UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21279
NAME OF REGISTRANT: The Merger Fund VL
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Westchester Capital Management,
Inc.
100 Summit Lake Drive
Valhalla, NY 10595
NAME AND ADDRESS OF AGENT FOR SERVICE: Frederick W. Green
The Merger Fund VL
100 Summit Lake Drive
Valhalla, NY 10595
REGISTRANT'S TELEPHONE NUMBER: 914-741-5600
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
THE MERGER FUND VL
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3COM CORPORATION Agenda Number: 933176554
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Security: 885535104
Meeting Type: Special
Meeting Date: 26-Jan-2010
Ticker: COMS
ISIN: US8855351040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF MERGER AGREEMENT. TO ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF NOVEMBER 11,
2009, BY AND AMONG HEWLETT-PACKARD COMPANY,
COLORADO ACQUISITION CORPORATION, A WHOLLY-OWNED
SUBSIDIARY OF HEWLETT-PACKARD COMPANY, AND
3COM CORPORATION.
02 ADJOURNMENT OF THE SPECIAL MEETING. TO APPROVE Mgmt For For
THE ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
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ABB GRAIN LTD Agenda Number: 702060221
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Security: Q0010P104
Meeting Type: OGM
Meeting Date: 09-Sep-2009
Ticker:
ISIN: AU000000ABB9
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approve, subject to approval by the Court of Mgmt For For
the Scheme of Arrangement between ABB Grain
and the ABB Grain shareholders as more as specified,
Article 5.5, 5.6 and 5.7 of the ABB Grain Constitution
be deleted, with effect from the effective
date
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ABB GRAIN LTD Agenda Number: 702062186
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Security: Q0010P104
Meeting Type: SCH
Meeting Date: 09-Sep-2009
Ticker:
ISIN: AU000000ABB9
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, pursuant to and in accordance with Mgmt For For
Section 411 of the Corporations Act, the scheme
of arrangement proposed to be entered into
between ABB Grain and the ABB Grain shareholders,
as specified, is agreed to [with or without
modification as approved by the Court]
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AFFILIATED COMPUTER SERVICES, INC. Agenda Number: 933179079
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Security: 008190100
Meeting Type: Special
Meeting Date: 05-Feb-2010
Ticker: ACS
ISIN: US0081901003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS Mgmt For For
AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT
AND PLAN OF MERGER DATED AS OF DECEMBER 13,
2009, AMONG XEROX CORPORATION ("XEROX"), BOULDER
ACQUISITION CORP., A DELAWARE CORPORATION AND
A DIRECT WHOLLY OWNED SUBSIDIARY OF XEROX,
AND AFFILIATED COMPUTER SERVICES, INC.("ACS"),
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE ACS SPECIAL Mgmt For For
MEETING (IF NECESSARY OR APPROPRIATE, INCLUDING
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT).
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ALCON, INC. Agenda Number: 933270441
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Security: H01301102
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: ACL
ISIN: CH0013826497
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Mgmt For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL
YEAR 2009
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
FOR THE FINANCIAL YEAR 2009
04 ELECTION OF KPMG AG, ZUG, AUDITORS Mgmt For For
05 ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS Mgmt For For
06 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
7A ELECTION OF DIRECTOR: WERNER BAUER Mgmt For For
7B ELECTION OF DIRECTOR: FRANCISCO CASTANER Mgmt For For
7C ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK Mgmt For For
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ALLEGHENY ENERGY, INC. Agenda Number: 933213972
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Security: 017361106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: AYE
ISIN: US0173611064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. FURLONG BALDWIN Mgmt For For
1B ELECTION OF DIRECTOR: ELEANOR BAUM Mgmt For For
1C ELECTION OF DIRECTOR: PAUL J. EVANSON Mgmt For For
1D ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. Mgmt For For
1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: TED J. KLEISNER Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN H. RICE Mgmt For For
1I ELECTION OF DIRECTOR: GUNNAR E. SARSTEN Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL H. SUTTON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2010.
03 STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
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AXA ASIA PACIFIC HOLDINGS LTD Agenda Number: 702375292
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Security: Q12354108
Meeting Type: AGM
Meeting Date: 18-May-2010
Ticker:
ISIN: AU000000AXA5
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider the financial report, Directors' Non-Voting No vote
report and Auditor's REPORT for the YE 31
DEC 2009
2.A Re-elect Richard Hugh Allert as a Director, Mgmt For For
who retires by rotation, in accordance
with Clauses 12.3, 12.4 and 12.5 of AXA APH's
Constitution
2.B Re-elect Michael Roy Butler as a Director, who Mgmt For For
retires by rotation, in accordance with
Clauses 12.3, 12.4 and 12.5 of AXA APH's Constitution
2.C Re-elect Paul Sampson as a Director, who retires Mgmt For For
by rotation, in accordance with Clauses 12.3,
12.4 and 12.5 of AXA APH's Constitution
3 Adopt the remuneration report for the YE 31 Mgmt For For
DEC 2009
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BJ SERVICES COMPANY Agenda Number: 933191809
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Security: 055482103
Meeting Type: Special
Meeting Date: 31-Mar-2010
Ticker: BJS
ISIN: US0554821035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF AUGUST 30, 2009, BY
AND AMONG BAKER HUGHES INCORPORATED, A DELAWARE
CORPORATION, BSA ACQUISITION LLC, A DELAWARE
LIMITED LIABILITY COMPANY AND A WHOLLY OWNED
SUBSIDIARY OF BAKER HUGHES INCORPORATED, AND
BJ SERVICES COMPANY, AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 TO AUTHORIZE THE BJ SERVICES COMPANY BOARD OF Mgmt For For
DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING.
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BOWNE & CO., INC. Agenda Number: 933263751
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Security: 103043105
Meeting Type: Special
Meeting Date: 26-May-2010
Ticker: BNE
ISIN: US1030431050
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Mgmt For For
AS OF FEBRUARY 23, 2010, AMONG BOWNE & CO.,
INC., R. R. DONNELLEY & SONS COMPANY, AND SNOOPY
ACQUISITION, INC., AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
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BRINK'S HOME SECURITY HOLDINGS, INC. Agenda Number: 933240450
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Security: 109699108
Meeting Type: Special
Meeting Date: 12-May-2010
Ticker: CFL
ISIN: US1096991088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE (A) THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
BY AND AMONG BRINK'S HOME SECURITY HOLDINGS,
INC., TYCO INTERNATIONAL LTD., BARRICADE MERGER
SUB, INC., ADT SECURITY SERVICES, INC., (B)
THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT
(THE "MERGER"); AND (C) THE PLAN OF MERGER
THAT MEETS THE REQUIREMENTS OF SECTION 13.1-716
OF THE VIRGINIA STOCK CORPORATION ACT.
02 CONSIDER AND VOTE UPON ANY PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING TO A LATER DATE OR TIME,
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE IS AN INSUFFICIENT NUMBER
OF VOTES AT THE TIME OF SUCH ADJOURNMENT TO
APPROVE THE MERGER AGREEMENT, THE MERGER AND
THE PLAN.
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BURLINGTON NORTHERN SANTA FE CORPORATION Agenda Number: 933179106
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Security: 12189T104
Meeting Type: Special
Meeting Date: 11-Feb-2010
Ticker: BNI
ISIN: US12189T1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE
HATHWAY INC., R ACQUISITION COMPANY, LLC AND
BURLINGTON NORTHERN SANTA FE CORPORATION, AS
IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT").
02 ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO ANOTHER TIME AND/OR PLACE FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT,
IF NECESSARY.
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CABLEVISION SYSTEMS CORPORATION Agenda Number: 933233772
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Security: 12686C109
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: CVC
ISIN: US12686C1099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ZACHARY W. CARTER Mgmt For For
THOMAS V. REIFENHEISER Mgmt For For
JOHN R. RYAN Mgmt For For
VINCENT TESE Mgmt For For
LEONARD TOW Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2010.
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CC MEDIA HOLDINGS INC Agenda Number: 933267292
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Security: 12502P102
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: CCMO
ISIN: US12502P1021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID C. ABRAMS Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN W. BARNES Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES A. BRIZIUS Mgmt For For
1E ELECTION OF DIRECTOR: JOHN P. CONNAUGHTON Mgmt For For
1F ELECTION OF DIRECTOR: BLAIR E. HENDRIX Mgmt For For
1G ELECTION OF DIRECTOR: JONATHON S. JACOBSON Mgmt For For
1H ELECTION OF DIRECTOR: IAN K. LORING Mgmt For For
1I ELECTION OF DIRECTOR: MARK P. MAYS Mgmt For For
1J ELECTION OF DIRECTOR: RANDALL T. MAYS Mgmt For For
1K ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1L ELECTION OF DIRECTOR: KENT R. WELDON Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
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CENTEX CORPORATION Agenda Number: 933124339
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Security: 152312104
Meeting Type: Special
Meeting Date: 18-Aug-2009
Ticker: CTX
ISIN: US1523121044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Mgmt For For
THE AGREEMENT AND PLAN OF MERGER DATED AS OF
APRIL 7, 2009, BY AND AMONG PULTE HOMES, INC.,
A WHOLLY-OWNED SUBSIDIARY OF PULTE AND CENTEX.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF THE FOREGOING.
