UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-4079
NAME OF REGISTRANT: John Hancock Equity Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Gordon M. Shone
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
127278 John Hancock Funds Growth Trends Fund
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ACE LIMITED Agenda Number: 932924978
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Security: G0070K103
Meeting Type: Annual
Meeting Date: 14-Jul-2008
Ticker: ACE
ISIN: KYG0070K1031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM Mgmt For For
EXPIRING IN 2009.
1B ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM Mgmt For For
EXPIRING IN 2009.
1C ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM Mgmt For For
EXPIRING IN 2009.
1D ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM Mgmt For For
EXPIRING IN 2009.
1E ELECTION OF DIRECTOR: GARY M. STUART TO TERM Mgmt For For
EXPIRING IN 2009.
1F ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO Mgmt For For
TERM EXPIRING IN 2010.
1G ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM Mgmt For For
EXPIRING IN 2010.
1H ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING Mgmt For For
IN 2010.
1I ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM Mgmt For For
EXPIRING IN 2010.
1J ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM Mgmt For For
EXPIRING IN
1K ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING Mgmt For For
IN 2011.
1L ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM Mgmt For For
EXPIRING IN 2011.
1M ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM Mgmt For For
EXPIRING IN 2011.
02 APPROVAL OF THE AMENDMENT (THE "DE-REGISTRATION Mgmt Against Against
AMENDMENT") TO THE COMPANY'S MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION TO
PERMIT THE DEREGISTRATION OF THE COMPANY FROM
THE CAYMAN ISLANDS
03 APPROVAL OF THE AMENDMENT (THE "FINANCIAL STATEMENT Mgmt Against Against
AMENDMENT") TO THE COMPANY'S ARTICLES OF ASSOCIATION
TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE
TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED
BALANCE SHEET OF THE COMPANY VALUING THE COMPANY'S
INVESTMENT IN ITS SUBSIDIARIES ON A "MARK-TO-MARKET"
BASIS
04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
WHICH WILL HAVE THE EFFECT OF INCREASING THE
PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667
TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000
DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES
OUTSTANDING AS OF THE CLOSE OF BUSINESS ON
JULY 10, 2008 AND CONVERTED INTO SWISS FRANCS
USING THE THEN MOST RECENTLY AVAILABLE NOON
BUYING RATE IN NEW YORK CERTIFIED BY THE FEDERAL
RESERVE BANK OF NEW YORK FOR CUSTOMS PURPOSES,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
05 APPROVAL OF THE COMPANY'S DE-REGISTRATION FROM Mgmt For For
THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND
(THE "CONTINUATION")
06 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For
07 APPROVAL OF THE CHANGE OF THE PURPOSE OF THE Mgmt For For
COMPANY
08 APPROVAL OF THE REARRANGEMENT OF THE COMPANY'S Mgmt For For
EXISTING SHARE CAPITAL
09 APPROVAL OF THE COMPANY'S ARTICLES OF ASSOCIATION Mgmt For For
10 CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE Mgmt For For
LEGISLATION GOVERNING THE COMPANY
11 CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS Mgmt For For
OF THE COMPANY AS ZURICH, SWITZERLAND
12 APPOINTMENT OF BDO VISURA AS SPECIAL AUDITOR Mgmt For For
UNTIL OUR NEXT ANNUAL GENERAL MEETING
13 APPROVAL OF THE COMPANY'S 2004 LONG-TERM INCENTIVE Mgmt For For
PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT
14 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND, IF THE CONTINUATION IS APPROVED AND
AS REQUIRED BY SWISS LAW, TO ELECT PRICEWATERHOUSECOOPERS
AG AS OUR STATUTORY AUDITOR FOR A ONE YEAR
TERM UNTIL OUR NEXT ANNUAL GENERAL MEETING
15 APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A Mgmt For For
REDUCTION OF THE PAR VALUE OF OUR SHARES IN
AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT
OF $0.87, CONVERTED INTO SWISS FRANCS USING
THE MOST RECENTLY AVAILABLE NOON BUYING RATE
IN NEW YORK CERTIFIED BY THE FEDERAL RESERVE
BANK OF NEW YORK FOR CUSTOMS PURPOSES AS OF
THE CLOSE OF BUSINESS ON JULY 9, 2008, AND
PAYMENT OF SUCH AMOUNT IN THREE EQUAL INSTALLMENTS
AT SUCH TIMES DURING THE PERIOD THROUGH OUR
NEXT ANNUAL GENERAL MEETING AS DETERMINED BY
THE BOARD OF DIRECTORS
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BMC SOFTWARE, INC. Agenda Number: 932928433
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Security: 055921100
Meeting Type: Annual
Meeting Date: 22-Jul-2008
Ticker: BMC
ISIN: US0559211000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B. GARLAND CUPP Mgmt For For
ROBERT E. BEAUCHAMP Mgmt For For
JON E. BARFIELD Mgmt For For
GARY BLOOM Mgmt For For
MELDON K. GAFNER Mgmt For For
P. THOMAS JENKINS Mgmt For For
LOUIS J. LAVIGNE, JR. Mgmt For For
KATHLEEN A. O'NEIL Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2009.
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CA, INC. Agenda Number: 932939448
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Security: 12673P105
Meeting Type: Annual
Meeting Date: 09-Sep-2008
Ticker: CA
ISIN: US12673P1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1B ELECTION OF DIRECTOR: ALFONSE M. D'AMATO Mgmt For For
1C ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT E. LA BLANC Mgmt For For
1E ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For
1G ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
1H ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1I ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1J ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 31, 2009.
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CARDINAL HEALTH, INC. Agenda Number: 932961116
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Security: 14149Y108
Meeting Type: Annual
Meeting Date: 05-Nov-2008
Ticker: CAH
ISIN: US14149Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
COLLEEN F. ARNOLD Mgmt For For
R. KERRY CLARK Mgmt For For
CALVIN DARDEN Mgmt For For
JOHN F. FINN Mgmt For For
PHILIP L. FRANCIS Mgmt For For
GREGORY B. KENNY Mgmt For For
J. MICHAEL LOSH Mgmt For For
JOHN B. MCCOY Mgmt For For
RICHARD C. NOTEBAERT Mgmt For For
MICHAEL D. O'HALLERAN Mgmt For For
DAVID W. RAISBECK Mgmt For For
JEAN G. SPAULDING, M.D. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt Abstain Against
OF INCORPORATION AND CODE OF REGULATIONS TO
IMPLEMENT A MAJORITY VOTING STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
04 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For
OF INCORPORATION AND CODE OF REGULATIONS TO
ELIMINATE CUMULATIVE VOTING.
