UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: (617) 482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
Tax-Managed Small-Cap Portfolio
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ADVANCE AUTO PARTS, INC. Agenda Number: 933051055
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Security: 00751Y106
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: AAP
ISIN: US00751Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
FRANCESCA M. SPINELLI Mgmt For For
02 RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Mgmt For For
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
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AFFILIATED MANAGERS GROUP, INC. Agenda Number: 933071386
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Security: 008252108
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: AMG
ISIN: US0082521081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. FLOOR Mgmt For For
SEAN M. HEALEY Mgmt For For
HAROLD J. MEYERMAN Mgmt Withheld Against
WILLIAM J. NUTT Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
PATRICK T. RYAN Mgmt Withheld Against
JIDE J. ZEITLIN Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
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ALLIANT TECHSYSTEMS INC. Agenda Number: 932930161
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Security: 018804104
Meeting Type: Annual
Meeting Date: 05-Aug-2008
Ticker: ATK
ISIN: US0188041042
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANCES D. COOK Mgmt For For
MARTIN C. FAGA Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
CYNTHIA L. LESHER Mgmt For For
DOUGLAS L. MAINE Mgmt For For
ROMAN MARTINEZ IV Mgmt For For
DANIEL J. MURPHY Mgmt For For
MARK H. RONALD Mgmt For For
MICHAEL T. SMITH Mgmt For For
WILLIAM G. VAN DYKE Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF AUTHORIZED COMMON STOCK FROM 90,000,000
TO 180,000,000
04 STOCKHOLDER PROPOSAL - HEALTH CARE REFORM PRINCIPLES Shr Against For
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ANALOGIC CORPORATION Agenda Number: 932982158
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Security: 032657207
Meeting Type: Annual
Meeting Date: 26-Jan-2009
Ticker: ALOG
ISIN: US0326572072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. JUDGE Mgmt For For
GERALD L. WILSON Mgmt For For
02 TO CONSIDER AND ACT UPON AMENDMENTS TO THE ARTICLES Mgmt Against Against
OF ORGANIZATION AND BY-LAWS OF ANALOGIC CORPORATION
TO IMPLEMENT MAJORITY VOTING IN CONNECTION
WITH THE ELECTION OF DIRECTORS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS ANALOGIC CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2009.
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ASTEC INDUSTRIES, INC. Agenda Number: 933006567
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Security: 046224101
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: ASTE
ISIN: US0462241011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL K. FRIERSON Mgmt For For
GLEN E. TELLOCK Mgmt For For
02 TO VOTE FOR THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR 2009.
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ATHEROS COMMUNICATIONS, INC. Agenda Number: 933041030
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Security: 04743P108
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: ATHR
ISIN: US04743P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN L. HENNESSY Mgmt For For
CRAIG H. BARRATT Mgmt For For
CHRISTINE KING Mgmt For For
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AVNET, INC. Agenda Number: 932957686
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Security: 053807103
Meeting Type: Annual
Meeting Date: 06-Nov-2008
Ticker: AVT
ISIN: US0538071038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELEANOR BAUM Mgmt For For
J. VERONICA BIGGINS Mgmt For For
LAWRENCE W. CLARKSON Mgmt For For
EHUD HOUMINER Mgmt For For
FRANK R. NOONAN Mgmt For For
RAY M. ROBINSON Mgmt For For
WILLIAM P. SULLIVAN Mgmt For For
GARY L. TOOKER Mgmt For For
ROY VALLEE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 27, 2009.
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AXSYS TECHNOLOGIES, INC. Agenda Number: 933018485
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Security: 054615109
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: AXYS
ISIN: US0546151095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
ANTHONY J. FIORELLI JR. Mgmt For For
ELIOT M. FRIED Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
ROBERT G. STEVENS Mgmt For For
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BIG LOTS, INC. Agenda Number: 933049543
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Security: 089302103
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: BIG
ISIN: US0893021032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
DAVID T. KOLLAT Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
IN UNCONTESTED DIRECTOR ELECTIONS.
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CALGON CARBON CORPORATION Agenda Number: 933032411
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Security: 129603106
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: CCC
ISIN: US1296031065
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM R. NEWLIN Mgmt For For
JOHN S. STANIK Mgmt For For
WILLIAM J. LYONS Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2009.
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CARBO CERAMICS INC. Agenda Number: 933029262
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Security: 140781105
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: CRR
ISIN: US1407811058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHAD C. DEATON Mgmt For For
JAMES B. JENNINGS Mgmt For For
GARY A. KOLSTAD Mgmt For For
H.E. LENTZ, JR. Mgmt For For
RANDY L. LIMBACHER Mgmt For For
WILLIAM C. MORRIS Mgmt For For
ROBERT S. RUBIN Mgmt Withheld Against
02 PROPOSAL TO RATIFY AND APPROVE THE CARBO CERAMICS Mgmt For For
INC. OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
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CHATTEM, INC. Agenda Number: 933003319
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Security: 162456107
Meeting Type: Annual
Meeting Date: 08-Apr-2009
Ticker: CHTT
ISIN: US1624561072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. BOSWORTH Mgmt Withheld Against
GARY D. CHAZEN Mgmt For For
JOEY B. HOGAN Mgmt For For
02 APPROVAL OF THE CHATTEM, INC. 2009 EQUITY INCENTIVE Mgmt For For
PLAN AND THE PERFORMANCE GOALS SET FORTH IN
THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
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CHURCH & DWIGHT CO., INC. Agenda Number: 933011380
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Security: 171340102
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: CHD
ISIN: US1713401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ROSIE ALBRIGHT Mgmt For For
RAVICHANDRA K. SALIGRAM Mgmt For For
ROBERT K. SHEARER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH
& DWIGHT CO., INC. 2009 CONSOLIDATED FINANCIAL
STATEMENTS.