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CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933233582
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Security: 125269100
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: CF
ISIN: US1252691001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. ARZBAECHER Mgmt For For
EDWARD A. SCHMITT Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS CF INDUSTRIES Mgmt For For
HOLDINGS, INC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
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DATA DOMAIN, INC. Agenda Number: 933112815
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Security: 23767P109
Meeting Type: Annual
Meeting Date: 02-Jul-2009
Ticker: DDUP
ISIN: US23767P1093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. BERNAL Mgmt For For
ANEEL BHUSRI Mgmt For For
JEFFREY A. MILLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
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DYNCORP INTERNATIONAL INC. Agenda Number: 933289844
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Security: 26817C101
Meeting Type: Special
Meeting Date: 29-Jun-2010
Ticker: DCP
ISIN: US26817C1018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF APRIL 11, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG DYNCORP INTERNATIONAL
INC., DELTA TUCKER HOLDINGS, INC. AND DELTA
TUCKER SUB, INC. (THE "AGREEMENT AND PLAN OF
MERGER").
02 TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO CONSTITUTE A QUORUM
OR TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
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EMULEX CORPORATION Agenda Number: 933112411
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Security: 292475209
Meeting Type: Consent
Meeting Date: 10-Jul-2009
Ticker: ELX
ISIN: US2924752098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AMEND SECTION 2.3 OF THE AMENDED AND RESTATED Mgmt For *
BYLAWS OF THE COMPANY (THE "BYLAWS")TO AUTHORIZE
STOCKHOLDERS WHO OWN, INDIVIDUALLY OR IN THE
AGGREGATE, 10% OR MORE OF THE COMPANY'S ISSUED
AND OUTSTANDING SHARES TO CALL A SPECIAL MEETING
OF STOCKHOLDERS , AS SET FORTH IN "ADDITIONAL
INFORMATION REGARDING THE PROPOSALS".
02 EACH OF THE UNDERSIGNED HEREBY APPOINTS AND Mgmt For *
CONSTITUTES EACH OF ERIC BRANDT AND ARTHUR
CHONG (THE "DESIGNATED AGENTS"). ACTING SEVERALLY
OR JOINTLY AND EACH WITH FULL POWER OF SUBSTITUTION.
THE PROXIES AND AGENTS OF THE UNDERSIGNED TO
REPRESENT THE UNDERSIGNED AND ALL SHARES HELD
BY THE UNDERSIGNED, AS MORE FULLY DESCRIBED
IN THE CONSENT STATEMENT.
03 AMEND THE ADVANCE NOTICE BYLAW IN SECTION 3.18 Mgmt For *
OF THE BYLAWS TO LIMIT ITS APPLICATION TO STOCKHOLDER
NOMINATIONS FOR ELECTIONS TO THE BOARD AT ANNUAL
MEETINGS OF THE STOCKHOLDERS, AS SET FORTH
IN "ADDITIONAL INFORMATION REGARDING THE PROPOSALS".
04 AMEND SECTION 2.7 OF THE BYLAWS TO REQUIRE THE Mgmt For *
BOARD TO FIX A RECORD DATE FOR ANY SPECIAL
MEETING OF STOCKHOLDERS CALLED IN RESPONSE
TO THE WRITTEN REQUEST OF ONE OR MORE STOCKHOLDER(S)
WITHIN TEN DAYS OF RECEIPT OF SUCH REQUEST,
AS SET FORTH IN " ADDITIONAL INFORMATION REGARDING
THE PROPOSALS".
05 REPEAL ANY AMENDMENTS TO THE BYLAWS ADOPTED Mgmt For *
BY THE BOARD ON OR AFTER JANUARY 15, 2009.
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ENCANA CORPORATION Agenda Number: 933159990
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Security: 292505104
Meeting Type: Special
Meeting Date: 25-Nov-2009
Ticker: ECA
ISIN: CA2925051047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS SET FORTH IN APPENDIX "A" TO THE ACCOMPANYING
INFORMATION CIRCULAR, APPROVING AN ARRANGEMENT
PURSUANT TO SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT PURSUANT TO WHICH, AMONG OTHER
THINGS, COMMON SHAREHOLDERS OF ENCANA WILL
RECEIVE ONE NEW COMMON SHARE IN ENCANA AND
ONE COMMON SHARE IN A NEW PUBLIC COMPANY CALLED
"CENOVUS ENERGY INC." IN EXCHANGE FOR EACH
COMMON SHARE OF ENCANA HELD.
02 AN ORDINARY RESOLUTION RATIFYING AND APPROVING Mgmt For For
AN EMPLOYEE STOCK OPTION PLAN FOR CENOVUS ENERGY
INC.
03 AN ORDINARY RESOLUTION RATIFYING AND APPROVING Mgmt Against Against
A SHAREHOLDER RIGHTS PLAN FOR CENOVUS ENERGY
INC.
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ENCORE ACQUISITION COMPANY Agenda Number: 933189765
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Security: 29255W100
Meeting Type: Special
Meeting Date: 09-Mar-2010
Ticker: EAC
ISIN: US29255W1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Mgmt For For
OCTOBER 31, 2009, BY AND BETWEEN DENBURY RESOURCES
INC. AND ENCORE ACQUISITION COMPANY.
02 ADJOURN THE SPECIAL MEETING OF STOCKHOLDERS, Mgmt For For
IF NECESSARY OR APPROPRIATE TO PERMIT THE SOLICITATION
OF ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
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FELIX RESOURCES LTD Agenda Number: 702104186
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Security: Q37592104
Meeting Type: AGM
Meeting Date: 30-Oct-2009
Ticker:
ISIN: AU000000FLX1
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Receive the financial report of the Company Non-Voting No vote
and the consolidated entity together with the
Directors' report and the Auditors' report
for the YE 30 JUN 2009
1. Adopt, for the purpose of Section 250R of the Mgmt For For
Corporations Act and for all other purposes,
the remuneration report for the period ended
30 JUN 2009
2. Re-elect Mr. Vince O'Rourke as a Director of Mgmt For For
the Company, who retires by rotation in accordance
with Rule 81(1) of the Company's Constitution
3. Appoint, subject to the consent of the Australian Mgmt For For
Securities & Investments Commission to the
current Auditor resigning, BDO Kendalls Audit
& Assurance [QLD] Pty Ltd, in accordance with
Section 328B(1) of the Corporation Act 2001,
as the Auditor of the Company
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FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 933229658
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Security: 344419106
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: FMX
ISIN: US3444191064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PRESENTATION, DISCUSSION AND AS APPLICABLE APPROVAL Mgmt For
OF A PROPOSAL TO EXCHANGE 100% OF THE SHARES
OF THE BEER OPERATIONS OWNED BY FOMENTO ECONOMICO
MEXICANO, S.A.B DE C.V. AND/OR ITS SUBSIDIARIES
IN EXCHANGE FOR AN INTEREST IN HEINEKEN HOLDING
N.V. AND HEINEKEN N.V.
02 REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO Mgmt For
ECONOMICO MEXICANO, S.A.B. DE C.V.
03 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX Mgmt For
OBLIGATIONS.
04 APPLICATION OF THE RESULTS FOR THE 2009 FISCAL Mgmt For
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND.
05 PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT Mgmt For
OF RESOURCES TO BE USED FOR THE SHARE REPURCHASE
PROGRAM, THE AMOUNT OF $3,000,000,000.00 MEXICAN
PESOS.
06 ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD Mgmt For
OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE.
07 ELECTION OF THE MEMBERS OF THE FOLLOWING COMMITTEES: Mgmt For
(I) FINANCE AND PLANNING, (II) AUDIT, AND (III)
CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE
CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR
REMUNERATION
08 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Mgmt For
FORMALIZATION OF THE MEETING'S RESOLUTION.
09 READING AND, IF APPLICABLE, APPROVAL OF THE Mgmt For
MINUTES.
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FOUNDATION COAL HOLDINGS, INC. Agenda Number: 933118653
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Security: 35039W100
Meeting Type: Special
Meeting Date: 31-Jul-2009
Ticker: FCL
ISIN: US35039W1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 11, 2009, BETWEEN ALPHA NATURAL
RESOURCES, INC. AND FOUNDATION COAL HOLDINGS,
INC., AS DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS,
DATED JUNE 24, 2009 (PURSUANT TO WHICH ALPHA
NATURAL RESOURCES, INC. WILL MERGE WITH AND
INTO FOUNDATION COAL HOLDINGS, INC.).
