MERGER IN PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933810928
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT BENSOUSSAN Mgmt For For
WILLIAM H. GLENN Mgmt For For
THOMAS G. STEMBERG Mgmt For For
DENNIS J. WILSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2014.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt No vote
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt No vote
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt No vote
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt No vote
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr No vote
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933695174
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY M. COHEN Mgmt For For
DAVID T. GIBBONS Mgmt For For
RAN GOTTFRIED Mgmt For For
ELLEN R. HOFFING Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 704332701
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the directors' report and the audited Mgmt For For
financial statements for the year ended 31
December 2012 be received
2 That the directors' remuneration report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Ian Davis be elected as a director of Mgmt For For
the Company
4 That Jasmin Staiblin be elected as a Mgmt For For
director of the Company
5 That John Rishton be re-elected as a Mgmt For For
director of the Company
6 That Dame Helen Alexander be re-elected as Mgmt For For
a director of the Company
7 That Lewis Booth CBE be re-elected as a Mgmt For For
director of the Company
8 That Sir Frank Chapman be re-elected as a Mgmt For For
director of the Company
9 That Iain Conn be re-elected as a director Mgmt For For
of the Company
10 That James Guyette be re-elected as a Mgmt For For
director of the Company
11 That John McAdam be re-elected as a Mgmt For For
director of the Company
12 That Mark Morris be re-elected as a Mgmt For For
director of the Company
13 That John Neill CBE be re-elected as a Mgmt For For
director of the Company
14 That Colin Smith CBE be re-elected as a Mgmt For For
director of the Company
15 That KPMG Audit Plc be reappointed as the Mgmt For For
Company's auditor to hold office until the
conclusion of the next general meeting at
which financial statements are laid before
the Company
16 That the directors be authorised to agree Mgmt For For
the auditor's remuneration
17 That, the directors be and are hereby Mgmt For For
authorised: a)on one or more occasions, to
capitalise such sums as they may determine
from time to time but not exceeding the
aggregate nominal sum of GBP 500 million
standing to the credit of the Company's
merger reserve, capital redemption reserve
and/or such other reserves as the Company
may legally use in paying up in full at
par, up to 500 billion non-cumulative
redeemable preference shares in the capital
of the Company with a nominal value of 0.1
pence each (C Shares) from time to time
having the rights and being subject to the
restrictions contained in the Articles of
Association (the Articles) of the Company
from time to time or any other terms and
conditions approved by the directors from
time to time; b) pursuant to Section 551 of
the Companies Act 2006 (the Act), to CONTD
CONT CONTD exercise all powers of the Company to Non-Voting
allot and issue C Shares credited as fully
paid up to an aggregate nominal amount of
GBP 500 million to the holders of ordinary
shares of 20 pence each in the capital of
the Company on the register of members of
the Company on any dates determined by the
directors from time to time and on the
basis of the number of C Shares for every
ordinary share held as may be determined by
the directors from time to time; and
provided that the authority conferred by
this resolution shall expire at the end of
the 2014 AGM of the Company or 15 months
after the date on which this resolution is
passed (whichever is the earlier) and so
that such authority shall be additional to,
and without prejudice to, the unexercised
portion of any other authorities and powers
granted to the directors, and CONTD
CONT CONTD any resolution passed prior to the Non-Voting
date of passing of this resolution; and c)
to do all acts and things they may consider
necessary or desirable to give effect to
this resolution and to satisfy any
entitlement to C Shares howsoever arising
18 That the Company and any company which is Mgmt For For
or becomes a subsidiary of the Company
during the period to which this resolution
is effective be and is hereby authorised
to: a)make donations to political parties
and/or independent election candidates; b)
make donations to political organisations
other than political parties; and c) incur
political expenditure during the period
commencing on the date of this resolution
and ending on the date of the 2014 AGM or
15 months after the date on which this
resolution is passed (whichever is the
earlier), provided that in each case any
such donations and expenditure made by the
Company or by any such subsidiary shall not
exceed GBP 25,000 per company and the
aggregate of those made by the Company and
any such subsidiary shall not exceed GBP
50,000. For the purposes of this
resolution, CONTD
CONT CONTD the terms 'political donation', Non-Voting
'political parties', 'independent election
candidates', 'political organisation' and
'political expenditure' have the meanings
given by Part 14 of the Act
19 That: a) the first Section 551 amount as Mgmt For For
defined in article 12 of the Articles shall
be GBP 124,821,118; and b)the second
Section 551 amount as defined in article 12
of the Articles shall be GBP 249,642,235;
and c) the prescribed period as defined in
article 12 of the Articles for which the
authorities conferred by this resolution
are given shall be a period expiring
(unless previously renewed, varied or
revoked by the Company in general meeting)
at the end of the 2014 AGM of the Company
or 15 months after the date on which this
resolution is passed (whichever is the
earlier)
20 That, subject to the passing of Resolution Mgmt For For
19, the Section 561 amount as defined in
article 12 of the Articles shall be GBP
18,723,167 and the prescribed period for
which the authority conferred by this
resolution is given shall be a period
expiring (unless previously renewed, varied
or revoked by the Company in general
meeting) at the end of the 2014 AGM of the
Company or 15 months after the date on
which this resolution is passed (whichever
is the earlier)
21 That the Company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
Section 693(4) of the Act) of its ordinary
shares, subject to the following
conditions: a)the maximum aggregate number
of ordinary shares authorised to be
purchased is 187,231,677; b)the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 20 pence
(being the nominal value of an ordinary
share); c) the maximum price (exclusive of
expenses) which may be paid for each
ordinary share is the higher of: i) an
amount equal to 105 per cent of the average
of the middle market quotations for the
ordinary shares as derived from the London
Stock Exchange Daily Official List for the
five business days immediately preceding
the day on which an ordinary share is
contracted to be CONTD
CONT CONTD purchased; and ii) an amount equal to Non-Voting
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; d)this
authority shall expire at the end of the
2014 AGM of the Company or 15 months from
the date of this resolution (whichever is
the earlier); and e) a contract to purchase
shares under this authority may be made
prior to the expiry of this authority, and
concluded, in whole or in part, after the
expiry of this authority
22 That with immediate effect, the amended Mgmt For For
Articles of Association of the Company
produced to the meeting and initialed by
the Chairman for the purpose of
identification (the New Articles) be
approved and adopted as the Articles of
Association of the Company, in substitution
for the existing Articles of Association
(the Existing Articles)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 9. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933686618
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013
AND TO AUTHORIZE, IN A BINDING VOTE, THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933726842
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
AUTHORIZED SHARES UNDER THE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
5. SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL Shr Against For
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 933792889
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRITS VAN PAASSCHEN Mgmt For For
BRUCE W. DUNCAN Mgmt For For
ADAM M. ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS E. CLARKE Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
AYLWIN B. LEWIS Mgmt For For
STEPHEN R. QUAZZO Mgmt For For
THOMAS O. RYDER Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE STARWOOD'S 2013 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933691277
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2012
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROSE MARIE BRAVO Mgmt For For
PAUL J. FRIBOURG Mgmt For For
MELLODY HOBSON Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
BARRY S. STERNLICHT Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. AMENDMENT TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr Against For
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr Against For
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933689979
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LINDA CHEN Mgmt For For
MARC D. SCHORR Mgmt For For
J. EDWARD (TED) VIRTUE Mgmt For For
ELAINE P. WYNN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED ANNUAL Mgmt For For
PERFORMANCE BASED INCENTIVE PLAN.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr Against For
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
MARSICO INTERNATIONAL OPPORTUNITIES FUND
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt Take No Action
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt Take No Action
MDs
4. Ratification of the acts of the Supervisory Mgmt Take No Action
Board
5. Approval of a) the amendments to the Mgmt Take No Action
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt Take No Action
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt Take No Action
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt Take No Action
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt Take No Action
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt Take No Action
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 704345152
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325281.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325275.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2012
2 To declare a final dividend of 24.67 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2012
3 To re-elect Mr. Barry Chun-Yuen Cheung as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. George Yong-Boon Yeo as Mgmt For For
Independent Non-executive Director of the
Company
5 To re-elect Dr. Narongchai Akrasanee as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-elect Dr. Qin Xiao as Independent Mgmt For For
Non-executive Director of the Company
7 To re-elect Mr. Mark Edward Tucker as Mgmt For For
Executive Director of the Company
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
9.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution, and the discount for any shares
to be issued shall not exceed 10 per cent
to the Benchmarked Price
9.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the issued share
capital of the Company at the date of this
Resolution
9.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
10 To approve the amendments to the Articles Mgmt For For
of Association of the Company: Articles 101
and 105
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt For For
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt For For
of the Company
B.9.b Confirming the grants of stock options and Mgmt For For
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC, CAMBRIDGE Agenda Number: 704336925
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the financial year ended 31 December
2012
2 To declare a final dividend Mgmt For For
3 To approve the Remuneration report Mgmt For For
4 To re-elect Sir John Buchanan as a director Mgmt For For
5 To re-elect Warren East as a director Mgmt For For
6 To re-elect Andy Green as a director Mgmt For For
7 To re-elect Larry Hirst as a director Mgmt For For
8 To re-elect Mike Muller as a director Mgmt For For
9 To re-elect Kathleen O'Donovan as a Mgmt For For
director
10 To re-elect Janice Roberts as a director Mgmt For For
11 To re-elect Philip Rowley as a director Mgmt For For
12 To re-elect Tim Score as a director Mgmt For For
13 To re-elect Simon Segars as a director Mgmt For For
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
15 To authorise the directors' to fix the Mgmt For For
remuneration of the auditors
16 To approve the new Long Term Incentive Plan Mgmt For For
17 To grant the directors authority to allot Mgmt For For
shares
18 To disapply pre-emption rights Mgmt For For
19 To authorise the Company to make market Mgmt For For
purchases of its own shares
20 To authorise the Company to hold general Mgmt For For
meetings on 14 days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 18. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 703981921
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Explanation to the customer co-investment Non-Voting
program entered into and/or to be entered
into by and between the Company and certain
of its customers, as announced by the
Company on 9 July 2012 (the "Customer
Co-Investment Program")
3.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company in connection with the Customer
Co-Investment Program, subject to
Supervisory Board approval, up to 25% of
the issued share capital of the Company at
the Annual General Meeting of Shareholders
(the "AGM") held on 25 April 2012, from 7
September 2012 through 31 July 2013
3.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude,
subject to Supervisory Board approval, the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a) from 7 September 2012 through 31
July 2013
4.a Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part I) to create
a specific share class (ordinary shares M)
for the participants to the Customer
Co-Investment Program. Upon the first
amendment of the articles of association of
the Company the ordinary shares to be held
for the benefit of the participants to the
Customer Co-Investment Program will be
converted into ordinary shares M and all
other ordinary shares will be converted
into ordinary shares A
4.b Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part II) to
increase the par value per ordinary share A
by an amount to be determined by the Board
of Management of at least EUR 5.97 per
share and at most EUR 12 per share at the
expense of the share premium reserve
4.c Proposal to resolve to reduce the issued Mgmt For For
capital by an amount at least equal to the
aggregate amount to be paid by the
participants to the Customer Co-Investment
Program for their shares, being an amount
no less than EUR 2,513,447,071.07 and no
more than EUR 5,000,000,000 by decreasing
the nominal value of the ordinary shares A
by an amount to be determined by the Board
of Management of at least EUR 5.99 per
share and at most EUR 12 per share which
will result in repayment of said amount
determined by the Board of Management per
share to holders of ordinary shares A or to
the holders of ordinary shares into which
the ordinary shares A will be converted
pursuant to proposal (e) below and to amend
the articles of association of the Company
in accordance with the draft deed of
amendment to the articles of association
(Part III)
4.d Proposal to resolve to amend the articles Mgmt For For
of association of the Company in accordance
with the draft deed of amendment to the
articles of association (Part IV) to
consolidate the ordinary shares A at an
exchange ratio to be determined by the
Board of Management. The exchange ratio
will depend on the percentage of new shares
to be issued to the participants to the
Customer Co-Investment Program. The
consolidation of the ordinary shares A may
entail an increase of the nominal value of
the ordinary shares A by a maximum of EUR
0.03 per share, to be determined by the
Board of Management, which increase will be
paid from the share premium reserve
4.e Proposal to resolve to amend the articles Mgmt For For
of association in accordance with the Draft
deed of amendment to the articles of
association (Part V) to delete the share
class M for participants to the Customer
Co-Investment Program and share class A for
the other shareholders. The ordinary shares
M and ordinary shares A shall be converted
into ordinary shares without a specific
letter mark attached to it
5 Proposal to resolve to authorize each Mgmt For For
director of the Company as well as any and
all lawyers and paralegals practicing with
De Brauw Blackstone Westbroek N.V. to
execute the notarial deeds of amendment to
the articles of association
6.a Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012 from 7 September
2012 through 25 October 2013. Provided that
the General Meeting of Shareholders grants
this new authorization, the corresponding
authorization granted at the AGM held on 25
April 2012 will cease to apply to the
extent not already used
6.b Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (a), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.c Proposal to resolve to authorize the Board Mgmt For For
of Management to issue shares or rights to
subscribe for shares in the capital of the
Company, subject to Supervisory Board
approval, limited to 5% of the issued share
capital at 25 April 2012, which 5% can only
be used in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
6.d Proposal to resolve to authorize the Board Mgmt For For
of Management to restrict or exclude the
pre-emption rights accruing to shareholders
in connection with the issue of shares or
rights to subscribe for shares as described
under (c), subject to approval of the
Supervisory Board, for a period from 7
September 2012 through 25 October 2013.