05 PROPOSAL TO APPROVE AMENDMENTS TO THE CODE OF Mgmt For For
REGULATIONS TO ESTABLISH PROCEDURES FOR ADVANCE
NOTICE OF DIRECTOR NOMINATIONS AND OTHER PROPOSALS
AND RELATED ADMINISTRATIVE MATTERS AT SHAREHOLDER
MEETINGS.
06 PROPOSAL TO APPROVE AMENDMENT TO THE ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE REFERENCE
TO THE MINIMUM AMOUNT OF STATED CAPITAL WITH
WHICH THE COMPANY MAY BEGIN BUSINESS AND TO
STATE EXPRESSLY THAT THE COMPANY'S COMMON SHARES
HAVE NO STATED CAPITAL.
07 PROPOSAL TO APPROVE AN AMENDED AND RESTATED Mgmt For For
2005 LONG-TERM INCENTIVE PLAN.
08 PROPOSAL TO APPROVE AN AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
09 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr For Against
STOCK OPTIONS.
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 932941924
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Security: M22465104
Meeting Type: Annual
Meeting Date: 04-Sep-2008
Ticker: CHKP
ISIN: IL0010824113
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, Mgmt For For
JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER,
TAL SHAVIT NOTE: DIRECTORS ARE ELECTED AS A
GROUP, NOT INDIVIDUALLY PLEASE BE ADVISED THAT
THE ONLY VALID VOTING OPTIONS FOR THIS PROPOSAL
ARE EITHER "FOR" OR "ABSTAIN".
2A REELECTION OF OUTSIDE DIRECTOR: IRWIN FEDERMAN Mgmt For For
2B REELECTION OF OUTSIDE DIRECTOR: RAY ROTHROCK Mgmt For For
03 TO RATIFY THE APPOINTMENT AND COMPENSATION OF Mgmt For For
CHECK POINT'S INDEPENDENT PUBLIC ACCOUNTANTS.
04 TO APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN
OF THE BOARD OF DIRECTORS.
5A I AM A "CONTROLLING SHAREHOLDER" OF THE COMPANY. Mgmt For
MARK "FOR" = YES OR "AGAINST" = NO.
5B I HAVE A "PERSONAL INTEREST" IN ITEM 4. MARK Mgmt For
"FOR" = YES OR "AGAINST" = NO.
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CISCO SYSTEMS, INC. Agenda Number: 932954729
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 13-Nov-2008
Ticker: CSCO
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1L ELECTION OF DIRECTOR: JERRY YANG Mgmt Abstain Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 25, 2009.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Abstain Against
THE COMPANY'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Abstain Against
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE PROXY STATEMENT.
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DR. REDDY'S LABORATORIES LIMITED Agenda Number: 932933383
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Security: 256135203
Meeting Type: Annual
Meeting Date: 22-Jul-2008
Ticker: RDY
ISIN: US2561352038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE, CONSIDER AND ADOPT THE PROFIT & Mgmt For For
LOSS ACCOUNT FOR THE YEAR ENDED 31 MARCH 2008;
BALANCE SHEET AS ON THAT DATE ALONG WITH THE
REPORTS OF THE DIRECTORS' AND AUDITORS' THEREON.
O2 TO DECLARE DIVIDEND ON THE EQUITY SHARES FOR Mgmt For For
THE FINANCIAL YEAR 2007-08.
O3 TO APPOINT A DIRECTOR IN PLACE OF MR. ANUPAM Mgmt For For
PURI
O4 TO APPOINT A DIRECTOR IN PLACE OF DR. KRISHNA Mgmt For For
G PALEPU
O5 TO RESOLVE NOT TO FILL VACANCY, FOR THE TIME Mgmt For For
BEING, CAUSED BY THE RETIREMENT OF MR. P N
DEVARAJAN
O6 TO APPOINT THE STATUTORY AUDITORS AND FIX THEIR Mgmt For For
REMUNERATION. THE RETIRING AUDITORS BSR & CO.
ARE ELIGIBLE FOR RE-APPOINTMENT.
S7 RESOLVED THAT THE BOARD OF DIRECTORS BE AND Mgmt For For
ARE HEREBY AUTHORISED TO MODIFY CERTAIN TERMS
OF THE EXISTING SCHEMES APPROVED EARLIER BY
THE SHAREHOLDERS TO EXERCISE RIGHTS TO RECOVER
THE FRINGE BENEFIT FROM THE RELEVANT ELIGIBLE
EMPLOYEES.
S8 RESOLVED THAT THE BOARD OF DIRECTORS OF THE Mgmt Abstain Against
COMPANY BE AND ARE HEREBY AUTHORIZED TO CREATE,
OFFER, ISSUE, AND ALLOT WARRANTS, ENTITLING
THE WARRANTS HOLDER(S) FROM TIME TO TIME TO
APPLY FOR EQUITY SHARES OF THE COMPANY IN ONE
OR MORE TRANCHES, ALL AS MORE FULLY DESCRIBED
IN THE AGM NOTICE.
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FLEXTRONICS INTERNATIONAL LTD. Agenda Number: 932951862
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Security: Y2573F102
Meeting Type: Annual
Meeting Date: 30-Sep-2008
Ticker: FLEX
ISIN: SG9999000020
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
1B RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
02 RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR Mgmt For For
OF FLEXTRONICS.
03 RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS Mgmt For For
A DIRECTOR OF FLEXTRONICS.
04 TO APPROVE THE RE-APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS FLEXTRONICS'S INDEPENDENT AUDITORS
FOR THE 2009 FISCAL YEAR.
05 TO APPROVE THE GENERAL AUTHORIZATION FOR THE Mgmt Abstain Against
DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE
ORDINARY SHARES.
06 TO APPROVE THE RENEWAL OF THE SHARE PURCHASE Mgmt For For
MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS
OF ITS OWN ISSUED ORDINARY SHARES.
07 APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED
AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES.
08 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS
WHICH MAY BE GRANTED TO A PERSON IN A SINGLE
CALENDAR YEAR BY 2,000,000 ORDINARY SHARES.
09 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES
RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY
SHARES.