02 APPROVE ADJOURNMENTS OF THE FOUNDATION COAL Mgmt For For
HOLDINGS, INC. SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE FOUNDATION COAL HOLDINGS,
INC. SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
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GHL ACQUISITION CORP Agenda Number: 933142212
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Security: 36172H108
Meeting Type: Special
Meeting Date: 23-Sep-2009
Ticker: GHQ
ISIN: US36172H1086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE OUR ACQUISITION OF IRIDIUM HOLDINGS Mgmt No vote
LLC ("IRIDIUM HOLDINGS") PURSUANT TO THE TRANSACTION
AGREEMENT DATED AS OF SEPTEMBER 22, 2008 AMONG
GHQ, IRIDIUM HOLDINGS AND THE SELLERS LISTED
THEREIN, AS AMENDED ON APRIL 28, 2009 ("TRANSACTION
AGREEMENT") AND THE TRANSACTIONS CONTEMPLATED
BY THE TRANSACTION AGREEMENT (THE "ACQUISITION
PROPOSAL").
1A IF YOU HAVE VOTED "AGAINST" PROPOSAL 1 AND ARE Mgmt No vote
EXERCISING YOUR CONVERSION RIGHTS, YOU MUST
CHECK THE "AGAINST" BOX AND FOLLOW THE INSTRUCTIONS
DESCRIBED IN THE MATERIALS.
02 TO APPROVE AN AMENDMENT TO GHQ'S CERTIFICATE Mgmt No vote
OF INC. TO (I) CHANGE THE NAME OF GHQ FROM
GHL ACQUISITION CORP. TO "IRIDIUM COMMUNICATIONS
INC."; (II) PERMIT GHQ'S CONTINUED EXISTENCE
AFTER FEBRUARY 14, 2010; (III) INCREASE THE
NUMBER OF GHQ'S AUTHORIZED SHARES OF COMMON
STOCK AND PREFERRED STOCK; AND (IV) ELIMINATE
THE DIFFERENT CLASSES OF GHQ'S BOARD OF DIRECTORS.
03 TO APPROVE THE ISSUANCE OF SHARES OF OUR COMMON Mgmt No vote
STOCK IN THE ACQUISITION AND RELATED TRANSACTIONS
THAT WOULD RESULT IN AN INCREASE IN OUR OUTSTANDING
COMMON STOCK BY MORE THAN 20%.
04 TO ADOPT THE PROPOSED STOCK INCENTIVE PLAN, Mgmt No vote
TO BE EFFECTIVE UPON COMPLETION OF THE ACQUISITION.
05 TO CONSIDER THE VOTE UPON A PROPOSAL TO ADJOURN Mgmt No vote
THE SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
HARVEST ENERGY TR Agenda Number: 702158975
- --------------------------------------------------------------------------------------------------------------------------
Security: 41752X101
Meeting Type: SGM
Meeting Date: 15-Dec-2009
Ticker:
ISIN: CA41752X1015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE ''IN FAVOR" OR "AGAINST" FOR RESOLUTION
"1". THANK YOU.
S.1 Approve a plan of arrangement under Section Mgmt For For
193 of the Business Corporations Act [Alberta]
[the "Arrangement"], as specified
2. Transact such other business Non-Voting No vote
- --------------------------------------------------------------------------------------------------------------------------
HARVEST ENERGY TRUST Agenda Number: 933167137
- --------------------------------------------------------------------------------------------------------------------------
Security: 41752X101
Meeting Type: Special
Meeting Date: 15-Dec-2009
Ticker: HTE
ISIN: CA41752X1015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS SET FORTH IN APPENDIX A TO THE INFORMATION
CIRCULAR AND PROXY STATEMENT OF THE TRUST (THE
"INFORMATION CIRCULAR"), TO APPROVE AN ARRANGEMENT
UNDER SECTION 193 OF THE BUSINESS CORPORATIONS
ACT (ALBERTA), ALL AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR.
- --------------------------------------------------------------------------------------------------------------------------
HICKS ACQUISITION CO I INC Agenda Number: 933145585
- --------------------------------------------------------------------------------------------------------------------------
Security: 429086309
Meeting Type: Special
Meeting Date: 25-Sep-2009
Ticker: TOH
ISIN: US4290863095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH B. ARMES* Mgmt For For
WILLIAM A. MONTGOMERY* Mgmt For For
BRIAN MULRONEY** Mgmt For For
WILLIAM H. CUNNINGHAM** Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR ITS PERPETUAL EXISTENCE.
03 APPROVAL OF AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT A BUSINESS COMBINATION WITH AN ENTITY
ENGAGED IN THE ENERGY INDUSTRY AS ITS PRINCIPAL
BUSINESS.
04 APPROVAL OF ADOPTION OF THE PURCHASE AND IPO Mgmt For For
REORGANIZATION AGREEMENT, BY AND AMONG THE
COMPANY, RESOLUTE ENERGY CORPORATION, RESOLUTE
SUBSIDIARY CORPORATION, RESOLUTE ANETH, LLC,
RESOLUTE HOLDINGS, LLC, RESOLUTE HOLDINGS SUB,
LLC AND HH-HACI, L.P., AND THE TRANSACTIONS
CONTEMPLATED THEREBY.
4A IF YOU HAVE VOTED "AGAINST" PROPOSAL 4 AND ARE Mgmt No Action
EXERCISING YOUR CONVERSION RIGHTS, YOU MUST
CHECK THE "AGAINST" BOX AND FOLLOW THE INSTRUCTIONS
DESCRIBED IN THE MATERIALS.
5 APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
IN LIEU OF THE 2009 ANNUAL MEETING OF COMPANY
STOCKHOLDERS.
- --------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933146943
- --------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 04-Nov-2009
Ticker: HUN
ISIN: US4470111075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PETER R. HUNTSMAN Mgmt For For
WAYNE A. REAUD Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2009.
3 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
HUNTSMAN STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933216031
- --------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: HUN
ISIN: US4470111075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NOLAN D ARCHIBALD Mgmt For For
H WILLIAM LICHTENBERGER Mgmt For For
M ANTHONY BURNS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD Agenda Number: 702305283
- --------------------------------------------------------------------------------------------------------------------------
Security: G46714104
Meeting Type: EGM
Meeting Date: 12-May-2010
Ticker:
ISIN: KYG467141043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE ''IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS.
THANK YOU.
S.1 Approve, for the purposes of giving effect to Mgmt For For
the scheme of arrangement dated 15 MAR 2010
[the "Scheme of Arrangement"] between the Company
and the holders of the Scheme Shares [as defined
in the Scheme of Arrangement] in the form of
the print thereof, which has been produced
to this meeting and for the purposes of identification
signed by the chairman of this meeting, or
in such other form and on such terms and conditions
as may be approved or imposed by the Grand
Court of the Cayman Islands, on the Effective
Date [as specified in the Scheme of Arrangement]
the issued share capital of the Company shall
be reduced by the cancellation and extinguishment
of the Scheme Shares [as defined in the Scheme
of Arrangement]; and authorize the Directors
of the Company to do all acts and things considered
by them to be necessary or desirable in connection
with the implementation of the Scheme of Arrangement
and the consequent reduction of capital, including
[without limitation] giving consent to any
modification of, or addition to, the Scheme
of Arrangement or the reduction of capital
which the Grand Court of the Cayman Islands
may see fit to impose
2. Approve, subject to and immediately following Mgmt For For
the cancellation and extinguishment of the
Scheme Shares taking effect, the share capital
of the Company shall be restored to its former
amount by allotting and issuing to Hutchison
Telecommunications Holdings Limited, credited
as fully paid at par, the same number of shares
as the number of Scheme Shares cancelled and
extinguished; and the credit arising in the
books of account of the Company consequent
upon the reduction of its issued share capital
resulting from the cancellation and extinguishment
of the Scheme Shares shall be applied in paying
up in full at par the shares allotted and issued
to Hutchison Telecommunications Holdings Limited,
pursuant to Paragraph [i] above
- --------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD Agenda Number: 702308986
- --------------------------------------------------------------------------------------------------------------------------
Security: G46714104
Meeting Type: CRT
Meeting Date: 12-May-2010
Ticker:
ISIN: KYG467141043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve with or with out modifications, a scheme Mgmt For For
of arrangements [the scheme of arrangement]
proposed to be made between Hutchison Telecommunications
International Limited [the Company] and the
Scheme shareholder
PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting No vote
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED Agenda Number: 933180820
- --------------------------------------------------------------------------------------------------------------------------
Security: 449934108
Meeting Type: Special
Meeting Date: 08-Feb-2010
Ticker: RX
ISIN: US4499341083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF NOVEMBER 5, 2009, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG IMS HEALTH
INCORPORATED, HEALTHCARE TECHNOLOGY HOLDINGS,
INC. AND HEALTHCARE TECHNOLOGY ACQUISITION,
INC.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------------------------------------------------
INFIGEN ENERGY Agenda Number: 702129950
- --------------------------------------------------------------------------------------------------------------------------
Security: Q4934M106
Meeting Type: AGM
Meeting Date: 25-Nov-2009
Ticker:
ISIN: AU000000IFN8
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and consider the combined consolidated Non-Voting No vote
financial report of IFN and the separate financial
report of the Trust, as well as the respective
reports of the Directors and Auditor for the
YE 30 JUN 2009
2. Adopt the remuneration report for the YE 30 Mgmt No vote
JUN 2009 and the remuneration report is specified
in the Directors' report included within the
IFN annual report 2009
3. Re-elect Michael Hutchinson as a Director and Mgmt No vote
Foreign Company, in accordance with Article
10.8 of the Constitution of the Company and
Bye-law 12.8 of the Bye-Laws of the Foreign
Company
4. Re-appoint PricewaterhouseCoopers, being the Mgmt No vote
current Auditor of the Foreign Company, as
the Auditors of the Foreign Company to hold
office until the close of the next AGM of the
Foreign Company at a fee to be determined by
the Directors
- --------------------------------------------------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION Agenda Number: 933245157
- --------------------------------------------------------------------------------------------------------------------------
Security: 45840J107
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: IDC
ISIN: US45840J1079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND L. D'ARCY Mgmt For For
MYRA R. DRUCKER Mgmt For For
RONA A. FAIRHEAD Mgmt For For
DONALD P. GREENBERG Mgmt For For
CASPAR J.A. HOBBS Mgmt For For
PHILIP J. HOFFMAN Mgmt For For
DONALD C. KILBURN Mgmt For For
ROBERT C. LAMB JR. Mgmt For For
VICTOR R. SIMONE, JR. Mgmt For For
LUKE SWANSON Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
IPC HOLDINGS, LTD. Agenda Number: 933130560
- --------------------------------------------------------------------------------------------------------------------------
Security: G4933P101
Meeting Type: Special
Meeting Date: 04-Sep-2009
Ticker: IPCR
ISIN: BMG4933P1014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS TO Mgmt For For
REDUCE THE SHAREHOLDER VOTE REQUIRED TO APPROVE
AN AMALGAMATION WITH ANY OTHER COMPANY FROM
THE AFFIRMATIVE VOTE OF THREE-FOURTHS OF THE
VOTES CAST THEREON AT A GENERAL MEETING OF
THE SHAREHOLDERS TO A SIMPLE MAJORITY, PURSUANT
TO AGREEMENT AND PLAN OF AMALGAMATION, BETWEEN
IPC, VALIDUS HOLDINGS, LTD. AND VALIDUS LTD.