Provided that the General Meeting of
Shareholders grants this new authorization,
the corresponding authorization granted at
the AGM held on 25 April 2012 will cease to
apply to the extent not already used
7 Any other business Non-Voting
8 Closing Non-Voting
CMMT RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL Non-Voting
ONLY BE ADOPTED IF RESOLUTION 4E IS
ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE RESOLUTION 4E IF ALL OTHER
RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED.
RESOLUTION 5 WILL ONLY BE PROPOSED IF
RESOLUTION 4E HAS BEEN ADOPTED.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt For For
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt For For
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt For For
of the Company
9 That Simon Fraser be reappointed a Director Mgmt For For
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt For For
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt For For
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt For For
of the Company
13 That Sir Michael Rake be reappointed a Mgmt For For
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt For For
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt For For
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt For For
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 704353414
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 23 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
29.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2012, as approved by the
Supervisory Board, together with the
Combined Group and Company Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 and section 315 (2) no.
5 HGB (German Commercial Code) and the
Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt Take No Action
unappropriated profit
3. Ratification of the acts of the Board of Mgmt Take No Action
Management
4. Ratification of the acts of the Supervisory Mgmt Take No Action
Board
5. Election of the auditor: KPMG AG Mgmt Take No Action
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Prof. Mgmt Take No Action
Dr. rer. nat. Dr. h.c. Reinhard Huettl,
Potsdam, Chairman of the Management Board
and Scientific Board of
GeoForschungsZentrum Potsdam (GFZ) Stiftung
des offentlichen Rechts and holder of the
Chair for Soil Protection and Recultivation
at the Brandenburg Technical University of
Cottbus, for a term of office up to the
close of the Annual General Meeting at
which ratification of the acts of the
Supervisory Board is resolved for the
financial year 2017
6.2 Election to the Supervisory Board: Dr. jur. Mgmt Take No Action
Karl-Ludwig Kley, Cologne, Chairman of the
Executive Management and personally liable
shareholder of Merck KGaA, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.3 Election to the Supervisory Board: Prof. Mgmt Take No Action
Dr. rer. pol. Renate Koecher, Constance,
Director of Institut fur Demoskopie
Allensbach Gesellschaft zum Studium der
offentlichen Meinung mbH, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2017
6.4 Election to the Supervisory Board: Prof. Mgmt Take No Action
Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim
Milberg, Baldham, Chairman of the
Supervisory Board of BMW AG, for a term of
office up to the close of the Annual
General Meeting at which ratification of
the acts of the Supervisory Board is
resolved for the financial year 2015
7. Resolution regarding the amendment to Mgmt Take No Action
section 15 of the Articles of Incorporation
(Remuneration of the Supervisory Board)
--------------------------------------------------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA Agenda Number: 704367007
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Accept Financial Statements and Statutory Mgmt For For
Reports for Fiscal Year Ended December 31,
2012
2 Approve Allocation of Income and Dividends Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD Agenda Number: 704068584
--------------------------------------------------------------------------------------------------------------------------
Security: G15632105
Meeting Type: AGM
Meeting Date: 01-Nov-2012
Ticker:
ISIN: GB0001411924
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements for the Mgmt For For
year ended 30 June 2012, together with the
reports of the Directors and Auditors
thereon
2 To declare a final dividend for the year Mgmt For For
ended 30 June 2012 of 16.20 pence for each
ordinary share in the capital of the
Company
3 To reappoint Tracy Clarke as a Director Mgmt For For
4 To reappoint Jeremy Darroch as a Director Mgmt For For
5 To reappoint David F. DeVoe as a Director Mgmt For For
6 To reappoint Nicholas Ferguson as a Mgmt For For
Director
7 To reappoint Martin Gilbert as a Director Mgmt For For
8 To reappoint Andrew Griffith as a Director Mgmt For For
9 To reappoint Andrew Higginson as a Director Mgmt For For
10 To reappoint Thomas Mockridge as a Director Mgmt For For
11 To reappoint James Murdoch as a Director Mgmt For For
12 To reappoint Matthieu Pigasse as a Director Mgmt For For
13 To reappoint Daniel Rimer as a Director Mgmt For For
14 To reappoint Arthur Siskind as a Director Mgmt For For
15 To reappoint Lord Wilson of Dinton as a Mgmt For For
Director
16 To reappoint Deloitte LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to agree their remuneration
17 To approve the report on Directors' Mgmt For For
remuneration for the year ended 30 June
2012
18 That, in accordance with sections 366 and Mgmt For For
367 of the Companies Act 2006, the Company
and all companies that are subsidiaries of
the Company at the time at which this
Resolution is passed or at any time during
the period for which this Resolution has
effect are generally and unconditionally
authorised to: (a) make political donations
to political parties or independent
election candidates, not exceeding GBP
100,000 in total; (b) make political
donations to political organisations other
than political parties, not exceeding GBP
100,000 in total; and (c) incur political
expenditure, not exceeding GBP 100,000 in
total, (as such terms are defined in the
Companies Act 2006) during the period
beginning with the date of the passing of
this Resolution and ending on 31 December
2013 or, if sooner, the conclusion of the
annual general meeting of the Company to be
held in 2013, provided that the authorised
sum referred to in paragraphs (a), (b) and
(c) above may be comprised of one or more
amounts in different currencies which, for
the purposes of calculating the said sum,
shall be converted into pounds sterling at
the exchange rate published in the London
edition of the Financial Times on the day
on which the relevant donation is made or
expenditure incurred (or the first business
day thereafter) or, if earlier, on the day
in which the Company enters into any
contract or undertaking in relation to the
same
19 That the Directors be generally and Mgmt For For
unconditionally authorised pursuant to and
in accordance with section 551 of the
Companies Act 2006 to exercise all the
powers of the Company to allot shares in
the Company and to grant rights to
subscribe for, or to convert any security
into, shares in the Company (Rights) up to
a maximum nominal amount of GBP 273,000,000
(being approximately 33% of the issued
ordinary share capital of the Company),
provided that this authority shall expire
at the conclusion of the annual general
meeting of the Company to be held in 2013,
save that the Company shall be entitled to
make offers or agreements before the expiry
of this authority which would or might
require shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot shares
and grant Rights pursuant to any such
offers or agreements as if this authority
had not expired; and all unexercised
authorities previously granted to the
Directors to allot shares and grant Rights
be and are hereby revoked
20 That, (a) subject to the passing of Mgmt For For
Resolution 19 set out above, the Directors
be empowered pursuant to section 570 and
section 573 of the Companies Act 2006 to
allot equity securities, within the meaning
of section 560 of that Act, for cash
pursuant to the authority conferred by
Resolution 18, as if section 561 (1) of
that Act did not apply to any such
allotment, provided that this power shall
be limited to: (i) the allotment of equity
securities in connection with a rights
issue; and (ii) the allotment to any person
or persons (otherwise than in connection
with a rights issue) of equity securities
up to an aggregate nominal amount of GBP
41,000,000 (being approximately 5% of the
issued ordinary share capital of the
Company); (b) the power given by this
resolution shall expire upon the expiry of
the authority conferred by Resolution 18
set out above, save that the Directors
shall be entitled to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offers or agreements as if the power
conferred hereby had not expired; and (c)
for the purposes of this Resolution,
"rights issue" means a rights issue, open
offer or other offer of equity securities
open for acceptance for a period fixed by
the Directors to holders of equity
securities on the register on a fixed
record date where the equity securities
respectively attributable to the interests
of such holders are proportionate (as
nearly as may be practicable) to their
respective holdings of such equity
securities or in accordance with the rights
attached thereto (but subject to such
exclusions or other arrangements as the
Directors may deem necessary or expedient
in relation to treasury shares, fractional
entitlements or legal or practical problems
under the laws of, or the requirements, of
any recognised body or any stock exchange
in, any territory or by virtue of shares
being represented by depositary receipts or
any other matter)
21 That until the conclusion of the annual Mgmt For For
general meeting of the Company in 2013, a
general meeting of the Company, other than
an annual general meeting of the Company,
may be called on not less than 14 clear
days' notice
22 That, subject to and conditional on the Mgmt For For
passing of Resolutions 23 and 24 set out
below, the Company be and is hereby
generally and unconditionally authorised
for the purpose of section 701 of the
Companies Act 2006 to make market purchases
(within the meaning of section 693(4) of
the Companies Act 2006) of its ordinary
shares of GBP 0.50 each on such terms and
in such manner as the Directors may from
time to time determine provided that: (a)
the maximum number of ordinary shares
authorised to be purchased is 248,313,994
(representing approximately 14.99% of the
Company's issued share capital as at 17
September 2012); (b) the minimum price
(excluding expenses) which may be paid for
each ordinary share is GBP 0.50; (c) the
maximum price (excluding expenses) which
may be paid for each ordinary share is the
higher of: (i) 105% of the average of the
middle market quotations for an ordinary
share in the Company as derived from the