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CLEVELAND-CLIFFS INC Agenda Number: 932954577
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Security: 185896107
Meeting Type: Consent
Meeting Date: 03-Oct-2008
Ticker: CLF
ISIN: US1858961071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 "BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING Mgmt Against For
THAT YOUR SHARES ARE "NOT INTERESTED SHARES,"
AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD
"INTERESTED SHARES," YOU MUST CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE
YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY
MATERIAL TO DETERMINE IF YOU HOLD "INTERESTED
SHARES" VERSUS "NOT INTERESTED SHARES." CONTROL
SHARE ACQUISITION PROPOSAL: A RESOLUTION OF
CLEVELAND- CLIFFS' SHAREHOLDERS AUTHORIZING
THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS
COMMON SHARES PURSUANT TO THE ACQUIRING PERSON
STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER
FUND I, LTD. AND HARBINGER CAPITAL PARTNERS
SPECIAL SITUATIONS FUND, L.P. DATED AUGUST
14, 2008.
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CMS ENERGY CORPORATION Agenda Number: 933050801
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Security: 125896100
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: CMS
ISIN: US1258961002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MERRIBEL S. AYRES Mgmt For For
JON E. BARFIELD Mgmt For For
RICHARD M. GABRYS Mgmt For For
DAVID W. JOOS Mgmt For For
PHILIP R. LOCHNER, JR., Mgmt For For
MICHAEL T. MONAHAN Mgmt For For
JOSEPH F. PAQUETTE JR., Mgmt For For
PERCY A. PIERRE Mgmt For For
KENNETH L. WAY Mgmt For For
KENNETH WHIPPLE Mgmt For For
JOHN B. YASINSKY Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP).
03 PROPOSAL TO AMEND PERFORMANCE INCENTIVE STOCK Mgmt For For
PLAN.
04 PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
BONUS PLAN.
05 PROPOSAL TO AMEND ARTICLES OF INCORPORATION. Mgmt For For
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COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 932974288
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Security: 205826209
Meeting Type: Annual
Meeting Date: 05-Dec-2008
Ticker: CMTL
ISIN: US2058262096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRA KAPLAN Mgmt For For
GERARD R. NOCITA Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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CORN PRODUCTS INTERNATIONAL, INC. Agenda Number: 933045165
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Security: 219023108
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: CPO
ISIN: US2190231082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUIS ARANGUREN-TRELLEZ Mgmt For For
PAUL HANRAHAN Mgmt For For
WILLIAM S. NORMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT
OF THE COMPANY'S OPERATIONS IN 2009.
03 TO REQUEST THE BOARD OF DIRECTORS TO ELIMINATE Shr For
CLASSIFICATION OF THE TERMS OF THE BOARD OF
DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND
FOR ELECTION ANNUALLY.
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CULLEN/FROST BANKERS, INC. Agenda Number: 933014146
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Security: 229899109
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: CFR
ISIN: US2298991090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
ROBERT S. MCCLANE Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE CULLEN/FROST Mgmt For For
BANKERS, INC. 2005 OMNIBUS INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST
BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2009.
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CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933045711
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Security: 232806109
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: CY
ISIN: US2328061096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
EVERT VAN DE VEN Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009
03 THE APPROVAL OF A 1994 STOCK PLAN AMENDMENT Mgmt Against Against
TO PROVIDE STOCK OPTION EXCHANGE FLEXIBILITY
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DAKTRONICS, INC. Agenda Number: 932935527
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Security: 234264109
Meeting Type: Annual
Meeting Date: 27-Aug-2008
Ticker: DAKT
ISIN: US2342641097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AELRED J. KURTENBACH Mgmt For For
ROBERT D. DUTCHER Mgmt For For
NANCY D. FRAME Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
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DOLLAR TREE INC Agenda Number: 933094144
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Security: 256746108
Meeting Type: Annual
Meeting Date: 18-Jun-2009
Ticker: DLTR
ISIN: US2567461080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARNOLD S. BARRON Mgmt Withheld Against
J. DOUGLAS PERRY Mgmt Withheld Against
THOMAS A. SAUNDERS III Mgmt Withheld Against
CARL P. ZEITHAML Mgmt Withheld Against
02 SHAREHOLDER PROPOSAL TO ELIMINATE CLASSIFIED Shr For Against
BOARD OF DIRECTORS
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ENERGY CONVERSION DEVICES, INC. Agenda Number: 932965594
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Security: 292659109
Meeting Type: Annual
Meeting Date: 18-Nov-2008
Ticker: ENER
ISIN: US2926591098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH A. AVILA Mgmt For For
ALAN E. BARTON Mgmt For For
CHRISTOPHER P. BELDEN Mgmt For For
ROBERT I. FREY Mgmt For For
WILLIAM J. KETELHUT Mgmt For For
MARK D. MORELLI Mgmt For For
STEPHEN RABINOWITZ Mgmt For For
GEORGE A SCHREIBER, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009.
