UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-1677
NAME OF REGISTRANT: John Hancock Capital Series
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
2X26 John Hancock Funds U.S. Global Leaders Growth Fund
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AMAZON.COM, INC. Agenda Number: 933242480
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Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY Shr Against For
TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE
POLITICAL CONTRIBUTIONS
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AMERICAN EXPRESS COMPANY Agenda Number: 933202436
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Security: 025816109
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr Against For
OF SPECIAL SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION Shr Against For
REQUIREMENTS FOR EXECUTIVES.
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APPLE INC. Agenda Number: 933180680
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Security: 037833100
Meeting Type: Annual
Meeting Date: 25-Feb-2010
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
A.D. LEVINSON, PH.D. Mgmt For For
JEROME B. YORK Mgmt For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Mgmt For For
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 Mgmt For For
DIRECTOR STOCK OPTION PLAN.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED
AT THE MEETING.
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AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933148288
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Security: 053015103
Meeting Type: Annual
Meeting Date: 10-Nov-2009
Ticker: ADP
ISIN: US0530151036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CHARLES H. NOSKI Mgmt For For
SHARON T. ROWLANDS Mgmt For For
GREGORY L. SUMME Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
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CERNER CORPORATION Agenda Number: 933255487
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Security: 156782104
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: CERN
ISIN: US1567821046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD E BISBEE JR, PHD Mgmt For For
LINDA M. DILLMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CERNER CORPORATION FOR 2010.
03 RE-APPROVAL OF THE AMENDED AND RESTATED CERNER Mgmt For For
CORPORATION PERFORMANCE-BASED COMPENSATION
PLAN.
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ECOLAB INC. Agenda Number: 933213390
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Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: ECL
ISIN: US2788651006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1B ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1C ELECTION OF DIRECTOR: C. SCOTT O'HARA Mgmt For For
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3 APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE Mgmt For For
PLAN.
4 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CLASSIFICATION OF TERMS OF THE
BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING.
5 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Mgmt For For
OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT.
6 STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE Shr Against For
HUMAN RIGHT TO WATER.
7 STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO Shr Against For
AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10%
OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL
MEETING.
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FASTENAL COMPANY Agenda Number: 933198435
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Security: 311900104
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: FAST
ISIN: US3119001044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. KIERLIN Mgmt For For
STEPHEN M. SLAGGIE Mgmt For For
MICHAEL M. GOSTOMSKI Mgmt For For
HUGH L. MILLER Mgmt For For
WILLARD D. OBERTON Mgmt For For
MICHAEL J. DOLAN Mgmt For For
REYNE K. WISECUP Mgmt For For
MICHAEL J.ANCIUS Mgmt For For
SCOTT A. SATTERLEE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE 2010 FISCAL
YEAR.
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GOOGLE INC. Agenda Number: 933216738
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Security: 38259P508
Meeting Type: Annual
Meeting Date: 13-May-2010
Ticker: GOOG
ISIN: US38259P5089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt For For
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
04 A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
05 A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, Shr Against For
PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY
PRESENTED AT THE MEETING.
06 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT
THE MEETING.
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HENRY SCHEIN, INC. Agenda Number: 933219304
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Security: 806407102
Meeting Type: Annual
Meeting Date: 10-May-2010
Ticker: HSIC
ISIN: US8064071025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STANLEY M BERGMAN Mgmt For For
GERALD A BENJAMIN Mgmt For For
JAMES P BRESLAWSKI Mgmt For For
MARK E MLOTEK Mgmt For For
STEVEN PALADINO Mgmt For For
BARRY J ALPERIN Mgmt For For
PAUL BRONS Mgmt For For
DONALD J KABAT Mgmt For For
PHILIP A LASKAWY Mgmt For For
KARYN MASHIMA Mgmt For For
NORMAN S MATTHEWS Mgmt For For
BRADLEY T SHEARES, PHD Mgmt For For
LOUIS W SULLIVAN, MD Mgmt For For
2 PROPOSAL TO AMEND THE COMPANY'S 1996 NON-EMPLOYEE Mgmt For For
DIRECTOR STOCK INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 25, 2010.
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JOHNSON & JOHNSON Agenda Number: 933205963
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Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: JNJ
ISIN: US4781601046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1I ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr Against For
04 SPECIAL SHAREOWNER MEETINGS Shr Against For
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LOWE'S COMPANIES, INC. Agenda Number: 933240032
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Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: LOW
ISIN: US5486611073
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE AN AMENDMENT TO LOWE'S BYLAWS DECREASING Mgmt For For
THE PERCENTAGE OF SHARES REQUIRED TO CALL A
SPECIAL MEETING OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr Against For
SPENDING.
05 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shr Against For
ROLES OF CHAIRMAN AND CEO.
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MEDTRONIC, INC. Agenda Number: 933122602
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Security: 585055106
Meeting Type: Annual
Meeting Date: 27-Aug-2009
Ticker: MDT
ISIN: US5850551061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
DENISE M. O'LEARY Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. Mgmt For For
2005 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 10,000,000 TO 25,000,000.
04 TO APPROVE AN AMENDMENT TO THE MEDTRONIC, INC. Mgmt For For
2008 STOCK AWARD AND INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 50,000,000 TO 100,000,000.
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MICROSOFT CORPORATION Agenda Number: 933150310
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Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: MSFT
ISIN: US5949181045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE Shr Against For
REFORM PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS
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MONSANTO COMPANY Agenda Number: 933172900
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Security: 61166W101
Meeting Type: Annual
Meeting Date: 26-Jan-2010
Ticker: MON
ISIN: US61166W1018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK V. ATLEE III Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1D ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY 2005 LONG-TERM INCENTIVE PLAN.
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NATIONAL OILWELL VARCO, INC. Agenda Number: 933226688
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Security: 637071101
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: NOV
ISIN: US6370711011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1B ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1C ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
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ORACLE CORPORATION Agenda Number: 933133528
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Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Oct-2009
Ticker: ORCL
ISIN: US68389X1054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
DONALD L. LUCAS Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Mgmt For For
THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2010.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shr Against For
ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION Shr Against For
POLICY.