London Stock Exchange Daily Official List
for the five business days immediately
preceding the day on which such share is
contracted to be purchased; and (ii) the
amount stipulated by Article 5(1) of the EU
Buyback and Stabilisation Regulation (being
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share on the trading venue where
the purchase is carried out); (d) the
authority hereby conferred shall, unless
previously varied, revoked or renewed,
expire on the date on which the annual
general meeting of the Company is held in
2013 or, if earlier, when the Company has
repurchased such number of ordinary shares
as shall result in the aggregate total
payment by the Company to shareholders of
GBP 500,000,000 pursuant to market
purchases made under this authority and
off-market purchases made pursuant to the
authority granted by Resolution 23; and (e)
the Company may, before the expiry of the
authority granted by this resolution, enter
into a contract to purchase ordinary shares
which will or may be executed wholly or
partly after the expiry of such authority
23 That, subject to and conditional upon the Mgmt For For
passing of Resolution 22 set out above and
Resolution 24 set out below, the terms of
the agreement between the Company, BSkyB
Holdco Inc., News Corporation and News UK
Nominees Limited dated 25 July 2012 (a copy
of which has been produced to the meeting
and made available at the Company's
registered office for not less than 15 days
ending with the date of this meeting)
pursuant to which the Company may make
off-market purchases (as defined by section
693(2) of the Companies Act 2006) of its
ordinary shares of GBP 0.50 each from BSkyB
Holdco Inc. (as beneficial owner) and News
UK Nominees Limited (as legal owner), be
and are hereby approved and authorised for
the purposes of section 694 of the
Companies Act 2006 and that: (a) the
Company be and is hereby authorised to make
such off-market purchases from News UK
Nominees Limited, provided that this
authority shall expire on the date on which
the annual general meeting of the Company
is held in 2013 or, if earlier, when the
Company has repurchased such number of
ordinary shares as shall result in the
aggregate total payment by the Company to
shareholders of GBP 500,000,000 pursuant to
off-market purchases made pursuant to this
authority and market purchases made under
the authority granted by Resolution 22; and
(b) the Company may, before expiry of the
authority granted by this resolution enter
into a contract to purchase ordinary shares
which will be executed wholly or partly
after the expiry of such authority
24 That subject to and conditional upon the Mgmt For For
passing of Resolutions 22 and 23 set out
above, the agreement between the Company,
BSkyB Holdco Inc., News Corporation and
News UK Nominees Limited dated 25 July 2012
(a copy of which has been produced to the
meeting) pursuant to which the Company may
make off-market purchases (as defined by
section 693(2) of the Companies Act 2006)
of its ordinary shares of GBP 0.50 each
from BSkyB Holdco Inc. (as beneficial
owner) and News UK Nominees Limited (as
legal owner), be and is hereby approved and
that the Directors be and are hereby
authorised to take all such steps as may be
necessary or desirable in relation thereto
and to carry the same into effect
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 933761632
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. ARMELLINO Mgmt For For
A. CHARLES BAILLIE Mgmt For For
HUGH J. BOLTON Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
HON. DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
DAVID G.A. MCLEAN Mgmt For For
CLAUDE MONGEAU Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, THE FULL TEXT OF
WHICH RESOLUTION IS SET OUT ON P. 6 OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704289962
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Take No Action
2.1 Appoint a Director Mgmt Take No Action
2.2 Appoint a Director Mgmt Take No Action
2.3 Appoint a Director Mgmt Take No Action
2.4 Appoint a Director Mgmt Take No Action
2.5 Appoint a Director Mgmt Take No Action
2.6 Appoint a Director Mgmt Take No Action
2.7 Appoint a Director Mgmt Take No Action
2.8 Appoint a Director Mgmt Take No Action
2.9 Appoint a Director Mgmt Take No Action
2.10 Appoint a Director Mgmt Take No Action
2.11 Appoint a Director Mgmt Take No Action
2.12 Appoint a Director Mgmt Take No Action
2.13 Appoint a Director Mgmt Take No Action
2.14 Appoint a Director Mgmt Take No Action
2.15 Appoint a Director Mgmt Take No Action
2.16 Appoint a Director Mgmt Take No Action
2.17 Appoint a Director Mgmt Take No Action
2.18 Appoint a Director Mgmt Take No Action
2.19 Appoint a Director Mgmt Take No Action
2.20 Appoint a Director Mgmt Take No Action
2.21 Appoint a Director Mgmt Take No Action
3 Approve Payment of Accrued Benefits Mgmt Take No Action
associated with Abolition of Retirement
Benefit System for Current Directors
4 Amend the Compensation to be received by Mgmt Take No Action
Directors
5 Approve Payment of Bonuses to Directors Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704188247
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: EGM
Meeting Date: 21-Dec-2012
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129039.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129037.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 The transfer agreement dated 21 November Mgmt For For
2012 (the "Transfer Agreement") entered
into between China United Network
Communications Corporation Limited ("CUCL")
and China United Network Communications
Limited ("Unicom A Share Company") relating
to the transfer of all of the rights and
obligations of Unicom A Share Company under
the Equity Acquisition Agreement (as
defined in the circular to the shareholders
of the Company dated 29 November 2012, of
which this Notice forms part) relating to
the acquisition of 100% of the equity
interest of Unicom New Horizon
Telecommunications Company Limited (the
"Proposed Acquisition") to CUCL so that
CUCL will enter into the Proposed
Acquisition on the same terms (including
the consideration payable) as those set out
in the Equity Acquisition Agreement, a copy
of each of the Equity CONTD
CONT CONTD Acquisition Agreement and the Non-Voting
Transfer Agreement having been produced to
this Meeting marked "A" and "B",
respectively, and signed by the Chairman of
this Meeting for identification purposes,
be and is hereby approved, ratified and
confirmed, and the directors of the
Company, acting together, individually or
by committee, be and are hereby authorised
to execute all such documents and/or to do
all such acts on behalf of the Company as
they may consider necessary, desirable or
expedient for the purpose of, or in
connection with, the implementation and
completion of the Transfer Agreement and
the transactions contemplated therein
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 703994752
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0803/LTN201208031072.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0803/LTN201208031098.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Agreement and the Mgmt For For
transactions contemplated thereunder, as
described in the Notice of Extraordinary
General Meeting dated 3 August 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704120447
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1024/LTN20121024289.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the Mgmt For For
Non-exempt Revised Caps, as described in
the Circular of the Company dated 24
October 2012
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 704587243
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 22-Jun-2013
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Take No Action
2 Amend Articles to: Expand Business Lines Mgmt Take No Action
3.1 Appoint a Director Mgmt Take No Action
3.2 Appoint a Director Mgmt Take No Action
3.3 Appoint a Director Mgmt Take No Action
3.4 Appoint a Director Mgmt Take No Action
3.5 Appoint a Director Mgmt Take No Action
3.6 Appoint a Director Mgmt Take No Action
4 Amend the Compensation to be received by Mgmt Take No Action
Directors
5 Amend Details of Compensation as Stock Mgmt Take No Action
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt For For
5 Re-election of LM Danon as a director Mgmt For For
6 Re-election of Lord Davies as a director Mgmt For For
7 Re-election of BD Holden as a director Mgmt For For
8 Re-election of Dr FB Humer as a director Mgmt For For
9 Re-election of D Mahlan as a director Mgmt For For
10 Re-election of PG Scott as a director Mgmt For For
11 Re-election of HT Stitzer as a director Mgmt For For
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt For For
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Remuneration of auditor Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DUFRY AG, BASEL Agenda Number: 704383859
--------------------------------------------------------------------------------------------------------------------------
Security: H2082J107
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: CH0023405456
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150288,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of the Annual Report, the Mgmt Take No Action
Consolidated Financial Statements and the
Annual Financial Statements for 2012
2 Appropriation of Available Earnings Mgmt Take No Action
3 Discharge of the Board of Directors and the Mgmt Take No Action
Persons entrusted with Management
4 Amendment to Article 13 para. 1 of the Mgmt Take No Action
Articles of Incorporation
5.a Re-election of Mr. Jorge Born as Board of Mgmt Take No Action
Directors
5.b Re-election of Mr. Luis Andres Holzer Mgmt Take No Action
Neumann as Board of Directors
5.c Re-election of Mr. Jose Lucas Ferreira de Mgmt Take No Action
Melo as Board of Directors
5.d Re-election of Mr. Joaquin Moya-Angeler Mgmt Take No Action
Cabrera as Board of Directors
5.e Election of Mr. Julian Diaz Gonzalez as Mgmt Take No Action
Board of Directors
6 Election of the Auditors: The Board of Mgmt Take No Action
Directors proposes that Ernst & Young Ltd
be elected as the Auditors for the fiscal
year 2013
CMMT IN CASE OF ADDITIONAL MOTIONS MADE DURING Non-Voting
THE ORDINARY GENERAL MEETING, THE
INDEPENDENT PROXY HOLDER SHALL: CHOOSE 1
OPTION EITHER 7.A OR 7.B NEED TO BE
INSTRUCTED (WITH YES) TO SHOW, WHICH VOTING
OPTION INVESTOR CHOSES IN THE EVENT OF NEW
PROPOSALS
7.A Exercise the voting rights in accordance Mgmt Take No Action
with the proposals of the Board of
Directors
7.B Abstain from voting Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
ELEKTA AB, STOCKHOLM Agenda Number: 703994170
--------------------------------------------------------------------------------------------------------------------------
Security: W2479G107
Meeting Type: AGM
Meeting Date: 04-Sep-2012
Ticker:
ISIN: SE0000163628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of the Chairman of the Meeting: Non-Voting
