UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06241
NAME OF REGISTRANT: Loomis Sayles Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston Street
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston Street
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
Loomis Sayles Disciplined Equity Fund
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3M COMPANY Agenda Number: 933208565
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Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE Mgmt For For
PLAN AND TO APPROVE THE EXPANDED PERFORMANCE
CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr For Against
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ACCENTURE PLC Agenda Number: 933178875
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 04-Feb-2010
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-APPOINTMENT OF WILLIAM L. KIMSEY TO THE BOARD Mgmt For For
OF DIRECTORS
1B RE-APPOINTMENT OF ROBERT I. LIPP TO THE BOARD Mgmt For For
OF DIRECTORS
1C RE-APPOINTMENT OF WULF VON SCHIMMELMANN TO THE Mgmt For For
BOARD OF DIRECTORS
02 RE-APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS Mgmt For For
FOR THE 2010 FISCAL YEAR AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG'S REMUNERATION
03 APPROVAL OF ACCENTURE PLC 2010 SHARE INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF ACCENTURE PLC 2010 EMPLOYEE SHARE Mgmt Against Against
PURCHASE PLAN
05 AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
06 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt Against Against
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
07 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt Against Against
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
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AETNA INC. Agenda Number: 933241767
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Security: 00817Y108
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: AET
ISIN: US00817Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt Against Against
1B ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt Against Against
1C ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt Against Against
1E ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Mgmt Against Against
1F ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt Against Against
1G ELECTION OF DIRECTOR: EARL G. GRAVES Mgmt For For
1H ELECTION OF DIRECTOR: GERALD GREENWALD Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1M ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM
03 APPROVAL OF AETNA INC. 2010 STOCK INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF AETNA INC. 2010 NON-EMPLOYEE DIRECTOR Mgmt For For
COMPENSATION PLAN
05 APPROVAL OF AETNA INC. 2001 ANNUAL INCENTIVE Mgmt For For
PLAN PERFORMANCE CRITERIA
06 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
07 SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shr For Against
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AMERISOURCEBERGEN CORPORATION Agenda Number: 933181656
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Security: 03073E105
Meeting Type: Annual
Meeting Date: 04-Mar-2010
Ticker: ABC
ISIN: US03073E1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1C ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO REPLACE ALL SUPERMAJORITY
VOTE REQUIREMENTS WITH A MAJORITY VOTE REQUIREMENT.
3 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AMERISOURCEBERGEN'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
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AMGEN INC. Agenda Number: 933212134
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Security: 031162100
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK Mgmt For For
1G ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt For For
1H ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1I ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1J ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1K ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1L ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1M ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2010
3A STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 Shr For Against
(SHAREHOLDER ACTION BY WRITTEN CONSENT)
3B STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 Shr Against For
(EQUITY RETENTION POLICY)
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APPLE INC. Agenda Number: 933180680
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Security: 037833100
Meeting Type: Annual
Meeting Date: 25-Feb-2010
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 Mgmt For For
DIRECTOR STOCK OPTION PLAN.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED
AT THE MEETING.
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BANK OF AMERICA CORPORATION Agenda Number: 933183218
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Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
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BANK OF AMERICA CORPORATION Agenda Number: 933203111
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Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr Against For
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BLACKROCK, INC. Agenda Number: 933266430
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Security: 09247X101
Meeting Type: Annual
Meeting Date: 24-May-2010
Ticker: BLK
ISIN: US09247X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ABDLATIF Y. AL-HAMAD Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ROBERT E. DIAMOND, JR. Mgmt Withheld Against
DAVID H. KOMANSKY Mgmt For For
JAMES E. ROHR Mgmt Withheld Against
02 APPROVE THE AMENDED AND RESTATED BLACKROCK, Mgmt Against Against
INC. 1999 STOCK AWARD AND INCENTIVE PLAN.
03 RE-APPROVAL OF THE PERFORMANCE GOALS SET FORTH Mgmt For For
IN THE AMENDED AND RESTATED BLACKROCK, INC.
1999 ANNUAL INCENTIVE PERFORMANCE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
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CISCO SYSTEMS, INC. Agenda Number: 933147262
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Nov-2009
Ticker: CSCO
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2010.
05 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS
BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL
MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY
RESOLUTION TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
07 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
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CONAGRA FOODS, INC. Agenda Number: 933131132
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Security: 205887102
Meeting Type: Annual
Meeting Date: 25-Sep-2009
Ticker: CAG
ISIN: US2058871029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 APPROVE THE CONAGRA FOODS 2009 STOCK PLAN Mgmt For For
03 APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE Mgmt For For
PLAN
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
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CONSTELLATION ENERGY GROUP, INC. Agenda Number: 933241957
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Security: 210371100
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: CEG
ISIN: US2103711006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1D ELECTION OF DIRECTOR: DANIEL CAMUS Mgmt For For
1E ELECTION OF DIRECTOR: JAMES R. CURTISS Mgmt For For
1F ELECTION OF DIRECTOR: FREEMAN A. HRABOWSKI, Mgmt For For
III
1G ELECTION OF DIRECTOR: NANCY LAMPTON Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1I ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1K ELECTION OF DIRECTOR: MICHAEL D. SULLIVAN Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 APPROVAL OF AMENDMENT & RESTATEMENT OF 2007 Mgmt Against Against
LONG-TERM INCENTIVE PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 SHAREHOLDER PROPOSAL. Shr For Against
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DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933211790
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Security: 25470F104
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: DISCA
ISIN: US25470F1049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL A. GOULD Mgmt For For
JOHN S. HENDRICKS Mgmt Withheld Against
M. LAVOY ROBISON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
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DOLLAR TREE, INC. Agenda Number: 933280668
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Security: 256746108
Meeting Type: Annual
Meeting Date: 17-Jun-2010
Ticker: DLTR
ISIN: US2567461080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt Withheld Against
BOB SASSER Mgmt For For
02 MANAGEMENT PROPOSAL TO ELIMINATE CLASSIFIED Mgmt For For
BOARD OF DIRECTORS.
03 MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED SHARES Mgmt Against Against
OF COMMON STOCK.
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EL PASO CORPORATION Agenda Number: 933228303
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Security: 28336L109
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: EP
ISIN: US28336L1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Mgmt For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Mgmt For For
02 APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR.
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EMC CORPORATION Agenda Number: 933203200
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Security: 268648102
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: EMC
ISIN: US2686481027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS.
03 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO SPECIAL SHAREHOLDER MEETINGS.
04 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
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F5 NETWORKS, INC. Agenda Number: 933183092
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Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2010
Ticker: FFIV
ISIN: US3156161024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DEBORAH L. BEVIER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN J. HIGGINSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN MCADAM Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2010.
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FORD MOTOR COMPANY Agenda Number: 933220167
- --------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: F
ISIN: US3453708600
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN G. BUTLER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANTHONY F. EARLEY, JR. Mgmt For For
EDSEL B. FORD II Mgmt Withheld Against
WILLIAM CLAY FORD, JR. Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
RICHARD A. MANOOGIAN Mgmt For For
ELLEN R. MARRAM Mgmt For For
ALAN MULALLY Mgmt For For
HOMER A. NEAL Mgmt For For
GERALD L. SHAHEEN Mgmt For For
JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF TAX BENEFIT PRESERVATION PLAN. Mgmt For For
04 RELATING TO DISCLOSING ANY PRIOR GOVERNMENT Shr Against For
AFFILIATION OF DIRECTORS, OFFICERS, AND CONSULTANTS.
05 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
06 RELATING TO THE COMPANY ISSUING A REPORT DISCLOSING Shr For Against
POLICIES AND PROCEDURES RELATED TO POLITICAL
CONTRIBUTIONS.
07 RELATING TO PROVIDING SHAREHOLDERS THE OPPORTUNITY Shr For Against
TO CAST AN ADVISORY VOTE TO RATIFY THE COMPENSATION
OF THE NAMED EXECUTIVES.
08 RELATING TO THE COMPANY NOT FUNDING ANY ENERGY Shr Against For
SAVINGS PROJECTS THAT ARE SOLELY CONCERNED
WITH CO2 REDUCTION.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933209290
- --------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: GD
ISIN: US3695501086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1B ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1C ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1D ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For
1F ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1H ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO WEAPONS Shr Against For
IN SPACE.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933200090
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: GE
ISIN: US3696041033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr Against For
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shr For Against
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shr For Against
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shr Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shr Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933216738
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: GOOG
ISIN: US38259P5089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
LARRY PAGE Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt Withheld Against
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
04 A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, Shr Against For
PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY
PRESENTED AT THE MEETING.
06 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT
THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933147236
- --------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 23-Oct-2009
Ticker: HRS
ISIN: US4138751056
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1B ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2010.
03 THE SHAREHOLDER PROPOSAL REQUESTING APPROVAL Shr For Against
OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN
INDEPENDENT CHAIRMAN OF THE BOARD.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933187191
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 17-Mar-2010
Ticker: HPQ
ISIN: US4282361033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR : L.T. BABBIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR : S.M. BALDAUF Mgmt For For
1D ELECTION OF DIRECTOR : R.L. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR : J.H. HAMMERGREN Mgmt For For
1F ELECTION OF DIRECTOR : M.V. HURD Mgmt For For
1G ELECTION OF DIRECTOR : J.Z. HYATT Mgmt For For
1H ELECTION OF DIRECTOR : J.R. JOYCE Mgmt For For
1I ELECTION OF DIRECTOR : R.L. RYAN Mgmt For For
IJ ELECTION OF DIRECTOR : L.S. SALHANY Mgmt Against Against
1K ELECTION OF DIRECTOR : G.K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING OCTOBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE
PLAN.
04 PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933132879
- --------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Special
Meeting Date: 30-Sep-2009
Ticker: IGT
ISIN: US4599021023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Mgmt For For
ELIGIBLE EMPLOYEES AS DESCRIBED IN IGT'S PROXY
STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933230524
- --------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 10-May-2010
Ticker: IP
ISIN: US4601461035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B ELECTION OF DIRECTOR: LYNN LAVERTY ELSENHANS Mgmt For For
1C ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1E ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1G ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 AMEND ARTICLE I OF THE COMPANY'S BY-LAWS REGARDING Mgmt For For
SPECIAL SHAREOWNERS MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr For Against
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 INDEPENDENT CHAIRMAN Shr For Against
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933201838
- --------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: MRO
ISIN: US5658491064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt Against Against
1B ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1C ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt Against Against
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1F ELECTION OF DIRECTOR: PHILIP LADER Mgmt Against Against
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt Against Against
1H ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt Against Against
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Against Against
1J ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt Against Against
1K ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt Against Against
1L ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2010
03 STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO Shr For Against
LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL
SPECIAL MEETINGS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION Shr For Against
AND APPROVAL OF EXECUTIVE COMPENSATION POLICIES
AND PRACTICES
- --------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933113514
- --------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 22-Jul-2009
Ticker: MCK
ISIN: US58155Q1031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt Against Against
1E ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt Against Against
1F ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt Against Against
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt Against Against
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt Against Against
02 APPROVAL OF AMENDMENT TO THE COMPANY'S 2005 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 14,500,000.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR MARCH 31, 2010.
04 STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION Shr Against For
FOR TWO YEARS BEYOND RETIREMENT.
05 STOCKHOLDER PROPOSAL ON EXECUTIVE BENEFITS PROVIDED Shr For Against
UPON DEATH WHILE IN SERVICE.
- --------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933236920
- --------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: MRK
ISIN: US58933Y1055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Mgmt For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933242620
- --------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: MYL
ISIN: US6285301072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. COURY Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt Withheld Against
WENDY CAMERON Mgmt Withheld Against
NEIL DIMICK, C.P.A. Mgmt Withheld Against
DOUGLAS J. LEECH, C.P.A Mgmt Withheld Against
JOSEPH C. MAROON, MD Mgmt For For
MARK W. PARRISH Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 SHAREHOLDER PROPOSAL - ADVISORY (NON-BINDING) Shr For Against
VOTE ON EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL - RETENTION OF EXECUTIVE Shr Against For
EQUITY COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933133528
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Oct-2009
Ticker: ORCL
ISIN: US68389X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
DONALD L. LUCAS Mgmt Withheld Against
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr Against For
POLICY.
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933213388
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PEP
ISIN: US7134481081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt Against Against
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Mgmt For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shr Against For
(PROXY STATEMENT P. 70)
- --------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933210243
- --------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: PFE
ISIN: US7170811035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE Mgmt For For
OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL
SPECIAL MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933116659
- --------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 11-Aug-2009
Ticker: PCP
ISIN: US7401891053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK DONEGAN Mgmt Withheld Against
VERNON E. OECHSLE Mgmt Withheld Against
RICK SCHMIDT Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933266911
- --------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: PCLN
ISIN: US7415034039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING SPECIAL STOCKHOLDER MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC. Agenda Number: 933238087
- --------------------------------------------------------------------------------------------------------------------------
Security: 74153Q102
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: PDE
ISIN: US74153Q1022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A.B. BROWN Mgmt For For
KENNETH M. BURKE Mgmt For For
ARCHIE W. DUNHAM Mgmt For For
DAVID A. HAGER Mgmt For For
FRANCIS S. KALMAN Mgmt For For
RALPH D. MCBRIDE Mgmt For For
ROBERT G. PHILLIPS Mgmt For For
LOUIS A. RASPINO Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 900,000 SHARES.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2007 LONG-TERM INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933181620
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: QCOM
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE SHARE RESERVE
BY 13,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010.
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933232338
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: GS
ISIN: US38141G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Abstain Against
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2010 FISCAL YEAR
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
MATTERS
04 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING
05 APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT HOLDERS OF 25% OF
OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL
SPECIAL MEETINGS
06 SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE Shr Against For
VOTING
07 SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN Shr Against For
OVER-THE-COUNTER DERIVATIVES TRADING
08 SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR Shr For Against
& CEO
09 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL Shr Against For
WARMING SCIENCE
11 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY Shr Against For
DISPARITY
12 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933134241
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2009
Ticker: PG
ISIN: US7427181091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1B ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt Against Against
1C ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1J ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. Mgmt For For
1K ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1M ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 AMEND THE COMPANY'S CODE OF REGULATIONS Mgmt For For
04 APPROVE THE PROCTER & GAMBLE 2009 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING Shr For Against
06 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933205115
- --------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: TRV
ISIN: US89417E1091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933241820
- --------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: WMB
ISIN: US9694571004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM G. LOWRIE Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF ALL DIRECTORS.
03 APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, Mgmt For For
INC. 2007 INCENTIVE PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
FOR 2010.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT REGARDING Shr Against For
THE ENVIRONMENTAL IMPACT OF CERTAIN FRACTURING
OPERATIONS OF THE COMPANY.
06 STOCKHOLDER PROPOSAL REQUESTING AN ADVISORY Shr For Against
VOTE RELATED TO COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933237960
- --------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: TMO
ISIN: US8835561023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933265868
- --------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: RIG
ISIN: CH0048265513
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2009.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
& EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES
DURING FISCAL YEAR 2009.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Mgmt No vote
YEAR 2009 TO BE CARRIED FORWARD.
04 CHANGE OF THE COMPANY'S PLACE OF INCORPORATION Mgmt No vote
IN SWITZERLAND.
05 RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. Mgmt No vote
06 DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF Mgmt No vote
A PAR VALUE REDUCTION.
07 AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO Mgmt No vote
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
8A ELECTION OF DIRECTOR: STEVEN L. NEWMAN. Mgmt No vote
8B REELECTION OF DIRECTOR: THOMAS W. CASON. Mgmt No vote
8C REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. Mgmt No vote
8D REELECTION OF DIRECTOR: J. MICHAEL TALBERT. Mgmt No vote
8E REELECTION OF DIRECTOR: JOHN L. WHITMIRE. Mgmt No vote
09 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933195530
- --------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: UTX
ISIN: US9130171096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CARLOS M. GUTIERREZ Mgmt For For
EDWARD A. KANGAS Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR.
03 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933228985
- --------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: UNM
ISIN: US91529Y1064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD Mgmt For For
1B ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS UNUM GROUP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933249939
- --------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: WMT
ISIN: US9311421039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 APPROVAL OF THE WAL-MART STORES, INC. STOCK Mgmt For For
INCENTIVE PLAN OF 2010
04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN Mgmt For For
2000, AS AMENDED
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
07 POLITICAL CONTRIBUTIONS REPORT Shr For Against
08 SPECIAL SHAREOWNER MEETINGS Shr For Against
09 POULTRY SLAUGHTER Shr Against For
10 LOBBYING PRIORITIES REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933218643
- --------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WLT
ISIN: US93317Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
BERNARD G. RETHORE Mgmt For For
GEORGE R. RICHMOND Mgmt For For
MICHAEL T. TOKARZ Mgmt Withheld Against
A.J. WAGNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933221397
- --------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: WLP
ISIN: US94973V1070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. Mgmt For For
1C ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr Against For
ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY
STUDY FOR CONVERTING TO NONPROFIT STATUS.
04 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr Against For
ON A SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE
OF LOBBYING EXPENSES.
05 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr For Against
ON A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY
RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
06 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr Against For
ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION
OF INCORPORATION FROM INDIANA TO DELAWARE.
- --------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933195871
- --------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: WHR
ISIN: US9633201069
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1D ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF THE WHIRLPOOL CORPORATION 2010 OMNIBUS Mgmt For For
STOCK AND INCENTIVE PLAN.
Loomis Sayles Global Markets Fund
- --------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 702340085
- --------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 26-Apr-2010
Ticker:
ISIN: CH0012221716
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 689093, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
PLEASE NOTE THAT SEB WILL NOT ARRANGE WITH A Non-Voting No vote
REPRESENTATIVE. THANK YOU
1. Receive the annual report and consolidated financial Mgmt No vote
statements, annual financial statements and
the Auditors' reports
2.1 Approve the annual report, the consolidated Mgmt No vote
financial statements, and the annual financial
statements for 2009
2.2 Approve to accept the remuneration report as Mgmt No vote
per the specified pages of the annual report
3. Grant discharge to the Members of the Board Mgmt No vote
of Directors and the persons entrusted with
Management for fiscal 2009
4. Approve to release CHF 340,000,000 of the legal Mgmt No vote
reserves and allocate those released reserves
to other reserves and to carry forward the
available earnings in the amount of CHF 3,893,861,784
5. Approve to reduce the share capital of CHF 3,587,160,187.38Mgmt No vote
by CHF 34,919,500.00 to CHF 3,552,240,687.38
by way of cancellation of the 22,675,000 shares
with a nominal value of CHF 1.54 each which
were bought back by the Company under the share
buyback program announced in February 2008;
to confirm as a result of the report of the
Auditors, that the claims of the creditors
are fully covered notwithstanding the capital
reduction; amend Article 4 Para.1 of the Articles
of Incorporation according to the specified
wording as per the date of the entry of the
capital reduction in the commercial register
6. Approve to reduce the share capital of CHF 3,552,240,687.38Mgmt No vote
by CHF 1,176,391,396.47 to CHF 2,375,849,290.91
by way of reducing the nominal value of the
registered shares from CHF 1.54 by CHF 0.51
to CHF 1.03 and to use the nominal value reduction
amount for repayment to the shareholders; to
confirm as a result of the report of the auditors,
that the claims of the creditors are fully
covered notwithstanding the capital reduction;
and amend Article 4 Para.1 of the Articles
of Incorporation according to the specified
wording as per the date of the entry of the
capital reduction in the commercial register
and amend Article 4bis Paras. 1 and 4, and
Article 4ter Para. 1 of the Articles of Incorporation,
correspondingly reflecting the reduced nominal
value of the registered shares from CHF 1.54
by CHF 0.51 to CHF 1.03, as per the date of
the entry of the capital reduction in the commercial
register
7. Approve, to the extent that the general meeting Mgmt No vote
approves the Board of Directors' proposal set
forth in Item 6, to amend Article 13 para.1
of the Articles of Incorporation as specified
8.1 Approve, to replace the current Article 6 of Mgmt No vote
the Articles of Incorporation concerning the
form of the shares with the specified new Article
6
8.2 Approve, to delete Section 6 of the Articles Mgmt No vote
of Incorporation consisting of Article 32 "In-Kind
Contributions" and Article 33 "Acquisitions
of Property"
9.1 Re-elect Roger Agnelli, Brazilian to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.2 Re-elect Louis R. Hughes, American to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.3 Re-elect Hans Ulrich Marki, Swiss to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.4 Re-elect Michel de Rosen, French to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.5 Re-elect Michael Treschow, Swedish to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.6 Re-elect Bernd W. Voss, German to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.7 Re-elect Jacob Wallenberg, Swedish to the Board Mgmt No vote
of Directors for a further period of one year,
until the AGM 2011
9.8 Re-elect Hubertus von Grunberg, German to the Mgmt No vote
Board of Directors for a further period of
one year, until the AGM 2011
10. Election of Ernst & Young AG as the Auditors Mgmt No vote
for fiscal 2010
- --------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933242480
- --------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: AMZN
ISIN: US0231351067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt Against Against
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1G ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY Shr For Against
TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE
POLITICAL CONTRIBUTIONS
- --------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933231160
- --------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: APC
ISIN: US0325111070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1C ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shr Against For
POLICY.
04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: Shr For Against
REIMBURSEMENT OF PROXY EXPENSES.
- --------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 702358753
- --------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 27-Apr-2010
Ticker:
ISIN: BE0003793107
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
A.1 Amend the Article 13, 3 of the Articles of Association Mgmt No vote
in order to set the term of the mandate of
the Directors at 4 years, unless the shareholders'
meeting fixes a shorter term
A.2 Approve the insertion of a new Article 36bis Mgmt No vote
in the Articles of Association, as specified
A3.A Special report by the Board of Directors on Non-Voting No vote
the issuance of subscription rights and the
exclusion of the preference right of the existing
shareholders in favor of specific persons,
drawn up in accordance with Articles 583, 596
and 598 of the Companies Code
A.3.B Special report by the statutory Auditor on the Non-Voting No vote
exclusion of the preference right of the existing
shareholders in favor of specific persons,
drawn up in accordance with Articles 596 and
598 of the Companies Code
A.3.C Approve to exclude the preference right of the Mgmt No vote
existing shareholders in relation to the issuance
of subscription rights in favor of all current
Directors of the Company, as identified in
the report referred under resolution A.3.A
A.3.D Approve the issuance of 215,000 subscription Mgmt No vote
rights and determining their terms and conditions
(as such terms and conditions are appended
to report referred under Resolution A.3.A );
the main provisions of these terms and conditions
can be summarized as specified
A.3.E Approve to increase the capital of the Company, Mgmt No vote
under the condition precedent and to the extent
of the exercise of the subscription rights,
for a maximum amount equal to the number of
subscription rights multiplied by their exercise
price and allocation of the issuance premium
to an account not available for distribution
A.3.F Grant powers to 2 Directors acting jointly to Mgmt No vote
have recorded by notarial deed the exercise
of the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification to
the Articles of Association and the allocation
of the issuance premium to an account not available
for distribution
B.1 Management report by the Board of Directors Non-Voting No vote
on the accounting YE on 31 DEC 2009
B.2 Report by the statutory Auditor on the accounting Non-Voting No vote
YE on 31 DEC 2009
B.3 Communication of the consolidated annual accounts Non-Voting No vote
relating to the accounting YE on 31 DEC 2009,
as well as the management report by the Board
of Directors and the report by the statutory
Auditor on the consolidated annual accounts
B.4 Approve the statutory annual accounts relating Mgmt No vote
to the accounting YE on 31 DEC 2009, including
the specified allocation of the result: EUR
profit of the accounting year: EUR 6,378,211;
profit carried forward from the preceding accounting
year: EUR 1,282,104; result to be allocated:
7,660,315; deduction for the unavailable reserve:
37,085 gross dividend for the shares: EUR 605,033;
balance of carried forward profit: 7,018,197
B.5 Grant discharge to the Directors for the performance Mgmt No vote
of their duties during the accounting YE on
31 DEC 2009
B.6 Grant discharge to the statutory Auditor for Mgmt No vote
the performance of his duties during the accounting
YE on 31 DEC 2009
B.7.A Approve to renew the appointment as Director Mgmt No vote
of Mr. Alexandre Van Damme, for a period of
4 years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2013
B.7.B Approve to renew the appointment as a Director Mgmt No vote
of Mr. Gregoire de Spoelberch, for a period
of 4 years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2013
B.7.C Approve to renew the appointment as a Director Mgmt No vote
of Mr. Carlos Alberto da Veiga Sicupira, for
a period of 4 years ending after the shareholders
meeting which will be asked to approve the
accounts for the year 2013
B.7.D Approve to renew the appointment as a Director Mgmt No vote
of Mr. Jorge Paulo Lemann, for a period of
4 years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2013; the Company's Corporate
Governance Charter provides that the term of
office of the Directors shall end immediately
after the annual shareholders' meeting following
their 70th birthday, except as approved by
the Board of Directors in special cases; the
Board considers that an exception to such age
limit is justified for Mr. Lemann considering
the key strategic role that he has played and
continues to play as one of the controlling
shareholders of the Company since its combination
with AmBev Companhia de Bebidas das Americas
B.7.E Approve to renew the appointment as a Director Mgmt No vote
of Mr. Roberto Moses Thompson Motta, for a
period of 4 years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2013
B.7.F Approve to renew the appointment as a Director Mgmt No vote
of Mr. Marcel Herrmann Telles, for a period
of 4 years ending after the shareholders meeting
which will be asked to approve the accounts
for the year 2013
B.7.G Approve to renew the appointment as a Independent Mgmt No vote
Director of Mr. Jean-Luc Dehaene, for a period
of 1 year ending after the shareholders meeting
which will be asked to approve the accounts
for the year 2010; the renewal of the mandate
for only 1 year is in line with the Company's
Corporate Governance Charter which provides
that the term of office of the Directors shall
end immediately after the shareholders' meeting
following their 70th birthday; Mr. Dehaene
complies with the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter,
except for the requirement not to have been
a Non-Executive Director of the Company for
more than 3 successive terms (Article 526ter,
paragraph 1, 2); except when legally required
to apply the definition of Article 526ter,
paragraph 1, 2, the Board proposes to consider
that Mr. Dehaene continues to qualify as Independent
Director; the Board is of the opinion that
the quality and independence of the contribution
of Mr. Dehaene to the functioning of the Board
has not been influenced by the length of his
tenure; Mr. Dehaene has acquired a superior
understanding of the Company's business, its
underlying strategy and specific culture and
in light of his particular experience, reputation
and background it is in the Company's best
interests to renew him as an Independent Director
for an additional term of 1 year; moreover,
Mr. Dehaene expressly stated and the Board
is of the opinion that he does not have any
relationship with any company which could compromise
his independence
B.7.H Approve to renew the appointment as an Independent Mgmt No vote
Director of Mr. Mark Winkelman, for a period
of 4 years ending after the shareholders meeting
which will be asked to approve the accounts
for the year 2013; Mr. Winkelman complies with
the functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the Company's
Corporate Governance Charter; moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any relationship
with any company which could compromise his
independence
B.8 Approve the recommendation of the Audit Committee, Mgmt No vote
for a period of 3 years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2012, as statutory auditor
of Pricewaterhouse Coopers, PWC, Woluwe Garden,
Woluwedal 18, B-1932 Sint-Stevens-Woluwe, represented
by Mr. Yves Vandenplas, reviseur d'entreprises,
and setting, in agreement with this Company,
its yearly remuneration to 52,000 Euro
B.9.A Approve the remuneration report for the FY 2009 Mgmt No vote
(as specified in the 2009 annual report) including
the amended executive remuneration policy,
applicable as from 2010; such policy provides
for the possibility of granting the annual
incentive in the form of shares that are immediately
vested, subject to a 5-year lock-up period;
in addition, the executive remuneration policy
provides that the company may also grant matching
shares (in the form of restricted stock units)
and stock options, the value of which can exceed
25% of the annual remuneration and which vest
after a period of five years but without being
subject to a specific performance test. Special
forfeiture rules apply to matching shares and
stock options in case of termination of service
before the end of the five-year vesting period;
the 2009 annual report and remuneration report
containing the executive remuneration policy,
can be reviewed as indicated at the end of
this notice
B.9BA Grant approximately 35 Executives of the Company Mgmt No vote
and/or its majority-owned subsidiaries of 5,732,542
options in DEC 2009 under the Dividend Waiver
Program as specified in the remuneration report;
each option gives the grantee the right to
purchase one existing share in the Company;
the exercise price of each option is EUR 33.24,
which corresponds to the fair value of the
Company share at the time of granting of the
options; the grant was meant to allow for global
mobility of Executives who were relocated to
the US while complying with all legal and tax
obligations with respect to outstanding options
before 01 JAN 2010
B.9BB Approve the exchange with approximately 15 Executives Mgmt No vote
of the Company and/or its majority-owned subsidiaries
of 4,084,770 options of the NOV 2008 Exceptional
Grant and 360,000 options of the APR 2009 Exceptional
Grant against 2,764,302 million Anheuser-Busch
InBev shares under the Exchange Program as
specified in the remuneration report; the exchange
was meant to allow for global mobility of Executives
who were relocated to the US while complying
with all legal and tax obligations with respect
to outstanding options before 01 JAN 2010
B.9BC Approve to confirm the grant in DEC 2009 of Mgmt No vote
2,994,615 options to employees of Anheuser-Busch
Companies Inc. and/or its majority-owned subsidiaries;
each option will give the grantee the right
to purchase one existing share in the Company;
the exercise price of each option is EUR 35.705
which corresponds to the fair value of the
Company share at the time of granting of the
options; the options will become exercisable
after 5 years and have a lifetime of 10 years;
this grant was made according to a pre-merger
obligation
B.9BD Approve to confirm the grant in DEC 2009 of Mgmt No vote
1,626,069 Long Term Incentive Stock Options
to employees of the Company and/or its majority
owned subsidiaries; each option gives the grantee
the right to purchase 1 existing share in the
Company; the exercise price of each option
is EUR 35.90 which corresponds to the fair
value of the Company share at the time of granting
of the options; the options will become exercisable
after 5 years and have a lifetime of 10 years
B.9BE Approve to confirm the grant in MAR 2010 of Mgmt No vote
approximately 350,000 existing shares of the
Company and 1,200,000 matching restricted stock
units to employees of the Company and/or its
majority owned subsidiaries; each share is
subject to a 5-year lock-up period; each matching
restricted stock unit will vest only after
a 5-year vesting period; this grant was done
in the framework of the new Share-Based Compensation
Plan of the Company as specified in the Executive
remuneration policy referred to in resolution
9.A
B.10A Approve, in accordance with Article 556 of the Mgmt No vote
Companies Code, condition 7.5 of the terms
& conditions (Change of Control Put) of the
EUR 15,000,000,000 updated Euro Medium Term
Note Programme dated 24 FEB 2010 of the Company
and Brandbrew SA (the Issuers) and Deutsche
Bank AG., London Branch, acting as Arranger
(the Updated EMTN Programme), which may be
applicable in the case of Notes issued under
the Updated EMTN Programme and any other provision
in the Updated EMTN Programme granting rights
to third parties which could affect the Company's
assets or could impose an obligation on the
Company where in each case the exercise of
those rights is dependent on the launch of
a public take-over bid over the shares of the
Company or on a Change of Control (as specified
in the terms & conditions of the updated EMTN
Programme), as specified; a change of control
put is specified in the applicable Final Terms
of the Notes, condition 7.5 of the terms &
conditions of the updated EMTN Programme grants,
to any noteholder, in essence, the right to
request the redemption of his Notes at the
redemption amount specified in the final terms
of the notes, together, if appropriate, with
interest accrued upon the occurrence of a Change
of Control and a related downgrade in the notes
to sub-investment grade
B.10B Approve, in accordance with Article 556 of the Mgmt No vote
Companies Code, the Change of Control clause
of the USD 3,000,000,000 notes issued in MAY
2009, consisting of USD 1,550,000,000 5.375
% notes due 2014, USD 1,000,000,000 6.875 %
notes due 2019 and USD 450,000,000 8.00 % Notes
due 2039 (the Notes), and the Change of Control
clause of the USD 5,500,000,000 Notes issued
in OCT 2009, consisting of USD 1,500,000,000
3 % Notes due 2012, USD 1,250,000,000 4.125
% Notes due 2015, USD 2,250,000,000 5.375 %
Notes due 2020 and USD 500,000,000 6.375 %
Notes due 2040 (the Unregistered Notes), the
Change of Control clause of the USD 5,500,000,000
Registered Notes issued in FEB 2010, consisting
of USD 1,500,000,000 3% Notes due 2012, USD
1,250,000,000 4.125% Notes due 2015, USD 2,250,000,000
5.375% Notes due 2020 and USD 500,000,000 6.375%
Notes due 2040 and offered in exchange for
corresponding amounts of the corresponding
Unregistered Notes in accordance with a US
Form F-4 Registration Statement (the Registration
Statement), pursuant to an exchange offer launched
by Anheuser-Busch InBev Worldwide Inc. in the
US on 08 JAN 2010 and closed on 08 FEB 2010
(the Registered Notes), whereby each of the
Notes, unregistered Notes and Registered Notes
are issued by Anheuser-Busch InBev Worldwide
Inc. (with an unconditional and irrevocable
guarantee as to payment of principal and interest
from the Company) and (iv) any other provision
applicable to the Notes, Unregistered Notes
or Registered Notes granting rights to third
parties which could affect the Company's assets
or could impose an obligation on the Company
where in each case the exercise of those rights
is dependent on the launch of a public take-over
bid over the shares of the Company or on a
Change of Control (as specified in the Offering
Memorandum with respect to the Notes or the
Unregistered Notes, as the case may be, and
in the Registration Statement with respect
to the Registered Notes); the Change of Control
clause grants to any Noteholder, in essence,
the right to request the redemption of his
Notes at a repurchase price in cash of 101%
of their principal amount (plus interest accrued)
upon the occurrence of a Change of Control
and a related downgrade in the Notes to sub-investment
grade
B.10C Approve, in accordance with Article 556 of the Mgmt No vote
Companies Code, Clause 17 (Mandatory Prepayment)
of the USD 13,000,000,000 senior facilities
agreement dated 26 FEB 2010 entered into by
the Company and Anheuser-Busch InBev Worldwide
Inc. as original borrowers, the original guarantors
and original lenders listed therein, Banc of
America Securities Limited, Banco Santander,
S.A., Barclays Capital, Deutsche Bank AG, London
Branch, Fortis Bank SA/NV, ING Bank NV, Intesa
Sanpaolo S.P.A., J.P. Morgan PLC, Mizuho Corporate
Bank, Ltd, The Royal Bank of Scotland PLC,
Societe Generale Corporate and Investment Banking,
the Corporate and Investment Banking division
of Societe Generale and the Bank of Tokyo-Mitsubishi
UFJ, LTD. as mandated lead arrangers and bookrunners
and Fortis Bank SA/NV as agent and issuing
bank (as amended and/or amended and restated
from time to time) (the Senior Facilities Agreement)
and any other provision of the Senior Facilities
Agreement granting rights to 3rd parties which
could affect the Company's assets or could
impose an obligation on the Company where in
each case the exercise of those rights is dependent
on the launch of a public take-over bid over
the shares of the Company or on a Change of
Control (as specified in the Senior Facilities
Agreement); Clause 17 of the Senior Facilities
Agreement grants, in essence, to any lender
under the Senior Facilities Agreement, upon
a Change of Control over the Company, the right
(i) not to fund any loan or letter of credit
(other than a rollover loan meeting certain
conditions) and (ii) (by not less than 30 days
written notice) to cancel its undrawn commitments
and require repayment of its participations
in the loans or letters of credit, together
with accrued interest thereon, and all other
amounts owed to such lender under the Senior
Facilities Agreement (and certain related documents)
B.10D Approve, in accordance with Article 556 of the Mgmt No vote
Companies Code, Clause 8.1 (Change of Control
or Sale) of the USD 4,200,000,000 term facilities
agreement dated 26 FEB 2010 entered into by
the Company and Anheuser-Busch InBev Worldwide
Inc. as original borrowers, the original guarantors
and original lenders listed therein, Banco
Santander S.A., London Branch and Fortis Bank
SA/NV as mandated lead arrangers and bookrunners
and Fortis Bank SA/NV as agent (as amended
and/or amended and restated from time to time)
(the Term Facilities Agreement) and (ii) any
other provision of the Term Facilities Agreement
granting rights to 3rd parties which could
affect the Company's assets or could impose
an obligation on the Company where in each
case the exercise of those rights is dependent
on the launch of a public take-over bid over
the shares of the Company or on a Change of
Control (as specified in the Term Facilities
Agreement); Clause 8.1 of the Term Facilities
Agreement grants, in essence, to any lender
under the Term Facilities Agreement, upon a
Change of Control over the Company, the right
(i) not to fund any loan and (ii) (by not less
than 30 days written notice) to cancel its
undrawn commitments and require repayment of
its participations in the loans, together with
accrued interest thereon, and all other amounts
owed to such lender under the Term Facilities
Agreement (and certain related documents)
C. Grant powers to Mr. Benoit Loore, VP Legal Corporate, Mgmt No vote
with power to substitute and without prejudice
to other delegations of powers to the extent
applicable, for (i) the restatements of the
Articles of Association as a result of all
changes referred to above, the signing of the
restated articles of association and their
filings with the clerk's office of the Commercial
Court of Brussels, (ii) the filing with the
same clerk's office of the resolutions referred
under Resolution B.10 and (iii) any other filings
and publication formalities in relation to
the above resolutions
- --------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933180680
- --------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 25-Feb-2010
Ticker: AAPL
ISIN: US0378331005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 Mgmt For For
DIRECTOR STOCK OPTION PLAN.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED
AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL Agenda Number: 933245044
- --------------------------------------------------------------------------------------------------------------------------
Security: 03938L104
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MT
ISIN: US03938L1044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
FOR THE FINANCIAL YEAR 2009
02 APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR 2009
03 ALLOCATION OF RESULTS (INCLUDING DETERMINATION Mgmt No vote
OF DIVIDEND) IN RELATION TO THE FINANCIAL YEAR
2009
04 DETERMINATION OF THE COMPENSATION OF THE DIRECTORS Mgmt No vote
IN RELATION TO THE FINANCIAL YEAR 2009
05 DISCHARGE OF THE DIRECTORS Mgmt No vote
06 ACKNOWLEDGMENT OF END OF MANDATE OF THREE DIRECTORS Mgmt No vote
AND OF CO-OPTATION OF ONE DIRECTOR
07 ELECTION OF MRS. VANISHA MITTAL BHATIA AS DIRECTOR Mgmt No vote
FOR A 3-YEAR TERM
08 ELECTION OF MR. JEANNOT KRECKE AS DIRECTOR FOR Mgmt No vote
A 3-YEAR TERM
09 RENEWAL OF AUTHORISATION OF THE BOARD AND OF Mgmt No vote
CORPORATE BODIES WITHIN THE ARCELOMITTAL GROUP
TO ACQUIRE SHARES IN THE COMPANY
10 APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR Mgmt No vote
(REVISEUR D'ENTERPRISES)
11 AUTHORISE THE BOARD OF DIRECTORS TO ISSUE SHARE Mgmt No vote
OPTIONS OR OTHER EQUITY BASED AWARDS UNDER
LONG TERM INCENTIVE PLAN 2009-2018
12 DECISION TO AUTHORISE THE BOARD OF DIRECTORS Mgmt No vote
TO IMPLEMENT THE EMPLOYEE SHARE PURCHASE PLAN
2010
13 DECISION TO WAIVE THE PUBLIC OFFER REQUIREMENT Mgmt No vote
REFERRED TO IN ARTICLE 7.3 OF THE ARTICLES
OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
ARM HLDGS PLC Agenda Number: 702365897
- --------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 14-May-2010
Ticker:
ISIN: GB0000595859
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual report and accounts for the Mgmt For For
YE 31 DEC 2009
2 Declare a final dividend Mgmt For For
3 Approve the Directors remuneration report Mgmt For For
4 Re-elect Kathleen O'Donovan as a Director Mgmt Against Against
5 Re-elect Young Sohn as a Director Mgmt Against Against
6 Re-elect Warren East as a Director Mgmt Against Against
7 Re-appoint PricewaterhouseCoopers LLP as the Mgmt Against Against
Auditors of the Company
8 Authorize the Directors to fix the remuneration Mgmt Against Against
of the Auditors
9 Authorize the Directors to allot share capital Mgmt Against Against
S.10 Approve to disapply pre-emption rights Mgmt For For
S.11 Authorize the Company to make market purchases Mgmt For For
of its own shares
S.12 Authorize the Company to hold general meetings Mgmt Against Against
on 14 days notice
S.13 Adopt new Articles of Association Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933243886
- --------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: SAN
ISIN: US05965X1090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET Mgmt For For
AND CONSOLIDATED FINANCIAL STATEMENTS OF THE
BANK AND ITS SUBSIDIARIES, THE INDEPENDENT
REPORT OF THE EXTERNAL AUDITORS FOR THE YEAR
2009.