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INTERACTIVE BROKERS GROUP INC Agenda Number: 932914840
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Security: 45841N107
Meeting Type: Annual
Meeting Date: 08-Jul-2008
Ticker: IBKR
ISIN: US45841N1072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS PETERFFY Mgmt For For
1B ELECTION OF DIRECTOR: EARL H. NEMSER Mgmt For For
1C ELECTION OF DIRECTOR: PAUL J. BRODY Mgmt For For
1D ELECTION OF DIRECTOR: MILAN GALIK Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE E. HARRIS Mgmt For For
1F ELECTION OF DIRECTOR: HANS R. STOLL Mgmt For For
1G ELECTION OF DIRECTOR: IVERS W. RILEY Mgmt For For
02 APPROVAL OF THE 2007 STOCK INCENTIVE PLAN Mgmt Against Against
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE
LLP
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KOOKMIN BANK Agenda Number: 932944829
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Security: 50049M109
Meeting Type: Special
Meeting Date: 25-Aug-2008
Ticker: KB
ISIN: US50049M1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE STOCK TRANSFER PLAN TO ESTABLISH Mgmt No vote
A FINANCIAL HOLDING COMPANY THROUGH A COMPREHENSIVE
STOCK TRANSFER.
02 APPROVAL OF AN AMENDMENT IN THE SETTLEMENT METHOD Mgmt No vote
FOR KOOKMIN BANK'S OUTSTANDING STOCK OPTIONS.
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MEDTRONIC, INC. Agenda Number: 932935488
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Security: 585055106
Meeting Type: Annual
Meeting Date: 21-Aug-2008
Ticker: MDT
ISIN: US5850551061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
DENISE M. O'LEARY Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE THE MEDTRONIC, INC. 2008 STOCK AWARD Mgmt For For
AND INCENTIVE PLAN.
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MICROSOFT CORPORATION Agenda Number: 932960013
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Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2008
Ticker: MSFT
ISIN: US5949181045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt No vote
02 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt No vote
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt No vote
04 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
05 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt No vote
06 ELECTION OF DIRECTOR: REED HASTINGS Mgmt No vote
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt No vote
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
10 APPROVAL OF MATERIAL TERMS OF PERFORMANCE CRITERIA Mgmt No vote
UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN.
11 APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION Mgmt No vote
PLAN FOR NON-EMPLOYEE DIRECTORS.
12 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
13 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES Shr No vote
ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr No vote
COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr No vote
CONTRIBUTIONS.
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NATIONAL CITY CORPORATION Agenda Number: 932943904
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Security: 635405103
Meeting Type: Special
Meeting Date: 15-Sep-2008
Ticker: NCC
ISIN: US6354051038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO NATIONAL CITY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 1,400,000,000 TO 5,000,000,000 ( AND,
CORRESPONDINGLY, INCREASE THE TOTAL NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK FROM
1,405,000,000 TO 5,005,000,000)
02 APPROVE THE CONVERSION OF THE CONTINGENT CONVERTIBLE Mgmt For For
PERPETUAL NON-CUMULATIVE PREFERRED STOCK, SERIES
G INTO NATIONAL CITY COMMON STOCK, THE EXERCISE
OF WARRANTS TO PURCHASE NATIONAL CITY COMMON
STOCK AND OTHER POTENTIAL EQUITY ISSUANCES
CONTEMPLATED BY AGREEMENTS RELATING TO THE
EQUITY INVESTMENT TRANSACTIONS
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NETSCOUT SYSTEMS, INC. Agenda Number: 932939979
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Security: 64115T104
Meeting Type: Annual
Meeting Date: 10-Sep-2008
Ticker: NTCT
ISIN: US64115T1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH G. HADZIMA, JR. Mgmt For For
STEPHEN G. PEARSE Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, INDEPEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS FOR THE FISCAL YEAR ENDING
MARCH 31, 2009
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NYMEX HOLDINGS, INC. Agenda Number: 932937886
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Security: 62948N104
Meeting Type: Special
Meeting Date: 18-Aug-2008
Ticker: NMX
ISIN: US62948N1046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt Against Against
AS OF MARCH 17, 2008, AND AS AMENDED AS OF
JUNE 30, 2008 AND JULY 18, 2008, AMONG CME
GROUP INC., CMEG NY INC., NYMEX HOLDINGS AND
NEW YORK MERCANTILE EXCHANGE, INC., AND AS
THE SAME MAY BE FURTHER AMENDED FROM TIME TO
TIME (THE "MERGER AGREEMENT"), PURSUANT TO
WHICH NYMEX HOLDINGS WILL MERGE WITH AND INTO
CMEG NY INC.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Mgmt For For
PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE
MERGER AGREEMENT.
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ORACLE CORPORATION Agenda Number: 932949033
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Security: 68389X105
Meeting Type: Annual
Meeting Date: 10-Oct-2008
Ticker: ORCL
ISIN: US68389X1054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY O. HENLEY Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
DONALD L. LUCAS Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
JACK F. KEMP Mgmt For For
JEFFREY S. BERG Mgmt For For
SAFRA A. CATZ Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
GEORGE H. CONRADES Mgmt For For
BRUCE R. CHIZEN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2009 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2009.
04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr Abstain Against
COMPENSATION.
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SALESFORCE.COM, INC. Agenda Number: 932916022
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jul-2008
Ticker: CRM
ISIN: US79466L3024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC BENIOFF Mgmt For For
CRAIG CONWAY Mgmt For For
ALAN HASSENFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2009.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Mgmt Against Against
EQUITY INCENTIVE PLAN TO ELIMINATE THE ANNUAL
AUTOMATIC SHARE REPLENISHMENT FROM SUCH PLAN
AND INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR GRANT BY AN INCREMENTAL 7,500,000 SHARES.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 Mgmt Against Against
EQUITY INCENTIVE PLAN TO ENABLE INCENTIVE COMPENSATION
UNDER SUCH PLAN TO QUALIFY AS "PERFORMANCE
BASED COMPENSATION" WITHIN THE MEANING OF INTERNAL
REVENUE CODE SECTION 162(M).
- --------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY Agenda Number: 932956735
- --------------------------------------------------------------------------------------------------------------------------
Security: G7945J104
Meeting Type: Annual
Meeting Date: 30-Oct-2008
Ticker: STX
ISIN: KYG7945J1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECT WILLIAM D. WATKINS AS A DIRECTOR Mgmt Abstain Against
1B ELECT STEPHEN J. LUCZO AS A DIRECTOR Mgmt Abstain Against
1C ELECT FRANK J. BIONDI AS A DIRECTOR Mgmt Abstain Against
1D ELECT WILLIAM W. BRADLEY AS A DIRECTOR Mgmt Abstain Against
1E ELECT DONALD E. KIERNAN AS A DIRECTOR Mgmt Abstain Against
1F ELECT DAVID F. MARQUARDT AS A DIRECTOR Mgmt Abstain Against
1G ELECT LYDIA M. MARSHALL AS A DIRECTOR Mgmt Abstain Against
1H ELECT C.S. PARK AS A DIRECTOR Mgmt Abstain Against
1I ELECT GREGORIO REYES AS A DIRECTOR Mgmt Abstain Against
1J ELECT JOHN W. THOMPSON AS A DIRECTOR Mgmt Abstain Against
02 PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY EXECUTIVE Mgmt Abstain Against
OFFICER PERFORMANCE BONUS PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Abstain Against
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE
FISCAL YEAR ENDING JULY 3, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932944069
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Sep-2008
Ticker: SYMC
ISIN: US8715031089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
FRANK E. DANGEARD Mgmt For For
GERALDINE B. LAYBOURNE Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
OUR 2004 EQUITY INCENTIVE PLAN, INCLUDING THE
RESERVATION OF AN ADDITIONAL 50,000,000 SHARES
FOR ISSUANCE THEREUNDER.