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EURONET WORLDWIDE, INC. Agenda Number: 933062135
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Security: 298736109
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: EEFT
ISIN: US2987361092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL S. ALTHASEN Mgmt For For
THOMAS A. MCDONNELL Mgmt Withheld Against
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE THE MANDATORY INDEMNIFICATION
OF NON-EXECUTIVE EMPLOYEES AND AGENTS.
03 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt Against Against
TO ELIMINATE STOCKHOLDER ACTION BY WRITTEN
CONSENT.
04 TO AMEND THE COMPANY'S 2006 STOCK INCENTIVE Mgmt For For
PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2009.
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FIDELITY NATIONAL FINANCIAL, INC Agenda Number: 933053302
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Security: 31620R105
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: FNF
ISIN: US31620R1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK P. WILLEY Mgmt For For
WILLIE D. DAVIS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2009 FISCAL YEAR.
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FLIR SYSTEMS, INC. Agenda Number: 933015516
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Security: 302445101
Meeting Type: Annual
Meeting Date: 01-May-2009
Ticker: FLIR
ISIN: US3024451011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EARL R. LEWIS Mgmt For For
STEVEN E. WYNNE Mgmt For For
2 TO APPROVE THE ADOPTION OF THE 2009 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
3 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE COMPANY'S BOARD OF DIRECTORS OF KPMG
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
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FOREST OIL CORPORATION Agenda Number: 933021761
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Security: 346091705
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: FST
ISIN: US3460917053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DOD A. FRASER Mgmt For For
JAMES D. LIGHTNER Mgmt Withheld Against
2 APPROVAL OF AN ADDITIONAL 500,000 SHARES FOR Mgmt For For
ISSUANCE UNDER THE FOREST OIL CORPORATION 1999
EMPLOYEE STOCK PURCHASE PLAN AND CERTAIN ADMINISTRATIVE
CHANGES.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FOREST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2009.
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FOSTER WHEELER AG Agenda Number: 933035114
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Security: H27178104
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: FWLT
ISIN: CH0018666781
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT C. FLEXON Mgmt No vote
1B ELECTION OF DIRECTOR: MAUREEN B. TART-BEZER Mgmt No vote
1C ELECTION OF DIRECTOR: JAMES D. WOODS Mgmt No vote
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, Mgmt No vote
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR 2009
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009 (CONSULTATIVE VOTE)
04 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt No vote
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS
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FOSTER WHEELER LTD. Agenda Number: 932986788
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Security: G36535139
Meeting Type: Special
Meeting Date: 27-Jan-2009
Ticker: FWLT
ISIN: BMG365351391
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED Mgmt For For
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
A.
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
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FTI CONSULTING, INC. Agenda Number: 933060155
- --------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 03-Jun-2009
Ticker: FCN
ISIN: US3029411093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENIS J. CALLAGHAN Mgmt For For
MATTHEW F. MCHUGH Mgmt For For
02 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FTI CONSULTING, INC. DEFERRED COMPENSATION
PLAN FOR KEY EMPLOYEES AND NON-EMPLOYEE DIRECTORS
(TO BE RENAMED THE FTI CONSULTING, INC. 2009
OMNIBUS INCENTIVE COMPENSATION PLAN).
03 RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION Agenda Number: 933010263
- --------------------------------------------------------------------------------------------------------------------------
Security: 361448103
Meeting Type: Annual
Meeting Date: 24-Apr-2009
Ticker: GMT
ISIN: US3614481030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANNE L. ARVIA Mgmt For For
RICHARD FAIRBANKS Mgmt For For
DEBORAH M. FRETZ Mgmt For For
ERNST A. HABERLI Mgmt For For
BRIAN A. KENNEY Mgmt For For
MARK G. MCGRATH Mgmt For For
JAMES B. REAM Mgmt For For
DAVID S. SUTHERLAND Mgmt For For
CASEY J. SYLLA Mgmt For For
02 TO APPROVE THE "PERFORMANCE-BASED" COMPENSATION Mgmt For For
PROVISIONS OF THE GATX CORPORATION 2004 EQUITY
INCENTIVE COMPENSATION PLAN TO COMPLY WITH
THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR GATX CORPORATION IN 2009.
- --------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 932990270
- --------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 12-Feb-2009
Ticker: GIL
ISIN: CA3759161035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
ROBERT M. BAYLIS Mgmt For For
GLENN J. CHAMANDY Mgmt For For
SHEILA O'BRIEN Mgmt For For
PIERRE ROBITAILLE Mgmt For For
RICHARD P. STRUBEL Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS FOR THE ENSUING YEAR.