Bertil Villard, attorney at law
3 Preparation and approval of the list of Non-Voting
shareholders entitled to vote at the
Meeting
4 Approval of the agenda Non-Voting
5 Election of one or two minutes-checkers Non-Voting
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation of the Annual Report and the Non-Voting
Auditors' Report and the consolidated
accounts and the Auditors' Report for the
Group
8 Address by the President and Chief Non-Voting
Executive Officer and report on the work of
the Board of Directors and Committees of
the Board of Directors by the Chairman of
the Board
9 Resolution concerning adoption of the Mgmt For For
balance sheet and income statement and the
consolidated balance sheet and consolidated
income statement
10 Resolution concerning approval of the Mgmt For For
disposition of the Company's earnings as
shown in the balance sheet adopted by the
Meeting: The Board of Directors proposes
that of the Company's unappropriated
earnings, SEK 1,957,167,493 an amount
representing SEK 5 per share should be
distributed as dividend to the shareholders
and that the remaining unappropriated
earnings should be carried forward. Record
day for the dividends is proposed to be
Friday, September 7, 2012. If the Meeting
resolves in accordance with the proposal,
payment through Euroclear Sweden AB is
estimated to be made on Wednesday,
September 12, 2012
11 Resolution concerning the discharge of the Mgmt For For
members of the Board of Directors and the
President and Chief Executive Officer from
personal liability
12 Report on the work of the Nomination Non-Voting
Committee
13 Determination of the number of members and Mgmt For For
any deputy members of the Board of
Directors: The nomination committee
proposes that the Board of Directors shall
consist of eight (nine) members, without
deputy members
14 Determination of the fees to be paid to the Mgmt For For
members of the Board of Directors and the
auditors: It is proposed that remuneration
shall be paid to the Board at a total of
SEK 3,220,000 (3,465,000) of which SEK
750,000 (725,000) to the Chairman of the
Board, SEK 340,000 (330,000) to each of the
external members of the Board, SEK 70,000
(unchanged) shall be paid to the Chairman
of the Company's Executive Compensation
Committee and SEK 35,000 (unchanged) to any
other member of said committee, SEK 150,000
(unchanged) shall be paid to the Chairman
of the Company's Audit Committee and SEK
70,000 (unchanged) to any other member of
said committee. No board fees or
remuneration for committee work shall be
paid to members of the Board that are
employed by the Company. Remuneration to
the Auditor is proposed to be paid
according to CONTD
CONT CONTD an approved account Non-Voting
15 Election of Board members and any deputy Mgmt For For
Board members: The nomination committee
proposes that each of Akbar Seddigh, Hans
Barella, Luciano Cattani, Laurent Leksell,
Siaou-Sze Lien, Wolfgang Reim, Jan Secher
and Birgitta Stymne Goransson are
re-elected as members of the Board. Akbar
Seddigh is proposed to be re-elected
Chairman of the Board
16 Election of Auditor: The nomination Mgmt For For
committee proposes that PwC, with
Authorized Public Accountant Johan Engstam
as auditor in charge, is elected as Auditor
for the period until the end of the annual
general meeting in 2013. The decision by
the Meeting as regards the Auditor's term
of office shall be subject to the Meeting's
approval of the Board's proposal to amend
the articles of association as per point 21
17 Resolution regarding guidelines for Mgmt For For
remuneration to executive management
18.a Resolution regarding: authorization for the Mgmt For For
Board of Directors to decide upon
acquisition of own shares
18.b Resolution regarding: authorization for the Mgmt For For
Board of Directors to decide upon transfer
of own shares
18.c Resolution regarding: transfer of own Mgmt For For
shares in conjunction with the Performance
Share Plan 2012
18.d Resolution regarding: authorization for the Mgmt For For
Board of Directors to decide upon transfer
of own shares in conjunction with the
Performance Share Plan 2009, 2010 and 2011
19 Resolution on a Performance Share Plan 2012 Mgmt For For
20 Resolution on share split 4:1 and amendment Mgmt For For
of the articles of association
21 Resolution on amendment of the articles of Mgmt For For
association: Section 7
22 Appointment of the nomination committee Mgmt For For
23 Closing of the Meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD, GEORGE TOWN Agenda Number: 704441891
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418051.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418055.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
financial statements for the year ended 31
December 2012 together with the directors'
and independent auditor's reports
2 To declare a final dividend of HKD 42.20 Mgmt For For
cents per share for the year ended 31
December 2012
3A.1 To re-elect Mr. Zhang Gang as director Mgmt For For
3A.2 To re-elect Mr. Han Jishen as director Mgmt For For
3A.3 To re-elect Mr. Lim Haw Kuang as director Mgmt For For
3A.4 To re-elect Ms. Zhao Baoju as director Mgmt For For
3A.5 To re-elect Mr. Jin Yongsheng as director Mgmt For For
3A.6 To re-elect Mr. Cheung Yip Sang as director Mgmt For For
3A.7 To re-elect Mr. Zhao Shengli as director Mgmt For For
3A.8 To re-elect Mr. Wang Dongzhi as director Mgmt For For
3.B To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditors and to authorise the board of
directors to fix their remuneration
5 To give a general mandate to the directors Mgmt For For
to issue new shares of the Company
(ordinary resolution in item No. 5 of the
notice of annual general meeting)
6 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
(ordinary resolution in item No. 6 of the
notice of annual general meeting)
7 To extend the general mandate to be given Mgmt For For
to the directors to issue shares (ordinary
resolution in item No. 7 of the notice of
annual general meeting)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE & CO.KGAA, BAD HOMBURG V. D. HOEHE Agenda Number: 704390347
--------------------------------------------------------------------------------------------------------------------------
Security: D27348123
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 26.04.2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
02.05.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Annual Financial Mgmt Take No Action
Statements and the Consolidated Financial
Statements each approved by the Supervisory
Board, the Management Reports for Fresenius
SE & Co. KGaA and the Group, the
Explanatory Report of the General Partner
on the Disclosures according to sec. 289
paras. 4 and 5 and sec. 315 para. 4 German
Commercial Code (Handelsgesetzbuch) and the
Report of the Supervisory Board of
Fresenius SE & Co. KGaA for the Financial
Year 2012; Resolution on the Approval of
the Annual Financial Statements of
Fresenius SE & Co. KGaA for the Financial
Year 2012
2. Resolution on the Allocation of the Mgmt Take No Action
Distributable Profit
3. Resolution on the Approval of the Actions Mgmt Take No Action
of the General Partner for the Fiscal Year
2012
4. Resolution on the Approval of the Actions Mgmt Take No Action
of the Supervisory Board for the Fiscal
Year 2012
5. Election of the Auditor and Group Auditor Mgmt Take No Action
for the Fiscal Year 2013: KPMG AG
6. Resolution on the Approval of the Amended Mgmt Take No Action
System of Compensation of the Members of
the Management Board of the General Partner
7. Resolution on the Cancellation of the Mgmt Take No Action
Existing Authorized Capital I and on the
Creation of a New Authorized Capital I and
a Corresponding Amendment to the Articles
of Association
8. Resolutions on the Cancellation of a Mgmt Take No Action
Conditional Capital and on a Corresponding
Amendment to the Articles of Association as
well as on the Authorization for the
Granting of Subscription Rights to
Managerial Staff Members (Fuehrungskraefte)
and Members of the Management of Fresenius
SE & Co. KGaA or an Affiliated Company
(Stock Option Program 2013) and on the
creation of Conditional Capital to Provide
for the Stock Option Program 2013 as well
as on a Corresponding Amendment to the
Articles of Association
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 704541526
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933811057
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual and Special
Meeting Date: 11-Jun-2013
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. GELFOND Mgmt For For
MICHAEL MACMILLAN Mgmt For For
I. MARTIN POMPADUR Mgmt For For
BRADLEY J. WECHSLER Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 IN RESPECT OF THE APPROVAL OF CERTAIN Mgmt For For
AMENDMENTS TO THE ARTICLES OF AMALGAMATION
OF THE COMPANY. NOTE: VOTING WITHHOLD IS
THE EQUIVALENT TO VOTING ABSTAIN.
04 IN RESPECT OF THE CONFIRMATION OF CERTAIN Mgmt For For
AMENDMENTS TO BY-LAW NO. 1 OF THE COMPANY
AS OUTLINED IN APPENDIX "A" TO THE PROXY
CIRCULAR AND PROXY STATEMENT. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
05 IN RESPECT OF THE APPROVAL OF THE COMPANY'S Mgmt For For
2013 LONG-TERM INCENTIVE PLAN AS OUTLINED
IN APPENDIX "B" TO THE PROXY CIRCULAR AND
PROXY STATEMENT. NOTE: VOTING WITHHOLD IS
THE EQUIVALENT TO VOTING ABSTAIN.
06 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY CIRCULAR AND PROXY STATEMENT. NOTE:
VOTING ABSTAIN IS THE EQUIVALENT TO VOTING
WITHHOLD.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 703950673
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 17-Jul-2012
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 100419 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 JULY 2012. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of Industria
de Diseno Textil, S.A. (INDITEX, S.A.) for
fiscal year 2011, ended 31st January 2012
2 Review and approval, where appropriate, of Mgmt For For
the annual accounts (Balance Sheet, Profit
and Loss Account, Statement of
Comprehensive Income, Shareholders' Equity
Statement, Cash Flow Statement and Annual
Report) and Management Report of the
consolidated group (Inditex Group) for
fiscal year 2011, ended 31st January 2012
and of the management of the company
3 Distribution of the income or loss of the Mgmt For For
fiscal year and distribution of dividends
4 Re-election of Gartler, S.L. to the Board Mgmt For For
of Directors as proprietary director
5 Ratification and appointment of a director Mgmt For For
as proprietary director
6 Appointment of Auditors for the Company and Mgmt For For
its Group for fiscal years 2012 through
2014, both inclusive
7 Motion to amend the Articles of Mgmt For For
Association: clause 15 (the General
Meeting), clause 17 (Notice. Universal
General Meetings), clause 20
(Representation at the General Meeting),
clause 23 (Passing of Resolutions), clause
28 (Convening and quorum of Board Meetings.