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PEPSICO, INC. Agenda Number: 933213388
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Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2010
Ticker: PEP
ISIN: US7134481081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Mgmt For For
03 APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P. 67)
05 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
06 SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT Shr Against For
(PROXY STATEMENT P. 70)
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QUALCOMM, INCORPORATED Agenda Number: 933181620
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Security: 747525103
Meeting Type: Annual
Meeting Date: 02-Mar-2010
Ticker: QCOM
ISIN: US7475251036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM Mgmt For For
INCENTIVE PLAN TO INCREASE THE SHARE RESERVE
BY 13,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010.
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SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933201395
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Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2010
Ticker: SLB
ISIN: AN8068571086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
H. SEYDOUX Mgmt For For
P. CURRIE Mgmt For For
K.V. KAMATH Mgmt For For
02 PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND Mgmt For For
DIVIDENDS.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER Mgmt For For
2010 STOCK INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT Mgmt For For
TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
05 PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
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STAPLES, INC. Agenda Number: 933253394
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Security: 855030102
Meeting Type: Annual
Meeting Date: 07-Jun-2010
Ticker: SPLS
ISIN: US8550301027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C ELECTION OF DIRECTOR: MARY ELIZABETH BURTON Mgmt For For
1D ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1L ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
02 TO APPROVE THE LONG TERM CASH INCENTIVE PLAN. Mgmt Against Against
03 TO APPROVE AN AMENDMENT TO STAPLES' AMENDED Mgmt For For
AND RESTATED 2004 STOCK INCENTIVE PLAN INCREASING
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN FROM 77,430,000
TO 97,430,000 AND AMENDING THE MATERIAL TERMS
OF THE PERFORMANCE GOALS OF THE PLAN.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
05 TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE Shr Against For
ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY
WRITTEN CONSENT.
06 TO ACT ON A SHAREHOLDER PROPOSAL PROVIDING SHAREHOLDERS Shr Against For
OWNING 10% OF OUTSTANDING SHARES WITH THE ABILITY
TO CALL SPECIAL MEETINGS.
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STARBUCKS CORPORATION Agenda Number: 933184498
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 24-Mar-2010
Ticker: SBUX
ISIN: US8552441094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1D ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1H ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1K ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933226234
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: STT
ISIN: US8574771031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. LOGUE Mgmt For For
1K ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1L ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1M ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1N ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
04 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
THE SEPARATION OF THE ROLES OF CHAIRMAN AND
CEO.
05 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
A REVIEW OF PAY DISPARITY.
- --------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933290532
- --------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 29-Jun-2010
Ticker: TEVA
ISIN: US8816242098
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION Mgmt For For
THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER
31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS
AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642,
ACCORDING TO THE APPLICABLE EXCHANGE RATES)
PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.
2A ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN Mgmt For For
2B ELECTION OF DIRECTOR: MR. AMIR ELSTEIN Mgmt For For
2C ELECTION OF DIRECTOR: PROF. ROGER KORNBERG Mgmt For For
2D ELECTION OF DIRECTOR: PROF. MOSHE MANY Mgmt For For
2E ELECTION OF DIRECTOR: MR. DAN PROPPER Mgmt For For
03 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt For For
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD.,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE THEIR COMPENSATION
PROVIDED SUCH COMPENSATION IS ALSO APPROVED
BY THE AUDIT COMMITTEE.
04 TO APPROVE THE COMPANY'S 2010 LONG-TERM EQUITY-BASED Mgmt For For
INCENTIVE PLAN.
5A APPROVE REMUNERATION OF DR. PHILLIP FROST, IN Mgmt For For
HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE
AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT
OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM,
PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE
ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO
PER MEETING FEES PAID TO DIRECTORS), PROVISION
TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF
THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES,
AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
5B TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, Mgmt For For
IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD
OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN
THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000
(AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS
APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER
PRICE INDEX (IN ADDITION TO PER MEETING FEES
PAID TO DIRECTORS). AND THE PROVISION TO PROF.
MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE
BOARD, OF SECRETARIAL SERVICES.
5C TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, Mgmt For For
IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE
AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS
EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010)
PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED
BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION
TO PER MEETING FEES PAID TO DIRECTORS).
06 TO APPROVE AN INCREASE IN THE REGISTERED SHARE Mgmt For For
CAPITAL OF THE COMPANY BY NIS 100,000,000 TO
A TOTAL OF NIS 250,000,000 BY THE CREATION
OF 1,000,000,000 ADDITIONAL ORDINARY SHARES
OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT
OF THE COMPANY'S INCORPORATION DOCUMENTS ACCORDINGLY.
- --------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933196758
- --------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: KO
ISIN: US1912161007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
02 ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Mgmt For For
04 ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
06 ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
10 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
15 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shr Against For
BOARD CHAIR
18 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shr Against For
19 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933134241
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2009
Ticker: PG
ISIN: US7427181091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt No vote
1B ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt No vote
1C ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt No vote
1D ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt No vote
1E ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt No vote
1F ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt No vote
1G ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt No vote
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt No vote
1I ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt No vote
1J ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. Mgmt No vote
1K ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Mgmt No vote
1L ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt No vote
1M ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt No vote
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM
03 AMEND THE COMPANY'S CODE OF REGULATIONS Mgmt No vote
04 APPROVE THE PROCTER & GAMBLE 2009 STOCK AND Mgmt No vote
INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING Shr No vote
06 SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE Shr No vote
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933173281
- --------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 20-Jan-2010
Ticker: V
ISIN: US92826C8394
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
DAVID J. PANG Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
- --------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933201410
- --------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 03-May-2010
Ticker: ZMH
ISIN: US98956P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
2X32 John Hancock Funds Classic Value Fund
- --------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933178875
- --------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 04-Feb-2010
Ticker: ACN
ISIN: IE00B4BNMY34
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-APPOINTMENT OF WILLIAM L. KIMSEY TO THE BOARD Mgmt For For
OF DIRECTORS
1B RE-APPOINTMENT OF ROBERT I. LIPP TO THE BOARD Mgmt For For
OF DIRECTORS
1C RE-APPOINTMENT OF WULF VON SCHIMMELMANN TO THE Mgmt For For
BOARD OF DIRECTORS
02 RE-APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS Mgmt For For
FOR THE 2010 FISCAL YEAR AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO DETERMINE KPMG'S REMUNERATION
03 APPROVAL OF ACCENTURE PLC 2010 SHARE INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF ACCENTURE PLC 2010 EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN
05 AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
06 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
07 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt For For
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
- --------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933241767
- --------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: AET
ISIN: US00817Y1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt Abstain Against
1B ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt Abstain Against
1C ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1D ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt Abstain Against
1E ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Mgmt Abstain Against
1F ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt Abstain Against
1G ELECTION OF DIRECTOR: EARL G. GRAVES Mgmt For For
1H ELECTION OF DIRECTOR: GERALD GREENWALD Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1M ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM
03 APPROVAL OF AETNA INC. 2010 STOCK INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF AETNA INC. 2010 NON-EMPLOYEE DIRECTOR Mgmt For For
COMPENSATION PLAN
05 APPROVAL OF AETNA INC. 2001 ANNUAL INCENTIVE Mgmt For For
PLAN PERFORMANCE CRITERIA
06 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
07 SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT Agenda Number: 933267557
- --------------------------------------------------------------------------------------------------------------------------
Security: 013904305
Meeting Type: Annual
Meeting Date: 01-Jun-2010
Ticker: ALU
ISIN: US0139043055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE Mgmt No vote
FISCAL YEAR ENDED DECEMBER 31, 2009.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009.