02 TO ADOPT THE AMALGAMATION AGREEMENT AND APPROVE Mgmt For For
THE RESULTING AMALGAMATION.
03 TO APPROVE AN ADJOURNMENT OF THE MEETING FOR Mgmt For For
THE SOLICITATION OF ADDITIONAL IPC PROXIES
IN FAVOR OF EITHER OF THE ABOVE PROPOSALS,
IF NECESSARY.
- --------------------------------------------------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC. Agenda Number: 933262127
- --------------------------------------------------------------------------------------------------------------------------
Security: 521863308
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: LEAP
ISIN: US5218633080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. CHAPPLE Mgmt No vote
JOHN D. HARKEY, JR. Mgmt No vote
S. DOUGLAS HUTCHESON Mgmt No vote
RONALD J. KRAMER Mgmt No vote
ROBERT V. LAPENTA Mgmt No vote
MARK H. RACHESKY, M.D. Mgmt No vote
WILLIAM A. ROPER, JR. Mgmt No vote
MICHAEL B. TARGOFF Mgmt No vote
02 VOTE TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS LEAP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION Agenda Number: 933160107
- --------------------------------------------------------------------------------------------------------------------------
Security: 53071M500
Meeting Type: Special
Meeting Date: 19-Nov-2009
Ticker: LMDIA
ISIN: US53071M5004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A REDEMPTION PROPOSAL TO REDEEM A PORTION OF Mgmt For For
THE OUTSTANDING SHARES OF SERIES A LIBERTY
ENTERTAINMENT COMMON STOCK AND SERIES B LIBERTY
ENTERTAINMENT COMMON STOCK FOR ALL OF THE OUTSTANDING
SHARES OF LIBERTY ENTERTAINMENT, INC. (LEI)
(THE SPLIT-OFF).
2A A MINORITY REDEMPTION PROPOSAL TO APPROVE (I) Mgmt For For
THE SPLIT-OFF AND (II) THE TRANSACTIONS CONTEMPLATED
THEREBY (INCLUDING THE TRANSACTIONS CONTEMPLATED
BY A REORGANIZATION AGREEMENT TO BE ENTERED
INTO BETWEEN LIBERTY MEDIA AND LEI).
2B A MERGER PROPOSAL TO APPROVE (I) THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MAY 3, 2009,
AND AS AMENDED ON JULY 29, 2009 AND OCTOBER
2, 2009, BY AND AMONG LIBERTY MEDIA, LEI, DIRECTV
AND THE OTHER PARTIES NAMED THEREIN (THE MERGER
AGREEMENT) AND (II) THE TRANSACTIONS CONTEMPLATED
THEREBY.
2C A CONTRIBUTION PROPOSAL TO APPROVE (I) THE VOTING Mgmt For For
AND RIGHT OF FIRST REFUSAL AGREEMENT, DATED
AS OF MAY 3, 2009, AND AS AMENDED ON JULY 29,
2009 AND OCTOBER 2, 2009, BY AND AMONG THE
DIRECTV GROUP INC., LEI, DIRECTV, JOHN C. MALONE,
LESLIE MALONE AND CERTAIN TRUSTS IN FAVOR OF
THEIR CHILDREN, AND (II) THE TRANSACTIONS CONTEMPLATED
THEREBY.
03 AN ADJOURNMENT PROPOSAL TO AUTHORIZE THE ADJOURNMENT Mgmt For For
OF THE SPECIAL MEETING BY LIBERTY MEDIA CORPORATION
TO PERMIT FURTHER SOLICITATION OF PROXIES,
IF NECESSARY OR APPROPRIATE, IF SUFFICIENT
VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING
TO APPROVE THE TRANSACTION PROPOSALS.
- --------------------------------------------------------------------------------------------------------------------------
LION NATHAN LTD Agenda Number: 702064483
- --------------------------------------------------------------------------------------------------------------------------
Security: Q5585K109
Meeting Type: SCH
Meeting Date: 17-Sep-2009
Ticker:
ISIN: AU000000LNN6
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, in accordance with the provisions of Mgmt For For
Section 411 of the Corporation Act 2001[Cwith],
the arrangement proposed between Lion Nathan
Limited [Lion Nathan] and the holders its fully
paid ordinary shares[scheme][other than Kirin
Holdings Company Limited and its Related Bodies
Corporate] as specified and the authorize the
Board of Director of Lion Nathan to agree to
such alteration or conditions as are thought
fit by the Court implement the scheme with
any such modification or conditions, subject
to the approval of the Scheme by the Court
- --------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM HOLDINGS L.P. Agenda Number: 933128147
- --------------------------------------------------------------------------------------------------------------------------
Security: 55907R108
Meeting Type: Special
Meeting Date: 25-Sep-2009
Ticker: MGG
ISIN: US55907R1086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AGREEMENT RELATING TO SIMPLIFICATION Mgmt For For
OF CAPITAL STRUCTURE (THE "SIMPLIFICATION AGREEMENT"),
BY AND AMONG MAGELLAN MIDSTREAM PARTNERS, L.P.
("MMP"), MAGELLAN GP, LLC, MMP'S GENERAL PARTNER,
MAGELLAN MIDSTREAM HOLDINGS, L.P. ("MGG"),
AND MAGELLAN MIDSTREAM HOLDINGS GP, LLC, MGG'S
GENERAL PARTNER, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME.
02 APPROVAL TO (A) DIRECT MGG, AS THE SOLE MEMBER Mgmt For For
OF MMP'S GENERAL PARTNER, TO APPROVE MMP'S
FIFTH AMENDED AND RESTATED AGREEMENT OF LIMITED
PARTNERSHIP & ALL OTHER MATTERS UNDER SIMPLIFICATION
AGREEMENT THAT, PURSUANT TO THE LIMITED LIABILITY
COMPANY AGREEMENT OF MMP'S GENERAL PARTNER,
REQUIRE THE APPROVAL OF MGG; (B) DIRECT MMP'S
GENERAL PARTNER TO IMPLEMENT THE MATTERS ABOVE.
03 APPROVAL OF THE CONTRIBUTIONS. Mgmt For For
04 APPROVAL OF THE LIQUIDATION. Mgmt For For
05 APPROVAL OF THE ADJOURNMENT OF THE MGG SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE INSUFFICIENT VOTES IN FAVOR OF ANY OF THE
FOREGOING PROPOSALS.
- --------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERTAINMENT, INC. Agenda Number: 933172722
- --------------------------------------------------------------------------------------------------------------------------
Security: 57383T103
Meeting Type: Special
Meeting Date: 31-Dec-2009
Ticker: MVL
ISIN: US57383T1034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF AGREEMENT AND PLAN OF MERGER, AS Mgmt For For
SAME MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG THE WALT DISNEY COMPANY, A DELAWARE CORPORATION
("DISNEY"), MAVERICK ACQUISITION SUB, INC.,
A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY
OF DISNEY, MAVERICK MERGER SUB, LLC, A DELAWARE
LIMITED LIABILITY COMPANY & WHOLLY OWNED SUBSIDIARY
OF DISNEY, & MARVEL ENTERTAINMENT, INC.