Passing of resolutions), clause 31 (Audit
and Control Committee), clause 32
(Nomination and Remuneration Committee),
clause 40 (Depositing of the accounts) and
clause 42 (Procedure as to liquidation)
8 Motion to amend the General Meeting of Mgmt For For
Shareholders' Regulations: section 4 (The
General Meeting), section 6 (Powers of the
General Meeting), section 8 (Notice),
section 9 (Information available from
notice), section 10 (Right to information
prior to the General Meeting), section 12
(Proxies), section 13 (Proxy solicitation),
section 20 (Speeches and questions by
shareholders), section 22 (Voting of the
proposed resolutions), section 28
(Publicity of the resolutions) and motion
to introduce section 10bis (Electronic
Forum of Shareholders)
9 Authorization to the Board of Directors for Mgmt For For
the derivative acquisition of treasury
stock, superseding the authorization
approved by the Annual General Meeting held
in 2010
10 Approval of the corporate web page Mgmt For For
(www.inditex.com)
11 Consultative vote of the Annual report on Mgmt For For
Directors' compensation
12 Information provided to the Annual General Non-Voting
Meeting of Shareholders about the amendment
of the Board of Directors' Regulations
13 Granting of powers for the implementation Mgmt For For
of resolutions
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR Agenda Number: 704060615
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L122
Meeting Type: OGM
Meeting Date: 08-Oct-2012
Ticker:
ISIN: GB00B1WQCS47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Consolidation of share capital Mgmt For For
2 Authority to purchase own shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR Agenda Number: 704345354
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L130
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB00B85KYF37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's financial Mgmt For For
statements for the year ended 31 December
2012, together with the Reports of the
Directors and the Auditors
2 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
3 To declare a final dividend on the ordinary Mgmt For For
shares of 14 194/329 pence each in the
capital of the Company ('ordinary shares')
4a Election of director: Patrick Cescau Mgmt For For
4b Re-election of director: David Kappler Mgmt For For
4c Re-election of director: Kirk Kinsell Mgmt For For
4d Re-election of director: Jennifer Laing Mgmt For For
4e Re-election of director: Jonathan Linen Mgmt For For
4f Re-election of director: Luke Mayhew Mgmt For For
4g Re-election of director: Dale Morrison Mgmt For For
4h Re-election of director: Tracy Robbins Mgmt For For
4i Re-election of director: Tom Singer Mgmt For For
4j Re-election of director: Richard Solomons Mgmt For For
4k Re-election of director: Ying Yeh Mgmt For For
5 To reappoint Ernst & Young LLP as Auditors Mgmt For For
of the Company to hold office until the
conclusion of the next General Meeting at
which accounts are laid before the Company
6 To authorise the Audit Committee of the Mgmt For For
Board to agree the Auditors' remuneration
7 Political donations Mgmt For For
8 Allotment of shares Mgmt For For
9 Disapplication of pre-emption rights Mgmt For For
10 Authority to purchase own shares Mgmt For For
11 Notice of general meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 25 MAY 2013 TO
24 MAY 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704182966
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the interim balance sheet as Mgmt For For
at September 30th, 2012
2 To resolve on the proposal for the partial Mgmt For For
distribution of free reserves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 18 DEC 2012 TO
12 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN Agenda Number: 704029885
--------------------------------------------------------------------------------------------------------------------------
Security: D6424C104
Meeting Type: AGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: DE000KD88880
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 20.09.2012, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.09.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2011/2012
financial year with the report of the
Supervisory Board, the group financial
statements and group annual report as well
as the report by the Board of MDs pursuant
to Sections 289(4) and 315(4) of the German
Commercial Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 135,000,000 as
follows: Payment of a dividend of EUR 1.50
per no-par share EUR 2,215,591.50 shall be
carried forward Ex-dividend and payable
date: October 12, 2012
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2012/2013 Mgmt For For
financial year: Ernst & Young GmbH, Munich
6.a Election to the Supervisory Board: Mgmt For For
Antoinette Aris
6.b Election to the Supervisory Board: Mgmt For For
Catherine Muehlemann
6.c Election to the Supervisory Board: Paul Mgmt For For
Stodden
6.d Election to the Supervisory Board: Torsten Mgmt For For
Winkler
7. Approval of the control and profit transfer Mgmt For For
agreement with the company's wholly owned
subsidiary Kabel Deutschland Vertrieb und
Service GmbH, effective upon its entry into
the commercial register
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 704538149
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Take No Action
2.1 Appoint a Director Mgmt Take No Action
2.2 Appoint a Director Mgmt Take No Action
2.3 Appoint a Director Mgmt Take No Action
2.4 Appoint a Director Mgmt Take No Action
2.5 Appoint a Director Mgmt Take No Action
2.6 Appoint a Director Mgmt Take No Action
2.7 Appoint a Director Mgmt Take No Action
2.8 Appoint a Director Mgmt Take No Action
2.9 Appoint a Director Mgmt Take No Action
2.10 Appoint a Director Mgmt Take No Action
3.1 Appoint a Corporate Auditor Mgmt Take No Action
3.2 Appoint a Corporate Auditor Mgmt Take No Action
4 Approve Payment of Bonuses to Directors Mgmt Take No Action
5 Giving the Board of Directors the Authority Mgmt Take No Action
to Issue Stock Acquisition Rights as
Stock-Based Remuneration to Employees of
the Company and Directors of Major
Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt No vote
SCOTT M. KLEINMAN Mgmt No vote
BRUCE A. SMITH Mgmt No vote
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt No vote
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt No vote
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt No vote
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt No vote
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt No vote
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt No vote
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt No vote
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 704545930
--------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3877600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933805713
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMILIANO CALEMZUK Mgmt For For
MARCOS GALPERIN Mgmt For For
VERONICA ALLENDE SERRA Mgmt For For
MEYER MALKA Mgmt For For
JAVIER OLIVAN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.A. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG Agenda Number: 704151808
--------------------------------------------------------------------------------------------------------------------------
Security: L6388F128
Meeting Type: EGM
Meeting Date: 05-Dec-2012
Ticker:
ISIN: SE0001174970
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE.
1 To appoint the Chairman of the EGM and to Mgmt Take No Action
empower the Chairman to appoint the other
members of the Bureau : Mr. Jean-Michel
Schmit, attorney at law
2 Presentation of a report on a conflict of Non-Voting
interest
3 To elect Mr. Anders Kronborg as new Board Mgmt Take No Action
member of Millicom and to determine the
length of his mandate
4 As per the proposal of the Company's Board, Mgmt Take No Action
to decide to distribute a gross dividend to
the Company's shareholders of USD 3.00 per
share, corresponding to an aggregate
dividend of approximately USD 300,000,000
to be paid out of the Company's
undistributed profits of the year ended
December 31, 2011 of USD 528,206,964 which
have been carried forward as per the
decision of the Annual General
Shareholder's Meeting of May 29, 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITION. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 704573787
--------------------------------------------------------------------------------------------------------------------------
Security: J4599L102
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3885780001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Acquisition of Thirteenth Series Class XIII Mgmt For For
Preferred Stock
3 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 52,251,442,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares
4.1 Appoint a Director Mgmt For For
4.2 Appoint a Director Mgmt For For
4.3 Appoint a Director Mgmt For For
4.4 Appoint a Director Mgmt For For
4.5 Appoint a Director Mgmt For For
4.6 Appoint a Director Mgmt For For
4.7 Appoint a Director Mgmt For For
4.8 Appoint a Director Mgmt For For
4.9 Appoint a Director Mgmt For For
5 Appoint a Corporate Auditor Mgmt For For
6 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation
7 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Proposal to
provide financing to railway business
operators to set up security video cameras
inside trains)
8 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Exercise of
voting rights of shares held for strategic
reasons)
9 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Concerning
disclosure of policy and results of officer
training)
10 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Resolution
of general meeting of shareholders for
retained earnings)
11 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Request to
disclose an action seeking revocation of a
resolution by a general meeting of
shareholders, or any other actions similar
thereto, which may be brought against
companies in which the group invested or
provided financing for)
12 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Disclosure
of compensation paid to each officer)
13 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Disclosure
of an evaluation report at the time of an
IPO)
14 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (Holding of
seminars for investors)
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 704321532
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 11-Apr-2013
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151749,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the Annual Report, the Mgmt Take No Action
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2012
1.2 Acceptance of the Compensation Report 2012 Mgmt Take No Action
(advisory vote)
2 Release of the members of the Board of Mgmt Take No Action
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt Take No Action
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2012
4.1.1 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Peter Brabeck-Letmathe
4.1.2 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Steven G. Hoch
4.1.3 Re-elections to the Board of Directors: Ms. Mgmt Take No Action
Titia de Lange
4.1.4 Re-elections to the Board of Directors: Mr. Mgmt Take No Action
Jean-Pierre Roth
4.2 Election to the Board of Directors Ms. Eva Mgmt Take No Action
Cheng
4.3 Re-election of the statutory auditors KPMG Mgmt Take No Action
SA, Geneva branch
CMMT IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Non-Voting
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE ACCORDING TO THE
FOLLOWING INSTRUCTION: 1 OPTION EITHER 5.A,
5.B OR 5.C NEED TO BE INSTRUCTED (WITH YES)
TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE
IN THE EVENT OF NEW OR MODIFIED PROPOSALS
5.A MANAGEMENT RECOMMENDS A FOR VOTE ON THIS Mgmt Take No Action
PROPOSAL: Vote in accordance with the
proposal of the Board of Directors
5.B Vote against the proposal of the Board of Mgmt Take No Action
Directors
5.C Abstain Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
NEXT PLC, LEICESTER Agenda Number: 704445027
--------------------------------------------------------------------------------------------------------------------------
Security: G6500M106
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0032089863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 188614 DUE TO INTERCHANGE IN
NUMBERING OF RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 To receive and adopt the accounts and Mgmt For For
reports
2 To approve the remuneration report Mgmt For For
3 To declare a final dividend of 74p per Mgmt For For
share
4 To re-elect John Barton as a director Mgmt For For
5 To re-elect Christos Angelides as a Mgmt For For
director
6 To re-elect Steve Barber as a director Mgmt For For
7 To re-elect Christine Cross as a director Mgmt For For
8 To re-elect Jonathan Dawson as a director Mgmt For For
9 To re-elect David Keens as a director Mgmt For For
10 To elect Caroline Goodall as a director Mgmt For For
11 To re-elect Francis Salway as a director Mgmt For For
12 To re-elect Andrew Varley as a director Mgmt For For
13 To re-elect Simon Wolfson as a director Mgmt For For
14 To re-appoint Ernst & Young LLP as auditors Mgmt For For
and authorise the directors to set their
remuneration
15 Directors' authority to allot shares Mgmt For For
16 Authority to disapply pre-emption rights Mgmt For For
17 Authority for on-market purchase of own Mgmt For For
shares
18 Authority for off-market purchase of own Mgmt For For
shares
19 Notice period for general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 704278476
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF Non-Voting
SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES
TO BE REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
2 Adoption of the audited Annual Report 2012 Mgmt For For
3.1 Approve remuneration of directors for 2012 Mgmt For For
in the aggregate amount of DKK 9.4 million
3.2 Approve remuneration of directors for 2013 Mgmt For For
in the amount of DKK 1.5 million for
chairman, DKK 1 million for vice chairman,
and base amount of DKK 500,000 for other
members approve remuneration for committee
work
4 Approve allocation of income and dividends Mgmt For For
of DKK 18 per share
5.1 The Board of Directors proposes election of Mgmt For For
Goran Ando as chairman
5.2 The Board of Directors proposes election of Mgmt For For
Jeppe Christiansen as vice chairman
5.3.a Election of other members to the Board of Mgmt For For
Directors: Bruno Angelici
5.3.b Election of other members to the Board of Mgmt For For
Directors: Henrik Gurtler
5.3.c Election of other members to the Board of Mgmt For For
Directors: Liz Hewitt
5.3.d Election of other members to the Board of Mgmt For For
Directors: Thomas Paul Koestler
5.3.e Election of other members to the Board of Mgmt For For
Directors: Hannu Ryopponen
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Proposals from the Board of Directors: Mgmt For For
Reduction of the Company's B share capital
from DKK 452,512,800 to DKK 442,512,800
7.2 Proposals from the Board of Directors: Mgmt For For
approve creation of up to DKK 78 million
pool of capital with or without pre-emptive
rights
7.3 Proposals from the Board of Directors: Mgmt For For
Authorisation of the Board of Directors to
allow the Company to repurchase own shares
7.4 Proposals from the Board of Directors: Mgmt For For
Adoption of revised Remuneration Principles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS 3.1, 3.2, 4
AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 704074234
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 09-Nov-2012
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
12/1003/201210031205905.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/1019/201210191206055.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Allocation of income for the financial year Mgmt For For
ended June 30, 2012 and setting the
dividend
O.4 Approval of the regulated Agreements Mgmt For For
pursuant to Articles L.225-38 et seq. of
the Commercial Code
O.5 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Pierre Pringuet
O.6 Approval of the commitments pursuant to Mgmt For For
Article L. 225-42-1 of the Commercial Code
regarding Mr. Alexandre Ricard
O.7 Ratification of the cooptation of Mrs. Mgmt For For
Martina Gonzalez-Gallarza as Board member.