O3 RESULTS FOR FISCAL YEAR - APPROPRIATION. Mgmt No vote
O4 RENEWAL OF THE TERM OF OFFICE OF PHILIPPE CAMUS Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O5 RENEWAL OF THE TERM OF OFFICE OF BEN VERWAAYEN Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O6 RENEWAL OF THE TERM OF OFFICE OF DANIEL BERNARD Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O7 RENEWAL OF THE TERM OF OFFICE OF W. FRANK BLOUNT Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O8 RENEWAL OF THE TERM OF OFFICE OF STUART E. EIZENSTAT Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O9 RENEWAL OF THE TERM OF OFFICE OF LOUIS R. HUGHES Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O10 RENEWAL OF THE TERM OF OFFICE OF JEAN C. MONTY Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O11 RENEWAL OF THE TERM OF OFFICE OF OLIVIER PIOU Mgmt No vote
AS MEMBER OF THE BOARD OF DIRECTORS.
O12 APPOINTMENT OF CARLA CICO AS MEMBER OF THE BOARD Mgmt No vote
OF DIRECTORS.
O13 APPROVAL OF THE AMOUNT OF DIRECTORS' FEES ALLOCATED Mgmt No vote
TO THE DIRECTORS.
O14 RENEWAL OF THE TERM OF OFFICE OF JEAN-PIERRE Mgmt No vote
DESBOIS AS BOARD OBSERVER.
O15 APPOINTMENT OF BERTRAND LAPRAYE AS BOARD OBSERVER. Mgmt No vote
O16 APPROVAL OF A REGULATED AGREEMENT AND REGULATED Mgmt No vote
COMMITMENTS WHICH REMAINED IN FORCE DURING
THE FISCAL YEAR.
O17 APPROVAL IN ACCORDANCE WITH ARTICLE L. 225-42-1 Mgmt No vote
OF THE FRENCH COMMERCIAL CODE OF "OTHER BENEFITS"
COMMITMENTS IN FAVOR OF THE CHAIRMAN.
O18 APPROVAL IN ACCORDANCE WITH ARTICLE L. 225-42-1 Mgmt No vote
OF THE FRENCH COMMERCIAL CODE, OF "OTHER BENEFITS"
AND "PENSION" COMMITMENTS IN FAVOR OF THE CEO.
O19 RATIFICATION OF THE CHANGE OF REGISTERED OFFICE. Mgmt No vote
O20 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt No vote
TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS
OWN SHARES.
E21 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt No vote
TO REDUCE THE SHARE CAPITAL OF THE COMPANY
BY CANCELLATION OF TREASURY SHARES.
E22 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO PROCEED WITH THE ISSUE, WITHOUT
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS,
OF ORDINARY SHARES AND OF SECURITIES CONFERRING
AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL
OF THE COMPANY OR OF ITS AFFILIATES.
E23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO PROCEED WITH THE ISSUE, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS,
(I) OF ORDINARY SHARES OF THE COMPANY AND ANY
SECURITIES CONFERRING AN IMMEDIATE OR FUTURE
RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR
OF ITS AFFILIATES, OR (II) OF ORDINARY SHARES
OF THE COMPANY WHICH MAY BE ISSUED PURSUANT
TO SECURITIES TO BE ISSUED BY SUBSIDIARIES,
INCLUDING FOR THE PURPOSE OF REMUNERATING SECURITIES
THAT ARE TENDERED IN CONNECTION WITH AN EXCHANGE
OFFER.
E24 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO PROCEED WITH THE ISSUANCE,
THROUGH AN OFFER BY WAY OF PRIVATE PLACEMENT
AS REFERRED TO IN ARTICLE L. 411-2 II OF THE
FRENCH MONETARY AND FINANCIAL CODE, OF ORDINARY
SHARES AND ANY SECURITIES CONFERRING A RIGHT
TO THE SHARE CAPITAL OF THE COMPANY OR OF ITS
AFFILIATES, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS ("PLACEMENT PRIVE AVEC
SUPPRESSION DU DROIT PREFERENTIEL DE SOUSCRIPTION").
E25 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt No vote
IN THE EVENT OF A SHARE CAPITAL INCREASE, WITH
OR WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, CARRIED OUT UNDER THE 22ND, 23RD AND
24TH RESOLUTIONS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED.
E26 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE
TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL
STOCK OR SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THIRD-PARTY COMPANIES.
E27 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Mgmt No vote
OUT BY VIRTUE OF THE 22ND, 23RD, 24TH, 25TH
AND 26TH RESOLUTIONS.
E28 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO INCREASE THE SHARE CAPITAL
OF THE COMPANY BY INCORPORATION OF RESERVES,
PROFITS OR PREMIUMS.
E29 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt No vote
TO GRANT, SUBJECT TO PERFORMANCE CONDITIONS,
PERFORMANCE SHARES ON SHARES OF THE COMPANY
CURRENTLY EXISTING OR DUE TO BE ISSUED TO EMPLOYEES
AND EXECUTIVE OFFICERS.
E30 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Mgmt No vote
TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE
SHARES OF THE COMPANY TO EMPLOYEES AND EXECUTIVE
OFFICERS.