02 APPROVE PAYMENT OF A DIVIDEND OF CH$1.37308147 Mgmt For For
PER SHARE OR 60% OF 2009 NET INCOME ATTRIBUTABLE
TO SHAREHOLDERS AS A DIVIDEND.
03 APPROVAL OF EXTERNAL AUDITORS (DELOITTE). Mgmt For For
04 APPROVAL OF RATING AGENCIES. Mgmt Abstain Against
05 APPROVAL OF ONE BOARD OF DIRECTOR AND ONE ALTERNATE Mgmt Against Against
DIRECTOR. IN 2009, MR. JUAN MANUEL HOYOS RESIGNED
HIS POSITION AS MEMBER OF THE BOARD AND WAS
APPOINTED ALTERNATE DIRECTOR. SIMULTANEOUSLY,
THE BOARD DESIGNATED MR. OSCAR VON CHRISMAR
AS HIS REPLACEMENT TO THE BOARD.
06 APPROVE THE BOARD OF DIRECTORS' 2010 REMUNERATION. Mgmt For For
07 APPROVAL OF AUDIT COMMITTEE'S 2010 BUDGET AND Mgmt For For
REMUNERATION FOR ITS MEMBERS
08 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Mgmt For For
AS DEFINED BY ARTICLE 89 AND TITLE XVI OF LAW
18,046.
09 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE Mgmt Against Against
DISCUSSED IN AN ORDINARY SHAREHOLDERS' MEETING
AS DEFINED BY LAW AND BY THE BANK'S BYLAWS.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR A S JT STK CO Agenda Number: 702123631
- --------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: EGM
Meeting Date: 10-Nov-2009
Ticker:
ISIN: TREBIMM00018
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A POWER Non-Voting No vote
OF ATTORNEY (POA) SIGNED BY THE BENEFICIAL
OWNER IS REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. CERTAIN GLOBAL CUSTODIANS HAVE A
GLOBAL CUSTODIAN POAs IN PLACE WHICH WOULD
ELIMINATE THE NEED FOR THE BO POA. IF YOU HAVE
NOT SUBMITTED ANY POAs FOR THIS MARKET BEFORE,
PLEASE CONTACT YOUR GLOBAL CUSTODIAN BANK TO
SEE IF THEY HAVE A POA IN PLACE FOR YOUR ACCOUNTS.
THANK YOU.
1. Elect the Chairmanship and authorize the Chairmanship Mgmt No vote
to sign the minutes of the assembly
2. Approve the Board of Directors' proposal concerning Mgmt No vote
distribution of profit from the profit of 2008
which was transferred to the extraordinary
reserves
3. wishes Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933232592
- --------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: BRCM
ISIN: US1113201073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOAN L. AMBLE Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933262709
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Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: CAT
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt For For
WILLIAM A. OSBORN Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
02 RATIFY AUDITORS Mgmt For For
03 AMEND 2006 LONG-TERM INCENTIVE PLAN Mgmt For For
04 AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD Mgmt For For
05 AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY Mgmt For For
VOTE REQUIREMENTS
06 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN Shr For Against
OF THE BOARD
07 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shr Against For
STANDARDS
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD Agenda Number: 702344324
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Security: Y11757104
Meeting Type: EGM
Meeting Date: 28-Apr-2010
Ticker:
ISIN: HK0293001514
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'FOR' OR 'AGAINST' ONLY FOR THE RESOLUTION
"1". THANK YOU.
1. Approve the entering into of the Framework Agreement Mgmt For For
by the Company and its subsidiaries (as specified)
and the Transaction (terms specified in the
circular to shareholders of the Company dated
8 APR 2010 having the same meanings when used
in this resolution)
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CATHAY PACIFIC AIRWAYS LTD Agenda Number: 702323205
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Security: Y11757104
Meeting Type: AGM
Meeting Date: 12-May-2010
Ticker:
ISIN: HK0293001514
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Declare a final dividend Mgmt Abstain Against
2.a Re-elect Robert Barclay WOODS as a Director Mgmt Against Against
2.b Re-elect ZHANG Lan as a Director Mgmt Against Against
2.c Elect CAI Jianjiang as a Director Mgmt Against Against
2.d Elect FAN Cheng as a Director Mgmt Against Against
2.e Elect Peter Alan KILGOUR as a Director Mgmt Against Against
2.f Elect Irene Yun Lien LEE as a Director Mgmt Against Against
2.g Elect WONG Tung Shun Peter as a Director Mgmt Against Against
3 Re-appoint KPMG as the Auditors and authorize Mgmt Against Against
the Directors to fix their remuneration
4 Authorize the Directors to make on-market share Mgmt For For
repurchase within the meaning of the
code on share repurchases , the aggregate nominal
amount of the Company's shares which may
be repurchased pursuant to the approval in
this resolution shall not exceed 10% of
the aggregate nominal amount of the shares
in issue at the date of passing this resolution;
Authority expires the earlier of the conclusion
of the next AGM of the Company or the
expiration of the period within which
the next AGM of the Company is required by
Law to be held
5 Authorize the Directors of the Company to allot, Mgmt For For
issue and deal with additional shares
and to make or grant offers, agreements and
options which will or might require the exercise
of such powers during or after the end of
the relevant period, the aggregate nominal
amount of shares allotted or agreed conditionally
or unconditionally to be allotted whether
pursuant to an option or otherwise by the
Directors, otherwise than pursuant to: i) a
rights issue; or ii) any scrip dividend
or similar arrangement providing for the allotment
of shares in lieu of the whole or part of a
dividend on shares, shall not exceed the aggregate
of 20% of the aggregate nominal amount of the
shares in issue at the date of passing this
resolution Contd.
- - Contd. provided that the aggregate nominal amount Non-Voting No vote
of shares so allotted or so agreed conditionally
or unconditionally to be allotted pursuant
to this resolution wholly for cash shall
not exceed 5% of the aggregate nominal
amount of the shares in issue at the date
of passing this resolution; Authority
expires the earlier of the conclusion of the
next AGM of the Company or the expiration
of the period within which the next AGM of
the Company is required by Law to be held
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD Agenda Number: 702041562
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Security: Y15045100
Meeting Type: EGM
Meeting Date: 24-Aug-2009
Ticker:
ISIN: CNE1000002N9
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
1 TO 3. THANK YOU.
1. Approve and ratify the 10 Share Acquisition Mgmt For For
Agreements entered into between the Company,
Sanshi Group, Parent and Shanghai Lixin Zhongcheng
Asset and Equity Management on 26 JUN 2009
relating to the acquisition of a further 45%
equity interests in Sanshi Hede, further 38%
equity interests in Shaoxing Sanshi, further
40% equity interests in Jiande Sanshi, further
49% equity interests in Tonglu Sanshi, further
46% equity interests in Sanshi Jiaxing, 38%
equity interests in Sanshi Changxing, 67.46%
equity interests in Sanshi Cement, 6.75% equity
interests in Sanshi Wutong, 51% equity interests
in Sanshi Xiaopu, and 44.8% equity interests
in Fuyang Sanshi held by Sanshi Group
2. Approve, subject to the approval of the special Mgmt For For
resolution below, the appointment of Mr. Cui
Xingtai as an Executive Director of the Company
to hold office with effect from the date of
the passing of this resolution until 30 JUN
2011
S.3 Amend the existing Articles of Association of Mgmt For For
the Company as specified
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CISCO SYSTEMS, INC. Agenda Number: 933147262
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Nov-2009
Ticker: CSCO
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2010.
05 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS
BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL
MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY
RESOLUTION TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
07 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702369237
- --------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 13-May-2010
Ticker:
ISIN: BRCYREACNOR7
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amend the Article 6 of the corporate Bylaws Mgmt For For
of the Company, as a result of the decisions
of the Board of Directors made at the meetings
held on 05 JUN 2009, 08 JUL 2009,14 AUG 2009,
14 SEP 2009, 27 OCT 2009, 09 NOV 2009, 17 NOV
2009, 07 DEC 2009, and 18 JAN 2010, in such
a way as to reflect the changes to the capital
decided on at those meetings
2 Authorize to increase the capital limit of the Mgmt For For
Company
3 Amend to Article 58 of the corporate Bylaws Mgmt For For
of the Company, to reflect the approval at
the meeting of the Board of Directors held
on 25 MAR 2010, of the change in the newspaper
used for the notices required by the corporations
law
4 Approve to establishment of the annual, aggregate Mgmt Against Against
remuneration of the managers of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
DESARROLLADORA HOMEX, S.A.B. DE C.V. Agenda Number: 933162365
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Security: 25030W100
Meeting Type: Special
Meeting Date: 19-Nov-2009
Ticker: HXM
ISIN: US25030W1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL AND, AS THE CASE MAY BE, RESOLUTIONS Mgmt Abstain Against
OVER A CAPITAL STOCK INCREASE, IN ITS FIXED
PORTION, THROUGH THE ISSUANCE OF UNSUBSCRIBED
COMMON STOCK, FOR THEIR ALLOCATION THROUGH
AN IPO, PURSUANT TO ARTICLE 53 OF THE MEXICAN
SECURITIES LAW AND CLAUSE SEVENTH OF THE BYLAWS
OF THE COMPANY, SUBJECT TO AUTHORIZATION BY
THE CNBV.
II PROPOSAL AND, AS THE CASE MAY BE, RESOLUTIONS Mgmt Abstain Against
OVER THE AMENDMENT OF CLAUSE SIXTH OF THE BYLAWS
OF THE COMPANY.
III PROPOSAL AND, AS THE CASE MAY BE, RESOLUTIONS Mgmt Abstain Against
OVER AN INITIAL PUBLIC STOCK OFFERING BY THE
COMPANY, IN MEXICO AND OTHER INTERNATIONAL
MARKETS.
IV PROPOSAL AND, AS THE CASE MAY BE, DESIGNATION Mgmt For For
OF SPECIAL DELEGATES WHO WILL FORMALIZE AND
EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING
AND FOR THE EXECUTION OF ALL ACTIONS AND FILINGS
RELATING TO THE IPO.
- --------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933203200
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Security: 268648102
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: EMC
ISIN: US2686481027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS.
03 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO SPECIAL SHAREHOLDER MEETINGS.
04 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933226210
- --------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: FTI
ISIN: US30249U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THORLEIF ENGER Mgmt For For
CLAIRE S. FARLEY Mgmt Withheld Against
JOSEPH H. NETHERLAND Mgmt For For
02 VOTE ON THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt Against Against
OF KPMG LLP
03 VOTE ON MAJORITY VOTING Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933184931
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Security: 354613101
Meeting Type: Annual
Meeting Date: 16-Mar-2010
Ticker: BEN
ISIN: US3546131018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT D. JOFFE Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt Against Against
1F ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt Against Against
1H ELECTION OF DIRECTOR: THOMAS H. KEAN Mgmt For For
1I ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1J ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt Against Against
1K ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1L ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO SUBMIT FOR STOCKHOLDER APPROVAL FOR PURPOSES Mgmt For For
OF COMPLYING WITH REQUIREMENTS OF SECTION 162(M)
OF INTERNAL REVENUE CODE.
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933216738
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: GOOG
ISIN: US38259P5089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
LARRY PAGE Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt Withheld Against
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
04 A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, Shr Against For
PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY
PRESENTED AT THE MEETING.
06 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT
THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
GUESS?, INC. Agenda Number: 933286204
- --------------------------------------------------------------------------------------------------------------------------
Security: 401617105
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: GES
ISIN: US4016171054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH BLUMENTHAL Mgmt For For
ANTHONY CHIDONI Mgmt For For
PAUL MARCIANO Mgmt Withheld Against
02 TO RE-APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION
PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE
BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933187191
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 17-Mar-2010
Ticker: HPQ
ISIN: US4282361033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR : L.T. BABBIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR : S.M. BALDAUF Mgmt For For
1D ELECTION OF DIRECTOR : R.L. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR : J.H. HAMMERGREN Mgmt For For
1F ELECTION OF DIRECTOR : M.V. HURD Mgmt For For
1G ELECTION OF DIRECTOR : J.Z. HYATT Mgmt For For
1H ELECTION OF DIRECTOR : J.R. JOYCE Mgmt For For
1I ELECTION OF DIRECTOR : R.L. RYAN Mgmt For For
IJ ELECTION OF DIRECTOR : L.S. SALHANY Mgmt Against Against
1K ELECTION OF DIRECTOR : G.K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING OCTOBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE
PLAN.
04 PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 702454303
- --------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 24-Jun-2010
Ticker:
ISIN: JP3854600008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
3. Approve Payment of Bonuses to Corporate Officers Mgmt Against Against
- --------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702288223
- --------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: AGM
Meeting Date: 26-Mar-2010
Ticker:
ISIN: BRHYPEACNOR0
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I. Approve the annual report from the administration, Mgmt For For
concerning the FY that ended on 31 DEC 2009,
and the examination, discussion and resolution
concerning the Company's financial statements,
relating to the FY that ended on 31 DEC 2009,
to wit balance sheet, results statement, statement
of change in net worth statement, cash flow
statements, added value statements and explanatory
notes, audited by PriceWaterhouseCoopers Auditores
Independentes, PWC
II. Approve the allocation of the profits from the Mgmt For For
FYE 31 DEC 2009
III. Re-elect the Members of the Board of Directors Mgmt Abstain Against
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
HYUNDAI MTR CO Agenda Number: 702239597
- --------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 12-Mar-2010
Ticker:
ISIN: KR7005380001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION.
1 Approve the 42nd B/S, I/S and proposed disposition Mgmt For For
of retained earning
2 Election of Messrs. Euisun Jung, Seungsuk Yang Mgmt Against Against
(External) Seongil Nam,
3 Election of Seongil Nam as the Member of the Mgmt For For
Audit Committee
4 Approve the remuneration limit of the Directors Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 702027411
- --------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: AGM
Meeting Date: 14-Jul-2009
Ticker:
ISIN: ES0148396015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the annual accounts [Balance Sheet, Mgmt For For
Profit and Loss Account, Shareholders' Equity
Statement, Cash Flow Statement and Annual Report]
and the Management report of Industria de Diseno
Textil, S.A. [Inditex, S.A.] for fiscal 2008
[ended 31 JAN 2009], laid by the Board of Directors
at its meeting held on 24 MAR 2009 and signed
by all the directors
2. Approval of the annual accounts [Balance Sheet, Mgmt For For
Profit and Loss Account, Shareholders' Equity
Statement, Cash Flow Statement and Annual Report]
and the consolidated Management report of the
Inditex Group for fiscal 2008 [ended 31 JAN
2009], laid by the Board of Directors at its
meeting held on 24 MAR 2009 and signed by all
the Directors; approval of the Management of
the Board of Directors of Industria de Diseno
Textil, S.A. [Inditex, S.A] for FY 2008
3. Approval of the proposed distribution of the Mgmt For For
income of fiscal 2008 [ended 31 JAN 2009],
in the amount of six hundred and eighty-three
millions, three hundred and forty four thousand
euros, to be distributed as specified, it is
thus resolved to pay the shares with the right
to dividends the gross amount of one Euro and
five cents [1.05 Euros] per share; having the
gross amount of fifty-five Euro cents [0.55
Euros] been paid last 04 MAY 2009 as interim
dividend, it is thus resolved to pay the shares
with a right to dividends, a supplementary
dividend in the gross amount of fifty Euro
cents [0.50 Euros] per share, remaining amount
to add up to the total dividend; this supplementary
dividend shall be paid to shareholders as of
02 NOV 2009, through those entities linked
to the Spanish Central Securities Depositary,
in charge of the Register of Securities and
the Clearing and Settlement of all trades [Iberclear]
where they have their shares deposited
4.A Approval of the re-election of Mr. Carlos Espinosa Mgmt Against Against
de los Monteros Bernaldo de Quiros, whose particulars
are already recorded with the Companies Register,
as Member of the Board of Directors for the
five-year term provided in the Articles of
Association, as from the date of this AGM
4.B Approval of the re-election of Mr. Francisco Mgmt For For
Luzon Lopez, whose particulars are already
recorded with the Companies Register, as Member
of the Board of Directors for the five-year
term provided in the Articles of Association,
as from the date of this AGM
5. To appoint the current Auditors of the Company, Mgmt For For
KPMG Auditores, S.L., with registered address
in Madrid, at 95, Paseo de la Castellana, and
holder of the Spanish Tax Identification Number
[Spanish C.I.F] ES B-78510153, registered with
the Official Register of Auditors under number
S0702, as Auditors of the Company to review
the annual accounts and the Management reports
of the Company and the consolidated ones of
the Inditex Group, for the term commencing
on 01 FEB 2009 and ending on 31 JAN 2010
6. Authorization to the Board of Directors, so Mgmt For For
that, in accordance with the provisions of
Article 75 et seq. of the [Spanish] Corporation
Act, it may proceed to the derivative acquisition
of its own shares, either directly or through
any subsidiaries in which the Company is the
controlling Company, observing the legal limits
and requirements and under the following conditions:
a] methods of acquisition: the acquisition
shall be done through purchase and sale, exchange
or dation in payment; b] maximum number of
shares to be acquired: shares with a nominal
value which, added to that of those shares
already in the possession of the Company, directly
or indirectly, do not exceed 10% of the share
capital; c] maximum and minimum prices: the
minimum price of acquisition of the shares
shall be their nominal value and the maximum
price shall be up to 105% of their market value
at the date of purchase; d] duration of the
authorization: five [5] years from the date
of this resolution; for the purposes of the
provisions of the last Paragraph of Article
75.1 of the [Spanish] Corporation Act, it is
hereby stated that the shares acquired hereunder
may be allocated by the Company, inter alia,
to be handed out to the Employees or Managers
of the Company either directly or as a result
of the exercise of any option rights they might
hold under the remuneration plans for the staff
of the Company or its Group approved by the
AGM of Shareholders; this authorization supersedes
and cancels the authorization approved by the
general meeting of shareholders held on 15
JUL 2008
7. Delegation to the Board of Directors, expressly Mgmt For For
empowering it to be substituted by the Executive
Committee or by any of its Members, as well
as to any other person expressly authorized
for these purposes by the Board, of the necessary
powers as wide as required in law for the correction,
development and implementation, at the time
that it considers most appropriate, of each
of the resolutions passed in this AGM; in particular,
to empower the Chairman of the Board of Directors,
Mr. Amancio Ortega Gaona, the First Deputy
Chairman and Chief Executive Officer, Mr. Pablo
Isla Alvarez de Tejera and the Secretary of
the Board, Mr. Antonio Abril Abadin so that,
any of them, jointly and severally, without
distinction and as widely as is necessary in
Law, may carry out whatever actions are appropriate
to implement the resolutions passed in this
general meeting in order to record them in
the Companies register and in any other registries,
including, in particular and amongst other
powers, that of appearing before a Notary Public
to execute the public deeds and notary's certificates
that are necessary or expedient for such purpose,
correct, rectify, ratify, construe or supplement
the agreements and execute any other public
or private document that is necessary or appropriate
so that the resolutions passed are implemented
and fully registered, without the need for
a new resolution of the AGM, and to proceed
to the mandatory filing of the individual and
consolidated annual accounts with the Companies
Register
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933182812
- --------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: IGT
ISIN: US4599021023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAGET L. ALVES Mgmt For For
PATTI S. HART Mgmt Withheld Against
ROBERT A. MATHEWSON Mgmt Withheld Against
THOMAS J. MATTHEWS Mgmt Withheld Against
ROBERT J. MILLER Mgmt For For
FREDERICK B. RENTSCHLER Mgmt For For
DAVID E. ROBERSON Mgmt For For
PHILIP G. SATRE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS IGT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702363019
- --------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: AGM
Meeting Date: 18-May-2010
Ticker:
ISIN: BMG5485F1445
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE "IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS.
THANK YOU.
1 Receive and adopt the audited consolidated accounts Mgmt For For
and reports of the Directors and the
Auditors for the YE 31 DEC 2009
2 Declare a final dividend of 49 HK cents per Mgmt For For
share
3.a Re-elect Dr. Victor Fung Kwok King as a Director Mgmt Against Against
3.b Re-elect Mr. Bruce Philip Rockowitz as a Director Mgmt For For
3.c Re-elect Mr. Paul Edward Selway-Swift as a Director Mgmt Against Against
4 Re-appoint PricewaterhouseCoopers as the Auditors Mgmt Against Against
and authorize the Directors to fix their remuneration
5 Approve to increase the authorized share capital Mgmt For For
of the Company from HKD 100,000,000 to
HKD 150,000,000
6 Approve to give a general mandate to the Directors Mgmt For For
to repurchase the Company's shares
up to 10%
7 Approve to give a general mandate to the Directors Mgmt For For
to issue new shares up to 20% or in the case
of issue of new shares solely for cash and
unrelated to any asset acquisition, up to
10%
8 Authorize the Directors to issue the shares Mgmt For For
repurchased by the Company
9 Approve to refresh the scheme mandate limit Mgmt Against Against
under the Share Option Scheme
- --------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 702306259
- --------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 22-Apr-2010
Ticker:
ISIN: BRLRENACNOR1
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
- - PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF NAMES. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- - PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the financial statements relating to Mgmt For For
the FYE on 31 DEC 2009
2 Approve the distribution of the profits from Mgmt For For
the FY and to distribute dividends
3 Election of Claudio Thomaz Lobo Sonder, Egon Mgmt For For
Handel, Jose Gallo, Francisco Roberto Andre
Gros, Miguel Gellert Krigsner, Pedro Pezzi
Eberle, Deborah Patricia Wright as the Members
of the Board of Directors and approve to set
their remuneration
4 Election of Members of the Finance Committee: Mgmt For For
Principal: Francisco Sergio Quintana Da Rosa,
Helena Turola De Araujo Penna, Isabel Da Silva
Ramos Kemmelmeier; Substitute: Ricardo Gus
Maltz, Joao Luiz Borsoi, Roberto Frota Decourt
and approve to set their remuneration
- --------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 702051501
- --------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 05-Aug-2009
Ticker:
ISIN: BRNATUACNOR6
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA Non-Voting No vote
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/
OR ABSTAIN OR AGAINST AND/ OR ABSTA IN ARE
ALLOWED
I. Ratify the amendment to the wording of Article Mgmt For For
5 and the main part of Article 6 of the Corporate
Bylaws of the Company relative, respectively,
to the amount of the share capital and the
quantity of the subscribed for and paid in
shares of the Company and to the limit of the
authorized capital, resulting from the exercise
of purchase or subscription options for common
shares issued by the Company made from 01 JAN
2009, to 30 JUN 2009, by the Managers and Employees
of the Company, as well as by the Managers
and employees of the direct and indirect subsidiary
Companies of the Company, who are participants
in the addenda to the Company's common stock
purchase or subscription option plans relative
to the 2003, 2004, 2005 and 2006 calendar years
II. Amend the wording of Article 24 of the Corporate Mgmt For For
Bylaws, in such a way as to define the authority
and responsibility of the Company's Officers
III. Adapt the wording of Paragraph 1 of Article Mgmt For For
27 of the Corporate Bylaws to that which is
provided for in Article 176 of Law Number 6404.76,
due to the changes introduced by Law Number
11638.07
IV. Amend the wording of the main part of Article Mgmt For For
33 of the Corporate Bylaws of the Company and
of its Paragraphs 2, 6, 8 and 9, as well as
the inclusion of a new Paragraph 4 in said
Article, with the consequent renumbering of
the subsequent paragraphs
V. Approve to consolidate the Corporate Bylaws Mgmt For For
of the Company
- --------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 702267558
- --------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 06-Apr-2010
Ticker:
ISIN: BRNATUACNOR6
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
- - PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
- - PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve to examine, discuss and vote upon the Mgmt For For
Board of Directors annual report, the
financial statements and Independent Auditors
report relating to FY ending 31 DEC 2009
2 Approve the proposal for the capital budget Mgmt For For
for the year 2010, the allocation of the net
profit from the FY ending on 31 DEC 2009, and
ratify the early distributions of dividends
and interim interest on net equity
3 Elect the Members of the Companys Board of Directors Mgmt Against Against
4 Approve to set the aggregate remuneration of Mgmt Against Against
the Administrators of the Company to
be paid to the time of the holding of the AGM
at which the shareholders of the Company
vote concerning the financial statements for
the FY that will end on 31 DEC 2010
- --------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 702270074
- --------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 06-Apr-2010
Ticker:
ISIN: BRNATUACNOR6
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
A. Ratify the amendment of the wording of Article Mgmt For For
5 and the main part of Article 6 of the corporate
bylaws of the Company relating, respectively,
to the amount of share capital and the quantity
of subscribed and paid in shares of the Company
and to the authorized capital limit, arising
from the exercise o f stock options for shares
issued by the Company done from 01 JUL 2009,
to 24 FEB 2010, by the administrators and employees
of the Company, as well as the administrators
and employees of the direct and indirect subsidiaries,
by the Company, participants in the Stock Option
Plan for common shares of the Company
B. Approve to include in the first paragraph of Mgmt For For
Article 15 of the corporate bylaws of the Company
to include, in the case of a tie vote in any
matter before a meeting of the Boa rd of Directors,
a casting vote to the co-Chairperson member
of the Board of Directors who is chairing the
meeting to settle the decision, with the consequent
renumbering of t he sole paragraph of Article
15 to paragraph two
C. Approve to amend the wording of line XXIV of Mgmt For For
Article 20 of t he corporate bylaws of the
Company to strengthen the authority of the
Board of Directors
- --------------------------------------------------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO.,LTD. Agenda Number: 702489863
- --------------------------------------------------------------------------------------------------------------------------
Security: J53247110
Meeting Type: AGM
Meeting Date: 29-Jun-2010
Ticker:
ISIN: JP3733400000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Allow Use of Electronic Systems Mgmt For For
for Public Notifications
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
4. Appoint a Corporate Auditor Mgmt For For
5. Appoint a Substitute Corporate Auditor Mgmt For For
6. Approve Payment of Bonuses to Directors Mgmt For For
7. Amend the Compensation to be received by Corporate Mgmt For For
Auditors
- --------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702365075
- --------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 30-Apr-2010
Ticker:
ISIN: BROGXPACNOR3
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amend the Article 5 of the Corporate Bylaws Mgmt Against Against
of the Company and its later consolidation
bearing in mind recent issuances of shares
by the Management as a result of the exercise
of stock subscription options granted by the
Company to its workers within the framework
of the stock purchase or subscription option
program approved by a general meeting on 30
APR 2008
- --------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702368297
- --------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 30-Apr-2010
Ticker:
ISIN: BROGXPACNOR3
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Approve the financial statements and the Independent Mgmt For For
Auditor's report relating to the FYE
31 DEC 2009
II Approve the destination of the YE results of Mgmt For For
2009
III Election of the Members of the Board of Directors Mgmt For For
IV Approve to set the global remuneration of the Mgmt Against Against
Directors
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933133528
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Oct-2009
Ticker: ORCL
ISIN: US68389X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
DONALD L. LUCAS Mgmt Withheld Against
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr Against For
POLICY.