03 TO APPROVE THE ADOPTION OF OUR 2008 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, INCLUDING THE RESERVATION
OF 20,000,000 SHARES FOR ISSUANCE THEREUNDER.
04 TO APPROVE THE MATERIAL TERMS OF THE AMENDED Mgmt For For
AND RESTATED SYMANTEC SENIOR EXECUTIVE INCENTIVE
PLAN TO PRESERVE THE DEDUCTIBILITY UNDER FEDERAL
TAX RULES OF AWARDS MADE UNDER THE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TONGJITANG CHINESE MEDICINES Agenda Number: 932962168
- --------------------------------------------------------------------------------------------------------------------------
Security: 89025E103
Meeting Type: Annual
Meeting Date: 30-Oct-2008
Ticker: TCM
ISIN: US89025E1038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION AS SET OUT IN PARAGRAPH 1 OF Mgmt Abstain Against
THE NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE COMPANY'S REPURCHASE OF ITS OWN SHARES.
02 THE RESOLUTION AS SET OUT IN PARAGRAPH 2 OF Mgmt Abstain Against
THE NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE AMENDMENT OF THE COMPANY'S ARTICLES OF
ASSOCIATION.
03 THE RESOLUTION AS SET OUT IN PARAGRAPH 3 OF Mgmt Abstain Against
THE NOTICE OF ANNUAL GENERAL MEETING REGARDING
THE AMENDMENT OF THE COMPANY'S 2006 SHARE INCENTIVE
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 932951735
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Special
Meeting Date: 14-Oct-2008
Ticker: V
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AMENDMENTS TO OUR CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE UNNECESSARY PROVISIONS
AND SYNCHRONIZE THE DIRECTORS' TERMS WITH OUR
ANNUAL MEETING SCHEDULE.
- --------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 932924992
- --------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 01-Aug-2008
Ticker: YHOO
ISIN: US9843321061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROY J. BOSTOCK Mgmt Withheld Against
RONALD W. BURKLE Mgmt Withheld Against
ERIC HIPPEAU Mgmt Withheld Against
VYOMESH JOSHI Mgmt Withheld Against
ARTHUR H. KERN Mgmt Withheld Against
ROBERT A. KOTICK Mgmt Withheld Against
MARY AGNES WILDEROTTER Mgmt Withheld Against
GARY L. WILSON Mgmt Withheld Against
JERRY YANG Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt Abstain Against
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE.Shr Abstain Against
04 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shr Abstain Against
05 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shr Abstain Against
ON HUMAN RIGHTS.
127351 John Hancock Funds Small Cap Fund
- --------------------------------------------------------------------------------------------------------------------------
3PAR INC Agenda Number: 932943283
- --------------------------------------------------------------------------------------------------------------------------
Security: 88580F109
Meeting Type: Annual
Meeting Date: 10-Sep-2008
Ticker: PAR
ISIN: US88580F1093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN FONG Mgmt For For
JEFFREY A. PRICE Mgmt For For
MARK A. SIEGEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF 3PAR INC. FOR THE FISCAL YEAR ENDING
MARCH 31, 2009.
03 APPROVAL OF THE AMENDED AND RESTATED 2007 EQUITY Mgmt Against Against
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
ABAXIS, INC. Agenda Number: 932954844
- --------------------------------------------------------------------------------------------------------------------------
Security: 002567105
Meeting Type: Annual
Meeting Date: 28-Oct-2008
Ticker: ABAX
ISIN: US0025671050
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLINTON H. SEVERSON Mgmt For For
R.J. BASTIANI, PH.D. Mgmt For For
HENK J. EVENHUIS Mgmt For For
BRENTON G.A. HANLON Mgmt For For
PRITHIPAL SINGH, PH.D. Mgmt Withheld Against
E.S. TUCKER III, M.D. Mgmt For For
02 TO APPROVE AND RATIFY THE ADOPTION OF AN INCREASE Mgmt For For
IN THE MAXIMUM AGGREGATE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER ABAXIS'
2005 EQUITY INCENTIVE PLAN BY 500,000 SHARES,
FROM 4,886,000 TO 5,386,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BURR, PILGER & Mgmt For For
MAYER LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ABAXIS, INC. FOR THE FISCAL
YEAR ENDING MARCH 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 932920780
- --------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 01-Jul-2008
Ticker: AIRM
ISIN: US0091283079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. GRAY Mgmt Against Against
1B ELECTION OF DIRECTOR: MORAD TAHBAZ Mgmt For For
1C ELECTION OF DIRECTOR: AARON D. TODD Mgmt For For
02 ADOPTION OF AMENDMENT TO INCREASE NUMBER OF Mgmt Against Against
AUTHORIZED SHARES
- --------------------------------------------------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC. Agenda Number: 932969693
- --------------------------------------------------------------------------------------------------------------------------
Security: 05874B107
Meeting Type: Annual
Meeting Date: 10-Dec-2008
Ticker: BYI
ISIN: US05874B1070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT GUIDO Mgmt Withheld Against
KEVIN VERNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2009.
- --------------------------------------------------------------------------------------------------------------------------
DAKTRONICS, INC. Agenda Number: 932935527
- --------------------------------------------------------------------------------------------------------------------------
Security: 234264109
Meeting Type: Annual
Meeting Date: 27-Aug-2008
Ticker: DAKT
ISIN: US2342641097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AELRED J. KURTENBACH Mgmt For For
ROBERT D. DUTCHER Mgmt For For
NANCY D. FRAME Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION Agenda Number: 932946570
- --------------------------------------------------------------------------------------------------------------------------
Security: 343468104
Meeting Type: Annual
Meeting Date: 10-Sep-2008
Ticker: FLOW
ISIN: US3434681041
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: LARRY A. KRING Mgmt For For
02 ELECTION OF DIRECTOR: KATHRYN L. MUNRO Mgmt Against Against
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTS FIRM.