E31 DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD Mgmt No vote
OF DIRECTORS TO DECIDE ON THE INCREASE OF THE
SHARE CAPITAL OF THE COMPANY BY THE ISSUANCE
OF SHARES RESERVED TO THE PARTICIPANTS IN A
COMPANY SAVINGS PLAN OR THE DISPOSAL TO THE
LATTER OF SHARES OR ANY OTHER SECURITIES GIVING
ACCESS TO THE COMPANY'S SHARE CAPITAL.
E32 AMENDMENT OF THE DURATION OF THE DIRECTORS' Mgmt No vote
TERM OF OFFICE SET OUT IN ARTICLE 13 OF THE
BYLAWS AND OF THE DURATION OF THE BOARD OBSERVERS'
TERM OF OFFICE SET OUT IN ARTICLE 14 OF THE
BYLAWS.
E33 POWERS. Mgmt No vote
E34 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Mgmt No vote
MEETING.
- --------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933215065
- --------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: APA
ISIN: US0374111054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For
02 ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM Mgmt For For
03 ELECTION OF DIRECTOR: F.H. MERELLI Mgmt For For
04 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933212083
- --------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: AVP
ISIN: US0543031027
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
ANDREA JUNG Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
ANN S. MOORE Mgmt For For
PAUL S. PRESSLER Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 APPROVAL OF 2010 STOCK INCENTIVE PLAN. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 933210320
- --------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 06-May-2010
Ticker: AXS
ISIN: BMG0692U1099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEOFFREY BELL Mgmt For For
CHRISTOPHER V. GREETHAM Mgmt Withheld Against
MAURICE A. KEANE Mgmt For For
HENRY B. SMITH Mgmt Withheld Against
2 TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL
HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010 AND TO AUTHORIZE THE BOARD
OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE,
TO SET THE FEES FOR THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933183218
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Special
Meeting Date: 23-Feb-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA CORPORATION AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 10 BILLION TO 11.3 BILLION.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THAT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL SET FORTH IN ITEM 1.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933203111
- --------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 28-Apr-2010
Ticker: BAC
ISIN: US0605051046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2010
03 A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK Mgmt For For
OF AMERICA AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 11.3
BILLION TO 12.8 BILLION
04 AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
05 A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For
KEY ASSOCIATE STOCK PLAN
06 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT
07 STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY Shr For Against
08 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS Shr For Against
09 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr For Against
COMPENSATION
10 STOCKHOLDER PROPOSAL - SUCCESSION PLANNING Shr For Against
11 STOCKHOLDER PROPOSAL - DERIVATIVES TRADING Shr For Against
12 STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
BJ SERVICES COMPANY Agenda Number: 933191809
- --------------------------------------------------------------------------------------------------------------------------
Security: 055482103
Meeting Type: Special
Meeting Date: 31-Mar-2010
Ticker: BJS
ISIN: US0554821035
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF AUGUST 30, 2009, BY
AND AMONG BAKER HUGHES INCORPORATED, A DELAWARE
CORPORATION, BSA ACQUISITION LLC, A DELAWARE
LIMITED LIABILITY COMPANY AND A WHOLLY OWNED
SUBSIDIARY OF BAKER HUGHES INCORPORATED, AND
BJ SERVICES COMPANY, AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 TO AUTHORIZE THE BJ SERVICES COMPANY BOARD OF Mgmt For For
DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE
SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933309038
- --------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 15-Apr-2010
Ticker: BP
ISIN: US0556221044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
03 TO ELECT MR P ANDERSON AS A DIRECTOR Mgmt For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR Mgmt For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR Mgmt For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR Mgmt For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR Mgmt For For
09 TO RE-ELECT MR A N OTHER AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR R DUDLEY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR D J FLINT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DR B E GROTE AS A DIRECTOR Mgmt For For
13 TO RE-ELECT DR A B HAYWARD AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MR A G INGLIS AS A DIRECTOR Mgmt For For
15 TO RE-ELECT DR D S JULIUS AS A DIRECTOR Mgmt For For
16 TO ELECT MR C-H SVANBERG AS A DIRECTOR Mgmt For For
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING Mgmt For For
OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
23 TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS Mgmt For For
INCENTIVE PLAN
24 TO APPROVE THE SCRIP DIVIDEND PROGRAMME Mgmt For For
S25 SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE Shr Against For
OF THE BOARD TO COMMISSION AND REVIEW ANY DECISION
TO PROCEED WITH THE SUNRISE SAGD PROGRAMME
- --------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933125076
- --------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 14-Sep-2009
Ticker: CA
ISIN: US12673P1057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1B ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1C ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN Mgmt For For
1F ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
1G ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1H ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1I ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 31, 2010.
03 THE STOCKHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933203010
- --------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: COF
ISIN: US14040H1059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1C ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2010.
03 ADVISORY APPROVAL OF CAPITAL ONE'S 2009 NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
04 STOCKHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
05 STOCKHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933149800
- --------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 04-Nov-2009
Ticker: CAH
ISIN: US14149Y1082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1E ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1F ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1G ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
1J ELECTION OF DIRECTOR: JEAN G. SPAULDING, M.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO RE-APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER CARDINAL HEALTH'S AMENDED &
RESTATED MANAGEMENT INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr Against For
STOCK OPTIONS.
05 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS Shr Against For
TO REQUIRE THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933114693
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Consent
Meeting Date: 24-Jul-2009
Ticker: C
ISIN: US1729671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH Mgmt For For
IN ANNEX A TO THE PROXY STATEMENT.
02 APPROVE THE DIRECTOR AMENDMENT SET FORTH IN Mgmt For For
ANNEX B TO THE PROXY STATEMENT.
03 APPROVE THE RETIREMENT AMENDMENT SET FORTH IN Mgmt For For
ANNEX C TO THE PROXY STATEMENT.
04 APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE Mgmt For For
SET FORTH IN ANNEX D TO THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933128135
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Consent
Meeting Date: 02-Sep-2009
Ticker: C
ISIN: US1729671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE Mgmt For For
AMENDMENT SET FORTH IN ANNEX A TO THE PROXY
STATEMENT.
02 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
AMENDMENT SET FORTH IN ANNEX B TO THE PROXY
STATEMENT.