- --------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933266911
- --------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: PCLN
ISIN: US7415034039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING SPECIAL STOCKHOLDER MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933181620
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: QCOM
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE SHARE RESERVE
BY 13,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010.
- --------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933112067
- --------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 14-Jul-2009
Ticker: RIMM
ISIN: CA7609751028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MIKE LAZARIDIS Mgmt Withheld Against
JAMES ESTILL Mgmt Withheld Against
DAVID KERR Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt Withheld Against
BARBARA STYMIEST Mgmt For For
JOHN WETMORE Mgmt For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
SAIPEM S P A Agenda Number: 702295026
- --------------------------------------------------------------------------------------------------------------------------
Security: T82000117
Meeting Type: OGM
Meeting Date: 16-Apr-2010
Ticker:
ISIN: IT0000068525
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 26 APR 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
1 Approve the financial statement at 31 DEC 2009, Mgmt No vote
consolidated financial statement at
31 DEC 2009; report of the Board of Directors,
the Board of Auditors and Independent
Auditors
2 Approve the allocation of profits Mgmt No vote
3 Approve the revocation of task of auditing to Mgmt No vote
Pricewaterhouse and assignment of task of
auditing to Reconta Ernst Young
- --------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO LTD, SUWON Agenda Number: 702265845
- --------------------------------------------------------------------------------------------------------------------------
Security: Y7470U102
Meeting Type: AGM
Meeting Date: 19-Mar-2010
Ticker:
ISIN: KR7009150004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION.
1 Approve the financial statements Mgmt For For
2 Amend the Articles of Incorporation Mgmt For For
3 Election of Directors - Inside Director : Byung Mgmt For For
Cheon Ko and Outside
4 Election of Byung Ho Kang as an Audit Committee Mgmt For For
Member
5 Approve the limit of remuneration for the Directors Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 702045609
- --------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 24-Jul-2009
Ticker:
ISIN: KR7005930003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN INVESTOR RELATIONSHIP Non-Voting No vote
MEETING ONLY. NO AGENDA WILL BE PUBLISHED.
THANK YOU
- --------------------------------------------------------------------------------------------------------------------------
SBERBANK SAVINGS BANK OF RUSSIAN FEDERATION OJSC, MOSCOW Agenda Number: 702430214
- --------------------------------------------------------------------------------------------------------------------------
Security: X76318108
Meeting Type: AGM
Meeting Date: 04-Jun-2010
Ticker:
ISIN: RU0009029540
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 684542 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approve the annual report as of FY 2009 Mgmt For For
2 Approve the annual financial statement of the Mgmt For For
Company based on the results of the reporting
2009 FY
3 Approve the distribution of profit and losses, Mgmt For For
dividend payments as of 2009 FY at RUB 0.08
per ordinary share and RUB 0.45 per preferred
share
4 Approve the Auditor Mgmt For For
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
5.1 Election of Ignat'ev Sergey Mikhailovich as Mgmt Against Against
a Board of Director
5.2 Election of Ulukaev Alexey Valentinovich as Mgmt Against Against
a Board of Director
5.3 Election of Luntovsky Georgy Ivanovich as a Mgmt Against Against
Board of Director
5.4 Election of Tkachenko Valery Victorovich as Mgmt Against Against
a Board of Director
5.5 Election of Ivanova Nadezhda Ur'evna as a Board Mgmt Against Against
of Director
5.6 Election of Shvetsov Sergey Anatol'evich as Mgmt Against Against
a Board of Director
5.7 Election of Shor Konstantin Borisovich as a Mgmt Against Against
Board of Director
5.8 Election of Dvorkovich Arcadiy Vladimirovich Mgmt Against Against
as a Board of Director
5.9 Election of Kudrin Alexey Leonidovich as a Board Mgmt Against Against
of Director
5.10 Election of Nabiullina Elvira Sahipzadovna as Mgmt Against Against
a Board of Director
5.11 Election of Belousov Andrey Removich as a Board Mgmt Against Against
of Director
5.12 Election of Savatugin Alexey L'vovich as a Board Mgmt Against Against
of Director
5.13 Election of Guriev Sergey Maratovich as a Board Mgmt For For
of Director
5.14 Election of Gupta Radzhat Kumar as a Board of Mgmt For For
Director
5.15 Election of Kelimbetov Kairat Nematovich as Mgmt For For
a Board of Director
5.16 Election of Mau Vladimir Alexandrovich as a Mgmt For For
Board of Director
5.17 Election of Gref German Oskarovich as a Board Mgmt Against Against
of Director
5.18 Election of Zlatkis Bella Il'inichna as a Board Mgmt Against Against
of Director
6.1 Election of Volkov Vladimir Mikhailovich as Mgmt For For
a Member to the Auditing Committee
6.2 Election of Zinina Ludmila Anatol'evna as a Mgmt For For
Member to the Auditing Committee
6.3 Election of Polyakova Olga Vasil'evna as a Member Mgmt For For
to the Auditing Committee
6.4 Election of Tkachenko Valentina Ivanovna as Mgmt For For
a Member to the Auditing Committee
6.5 Election of Polonskya Nataliya Ivanovna as a Mgmt For For
Member to the Auditing Committee
6.6 Election of Dolzhnikov Maxim Leonidovich as Mgmt For For
a Member to the Auditing Committee
6.7 Election of Isahanova Uliya Ur'evna as a Member Mgmt For For
to the Auditing Committee
7 Approve the remuneration and compensation to Mgmt For For
be paid to the Members of the Supervisory Board
8 Approve the new edition of the Charter of the Mgmt For For
Company
9 Approve the new edition of the provision on Mgmt For For
the Executive Board of the Company
- --------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702177709
- --------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 26-Jan-2010
Ticker:
ISIN: DE0007236101
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK
YOU
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. Presentation of the report of the Supervisory Non-Voting No vote
Board, the Corporate Governance report, the
compensation report as well as the compliance
report for the 2008/2009 FY
2. Presentation of the financial statements and Non-Voting No vote
annual report for the 2008/2009 FY with the
Group financial statements, the Group annual
report, and the reports pursuant to Sections
289[4] and 315[4] of the German Commercial
Code
3. Resolution on the appropriation of the distribution Mgmt For For
profit of EUR 1,462,725,473.60 as follows:
payment of a dividend of EUR 1.60 per no-par
share; EUR 75,124,747.20 shall be carried forward;
ex-dividend and payable date: 27 JAN 2010
4.A Ratification of the acts of the Board of Managing Mgmt For For
Directors: Peter Loescher
4.B Ratification of the acts of the Board of Managing Mgmt For For
Directors: Wolfgang Dehen
4.C Ratification of the acts of the Board of Managing Mgmt Against Against
Directors: Heinrich Hiesinger
4.D Ratification of the acts of the Board of Managing Mgmt Against Against
Directors: Joe Kaeser
4.E Ratification of the acts of the Board of Managing Mgmt For For
Directors: Barbara Kux [seit 17.11.2008]
4.F Ratification of the acts of the Board of Managing Mgmt For For
Directors: Jim Reid-Anderson [bis 30.11.2008]
4.G Ratification of the acts of the Board of Managing Mgmt Against Against
Directors: Hermann Requardt
4.H Ratification of the acts of the Board of Managing Mgmt For For
Directors: Siegfried Russwurm
4.I Ratification of the acts of the Board of Managing Mgmt For For
Directors: Peter Y. Solmssen
5.A Ratification of the acts of the Supervisory Mgmt Against Against
Board: Gerhard Cromme
5.B Ratification of the acts of the Supervisory Mgmt Against Against
Board: Berthold Huber
5.C Ratification of the acts of the Supervisory Mgmt Against Against
Board: Ralf Heckmann [bis 27.1.2009]
5.D Ratification of the acts of the Supervisory Mgmt Against Against
Board: Josef Ackermann
5.E Ratification of the acts of the Supervisory Mgmt Against Against
Board: Lothar Adler
5.F Ratification of the acts of the Supervisory Mgmt For For
Board: Jean-Louis Beffa
5.G Ratification of the acts of the Supervisory Mgmt For For
Board: Gerd von Brandenstein
5.H Ratification of the acts of the Supervisory Mgmt For For
Board: Michael Diekmann
5.I Ratification of the acts of the Supervisory Mgmt For For
Board: Hans Michael Gaul
5.J Ratification of the acts of the Supervisory Mgmt For For
Board: Peter Gruss
5.K Ratification of the acts of the Supervisory Mgmt For For
Board: Bettina Haller
5.L Ratification of the acts of the Supervisory Mgmt For For
Board: Hans-Juergen Hartung [seit 27.1.2009]
5.M Ratification of the acts of the Supervisory Mgmt Against Against
Board: Heinz Hawreliuk [bis 31.3.2009]
5.N Ratification of the acts of the Supervisory Mgmt For For
Board: Harald Kern
5.O Ratification of the acts of the Supervisory Mgmt For For
Board: Nicola Leibinger-Kammueller
5.P Ratification of the acts of the Supervisory Mgmt For For
Board: Werner Moenius
5.R Ratification of the acts of the Supervisory Mgmt For For
Board: Hakan Samuelsson
5.S Ratification of the acts of the Supervisory Mgmt For For
Board: Dieter Scheitor
5.T Ratification of the acts of the Supervisory Mgmt For For
Board: Rainer Sieg
5.U Ratification of the acts of the Supervisory Mgmt Against Against
Board: Birgit Steinborn
5.V Ratification of the acts of the Supervisory Mgmt Against Against
Board: Lord Iain Vallance of Tummel
5.W Ratification of the acts of the Supervisory Mgmt For For
Board: Sibylle Wankel [seit 1. 4. 2009]
6. Approval of the remuneration system for the Mgmt Against Against
Members of the Board of Managing Directors
7. Appointment of Auditors for the 2009/2010 FY: Mgmt For For
Ernst & Young A G, Stuttgart
8. Authorization to acquire own shares: the Company Mgmt For For
shall be authorized to acquire own shares of
up to 10% of its share capital, at prices neither
more than 10% above, nor more than 20% below,
the market price of the shares, from 01 MAR
2010 to 25 JUL 2011, the Board of Managing
Directors shall be authorized to retire the
shares, to use the shares within the scope
of the Company's Stock Option Plans, to issue
the shares to Employees and Executives of the
Company and its affiliates, to use the shares
for mergers and acquisitions, to sell the shares
at a price not materially below their market
price, and to use the shares for satisfying
conversion or option rights
9. Authorization to use derivatives for the acquisition Mgmt For For
of own shares supplementary to item 8, the
Company shall be authorized to use call and
put options for the purpose of acquiring own
shares
10. Resolution on the authorization to issue convertible Mgmt For For
or warrant bonds, the creation of new contingent
capital, and the corresponding amendments to
the Articles of Association: the Board of Managing
Directors shall be authorized to issue bonds
of up to EUR 15,000,000,000, conferring convertible
or option rights for shares of the Company,
on or before 25 JAN 2015, shareholders shall
be granted subscription rights, except for
the issue of bonds conferring convertible and/or
option rights for shares of the Company of
up to 10% of the share capital at a price not
materially below their theoretical market value,
for residual amounts, for the granting of subscription
rights to holders of previously issued convertible
or option rights, and for the issue of bonds
against payment in kind, especially in connection
with mergers and acquisitions, the Company's
share capital shall be increased accordingly
by up to EUR 600,000,000 through the issue
of up to 200,000,000 new registered no-par
shares, insofar as convertible or option rights
are exercised, the authorization given by the
shareholders' meeting of 27 JAN 2009, to issue
convertible or warrant bonds and the corresponding
authorization to create a contingent capital
2009 shall be revoked
11. Amendments to the Articles of Association: a] Mgmt For For
Section 18[3], in respect of shareholders whose
combined shares amount to at least one twentieth
of the share capital being entitled to request
in writing the convening of a shareholders'
meeting stating the purpose and the reasons
for the meeting; b] Section 19[5], in respect
of the Board of Managing Directors being authorized
to allow shareholders to participate in a shareholders'
meeting by way of electronic means of communication;
c] Section 19[6], in respect of the Board of
Managing Directors being authorized to provide
for the shareholders to exercise their right
to vote, without participating at the meeting,
in writing or by way of electronic means of
communication; d] Section 21[6] - deletion
Section 19[7], in respect of the chairman of
the shareholders' meeting being authorized
to permit the audiovisual transmission of the
shareholders' meeting; e] Section 19[3]3, in
respect of the Company also being authorized
to announce shorter periods measured in days
in the notice of shareholders' meeting; f]
Section 20, in respect of proxy-voting instructions
being issued/withdrawn in writing; g] Section
21, in respect of the chairman of the shareholders'
meeting determining the order of agenda items
and the sequence of voting; h] Section 24[3],
in respect of the documents being made available
electronically on the Company's website instead
of physically
12.A Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Karl-Hermann Baumann in
which the latter agrees to pay a compensation
of EUR 1,000,000 to the Company shall be approved
12.B Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Johannes Feldmayer in
which the latter agrees to pay a compensation
of approximately EUR 3,000,000 to the Company
shall be approved
12.C Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Klaus Kleinfeld in which
the latter agrees to pay a compensation of
EUR 2,000,000 to the Company shall be approved
12.D Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Edward G. Krubasik
in which the latter agrees to pay a compensation
of EUR 500,000 to the Company shall be approved
12.E Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Rudi Lamprecht in which the
latter agrees to pay a compensation of EUR
500,000 to the Company shall be approved
12.F Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Heinrich V. Pierer
in which the latter agrees to pay a compensation
of EUR 5,000,000 to the Company shall be approved
12.G Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Juergen Radomski in which
the latter agrees to pay a compensation of
EUR 3,000,0 00 to the Company shall be approved
12.H Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Dr. Uriel Sharef in which the
latter agrees to pay a compensation of EUR
4,000,000 to the Company shall be approved
12.I Approval of the settlement agreements with former Mgmt For For
Board members: the settlement agreement between
the Company and Prof. Dr. Klaus Wucherer in
which the latter agrees to pay a compensation
of EUR 500, 000 to the Company shall be approved
13. Approval of the settlement agreement with D&O Mgmt For For
insurance carriers the settlement agreement
between the Company and the D&O insurance carriers
Allianz global Corporate & Speciality AG, Zurich
Versicherung AG [Deutschland], Ace European
Group Limited, Liberty Mutual Insurance Europe
Limited, and Swiss Re International Se, in
which the insurance carriers agree to pay up
to EUR 100,000,000 to the Company for the settlement
of claims of the Company in connection with
the acts of corruption shall be approved
14. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Adjustment of the remuneration for
the Supervisory Board and the corresponding
amendment to the Articles of Association; each
member of the Supervisory Board shall receive
a fixed annual remuneration of EUR 50,000,
the chairman of the Supervisory Board shall
receive 4 times, and every deputy chairman,
twice this amount, in addition, every member
of the audit committee and the chairman committee
shall receive one-half of the abovementioned
amount [the committee chairmen shall receive
the full amount], furthermore, each member
of the compliance committee and the finance
and investment committee shall receive an additional
remuneration of one-fourth of the abovementioned
amount [the committee chairmen shall receive
one-half of the amount], the members of the
Supervisory Board shall also receive an attendance
fee of EUR 1,000 per Supervisory Board meeting
or committee meeting, the fixed annual remuneration
shall be adjusted annually on the basis of
the average development of wages and salaries
within the Company, furthermore, the Company
shall take out D&O insurance policies for the
members of the Supervisory Board, the premium
for this insurance policy shall be paid by
the Company, the policy shall provide for a
deductible of 10% of damages up to a maximum
of one-and-a-half times the fixed annual remuneration
for the Supervisory Board, the Board of Managing
Directors and the Supervisory Board recommend
to reject this motion
15. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendment to Section 2 of the Articles
of Association, as follows: when making decisions,
the Company shall take the interests of all
stakeholders into consideration: Shareholders,
Employees, Customers, and Suppliers, the Company
shall be fully aware of its social responsibility
and commit itself to a sustainable corporate
policy, the interests of shareholders and employees
shall be treated equally, the Board of Managing
Directors and the Supervisory Board recommend
to reject this motion
- --------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 702437802
- --------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 15-Jun-2010
Ticker:
ISIN: CH0012549785
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 623109, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, consolidated financial Mgmt No vote
statements, and the financial statements of
Sonova Holding AG for 2009/10; acknowledge
the reports of the Statutory Auditor
2. Approve to distribute out of the available CHF Mgmt No vote
578.053 million a dividend of CHF 1.20 gross
[after deduction of 35% federal withholding
tax CHF 0.78 net] per share; the remaining
available earnings of CHF 498.989 million shall
be carried forward
3. Grant discharge to the Members of the Board Mgmt No vote
of Directors and to the Management Board from
liability for their activities in 2009/10
4. Election of John Zei as a new Member of the Mgmt No vote
Board of Directors for the statutory term of
office of three years
5. Re-elect Pricewaterhousecoopers AG, Zurich as Mgmt No vote
Statutory Auditor
6. Approve the adjustment to the Swiss Federal Mgmt No vote
Act on Intermediated Securities [FISA] [adjustment
of Article 7 of the Articles of Association]
- --------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933231297
- --------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: SWN
ISIN: US8454671095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEWIS E. EPLEY, JR. Mgmt For For
ROBERT L. HOWARD Mgmt For For
HAROLD M. KORELL Mgmt Withheld Against
VELLO A. KUUSKRAA Mgmt For For
KENNETH R. MOURTON Mgmt For For
STEVEN L. MUELLER Mgmt Withheld Against
CHARLES E. SCHARLAU Mgmt Withheld Against
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2010.
3 THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
TO 1,250,000,000 SHARES.
4 A STOCKHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
5 A STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC Agenda Number: 702319547
- --------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 07-May-2010
Ticker:
ISIN: GB0004082847
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts Mgmt For For
2. Declare the final dividend Mgmt For For
3. Approve the Directors' remuneration report Mgmt Against Against
4. Re-elect Mr. J.F.T. Dundas as Non-Executive Mgmt For For
Director
5. Re-elect Miss V.F. Gooding CBE as Non-Executive Mgmt For For
Director
6. Re-elect Mr. R.H.P. Markham as Non-Executive Mgmt Against Against
Director
7. Re-elect Mr. J.W. Peace as Chairman Mgmt Against Against
8. Re-elect Mr. P.A. Sands as an Executive Director Mgmt Against Against
9. Re-elect Mr. P.D. Skinner as Non-Executive Director Mgmt For For
10. Re-elect Mr. O.H.J. Stocken, as Non-Executive Mgmt For For
Director
11. Election of Mr. J.S. Bindra, who was appointed Mgmt For For
as an Executive Director by the Board since
the last AGM of the Company
12. Election of Mr. R. Delbridge, who was appointed Mgmt For For
as an Non-Executive Director by the Board since
the last AGM of the Company
13. Election of Dr. Han Seung-soo KBE, who was appointed Mgmt For For
as an Non-Executive Director by the Board since
the last AGM of the Company
14. Election of Mr. S.J. Lowth, who was appointed Mgmt For For
as an Non-Executive Director by the Board since
the last AGM of the Company
15. Election of Mr. A.M.G. Rees, who was appointed Mgmt For For
as an Executive Director by the Board since
the last AGM of the Company
16. Re-appoint the Auditor Mgmt For For
17. Authorize the Board to set the Auditor's fees Mgmt For For
18. Authorize the Company and its subsidiaries to Mgmt For For
make political donations
19. Authorize the Board to allot shares Mgmt For For
20. Approve to extend the authority to allot shares Mgmt For For
21. Authorize the Board to allot shares in connection Mgmt For For
with the Indian listing
S.22 Approve to disapply pre-emption rights Mgmt For For
S.23 Approve to disapply pre-emption rights in connection Mgmt For For
with the Indian listing
S.24 Authorize the Company to buy back its Ordinary Mgmt For For
Shares
S.25 Authorize the Company to buy back its Preference Mgmt For For
Shares
S.26 Adopt the new Articles of Association Mgmt For For
S.27 Authorize the Company to call a general meeting Mgmt Against Against
other than an AGM on not less than 14 clear
days' notice
28. Amend the Standard Chartered 2006 Restricted Mgmt For For
Share Scheme
29. Approve the waiver in respect of the reporting Mgmt For For
and annual review requirements in respect of
ongoing banking transactions with associates
of Temasek that the Company has not been able
to identify
30. Approve the waiver in respect of the requirement Mgmt For For
to enter into fixed-term written agreements
with Temasek and its associates in respect
of ongoing banking transactions
31. Approve future ongoing banking transactions Mgmt For For
with Temasek and its associates, including
the waiver in respect of the requirement to
set an annual cap
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933184498
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 24-Mar-2010
Ticker: SBUX
ISIN: US8552441094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1D ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
- --------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW Agenda Number: 702221704
- --------------------------------------------------------------------------------------------------------------------------
Security: T9277NAF2
Meeting Type: EGM
Meeting Date: 04-Mar-2010
Ticker:
ISIN: XS0184373925
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1 Approve the activities carried out by the common Mgmt No vote
representative of the Noteholders AVV.
Francesco Pensato since his designation on
10 APR 2006 and on 26 MAR 2009
2 Approve the proposals on further activities Mgmt No vote
to be carried out for the purpose of fully
defending the common interests of the noteholders
3 Approve the allocation of funds for the further Mgmt No vote
activities to be carried out
- --------------------------------------------------------------------------------------------------------------------------
TENCENT HLDGS LTD Agenda Number: 702319624
- --------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 12-May-2010
Ticker:
ISIN: KYG875721485
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 Receive the audited financial statements and Mgmt For For
the reports of the Directors and Auditors for
the YE 31 DEC 2009
2 Declare a final dividend Mgmt For For
3.1.a Re-elect Mr. Zhang Zhidong as a Director Mgmt For For
3.1.b Re-elect Mr. Charles St Leger Searle as a Director Mgmt Against Against
3.2 Authorize the Board of Directors to fix the Mgmt For For
Directors' remuneration
4 Re-appointment of Auditors and authorize the Mgmt For For
Board of Directors to fix their remuneration
5 Authorize the director, subject to paragraph Mgmt For For
(c), a general mandate be and is hereby unconditionally
granted to the Directors of the Company to
exercise during the Relevant Period all
the powers of the Company to allot, issue and
dispose of shares in the Company and to make
or grant offers, agreements, options or
warrants which would or might require the exercise
of such powers; b) the mandate in paragraph
(a) shall authorize the Directors of the Company
during the Relevant Period to make or grant
offers, agreements and options which would
or might require the exercise of such powers
after the end of the Relevant Period; c) the
aggregate nominal value of share capital allotted
or agreed conditionally or unconditionally
to be allotted whether pursuant to an option
or otherwise by the Directors of the Company
pursuant to the mandate in paragraph
(a), CONTD..
- - ..CONTD otherwise than pursuant to i) a rights Non-Voting No vote
issue, or ii) any option scheme or similar
arrangement for the time being adopted for
the grant or issue to the officers and/or
employees of the Company and/or any of its
subsidiaries of shares or rights to acquire
shares of the Company or iii) any scrip dividend
or similar arrangement pursuant to the articles
of association of the Company from time to
time, shall not exceed 20% of the aggregate
nominal amount of the share capital of
the Company in issue at the date of this
Resolution and the said mandate shall be limited
accordingly; and Authority expires the
earlier of the conclusion of the next AGM or
the expiration of the period within
which the next AGM is to be held by law
6 Authorize the Directors, a general mandate unconditionallyMgmt For For
granted to the Directors of the Company
to exercise during the Relevant Period all
the powers of the Company to purchase
or otherwise acquire shares in the capital
of the Company in accordance with all applicable
laws and the requirements of the Rules Governing
the Listing of Securities on The Stock Exchange
of Hong Kong Limited, provided that the aggregate
nominal amount of shares so purchased
or otherwise acquired shall not exceed 10%
of the aggregate nominal amount of the share
capital of the Company in issue at the date
of this Resolution; and Authority expires
the earlier of the conclusion of the next
AGM or the expiration of the period within
which the next AGM is to be held by law
7 Approve the conditional upon the passing of Mgmt For For
Resolutions 5 and 6 set out in the Notice
convening this Meeting, the aggregate nominal
amount of the shares which are purchased or
otherwise acquired by the Company pursuant
to Resolution 6 shall be added to
the aggregate nominal amount of the shares
which may be issued pursuant to Resolution
5
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933232338
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: GS
ISIN: US38141G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Abstain Against
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2010 FISCAL YEAR
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
MATTERS
04 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING
05 APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT HOLDERS OF 25% OF
OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL
SPECIAL MEETINGS
06 SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE Shr Against For
VOTING
07 SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN Shr Against For
OVER-THE-COUNTER DERIVATIVES TRADING
08 SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR Shr For Against
& CEO
09 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL Shr Against For
WARMING SCIENCE
11 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY Shr Against For
DISPARITY
12 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
- --------------------------------------------------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A S Agenda Number: 702238812
- --------------------------------------------------------------------------------------------------------------------------
Security: M4752S106
Meeting Type: OGM
Meeting Date: 01-Apr-2010
Ticker:
ISIN: TRAGARAN91N1
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
- - IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No Action
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and forming the Presidency Board Mgmt Take No Action *
2 Authorize the Board Members to sign the minutes Mgmt Take No Action *
of meeting
3 Approve the reports of Board of Directors and Mgmt Take No Action *
the Auditors
4 Approve and ratify the balance sheet and profit Mgmt Take No Action *
and loss accounts, acceptance or rejection
by discussion of the Board of Directors proposal
regarding the dividend distribution
5 Amend the 8th Article of the Articles of Association Mgmt Take No Action *
and temporary Article 2
6 Approve the release of the Board Members and Mgmt Take No Action *
Auditors
7 Approve the determination on wages of Board Mgmt Take No Action *
Members and Auditors
8 Approve the Independent Audit Firm Mgmt Take No Action *
9 Approve to inform the shareholders about donations Mgmt Take No Action *
10 Authorize the Members of the Board of Directors Mgmt Take No Action *
to do business with the bank provisions of
the Banking Law to remain reserved in accordance
with Articles 334 and 335 of Turkish Commercial
Code
- --------------------------------------------------------------------------------------------------------------------------
VALE Agenda Number: 933181202
- --------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 22-Jan-2010
Ticker: VALE
ISIN: US91912E1055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RATIFY THE APPOINTMENT OF AN ALTERNATE MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS, DULY NOMINATED DURING
THE BOARD OF DIRECTORS MEETINGS HELD ON SEPTEMBER
17, 2009 IN ACCORDANCE WITH SECTION 10 OF ARTICLE
11 OF VALE'S BY-LAWS
02 THE APPROVAL FOR THE PROTOCOLS AND JUSTIFICATIONS Mgmt For For
OF THE CONSOLIDATIONS OF SOCIEDADE DE MINERACAO
ESTRELA DE APOLO S.A. ("ESTRELA DE APOLO")
AND OF MINERACAO VALE CORUMBA S.A. ("VALE CORUMBA")
INTO VALE, PURSUANT TO ARTICLES 224 AND 225
OF THE BRAZILIAN CORPORATE LAW
03 TO RATIFY THE APPOINTMENT OF DOMINGUES E PINHO Mgmt For For
CONTADORES, THE EXPERTS HIRED TO APPRAISE THE
VALUES OF BOTH ESTRELA DE APOLO AND VALE CORUMBA
04 TO DECIDE ON THE APPRAISAL REPORTS, PREPARED Mgmt For For
BY THE EXPERT APPRAISERS
05 THE APPROVAL FOR THE CONSOLIDATION OF BOTH ESTRELA Mgmt For For
DE APOLO AND VALE CORUMBA INTO VALE, WITHOUT
A CAPITAL INCREASE OR THE ISSUANCE OF NEW VALE
SHARES
- --------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933245753
- --------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: VALE
ISIN: US91912E1055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE
O1C APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt For For
O1D ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF VALE'S BY-LAWS
E2B REPLACEMENT OF MR. FRANCISCO AUGUSTO DA COSTA Mgmt Abstain Against
E SILVA AS A MEMBER OF THE BOARD OF DIRECTORS,
WHO PRESENTED A DISMISSAL REQUEST
- --------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933250742
- --------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: VRTX
ISIN: US92532F1003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSHUA BOGER Mgmt For For
CHARLES A. SANDERS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED 2006 STOCK AND OPTION PLAN THAT
INCREASES THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000
SHARES FROM 21,602,380 SHARES TO 33,602,380
SHARES.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
VIMPEL-COMMUNICATIONS Agenda Number: 933166680
- --------------------------------------------------------------------------------------------------------------------------
Security: 68370R109
Meeting Type: Special
Meeting Date: 17-Dec-2009
Ticker: VIP
ISIN: US68370R1095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM Mgmt For For
OPERATIONS DURING THE NINE MONTHS ENDING ON
SEPTEMBER 30, 2009, INCLUDING ADOPTION OF THE
DECISION ON PAYMENT OF DIVIDENDS TO HOLDERS
OF COMMON REGISTERED SHARES, AND PAYMENT OF
DIVIDENDS TO HOLDERS OF PREFERRED REGISTERED
SHARES OF TYPE "A" BASED ON THE RESULTS OF
THE NINE MONTHS ENDING ON SEPTEMBER 30, 2009.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933173281
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 20-Jan-2010
Ticker: V
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
DAVID J. PANG Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933218643
- --------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WLT
ISIN: US93317Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
BERNARD G. RETHORE Mgmt For For
GEORGE R. RICHMOND Mgmt For For
MICHAEL T. TOKARZ Mgmt Withheld Against
A.J. WAGNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933204593
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: WFC
ISIN: US9497461015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt Against Against
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED SHARES OF COMMON STOCK
FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE Shr Against For
AN INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC Agenda Number: 702374935
- --------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: AGM
Meeting Date: 05-May-2010
Ticker:
ISIN: GB0031411001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the annual report and financial Mgmt For For
statements of the Company, and the reports
of the Directors and the Auditors thereon,
for the YE 31 DEC 2009
2 Declare a final dividend of USD 0.08 cents per Mgmt For For
Ordinary Share in respect of the YE 31 DEC
2009
3 Approve the Directors remuneration report for Mgmt Against Against
the YE 31 DEC 2009
4 Re-election of Mick Davis as a Director Mgmt For For
5 Re-election of David Rough as a Director Mgmt Against Against
6 Re-election of Sir. Steve Robson as a Director Mgmt Against Against
7 Re-election of Willy Strothotte as a Director Mgmt Against Against
8 Election of Dr. Con Fauconnier as a Director Mgmt For For
9 Re-appoint Ernst & Young LLP as the Auditors Mgmt Against Against
to the Company to hold office until the conclusion
of the next general meeting at which accounts
are laid before the Company and authorize the
Directors to determine the remuneration of
the Auditors
10 Authorize the Directors, pursuant to Section Mgmt Against Against
551 of the Companies Act 2006 to: (i) allot
shares in the Company, and to grant rights
to subscribe for or to convert any security
into shares in the Company: (A) up to an aggregate
nominal amount of USD 489,835,270; and (B)
comprising equity securities (as defined in
Section 560 of the Companies Act 2006) up to
an aggregate nominal amount of USD 979,670,540
(including within such limit any shares issued
or rights granted under paragraph (A) above)
in connection with an offer by way of a rights
issue: (I) to holders of ordinary shares in
proportion (as nearly as may be practicable)
to their existing holdings; and (II) to people
who are holders of other equity securities
if this is required by the rights of those
securities or, if the Directors consider it
necessary, as permitted by the rights of those
securities, and so that the Directors may impose
any limits or restrictions and make any arrangements
which they consider necessary or appropriate
to deal with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under, the laws of, any territory
or any other matter; for a period expiring
(unless previously renewed, varied or revoked
by the Company in a general meeting) at the
end of the next annual general meeting of the
Company after the date on which this resolution
is passed; and (ii) make an offer or agreement
which would or might require shares to be allotted,
or rights to subscribe for or convert any security
into shares to be granted, after expiry of
this authority and the directors may allot
shares and grant rights in pursuance of that
offer or agreement as if this authority had
not expired, (b) that, subject to paragraph
(c) below, all existing authorities given to
the Directors pursuant to Section 80 of the
Companies Act 1985 to allot relevant securities
(as defined by the Companies Act 1985) by the
passing on 05 MAY 2009 of the resolution numbered
8 as set out in the notice of the Company's
seventh AGM (the "2009 AGM Notice") be revoked
by this resolution, (c) that paragraph (b)
above shall be without prejudice to the continuing
authority of the directors to allot shares,
or grant rights to subscribe for or convert
any securities into shares, pursuant to an
offer or agreement made by the Company before
the expiry of the authority pursuant to which
such offer or agreement was made
S.11 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 10 in the Notice of AGM and in
place of the power given to them by the passing
on 05 MAY 2009 of the resolution numbered 9
as set out in the 2009 AGM Notice, pursuant
to Section 570 and Section 573 of the Companies
Act 2006 to allot equity securities (as defined
in Section 560 of the Companies Act 2006) for
cash, pursuant to the authority conferred by
Resolution 10 in the Notice of AGM as if Section
561(1) of the Companies Act 2006 did not apply
to the allotment, this power: (a) expires (unless
previously renewed, varied or revoked by the
Company in a general meeting) at the end of
the next AGM of the Company after the date
on which this resolution is passed, but the
Company may make an offer or agreement which
would or might require equity securities to
be allotted after expiry of this power and
the Directors may allot equity securities in
pursuance of that offer or agreement as if
this power had not expired; and (b) shall be
limited to the allotment of equity securities
in connection with an offer of equity securities
(but in the case of the authority granted under
Resolution 10 (a)(i)(B), by way of a rights
issue only): (i) to the ordinary shareholders
in proportion (as nearly as may be practicable)
to their existing holdings; and (ii) to people
who hold other equity securities, if this is
required by the rights of those securities
or, if the Directors consider it necessary,
as permitted by the rights of those securities,
and so that the directors may impose any limits
or restrictions and make any arrangements which
they consider necessary or appropriate to deal
with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under the laws of, any territory
or any other matter; and (c) in the case of
the authority granted under Resolution 10 (a)(i)(A)
shall be limited to the allotment of equity
securities for cash otherwise than pursuant
to paragraph (b) up to an aggregate nominal
amount of USD 73,475,290; this power applies
in relation to a sale of shares which is an
allotment of equity securities by virtue of
Section 560(3) of the Act as if the first paragraph
of this resolution the words "pursuant to the
authority conferred by Resolution 10 in the
Notice of Annual General Meeting" were omitted
S.12 Approve that any EGM of the Company (as defined Mgmt Against Against
in the Company's Articles of Association as
a general meeting other than an AGM) may be
called on not less than 20 clear days' notice
S.13 Amend, with effect from the conclusion of the Mgmt Against Against
meeting: (A) save for Clause 4.3 of the Company's
Memorandum of Association (the "Memorandum")
which shall remain in full force and effect,
the Articles of Association of the Company
by deleting the provisions of the Company's
Memorandum which, by virtue of Section 28 Companies
Act 2006, are to be treated as provisions of
the Company's Articles of Association; and
(B) the amendments to the Company's Articles
of Association which are shown in the draft
Articles of Association labelled "A" for the
purposes of identification, the main features
of which are as specified, shall become effective
Loomis Sayles Growth Fund
- --------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933208565
- --------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MMM
ISIN: US88579Y1010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE Mgmt For For
PLAN AND TO APPROVE THE EXPANDED PERFORMANCE
CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM
INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933242480
- --------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: AMZN
ISIN: US0231351067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt Against Against
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1G ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY Shr For Against
TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE
POLITICAL CONTRIBUTIONS
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933202436
- --------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: AXP
ISIN: US0258161092
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt Withheld Against
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt Withheld Against
J. LESCHLY Mgmt Withheld Against
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt Withheld Against
E.D. MILLER Mgmt Withheld Against
S.S REINEMUND Mgmt Withheld Against
R.D. WALTER Mgmt Withheld Against
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr For Against
OF SPECIAL SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION Shr Against For
REQUIREMENTS FOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933231160
- --------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: APC
ISIN: US0325111070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1C ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shr Against For
POLICY.