- --------------------------------------------------------------------------------------------------------------------------
FUEL SYSTEMS SOLUTIONS, INC. Agenda Number: 932935286
- --------------------------------------------------------------------------------------------------------------------------
Security: 35952W103
Meeting Type: Annual
Meeting Date: 06-Aug-2008
Ticker: FSYS
ISIN: US35952W1036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN L. BRYAN Mgmt Withheld Against
DOUGLAS R. KING Mgmt Withheld Against
JAMES W. NALL Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 932930248
- --------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 24-Jul-2008
Ticker: IPAR
ISIN: US4583341098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEAN MADAR Mgmt For For
PHILIPPE BENACIN Mgmt For For
RUSSELL GREENBERG Mgmt Withheld Against
PHILIPPE SANTI Mgmt For For
FRANCOIS HEILBRONN Mgmt Withheld Against
JOSEPH A. CACCAMO Mgmt Withheld Against
JEAN LEVY Mgmt For For
R. BENSOUSSAN-TORRES Mgmt Withheld Against
JEAN CAILLIAU Mgmt For For
SERGE ROSINOER Mgmt Withheld Against
PATRICK CHOEL Mgmt For For
02 PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT Mgmt For For
TO OUR 2004 STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 932969073
- --------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 11-Dec-2008
Ticker: PRXL
ISIN: US6994621075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK J. FORTUNE* Mgmt For For
ELLEN M. ZANE* Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2009.
- --------------------------------------------------------------------------------------------------------------------------
RADIANT SYSTEMS, INC. Agenda Number: 932946342
- --------------------------------------------------------------------------------------------------------------------------
Security: 75025N102
Meeting Type: Special
Meeting Date: 01-Oct-2008
Ticker: RADS
ISIN: US75025N1028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED 2005 LONG-TERM INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER SUCH PLAN
FROM 2,500,000 TO 4,500,000 AS SET FORTH IN
APPENDIX A TO THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
RUSS BERRIE AND COMPANY, INC. Agenda Number: 932927645
- --------------------------------------------------------------------------------------------------------------------------
Security: 782233100
Meeting Type: Annual
Meeting Date: 10-Jul-2008
Ticker: RUS
ISIN: US7822331002
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAPHAEL BENAROYA Mgmt Withheld Against
MARIO CIAMPI Mgmt For For
BRUCE G. CRAIN Mgmt For For
FREDERICK J. HOROWITZ Mgmt For For
LAUREN KRUEGER Mgmt For For
SALVATORE M. SALIBELLO Mgmt Withheld Against
JOHN SCHAEFER Mgmt For For
MICHAEL ZIMMERMAN Mgmt For For
02 APPROVAL OF THE RUSS BERRIE AND COMPANY, INC. Mgmt For For
EQUITY INCENTIVE PLAN.
03 APPROVAL OF THE RUSS BERRIE AND COMPANY, INC. Mgmt For For
2009 EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SWS GROUP, INC. Agenda Number: 932961899
- --------------------------------------------------------------------------------------------------------------------------
Security: 78503N107
Meeting Type: Annual
Meeting Date: 20-Nov-2008
Ticker: SWS
ISIN: US78503N1072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON A. BUCHHOLZ Mgmt For For
DONALD W. HULTGREN Mgmt For For
ROBERT A. BUCHHOLZ Mgmt For For
BRODIE L. COBB Mgmt For For
I.D. FLORES III Mgmt Withheld Against
LARRY A. JOBE Mgmt For For
DR. R. JAN LECROY Mgmt For For
FREDERICK R. MEYER Mgmt Withheld Against
DR. MIKE MOSES Mgmt Withheld Against
JON L. MOSLE, JR. Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 26, 2009.
- --------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 932949716
- --------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 25-Sep-2008
Ticker: TISI
ISIN: US8781551002
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS A. WATERS Mgmt For For
PHILIP J. HAWK Mgmt For For
02 APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS THAT MAY APPLY TO AWARDS UNDER THE FIRST
AMENDED AND RESTATED TEAM, INC. 2006 STOCK
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 932969718
- --------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 12-Dec-2008
Ticker: UNFI
ISIN: US9111631035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL S. FUNK Mgmt For For
JAMES P. HEFFERNAN Mgmt For For
STEVEN L. SPINNER Mgmt For For
2 TO (I) APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2004 EQUITY INCENTIVE PLAN (THE 2004 PLAN)
INCREASING THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE 2004 PLAN FROM
1,000,000 TO 2,500,000, AND (II) REAPPROVE
THE PERFORMANCE CRITERIA APPLICABLE TO GRANTS
OF PERFORMANCE-BASED AWARDS GRANTED UNDER THE
2004 PLAN.
3 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 1, 2009.
04 THE STOCKHOLDER PROPOSAL REGARDING ADOPTION Shr Against For
OF A VENDOR CODE OF CONDUCT.
2X35 John Hancock Funds Small Cap Fund
- --------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933080397
- --------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 16-Jun-2009
Ticker: AIRM
ISIN: US0091283079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RALPH J. BERNSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: MARK D. CARLETON Mgmt Against Against
1C ELECTION OF DIRECTOR: LOWELL D. MILLER Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. ROEHR Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 933102698
- --------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 26-Jun-2009
Ticker: ALGT
ISIN: US01748X1028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY ELLMER Mgmt For For
TIMOTHY P. FLYNN Mgmt Withheld Against
MAURICE J GALLAGHER, JR Mgmt For For
CHARLES W. POLLARD Mgmt For For
JOHN REDMOND Mgmt Withheld Against
02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC. Agenda Number: 933072504
- --------------------------------------------------------------------------------------------------------------------------
Security: 032359309
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: AFSI
ISIN: US0323593097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD T. DECARLO Mgmt For For
ABRAHAM GULKOWITZ Mgmt For For
GEORGE KARFUNKEL Mgmt For For
MICHAEL KARFUNKEL Mgmt For For
JAY J. MILLER Mgmt For For
ISAAC NEUBERGER Mgmt For For
BARRY D. ZYSKIND Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
ARUBA NETWORKS, INC. Agenda Number: 932977715
- --------------------------------------------------------------------------------------------------------------------------
Security: 043176106
Meeting Type: Annual
Meeting Date: 12-Jan-2009
Ticker: ARUN
ISIN: US0431761065
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOMINIC P. ORR Mgmt For For
KEERTI MELKOTE Mgmt For For
BERNARD GUIDON Mgmt For For
EMMANUEL HERNANDEZ Mgmt For For
MICHAEL R. KOUREY Mgmt For For
DOUGLAS LEONE Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
SHIRISH S. SATHAYE Mgmt For For
DANIEL WARMENHOVEN Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
BLACKBOARD INC. Agenda Number: 933075827
- --------------------------------------------------------------------------------------------------------------------------
Security: 091935502
Meeting Type: Annual
Meeting Date: 04-Jun-2009
Ticker: BBBB
ISIN: US0919355026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. CHASEN Mgmt For For
THOMAS KALINSKE Mgmt For For
02 TO APPROVE AMENDMENT NO. 4 TO THE AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN FROM 8,700,000 TO 10,500,000
AND MAKE OTHER SPECIFIED CHANGES.