O.8 Ratification of the cooptation of Mr. Mgmt For For
Alexandre Ricard as Board member
O.9 Renewal of term of Mr. Alexandre Ricard as Mgmt For For
Board member
O.10 Renewal of term of Mr. Pierre Pringuet as Mgmt For For
Board member
O.11 Renewal of term of Mr. Wolfgang Colberg as Mgmt For For
Board member
O.12 Renewal of term of Mr. Cesar Giron as Board Mgmt For For
member
O.13 Renewal of term of Mrs. Martina Mgmt For For
Gonzalez-Gallarza as Board member
O.14 Appointment of Mr. Ian Gallienne as Board Mgmt For For
member
O.15 Setting the annual amount of attendance Mgmt For For
allowances allocated to the Board members
O.16 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of
performance shares to employees and
corporate Executives of the Company and
Group companies
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to grant options entitling to the
subscription for shares of the Company to
be issued or to purchase existing shares of
the Company to employees and corporate
Executives of the Company and Group
companies
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by issuing shares or
securities giving access to capital
reserved for members of a company savings
plan with cancellation of preferential
subscription rights in favor of the latter
E.20 Amendment to Article 5 of the bylaws Mgmt For For
regarding the duration of the Company
E.21 Amendment to Article 20 of the bylaws Mgmt For For
regarding the age limit of the Chairman of
the Board of Directors
E.22 Alignment of Article 27 of the bylaws with Mgmt For For
legal and regulatory provisions
E.23 Alignment of Article 32 of the bylaws with Mgmt For For
legal and regulatory provisions
E.24 Alignment of Article 33 of the bylaws with Mgmt For For
legal and regulatory provisions
E.25 Powers to carry out all required legal Mgmt For For
formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933695174
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY M. COHEN Mgmt For For
DAVID T. GIBBONS Mgmt For For
RAN GOTTFRIED Mgmt For For
ELLEN R. HOFFING Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 704323776
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Allow Board to Authorize Use of Stock Mgmt For For
Options
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 704258537
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1.1 Accept Financial Statements and Statutory Non-Voting
Reports
1.2 Approve Remuneration Report Non-Voting
2 Approve Discharge of Board and Senior Non-Voting
Management
3 Approve Allocation of Income and Dividends Non-Voting
of CHF 7.35 per Share and Non-Voting Equity
Security
4.1 Re-elect Andreas Oeri as Director Non-Voting
4.2 Re-elect Pius Baschera as Director Non-Voting
4.3 Re-elect Paul Bulcke as Director Non-Voting
4.4 Re-elect William Burns as Director Non-Voting
4.5 Re-elect Christoph Franz as Director Non-Voting
4.6 Re-elect De Anne Julius as Director Non-Voting
4.7 Re-elect Arthur Levinson as Director Non-Voting
4.8 Re-elect Peter Voser as Director Non-Voting
4.9 Re-elect Beatrice Weder di Mauro as Non-Voting
Director
4.10 Elect Severin Schwan as Director Non-Voting
5 Ratify KPMG Ltd. as Auditors Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC, LONDON Agenda Number: 704332701
--------------------------------------------------------------------------------------------------------------------------
Security: G76225104
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B63H8491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the directors' report and the audited Mgmt For For
financial statements for the year ended 31
December 2012 be received
2 That the directors' remuneration report for Mgmt For For
the year ended 31 December 2012 be approved
3 That Ian Davis be elected as a director of Mgmt For For
the Company
4 That Jasmin Staiblin be elected as a Mgmt For For
director of the Company
5 That John Rishton be re-elected as a Mgmt For For
director of the Company
6 That Dame Helen Alexander be re-elected as Mgmt For For
a director of the Company
7 That Lewis Booth CBE be re-elected as a Mgmt For For
director of the Company
8 That Sir Frank Chapman be re-elected as a Mgmt For For
director of the Company
9 That Iain Conn be re-elected as a director Mgmt For For
of the Company
10 That James Guyette be re-elected as a Mgmt For For
director of the Company
11 That John McAdam be re-elected as a Mgmt For For
director of the Company
12 That Mark Morris be re-elected as a Mgmt For For
director of the Company
13 That John Neill CBE be re-elected as a Mgmt For For
director of the Company
14 That Colin Smith CBE be re-elected as a Mgmt For For
director of the Company
15 That KPMG Audit Plc be reappointed as the Mgmt For For
Company's auditor to hold office until the
conclusion of the next general meeting at
which financial statements are laid before
the Company
16 That the directors be authorised to agree Mgmt For For
the auditor's remuneration
17 That, the directors be and are hereby Mgmt For For
authorised: a)on one or more occasions, to
capitalise such sums as they may determine
from time to time but not exceeding the
aggregate nominal sum of GBP 500 million
standing to the credit of the Company's
merger reserve, capital redemption reserve
and/or such other reserves as the Company
may legally use in paying up in full at
par, up to 500 billion non-cumulative
redeemable preference shares in the capital
of the Company with a nominal value of 0.1
pence each (C Shares) from time to time
having the rights and being subject to the
restrictions contained in the Articles of
Association (the Articles) of the Company
from time to time or any other terms and
conditions approved by the directors from
time to time; b) pursuant to Section 551 of
the Companies Act 2006 (the Act), to CONTD
CONT CONTD exercise all powers of the Company to Non-Voting
allot and issue C Shares credited as fully
paid up to an aggregate nominal amount of
GBP 500 million to the holders of ordinary
shares of 20 pence each in the capital of
the Company on the register of members of
the Company on any dates determined by the
directors from time to time and on the
basis of the number of C Shares for every
ordinary share held as may be determined by
the directors from time to time; and
provided that the authority conferred by
this resolution shall expire at the end of
the 2014 AGM of the Company or 15 months
after the date on which this resolution is
passed (whichever is the earlier) and so
that such authority shall be additional to,
and without prejudice to, the unexercised
portion of any other authorities and powers
granted to the directors, and CONTD
CONT CONTD any resolution passed prior to the Non-Voting
date of passing of this resolution; and c)
to do all acts and things they may consider
necessary or desirable to give effect to
this resolution and to satisfy any
entitlement to C Shares howsoever arising
18 That the Company and any company which is Mgmt For For
or becomes a subsidiary of the Company
during the period to which this resolution
is effective be and is hereby authorised
to: a)make donations to political parties
and/or independent election candidates; b)
make donations to political organisations
other than political parties; and c) incur
political expenditure during the period
commencing on the date of this resolution
and ending on the date of the 2014 AGM or
15 months after the date on which this
resolution is passed (whichever is the
earlier), provided that in each case any
such donations and expenditure made by the
Company or by any such subsidiary shall not
exceed GBP 25,000 per company and the
aggregate of those made by the Company and
any such subsidiary shall not exceed GBP
50,000. For the purposes of this
resolution, CONTD
CONT CONTD the terms 'political donation', Non-Voting
'political parties', 'independent election
candidates', 'political organisation' and
'political expenditure' have the meanings
given by Part 14 of the Act
19 That: a) the first Section 551 amount as Mgmt For For
defined in article 12 of the Articles shall
be GBP 124,821,118; and b)the second
Section 551 amount as defined in article 12
of the Articles shall be GBP 249,642,235;
and c) the prescribed period as defined in
article 12 of the Articles for which the
authorities conferred by this resolution
are given shall be a period expiring
(unless previously renewed, varied or
revoked by the Company in general meeting)
at the end of the 2014 AGM of the Company
or 15 months after the date on which this
resolution is passed (whichever is the
earlier)
20 That, subject to the passing of Resolution Mgmt For For
19, the Section 561 amount as defined in
article 12 of the Articles shall be GBP
18,723,167 and the prescribed period for
which the authority conferred by this
resolution is given shall be a period
expiring (unless previously renewed, varied
or revoked by the Company in general
meeting) at the end of the 2014 AGM of the
Company or 15 months after the date on
which this resolution is passed (whichever
is the earlier)
21 That the Company be and is hereby generally Mgmt For For
and unconditionally authorised to make
market purchases (within the meaning of
Section 693(4) of the Act) of its ordinary
shares, subject to the following
conditions: a)the maximum aggregate number
of ordinary shares authorised to be
purchased is 187,231,677; b)the minimum
price (exclusive of expenses) which may be
paid for an ordinary share is 20 pence
(being the nominal value of an ordinary
share); c) the maximum price (exclusive of
expenses) which may be paid for each
ordinary share is the higher of: i) an
amount equal to 105 per cent of the average
of the middle market quotations for the
ordinary shares as derived from the London
Stock Exchange Daily Official List for the
five business days immediately preceding
the day on which an ordinary share is
contracted to be CONTD
CONT CONTD purchased; and ii) an amount equal to Non-Voting
the higher of the price of the last
independent trade of an ordinary share and
the highest current independent bid for an
ordinary share as derived from the London
Stock Exchange Trading System; d)this
authority shall expire at the end of the
2014 AGM of the Company or 15 months from
the date of this resolution (whichever is
the earlier); and e) a contract to purchase
shares under this authority may be made
prior to the expiry of this authority, and
concluded, in whole or in part, after the
expiry of this authority
22 That with immediate effect, the amended Mgmt For For
Articles of Association of the Company
produced to the meeting and initialed by
the Chairman for the purpose of
identification (the New Articles) be
approved and adopted as the Articles of
Association of the Company, in substitution
for the existing Articles of Association
(the Existing Articles)
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO 9. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704272690
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt Take No Action
2.1.1 Re-election of independent director: In-Ho Mgmt Take No Action
Lee
2.1.2 Election of independent director: Kwang-Soo Mgmt Take No Action
Song
2.1.3 Election of independent director: Eun-Mee Mgmt Take No Action
Kim
2.2.1 Election of executive director: Boo-Keun Mgmt Take No Action
Yoon
2.2.2 Election of executive director: Jong-Kyun Mgmt Take No Action
Shin
2.2.3 Election of executive director: Sang-Hoon Mgmt Take No Action
Lee
2.3.1 Re-election of audit committee member: Mgmt Take No Action
In-Ho Lee
2.3.2 Election of audit committee member: Mgmt Take No Action
Kwang-Soo Song
3 Approval of limit of remuneration for Mgmt Take No Action
directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS 2.1.1 AND
2.3.1. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 704397416
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0306/201303061300569.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301065.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
and setting the dividend
O.4 Approval of the regulated agreements Mgmt For For
entered in during the financial year 2012
regarding the supplemental defined benefit
pension plan applicable to Executive Board
members and the Chairman of the Supervisory
Board
O.5 Approval of the amendment to the Mgmt For For
compensation plan payable to Mr.