04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: Shr For Against
REIMBURSEMENT OF PROXY EXPENSES.
- --------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933180680
- --------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 25-Feb-2010
Ticker: AAPL
ISIN: US0378331005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 Mgmt For For
DIRECTOR STOCK OPTION PLAN.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED
AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933232592
- --------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: BRCM
ISIN: US1113201073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOAN L. AMBLE Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 933193738
- --------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Annual
Meeting Date: 12-Apr-2010
Ticker: BRCD
ISIN: US1116213067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RENATO DIPENTIMA Mgmt For For
1B ELECTION OF DIRECTOR: ALAN EARHART Mgmt For For
1C ELECTION OF DIRECTOR: SANJAY VASWANI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS
SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER
30, 2010
03 AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
04 AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS
- --------------------------------------------------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC. Agenda Number: 933198752
- --------------------------------------------------------------------------------------------------------------------------
Security: 118759109
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: BUCY
ISIN: US1187591094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEEPAK K. KAPUR Mgmt For For
THEODORE C. ROGERS Mgmt For For
ROBERT C. SCHARP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933147262
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Nov-2009
Ticker: CSCO
ISIN: US17275R1023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2010.
05 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS
BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL
MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY
RESOLUTION TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
07 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933222907
- --------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: CLF
ISIN: US18683K1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.C. CAMBRE Mgmt For For
J.A. CARRABBA Mgmt For For
S.M. CUNNINGHAM Mgmt For For
B.J. ELDRIDGE Mgmt For For
S.M. GREEN Mgmt For For
J.K. HENRY Mgmt For For
J.F. KIRSCH Mgmt For For
F.R. MCALLISTER Mgmt For For
R. PHILLIPS Mgmt For For
R.K. RIEDERER Mgmt For For
A. SCHWARTZ Mgmt For For
02 TO APPROVE AND ADOPT AN AMENDMENT TO OUR AMENDED Mgmt For For
ARTICLES OF INCORPORATION TO CHANGE CERTAIN
SUPERMAJORITY SHAREHOLDER VOTING REQUIREMENTS
CONTAINED IN THE OHIO REVISED CODE TO MAJORITY
SHAREHOLDER VOTING REQUIREMENTS.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2007 INCENTIVE EQUITY PLAN TO (A) INCREASE
THE AUTHORIZED NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN BY A TOTAL OF 7,000,000
COMMON SHARES, AND (B) PROVIDE AN ANNUAL LIMITATION
ON THE NUMBER OF SHARES AVAILABLE TO GRANT
TO ANY ONE PARTICIPANT IN ANY FISCAL YEAR OF
500,000 COMMON SHARES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933250867
- --------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: CTSH
ISIN: US1924461023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1B ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
1C ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS Mgmt For For
02 TO AMEND AND RESTATE THE COGNIZANT TECHNOLOGY Mgmt For For
SOLUTIONS CORPORATION 2004 EMPLOYEE STOCK PURCHASE
PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 6,000,000 SHARES
TO 9,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933182824
- --------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2010
Ticker: DE
ISIN: US2441991054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For
02 COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION
OF ALL DIRECTORS
03 COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS Mgmt For For
EQUITY AND INCENTIVE PLAN
04 COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE Mgmt For For
SHORT-TERM INCENTIVE BONUS PLAN
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010
06 STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY Shr Against For
07 STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
08 STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO Shr For Against
AND CHAIRMAN RESPONSIBILITIES
- --------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933211790
- --------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: DISCA
ISIN: US25470F1049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL A. GOULD Mgmt For For
JOHN S. HENDRICKS Mgmt Withheld Against
M. LAVOY ROBISON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933203200
- --------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: EMC
ISIN: US2686481027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS.
03 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO SPECIAL SHAREHOLDER MEETINGS.
04 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. Agenda Number: 933210659
- --------------------------------------------------------------------------------------------------------------------------
Security: 302182100
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: ESRX
ISIN: US3021821000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B ELECTION OF DIRECTOR: FRANK J. BORELLI Mgmt For For
1C ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1D ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G ELECTION OF DIRECTOR: WOODROW A MYERS, JR. MD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1K ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2010.
03 STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr For Against
CHAIR.
- --------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933226210
- --------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: FTI
ISIN: US30249U1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THORLEIF ENGER Mgmt For For
CLAIRE S. FARLEY Mgmt Withheld Against
JOSEPH H. NETHERLAND Mgmt For For
02 VOTE ON THE PROPOSAL TO RATIFY THE APPOINTMENT Mgmt Against Against
OF KPMG LLP
03 VOTE ON MAJORITY VOTING Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933220167
- --------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: F
ISIN: US3453708600
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN G. BUTLER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANTHONY F. EARLEY, JR. Mgmt For For
EDSEL B. FORD II Mgmt Withheld Against
WILLIAM CLAY FORD, JR. Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
RICHARD A. MANOOGIAN Mgmt For For
ELLEN R. MARRAM Mgmt For For
ALAN MULALLY Mgmt For For
HOMER A. NEAL Mgmt For For
GERALD L. SHAHEEN Mgmt For For
JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF TAX BENEFIT PRESERVATION PLAN. Mgmt For For
04 RELATING TO DISCLOSING ANY PRIOR GOVERNMENT Shr Against For
AFFILIATION OF DIRECTORS, OFFICERS, AND CONSULTANTS.
05 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
06 RELATING TO THE COMPANY ISSUING A REPORT DISCLOSING Shr For Against
POLICIES AND PROCEDURES RELATED TO POLITICAL
CONTRIBUTIONS.
07 RELATING TO PROVIDING SHAREHOLDERS THE OPPORTUNITY Shr For Against
TO CAST AN ADVISORY VOTE TO RATIFY THE COMPENSATION
OF THE NAMED EXECUTIVES.
08 RELATING TO THE COMPANY NOT FUNDING ANY ENERGY Shr Against For
SAVINGS PROJECTS THAT ARE SOLELY CONCERNED
WITH CO2 REDUCTION.
- --------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933184931
- --------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 16-Mar-2010
Ticker: BEN
ISIN: US3546131018
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT D. JOFFE Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt Against Against
1F ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt Against Against
1H ELECTION OF DIRECTOR: THOMAS H. KEAN Mgmt For For
1I ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1J ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt Against Against
1K ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1L ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO SUBMIT FOR STOCKHOLDER APPROVAL FOR PURPOSES Mgmt For For
OF COMPLYING WITH REQUIREMENTS OF SECTION 162(M)
OF INTERNAL REVENUE CODE.
- --------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933218667
- --------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: GILD
ISIN: US3755581036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
03 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr For Against
ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE
BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS
IN GILEAD'S CERTIFICATE OF INCORPORATION AND
BY-LAWS.
- --------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933216738
- --------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: GOOG
ISIN: US38259P5089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
LARRY PAGE Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt Withheld Against
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
04 A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, Shr Against For
PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY
PRESENTED AT THE MEETING.
06 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT
THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
GUESS?, INC. Agenda Number: 933286204
- --------------------------------------------------------------------------------------------------------------------------
Security: 401617105
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: GES
ISIN: US4016171054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH BLUMENTHAL Mgmt For For
ANTHONY CHIDONI Mgmt For For
PAUL MARCIANO Mgmt Withheld Against
02 TO RE-APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION
PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE
BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933187191
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 17-Mar-2010
Ticker: HPQ
ISIN: US4282361033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR : L.T. BABBIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR : S.M. BALDAUF Mgmt For For
1D ELECTION OF DIRECTOR : R.L. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR : J.H. HAMMERGREN Mgmt For For
1F ELECTION OF DIRECTOR : M.V. HURD Mgmt For For
1G ELECTION OF DIRECTOR : J.Z. HYATT Mgmt For For
1H ELECTION OF DIRECTOR : J.R. JOYCE Mgmt For For
1I ELECTION OF DIRECTOR : R.L. RYAN Mgmt For For
IJ ELECTION OF DIRECTOR : L.S. SALHANY Mgmt Against Against
1K ELECTION OF DIRECTOR : G.K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING OCTOBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE
PLAN.
04 PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933224367
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: INTC
ISIN: US4581401001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933132879
- --------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Special
Meeting Date: 30-Sep-2009
Ticker: IGT
ISIN: US4599021023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Mgmt For For
ELIGIBLE EMPLOYEES AS DESCRIBED IN IGT'S PROXY
STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933182812
- --------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: IGT
ISIN: US4599021023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAGET L. ALVES Mgmt For For
PATTI S. HART Mgmt Withheld Against
ROBERT A. MATHEWSON Mgmt Withheld Against
THOMAS J. MATTHEWS Mgmt Withheld Against
ROBERT J. MILLER Mgmt For For
FREDERICK B. RENTSCHLER Mgmt For For
DAVID E. ROBERSON Mgmt For For
PHILIP G. SATRE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS IGT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933194475
- --------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: ISRG
ISIN: US46120E6023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN J. LEVY Mgmt For For
ERIC H. HALVORSON Mgmt Withheld Against
AMAL M. JOHNSON Mgmt For For
02 TO APPROVE THE COMPANY'S 2010 INCENTIVE AWARD Mgmt Against Against
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr For Against
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 INDEPENDENT CHAIRMAN Shr For Against
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. Agenda Number: 933210178
- --------------------------------------------------------------------------------------------------------------------------
Security: 58405U102
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: MHS
ISIN: US58405U1025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JOHN L. CASSIS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Mgmt Against Against
1D ELECTION OF DIRECTOR: CHARLES M. LILLIS Mgmt Against Against
1E ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Mgmt For For
1H ELECTION OF DIRECTOR: DAVID D. STEVENS Mgmt Against Against
1I ELECTION OF DIRECTOR: BLENDA J. WILSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE 2010 FISCAL YEAR
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT SHAREHOLDERS TO
CALL SPECIAL MEETINGS
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933150310
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: MSFT
ISIN: US5949181045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE Shr Against For
REFORM PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS
- --------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933242620
- --------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: MYL
ISIN: US6285301072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. COURY Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt Withheld Against
WENDY CAMERON Mgmt Withheld Against
NEIL DIMICK, C.P.A. Mgmt Withheld Against
DOUGLAS J. LEECH, C.P.A Mgmt Withheld Against
JOSEPH C. MAROON, MD Mgmt For For
MARK W. PARRISH Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 SHAREHOLDER PROPOSAL - ADVISORY (NON-BINDING) Shr For Against
VOTE ON EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL - RETENTION OF EXECUTIVE Shr Against For
EQUITY COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933231590
- --------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JWN
ISIN: US6556641008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1D ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1E ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1F ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1I ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 APPROVAL OF THE NORDSTROM, INC. 2010 EQUITY Mgmt For For
INCENTIVE PLAN
3 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933133528
- --------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Oct-2009
Ticker: ORCL
ISIN: US68389X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
DONALD L. LUCAS Mgmt Withheld Against
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr Against For
POLICY.
- --------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933116659
- --------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 11-Aug-2009
Ticker: PCP
ISIN: US7401891053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK DONEGAN Mgmt Withheld Against
VERNON E. OECHSLE Mgmt Withheld Against
RICK SCHMIDT Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933266911
- --------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: PCLN
ISIN: US7415034039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING SPECIAL STOCKHOLDER MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933181620
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: QCOM
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE SHARE RESERVE
BY 13,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010.
- --------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933230699
- --------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: RRC
ISIN: US75281A1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES L. BLACKBURN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1C ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1D ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1G ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
02 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt Against Against
OUR AMENDED AND RESTATED 2005 EQUITY-BASED
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED
UNDER THAT PLAN BY 850,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933280745
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2010
Ticker: CRM
ISIN: US79466L3024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STRATTON SCLAVOS Mgmt For For
LAWRENCE TOMLINSON Mgmt Withheld Against
SHIRLEY YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2011.
- --------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933231297
- --------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: SWN
ISIN: US8454671095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEWIS E. EPLEY, JR. Mgmt For For
ROBERT L. HOWARD Mgmt For For
HAROLD M. KORELL Mgmt Withheld Against
VELLO A. KUUSKRAA Mgmt For For
KENNETH R. MOURTON Mgmt For For
STEVEN L. MUELLER Mgmt Withheld Against
CHARLES E. SCHARLAU Mgmt Withheld Against
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2010.
3 THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
TO 1,250,000,000 SHARES.
4 A STOCKHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
5 A STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933184498
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 24-Mar-2010
Ticker: SBUX
ISIN: US8552441094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1D ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933232338
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: GS
ISIN: US38141G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt Abstain Against
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2010 FISCAL YEAR
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
MATTERS
04 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING
05 APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT HOLDERS OF 25% OF
OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL
SPECIAL MEETINGS
06 SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE Shr Against For
VOTING
07 SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN Shr Against For
OVER-THE-COUNTER DERIVATIVES TRADING
08 SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR Shr For Against
& CEO
09 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL Shr Against For
WARMING SCIENCE
11 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY Shr Against For
DISPARITY
12 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
- --------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933235081
- --------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: TIF
ISIN: US8865471085
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt Against Against
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt Against Against
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt Against Against
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt Against Against
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt Against Against
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: J. THOMAS PRESBY Mgmt Against Against
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933208969
- --------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: UPS
ISIN: US9113121068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
F. DUANE ACKERMAN Mgmt Withheld Against
MICHAEL J. BURNS Mgmt For For
D. SCOTT DAVIS Mgmt For For
STUART E. EIZENSTAT Mgmt Withheld Against
MICHAEL L. ESKEW Mgmt For For
WILLIAM R. JOHNSON Mgmt For For
ANN M. LIVERMORE Mgmt Withheld Against
RUDY MARKHAM Mgmt For For
JOHN W. THOMPSON Mgmt For For
CAROL B. TOME Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2010.
03 APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD Mgmt For For
FROM THE UPS CERTIFICATE OF INCORPORATION SO
THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933173281
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 20-Jan-2010
Ticker: V
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
DAVID J. PANG Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933218643
- --------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WLT
ISIN: US93317Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
BERNARD G. RETHORE Mgmt For For
GEORGE R. RICHMOND Mgmt For For
MICHAEL T. TOKARZ Mgmt Withheld Against
A.J. WAGNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
Loomis Sayles High Income Fund
- --------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. Agenda Number: 933173724
- --------------------------------------------------------------------------------------------------------------------------
Security: 044209104
Meeting Type: Annual
Meeting Date: 28-Jan-2010
Ticker: ASH
ISIN: US0442091049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS III DIRECTOR: MARK C. ROHR Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: THEODORE M. Mgmt For For
SOLSO
1C ELECTION OF CLASS III DIRECTOR: MICHAEL J. WARD Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION Agenda Number: 933228303
- --------------------------------------------------------------------------------------------------------------------------
Security: 28336L109
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: EP
ISIN: US28336L1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Mgmt For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Mgmt For For
02 APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933198548
- --------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 01-Apr-2010
Ticker: KBH
ISIN: US48666K1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt Against Against
1C ELECTION OF DIRECTOR: KENNETH M. JASTROW, II Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt Against Against
1G ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1H ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1I ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt Against Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS KB HOME'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE THE KB HOME 2010 EQUITY Mgmt For For
INCENTIVE PLAN
04 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION Shr For Against
05 STOCKHOLDER PROPOSAL RELATING TO ADVISORY VOTE Shr For Against
ON COMPENSATION COMMITTEE'S REPORT & EXECUTIVE
COMPENSATION POLICIES & PRACTICES
06 STOCKHOLDER PROPOSAL RELATING TO THE ENGAGEMENT Shr Against For
OF STOCKHOLDER PROPOSAL PROPONENTS
- --------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND, INC. Agenda Number: 933181240
- --------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 26-Jan-2010
Ticker: HIO
ISIN: US95766K1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE H. GELB Mgmt Withheld Against
WILLIAM R. HUTCHINSON Mgmt Withheld Against
RIORDAN ROETT Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933117980
- --------------------------------------------------------------------------------------------------------------------------
Security: 589331107
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: MRK
ISIN: US5893311077
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG
MERCK & CO., INC., SCHERING-PLOUGH CORPORATION,
SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE,
INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY
PURPLE, INC.), AS IT MAY BE AMENDED.
- --------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933236920
- --------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: MRK
ISIN: US58933Y1055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Mgmt For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 933286331
- --------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 16-Jun-2010
Ticker: MSD
ISIN: US61744H1059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK L. BOWMAN Mgmt Withheld Against
JAMES F. HIGGINS Mgmt Withheld Against
MANUEL H. JOHNSON Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933250742
- --------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: VRTX
ISIN: US92532F1003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSHUA BOGER Mgmt For For
CHARLES A. SANDERS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED 2006 STOCK AND OPTION PLAN THAT
INCREASES THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000
SHARES FROM 21,602,380 SHARES TO 33,602,380
SHARES.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
Loomis Sayles International Bond Fund
- --------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Investment Grade Bond Fund
- --------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Limited Term Government and Agency Fund
- --------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Mid Cap Growth Fund
- --------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933277673
- --------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: ANF
ISIN: US0028962076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD F. LIMATO (CLASS Mgmt Against Against
OF 2013)
1B ELECTION OF DIRECTOR: ROBERT A. ROSHOLT (CLASS Mgmt For For
OF 2013)
1C ELECTION OF DIRECTOR: CRAIG R. STAPLETON (CLASS Mgmt Against Against
OF 2013)
1D ELECTION OF DIRECTOR: ELIZABETH M. LEE (CLASS Mgmt For For
OF 2011)
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE ABERCROMBIE & FITCH CO. 2010 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
04 TO APPROVE STOCKHOLDER PROPOSAL NO. 1 DESCRIBED Shr Against For
IN THE PROXY STATEMENT, IF THE STOCKHOLDER
PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL
MEETING.
05 TO APPROVE STOCKHOLDER PROPOSAL NO. 2 DESCRIBED Shr For Against
IN THE PROXY STATEMENT, IF THE STOCKHOLDER
PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL
MEETING.
06 TO APPROVE STOCKHOLDER PROPOSAL NO. 3 DESCRIBED Shr Against For
IN THE PROXY STATEMENT, IF THE STOCKHOLDER
PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933242529
- --------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: AKAM
ISIN: US00971T1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. THOMSON LEIGHTON Mgmt For For
1B ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1C ELECTION OF DIRECTOR: NAOMI O. SELIGMAN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933255879
- --------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: ALXN
ISIN: US0153511094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt Withheld Against
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
02 APPROVAL OF THE AMENDMENT TO 2004 INCENTIVE Mgmt Against Against
PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT, INCLUDING TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 3 MILLION SHARES (SUBJECT TO ADJUSTMENT
IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR
EVENTS).
03 RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS Agenda Number: 933134481
- --------------------------------------------------------------------------------------------------------------------------
Security: 01988P108
Meeting Type: Annual
Meeting Date: 08-Oct-2009
Ticker: MDRX
ISIN: US01988P1084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KELLY J. BARLOW Mgmt Withheld Against
SIR DOMINIC CADBURY Mgmt Withheld Against
CORY A. EAVES Mgmt Withheld Against
MARCEL L. "GUS" GAMACHE Mgmt For For
PHILIP D. GREEN Mgmt For For
JOHN KING Mgmt Withheld Against
MICHAEL J. KLUGER Mgmt For For
MIKE LAWRIE Mgmt Withheld Against
GLEN E. TULLMAN Mgmt Withheld Against
02 APPROVAL OF THE ALLSCRIPTS-MISYS HEALTHCARE Mgmt For For
SOLUTIONS, INC. INCENTIVE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE ALLSCRIPTS HEALTHCARE Mgmt For For
SOLUTIONS, INC. AMENDED AND RESTATED 1993 STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER BY 7,140,209.
04 APPROVAL OF AN AMENDMENT TO SECTION 9 OF THE Mgmt For For
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. AMENDED
AND RESTATED 1993 STOCK INCENTIVE PLAN, INCLUDING
THE PERFORMANCE CRITERIA SET FORTH THEREIN.
05 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
ALLSCRIPTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933247151
- --------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: ARMH
ISIN: US0420681068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2009.
02 TO DECLARE A FINAL DIVIDEND. Mgmt For For
03 TO APPROVE THE DIRECTORS' REMUNERATION REPORT. Mgmt For For
04 TO RE-ELECT KATHLEEN O'DONOVAN AS A DIRECTOR. Mgmt Against Against
05 TO RE-ELECT YOUNG SOHN AS A DIRECTOR. Mgmt Against Against
06 TO RE-ELECT WARREN EAST AS A DIRECTOR. Mgmt Against Against
07 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITORS OF THE COMPANY.
08 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Mgmt Against Against
OF THE AUDITORS.
09 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARE Mgmt Against Against
CAPITAL.
10 TO DISAPPLY PRE-EMPTION RIGHTS. Mgmt For For
11 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES Mgmt For For
OF ITS OWN SHARES.
12 TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS Mgmt Against Against
ON 14 DAYS' NOTICE.
13 TO APPROVE THE ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE, INC. Agenda Number: 933115380
- --------------------------------------------------------------------------------------------------------------------------
Security: 055921100
Meeting Type: Annual
Meeting Date: 28-Jul-2009
Ticker: BMC
ISIN: US0559211000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. BEAUCHAMP Mgmt For For
B. GARLAND CUPP Mgmt For For
JON E. BARFIELD Mgmt For For
GARY L. BLOOM Mgmt For For
MELDON K. GAFNER Mgmt For For
P. THOMAS JENKINS Mgmt For For
LOUIS J. LAVIGNE, JR. Mgmt For For
KATHLEEN A. O'NEIL Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2010.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE BMC Mgmt For For
SOFTWARE, INC. 2007 INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF BMC SOFTWARE, INC.
COMMON STOCK RESERVED FOR ISSUANCE UNDER SUCH
PLAN BY 16,000,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC. Agenda Number: 933198752
- --------------------------------------------------------------------------------------------------------------------------
Security: 118759109
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: BUCY
ISIN: US1187591094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEEPAK K. KAPUR Mgmt For For
THEODORE C. ROGERS Mgmt For For
ROBERT C. SCHARP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933262684
- --------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: CHSI
ISIN: US14888B1035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM E. BROCK Mgmt For For
EDWARD S. CIVERA Mgmt For For
2 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2006 STOCK INCENTIVE PLAN
3 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010
- --------------------------------------------------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC. Agenda Number: 933250691
- --------------------------------------------------------------------------------------------------------------------------
Security: 12497T101
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: CBG
ISIN: US12497T1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BLUM Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt Withheld Against
MICHAEL KANTOR Mgmt Withheld Against
FREDERIC V. MALEK Mgmt Withheld Against
JANE J. SU Mgmt Withheld Against
LAURA D. TYSON Mgmt For For
BRETT WHITE Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933255487
- --------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: CERN
ISIN: US1567821046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD E BISBEE JR, PHD Mgmt For For
LINDA M. DILLMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CERNER CORPORATION FOR 2010.
03 RE-APPROVAL OF THE AMENDED AND RESTATED CERNER Mgmt For For
CORPORATION PERFORMANCE-BASED COMPENSATION
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933250867
- --------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: CTSH
ISIN: US1924461023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1B ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
1C ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS Mgmt For For
02 TO AMEND AND RESTATE THE COGNIZANT TECHNOLOGY Mgmt For For
SOLUTIONS CORPORATION 2004 EMPLOYEE STOCK PURCHASE
PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 6,000,000 SHARES
TO 9,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933207614
- --------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: CMA
ISIN: US2003401070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1C ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS INDEPENDENT AUDITORS
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt For For
APPROVING EXECUTIVE COMPENSATION
04 APPROVAL OF THE COMERICA INCORPORATED 2006 AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE PLAN
05 APPROVAL OF AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE
OF THE BOARD OF DIRECTORS
06 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS TAKE STEPS TO ELIMINATE SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS
07 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr Against For
OF DIRECTORS ADOPT A POLICY TO CONSIDER SEEKING
RECOUPMENT OF EXECUTIVE COMPENSATION AWARDS
08 SHAREHOLDER PROPOSAL-REQUESTING THAT A COMMITTEE Shr Against For
OF THE BOARD OF DIRECTORS ADOPT A PAY FOR SUPERIOR
PERFORMANCE PRINCIPLE
- --------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 933202284
- --------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: CBSH
ISIN: US2005251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EARL H. DEVANNY, III Mgmt For For
BENJAMIN RASSIEUR, III Mgmt For For
TODD R. SCHNUCK Mgmt For For
ANDREW C. TAYLOR Mgmt For For
02 RATIFY KPMG LLP AS AUDIT AND ACCOUNTING FIRM Mgmt For For
03 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shr For Against
TO CAUSE THE ANNUAL ELECTION OF ALL DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933267519
- --------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: CXO
ISIN: US20605P1012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAY M. POAGE Mgmt For For
A. WELLFORD TABOR Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC. Agenda Number: 933185844
- --------------------------------------------------------------------------------------------------------------------------
Security: 206708109
Meeting Type: Annual
Meeting Date: 10-Mar-2010
Ticker: CNQR
ISIN: US2067081099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. CANFIELD Mgmt Withheld Against
GORDON EUBANKS Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM
- --------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 933228252
- --------------------------------------------------------------------------------------------------------------------------
Security: 228227104
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: CCI
ISIN: US2282271046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD C. HUTCHESON, JR Mgmt For For
J. LANDIS MARTIN Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
02 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933207804
- --------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: CMI
ISIN: US2310211063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
1B ELECTION OF DIRECTOR: FRANKLIN R. CHANG-DIAZ Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
1D ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
1H ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1I ELECTION OF DIRECTOR: CARL WARE Mgmt For For
10 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933222008
- --------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 14-May-2010
Ticker: CY
ISIN: US2328061096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
EVERT VAN DE VEN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933240448
- --------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: DRQ
ISIN: US2620371045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALEXANDER P. SHUKIS Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF BDO SEIDMAN LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933225573
- --------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: EW
ISIN: US28176E1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. Mgmt For For
1C ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE LONG-TERM STOCK INCENTIVE COMPENSATION
PROGRAM.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM.
04 APPROVAL OF THE 2010 EDWARDS INCENTIVE PLAN. Mgmt For For
05 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS, INC. Agenda Number: 933264323
- --------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: EVR
ISIN: US29977A1051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. ALTMAN Mgmt Withheld Against
PEDRO ASPE Mgmt Withheld Against
RICHARD I. BEATTIE Mgmt For For
FRANCOIS DE ST. PHALLE Mgmt For For
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933183092
- --------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2010
Ticker: FFIV
ISIN: US3156161024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DEBORAH L. BEVIER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN J. HIGGINSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN MCADAM Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2010.
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FOSSIL, INC. Agenda Number: 933245272
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Security: 349882100
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: FOSL
ISIN: US3498821004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO AMEND AND RESTATE THE COMPANY'S Mgmt For For
SECOND AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS.
02 DIRECTOR
ELAINE AGATHER* Mgmt For For
MICHAEL W. BARNES* Mgmt For For
JEFFREY N. BOYER* Mgmt For For
KOSTA N. KARTSOTIS* Mgmt For For
ELYSIA HOLT RAGUSA* Mgmt For For
JAL S. SHROFF* Mgmt For For
JAMES E. SKINNER* Mgmt For For
MICHAEL STEINBERG* Mgmt For For
DONALD J. STONE* Mgmt For For
JAMES M. ZIMMERMAN* Mgmt For For
ELAINE AGATHER** Mgmt For For
JAL S. SHROFF** Mgmt For For
DONALD J. STONE** Mgmt For For
04 PROPOSAL TO APPROVE THE FOSSIL, INC. 2010 CASH Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 1, 2011.
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GAFISA S.A. Agenda Number: 933160599
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Security: 362607301
Meeting Type: Special
Meeting Date: 16-Nov-2009
Ticker: GFA
ISIN: US3626073015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 APPROVE 7TH ISSUANCE OF DEBENTURES BY COMPANY, Mgmt For For
NON-CONVERTIBLE INTO SHARES, IN ONE SINGLE
AND INDIVISIBLE LOT, IN ONE SINGLE SERIE, WITH
FLOATING GUARANTEE (GARANTIA FLUTUANTE) AND
ADDITIONAL GUARANTEES (WHICH WILL INCLUDE IN
REM GUARANTEES), IN AN AMOUNT OF UP TO SIX
HUNDRED MILLION REAIS (R$600,000,000.00), ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
A2 DELEGATE TO THE BOARD OF DIRECTORS OF THE COMPANY Mgmt For For
THE POWERS TO AMEND, IF NECESSARY, THE MATTERS
CONTEMPLATED BY THE SECOND PART OF THE FIRST
PARAGRAPH OF ARTICLE 59 OF LAW NO 6.404/76.
A3 AUTHORIZE THE COMPANY'S OFFICERS TO TAKE ALL Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE ISSUANCE,
INCLUDING BUT NOT LIMITED TO THE ACTIONS NECESSARY
TO NEGOTIATE AND EXECUTE THE DEED OF ISSUANCE
OF DEBENTURES AND RELATED AGREEMENTS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
A4 CONFIRM AND RATIFY ALL ACTIONS ALREADY TAKEN Mgmt For For
BY THE MANAGEMENT PRIOR TO THE EXTRAORDINARY
GENERAL SHAREHOLDER'S MEETING IN CONNECTION
WITH THE ABOVE.