03 TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt Against Against
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
CARDIONET, INC. Agenda Number: 933029438
- --------------------------------------------------------------------------------------------------------------------------
Security: 14159L103
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: BEAT
ISIN: US14159L1035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY H. THURMAN Mgmt For For
KIRK E. GORMAN Mgmt Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt Against Against
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE AN AMENDMENT TO THE CARDIONET, INC. Mgmt Against Against
2008 NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN
AND ALL OUTSTANDING OPTIONS GRANTED THEREUNDER
TO DATE TO EXTEND THE POST-TERMINATION EXERCISE
PERIOD FOR VESTED OPTIONS FROM THREE MONTHS
FOLLOWING DIRECTOR'S TERMINATION OF SERVICE
TO THE REMAINDER OF THE OPTION TERM IN EFFECT
AT THE TIME OF THE DIRECTOR'S TERMINATION OF
SERVICE.
- --------------------------------------------------------------------------------------------------------------------------
CAVIUM NETWORKS INC Agenda Number: 933042981
- --------------------------------------------------------------------------------------------------------------------------
Security: 14965A101
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: CAVM
ISIN: US14965A1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KRIS CHELLAM Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CAVIUM NETWORKS, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC. Agenda Number: 933071677
- --------------------------------------------------------------------------------------------------------------------------
Security: 17306X102
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: CTRN
ISIN: US17306X1028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. DAVID ALEXANDER, JR. Mgmt For For
PATRICIA M. LUZIER Mgmt Withheld Against
02 APPROVAL OF THE CITI TRENDS, INC. ANNUAL INCENTIVE Mgmt For For
BONUS PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP TO Mgmt For For
BE THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CRYOLIFE, INC. Agenda Number: 933049012
- --------------------------------------------------------------------------------------------------------------------------
Security: 228903100
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: CRY
ISIN: US2289031005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN G. ANDERSON Mgmt For For
THOMAS F. ACKERMAN Mgmt For For
JAMES S. BENSON Mgmt For For
DANIEL J. BEVEVINO Mgmt For For
JOHN M. COOK Mgmt For For
RONALD C. ELKINS, M.D. Mgmt For For
RONALD D. MCCALL, ESQ. Mgmt For For
HARVEY MORGAN Mgmt For For
02 TO APPROVE THE ADOPTION OF THE CRYOLIFE, INC. Mgmt For For
2009 EMPLOYEE STOCK INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CYBERSOURCE CORPORATION Agenda Number: 933031217
- --------------------------------------------------------------------------------------------------------------------------
Security: 23251J106
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: CYBS
ISIN: US23251J1060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT DONAHUE Mgmt For For
JOHN J. MCDONNELL, JR. Mgmt Withheld Against
WILLIAM S. MCKIERNAN Mgmt For For
STEVEN P. NOVAK Mgmt Withheld Against
RICHARD SCUDELLARI Mgmt Withheld Against
KENNETH R. THORNTON Mgmt Withheld Against
CARL F. PASCARELLA Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2009.
3 TO RATIFY AND APPROVE AN AMENDMENT OF OUR AMENDED Mgmt For For
AND RESTATED 1999 STOCK OPTION PLAN TO INCREASE
THE NUMBER OF SHARES RESERVED THEREUNDER FROM
15,500,000 SHARES TO 19,100,000 SHARES.
4 TO RATIFY AND APPROVE AN AMENDMENT OF OUR AMENDED Mgmt For For
AND RESTATED 1999 EMPLOYEE STOCK PURCHASE PLAN
TO EXTEND THE TERM OF THE PLAN UNTIL AUGUST
1, 2019.
- --------------------------------------------------------------------------------------------------------------------------
DELTEK INC Agenda Number: 933034047
- --------------------------------------------------------------------------------------------------------------------------
Security: 24784L105
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: PROJ
ISIN: US24784L1052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL AJOUZ Mgmt For For
1B ELECTION OF DIRECTOR: NANCI E. CALDWELL Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN DELASKI Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH M. KAMPF Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN B. KLINSKY Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS M. MANLEY Mgmt For For
1G ELECTION OF DIRECTOR: ALBERT A. NOTINI Mgmt For For
1H ELECTION OF DIRECTOR: KEVIN T. PARKER Mgmt For For
1I ELECTION OF DIRECTOR: JANET R. PERNA Mgmt For For
1J ELECTION OF DIRECTOR: ALOK SINGH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS DELTEK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
DYNAMEX INC. Agenda Number: 932979985
- --------------------------------------------------------------------------------------------------------------------------
Security: 26784F103
Meeting Type: Annual
Meeting Date: 06-Jan-2009
Ticker: DDMX
ISIN: US26784F1030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN J. HUGHES Mgmt For For
WAYNE KERN Mgmt Withheld Against
CRAIG R. LENTZSCH Mgmt For For
RICHARD K. MCCLELLAND Mgmt For For
BRUCE E. RANCK Mgmt For For
STEPHEN P. SMILEY Mgmt For For
JAMES L. WELCH Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 IN THE DISCRETION OF THE PROXY, ON ANY OTHER Mgmt Against Against
MATTER THAT MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 932992527
- --------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2009
Ticker: FFIV
ISIN: US3156161024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF ONE CLASS I DIRECTOR: KARL D. GUELICH Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2005 Mgmt Against Against
EQUITY INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE 1999 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
FIRST MERCURY FINANCIAL CORP. Agenda Number: 933048921
- --------------------------------------------------------------------------------------------------------------------------
Security: 320841109
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: FMR
ISIN: US3208411096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS B. KEARNEY Mgmt Withheld Against
WILLIAM C. TYLER Mgmt Withheld Against
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIRST MERCURY FINANCIAL CORPORATION OMNIBUS
INCENTIVE PLAN OF 2006 (THE "OMNIBUS PLAN")
TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER BY 1,650,000 SHARES
AND TO MAKE CERTAIN OTHER CHANGES TO THE OMNIBUS
PLAN.