03 PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE Mgmt For For
AMENDMENT SET FORTH IN ANNEX C TO THE PROXY
STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933203503
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: C
ISIN: US1729671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1G ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For
1I ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1J ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1L ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1M ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1N ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1O ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. Mgmt For For
05 PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. Mgmt For For
06 PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION Mgmt For For
PLAN.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES
TRADES.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Against For
HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shr Against For
OFFICERS RETAIN 75% OF THE SHARES ACQUIRED
THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING
TERMINATION OF EMPLOYMENT.
13 STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT Shr Against For
OF EXPENSES INCURRED BY A STOCKHOLDER IN A
CONTESTED ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933207614
- --------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: CMA
ISIN: US2003401070
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1C ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS INDEPENDENT AUDITORS
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt For For
APPROVING EXECUTIVE COMPENSATION
04 APPROVAL OF THE COMERICA INCORPORATED 2006 AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE PLAN
05 APPROVAL OF AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE
OF THE BOARD OF DIRECTORS
06 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS TAKE STEPS TO ELIMINATE SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS
07 SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD Shr Against For
OF DIRECTORS ADOPT A POLICY TO CONSIDER SEEKING
RECOUPMENT OF EXECUTIVE COMPENSATION AWARDS
08 SHAREHOLDER PROPOSAL-REQUESTING THAT A COMMITTEE Shr Against For
OF THE BOARD OF DIRECTORS ADOPT A PAY FOR SUPERIOR
PERFORMANCE PRINCIPLE
- --------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES PLC. Agenda Number: 933200494
- --------------------------------------------------------------------------------------------------------------------------
Security: G24140108
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: CBE
ISIN: IE00B40K9117
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B ELECTION OF DIRECTOR: DAN F. SMITH Mgmt For For
1C ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
1D ELECTION OF DIRECTOR: MARK S. THOMPSON Mgmt For For
02 TO CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS Mgmt For For
AND THE RELATED REPORTS OF THE DIRECTORS AND
AUDITORS.
03 APPOINT ERNST & YOUNG AS OUR INDEPENDENT AUDITORS Mgmt For For
FOR THE YEAR ENDING 12/31/2010 AND AUTHORIZE
THE AUDIT COMMITTEE TO SET THEIR REMUNERATION.
04 AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE Mgmt For For
MARKET PURCHASES OF COMPANY SHARES.
05 AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY Mgmt For For
SHARES.
- --------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933103892
- --------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 17-Jul-2009
Ticker: DELL
ISIN: US24702R1014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SAM NUNN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr Against For
SH2 ADOPT SIMPLE MAJORITY VOTE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933197964
- --------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: EIX
ISIN: US2810201077
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAGJEET S. BINDRA Mgmt For For
VANESSA C.L CHANG Mgmt For For
FRANCE A. CORDOVA Mgmt For For
THEODORE F. CRAVER, JR. Mgmt For For
CHARLES B. CURTIS Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
LUIS G. NOGALES Mgmt For For
RONALD L. OLSON Mgmt For For
JAMES M. ROSSER Mgmt For For
RICHARD T. SCHLOSBERG Mgmt For For
THOMAS C. SUTTON Mgmt For For
BRETT WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDERS Shr For Against
SAY ON EXECUTIVE PAY"
- --------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933239267
- --------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2010
Ticker: XOM
ISIN: US30231G1022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Mgmt For For
03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shr Against For
04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shr Against For
05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
(PAGE 56)
06 AMENDMENT OF EEO POLICY (PAGE 57) Shr Against For
07 POLICY ON WATER (PAGE 59) Shr Against For
08 WETLANDS RESTORATION POLICY (PAGE 60) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shr Against For
13 PLANNING ASSUMPTIONS (PAGE 69) Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC Agenda Number: 933246262
- --------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 27-May-2010
Ticker: FNF
ISIN: US31620R1059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL D. (RON) LANE Mgmt For For
GENERAL WILLIAM LYON Mgmt For For
RICHARD N. MASSEY Mgmt For For
CARY H. THOMPSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2010 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
J. C. PENNEY COMPANY, INC. Agenda Number: 933226424
- --------------------------------------------------------------------------------------------------------------------------
Security: 708160106
Meeting Type: Annual
Meeting Date: 21-May-2010
Ticker: JCP
ISIN: US7081601061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C.C. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: M.A. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: M.K. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: T.J. ENGIBOUS Mgmt For For
1E ELECTION OF DIRECTOR: K.B. FOSTER Mgmt For For
1F ELECTION OF DIRECTOR: G.B. LAYBOURNE Mgmt For For
1G ELECTION OF DIRECTOR: BURL OSBORNE Mgmt For For
1H ELECTION OF DIRECTOR: L.H. ROBERTS Mgmt For For
1I ELECTION OF DIRECTOR: J.G. TERUEL Mgmt For For
1J ELECTION OF DIRECTOR: R.G. TURNER Mgmt For For
1K ELECTION OF DIRECTOR: M.E. ULLMAN, III Mgmt For For
1L ELECTION OF DIRECTOR: M.E. WEST Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY
29, 2011.
- --------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933205963
- --------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2010
Ticker: JNJ
ISIN: US4781601046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
04 SPECIAL SHAREOWNER MEETINGS Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933226501
- --------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: JPM
ISIN: US46625H1005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 POLITICAL NON-PARTISANSHIP Shr Against For
05 SPECIAL SHAREOWNER MEETINGS Shr Against For
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shr For Against
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 INDEPENDENT CHAIRMAN Shr Against For
09 PAY DISPARITY Shr Against For
10 SHARE RETENTION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933205331
- --------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: KFT
ISIN: US50075N1046
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
1L ELECTION OF DIRECTOR: FRANK G. ZARB Mgmt For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
- --------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933203642
- --------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: LLL
ISIN: US5024241045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CLAUDE R. CANIZARES Mgmt For For
THOMAS A. CORCORAN Mgmt For For
LEWIS KRAMER Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2 APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, Mgmt For For
INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE
PLAN.
3 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933155168
- --------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2009
Ticker: LRCX
ISIN: US5128071082
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BAGLEY Mgmt For For
DAVID G. ARSCOTT Mgmt For For
ROBERT M. BERDAHL Mgmt For For
RICHARD J. ELKUS, JR. Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
PATRICIA S. WOLPERT Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CUMULATIVE VOTING FOR DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2010.
- --------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933240032
- --------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2010
Ticker: LOW
ISIN: US5486611073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE AN AMENDMENT TO LOWE'S BYLAWS DECREASING Mgmt For For
THE PERCENTAGE OF SHARES REQUIRED TO CALL A
SPECIAL MEETING OF SHAREHOLDERS.