- --------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933071374
- --------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: GDP
ISIN: US3824104059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY GOODRICH Mgmt For For
PATRICK E. MALLOY, III Mgmt For For
MICHAEL J. PERDUE Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED Agenda Number: 933037497
- --------------------------------------------------------------------------------------------------------------------------
Security: 387328107
Meeting Type: Annual
Meeting Date: 15-May-2009
Ticker: GVA
ISIN: US3873281071
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID H. KELSEY Mgmt For For
JAMES W. BRADFORD, JR. Mgmt For For
02 TO ACT UPON A PROPOSAL TO AMEND THE GRANITE Mgmt For For
CONSTRUCTION INCORPORATED AMENDED AND RESTATED
1999 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT BY GRANITES AUDIT/COMPLIANCE Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
GRANITE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933055736
- --------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: HCC
ISIN: US4041321021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
EDWARD H. ELLIS, JR. Mgmt For For
JAMES C. FLAGG Mgmt For For
THOMAS M. HAMILTON Mgmt Withheld Against
JOHN N. MOLBECK, JR. Mgmt For For
JAMES E. OESTERREICHER Mgmt Withheld Against
ROBERT A. ROSHOLT Mgmt For For
C.J.B. WILLIAMS Mgmt Withheld Against
SCOTT W. WISE Mgmt For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS, Mgmt For For
LLP AS AUDITORS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS INC Agenda Number: 933071691
- --------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: HIBB
ISIN: US4285671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERRANCE G. FINLEY Mgmt For For
ALTON E. YOTHER Mgmt For For
02 SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
03 RATIFICATION OF AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN THAT WILL RAISE THE ANNUAL AWARD
LIMIT OF STOCK UNIT AWARDS, RESTRICTED STOCK
AWARDS, RESTRICTED STOCK UNIT AWARDS AND PERFORMANCE
SHARE AWARDS THAT ARE INTENDED TO BE PERFORMANCE-BASED
COMPENSATION FROM 30,000 SHARES OF STOCK TO
75,000 SHARES OF STOCK.
- --------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 933064999
- --------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: IAG
ISIN: CA4509131088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES Mgmt Abstain Against
LISTED IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
02 APPOINTMENT OF KPMG LLP CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933050750
- --------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: IBKC
ISIN: US4508281080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST P. BREAUX, JR. Mgmt For For
DARYL G. BYRD Mgmt For For
JOHN N. CASBON Mgmt For For
JEFFERSON G. PARKER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 933020101
- --------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: IDXX
ISIN: US45168D1046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM T. END Mgmt For For
BARRY C. JOHNSON, PHD Mgmt For For
BRIAN P. MCKEON Mgmt For For
2 ADOPTION OF THE IDEXX LABORATORIES, INC. 2009 Mgmt For For
STOCK INCENTIVE PLAN. TO APPROVE AND ADOPT
THE 2009 STOCK INCENTIVE PLAN (PROPOSAL TWO);
3 AMENDMENT TO IDEXX LABORATORIES, INC. 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN. TO APPROVE AND ADOPT A
PROPOSED AMENDMENT TO OUR 1997 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM
1,240,000 SHARES TO 1,590,000 SHARES (PROPOSAL
THREE);
4 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE SELECTION
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
(PROPOSAL FOUR); AND
5 OTHER BUSINESS. TO CONDUCT SUCH OTHER BUSINESS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
IMMUCOR, INC. Agenda Number: 932959604
- --------------------------------------------------------------------------------------------------------------------------
Security: 452526106
Meeting Type: Annual
Meeting Date: 13-Nov-2008
Ticker: BLUD
ISIN: US4525261065
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. CLOUSER Mgmt For For
DR. G. DE CHIRICO Mgmt For For
RALPH A. EATZ Mgmt For For
DR. JACK GOLDSTEIN Mgmt For For
HIROSHI HOKETSU Mgmt For For
DR. PAUL V. HOLLAND Mgmt For For
RONNY B. LANCASTER Mgmt For For
CHRIS E. PERKINS Mgmt For For
JOSEPH E. ROSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2009.