03 TO APPROVE THE OMNIBUS PLAN FOR PURPOSES OF Mgmt For For
COMPLYING WITH THE REQUIREMENTS OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933082454
- --------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: GIII
ISIN: US36237H1014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt Withheld Against
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
CARL KATZ Mgmt Withheld Against
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE PERFORMANCE-BASED BONUS Mgmt For For
PROVISION OF THE AMENDED EMPLOYMENT AGREEMENT
WITH SAMMY AARON
03 PROPOSAL TO APPROVE AMENDMENTS TO OUR 2005 STOCK Mgmt For For
INCENTIVE PLAN
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP
- --------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933071374
- --------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: GDP
ISIN: US3824104059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY GOODRICH Mgmt Withheld Against
PATRICK E. MALLOY, III Mgmt For For
MICHAEL J. PERDUE Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 933082707
- --------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 12-Jun-2009
Ticker: HMSY
ISIN: US40425J1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. MILLER III Mgmt For For
WILLIAM W. NEAL Mgmt For For
ELLEN A. RUDNICK Mgmt Withheld Against
MICHAEL A. STOCKER Mgmt Withheld Against
RICHARD H. STOWE Mgmt For For
02 APPROVAL OF THE PROPOSED AMENDMENT TO THE 2006 Mgmt For For
STOCK PLAN.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
INTERWOVEN, INC. Agenda Number: 932998529
- --------------------------------------------------------------------------------------------------------------------------
Security: 46114T508
Meeting Type: Special
Meeting Date: 11-Mar-2009
Ticker: IWOV
ISIN: US46114T5083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 22, 2009, AMONG AUTONOMY CORPORATION
PLC, MILAN ACQUISITION CORP., A WHOLLY-OWNED
SUBSIDIARY OF AUTONOMY CORPORATION PLC AND
INTERWOVEN (THE "MERGER AGREEMENT").
02 TO VOTE TO ADJOURN THE SPECIAL MEETING AND ANY Mgmt For For
ADJOURNED OR POSTPONED SESSION OF THE SPECIAL
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. Agenda Number: 933082024
- --------------------------------------------------------------------------------------------------------------------------
Security: 46126P106
Meeting Type: Annual
Meeting Date: 18-Jun-2009
Ticker: IMA
ISIN: US46126P1066
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CAROL R. GOLDBERG Mgmt For For
JAMES ROOSEVELT, JR. Mgmt For For
RON ZWANZIGER Mgmt For For
2 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES Mgmt For For
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE INVERNESS MEDICAL INNOVATIONS, INC. 2001
STOCK OPTION AND INCENTIVE PLAN BY 1,000,000,
FROM 11,074,081 TO 12,074,081.
3 APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES Mgmt For For
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE INVERNESS MEDICAL INNOVATIONS, INC. 2001
EMPLOYEE STOCK PURCHASE PLAN BY 1,000,000,
FROM 1,000,000 TO 2,000,000.
4 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933053821
- --------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: IPCM
ISIN: US44984A1051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK J. BROOKS Mgmt For For
WOODRIN GROSSMAN Mgmt Withheld Against
R. JEFFREY TAYLOR Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933069076
- --------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: IPGP
ISIN: US44980X1090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SHCHERBAKOV PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
JOHN H. DALTON Mgmt Withheld Against
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
WILLIAM F. KRUPKE PH.D. Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF IPG PHOTONICS CORPORATION FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
KBW, INC. Agenda Number: 933073431
- --------------------------------------------------------------------------------------------------------------------------
Security: 482423100
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: KBW
ISIN: US4824231009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN G. DUFFY Mgmt For For
DANIEL M. HEALY Mgmt For For
MICHAEL J. ZIMMERMAN Mgmt For For
02 APPROVAL OF THE KBW, INC. 2009 INCENTIVE COMPENSATION Mgmt Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933027713
- --------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 11-May-2009
Ticker: LKQX
ISIN: US5018892084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. CLINTON ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt Against Against
1C ELECTION OF DIRECTOR: DONALD F. FLYNN Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN F. FLYNN Mgmt For For
1E ELECTION OF DIRECTOR: RONALD G. FOSTER Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL M. MEISTER Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, IV Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY IN 2009.
- --------------------------------------------------------------------------------------------------------------------------
NALCO HOLDING COMPANY Agenda Number: 933012887
- --------------------------------------------------------------------------------------------------------------------------
Security: 62985Q101
Meeting Type: Annual
Meeting Date: 01-May-2009
Ticker: NLC
ISIN: US62985Q1013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. ERIK FYRWALD Mgmt For For
RICHARD B. MARCHESE Mgmt For For
PAUL J. NORRIS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL INTERSTATE CORPORATION Agenda Number: 933029109
- --------------------------------------------------------------------------------------------------------------------------
Security: 63654U100
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: NATL
ISIN: US63654U1007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.E. (JEFF) CONSOLINO Mgmt For For
THEODORE H. ELLIOTT, JR Mgmt For For
GARY J. GRUBER Mgmt For For
DONALD D. LARSON Mgmt For For
02 APPROVAL OF THE NATIONAL INTERSTATE CORPORATION Mgmt For For
LONG TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
NEUTRAL TANDEM, INC. Agenda Number: 933071843
- --------------------------------------------------------------------------------------------------------------------------
Security: 64128B108
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: TNDM
ISIN: US64128B1089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RIAN J. WREN Mgmt For For
JAMES P. HYNES Mgmt For For
DIXON R. DOLL Mgmt For For
PETER J. BARRIS Mgmt For For
ROBERT C. HAWK Mgmt Withheld Against
LAWRENCE M. INGENERI Mgmt For For
G. EDWARD EVANS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS NEUTRAL TANDEM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
OMNITURE, INC. Agenda Number: 933055572
- --------------------------------------------------------------------------------------------------------------------------
Security: 68212S109
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: OMTR
ISIN: US68212S1096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANA L. EVAN Mgmt For For
JOSHUA G. JAMES Mgmt For For
RORY T. O'DRISCOLL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER
31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PENFORD CORPORATION Agenda Number: 932985205
- --------------------------------------------------------------------------------------------------------------------------
Security: 707051108
Meeting Type: Annual
Meeting Date: 26-Jan-2009
Ticker: PENX
ISIN: US7070511081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. RANDOLPH DEVENING Mgmt Withheld Against
PAUL H. HATFIELD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
PHASE FORWARD INCORPORATED Agenda Number: 933045141
- --------------------------------------------------------------------------------------------------------------------------
Security: 71721R406
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: PFWD
ISIN: US71721R4065
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT K. WEILER Mgmt For For
PAUL A. BLEICHER Mgmt For For
AXEL BICHARA Mgmt For For
RICHARD A. D'AMORE Mgmt For For
GARY E. HAROIAN Mgmt For For
PAUL G. JOUBERT Mgmt For For
KENNETH I. KAITIN Mgmt For For
DENNIS R. SHAUGHNESSY Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt Against Against
2004 STOCK OPTION AND INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 933009397
- --------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PNFP
ISIN: US72346Q1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ED C. LOUGHRY, JR. Mgmt For For
REESE L. SMITH, III Mgmt For For
COLLEEN CONWAY-WELCH Mgmt For For
DALE W. POLLEY Mgmt For For
M. TERRY TURNER Mgmt For For
02 TO APPROVE AN AMENDMENT TO PINNACLE'S 2004 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF PINNACLE COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 750,000 SHARES.