04 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr Against For
SPENDING.
05 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shr Against For
ROLES OF CHAIRMAN AND CEO.
- --------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 933231968
- --------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual and Special
Meeting Date: 06-May-2010
Ticker: MGA
ISIN: CA5592224011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK STRONACH Mgmt Withheld Against
HON. J. TREVOR EYTON Mgmt For For
MICHAEL D. HARRIS Mgmt Withheld Against
LADY BARBARA JUDGE Mgmt Withheld Against
LOUIS E. LATAIF Mgmt For For
DONALD RESNICK Mgmt Withheld Against
BELINDA STRONACH Mgmt For For
FRANZ VRANITZKY Mgmt Withheld Against
DONALD J. WALKER Mgmt For For
SIEGFRIED WOLF Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
AUDITOR OF THE CORPORATION, BASED ON THE RECOMMENDATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS,
AND AUTHORIZATION OF THE AUDIT COMMITTEE TO
FIX THE INDEPENDENT AUDITOR'S REMUNERATION.
03 APPROVAL OF THE ORDINARY RESOLUTION RATIFYING Mgmt Against Against
THE 2009 STOCK OPTION PLAN AND THE CONDITIONAL
GRANT OF OPTIONS UNDER THE 2009 STOCK OPTION
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933215433
- --------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: MET
ISIN: US59156R1086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. GLENN HUBBARD Mgmt For For
ALFRED F. KELLY, JR. Mgmt For For
JAMES M. KILTS Mgmt For For
DAVID SATCHER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2010
03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933150310
- --------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2009
Ticker: MSFT
ISIN: US5949181045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
03 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE Shr Against For
REFORM PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shr Against For
CONTRIBUTIONS
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933246375
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: MS
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt Against Against
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1G ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1H ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1I ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1K ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1L ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT (NON-BINDING ADVISORY
RESOLUTION)
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shr Against For
HOLDINGS REQUIREMENT
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr Against For
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY Shr Against For
DISPARITY
09 SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF Shr For Against
MANAGEMENT BONUSES
- --------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933203717
- --------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Annual
Meeting Date: 03-May-2010
Ticker: MOT
ISIN: US6200761095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM R. HAMBRECHT Mgmt For For
1D ELECTION OF DIRECTOR: SANJAY K. JHA Mgmt For For
1E ELECTION OF DIRECTOR: KEITH A. MEISTER Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS J. MEREDITH Mgmt For For
1G ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1H ELECTION OF DIRECTOR: JAMES R. STENGEL Mgmt For For
1I ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA Mgmt For For
1J ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
02 APPROVAL OF THE COMPANY'S OVERALL EXECUTIVE Mgmt Against Against
COMPENSATION POLICIES AND PROCEDURES.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
04 SHAREHOLDER PROPOSAL RE: HUMAN RIGHTS POLICY. Shr Against For
05 SHAREHOLDER PROPOSAL RE: REINCORPORATE IN A Shr Against For
SHAREOWNER-FRIENDLY STATE.
- --------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933233227
- --------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: NOC
ISIN: US6668071029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS B. FARGO Mgmt For For
1D ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1E ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1H ELECTION OF DIRECTOR: MADELEINE KLEINER Mgmt For For
1I ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1L ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER
MEETINGS AND CERTAIN OTHER PROVISIONS.
04 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING
TO DELETION OF COMPANY SHAREHOLDER APPROVALS
FOR CERTAIN TRANSACTIONS.
05 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION Shr Against For
IN NORTH DAKOTA.
- --------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933244472
- --------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 25-May-2010
Ticker: OMC
ISIN: US6819191064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. WREN Mgmt For For
BRUCE CRAWFORD Mgmt For For
ALAN R. BATKIN Mgmt For For
ROBERT CHARLES CLARK Mgmt For For
LEONARD S. COLEMAN, JR. Mgmt For For
ERROL M. COOK Mgmt For For
SUSAN S. DENISON Mgmt For For
MICHAEL A. HENNING Mgmt For For
JOHN R. MURPHY Mgmt For For
JOHN R. PURCELL Mgmt For For
LINDA JOHNSON RICE Mgmt For For
GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2010 FISCAL
YEAR.
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt Against Against
THE OMNICOM GROUP INC. 2007 INCENTIVE AWARD
PLAN TO AUTHORIZE ADDITIONAL SHARES FOR ISSUANCE.
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR BY-LAWS TO CHANGE THE VOTING STANDARD FOR
THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS
FROM A PLURALITY STANDARD TO A MAJORITY STANDARD.
05 SHAREHOLDER PROPOSAL REGARDING REIMBURSEMENT Shr Against For
OF EXPENSES INCURRED BY A SHAREHOLDER IN A
CONTESTED ELECTION OF DIRECTORS.
06 SHAREHOLDER PROPOSAL REGARDING DEATH BENEFIT Shr Against For
PAYMENTS.
07 SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
VOTE PROVISIONS.
- --------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 933144836
- --------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 29-Oct-2009
Ticker: SLE
ISIN: US8031111037
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRENDA C. BARNES Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1C ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1G ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Mgmt For For
1H ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For
1I ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For
1J ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For
1K ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
1L ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS SARA LEE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2010
- --------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda Number: 933118540
- --------------------------------------------------------------------------------------------------------------------------
Security: 806605101
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: SGP
ISIN: US8066051017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO.,
INC., SCHERING-PLOUGH CORPORATION, SP MERGER
SUBSIDIARY ONE, INC., AND SP MERGER SUBSIDIARY
TWO, INC., AS IT MAY BE AMENDED (THE "MERGER
AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON
STOCK IN THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH Mgmt For For
SPECIAL MEETING (INCLUDING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT
AND THE ISSUANCE OF SHARES OF COMMON STOCK
IN THE MERGER).
- --------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933218489
- --------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 12-May-2010
Ticker: SRE
ISIN: US8168511090
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Mgmt For For
1B ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1C ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1F ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1I ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1J ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON Shr For Against
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933226234
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: STT
ISIN: US8574771031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. LOGUE Mgmt For For
1K ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1L ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1M ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1N ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2010.
04 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
THE SEPARATION OF THE ROLES OF CHAIRMAN AND
CEO.