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GAFISA S.A. Agenda Number: 933168684
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Security: 362607301
Meeting Type: Special
Meeting Date: 23-Dec-2009
Ticker: GFA
ISIN: US3626073015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 TO REVIEW, DISCUSS AND APPROVE THE PROTOCOL Mgmt For For
AND JUSTIFICATION OF MERGER, INTO THE COMPANY,
OF THE TOTALITY OF OUTSTANDING SHARES ISSUED
BY ITS SUBSIDIARY CONSTRUTORA TENDA S.A. ("MERGER
OF SHARES") EXECUTED BY THE MANAGEMENT OF THE
COMPANIES ON NOVEMBER 9, 2009, AS WELL AS THE
ACTS AND PROVISIONS CONTEMPLATED THEREIN.
A2 TO RATIFY THE APPOINTMENT AND HIRING OF APSIS Mgmt For For
CONSULTORIA EMPRESARIAL LTDA. FOR THE PREPARATION
OF THE APPRAISAL REPORT OF THE SHARES ISSUED
BY CONSTRUTORA TENDA S.A. THAT WILL BE CONTRIBUTED
TO THE CAPITAL OF THE COMPANY FOR THE PURPOSES
OF SECTIONS 227 AND 8 OF BRAZILIAN LAW NO.
6.404/76 ("APPRAISAL REPORT").
A3 TO APPROVE THE APPRAISAL REPORT. Mgmt For For
A4 TO APPROVE THE MERGER OF SHARES AND THE CONSEQUENT Mgmt For For
CAPITAL INCREASE OF THE COMPANY THROUGH THE
ISSUANCE OF COMMON SHARES TO BE SUBSCRIBED
AND PAID-UP BY THE OFFICERS OF CONSTRUTORA
TENDA S.A. ON BEHALF OF ITS SHAREHOLDERS AND
FURTHER AMENDMENT TO SECTION 5 OF THE BYLAWS
OF THE COMPANY IN ORDER TO REFLECT THE CAPITAL
INCREASE.
A5 TO APPROVE THE ASSUMPTION BY THE COMPANY OF Mgmt For For
NON-EXERCISED STOCK OPTIONS GRANTED BY CONTRUTORA
TENDA S.A. UNDER ITS STOCK OPTION PLANS.
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GAFISA S.A. Agenda Number: 933184753
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Security: 362607301
Meeting Type: Special
Meeting Date: 22-Feb-2010
Ticker: GFA
ISIN: US3626073015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 INCREASE THE LIMIT OF THE COMPANY'S AUTHORIZED Mgmt For For
CAPITAL TO 300,000,000 COMMON SHARES, WITH
THE CONSEQUENT AMENDMENT TO THE HEAD OF ARTICLE
6 OF COMPANY'S BYLAWS.
A2 SPLIT THE COMPANY'S COMMON SHARES, IN THE PROPORTION Mgmt For For
OF 1:2 (E.G., 2 NEW SHARES IN THE PLACE OF
EACH EXISTING SHARE AT THE DATE OF THE RESOLUTION),
WITH THE CONSEQUENT AMENDMENT TO THE HEAD OF
ARTICLE 5 OF COMPANY'S BYLAWS, THE AMOUNT OF
THE CAPITAL OF THE COMPANY REMAINING UNALTERED.
A3 IF THE MATTER UNDER ITEM (II) ABOVE IS APPROVED, Mgmt For For
AMEND AGAIN THE HEAD OF ARTICLE 6 OF THE COMPANY'S
BYLAWS TO REFLECT THE SPLIT OF COMMON SHARES,
IN THE SAME PROPORTION OF 1:2, THEREBY RESULTING,
ASSUMING THE INCREASE REFERRED IN ITEM (I),
IN THE COMPANY'S AUTHORIZED CAPITAL GOING FROM
300,000,000 COMMON SHARES TO 600,000,000 COMMON
SHARES.
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GREEN MOUNTAIN COFFEE ROASTERS, INC. Agenda Number: 933183737
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Security: 393122106
Meeting Type: Annual
Meeting Date: 11-Mar-2010
Ticker: GMCR
ISIN: US3931221069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BARBARA D. CARLINI Mgmt For For
DOUGLAS N. DAFT Mgmt For For
HINDA MILLER Mgmt For For
2 TO AMEND ARTICLE FOURTH OF THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE AUTHORIZED SHARES.
3 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt Against Against
2006 INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
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GSI COMMERCE, INC. Agenda Number: 933240828
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Security: 36238G102
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: GSIC
ISIN: US36238G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL G. RUBIN Mgmt For For
M. JEFFREY BRANMAN Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
RONALD D. FISHER Mgmt For For
JOHN A. HUNTER Mgmt For For
MARK S. MENELL Mgmt For For
JEFFREY F. RAYPORT Mgmt Withheld Against
LAWRENCE S. SMITH Mgmt For For
ANDREA M. WEISS Mgmt For For
02 TO APPROVE THE GSI 2010 EQUITY INCENTIVE PLAN. Mgmt Against Against
03 TO APPROVE THE AMENDMENT TO GSI'S AMENDED AND Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK FROM
90,000,000 TO 180,000,000 AND MAINTAIN 5,000,000
SHARES OF PREFERRED STOCK.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
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GUESS?, INC. Agenda Number: 933286204
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Security: 401617105
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: GES
ISIN: US4016171054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH BLUMENTHAL Mgmt For For
ANTHONY CHIDONI Mgmt For For
PAUL MARCIANO Mgmt Withheld Against
02 TO RE-APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION
PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE
BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING JANUARY 29, 2011.
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HMS HOLDINGS CORP. Agenda Number: 933275097
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Security: 40425J101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: HMSY
ISIN: US40425J1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. HOLSTER Mgmt Withheld Against
JAMES T. KELLY Mgmt For For
WILLIAM C. LUCIA Mgmt Withheld Against
WILLIAM S. MOSAKOWSKI Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
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HUMAN GENOME SCIENCES, INC. Agenda Number: 933246060
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Security: 444903108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: HGSI
ISIN: US4449031081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD J. DANZIG Mgmt For For
JURGEN DREWS, M.D. Mgmt For For
MAXINE GOWEN, PH.D. Mgmt For For
TUAN HA-NGOC Mgmt For For
A.N. KARABELAS, PH.D. Mgmt For For
J.L. LAMATTINA, PH.D. Mgmt For For
AUGUSTINE LAWLOR Mgmt For For
H. THOMAS WATKINS Mgmt For For
ROBERT C. YOUNG, M.D. Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
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INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933132879
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Security: 459902102
Meeting Type: Special
Meeting Date: 30-Sep-2009
Ticker: IGT
ISIN: US4599021023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR Mgmt For For
ELIGIBLE EMPLOYEES AS DESCRIBED IN IGT'S PROXY
STATEMENT.
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INTUITIVE SURGICAL, INC. Agenda Number: 933194475
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Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: ISRG
ISIN: US46120E6023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN J. LEVY Mgmt For For
ERIC H. HALVORSON Mgmt Withheld Against
AMAL M. JOHNSON Mgmt For For
02 TO APPROVE THE COMPANY'S 2010 INCENTIVE AWARD Mgmt Against Against
PLAN.
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J.CREW GROUP, INC. Agenda Number: 933255499
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Security: 46612H402
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: JCG
ISIN: US46612H4020
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HEATHER RESIMAN Mgmt For For
DAVID HOUSE Mgmt For For
STUART SLOAN Mgmt Withheld Against
02 APPROVE AN AMENDMENT TO THE J.CREW GROUP, INC. Mgmt Against Against
AMENDED AND RESTATED 2008 EQUITY INCENTIVE
PLAN
03 APPROVE THE J.CREW, INC. EXECUTIVE MANAGEMENT Mgmt For For
BONUS PLAN
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2010
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LIFE TECHNOLOGIES CORPORATION Agenda Number: 933204783
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Security: 53217V109
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: LIFE
ISIN: US53217V1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE F. ADAM, JR. Mgmt Withheld Against
RAYMOND V. DITTAMORE Mgmt Withheld Against
ARNOLD J. LEVINE PHD Mgmt For For
BRADLEY G. LORIMIER Mgmt Withheld Against
DAVID C. U'PRICHARD PHD Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2010
3 ADOPTION OF AN AMENDMENT TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF THE COMPANY (ADOPT MAJORITY
VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS)
4 ADOPTION OF AMENDMENTS TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF THE COMPANY (ELIMINATE
SUPERMAJORITY PROVISIONS)
5 ADOPTION OF AMENDMENTS TO THE BYLAWS OF THE Mgmt For For
COMPANY (ADOPT MAJORITY VOTING FOR UNCONTESTED
ELECTIONS OF DIRECTORS)
6 ADOPTION OF AN AMENDMENT TO THE BYLAWS OF THE Mgmt For For
COMPANY (ELIMINATE SUPERMAJORITY PROVISIONS)
7 ADOPTION OF THE COMPANY'S 2010 INCENTIVE COMPENSATION Mgmt For For
PLAN
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LULULEMON ATHLETICA INC. Agenda Number: 933259598
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Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: LULU
ISIN: US5500211090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS G. STEMBERG Mgmt For For
DENNIS J. WILSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 30, 2011.
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MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933101519
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Security: G5876H105
Meeting Type: Annual
Meeting Date: 10-Jul-2009
Ticker: MRVL
ISIN: BMG5876H1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA Mgmt For For
1B ELECTION OF DIRECTOR: DR. PANTAS SUTARDJA Mgmt For For
02 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 30, 2010
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MASSEY ENERGY COMPANY Agenda Number: 933252087
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Security: 576206106
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: MEE
ISIN: US5762061068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. GABRYS Mgmt Withheld Against
DAN R. MOORE Mgmt Withheld Against
BAXTER F. PHILLIPS, JR. Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 STOCKHOLDER PROPOSAL REGARDING A WATER MANAGEMENT Shr Against For
REPORT.
04 STOCKHOLDER PROPOSAL REGARDING GREENHOUSE GAS Shr For Against
EMISSIONS REDUCTION.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shr For Against
06 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For
OF THE BOARD OF DIRECTORS.
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MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933237338
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Security: 582839106
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MJN
ISIN: US5828391061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
JAMES M. CORNELIUS Mgmt Withheld Against
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
02 APPROVAL OF MEAD JOHNSON NUTRITION COMPANY 2009 Mgmt For For
AMENDED AND RESTATED STOCK AWARD AND INCENTIVE
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2010.
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MERCADOLIBRE, INC. Agenda Number: 933264107
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Security: 58733R102
Meeting Type: Annual
Meeting Date: 10-Jun-2010
Ticker: MELI
ISIN: US58733R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARCOS GALPERIN Mgmt For For
EMILIANO CALEMZUK Mgmt For For
VERONICA ALLENDE SERRA Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF DELOITTE & CO. Mgmt For For
S.R.L. AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
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METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 933199639
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Security: 592688105
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: MTD
ISIN: US5926881054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. SPOERRY Mgmt Against Against
1B ELECTION OF DIRECTOR: WAH-HUI CHU Mgmt For For
1C ELECTION OF DIRECTOR: FRANCIS A. CONTINO Mgmt For For
1D ELECTION OF DIRECTOR: OLIVIER A. FILLIOL Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL A. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1G ELECTION OF DIRECTOR: HANS ULRICH MAERKI Mgmt For For
1H ELECTION OF DIRECTOR: GEORGE G. MILNE Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS P. SALICE Mgmt For For
2 APPROVAL OF INDEPEDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
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NBTY, INC. Agenda Number: 933181973
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Security: 628782104
Meeting Type: Annual
Meeting Date: 26-Feb-2010
Ticker: NTY
ISIN: US6287821044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL L. ASHNER Mgmt For For
GLENN COHEN Mgmt Withheld Against
ARTHUR RUDOLPH Mgmt Withheld Against
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
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NETFLIX, INC. Agenda Number: 933228163
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Security: 64110L106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: NFLX
ISIN: US64110L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY M. HALEY Mgmt For For
GREGORY S STANGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2010.
03 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt For For
2002 EMPLOYEE STOCK PURCHASE PLAN.
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PALM, INC. Agenda Number: 933131182
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Security: 696643105
Meeting Type: Annual
Meeting Date: 30-Sep-2009
Ticker: PALM
ISIN: US6966431057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. HAGERTY* Mgmt Withheld Against
JONATHAN J. RUBINSTEIN* Mgmt Withheld Against
PAUL S. MOUNTFORD** Mgmt For For
02 A PROPOSAL TO ADOPT AND APPROVE THE PALM 2009 Mgmt Against Against
STOCK PLAN.
03 A PROPOSAL TO ADOPT AND APPROVE THE PALM 2009 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS PALM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 28, 2010.
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PANERA BREAD COMPANY Agenda Number: 933237340
- --------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: PNRA
ISIN: US69840W1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY J. FRANKLIN Mgmt For For
CHARLES J. CHAPMAN, III Mgmt For For
02 APPROVE THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN FROM 1,500,000 TO 2,300,000.
03 APPROVE THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
1992 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF CLASS A COMMON STOCK AVAILABLE
FOR ISSUANCE UNDER THE PLAN FROM 825,000 TO
950,000.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2010.
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PERFECT WORLD CO LTD Agenda Number: 933161868
- --------------------------------------------------------------------------------------------------------------------------
Security: 71372U104
Meeting Type: Annual
Meeting Date: 14-Nov-2009
Ticker: PWRD
ISIN: US71372U1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED Mgmt Against
AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY
BY REPLACING IT WITH THE FOLLOWING PARAGRAPH,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
O2 AMENDMENT OF SECTION 5.2 (A) (II) AND (III) Mgmt For
OF THE AMENDED AND RESTATED SHARE INCENTIVE
PLAN OF THE COMPANY.
O3 RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG Mgmt For
AS AN INDEPENDENT DIRECTOR OF THE COMPANY.
O4 RATIFICATION OF THE APPOINTMENT OF MR. DANIEL Mgmt For
DONG YANG AS AN INDEPENDENT DIRECTOR OF THE
COMPANY.
O5 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For
AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL
YEAR 2008.
O6 APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERSMgmt For
FOR THE FISCAL YEAR 2009.
S7 AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED Mgmt For
MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING
THE FOLLOWING DEFINITION: "DESIGNATED STOCK
EXCHANGE" MEANS THE NASDAQ STOCK MARKET.
S8 AMENDMENT OF ARTICLE 111 OF THE AMENDED AND Mgmt For
RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION
OF THE COMPANY.
O9 INCLUSION OF FINANCIAL STATEMENTS OF FISCAL Mgmt For
YEAR 2008 IN THE COMPANY'S 2008 ANNUAL REPORT.
O10 TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & Mgmt For
EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT
FOREGOING RESOLUTIONS 1 TO 9.
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PHILLIPS-VAN HEUSEN CORPORATION Agenda Number: 933287636
- --------------------------------------------------------------------------------------------------------------------------
Security: 718592108
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: PVH
ISIN: US7185921084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY BAGLIVO Mgmt Withheld Against
EMANUEL CHIRICO Mgmt For For
EDWARD H. COHEN Mgmt For For
JOSEPH B. FULLER Mgmt For For
FRED GEHRING Mgmt For For
MARGARET L. JENKINS Mgmt For For
DAVID LANDAU Mgmt For For
BRUCE MAGGIN Mgmt For For
V. JAMES MARINO Mgmt For For
HENRY NASELLA Mgmt Withheld Against
RITA M. RODRIGUEZ Mgmt For For
CRAIG RYDIN Mgmt Withheld Against
CHRISTIAN STAHL Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933116659
- --------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 11-Aug-2009
Ticker: PCP
ISIN: US7401891053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK DONEGAN Mgmt Withheld Against
VERNON E. OECHSLE Mgmt Withheld Against
RICK SCHMIDT Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933266911
- --------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: PCLN
ISIN: US7415034039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2010.
3 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING SPECIAL STOCKHOLDER MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933280745
- --------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2010
Ticker: CRM
ISIN: US79466L3024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STRATTON SCLAVOS Mgmt For For
LAWRENCE TOMLINSON Mgmt Withheld Against
SHIRLEY YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2011.
- --------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933214176
- --------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: SBAC
ISIN: US78388J1060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE R. KROUSE, JR. Mgmt For For
KEVIN L. BEEBE Mgmt Withheld Against
JACK LANGER Mgmt For For
JEFFREY A. STOOPS Mgmt For For
2 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERD
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
3 TO APPROVE AN AMENDMENT TO SBA'S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK FORM 200,000,000
SHARES TO 400,000,000 SHARES.
4 TO APPROVE THE 2010 PERFORMANCE AND EQUITY INCENTIVE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SUCCESSFACTORS, INC. Agenda Number: 933268888
- --------------------------------------------------------------------------------------------------------------------------
Security: 864596101
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: SFSF
ISIN: US8645961017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS J. BURGUM Mgmt For For
LARS DALGAARD Mgmt For For
ELIZABETH A. NELSON Mgmt For For
02 REAPPROVAL OF SECTION 162(M) LIMITS OF 2007 Mgmt For For
EQUITY INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS SUCCESSFACTORS'Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933196481
- --------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: TROW
ISIN: US74144T1088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt Against Against
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt Against Against
1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt Against Against
1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. Agenda Number: 933177328
- --------------------------------------------------------------------------------------------------------------------------
Security: 922207105
Meeting Type: Annual
Meeting Date: 08-Feb-2010
Ticker: VSEA
ISIN: US9222071055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
XUN (ERIC) CHEN Mgmt Withheld Against
DENNIS G. SCHMAL Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN SEMICONDUCTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933250742
- --------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: VRTX
ISIN: US92532F1003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSHUA BOGER Mgmt For For
CHARLES A. SANDERS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED 2006 STOCK AND OPTION PLAN THAT
INCREASES THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000
SHARES FROM 21,602,380 SHARES TO 33,602,380
SHARES.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
VISTAPRINT LIMITED Agenda Number: 933119073
- --------------------------------------------------------------------------------------------------------------------------
Security: G93762204
Meeting Type: Special
Meeting Date: 06-Aug-2009
Ticker: VPRT
ISIN: BMG937622048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SHARE EXCHANGE TRANSACTION TO Mgmt For For
BE EFFECTED BY THE SCHEME OF ARRANGEMENT, ATTACHED
AS ANNEX B TO THE PROXY STATEMENT, IN CONNECTION
WITH THE SHARE EXCHANGE AGREEMENT, ATTACHED
AS ANNEX A TO THE PROXY STATEMENT, BETWEEN
VISTAPRINT LIMITED AND VISTAPRINT N.V.
- --------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933218643
- --------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WLT
ISIN: US93317Q1058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
BERNARD G. RETHORE Mgmt For For
GEORGE R. RICHMOND Mgmt For For
MICHAEL T. TOKARZ Mgmt Withheld Against
A.J. WAGNER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2010.
Loomis Sayles Small Cap Growth Fund
- --------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 933210457
- --------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: AEIS
ISIN: US0079731008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DOUGLAS S. SCHATZ Mgmt For For
FREDERICK A. BALL Mgmt For For
RICHARD P. BECK Mgmt For For
HANS GEORG BETZ Mgmt For For
TRUNG T. DOAN Mgmt For For
EDWARD C. GRADY Mgmt For For
TERRY HUDGENS Mgmt For For
THOMAS M. ROHRS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS ADVANCED ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
AUTHORIZED FOR ISSUANCE UNDER THE 2008 OMNIBUS
INCENTIVE PLAN FROM 3,500,000 SHARES TO 7,500,000
SHARES.
04 APPROVAL OF AN INCREASE IN THE TOTAL NUMBER Mgmt For For
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE EMPLOYEE STOCK PURCHASE PLAN FROM
500,000 SHARES TO 1,000,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
AEGEAN MARINE PETROLEUM NETWORK, INC. Agenda Number: 933251023
- --------------------------------------------------------------------------------------------------------------------------
Security: Y0017S102
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: ANW
ISIN: MHY0017S1028
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
YIANNIS N. PAPANICOLAOU Mgmt For For
K.D. KOUTSOMITOPOULOS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
AGA MED HLDGS INC Agenda Number: 933262406
- --------------------------------------------------------------------------------------------------------------------------
Security: 008368102
Meeting Type: Annual
Meeting Date: 07-Jun-2010
Ticker: AGAM
ISIN: US0083681025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL A. PELAK Mgmt Withheld Against
DARRELL J. TAMOSUINAS Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO BE THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933255879
- --------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: ALXN
ISIN: US0153511094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt Withheld Against
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
02 APPROVAL OF THE AMENDMENT TO 2004 INCENTIVE Mgmt Against Against
PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT, INCLUDING TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 3 MILLION SHARES (SUBJECT TO ADJUSTMENT
IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR
EVENTS).
03 RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933250211
- --------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: ALGN
ISIN: US0162551016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E. COLLINS Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH LACOB Mgmt Against Against
1C ELECTION OF DIRECTOR: C. RAYMOND LARKIN, JR. Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1E ELECTION OF DIRECTOR: DR. DAVID C. NAGEL Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS M. PRESCOTT Mgmt For For
1G ELECTION OF DIRECTOR: GREG J. SANTORA Mgmt For For
1H ELECTION OF DIRECTOR: WARREN S. THALER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE AMENDED AND RESTATED 2005 Mgmt For For
EQUITY INCENTIVE PLAN.
04 PROPOSAL TO APPROVE 2010 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
AMERIGON INCORPORATED Agenda Number: 933252683
- --------------------------------------------------------------------------------------------------------------------------
Security: 03070L300
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: ARGN
ISIN: US03070L3006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LON E. BELL Mgmt For For
FRANCOIS J. CASTAING Mgmt For For
DANIEL R. COKER Mgmt For For
JOHN M. DEVINE Mgmt For For
MAURICE E.P. GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt For For
JAMES J. PAULSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S REGISTERED INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
ARENA RESOURCES, INC. Agenda Number: 933160311
- --------------------------------------------------------------------------------------------------------------------------
Security: 040049108
Meeting Type: Annual
Meeting Date: 11-Dec-2009
Ticker: ARD
ISIN: US0400491082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LLOYD T. ROCHFORD Mgmt Withheld Against
STANLEY M. MCCABE Mgmt Withheld Against
CLAYTON E. WOODRUM Mgmt Withheld Against
ANTHONY B. PETRELLI Mgmt Withheld Against
CARL H. FIDDNER Mgmt Withheld Against
02 ADOPTION OF THE RESTRICTED STOCK AWARD PLAN: Mgmt Against Against
TO ADOPT THE RESTRICTED STOCK AWARD PLAN.
03 ADOPTION OF THE AMENDMENT TO THE STOCK OPTION Mgmt Against Against
PLAN (INCREASING THE NUMBER OF SHARES SUBJECT
THERETO FROM 5,500,000 TO 6,000,000).
- --------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933182189
- --------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Annual
Meeting Date: 26-Feb-2010
Ticker: ARBA
ISIN: US04033V2034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS F. MONAHAN Mgmt For For
KARL E. NEWKIRK Mgmt For For
RICHARD F. WALLMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ARRAY BIOPHARMA INC. Agenda Number: 933145787
- --------------------------------------------------------------------------------------------------------------------------
Security: 04269X105
Meeting Type: Annual
Meeting Date: 29-Oct-2009
Ticker: ARRY
ISIN: US04269X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANCIS J. BULLOCK, PHD Mgmt For For
KEVIN KOCH, PH.D. Mgmt For For
DOUGLAS E. WILLIAMS PHD Mgmt Withheld Against
02 APPROVAL OF AN AMENDMENT TO THE ARRAY BIOPHARMA Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN (THE "ESPP")
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE ESPP
BY 600,000 SHARES, TO AN AGGREGATE OF 2,850,000
SHARES.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE
30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933242543
- --------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: ATHN
ISIN: US04685W1036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN A. KANE Mgmt Withheld Against
RUBEN J. KING-SHAW, JR. Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
3 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
COME BEFORE THE MEETING OR AT ANY AND ALL ADJOURNMENTS
OR POSTPONEMENTS THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 933252049
- --------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: AAWW
ISIN: US0491642056
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. AGNEW Mgmt Withheld Against
TIMOTHY J. BERNLOHR Mgmt Withheld Against
EUGENE I. DAVIS Mgmt Withheld Against
WILLIAM J. FLYNN Mgmt For For
JAMES S. GILMORE III Mgmt For For
CAROL B. HALLETT Mgmt For For
FREDERICK MCCORKLE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT AUDITORS.
03 APPROVAL OF THE AMENDMENT TO THE 2007 INCENTIVE Mgmt Against Against
PLAN (AS AMENDED).
- --------------------------------------------------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC. Agenda Number: 933158772
- --------------------------------------------------------------------------------------------------------------------------
Security: 05874B107
Meeting Type: Annual
Meeting Date: 02-Dec-2009
Ticker: BYI
ISIN: US05874B1070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID ROBBINS Mgmt For For
02 TO APPROVE THE COMPANY'S 2010 LONG TERM INCENTIVE Mgmt For For
PLAN, WHICH AMENDS AND RESTATES THE COMPANY'S
AMENDED AND RESTATED 2001 LONG TERM INCENTIVE
PLAN TO, AMONG OTHER THINGS, ALLOW FOR THE
GRANT OF CASH INCENTIVE BONUSES AND PERMIT
THE GRANT OF AWARDS THAT ARE STRUCTURED TO
COMPLY WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC. Agenda Number: 933115443
- --------------------------------------------------------------------------------------------------------------------------
Security: 09057G602
Meeting Type: Annual
Meeting Date: 30-Jul-2009
Ticker: BRLI
ISIN: US09057G6026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH BENINCASA Mgmt Withheld Against
GARY LEDERMAN Mgmt Withheld Against
JOHN ROGLIERI Mgmt Withheld Against
02 IN THEIR DISCRETION, ON ALL MATTERS AS SHALL Mgmt Against Against
PROPERLY COME BEFORE THE MEETING
- --------------------------------------------------------------------------------------------------------------------------
BLACKBOARD INC. Agenda Number: 933266353
- --------------------------------------------------------------------------------------------------------------------------
Security: 091935502
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: BBBB
ISIN: US0919355026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK GATTI Mgmt For For
BETH KAPLAN Mgmt For For
MATTHEW PITTINSKY Mgmt For For
02 TO APPROVE AMENDMENT NO. 5 TO THE AMENDED AND Mgmt Against Against
RESTATED 2004 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN FROM 10,500,000 TO 12,000,000
AND MAKE OTHER SPECIFIED CHANGES.
03 TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY Agenda Number: 933267759
- --------------------------------------------------------------------------------------------------------------------------
Security: 109178103
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: BEXP
ISIN: US1091781039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BEN M. BRIGHAM Mgmt Withheld Against
DAVID T. BRIGHAM Mgmt Withheld Against
HAROLD D. CARTER Mgmt Withheld Against
STEPHEN C. HURLEY Mgmt For For
STEPHEN P. REYNOLDS Mgmt Withheld Against
HOBART A. SMITH Mgmt Withheld Against
DR. SCOTT W. TINKER Mgmt Withheld Against
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 933193738
- --------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Annual
Meeting Date: 12-Apr-2010
Ticker: BRCD
ISIN: US1116213067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RENATO DIPENTIMA Mgmt For For
1B ELECTION OF DIRECTOR: ALAN EARHART Mgmt For For
1C ELECTION OF DIRECTOR: SANJAY VASWANI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS
SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER
30, 2010
03 AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
04 AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS
- --------------------------------------------------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC. Agenda Number: 933198752
- --------------------------------------------------------------------------------------------------------------------------
Security: 118759109
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: BUCY
ISIN: US1187591094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEEPAK K. KAPUR Mgmt For For
THEODORE C. ROGERS Mgmt For For
ROBERT C. SCHARP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC. Agenda Number: 933223416
- --------------------------------------------------------------------------------------------------------------------------
Security: 119848109
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: BWLD
ISIN: US1198481095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SALLY J. SMITH Mgmt For For
DALE M. APPLEQUIST Mgmt For For
ROBERT W. MACDONALD Mgmt For For
WARREN E. MACK Mgmt For For
J. OLIVER MAGGARD Mgmt For For
MICHAEL P. JOHNSON Mgmt For For
JAMES M. DAMIAN Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
03 APPROVE SHAREHOLDER PROPOSAL SUBMITTED BY PETA. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933262684
- --------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: CHSI
ISIN: US14888B1035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM E. BROCK Mgmt For For
EDWARD S. CIVERA Mgmt For For
2 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2006 STOCK INCENTIVE PLAN
3 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010
- --------------------------------------------------------------------------------------------------------------------------
CAVIUM NETWORKS INC Agenda Number: 933221258
- --------------------------------------------------------------------------------------------------------------------------
Security: 14965A101
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: CAVM
ISIN: US14965A1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SYED B. ALI Mgmt For For
ANTHONY S. THORNLEY Mgmt Withheld Against
02 TO RATIFY THE APPOINTMEMT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CAVIUM NETWORKS, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933203983
- --------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: CPHD
ISIN: US15670R1077
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS L. GUTSHALL Mgmt For For
CRISTINA H. KEPNER Mgmt For For
DAVID H. PERSING Mgmt For For
2 TO AMEND AND RESTATE CEPHEID'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933192229
- --------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: CIEN
ISIN: US1717793095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1B ELECTION OF DIRECTOR: PATRICK H. NETTLES, PH.D Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. ROWNY Mgmt For For
1D ELECTION OF DIRECTOR: PATRICK T. GALLAGHER Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 2008 OMNIBUS Mgmt Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIENA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
COGENT, INC. Agenda Number: 933116356
- --------------------------------------------------------------------------------------------------------------------------
Security: 19239Y108
Meeting Type: Annual
Meeting Date: 29-Jul-2009
Ticker: COGT
ISIN: US19239Y1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MING HSIEH Mgmt For For
JOHN C. BOLGER Mgmt Withheld Against
JOHN P. STENBIT Mgmt Withheld Against
KENNETH R. THORNTON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. Agenda Number: 933254663
- --------------------------------------------------------------------------------------------------------------------------
Security: 205768203
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: CRK
ISIN: US2057682039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CECIL E. MARTIN Mgmt For For
NANCY E. UNDERWOOD Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 IN THEIR DISCRETION ON SUCH OTHER BUSINESS AS Mgmt Against Against
MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933267519
- --------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: CXO
ISIN: US20605P1012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAY M. POAGE Mgmt For For
A. WELLFORD TABOR Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC. Agenda Number: 933185844
- --------------------------------------------------------------------------------------------------------------------------
Security: 206708109
Meeting Type: Annual
Meeting Date: 10-Mar-2010
Ticker: CNQR
ISIN: US2067081099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. CANFIELD Mgmt Withheld Against
GORDON EUBANKS Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM
- --------------------------------------------------------------------------------------------------------------------------
CONSTANT CONTACT, INC. Agenda Number: 933260781
- --------------------------------------------------------------------------------------------------------------------------
Security: 210313102
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: CTCT
ISIN: US2103131023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BADAVAS Mgmt For For
GAIL F. GOODMAN Mgmt For For
WILLIAM S. KAISER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CONSTANT CONTACT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
CYMER, INC. Agenda Number: 933226777
- --------------------------------------------------------------------------------------------------------------------------
Security: 232572107
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: CYMI
ISIN: US2325721072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES J. ABBE Mgmt For For
ROBERT P. AKINS Mgmt For For
EDWARD H. BRAUN Mgmt For For
MICHAEL R. GAULKE Mgmt For For
WILLIAM G. OLDHAM Mgmt For For
ERIC M. RUTTENBERG Mgmt For For
PETER J. SIMONE Mgmt For For
YOUNG K. SOHN Mgmt For For
JON D. TOMPKINS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
DATA DOMAIN, INC. Agenda Number: 933112815
- --------------------------------------------------------------------------------------------------------------------------
Security: 23767P109
Meeting Type: Annual
Meeting Date: 02-Jul-2009
Ticker: DDUP
ISIN: US23767P1093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. BERNAL Mgmt For For
ANEEL BHUSRI Mgmt For For
JEFFREY A. MILLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Abstain Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
DEALERTRACK HOLDINGS, INC. Agenda Number: 933236146
- --------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 24-May-2010
Ticker: TRAK
ISIN: US2423091022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANN B. LANE Mgmt For For
JOHN J. MCDONNELL JR. Mgmt For For
BARRY ZWARENSTEIN Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
DEMANDTEC, INC. Agenda Number: 933117714
- --------------------------------------------------------------------------------------------------------------------------
Security: 24802R506
Meeting Type: Annual
Meeting Date: 05-Aug-2009
Ticker: DMAN
ISIN: US24802R5063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VICTOR L. LUND Mgmt For For
JOSHUA W.R. PICKUS Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
FEBRUARY 28, 2010.
- --------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 933244597
- --------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: DXCM
ISIN: US2521311074
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY S. SKYLER, M.D. Mgmt For For
DONALD A. LUCAS Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
DG FASTCHANNEL, INC. Agenda Number: 933245094
- --------------------------------------------------------------------------------------------------------------------------
Security: 23326R109
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: DGIT
ISIN: US23326R1095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT K. GINSBURG Mgmt Withheld Against
NEIL H. NGUYEN Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
DIAMOND FOODS, INC. Agenda Number: 933169509
- --------------------------------------------------------------------------------------------------------------------------
Security: 252603105
Meeting Type: Annual
Meeting Date: 15-Jan-2010
Ticker: DMND
ISIN: US2526031057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. LEA Mgmt Withheld Against
DENNIS MUSSELL Mgmt For For
GLEN C. WARREN, JR. Mgmt For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
DSW, INC. Agenda Number: 933242353
- --------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Annual
Meeting Date: 03-Jun-2010
Ticker: DSW
ISIN: US23334L1026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELAINE J. EISENMAN Mgmt For For
JOANNA T. LAU Mgmt For For
ROGER S. MARKFIELD Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 29,
2011
- --------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 933160664
- --------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 24-Nov-2009
Ticker: DY
ISIN: US2674751019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN C. COLEY Mgmt For For
PATRICIA L. HIGGINS Mgmt For For
STEVEN E. NIELSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL 2010.