Jean-Pascal Tricoire in case of termination
of his duties
O.6 Renewal of term of Mr. Gerard de La Mgmt For For
Martiniere as Supervisory Board member
O.7 Authorization granted to the Executive Mgmt For For
Board to purchase shares of the
Company-Maximum purchase price of Euros
75.00 per share
E.8 Changing the mode of administration and Mgmt For For
management of the Company by establishing a
Board of Directors
E.9 Continuation of (i) the 22d resolution Mgmt For For
adopted by the Extraordinary General
Meeting held on April 21, 2011 (Capital
increase reserved for employees who are
members of the Company Savings Plan with
cancellation of shareholders' preferential
subscription rights) and of (ii) the 17th
resolution adopted by the Extraordinary
General Meeting held on May 3, 2012
(Capital increase reserved for a class of
beneficiaries: employees of foreign
companies of the Group, either directly or
through entities acting on their behalf
with cancellation of shareholders'
preferential subscription rights); renewal
of the authorizations and delegations
previously granted to the Executive Board
under the aforementioned resolutions for
the benefit of the Board of Directors
E.10 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 800 million by issuing
ordinary shares or any securities giving
access to capital while maintaining
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities while maintaining preferential
subscription rights.)
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts which
may be capitalized
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to (i) increase share
capital within the limit of a nominal
amount of Euros 220 million by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries with cancellation of
shareholders' preferential subscription
rights or to (ii) issue securities
entitling to the allotment of debt
securities with cancellation of
shareholders' preferential subscription
rights, in both case through a public
offer. This delegation may be used in
consideration for contributions of
securities through a public exchange offer
initiated by the Company
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to increase the initial
issuance amount with or without
shareholders' preferential subscription
rights which was decided under the tenth
and twelfth resolutions respectively
E.14 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital
within the limit of 9.9% of share capital,
in consideration for in-kind contributions
E.15 Delegation of authority granted to the Mgmt For For
Board of Directors to decide, with
cancellation of shareholders' preferential
subscription rights and through an offer
pursuant to Article L.411-2, II of the
Monetary and Financial Code to (i) increase
share capital within the limit of the
nominal amount of Euros 110 million (or for
information, 4.95% of capital), by issuing
ordinary shares or any securities giving
access to capital of the Company or one of
its subsidiaries, whose issue price will be
set by the Board of Directors according to
the terms established by the General
Meeting or to (ii) issue securities
entitling to the allotment of debt
securities
E.16 Authorization granted to the Board of Mgmt For For
Directors to carry out free allocations of
shares (on the basis of shares existing or
to be issued) under performance conditions,
if appropriate, to corporate officers and
employees of the Company and affiliated
companies within the limit of 1.8% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.17 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to corporate officers and
employees of the Company and affiliated
companies within the limit of 0.5% of share
capital carrying waiver by shareholders of
their preferential subscription rights
E.18 Delegation of authority granted to the Mgmt For For
Board of Directors to carry out capital
increases reserved for members of the
Company Savings Plan within the limit of 2%
of share capital with cancellation of
shareholders' preferential subscription
rights
E.19 Authorization granted to the Board of Mgmt For For
Directors to carry out capital increases
reserved for a class of beneficiaries:
employees of foreign companies of the
Group, either directly or through entities
acting on their behalf or entities acting
to offer employees of foreign companies of
the Group similar benefits to those offered
to members of the Company Savings Plan
within the limit of 1% of share capital
with cancellation of shareholders'
preferential subscription rights
E.20 Authorization granted to the Board of Mgmt For For
Directors to cancel shares of the Company,
if appropriate, repurchased under the
conditions established by the General
Meeting up to 10% of share capital
O.21 Appointment of Mr. Jean-Pascal Tricoire as Mgmt For For
Board member
O.22 Appointment of Mr. Henri Lachmann as Board Mgmt For For
member
O.23 Appointment of Mr. Leo Apotheker as Board Mgmt For For
member
O.24 Appointment of Mrs. Betsy Atkins as Board Mgmt For For
member
O.25 Appointment of Mr. Gerard de La Martiniere Mgmt For For
as Board member
O.26 Appointment of Mr. Xavier Fontanet as Board Mgmt For For
member
O.27 Appointment of Mr. Noel Forgeard as Board Mgmt For For
member
O.28 Appointment of Mr. Antoine Mgmt For For
Gosset-Grainville as Board member
O.29 Appointment of Mr. Willy R. Kissling as Mgmt For For
Board member
O.30 Appointment of Mrs. Cathy Kopp as Board Mgmt For For
member
O.31 Appointment of Mrs. Dominique Senequier as Mgmt For For
Board member
O.32 Appointment of Mr. G. Richard Thoman as Mgmt For For
Board member
O.33 Appointment of Mr. Serge Weinberg as Board Mgmt For For
member
CMMT RESOLUTIONS THIRTY-FOURTH TO Non-Voting
THIRTY-SEVENTH: PURSUANT TO ARTICLE 11-3 OF
THE BYLAWS OF THE COMPANY, ONLY ONE SEAT AS
SUPERVISORY BOARD MEMBER REPRESENTING
EMPLOYEE SHAREHOLDERS NEEDS TO BE FILLED,
AND ONLY THE APPLICANT WITH THE HIGHEST
NUMBER OF VOTES OF SHAREHOLDERS PRESENT AND
REPRESENTED WILL BE APPOINTED. THE
EXECUTIVE BOARD ON THE RECOMMENDATION OF
THE SUPERVISORY BOARD HAS APPROVED THE 35TH
RESOLUTION, THEREFORE, YOU ARE INVITED TO
VOTE IN FAVOR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE 34TH, 36TH AND
37TH RESOLUTIONS
O.34 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Claude Briquet as Board
member representing employee shareholders
O.35 Appointment of Mrs. Magali Herbaut as Board Mgmt For For
member representing employee shareholders
O.36 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Thierry Jacquet as Board
member representing employee shareholders
O.37 PLEASE NOTE THAT MANAGEMENT RECOMMENDS TO Mgmt Abstain For
VOTE ABSTAIN ON THIS RESOLUTION:
Appointment of Mr. Jean-Michel Vedrine as
Board member representing employee
shareholders
O.38 Setting the amount of attendance allowances Mgmt For For
allocated to the Board of Directors
O.39 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933686618
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS FOR FISCAL YEAR 2013
AND TO AUTHORIZE, IN A BINDING VOTE, THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 704375751
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and Auditor for
the year ended December 31, 2012
2 To approve the remuneration report Mgmt For For
3 To re-elect William Burns as a director Mgmt For For
4 To re-elect Matthew Emmens as a director Mgmt For For
5 To re-elect Dr. David Ginsburg as a Mgmt For For
director
6 To re-elect Graham Hetherington as a Mgmt For For
director
7 To re-elect David Kappler as a director Mgmt For For
8 To re-elect Susan Kilsby as a director Mgmt For For
9 To re-elect Anne Minto as a director Mgmt For For
10 To re-elect David Stout as a director Mgmt For For
11 To elect Dr. Steven Gillis as a director Mgmt For For
12 To elect Dr. Flemming Ornskov as a director Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To authorize the allotment of shares Mgmt For For
16 To authorize the disapplication of Mgmt For For
pre-emption rights
17 To authorize the Company to purchase its Mgmt For For
own shares
18 To approve the notice period for general Mgmt For For
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr O P Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr L C Y Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs M Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr L H Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr S P Bertamini, an executive Mgmt For For
director
9 To re-elect Mr J S Bindra, an executive Mgmt For For
director
10 To re-elect Mr J F T Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr S J Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr R H P Markham, a Mgmt For For
non-executive director
14 To re-elect Ms R Markland, a non-executive Mgmt For For
director
15 To re-elect Mr R H Meddings, an executive Mgmt For For
director
16 To re-elect Mr J G H Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr A M G Rees, an executive Mgmt For For
director
19 To re-elect Mr P A Sands, an executive Mgmt For For
director
20 To re-elect Mr V Shankar, an executive Mgmt For For
director
21 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr O H J Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt For *
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For *
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt For *
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TELECITY GROUP PLC, MANCHESTER Agenda Number: 704317711
--------------------------------------------------------------------------------------------------------------------------
Security: G87403112
Meeting Type: AGM
Meeting Date: 16-Apr-2013
Ticker:
ISIN: GB00B282YM11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements and the Directors' and Auditors'
Reports for the year ended 31 December 2012
2 To declare a final dividend of 5p per share Mgmt For For
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To re-appoint John Hughes as a Director Mgmt For For
5 To re-appoint Michael Tobin as a Director Mgmt For For
6 To re-appoint Brian McArthur-Muscroft as a Mgmt For For
Director
7 To re-appoint Simon Batey as a Director, Mgmt For For
who is a member of the Remuneration
Committee
8 To re-appoint Maurizio Carli as a Director, Mgmt For For
who is a member of the Remuneration
Committee
9 To re-appoint John O'Reilly as a Director, Mgmt For For
who is a member of the Remuneration
Committee
10 To re-appoint Claudia Arney as a Director Mgmt For For
11 To re-appoint Nancy Cruickshank as a Mgmt For For
Director
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
13 To authorise the Director to set the Mgmt For For
remuneration of the Auditors
14 To authorise the Directors to allot Mgmt For For
relevant securities (Section 551 of the
Companies Act 2006)
15 To disapply pre-emption rights (Section 561 Mgmt For For
of the Companies Act 2006)
16 To authorise the Company to repurchase its Mgmt For For
own shares (Section 701 of the Companies
Act 2006)
17 To authorise the calling of a general Mgmt For For
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG Agenda Number: 704446497
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: OGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual report 2012: 2012 annual report of Mgmt Take No Action
the board of directors, 2012 financial
statements (balance sheet, income statement
and notes) and 2012 consolidated financial
statements, statutory auditors report,
approval of the reports and the financial
statements
2 Discharge of the board of directors Mgmt Take No Action
3 Resolution for the appropriation of the net Mgmt Take No Action
income
4 Re-election to the board of directors Mgmt Take No Action
(Esther Grether, Nayla Hayek, Georges N.