05 TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
A REVIEW OF PAY DISPARITY.
- --------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933226119
- --------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 18-May-2010
Ticker: ALL
ISIN: US0200021014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1F ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2010.
03 STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL Shr Against For
SPECIAL SHAREOWNER MEETINGS.
04 STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS Shr Against For
TO ACT BY WRITTEN CONSENT.
05 STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION Shr For Against
TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
06 STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT Shr Against For
ON EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS
AND OTHER TAX EXEMPT ORGANIZATIONS.
- --------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933201561
- --------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 26-Apr-2010
Ticker: BA
ISIN: US0970231058
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1H ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For
JR.
1I ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For
1J ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1K ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR.
03 ETHICAL CRITERIA FOR MILITARY CONTRACTS. Shr Against For
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Shr For Against
05 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shr Against For
06 INDEPENDENT CHAIRMAN. Shr Against For
07 REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933233203
- --------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2010
Ticker: HIG
ISIN: US4165151048
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III Mgmt For For
1B ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For
1D ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1E ELECTION OF DIRECTOR: GAIL J. MCGOVERN Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1I ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE 2010 FISCAL YEAR.
03 MANAGEMENT PROPOSAL TO APPROVE THE COMPANY'S Mgmt For For
2010 INCENTIVE STOCK PLAN.
04 MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS
FOR ANNUAL INCENTIVE AWARDS.
05 SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD Shr Against For
OF DIRECTORS AMEND THE BY-LAWS OF THE COMPANY
TO PROVIDE FOR REIMBURSEMENT OF A SHAREHOLDER
OR GROUP OF SHAREHOLDERS FOR EXPENSES INCURRED
IN CONNECTION WITH NOMINATING ONE OR MORE CANDIDATES
WHO ARE ELECTED BY SHAREHOLDERS IN A CONTESTED
ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933228226
- --------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2010
Ticker: HD
ISIN: US4370761029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS
UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK
INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shr For Against
COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT
08 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr Against For
OF THE BOARD
09 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT
10 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION Shr Against For
IN NORTH DAKOTA
- --------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933204884
- --------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2010
Ticker: PNC
ISIN: US6934751057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT N. CLAY Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Mgmt For For
1O ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED
BEFORE THE MEETING.
5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF Shr Against For
EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE,
IF PROPERLY PRESENTED BEFORE THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933200191
- --------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: SHW
ISIN: US8243481061
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.F. ANTON Mgmt For For
J.C. BOLAND Mgmt For For
C.M. CONNOR Mgmt For For
D.F. HODNIK Mgmt For For
T.G. KADIEN Mgmt For For
S.J. KROPF Mgmt For For
G.E. MCCULLOUGH Mgmt For For
A.M. MIXON, III Mgmt For For
C.E. MOLL Mgmt For For
R.K. SMUCKER Mgmt For For
J.M. STROPKI, JR. Mgmt For For
02 AMEND AND RESTATE THE 2006 EQUITY AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
03 RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
04 SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING. Shr For Against
- --------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION Agenda Number: 933210522
- --------------------------------------------------------------------------------------------------------------------------
Security: 891027104
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: TMK
ISIN: US8910271043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES E. ADAIR Mgmt For For
LLOYD W. NEWTON Mgmt For For
DARREN M. REBELEZ Mgmt For For
2 RATIFICATION OF AUDITORS Mgmt For For
3 AMENDMENT OF BY-LAWS AND CERTIFICATE OF INCORPORATION Mgmt For For
REMOVE SUPERMAJORITY VOTING REQUIRMENTS
4 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Mgmt For For
REPEAL "FAIR PRICE" PROVISION
- --------------------------------------------------------------------------------------------------------------------------
TYCO ELECTRONICS LTD Agenda Number: 933138504
- --------------------------------------------------------------------------------------------------------------------------
Security: H8912P106
Meeting Type: Special
Meeting Date: 08-Oct-2009
Ticker: TEL
ISIN: CH0102993182
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS Mgmt For For
THROUGH A REDUCTION OF THE PAR VALUE OF OUR
SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS
ON OR BEFORE MARCH 26, 2010 (THE END OF THE
SECOND FISCAL QUARTER OF 2010).
02 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE EXTRAORDINARY GENERAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
TYCO ELECTRONICS LTD Agenda Number: 933148391
- --------------------------------------------------------------------------------------------------------------------------
Security: H8912P106
Meeting Type: Special
Meeting Date: 08-Oct-2009
Ticker: TEL
ISIN: CH0102993182
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS Mgmt For For
THROUGH A REDUCTION OF THE PAR VALUE OF OUR
SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS
ON OR BEFORE MARCH 26, 2010 (THE END OF THE
SECOND FISCAL QUARTER OF 2010).