03 TO VOTE AT THE DISCRETION OF THE PROXIES AND Mgmt Against Against
ATTORNEYS-IN-FACT ON THE TRANSACTION OF SUCH
OTHER BUSINESS AS MAY PROPERLY COME BEFORE
THE ANNUAL MEETING AND ANY ADJOURNMENTS THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
ELECTRO-OPTICAL SCIENCES, INC. Agenda Number: 933219479
- --------------------------------------------------------------------------------------------------------------------------
Security: 285192100
Meeting Type: Annual
Meeting Date: 30-Apr-2010
Ticker: MELA
ISIN: US2851921005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH V. GULFO, M.D. Mgmt Withheld Against
BREAUX CASTLEMAN Mgmt Withheld Against
SIDNEY BRAGINSKY Mgmt For For
GEORGE C. CHRYSSIS Mgmt For For
MARTIN D. CLEARY Mgmt For For
ANNE EGGER Mgmt Withheld Against
CHARLES STIEFEL Mgmt For For
GERALD WAGNER, PH.D. Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S FOURTH Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
INCREASING BY 15,000,000 THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S FOURTH Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
CHANGING THE COMPANY'S NAME TO MELA SCIENCES,
INC.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE BY 500,000
THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AVAILABLE FOR GRANT THEREUNDER.
05 TO RATIFY THE SELECTION OF EISNER LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
ENERGY RECOVERY INC Agenda Number: 933264688
- --------------------------------------------------------------------------------------------------------------------------
Security: 29270J100
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: ERII
ISIN: US29270J1007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARVE HANSTVEIT Mgmt For For
HANS PETER MICHELET Mgmt For For
02 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ENERNOC, INC. Agenda Number: 933260589
- --------------------------------------------------------------------------------------------------------------------------
Security: 292764107
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: ENOC
ISIN: US2927641074
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. BREWSTER Mgmt For For
TIMOTHY G. HEALY Mgmt For For
SUSAN F. TIERNEY Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 EMPLOYEE, Mgmt For For
DIRECTOR AND CONSULTANT STOCK PLAN FOR PURPOSES
OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
EURAND N V Agenda Number: 933280682
- --------------------------------------------------------------------------------------------------------------------------
Security: N31010106
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: EURX
ISIN: NL0000886448
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE Mgmt No vote
FINANCIAL YEAR 2009.
02 TO REVIEW THE COMPANY'S RESERVATION AND DIVIDEND Mgmt No vote
POLICY AND AFFIRM THAT NO DIVIDENDS WILL BE
DECLARED.
03 TO GRANT A DISCHARGE TO THE DIRECTORS IN RESPECT Mgmt No vote
OF THEIR MANAGEMENT DURING THE FINANCIAL YEAR
2009.
04 TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR Mgmt No vote
FOR THE FINANCIAL YEAR 2010.
05 TO AMEND THE COMPANY'S EQUITY COMPENSATION PLAN Mgmt No vote
TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER
THE PLAN.
06 AUTHORIZATION TO THE BOARD FOR A PERIOD OF 5 Mgmt No vote
YEARS FROM THE DATE OF AGM TO ISSUE OR GRANT
RIGHTS TO ACQUIRE SHARES IN CAPITAL.
07 TO GRANT AUTHORIZATION TO THE BOARD OF DIRECTORS Mgmt No vote
FOR A PERIOD OF 18 MONTHS FROM THE DATE OF
THE AGM TO ACQUIRE AS MANY SHARES IN THE CAPITAL
OF THE COMPANY AS IS PERMITTED BY THE LAW AND
THE ARTICLES OF ASSOCIATION.
08 TO APPROVE THE RE-APPOINTMENT OF TWO NON-EXECUTIVE Mgmt No vote
DIRECTORS 'B', MR. ROLF CLASSON AND MR. ANGELO
MALAHIAS, TO THE BOARD OF DIRECTORS FOR A TERM
OF FOUR YEARS.
09 TO APPROVE THE NON-EXECUTIVE DIRECTOR STOCK Mgmt No vote
OPTION GRANTS FOR 2010.
10 TO APPROVE THE NON-EXECUTIVE DIRECTOR COMPENSATION Mgmt No vote
FOR 2010.
11 TO APPROVE ANY OTHER RESOLUTION TABLED IN CONNECTION Mgmt No vote
WITH THE ABOVE.
- --------------------------------------------------------------------------------------------------------------------------
EV3 INC. Agenda Number: 933234976
- --------------------------------------------------------------------------------------------------------------------------
Security: 26928A200
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: EVVV
ISIN: US26928A2006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN K. BAKEWELL Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD B. EMMITT Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS W. KOHRS Mgmt For For
02 TO CONSIDER A PROPOSAL TO APPROVE THE EV3 INC. Mgmt For For
THIRD AMENDED AND RESTATED 2005 INCENTIVE PLAN.
03 TO CONSIDER A PROPOSAL TO APPROVE THE EV3 INC. Mgmt For For
AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE
PLAN.
04 TO CONSIDER A PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS, INC. Agenda Number: 933264323
- --------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: EVR
ISIN: US29977A1051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. ALTMAN Mgmt Withheld Against
PEDRO ASPE Mgmt Withheld Against
RICHARD I. BEATTIE Mgmt For For
FRANCOIS DE ST. PHALLE Mgmt For For
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933183092
- --------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2010
Ticker: FFIV
ISIN: US3156161024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DEBORAH L. BEVIER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN J. HIGGINSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN MCADAM Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC Agenda Number: 933249915
- --------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: LOPE
ISIN: US38526M1062
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT D. RICHARDSON Mgmt Withheld Against
BRIAN E. MUELLER Mgmt Withheld Against
CHRISTOPHER RICHARDSON Mgmt Withheld Against
CHAD N. HEATH Mgmt For For
D. MARK DORMAN Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
GERALD J. COLANGELO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933203591
- --------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: GHL
ISIN: US3952591044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. GREENHILL Mgmt Withheld Against
SCOTT L. BOK Mgmt Withheld Against
SIMON A. BORROWS Mgmt Withheld Against
JOHN C. DANFORTH Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
ROBERT T. BLAKELY Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
GSI COMMERCE, INC. Agenda Number: 933240828
- --------------------------------------------------------------------------------------------------------------------------
Security: 36238G102
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: GSIC
ISIN: US36238G1022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL G. RUBIN Mgmt For For
M. JEFFREY BRANMAN Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
RONALD D. FISHER Mgmt For For
JOHN A. HUNTER Mgmt For For
MARK S. MENELL Mgmt For For
JEFFREY F. RAYPORT Mgmt Withheld Against
LAWRENCE S. SMITH Mgmt For For
ANDREA M. WEISS Mgmt For For
02 TO APPROVE THE GSI 2010 EQUITY INCENTIVE PLAN. Mgmt Against Against
03 TO APPROVE THE AMENDMENT TO GSI'S AMENDED AND Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK FROM
90,000,000 TO 180,000,000 AND MAINTAIN 5,000,000
SHARES OF PREFERRED STOCK.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 933112980
- --------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 30-Jul-2009
Ticker: HAE
ISIN: US4050241003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RONALD GELBMAN Mgmt For For
BRAD NUTTER Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2010.
99 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Mgmt Against Against
THE MEETING OR A ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
HANGER ORTHOPEDIC GROUP, INC. Agenda Number: 933229545
- --------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: HGR
ISIN: US41043F2083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS P. COOPER, M.D. Mgmt Withheld Against
CYNTHIA L. FELDMANN Mgmt For For
ERIC GREEN Mgmt Withheld Against
STEPHEN E. HARE Mgmt For For
ISAAC KAUFMAN Mgmt Withheld Against
THOMAS F. KIRK Mgmt For For
PETER J. NEFF Mgmt For For
BENNETT ROSENTHAL Mgmt Withheld Against
IVAN R. SABEL, CPO Mgmt For For
02 TO APPROVE THE HANGER ORTHOPEDIC GROUP, INC. Mgmt For For
2010 OMNIBUS INCENTIVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
HARRIS & HARRIS GROUP, INC. Agenda Number: 933224913
- --------------------------------------------------------------------------------------------------------------------------
Security: 413833104
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: TINY
ISIN: US4138331040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. DILLAWAY AYRES, JR. Mgmt For For
DR. C. WAYNE BARDIN Mgmt For For
DR. PHILLIP A. BAUMAN Mgmt For For
G. MORGAN BROWNE Mgmt For For
DUGALD A. FLETCHER Mgmt For For
DOUGLAS W. JAMISON Mgmt For For
LORI D. PRESSMAN Mgmt For For
CHARLES E. RAMSEY Mgmt For For
JAMES E. ROBERTS Mgmt For For
RICHARD P. SHANLEY Mgmt For For
02 TO RATIFY, CONFIRM AND APPROVE THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
HARRIS STRATEX NETWORKS INC Agenda Number: 933151766
- --------------------------------------------------------------------------------------------------------------------------
Security: 41457P106
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: HSTX
ISIN: US41457P1066
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES D. KISSNER Mgmt Withheld Against
HARALD J. BRAUN Mgmt Withheld Against
ERIC C. EVANS Mgmt Withheld Against
WILLIAM A. HASLER Mgmt Withheld Against
CLIFFORD H. HIGGERSON Mgmt Withheld Against
DR. MOHSEN SOHI Mgmt Withheld Against
DR. JAMES C. STOFFEL Mgmt Withheld Against
EDWARD F. THOMPSON Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
03 APPROVAL OF THE 2010 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK Mgmt For For
EQUITY PLAN.
05 APPROVAL OF THE AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933214227
- --------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: HXL
ISIN: US4282911084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOEL S. BECKMAN Mgmt For For
DAVID E. BERGES Mgmt For For
LYNN BRUBAKER Mgmt For For
JEFFREY C. CAMPBELL Mgmt For For
SANDRA L. DERICKSON Mgmt For For
W. KIM FOSTER Mgmt For For
JEFFREY A. GRAVES Mgmt For For
DAVID C. HILL Mgmt For For
DAVID C. HURLEY Mgmt For For
DAVID L. PUGH Mgmt For For
2 PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
HHGREGG,INC Agenda Number: 933118728
- --------------------------------------------------------------------------------------------------------------------------
Security: 42833L108
Meeting Type: Annual
Meeting Date: 05-Aug-2009
Ticker: HGG
ISIN: US42833L1089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWRENCE P. CASTELLANI Mgmt For For
BENJAMIN D. GEIGER Mgmt For For
DENNIS L. MAY Mgmt For For
JOHN M. ROTH Mgmt Withheld Against
CHARLES P. RULLMAN Mgmt Withheld Against
MICHAEL L. SMITH Mgmt Withheld Against
PETER M. STARRETT Mgmt For For
JERRY W. THROGMARTIN Mgmt For For
DARELL E. ZINK Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF KPMG, LLP FOR THE COMPANY FOR THE YEAR
ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933260553
- --------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: HIBB
ISIN: US4285671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. NEWSOME Mgmt For For
CARL KIRKLAND Mgmt For For
THOMAS A. SAUNDERS, III Mgmt For For
02 SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 RE-APPROVAL OF PERFORMANCE-BASED COMPENSATION Mgmt For For
UNDER THE 2005 EQUITY INCENTIVE PLAN.
04 APPROVAL OF AMENDMENT TO THE 2005 EQUITY INCENTIVE Mgmt For For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
HITTITE MICROWAVE CORP Agenda Number: 933242884
- --------------------------------------------------------------------------------------------------------------------------
Security: 43365Y104
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: HITT
ISIN: US43365Y1047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN G. DALY Mgmt For For
ERNEST L. GODSHALK Mgmt For For
RICK D. HESS Mgmt For For
ADRIENNE M. MARKHAM Mgmt For For
BRIAN P. MCALOON Mgmt For For
COSMO S. TRAPANI Mgmt For For
FRANKLIN WEIGOLD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 933275097
- --------------------------------------------------------------------------------------------------------------------------
Security: 40425J101
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: HMSY
ISIN: US40425J1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. HOLSTER Mgmt Withheld Against
JAMES T. KELLY Mgmt For For
WILLIAM C. LUCIA Mgmt Withheld Against
WILLIAM S. MOSAKOWSKI Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933127804
- --------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Special
Meeting Date: 24-Aug-2009
Ticker: IBKC
ISIN: US4508281080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSED AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt Against Against
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 25 MILLION TO 50 MILLION.
- --------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 933252265
- --------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: ICFI
ISIN: US44925C1036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DR. SRIKANT M. DATAR Mgmt For For
EILEEN O'SHEA AUEN Mgmt For For
PETER M. SCHULTE Mgmt For For
2 APPROVAL OF ICF INTERNATIONAL, INC. 2010 OMNIBUS Mgmt For For
INCENTIVE PLAN INCLUDING THE MATERIAL TERMS
OF THE PERFORMANCE MEASURES UNDER WHICH CERTAIN
AWARDS MAY BE GRANTED.
3 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANT RATIFICATION OF THE APPOINTMENT
OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933224393
- --------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: IHS
ISIN: US4517341073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 INCREASE AUTHORIZED SHARES Mgmt Against Against
02 DIRECTOR
STEVEN A. DENNING Mgmt For For
ROGER HOLTBACK Mgmt Withheld Against
MICHAEL KLEIN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933271013
- --------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: IMAX
ISIN: CA45245E1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. GELFOND Mgmt Withheld Against
BRADLEY J. WECHSLER Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 933159914
- --------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Special
Meeting Date: 24-Nov-2009
Ticker: INCY
ISIN: US45337C1027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
FROM 200,000,000 SHARES TO 400,000,000 SHARES.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF SUCH ADJOURNMENT TO AMEND THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 933242810
- --------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: INCY
ISIN: US45337C1027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD U. DE SCHUTTER Mgmt Withheld Against
BARRY M. ARIKO Mgmt For For
JULIAN C. BAKER Mgmt Withheld Against
PAUL A. BROOKE Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
JOHN F. NIBLACK Mgmt Withheld Against
ROY A. WHITFIELD Mgmt For For
02 TO APPROVE THE COMPANY'S 2010 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO AMEND THE COMPANY'S 1997 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES
FROM 5,350,000 SHARES TO 7,350,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933272673
- --------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 15-Jun-2010
Ticker: INFA
ISIN: US45666Q1022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK GARRETT Mgmt Withheld Against
GERALD HELD Mgmt For For
CHARLES J. ROBEL Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
INSPIRE PHARMACEUTICALS, INC. Agenda Number: 933253813
- --------------------------------------------------------------------------------------------------------------------------
Security: 457733103
Meeting Type: Annual
Meeting Date: 03-Jun-2010
Ticker: ISPH
ISIN: US4577331030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE B. ABERCROMBIE Mgmt For For
ADRIAN ADAMS Mgmt For For
RICHARD S. KENT Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP BY THE AUDIT COMMITTEE OF OUR BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
03 CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Mgmt For For
AND APPROVE OUR AMENDED AND RESTATED 2010 EQUITY
COMPENSATION PLAN.
04 CONSIDER AND VOTE UPON A PROPOSAL TO AMEND AND Mgmt For For
RESTATE OUR AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION, AS AMENDED, TO INCREASE THE
TOTAL AUTHORIZED SHARES OF COMMON STOCK, PAR
VALUE $0.001 PER SHARE, OF THE COMPANY FROM
100,000,000 TO 200,000,000.
- --------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 933235500
- --------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PODD
ISIN: US45784P1012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUANE DESISTO Mgmt For For
STEVEN SOBIESKI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933259485
- --------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: IPCM
ISIN: US44984A1051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRANCESCO FEDERICO, MD Mgmt For For
PATRICK G. HAYS Mgmt Withheld Against
C. THOMAS SMITH Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933258205
- --------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: IPGP
ISIN: US44980X1090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SHCHERBAKOV, PHD Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt Withheld Against
JOHN H. DALTON Mgmt Withheld Against
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt Withheld Against
WILLIAM F. KRUPKE, PHD. Mgmt Withheld Against
02 TO AMEND NON-EMPLOYEE DIRECTORS STOCK PLAN TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED OR TRANSFERRED TO
ANY NON-EMPLOYEE DIRECTOR PARTICIPATING IN
SUCH PLAN BY 320,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF IPG PHOTONICS CORPORATION FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933155168
- --------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2009
Ticker: LRCX
ISIN: US5128071082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BAGLEY Mgmt For For
DAVID G. ARSCOTT Mgmt For For
ROBERT M. BERDAHL Mgmt Withheld Against
RICHARD J. ELKUS, JR. Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
PATRICIA S. WOLPERT Mgmt Withheld Against
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CUMULATIVE VOTING FOR DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION Agenda Number: 933229557
- --------------------------------------------------------------------------------------------------------------------------
Security: 533535100
Meeting Type: Annual
Meeting Date: 30-Apr-2010
Ticker: LINC
ISIN: US5335351004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALVIN O. AUSTIN Mgmt Withheld Against
PETER S. BURGESS Mgmt Withheld Against
JAMES J. BURKE, JR. Mgmt Withheld Against
DAVID F. CARNEY Mgmt Withheld Against
CELIA H. CURRIN Mgmt Withheld Against
PAUL E. GLASKE Mgmt For For
CHARLES F. KALMBACH Mgmt Withheld Against
SHAUN E. MCALMONT Mgmt Withheld Against
ALEXIS P. MICHAS Mgmt Withheld Against
J. BARRY MORROW Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933259598
- --------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: LULU
ISIN: US5500211090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS G. STEMBERG Mgmt For For
DENNIS J. WILSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 30, 2011.
- --------------------------------------------------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS INC Agenda Number: 933240222
- --------------------------------------------------------------------------------------------------------------------------
Security: 55003T107
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: LL
ISIN: US55003T1079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MACON F. BROCK Mgmt For For
JOHN M. PRESLEY Mgmt For For
THOMAS D. SULLIVAN Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 933256415
- --------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 02-Jun-2010
Ticker: MASI
ISIN: US5747951003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOE KIANI Mgmt For For
JACK LASERSOHN Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933247012
- --------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: MTZ
ISIN: US5763231090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT J. DWYER Mgmt For For
FRANK E. JAUMOT Mgmt For For
JOSE S. SORZANO Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN Mgmt For For
LLP AS MASTEC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
MEDASSETS, INC. Agenda Number: 933264715
- --------------------------------------------------------------------------------------------------------------------------
Security: 584045108
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: MDAS
ISIN: US5840451083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BARDIS Mgmt Withheld Against
HARRIS HYMAN IV Mgmt For For
TERRENCE J. MULLIGAN Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 TO APPROVE THE ADOPTION OF THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS DESCRIBED IN THE PROXY
STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933264107
- --------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 10-Jun-2010
Ticker: MELI
ISIN: US58733R1023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARCOS GALPERIN Mgmt For For
EMILIANO CALEMZUK Mgmt For For
VERONICA ALLENDE SERRA Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF DELOITTE & CO. Mgmt For For
S.R.L. AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933122309
- --------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 11-Aug-2009
Ticker: MNRO
ISIN: US6102361010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK M. DANZINGER Mgmt For For
ROBERT G. GROSS Mgmt Withheld Against
PETER J. SOLOMON Mgmt Withheld Against
FRANCIS R. STRAWBRIDGE Mgmt For For
02 TO RATIFY THE PROPOSAL REGARDING REEVALUATING Mgmt For For
THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS.
03 TO RE-APPROVE THE MONRO MUFFLER BRAKE, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda Number: 933257582
- --------------------------------------------------------------------------------------------------------------------------
Security: 611742107
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: MWW
ISIN: US6117421072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SALVATORE IANNUZZI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT J. CHRENC Mgmt For For
1C ELECTION OF DIRECTOR: JOHN GAULDING Mgmt For For
1D ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For
JR.
1E ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE Mgmt For For
1F ELECTION OF DIRECTOR: JEFFREY F. RAYPORT Mgmt For For
1G ELECTION OF DIRECTOR: ROBERTO TUNIOLI Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY T. YATES Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Mgmt For For
LLP AS MONSTER WORLDWIDE, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010
- --------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 933191885
- --------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 08-Apr-2010
Ticker: MXB
ISIN: US55354G1004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BENJAMIN F. DUPONT Mgmt For For
1B ELECTION OF DIRECTOR: HENRY A. FERNANDEZ Mgmt For For
1C ELECTION OF DIRECTOR: ALICE W. HANDY Mgmt For For
1D ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1E ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE W. SIGULER Mgmt For For
1G ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE Mgmt For For
1H ELECTION OF DIRECTOR: RODOLPHE M. VALLEE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 933278790
- --------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 29-Jun-2010
Ticker: NKTR
ISIN: US6402681083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R. SCOTT GREER Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER A. KUEBLER Mgmt Abstain Against
1C ELECTION OF DIRECTOR: LUTZ LINGNAU Mgmt For For
02 APPROVAL OF AN AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
NETEZZA CORPORATION Agenda Number: 933278904
- --------------------------------------------------------------------------------------------------------------------------
Security: 64111N101
Meeting Type: Annual
Meeting Date: 11-Jun-2010
Ticker: NZ
ISIN: US64111N1019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL J. FERRI Mgmt For For
EDWARD J. ZANDER Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2011.
- --------------------------------------------------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC. Agenda Number: 933151968
- --------------------------------------------------------------------------------------------------------------------------
Security: 64118B100
Meeting Type: Special
Meeting Date: 23-Oct-2009
Ticker: NETL
ISIN: US64118B1008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE ISSUANCE OF UP TO A MAXIMUM OF 13,080,000 Mgmt For For
SHARES OF OUR COMMON STOCK AS MERGER CONSIDERATION
AND TO NEW EMPLOYEES IN CONNECTION WITH OUR
PROPOSED ACQUISITION OF RMI CORPORATION.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
OF OUR STOCKHOLDERS, INCLUDING FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES, IN THE DISCRETION
OF THE PROXIES OR EITHER OF THEM.
- --------------------------------------------------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC. Agenda Number: 933261214
- --------------------------------------------------------------------------------------------------------------------------
Security: 64118B100
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: NETL
ISIN: US64118B1008
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD PERHAM Mgmt For For
ALAN KROCK Mgmt For For
02 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Mgmt Against Against
CURRENTLY RESERVED FOR ISSUANCE UNDER THE COMPANY'S
2004 EQUITY INCENTIVE PLAN BY ADDING TO THE
SHARE RESERVE THEREUNDER AN ADDITIONAL 2,700,000
SHARES.
03 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
NICE-SYSTEMS LTD. Agenda Number: 933116661
- --------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 27-Jul-2009
Ticker: NICE
ISIN: US6536561086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT SIX (6) DIRECTORS (EXCLUDING "OUTSIDE Mgmt For For
DIRECTORS") TO THE BOARD OF DIRECTORS OF THE
COMPANY.
02 TO RE-APPOINT THE COMPANY'S INDEPENDENT AUDITORS Mgmt For For
AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
OBAGI MEDICAL PRODUCTS INC. Agenda Number: 933272368
- --------------------------------------------------------------------------------------------------------------------------
Security: 67423R108
Meeting Type: Annual
Meeting Date: 08-Jun-2010
Ticker: OMPI
ISIN: US67423R1086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. CARLSON Mgmt Withheld Against
A.J. FITZGIBBONS III Mgmt Withheld Against
RONALD P. BADIE Mgmt For For
JOHN A. BARTHOLDSON Mgmt Withheld Against
JOHN H. DUERDEN Mgmt For For
EDWARD A. GRANT Mgmt For For
ALBERT F. HUMMEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED,
THAT WOULD: (I) ELIMINATE THE AUTOMATIC SHARE
INCREASE PROVISION OF THE PLAN; (II) PROVIDE
THAT THE AUTHORIZED SHARE RESERVE WILL BE REDUCED;
(III) EXTEND THE COMPANY'S ABILITY TO GRANT
CERTAIN PERFORMANCE-BASED AWARDS UNDER THE
PLAN; AND (IV) EFFECT VARIOUS TECHNICAL REVISIONS.
- --------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933226967
- --------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: OII
ISIN: US6752321025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID S. HOOKER Mgmt For For
HARRIS J. PAPPAS Mgmt For For
02 PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN Mgmt For For
OF OCEANEERING INTERNATIONAL, INC.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 933268840
- --------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 03-Jun-2010
Ticker: ASGN
ISIN: US6821591087
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SENATOR W.E. BROCK Mgmt For For
02 TO ADOPT THE 2010 ON ASSIGNMENT INCENTIVE AWARD Mgmt Against Against
PLAN.
03 TO ADOPT THE 2010 ON ASSIGNMENT EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ORION MARINE GROUP, INC. Agenda Number: 933244256
- --------------------------------------------------------------------------------------------------------------------------
Security: 68628V308
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: ORN
ISIN: US68628V3087
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AUSTIN SHANFELTER Mgmt For For
1B ELECTION OF DIRECTOR: GENE STOEVER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933237340
- --------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: PNRA
ISIN: US69840W1080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY J. FRANKLIN Mgmt For For
CHARLES J. CHAPMAN, III Mgmt For For
02 APPROVE THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN FROM 1,500,000 TO 2,300,000.
03 APPROVE THE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
1992 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF CLASS A COMMON STOCK AVAILABLE
FOR ISSUANCE UNDER THE PLAN FROM 825,000 TO
950,000.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2010.
- --------------------------------------------------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORPORATION Agenda Number: 933287636
- --------------------------------------------------------------------------------------------------------------------------
Security: 718592108
Meeting Type: Annual
Meeting Date: 24-Jun-2010
Ticker: PVH
ISIN: US7185921084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY BAGLIVO Mgmt Withheld Against
EMANUEL CHIRICO Mgmt For For
EDWARD H. COHEN Mgmt For For
JOSEPH B. FULLER Mgmt For For
FRED GEHRING Mgmt For For
MARGARET L. JENKINS Mgmt For For
DAVID LANDAU Mgmt For For
BRUCE MAGGIN Mgmt For For
V. JAMES MARINO Mgmt For For
HENRY NASELLA Mgmt Withheld Against
RITA M. RODRIGUEZ Mgmt For For
CRAIG RYDIN Mgmt Withheld Against
CHRISTIAN STAHL Mgmt For For
02 RATIFICATION OF AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 933265971
- --------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 18-Jun-2010
Ticker: POWI
ISIN: US7392761034
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BALU BALAKRISHNAN Mgmt Withheld Against
ALAN D. BICKELL Mgmt For For
NICHOLAS E. BRATHWAITE Mgmt For For
JAMES FIEBIGER Mgmt For For
WILLIAM GEORGE Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
E. FLOYD KVAMME Mgmt For For
STEVEN J. SHARP Mgmt For For
2 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933257518
- --------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2010
Ticker: REGN
ISIN: US75886F1075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD S. SCHLEIFER Mgmt For For
ERIC M. SHOOTER Mgmt For For
GEORGE D. YANCOPOULOS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 933152011
- --------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 18-Nov-2009
Ticker: RMD
ISIN: US7611521078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: PETER FARRELL
1B ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: GARY PACE
1C ELECTION OF DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For
TERM: RONALD TAYLOR
02 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED RESMED INC. 2006 INCENTIVE AWARD PLAN,
TO RENAME THE PLAN, INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM
9,900,000 TO 11,460,825, AND EXTEND THE TERM
OF THE PLAN FROM OCTOBER 1, 2018 TO SEPTEMBER
29, 2019, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
03 APPROVAL OF THE AMENDMENT TO THE RESMED INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO RENAME THE
PLAN, TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 500,000 TO 1,100,000
AND EXTEND THE MAXIMUM TERM OF THE PLAN FROM
NOVEMBER 13, 2013 TO SEPTEMBER 29, 2019, AND
MAKE CERTAIN OTHER CHANGES.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS TO EXAMINE OUR CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING
JUNE 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933230384
- --------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: ROSE
ISIN: US7777793073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
RUE21, INC Agenda Number: 933259411
- --------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Annual
Meeting Date: 11-Jun-2010
Ticker: RUE
ISIN: US7812951009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT N. FISCH Mgmt Withheld Against
ARNOLD S. BARRON Mgmt For For
2 VOTE TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933198447
- --------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: SBNY
ISIN: US82669G1040
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN TAMBERLANE Mgmt For For
YACOV LEVY Mgmt For For
FRANK R. SELVAGGI Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 933196380
- --------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: SLAB
ISIN: US8269191024
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. TED ENLOE III Mgmt For For
KRISTEN M. ONKEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1,
2011.
- --------------------------------------------------------------------------------------------------------------------------
SOMAXON PHARMACEUTICALS, INC. Agenda Number: 933266339
- --------------------------------------------------------------------------------------------------------------------------
Security: 834453102
Meeting Type: Annual
Meeting Date: 09-Jun-2010
Ticker: SOMX
ISIN: US8344531020
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. PASCOE Mgmt Withheld Against
KURT VON EMSTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS SOMAXON'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933239851
- --------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: FIRE
ISIN: US83616T1088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN C. BECKER Mgmt For For
ARNOLD L. PUNARO Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
STANLEY, INC. Agenda Number: 933120406
- --------------------------------------------------------------------------------------------------------------------------
Security: 854532108
Meeting Type: Annual
Meeting Date: 07-Aug-2009
Ticker: SXE
ISIN: US8545321080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP O. NOLAN Mgmt Withheld Against
GEORGE H. WILSON Mgmt Withheld Against
WILLIAM E. KARLSON Mgmt Withheld Against
JAMES C. HUGHES Mgmt For For
RICHARD L. KELLY Mgmt For For
CHARLES S. REAM Mgmt For For
JOHN P. RICEMAN Mgmt For For
JIMMY D. ROSS Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED 2006 OMNIBUS Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
STARENT NETWORKS, CORP Agenda Number: 933165018
- --------------------------------------------------------------------------------------------------------------------------
Security: 85528P108
Meeting Type: Special
Meeting Date: 11-Dec-2009
Ticker: STAR
ISIN: US85528P1084
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF OCTOBER 12, 2009, BY
AND AMONG CISCO SYSTEMS, INC., A CALIFORNIA
CORPORATION, BARCELONA ACQUISITION CORP., A
DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY
OF CISCO, AND STARENT NETWORKS, CORP., A DELAWARE
CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT
AT THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933196063
- --------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 13-Apr-2010
Ticker: SF
ISIN: US8606301021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. DUBINSKY Mgmt For For
ROBERT E. LEFTON Mgmt Withheld Against
SCOTT B. MCCUAIG Mgmt Withheld Against
JAMES M. OATES Mgmt Withheld Against
BEN A. PLOTKIN Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE STIFEL FINANCIAL CORP. Mgmt For For
2010 EXECUTIVE INCENTIVE PERFORMANCE PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS STIFEL'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
SUCCESSFACTORS, INC. Agenda Number: 933268888
- --------------------------------------------------------------------------------------------------------------------------
Security: 864596101
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: SFSF
ISIN: US8645961017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS J. BURGUM Mgmt For For
LARS DALGAARD Mgmt For For
ELIZABETH A. NELSON Mgmt For For
02 REAPPROVAL OF SECTION 162(M) LIMITS OF 2007 Mgmt For For
EQUITY INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS SUCCESSFACTORS'Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933232150
- --------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Annual and Special
Meeting Date: 12-May-2010
Ticker: SXCI
ISIN: CA78505P1009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERRENCE C. BURKE Mgmt For For
WILLIAM J. DAVIS Mgmt For For
PHILIP R. REDDON Mgmt For For
MARK A. THIERER Mgmt For For
STEVEN COSLER Mgmt For For
CURTIS J. THORNE Mgmt For For
ANTHONY R. MASSO Mgmt For For
02 APPROVAL OF THE SXC HEALTH SOLUTIONS CORP. INCENTIVE Mgmt For For
PLAN.
03 APPOINTMENT OF AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL, INC. Agenda Number: 933208678
- --------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: TPX
ISIN: US88023U1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK SARVARY Mgmt For For
1B ELECTION OF DIRECTOR: EVELYN DILSAVER Mgmt For For
1C ELECTION OF DIRECTOR: FRANCIS A. DOYLE Mgmt For For
1D ELECTION OF DIRECTOR: JOHN HEIL Mgmt For For
1E ELECTION OF DIRECTOR: PETER K. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: SIR PAUL JUDGE Mgmt For For
1G ELECTION OF DIRECTOR: NANCY F. KOEHN Mgmt For For
1H ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Mgmt For For
1I ELECTION OF DIRECTOR: P. ANDREWS MCLANE Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED ANNUAL INCENTIVE BONUS PLAN FOR SENIOR
EXECUTIVES
- --------------------------------------------------------------------------------------------------------------------------
TESCO CORPORATION Agenda Number: 933248280
- --------------------------------------------------------------------------------------------------------------------------
Security: 88157K101
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: TESO
ISIN: CA88157K1012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED J. DYMENT Mgmt Withheld Against
GARY L. KOTT Mgmt Withheld Against
R. VANCE MILLIGAN, Q.C. Mgmt Withheld Against
JULIO M. QUINTANA Mgmt For For
JOHN T. REYNOLDS Mgmt For For
NORMAN W. ROBERTSON Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
CLIFTON T. WEATHERFORD Mgmt Withheld Against
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP, A NATIONAL Mgmt For For
PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE
CORPORATION AND AUTHORIZATION OF THE DIRECTORS
TO FIX THEIR REMUNERATION.