- --------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 933020137
- --------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: ISIL
ISIN: US46069S1096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. BELL Mgmt For For
DR. ROBERT W. CONN Mgmt For For
JAMES V. DILLER Mgmt For For
GARY E. GIST Mgmt For For
MERCEDES JOHNSON Mgmt For For
GREGORY LANG Mgmt For For
JAN PEETERS Mgmt For For
ROBERT N. POKELWALDT Mgmt For For
JAMES A. URRY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO RATIFY AN AMENDMENT TO EXTEND THE TERM OF Mgmt For For
THE INTERSIL CORPORATION EMPLOYEE STOCK PURCHASE
PLAN TO FEBRUARY 28, 2019 AND INCREASE THE
NUMBER OF SHARES AUTHORIZED UNDER THE EMPLOYEE
STOCK PURCHASE PLAN FROM 2,533,334 TO 4,533,334,
AN INCREASE OF 2,000,000 SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
JO-ANN STORES, INC. Agenda Number: 933073556
- --------------------------------------------------------------------------------------------------------------------------
Security: 47758P307
Meeting Type: Annual
Meeting Date: 11-Jun-2009
Ticker: JAS
ISIN: US47758P3073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT COWEN Mgmt For For
JOSEPH DEPINTO Mgmt For For
IRA GUMBERG Mgmt For For
PATRICIA MORRISON Mgmt For For
FRANK NEWMAN Mgmt For For
DAVID PERDUE Mgmt For For
BERYL RAFF Mgmt For For
ALAN ROSSKAMM Mgmt For For
TRACEY TRAVIS Mgmt For For
DARRELL WEBB Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY
30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 932952282
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Special
Meeting Date: 07-Oct-2008
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE KANSAS CITY SOUTHERN 2008 STOCK Mgmt For For
OPTION AND PERFORMANCE AWARD PLAN (THE "2008
PLAN").
- --------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933024565
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. HAVERTY Mgmt For For
THOMAS A. MCDONNELL Mgmt Withheld Against
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 APPROVAL OF THE KANSAS CITY SOUTHERN 2009 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Agenda Number: 933019843
- --------------------------------------------------------------------------------------------------------------------------
Security: 515098101
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: LSTR
ISIN: US5150981018
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY H. GERKENS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2002 Mgmt For For
EMPLOYEE STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933021709
- --------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 28-Apr-2009
Ticker: LAZ
ISIN: BMG540501027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN J. HEYER Mgmt For For
SYLVIA JAY Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009 AND AUTHORIZATION OF LAZARD LTD'S
BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933027713
- --------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2009
Ticker: LKQX
ISIN: US5018892084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1C ELECTION OF DIRECTOR: DONALD F. FLYNN Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN F. FLYNN Mgmt For For
1E ELECTION OF DIRECTOR: RONALD G. FOSTER Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, IV Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY IN 2009.
- --------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 933014994
- --------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 11-May-2009
Ticker: MKL
ISIN: US5705351048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. ALFRED BROADDUS, JR. Mgmt For For
DOUGLAS C. EBY Mgmt For For
LESLIE A. GRANDIS Mgmt For For
STEWART M. KASEN Mgmt For For
ALAN I. KIRSHNER Mgmt For For
LEMUEL E. LEWIS Mgmt For For
ANTHONY F. MARKEL Mgmt For For
STEVEN A. MARKEL Mgmt For For
JAY M. WEINBERG Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC. Agenda Number: 933005781
- --------------------------------------------------------------------------------------------------------------------------
Security: 552715104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: WFR
ISIN: US5527151048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. BOEHLKE Mgmt For For
C. DOUGLAS MARSH Mgmt For For
MICHAEL MCNAMARA Mgmt For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
NATCO GROUP INC. Agenda Number: 933027701
- --------------------------------------------------------------------------------------------------------------------------
Security: 63227W203
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: NTG
ISIN: US63227W2035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH K. ALLAN Mgmt Withheld Against
GEORGE K. HICKOX, JR. Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
03 TO APPROVE THE NATCO GROUP INC. 2009 LONG-TERM Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL CITY CORPORATION Agenda Number: 932943904
- --------------------------------------------------------------------------------------------------------------------------
Security: 635405103
Meeting Type: Special
Meeting Date: 15-Sep-2008
Ticker: NCC
ISIN: US6354051038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO NATIONAL CITY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 1,400,000,000 TO 5,000,000,000 ( AND,
CORRESPONDINGLY, INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK FROM
1,405,000,000 TO 5,005,000,000)
02 APPROVE THE CONVERSION OF THE CONTINGENT CONVERTIBLE Mgmt For For
PERPETUAL NON-CUMULATIVE PREFERRED STOCK, SERIES
G INTO NATIONAL CITY COMMON STOCK, THE EXERCISE
OF WARRANTS TO PURCHASE NATIONAL CITY COMMON
STOCK AND OTHER POTENTIAL EQUITY ISSUANCES
CONTEMPLATED BY AGREEMENTS RELATING TO THE
EQUITY INVESTMENT TRANSACTIONS
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 933027410
- --------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: NATI
ISIN: US6365181022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUY-LOAN T. LE Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 933049442
- --------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: ONNN
ISIN: US6821891057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CURTIS J. CRAWFORD Mgmt For For
DARYL OSTRANDER Mgmt For For
ROBERT H. SMITH Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN (AS DESCRIBED IN AND ATTACHED
TO THE PROXY STATEMENT)
03 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- --------------------------------------------------------------------------------------------------------------------------
PATRIOT COAL CORP Agenda Number: 932930844
- --------------------------------------------------------------------------------------------------------------------------
Security: 70336T104
Meeting Type: Special
Meeting Date: 22-Jul-2008
Ticker: PCX
ISIN: US70336T1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL OF THE ISSUANCE OF UP TO 11,901,729 Mgmt For For
SHARES OF PATRIOT COAL CORPORATION COMMON STOCK
TO THE HOLDERS OF COMMON STOCK OF MAGNUM COAL
COMPANY PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER DATED AS OF APRIL 2, 2008, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
PERINI CORPORATION Agenda Number: 933066703
- --------------------------------------------------------------------------------------------------------------------------
Security: 713839108
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: PCR
ISIN: US7138391088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BAND Mgmt For For
ROBERT L. MILLER Mgmt For For
MICHAEL R. KLEIN Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS AUDITORS OF PERINI FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
03 TO AMEND THE ARTICLES OF INCORPORATION SUCH Mgmt For For
THAT THE NAME OF THE COMPANY WILL BE CHANGED
TO TUTOR PERINI CORPORATION.