02 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE EXTRAORDINARY GENERAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
TYCO ELECTRONICS LTD Agenda Number: 933194932
- --------------------------------------------------------------------------------------------------------------------------
Security: H8912P106
Meeting Type: Annual
Meeting Date: 10-Mar-2010
Ticker: TEL
ISIN: CH0102993182
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF PIERRE R. BRONDEAU Mgmt For For
1B ELECTION OF RAM CHARAN Mgmt For For
1C ELECTION OF JUERGEN W. GROMER Mgmt For For
1D ELECTION OF ROBERT M. HERNANDEZ Mgmt For For
1E ELECTION OF THOMAS J. LYNCH Mgmt For For
1F ELECTION OF DANIEL J. PHELAN Mgmt For For
1G ELECTION OF FREDERIC M. POSES Mgmt For For
1H ELECTION OF LAWRENCE S. SMITH Mgmt For For
1I ELECTION OF PAULA A. SNEED Mgmt For For
1J ELECTION OF DAVID P. STEINER Mgmt For For
1K ELECTION OF JOHN C. VAN SCOTER Mgmt For For
2A TO APPROVE THE 2009 ANNUAL REPORT OF TYCO ELECTRONICS Mgmt For For
LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS
FOR THE PERIOD ENDED SEPTEMBER 25, 2009 AND
THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 25, 2009)
2B TO APPROVE THE STATUTORY FINANCIAL STATEMENTS Mgmt For For
OF TYCO ELECTRONICS LTD. FOR THE PERIOD ENDED
SEPTEMBER 25, 2009
2C TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
OF TYCO ELECTRONICS LTD. FOR THE FISCAL YEAR
ENDED SEPTEMBER 25, 2009
03 TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT Mgmt For For
IN THE FORM OF A DISTRIBUTION TO SHAREHOLDERS
THROUGH A REDUCTION OF THE PAR VALUE OF TYCO
ELECTRONICS SHARES, SUCH PAYMENT TO BE MADE
IN FOUR EQUAL QUARTERLY INSTALLMENTS ON OR
BEFORE MARCH 25, 2011 (THE END OF THE SECOND
FISCAL QUARTER OF 2011)
04 TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS
FOR ACTIVITIES DURING FISCAL YEAR 2009
05 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
AVAILABLE FOR AWARDS UNDER THE TYCO ELECTRONICS
LTD. 2007 STOCK AND INCENTIVE PLAN
6A TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2010
6B TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS Mgmt For For
TYCO ELECTRONICS' SWISS REGISTERED AUDITOR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
6C TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL AUDITOR
UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
07 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE ANNUAL GENERAL MEETING
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 933309026
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 14-Apr-2010
Ticker: UBS
ISIN: CH0024899483
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF ANNUAL REPORT AND GROUP AND PARENT Mgmt No vote
BANK ACCOUNTS
1B ADVISORY VOTE ON THE COMPENSATION REPORT 2009 Mgmt No vote
02 APPROPRIATION OF RESULTS Mgmt No vote
3A DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2009
3B DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2008
3C DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL
YEAR 2007
04 ADAPTATION OF ARTICLES OF ASSOCIATION TO NEW Mgmt No vote
SWISS INTERMEDIARY-HELD SECURITIES ACT: APPROVAL
OF AMENDMENT OF ARTICLE 4 PARA. 2 AND ARTICLE
6 OF THE ARTICLES OF ASSOCIATION
5AA REELECTION OF DIRECTOR: KASPAR VILLIGER Mgmt No vote
5AB REELECTION OF DIRECTOR: SALLY BOTT Mgmt No vote
5AC REELECTION OF DIRECTOR: MICHEL DEMARE Mgmt No vote
5AD REELECTION OF DIRECTOR: RAINER-MARC FREY Mgmt No vote
5AE REELECTION OF DIRECTOR: BRUNO GEHRIG Mgmt No vote
5AF REELECTION OF DIRECTOR: ANN F. GODBEHERE Mgmt No vote
5AG REELECTION OF DIRECTOR: AXEL P. LEHMANN Mgmt No vote
5AH REELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
5AI REELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt No vote
5AJ REELECTION OF DIRECTOR: DAVID SIDWELL Mgmt No vote
5BA ELECTION OF CANDIDATE FOR THE BOARD OF DIRECTOR: Mgmt No vote
WOLFGANG MAYRHUBER
5C REELECTION OF THE AUDITORS ERNST & YOUNG LTD., Mgmt No vote
BASEL
06 CREATION OF CONDITIONAL CAPITAL: APPROVAL OF Mgmt No vote
ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION
- --------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933203731
- --------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 29-Apr-2010
Ticker: VLO
ISIN: US91913Y1001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt For For
1B ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO Mgmt For For
ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 RE-APPROVE THE 2005 OMNIBUS STOCK INCENTIVE Mgmt For For
PLAN.
04 VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE Mgmt Against Against
2009 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
LISTED IN THE PROXY STATEMENT'S SUMMARY COMPENSATION
TABLE.
05 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "IMPACT Shr Against For
OF VALERO'S OPERATIONS ON RAINFOREST SUSTAINABILITY."
06 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS/TRADE ASSOCIATIONS."
07 VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "STOCK Shr Against For
RETENTION BY EXECUTIVES."
- --------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933195871
- --------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2010
Ticker: WHR
ISIN: US9633201069
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1D ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 APPROVAL OF THE WHIRLPOOL CORPORATION 2010 OMNIBUS Mgmt For For
STOCK AND INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PLC Agenda Number: 933199665
- --------------------------------------------------------------------------------------------------------------------------
Security: G96666105
Meeting Type: Annual
Meeting Date: 21-Apr-2010
Ticker: WSH
ISIN: IE00B4XGY116
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH A. CALIFANO Mgmt For For
1C ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1D ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For For
1E ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For
1G ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For For
1H ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt Abstain Against
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS Mgmt For For
02 RATIFY REAPPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS.
03 APPROVE OF THE WILLIS GROUP HOLDINGS PUBLIC Mgmt For For
LIMITED COMPANY 2010 NORTH AMERICAN EMPLOYEE
STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933201410
- --------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 03-May-2010
Ticker: ZMH
ISIN: US98956P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
2X38 John Hancock Funds Classic Value Fund II
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933114693
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Consent
Meeting Date: 24-Jul-2009
Ticker: C
ISIN: US1729671016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH Mgmt For For
IN ANNEX A TO THE PROXY STATEMENT.
02 APPROVE THE DIRECTOR AMENDMENT SET FORTH IN Mgmt For For
ANNEX B TO THE PROXY STATEMENT.
03 APPROVE THE RETIREMENT AMENDMENT SET FORTH IN Mgmt For For
ANNEX C TO THE PROXY STATEMENT.
04 APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE Mgmt For For
SET FORTH IN ANNEX D TO THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933103892
- --------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 17-Jul-2009
Ticker: DELL
ISIN: US24702R1014
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
SALLIE L. KRAWCHECK Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SAM NUNN Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr Against For
SH2 ADOPT SIMPLE MAJORITY VOTE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION Agenda Number: 933118540
- --------------------------------------------------------------------------------------------------------------------------
Security: 806605101
Meeting Type: Special
Meeting Date: 07-Aug-2009
Ticker: SGP
ISIN: US8066051017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO.,
INC., SCHERING-PLOUGH CORPORATION, SP MERGER
SUBSIDIARY ONE, INC., AND SP MERGER SUBSIDIARY
TWO, INC., AS IT MAY BE AMENDED (THE "MERGER
AGREEMENT") AND THE ISSUANCE OF SHARES OF COMMON
STOCK IN THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH Mgmt For For
SPECIAL MEETING (INCLUDING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT
AND THE ISSUANCE OF SHARES OF COMMON STOCK
IN THE MERGER).
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Capital Series
By (Signature) /s/ Keith F. Hartstein
Name Keith F. Hartstein
Title President
Date 08/27/2010