- --------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 933182228
- --------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 25-Feb-2010
Ticker: TTEK
ISIN: US88162G1031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAN L. BATRACK Mgmt For For
HUGH M. GRANT Mgmt For For
PATRICK C. HADEN Mgmt For For
J. CHRISTOPHER LEWIS Mgmt For For
ALBERT E. SMITH Mgmt For For
J. KENNETH THOMPSON Mgmt For For
RICHARD H. TRULY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933220181
- --------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: ULTI
ISIN: US90385D1072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SCOTT SCHERR Mgmt Withheld Against
ALOIS T. LEITER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
- --------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 933210039
- --------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: TREX
ISIN: US89531P1057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ANDREWS Mgmt For For
PAUL A. BRUNNER Mgmt Withheld Against
RICHARD E. POSEY Mgmt For For
02 TO APPROVE THE MATERIAL TERMS FOR PAYMENT OF Mgmt For For
ANNUAL EXECUTIVE INCENTIVE COMPENSATION TO
PERMIT THE COMPENSATION PAID PURSUANT TO SUCH
MATERIAL TERMS TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS TREX COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 933248812
- --------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: TYL
ISIN: US9022521051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. BRATTAIN Mgmt For For
J. LUTHER KING, JR. Mgmt For For
JOHN S. MARR, JR. Mgmt Withheld Against
G. STUART REEVES Mgmt For For
MICHAEL D. RICHARDS Mgmt For For
DUSTIN R. WOMBLE Mgmt Withheld Against
JOHN M. YEAMAN Mgmt Withheld Against
02 ADOPTION OF THE TYLER TECHNOLOGIES, INC. 2010 Mgmt For For
STOCK OPTION PLAN.
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC Agenda Number: 933275047
- --------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 16-Jun-2010
Ticker: ULTA
ISIN: US90384S3031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES HEILBRONN Mgmt Withheld Against
CARL "CHUCK" RUBIN Mgmt For For
LYNELLE P. KIRBY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
VANCEINFO TECHNOLOGIES INC Agenda Number: 933154902
- --------------------------------------------------------------------------------------------------------------------------
Security: 921564100
Meeting Type: Annual
Meeting Date: 13-Nov-2009
Ticker: VIT
ISIN: US9215641005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-ELECTION OF MR. HAO CHEN AS A CLASS B DIRECTOR Mgmt Against Against
OF THE COMPANY
02 RE-ELECTION OF MS. RUBY LU AS A CLASS B DIRECTOR Mgmt For For
OF THE COMPANY
03 RE-ELECTION OF MR. KUI ZHOU AS A CLASS B DIRECTOR Mgmt For For
OF THE COMPANY
04 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR DELOITTE TOUCHE TOHMATSU CPA LTD. FOR
THE FISCAL YEAR 2008 AT A FEE AGREED BY THE
DIRECTORS
05 APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. FOR THE FISCAL YEAR
2009 AT A FEE AGREED BY DIRECTORS
06 RATIFICATION OF INCLUSION OF FINANCIAL STATEMENTS Mgmt For For
OF FISCAL YEAR 2008 IN THE COMPANY'S 2008 ANNUAL
REPORT
07 AUTHORIZATION OF THE DIRECTORS TO TAKE ANY AND Mgmt Against Against
EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT
THE FOREGOING RESOLUTIONS 1 TO 6 AS SUCH DIRECTOR,
IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT
- --------------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. Agenda Number: 933177328
- --------------------------------------------------------------------------------------------------------------------------
Security: 922207105
Meeting Type: Annual
Meeting Date: 08-Feb-2010
Ticker: VSEA
ISIN: US9222071055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
XUN (ERIC) CHEN Mgmt Withheld Against
DENNIS G. SCHMAL Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN SEMICONDUCTOR'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933107458
- --------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 29-Jul-2009
Ticker: VOLC
ISIN: US9286451003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
R. S. HUENNEKENS Mgmt For For
LESLEY H. HOWE Mgmt For For
RONALD A. MATRICARIA Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2009.
3 TO APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against
COMPENSATION PLAN OF VOLCANO CORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
VOLCOM, INC. Agenda Number: 933207917
- --------------------------------------------------------------------------------------------------------------------------
Security: 92864N101
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: VLCM
ISIN: US92864N1019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RENE R. WOOLCOTT Mgmt For For
RICHARD R. WOOLCOTT Mgmt For For
DOUGLAS S. INGRAM Mgmt For For
ANTHONY M. PALMA Mgmt For For
JOSEPH B. TYSON Mgmt For For
CARL W. WOMACK Mgmt For For
KEVIN G. WULFF Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933213922
- --------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 07-May-2010
Ticker: WCN
ISIN: US9410531001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD E. "NED" GUILLET Mgmt For For
1B ELECTION OF DIRECTOR: RONALD J. MITTELSTAEDT Mgmt Against Against
02 APPROVAL OF THIRD AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WCI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
Loomis Sayles Strategic Income Fund
- --------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 933198649
- --------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: AIV
ISIN: US03748R1014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES N. BAILEY Mgmt Against Against
1B ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD S. ELLWOOD Mgmt Against Against
1D ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt Against Against
1E ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt Against Against
1G ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt Against Against
1H ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt Against Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt Against Against
TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR AIMCO FOR THE YEAR ENDING
DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION Agenda Number: 933228694
- --------------------------------------------------------------------------------------------------------------------------
Security: 045604105
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: AEC
ISIN: US0456041054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT T. ADAMS Mgmt Withheld Against
JAMES M. DELANEY Mgmt For For
JEFFREY I. FRIEDMAN Mgmt Withheld Against
MICHAEL E. GIBBONS Mgmt For For
MARK L. MILSTEIN Mgmt Withheld Against
JAMES A. SCHOFF Mgmt For For
RICHARD T. SCHWARZ Mgmt For For
02 TO APPROVE THE AMENDMENT TO ASSOCIATED ESTATES Mgmt For For
REALTY CORPORATION'S SECOND AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED COMMON SHARES OF THE COMPANY
FROM 41,000,000 TO 91,000,000, WHICH RESULTS
IN AN INCREASE IN THE TOTAL NUMBER OF AUTHORIZED
SHARES OF THE COMPANY FROM 50,000,000 TO 100,000,000.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505617
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BMLPRI
ISIN: US0605056177
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505617
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BMLPRI
ISIN: US0605056177
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BLACKROCK SR HIGH INCOME FD INC Agenda Number: 933122400
- --------------------------------------------------------------------------------------------------------------------------
Security: 09255T109
Meeting Type: Annual
Meeting Date: 26-Aug-2009
Ticker: ARK
ISIN: US09255T1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G NICHOLAS BECKWITH III Mgmt Withheld Against
RICHARD E. CAVANAGH Mgmt Withheld Against
RICHARD S. DAVIS Mgmt Withheld Against
KENT DIXON Mgmt Withheld Against
FRANK J. FABOZZI Mgmt Withheld Against
KATHLEEN F. FELDSTEIN Mgmt Withheld Against
JAMES T. FLYNN Mgmt Withheld Against
HENRY GABBAY Mgmt Withheld Against
JERROLD B. HARRIS Mgmt Withheld Against
R. GLENN HUBBARD Mgmt Withheld Against
W. CARL KESTER Mgmt Withheld Against
KAREN P. ROBARDS Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933210609
- --------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: BMY
ISIN: US1101221083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: L.J. FREEH Mgmt Against Against
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For
1H ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1K ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SPECIAL STOCKHOLDER MEETINGS.
04 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SUPERMAJORITY VOTING PROVISION - COMMON STOCK.
05 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SUPERMAJORITY VOTING PROVISIONS - PREFERRED
STOCK.
06 EXECUTIVE COMPENSATION DISCLOSURE. Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr For Against
08 REPORT ON ANIMAL USE. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933277697
- --------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 11-Jun-2010
Ticker: CHK
ISIN: US1651671075
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK KEATING Mgmt Withheld Against
MERRILL A. MILLER, JR. Mgmt For For
FREDERICK B. WHITTEMORE Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
04 SHAREHOLDER PROPOSAL RELATING TO ANNUAL CASH Shr Against For
BONUSES TO NAMED EXECUTIVE OFFICERS.
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE PARTICIPATION Shr For Against
IN DERIVATIVE OR SPECULATIVE TRANSACTIONS INVOLVING
STOCK.
06 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY Shr For Against
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY Shr For Against
SHAREHOLDER VOTE ON EXECUTIVE AND DIRECTOR
COMPENSATION.
08 SHAREHOLDER PROPOSAL RELATING TO HYDRAULIC FRACTURING. Shr Against For
09 SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY Shr For Against
REPORT.
- --------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933131132
- --------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 25-Sep-2009
Ticker: CAG
ISIN: US2058871029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 APPROVE THE CONAGRA FOODS 2009 STOCK PLAN Mgmt For For
03 APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE Mgmt For For
PLAN
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933203541
- --------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: GLW
ISIN: US2193501051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG Mgmt For For
1D ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1E ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
03 APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. Mgmt For For
04 APPROVAL OF THE 2010 EQUITY PLAN FOR NON-EMPLOYEE Mgmt For For
DIRECTORS.
05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
06 SHAREHOLDER PROPOSAL CONCERNING VOTING. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP. Agenda Number: 933237112
- --------------------------------------------------------------------------------------------------------------------------
Security: 251591103
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: DDR
ISIN: US2515911038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt Against Against
1E ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt Against Against
1H ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1J ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt Against Against
1K ELECTION OF DIRECTOR: WILLIAM B. SUMMERS, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SCOTT A. WOLSTEIN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
DREYFUS HIGH YIELD STRATEGIES FUND Agenda Number: 933118704
- --------------------------------------------------------------------------------------------------------------------------
Security: 26200S101
Meeting Type: Annual
Meeting Date: 06-Aug-2009
Ticker: DHF
ISIN: US26200S1015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN J. LOCKWOOD Mgmt For For
BENAREE PRATT WILEY Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933207347
- --------------------------------------------------------------------------------------------------------------------------
Security: 26441C105
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: DUK
ISIN: US26441C1053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN MAYNARD GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
PHILIP R. SHARP Mgmt For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2010 Mgmt For For
LONG-TERM INCENTIVE PLAN
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For
ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT
FOR 2010
04 SHAREHOLDER PROPOSAL RELATING TO PREPARATION Shr Against For
OF A REPORT ON DUKE ENERGY GLOBAL WARMING-RELATED
LOBBYING ACTIVITIES
05 SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING Shr For Against
FOR THE ELECTION OF DIRECTORS
06 SHAREHOLDER PROPOSAL REGARDING THE RETENTION Shr Against For
OF EQUITY COMPENSATION BY SENIOR EXECUTIVES
- --------------------------------------------------------------------------------------------------------------------------
DWS HIGH INCOME TRUST FUND Agenda Number: 933256629
- --------------------------------------------------------------------------------------------------------------------------
Security: 23337C208
Meeting Type: Annual
Meeting Date: 24-May-2010
Ticker: KHI
ISIN: US23337C2089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY P. BECTON, JR. Mgmt Withheld Against
PAUL K. FREEMAN Mgmt Withheld Against
WILLIAM MCCLAYTON Mgmt Withheld Against
JEAN GLEASON STROMBERG Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933250639
- --------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 16-Jun-2010
Ticker: EQR
ISIN: US29476L1070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. ALEXANDER Mgmt Withheld Against
CHARLES L. ATWOOD Mgmt Withheld Against
LINDA WALKER BYNOE Mgmt For For
BOONE A. KNOX Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt Withheld Against
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2010.
03 SHAREHOLDER PROPOSAL RELATING TO A CHANGE IN Shr For Against
THE VOTING STANDARD FOR TRUSTEE ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
HIGHLAND CREDIT STRATEGIES FUND Agenda Number: 933262696
- --------------------------------------------------------------------------------------------------------------------------
Security: 43005Q107
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: HCF
ISIN: US43005Q1076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. JAMES F. LEARY Mgmt Withheld Against
MR. BRYAN A. WARD Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
ISHARES MORNINGSTAR FUND Agenda Number: 933136029
- --------------------------------------------------------------------------------------------------------------------------
Security: 464288N22
Meeting Type: Special
Meeting Date: 28-Jan-2010
Ticker:
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE G.C. PARKER Mgmt Withheld Against
J. DARRELL DUFFIE Mgmt Withheld Against
CECILIA H. HERBERT Mgmt Withheld Against
CHARLES A. HURTY Mgmt Withheld Against
JOHN E. KERRIGAN Mgmt Withheld Against
ROBERT H. SILVER Mgmt Withheld Against
LEE T. KRANEFUSS Mgmt Withheld Against
JOHN E. MARTINEZ Mgmt Withheld Against
ROBERT S. KAPITO Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
ISHARES MORNINGSTAR FUND Agenda Number: 933136031
- --------------------------------------------------------------------------------------------------------------------------
Security: 464288513
Meeting Type: Special
Meeting Date: 28-Jan-2010
Ticker: HYG
ISIN: US4642885135
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt For For
BETWEEN EACH COMPANY, ON BEHALF OF EACH OF
ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS.
- --------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933198548
- --------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 01-Apr-2010
Ticker: KBH
ISIN: US48666K1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt Against Against
1C ELECTION OF DIRECTOR: KENNETH M. JASTROW, II Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt Against Against
1G ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1H ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1I ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt Against Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS KB HOME'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE THE KB HOME 2010 EQUITY Mgmt For For
INCENTIVE PLAN
04 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION Shr For Against
05 STOCKHOLDER PROPOSAL RELATING TO ADVISORY VOTE Shr For Against
ON COMPENSATION COMMITTEE'S REPORT & EXECUTIVE
COMPENSATION POLICIES & PRACTICES
06 STOCKHOLDER PROPOSAL RELATING TO THE ENGAGEMENT Shr Against For
OF STOCKHOLDER PROPOSAL PROPONENTS
- --------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND, INC. Agenda Number: 933181240
- --------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 26-Jan-2010
Ticker: HIO
ISIN: US95766K1097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE H. GELB Mgmt Withheld Against
WILLIAM R. HUTCHINSON Mgmt Withheld Against
RIORDAN ROETT Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933195643
- --------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: LEN
ISIN: US5260571048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt Withheld Against
STEVEN L. GERARD Mgmt Withheld Against
SHERRILL W. HUDSON Mgmt Withheld Against
R. KIRK LANDON Mgmt Withheld Against
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
DONNA E. SHALALA Mgmt For For
JEFFREY SONNENFELD Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S Shr Against For
BUILDING PRACTICES.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 933286331
- --------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 16-Jun-2010
Ticker: MSD
ISIN: US61744H1059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK L. BOWMAN Mgmt Withheld Against
JAMES F. HIGGINS Mgmt Withheld Against
MANUEL H. JOHNSON Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933212021
- --------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: OI
ISIN: US6907684038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY L. GELDMACHER Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933213996
- --------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: SPG
ISIN: US8288061091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: LINDA WALKER BYNOE Mgmt For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1D ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt Against Against
1E ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1F ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1G ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. Mgmt For For
1H ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933202234
- --------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: SE
ISIN: US8475601097
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. ESREY Mgmt For For
GREGORY L. EBEL Mgmt For For
PAMELA L. CARTER Mgmt For For
PETER B. HAMILTON Mgmt For For
DENNIS R. HENDRIX Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Mgmt For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31,
2010.
03 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933290532
- --------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 29-Jun-2010
Ticker: TEVA
ISIN: US8816242098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION Mgmt For For
THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER
31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS
AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642,
ACCORDING TO THE APPLICABLE EXCHANGE RATES)
PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.
2A ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN Mgmt For For
2B ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt For For
2C ELECTION OF DIRECTOR: PROF. ROGER KORNBERG Mgmt For For
2D ELECTION OF DIRECTOR: PROF. MOSHE MANY Mgmt Against Against
2E ELECTION OF DIRECTOR: MR. DAN PROPPER Mgmt For For
03 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt Against Against
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE THEIR COMPENSATION
PROVIDED SUCH COMPENSATION IS ALSO APPROVED
BY THE AUDIT COMMITTEE.
04 TO APPROVE THE COMPANY'S 2010 LONG-TERM EQUITY-BASED Mgmt For For
INCENTIVE PLAN.
5A APPROVE REMUNERATION OF DR. PHILLIP FROST, IN Mgmt For For
HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE
AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT
OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM,
PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE
ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO
PER MEETING FEES PAID TO DIRECTORS), PROVISION
TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES,
AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
5B TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, Mgmt For For
IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD
OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN
THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000
(AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS
APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER
PRICE INDEX (IN ADDITION TO PER MEETING FEES
PAID TO DIRECTORS). AND THE PROVISION TO PROF.
MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE
BOARD, OF SECRETARIAL SERVICES.
5C TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, Mgmt For For
IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE
AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS
EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010)
PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED
BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION
TO PER MEETING FEES PAID TO DIRECTORS).
06 TO APPROVE AN INCREASE IN THE REGISTERED SHARE Mgmt For For
CAPITAL OF THE COMPANY BY NIS 100,000,000 TO
A TOTAL OF NIS 250,000,000 BY THE CREATION
OF 1,000,000,000 ADDITIONAL ORDINARY SHARES
OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT
OF THE COMPANY'S INCORPORATION DOCUMENTS ACCORDINGLY.
- --------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN HIGH INCOME TRUST II Agenda Number: 933112738
- --------------------------------------------------------------------------------------------------------------------------
Security: 920913506
Meeting Type: Annual
Meeting Date: 17-Jul-2009
Ticker: VLT
ISIN: US9209135063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROD DAMMEYER Mgmt Withheld Against
WAYNE W. WHALEN Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN HIGH INCOME TRUST II Agenda Number: 933197697
- --------------------------------------------------------------------------------------------------------------------------
Security: 920913506
Meeting Type: Special
Meeting Date: 16-Apr-2010
Ticker: VLT
ISIN: US9209135063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt For For
WITH INVESCO ADVISERS, INC.
1B TO APPROVE A MASTER SUBADVISORY AGREEMENT BETWEEN Mgmt For For
INVESCO ADVISERS, INC. AND ITS AFFILIATES.
- --------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933250742
- --------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: VRTX
ISIN: US92532F1003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSHUA BOGER Mgmt For For
CHARLES A. SANDERS Mgmt For For
ELAINE S. ULLIAN Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt Against Against
AND RESTATED 2006 STOCK AND OPTION PLAN THAT
INCREASES THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000
SHARES FROM 21,602,380 SHARES TO 33,602,380
SHARES.
03 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET MANAGED HIGH FUND Agenda Number: 933288690
- --------------------------------------------------------------------------------------------------------------------------
Security: 95766L107
Meeting Type: Annual
Meeting Date: 23-Jun-2010
Ticker: MHY
ISIN: US95766L1070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAOLO M. CUCCHI Mgmt Withheld Against
WILLIAM R. HUTCHINSON Mgmt Withheld Against
Loomis Sayles Value Fund
- --------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 933233796
- --------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: ABB
ISIN: US0003752047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2009.
2B CONSULTATIVE APPROVAL ON THE 2009 REMUNERATION Mgmt No vote
REPORT.
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt No vote
PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROPRIATION OF AVAILABLE EARNINGS AND RELEASE Mgmt No vote
OF LEGAL RESERVES.
05 CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES. Mgmt No vote
06 CAPITAL REDUCTION THROUGH NOMINAL VALUE REPAYMENT. Mgmt No vote
07 AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED Mgmt No vote
TO THE CAPITAL REDUCTION.
8A AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF INCORPORATION. Mgmt No vote
8B DELETION OF ARTICLES 32 AND 33 OF THE ARTICLES Mgmt No vote
OF INCORPORATION.
9A RE-ELECTION OF DIRECTOR: ROGER AGNELLI Mgmt No vote
9B RE-ELECTION OF DIRECTOR: LOUIS R. HUGHES Mgmt No vote
9C RE-ELECTION OF DIRECTOR: HANS ULRICH MARKI Mgmt No vote
9D RE-ELECTION OF DIRECTOR: MICHEL DE ROSEN Mgmt No vote
9E RE-ELECTION OF DIRECTOR: MICHAEL TRESCHOW Mgmt No vote
9F RE-ELECTION OF DIRECTOR: BERND W. VOSS Mgmt No vote
9G RE-ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt No vote
9H RE-ELECTION OF DIRECTOR: HUBERTUS VON GRUNBERG Mgmt No vote
10 ELECTION OF THE AUDITORS. Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. Agenda Number: 933213972
- --------------------------------------------------------------------------------------------------------------------------
Security: 017361106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: AYE
ISIN: US0173611064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. FURLONG BALDWIN Mgmt For For
1B ELECTION OF DIRECTOR: ELEANOR BAUM Mgmt Abstain Against
1C ELECTION OF DIRECTOR: PAUL J. EVANSON Mgmt For For
1D ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. Mgmt Abstain Against
1E ELECTION OF DIRECTOR: JULIA L. JOHNSON Mgmt Abstain Against
1F ELECTION OF DIRECTOR: TED J. KLEISNER Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN H. RICE Mgmt For For
1I ELECTION OF DIRECTOR: GUNNAR E. SARSTEN Mgmt Abstain Against
1J ELECTION OF DIRECTOR: MICHAEL H. SUTTON Mgmt Abstain Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2010.
03 STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT Shr For Against
BOARD CHAIRMAN.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933205165
- --------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: AEP
ISIN: US0255371017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.R. BROOKS Mgmt For For
1B ELECTION OF DIRECTOR: DONALD M. CARLTON Mgmt For For
1C ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1D ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G ELECTION OF DIRECTOR: LESTER A. HUDSON, JR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Mgmt For For
1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
02 APPROVE AMENDMENTS TO THE AMERICAN ELECTRIC Mgmt For For
POWER SYSTEM LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933204529
- --------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: AMP
ISIN: US03076C1062
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
02 TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
ON THE COMPANY'S EXECUTIVE COMPENSATION PHILOSOPHY,
OBJECTIVES AND POLICIES.
04 TO APPROVE THE AMENDED AND RESTATED AMERIPRISE Mgmt Against Against
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN.
05 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933212134
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: AMGN
ISIN: US0311621009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK Mgmt For For
1G ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt For For
1H ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1I ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1J ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1K ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1L ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1M ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2010
3A STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 Shr For Against
(SHAREHOLDER ACTION BY WRITTEN CONSENT)
3B STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 Shr Against For
(EQUITY RETENTION POLICY)
- --------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933231160
- --------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: APC
ISIN: US0325111070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1C ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shr Against For
POLICY.
04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: Shr For Against
REIMBURSEMENT OF PROXY EXPENSES.
- --------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 933204997
- --------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: AOL
ISIN: US00184X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TIM ARMSTRONG Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD DALZELL Mgmt For For
1C ELECTION OF DIRECTOR: KAREN DYKSTRA Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM HAMBRECHT Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN LYNE Mgmt For For
1F ELECTION OF DIRECTOR: PATRICIA MITCHELL Mgmt Against Against
1G ELECTION OF DIRECTOR: MICHAEL POWELL Mgmt Against Against
1H ELECTION OF DIRECTOR: FREDRIC REYNOLDS Mgmt For For
1I ELECTION OF DIRECTOR: JAMES STENGEL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES WIATT Mgmt Against Against
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2010.
3 APPROVAL OF AMENDED AND RESTATED AOL INC. 2010 Mgmt For For
STOCK INCENTIVE PLAN.
4 APPROVAL OF AMENDED AND RESTATED AOL INC. ANNUAL Mgmt For For
INCENTIVE PLAN FOR EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933184599
- --------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2010
Ticker: AMAT
ISIN: US0382221051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AART J. DE GEUS Mgmt For For
STEPHEN R. FORREST Mgmt For For
THOMAS J. IANNOTTI Mgmt For For
SUSAN M. JAMES Mgmt For For
ALEXANDER A. KARSNER Mgmt For For
GERHARD H. PARKER Mgmt For For
DENNIS D. POWELL Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
JAMES E. ROGERS Mgmt Withheld Against
MICHAEL R. SPLINTER Mgmt For For
ROBERT H. SWAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL Agenda Number: 933245044
- --------------------------------------------------------------------------------------------------------------------------
Security: 03938L104
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: MT
ISIN: US03938L1044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
FOR THE FINANCIAL YEAR 2009
02 APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR 2009
03 ALLOCATION OF RESULTS (INCLUDING DETERMINATION Mgmt No vote
OF DIVIDEND) IN RELATION TO THE FINANCIAL YEAR
2009
04 DETERMINATION OF THE COMPENSATION OF THE DIRECTORS Mgmt No vote
IN RELATION TO THE FINANCIAL YEAR 2009
05 DISCHARGE OF THE DIRECTORS Mgmt No vote
06 ACKNOWLEDGMENT OF END OF MANDATE OF THREE DIRECTORS Mgmt No vote
AND OF CO-OPTATION OF ONE DIRECTOR
07 ELECTION OF MRS. VANISHA MITTAL BHATIA AS DIRECTOR Mgmt No vote
FOR A 3-YEAR TERM
08 ELECTION OF MR. JEANNOT KRECKE AS DIRECTOR FOR Mgmt No vote
A 3-YEAR TERM
09 RENEWAL OF AUTHORISATION OF THE BOARD AND OF Mgmt No vote
CORPORATE BODIES WITHIN THE ARCELOMITTAL GROUP
TO ACQUIRE SHARES IN THE COMPANY
10 APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR Mgmt No vote
(REVISEUR D'ENTERPRISES)
11 AUTHORISE THE BOARD OF DIRECTORS TO ISSUE SHARE Mgmt No vote
OPTIONS OR OTHER EQUITY BASED AWARDS UNDER
LONG TERM INCENTIVE PLAN 2009-2018
12 DECISION TO AUTHORISE THE BOARD OF DIRECTORS Mgmt No vote
TO IMPLEMENT THE EMPLOYEE SHARE PURCHASE PLAN
2010
13 DECISION TO WAIVE THE PUBLIC OFFER REQUIREMENT Mgmt No vote
REFERRED TO IN ARTICLE 7.3 OF THE ARTICLES
OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr Against For
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr Against For
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr Against For
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP. Agenda Number: 933207436
- --------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 13-Apr-2010
Ticker: BK
ISIN: US0640581007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH E. BRUCH Mgmt For For
NICHOLAS M. DONOFRIO Mgmt For For
GERALD L. HASSELL Mgmt For For
EDMUND F. KELLY Mgmt For For
ROBERT P. KELLY Mgmt For For
RICHARD J. KOGAN Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt Withheld Against
ROBERT MEHRABIAN Mgmt For For
MARK A. NORDENBERG Mgmt For For
CATHERINE A. REIN Mgmt For For
WILLIAM C. RICHARDSON Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
JOHN P. SURMA Mgmt For For
WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR
SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS.
06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER Shr For Against
APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS
WITH SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933174699
- --------------------------------------------------------------------------------------------------------------------------
Security: 084670207
Meeting Type: Special
Meeting Date: 20-Jan-2010
Ticker: BRKB
ISIN: US0846702076
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE CORPORATION'S Mgmt For For
EXISTING RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED (THE "CURRENT CERTIFICATE"), TO
EFFECT A 50-FOR-1 STOCK SPLIT OF THE CORPORATION'S
CLASS B COMMON STOCK, WHILE MAINTAINING CURRENT
ECONOMIC AND VOTING RELATIONSHIP BETWEEN CORPORATION'S
CLASS B COMMON STOCK AND THE CORPORATION'S
CLASS A COMMON STOCK.
02 TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE Mgmt For For
TO CLARIFY THAT THE CLASS B COMMON STOCK MAY
BE SPLIT IN THE PROPOSED 50-FOR-1 SPLIT WITHOUT
SPLITTING THE CLASS A COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE Mgmt For For
TO CHANGE THE PAR VALUE OF EACH SHARE OF CLASS
B COMMON STOCK IN CONNECTION WITH THE PROPOSED
50-FOR-1 SPLIT, TO $0.0033 FROM THE CURRENT
PAR VALUE OF $0.1667 PER SHARE OF CLASS B COMMON
STOCK.
04 TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE Mgmt For For
TO INCREASE THE NUMBER OF SHARES OF CLASS B
COMMON STOCK AND THE TOTAL NUMBER OF SHARES
OF ALL CLASSES OF STOCK THAT THE CORPORATION
IS AUTHORIZED TO ISSUE.
05 TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE Mgmt For For
TO REMOVE THE REQUIREMENT TO ISSUE PHYSICAL
STOCK CERTIFICATES FOR SHARES.
- --------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933202412
- --------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2010
Ticker: BRKB
ISIN: US0846707026
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WARREN E. BUFFETT Mgmt Withheld Against
CHARLES T. MUNGER Mgmt Withheld Against
HOWARD G. BUFFETT Mgmt Withheld Against
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt Withheld Against
WILLIAM H. GATES III Mgmt Withheld Against
DAVID S. GOTTESMAN Mgmt Withheld Against
CHARLOTTE GUYMAN Mgmt Withheld Against
DONALD R. KEOUGH Mgmt Withheld Against
THOMAS S. MURPHY Mgmt Withheld Against
RONALD L. OLSON Mgmt Withheld Against
WALTER SCOTT, JR. Mgmt Withheld Against
- --------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933218302
- --------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 11-May-2010
Ticker: BSX
ISIN: US1011371077
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN E. ABELE Mgmt For For
1B ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For
1C ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1D ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1E ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Mgmt For For
1F ELECTION OF DIRECTOR: MARYE ANNE FOX Mgmt For For
1G ELECTION OF DIRECTOR: RAY J. GROVES Mgmt Abstain Against
1H ELECTION OF DIRECTOR: ERNEST MARIO Mgmt Abstain Against
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1K ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
BOSTON SCIENTIFIC CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933210609
- --------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: BMY
ISIN: US1101221083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: L.J. FREEH Mgmt Against Against
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For
1H ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1K ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SPECIAL STOCKHOLDER MEETINGS.
04 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SUPERMAJORITY VOTING PROVISION - COMMON STOCK.
05 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt For For
- SUPERMAJORITY VOTING PROVISIONS - PREFERRED
STOCK.
06 EXECUTIVE COMPENSATION DISCLOSURE. Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr For Against
08 REPORT ON ANIMAL USE. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. Agenda Number: 933235156
- --------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: CTL
ISIN: US1567001060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. BRUCE HANKS Mgmt Withheld Against
C.G. MELVILLE, JR. Mgmt For For
WILLIAM A. OWENS Mgmt For For
GLEN F. POST, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt Against Against
INDEPENDENT AUDITOR FOR 2010.
03 TO AMEND OUR ARTICLES OF INCORPORATION TO CHANGE Mgmt For For
OUR NAME TO CENTURYLINK, INC.
04 TO APPROVE OUR 2010 EXECUTIVE OFFICER SHORT-TERM Mgmt For For
INCENTIVE PLAN.
05 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
NETWORK MANAGEMENT PRACTICES.
06 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
LIMITATION OF EXECUTIVE COMPENSATION.
07 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVE STOCK RETENTION.
08 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
EXECUTIVE COMPENSATION ADVISORY VOTES.
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933147262
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 12-Nov-2009
Ticker: CSCO
ISIN: US17275R1023
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2010.
05 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON HUMAN RIGHTS.
06 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS
BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL
MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY
RESOLUTION TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
07 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933230310
- --------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: CMCSA
ISIN: US20030N1019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt Withheld Against
KENNETH J. BACON Mgmt Withheld Against
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
MICHAEL I. SOVERN Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF OUR 2006 CASH BONUS PLAN Mgmt For For
04 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shr For Against
OF DIRECTORS
05 TO ADOPT AND DISCLOSE A SUCCESSION PLANNING Shr Against For
POLICY AND ISSUE ANNUAL REPORTS ON SUCCESSION
PLAN
06 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT Shr For Against
BE A CURRENT OR FORMER EXECUTIVE OFFICER
- --------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933131132
- --------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 25-Sep-2009
Ticker: CAG
ISIN: US2058871029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 APPROVE THE CONAGRA FOODS 2009 STOCK PLAN Mgmt For For
03 APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE Mgmt For For
PLAN
04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933224747
- --------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: CNX
ISIN: US20854P1093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN WHITMIRE Mgmt For For
J. BRETT HARVEY Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
PHILIP W. BAXTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT Mgmt For For
AUDITOR: ERNST & YOUNG LLP.
- --------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933185337
- --------------------------------------------------------------------------------------------------------------------------
Security: G2554F105
Meeting Type: Annual
Meeting Date: 16-Mar-2010
Ticker: COV
ISIN: IE00B3QN1M21
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH Mgmt For For
STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITORS THEREON.
2A ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
2B ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
2C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
2D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Mgmt For For
2E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
2F ELECTION OF DIRECTOR: KATHY J. HERBERT Mgmt For For
2G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
2H ELECTION OF DIRECTOR: RICHARD J. MEELIA Mgmt For For
2I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2J ELECTION OF DIRECTOR: TADATAKA YAMADA Mgmt For For
2K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
03 TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE Mgmt For For
THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
04 TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE MARKET PURCHASES OF
COMPANY SHARES.