Hayek, Ernst Tanner, Claude Nicollier and
Jean-Pierre Roth)
5 Nomination of the statutory auditors / Mgmt Take No Action
PricewaterhouseCoopers Ltd
6 In the case of ad-hoc shareholder motions Mgmt Take No Action
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UBS AG, ZUERICH UND BASEL Agenda Number: 704374545
--------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: CH0024899483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 152227,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1.1 Approval of the annual report and group and Mgmt Take No Action
parent bank accounts
1.2 Advisory vote on the compensation report Mgmt Take No Action
2012
2 Appropriation of retained earnings and Mgmt Take No Action
distribution
3 Discharge of the members of the board of Mgmt Take No Action
directors and the group executive board for
the financial year 2012
4.1.1 Re-election of member of the board of Mgmt Take No Action
directors: Axel A. Weber
4.1.2 Re-election of member of the board of Mgmt Take No Action
directors: Michel Demare
4.1.3 Re-election of member of the board of Mgmt Take No Action
directors: David Sidwell
4.1.4 Re-election of member of the board of Mgmt Take No Action
directors: Rainer-Marc Frey
4.1.5 Re-election of member of the board of Mgmt Take No Action
directors: Ann F. Godbehere
4.1.6 Re-election of member of the board of Mgmt Take No Action
directors: Axel P. Lehmann
4.1.7 Re-election of member of the board of Mgmt Take No Action
directors: Helmut Panke
4.1.8 Re-election of member of the board of Mgmt Take No Action
directors: William G. Parrett
4.1.9 Re-election of member of the board of Mgmt Take No Action
directors: Isabelle Romy
41.10 Re-election of member of the board of Mgmt Take No Action
directors: Beatrice Weder Di Mauro
41.11 Re-election of member of the board of Mgmt Take No Action
directors: Joseph Yam
4.2 Election of Reto Francioni to the board of Mgmt Take No Action
directors
4.3 Re-election of the auditors, Ernst and Mgmt Take No Action
Young Ltd., Basel
5 Ad hoc Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO SE, PARIS Agenda Number: 704327786
--------------------------------------------------------------------------------------------------------------------------
Security: F95094110
Meeting Type: MIX
Meeting Date: 25-Apr-2013
Ticker:
ISIN: FR0000124711
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0315/201303151300665.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0403/201304031300888.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Reports of the Executive Board, Supervisory Mgmt For For
Board and Statutory Auditors on the
transactions for the financial year 2012.
Approval of the annual corporate financial
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and dividend Mgmt For For
distribution
O.4 Option to pay a part of the dividend in new Mgmt For For
shares
O.5 Special report of the Statutory Auditors; Mgmt For For
approval of the regulated agreements and
commitments
O.6 Renewal of term of Mr. Francois Jaclot as Mgmt For For
Supervisory Board member
O.7 Renewal of term of Mr. Frans Cremers as Mgmt For For
Supervisory Board member
O.8 Authorization to be granted to the Mgmt For For
Executive Board to trade in Company's
shares
E.9 Delegation to be granted to the Executive Mgmt For For
Board to reduce share capital by
cancellation of treasury shares
E.10 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide while
maintaining preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.11 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide with
cancellation of preferential subscription
rights (i) to increase share capital by
issuing shares and/or securities giving
access to capital or (ii) to issue
securities entitling to the allotment of
debts securities
E.12 Delegation of authority to be granted the Mgmt For For
Executive Board to increase the number of
issuable securities in case of capital
increase with or without preferential
subscription rights pursuant to the 10th
and 11th resolutions
E.13 Delegation of powers to be granted to the Mgmt For For
Executive Board to carry out with
cancellation of preferential subscription
rights share capital increase by issuing
shares and/or securities giving access to
capital, in consideration for in-kind
contributions granted to the Company
E.14 Delegation of authority to the Executive Mgmt For For
Board to carry out capital increase by
issuing shares and/or securities giving
access to capital of the Company reserved
for members of company savings plans with
cancellation of preferential subscription
rights in favor of the latter
O.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933689979
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LINDA CHEN Mgmt For For
MARC D. SCHORR Mgmt For For
J. EDWARD (TED) VIRTUE Mgmt For For
ELAINE P. WYNN Mgmt For For
2 TO APPROVE THE AMENDED AND RESTATED ANNUAL Mgmt For For
PERFORMANCE BASED INCENTIVE PLAN.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933727224
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Special
Meeting Date: 22-Feb-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF Mgmt For For
THE COMPANY.
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OR THE EXECUTIVE
COMMITTEE OF THE BOARD, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL
PROPOSAL IF THERE ARE INSUFFICIENT PROXIES
AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
THE REMOVAL PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933761783
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAY R. IRANI Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
STEPHEN A. WYNN Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL
OF ITS SUBSIDIARIES FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703958972
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 12-Jul-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THE DECISION OF Non-Voting
ADJOURNMENT WILL BE MADE AT THE MEETING.
THANK YOU
1 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt Take No Action
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Take No Action
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt Take No Action
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt Take No Action
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
YANDEX NV Agenda Number: 933821248
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2012 ANNUAL STATUTORY ACCOUNTS Mgmt For For
OF THE COMPANY.
2. ADDITION OF 2012 PROFITS OF THE COMPANY TO Mgmt For For
RETAINED EARNINGS.
3. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR.
4. PROPOSAL TO APPOINT ROGIER RIJUJA AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
5. PROPOSAL TO RE-APPOINT ILYA SEGALOVICH AS Mgmt For For
AN EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
6. PROPOSAL TO RE-APPOINT CHARLES RYAN AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
7. PROPOSAL TO RE-APPOINT ALEXANDER VOLOSHIN Mgmt For For
AS A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
8. AUTHORIZATION TO CANCEL THE COMPANY'S Mgmt For For
OUTSTANDING CLASS C SHARES.
9. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO CONFORM THEM TO RECENT
CHANGES IN DUTCH LAW.
10. APPOINTMENT OF THE EXTERNAL AUDITOR OF THE Mgmt For For
COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY ACCOUNTS.
11. AUTHORIZATION TO ISSUE ORDINARY SHARES AND Mgmt For For
PREFERENCES SHARES.
12. AUTHORIZATION TO EXCLUDE PRE-EMPTIVE Mgmt For For
RIGHTS.
13. AUTHORIZATION OF THE BOARD TO ACQUIRE Mgmt For For
SHARES IN THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ZIGGO N.V., UTRECHT Agenda Number: 704336622
--------------------------------------------------------------------------------------------------------------------------
Security: N9837R105
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: NL0006294290
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Annual report Non-Voting
3 Adoption of the annual accounts 2012 Mgmt For For
4.a Dividend: Dividend policy Non-Voting
4.b Dividend: Appropriation of profit Mgmt For For
5 Corporate governance Non-Voting
6 Discharge members of the management board Mgmt For For
7 Discharge members of the supervisory board Mgmt For For
8 Vacancy management board: Notification to Non-Voting
the General Meeting of the contemplated
appointment of Mr. Rene Obermann as member
of the Management Board
9.a Vacancy supervisory board: Notification to Non-Voting
the General Meeting of the vacancy in the
Supervisory Board and the profile
9.b Vacancy supervisory board: Opportunity to Non-Voting
the General Meeting to make recommendations
for the proposal to appoint a member of the
Supervisory Board with due observance of
the profile
9.c Vacancy supervisory board: Announcement to Non-Voting
the General Meeting of Mrs. Pamela
Boumeester nominated for appointment as
member of the Supervisory Board, in the
event that the General Meeting has not made
use of its right of recommendation of other
persons
9.d Vacancy supervisory board: Proposal to the Mgmt For For
General Meeting to appoint Mrs. Pamela
Boumeester as member of the Supervisory
Board, in the event that the General
Meeting has not made use of its right of
recommendation of other persons
10 Appointment of external auditor : Ernst Mgmt For For
Young
11 Extension of the authority of the Mgmt For For
management board to repurchase shares
12.a Extension of the authority of the Mgmt For For
management board to issue shares (including
the grant of rights to subscribe for
shares)
12.b Extension of the authority of the Mgmt For For
management board to limit or exclude
pre-emptive rights
13 Any other business Non-Voting
14 Close Non-Voting
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Marsico Investment Fund
By (Signature) /s/ Christopher J. Marsico
Name Christopher J. Marsico
Title Executive Vice President and Chief Operating Officer
Date August 23, 2013