02 APPROVAL OF THE PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES TO
APPROVE THE MERGER PROPOSAL AT THE TIME OF
THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933237338
- --------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MJN
ISIN: US5828391061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
02 APPROVAL OF MEAD JOHNSON NUTRITION COMPANY 2009 Mgmt For For
AMENDED AND RESTATED STOCK AWARD AND INCENTIVE
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2010.
- --------------------------------------------------------------------------------------------------------------------------
METAVANTE TECHNOLOGIES, INC. Agenda Number: 933125785
- --------------------------------------------------------------------------------------------------------------------------
Security: 591407101
Meeting Type: Special
Meeting Date: 04-Sep-2009
Ticker: MV
ISIN: US5914071015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 31, 2009, BY AND
AMONG FIDELITY NATIONAL INFORMATION SERVICES,
INC., CARS HOLDINGS, LLC, AND METAVANTE TECHNOLOGIES,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME, AND THE TRANSACTIONS IT CONTEMPLATES.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
INCLUDING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE FOREGOING
PROPOSAL.
- --------------------------------------------------------------------------------------------------------------------------
MILLIPORE CORPORATION Agenda Number: 933270249
- --------------------------------------------------------------------------------------------------------------------------
Security: 601073109
Meeting Type: Special
Meeting Date: 03-Jun-2010
Ticker: MIL
ISIN: US6010731098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF SHARE EXCHANGE, Mgmt For For
(THE "EXCHANGE AGREEMENT"), BY AND AMONG MILLIPORE
CORPORATION, MERCK KGAA AND CONCORD INVESTMENTS
CORP., PURSUANT TO WHICH EACH OUTSTANDING SHARE
OF COMMON STOCK WILL BE TRANSFERRED BY OPERATION
OF LAW TO CONCORD INVESTMENTS CORP. IN EXCHANGE
FOR THE RIGHT TO RECEIVE $107.00 PER SHARE
IN CASH, WITHOUT INTEREST.
02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
MOTO GOLDMINES LIMITED Agenda Number: 933146006
- --------------------------------------------------------------------------------------------------------------------------
Security: 61981U108
Meeting Type: Special
Meeting Date: 09-Oct-2009
Ticker: MTOGF
ISIN: CA61981U1084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ARRANGEMENT RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET FORTH IN APPENDIX "A"
OF THE MANAGEMENT INFORMATION CIRCULAR OF THE
COMPANY PREPARED FOR THE PURPOSES OF THIS SPECIAL
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933203717
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Annual
Meeting Date: 03-May-2010
Ticker: MOT
ISIN: US6200761095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT Mgmt For For
1D ELECTION OF DIRECTOR: SANJAY K. JHA Mgmt For For
1E ELECTION OF DIRECTOR: KEITH A. MEISTER Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS J. MEREDITH Mgmt For For
1G ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1H ELECTION OF DIRECTOR: JAMES R. STENGEL Mgmt For For
1I ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA Mgmt For For
1J ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
02 APPROVAL OF THE COMPANY'S OVERALL EXECUTIVE Mgmt For For
COMPENSATION POLICIES AND PROCEDURES.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
04 SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. Shr Against For
05 SHAREHOLDER PROPOSAL RE: REINCORPORATE IN A Shr Against For
SHAREOWNER-FRIENDLY STATE.
- --------------------------------------------------------------------------------------------------------------------------
MPS GROUP, INC. Agenda Number: 933174702
- --------------------------------------------------------------------------------------------------------------------------
Security: 553409103
Meeting Type: Special
Meeting Date: 15-Jan-2010
Ticker: MPS
ISIN: US5534091039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 19, 2009, BY AND AMONG
ADECCO, INC., JAGUAR ACQUISITION CORP. AND
MPS GROUP, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
NATCO GROUP INC. Agenda Number: 933156792
- --------------------------------------------------------------------------------------------------------------------------
Security: 63227W203
Meeting Type: Special
Meeting Date: 18-Nov-2009
Ticker: NTG
ISIN: US63227W2035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AMENDED AND RESTATED Mgmt For For
AGREEMENT AND PLAN OF MERGER, BY AND AMONG
CAMERON INTERNATIONAL CORPORATION ("CAMERON"),
OCTANE ACQUISITION SUB, INC., A DIRECT, WHOLLY
OWNED SUBSIDIARY OF CAMERON, AND NATCO GROUP
INC. (NATCO), WHICH PROVIDES THAT OCTANE ACQUISITION
SUB, INC. WILL BE MERGED WITH AND INTO NATCO,
ALL AS MORE FULLY DESCRIBED IN PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933114441
- --------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 21-Jul-2009
Ticker: NRG
ISIN: US6293775085
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BETSY S. ATKINS Mgmt For *
RALPH E. FAISON Mgmt For *
COLEMAN PETERSON Mgmt For *
THOMAS C. WAJNERT Mgmt For *
02 TO EXPAND THE SIZE OF THE NRG BOARD OF DIRECTORS Mgmt For *
TO PROVIDE FOR AN NRG BOARD OF DIRECTORS OF
19 DIVIDED INTO THREE APPROXIMATELY EQUAL CLASSES
BY AMENDING ARTICLE III, SECTION 2 OF THE NRG
AMENDED AND RESTATED BYLAWS TO READ AS SET
FORTH IN EXELON'S PROXY STATEMENT.
3A ASSUMING PROPOSAL 2 IS APPROVED, TO ELECT DONALD Mgmt For *
DEFOSSET, JR (CLASS I) AS A DIRECTOR
3B ASSUMING PROPOSAL 2 IS APPROVED, TO ELECT RICHARD Mgmt For *
H. KOPPES (CLASS I) AS A DIRECTOR
3C ASSUMING PROPOSAL 2 IS APPROVED, TO ELECT JOHN Mgmt For *
M. ALBERTINE (CLASS II) AS A DIRECTOR
3D ASSUMING PROPOSAL 2 IS APPROVED, TO ELECT MARJORIE Mgmt For *
L. BOWEN (CLASS III) AS A DIRECTOR
3E ASSUMING PROPOSAL 2 IS APPROVED, TO ELECT RALPH Mgmt For *
G. WELLINGTON (CLASS III) AS A DIRECTOR
4 TO REPEAL ANY AMENDMENTS TO THE NRG AMENDED Mgmt For *
AND RESTATED BYLAWS ADOPTED BY THE NRG BOARD
OF DIRECTORS WITHOUT THE APPROVAL OF THE NRG
STOCKHOLDERS AFTER FEBRUARY 26, 2008 AND PRIOR
TO THE EFFECTIVENESS OF THE RESOLUTION PROPOSED
IN PROPOSAL 4.
5 TO ADOPT THE NRG ENERGY, INC. AMENDED AND RESTATED Mgmt For *
LONG-TERM INCENTIVE PLAN.
6 TO ADOPT THE NRG ENERGY, INC. AMENDED AND RESTATED Mgmt For *
ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE
OFFICERS.
7 TO APPROVE THE AMENDMENT TO ARTICLE SIX OF THE Mgmt For *
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
AMENDING THE VOTING STANDARD FOR UNCONTESTED
DIRECTOR ELECTIONS TO PROVIDE FOR MAJORITY
VOTING.
8 TO RATIFY THE APPOINTMENT OF KPMG LLP AS NRG'S Mgmt For *
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
9 TO APPROVE A STOCKHOLDER'S PROPOSAL TO PREPARE Mgmt Abstain *
A REPORT DESCRIBING THE IMPACT OF NRG'S INVOLVEMENT
WITH THE CARBON PRINCIPLES ON THE ENVIRONMENT.
- --------------------------------------------------------------------------------------------------------------------------
NUFARM LIMITED Agenda Number: 702134533
- --------------------------------------------------------------------------------------------------------------------------
Security: Q7007B105
Meeting Type: AGM
Meeting Date: 03-Dec-2009
Ticker:
ISIN: AU000000NUF3
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 4, 5 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR
VOTE ''ABSTAIN''] FOR THE RELEVANT PROPOSAL
ITEMS.