04 TO APPROVE THE SECTION 162(M) PERFORMANCE GOALS Mgmt For For
AND ANNUAL GRANT LIMITATIONS UNDER THE 2004
STOCK OPTION AND INCENTIVE PLAN.
05 TO APPROVE THE 2009 GENERAL INCENTIVE COMPENSATION Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 932960998
- --------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 04-Nov-2008
Ticker: PRGO
ISIN: US7142901039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOSHE ARKIN Mgmt For For
GARY K. KUNKLE, JR. Mgmt For For
HERMAN MORRIS, JR. Mgmt For For
BEN-ZION ZILBERFARB Mgmt For For
02 APPROVAL OF THE PROPOSED ANNUAL INCENTIVE PLAN. Mgmt For For
03 APPROVAL OF THE PROPOSED AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2003 LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION Agenda Number: 933093700
- --------------------------------------------------------------------------------------------------------------------------
Security: 716495106
Meeting Type: Annual
Meeting Date: 18-Jun-2009
Ticker: HK
ISIN: US7164951060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. CHRISTMAS Mgmt For For
JAMES L. IRISH III Mgmt For For
ROBERT C. STONE, JR. Mgmt For For
02 RATIFICATION AND APPROVAL OF THE AMENDMENT TO Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE TO 500 MILLION SHARES.
03 RATIFICATION AND APPROVAL OF THE AMENDMENT TO Mgmt For For
OUR 2004 EMPLOYEE INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE UNDER THE PLAN BY 5.3 MILLION
SHARES.
04 RATIFICATION AND APPROVAL OF THE AMENDMENT TO Mgmt For For
OUR 2004 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN
BY 0.5 MILLION SHARES.
05 RATIFICATION AND APPROVAL OF THE AMENDMENT TO Mgmt Against Against
OUR CERTIFICATE OF INCORPORATION TO ALLOW THE
BOARD OF DIRECTORS TO AMEND OUR BYLAWS.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. Agenda Number: 932985661
- --------------------------------------------------------------------------------------------------------------------------
Security: 751028101
Meeting Type: Annual
Meeting Date: 27-Jan-2009
Ticker: RAH
ISIN: US7510281014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. BANKS Mgmt For For
JACK W. GOODALL Mgmt For For
JOE R. MICHELETTO Mgmt For For
DAVID P. SKARIE Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933042727
- --------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: RRC
ISIN: US75281A1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES L. BLACKBURN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1C ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1D ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1G ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
OUR 2005 EQUITY-BASED COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY
900,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY ARISE Mgmt Against Against
THAT CAN PROPERLY BE CONDUCTED AT THE MEETING
OR ANY ADJOURNMENT.
- --------------------------------------------------------------------------------------------------------------------------
RENESOLA LTD Agenda Number: 932941506
- --------------------------------------------------------------------------------------------------------------------------
Security: 75971T103
Meeting Type: Annual
Meeting Date: 29-Aug-2008
Ticker: SOL
ISIN: US75971T1034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE, CONSIDER AND APPROVE THE FINANCIAL Mgmt For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2007,
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITORS THEREON.
02 TO RE-ELECT YUNCAI WU AS A DIRECTOR OF THE COMPANY, Mgmt For
WHO IS RETIRING BY ROTATION AND OFFERING HIMSELF
FOR RE-ELECTION IN ACCORDANCE WITH THE COMPANY'S
ARTICLES OF ASSOCIATION.
03 APPROVE THE APPOINTMENT OF ROBERT NAII LEE AS Mgmt For
AN INDEPENDENT DIRECTOR OF THE COMPANY.
04 TO AUTHORISE DIRECTORS TO RE-APPOINT DELOITTE Mgmt For
TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY
TO HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
ARE LAID.
05 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For
REMUNERATION OF THE AUDITORS.
06 TO ADOPT THE AMENDED AND RESTATED MEMORANDUM Mgmt Against
AND ARTICLES OF ASSOCIATION PRODUCED TO THE
MEETING AND INITIALLED BY THE CHAIRMAN FOR
THE PURPOSES OF IDENTIFICATION AS THE MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE COMPANY
IN SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE COMPANY'S EXISTING MEMORANDUM AND ARTICLES
OF ASSOCIATION.