S5 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY Mgmt Against Against
SHARES. (SPECIAL RESOLUTION)
- --------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933219152
- --------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: CVS
ISIN: US1266501006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt Against Against
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt Against Against
1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1E ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Mgmt For For
1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt Against Against
1H ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt Against Against
1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt Against Against
1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt Against Against
1K ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
03 PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S Mgmt For For
CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO Shr Against For
STOP GLOBAL WARMING.
- --------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933253281
- --------------------------------------------------------------------------------------------------------------------------
Security: 25490A101
Meeting Type: Annual
Meeting Date: 03-Jun-2010
Ticker: DTV
ISIN: US25490A1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
NEIL R. AUSTRIAN Mgmt Withheld Against
RALPH F. BOYD, JR. Mgmt Withheld Against
PAUL A. GOULD Mgmt For For
CHARLES R. LEE Mgmt For For
PETER A. LUND Mgmt Withheld Against
GREGORY B. MAFFEI Mgmt Withheld Against
JOHN C. MALONE Mgmt Withheld Against
NANCY S. NEWCOMB Mgmt Withheld Against
HAIM SABAN Mgmt For For
MICHAEL D. WHITE Mgmt For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTANTS.
3 APPROVAL OF THE DIRECTV 2010 STOCK PLAN. Mgmt For For
4 APPROVAL OF THE DIRECTV EXECUTIVE OFFICER CASH Mgmt For For
BONUS PLAN.
5 ADOPTION OF POLICY REQUIRING EXECUTIVES TO RETAIN Shr Against For
75% OF ALL EQUITY-BASED COMPENSATION FOR 2
YEARS FOLLOWING SEPARATION FROM DIRECTV.
- --------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933193663
- --------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 08-Apr-2010
Ticker: DFS
ISIN: US2547091080
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933222818
- --------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: DPS
ISIN: US26138E1091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Mgmt For For
1C ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933215180
- --------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: EBAY
ISIN: US2786421030
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For
III
1C ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY
THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 20 MILLION SHARES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2010.
- --------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION Agenda Number: 933228303
- --------------------------------------------------------------------------------------------------------------------------
Security: 28336L109
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: EP
ISIN: US28336L1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Mgmt For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Mgmt For For
02 APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933213340
- --------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: EOG
ISIN: US26875P1012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE A. ALCORN Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Mgmt For For
OF DELOITTE & TOUCHE LLP, INDEPENDENT PUBLIC
ACCOUNTANTS.
03 TO APPROVE AN AMENDMENT 2008 OMNIBUS EQUITY Mgmt For For
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES FOR ISSUANCE UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR PURCHASE UNDER THE PLAN.
05 TO APPROVE AN AMENDMENT AND RESTATEMENT EXECUTIVE Mgmt For For
OFFICER ANNUAL BONUS PLAN TO EXTEND THE TERM
OF THE PLAN.
06 STOCKHOLDER PROPOSAL CONCERNING HYDRAULIC FRACTURING, Shr Against For
IF PROPERLY PRESENTED.
07 STOCKHOLDER PROPOSAL CONCERNING POST-EMPLOYMENT Shr Against For
STOCK OWNERSHIP REQUIREMENTS FOR EXECUTIVE
OFFICERS, IF PROPERLY PRESENTED.
08 STOCKHOLDER PROPOSAL CONCERNING ACCELERATED Shr Against For
VESTING OF EXECUTIVE OFFICER STOCK AWARDS,
IF PROPERLY PRESENTED
- --------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 933198601
- --------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: EQT
ISIN: US26884L1098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
VICKY A. BAILEY Mgmt For For
MURRY S. GERBER Mgmt For For
GEORGE L. MILES, JR. Mgmt Withheld Against
JAMES W. WHALEN Mgmt For For
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
3 SHAREHOLDER PROPOSAL REGARDING A MAJORITY VOTE Shr For Against
STANDARD IN DIRECTOR ELECTIONS
4 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr For Against
REPORT/CLIMATE CHANGE DISCLOSURE
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933239267
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: XOM
ISIN: US30231G1022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt Withheld Against
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt Withheld Against
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Mgmt For For
03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shr For Against
04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shr Against For
05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 56)
06 AMENDMENT OF EEO POLICY (PAGE 57) Shr For Against
07 POLICY ON WATER (PAGE 59) Shr Against For
08 WETLANDS RESTORATION POLICY (PAGE 60) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shr Against For
13 PLANNING ASSUMPTIONS (PAGE 69) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933197837
- --------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: FITB
ISIN: US3167731005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DARRYL F. ALLEN Mgmt For For
ULYSSES L. BRIDGEMAN Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
KEVIN T. KABAT Mgmt For For
MITCHEL D. LIVINGSTON Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
DUDLEY S. TAFT Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
2 TO AMEND THE ARTICLES OF INCORPORATION AND CODE Mgmt For For
OF REGULATIONS TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED ELECTIONS OF DIRECTORS.
3 TO AMEND THE ARTICLES OF INCORPORATION AND CODE Mgmt For For
OF REGULATIONS TO ELIMINATE CUMULATIVE VOTING
IN ELECTIONS OF DIRECTORS.
4 THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt Against Against
TO AMEND THE CODE OF REGULATIONS TO PERMIT
THE DIRECTORS TO FURTHER AMEND THE CODE OF
REGULATIONS WITHOUT SHAREHOLDER CONSENT TO
THE EXTENT PERMITTED BY OHIO LAW.
5 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
6 APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR 2010.
7 PROPOSAL TO REQUEST THAT THE BOARD OF DIRECTORS Shr Against For
ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD
SHALL BE A DIRECTOR WHO IS INDEPENDENT FROM
FIFTH THIRD.
- --------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933150055
- --------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Special
Meeting Date: 04-Nov-2009
Ticker: FWLT
ISIN: CH0018666781
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. Mgmt No vote
02 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt No vote
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING,
I INSTRUCT THE APPOINTED PROXIES TO VOTE AS
FOLLOWS.
- --------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933223252
- --------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: FWLT
ISIN: CH0018666781
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote
2013: EUGENE D. ATKINSON
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote
2013: STEVEN J. DEMETRIOU
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt No vote
2013: STEPHANIE HANBURY-BROWN
1D ELECTION OF DIRECTOR FOR A TERM BEGINNING ON Mgmt No vote
JUNE 1, 2010, AND EXPIRING IN 2012: ROBERT
C. FLEXON
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, Mgmt No vote
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR 2010.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
04 APPROVAL OF OUR 2009 SWISS ANNUAL REPORT AND Mgmt No vote
OUR STATUTORY FINANCIAL STATEMENTS FOR FISCAL
YEAR 2009.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND Mgmt No vote
OUR EXECUTIVE OFFICERS FOR FISCAL YEAR 2009.
06 ALLOCATION AND RELEASE OF ADDITIONAL PAID-IN Mgmt No vote
CAPITAL TO RESERVES.
07 AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO Mgmt No vote
CHANGE THE SEAT OF FOSTER WHEELER AG.
08 AMENDMENT OF ARTICLES OF ASSOCIATION TO ELIMINATE Mgmt No vote
REQUIREMENT TO LIST CITIZENSHIP OF SHAREHOLDERS
IN SHARE REGISTER.
09 AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO Mgmt No vote
COMPLY WITH THE NEWLY ENACTED SWISS INTERMEDIARY-HELD
SECURITIES ACT.
10 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt No vote
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS.
- --------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933228505
- --------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: GPS
ISIN: US3647601083
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADRIAN D.P. BELLAMY Mgmt For For
DOMENICO DE SOLE Mgmt For For
ROBERT J. FISHER Mgmt For For
WILLIAM S. FISHER Mgmt For For
BOB L. MARTIN Mgmt For For
JORGE P. MONTOYA Mgmt For For
GLENN K. MURPHY Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
KNEELAND C. YOUNGBLOOD Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 29,
2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE GAP, INC. EXECUTIVE MANAGEMENT INCENTIVE
COMPENSATION AWARD PLAN.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933200090
- --------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: GE
ISIN: US3696041033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Mgmt For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr Against For
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shr For Against
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shr For Against
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shr Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shr Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933130875
- --------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 24-Sep-2009
Ticker: HRB
ISIN: US0936711052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS M. BLOCH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD C. BREEDEN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1H ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RUSSELL P. SMYTH Mgmt For For
1J ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
02 APPROVAL OF AN ADVISORY PROPOSAL ON THE COMPANY'S Mgmt For For
EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION
POLICIES AND PROCEDURES.
03 AMENDMENT TO THE 2003 LONG-TERM EXECUTIVE COMPENSATION Mgmt For For
PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING APRIL 30, 2010.
- --------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933160222
- --------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 08-Dec-2009
Ticker: HAR
ISIN: US4130861093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DINESH C. PALIWAL Mgmt For For
EDWARD H. MEYER Mgmt Withheld Against
GARY G. STEEL Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933214152
- --------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: HES
ISIN: US42809H1077
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
N.F. BRADY Mgmt For For
G.P. HILL Mgmt For For
T.H. KEAN Mgmt For For
F.A. OLSON Mgmt For For
2 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2010.
3 APPROVAL OF AMENDMENT TO 2008 LONG-TERM INCENTIVE Mgmt For For
PLAN TO INCREASE SHARES AVAILABLE FOR AWARD
BY 8 MILLION SHARES.
4 STOCKHOLDER PROPOSAL REQUESTING THE COMPANY Shr Against For
TO PROVIDE A REPORT ON POLITICAL SPENDING AND
POLICIES.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933187191
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 17-Mar-2010
Ticker: HPQ
ISIN: US4282361033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR : M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR : L.T. BABBIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR : S.M. BALDAUF Mgmt For For
1D ELECTION OF DIRECTOR : R.L. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR : J.H. HAMMERGREN Mgmt For For
1F ELECTION OF DIRECTOR : M.V. HURD Mgmt For For
1G ELECTION OF DIRECTOR : J.Z. HYATT Mgmt For For
1H ELECTION OF DIRECTOR : J.R. JOYCE Mgmt For For
1I ELECTION OF DIRECTOR : R.L. RYAN Mgmt For For
IJ ELECTION OF DIRECTOR : L.S. SALHANY Mgmt Against Against
1K ELECTION OF DIRECTOR : G.K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING OCTOBER 31, 2010.
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE
PLAN.
04 PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933201371
- --------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: HON
ISIN: US4385161066
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1B ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt Against Against
1D ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against
1G ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1H ELECTION OF DIRECTOR: GEORGE PAZ Mgmt Against Against
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt Against Against
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION - RIGHT TO CALL A SPECIAL
MEETING OF SHAREOWNERS
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
06 INDEPENDENT CHAIRMAN Shr For Against
07 HUMAN RIGHTS -- DEVELOP AND ADOPT POLICIES Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933199653
- --------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: IBM
ISIN: US4592001014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against
1B ELECTION OF DIRECTOR: C. BLACK Mgmt Against Against
1C ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Mgmt Against Against
1F ELECTION OF DIRECTOR: S.A. JACKSON Mgmt Against Against
1G ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt Against Against
1H ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: T. NISHIMURO Mgmt Against Against
1J ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1K ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1L ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shr Against For
ANNUAL INCENTIVE PAYOUT
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
05 STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING Shr For Against
SPECIAL MEETINGS
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933205963
- --------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: JNJ
ISIN: US4781601046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt Against Against
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt Against Against
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1F ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1I ELECTION OF DIRECTOR: DAVID SATCHER Mgmt Against Against
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
04 SPECIAL SHAREOWNER MEETINGS Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr For Against
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 INDEPENDENT CHAIRMAN Shr For Against
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933116281
- --------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 28-Jul-2009
Ticker: LM
ISIN: US5249011058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. ANGELICA Mgmt For For
BARRY W. HUFF Mgmt For For
JOHN E. KOERNER III Mgmt Withheld Against
CHERYL GORDON KRONGARD Mgmt Withheld Against
SCOTT C. NUTTALL Mgmt Withheld Against
02 AMENDMENT OF THE LEGG MASON, INC. 1996 EQUITY Mgmt Against Against
INCENTIVE PLAN AND APPROVAL TO ISSUE ADDITIONAL
1,000,000 SHARES CURRENTLY COVERED BY THE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE Shr Against For
INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933240032
- --------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: LOW
ISIN: US5486611073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE AN AMENDMENT TO LOWE'S BYLAWS DECREASING Mgmt For For
THE PERCENTAGE OF SHARES REQUIRED TO CALL A
SPECIAL MEETING OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr For Against
SPENDING.
05 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shr For Against
ROLES OF CHAIRMAN AND CEO.
- --------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933113514
- --------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 22-Jul-2009
Ticker: MCK
ISIN: US58155Q1031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt Against Against
1E ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt Against Against
1F ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt Against Against
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt Against Against
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt Against Against
02 APPROVAL OF AMENDMENT TO THE COMPANY'S 2005 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 14,500,000.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE YEAR MARCH 31, 2010.
04 STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION Shr Against For
FOR TWO YEARS BEYOND RETIREMENT.
05 STOCKHOLDER PROPOSAL ON EXECUTIVE BENEFITS PROVIDED Shr For Against
UPON DEATH WHILE IN SERVICE.
- --------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933236920
- --------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: MRK
ISIN: US58933Y1055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Mgmt For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933150310
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: MSFT
ISIN: US5949181045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE Shr Against For
REFORM PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS
- --------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933126941
- --------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 21-Sep-2009
Ticker: NKE
ISIN: US6541061031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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NORFOLK SOUTHERN CORPORATION Agenda Number: 933217526
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Security: 655844108
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: NSC
ISIN: US6558441084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C ELECTION OF DIRECTOR: LANDON HILLIARD Mgmt Against Against
1D ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2010.
03 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
04 APPROVAL OF THE NORFOLK SOUTHERN CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN, AS AMENDED.
05 APPROVAL OF THE NORFOLK SOUTHERN CORPORATION Mgmt For For
EXECUTIVE MANAGEMENT INCENTIVE PLAN, AS AMENDED.
06 STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL Shr For Against
CONTRIBUTIONS.
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NORTHROP GRUMMAN CORPORATION Agenda Number: 933233227
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Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: NOC
ISIN: US6668071029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS B. FARGO Mgmt For For
1D ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1E ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt Against Against
1G ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1H ELECTION OF DIRECTOR: MADELEINE KLEINER Mgmt For For
1I ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1L ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER
MEETINGS AND CERTAIN OTHER PROVISIONS.
04 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING
TO DELETION OF COMPANY SHAREHOLDER APPROVALS
FOR CERTAIN TRANSACTIONS.
05 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION Shr Against For
IN NORTH DAKOTA.
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OWENS-ILLINOIS, INC. Agenda Number: 933212021
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Security: 690768403
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: OI
ISIN: US6907684038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY L. GELDMACHER Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010.
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PEPSICO, INC. Agenda Number: 933213388
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Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PEP
ISIN: US7134481081
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt Against Against
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Mgmt For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shr Against For
(PROXY STATEMENT P. 70)
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PFIZER INC. Agenda Number: 933210243
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Security: 717081103
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: PFE
ISIN: US7170811035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Mgmt For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE Mgmt For For
OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL
SPECIAL MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shr Against For
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PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933199398
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Security: 744573106
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: PEG
ISIN: US7445731067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CONRAD K.HARPER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2010.
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PULTE HOMES, INC. Agenda Number: 933239837
- --------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: PHM
ISIN: US7458671010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS M. SCHOEWE* Mgmt For For
TIMOTHY R. ELLER** Mgmt For For
C.W. MURCHISON III** Mgmt For For
R.J. DUGAS, JR.*** Mgmt For For
DAVID N. MCCAMMON*** Mgmt Withheld Against
JAMES J. POSTL*** Mgmt For For
02 THE APPROVAL OF AN AMENDMENT TO OUR RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY OUR
BOARD OF DIRECTORS.
03 THE APPROVAL OF OUR AMENDED AND RESTATED SECTION Mgmt Against Against
382 RIGHTS AGREEMENT.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
05 A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION Shr For Against
OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY,
VOTE.
06 A SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT Shr For Against
TO THE COMPANY'S BYLAWS TO REQUIRE THAT THE
CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING.
07 A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr For Against
PERFORMANCE-BASED OPTIONS, IF PROPERLY PRESENTED
AT THE MEETING.
08 A SHAREHOLDER PROPOSAL REQUESTING ANNUAL ADVISORY Shr For Against
VOTES ON EXECUTIVE COMPENSATION, IF PROPERLY
PRESENTED AT THE MEETING.
09 SHAREHOLDER PROPOSAL - SENIOR EXECUTIVES TO Shr Against For
RETAIN EQUITY-BASED COMPENSATION, SEE PROXY
STATEMENT FOR FURTHER DETAILS.
10 A SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT Shr For Against
TO THE COMPANY'S BYLAWS TO REQUIRE THE COMPANY
TO REIMBURSE SHAREHOLDERS FOR REASONABLE EXPENSES
INCURRED IN CONNECTION WITH THE NOMINATION
OF CANDIDATES IN CONTESTED ELECTIONS OF DIRECTORS,
IF PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS Agenda Number: 933252330
- --------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 17-May-2010
Ticker: SNY
ISIN: US80105N1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2009
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2009
O3 APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND Mgmt For For
O4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT PREPARED IN ACCORDANCE WITH ARTICLE
L. 225-40 OF THE COMMERCIAL CODE
O5 RATIFICATION OF THE CO-OPTING OF A DIRECTOR: Mgmt Against Against
MR. SERGE WEINBERG
O6 NON-REAPPOINTMENT OF A DIRECTOR/APPOINTMENT Mgmt Abstain Against
OF A DIRECTOR: MS. CATHERINE BRECHIGNAC
O7 REAPPOINTMENT OF A DIRECTOR: MR. ROBERT CASTAIGNE Mgmt Against Against
O8 REAPPOINTMENT OF A DIRECTOR: LORD DOURO Mgmt For For
O9 REAPPOINTMENT OF A DIRECTOR: MR. CHRISTIAN MULLIEZ Mgmt Against Against
O10 REAPPOINTMENT OF A DIRECTOR: MR. CHRISTOPHER Mgmt Against Against
VIEHBACHER
O11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY Mgmt For For
OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY
E12 AMENDMENT TO ARTICLE 11 OF THE ARTICLES OF ASSOCIATION Mgmt For For
E13 POWERS FOR FORMALITIES Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda Number: 933118540
- --------------------------------------------------------------------------------------------------------------------------
Security: 806605101
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: SGP
ISIN: US8066051017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO.,
INC., SCHERING-PLOUGH CORPORATION, SP MERGER
SUBSIDIARY ONE, INC., AND SP MERGER SUBSIDIARY
TWO, INC., AS IT MAY BE AMENDED (THE "MERGER
AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON
STOCK IN THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH Mgmt For For
SPECIAL MEETING (INCLUDING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT
AND THE ISSUANCE OF SHARES OF COMMON STOCK
IN THE MERGER).
- --------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933180870
- --------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 26-Jan-2010
Ticker: SI
ISIN: US8261975010
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 ALLOCATION OF NET INCOME Mgmt For For
4A RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
PETER LOESCHER
4B RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
WOLFGANG DEHEN
4C RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt Against Against
HEINRICH HIESINGER
4D RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt Against Against
JOE KAESER
4E RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
BARBARA KUX (AS OF NOVEMBER 17, 2008)
4F RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
JIM REID-ANDERSON (UNTIL NOVEMBER 30, 2008)
4G RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt Against Against
HERMANN REQUARDT
4H RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
SIEGFRIED RUSSWURM
4I RATIFICATION OF THE ACTS OF THE MANAGING BOARD: Mgmt For For
PETER Y. SOLMSSEN
5A RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: GERHARD CROMME
5B RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: BERTHOLD HUBER
5C RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: RALF HECKMANN (UNTIL JANUARY 27, 2009)
5D RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: JOSEF ACKERMANN
5E RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: LOTHAR ADLER
5F RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JEAN-LOUIS BEFFA
5G RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GERD VON BRANDENSTEIN
5H RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL DIEKMANN
5I RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS MICHAEL GAUL
5J RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER GRUSS
5K RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: BETTINA HALLER
5L RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS-JURGEN HARTUNG (AS OF JANUARY 27,
2009)
5M RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: HEINZ HAWRELIUK (UNTIL MARCH 31, 2009)
5N RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HARALD KERN
5O RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: NICOLA LEIBINGER-KAMMULLER
5P RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WERNER MONIUS
5Q RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HAKAN SAMUELSSON
5R RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: DIETER SCHEITOR
5S RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: RAINER SIEG
5T RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: BIRGIT STEINBORN
5U RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt Against Against
BOARD: LORD IAIN VALLANCE OF TUMMEL
5V RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: SIBYLLE WANKEL (AS OF APRIL 1, 2009)
06 APPROVAL OF THE COMPENSATION SYSTEM FOR MANAGING Mgmt Against Against
BOARD MEMBERS
07 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
08 REPURCHASE AND USE OF SIEMENS SHARES Mgmt For For
09 USE OF EQUITY DERIVATIVES IN CONNECTION WITH Mgmt For For
THE REPURCHASE OF SIEMENS SHARES
10 ISSUE OF CONVERTIBLE BONDS/WARRANT BONDS AND Mgmt For For
CREATION OF A CONDITIONAL CAPITAL 2010
11 AMENDMENTS TO THE ARTICLES OF ASSOCIATION REGARDING Mgmt For For
THE PROVISIONS OF A NEW ACT AND THE VOTING
PROCESS AT THE ANNUAL SHAREHOLDERS' MEETING
12A APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: KARL-HERMANN BAUMANN
12B APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: JOHANNES FELDMAYER
12C APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: KLAUS KLEINFELD
12D APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: EDWARD G. KRUBASIK
12E APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: RUDI LAMPRECHT
12F APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: HEINRICH V. PIERER
12G APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: JURGEN RADOMSKI
12H APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: URIEL SHAREF
12I APPROVAL OF SETTLEMENT AGREEMENTS WITH FORMER Mgmt For For
BOARD MEMBERS: KLAUS WUCHERER
13 APPROVAL OF A SETTLEMENT AGREEMENT WITH D&O Mgmt For For
INSURANCE CARRIERS
14 NEW RULES GOVERNING SUPERVISORY BOARD COMPENSATION Shr Against For
15 AMENDMENT TO NO. 2 OF THE ARTICLES OF ASSOCIATION Shr Against For
OF SIEMENS AG
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933226234
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: STT
ISIN: US8574771031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt Against Against
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt Against Against
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt Against Against
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. LOGUE Mgmt For For
1K ELECTION OF DIRECTOR: R. SERGEL Mgmt Against Against
1L ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1M ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1N ELECTION OF DIRECTOR: R. WEISSMAN Mgmt Against Against
02 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt Against Against
EXECUTIVE COMPENSATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
04 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
THE SEPARATION OF THE ROLES OF CHAIRMAN AND
CEO.
05 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
A REVIEW OF PAY DISPARITY.
- --------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Agenda Number: 933157807
- --------------------------------------------------------------------------------------------------------------------------
Security: 25459L106
Meeting Type: Special
Meeting Date: 19-Nov-2009
Ticker: DTV
ISIN: US25459L1061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MAY 3, 2009, AS AMENDED, BY AND AMONG
LIBERTY MEDIA CORPORATION, LIBERTY ENTERTAINMENT,
INC., THE DIRECTV GROUP, INC., DIRECTV, DTVG
ONE, INC., AND DTVG TWO, INC.
02 TO APPROVE THE VOTING AND RIGHT OF FIRST REFUSAL Mgmt For For
AGREEMENT, DATED AS OF MAY 3, 2009, AS AMENDED,
BY AND AMONG THE DIRECTV GROUP, INC., LIBERTY
ENTERTAINMENT, INC., DIRECTV, JOHN C. MALONE,
LESLIE MALONE, THE TRACY L. NEAL TRUST A AND
THE EVAN D. MALONE TRUST A.
03 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE SPECIAL MEETING TO APPROVE THE
PROPOSALS DESCRIBED ABOVE IN ACCORDANCE WITH
THE MERGER AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933150726
- --------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 13-Nov-2009
Ticker: EL
ISIN: US5184391044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSE MARIE BRAVO Mgmt For For
PAUL J. FRIBOURG Mgmt For For
MELLODY HOBSON Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
BARRY S. STERNLICHT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 933200127
- --------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 13-Apr-2010
Ticker: GT
ISIN: US3825501014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1B ELECTION OF DIRECTOR: JAMES A. FIRESTONE Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. KRAMER Mgmt For For
1E ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH Mgmt For For
1F ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1G ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
1H ELECTION OF DIRECTOR: SHIRLEY D. PETERSON Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL R. WESSEL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933204884
- --------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: PNC
ISIN: US6934751057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. CLAY Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr For Against
SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED
BEFORE THE MEETING.
5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF Shr Against For
EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE,
IF PROPERLY PRESENTED BEFORE THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933205115
- --------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 04-May-2010
Ticker: TRV
ISIN: US89417E1091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933106406
- --------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 09-Jul-2009
Ticker: TDW
ISIN: US8864231027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
NICHOLAS SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
02 APPROVAL OF THE TIDEWATER INC. 2009 STOCK INCENTIVE Mgmt For For
PLAN.
03 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933230233
- --------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: TWX
ISIN: US8873173038
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt Against Against
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt Against Against
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt Against Against
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1I ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL A. MILES Mgmt Against Against
1K ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt Against Against
1L ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 COMPANY PROPOSAL TO APPROVE THE TIME WARNER Mgmt For For
INC. 2010 STOCK INCENTIVE PLAN.
04 COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY'S BY-LAWS TO PROVIDE THAT HOLDERS
OF AT LEAST 15% OF THE COMBINED VOTING POWER
OF THE COMPANY'S OUTSTANDING CAPITAL STOCK
MAY REQUEST A SPECIAL MEETING OF STOCKHOLDERS.
05 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr For Against
VOTE.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr Against For
POLICY.
07 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shr For Against
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- --------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933256489
- --------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: TOT
ISIN: US89151E1091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Mgmt For For
DATED DECEMBER 31, 2009.
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
DATED DECEMBER 31, 2009.
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. Mgmt For For
O4 AGREEMENTS COVERED BY ARTICLE L.225-38 OF THE Mgmt For For
FRENCH COMMERCIAL CODE.
O5 COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE Mgmt Against Against
FRENCH COMMERCIAL CODE, CONCERNING MR. CHRISTOPHE
DE MARGERIE.
O6 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST Mgmt Against Against
AS A DIRECTOR.
O8 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE Mgmt For For
RUDDER AS A DIRECTOR.
O9 APPOINTMENT OF MR. GUNNAR BROCK AS A DIRECTOR. Mgmt For For
010 ELECT CLAUDE CLEMENT AS REPRESENTATIVE OF EMPLOYEE Mgmt For For
SHAREHOLDERS TO THE BOARD.
011 ELECT PHILIPPE MARCHANDISE AS REPRESENTATIVE OF Mgmt For Against
EMPLOYEE SHAREHOLDERS TO THE BOARD.
012 ELECT MOHAMMED ZAKI AS REPRESENTATIVE OF EMPLOYEE Mgmt For Against
SHAREHOLDERS TO THE BOARD.
O13 RENEWAL OF THE APPOINTMENT OF ERNST AND YOUNG Mgmt For For
AUDIT AS STATUTORY AUDITORS.
O14 RENEWAL OF THE APPOINTMENT OF KPMG AUDIT (A Mgmt For For
DIVISION OF KPMG S.A.) AS STATUTORY AUDITORS.
O15 APPOINTMENT OF AUDITEX AS ALTERNATE AUDITORS. Mgmt For For
O16 APPOINTMENT OF KPMG AUDIT IS AS ALTERNATE AUDITOR. Mgmt For For
E17 SHARE CAPITAL INCREASES WITH PREFERENTIAL SUBSCRIPTION Mgmt For For
RIGHTS.
E18 SHARE CAPITAL INCREASES BY PUBLIC OFFERING WITHOUT Mgmt For For
PREFERENTIAL SUBSCRIPTION RIGHTS.
E19 SHARE CAPITAL INCREASES IN EXCHANGE FOR EQUITY Mgmt For For
SECURITIES CONTRIBUTED TO THE COMPANY.
E20 SHARE CAPITAL INCREASES BY THE ISSUANCE OF COMMON Mgmt For For
SHARES RESERVED TO EMPLOYEES.
E21 ALLOCATION OF STOCK OPTIONS. Mgmt For For
A AMENDMENT OF THE ARTICLES OF ASSOCIATION CONCERNING Shr Against For
THE PUBLICATION OF THE INTERNAL CHARTERS FOR
COLLECTIVE INVESTMENT FUNDS WHOSE ASSETS ARE
MORE THAN 0.5% OF THE CAPITAL OF THE COMPANY.
Z PLEASE BE ADVISED YOU MAY VOTE ONLY ON ONE OF Mgmt For
THE FOLLOWING: FOR PROPOSAL 10 VOTE "FOR" APPOINTMENT
OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
MR: CLAUDE CLEMENTE FOR PROPOSAL 11 VOTE "AGAINST"
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS MR: PHILIPPE MARCHANDISE FOR PROPOSAL
12 VOTE "ABSTAIN" APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS MR. MOHAMMED
ZAKI
- --------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933203159
- --------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: USB
ISIN: US9029733048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt Against Against
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt Against Against
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt Against Against
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt Against Against
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt Against Against
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Against Against
AUDITOR FOR THE 2010 FISCAL YEAR.
03 APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED Mgmt For For
2007 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933235031
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 24-May-2010
Ticker: UNH
ISIN: US91324P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Mgmt Against Against
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt Against Against
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt Against Against
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Mgmt Against Against
1G ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt Against Against
1H ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. Mgmt For For
1I ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF Shr Against For
LOBBYING EXPENSES.
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shr For Against
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933228985
- --------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: UNM
ISIN: US91529Y1064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD Mgmt For For
1B ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS UNUM GROUP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2010.
- --------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933203731
- --------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: VLO
ISIN: US91913Y1001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt Against Against
1B ELECTION OF DIRECTOR: BOB MARBUT Mgmt Against Against
1C ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt Against Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO Mgmt For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 RE-APPROVE THE 2005 OMNIBUS STOCK INCENTIVE Mgmt For For
PLAN.
04 VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE Mgmt Against Against
2009 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
LISTED IN THE PROXY STATEMENT'S SUMMARY COMPENSATION
TABLE.
05 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "IMPACT Shr Against For
OF VALERO'S OPERATIONS ON RAINFOREST SUSTAINABILITY."
06 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS/TRADE ASSOCIATIONS."
07 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "STOCK Shr Against For
RETENTION BY EXECUTIVES."
- --------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933249939
- --------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 04-Jun-2010
Ticker: WMT
ISIN: US9311421039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 APPROVAL OF THE WAL-MART STORES, INC. STOCK Mgmt For For
INCENTIVE PLAN OF 2010
04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN Mgmt For For
2000, AS AMENDED
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
07 POLITICAL CONTRIBUTIONS REPORT Shr For Against
08 SPECIAL SHAREOWNER MEETINGS Shr For Against
09 POULTRY SLAUGHTER Shr Against For
10 LOBBYING PRIORITIES REPORT Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933204593
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: WFC
ISIN: US9497461015
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt Against Against
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
COMPANY'S AUTHORIZED SHARES OF COMMON STOCK
FROM 6 BILLION TO 9 BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE Shr Against For
AN INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shr Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933202311
- --------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 15-Apr-2010
Ticker: WY
ISIN: US9621661043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt Against Against
1B ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1C ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
02 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD AND REMOVE SUPERMAJORITY
VOTING PROVISIONS
03 PROPOSAL TO APPROVE THE ISSUANCE OF COMMON SHARES Mgmt For For
04 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
TO INCREASE NUMBER OF AUTHORIZED SHARES
05 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
TO IMPOSE OWNERSHIP AND TRANSFER RESTRICTIONS
06 SHAREHOLDER PROPOSAL ON THE RIGHT TO CALL SPECIAL Shr For Against
MEETINGS
07 SHAREHOLDER PROPOSAL ON AN FSC CERTIFICATION Shr Against For
REPORT
08 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
WYETH Agenda Number: 933114869
- --------------------------------------------------------------------------------------------------------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 20-Jul-2009
Ticker: WYE
ISIN: US9830241009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 25, 2009, AMONG PFIZER
INC., WAGNER ACQUISITION CORP. AND WYETH, AS
IT MAY BE AMENDED FROM TIME TO TIME
02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT
3A ELECTION OF DIRECTOR: ROBERT M. AMEN Mgmt For For
3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt Against Against
3D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
3E ELECTION OF DIRECTOR: ROBERT LANGER Mgmt Against Against
3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt Against Against
3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt Against Against
3H ELECTION OF DIRECTOR: MARY LAKE POLAN Mgmt Against Against
3I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For
3J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For
3K ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For
04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009
05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON Shr Against For
WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION
PAYMENTS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr For Against
MEETINGS
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loomis Sayles Funds II
By (Signature) /s/ Robert J. Blanding
Name Robert J. Blanding
Title President
Date 08/18/2010