1. To receive and consider the financial report Non-Voting No vote
of the Company and the consolidated financial
statements of the Company and the Company's
controlled entities, the Directors' report
and the Auditor's report for the YE 31 JUL
2009
2. Adopt the remuneration report of the Company Mgmt For For
for the YE 31 JUL 2009
3.a Re-elect Dr. W.B. [Bruce] Goodfellow as a Director Mgmt For For
of the Company, who retires by rotation in
accordance with the Company's constitution
and ASX Listing Rule 14.4
3.b Re-elect Dr. J.W. [John] Stocker AO as a Director Mgmt For For
of the Company, who retires by rotation in
accordance with the Company's constitution
and ASX Listing Rule 14.4
3.c Re-elect Dr. R.J. [Bob] Edgar as a Director Mgmt For For
of the Company
4. Approve to issue of 26,700,000 Ordinary Shares Mgmt For For
at an issue price of AUD 11.25 each on 21 MAY
2009 to Institutional Investors as part of
an Institutional Equity Placement for the purpose
of Listing Rule 7.4
5. Approve to increase the maximum total remuneration Mgmt For For
payable to the Non-Executive Directors from
AUD 1,200,000 per annum to an amount not exceeding
AUD 1,600,000, to be divided among the Non-Executive
Directors in such proportions and manner as
the Directors may determine
- --------------------------------------------------------------------------------------------------------------------------
NUFARM LIMITED Agenda Number: 702228241
- --------------------------------------------------------------------------------------------------------------------------
Security: Q7007B105
Meeting Type: EGM
Meeting Date: 02-Mar-2010
Ticker:
ISIN: AU000000NUF3
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve, for all purposes, the acquisition of Mgmt For For
up to 20% of the issued shares in Nufarm by
Sumitomo pursuant to the Tender Offer proposed
to be made by Sumitomo to all eligible
Nufarm shareholders
- --------------------------------------------------------------------------------------------------------------------------
PALM, INC. Agenda Number: 933292790
- --------------------------------------------------------------------------------------------------------------------------
Security: 696643105
Meeting Type: Special
Meeting Date: 25-Jun-2010
Ticker: PALM
ISIN: US6966431057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF APRIL 28, 2010,
AMONG HEWLETT-PACKARD COMPANY, DISTRICT ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF HEWLETT-PACKARD COMPANY, AND
PALM, INC., AS IT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
FOR, AMONG OTHER REASONS, THE SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
PEARL GROUP Agenda Number: 702269449
- --------------------------------------------------------------------------------------------------------------------------
Security: G6980P108
Meeting Type: EGM
Meeting Date: 15-Mar-2010
Ticker:
ISIN: KYG6963M1069
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting No vote
AT THIS GENERAL MEETING ARE RELAXED AS THERE
IS A REGISTRATION DEADLINE / RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU.
S.1 Approve to change the name of the Company form Mgmt No vote
Pearl Group to Phoenix Group Holdings with
immediate effect
S.2 Amend the 3rd amended and restated Articles Mgmt No vote
of Association of the Company effective 02
SEP 2009: (a) the deletion of the first sentence
of Article 19.1 and replacing it with at lest
fourteen days notice shall be given of any
general meeting and (b) the deletion of the
2nd sentence of Article 43.2 and replacing
it with where a notice is sent by post, service
of the notice shall be deemed to be effected
by properly addressing, pre paying and posting
a letter containing the notice, and shall be
deemed to have been received on the second
day following the day on which the notice was
posted
3. Authorize the Company to provide an indemnity Mgmt No vote
to each of the Directors of the Company form
time to time, upon the terms of the deed of
indemnity summarized in the circular sent to
shareholders on 19 FEB 2010 and produced to
the meeting and initialed for the purpose of
identification by the Chairman of the meeting
- --------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. Agenda Number: 933182951
- --------------------------------------------------------------------------------------------------------------------------
Security: 71343P200
Meeting Type: Special
Meeting Date: 17-Feb-2010
Ticker: PAS
ISIN: US71343P2002
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AUGUST 3, 2009, AS IT MAY BE AMENDED FROM TIME
TO TIME, AMONG PEPSIAMERICAS, INC., A DELAWARE
CORPORATION, PEPSICO, INC., A NORTH CAROLINA
CORPORATION, AND PEPSI-COLA METROPOLITAN BOTTLING
COMPANY, INC., A NEW JERSEY CORPORATION AND
A WHOLLY OWNED SUBSIDIARY OF PEPSICO, INC.
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933213388
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PEP
ISIN: US7134481081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt No vote
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt No vote
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt No vote
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt No vote
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt No vote
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt No vote
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt No vote
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt No vote
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt No vote
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt No vote
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt No vote
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt No vote
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Mgmt No vote
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 Mgmt No vote
LONG-TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr No vote
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr No vote
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shr No vote
(PROXY STATEMENT P. 70)
- --------------------------------------------------------------------------------------------------------------------------
PHOENIX GROUP HOLDINGS Agenda Number: 702507661
- --------------------------------------------------------------------------------------------------------------------------
Security: G7091M109
Meeting Type: AGM
Meeting Date: 23-Jun-2010
Ticker:
ISIN: KYG7091M1096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 715513 DUE TO CHANGE IN RECORD DATE. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. Approve the terms of the Amended Contingent Mgmt No vote
Rights Agreements and any such non-material
amendments thereto
S.2 Approve that the memorandum and Articles of Mgmt No vote
Association produced to the AGM and initialled
by the Chairman of the meeting for the purpose
of identification be adopted as the Fourth
Amended and Restated Memorandum and Articles
of Association of the Company in substitution
for, and to the exclusion of, the existing
memorandum and Articles of Association of the
Company, such adoption to be effective immediately
3. Approve that the three year vesting period applicable Mgmt No vote
to share awards and allocations made on 21
SEP 2009 and 31 MAR 2010 under the Company's
Long Term Incentive Plan (the LTIP), as approved
by resolution of the shareholders of the Company
on 24 JUL 2009 and as subsequently amended
by the Board on 21 SEP 2009, in relation to,
in aggregate, 463,750 Class B Ordinary Shares
(the LTIP Awards) be and is hereby waived so
that the LTIP Awards shall, subject to the
rules of the LTIP, vest on the date on which
the Ordinary Shares are admitted to a Premium
Listing under Chapter 6 of the Listing Rules
of the UK Financial Services Authority
4. Authorize the Board of Directors, subject to Mgmt No vote
the passing of resolution 2, pursuant to Article
14 of the Fourth Amended and Restated Articles
of Association to allot generally and unconditionally
relevant securities be renewed in respect of
equity securities (as that term is defined
in the Fourth Amended and Restated Articles
of Association) for a period expiring at the
conclusion of the AGM of the Company to be
held in 2011 and for that period and purpose
the prescribed amount in respect of the Company's
equity securities, for the purposes of paragraph
(a) of the definition of prescribed amount
in Article 13 of the Fourth Amended and Restated
Articles of Association, shall be EUR 8,830,
representing 88,300,000 Ordinary Shares
S.5 Authorize the Board of Directors, subject to Mgmt No vote
the passing of resolution 2, to allot equity
securities (as that term is defined in the
Fourth Amended and Restated Articles of Association)
for cash pursuant to the power conferred by
Article 15 of the Fourth Amended and Restated
Articles of Association provided that: a) the
maximum aggregate nominal amount of equity
securities that may be allotted or sold pursuant
to the authority under Article 15(b) of the
Fourth Amended and Restated Articles of Association
is EUR 662, representing 6,620,000 Ordinary
Shares, and b) the authority conferred by this
resolution shall expire at the conclusion of
the AGM of the Company to be held in 2011
6. Authorize the Board of Directors, subject to Mgmt No vote
the passing of resolution 2, for the period
of 18 months from the date of the passing of
this resolution to offer to any holder of Ordinary
Shares in the Company, the right to elect to
receive Ordinary Shares, credited as fully
paid, instead of cash in respect of the whole
(or some part, to be determined by the Board
of Directors) of all or any dividend, on such
terms as the Board of Directors shall determine
subject to the terms provided in Article 202
of the Fourth Amended and Restated Articles
of Association
7. Approve the annual report and accounts of the Mgmt No vote
Company for the YE 31 DEC 2009
8. Re-election of Ron Sandler as a Director Mgmt No vote
9. Re-election of Ian Ashken as a Director Mgmt No vote
10. Re-election of Rene-Pierre Azria as a Director Mgmt No vote
11. Re-election of David Barnes as a Director Mgmt No vote
12. Re-election of Charles Clarke as a Director Mgmt No vote
13. Re-election of Ian Cormack as a Director Mgmt No vote
14. Re-election of Tom Cross Brown as a Director Mgmt No vote
15. Re-election of Manjit Dale as a Director Mgmt No vote
16. Re-election of Isabel Hudson as a Director Mgmt No vote
17. Re-election of Alastair Lyons as a Director Mgmt No vote
18. Re-election of Jonathan Moss as a Director Mgmt No vote
19. Re-election of Hugh Osmond as a Director Mgmt No vote
20. Re-election of David Woods as a Director Mgmt No vote
21. Appointment of Jonathan Yates as a Director Mgmt No vote
22. Re-appointment of Ernst & Young LLP as the Company's Mgmt No vote
Auditor until the conclusion of the AGM of
the Company to be held in 2011 and authorize
the Directors to determine the amount of the
Auditor's remuneration
- --------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 933240258
- --------------------------------------------------------------------------------------------------------------------------
Security: 73172K104
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: PLCM
ISIN: US73172K1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT C. HAGERTY Mgmt For For
MICHAEL R. KOUREY Mgmt For For
BETSY S. ATKINS Mgmt For For
DAVID G. DEWALT Mgmt For For
JOHN A. KELLEY, JR. Mgmt For For
D. SCOTT MERCER Mgmt For For
WILLIAM A. OWENS Mgmt For For
KEVIN T. PARKER Mgmt For For
2 TO APPROVE AMENDMENTS TO POLYCOM'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN TO (1) PROVIDE ADDITIONAL FLEXIBILITY
TO SET THE LENGTH OF PERFORMANCE PERIODS, (2)
PROVIDE ADDITIONAL FLEXIBILITY BY PROVIDING
FOR ADDITIONAL PERFORMANCE GOALS THAT MAY BE
USED TO SET PERFORMANCE CRITERIA FOR PERFORMANCE-BASED
EQUITY AWARDS AND (3) MAKE CERTAIN OTHER CLARIFYING
AMENDMENTS.