- --------------------------------------------------------------------------------------------------------------------------
RESMED INC Agenda Number: 932963398
- --------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 20-Nov-2008
Ticker: RMD
ISIN: US7611521078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER G. ROBERTS Mgmt Withheld Against
JOHN WAREHAM Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED RESMED Mgmt For For
INC. 2006 INCENTIVE AWARD PLAN; WHICH APPROVAL
WILL ALSO CONSTITUTE APPROVAL UNDER AUSTRALIAN
STOCK EXCHANGE (ASX) LISTING RULES 10.11 AND
10.14.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS TO EXAMINE OUR CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING
JUNE 30, 2009.
- --------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 933021343
- --------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: RHI
ISIN: US7703231032
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW S. BERWICK, JR. Mgmt For For
FREDERICK P. FURTH Mgmt For For
EDWARD W. GIBBONS Mgmt For For
HAROLD M. MESSMER, JR. Mgmt For For
BARBARA J. NOVOGRADAC Mgmt For For
ROBERT J. PACE Mgmt For For
FREDERICK A. RICHMAN Mgmt For For
J. STEPHEN SCHAUB Mgmt For For
M. KEITH WADDELL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For
03 AMENDMENT TO ARTICLE 7 OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
04 AMENDMENT TO ARTICLE 6 OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
SAIC, INC. Agenda Number: 933080018
- --------------------------------------------------------------------------------------------------------------------------
Security: 78390X101
Meeting Type: Annual
Meeting Date: 19-Jun-2009
Ticker: SAI
ISIN: US78390X1019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANCE A. CORDOVA Mgmt For For
KENNETH C. DAHLBERG Mgmt For For
JERE A. DRUMMOND Mgmt For For
JOHN J. HAMRE Mgmt For For
MIRIAM E. JOHN Mgmt For For
ANITA K. JONES Mgmt For For
JOHN P. JUMPER Mgmt For For
HARRY M.J. KRAEMER, JR. Mgmt For For
EDWARD J. SANDERSON, JR Mgmt For For
LOUIS A. SIMPSON Mgmt For For
A. THOMAS YOUNG Mgmt For For
02 APPROVAL OF A PROPOSAL TO AUTOMATICALLY CONVERT Mgmt For For
EACH SHARE OF OUR CLASS A PREFERRED STOCK INTO
ONE SHARE OF COMMON STOCK.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION Agenda Number: 933079899
- --------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 17-Jun-2009
Ticker: SGMS
ISIN: US80874P1093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. LORNE WEIL Mgmt For For
PETER A. COHEN Mgmt Withheld Against
GERALD J. FORD Mgmt For For
J. ROBERT KERREY Mgmt For For
RONALD O. PERELMAN Mgmt For For
MICHAEL J. REGAN Mgmt For For
BARRY F. SCHWARTZ Mgmt For For
ERIC M. TURNER Mgmt For For
JOSEPH R. WRIGHT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 TO APPROVE AN AMENDMENT TO THE SCIENTIFIC GAMES Mgmt Against Against
CORPORATION 2003 INCENTIVE COMPENSATION PLAN
THAT WOULD INCREASE THE NUMBER OF SHARES AVAILABLE
FOR AWARDS BY 2,000,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
STRATASYS, INC. Agenda Number: 933039059
- --------------------------------------------------------------------------------------------------------------------------
Security: 862685104
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: SSYS
ISIN: US8626851047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. SCOTT CRUMP Mgmt For For
RALPH E. CRUMP Mgmt For For
EDWARD J. FIERKO Mgmt For For
JOHN J. MCELENEY Mgmt For For
CLIFFORD H. SCHWIETER Mgmt For For
GREGORY L. WILSON Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933032168
- --------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: SIVB
ISIN: US78486Q1013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. "PETE" HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JAMES R. PORTER Mgmt For For
MICHAELA K. RODENO Mgmt For For
KEN P. WILCOX Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
SYBASE, INC. Agenda Number: 933011164
- --------------------------------------------------------------------------------------------------------------------------
Security: 871130100
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: SY
ISIN: US8711301007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHEN Mgmt For For
RICHARD C. ALBERDING Mgmt For For
MICHAEL A. DANIELS Mgmt For For
ALAN B. SALISBURY Mgmt For For
JACK E. SUM Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
03 APPROVE AMENDMENTS TO THE SYBASE, INC. AMENDED Mgmt For For
AND RESTATED 2003 STOCK PLAN, THAT AMONG OTHER
MATTERS, INCREASE THE SHARE RESERVE BY 5,000,000
SHARES AND APPROVE ITS MATERIAL TERMS AND PERFORMANCE
GOALS FOR PURPOSES OF INTERNAL REVENUE CODE
SECTION 162(M)
- --------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 932991587
- --------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 27-Feb-2009
Ticker: SNPS
ISIN: US8716071076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AART J. DE GEUS Mgmt For For
ALFRED CASTINO Mgmt For For
CHI-FOON CHAN Mgmt For For
BRUCE R. CHIZEN Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
JOHN SCHWARZ Mgmt For For
SASSON SOMEKH Mgmt For For
ROY VALLEE Mgmt For For
STEVEN C. WALSKE Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2006 EMPLOYEE Mgmt For For
EQUITY INCENTIVE PLAN TO, AMONG OTHER ITEMS,
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED THEREUNDER BY 4,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933023082
- --------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: THG
ISIN: US4108671052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECT FREDERICK H. EPPINGER TO THE BOARD OF Mgmt For For
DIRECTORS FOR A THREE-YEAR TERM EXPIRING IN
2012.