03 TO RATIFY THE USE OF THE PERFORMANCE MEASURES Mgmt For For
IN PINNACLE'S 2004 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS PINNACLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
05 TO APPROVE PINNACLE'S EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AND PROCEDURES IN ACCORDANCE WITH
RECENTLY ENACTED "SAY ON PAY" REGULATIONS OF
THE AMERICAN RECOVERY AND REINVESTMENT ACT
OF 2009.
- --------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 933065206
- --------------------------------------------------------------------------------------------------------------------------
Security: 73172K104
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: PLCM
ISIN: US73172K1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. HAGERTY Mgmt For For
MICHAEL R. KOUREY Mgmt Withheld Against
BETSY S. ATKINS Mgmt For For
DAVID G. DEWALT Mgmt For For
JOHN A. KELLEY, JR. Mgmt For For
D. SCOTT MERCER Mgmt For For
WILLIAM A. OWENS Mgmt For For
KEVIN T. PARKER Mgmt For For
02 TO APPROVE AMENDMENTS TO POLYCOM'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN AND 1996 STOCK INCENTIVE PLAN,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
RADIANT SYSTEMS, INC. Agenda Number: 933065826
- --------------------------------------------------------------------------------------------------------------------------
Security: 75025N102
Meeting Type: Annual
Meeting Date: 03-Jun-2009
Ticker: RADS
ISIN: US75025N1028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM A. CLEMENT, JR. Mgmt Withheld Against
ALON GOREN Mgmt For For
2 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENTS
OR POSTPONEMENTS THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
RISKMETRICS GROUP, INC. Agenda Number: 933082531
- --------------------------------------------------------------------------------------------------------------------------
Security: 767735103
Meeting Type: Annual
Meeting Date: 16-Jun-2009
Ticker: RMG
ISIN: US7677351030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ETHAN BERMAN Mgmt For For
1B ELECTION OF DIRECTOR: LOVIDA COLEMAN, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PHILIP DUFF Mgmt Against Against
1D ELECTION OF DIRECTOR: STEPHANIE HANBURY-BROWN Mgmt For For
1E ELECTION OF DIRECTOR: RENE KERN Mgmt For For
1F ELECTION OF DIRECTOR: CHRISTOPHER MITCHELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK NOONAN Mgmt For For
1H ELECTION OF DIRECTOR: LYNN SHARP PAINE Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS RENYI Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN THIEKE Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT TRUDEAU Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
YEAR ENDING DECEMBER 31, 2009.
3 TO RATIFY AND APPROVE THE AMENDMENTS TO THE Mgmt For For
COMPANY'S 2007 OMNIBUS INCENTIVE COMPENSATION
PLAN.
4A RESOLVED THAT THE SHAREHOLDERS APPROVE THE COMPANY'S Mgmt For For
OVERALL EXECUTIVE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES
4B RESOLVED THAT SHAREHOLDERS APPROVE THE COMPENSATION Mgmt For For
DECISIONS MADE BY THE BOARD WITH REGARD TO
NEO PERFORMANCE IN 2008
- --------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933008458
- --------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 22-Apr-2009
Ticker: SBNY
ISIN: US82669G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHRYN A. BYRNE Mgmt For For
ALFONSE M. D'AMATO Mgmt For For
JEFFREY W. MESHEL Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933032168
- --------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: SIVB
ISIN: US78486Q1013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. "PETE" HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JAMES R. PORTER Mgmt For For
MICHAELA K. RODENO Mgmt For For
KEN P. WILCOX Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
SYMMETRY MEDICAL INC. Agenda Number: 933085260
- --------------------------------------------------------------------------------------------------------------------------
Security: 871546206
Meeting Type: Annual
Meeting Date: 22-Jun-2009
Ticker: SMA
ISIN: US8715462060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN S. KRELLE Mgmt For For
THOMAS E. CHORMAN Mgmt For For
ROBERT G. DEUSTER Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 2, 2010.
3 TO APPROVE SYMMETRY MEDICAL INC.'S AMENDMENT Mgmt For For
NO. 1 TO THE AMENDED AND RESTATED 2004 EQUITY
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SYNCHRONOSS TECHNOLOGIES, INC. Agenda Number: 933046472
- --------------------------------------------------------------------------------------------------------------------------
Security: 87157B103
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: SNCR
ISIN: US87157B1035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CADOGAN Mgmt For For
STEPHEN G. WALDIS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
TECHWELL, INC. Agenda Number: 933077631
- --------------------------------------------------------------------------------------------------------------------------
Security: 87874D101
Meeting Type: Annual
Meeting Date: 16-Jun-2009
Ticker: TWLL
ISIN: US87874D1019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FUMIHIRO KOZATO Mgmt For For
ROBERT D. COCHRAN Mgmt For For
RICHARD H. KIMBALL Mgmt Withheld Against
DR. C. J. KOOMEN Mgmt For For
JUSTINE LIEN Mgmt For For
DR. PHILLIP SALSBURY Mgmt For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF TECHWELL, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
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TRACTOR SUPPLY COMPANY Agenda Number: 933023359
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Security: 892356106
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: TSCO
ISIN: US8923561067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
WILLIAM BASS Mgmt For For
JACK C. BINGLEMAN Mgmt For For
S.P. BRAUD Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GERARD E. JONES Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
2 TO APPROVE THE 2009 STOCK INCENTIVE PLAN. Mgmt For For
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 26,
2009.
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ULTA SALON, COSMETICS & FRAGRANCE, INC Agenda Number: 933084179
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Security: 90384S303
Meeting Type: Annual
Meeting Date: 17-Jun-2009
Ticker: ULTA
ISIN: US90384S3031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERVE J.F. DEFFOREY Mgmt For For
ROBERT F. DIROMUALDO Mgmt For For
LORNA E. NAGLER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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ZOLL MEDICAL CORPORATION Agenda Number: 932985849
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Security: 989922109
Meeting Type: Annual
Meeting Date: 20-Jan-2009
Ticker: ZOLL
ISIN: US9899221090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS M. CLAFLIN, II Mgmt Withheld Against
RICHARD A. PACKER Mgmt Withheld Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED 2006 NON-EMPLOYEE DIRECTOR
STOCK OPTION PLAN.
04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 27, 2009.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Equity Trust
By (Signature) /s/ Keith F. Hartstein
Name Keith F. Hartstein
Title President
Date 08/27/2009