3 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933207979
- --------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 15-Apr-2010
Ticker: RTP
ISIN: US7672041008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2009
02 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
03 TO ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
04 TO ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
05 TO ELECT SAM WALSH AS A DIRECTOR Mgmt For For
06 TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Mgmt For For
07 TO RE-ELECT MIKE FITZPATRICK AS A DIRECTOR Mgmt For For
08 TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
09 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF RIO TINTO PLC
10 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Mgmt For For
SECTION 551 OF THE COMPANIES ACT 2006
11 AUTHORITY TO ALLOT RELEVANT SECURITIES FOR CASH Mgmt For For
AS DEFINED IN THE COMPANIES ACT 2006
12 AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY Mgmt For For
THE COMPANY OR RIO TINTO LIMITED
13 NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN Mgmt For For
ANNUAL GENERAL MEETINGS
- --------------------------------------------------------------------------------------------------------------------------
RISKMETRICS GROUP, INC. Agenda Number: 933268282
- --------------------------------------------------------------------------------------------------------------------------
Security: 767735103
Meeting Type: Special
Meeting Date: 27-May-2010
Ticker: RISK
ISIN: US7677351030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF FEBRUARY 28, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, AMONG MSCI INC., CROSSWAY
INC. AND RISKMETRICS GROUP, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda Number: 933118540
- --------------------------------------------------------------------------------------------------------------------------
Security: 806605101
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: SGP
ISIN: US8066051017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO.,
INC., SCHERING-PLOUGH CORPORATION, SP MERGER
SUBSIDIARY ONE, INC., AND SP MERGER SUBSIDIARY
TWO, INC., AS IT MAY BE AMENDED (THE "MERGER
AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON
STOCK IN THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH Mgmt For For
SPECIAL MEETING (INCLUDING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT
AND THE ISSUANCE OF SHARES OF COMMON STOCK
IN THE MERGER).
- --------------------------------------------------------------------------------------------------------------------------
SINO GOLD MINING LTD, SYDNEY NSW Agenda Number: 702142960
- --------------------------------------------------------------------------------------------------------------------------
Security: Q8505T101
Meeting Type: SCH
Meeting Date: 02-Dec-2009
Ticker:
ISIN: AU000000SGX4
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, pursuant to and in accordance with Mgmt For For
Section 411 of the Corporations Act 2001 (Cth),
the scheme of arrangement proposed between
Sino Gold Mining Limited and the holders of
its ordinary shares (other than certain excluded
shareholders), as specified, is agreed to (with
or without modification as approved by the
Federal Court of Australia)
- --------------------------------------------------------------------------------------------------------------------------
SPSS INC. Agenda Number: 933142616
- --------------------------------------------------------------------------------------------------------------------------
Security: 78462K102
Meeting Type: Special
Meeting Date: 02-Oct-2009
Ticker: SPSS
ISIN: US78462K1025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 27, 2009, BY AND AMONG
SPSS INC., INTERNATIONAL BUSINESS MACHINES
CORPORATION AND PIPESTONE ACQUISITION CORP.
(THE "MERGER AGREEMENT").
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO SOLICIT Mgmt For For
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
STARENT NETWORKS, CORP Agenda Number: 933165018
- --------------------------------------------------------------------------------------------------------------------------
Security: 85528P108
Meeting Type: Special
Meeting Date: 11-Dec-2009
Ticker: STAR
ISIN: US85528P1084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 12, 2009, BY
AND AMONG CISCO SYSTEMS, INC., A CALIFORNIA
CORPORATION, BARCELONA ACQUISITION CORP., A
DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY
OF CISCO, AND STARENT NETWORKS, CORP., A DELAWARE
CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT
AT THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda Number: 933112904
- --------------------------------------------------------------------------------------------------------------------------
Security: 866810203
Meeting Type: Special
Meeting Date: 16-Jul-2009
Ticker: JAVA
ISIN: US8668102036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED 4/19/09, BY AND AMONG SUN MICROSYSTEMS
INC., A DELAWARE CORPORA- TION "SUN", ORACLE
CORPORATION, A DELAWARE CORPORATION "ORACLE",
AND SODA ACQUISITION CORPORATION, A DELAWARE
CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF
ORACLE, AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH SUN WILL BE ACQUIRED BY ORACLE.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda Number: 933158138
- --------------------------------------------------------------------------------------------------------------------------
Security: 866810203
Meeting Type: Annual
Meeting Date: 17-Dec-2009
Ticker: JAVA
ISIN: US8668102036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SCOTT G. MCNEALY Mgmt For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1D ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Mgmt For For
1F ELECTION OF DIRECTOR: JAMES H. GREENE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H ELECTION OF DIRECTOR: RAHUL N. MERCHANT Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1J ELECTION OF DIRECTOR: M. KENNETH OSHMAN Mgmt For For
1K ELECTION OF DIRECTOR: P. ANTHONY RIDDER Mgmt For For
1L ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SUN'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 933212437
- --------------------------------------------------------------------------------------------------------------------------
Security: 867652307
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: SPWRB
ISIN: US8676523074
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. STEVE ALBRECHT Mgmt For For
BETSY S. ATKINS Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
SWITCH & DATA FACILITIES CO. INC. Agenda Number: 933178154
- --------------------------------------------------------------------------------------------------------------------------
Security: 871043105
Meeting Type: Special
Meeting Date: 29-Jan-2010
Ticker: SDXC
ISIN: US8710431052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF OCTOBER 21, 2009, AMONG
EQUINIX, INC., SWITCH & DATA FACILITIES COMPANY,
INC. AND SUNDANCE ACQUISITION CORPORATION,
A WHOLLY-OWNED SUBSIDIARY OF EQUINIX, INC.
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
FOR, AMONG OTHER REASONS, THE SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SWITCH & DATA FACILITIES COMPANY, INC. Agenda Number: 933230954
- --------------------------------------------------------------------------------------------------------------------------
Security: 871043105
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: SDXC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM LUBY Mgmt No vote
KATHLEEN EARLEY Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS SWITCH & DATA FACILITIES COMPANY, INC.'S
INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
TANDBERG ASA Agenda Number: 702193032
- --------------------------------------------------------------------------------------------------------------------------
Security: R88391108
Meeting Type: EGM
Meeting Date: 03-Feb-2010
Ticker:
ISIN: NO0005620856
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
- - MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting by the Chairman of the Mgmt For For
Board and summary of the shareholders
present
2 Elect a Chairman for the meeting and 2 persons Mgmt For For
to countersign the minutes
3 Approve the notice and agenda Mgmt For For
4 Amend the Articles of Association Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
THE BLACK & DECKER CORPORATION Agenda Number: 933188509
- --------------------------------------------------------------------------------------------------------------------------
Security: 091797100
Meeting Type: Special
Meeting Date: 12-Mar-2010
Ticker:
ISIN: US0917971006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER (INCLUDING THE AMENDMENT Mgmt For For
AND RESTATEMENT OF THE CHARTER OF THE BLACK
& DECKER CORPORATION ("BLACK & DECKER") TO
BE EFFECTED AS PART OF THE MERGER) ON SUBSTANTIALLY
THE TERMS AND CONDITIONS SET FORTH IN AGREEMENT
& PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF AN ADJOURNMENT OF THE BLACK & DECKER Mgmt For For
SPECIAL MEETING, IF NECESSARY, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSAL TO APPROVE
THE MERGER.
- --------------------------------------------------------------------------------------------------------------------------
THE PEPSI BOTTLING GROUP, INC. Agenda Number: 933182987
- --------------------------------------------------------------------------------------------------------------------------
Security: 713409100
Meeting Type: Special
Meeting Date: 17-Feb-2010
Ticker: PBG
ISIN: US7134091005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE PROPOSAL TO ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, AS IT MAY BE AMENDED FROM
TIME TO TIME, DATED AS OF AUGUST 3, 2009 AMONG
THE PEPSI BOTTLING GROUP, PEPSICO, INC. AND
PEPSI-COLA METROPOLITAN BOTTLING COMPANY, INC.,
A WHOLLY OWNED SUBSIDIARY OF PEPSICO.