1B ELECT GAIL L. HARRISON TO THE BOARD OF DIRECTORS Mgmt For For
FOR A ONE-YEAR TERM EXPIRING IN 2010.
1C ELECT JOSEPH R. RAMRATH TO THE BOARD OF DIRECTORS Mgmt For For
FOR A THREE-YEAR TERM EXPIRING IN 2012.
1D ELECT HARRIETT TEE TAGGART TO THE BOARD OF DIRECTORS Mgmt For For
FOR A THREE-YEAR TERM EXPIRING IN 2012.
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR
2009.
03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE COMPENSATION Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
VALENCE TECHNOLOGY, INC. Agenda Number: 932940996
- --------------------------------------------------------------------------------------------------------------------------
Security: 918914102
Meeting Type: Annual
Meeting Date: 22-Aug-2008
Ticker: VLNC
ISIN: US9189141024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARL E. BERG Mgmt Withheld Against
ROBERT L. KANODE Mgmt Withheld Against
VASSILIS G. KERAMIDAS Mgmt For For
DONN V. TOGNAZZINI Mgmt For For
BERT C. ROBERTS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PMB HELIN, DONOVAN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933017697
- --------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 27-Apr-2009
Ticker: VMI
ISIN: US9202531011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GLEN A. BARTON Mgmt For For
DANIEL P. NEARY Mgmt For For
KENNETH E. STINSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2009.
- --------------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. Agenda Number: 932986334
- --------------------------------------------------------------------------------------------------------------------------
Security: 922207105
Meeting Type: Annual
Meeting Date: 05-Feb-2009
Ticker: VSEA
ISIN: US9222071055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY E. DICKERSON Mgmt For For
ROBERT W. DUTTON Mgmt For For
02 APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2006 STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN SEMICONDUCTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 2, 2009.
- --------------------------------------------------------------------------------------------------------------------------
VCA ANTECH, INC. Agenda Number: 933058136
- --------------------------------------------------------------------------------------------------------------------------
Security: 918194101
Meeting Type: Annual
Meeting Date: 01-Jun-2009
Ticker: WOOF
ISIN: US9181941017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. BAUMER Mgmt Withheld Against
FRANK REDDICK Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
WALTER INDUSTRIES, INC. Agenda Number: 933033425
- --------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: WLT
ISIN: US93317Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
VICTOR P. PATRICK Mgmt For For
BERNARD G. RETHORE Mgmt For For
GEORGE R. RICHMOND Mgmt For For
MICHAEL T. TOKARZ Mgmt For For
A.J. WAGNER Mgmt For For
02 TO APPROVE A NAME CHANGE TO WALTER ENERGY, INC. Mgmt For For
03 TO AUTHORIZE THE ISSUANCE OF PREFERRED STOCK. Mgmt For For
04 TO APPROVE THE RIGHTS AGREEMENT TO BE ENTERED Mgmt For For
INTO BETWEEN WALTER INDUSTRIES, INC. AND MELLON
INVESTOR SERVICES, LLC.
05 TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2002 LONG-TERM INCENTIVE AWARD PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 933033639
- --------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 05-May-2009
Ticker: WST
ISIN: US9553061055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAULA A. JOHNSON Mgmt For For
ANTHONY WELTERS Mgmt For For
PATRICK J. ZENNER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
WILLBROS GROUP, INC. Agenda Number: 932989051
- --------------------------------------------------------------------------------------------------------------------------
Security: 969199108
Meeting Type: Special
Meeting Date: 02-Feb-2009
Ticker: WG
ISIN: PA9691991087
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG Mgmt For For
WILLBROS GROUP, INC., ("WILLBROS DELAWARE"),
WILLBROS GROUP, INC., ("WILLBROS PANAMA"),
AND WILLBROS MERGER, INC., ("MERGER SUB"),
WHEREBY MERGER SUB WILL MERGE WITH AND INTO
WILLBROS PANAMA AND WILLBROS PANAMA WILL BE
SURVIVING COMPANY IN THE MERGER AND BECOME
A WHOLLY-OWNED SUBSIDIARY OF WILLBROS DELAWARE.
02 PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. Agenda Number: 933049581
- --------------------------------------------------------------------------------------------------------------------------
Security: 98235T107
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: WMGI
ISIN: US98235T1079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY D. BLACKFORD Mgmt For For
MARTIN J. EMERSON Mgmt For For
LAWRENCE W. HAMILTON Mgmt For For
GARY D. HENLEY Mgmt For For
JOHN L. MICLOT Mgmt For For
AMY S. PAUL Mgmt For For
ROBERT J. QUILLINAN Mgmt For For
DAVID D. STEVENS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2009.
03 TO APPROVE OUR 2009 EQUITY INCENTIVE PLAN. Mgmt For For
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/26/2009