- --------------------------------------------------------------------------------------------------------------------------
TRIPLECROWN ACQUISITION CORP Agenda Number: 933155017
- --------------------------------------------------------------------------------------------------------------------------
Security: 89677G109
Meeting Type: Special
Meeting Date: 21-Oct-2009
Ticker: TCW
ISIN: US89677G1094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO APPROVE AN AMENDMENT TO TRIPLECROWN'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
AMEND ARTICLE SEVENTH TO REVISE THE DEFINITION
OF A "BUSINESS COMBINATION"
1B AMENDMENT TO TRIPLECROWN'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DELETE ALL
REFERENCES TO "FAIR MARKET VALUE"
1C AMENDMENT TO TRIPLECROWN'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF SECTION E OF
ARTICLE SEVENTH
02 TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION, Mgmt For For
AMONG TRIPLECROWN, CAH, CAT MERGER SUB, INC.,
CULLEN AGRICULTURAL TECHNOLOGIES INC. AND CULLEN
INC. HOLDINGS LTD.
2A IF YOU HAVE VOTED "AGAINST" PROPOSAL 2 AND ARE Mgmt No Action
EXERCISING YOUR CONVERSION RIGHTS, YOU MUST
CHECK THE "AGAINST" BOX AND FOLLOW THE INSTRUCTIONS
DESCRIBED IN THE MATERIALS.
3A APPROVE NAME OF NEW PUBLIC ENTITY WILL BE "CULLEN Mgmt For For
AGRICULTURAL HOLDING CORP." AS OPPOSED TO "TRIPLECROWN
ACQUISITION CORP."
3B TO APPROVE CAH WILL HAVE 200,000,000 AUTHORIZED Mgmt For For
SHARES OF COMMON STOCK AND 1,000,000 AUTHORIZED
SHARES OF PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
3C APPROVE CAH'S CORPORATE EXISTENCE WILL BE PERPETUAL Mgmt For For
AS OPPOSED TO TRIPLECROWN'S CORPORATE EXISTENCE
TERMINATING ON 10/22/2009
3D APPROVE CAH'S AMENDED & RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION WILL NOT INCLUDE VARIOUS PROVISIONS
APPLICABLE
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES
- --------------------------------------------------------------------------------------------------------------------------
UNITED REFINING ENERGY CORP Agenda Number: 933171768
- --------------------------------------------------------------------------------------------------------------------------
Security: 911360105
Meeting Type: Special
Meeting Date: 11-Dec-2009
Ticker: URX
ISIN: US9113601051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AMENDED AGREEMENT AND PLAN OF REORGANIZATION Mgmt Against Against
BY AND AMONG THE COMPANY, CHAPARRAL SUBSIDIARY,
INC. AND CHAPARRAL ENERGY, INC.
1A IF YOU HAVE VOTED "AGAINST" PROPOSAL 1 AND ARE Mgmt Against
EXERCISING YOUR REDEMPTION RIGHTS, YOU MUST
ALSO CHECK THE "AGAINST" BOX AND FOLLOW THE
INSTRUCTIONS DESCRIBED IN THE MATERIALS.
2A CHANGE THE NAME OF THE COMPANY FROM "UNITED Mgmt For For
REFINING ENERGY CORP." TO "CHAPARRAL ENERGY,
INC."#
2B INCREASE AUTHORIZED CAPITAL FROM 151,000,000 Mgmt Abstain Against
SHARES TO 360,000,000 SHARES.#
2C TO PROVIDE THE COMPANY'S CORPORATE EXISTENCE, Mgmt Abstain Against
WHICH CURRENTLY TERMINATES ON DECEMBER 11,
2009 WOULD BECOME PERPETUAL.#
2D TO PROVIDE FOR THE ELIMINATION OF CERTAIN PROVISIONS Mgmt Against Against
RELATED TO THE COMPANY'S STATUS AS A BLANK
CHECK COMPANY.#
2E TO PROVIDE THE BOARD OF DIRECTORS WOULD BE CLASSIFIED Mgmt Against Against
INTO THREE CLASSES, MEMBERS IN EACH CLASS ELECTED
FOR A THREE-YEAR TERM.#
2F REMOVE PROVISION THAT CONTRACTS SUBMITTED FOR Mgmt Abstain Against
VOTE AT MEETING OF STOCKHOLDERS AND APPROVED
BY A MAJORITY ARE VALID.#
2G TO ELIMINATE THE ABILITY OF THE COMPANY'S STOCKHOLDERS Mgmt Against Against
TO ACT BY WRITTEN CONSENT.#
2H TO INDEMNIFY ONLY PRESENT AND FORMER OFFICERS Mgmt Abstain Against
AND DIRECTOS UNDER SECTION 14S OF THE DGCL.#
2I TO REMOVE THE ELECTION NOT TO BE GOVERNED BY Mgmt Abstain Against
SECTION 203 OF THE DGCL.#
03 PROPOSAL TO ADOPT THE 2009 LONG-TERM INCENTIVE Mgmt For For
PLAN. *NOTE* SUCH OTHER BUSINESS AS MAY COME
BEFORE THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
VARIAN, INC. Agenda Number: 933134188
- --------------------------------------------------------------------------------------------------------------------------
Security: 922206107
Meeting Type: Special
Meeting Date: 05-Oct-2009
Ticker: VARI
ISIN: US9222061072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY Mgmt For For
26, 2009, AMONG AGILENT TECHNOLOGIES, INC.,
A DELAWARE CORPORATION ("AGILENT"), COBALT
ACQUISITION CORP., A DELAWARE CORPORATION AND
WHOLLY OWNED SUBSIDIARY OF AGILENT, AND VARIAN,
INC., A DELAWARE CORPORATION ("VARIAN"), AS
IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT
TO WHICH VARIAN WILL BE ACQUIRED BY AGILENT.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
- --------------------------------------------------------------------------------------------------------------------------
VERENEX ENERGY INC. Agenda Number: 933123262
- --------------------------------------------------------------------------------------------------------------------------
Security: 923401103
Meeting Type: Annual and Special
Meeting Date: 10-Aug-2009
Ticker: VRNXF
ISIN: CA9234011034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT THE DIRECTORS OF THE CORPORATION FOR Mgmt For For
THE ENSUING YEAR. FOR ALL NOMINEES PROPOSED
BY MANAGEMENT.
02 TO APPOINT THE AUDITORS OF THE CORPORATION FOR Mgmt For For
THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS.
03 TO CONSIDER AND, IF THOUGHT FIT, PASS AN ORDINARY Mgmt For For
RESOLUTION (ON A DISINTERESTED BASIS, EXCLUDING
DIRECTORS AND OFFICERS) TO RATIFY THE EXTENSION
OF THE TERM OF OPTIONS HELD BY DIRECTORS AND
OFFICERS EXPIRING JUNE 29, 2009 AND JANUARY
1, 2010 TO MARCH 1, 2011.
- --------------------------------------------------------------------------------------------------------------------------
WYETH Agenda Number: 933114869
- --------------------------------------------------------------------------------------------------------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 20-Jul-2009
Ticker: WYE
ISIN: US9830241009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 25, 2009, AMONG PFIZER
INC., WAGNER ACQUISITION CORP. AND WYETH, AS
IT MAY BE AMENDED FROM TIME TO TIME
02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT
3A ELECTION OF DIRECTOR: ROBERT M. AMEN Mgmt For For
3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
3D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
3E ELECTION OF DIRECTOR: ROBERT LANGER Mgmt For For
3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For For
3H ELECTION OF DIRECTOR: MARY LAKE POLAN Mgmt For For
3I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For
3J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For
3K ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For
04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON Shr Abstain Against
WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION
PAYMENTS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr Abstain Against
MEETINGS
- --------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda Number: 933288400
- --------------------------------------------------------------------------------------------------------------------------
Security: 98385X106
Meeting Type: Special
Meeting Date: 25-Jun-2010
Ticker: XTO
ISIN: US98385X1063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 13, 2009, AMONG EXXON
MOBIL CORPORATION, EXXONMOBIL INVESTMENT CORPORATION
AND XTO ENERGY INC.
02 ADJOURNMENT OF THE XTO ENERGY INC. SPECIAL MEETING, Mgmt For For
IF NECESSARY TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
ZENITH NATIONAL INSURANCE CORP. Agenda Number: 933227628
- --------------------------------------------------------------------------------------------------------------------------
Security: 989390109
Meeting Type: Special
Meeting Date: 29-Apr-2010
Ticker: ZNT
ISIN: US9893901093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF FEBRUARY 17, 2010, AMONG FAIRFAX FINANCIAL
HOLDINGS LIMITED, FAIRFAX INVESTMENTS II USA
CORP. AND ZENITH NATIONAL INSURANCE CORP.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
AGREEMENT AND PLAN OF MERGER.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Merger Fund VL
By (Signature) /s/ Frederick W. Green
Name Frederick W. Green
Title President
Date 07/30/2010